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François Maurice Adrien Marie Mitterrand[a] (26 October 1916 – 8 January 1996) was a French statesman who served as President of France from 1981 to 1995, the longest time in office in the history of France. As First Secretary of the Socialist Party, he was the first left-wing politician to assume the presidency under the Fifth Republic.
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Reflecting family influences, François Mitterrand started political life on the Catholic nationalist right. He served under the Vichy Regime during its earlier years. Subsequently he joined the Resistance, moved to the left, and held ministerial office several times under the Fourth Republic. François Mitterand opposed de Gaulle's establishment of the Fifth Republic. Although at times a politically isolated figure, François Mitterrand outmanoeuvered rivals to become the left's standard bearer at every presidential election from 1965–88, with the exception of 1969. François Mitterrand was elected President at the 1981 presidential election. He was re-elected in 1988 and remained in office until 1995.
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François Mitterrand invited the Communist Party into his first government, which was a controversial decision at the time. In the event, the Communists were boxed in as junior partners and, rather than taking advantage, saw their support erode. They left the cabinet in 1984. Early in his first term, François Mitterrand followed a radical left-wing economic agenda, including nationalisation of key firms, but after two years, with the economy in crisis, he reversed course. He pushed a socially liberal agenda with reforms such as the abolition of the death penalty, the 39-hour work week, and the end of a government monopoly in radio and television broadcasting. His foreign and defense policies built on those of his Gaullist predecessors. His partnership with German Chancellor Helmut Kohl advanced European integration via the Maastricht Treaty, but he reluctantly accepted German reunification. During his time in office, he was a strong promoter of culture and implemented a range of costly "Grands Projets". He is the only French President to ever have named a female Prime Minister, Édith Cresson, in 1991. François Mitterrand was twice forced by the loss of a parliamentary majority into "cohabitation governments" with conservative cabinets led, respectively, by Jacques Chirac (1986–1988), and Édouard Balladur (1993–1995). Less than eight months after leaving office, Mitterrand died from the prostate cancer he had successfully concealed for most of his presidency.
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Beyond making the French left electable, François Mitterrand presided over the rise of the Socialist Party to dominance of the left, and the decline of the once-mighty Communist Party (as a share of the popular vote in the first presidential round, the Communists shrank from a peak of 21.27% in 1969 to 8.66% in 1995, at the end of François Mitterrand's second term).
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François Mitterrand was born in Jarnac, Charente, and baptized François Maurice Adrien Marie Mitterrand, the son of Joseph Mitterrand and Yvonne Lorrain. His family was devoutly Catholic[4] and conservative. His father worked as an engineer for the Compagnie Paris Orléans railway. He had three brothers, Robert, Jacques, and Philippe, and four sisters, Antoinette, Marie-Josèphe, Colette, and Geneviève.
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François Mitterrand's wife, Danielle Mitterrand (née Gouze, 1924–2011), came from a socialist background and worked for various left-wing causes. They married on 24 October 1944 and had three sons: Pascal (10 June – 17 September 1945), Jean-Christophe, born in 1946, and Gilbert, born on 4 February 1949. He also had two children as results of extra-marital affairs: an acknowledged daughter, Mazarine (born 1974), with his mistress Anne Pingeot,[5] and an unacknowledged son, Hravn Forsne (born 1988), with Swedish journalist Christina Forsne.[6]
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François Mitterrand's nephew Frédéric Mitterrand is a journalist, Minister of Culture and Communications under Nicolas Sarkozy (and a supporter of Jacques Chirac, former French President), and his wife's brother-in-law Roger Hanin was a well-known French actor.
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François Mitterrand studied from 1925 to 1934 in the Collège Saint-Paul in Angoulême, where he became a member of the Jeunesse Etudiante Chrétienne (JEC), the student organisation of Action catholique. Arriving in Paris in autumn 1934, he then went to the École Libre des Sciences Politiques until 1937, where he obtained his diploma in July of that year. François Mitterrand took membership for about a year in the Volontaires nationaux (National Volunteers), an organisation related to François de la Rocque's far-right league, the Croix de Feu; the league had just participated in the 6 February 1934 riots which led to the fall of the second Cartel des Gauches (Left-Wing Coalition).[7]
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Contrary to some reports, François Mitterrand never became a formal member of the Parti Social Français (PSF) which was the successor to the Croix de Feu and may be considered the first French right-wing mass party.[7] However, he did write news articles in the L'Echo de Paris newspaper, which was close to the PSF. He participated in the demonstrations against the "métèque invasion" in February 1935 and then in those against law teacher Gaston Jèze, who had been nominated as juridical counsellor of Ethiopia's Negus, in January 1936.
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When François Mitterrand's involvement in these conservative nationalist movements was revealed in the 1990s, he attributed his actions to the milieu of his youth. François Mitterrand furthermore had some personal and family relations with members of the Cagoule, a far-right terrorist group in the 1930s.[8]
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François Mitterrand then served his conscription from 1937 to 1939 in the 23rd régiment d'infanterie coloniale. In 1938, he became the best friend of Georges Dayan, a Jewish socialist, whom he saved from anti-Semitic aggressions by the national-royalist movement Action française.[9] His friendship with Dayan caused Mitterrand to begin to question some of his nationalist ideas. Finishing his law studies, he was sent in September 1939 to the Maginot line near Montmédy, with the rank of Sergeant-chief (infantry sergeant). He became engaged to Marie-Louise Terrasse (future actress and television presenter Catherine Langeais) in May 1940, when she was 16, but she broke it off in January 1942. Following an observation of Nazi concentration camps at the end of World War II, François Mitterrand became an agnostic.[10]
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François Mitterrand's actions during World War II were the cause of much controversy in France during the 1980s and 1990s.
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François Mitterrand was at the end of his national service when the war broke out. He fought as an infantry sergeant and was injured and captured by the Germans on 14 June 1940.[11] He was held prisoner at Stalag IXA near Ziegenhain (today part of Schwalmstadt, a town near Kassel in Hesse). François Mitterrand became involved in the social organisation for the POWs in the camp.[citation needed] He claims this, and the influence of the people he met there, began to change his political ideas, moving him towards the left.[12] He had two failed escape attempts in March and then November 1941 before he finally escaped on 16 December 1941, returning to France on foot.[citation needed] In December 1941 he arrived home in the unoccupied zone controlled by the French. With help from a friend[citation needed] of his mother he got a job as a mid-level functionary of the Vichy government, looking after the interests of POWs. This was very unusual for an escaped prisoner, and he later claimed to have served as a spy for the Free French Forces.[13]
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François Mitterrand worked from January to April 1942 for the Légion française des combattants et des volontaires de la révolution nationale [fr] (Legion of French combatants and volunteers of the national revolution) as a civil servant on a temporary contract. François Mitterrand worked under Jean-Paul Favre de Thierrens who was a spy for the British secret service. He then moved to the Commissariat au reclassement des prisonniers de guerre (Service for the orientation of POWS). During this period, François Mitterrand was aware of Thierrens's activities and may have helped in his disinformation campaign[citation needed]. At the same time, he published an article detailing his time as a POW in the magazine France, revue de l'État nouveau (the magazine was published as propaganda by the Vichy Regime).[14]
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François Mitterrand has been called a "Vichysto-résistant" (an expression used by the historian Jean-Pierre Azéma to describe people who supported Marshal Philippe Pétain, the head of the Vichy Regime, before 1943, but subsequently rejected the Vichy Regime).[15]
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From spring 1942, he met other escaped POWs Jean Roussel [fr], Max Varenne, and Dr. Guy Fric [fr], under whose influence he became involved with the resistance. In April, François Mitterrand and Fric caused a major disturbance in a public meeting held by the collaborator Georges Claude. From mid-1942, he sent false papers to POWs in Germany[citation needed] and on 12 June and 15 August 1942, he joined meetings at the Château de Montmaur which formed the base of his future network for the resistance.[16] From September, he made contact with Free French Forces, but clashed with Michel Cailliau [fr], General Charles de Gaulle's nephew (and de Gaulle's candidate to head-up all POW-related resistance organizations).[17] On 15 October 1942, François Mitterrand and Marcel Barrois (a member of the resistance deported in 1944) met Marshal Philippe Pétain along with other members of the Comité d'entraide aux prisonniers rapatriés de l'Allier (Help group for repatriated POWs in the department of Allier).[18] By the end of 1942, François Mitterrand met Pierre Guillain de Bénouville, an old friend from his days with La Cagoule. Bénouville was a member of the resistance groups Combat and Noyautage des administrations publiques (NAP).
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In late 1942, the non-occupied zone was invaded by the Germans. François Mitterrand left the Commissariat in January 1943, when his boss Maurice Pinot [fr], another vichysto-résistant, was replaced by the collaborator André Masson, but he remained in charge of the centres d'entraides. In the spring of 1943, along with Gabriel Jeantet, a member of Marshal Pétain's cabinet, and Simon Arbellot (both former members of La Cagoule), François Mitterrand received the Order of the Francisque (the honorific distinction of the Vichy Regime).
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Debate rages in France as to the significance of this. When François Mitterrand's Vichy past was exposed in the 1950s, he at first denied having received the Francisque (some sources say he was designated for the award, but never received the medal because he went into hiding before the ceremony took place)[19] Socialist Resistance leader Jean Pierre-Bloch says that François Mitterrand was ordered to accept the medal as cover for his work in the resistance.[20] Pierre Moscovici and Jacques Attali remain skeptical of François Mitterrand's beliefs at this time, accusing him of having at best a "foot in each camp" until he was sure who the winner would be. They noted François Mitterrand's friendship with René Bousquet and the wreaths he was said to have placed on Pétain's tomb in later years (see below) as examples of his ambivalent attitude.[21]
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In 1994, while President of France, François Mitterrand maintained that the roundup of Jews who were then deported to death camps during the war was solely the work of "Vichy France", an entity distinct from France: "The Republic had nothing to do with this. I do not believe France is responsible."[22] This position was refuted by President Jacques Chirac in 1995 who stated that it was time that France faced up to its past and he acknowledged the role of the State - "4500 policemen and gendarmes, French, under the authority of their leaders [who] obeyed the demands of the Nazis" - in the Holocaust.[22] He added that the "criminal folly of the occupiers was seconded by the French, by the French State".[23][24][25]
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President Emmanuel Macron was even more specific as to the State's responsibility for the 1942 Vel' d'Hiv Roundup of 13,000 Jews for deportation to concentration camps. It was indeed "France that organized the roundup, the deportation, and thus, for almost all, death."[26][27] It was done by "French police collaborating with the Nazis", he said on 16 July 2017. "It is convenient to see the Vichy regime as born of nothingness, returned to nothingness. Yes, it’s convenient, but it is false. We cannot build pride upon a lie.[28][29]
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François Mitterrand built up a resistance network[citation needed], composed mainly of former POWs. The POWs National Rally (Rassemblement national des prisonniers de guerre [fr], RNPG) was affiliated with General Henri Giraud, a former POW who had escaped from a German prison and made his way across Germany back to the Allied forces. In 1943 Giraud was contesting with de Gaulle for the leadership of the French Resistance.
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From the beginning of 1943, François Mitterrand had contacts with a powerful resistance group called the Organisation de résistance de l'armée (ORA),[11] organised by former French military personnel. From this time on, François Mitterrand could act as a member of the ORA,[30] moreover he set up his own RNPG network with Pinot in February and he obtained funding for his own network. In March, François Mitterrand met Henri Frenay, who encouraged the resistance in France to support François Mitterrand over Michel Cailliau.[31] 28 May 1943, when François Mitterrand met with Gaullist Philippe Dechartre [fr], is generally taken as the date François Mitterrand split with Vichy.[32] According to Dechartre, the meeting on 28 May 1943 was set up because "there were three movements [of Résistance:] […] the Gaullist, the communist, and one from support centers […] hence I was assigned the mission to prepare what would be called afterwards the merger [of the three movements]."[11]
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During 1943, the RNPG gradually changed from providing false papers to information-gathering for France libre. Pierre de Bénouville said, "François Mitterrand created a true spy network in the POW camps which gave us information, often decisive, about what was going on behind the German borders."[33] On 10 July François Mitterrand and Piatzook (a militant communist) interrupted a public meeting in the Salle Wagram in Paris. The meeting was about allowing French POWs to go home if they were replaced by young French men forced to go and work in Germany (in French this was called "la relève"). When André Masson began to talk about "la trahison des gaullistes" (the Gaullist treason), François Mitterrand stood up in the audience and shouted him down, saying Masson had no right to talk on behalf of POWs and calling la relève a "con" (i.e., something stupid). Mitterrand avoided arrest as Piatzook covered his escape.[34]
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In November 1943 the Sicherheitsdienst (SD) raided a flat in Vichy, where they hoped to arrest François Morland, a member of the resistance.[35] "Morland" was François Mitterrand's cover name. He also used Purgon, Monnier, Laroche, Captain François, Arnaud et Albre as cover names. The man they arrested was Pol Pilven, a member of the resistance who was to survive the war in a concentration camp. François Mitterrand was in Paris at the time.
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Warned by his friends, François Mitterand escaped to London aboard a Lysander plane on 15 November 1943 (piloted by then-Squadron Leader Lewis Hodges). He promoted his movement to the British and American Authorities, but he was sent to Algiers, where he met de Gaulle, by then the uncontested leader of the Free French. The two men clashed, de Gaulle refused to jeopardize the Resistance by including a movement that gathered information from POWs.[36][37] Later Mitterrand refused to merge his group with other POW movements if de Gaulle's nephew Cailliau was to be the leader.[36] Under the influence of Henri Frenay, de Gaulle finally agreed to merge his nephew's network and the RNPG with Mitterrand in charge.[38] Thus the RNPG was listed in the French Force organization from spring 1944.
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François Mitterrand returned to France by boat via England. In Paris, the three Resistance groups made up of POWs (Communists, Gaullists, RNPG) finally merged as the POWs and Deportees National Movement (Mouvement national des prisonniers de guerre et déportés [fr], MNPGD) and Mitterrand took the lead. In his memoirs, he says that he had started this organisation while he was still officially working for the Vichy Regime. From 27 November 1943 Mitterrand worked for the Bureau central de renseignements et d'action.[39] In December 1943 François Mitterrand ordered the execution of Henri Marlin (who was about to order attacks on the "Maquis") by Jacques Paris and Jean Munier, who later hid out with François Mitterrand's father.
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After a second visit to London in February 1944, François Mitterrand took part in the liberation of Paris in August; he took over the headquarters of Commissariat général aux prisonniers de guerre (general office for POW, the ministry he was working for), immediately he took up the vacant post of secretary general of POWs. When de Gaulle entered Paris following the Liberation, he was introduced to various men who were to be part of the provisional government. Among them was François Mitterrand, when they came face to face, de Gaulle is said to have muttered: "You again!" He dismissed François Mitterrand 2 weeks later.
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In October 1944 François Mitterrand and Jacques Foccart developed a plan to liberate the POW and concentration camps. This was called operation Vicarage. On the orders of de Gaulle, in April 1945 François Mitterrand accompanied General Lewis as the French representative at the liberation of the camps at Kaufering and Dachau. By chance Mitterrand discovered his friend and member of his network, Robert Antelme, suffering from typhus. Antelme was restricted to the camp to prevent the spread of disease, but François Mitterrand arranged for his "escape" and sent him back to France for treatment.[40][41]
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After the war François Mitterrand quickly moved back into politics. At the June 1946 legislative election, he led the list of the Rally of the Republican Lefts (Rassemblement des gauches républicaines, RGR) in the Western suburb of Paris, but he was not elected. The RGR was an electoral entity composed of the Radical Party, the centrist Democratic and Socialist Union of the Resistance (Union démocratique et socialiste de la Résistance, UDSR) and several conservative groupings. It opposed the policy of the "Three-parties alliance" (Communists, Socialists and Christian Democrats).
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In the November 1946 legislative election, he succeeded in winning a seat as deputy from the Nièvre département. To be elected, he had to win a seat at the expense of the French Communist Party (PCF). As leader of the RGR list, he led a very anti-communist campaign. He became a member of the UDSR party. In January 1947, he joined the cabinet as War Veterans Minister. He held various offices in the Fourth Republic as a Deputy and as a Minister (holding eleven different portfolios in total), including as a mayor of Château-Chinon from 1959 to 1981.
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In May 1948 François Mitterrand participated in the Congress of The Hague, together with Konrad Adenauer, Winston Churchill, Harold Macmillan, Paul-Henri Spaak, Albert Coppé and Altiero Spinelli. It originated the European Movement.
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As Overseas Minister (1950–1951), François Mitterrand opposed the colonial lobby to propose a reform program. He connected with the left when he resigned from the cabinet after the arrest of Morocco's sultan (1953). As leader of the progressive wing of the UDSR, he took the head of the party in 1953, replacing the conservative René Pleven.
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In June 1953 François Mitterrand attended the coronation of Queen Elizabeth II. Seated next to the elderly Princess Marie Bonaparte, he reported having spent much of the ceremony being psychoanalyzed by her.
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As Interior Minister in Pierre Mendès-France's cabinet (1954–1955), François Mitterrand had to direct the response to the Algerian War of Independence. He claimed: "Algeria is France." He was suspected of being the informer of the Communist Party in the cabinet. This rumour was spread by the former Paris police prefect, who had been dismissed by him. The suspicions were dismissed by subsequent investigations.
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The UDSR joined the Republican Front, a centre-left coalition, which won the 1956 legislative election. As Justice Minister (1956–1957), François Mitterrand allowed the expansion of martial law in the Algerian conflict. Unlike other ministers (including Mendès-France), who criticised the repressive policy in Algeria, he remained in Guy Mollet's cabinet until its end. As Minister of Justice, he had a role in 45 executions of the Algerian natives, recommending President Rene Coty to reject clemency in 80% of the cases, an action he later came to regret.[42] François Mitterrand's role in confirming the death sentences of FLN rebels convicted by French courts of terrorism and later in abolishing the death penalty in 1981 led the British writer Anthony Daniels (writing under his pseudonym of Theodore Dalrymple) to accuse François Mitterrand of being an unprincipled opportunist, a cynical politician who proudly confirmed death sentences of FLN terrorists in the 1950s when it was popular and who only came to champion abolishing the death penalty when was popular with the French people.[43]
|
72 |
+
|
73 |
+
As Minister of Justice he was an official representative of France during the wedding of Rainier III, Prince of Monaco, and actress Grace Kelly. Under the Fourth Republic, he was representative of a generation of young ambitious politicians. He appeared as a possible future Prime Minister.
|
74 |
+
|
75 |
+
In 1958, François Mitterrand was one of the few to object to the nomination of Charles de Gaulle as head of government, and to de Gaulle's plan for a Fifth Republic. He justified his opposition by the circumstances of de Gaulle's comeback: the 13 May 1958 quasi-putsch and military pressure. In September 1958, determinedly opposed to Charles de Gaulle, François Mitterrand made an appeal to vote "no" in the referendum over the Constitution, which was nevertheless adopted on 4 October 1958. This defeated coalition of the "No" was composed of the PCF and some left-wing republican politicians (such as Pierre Mendès-France and François Mitterrand).
|
76 |
+
|
77 |
+
This attitude may have been a factor in François Mitterrand's losing his seat in the 1958 elections, beginning a long "crossing of the desert" (this term is usually applied to de Gaulle's decline in influence for a similar period). Indeed, in the second round of the legislative election, François Mitterrand was supported by the Communists but the French Section of the Workers' International (SFIO) refused to withdraw its candidate. This division caused the election of the Gaullist candidate. One year later, he was elected to represent Nièvre in the Senate, where he was part of the Group of the Democratic Left. At the same time, he was not admitted to the ranks of the Unified Socialist Party (Parti socialiste unifié, PSU) which was created by Mendès-France, former internal opponents of Mollet and reform-minded former members of the Communist Party. The PSU leaders justified their decision by referring to his non-resignation from Mollet's cabinet and by his past in Vichy.
|
78 |
+
|
79 |
+
Also in that same year, on the Avenue de l'Observatoire in Paris, François Mitterrand claimed to have escaped an assassin's bullet by diving behind a hedge, in what became known as the Observatory Affair.[44] The incident brought him a great deal of publicity, initially boosting his political ambitions. Some of his critics claimed, however, that he had staged the incident himself, resulting in a backlash against François Mitterrand. He later said he had earlier been warned by right-wing deputy Robert Pesquet that he was the target of an Algérie française death squad and accused Prime Minister Michel Debré of being its instigator. Before his death, Pesquet claimed that François Mitterrand had set up a fake attempt on his life. Prosecution was initiated against François Mitterrand but was later dropped. Nonetheless, the Observatory Affair cast a lasting shadow over François Mitterrand's reputation. Years later in 1965, when François Mitterrand emerged as the challenger to de Gaulle in the second round of the presidential elections, de Gaulle was urged by an aide to use the Observatory Affair to discredit his opponent. "No, and don't insist" was the General's response, "It would be wrong to demean the office of the Presidency, since one day he [Mitterrand] may have the job."[45]
|
80 |
+
|
81 |
+
François Mitterrand visited China in 1961, during the worst of the Great Chinese Famine, but denied the existence of starvation.[46]
|
82 |
+
|
83 |
+
In the 1962 election, François Mitterrand regained his seat in the National Assembly with the support of the PCF and the SFIO. Practicing left unity in Nièvre, he advocated the rallying of left-wing forces at the national level, including the PCF, in order to challenge Gaullist domination. Two years later, he became the president (chairman) of the General Council of Nièvre. While the opposition to De Gaulle organized in clubs, he founded his own group, the Convention of Republican Institutions (Convention des institutions républicaines, CIR). He reinforced his position as a left-wing opponent to Charles de Gaulle in publishing Le Coup d'État permanent (The permanent coup, 1964), which criticized de Gaulle's personal power, the weaknesses of Parliament and of the government, the President's exclusive control of foreign affairs, and defence, etc.
|
84 |
+
|
85 |
+
In 1965, François Mitterrand was the first left-wing politician who saw the presidential election by universal suffrage as a way to defeat the opposition leadership. Not a member of any specific political party, his candidacy for presidency was accepted by all left-wing parties (the French Section of the Workers' International (SFIO), French Communist Party (PCF), Radical-Socialist Party (PR) and Unified Socialist Party (PSU)). He ended the cordon sanitaire of the PCF which the party had been subject to since 1947. For the SFIO leader Guy Mollet, Mitterrand's candidacy prevented Gaston Defferre, his rival in the SFIO, from running for the presidency. Furthermore, François Mitterrand was a lone figure, so he did not appear as a danger to the left-wing parties' staff members.
|
86 |
+
|
87 |
+
De Gaulle was expected to win in the first round, but François Mitterrand received 31.7% of the vote, denying De Gaulle a first-round victory. François Mitterrand was supported in the second round by the left and other anti-Gaullists: centrist Jean Monnet, moderate conservative Paul Reynaud and Jean-Louis Tixier-Vignancour, an extreme right-winger and the lawyer who had defended Raoul Salan, one of the four generals who had organized the 1961 Algiers putsch during the Algerian War.
|
88 |
+
|
89 |
+
François Mitterrand received 44.8% of votes in the second round and de Gaulle, with the majority, was thus elected for another term, but this defeat was regarded as honourable, for no one was really expected to defeat de Gaulle. François Mitterrand took the lead of a centre-left alliance: the Federation of the Democratic and Socialist Left (Fédération de la gauche démocrate et socialiste, FGDS). It was composed of the SFIO, the Radicals and several left-wing republican clubs (such the CIR of François Mitterrand).
|
90 |
+
|
91 |
+
In the legislative election of March 1967, the system where all candidates who failed to pass a 10% threshold in the first round were eliminated from the second round favoured the pro-Gaullist majority, which faced a split opposition (PCF, FGDS and centrists of Jacques Duhamel). Nevertheless, the parties of the left managed to gain 63 seats more than previously for a total of 194. The Communists remained the largest left-wing group with 22.5% of votes. The governing coalition won with its majority reduced by only one seat (247 seats out of 487).
|
92 |
+
|
93 |
+
In Paris, the Left (FGDS, PSU, PCF) managed to win more votes in the first round than the two governing parties (46% against 42.6%) while the Democratic Centre of Duhamel got 7% of votes. But with 38% of votes, de Gaulle's Union for the Fifth Republic remained the leading French party.[47]
|
94 |
+
|
95 |
+
During the May 1968 governmental crisis, François Mitterrand held a press conference to announce his candidacy if a new presidential election was held. But after the Gaullist demonstration on the Champs-Elysées, de Gaulle dissolved the Assembly and called for a legislative election instead. In this election, the right wing won its largest majority since the Bloc National in 1919.
|
96 |
+
|
97 |
+
François Mitterrand was accused of being responsible for this huge legislative defeat and the FGDS split. In 1969, François Mitterrand could not run for the Presidency: Guy Mollet refused to give him the support of the SFIO. The left wing was eliminated in the first round, with the Socialist candidate Gaston Defferre winning a humiliating 5.1 percent of the total vote. Georges Pompidou faced the centrist Alain Poher in the second round.
|
98 |
+
|
99 |
+
After the FGDS's implosion, François Mitterrand turned to the Socialist Party (Parti socialiste or PS). In June 1971, at the time of the Epinay Congress, the CIR joined the PS, which had succeeded the SFIO in 1969. The executive of the PS was then dominated by Guy Mollet's supporters. They proposed an "ideological dialogue" with the Communists. For François Mitterrand, an electoral alliance with the Communists was necessary to rise to power. With this in mind, François Mitterrand obtained the support of all the internal opponents to Mollet's faction and was elected as the first secretary of the PS. At the 1971 congress, he declared: "Whoever does not accept the break with the established order, with capitalist society, cannot be an adherent of the Socialist Party."[48][49]
|
100 |
+
|
101 |
+
In June 1972, François Mitterrand signed the Common Programme of Government with the Communist Georges Marchais and the Left Radical Robert Fabre. With this programme, he led the 1973 legislative campaign of the "Union of the Left".
|
102 |
+
|
103 |
+
At the 1974 presidential election, François Mitterrand received 43.2% of the vote in the first round, as the common candidate of the left. He faced Valéry Giscard d'Estaing in the second round. During the national TV debate, Giscard d'Estaing criticised him as being "a man of the past", due to his long political career. François Mitterrand was narrowly defeated by Giscard d'Estaing, François Mitterrand receiving 49.19% and Giscard 50.81%.
|
104 |
+
|
105 |
+
In 1977, the Communist and Socialist parties failed to update the Common Programme, then lost the 1978 legislative election. While the Socialists took the leading position on the left, by obtaining more votes than the Communists for the first time since 1936, the leadership of François Mitterrand was challenged by an internal opposition led by Michel Rocard who criticized the programme of the PS as being "archaic" and "unrealistic". The polls indicated Rocard was more popular than François Mitterrand. Nevertheless, François Mitterrand won the vote at the Party's Metz Congress (1979) and Rocard renounced his candidacy for the 1981 presidential election.
|
106 |
+
|
107 |
+
For his third candidacy for presidency, François Mitterrand was not supported by the PCF but only by the PS. François Mitterrand projected a reassuring image with the slogan "the quiet force". He campaigned for "another politics", based on the Socialist programme 110 Propositions for France,[50] and denounced the performance of the incumbent president. Furthermore, he benefited from divisions in the right-wing majority. He obtained 25.85% of votes in the first round (against 15% for the PCF candidate Georges Marchais), then defeated President Giscard d'Estaing in the second round, with 51.76%. He became the first left-wing politician elected President of France by universal suffrage.
|
108 |
+
|
109 |
+
In the presidential election of 10 May 1981, François Mitterrand became the first socialist President of the Fifth Republic, and his government became the first left-wing government in 23 years. He named Pierre Mauroy as Prime Minister and organised a new legislative election. The Socialists obtained an absolute parliamentary majority, and four Communists joined the cabinet.
|
110 |
+
|
111 |
+
The beginning of his first term was marked by a left-wing economic policy based on the 110 Propositions for France and the 1972 Common Programme between the Socialist Party, the Communist Party and the Left Radical Party. This included several nationalizations, a 10% increase in the SMIC (minimum wage), a 39-hour work week, 5 weeks holiday per year, the creation of the solidarity tax on wealth, an increase in social benefits, and the extension of workers' rights to consultation and information about their employers (through the Auroux Act). The objective was to boost economic demand and thus economic activity (Keynesianism), but the stimulative fiscal policy implemented by the Mauroy government was in contradiction with the constrained monetary policy implemented by the Bank of France.[51] However, unemployment continued to grow, and the franc was devalued three times.[52]
|
112 |
+
|
113 |
+
Old age pensions were raised by 300 francs per month to 1,700 francs for a single person and to 3,700 francs for a couple, while health insurance benefits were made more widely available to unemployed persons and part-time employees. Housing allocations for the low-paid were raised by 25% in 1981, and in the two years following May 1981 family allowances were increased by 44% for families with 3 children and by 81% for families with 2 children. In 1981, the purchasing power of social transfers went up by 4.5% and by 7.6% in 1982. In addition, the minimum wage (which affected 1.7 million employees) was increased by 15% in real terms between May 1981 and December 1982.[53]
|
114 |
+
|
115 |
+
Major efforts were made to improve access to housing and health care, while the government also attempted to tackle working-class under-achievement in schools by reinforcing the comprehensive system, modernising the curriculum and reducing streaming. As a means of increasing political participation, the government increased the financial allowances of local politicians, who also became entitled to paid leave from their jobs to attend courses in public administration. Allowances for the handicapped were improved, while improvements were also made in the pay and conditions for those serving in the army. A decree of January 1982 provided for "solidarity contracts" whereby firms would be subsidised for introducing part-time work or early retirement if they also allowed the creation of new jobs, while a decree of March 1982 provided employees with the right to retire at the age of 60 on 50% of average earnings during their 10 best years of employment. In 1983, legislation was passed to encourage greater equality in the private sector. Firms now had to make an annual report on the training opportunities and employment conditions for women and present a statistical analysis of their position in the firm, whilst the works committee had to ensure that equality promoting measures are taken.[54] In addition, a new benefit was introduced for unemployed workers who had exhausted their eligibility for unemployment insurance.[55] In December 1982, a law was passed that restored to workers the right to elect administrators to social security funds, which had been eliminated by Charles De Gaulle in 1967.[56]
|
116 |
+
|
117 |
+
François Mitterrand continued to promote the new technologies initiated by his predecessor Valéry Giscard d'Estaing: the TGV high speed train and the Minitel, a pre-World Wide Web interactive network similar to the web.[57] The Minitel and the Paris-Lyon TGV line were inaugurated only a few weeks after the election. In addition, Government grants and loans for capital investment for modernisation were significantly increased.[58]
|
118 |
+
|
119 |
+
François Mitterrand passed the first decentralization laws, the Defferre Act.
