---
license: gpl
language:
- en
tags:
- parquet
- securitiesandexchange
- financial
- balancesheet
- incomestatement
- cashflowstatement
- sec.gov
---

[TRY DATA HERE](https://www.kaggle.com/code/denytran/hugging-face-fsnonotesdatasets-starter/notebook)


<h1>FINANCIAL STATEMENTS AND <i>NO<i> <s>NOTES</s> DATA SETS - 10-K FILINGS</h1>
  
 - BAKERY PRODUCTS
 - COOKIES & CRACKERS
 - RETAIL FOOD STORES
 - MEAT PACKING PLANTS
 - RETAIL EATING  PLACES
 - RETAIL GROCERY STORES
 - FOOD AND KINDRED PRODUCTS
 - ICE CREAM & FROZEN DESSERTS
 - RETAIL EATING & DRINKING PLACES
 - WHOLESALE GROCERIES GENERAL LINE
 - WHOLESALE GROCERIES & RELATED PRODUCTS
 - SAUSAGES & OTHER PREPARED MEAT PRODUCTS
 - CANNED FRUITS VEG PRESERVES JAMS & JELLIES
 - CANNED FROZEN & PRESERVD FRUIT VEG & FOOD SPECIALTIES
 - MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS


**THIS REPOSITORY WILL CONTAIN THE FOLLOWING 10-K FINANCIAL STATEMENTS:**  
[CURRENTLY, ONLY AVAILABLE UP TO 2023 WITH NO PLANS FOR UPDATES AS OF THIS TIME]  
 - INCOME STATEMENT  
 - CASH FLOW STATEMENT  
 - BALANCE SHEET  
<br>
<br>

**SOURCE**:  
 - THIS DATA WAS PARSED FROM THE SEC'S [FINANCIAL STATEMENTS AND NOTES DATA SETS](https://www.sec.gov/dera/data/financial-statement-and-notes-data-set.html) AS A PERSONAL PROJECT  
 - IF YOU WANT THE ENTIRE DATASET (CREATED IN SQL SERVER), THE PARQUET FILES CAN BE FOUND [HERE](https://huggingface.co/datasets/DenyTranDFW/SEC-Financial-Statements-And-Notes-Dataset) ALONG WITH THE SQL SCRIPTS TO REBUILD THE DATABASE  
<br>
<br>

**HOW THE FOLDERS ARE STRUCTURED**:
 - \<CIK_COMPANYNAME>/\<YEAR>/\<10K_[CF | IS | BS]_CIK_ADSH_FYFYE.parquet>  
WHERE:  
   - [CF | IS | BS] = STATEMENT (CASH FLOW STATEMENT, INCOME STATEMENT, BALANCE SHEET)  
   - CIK = CENTRAL INDEX KEY  
   - COMPANYNAME = NAME OF COMPANY  
   - ADSH = ACCESSION NUMBER  
   - FY & YEAR = FISCAL YEAR (YYYY)
   - 10K = ANNUAL FINANCIAL REPORT (MORE INFO [HERE](https://www.sec.gov/files/form10-k.pdf))
   - FYE = FISCAL YEAR END (MMDD)  
<br>
<br>

**REGARDING COMPANY NAME**:  
IF A COMPANY HAS CHANGED IT'S NAME, THE ENTIRE DIRECTORY WAS MOVED INTO THE DIRECTORY WITH THE LATEST YEAR, FOR EXAMPLE, THE CIK ID OF 0000077360 HAS:  
 - 0000077360_PENTAIR_INC  
   - 2010  
   - 2011  
 - 0000077360_PENTAIR_LTD  
   - 2012  
   - 2013  
 - 0000077360_PENTAIR_PLC  
   - 2014  
   - ...  
   - 20XX  
   - ...  
   - 2023
  
THE DIRECTORY STRUCTURE WOULD THEN BECOME:  
 - 0000077360_PENTAIR_PLC  
   - 2014  
   - ...  
   - 20XX  
   - ...  
   - 2023  
   - 0000077360_PENTAIR_INC  
     - 2010  
     - 2011  
   - 0000077360_PENTAIR_LTD   
     - 2012  
     - 2013  
<br>
<br>

**ADDITIONAL NOTES**:
 - THERE ARE SOME FILES MISSING FROM THIS [LIST](https://huggingface.co/datasets/DenyTranDFW/SEC_10K_FSNoNDS/blob/main/10k_submissions.tsv), WHICH I WOULD NEED TO TROUBLESHOOT TO DETERMINE WHY, THOSE FILES WILL BE UPLOADED THEREAFTER.
 - IF A SINGLE STATEMENT DID NOT PROVIDE AN OUTPUT, ALL THREE WILL BE EXCLUDED UNTIL THE CAUSE IS DETERMINED  
 - THE DATA WAS EXPORTED VIA A SCRIPT FROM MSSQL, USING PYTHON, WITH VERY LITTLE ERROR CHECKING, SO ASSUME ERRORS WILL BE PRESENT  
   - IF YOU FIND SOME OF THESE BUGGERS, GO [HERE](https://huggingface.co/datasets/DenyTranDFW/SEC_10K_FSNoNDS_AirTS/discussions) AND LEAVE A MESSAGE
 - FORGIVE ME IF THERE ARE OUTLIERS TO THIS, AS SOME OF THE SORTING ARE DONE MANUALLY  
 - WITH THAT SAID, THIS DATA SHOULD BE TREATED AS, MORE-OR-LESS, A DUMMY DATA SET  
<br>
<br>

**ISSUES**:  
 - IF YOU FIND ANY, PLEASE [PING](https://huggingface.co/datasets/DenyTranDFW/SEC_10K_FSNoNDS_AirTS/discussions) A MESSAGE AND ISSUE
<br>
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