|
120 |
+
|
121 |
+
After two years in office, François Mitterrand made a substantial u-turn in economic policies, with the March 1983 adoption of the so-called "tournant de la rigueur" (austerity turn). Priority was given to the struggle against inflation in order to remain competitive in the European Monetary System. Although there were two periods of mild economic reflation (first from 1984 to 1986 and again from 1988 to 1990), monetary and fiscal restraint was the essential policy orientation of François Mitterrand's presidency from 1983 onwards.[59] Nevertheless, compared to the OECD average, fiscal policy in France remained relatively expansionary during the course of the two François Mitterrand presidencies.[60]
|
122 |
+
|
123 |
+
In 1983, all members of the general pension scheme obtained the right to a full pension at the age of 60 payable at a rate of half the reference wage in return for 37.5 years contribution. The government agreed at the same time to improve the pension position of some public sector employees and to increase the real value of the minimum pension. In addition, later negotiations brought retirement at 60 years into the occupational schemes although the financial terms for doing so could only be agreed for a 7-year period. A comparison between 1981 and 1986 showed that the minimum state pension had increased by 64% for a couple and by 81% for one person. During that same period, family allowances had increased by 71% for three children and by 112% for two children. In addition, the single-parent allowance for mothers or fathers with one child had been increased by 103% and for two or more children by 52% for each child
|
124 |
+
|
125 |
+
In order to mark the importance of the problems of the elderly, the government appointed a Secretary of State (attached to the Ministry of Social Affairs and National Solidarity) to carry special responsibility for them, and in an effort to try to relate policy to the felt needs of the elderly, it set up a central advisory committee to examine social policy from their point of view and carry out special studies and enquiries. This body became especially concerned with monitoring the attempts at coordination and encouraging policies which were aimed at helping he elderly stay at home instead of entering residential care.[54]
|
126 |
+
|
127 |
+
In the field of health care, some prescription charges were abolished, hospital administration was decentralised, workers' rights in the health service were reaffirmed, and equipment was provided for researchers.[61] From 1983 onwards, wage-earners who had contributed to a pension fund for 37.5 years became eligible to retire on a full pension. This right was extended to the self-employed in 1984 and to farmers in 1986. People who had retired at the age of 60 were, however, not initially eligible for reductions on public transport until they reached the age of 65. The qualifying age for these reductions was, however, reduced to 62 in 1985.[62] A number of illegal immigrants had their position regularized under the Socialists and the conditions pertaining to residence and work permits were eased. Educational programmes were implemented to help immigrant communities, while immigrants were allowed the right to free association. The Socialist government also opened up talks with the authorities in some of the main countries of origin, easing nationality rules in the public sector, associating representatives of migrant groups with public authority work, and established an Immigrants Council in 1984.
|
128 |
+
|
129 |
+
Although the income limit for allowances varied according to the position of the child in the family and the number of dependent children, these ceilings were made more favourable in cases where both parents were working or where a single parent was in charge and were linked to changes in wage levels. Those taking parental leave to care for three or more children (provided that they fulfilled the rules for eligibility) also received certain benefits in kind, such as a non-taxable, non-means-tested benefit and priority on vocational training courses. A new boost was also given to research into family problems including an interest in the effects of changing family structures, of women’s employment and the impact of local social policies on family life.[54] In addition, while a law on equal opportunities in employment was passed in July 1983 which prohibited all forms of unequal treatment regardless of the circumstances, together with providing for positive action plans to be established in major companies. In January 1984, a decree was made granting state aid to companies which implemented equality plans for staff.[63] That same year, a law was passed that gave the regional Caissess des Allocations Familiales the task of collecting unpaid alimony, initially for lone parents and subsequently for remarried or cohabiting mothers.[64]
|
130 |
+
|
131 |
+
In the field of education, more resources were devoted to the educational system, with the education budgets of 1982, 1983, and 1984 increased by approximately 4% to 6% per year above the rate of inflation. From 1981 to 1983, the corps of teachers was increased by 30,000.[65] Authorization was restored for a number of advanced undergraduate and graduate programmes which the previous centre-right minister Saunier-Seite had rejected on grounds of economy and "rationalization" of resources.[66] Numerous initiatives were carried out such as the teaching of civics, the reintroduction of the teaching of French history and geography at the primary level, the introduction of new professional degrees, a partnership between schools and enterprises, and the introduction of computers in classrooms. Priority areas were set up in 1981 as part of a systematic effort to combat underachievement in schools, while technical education was encouraged. In addition, nursery education was expanded,[67] while efforts by the Socialists to promote joint research between industry and the research agencies increased the number of such contracts by a half each year between 1982 and 1985, with a 29% increase in joint patents.[68] The baccalauréat professionnel, introduced in 1985, enabled holders of a Brevet d'études professionnelles (or in some cases of a Certificat d’aptitude professionnelle) to continue for another two years and study for the baccalauréat.[69]
|
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+
|
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+
François Mitterrand abolished the death penalty as soon as he took office (via the Badinter Act), as well as the "anti-casseurs Act" which instituted collective responsibility for acts of violence during demonstrations. He also dissolved the Cour de sûreté, a special high court, and enacted a massive regularization of illegal immigrants. Tighter regulations on the powers of police to stop, search and arrest were introduced, and the "loi sécurité et liberté" (a controversial public order act) was repealed. In addition, the legal aid system was improved.[70]
|
134 |
+
|
135 |
+
In 1984, a law was passed to ensure that divorced women who were not in receipt of maintenance would be provided with assistance in recovering the shortfall in their income from their former husband. By 1986, particular attention was being focused on assisting women in single-parent families to get back into employment, in recognition of the growing problems associated with extra-marital births and marital breakdown. Parental leave was extended to firms with 100 employees in 1981 (previously, parental leave provision had been made in 1977 for firms employing at least 200 employees) and subsequently to all employees in 1984. From 1984 onwards, married women were obliged to sign tax returns, men and women were provided with equal rights in managing their common property and that of their children, and in 1985 they became responsible for each other’s debts.
|
136 |
+
|
137 |
+
Childcare facilities were also expanded, with the number of places in crèches rising steadily between 1981 and 1986.[62] In addition, the minimum wage was significantly increased. From 1981 to 1984, the SMIC rose by 125%, while prices went up by only 75% during that same period.[71] Various measures were also introduced to mitigate the effects of rising unemployment. Between 1981 and 1986, there had been just over 800,000 young people placed on special work schemes, 800,000 early retirements, 200,000 enterprise allowance successes, and 30,000 retrained workers from declining industrial sectors.[54]
|
138 |
+
|
139 |
+
With respect to cultural policies, grants were allocated to non-profit associations and community cultural initiatives,[72] Mitterrand liberalized the media, created the CSA media regulation agency, and authorized pirate radio and the first private TV (Canal+), giving rise to the private broadcasting sector.
|
140 |
+
|
141 |
+
In terms of the theatre, some transfer of resources was made from the subsidy of the national theatres to the support for theatre companies which did not necessarily have an institutional home. A significant investment was made in music education with the creation of 5 new music schools in the departements and the revamping of the Conservatoire National de la Musique at Lyon, while the range and capacity of performance facilities in Paris was considerably increased, with the Cite Musicale de la Villette and the Opera de la Bastille allowing for specialist performance in a way that was lacking in Paris previously, and a 2,000 seat concert hall called le Zenith, which was designed primarily for rock music concerts but adapted for all uses.
|
142 |
+
|
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+
The Socialists continued the policies of their predecessors with the Grand Louvre project and the opening of the Picasso Museum at the Hotel Sale, while the museum budget was quadrupled and particular sums were set aside for the first time for large regional projects including the establishment of a number of new museums in the provinces such as the Ecomuseum at Chartres and the Museum of Prehistory at Carnac. A Fonds Regional des Acquisitions was established to assist provincial museums in the purchase of works of art, while the state actively continued an existing policy of encouraging bequests in lieu of death duties.
|
144 |
+
|
145 |
+
Libraries and publishing benefited from new thinking and an injection of funds, while aid to authors and publishers was restructured and book prices were fixed once again, with the objective being to assist smaller publishing houses and specialist bookshops. The network of regional lending libraries was significantly reinforced, while financial assistance was provided for the export of French books. In addition, archaeology, ethnography and historical buildings and monuments all benefited from the general increase in resources.[54]
|
146 |
+
|
147 |
+
The Left lost the 1983 municipal elections and the 1984 European Parliament election. At the same time, the Savary Bill, to limit the financing of private schools by local communities, caused a political crisis. It was abandoned and Mauroy resigned in July 1984. Laurent Fabius succeeded him, and the Communists left the cabinet.
|
148 |
+
|
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+
In terms of foreign policy, François Mitterrand did not significantly deviate from his predecessors and he continued nuclear weapons testing in the South Pacific in spite of protests from various peace and environmentalist organizations. In 1985, French agents sank the Greenpeace-owned ex-trawler Rainbow Warrior while it was docked in Auckland, New Zealand which the group had used in demonstrations against nuclear tests, whaling, and seal hunting. One Greenpeace member was killed, and when news broke of the event, a major scandal erupted that led to the resignation of Defense Minister Charles Hernu. France subsequently paid reparations of 1.8 million USD to Greenpeace.
|
150 |
+
|
151 |
+
Before the 1986 legislative campaign, proportional representation was instituted in accordance with the 110 Propositions. It did not prevent, however, the victory of the Rally for the Republic/Union for French Democracy (RPR/UDF) coalition. François Mitterrand thus named the RPR leader Jacques Chirac as Prime Minister. This period of government, with a President and a Prime Minister who came from two opposite coalitions, was the first time that such a combination had occurred under the Fifth Republic, and came to be known as "Cohabitation".[73]
|
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+
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+
Chirac mostly handled domestic policy while François Mitterrand concentrated on his "reserved domain" of foreign affairs and defence. However, several conflicts erupted between the two. In one example, François Mitterrand refused to sign executive decrees of liberalization, obliging Chirac to pass the measures through parliament instead. François Mitterrand also reportedly gave covert support to some social movements, notably the student revolt against the university reform (Devaquet Bill).[citation needed] Benefiting from the difficulties of Chirac's cabinet, the President's popularity increased.
|
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+
|
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+
With the polls running in his favor, François Mitterrand announced his candidacy in the 1988 presidential election. He proposed a moderate programme (promising "neither nationalisations nor liberalisation") and advocated a "united France," and laid out his policy priorities in his "Letter to the French People."[74] He obtained 34% of the votes in the first round, then faced Chirac in the second, and was re-elected with 54% of the votes. François Mitterrand thus became the first President to be elected twice by universal suffrage.
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+
After his re-election, he named Michel Rocard as Prime Minister, in spite of their poor relations. Rocard led the moderate wing of the PS and he was the most popular of the Socialist politicians. François Mitterrand decided to organize a new legislative election. The PS obtained a relative parliamentary majority. Four centre-right politicians joined the cabinet.
|
158 |
+
|
159 |
+
The second term was marked by the creation of the Insertion Minimum Revenue (RMI), which ensured a minimum level of income to those deprived of any other form of income; the restoring of the solidarity tax on wealth, which had been abolished by Chirac's cabinet; the institution of the Generalized social tax; the extension of parental leave up to the child's third birthday;[62] the reform of the Common Agricultural Policy; the 1990 Gayssot Act on hate speech and Holocaust denial; the Besson law of 1990;[75] the Mermaz Law of 1989;,[76] the introduction of a private childcare allowance;[77] the Urban Orientation Law of 1991;[78] the Arpaillange Act on the financing of political parties; the reform of the penal code; the Matignon Agreements concerning New Caledonia; the Evin Act on smoking in public places; the extension of the age limit for family allowances to 18 years in 1990;[62][79] and the 1989 Education Act which, amongst other measures, obliged local authorities to educate all children with disabilities.[80] Several large architectural works were pursued, in what would become known as the Grands Projets of François Mitterrand with the building of the Louvre Pyramid, the Channel Tunnel, the Grande Arche at La Défense, the Bastille Opera, the Finance Ministry in Bercy, and the National Library of France. On 16 February 1993, President François Mitterrand inaugurated in Fréjus a memorial to the wars in Indochina.
|
160 |
+
|
161 |
+
But the second term was also marked by rivalries within the PS and the split of the Mitterrandist group (at the Rennes Congress, where supporters of Laurent Fabius and Lionel Jospin clashed bitterly for control of the party), the scandals about the financing of the party, the contaminated blood scandal which implicated Laurent Fabius and former ministers Georgina Dufoix and Emond Hervé, and the Elysée wiretaps affairs.
|
162 |
+
|
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+
Disappointed with Rocard's apparent failure to enact the Socialists' programme, François Mitterrand dismissed Michel Rocard in 1991 and appointed Édith Cresson to replace him. She was the first woman to become Prime Minister in France, but proved a costly mistake due to her tendency for making acerbic and racist public remarks. After the Socialists experienced heavy losses in the 1992 regional elections, Cresson resigned from office. Her successor Pierre Bérégovoy promised to fight unemployment and corruption but he could not prevent the catastrophic defeat of the left in the 1993 legislative election. The Socialist Party suffered a crushing defeat with the right-wing parties winning 485 seats to the left's 92. He killed himself on 1 May 1993.
|
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|
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+
François Mitterrand named the former RPR Finance Minister Edouard Balladur as Prime Minister. The second "cohabitation" was less contentious than the first, because the two men knew they were not rivals for the next presidential election. By this point, François Mitterrand was nearly 80 years old and suffering from cancer in addition to the shock of his friend François de Grossouvre's suicide. His second and last term ended after the 1995 presidential election in May 1995 with the election of Jacques Chirac. Socialist candidate Lionel Jospin lost the presidential election.
|
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+
|
167 |
+
Overall, as President, François Mitterrand maintained the "basic characteristic of a strong welfare base underpinned by a strong state." A United Nations Human Development report concluded that, from 1979 to 1989, France was the only country in the OECD (apart from Portugal) in which income inequalities did not get worse.[81] During his second term as president, however, the gap between rich and poor widened in France,[82] with both unemployment and poverty rising in the awake of the economic recession of 1991–1993.[83] According to other studies, though, the percentage of the French population living in poverty (based on various criteria) fell between the mid-Eighties and the mid-Nineties.[84][85]
|
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+
|
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+
François Mitterrand supported closer European collaboration and the preservation of France's special relationship with its former colonies, which he feared were falling under "Anglo-Saxon influence." His drive to preserve French power in Africa led to controversies concerning Paris' role during the Rwandan genocide.[86]
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Despite François Mitterrand's left-wing affiliations, the 1980s saw France becoming more distant from the USSR, especially following events such as the expulsion of 47 Soviet diplomats and their families from the country in 1982 after they were accused of large-scale industrial and military espionage. François Mitterrand also sharply criticized the Soviet intervention in Afghanistan as well as the country's nuclear weapons buildup. When François Mitterrand visited the USSR in November 1988, the Soviet media claimed to be 'leaving aside the virtually wasted decade and the loss of the Soviet-French 'special relationship' of the Gaullist era'.
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Nevertheless, François Mitterrand was worried by the rapidity of the Eastern bloc's collapse. He was opposed to German reunification but came to see it as unavoidable.[87] He was opposed to the swift recognition of Croatia and Slovenia, which he thought would lead to the violent implosion of Yugoslavia.
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France participated in the Gulf War (1990–1991) with the U.N. coalition.
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He initially opposed further membership, fearing the Community was not ready and it would water it down to a free trade area.[88]
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François Mitterrand supported the enlargement of the Community to include Spain and Portugal (which both joined in January 1986). In February 1986 he helped the Single European Act come into effect. He worked well with his friend Helmut Kohl and improved Franco-German relations significantly.[89] Together they fathered the Maastricht Treaty, which was signed on 7 February 1992. It was ratified by referendum, approved by just over 51% of the voters.
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British Prime Minister Margaret Thatcher was against a German reunification[90] and also against the then discussed Maastricht Treaty.
|
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When Helmut Kohl, then German Chancellor, asked François Mitterrand to agree to reunification (France was one of the four Allies who had to agree to the Two Plus Four-treaty), François Mitterrand told Kohl he accepted it only in the event Germany would abandon the Deutsche Mark and adopt the Euro. Kohl accepted this package deal (even without talking to Karl Otto Pöhl, then President of the Bundesbank).[91][92]
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That year, he also established the Mitterrand doctrine, a policy of not extraditing convicted far-left terrorists of the years of lead such as Cesare Battisti to Italy, due to the alleged non-conformity of Italian legislation to European standards of rule of law, in particular the anti-terrorism laws passed by Italy in the 1970s and 1980s. When the European Court of Human Rights finally ruled against the François Mitterrand doctrine, the policy had already led to most of the criminals never being punished for their crimes.[citation needed]
|
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|
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Responding to a democratic movement in Africa after the 1989 fall of the Berlin Wall, he made his La Baule speech in June 1990 which tied development aid to democratic efforts from former French colonies, and during which he opposed the devaluation of the CFA Franc. Seeing an "East wind" blowing in the former Soviet Union and Eastern Europe, he stated that a "Southern wind" was also blowing in Africa, and that state leaders had to respond to the populations' wishes and aspirations by a "democratic opening", which included a representative system, free elections, multipartyism, freedom of the press, an independent judiciary, and abolition of censorship. Claiming that France was the country making the most important effort concerning development aid, he announced that the least developed countries (LDCs) would henceforth receive only grants from France, as opposed to loans (in order to combat the massive increase of Third World debt during the 1980s). He likewise limited the interest rate to 5% on French loans to intermediate-income countries (that is, Ivory Coast, Congo, Cameroon and Gabon).
|
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He also criticized interventionism in sovereign matters, which was according to him only another form of "colonialism". However, according to François Mitterrand, this did not imply lessened concern on the part of Paris for its former colonies. François Mitterrand thus continued with the African policy of de Gaulle inaugurated in 1960, which followed the relative failure of the 1958 creation of the French Community. All in all, François Mitterrand's La Baule speech, which marked a relative turning point in France's policy concerning its former colonies, has been compared with the 1956 loi-cadre Defferre which was responding to anti-colonialist feelings.[93]
|
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|
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African heads of state themselves reacted to François Mitterrand's speech at most with indifference. Omar Bongo, President of Gabon, declared that he would rather have "events counsel him;" Abdou Diouf, President of Senegal, said that, according to him, the best solution was a "strong government" and a "good faith opposition;" the President of Chad, Hissène Habré (nicknamed the "African Pinochet") claimed that it was contradictory to demand that African states should simultaneously carry on a "democratic policy" and "social and economic policies which limited their sovereignty", in a clear allusion to the International Monetary Fund and the World Bank's "structural adjustment programs". Hassan II, the king of Morocco, said for his part that "Africa was too open to the world to remain indifferent to what was happening around it", but that Western countries should "help young democracies open out, without putting a knife under their throat, without a brutal transition to multipartyism."[94]
|
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|
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All in all, the La Baule speech has been said to be on one hand "one of the foundations of political renewal in Africa French speaking area", and on the other hand "cooperation with France", this despite "incoherence and inconsistency, like any public policy".[95]
|
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|
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Controversy surrounding the discovery of the Human Immunodeficiency Virus (HIV) was intense after American researcher Robert Gallo and French scientist Luc Montagnier both claimed to have discovered it. The two scientists had given the new virus different names. The controversy was eventually settled by an agreement (helped along by the mediation of Dr Jonas Salk) between President Ronald Reagan and François Mitterrand which gave equal credit to both men and their teams.
|
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|
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In October 1985, to commemorate the tricentenary of the Revocation of the Edict of Nantes, François Mitterrand gave a formal apology to the descendants of Huguenots around the world.[96] At the same time, a special postage stamp was released in their honour. The stamp states that France is the home of the Huguenots ("Accueil des Huguenots"). Hence their rights were finally recognised.
|
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|
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On 2 February 1993, in his capacity as co-prince of Andorra, François Mitterrand and Joan Martí Alanis, who was Bishop of Urgell and therefore Andorra's other co-prince, signed Andorra's new constitution, which was later approved by referendum in the principality.
|
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|
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François Mitterrand died in Paris on 8 January 1996 at the age of 79 from prostate cancer, a condition he and his doctors had concealed for most of his presidency (see section on "Medical Secrecy" below).[97] A few days before his death, he was joined by family members and close friends for a "last meal" that attracted controversy because, in addition to other gourmet dishes, it included the serving of roast ortolan bunting, a small wild songbird that is a protected species whose sale was and remains illegal in France.[98][99]
|
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|
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A requiem mass was held at Notre-Dame cathedrale Paris celebrated by Cardinal Lustiger in the presence of UN Secretary General Boutros Boutros-Ghali, EU President Jacques Santer and representatives from 170 countries. 61 heads of state were presented.[100]
|
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|
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François Mitterrand's grave is in Jarnac.
|
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|
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World leaders who attended François Mitterrand's funeral included:
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As of 2020, François Mitterrand has had the most prime ministers during the regime of the 5th Republic.
|
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Following his death, a controversy erupted when his former physician, Dr Claude Gubler, wrote a book called Le Grand Secret ("The Grand Secret") explaining that François Mitterrand had false health reports published since November 1981, hiding his cancer. François Mitterrand's family then prosecuted Gubler and his publisher for violating medical confidentiality.
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|
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François Mitterrand came under fire in 1992 when it was revealed that he had arranged for the laying of a wreath of flowers on the grave of Philippe Pétain each Armistice Day since 1987. Pétain had been the leader of French forces at the dramatic Battle of Verdun in World War I, for which he was revered by his contemporaries. Later, however, he became leader of Vichy France after the French defeat by Germany (June 1940) in World War II, collaborating with Nazi Germany and putting anti-semitic measures into place.
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The placing of such a wreath was not without precedent. Presidents Charles de Gaulle and Valéry Giscard d'Estaing had wreaths placed on Pétain's grave to commemorate the 50th and 60th anniversaries of the end of World War I. Similarly, President Georges Pompidou had a wreath placed in 1973 when Pétain's remains were returned to the Ile d'Yeu after being stolen. Nonetheless, François Mitterrand's regular annual tributes went beyond the marking by his predecessors of exceptional occasions, and offended sensibilities at a time when France was re-examining its role in the Holocaust.[citation needed]
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The Urba consultancy was established in 1971 by the Socialist Party to advise Socialist-led communes on infrastructure projects and public works. The Urba affair became public in 1989 when two police officers investigating the Marseille regional office of Urba discovered detailed minutes of the organisation's contracts and division of proceeds between the party and elected officials. Although the minutes proved a direct link between Urba and graft activity, an edict from the office of François Mitterrand, himself listed as a recipient, prevented further investigation. The François Mitterrand election campaign of 1988 was directed by Henri Nallet, who then became Justice Minister and therefore in charge of the investigation at national level. In 1990 François Mitterrand declared an amnesty for those under investigation, thus ending the affair. Socialist Party treasurer Henri Emmanuelli was tried in 1997 for corruption offences, for which he received a two-year suspended sentence.
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From 1982 to 1986, François Mitterrand established an "anti-terror cell" installed as a service of the President of the Republic. This was an unusual set-up, since such law enforcement missions against terrorism are normally left to the National Police and Gendarmerie, run under the cabinet and the Prime Minister, and under the supervision of the judiciary. The cell was largely staffed by members of these services, but it bypassed the normal line of command and safeguards. 3000 conversations concerning 150 people (7 for reasons judged to be contestable by the ensuing court process) were recorded between January 1983 and March 1986 by this anti terrorist cell at the Elysée Palace. In one of its first actions, the cell was involved in the "Irish of Vincennes" affair, in which it appeared that members of the cell had planted weapons and explosives in the Vincennes apartment of three Irish nationals who were arrested on terrorism charges. Most markedly, it appears that the cell, under illegal presidential orders, obtained wiretaps on journalists, politicians and other personalities who may have been an impediment for François Mitterrand's personal life. The illegal wiretapping was revealed in 1993 by Libération; the case against members of the cell went to trial in November 2004.[101][102]
|
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It took 20 years for the 'affaire' to come before the courts because the instructing judge Jean-Paul Vallat was at first thwarted by the 'affaire' being classed a defence secret, but in December 1999 la Commission consultative du secret de la défense nationale declassified part of the files concerned. The Judge finished his investigation in 2000, but it still took another four years before coming on 15 November 2004 before the 16th chamber of the Tribunal correctionnel de Paris. 12 people were charged with "atteinte à la vie privée" (breach of privacy) and one with selling computer files. 7 were given suspended sentences and fines and 4 were found not guilty.
|
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The affair finally ended before the Tribunal correctionnel de Paris with the court's judgement on 9 November 2005. 7 members of the President's anti-terrorist unit were condemned and François Mitterrand was designated as the "inspirator and essentially the controller of the operation."[103]
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The court's judgement revealed that François Mitterrand was motivated by keeping elements of his private life secret from the general public, such as the existence of his illegitimate daughter Mazarine Pingeot (which the writer Jean-Edern Hallier, was threatening to reveal), his cancer which had been diagnosed in 1981, and the elements of his past in the Vichy Régime which were not already public knowledge. The court judged that certain people were tapped for "obscure" reasons, such as Carole Bouquet's companion, a lawyer with family in the Middle East, Edwy Plenel, a journalist for le Monde who covered the Rainbow Warrior story and the Vincennes Three affair, and the lawyer Antoine Comte. The court declared "Les faits avaient été commis sur ordre soit du président de la République, soit des ministres de la Défense successifs qui ont mis à la disposition de (Christian Prouteau) tous les moyens de l'État afin de les exécuter" (translation: these actions were committed following orders from the French President or his various Defence Ministers who gave Christian Prouteau full access to the state machinery so he could execute the orders) The court stated that François Mitterrand was the principal instigator of the wire taps (l'inspirateur et le décideur de l'essentiel) and that he had ordered some of the taps and turned a blind eye to others and that none of the 3000 wiretaps carried out by the cell were legally obtained.[104]
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On 13 March 2007 the Court of Appeal in Paris awarded €1 damages to the actress Carole Bouquet and €5000 to Lieutenant-Colonel Jean-Michel Beau for breach of privacy.[105]
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The case was taken to the European Court of Human Rights, which gave judgement on 7 June 2007 that the rights of free expression of the journalists involved in the case were not respected.
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In 2008 the French state was ordered by the courts to give Jean-Edern Hallier's family compensation.[106]
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Paris assisted Rwanda's president Juvénal Habyarimana, who was assassinated on 6 April 1994 while travelling in a Dassault Falcon 50 given to him as a personal gift of François Mitterrand. Through the offices of the 'Cellule Africaine', a Presidential office headed by François Mitterrand's son, Jean-Christophe Mitterrand, he provided the Hutu regime with financial and military support in the early 1990s. With French assistance, the Rwandan army grew from a force of 9,000 men in October 1990 to 28,000 in 1991. France also provided training staff, experts and massive quantities of weaponry and facilitated arms contracts with Egypt and South Africa. It also financed, armed and trained Habyrimana's Presidential Guard. French troops were deployed under Opération Turquoise, a military operation carried out under a United Nations (UN) mandate. The operation is currently the object of political and historical debate.
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On 10 July 1985, the Rainbow Warrior, a Greenpeace vessel, was in New Zealand preparing to protest against French nuclear testing in the South Pacific when two explosions sank the ship, resulting in the death of freelance photographer Fernando Pereira. The New Zealand government called the bombing the first terrorist attack in the country.[107][108] In mid-1985, French Defence Minister Charles Hernu was forced to resign after New Zealand authorities arrested DGSE (French intelligence services) agents who confessed to planting the explosives and later pleaded guilty.
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On the twentieth anniversary of the sinking, it was revealed that François Mitterrand had personally authorised the mission.[109] Admiral Pierre Lacoste, the former head of the DGSE, made a statement saying Pereira's death weighed heavily on his conscience. Television New Zealand (TVNZ) also sought access to the court video recording hearing where two French agents pleaded guilty, which they won a year later.
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President of the French Republic: 1981–1995. Reelected in 1988.
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Governmental functions
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Elected positions
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National Assembly of France
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Member of the National Assembly of France for Nièvre: 1946–1958 / 1962–1981 (resignation, became President of the French Republic in 1981). Elected in 1946, reelected in 1951, 1956, 1962, 1967, 1968, 1973, 1978.
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Senate of France
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Senator of Nièvre: 1959–1962 (resignation, reelected member of the National Assembly of France in 1962). Elected in 1959.
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General Council
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President of the General Council of Nièvre: 1964–1981 (resignation, became President of the French Republic in 1981). Reelected in 1967, 1970, 1973, 1976, 1979.
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General councillor of Nièvre: 1949–1981 (resignation). Reelected in 1955, 1961, 1967, 1973, 1979.
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Municipal Council
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Mayor of Château-Chinon (Ville): 1959–1981 (resignation, became President of the French Republic in 1981). Reelected in 1965, 1971, 1977.
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Municipal councillor of Château-Chinon (Ville): 1959–1981 (resignation). Reelected in 1965, 1971, 1977.
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Political function
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First Secretary (leader) of the Socialist Party: 1971–1981 (resignation, became President of the French Republic in 1981). Reelected in 1973, 1975, 1977, 1979.
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An amphitheatre or amphitheater (/ˈæmfɪˌθiːətər/)[1][2] is an open-air venue used for entertainment, performances, and sports. The term derives from the ancient Greek ἀμφιθέατρον (amphitheatron),[3] from ἀμφί (amphi), meaning "on both sides" or "around"[4] and θέατρον (théātron), meaning "place for viewing".[5][6]
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Ancient Roman amphitheatres were oval or circular in plan, with seating tiers that surrounded the central performance area, like a modern open-air stadium. In contrast both ancient Greek and ancient Roman theatres were built in a semicircle, with tiered seating rising on one side of the performance area. In modern usage, an "amphitheatre" may consist of theatre-style stages with spectator seating on only one side, theatres in the round, and stadia. Natural formations of similar shape are sometimes known as natural amphitheatres.
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Ancient Roman amphitheatres were major public venues, circular or oval in plan, with perimeter seating tiers. They were used for events such as gladiator combats, chariot races, venationes (animal hunts) and executions. About 230 Roman amphitheatres have been found across the area of the Roman Empire. Their typical shape, functions and name distinguish them from Roman theatres, which are more or less semicircular in shape; from the circuses (similar to hippodromes) whose much longer circuits were designed mainly for horse or chariot racing events; and from the smaller stadia, which were primarily designed for athletics and footraces.[8]
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The earliest Roman amphitheatres date from the middle of the first century BCE, but most were built under Imperial rule, from the Augustan period (27 BCE–14 CE) onwards.[9] Imperial amphitheatres were built throughout the Roman empire; the largest could accommodate 40,000–60,000 spectators. The most elaborate featured multi-storeyed, arcaded façades and were elaborately decorated with marble, stucco and statuary.[10] After the end of gladiatorial games in the 5th century and of staged animal hunts in the 6th, most amphitheatres fell into disrepair. Their materials were mined or recycled. Some were razed, and others were converted into fortifications. A few continued as convenient open meeting places; in some of these, churches were sited.[11]
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A natural amphitheatre is a performance space located in a spot where a steep mountain or a particular rock formation naturally amplifies or echoes sound, making it ideal for musical and theatrical performances. An amphitheatre can be naturally occurring formations which would be ideal for this purpose, even if no theatre has been constructed there.
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Notable natural amphitheatres include the Drakensberg amphitheatre in South Africa, Slane Castle in Ireland, the Supernatural Amphitheatre in Australia, and the Red Rocks and Gorge amphitheatres in the western United States.
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François Maurice Adrien Marie Mitterrand[a] (26 October 1916 – 8 January 1996) was a French statesman who served as President of France from 1981 to 1995, the longest time in office in the history of France. As First Secretary of the Socialist Party, he was the first left-wing politician to assume the presidency under the Fifth Republic.
|
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|
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Reflecting family influences, François Mitterrand started political life on the Catholic nationalist right. He served under the Vichy Regime during its earlier years. Subsequently he joined the Resistance, moved to the left, and held ministerial office several times under the Fourth Republic. François Mitterand opposed de Gaulle's establishment of the Fifth Republic. Although at times a politically isolated figure, François Mitterrand outmanoeuvered rivals to become the left's standard bearer at every presidential election from 1965–88, with the exception of 1969. François Mitterrand was elected President at the 1981 presidential election. He was re-elected in 1988 and remained in office until 1995.
|
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|
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François Mitterrand invited the Communist Party into his first government, which was a controversial decision at the time. In the event, the Communists were boxed in as junior partners and, rather than taking advantage, saw their support erode. They left the cabinet in 1984. Early in his first term, François Mitterrand followed a radical left-wing economic agenda, including nationalisation of key firms, but after two years, with the economy in crisis, he reversed course. He pushed a socially liberal agenda with reforms such as the abolition of the death penalty, the 39-hour work week, and the end of a government monopoly in radio and television broadcasting. His foreign and defense policies built on those of his Gaullist predecessors. His partnership with German Chancellor Helmut Kohl advanced European integration via the Maastricht Treaty, but he reluctantly accepted German reunification. During his time in office, he was a strong promoter of culture and implemented a range of costly "Grands Projets". He is the only French President to ever have named a female Prime Minister, Édith Cresson, in 1991. François Mitterrand was twice forced by the loss of a parliamentary majority into "cohabitation governments" with conservative cabinets led, respectively, by Jacques Chirac (1986–1988), and Édouard Balladur (1993–1995). Less than eight months after leaving office, Mitterrand died from the prostate cancer he had successfully concealed for most of his presidency.
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|
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Beyond making the French left electable, François Mitterrand presided over the rise of the Socialist Party to dominance of the left, and the decline of the once-mighty Communist Party (as a share of the popular vote in the first presidential round, the Communists shrank from a peak of 21.27% in 1969 to 8.66% in 1995, at the end of François Mitterrand's second term).
|
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|
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François Mitterrand was born in Jarnac, Charente, and baptized François Maurice Adrien Marie Mitterrand, the son of Joseph Mitterrand and Yvonne Lorrain. His family was devoutly Catholic[4] and conservative. His father worked as an engineer for the Compagnie Paris Orléans railway. He had three brothers, Robert, Jacques, and Philippe, and four sisters, Antoinette, Marie-Josèphe, Colette, and Geneviève.
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François Mitterrand's wife, Danielle Mitterrand (née Gouze, 1924–2011), came from a socialist background and worked for various left-wing causes. They married on 24 October 1944 and had three sons: Pascal (10 June – 17 September 1945), Jean-Christophe, born in 1946, and Gilbert, born on 4 February 1949. He also had two children as results of extra-marital affairs: an acknowledged daughter, Mazarine (born 1974), with his mistress Anne Pingeot,[5] and an unacknowledged son, Hravn Forsne (born 1988), with Swedish journalist Christina Forsne.[6]
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François Mitterrand's nephew Frédéric Mitterrand is a journalist, Minister of Culture and Communications under Nicolas Sarkozy (and a supporter of Jacques Chirac, former French President), and his wife's brother-in-law Roger Hanin was a well-known French actor.
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François Mitterrand studied from 1925 to 1934 in the Collège Saint-Paul in Angoulême, where he became a member of the Jeunesse Etudiante Chrétienne (JEC), the student organisation of Action catholique. Arriving in Paris in autumn 1934, he then went to the École Libre des Sciences Politiques until 1937, where he obtained his diploma in July of that year. François Mitterrand took membership for about a year in the Volontaires nationaux (National Volunteers), an organisation related to François de la Rocque's far-right league, the Croix de Feu; the league had just participated in the 6 February 1934 riots which led to the fall of the second Cartel des Gauches (Left-Wing Coalition).[7]
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Contrary to some reports, François Mitterrand never became a formal member of the Parti Social Français (PSF) which was the successor to the Croix de Feu and may be considered the first French right-wing mass party.[7] However, he did write news articles in the L'Echo de Paris newspaper, which was close to the PSF. He participated in the demonstrations against the "métèque invasion" in February 1935 and then in those against law teacher Gaston Jèze, who had been nominated as juridical counsellor of Ethiopia's Negus, in January 1936.
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When François Mitterrand's involvement in these conservative nationalist movements was revealed in the 1990s, he attributed his actions to the milieu of his youth. François Mitterrand furthermore had some personal and family relations with members of the Cagoule, a far-right terrorist group in the 1930s.[8]
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François Mitterrand then served his conscription from 1937 to 1939 in the 23rd régiment d'infanterie coloniale. In 1938, he became the best friend of Georges Dayan, a Jewish socialist, whom he saved from anti-Semitic aggressions by the national-royalist movement Action française.[9] His friendship with Dayan caused Mitterrand to begin to question some of his nationalist ideas. Finishing his law studies, he was sent in September 1939 to the Maginot line near Montmédy, with the rank of Sergeant-chief (infantry sergeant). He became engaged to Marie-Louise Terrasse (future actress and television presenter Catherine Langeais) in May 1940, when she was 16, but she broke it off in January 1942. Following an observation of Nazi concentration camps at the end of World War II, François Mitterrand became an agnostic.[10]
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François Mitterrand's actions during World War II were the cause of much controversy in France during the 1980s and 1990s.
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François Mitterrand was at the end of his national service when the war broke out. He fought as an infantry sergeant and was injured and captured by the Germans on 14 June 1940.[11] He was held prisoner at Stalag IXA near Ziegenhain (today part of Schwalmstadt, a town near Kassel in Hesse). François Mitterrand became involved in the social organisation for the POWs in the camp.[citation needed] He claims this, and the influence of the people he met there, began to change his political ideas, moving him towards the left.[12] He had two failed escape attempts in March and then November 1941 before he finally escaped on 16 December 1941, returning to France on foot.[citation needed] In December 1941 he arrived home in the unoccupied zone controlled by the French. With help from a friend[citation needed] of his mother he got a job as a mid-level functionary of the Vichy government, looking after the interests of POWs. This was very unusual for an escaped prisoner, and he later claimed to have served as a spy for the Free French Forces.[13]
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François Mitterrand worked from January to April 1942 for the Légion française des combattants et des volontaires de la révolution nationale [fr] (Legion of French combatants and volunteers of the national revolution) as a civil servant on a temporary contract. François Mitterrand worked under Jean-Paul Favre de Thierrens who was a spy for the British secret service. He then moved to the Commissariat au reclassement des prisonniers de guerre (Service for the orientation of POWS). During this period, François Mitterrand was aware of Thierrens's activities and may have helped in his disinformation campaign[citation needed]. At the same time, he published an article detailing his time as a POW in the magazine France, revue de l'État nouveau (the magazine was published as propaganda by the Vichy Regime).[14]
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François Mitterrand has been called a "Vichysto-résistant" (an expression used by the historian Jean-Pierre Azéma to describe people who supported Marshal Philippe Pétain, the head of the Vichy Regime, before 1943, but subsequently rejected the Vichy Regime).[15]
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From spring 1942, he met other escaped POWs Jean Roussel [fr], Max Varenne, and Dr. Guy Fric [fr], under whose influence he became involved with the resistance. In April, François Mitterrand and Fric caused a major disturbance in a public meeting held by the collaborator Georges Claude. From mid-1942, he sent false papers to POWs in Germany[citation needed] and on 12 June and 15 August 1942, he joined meetings at the Château de Montmaur which formed the base of his future network for the resistance.[16] From September, he made contact with Free French Forces, but clashed with Michel Cailliau [fr], General Charles de Gaulle's nephew (and de Gaulle's candidate to head-up all POW-related resistance organizations).[17] On 15 October 1942, François Mitterrand and Marcel Barrois (a member of the resistance deported in 1944) met Marshal Philippe Pétain along with other members of the Comité d'entraide aux prisonniers rapatriés de l'Allier (Help group for repatriated POWs in the department of Allier).[18] By the end of 1942, François Mitterrand met Pierre Guillain de Bénouville, an old friend from his days with La Cagoule. Bénouville was a member of the resistance groups Combat and Noyautage des administrations publiques (NAP).
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In late 1942, the non-occupied zone was invaded by the Germans. François Mitterrand left the Commissariat in January 1943, when his boss Maurice Pinot [fr], another vichysto-résistant, was replaced by the collaborator André Masson, but he remained in charge of the centres d'entraides. In the spring of 1943, along with Gabriel Jeantet, a member of Marshal Pétain's cabinet, and Simon Arbellot (both former members of La Cagoule), François Mitterrand received the Order of the Francisque (the honorific distinction of the Vichy Regime).
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Debate rages in France as to the significance of this. When François Mitterrand's Vichy past was exposed in the 1950s, he at first denied having received the Francisque (some sources say he was designated for the award, but never received the medal because he went into hiding before the ceremony took place)[19] Socialist Resistance leader Jean Pierre-Bloch says that François Mitterrand was ordered to accept the medal as cover for his work in the resistance.[20] Pierre Moscovici and Jacques Attali remain skeptical of François Mitterrand's beliefs at this time, accusing him of having at best a "foot in each camp" until he was sure who the winner would be. They noted François Mitterrand's friendship with René Bousquet and the wreaths he was said to have placed on Pétain's tomb in later years (see below) as examples of his ambivalent attitude.[21]
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In 1994, while President of France, François Mitterrand maintained that the roundup of Jews who were then deported to death camps during the war was solely the work of "Vichy France", an entity distinct from France: "The Republic had nothing to do with this. I do not believe France is responsible."[22] This position was refuted by President Jacques Chirac in 1995 who stated that it was time that France faced up to its past and he acknowledged the role of the State - "4500 policemen and gendarmes, French, under the authority of their leaders [who] obeyed the demands of the Nazis" - in the Holocaust.[22] He added that the "criminal folly of the occupiers was seconded by the French, by the French State".[23][24][25]
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President Emmanuel Macron was even more specific as to the State's responsibility for the 1942 Vel' d'Hiv Roundup of 13,000 Jews for deportation to concentration camps. It was indeed "France that organized the roundup, the deportation, and thus, for almost all, death."[26][27] It was done by "French police collaborating with the Nazis", he said on 16 July 2017. "It is convenient to see the Vichy regime as born of nothingness, returned to nothingness. Yes, it’s convenient, but it is false. We cannot build pride upon a lie.[28][29]
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François Mitterrand built up a resistance network[citation needed], composed mainly of former POWs. The POWs National Rally (Rassemblement national des prisonniers de guerre [fr], RNPG) was affiliated with General Henri Giraud, a former POW who had escaped from a German prison and made his way across Germany back to the Allied forces. In 1943 Giraud was contesting with de Gaulle for the leadership of the French Resistance.
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From the beginning of 1943, François Mitterrand had contacts with a powerful resistance group called the Organisation de résistance de l'armée (ORA),[11] organised by former French military personnel. From this time on, François Mitterrand could act as a member of the ORA,[30] moreover he set up his own RNPG network with Pinot in February and he obtained funding for his own network. In March, François Mitterrand met Henri Frenay, who encouraged the resistance in France to support François Mitterrand over Michel Cailliau.[31] 28 May 1943, when François Mitterrand met with Gaullist Philippe Dechartre [fr], is generally taken as the date François Mitterrand split with Vichy.[32] According to Dechartre, the meeting on 28 May 1943 was set up because "there were three movements [of Résistance:] […] the Gaullist, the communist, and one from support centers […] hence I was assigned the mission to prepare what would be called afterwards the merger [of the three movements]."[11]
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During 1943, the RNPG gradually changed from providing false papers to information-gathering for France libre. Pierre de Bénouville said, "François Mitterrand created a true spy network in the POW camps which gave us information, often decisive, about what was going on behind the German borders."[33] On 10 July François Mitterrand and Piatzook (a militant communist) interrupted a public meeting in the Salle Wagram in Paris. The meeting was about allowing French POWs to go home if they were replaced by young French men forced to go and work in Germany (in French this was called "la relève"). When André Masson began to talk about "la trahison des gaullistes" (the Gaullist treason), François Mitterrand stood up in the audience and shouted him down, saying Masson had no right to talk on behalf of POWs and calling la relève a "con" (i.e., something stupid). Mitterrand avoided arrest as Piatzook covered his escape.[34]
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In November 1943 the Sicherheitsdienst (SD) raided a flat in Vichy, where they hoped to arrest François Morland, a member of the resistance.[35] "Morland" was François Mitterrand's cover name. He also used Purgon, Monnier, Laroche, Captain François, Arnaud et Albre as cover names. The man they arrested was Pol Pilven, a member of the resistance who was to survive the war in a concentration camp. François Mitterrand was in Paris at the time.
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Warned by his friends, François Mitterand escaped to London aboard a Lysander plane on 15 November 1943 (piloted by then-Squadron Leader Lewis Hodges). He promoted his movement to the British and American Authorities, but he was sent to Algiers, where he met de Gaulle, by then the uncontested leader of the Free French. The two men clashed, de Gaulle refused to jeopardize the Resistance by including a movement that gathered information from POWs.[36][37] Later Mitterrand refused to merge his group with other POW movements if de Gaulle's nephew Cailliau was to be the leader.[36] Under the influence of Henri Frenay, de Gaulle finally agreed to merge his nephew's network and the RNPG with Mitterrand in charge.[38] Thus the RNPG was listed in the French Force organization from spring 1944.
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François Mitterrand returned to France by boat via England. In Paris, the three Resistance groups made up of POWs (Communists, Gaullists, RNPG) finally merged as the POWs and Deportees National Movement (Mouvement national des prisonniers de guerre et déportés [fr], MNPGD) and Mitterrand took the lead. In his memoirs, he says that he had started this organisation while he was still officially working for the Vichy Regime. From 27 November 1943 Mitterrand worked for the Bureau central de renseignements et d'action.[39] In December 1943 François Mitterrand ordered the execution of Henri Marlin (who was about to order attacks on the "Maquis") by Jacques Paris and Jean Munier, who later hid out with François Mitterrand's father.
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After a second visit to London in February 1944, François Mitterrand took part in the liberation of Paris in August; he took over the headquarters of Commissariat général aux prisonniers de guerre (general office for POW, the ministry he was working for), immediately he took up the vacant post of secretary general of POWs. When de Gaulle entered Paris following the Liberation, he was introduced to various men who were to be part of the provisional government. Among them was François Mitterrand, when they came face to face, de Gaulle is said to have muttered: "You again!" He dismissed François Mitterrand 2 weeks later.
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In October 1944 François Mitterrand and Jacques Foccart developed a plan to liberate the POW and concentration camps. This was called operation Vicarage. On the orders of de Gaulle, in April 1945 François Mitterrand accompanied General Lewis as the French representative at the liberation of the camps at Kaufering and Dachau. By chance Mitterrand discovered his friend and member of his network, Robert Antelme, suffering from typhus. Antelme was restricted to the camp to prevent the spread of disease, but François Mitterrand arranged for his "escape" and sent him back to France for treatment.[40][41]
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After the war François Mitterrand quickly moved back into politics. At the June 1946 legislative election, he led the list of the Rally of the Republican Lefts (Rassemblement des gauches républicaines, RGR) in the Western suburb of Paris, but he was not elected. The RGR was an electoral entity composed of the Radical Party, the centrist Democratic and Socialist Union of the Resistance (Union démocratique et socialiste de la Résistance, UDSR) and several conservative groupings. It opposed the policy of the "Three-parties alliance" (Communists, Socialists and Christian Democrats).
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In the November 1946 legislative election, he succeeded in winning a seat as deputy from the Nièvre département. To be elected, he had to win a seat at the expense of the French Communist Party (PCF). As leader of the RGR list, he led a very anti-communist campaign. He became a member of the UDSR party. In January 1947, he joined the cabinet as War Veterans Minister. He held various offices in the Fourth Republic as a Deputy and as a Minister (holding eleven different portfolios in total), including as a mayor of Château-Chinon from 1959 to 1981.
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In May 1948 François Mitterrand participated in the Congress of The Hague, together with Konrad Adenauer, Winston Churchill, Harold Macmillan, Paul-Henri Spaak, Albert Coppé and Altiero Spinelli. It originated the European Movement.
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As Overseas Minister (1950–1951), François Mitterrand opposed the colonial lobby to propose a reform program. He connected with the left when he resigned from the cabinet after the arrest of Morocco's sultan (1953). As leader of the progressive wing of the UDSR, he took the head of the party in 1953, replacing the conservative René Pleven.
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In June 1953 François Mitterrand attended the coronation of Queen Elizabeth II. Seated next to the elderly Princess Marie Bonaparte, he reported having spent much of the ceremony being psychoanalyzed by her.
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As Interior Minister in Pierre Mendès-France's cabinet (1954–1955), François Mitterrand had to direct the response to the Algerian War of Independence. He claimed: "Algeria is France." He was suspected of being the informer of the Communist Party in the cabinet. This rumour was spread by the former Paris police prefect, who had been dismissed by him. The suspicions were dismissed by subsequent investigations.
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The UDSR joined the Republican Front, a centre-left coalition, which won the 1956 legislative election. As Justice Minister (1956–1957), François Mitterrand allowed the expansion of martial law in the Algerian conflict. Unlike other ministers (including Mendès-France), who criticised the repressive policy in Algeria, he remained in Guy Mollet's cabinet until its end. As Minister of Justice, he had a role in 45 executions of the Algerian natives, recommending President Rene Coty to reject clemency in 80% of the cases, an action he later came to regret.[42] François Mitterrand's role in confirming the death sentences of FLN rebels convicted by French courts of terrorism and later in abolishing the death penalty in 1981 led the British writer Anthony Daniels (writing under his pseudonym of Theodore Dalrymple) to accuse François Mitterrand of being an unprincipled opportunist, a cynical politician who proudly confirmed death sentences of FLN terrorists in the 1950s when it was popular and who only came to champion abolishing the death penalty when was popular with the French people.[43]
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As Minister of Justice he was an official representative of France during the wedding of Rainier III, Prince of Monaco, and actress Grace Kelly. Under the Fourth Republic, he was representative of a generation of young ambitious politicians. He appeared as a possible future Prime Minister.
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In 1958, François Mitterrand was one of the few to object to the nomination of Charles de Gaulle as head of government, and to de Gaulle's plan for a Fifth Republic. He justified his opposition by the circumstances of de Gaulle's comeback: the 13 May 1958 quasi-putsch and military pressure. In September 1958, determinedly opposed to Charles de Gaulle, François Mitterrand made an appeal to vote "no" in the referendum over the Constitution, which was nevertheless adopted on 4 October 1958. This defeated coalition of the "No" was composed of the PCF and some left-wing republican politicians (such as Pierre Mendès-France and François Mitterrand).
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This attitude may have been a factor in François Mitterrand's losing his seat in the 1958 elections, beginning a long "crossing of the desert" (this term is usually applied to de Gaulle's decline in influence for a similar period). Indeed, in the second round of the legislative election, François Mitterrand was supported by the Communists but the French Section of the Workers' International (SFIO) refused to withdraw its candidate. This division caused the election of the Gaullist candidate. One year later, he was elected to represent Nièvre in the Senate, where he was part of the Group of the Democratic Left. At the same time, he was not admitted to the ranks of the Unified Socialist Party (Parti socialiste unifié, PSU) which was created by Mendès-France, former internal opponents of Mollet and reform-minded former members of the Communist Party. The PSU leaders justified their decision by referring to his non-resignation from Mollet's cabinet and by his past in Vichy.
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Also in that same year, on the Avenue de l'Observatoire in Paris, François Mitterrand claimed to have escaped an assassin's bullet by diving behind a hedge, in what became known as the Observatory Affair.[44] The incident brought him a great deal of publicity, initially boosting his political ambitions. Some of his critics claimed, however, that he had staged the incident himself, resulting in a backlash against François Mitterrand. He later said he had earlier been warned by right-wing deputy Robert Pesquet that he was the target of an Algérie française death squad and accused Prime Minister Michel Debré of being its instigator. Before his death, Pesquet claimed that François Mitterrand had set up a fake attempt on his life. Prosecution was initiated against François Mitterrand but was later dropped. Nonetheless, the Observatory Affair cast a lasting shadow over François Mitterrand's reputation. Years later in 1965, when François Mitterrand emerged as the challenger to de Gaulle in the second round of the presidential elections, de Gaulle was urged by an aide to use the Observatory Affair to discredit his opponent. "No, and don't insist" was the General's response, "It would be wrong to demean the office of the Presidency, since one day he [Mitterrand] may have the job."[45]
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François Mitterrand visited China in 1961, during the worst of the Great Chinese Famine, but denied the existence of starvation.[46]
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In the 1962 election, François Mitterrand regained his seat in the National Assembly with the support of the PCF and the SFIO. Practicing left unity in Nièvre, he advocated the rallying of left-wing forces at the national level, including the PCF, in order to challenge Gaullist domination. Two years later, he became the president (chairman) of the General Council of Nièvre. While the opposition to De Gaulle organized in clubs, he founded his own group, the Convention of Republican Institutions (Convention des institutions républicaines, CIR). He reinforced his position as a left-wing opponent to Charles de Gaulle in publishing Le Coup d'État permanent (The permanent coup, 1964), which criticized de Gaulle's personal power, the weaknesses of Parliament and of the government, the President's exclusive control of foreign affairs, and defence, etc.
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In 1965, François Mitterrand was the first left-wing politician who saw the presidential election by universal suffrage as a way to defeat the opposition leadership. Not a member of any specific political party, his candidacy for presidency was accepted by all left-wing parties (the French Section of the Workers' International (SFIO), French Communist Party (PCF), Radical-Socialist Party (PR) and Unified Socialist Party (PSU)). He ended the cordon sanitaire of the PCF which the party had been subject to since 1947. For the SFIO leader Guy Mollet, Mitterrand's candidacy prevented Gaston Defferre, his rival in the SFIO, from running for the presidency. Furthermore, François Mitterrand was a lone figure, so he did not appear as a danger to the left-wing parties' staff members.
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De Gaulle was expected to win in the first round, but François Mitterrand received 31.7% of the vote, denying De Gaulle a first-round victory. François Mitterrand was supported in the second round by the left and other anti-Gaullists: centrist Jean Monnet, moderate conservative Paul Reynaud and Jean-Louis Tixier-Vignancour, an extreme right-winger and the lawyer who had defended Raoul Salan, one of the four generals who had organized the 1961 Algiers putsch during the Algerian War.
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François Mitterrand received 44.8% of votes in the second round and de Gaulle, with the majority, was thus elected for another term, but this defeat was regarded as honourable, for no one was really expected to defeat de Gaulle. François Mitterrand took the lead of a centre-left alliance: the Federation of the Democratic and Socialist Left (Fédération de la gauche démocrate et socialiste, FGDS). It was composed of the SFIO, the Radicals and several left-wing republican clubs (such the CIR of François Mitterrand).
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In the legislative election of March 1967, the system where all candidates who failed to pass a 10% threshold in the first round were eliminated from the second round favoured the pro-Gaullist majority, which faced a split opposition (PCF, FGDS and centrists of Jacques Duhamel). Nevertheless, the parties of the left managed to gain 63 seats more than previously for a total of 194. The Communists remained the largest left-wing group with 22.5% of votes. The governing coalition won with its majority reduced by only one seat (247 seats out of 487).
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In Paris, the Left (FGDS, PSU, PCF) managed to win more votes in the first round than the two governing parties (46% against 42.6%) while the Democratic Centre of Duhamel got 7% of votes. But with 38% of votes, de Gaulle's Union for the Fifth Republic remained the leading French party.[47]
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During the May 1968 governmental crisis, François Mitterrand held a press conference to announce his candidacy if a new presidential election was held. But after the Gaullist demonstration on the Champs-Elysées, de Gaulle dissolved the Assembly and called for a legislative election instead. In this election, the right wing won its largest majority since the Bloc National in 1919.
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François Mitterrand was accused of being responsible for this huge legislative defeat and the FGDS split. In 1969, François Mitterrand could not run for the Presidency: Guy Mollet refused to give him the support of the SFIO. The left wing was eliminated in the first round, with the Socialist candidate Gaston Defferre winning a humiliating 5.1 percent of the total vote. Georges Pompidou faced the centrist Alain Poher in the second round.
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After the FGDS's implosion, François Mitterrand turned to the Socialist Party (Parti socialiste or PS). In June 1971, at the time of the Epinay Congress, the CIR joined the PS, which had succeeded the SFIO in 1969. The executive of the PS was then dominated by Guy Mollet's supporters. They proposed an "ideological dialogue" with the Communists. For François Mitterrand, an electoral alliance with the Communists was necessary to rise to power. With this in mind, François Mitterrand obtained the support of all the internal opponents to Mollet's faction and was elected as the first secretary of the PS. At the 1971 congress, he declared: "Whoever does not accept the break with the established order, with capitalist society, cannot be an adherent of the Socialist Party."[48][49]
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In June 1972, François Mitterrand signed the Common Programme of Government with the Communist Georges Marchais and the Left Radical Robert Fabre. With this programme, he led the 1973 legislative campaign of the "Union of the Left".
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At the 1974 presidential election, François Mitterrand received 43.2% of the vote in the first round, as the common candidate of the left. He faced Valéry Giscard d'Estaing in the second round. During the national TV debate, Giscard d'Estaing criticised him as being "a man of the past", due to his long political career. François Mitterrand was narrowly defeated by Giscard d'Estaing, François Mitterrand receiving 49.19% and Giscard 50.81%.
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In 1977, the Communist and Socialist parties failed to update the Common Programme, then lost the 1978 legislative election. While the Socialists took the leading position on the left, by obtaining more votes than the Communists for the first time since 1936, the leadership of François Mitterrand was challenged by an internal opposition led by Michel Rocard who criticized the programme of the PS as being "archaic" and "unrealistic". The polls indicated Rocard was more popular than François Mitterrand. Nevertheless, François Mitterrand won the vote at the Party's Metz Congress (1979) and Rocard renounced his candidacy for the 1981 presidential election.
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For his third candidacy for presidency, François Mitterrand was not supported by the PCF but only by the PS. François Mitterrand projected a reassuring image with the slogan "the quiet force". He campaigned for "another politics", based on the Socialist programme 110 Propositions for France,[50] and denounced the performance of the incumbent president. Furthermore, he benefited from divisions in the right-wing majority. He obtained 25.85% of votes in the first round (against 15% for the PCF candidate Georges Marchais), then defeated President Giscard d'Estaing in the second round, with 51.76%. He became the first left-wing politician elected President of France by universal suffrage.
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In the presidential election of 10 May 1981, François Mitterrand became the first socialist President of the Fifth Republic, and his government became the first left-wing government in 23 years. He named Pierre Mauroy as Prime Minister and organised a new legislative election. The Socialists obtained an absolute parliamentary majority, and four Communists joined the cabinet.
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The beginning of his first term was marked by a left-wing economic policy based on the 110 Propositions for France and the 1972 Common Programme between the Socialist Party, the Communist Party and the Left Radical Party. This included several nationalizations, a 10% increase in the SMIC (minimum wage), a 39-hour work week, 5 weeks holiday per year, the creation of the solidarity tax on wealth, an increase in social benefits, and the extension of workers' rights to consultation and information about their employers (through the Auroux Act). The objective was to boost economic demand and thus economic activity (Keynesianism), but the stimulative fiscal policy implemented by the Mauroy government was in contradiction with the constrained monetary policy implemented by the Bank of France.[51] However, unemployment continued to grow, and the franc was devalued three times.[52]
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Old age pensions were raised by 300 francs per month to 1,700 francs for a single person and to 3,700 francs for a couple, while health insurance benefits were made more widely available to unemployed persons and part-time employees. Housing allocations for the low-paid were raised by 25% in 1981, and in the two years following May 1981 family allowances were increased by 44% for families with 3 children and by 81% for families with 2 children. In 1981, the purchasing power of social transfers went up by 4.5% and by 7.6% in 1982. In addition, the minimum wage (which affected 1.7 million employees) was increased by 15% in real terms between May 1981 and December 1982.[53]
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Major efforts were made to improve access to housing and health care, while the government also attempted to tackle working-class under-achievement in schools by reinforcing the comprehensive system, modernising the curriculum and reducing streaming. As a means of increasing political participation, the government increased the financial allowances of local politicians, who also became entitled to paid leave from their jobs to attend courses in public administration. Allowances for the handicapped were improved, while improvements were also made in the pay and conditions for those serving in the army. A decree of January 1982 provided for "solidarity contracts" whereby firms would be subsidised for introducing part-time work or early retirement if they also allowed the creation of new jobs, while a decree of March 1982 provided employees with the right to retire at the age of 60 on 50% of average earnings during their 10 best years of employment. In 1983, legislation was passed to encourage greater equality in the private sector. Firms now had to make an annual report on the training opportunities and employment conditions for women and present a statistical analysis of their position in the firm, whilst the works committee had to ensure that equality promoting measures are taken.[54] In addition, a new benefit was introduced for unemployed workers who had exhausted their eligibility for unemployment insurance.[55] In December 1982, a law was passed that restored to workers the right to elect administrators to social security funds, which had been eliminated by Charles De Gaulle in 1967.[56]
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François Mitterrand continued to promote the new technologies initiated by his predecessor Valéry Giscard d'Estaing: the TGV high speed train and the Minitel, a pre-World Wide Web interactive network similar to the web.[57] The Minitel and the Paris-Lyon TGV line were inaugurated only a few weeks after the election. In addition, Government grants and loans for capital investment for modernisation were significantly increased.[58]
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François Mitterrand passed the first decentralization laws, the Defferre Act.
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After two years in office, François Mitterrand made a substantial u-turn in economic policies, with the March 1983 adoption of the so-called "tournant de la rigueur" (austerity turn). Priority was given to the struggle against inflation in order to remain competitive in the European Monetary System. Although there were two periods of mild economic reflation (first from 1984 to 1986 and again from 1988 to 1990), monetary and fiscal restraint was the essential policy orientation of François Mitterrand's presidency from 1983 onwards.[59] Nevertheless, compared to the OECD average, fiscal policy in France remained relatively expansionary during the course of the two François Mitterrand presidencies.[60]
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In 1983, all members of the general pension scheme obtained the right to a full pension at the age of 60 payable at a rate of half the reference wage in return for 37.5 years contribution. The government agreed at the same time to improve the pension position of some public sector employees and to increase the real value of the minimum pension. In addition, later negotiations brought retirement at 60 years into the occupational schemes although the financial terms for doing so could only be agreed for a 7-year period. A comparison between 1981 and 1986 showed that the minimum state pension had increased by 64% for a couple and by 81% for one person. During that same period, family allowances had increased by 71% for three children and by 112% for two children. In addition, the single-parent allowance for mothers or fathers with one child had been increased by 103% and for two or more children by 52% for each child
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In order to mark the importance of the problems of the elderly, the government appointed a Secretary of State (attached to the Ministry of Social Affairs and National Solidarity) to carry special responsibility for them, and in an effort to try to relate policy to the felt needs of the elderly, it set up a central advisory committee to examine social policy from their point of view and carry out special studies and enquiries. This body became especially concerned with monitoring the attempts at coordination and encouraging policies which were aimed at helping he elderly stay at home instead of entering residential care.[54]
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In the field of health care, some prescription charges were abolished, hospital administration was decentralised, workers' rights in the health service were reaffirmed, and equipment was provided for researchers.[61] From 1983 onwards, wage-earners who had contributed to a pension fund for 37.5 years became eligible to retire on a full pension. This right was extended to the self-employed in 1984 and to farmers in 1986. People who had retired at the age of 60 were, however, not initially eligible for reductions on public transport until they reached the age of 65. The qualifying age for these reductions was, however, reduced to 62 in 1985.[62] A number of illegal immigrants had their position regularized under the Socialists and the conditions pertaining to residence and work permits were eased. Educational programmes were implemented to help immigrant communities, while immigrants were allowed the right to free association. The Socialist government also opened up talks with the authorities in some of the main countries of origin, easing nationality rules in the public sector, associating representatives of migrant groups with public authority work, and established an Immigrants Council in 1984.
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Although the income limit for allowances varied according to the position of the child in the family and the number of dependent children, these ceilings were made more favourable in cases where both parents were working or where a single parent was in charge and were linked to changes in wage levels. Those taking parental leave to care for three or more children (provided that they fulfilled the rules for eligibility) also received certain benefits in kind, such as a non-taxable, non-means-tested benefit and priority on vocational training courses. A new boost was also given to research into family problems including an interest in the effects of changing family structures, of women’s employment and the impact of local social policies on family life.[54] In addition, while a law on equal opportunities in employment was passed in July 1983 which prohibited all forms of unequal treatment regardless of the circumstances, together with providing for positive action plans to be established in major companies. In January 1984, a decree was made granting state aid to companies which implemented equality plans for staff.[63] That same year, a law was passed that gave the regional Caissess des Allocations Familiales the task of collecting unpaid alimony, initially for lone parents and subsequently for remarried or cohabiting mothers.[64]
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In the field of education, more resources were devoted to the educational system, with the education budgets of 1982, 1983, and 1984 increased by approximately 4% to 6% per year above the rate of inflation. From 1981 to 1983, the corps of teachers was increased by 30,000.[65] Authorization was restored for a number of advanced undergraduate and graduate programmes which the previous centre-right minister Saunier-Seite had rejected on grounds of economy and "rationalization" of resources.[66] Numerous initiatives were carried out such as the teaching of civics, the reintroduction of the teaching of French history and geography at the primary level, the introduction of new professional degrees, a partnership between schools and enterprises, and the introduction of computers in classrooms. Priority areas were set up in 1981 as part of a systematic effort to combat underachievement in schools, while technical education was encouraged. In addition, nursery education was expanded,[67] while efforts by the Socialists to promote joint research between industry and the research agencies increased the number of such contracts by a half each year between 1982 and 1985, with a 29% increase in joint patents.[68] The baccalauréat professionnel, introduced in 1985, enabled holders of a Brevet d'études professionnelles (or in some cases of a Certificat d’aptitude professionnelle) to continue for another two years and study for the baccalauréat.[69]
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François Mitterrand abolished the death penalty as soon as he took office (via the Badinter Act), as well as the "anti-casseurs Act" which instituted collective responsibility for acts of violence during demonstrations. He also dissolved the Cour de sûreté, a special high court, and enacted a massive regularization of illegal immigrants. Tighter regulations on the powers of police to stop, search and arrest were introduced, and the "loi sécurité et liberté" (a controversial public order act) was repealed. In addition, the legal aid system was improved.[70]
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In 1984, a law was passed to ensure that divorced women who were not in receipt of maintenance would be provided with assistance in recovering the shortfall in their income from their former husband. By 1986, particular attention was being focused on assisting women in single-parent families to get back into employment, in recognition of the growing problems associated with extra-marital births and marital breakdown. Parental leave was extended to firms with 100 employees in 1981 (previously, parental leave provision had been made in 1977 for firms employing at least 200 employees) and subsequently to all employees in 1984. From 1984 onwards, married women were obliged to sign tax returns, men and women were provided with equal rights in managing their common property and that of their children, and in 1985 they became responsible for each other’s debts.
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Childcare facilities were also expanded, with the number of places in crèches rising steadily between 1981 and 1986.[62] In addition, the minimum wage was significantly increased. From 1981 to 1984, the SMIC rose by 125%, while prices went up by only 75% during that same period.[71] Various measures were also introduced to mitigate the effects of rising unemployment. Between 1981 and 1986, there had been just over 800,000 young people placed on special work schemes, 800,000 early retirements, 200,000 enterprise allowance successes, and 30,000 retrained workers from declining industrial sectors.[54]
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With respect to cultural policies, grants were allocated to non-profit associations and community cultural initiatives,[72] Mitterrand liberalized the media, created the CSA media regulation agency, and authorized pirate radio and the first private TV (Canal+), giving rise to the private broadcasting sector.
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In terms of the theatre, some transfer of resources was made from the subsidy of the national theatres to the support for theatre companies which did not necessarily have an institutional home. A significant investment was made in music education with the creation of 5 new music schools in the departements and the revamping of the Conservatoire National de la Musique at Lyon, while the range and capacity of performance facilities in Paris was considerably increased, with the Cite Musicale de la Villette and the Opera de la Bastille allowing for specialist performance in a way that was lacking in Paris previously, and a 2,000 seat concert hall called le Zenith, which was designed primarily for rock music concerts but adapted for all uses.
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The Socialists continued the policies of their predecessors with the Grand Louvre project and the opening of the Picasso Museum at the Hotel Sale, while the museum budget was quadrupled and particular sums were set aside for the first time for large regional projects including the establishment of a number of new museums in the provinces such as the Ecomuseum at Chartres and the Museum of Prehistory at Carnac. A Fonds Regional des Acquisitions was established to assist provincial museums in the purchase of works of art, while the state actively continued an existing policy of encouraging bequests in lieu of death duties.
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Libraries and publishing benefited from new thinking and an injection of funds, while aid to authors and publishers was restructured and book prices were fixed once again, with the objective being to assist smaller publishing houses and specialist bookshops. The network of regional lending libraries was significantly reinforced, while financial assistance was provided for the export of French books. In addition, archaeology, ethnography and historical buildings and monuments all benefited from the general increase in resources.[54]
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The Left lost the 1983 municipal elections and the 1984 European Parliament election. At the same time, the Savary Bill, to limit the financing of private schools by local communities, caused a political crisis. It was abandoned and Mauroy resigned in July 1984. Laurent Fabius succeeded him, and the Communists left the cabinet.
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In terms of foreign policy, François Mitterrand did not significantly deviate from his predecessors and he continued nuclear weapons testing in the South Pacific in spite of protests from various peace and environmentalist organizations. In 1985, French agents sank the Greenpeace-owned ex-trawler Rainbow Warrior while it was docked in Auckland, New Zealand which the group had used in demonstrations against nuclear tests, whaling, and seal hunting. One Greenpeace member was killed, and when news broke of the event, a major scandal erupted that led to the resignation of Defense Minister Charles Hernu. France subsequently paid reparations of 1.8 million USD to Greenpeace.
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Before the 1986 legislative campaign, proportional representation was instituted in accordance with the 110 Propositions. It did not prevent, however, the victory of the Rally for the Republic/Union for French Democracy (RPR/UDF) coalition. François Mitterrand thus named the RPR leader Jacques Chirac as Prime Minister. This period of government, with a President and a Prime Minister who came from two opposite coalitions, was the first time that such a combination had occurred under the Fifth Republic, and came to be known as "Cohabitation".[73]
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Chirac mostly handled domestic policy while François Mitterrand concentrated on his "reserved domain" of foreign affairs and defence. However, several conflicts erupted between the two. In one example, François Mitterrand refused to sign executive decrees of liberalization, obliging Chirac to pass the measures through parliament instead. François Mitterrand also reportedly gave covert support to some social movements, notably the student revolt against the university reform (Devaquet Bill).[citation needed] Benefiting from the difficulties of Chirac's cabinet, the President's popularity increased.
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With the polls running in his favor, François Mitterrand announced his candidacy in the 1988 presidential election. He proposed a moderate programme (promising "neither nationalisations nor liberalisation") and advocated a "united France," and laid out his policy priorities in his "Letter to the French People."[74] He obtained 34% of the votes in the first round, then faced Chirac in the second, and was re-elected with 54% of the votes. François Mitterrand thus became the first President to be elected twice by universal suffrage.
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After his re-election, he named Michel Rocard as Prime Minister, in spite of their poor relations. Rocard led the moderate wing of the PS and he was the most popular of the Socialist politicians. François Mitterrand decided to organize a new legislative election. The PS obtained a relative parliamentary majority. Four centre-right politicians joined the cabinet.
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The second term was marked by the creation of the Insertion Minimum Revenue (RMI), which ensured a minimum level of income to those deprived of any other form of income; the restoring of the solidarity tax on wealth, which had been abolished by Chirac's cabinet; the institution of the Generalized social tax; the extension of parental leave up to the child's third birthday;[62] the reform of the Common Agricultural Policy; the 1990 Gayssot Act on hate speech and Holocaust denial; the Besson law of 1990;[75] the Mermaz Law of 1989;,[76] the introduction of a private childcare allowance;[77] the Urban Orientation Law of 1991;[78] the Arpaillange Act on the financing of political parties; the reform of the penal code; the Matignon Agreements concerning New Caledonia; the Evin Act on smoking in public places; the extension of the age limit for family allowances to 18 years in 1990;[62][79] and the 1989 Education Act which, amongst other measures, obliged local authorities to educate all children with disabilities.[80] Several large architectural works were pursued, in what would become known as the Grands Projets of François Mitterrand with the building of the Louvre Pyramid, the Channel Tunnel, the Grande Arche at La Défense, the Bastille Opera, the Finance Ministry in Bercy, and the National Library of France. On 16 February 1993, President François Mitterrand inaugurated in Fréjus a memorial to the wars in Indochina.
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But the second term was also marked by rivalries within the PS and the split of the Mitterrandist group (at the Rennes Congress, where supporters of Laurent Fabius and Lionel Jospin clashed bitterly for control of the party), the scandals about the financing of the party, the contaminated blood scandal which implicated Laurent Fabius and former ministers Georgina Dufoix and Emond Hervé, and the Elysée wiretaps affairs.
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Disappointed with Rocard's apparent failure to enact the Socialists' programme, François Mitterrand dismissed Michel Rocard in 1991 and appointed Édith Cresson to replace him. She was the first woman to become Prime Minister in France, but proved a costly mistake due to her tendency for making acerbic and racist public remarks. After the Socialists experienced heavy losses in the 1992 regional elections, Cresson resigned from office. Her successor Pierre Bérégovoy promised to fight unemployment and corruption but he could not prevent the catastrophic defeat of the left in the 1993 legislative election. The Socialist Party suffered a crushing defeat with the right-wing parties winning 485 seats to the left's 92. He killed himself on 1 May 1993.
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François Mitterrand named the former RPR Finance Minister Edouard Balladur as Prime Minister. The second "cohabitation" was less contentious than the first, because the two men knew they were not rivals for the next presidential election. By this point, François Mitterrand was nearly 80 years old and suffering from cancer in addition to the shock of his friend François de Grossouvre's suicide. His second and last term ended after the 1995 presidential election in May 1995 with the election of Jacques Chirac. Socialist candidate Lionel Jospin lost the presidential election.
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Overall, as President, François Mitterrand maintained the "basic characteristic of a strong welfare base underpinned by a strong state." A United Nations Human Development report concluded that, from 1979 to 1989, France was the only country in the OECD (apart from Portugal) in which income inequalities did not get worse.[81] During his second term as president, however, the gap between rich and poor widened in France,[82] with both unemployment and poverty rising in the awake of the economic recession of 1991–1993.[83] According to other studies, though, the percentage of the French population living in poverty (based on various criteria) fell between the mid-Eighties and the mid-Nineties.[84][85]
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François Mitterrand supported closer European collaboration and the preservation of France's special relationship with its former colonies, which he feared were falling under "Anglo-Saxon influence." His drive to preserve French power in Africa led to controversies concerning Paris' role during the Rwandan genocide.[86]
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Despite François Mitterrand's left-wing affiliations, the 1980s saw France becoming more distant from the USSR, especially following events such as the expulsion of 47 Soviet diplomats and their families from the country in 1982 after they were accused of large-scale industrial and military espionage. François Mitterrand also sharply criticized the Soviet intervention in Afghanistan as well as the country's nuclear weapons buildup. When François Mitterrand visited the USSR in November 1988, the Soviet media claimed to be 'leaving aside the virtually wasted decade and the loss of the Soviet-French 'special relationship' of the Gaullist era'.
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Nevertheless, François Mitterrand was worried by the rapidity of the Eastern bloc's collapse. He was opposed to German reunification but came to see it as unavoidable.[87] He was opposed to the swift recognition of Croatia and Slovenia, which he thought would lead to the violent implosion of Yugoslavia.
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France participated in the Gulf War (1990–1991) with the U.N. coalition.
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He initially opposed further membership, fearing the Community was not ready and it would water it down to a free trade area.[88]
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François Mitterrand supported the enlargement of the Community to include Spain and Portugal (which both joined in January 1986). In February 1986 he helped the Single European Act come into effect. He worked well with his friend Helmut Kohl and improved Franco-German relations significantly.[89] Together they fathered the Maastricht Treaty, which was signed on 7 February 1992. It was ratified by referendum, approved by just over 51% of the voters.
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British Prime Minister Margaret Thatcher was against a German reunification[90] and also against the then discussed Maastricht Treaty.
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When Helmut Kohl, then German Chancellor, asked François Mitterrand to agree to reunification (France was one of the four Allies who had to agree to the Two Plus Four-treaty), François Mitterrand told Kohl he accepted it only in the event Germany would abandon the Deutsche Mark and adopt the Euro. Kohl accepted this package deal (even without talking to Karl Otto Pöhl, then President of the Bundesbank).[91][92]
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That year, he also established the Mitterrand doctrine, a policy of not extraditing convicted far-left terrorists of the years of lead such as Cesare Battisti to Italy, due to the alleged non-conformity of Italian legislation to European standards of rule of law, in particular the anti-terrorism laws passed by Italy in the 1970s and 1980s. When the European Court of Human Rights finally ruled against the François Mitterrand doctrine, the policy had already led to most of the criminals never being punished for their crimes.[citation needed]
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Responding to a democratic movement in Africa after the 1989 fall of the Berlin Wall, he made his La Baule speech in June 1990 which tied development aid to democratic efforts from former French colonies, and during which he opposed the devaluation of the CFA Franc. Seeing an "East wind" blowing in the former Soviet Union and Eastern Europe, he stated that a "Southern wind" was also blowing in Africa, and that state leaders had to respond to the populations' wishes and aspirations by a "democratic opening", which included a representative system, free elections, multipartyism, freedom of the press, an independent judiciary, and abolition of censorship. Claiming that France was the country making the most important effort concerning development aid, he announced that the least developed countries (LDCs) would henceforth receive only grants from France, as opposed to loans (in order to combat the massive increase of Third World debt during the 1980s). He likewise limited the interest rate to 5% on French loans to intermediate-income countries (that is, Ivory Coast, Congo, Cameroon and Gabon).
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He also criticized interventionism in sovereign matters, which was according to him only another form of "colonialism". However, according to François Mitterrand, this did not imply lessened concern on the part of Paris for its former colonies. François Mitterrand thus continued with the African policy of de Gaulle inaugurated in 1960, which followed the relative failure of the 1958 creation of the French Community. All in all, François Mitterrand's La Baule speech, which marked a relative turning point in France's policy concerning its former colonies, has been compared with the 1956 loi-cadre Defferre which was responding to anti-colonialist feelings.[93]
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African heads of state themselves reacted to François Mitterrand's speech at most with indifference. Omar Bongo, President of Gabon, declared that he would rather have "events counsel him;" Abdou Diouf, President of Senegal, said that, according to him, the best solution was a "strong government" and a "good faith opposition;" the President of Chad, Hissène Habré (nicknamed the "African Pinochet") claimed that it was contradictory to demand that African states should simultaneously carry on a "democratic policy" and "social and economic policies which limited their sovereignty", in a clear allusion to the International Monetary Fund and the World Bank's "structural adjustment programs". Hassan II, the king of Morocco, said for his part that "Africa was too open to the world to remain indifferent to what was happening around it", but that Western countries should "help young democracies open out, without putting a knife under their throat, without a brutal transition to multipartyism."[94]
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All in all, the La Baule speech has been said to be on one hand "one of the foundations of political renewal in Africa French speaking area", and on the other hand "cooperation with France", this despite "incoherence and inconsistency, like any public policy".[95]
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Controversy surrounding the discovery of the Human Immunodeficiency Virus (HIV) was intense after American researcher Robert Gallo and French scientist Luc Montagnier both claimed to have discovered it. The two scientists had given the new virus different names. The controversy was eventually settled by an agreement (helped along by the mediation of Dr Jonas Salk) between President Ronald Reagan and François Mitterrand which gave equal credit to both men and their teams.
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In October 1985, to commemorate the tricentenary of the Revocation of the Edict of Nantes, François Mitterrand gave a formal apology to the descendants of Huguenots around the world.[96] At the same time, a special postage stamp was released in their honour. The stamp states that France is the home of the Huguenots ("Accueil des Huguenots"). Hence their rights were finally recognised.
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On 2 February 1993, in his capacity as co-prince of Andorra, François Mitterrand and Joan Martí Alanis, who was Bishop of Urgell and therefore Andorra's other co-prince, signed Andorra's new constitution, which was later approved by referendum in the principality.
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François Mitterrand died in Paris on 8 January 1996 at the age of 79 from prostate cancer, a condition he and his doctors had concealed for most of his presidency (see section on "Medical Secrecy" below).[97] A few days before his death, he was joined by family members and close friends for a "last meal" that attracted controversy because, in addition to other gourmet dishes, it included the serving of roast ortolan bunting, a small wild songbird that is a protected species whose sale was and remains illegal in France.[98][99]
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A requiem mass was held at Notre-Dame cathedrale Paris celebrated by Cardinal Lustiger in the presence of UN Secretary General Boutros Boutros-Ghali, EU President Jacques Santer and representatives from 170 countries. 61 heads of state were presented.[100]
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François Mitterrand's grave is in Jarnac.
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World leaders who attended François Mitterrand's funeral included:
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As of 2020, François Mitterrand has had the most prime ministers during the regime of the 5th Republic.
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Following his death, a controversy erupted when his former physician, Dr Claude Gubler, wrote a book called Le Grand Secret ("The Grand Secret") explaining that François Mitterrand had false health reports published since November 1981, hiding his cancer. François Mitterrand's family then prosecuted Gubler and his publisher for violating medical confidentiality.
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François Mitterrand came under fire in 1992 when it was revealed that he had arranged for the laying of a wreath of flowers on the grave of Philippe Pétain each Armistice Day since 1987. Pétain had been the leader of French forces at the dramatic Battle of Verdun in World War I, for which he was revered by his contemporaries. Later, however, he became leader of Vichy France after the French defeat by Germany (June 1940) in World War II, collaborating with Nazi Germany and putting anti-semitic measures into place.
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The placing of such a wreath was not without precedent. Presidents Charles de Gaulle and Valéry Giscard d'Estaing had wreaths placed on Pétain's grave to commemorate the 50th and 60th anniversaries of the end of World War I. Similarly, President Georges Pompidou had a wreath placed in 1973 when Pétain's remains were returned to the Ile d'Yeu after being stolen. Nonetheless, François Mitterrand's regular annual tributes went beyond the marking by his predecessors of exceptional occasions, and offended sensibilities at a time when France was re-examining its role in the Holocaust.[citation needed]
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The Urba consultancy was established in 1971 by the Socialist Party to advise Socialist-led communes on infrastructure projects and public works. The Urba affair became public in 1989 when two police officers investigating the Marseille regional office of Urba discovered detailed minutes of the organisation's contracts and division of proceeds between the party and elected officials. Although the minutes proved a direct link between Urba and graft activity, an edict from the office of François Mitterrand, himself listed as a recipient, prevented further investigation. The François Mitterrand election campaign of 1988 was directed by Henri Nallet, who then became Justice Minister and therefore in charge of the investigation at national level. In 1990 François Mitterrand declared an amnesty for those under investigation, thus ending the affair. Socialist Party treasurer Henri Emmanuelli was tried in 1997 for corruption offences, for which he received a two-year suspended sentence.
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From 1982 to 1986, François Mitterrand established an "anti-terror cell" installed as a service of the President of the Republic. This was an unusual set-up, since such law enforcement missions against terrorism are normally left to the National Police and Gendarmerie, run under the cabinet and the Prime Minister, and under the supervision of the judiciary. The cell was largely staffed by members of these services, but it bypassed the normal line of command and safeguards. 3000 conversations concerning 150 people (7 for reasons judged to be contestable by the ensuing court process) were recorded between January 1983 and March 1986 by this anti terrorist cell at the Elysée Palace. In one of its first actions, the cell was involved in the "Irish of Vincennes" affair, in which it appeared that members of the cell had planted weapons and explosives in the Vincennes apartment of three Irish nationals who were arrested on terrorism charges. Most markedly, it appears that the cell, under illegal presidential orders, obtained wiretaps on journalists, politicians and other personalities who may have been an impediment for François Mitterrand's personal life. The illegal wiretapping was revealed in 1993 by Libération; the case against members of the cell went to trial in November 2004.[101][102]
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It took 20 years for the 'affaire' to come before the courts because the instructing judge Jean-Paul Vallat was at first thwarted by the 'affaire' being classed a defence secret, but in December 1999 la Commission consultative du secret de la défense nationale declassified part of the files concerned. The Judge finished his investigation in 2000, but it still took another four years before coming on 15 November 2004 before the 16th chamber of the Tribunal correctionnel de Paris. 12 people were charged with "atteinte à la vie privée" (breach of privacy) and one with selling computer files. 7 were given suspended sentences and fines and 4 were found not guilty.
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The affair finally ended before the Tribunal correctionnel de Paris with the court's judgement on 9 November 2005. 7 members of the President's anti-terrorist unit were condemned and François Mitterrand was designated as the "inspirator and essentially the controller of the operation."[103]
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The court's judgement revealed that François Mitterrand was motivated by keeping elements of his private life secret from the general public, such as the existence of his illegitimate daughter Mazarine Pingeot (which the writer Jean-Edern Hallier, was threatening to reveal), his cancer which had been diagnosed in 1981, and the elements of his past in the Vichy Régime which were not already public knowledge. The court judged that certain people were tapped for "obscure" reasons, such as Carole Bouquet's companion, a lawyer with family in the Middle East, Edwy Plenel, a journalist for le Monde who covered the Rainbow Warrior story and the Vincennes Three affair, and the lawyer Antoine Comte. The court declared "Les faits avaient été commis sur ordre soit du président de la République, soit des ministres de la Défense successifs qui ont mis à la disposition de (Christian Prouteau) tous les moyens de l'État afin de les exécuter" (translation: these actions were committed following orders from the French President or his various Defence Ministers who gave Christian Prouteau full access to the state machinery so he could execute the orders) The court stated that François Mitterrand was the principal instigator of the wire taps (l'inspirateur et le décideur de l'essentiel) and that he had ordered some of the taps and turned a blind eye to others and that none of the 3000 wiretaps carried out by the cell were legally obtained.[104]
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On 13 March 2007 the Court of Appeal in Paris awarded €1 damages to the actress Carole Bouquet and €5000 to Lieutenant-Colonel Jean-Michel Beau for breach of privacy.[105]
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The case was taken to the European Court of Human Rights, which gave judgement on 7 June 2007 that the rights of free expression of the journalists involved in the case were not respected.
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In 2008 the French state was ordered by the courts to give Jean-Edern Hallier's family compensation.[106]
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Paris assisted Rwanda's president Juvénal Habyarimana, who was assassinated on 6 April 1994 while travelling in a Dassault Falcon 50 given to him as a personal gift of François Mitterrand. Through the offices of the 'Cellule Africaine', a Presidential office headed by François Mitterrand's son, Jean-Christophe Mitterrand, he provided the Hutu regime with financial and military support in the early 1990s. With French assistance, the Rwandan army grew from a force of 9,000 men in October 1990 to 28,000 in 1991. France also provided training staff, experts and massive quantities of weaponry and facilitated arms contracts with Egypt and South Africa. It also financed, armed and trained Habyrimana's Presidential Guard. French troops were deployed under Opération Turquoise, a military operation carried out under a United Nations (UN) mandate. The operation is currently the object of political and historical debate.
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On 10 July 1985, the Rainbow Warrior, a Greenpeace vessel, was in New Zealand preparing to protest against French nuclear testing in the South Pacific when two explosions sank the ship, resulting in the death of freelance photographer Fernando Pereira. The New Zealand government called the bombing the first terrorist attack in the country.[107][108] In mid-1985, French Defence Minister Charles Hernu was forced to resign after New Zealand authorities arrested DGSE (French intelligence services) agents who confessed to planting the explosives and later pleaded guilty.
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On the twentieth anniversary of the sinking, it was revealed that François Mitterrand had personally authorised the mission.[109] Admiral Pierre Lacoste, the former head of the DGSE, made a statement saying Pereira's death weighed heavily on his conscience. Television New Zealand (TVNZ) also sought access to the court video recording hearing where two French agents pleaded guilty, which they won a year later.
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President of the French Republic: 1981–1995. Reelected in 1988.
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Governmental functions
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Elected positions
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National Assembly of France
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Member of the National Assembly of France for Nièvre: 1946–1958 / 1962–1981 (resignation, became President of the French Republic in 1981). Elected in 1946, reelected in 1951, 1956, 1962, 1967, 1968, 1973, 1978.
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Senate of France
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Senator of Nièvre: 1959–1962 (resignation, reelected member of the National Assembly of France in 1962). Elected in 1959.
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General Council
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President of the General Council of Nièvre: 1964–1981 (resignation, became President of the French Republic in 1981). Reelected in 1967, 1970, 1973, 1976, 1979.
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General councillor of Nièvre: 1949–1981 (resignation). Reelected in 1955, 1961, 1967, 1973, 1979.
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Municipal Council
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Mayor of Château-Chinon (Ville): 1959–1981 (resignation, became President of the French Republic in 1981). Reelected in 1965, 1971, 1977.
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Municipal councillor of Château-Chinon (Ville): 1959–1981 (resignation). Reelected in 1965, 1971, 1977.
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263 |
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Political function
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First Secretary (leader) of the Socialist Party: 1971–1981 (resignation, became President of the French Republic in 1981). Reelected in 1973, 1975, 1977, 1979.
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Francis I (French: François Ier; Middle French: Francoys; 12 September 1494 – 31 March 1547) was King of France from 1515 until his death in 1547. He was the son of Charles, Count of Angoulême, and Louise of Savoy. He succeeded his first cousin once removed and father-in-law Louis XII, who died without a son.
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A prodigious patron of the arts, he initiated the French Renaissance by attracting many Italian artists to work for him, including Leonardo da Vinci, who brought the Mona Lisa with him, which Francis had acquired. Francis' reign saw important cultural changes with the rise of absolute monarchy in France, the spread of humanism and Protestantism, and the beginning of French exploration of the New World. Jacques Cartier and others claimed lands in the Americas for France and paved the way for the expansion of the first French colonial empire.
|
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For his role in the development and promotion of a standardized French language, he became known as le Père et Restaurateur des Lettres (the 'Father and Restorer of Letters').[1] He was also known as François du Grand Nez ('Francis of the Large Nose'), the Grand Colas, and the Roi-Chevalier (the 'Knight-King')[1] for his personal involvement in the wars against his great rival Emperor Charles V, who was also King of Spain.
|
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|
9 |
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Following the policy of his predecessors, Francis continued the Italian Wars. The succession of Charles V to the Burgundian Netherlands, the throne of Spain, and his subsequent election as Holy Roman Emperor meant that France was geographically encircled by the Habsburg monarchy. In his struggle against Imperial hegemony, he sought the support of Henry VIII of England at the Field of the Cloth of Gold.[2] When this was unsuccessful, he formed a Franco-Ottoman alliance with the Muslim sultan Suleiman the Magnificent, a controversial move for a Christian king at the time.[3]
|
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|
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Francis of Orléans was born on 12 September 1494 at the Château de Cognac in the town of Cognac,[1] which at that time lay in the province of Saintonge, a part of the Duchy of Aquitaine. Today the town lies in the department of Charente.
|
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|
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Francis was the only son of Charles of Orléans, Count of Angoulême, and Louise of Savoy and a great-great-grandson of King Charles V of France.[4] His family was not expected to inherit the throne, as his third cousin King Charles VIII was still young at the time of his birth, as was his father's cousin the Duke of Orléans, later King Louis XII. However, Charles VIII died childless in 1498 and was succeeded by Louis XII, who himself had no male heir.[5] The Salic Law prevented women from inheriting the throne. Therefore, the four-year-old Francis (who was already Count of Angoulême after the death of his own father two years earlier) became the heir presumptive to the throne of France in 1498 and was vested with the title of Duke of Valois.[5]
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|
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In 1505, Louis XII, having fallen ill, ordered that his daughter Claude and Francis be married immediately, but only through an assembly of nobles were the two engaged.[6] Claude was heir presumptive to the Duchy of Brittany through her mother, Anne of Brittany. Following Anne's death, the marriage took place on 18 May 1514.[7] On 1 January 1515, Louis died, and Francis inherited the throne. He was crowned King of France in the Cathedral of Reims on 25 January 1515, with Claude as his queen consort.[8]
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|
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As Francis was receiving his education, ideas emerging from the Italian Renaissance were influential in France. Some of his tutors, such as François Desmoulins de Rochefort (his Latin instructor, who later during the reign of Francis was named Grand Aumônier de France) and Christophe de Longueil (a Brabantian humanist), were attracted by these new ways of thinking and attempted to influence Francis. His academic education had been in arithmetic, geography, grammar, history, reading, spelling, and writing and he became proficient in Hebrew, Italian, Latin and Spanish. Francis came to learn chivalry, dancing, and music, and he loved archery, falconry, horseback riding, hunting, jousting, real tennis and wrestling. He ended up reading philosophy and theology and he was fascinated with art, literature, poetry and science. His mother, who had a high admiration for Italian Renaissance art, passed this interest on to her son. Although Francis did not receive a humanist education, he was more influenced by humanism than any previous French king.
|
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By the time he ascended the throne in 1515, the Renaissance had arrived in France, and Francis became an enthusiastic patron of the arts. At the time of his accession, the royal palaces of France were ornamented with only a scattering of great paintings, and not a single sculpture, either ancient or modern. During Francis' reign, the magnificent art collection of the French kings, which can still be seen at the Louvre Palace, was begun.
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Francis patronized many great artists of his time, including Andrea del Sarto and Leonardo da Vinci; the latter of whom was persuaded to make France his home during his last years. While da Vinci painted very little during his years in France, he brought with him many of his greatest works, including the Mona Lisa (known in France as La Joconde), and these remained in France after his death. Other major artists to receive Francis' patronage included the goldsmith Benvenuto Cellini and the painters Rosso Fiorentino, Giulio Romano, and Primaticcio, all of whom were employed in decorating Francis' various palaces. He also invited the noted architect Sebastiano Serlio (1475–1554), who enjoyed a fruitful late career in France.[9] Francis also commissioned a number of agents in Italy to procure notable works of art and ship them to France.
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|
23 |
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Francis was also renowned as a man of letters. When Francis comes up in a conversation among characters in Baldassare Castiglione's Book of the Courtier, it is as the great hope to bring culture to the war-obsessed French nation. Not only did Francis support a number of major writers of the period, he was a poet himself, if not one of particular abilities. Francis worked diligently at improving the royal library. He appointed the great French humanist Guillaume Budé as chief librarian and began to expand the collection. Francis employed agents in Italy to look for rare books and manuscripts, just as he had agents looking for art works. During his reign, the size of the library greatly increased. Not only did he expand the library, there is also evidence[citation needed] that he read the books he bought for it, a much rarer event in the royal annals. Francis set an important precedent by opening his library to scholars from around the world in order to facilitate the diffusion of knowledge.
|
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|
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+
In 1537, Francis signed the Ordonnance de Montpellier, which decreed that his library be given a copy of every book to be sold in France. Francis' older sister, Marguerite, Queen of Navarre, was also an accomplished writer who produced the classic collection of short stories known as the Heptameron. Francis corresponded with the abbess and philosopher Claude de Bectoz, of whose letters he was so fond that he would carry them around and show them to the ladies of his court.[10]
|
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Together with his sister, he visited her in Tarascon.[11][failed verification]
|
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+
|
28 |
+
Francis poured vast amounts of money into new structures. He continued the work of his predecessors on the Château d'Amboise and also started renovations on the Château de Blois. Early in his reign, he began construction of the magnificent Château de Chambord, inspired by the architectural styles of the Italian renaissance, and perhaps even designed by Leonardo da Vinci. Francis rebuilt the Château du Louvre, transforming it from a medieval fortress into a building of Renaissance splendour. He financed the building of a new City Hall (the Hôtel de Ville) for Paris in order to have control over the building's design. He constructed the Château de Madrid in the Bois de Boulogne and rebuilt the Château de Saint-Germain-en-Laye. The largest of Francis' building projects was the reconstruction and expansion of the Château de Fontainebleau, which quickly became his favourite place of residence, as well as the residence of his official mistress, Anne, Duchess of Étampes. Each of Francis' projects was luxuriously decorated both inside and out. Fontainebleau, for instance, had a gushing fountain in its courtyard where quantities of wine were mixed with the water.
|
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|
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Although the Italian Wars (1494–1559) came to dominate the reign of Francis I, the wars were not the sole focus of his policies. Francis merely continued the incessant wars that his predecessors had started and that his successors on the throne of France would drag on after Francis' death. Indeed, the Italian Wars had begun when Milan sent a plea to King Charles VIII of France for protection against the aggressive actions of the King of Naples.[12] Militarily and diplomatically, Francis' reign was a mixed bag of success and failure. Francis tried and failed to become Holy Roman Emperor at the Imperial election of 1519. However, there were also temporary victories, such as in the portion of the Italian Wars called the War of the League of Cambrai (1508–1516) and, more specifically, to the final stage of that war, which history refers to simply as "Francis' First Italian War" (1515–1516), when Francis routed the combined forces of the Papal States and the Old Swiss Confederacy at Marignano on 13–15 September 1515. This victory at Marignano allowed Francis to capture the Italian city-state of Milan. Later, in November 1521, during the Four Years' War (1521–1526) and facing the advancing Imperial forces of the Holy Roman Empire and open revolt within Milan, Francis was forced to abandon Milan, thus, cancelling the triumph at Marignano.
|
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+
|
32 |
+
Much of the military activity of Francis's reign was focused on his sworn enemy, the Holy Roman Emperor Charles V. Francis and Charles maintained an intense personal rivalry. Charles, in fact, brashly challenged Francis to single combat multiple times. In addition to the Holy Roman Empire, Charles personally ruled Spain, Austria, and a number of smaller possessions neighboring France. He was thus a constant threat to Francis' kingdom.
|
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+
|
34 |
+
Francis attempted to arrange an alliance with Henry VIII of England at the famous meeting at the Field of Cloth of Gold on 7 June 1520, but despite a lavish fortnight of diplomacy they failed to reach an agreement.[13]
|
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+
|
36 |
+
Francis suffered his most devastating defeat at the Battle of Pavia on 24 February 1525, during part of the continuing Italian Wars known as the Four Years' War. Francis was actually captured by the forces of Charles V after Cesare Hercolani was able to injure his horse, leading Francis to be captured by Diego Dávila, Alonso Pita da Veiga and Juan de Urbieta, from Guipúzcoa. For this reason, Hercolani was named "Victor of the battle of Pavia". Zuppa alla Pavese was supposedly invented on the spot to feed the captive king right after the battle.[14] There are allegations that Francis would have been killed by mistake by one of Charles' soldiers had Pedro de Valdivia —the future conqueror of Chile— not intervened.[15]
|
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+
|
38 |
+
Francis I was held captive in Madrid. In a letter to his mother he wrote, "Of all things, nothing remains to me but honour and life, which is safe." This line has come down in history famously as "All is lost save honour."[16] In the Treaty of Madrid, signed on 14 January 1526, Francis was forced to make major concessions to Charles V before he was freed on 17 March 1526. An ultimatum from Ottoman Sultan Suleiman to Charles V also played an important role in his release. Among the concessions that Francis I yielded to Charles V were the surrender of any claims to Naples and Milan in Italy.[17] Francis I was also forced to recognise the independence of the duchy of Burgundy, which had become part of France since the death of Charles, Duke of Burgundy on 5 January 1477,[18] during the reign of Louis XI.
|
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+
|
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+
Furthermore, France was required to give up all claims to Flanders and the Artois.[17] Additionally, Francis I was allowed to return to France in exchange for his two sons, Francis and Henry, but once he was free he argued that his agreement with Charles was made under duress. He also claimed that the agreement was void because his sons were taken hostage with the implication that his word alone could not be trusted. Thus he firmly repudiated it.
|
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+
|
42 |
+
Francis persevered in his hatred of Charles V and desire to control Italy by conquest. The repudiation of the Treaty of Madrid led to the War of the League of Cognac of 1526–30. By the mid-1520s, Pope Clement VII wished to liberate Italy from foreign domination, especially that of Charles V, so to that end he negotiated with Venice to form the League of Cognac. Francis I willingly joined this anti-Imperial league on 22 May 1526.[19]
|
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+
|
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+
After the league failed, Francis concluded a secret alliance with the Landgrave of Hesse on 27 January 1534. This was directed against Charles V on the pretext of assisting the Duke of Wurttemberg to regain his traditional seat, from which Charles had removed him in 1519. Francis also obtained the help of the Ottoman Empire and renewed the contest in Italy in the Italian War of 1536–1538 after the death of Francesco II Sforza, the ruler of Milan. This round of fighting, which had little result, was ended by the Truce of Nice. The agreement collapsed, however, which led to Francis' final attempt on Italy in the Italian War of 1542–1546. This time Francis managed to hold off the forces of Charles V and England's Henry VIII. Charles V was forced to sign the Treaty of Crépy because of his financial difficulties and conflicts with the Schmalkaldic League.
|
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|
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Francis had been much aggrieved at the papal bull Aeterni regis: in June 1481 Portuguese rule over Africa and the Indies was confirmed by Pope Sixtus IV. Thirteen years later, on 7 June 1494, Portugal and the Crown of Castille signed the Treaty of Tordesillas under which the newly discovered lands would be divided between the two signatories. All this prompted King Francis to declare, "The sun shines for me as it does for others. I would very much like to see the clause of Adam’s will by which I should be denied my share of the world."[20]
|
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|
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In order to counterbalance the power of the Habsburg Empire under Charles V, especially its control of large parts of the New World through the Crown of Spain, Francis I endeavoured to develop contacts with the New World and Asia. Fleets were sent to the Americas and the Far East, and close contacts were developed with the Ottoman Empire permitting the development of French Mediterranean trade as well as the establishment of a strategic military alliance.
|
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|
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The port city now known as Le Havre was founded in 1517 during the early years of Francis' reign. The construction of a new port was urgently needed in order to replace the ancient harbours of Honfleur and Harfleur, whose utility had decreased due to silting. Le Havre was originally named Franciscopolis after the King who founded it, but this name did not survive into later reigns.
|
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|
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In 1524, Francis assisted the citizens of Lyon in financing the expedition of Giovanni da Verrazzano to North America. On this expedition, Verrazzano visited the present site of New York City, naming it New Angoulême, and claimed Newfoundland for the French crown. Verrazzano's letter to Francis of 8 July 1524 is known as the Cèllere Codex.[21]
|
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+
|
54 |
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In 1531, Bertrand d'Ornesan tried to establish a French trading post at Pernambuco, Brazil.[22]
|
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+
|
56 |
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In 1534, Francis sent Jacques Cartier to explore the St. Lawrence River in Quebec to find "certain islands and lands where it is said there must be great quantities of gold and other riches".[23] In 1541, Francis sent Jean-François de Roberval to settle Canada and to provide for the spread of "the Holy Catholic faith."
|
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|
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French trade with East Asia was initiated during the reign of Francis I with the help of shipowner Jean Ango. In July 1527, a French Norman trading ship from the city of Rouen is recorded by the Portuguese João de Barros as having arrived in the Indian city of Diu.[24] In 1529, Jean Parmentier, on board the Sacre and the Pensée, reached Sumatra.[24][25] Upon its return, the expedition triggered the development of the Dieppe maps, influencing the work of Dieppe cartographers such as Jean Rotz.[26]
|
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+
|
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Under the reign of Francis I, France became the first country in Europe to establish formal relations with the Ottoman Empire and to set up instruction in the Arabic language under the guidance of Guillaume Postel at the Collège de France.[27]
|
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|
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In a watershed moment in European diplomacy, Francis came to an understanding with the Ottoman Empire that developed into a Franco-Ottoman alliance. The alliance has been called "the first nonideological diplomatic alliance of its kind between a Christian and non-Christian empire".[28] It did, however, cause quite a scandal in the Christian world[29] and was designated "the impious alliance", or "the sacrilegious union of the [French] Lily and the [Ottoman] Crescent." Nevertheless, it endured for many years, since it served the objective interests of both parties.[30] The two powers colluded against Charles V, and in 1543 they even combined for a joint naval assault in the Siege of Nice.
|
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|
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In 1533, Francis I sent colonel Pierre de Piton as ambassador to Morocco, initiating official France-Morocco relations.[31] In a letter to Francis I dated 13 August 1533, the Wattassid ruler of Fez, Ahmed ben Mohammed, welcomed French overtures and granted freedom of shipping and protection of French traders.
|
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|
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Francis took several steps to eradicate the monopoly of Latin as the language of knowledge. In 1530, he declared French the national language of the kingdom, and that same year opened the Collège des trois langues, or Collège Royal, following the recommendation of humanist Guillaume Budé. Students at the Collège could study Greek, Hebrew and Aramaic, then Arabic under Guillaume Postel beginning in 1539.[32]
|
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+
|
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+
In 1539, in his castle in Villers-Cotterêts,[33] Francis signed the important edict known as Ordinance of Villers-Cotterêts, which, among other reforms, made French the administrative language of the kingdom as a replacement for Latin. This same edict required priests to register births, marriages, and deaths, and to establish a registry office in every parish. This initiated the first records of vital statistics with filiations available in Europe.
|
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+
|
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Divisions in Christianity in Western Europe during Francis' reign created lasting international rifts. Martin Luther's preaching and writing sparked the Protestant Reformation, which spread through much of Europe, including France.
|
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+
|
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Initially, Francis was relatively tolerant of the new movement, under the influence of his beloved sister Marguerite de Navarre, who was genuinely attracted by Luther's theology. He even considered it politically useful, as it caused many German princes to turn against his enemy Charles V. In 1533 Francis even dared to suggest to Pope Clement VII that he convene a church council in which Catholic and Protestant rulers would have an equal vote in order to settle their differences – an offer rejected by both the Pope and Charles V. Beginning in 1523, however, Francis burned several heretics at the Place Maubert.[34]
|
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|
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Francis' attitude towards Protestantism changed for the worse following the "Affair of the Placards", on the night of 17 October 1534, in which notices appeared on the streets of Paris and other major cities denouncing the Catholic mass. The most fervent Catholics were outraged by the notice's allegations. Francis himself came to view the movement as a plot against him and began to persecute its followers. Protestants were jailed and executed. In some areas whole villages were destroyed. In Paris, after 1540, Francis had heretics such as Etienne Dolet tortured and burned.[35] Printing was censored and leading Protestant reformers such as John Calvin were forced into exile. The persecutions soon numbered thousands of dead and tens of thousands of homeless.[36]
|
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|
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Persecutions against Protestants were codified in the Edict of Fontainebleau (1540) issued by Francis. Major acts of violence continued, as when Francis ordered the execution of one of the historical pre-Lutheran groups, the Waldensians, at the Massacre of Mérindol in 1545.
|
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|
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+
Francis died at the Château de Rambouillet on 31 March 1547, on his son and successor's 28th birthday. It is said that "he died complaining about the weight of a crown that he had first perceived as a gift from God".[37] He was interred with his first wife, Claude, Duchess of Brittany, in Saint Denis Basilica. He was succeeded by his son, Henry II.
|
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|
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+
Francis' tomb and that of his wife and mother, along with the tombs of other French kings and members of the royal family, were desecrated on 20 October 1793 during the Reign of Terror at the height of the French Revolution.
|
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+
|
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+
Francis' personal emblem was the salamander and his Latin motto was Nutrisco et extinguo ("I nourish [the good] and extinguish [the bad]").[citation needed]
|
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+
|
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His long nose earned him the nickname François du Grand Nez ("Francis of the Big Nose"), he was also colloquially known as the "Grand Colas" or "Bonhomme Colas". For his personal involvement in battles, he was known as le Roi-Chevalier ("the Knight-King") or the le Roi-Guerrier ("the Warrior-King").[38]
|
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|
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On 18 May 1514, Francis married his second cousin Claude, the daughter of King Louis XII of France and Duchess Anne of Brittany. The couple had seven children:
|
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|
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On 7 July 1530, Francis I married his second wife Eleanor of Austria,[39]
|
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a sister of the Emperor Charles V. The couple had no children. During his reign, Francis kept two official mistresses at court. The first was Françoise de Foix, Countess of Châteaubriant. In 1526, she was replaced by the blonde-haired, cultured Anne de Pisseleu d'Heilly, Duchess of Étampes who, with the death of Queen Claude two years earlier, wielded far more political power at court than her predecessor had done. Another of his earlier mistresses was allegedly Mary Boleyn, mistress of King Henry VIII and sister of Henry's future wife, Anne Boleyn.[40]
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The amorous exploits of Francis inspired the 1832 play by Fanny Kemble, Francis the First, and the 1832 play by Victor Hugo, Le Roi s'amuse ("The King's Amusement"), which featured the jester Triboulet, the inspiration for the 1851 opera Rigoletto by Giuseppe Verdi.
|
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|
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Francis was first played in a George Méliès movie by an unknown actor in 1907, and has also been played by Claude Garry (1910), Aimé Simon-Girard (1937), Sacha Guitry (1937), Gérard Oury (1953), Jean Marais (1955), Pedro Armendáriz (1956), Claude Titre (1962), Bernard Pierre Donnadieu (1990). Timothy West (1998) and Emmanuel Leconte (2007– 2010).
|
94 |
+
|
95 |
+
Francis was portrayed by Peter Gilmore in the comedy film Carry On Henry charting the fictitious two extra wives of Henry VIII (including Marie cousin of King Francis).
|
96 |
+
|
97 |
+
Francis receives a mention in a minor story in Laurence Sterne's novel Tristram Shandy. The narrator claims that the king, wishing to win the favour of Switzerland, offers to make the country the godmother of his son. When, however, their choice of name conflicts, he declares war.
|
98 |
+
|
99 |
+
He is also mentioned in Jean de la Brète's novel Reine – Mon oncle et mon curé, where the main character Reine de Lavalle idolises him after reading his biography, much to the dismay of the local priest.
|
100 |
+
|
101 |
+
He often receives mentions in novels on the lives of either of the Boleyn sisters – Mary Boleyn (d. 1543) and her sister, Queen Anne Boleyn (executed 1536), both of whom were for a time educated at his court. Mary had, according to several accounts, been Francis' one-time mistress and Anne had been a favourite of his sister: the novels The Lady in the Tower, The Other Boleyn Girl, The Last Boleyn, Dear Heart, How Like You This? and Mademoiselle Boleyn feature Francis in their story. He appears in Hilary Mantel's Wolf Hall about Henry VIII's minister Thomas Cromwell and is often referred to in its sequel, Bring Up the Bodies.
|
102 |
+
|
103 |
+
Francis is portrayed in Diane Haeger's novel Courtesan about Diane de Poitiers and Henri II.
|
104 |
+
|
105 |
+
Francis appears as the patron of Benvenuto Cellini in the 1843 French novel L'Orfèvre du roi, ou Ascanio by Alexandre Dumas, père.
|
106 |
+
|
107 |
+
Samuel Shellabarger's novel The King's Cavalier describes Francis the man, and the cultural and political circumstances of his reign, in some detail.
|
108 |
+
|
109 |
+
He was a recurring character in the Showtime series The Tudors, opposite Jonathan Rhys Meyers as Henry VIII and Natalie Dormer as Anne Boleyn. Francis is played by French actor, Emmanuel Leconte.
|
110 |
+
|
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+
He and his court set the scene for Friedrich Schiller's ballad Der Handschuh (The Glove).
|
112 |
+
|
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+
Francis I (played by Timothy West) and Francis's son Henry II (played by Dougray Scott) are central figures in the 1998 movie Ever After, a retelling of the Cinderella story. The plot includes Leonardo da Vinci (played by Patrick Godfrey) arriving at Francis's court with the Mona Lisa.
|
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|
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He is played by Alfonso Bassave in the TVE series Carlos, rey emperador, opposite Álvaro Cervantes as Charles V.
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Marseille (/mɑːrˈseɪ/ mar-SAY, also spelled in English as Marseilles; French: [maʁsɛj] (listen), locally [maʁˈsɛjə] (listen); Occitan: Marselha [maʀˈsejɔ, -ˈsijɔ]) is the prefecture of the department of Bouches-du-Rhône and region of Provence-Alpes-Côte d'Azur in France. It is located on the Mediterranean coast near the mouth of the Rhône. Marseille is the second largest city in France, covering an area of 241 km2 (93 sq mi) and had a population of 870,018 in 2016.[5] Its metropolitan area, which extends over 3,173 km2 (1,225 sq mi) is the third-largest in France after those of Paris and Lyon, with a population of 1,831,500 as of 2010.[3]
|
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|
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It was known to the ancient Greeks as Massalia (Greek: Μασσαλία, romanized: Massalía) and Romans as Massilia.[6][7] Marseille is now France's largest city on the Mediterranean coast and the largest port for commerce, freight and cruise ships. The city was European Capital of Culture in 2013 and European Capital of Sport in 2017; it hosted matches at the 1998 World Cup and Euro 2016. It is home to Aix-Marseille University.
|
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|
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Marseille is the second-largest metropolitan area in France after Paris. To the east, starting in the small fishing village of Callelongue on the outskirts of Marseille and stretching as far as Cassis, are the Calanques, a rugged coastal area interspersed with small fjord-like inlets. Farther east still are the Sainte-Baume (a 1,147 m (3,763 ft) mountain ridge rising from a forest of deciduous trees), the city of Toulon and the French Riviera. To the north of Marseille, beyond the low Garlaban and Etoile mountain ranges, is the 1,011 m (3,317 ft) Mont Sainte Victoire. To the west of Marseille is the former artists' colony of l'Estaque; farther west are the Côte Bleue, the Gulf of Lion and the Camargue region in the Rhône delta. The airport lies to the north west of the city at Marignane on the Étang de Berre.[8]
|
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|
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The city's main thoroughfare (the wide boulevard called the Canebière) stretches eastward from the Old Port to the Réformés quarter. Two large forts flank the entrance to the Old Port—Fort Saint-Nicolas on the south side and Fort Saint-Jean on the north. Farther out in the Bay of Marseille is the Frioul archipelago which comprises four islands, one of which, If, is the location of Château d'If, made famous by the Dumas novel The Count of Monte Cristo. The main commercial centre of the city intersects with the Canebière at Rue St Ferréol and the Centre Bourse (one of the city's main shopping malls). The centre of Marseille has several pedestrianised zones, most notably Rue St Ferréol, Cours Julien near the Music Conservatory, the Cours Honoré-d'Estienne-d'Orves off the Old Port and the area around the Hôtel de Ville. To the south east of central Marseille in the 6th arrondissement are the Prefecture and the monumental fountain of Place Castellane, an important bus and metro interchange. To the south west are the hills of the 7th and 8th arrondissements, dominated by the basilica of Notre-Dame de la Garde. Marseille's main railway station—Gare de Marseille Saint-Charles—is north of the Centre Bourse in the 1st arrondissement; it is linked by the Boulevard d'Athènes to the Canebière.[8]
|
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+
|
11 |
+
Marseille was a Gauls port center that became the Greek colony of Massalia circa 600 BC, and was populated by Greeks settlers from Phocaea (modern Foça, Turkey). It became the preeminent Greek polis in the Hellenized region of southern Gaul.[9] The city-state sided with the Roman Republic against Carthage during the Second Punic War (218–201 BC), retaining its independence and commercial empire throughout the western Mediterranean even as Rome expanded into Western Europe and North Africa. However, the city lost its independence following the Roman Siege of Massilia in 49 BC, during Caesar's Civil War, in which Massalia sided with the exiled faction at war with Julius Caesar. Afterward the Gallo-Roman culture was initiated.
|
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+
|
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+
Marseille continued to prosper as a Gallo-Roman city, becoming an early center of Christianity during the Western Roman Empire. The city maintained its position as a premier maritime trading hub even after its capture by the Visigoths in the 5th century AD, although the city went into decline following the sack of 739 AD by the forces of Charles Martel. It became part of the County of Provence during the 10th century, although its renewed prosperity was curtailed by the Black Death of the 14th century and sack of the city by the Crown of Aragon in 1423. The city's fortunes rebounded with the ambitious building projects of René of Anjou, Count of Provence, who strengthened the city's fortifications during the mid-15th century. During the 16th century the city hosted a naval fleet with the combined forces of the Franco-Ottoman alliance, which threatened the ports and navies of Genoa and the Holy Roman Empire.
|
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+
|
15 |
+
Marseille lost a significant portion of its population during the Great Plague of Marseille in 1720, but the population had recovered by mid-century. In 1792 the city became a focal point of the French Revolution and though France's national anthem was born in Strasbourg, it was first sang in Paris by volunteers from Marseille, hence the name the crowd gave it: La Marseillaise. The Industrial Revolution and establishment of the French Empire during the 19th century allowed for further expansion of the city, although it was occupied by the German Wehrmacht in November 1942 and subsequently heavily damaged during World War II. The city has since become a major center for immigrant communities from former French colonies, such as French Algeria.
|
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+
|
17 |
+
Marseille is a major French centre for trade and industry, with excellent transportation infrastructure (roads, sea port and airport). Marseille Provence Airport is the fourth largest in France. In May 2005, the French financial magazine L'Expansion named Marseille the most dynamic of France's large cities, citing figures showing that 7,200 companies had been created in the city since 2000.[10] Marseille is also France's second largest research centre with 3,000 research scientists within Aix Marseille University.[citation needed]
|
18 |
+
As of 2014[update], the Marseille metropolitan area had a GDP amounting to $60.3 billion, or $36,127 per capita (purchasing power parity).[11]
|
19 |
+
|
20 |
+
Historically, the economy of Marseille was dominated by its role as a port of the French Empire, linking the North African colonies of Algeria, Morocco and Tunisia with Metropolitan France. The Old Port was replaced as the main port for trade by the Port de la Joliette during the Second Empire and now contains restaurants, offices, bars and hotels and functions mostly as a private marina. The majority of the port and docks, which experienced decline in the 1970s after the oil crisis, have been recently redeveloped with funds from the European Union. Fishing remains important in Marseille and the food economy of Marseille is fed by the local catch; a daily fish market is still held on the Quai des Belges of the Old Port.
|
21 |
+
|
22 |
+
The economy of Marseille and its region is still linked to its commercial port, the first French port and the fifth European port by cargo tonnage, which lies north of the Old Port and eastern in Fos-sur-Mer. Some 45,000 jobs are linked to the port activities and it represents 4 billion euros added value to the regional economy.[12] 100 million tons of freight pass annually through the port, 60% of which is petroleum, making it number one in France and the Mediterranean and number three in Europe. However, in the early 2000s, the growth in container traffic was being stifled by the constant strikes and social upheaval.[13] The port is among the 20th firsts in Europe for container traffic with 1,062,408 TEU and new infrastructures have already raised the capacity to 2M TEU.[14] Petroleum refining and shipbuilding are the principal industries, but chemicals, soap, glass, sugar, building materials, plastics, textiles, olive oil, and processed foods are also important products.[citation needed] Marseille is connected with the Rhône via a canal and thus has access to the extensive waterway network of France. Petroleum is shipped northward to the Paris basin by pipeline. The city also serves as France's leading centre of oil refining.
|
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|
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+
In recent years, the city has also experienced a large growth in service sector employment and a switch from light manufacturing to a cultural, high-tech economy.[citation needed] The Marseille region is home to thousands of companies, 90% of which are small and medium enterprises with less than 500 employees.[15][full citation needed] Among the most famous ones are CMA CGM, container-shipping giant; Compagnie maritime d'expertises (Comex), world leader in sub-sea engineering and hydraulic systems; Airbus Helicopters, an Airbus division; Azur Promotel, an active real estate development company; La Provence, the local daily newspaper; RTM, Marseille's public transport company; and Société Nationale Maritime Corse Méditerranée (SNCM), a major operator in passenger, vehicle and freight transportation in the Western Mediterranean. The urban operation Euroméditerranée has developed a large offer of offices and thus Marseille hosts one of the main business district in France.
|
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+
|
26 |
+
Marseille is the home of three main technopoles: Château-Gombert (technological innovations), Luminy (biotechnology) and La Belle de Mai (17,000 sq.m. of offices dedicated to multimedia activities).[16][17]
|
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+
|
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+
The port is also an important arrival base for millions of people each year, with 2.4 million including 890,100 from cruise ships.[12]
|
29 |
+
With its beaches, history, architecture and culture (24 museums and 42 theatres), Marseille is one of the most visited cities in France, with 4.1 million visitors in 2012.[18]
|
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+
Marseille is ranked 86th in the world for business tourism and events, advancing from the 150th spot one year before.[citation needed] The number of congress days hosted on its territory increased from 109,000 in 1996 to almost 300,000 in 2011.[citation needed]
|
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+
|
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+
They take place in three main sites, the Palais du Pharo, Palais des Congrès et des Expositions (Parc Chanot) and World Trade Center.[19] In 2012 Marseille hosted the World Water Forum.
|
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+
Several urban projects have been developed to make Marseille attractive. Thus new parks, museums, public spaces and real estate projects aim to improve the city's quality of life (Parc du 26e Centenaire, Old Port of Marseille,[20] numerous places in Euroméditerranée) to attract firms and people. Marseille municipality acts to develop Marseille as a regional nexus for entertainment in the south of France with high concentration of museums, cinemas, theatres, clubs, bars, restaurants, fashion shops, hotels, and art galleries.
|
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+
|
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+
Unemployment in the economy fell from 20% in 1995 to 14% in 2004.[21] However, Marseille unemployment rate remains higher than the national average. In some parts of Marseille, youth unemployment is reported to be as high as 40%.[22]
|
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+
|
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+
The city of Marseille is divided into 16 municipal arrondissements, which are themselves informally divided into 111 neighbourhoods (French: quartiers). The arrondissements are regrouped in pairs, into 8 sectors, each with a mayor and council (like the arrondissements in Paris and Lyon).[23] Municipal elections are held every six years and are carried out by sector. There are 303 councilmembers in total, two-thirds sitting in the sector councils and one third in the city council.
|
38 |
+
|
39 |
+
The 9th arrondissement of Marseille is the largest in terms of area because it comprises parts of Calanques National Park. With a population of 89,316 (2007), the 13th arrondissement of Marseille is the most populous one.
|
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+
|
41 |
+
From 1950 to the mid-1990s, Marseille was a Socialist (PS) and Communist (PCF) stronghold. Gaston Defferre (PS) was consecutively reelected six times as Mayor of Marseille from 1953 until his death in 1986. He was succeeded by Robert Vigouroux of the European Democratic and Social Rally (RDSE). Jean-Claude Gaudin of the right-wing UMP was elected Mayor of Marseille in 1995. Gaudin was reelected in 2001, 2008 and 2014.
|
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+
|
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+
In recent years, the Communist Party has lost most of its strength in the northern boroughs of the city, whereas the National Front has received significant support. At the last municipal election in 2014, Marseille was divided between the northern arrondissements dominated by the left (PS) and far-right (FN) and the southern part of town dominated by the right-wing (UMP). Marseille is also divided in twelve cantons, each of them sending two members to the Departmental Council of the Bouches-du-Rhône department.
|
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+
|
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+
Because of its pre-eminence as a Mediterranean port, Marseille has always been one of the main gateways into France. This has attracted many immigrants and made Marseille a cosmopolitan melting pot. By the end of the 18th century about half the population originated from elsewhere in Provence mostly and also from southern France.[24][25][page needed]
|
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|
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+
Economic conditions and political unrest in Europe and the rest of the world brought several other waves of immigrants during the 20th century: Greeks and Italians started arriving at the end of the 19th century and in the first half of the 20th century, up to 40% of the city's population was of Italian origin;[26] Russians in 1917; Armenians in 1915 and 1923; Vietnamese in the 1920s, 1954 and after 1975;[27] Corsicans during the 1920s and 1930s; Spanish after 1936; Maghrebis (both Arab and Berber) in the inter-war period; Sub-Saharan Africans after 1945; Maghrebi Jews in the 1950s and 1960s; the Pieds-Noirs from the former French Algeria in 1962; and then from Comoros. In 2006, it was reported that 70,000 city residents were considered to be of Maghrebi origin, mostly from Algeria. The second largest group in Marseille in terms of single nationalities were from the Comoros, amounting to some 45,000 people.[26]
|
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|
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+
Currently, over one third of the population of Marseille can trace their roots back to Italy.[28] Marseille also has the second-largest Corsican and Armenian populations of France. Other significant communities include Maghrebis, Turks, Comorians, Chinese, and Vietnamese.[29]
|
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|
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In 1999, in several arrondissements, about 40% of the young people under 18 were of Maghrebi origin (at least one immigrant parent).[30]
|
52 |
+
|
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+
Since 2013 a significant number of Eastern European immigrants have settled in Marseille, attracted by better job opportunities and the good climate of this Mediterranean city. The main nationalities of the immigrants are Romanians and Poles.[31]
|
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|
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2 An immigrant is a person born in a foreign country not having French citizenship at birth. Note that an immigrant may have acquired French citizenship since moving to France, but is still considered an immigrant in French statistics. On the other hand, persons born in France with foreign citizenship (the children of immigrants) are not listed as immigrants.
|
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|
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+
According to data from 2010, major religious communities in Marseille include:
|
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+
|
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Marseille is a city that has its own unique culture and is proud of its differences from the rest of France.[35] Today it is a regional centre for culture and entertainment with an important opera house, historical and maritime museums, five art galleries and numerous cinemas, clubs, bars and restaurants.
|
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|
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Marseille has a large number of theatres, including La Criée, Le Gymnase and the Théâtre Toursky. There is also an extensive arts centre in La Friche, a former match factory behind the Saint-Charles station. The Alcazar, until the 1960s a well known music hall and variety theatre, has recently been completely remodelled behind its original façade and now houses the central municipal library.[36] Other music venues in Marseille include Le Silo (also a theatre) and GRIM.
|
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|
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+
Marseille has also been important in the arts. It has been the birthplace and home of many French writers and poets, including Victor Gélu [fr], Valère Bernard, Pierre Bertas,[37] Edmond Rostand and André Roussin. The small port of l'Estaque on the far end of the Bay of Marseille became a favourite haunt for artists, including Auguste Renoir, Paul Cézanne (who frequently visited from his home in Aix), Georges Braque and Raoul Dufy.
|
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+
|
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+
Rich and poor neighborhoods exist side-by-side. Although the city is not without crime, Marseille has a larger degree of multicultural tolerance. Urban geographers[38] say the city's geography, being surrounded by mountains, helps explain why Marseille does not have the same problems as Paris. In Paris, ethnic areas are segregated and concentrated in the periphery of the city. Residents of Marseille are of diverse origins, yet appear to share a similar particular identity.[39][40] An example is how Marseille responded in 2005, when ethnic populations living in other French cities' suburbs rioted, but Marseille remained relatively calm.[41]
|
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|
67 |
+
Marseille served as the European Capital of Culture for 2013 along with Košice.[42] It was chosen to give a 'human face' to the European Union to celebrate cultural diversity and to increase understanding between Europeans.[43] One of the intentions of highlighting culture is to help reposition Marseille internationally, stimulate the economy, and help to build better interconnection between groups.[44] Marseille-Provence 2013 (MP2013) featured more than 900 cultural events held throughout Marseille and the surrounding communities. These cultural events generated more than 11 million visits.[45] The European Capital of Culture was also the occasion to unveil more than 600 million euros in new cultural infrastructure in Marseille and its environs, including the MuCEM designed by Rudy Ricciotti.
|
68 |
+
|
69 |
+
Early on, immigrants came to Marseille locally from the surrounding Provence region. By the 1890s immigrants came from other regions of France as well as Italy.[46] Marseille became one of Europe’s busiest port by 1900.[40] Marseille has served as a major port where immigrants from around the Mediterranean arrive.[46] Marseille continued to be multicultural. Armenians from the Ottoman empire began arriving in 1913. In the 1930s, Italians settled in Marseille. After World War II, a wave of Jewish immigrants from North Africa arrived. In 1962, a number of French colonies gained their independence, and the French citizens from Algeria, Morocco, and Tunisia arrived in Marseille.[47] The city had an economic downturn and lost many jobs. Those who could afford to move left and the poorest remained. For a while, the mafia appeared to run the city, and for a period of time the communist party was prominent.[47]
|
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|
71 |
+
Multi-cultural Marseille can be observed by a visitor at the market at Noailles, also called Marché des Capucins, in old town near the Old Port. There, Lebanese bakeries, an African spice market, Chinese and Vietnamese groceries, fresh vegetables and fruit, shops selling couscous, shops selling Caribbean food are side by side with stalls selling shoes and clothing from around the Mediterranean. Nearby, people sell fresh fish and men from Tunisia drink tea.[47]
|
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+
|
73 |
+
The most commonly used tarot deck takes its name from the city; it has been called the Tarot de Marseille since the 1930s—a name coined for commercial use by the French cardmaker and cartomancer Paul Marteau, owner of B–P Grimaud. Previously this deck was called Tarot italien (Italian Tarot) and even earlier it was simply called Tarot. Before being de Marseille, it was used to play the local variant of tarocchi before it became used in cartomancy at the end of the 18th century, following the trend set by Antoine Court de Gébelin. The name Tarot de Marseille (Marteau used the name ancien Tarot de Marseille) was used by contrast to other types of Tarots such as Tarot de Besançon; those names were simply associated with cities where there were many cardmakers in the 18th century (previously several cities in France were involved in cardmaking).[48]
|
74 |
+
|
75 |
+
Another local tradition is the making of santons, small hand-crafted figurines for the traditional Provençal Christmas creche. Since 1803, starting on the last Sunday of November, there has been a Santon Fair in Marseille; it is currently held in the Cours d'Estienne d'Orves, a large square off the Vieux-Port.
|
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+
|
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Marseille's main cultural attraction was, since its creation at the end of the 18th century and until the late 1970s, the Opéra. Located near the Old Port and the Canebière, at the very heart of the city, its architectural style was comparable to the classical trend found in other opera houses built at the same time in Lyon and Bordeaux. In 1919, a fire almost completely destroyed the house, leaving only the stone colonnade and peristyle from the original façade.[49][50] The classical façade was restored and the opera house reconstructed in a predominantly Art Deco style, as the result of a major competition. Currently the Opéra de Marseille stages six or seven operas each year.[51]
|
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|
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Since 1972, the Ballet national de Marseille has performed at the opera house; its director from its foundation to 1998 was Roland Petit.
|
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|
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There are several popular festivals in different neighborhoods, with concerts, animations, and outdoor bars, like the Fête du Panier in June. On 21 June, there are dozens of free concerts in the city as part of France's Fête de la Musique, featuring music from all over the world. Being free events, many Marseille residents attend.
|
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|
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+
Marseille hosts a Gay Pride event in early July. In 2013, Marseille hosted Europride, an international LGBT event, 10 July–20.[52] At the beginning of July, there is the International Documentary Festival.[53]
|
84 |
+
At the end of September, the electronic music festival Marsatac takes place.
|
85 |
+
In October, the Fiesta des Suds offers many concerts of world music.[54]
|
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|
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Marseille is also well known in France for its hip hop music.[55] Bands like IAM originated from Marseille and initiated the rap phenomenon in France. Other known groups include Fonky Family, Psy 4 de la Rime (including rappers Soprano and Alonzo), and Keny Arkana.
|
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In a slightly different way, ragga music is represented by Massilia Sound System.
|
89 |
+
|
90 |
+
Marseille has been the setting for many films.
|
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+
|
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+
Marseille is listed as a major centre of art and history. The city has many museums and galleries and there are many ancient buildings and churches of historical interest.
|
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|
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+
Most of the attractions of Marseille (including shopping areas) are located in the 1st, 2nd, 6th and 7th arrondissements. These include:[66][67]
|
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+
|
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In addition to the two in the Centre de la Vieille Charité, described above, the main museums are:[70]
|
97 |
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|
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+
The MuCEM, Musée Regards de Provence and Villa Mediterannée, with Notre Dame de la Majeur on the right
|
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|
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The sixteenth century Maison Diamantée which houses the Musée du Vieux Marseille
|
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|
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+
The music room in the Grobet-Labadié museum
|
103 |
+
|
104 |
+
The Palais Longchamp with its monumental fountain
|
105 |
+
|
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+
The main attractions outside the city centre include:[67]
|
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+
|
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+
A number of the faculties of the three universities that comprise Aix-Marseille University are located in Marseille:
|
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+
|
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+
In addition Marseille has four grandes écoles:
|
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+
|
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The main French research bodies including the CNRS, INSERM and INRA are all well represented in Marseille. Scientific research is concentrated at several sites across the city, including Luminy, where there are institutes in developmental biology (the IBDML), immunology (CIML), marine sciences and neurobiology (INMED), at the CNRS Joseph Aiguier campus (a world-renowned institute of molecular and environmental microbiology) and at the Timone hospital site (known for work in medical microbiology). Marseille is also home to the headquarters of the IRD, which promotes research into questions affecting developing countries.[citation needed]
|
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+
|
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+
The city is served by an international airport, Marseille Provence Airport, located in Marignane. The airport is the fifth busiest French airport, and known the 4th most important European traffic growth in 2012.[84] An extensive network of motorways connects Marseille to the north and west (A7), Aix-en-Provence in the north (A51), Toulon (A50) and the French Riviera (A8) to the east.
|
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+
|
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Gare de Marseille Saint-Charles is Marseille's main railway station. It operates direct regional services to Aix-en-Provence, Briançon, Toulon, Avignon, Nice, Montpellier, Toulouse, Bordeaux, Nantes, etc. Gare Saint-Charles is also one of the main terminal stations for the TGV in the south of France making Marseille reachable in three hours from Paris (a distance of over 750 km) and just over one and a half hours from Lyon. There are also direct TGV lines to Lille, Brussels, Nantes, Geneva, Strasbourg and Frankfurt as well as Eurostar services to London (just in the summer) and Thello services to Milan (just one a day), via Nice and Genoa.
|
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+
|
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+
There is a new long distance bus station adjacent to new modern extension to the Gare Saint-Charles with destinations mostly to other Bouches-du-Rhône towns, including buses to Aix-en-Provence, Cassis, La Ciotat and Aubagne. The city is also served with 11 other regional trains stations in the east and the north of the city.
|
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+
|
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+
Marseille has a large ferry terminal, the Gare Maritime, with services to
|
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+
Corsica, Sardinia, Algeria and Tunisia.
|
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+
|
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+
Marseille is connected by the Marseille Métro train system operated by the Régie des transports de Marseille (RTM). It consists of two lines: Line 1 (blue) between Castellane and La Rose opened in 1977 and Line 2 (red) between Sainte-Marguerite-Dromel and Bougainville opened between 1984 and 1987. An extension of the Line 1 from Castellane to La Timone was completed in 1992, another extension from La Timone to La Fourragère (2.5 km (1.6 mi) and 4 new stations) was opened in May 2010. The Métro system operates on a turnstile system, with tickets purchased at the nearby adjacent automated booths. Both lines of the Métro intersect at Gare Saint-Charles and Castellane. Three bus rapid transit lines are under construction to better connect the Métro to farther places (Castellane -> Luminy; Capitaine Gèze – La Cabucelle -> Vallon des Tuves; La Rose -> Château Gombert – Saint Jérome).
|
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+
|
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+
An extensive bus network serves the city and suburbs of Marseille, with 104 lines and 633 buses. The three lines of the tramway,[85] opened in 2007, go from the CMA CGM Tower towards Les Caillols.
|
126 |
+
|
127 |
+
As in many other French cities, a bike-sharing service nicknamed "Le vélo", free for trips of less than half an hour, was introduced by the city council in 2007.[86]
|
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+
|
129 |
+
A free ferry service operates between the two opposite quays of the Old Port. From 2011 ferry shuttle services operate between the Old Port and Pointe Rouge; in spring 2013 it will also run to l'Estaque.[87] There are also ferry services and boat trips available from the Old Port to Frioul, the Calanques and Cassis.
|
130 |
+
|
131 |
+
The city boasts a wide variety of sports facilities and teams. The most popular team is the city's football club, Olympique de Marseille, which was the finalist of the UEFA Champions League in 1991, before winning the competition in 1993. The club also became finalists of the UEFA Europa League in 1999, 2004 and 2018. The club had a history of success under then-owner Bernard Tapie. The club's home, the Stade Vélodrome, which can seat around 67,000 people, also functions for other local sports, as well as the national rugby team. Stade Velodrome hosted a number of games during the 1998 FIFA World Cup, 2007 Rugby World Cup, and UEFA Euro 2016. The local rugby teams are Marseille XIII and Marseille Vitrolles Rugby.[citation needed]
|
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+
Marseille is famous for its important pétanque activity, it is even renowned as the pétanque capitale.[88] In 2012 Marseille hosted the Pétanque World Championship and the city hosts every year the Mondial la Marseillaise de pétanque, the main pétanque competition.
|
133 |
+
|
134 |
+
Sailing is a major sport in Marseille. The wind conditions allow regattas in the warm waters of the Mediterranean.[citation needed] Throughout most seasons of the year it can be windy while the sea remains smooth enough to allow sailing. Marseille has been the host of 8 (2010) Match Race France events which are part of the World Match Racing Tour. The event draws the world's best sailing teams to Marseille. The identical supplied boats (J Boats J-80 racing yachts) are raced two at a time in an on the water dogfight which tests the sailors and skippers to the limits of their physical abilities.
|
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+
Points accrued count towards the World Match Racing Tour and a place in the final event, with the overall winner taking the title ISAF World Match Racing Tour Champion. Match racing is an ideal sport for spectators in Marseille, as racing in close proximity to the shore provides excellent views. The city was also considered as a possible venue for 2007 America's Cup.[89]
|
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+
|
137 |
+
Marseille is also a place for other water sports such as windsurfing and powerboating. Marseille has three golf courses. The city has dozens of gyms and several public swimming pools. Running is also popular in many of Marseille's parks such as Le Pharo and Le Jardin Pierre Puget. An annual footrace is held between the city and neighbouring Cassis: the Marseille-Cassis Classique Internationale.[citation needed]
|
138 |
+
|
139 |
+
The city has a hot-summer mediterranean climate (Köppen: Csa) with cool-mild winters with moderate rainfall and hot, mostly dry summers.[90] December, January, and February are the coldest months, averaging temperatures of around 12 °C (54 °F) during the day and 4 °C (39 °F) at night. July and August are the hottest months, averaging temperatures of around 28–30 °C (82–86 °F) during the day and 19 °C (66 °F) at night in the Marignane airport (35 km (22 mi) from Marseille) but in the city near the sea the average high temperature is 27 °C (81 °F) in July.[91]
|
140 |
+
|
141 |
+
Marseille is officially the sunniest major city in France with over 2,800 hours of sunshine while the average sunshine in the country is around 1,950 hours. It is also the driest major city with only 512 mm (20 in) of precipitation annually, especially thanks to the Mistral, a cold, dry wind originating in the Rhône Valley that occurs mostly in winter and spring and which generally brings clear skies and sunny weather to the region. Less frequent is the Sirocco, a hot, sand-bearing wind, coming from the Sahara Desert. Snowfalls are infrequent; over 50% of years do not experience a single snowfall.[citation needed]
|
142 |
+
|
143 |
+
The hottest temperature was 40.6 °C (105.1 °F) on 26 July 1983 during a great heat wave, the lowest temperature was −14.3 °C (6.3 °F) on 13 February 1929 during a strong cold wave.[92]
|
144 |
+
|
145 |
+
Marseille was the birthplace of:
|
146 |
+
|
147 |
+
Marseille is twinned with 14 cities, all of them being a port city, with the exception of Marrakech.[103]
|
148 |
+
|
149 |
+
In addition, Marseille has signed various types of formal agreements of cooperation with 27 cities all over the world:[104]
|
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en/2084.html.txt
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|
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+
The franc (German: Franken, French and Romansh: franc, Italian: franco; sign: Fr. (in German language), fr. (in French, Italian, Romansh languages), or CHF in any other language, or internationally;[1] code: CHF) is the currency and legal tender of Switzerland and Liechtenstein; it is also legal tender in the Italian exclave of Campione d'Italia. The Swiss National Bank (SNB) issues banknotes and the federal mint Swissmint issues coins.
|
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+
|
5 |
+
The smaller denomination, a hundredth of a franc, is a Rappen (Rp.) in German, centime (c.) in French, centesimo (ct.) in Italian, and rap (rp.) in Romansh. The ISO 4217 code of the currency used by banks and financial institutions is CHF.
|
6 |
+
|
7 |
+
The official symbols Fr. (German symbol) and fr. (Latin languages) are widely used by businesses and advertisers, also for the English language. According Art. 1 SR/RS 941.101 of the federal law collection the internationally official abbreviation – besides the national languages – however is CHF,[1] also in English; respective guides also request to use the ISO 4217 code.[5][2][3][4] Outdated is the use of SFr. for Swiss Franc and fr.sv..[2][3][4] The Latinate “CH” stands for Confoederatio Helvetica. Given the different languages used in Switzerland, Latin is used for language-neutral inscriptions on its coins.
|
8 |
+
|
9 |
+
Before 1798, about 75 entities were making coins in Switzerland, including the 25 cantons and half-cantons, 16 cities, and abbeys, resulting in about 860 different coins in circulation, with different values, denominations and monetary systems.[6] The local Swiss currencies included the Basel thaler, Berne thaler, Fribourg gulden, Geneva thaler, Geneva genevoise, Luzern gulden, Neuchâtel gulden, St. Gallen thaler, Schwyz gulden, Solothurn thaler, Valais thaler, and Zürich thaler.
|
10 |
+
|
11 |
+
By the end of the 18th century and the 1st half of the 19th century, most of these local Swiss currencies are either mere uncoined accounting units, or local billon coins known only to residents of the issuing canton. Larger payments are done via foreign trade coins like German reichsthalers or French écus which are recognizable within and outside Switzerland. Small change, however, are in local coins which typically cannot be recognized outside the issuing canton. A guide showing the equivalence of large trade coins to local currency is found here:[7]
|
12 |
+
|
13 |
+
Bernese Rollbatzen, 15th century
|
14 |
+
|
15 |
+
Zürich Taler (1768)
|
16 |
+
|
17 |
+
In 1798, the Helvetic Republic introduced the franc, a currency based on the Berne thaler, subdivided into 10 batzen or 100 centimes. The Swiss franc was equal to 6 3⁄4 grams of pure silver or 1 1⁄2 French francs.[8]
|
18 |
+
|
19 |
+
32 Franken gold coin of the Helvetic Republic (1800)
|
20 |
+
|
21 |
+
This franc was issued until the end of the Helvetic Republic in 1803, but served as the model for the currencies of several cantons in the Mediation period (1803–1814). These 19 cantonal currencies were the Appenzell frank, Argovia frank, Basel frank, Berne frank, Fribourg frank, Geneva franc, Glarus frank, Graubünden frank, Luzern frank, St. Gallen frank, Schaffhausen frank, Schwyz frank, Solothurn frank, Thurgau frank, Ticino franco, Unterwalden frank, Uri frank, Vaud franc, and Zürich frank.
|
22 |
+
|
23 |
+
|
24 |
+
|
25 |
+
After 1815, the restored Swiss Confederacy attempted to simplify the system of currencies once again.
|
26 |
+
As of 1820, a total of 8,000 distinct coins were current in Switzerland: those issued by cantons, cities, abbeys, and principalities or lordships, mixed with surviving coins of the Helvetic Republic and the pre-1798 Helvetic Republic. In 1825, the cantons of Berne, Basel, Fribourg, Solothurn, Aargau, and Vaud formed a monetary concordate, issuing standardised coins, the so-called Konkordanzbatzen, still carrying the coat of arms of the issuing canton, but interchangeable and identical in value. The reverse side of the coin displayed a Swiss cross with the letter C in the center.
|
27 |
+
|
28 |
+
Although 22 cantons and half-cantons issued coins between 1803 and 1850, less than 15% of the money in circulation in Switzerland in 1850 was locally produced, with the rest being foreign, mainly brought back by mercenaries. In addition, some private banks also started issuing the first banknotes, so that in total, at least 8000 different coins and notes were in circulation at that time, making the monetary system extremely complicated.[9][note 4] In practice, only the larger German or French trade coins were recognized for large payments within and outside Switzerland. Local small change or banknotes were typically useful only in the issuing canton and were not accepted elsewhere.
|
29 |
+
|
30 |
+
To solve this problem, the new Swiss Federal Constitution of 1848 specified that the federal government would be the only entity allowed to issue money in Switzerland. This was followed two years later by the first Federal Coinage Act, passed by the Federal Assembly on 7 May 1850, which introduced the franc as the monetary unit of Switzerland. The franc was introduced at par with the French franc. It replaced the different currencies of the Swiss cantons, some of which had been using a franc (divided into 10 batzen and 100 centimes) which was worth 1.5 French francs.
|
31 |
+
|
32 |
+
In 1865, France, Belgium, Italy, and Switzerland formed the Latin Monetary Union, in which they agreed to value their national currencies to a standard of 4.5 grams of silver or 0.290322 grams of gold. Even after the monetary union faded away in the 1920s and officially ended in 1927, the Swiss franc remained on that standard until 1936, when it suffered its sole devaluation, on 27 September during the Great Depression. The currency was devalued by 30% following the devaluations of the British pound, U.S. dollar and French franc.[10] In 1945, Switzerland joined the Bretton Woods system and pegged the franc to the US dollar at a rate of $1 = CHF 4.30521 (equivalent to CHF 1 = 0.206418 grams of gold). This was changed to $1 = CHF 4.375 (CHF 1 = 0.203125 grams of gold) in 1949.
|
33 |
+
|
34 |
+
The Swiss franc has historically been considered a safe-haven currency, with a legal requirement that a minimum of 40% be backed by gold reserves.[11] However, this link to gold, which dated from the 1920s, was terminated on 1 May 2000 following a referendum.[12][13] By March 2005, following a gold-selling program, the Swiss National Bank held 1,290 tonnes of gold in reserves, which equated to 20% of its assets.[14]
|
35 |
+
|
36 |
+
In November 2014, the referendum on the "Swiss Gold Initiative" which proposed a restoration of 20% gold backing for the Swiss franc, was voted down.[15]
|
37 |
+
|
38 |
+
In March 2011, the franc climbed past the US$1.10 mark (CHF 0.91 per U.S. dollar). In June 2011, the franc climbed past US$1.20 (CHF 0.833 per U.S. dollar) as investors sought safety as the Greek sovereign debt crisis continued.[16] Continuation of the same crisis in Europe and the debt crisis in the US propelled the Swiss franc past US$1.30 (CHF 0.769 per U.S. dollar) as of August 2011, prompting the Swiss National Bank to boost the franc's liquidity to try to counter its "massive overvaluation".[17] The Economist argued that its Big Mac Index in July 2011 indicated an overvaluation of 98% over the dollar, and cited Swiss companies releasing profit warnings and threatening to move operations out of the country due to the strength of the franc.[18] Demand for francs and franc-denominated assets was so strong that nominal short-term Swiss interest rates became negative.[19]
|
39 |
+
|
40 |
+
On 6 September 2011, shortly after when the exchange rate was 1.095 CHF/€[20] and appeared to be heading for parity with the euro, the SNB set a minimum exchange rate of 1.20 francs to the euro (capping franc's appreciation), saying "the value of the franc is a threat to the economy",[21] and that it was "prepared to buy foreign currency in unlimited quantities".[22] In response to this announcement the franc fell against the euro, to 1.22 francs from 1.12 francs[23] and lost 9% against the U.S. dollar within fifteen minutes.[24] The intervention stunned currency traders, since the franc had long been regarded as a safe haven.[25]
|
41 |
+
|
42 |
+
The franc fell 8.8% against the euro, 9.5% against the dollar, and at least 8.2% against all 16 of the most active currencies on the day of the announcement. It was the largest plunge of the franc ever against the euro.[26] The SNB had previously set an exchange rate target in 1978 against the Deutsche mark and maintained it,[clarification needed] although at the cost of high inflation.[27] Until mid-January 2015, the franc continued to trade below the target level set by the SNB,[28] though the ceiling was broken at least once on 5 April 2012, albeit briefly.[29]
|
43 |
+
|
44 |
+
On 18 December 2014, the Swiss central bank introduced a negative interest rate on bank deposits to support its CHF ceiling.[30] However, with the euro declining in value over the following weeks, in a move dubbed Francogeddon[31][32][33][34] for its effect on markets, the Swiss National Bank abandoned the ceiling on 15 January 2015, and the franc promptly increased in value compared with the euro by 30%, although this only lasted a few minutes before part of the increase was reversed.[35] The move was not announced in advance and resulted in "turmoil" in stock and currency markets.[36] By the close of trading that day, the franc was up 23% against the euro and 21% against the US dollar.[37] The full daily appreciation of the franc was equivalent to $31,000 per single futures contract: more than the market had moved collectively[clarification needed] in the previous thousand days.[38] The key CHF interest rate was also lowered from −0.25% to −0.75%, meaning depositors would be paying an increased fee to keep their funds in a Swiss bank account. This devaluation of the euro against the franc was expected to hurt Switzerland's large export industry. The Swatch Group, for example, saw its shares drop 15% (in Swiss franc terms) with the announcements[35] so that the share price may have increased on that day in terms of other major currencies.
|
45 |
+
|
46 |
+
The large and unexpected jump caused major losses for some currency traders. Alpari, a Russian-owned spread betting firm established in the UK, temporarily declared insolvency before announcing its desire to be acquired (and later denied rumours of an acquisition) by FXCM.[39][40] FXCM was bailed out by its parent company.[41] Saxo Bank of Denmark reported losses on 19 January 2015.[42] New Zealand foreign exchange broker Global Brokers NZ announced it "could no longer meet New Zealand regulators' minimum capital requirements" and terminated its business.[43]
|
47 |
+
|
48 |
+
Media questioned the ongoing credibility of the Swiss central bank,[44] and indeed central banks in general. Using phrases like "extend-and-pretend" to describe central bank exchange rate control measures, Saxobank chief economist Steen Jakobsen said, "As a group, central banks have lost credibility and when the ECB starts QE this week, the beginning of the end for central banks will be well under way".[45] BT Investment Management's head of income and fixed interest Vimal Gor said, "Central banks are becoming more and more impotent. It also ultimately proves that central banks cannot drive economic growth like they think they can".[45] UBS interest rate strategist Andrew Lilley commented, "central banks can have inconsistent goals from one-day to another".[45]
|
49 |
+
|
50 |
+
Between 1798 and 1803, billon coins were issued in denominations of 1 centime, 1⁄2 batzen, and 1 batzen. Silver coins were issued for 10, 20 and 40 batzen, with the 40-batzen coin also issued with the denomination given as 4 francs. Gold 16- and 32-franc coins were issued in 1800.[46]
|
51 |
+
|
52 |
+
In 1850, coins were introduced in denominations of 1, 2, 5, 10, and 20 centimes and 1⁄2, 1, 2, and 5 francs, with the 1 and 2 centimes struck in bronze, the 5, 10, and 20 centimes in billon (with 5% to 15% silver content), and the franc denominations in .900 fine silver. Between 1860 and 1863, .800 fine silver was used, before the standard used in France of .835 fineness was adopted for all silver coins except the 5 francs (which remained .900 fineness) in 1875. In 1879, billon was replaced by cupronickel in the 5 and 10 centimes and by nickel in the 20 centimes.[47] Gold coins in denominations of 10, 20, and 100 francs, known as Vreneli, circulated until 1936.[48]
|
53 |
+
|
54 |
+
Both world wars only had a small effect on the Swiss coinage, with brass and zinc coins temporarily being issued. In 1931, the size of the 5-franc coin was reduced from 25 grams to 15, with the silver content reduced to .835 fineness. The next year, nickel replaced cupronickel in the 5 and 10 centimes.[49]
|
55 |
+
|
56 |
+
In the late 1960s, the prices of internationally traded commodities rose significantly. A silver coin's metal value exceeded its monetary value, and many were being sent abroad for melting, which prompted the federal government to make this practice illegal.[50] The statute was of little effect, and the melting of francs only subsided when the collectible value of the remaining francs again exceeded their material value.[citation needed]
|
57 |
+
|
58 |
+
The 1-centime coin was still produced until 2006, albeit in ever decreasing quantities, but its importance declined. Those who could justify the use of 1-centime coins for monetary purposes could obtain them at face value; any other user (such as collectors) had to pay an additional four centimes per coin to cover the production costs, which had exceeded the actual face value of the coin for many years. The coin fell into disuse in the late 1970s and early 1980s, but was only officially fully withdrawn from circulation and declared to be no longer legal tender on 1 January 2007. The long-forgotten 2-centime coin, not minted since 1974, was demonetized on 1 January 1978.[49]
|
59 |
+
|
60 |
+
The designs of the coins have changed very little since 1879. Among the notable changes were new designs for the 5-franc coins in 1888, 1922, 1924 (minor), and 1931 (mostly just a size reduction). A new design for the bronze coins was used from 1948. Coins depicting a ring of stars (such as the 1-franc coin seen beside this paragraph) were altered from 22 stars to 23 stars in 1983; since the stars represent the Swiss cantons, the design was updated when in 1979 Jura seceded from the Canton of Bern and became the 23rd canton of the Swiss Confederation.[49]
|
61 |
+
|
62 |
+
The 10-centime coins from 1879 onwards (except the years 1918–19 and 1932–39) have had the same composition, size, and design until 2014 and are still legal tender and found in circulation.[49]
|
63 |
+
|
64 |
+
All Swiss coins are language-neutral with respect to Switzerland's four national languages, featuring only numerals, the abbreviation "Fr." for franc, and the Latin phrases Helvetia or Confœderatio Helvetica (depending on the denomination) or the inscription Libertas (Roman goddess of liberty) on the small coins. The name of the artist is present on the coins with the standing Helvetia and the herder.[51]
|
65 |
+
|
66 |
+
In addition to these general-circulation coins, numerous series of commemorative coins have been issued, as well as silver and gold coins. These coins are no longer legal tender, but can in theory be exchanged at face value at post offices, and at national and cantonal banks,[52] although their metal or collectors' value equals or exceeds their face value.
|
67 |
+
|
68 |
+
In 1907, the Swiss National Bank took over the issuance of banknotes from the cantons and various banks. It introduced denominations of 50, 100, 500 and 1000 francs.[54] 20-franc notes were introduced in 1911, followed by 5-franc notes in 1913.[55] In 1914, the Federal Treasury issued paper money in denominations of 5, 10 and 20 francs. These notes were issued in three different versions: French, German and Italian.[56] The State Loan Bank also issued 25-franc notes that year. In 1952, the national bank ceased issuing 5-franc notes but introduced 10-franc notes in 1955. In 1996, 200-franc notes were introduced whilst the 500-franc note was discontinued.
|
69 |
+
|
70 |
+
Eight series of banknotes have been printed by the Swiss National Bank, six of which have been released for use by the general public. The sixth series from 1976, designed by Ernst and Ursula Hiestand [de], depicted persons from the world of science.
|
71 |
+
This series was recalled on 1 May 2000 and is no longer legal tender, but notes can still be exchanged for valid ones of the same face value at any National Bank branch or authorized agent, or mailed in by post to the National Bank in exchange for a bank account deposit. The exchange program will end on 30 April 2020, after which sixth-series notes will lose all value.[57] As of 2016, 1.1 billion francs' worth of sixth-series notes had not yet been exchanged, even though they had not been legal tender for 16 years and only 4 more years remained to exchange them. To avoid having to expire such large amounts of money in 2020, the Federal Council (cabinet) and National Bank proposed in April 2017 to remove the time limit on exchanges for the sixth and future recalled series; this proposal is still in the draft bill stage as of early 2018.[58][59]
|
72 |
+
|
73 |
+
The seventh series was printed in 1984, but kept as a "reserve series", ready to be used if, for example, wide counterfeiting of the current series suddenly happened. When the Swiss National Bank decided to develop new security features and to abandon the concept of a reserve series, the details of the seventh series were released and the printed notes were destroyed.[60]
|
74 |
+
The current, eighth series of banknotes was designed by Jörg Zintzmeyer [de] around the theme of the arts and released starting in 1995. In addition to its new vertical design, this series was different from the previous one on several counts. Probably the most important difference from a practical point of view was that the seldom-used 500-franc note was replaced by a new 200-franc note; this new note has indeed proved more successful than the old 500-franc note.[note 5] The base colours of the new notes were kept similar to the old ones, except that the 20-franc note was changed from blue to red to prevent a frequent confusion with the 100-franc note, and that the 10-franc note was changed from red to yellow. The size of the notes was changed as well, with all notes from the eighth series having the same height (74 mm), while the widths were changed as well, still increasing with the value of the notes. The new series contains many more security features than the previous one;[61] many of them are now visibly displayed and have been widely advertised, in contrast with the previous series for which most of the features were kept secret.
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All banknotes are quadrilingual, displaying all information in the four national languages. The banknotes depicting a Germanophone person have German and Romansch on the same side as the picture, whereas banknotes depicting a Francophone or an Italophone person have French and Italian on the same side as the picture. The reverse has the other two languages.
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When the fifth series lost its validity at the end of April 2000, the banknotes that had not been exchanged represented a total value of 244.3 million Swiss francs; in accordance with Swiss law, this amount was transferred to the Swiss Fund for Emergency Losses in the Case of Non-insurable Natural Disasters.[63]
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10 francs, front
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10 francs, back
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20 francs, front
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50 francs, front
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50 francs, back
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100 francs, front
|
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100 francs, back
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200 francs, front
|
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200 francs, back
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1000 francs, front
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1000 francs, back
|
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In February 2005, a competition was announced for the design of the ninth series, then planned to be released around 2010 on the theme "Switzerland open to the world". The results were announced in November 2005. The National Bank selected the designs of Swiss graphic designer Manuela Pfrunder as the basis of the new series. The first denomination to be issued was the 50-franc note on 12 April 2016. It was followed by the 20-franc note (17 May 2017), the 10-franc note (18 October 2017), the 200-franc note (15 August 2018), the 1000-franc note (5 March 2019) and the 100-franc note (12 September 2019). All banknotes from the eighth series will remain valid until further notice.
|
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The Swiss franc is the currency and legal tender of Switzerland and Liechtenstein and also legal tender in the Italian exclave of Campione d'Italia. Although not formally legal tender in the German exclave of Büsingen am Hochrhein (the sole legal currency is the euro), it is in wide daily use there; with many prices quoted in Swiss francs. The Swiss franc is the only version of the franc still issued in Europe.
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As of March 2010, the total value of released Swiss coins and banknotes was 49.6640 billion Swiss francs.[65]
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Combinations of up to 100 circulating Swiss coins (not including special or commemorative coins) are legal tender; banknotes are legal tender for any amount.[66]
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Franklin Delano Roosevelt (/ˈroʊzəvəlt/,[1] /-vɛlt/;[2] January 30, 1882 – April 12, 1945), often referred to by his initials FDR, was an American politician who served as the 32nd president of the United States from 1933 until his death in 1945. A member of the Democratic Party, he won a record four presidential elections and became a central figure in world events during the first half of the 20th century. Roosevelt directed the federal government during most of the Great Depression, implementing his New Deal domestic agenda in response to the worst economic crisis in U.S. history. As a dominant leader of his party, he built the New Deal Coalition, which realigned American politics into the Fifth Party System and defined American liberalism throughout the middle third of the 20th century. His third and fourth terms were dominated by World War II, which ended shortly after he died in office.
|
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Roosevelt was born in Hyde Park, New York, to the Roosevelt family made well known by the reputation of Theodore Roosevelt, the 26th president of the United States, as well as businessman William Henry Aspinwall. FDR graduated from Groton School and Harvard College and attended Columbia Law School but left after passing the bar exam to practice law in New York City. In 1905, he married his fifth cousin once removed, Eleanor Roosevelt. They had six children, of whom five survived into adulthood. He won election to the New York State Senate in 1910, and then served as Assistant Secretary of the Navy under President Woodrow Wilson during World War I. Roosevelt was James M. Cox's running mate on the Democratic Party's 1920 national ticket, but Cox was defeated by Republican Warren G. Harding. In 1921, Roosevelt contracted a paralytic illness, believed at the time to be polio, and his legs became permanently paralyzed. While attempting to recover from his condition, Roosevelt founded the treatment center in Warm Springs, Georgia, for people with poliomyelitis. In spite of being unable to walk unaided, Roosevelt returned to public office by winning election as Governor of New York in 1928. He served as governor from 1929 to 1933, promoting programs to combat the economic crisis besetting the United States.
|
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In the 1932 presidential election, Roosevelt defeated Republican President Herbert Hoover in a landslide. Roosevelt took office in the midst of the Great Depression, the worst economic crisis in U.S. history. During the first 100 days of the 73rd United States Congress, Roosevelt spearheaded unprecedented federal legislation and issued a profusion of executive orders that instituted the New Deal — a variety of programs designed to produce relief, recovery, and reform. He created numerous programs to provide relief to the unemployed and farmers while seeking economic recovery with the National Recovery Administration and other programs. He also instituted major regulatory reforms related to finance, communications, and labor, and presided over the end of Prohibition. He harnessed radio to speak directly to the American people, giving 30 "fireside chat" radio addresses during his presidency and becoming the first American president to be televised. With the economy having improved rapidly from 1933 to 1936, Roosevelt won a landslide reelection in 1936. However, the economy then relapsed into a deep recession in 1937 and 1938. After the 1936 election, Roosevelt sought passage of the Judiciary Reorganization Bill of 1937 (the "court packing plan"), which would have expanded the size of the Supreme Court of the United States. The bipartisan Conservative Coalition that formed in 1937 prevented passage of the bill and blocked the implementation of further New Deal programs and reforms. Major surviving programs and legislation implemented under Roosevelt include the Securities and Exchange Commission, the National Labor Relations Act, the Federal Deposit Insurance Corporation, Social Security, and the Fair Labor Standards Act of 1938.
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The United States reelected FDR in 1940 for his third term, making him the only U.S. President to serve for more than two terms. With World War II looming after 1938, Roosevelt gave strong diplomatic and financial support to China, the United Kingdom and eventually the Soviet Union while the U.S. remained officially neutral. Following the Japanese attack on Pearl Harbor on December 7, 1941, an event he famously called "a date which will live in infamy", Roosevelt obtained a congressional declaration of war on Japan, and, a few days later, on Germany and Italy. Assisted by his top aide Harry Hopkins and with very strong national support, he worked closely with British Prime Minister Winston Churchill, Soviet leader Joseph Stalin and Chinese Generalissimo Chiang Kai-shek in leading the Allied Powers against the Axis Powers. Roosevelt supervised the mobilization of the U.S. economy to support the war effort, and implemented a Europe first strategy, making the defeat of Germany a priority over that of Japan. He also initiated the development of the world's first atomic bomb, and worked with the other Allied leaders to lay the groundwork for the United Nations and other post-war institutions. Roosevelt won reelection in 1944, but with his physical health declining during the war years, he died in April 1945, less than three months into his fourth term. The Axis Powers surrendered to the Allies in the months following Roosevelt's death, during the presidency of his successor, Harry S. Truman. He is usually rated by scholars among the nation's greatest presidents, after George Washington and Abraham Lincoln, but has also been subject to substantial criticism.
|
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|
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Franklin Delano Roosevelt was born on January 30, 1882, in the Hudson Valley town of Hyde Park, New York, to businessman James Roosevelt I and his second wife, Sara Ann Delano. Roosevelt's parents, who were sixth cousins,[4] both came from wealthy old New York families, the Roosevelts, the Aspinwalls and the Delanos, respectively. Roosevelt's patrilineal ancestor migrated to New Amsterdam in the 17th century, and the Roosevelts flourished as merchants and landowners.[5] The Delano family progenitor traveled to the New World on the Mayflower, and the Delanos prospered as merchants and shipbuilders in Massachusetts.[6] Franklin had a half-brother, James "Rosy" Roosevelt, from his father's previous marriage.[7]
|
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|
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+
Roosevelt grew up in a wealthy family. His father, James Roosevelt I, graduated from Harvard Law School in 1851, but chose not to practice law after receiving an inheritance from his grandfather, James Roosevelt.[7] Roosevelt's father was a prominent Bourbon Democrat who once took Franklin to meet President Grover Cleveland in the White House.[8] Sara was the dominant influence in Franklin's early years.[9] She once declared, "My son Franklin is a Delano, not a Roosevelt at all."[4] James, who was 54 when Franklin was born, was considered by some as a remote father, though biographer James MacGregor Burns indicates James interacted with his son more than was typical at the time.[10]
|
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|
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+
Roosevelt learned to ride, shoot, row, and to play polo and lawn tennis. He took up golf in his teen years, becoming a skilled long hitter.[11] He was club champion in his late teen years at the small golf club on Campobello Island, New Brunswick, Canada, where his family had a summer cottage.[12] He learned to sail early, and when he was 16, his father gave him a sailboat.[13]
|
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|
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+
Frequent trips to Europe — he made his first excursion at the age of two and went with his parents every year from the ages of seven to fifteen — helped Roosevelt become conversant in German and French. Except for attending public school in Germany at age nine,[14][15] Roosevelt was home-schooled by tutors until age 14.[16][page needed] He then attended Groton School, an Episcopal boarding school in Groton, Massachusetts, joining the third form.[17][page needed] Its headmaster, Endicott Peabody, preached the duty of Christians to help the less fortunate and urged his students to enter public service. Peabody remained a strong influence throughout Roosevelt's life, officiating at his wedding and visiting him as president.[18][19]
|
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Like most of his Groton classmates, Roosevelt went to Harvard College.[20] Roosevelt was an average student academically,[21] and he later declared, "I took economics courses in college for four years, and everything I was taught was wrong."[22] He was a member of the Alpha Delta Phi fraternity[23] and the Fly Club,[24] and served as a school cheerleader.[25] Roosevelt was relatively undistinguished as a student or athlete, but he became editor-in-chief of The Harvard Crimson daily newspaper, a position that required great ambition, energy, and the ability to manage others.[26]
|
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Roosevelt's father died in 1900, causing great distress for him.[27] The following year, Roosevelt's fifth cousin Theodore Roosevelt became President of the United States. Theodore's vigorous leadership style and reforming zeal made him Franklin's role model and hero.[28] Roosevelt graduated from Harvard in 1903 with an A.B. in history. He entered Columbia Law School in 1904, but dropped out in 1907 after passing the New York bar exam.[29][b] In 1908, he took a job with the prestigious law firm of Carter Ledyard & Milburn, working in the firm's admiralty law division.[31]
|
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|
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In mid-1902, Franklin began courting his future wife Eleanor Roosevelt, with whom he had been acquainted as a child.[32] Eleanor and Franklin were fifth cousins, once removed, and Eleanor was a niece of Theodore Roosevelt.[33] They began corresponding with each other in 1902, and in October 1903,[17][page needed] Franklin proposed marriage to Eleanor.[34]
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On March 17, 1905, Roosevelt married Eleanor in New York City, despite the fierce resistance of his mother.[35] While she did not dislike Eleanor, Sara Roosevelt was very possessive of her son, believing he was too young for marriage. She attempted to break the engagement several times.[36] Eleanor's uncle, President Theodore Roosevelt, stood in at the wedding for Eleanor's deceased father, Elliott.[37] The young couple moved into Springwood, his family's estate at Hyde Park. The home was owned by Sara Roosevelt until her death in 1941 and was very much her home as well.[38] In addition, Franklin and Sara Roosevelt did the planning and furnishing of a townhouse Sara had built for the young couple in New York City; Sara had a twin house built alongside for herself. Eleanor never felt at home in the houses at Hyde Park or New York, but she loved the family's vacation home on Campobello Island, which Sara gave to the couple.[39]
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Biographer James MacGregor Burns said that young Roosevelt was self-assured and at ease in the upper-class.[40] In contrast, Eleanor at the time was shy and disliked social life, and at first, stayed at home to raise their several children. As his father had, Franklin left the raising of the children to his wife, while Eleanor in turn largely relied on hired caregivers to raise the children. Referring to her early experience as a mother, she later stated that she knew "absolutely nothing about handling or feeding a baby."[41] Although Eleanor had an aversion to sexual intercourse and considered it "an ordeal to be endured",[42] she and Franklin had six children. Anna, James, and Elliott were born in 1906, 1907, and 1910, respectively. The couple's second son, Franklin, died in infancy in 1909. Another son, also named Franklin, was born in 1914, and the youngest child, John, was born in 1916.[43]
|
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Roosevelt had various extra-marital affairs, including one with Eleanor's social secretary Lucy Mercer, which began soon after she was hired in early 1914.[44] In September 1918, Eleanor found letters revealing the affair in Roosevelt's luggage. Franklin contemplated divorcing Eleanor, but Sara objected strongly and Lucy would not agree to marry a divorced man with five children.[45] Franklin and Eleanor remained married, and Roosevelt promised never to see Lucy again. Eleanor never truly forgave him, and their marriage from that point on was more of a political partnership.[46] Eleanor soon thereafter established a separate home in Hyde Park at Val-Kill, and increasingly devoted herself to various social and political causes independently of her husband. The emotional break in their marriage was so severe that when Roosevelt asked Eleanor in 1942 — in light of his failing health — to come back home and live with him again, she refused.[47] He was not always aware of when she visited the White House and for some time she could not easily reach him on the telephone without his secretary's help; Roosevelt, in turn, did not visit Eleanor's New York City apartment until late 1944.[48]
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Franklin broke his promise to Eleanor to refrain from having affairs. He and Lucy maintained a formal correspondence, and began seeing each other again in 1941, or perhaps earlier.[49][50] Lucy was with Roosevelt on the day he died in 1945. Despite this, Roosevelt's affair was not widely known until the 1960s.[47] Roosevelt's son Elliott claimed that his father had a 20-year affair with his private secretary, Marguerite "Missy" LeHand.[51] Another son, James, stated that "there is a real possibility that a romantic relationship existed" between his father and Crown Princess Märtha of Norway, who resided in the White House during part of World War II. Aides began to refer to her at the time as "the president's girlfriend",[52] and gossip linking the two romantically appeared in the newspapers.[53]
|
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Roosevelt held little passion for the practice of law and confided to friends that he planned to eventually enter politics.[54] Despite his admiration for his cousin, Theodore, Franklin inherited his father's affiliation with the Democratic Party.[55] Prior to the 1910 elections, the local Democratic Party recruited Roosevelt to run for a seat in the New York State Assembly. Roosevelt was an attractive recruit for the party because Theodore Roosevelt was still one of the country's most prominent politicians, and a Democratic Roosevelt was good publicity; the candidate could also pay for his own campaign.[56] Roosevelt's campaign for the state assembly ended after the Democratic incumbent, Lewis Stuyvesant Chanler, chose to seek re-election. Rather than putting his political hopes on hold, Roosevelt ran for a seat in the state senate.[57] The senate district, located in Dutchess County, Columbia County, and Putnam County, was strongly Republican.[58] Roosevelt feared that open opposition from Theodore could effectively end his campaign, but Theodore privately encouraged his cousin's candidacy despite their differences in partisan affiliation.[55] Acting as his own campaign manager, Roosevelt traveled throughout the senate district via automobile at a time when many could not afford cars.[59] Due to his aggressive and effective campaign,[60] the Roosevelt name's influence in the Hudson Valley, and the Democratic landslide that year, Roosevelt won the election, surprising almost everyone.[61]
|
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Though legislative sessions rarely lasted more than ten weeks, Roosevelt treated his new position as a full-time career.[62] Taking his seat on January 1, 1911, Roosevelt immediately became the leader of a group of "Insurgents" who opposed the bossism of the Tammany Hall machine that dominated the state Democratic Party. In the 1911 U.S. Senate election, which was determined in a joint session of the New York state legislature,[c] Roosevelt and nineteen other Democrats caused a prolonged deadlock by opposing a series of Tammany-backed candidates. Finally, Tammany threw its backing behind James A. O'Gorman, a highly regarded judge who Roosevelt found acceptable, and O'Gorman won the election in late March.[63] Roosevelt soon became a popular figure among New York Democrats, though he had not yet become an eloquent speaker.[61] News articles and cartoons began depicting "the second coming of a Roosevelt" that sent "cold shivers down the spine of Tammany".[64]
|
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Roosevelt, again in opposition to Tammany Hall, supported New Jersey Governor Woodrow Wilson's successful bid for the 1912 Democratic nomination, earning an informal designation as an original Wilson man.[65] The election became a three-way contest, as Theodore Roosevelt left the Republican Party to launch a third party campaign against Wilson and sitting Republican President William Howard Taft. Franklin's decision to back Wilson over Theodore Roosevelt in the general election alienated some members of his family, although Theodore himself was not offended.[66] Wilson's victory over the divided Republican Party made him the first Democrat to win a presidential election since 1892. Overcoming a bout with typhoid fever, and with extensive assistance from journalist Louis McHenry Howe, Roosevelt was re-elected in the 1912 elections. After the election, he served for a short time as chairman of the Agriculture Committee, and his success with farm and labor bills was a precursor to his New Deal policies twenty years later.[67] By this time he had become more consistently progressive, in support of labor and social welfare programs for women and children; cousin Theodore was of some influence on these issues.[68]
|
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Roosevelt's support of Wilson led to his appointment in March 1913 as Assistant Secretary of the Navy, the second-ranking official in the Navy Department after Secretary Josephus Daniels.[69] Roosevelt had a lifelong affection for the Navy — he had already collected almost 10,000 naval books and claimed to have read all but one — and was more ardent than Daniels in supporting a large and efficient naval force.[70][71] With Wilson's support, Daniels and Roosevelt instituted a merit-based promotion system and made other reforms to extend civilian control over the autonomous departments of the Navy.[72] Roosevelt oversaw the Navy's civilian employees and earned the respect of union leaders for his fairness in resolving disputes.[73] Not a single strike occurred during his seven-plus years in the office,[74] during which Roosevelt gained experience in labor issues, government management during wartime, naval issues, and logistics, all valuable areas for future office.[75]
|
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In 1914, Roosevelt made an ill-conceived decision to run for the seat of retiring Republican Senator Elihu Root of New York. Though Roosevelt won the backing of Treasury Secretary William Gibbs McAdoo and Governor Martin H. Glynn, he faced a formidable opponent in the Tammany-backed James W. Gerard.[76] He also lacked Wilson's backing, as Wilson needed Tammany's forces to help marshal his legislation and secure his 1916 re-election.[77] Roosevelt was soundly defeated in the Democratic primary by Gerard, who in turn lost the general election to Republican James Wolcott Wadsworth Jr. Roosevelt learned a valuable lesson, that federal patronage alone, without White House support, could not defeat a strong local organization.[78] After the election, Roosevelt and the boss of the Tammany Hall machine, Charles Francis Murphy, sought an accommodation with one another and became political allies.[79]
|
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Following his defeat in the Senate primary, Roosevelt refocused on the Navy Department.[80] World War I broke out in July 1914, with the Central Powers of Germany, Austria-Hungary, and the Ottoman Empire seeking to defeat the Allied Powers of Britain, France, and Russia. Though he remained publicly supportive of Wilson, Roosevelt sympathized with the Preparedness Movement, whose leaders strongly favored the Allied Powers and called for a military build-up.[81] The Wilson administration initiated an expansion of the Navy after the sinking of the RMS Lusitania by a German submarine, and Roosevelt helped establish the United States Navy Reserve and the Council of National Defense.[82] In April 1917, after Germany declared it would engage in unrestricted submarine warfare and attacked several U.S. ships, Wilson asked Congress for a declaration of war. Congress approved the declaration of war on Germany on April 6.[83]
|
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Roosevelt requested that he be allowed to serve as a naval officer, but Wilson insisted that he continue to serve as Assistant Secretary of the Navy. For the next year, Roosevelt remained in Washington to coordinate the mobilization, supply, and deployment of naval vessels and personnel.[84] In the first six months after the U.S. entered the war, the Navy expanded fourfold.[85] In the summer of 1918, Roosevelt traveled to Europe to inspect naval installations and meet with French and British officials. In September, he returned to the United States on board the USS Leviathan, a large troop carrier. On the 11-day voyage, the pandemic influenza virus struck and killed many on board. Roosevelt became very ill with influenza and a complicating pneumonia, but he recovered by the time the ship landed in New York.[86][87] After Germany signed an armistice in November 1918, surrendering and ending the fighting, Daniels and Roosevelt supervised the demobilization of the Navy.[88] Against the advice of older officers such as Admiral William Benson—who claimed he could not "conceive of any use the fleet will ever have for aviation"—Roosevelt personally ordered the preservation of the Navy's Aviation Division.[89] With the Wilson administration coming to an end, Roosevelt began planning for his next run for office. Roosevelt and his associates approached Herbert Hoover about running for the 1920 Democratic presidential nomination, with Roosevelt as his running mate.[90]
|
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|
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Roosevelt's plan to convince Hoover to run for the Democratic nomination fell through after Hoover publicly declared himself to be a Republican, but Roosevelt nonetheless decided to seek the 1920 vice presidential nomination. After Governor James M. Cox of Ohio won the party's presidential nomination at the 1920 Democratic National Convention, he chose Roosevelt as his running mate, and the party formally nominated Roosevelt by acclamation.[91] Although his nomination surprised most people, Roosevelt balanced the ticket as a moderate, a Wilsonian, and a prohibitionist with a famous name.[92][93] Roosevelt had just turned 38, four years younger than Theodore had been when he received the same nomination from his party. Roosevelt resigned as Assistant Secretary of the Navy after the Democratic convention and campaigned across the nation for the Cox–Roosevelt ticket.[94]
|
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During the campaign, Cox and Roosevelt defended the Wilson administration and the League of Nations, both of which were unpopular in 1920.[95] Roosevelt personally supported U.S. membership in the League of Nations, but, unlike Wilson, he favored compromising with Senator Henry Cabot Lodge and other "Reservationists."[96] The Cox–Roosevelt ticket was defeated by Republicans Warren G. Harding and Calvin Coolidge in the presidential election by a wide margin, and the Republican ticket carried every state outside of the South.[97] Roosevelt accepted the loss without issue and later reflected that the relationships and good will that he built in the 1920 campaign proved to be a major asset in his 1932 campaign. The 1920 election also saw the first public participation of Eleanor Roosevelt who, with the support of Louis Howe, established herself as a valuable political ally.[98]
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After the election, Roosevelt returned to New York City, where he practiced law and served as a vice president of the Fidelity and Deposit Company.[99] He also sought to build support for a political comeback in the 1922 elections, but his career was derailed by illness.[99] While the Roosevelts were vacationing at Campobello Island in August 1921, he fell ill. His main symptoms were fever; symmetric, ascending paralysis; facial paralysis; bowel and bladder dysfunction; numbness and hyperesthesia; and a descending pattern of recovery. Roosevelt was left permanently paralyzed from the waist down. He was diagnosed with poliomyelitis at the time, but researchers at the University of Texas Medical Branch have suggested his symptoms to be more consistent with Guillain–Barré syndrome – an autoimmune neuropathy which Roosevelt's doctors failed to consider as a diagnostic possibility.[100] However a 2016 analysis found the symptoms to be unlikely the result of Guillain–Barré syndrome and more likely caused by poliomyelitis.[101]
|
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Though his mother favored his retirement from public life, Roosevelt, his wife, and Roosevelt's close friend and adviser, Louis Howe, were all determined that Roosevelt continue his political career.[102] Roosevelt convinced many people that he was improving, which he believed to be essential prior to running for public office again.[103] He laboriously taught himself to walk short distances while wearing iron braces on his hips and legs by swiveling his torso, supporting himself with a cane.[104] Roosevelt was careful never to be seen using his wheelchair in public, and great care was taken to prevent any portrayal in the press that would highlight his disability.[105] However, his disability was well known before and during his presidency and became a major part of his image. He usually appeared in public standing upright, supported on one side by an aide or one of his sons.[106]
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Beginning in 1925, Roosevelt spent most of his time in the Southern United States, at first on his houseboat, the Larooco.[107] Intrigued by the potential benefits of hydrotherapy, he established a rehabilitation center at Warm Springs, Georgia, in 1926. To create the rehabilitation center, Roosevelt assembled a staff of physical therapists and used most of his inheritance to purchase the Merriweather Inn. In 1938, Roosevelt founded the National Foundation for Infantile Paralysis, leading to the development of polio vaccines.[108]
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Roosevelt maintained contacts with the Democratic Party during the 1920s, and he remained active in New York politics while also establishing contacts in the South, particularly in Georgia.[109] Roosevelt issued an open letter endorsing Al Smith's successful campaign in New York's 1922 gubernatorial election, which both aided Smith and showed Roosevelt's continuing relevance as a political figure.[110] Roosevelt and Smith came from different backgrounds and never fully trusted one another, but Roosevelt supported Smith's progressive policies, while Smith was happy to have the backing of the prominent and well-respected Roosevelt.[111] Roosevelt gave presidential nominating speeches for Smith at the 1924 and 1928 Democratic National Conventions; the speech at the 1924 convention marked a return to public life following his illness and convalescence.[112] The Democrats were badly divided between an urban wing, led by Smith, and a conservative, rural wing, led by William Gibbs McAdoo, and the party suffered a landslide defeat in the 1924 presidential election. Like many others throughout the United States, Roosevelt did not abstain from alcohol during the Prohibition era, but publicly he sought to find a compromise on Prohibition acceptable to both wings of the party.[113]
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In 1925, Smith appointed Roosevelt to the Taconic State Park Commission, and his fellow commissioners chose him as chairman.[114] In this role, he came into conflict with Robert Moses, a Smith protégé,[114] who was the primary force behind the Long Island State Park Commission and the New York State Council of Parks.[114] Roosevelt accused Moses of using the name recognition of prominent individuals including Roosevelt to win political support for state parks, but then diverting funds to the ones Moses favored on Long Island, while Moses worked to block the appointment of Howe to a salaried position as the Taconic commission's secretary.[114] Roosevelt served on the commission until the end of 1928,[115] and his contentious relationship with Moses continued as their careers progressed.[116]
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As the Democratic Party presidential nominee in the 1928 election, Smith, in turn, asked Roosevelt to run for governor in the state election.[117] Roosevelt initially resisted the entreaties of Smith and others within the party, as he was reluctant to leave Warm Springs and feared a Republican landslide in 1928.[118] He agreed to run when party leaders convinced him that only he could defeat the Republican gubernatorial nominee, New York Attorney General Albert Ottinger.[119] Roosevelt won the party's gubernatorial nomination by acclamation, and he once again turned to Louis Howe to lead his campaign. Roosevelt was also joined on the campaign trail by Samuel Rosenman, Frances Perkins, and James Farley, all of whom would become important political associates.[120] While Smith lost the presidency in a landslide, and was defeated in his home state, Roosevelt was elected governor by a one-percent margin.[121] Roosevelt's election as governor of the most populous state immediately made him a contender in the next presidential election.[122]
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Upon taking office in January 1929, Roosevelt proposed the construction of a series of hydroelectric power plants and sought to address the ongoing farm crisis of the 1920s.[123] Relations between Roosevelt and Smith suffered after Roosevelt chose not to retain key Smith appointees like Robert Moses.[124] Roosevelt and Eleanor established a political understanding that would last for the duration of his political career; she would dutifully serve as the governor's wife but would also be free to pursue her own agenda and interests.[125] He also began holding "fireside chats", in which he directly addressed his constituents via radio, often using these chats to pressure the New York State Legislature to advance his agenda.[126] In October 1929, the Wall Street Crash occurred, and the country began sliding into the Great Depression.[127] While President Hoover and many state governors believed that the economic crisis would subside, Roosevelt saw the seriousness of the situation and established a state employment commission. He also became the first governor to publicly endorse the idea of unemployment insurance.[128]
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When Roosevelt began his run for a second term in May 1930, he reiterated his doctrine from the campaign two years before: "that progressive government by its very terms must be a living and growing thing, that the battle for it is never-ending and that if we let up for one single moment or one single year, not merely do we stand still but we fall back in the march of civilization."[129] He ran on a platform that called for aid to farmers, full employment, unemployment insurance, and old-age pensions.[130] His Republican opponent could not overcome the public's criticism of the Republican Party during the economic downturn, and Roosevelt was elected to a second term by a 14% margin.[131] With the Hoover administration resisting proposals to directly address the economic crisis, Governor Roosevelt proposed an economic relief package and the establishment of the Temporary Emergency Relief Administration to distribute those funds. Led first by Jesse I. Straus and then by Harry Hopkins, the agency assisted well over one-third of New York's population between 1932 and 1938.[132] Roosevelt also began an investigation into corruption in New York City among the judiciary, the police force, and organized crime, prompting the creation of the Seabury Commission. Many public officials were removed from office as a result.[133]
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He opened the 1932 Winter Olympics in Lake Placid, becoming the first American to open the Olympic Games as a government official.
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As the 1932 presidential election approached, Roosevelt increasingly turned his attention to national politics. He established a campaign team led by Howe and Farley and a "brain trust" of policy advisers.[134] With the economy ailing, many Democrats hoped that the 1932 elections would result in the election of the first Democratic president since Woodrow Wilson. Roosevelt's re-election as governor had established him as the front-runner for the 1932 Democratic presidential nomination. Roosevelt rallied the progressive supporters of the Wilson administration while also appealing to many conservatives, establishing himself as the leading candidate in the South and West. The chief opposition to Roosevelt's candidacy came from Northeastern conservatives such as Al Smith, the 1928 Democratic presidential nominee. Smith hoped to deny Roosevelt the two-thirds support necessary to win the party's presidential nomination at the 1932 Democratic National Convention in Chicago, and then emerge as the nominee after multiple rounds of balloting. Roosevelt entered the convention with a delegate lead due to his success in the 1932 Democratic primaries, but most delegates entered the convention unbound to any particular candidate. On the first presidential ballot of the convention, Roosevelt received the votes of more than half but less than two-thirds of the delegates, with Smith finishing in a distant second place. Speaker of the House John Nance Garner, who controlled the votes of Texas and California, threw his support behind Roosevelt after the third ballot, and Roosevelt clinched the nomination on the fourth ballot. With little input from Roosevelt, Garner won the vice-presidential nomination. Roosevelt flew in from New York after learning that he had won the nomination, becoming the first major-party presidential nominee to accept the nomination in person.[135]
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In his acceptance speech, Roosevelt declared, "I pledge you, I pledge myself to a new deal for the American people... This is more than a political campaign. It is a call to arms."[136] Roosevelt promised securities regulation, tariff reduction, farm relief, government-funded public works, and other government actions to address the Great Depression.[137] Reflecting changing public opinion, the Democratic platform included a call for the repeal of Prohibition; Roosevelt himself had not taken a public stand on the issue prior to the convention but promised to uphold the party platform.[138] After the convention, Roosevelt won endorsements from several progressive Republicans, including George W. Norris, Hiram Johnson, and Robert La Follette Jr.[139] He also reconciled with the party's conservative wing, and even Al Smith was persuaded to support the Democratic ticket.[140] Hoover's handling of the Bonus Army further damaged the incumbent's popularity, as newspapers across the country criticized the use of force to disperse assembled veterans.[141]
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Roosevelt won 57% of the popular vote and carried all but six states. Historians and political scientists consider the 1932–36 elections to be realigning elections. Roosevelt's victory was enabled by the creation of the New Deal coalition, small farmers, the Southern whites, Catholics, big city political machines, labor unions, northern African Americans (southern ones were still disfranchised), Jews, intellectuals, and political liberals.[142] The creation of the New Deal coalition transformed American politics and started what political scientists call the "New Deal Party System" or the Fifth Party System.[143] Between the Civil War and 1929, Democrats had rarely controlled both houses of Congress and had won just four of seventeen presidential elections; from 1932 to 1979, Democrats won eight of twelve presidential elections and generally controlled both houses of Congress.[144]
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Roosevelt was elected in November 1932 but, like his predecessors, did not take office until the following March. After the election, President Hoover sought to convince Roosevelt to renounce much of his campaign platform and to endorse the Hoover administration's policies.[145] Roosevelt refused Hoover's request to develop a joint program to stop the downward economic spiral, claiming that it would tie his hands and that Hoover had all the power to act if necessary.[146] The economy spiraled downward until the banking system began a complete nationwide shutdown as Hoover's term ended.[147] Roosevelt used the transition period to select the personnel for his incoming administration, and he chose Howe as his chief of staff, Farley as Postmaster General, and Frances Perkins as Secretary of Labor. William H. Woodin, a Republican industrialist close to Roosevelt, was the choice for Secretary of the Treasury, while Roosevelt chose Senator Cordell Hull of Tennessee as Secretary of State. Harold L. Ickes and Henry A. Wallace, two progressive Republicans, were selected for the roles of Secretary of the Interior and Secretary of Agriculture, respectively.[148] In February 1933, Roosevelt escaped an assassination attempt by Giuseppe Zangara, who expressed a "hate for all rulers." Attempting to shoot Roosevelt, Zangara instead mortally wounded Chicago Mayor Anton Cermak, who was sitting alongside Roosevelt.[149][150]
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Roosevelt appointed powerful men to top positions but made all the major decisions, regardless of delays, inefficiency or resentment. Analyzing the president's administrative style, historian James MacGregor Burns concludes:
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The president stayed in charge of his administration...by drawing fully on his formal and informal powers as Chief Executive; by raising goals, creating momentum, inspiring a personal loyalty, getting the best out of people...by deliberately fostering among his aides a sense of competition and a clash of wills that led to disarray, heartbreak, and anger but also set off pulses of executive energy and sparks of creativity...by handing out one job to several men and several jobs to one man, thus strengthening his own position as a court of appeals, as a depository of information, and as a tool of co-ordination; by ignoring or bypassing collective decision-making agencies, such as the Cabinet...and always by persuading, flattering, juggling, improvising, reshuffling, harmonizing, conciliating, manipulating.[151]
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When Roosevelt was inaugurated on March 4, 1933, the U.S. was at the nadir of the worst depression in its history. A quarter of the workforce was unemployed. Farmers were in deep trouble as prices had fallen by 60%. Industrial production had fallen by more than half since 1929. Two million people were homeless. By the evening of March 4, 32 of the 48 states – as well as the District of Columbia – had closed their banks.[152]
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Historians categorized Roosevelt's program as "relief, recovery, and reform." Relief was urgently needed by tens of millions of unemployed. Recovery meant boosting the economy back to normal. Reform meant long-term fixes of what was wrong, especially with the financial and banking systems. Through Roosevelt's series of radio talks, known as fireside chats, he presented his proposals directly to the American public.[153] Energized by his personal victory over his paralytic illness, Roosevelt relied on his persistent optimism and activism to renew the national spirit.[154]
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On his second day in office, Roosevelt declared a four-day national "bank holiday" and called for a special session of Congress to start March 9, on which date Congress passed the Emergency Banking Act.[155] The act, which was based on a plan developed by the Hoover administration and Wall Street bankers, gave the president the power to determine the opening and closing of banks and authorized the Federal Reserve Banks to issue banknotes.[156] The ensuing "First 100 Days" of the 73rd United States Congress saw an unprecedented amount of legislation[157] and set a benchmark against which future presidents would be compared.[158] When the banks reopened on Monday, March 15, stock prices rose by 15 percent and bank deposits exceeded withdrawals, thus ending the bank panic.[159] On March 22, Roosevelt signed the Cullen–Harrison Act, which effectively ended federal Prohibition.[160]
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Roosevelt presided over the establishment of several agencies and measures designed to provide relief for the unemployed and others in need. The Federal Emergency Relief Administration (FERA), under the leadership of Harry Hopkins, was designed to distribute relief to state governments.[161] The Public Works Administration (PWA), under the leadership of Secretary of the Interior Harold Ickes, was created to oversee the construction of large-scale public works such as dams, bridges, and schools.[161] The most popular of all New Deal agencies – and Roosevelt's favorite – was the Civilian Conservation Corps (CCC), which hired 250,000 unemployed young men to work on local rural projects. Roosevelt also expanded a Hoover agency, the Reconstruction Finance Corporation, making it a major source of financing for railroads and industry. Congress gave the Federal Trade Commission broad new regulatory powers and provided mortgage relief to millions of farmers and homeowners. Roosevelt also made agricultural relief a high priority and set up the Agricultural Adjustment Administration (AAA). The AAA tried to force higher prices for commodities by paying farmers to leave land uncultivated and to cut herds.[162]
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Reform of the economy was the goal of the National Industrial Recovery Act (NIRA) of 1933. It sought to end cutthroat competition by forcing industries to establish rules of operation for all firms within specific industries, such as minimum prices, agreements not to compete, and production restrictions. Industry leaders negotiated the rules which were approved by NIRA officials. Industry needed to raise wages as a condition for approval. Provisions encouraged unions and suspended antitrust laws. NIRA was found to be unconstitutional by unanimous decision of the Supreme Court in May 1935; Roosevelt strongly protested the decision.[163] Roosevelt reformed the financial regulatory structure of the nation with the Glass–Steagall Act, creating the Federal Deposit Insurance Corporation (FDIC) to underwrite savings deposits. The act also sought to curb speculation by limiting affiliations between commercial banks and securities firms.[164] In 1934, the Securities and Exchange Commission was created to regulate the trading of securities, while the Federal Communications Commission was established to regulate telecommunications.[165]
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Recovery was pursued through federal spending.[166] The NIRA included $3.3 billion (equivalent to $65.18 billion in 2019) of spending through the Public Works Administration. Roosevelt worked with Senator Norris to create the largest government-owned industrial enterprise in American history — the Tennessee Valley Authority (TVA) — which built dams and power stations, controlled floods, and modernized agriculture and home conditions in the poverty-stricken Tennessee Valley. Executive Order 6102 declared that all privately held gold of American citizens was to be sold to the U.S. Treasury and the price raised from $20 to $35 per ounce. The goal was to counter the deflation which was paralyzing the economy.[167]
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Roosevelt tried to keep his campaign promise by cutting the federal budget — including a reduction in military spending from $752 million in 1932 to $531 million in 1934 and a 40% cut in spending on veterans benefits — by removing 500,000 veterans and widows from the pension rolls and reducing benefits for the remainder, as well as cutting the salaries of federal employees and reducing spending on research and education. But the veterans were well organized and strongly protested, and most benefits were restored or increased by 1934.[168] Veterans groups such as the American Legion and the Veterans of Foreign Wars won their campaign to transform their benefits from payments due in 1945 to immediate cash when Congress overrode the President's veto and passed the Bonus Act in January 1936.[169] It pumped sums equal to 2% of the GDP into the consumer economy and had a major stimulus effect.[170]
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Roosevelt expected that his party would lose several races in the 1934 Congressional elections, as the president's party had done in most previous midterm elections, but the Democrats picked up seats in both houses of Congress. Empowered by the public's apparent vote of confidence in his administration, the first item on Roosevelt's agenda in the 74th Congress was the creation of a social insurance program.[171] The Social Security Act established Social Security and promised economic security for the elderly, the poor and the sick. Roosevelt insisted that it should be funded by payroll taxes rather than from the general fund, saying, "We put those payroll contributions there so as to give the contributors a legal, moral, and political right to collect their pensions and unemployment benefits. With those taxes in there, no damn politician can ever scrap my social security program."[172] Compared with the social security systems in western European countries, the Social Security Act of 1935 was rather conservative. But for the first time, the federal government took responsibility for the economic security of the aged, the temporarily unemployed, dependent children, and the handicapped.[173] Against Roosevelt's original intention for universal coverage, the act only applied to roughly sixty percent of the labor force, as farmers, domestic workers, and other groups were excluded.[174]
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Roosevelt consolidated the various relief organizations, though some, like the PWA, continued to exist. After winning Congressional authorization for further funding of relief efforts, Roosevelt established the Works Progress Administration (WPA). Under the leadership of Harry Hopkins, the WPA employed over three million people in its first year of existence. The WPA undertook numerous construction projects and provided funding to the National Youth Administration and arts organizations.[175]
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Senator Robert Wagner wrote the National Labor Relations Act, which guaranteed workers the right to collective bargaining through unions of their own choice. The act also established the National Labor Relations Board (NLRB) to facilitate wage agreements and to suppress the repeated labor disturbances. The Wagner Act did not compel employers to reach an agreement with their employees, but it opened possibilities for American labor.[176] The result was a tremendous growth of membership in the labor unions, especially in the mass-production sector.[177] When the Flint sit-down strike threatened the production of General Motors, Roosevelt broke with the precedent set by many former presidents and refused to intervene; the strike ultimately led to the unionization of both General Motors and its rivals in the American automobile industry.[178]
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While the First New Deal of 1933 had broad support from most sectors, the Second New Deal challenged the business community. Conservative Democrats, led by Al Smith, fought back with the American Liberty League, savagely attacking Roosevelt and equating him with Karl Marx and Vladimir Lenin.[179] But Smith overplayed his hand, and his boisterous rhetoric let Roosevelt isolate his opponents and identify them with the wealthy vested interests that opposed the New Deal, strengthening Roosevelt for the 1936 landslide.[179] By contrast, labor unions, energized by the Wagner Act, signed up millions of new members and became a major backer of Roosevelt's reelections in 1936, 1940 and 1944.[180]
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Biographer James M. Burns suggests that Roosevelt's policy decisions were guided more by pragmatism than ideology and that he "was like the general of a guerrilla army whose columns, fighting blindly in the mountains through dense ravines and thickets, suddenly converge, half by plan and half by coincidence, and debouch into the plain below."[181] Roosevelt argued that such apparently haphazard methodology was necessary. "The country needs and, unless I mistake its temper, the country demands bold, persistent experimentation," he wrote. "It is common sense to take a method and try it; if it fails, admit it frankly and try another. But above all, try something."[182]
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Though eight million workers remained unemployed in 1936, economic conditions had improved since 1932 and Roosevelt was widely popular. An attempt by Huey Long and other individuals to organize a left-wing alternative to the Democratic Party collapsed after Long's assassination in 1935.[183] Roosevelt won re-nomination with little opposition at the 1936 Democratic National Convention, while his allies overcame Southern resistance to permanently abolish the long-established rule that had required Democratic presidential candidates to win the votes of two-thirds of the delegates rather than a simple majority.[d] The Republicans nominated Kansas Governor Alf Landon, a well-respected but bland candidate whose chances were damaged by the public re-emergence of the still-unpopular Herbert Hoover.[185] While Roosevelt campaigned on his New Deal programs and continued to attack Hoover, Landon sought to win voters who approved of the goals of the New Deal but disagreed with its implementation.[186]
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In the election against Landon and a third-party candidate, Roosevelt won 60.8% of the vote and carried every state except Maine and Vermont.[187] The Democratic ticket won the highest proportion of the popular vote.[e] Democrats also expanded their majorities in Congress, winning control of over three-quarters of the seats in each house. The election also saw the consolidation of the New Deal coalition; while the Democrats lost some of their traditional allies in big business, they were replaced by groups such as organized labor and African Americans, the latter of whom voted Democratic for the first time since the Civil War.[188] Roosevelt lost high income voters, especially businessmen and professionals, but made major gains among the poor and minorities. He won 86 percent of the Jewish vote, 81 percent of Catholics, 80 percent of union members, 76 percent of Southerners, 76 percent of blacks in northern cities, and 75 percent of people on relief. Roosevelt carried 102 of the country's 106 cities with a population of 100,000 or more.[189]
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The Supreme Court became Roosevelt's primary domestic focus during his second term after the court overturned many of his programs, including NIRA. The more conservative members of the court upheld the principles of the Lochner era, which saw numerous economic regulations struck down on the basis of freedom of contract.[191] Roosevelt proposed the Judicial Procedures Reform Bill of 1937, which would have allowed him to appoint an additional Justice for each incumbent Justice over the age of 70; in 1937, there were six Supreme Court Justices over the age of 70. The size of the Court had been set at nine since the passage of the Judiciary Act of 1869, and Congress had altered the number of Justices six other times throughout U.S. history.[192] Roosevelt's "court packing" plan ran into intense political opposition from his own party, led by Vice President Garner, since it upset the separation of powers.[193] A bipartisan coalition of liberals and conservatives of both parties opposed the bill, and Chief Justice Charles Evans Hughes broke with precedent by publicly advocating defeat of the bill. Any chance of passing the bill ended with the death of Senate Majority Leader Joseph Taylor Robinson in July 1937.[194]
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Starting with the 1937 case of West Coast Hotel Co. v. Parrish, the court began to take a more favorable view of economic regulations. That same year, Roosevelt appointed a Supreme Court Justice for the first time, and by 1941, seven of the nine Justices had been appointed by Roosevelt.[f][195] After Parish, the Court shifted its focus from judicial review of economic regulations to the protection of civil liberties.[196] Four of Roosevelt's Supreme Court appointees, Felix Frankfurter, Robert H. Jackson,
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Hugo Black, and William O. Douglas, would be particularly influential in re-shaping the jurisprudence of the Court.[197][198]
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With Roosevelt's influence on the wane following the failure of the Judicial Procedures Reform Bill of 1937, conservative Democrats joined with Republicans to block the implementation of further New Deal programs.[199] Roosevelt did manage to pass some legislation, including the Housing Act of 1937, a second Agricultural Adjustment Act, and the Fair Labor Standards Act (FLSA) of 1938, which was the last major piece of New Deal legislation. The FLSA outlawed child labor, established a federal minimum wage, and required overtime pay for certain employees who work in excess of forty-hours per week.[200] He also won passage of the Reorganization Act of 1939 and subsequently created the Executive Office of the President, making it "the nerve center of the federal administrative system."[201] When the economy began to deteriorate again in late 1937, Roosevelt asked Congress for $5 billion (equivalent to $88.92 billion in 2019) in relief and public works funding. This managed to eventually create as many as 3.3 million WPA jobs by 1938. Projects accomplished under the WPA ranged from new federal courthouses and post offices to facilities and infrastructure for national parks, bridges and other infrastructure across the country, and architectural surveys and archaeological excavations — investments to construct facilities and preserve important resources. Beyond this, however, Roosevelt recommended to a special congressional session only a permanent national farm act, administrative reorganization, and regional planning measures, all of which were leftovers from a regular session. According to Burns, this attempt illustrated Roosevelt's inability to decide on a basic economic program.[202]
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Determined to overcome the opposition of conservative Democrats in Congress, Roosevelt became involved in the 1938 Democratic primaries, actively campaigning for challengers who were more supportive of New Deal reform. Roosevelt failed badly, managing to defeat only one target, a conservative Democrat from New York City.[203] In the November 1938 elections, Democrats lost six Senate seats and 71 House seats, with losses concentrated among pro-New Deal Democrats. When Congress reconvened in 1939, Republicans under Senator Robert Taft formed a Conservative coalition with Southern Democrats, virtually ending Roosevelt's ability to enact his domestic proposals.[204] Despite their opposition to Roosevelt's domestic policies, many of these conservative Congressmen would provide crucial support for Roosevelt's foreign policy before and during World War II.[205]
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Roosevelt had a lifelong interest in the environment and conservation starting with his youthful interest in forestry on his family estate. Although Roosevelt was never an outdoorsman or sportsman on Theodore Roosevelt's scale, his growth of the national systems were comparable.[6] Roosevelt was active in expanding, funding, and promoting the National Park and National Forest systems.[206] Under Roosevelt, their popularity soared, from three million visitors a year at the start of the decade to 15.5 million in 1939.[207] The Civilian Conservation Corps enrolled 3.4 million young men and built 13,000 miles (21,000 kilometers) of trails, planted two billion trees, and upgraded 125,000 miles (201,000 kilometers) of dirt roads. Every state had its own state parks, and Roosevelt made sure that WPA and CCC projects were set up to upgrade them as well as the national systems.[208][209]
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Government spending increased from 8.0% of gross national product (GNP) under Hoover in 1932 to 10.2% of the GNP in 1936. The national debt as a percentage of the GNP had more than doubled under Hoover from 16% to 40% of the GNP in early 1933. It held steady at close to 40% as late as fall 1941, then grew rapidly during the war.[211] The GNP was 34% higher in 1936 than in 1932 and 58% higher in 1940 on the eve of war. That is, the economy grew 58% from 1932 to 1940 in eight years of peacetime, and then grew 56% from 1940 to 1945 in five years of wartime.[211] Unemployment fell dramatically during Roosevelt's first term. It increased in 1938 ("a depression within a depression") but continually declined after 1938.[210] Total employment during Roosevelt's term expanded by 18.31 million jobs, with an average annual increase in jobs during his administration of 5.3%.[212][213]
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The main foreign policy initiative of Roosevelt's first term was the Good Neighbor Policy, which was a re-evaluation of U.S. policy toward Latin America. The United States had frequently intervened in Latin America following the promulgation of the Monroe Doctrine in 1823, and the United States had occupied several Latin American nations in the Banana Wars that had occurred following the Spanish–American War of 1898. After Roosevelt took office, he withdrew U.S. forces from Haiti and reached new treaties with Cuba and Panama, ending their status as U.S. protectorates. In December 1933, Roosevelt signed the Montevideo Convention on the Rights and Duties of States, renouncing the right to intervene unilaterally in the affairs of Latin American countries.[214] Roosevelt also normalized relations with the Soviet Union, which the United States had refused to recognize since the 1920s.[215] Roosevelt hoped to renegotiate the Russian debt from World War I and open trade relations, but no progress was made on either issue, and "both nations were soon disillusioned by the accord."[216]
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The rejection of the Treaty of Versailles in 1919–1920 marked the dominance of isolationism in American foreign policy. Despite Roosevelt's Wilsonian background, he and Secretary of State Cordell Hull acted with great care not to provoke isolationist sentiment. The isolationist movement was bolstered in the early to mid-1930s by Senator Gerald Nye and others who succeeded in their effort to stop the "merchants of death" in the U.S. from selling arms abroad.[217] This effort took the form of the Neutrality Acts; the president asked for, but was refused, a provision to give him the discretion to allow the sale of arms to victims of aggression.[218] Focused on domestic policy, Roosevelt largely acquiesced to Congress's non-interventionist policies in the early-to-mid 1930s.[219] In the interim, Fascist Italy under Benito Mussolini proceeded to overcome Ethiopia, and the Italians joined Nazi Germany under Adolf Hitler in supporting General Francisco Franco and the Nationalist cause in the Spanish Civil War.[220] As that conflict drew to a close in early 1939, Roosevelt expressed regret in not aiding the Spanish Republicans.[221] When Japan invaded China in 1937, isolationism limited Roosevelt's ability to aid China,[222] despite atrocities like the Nanking Massacre and the USS Panay incident.[223]
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Germany annexed Austria in 1938, and soon turned its attention to its eastern neighbors.[225] Roosevelt made it clear that, in the event of German aggression against Czechoslovakia, the U.S. would remain neutral.[226] After completion of the Munich Agreement and the execution of Kristallnacht, American public opinion turned against Germany, and Roosevelt began preparing for a possible war with Germany.[227] Relying on an interventionist political coalition of Southern Democrats and business-oriented Republicans, Roosevelt oversaw the expansion U.S. airpower and war production capacity.[228]
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When World War II began in September 1939 with Germany's invasion of Poland and Britain and France's subsequent declaration of war upon Germany, Roosevelt sought ways to assist Britain and France militarily.[229] Isolationist leaders like Charles Lindbergh and Senator William Borah successfully mobilized opposition to Roosevelt's proposed repeal of the Neutrality Act, but Roosevelt won Congressional approval of the sale of arms on a cash-and-carry basis.[230] He also began a regular secret correspondence with Britain's First Lord of the Admiralty, Winston Churchill, in September 1939 — the first of 1,700 letters and telegrams between them.[231] Roosevelt forged a close personal relationship with Churchill, who became Prime Minister of the United Kingdom in May 1940.[232]
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The Fall of France in June 1940 shocked the American public, and isolationist sentiment declined.[233] In July 1940, Roosevelt appointed two interventionist Republican leaders, Henry L. Stimson and Frank Knox, as Secretaries of War and the Navy, respectively. Both parties gave support to his plans for a rapid build-up of the American military, but the isolationists warned that Roosevelt would get the nation into an unnecessary war with Germany.[234] In July 1940, a group of Congressmen introduced a bill that would authorize the nation's first peacetime draft, and with the support of the Roosevelt administration the Selective Training and Service Act of 1940 passed in September. The size of the army would increase from 189,000 men at the end of 1939 to 1.4 million men in mid-1941.[235] In September 1940, Roosevelt openly defied the Neutrality Acts by reaching the Destroyers for Bases Agreement, which, in exchange for military base rights in the British Caribbean Islands, gave 50 WWI American destroyers to Britain.[236]
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In the months prior to the July 1940 Democratic National Convention, there was much speculation as to whether Roosevelt would run for an unprecedented third term. The two-term tradition, although not yet enshrined in the Constitution,[h] had been established by George Washington when he refused to run for a third term in the 1796 presidential election. Roosevelt refused to give a definitive statement as to his willingness to be a candidate again, and he even indicated to some ambitious Democrats, such as James Farley, that he would not run for a third term and that they could seek the Democratic nomination. However, as Germany swept through Western Europe and menaced Britain in mid-1940, Roosevelt decided that only he had the necessary experience and skills to see the nation safely through the Nazi threat. He was aided by the party's political bosses, who feared that no Democrat except Roosevelt could defeat Wendell Willkie, the popular Republican nominee.[237]
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At the July 1940 Democratic Convention in Chicago, Roosevelt easily swept aside challenges from Farley and Vice President Garner, who had turned against Roosevelt in his second term because of his liberal economic and social policies.[238] To replace Garner on the ticket, Roosevelt turned to Secretary of Agriculture Henry Wallace of Iowa, a former Republican who strongly supported the New Deal and was popular in farm states.[239] The choice was strenuously opposed by many of the party's conservatives, who felt Wallace was too radical and "eccentric" in his private life to be an effective running mate. But Roosevelt insisted that without Wallace on the ticket he would decline re-nomination, and Wallace won the vice-presidential nomination, defeating Speaker of the House William B. Bankhead and other candidates.[238]
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A late August poll taken by Gallup found the race to be essentially tied, but Roosevelt's popularity surged in September following the announcement of the Destroyers for Bases Agreement.[240] Willkie supported much of the New Deal as well as rearmament and aid to Britain, but warned that Roosevelt would drag the country into another European war.[241] Responding to Willkie's attacks, Roosevelt promised to keep the country out of the war.[242] Roosevelt won the 1940 election with 55% of the popular vote, 38 of the 48 states, and almost 85% of the electoral vote.[243]
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The world war dominated FDR's attention, with far more time devoted to world affairs than ever before. Domestic politics and relations with Congress were largely shaped by his efforts to achieve total mobilization of the nation's economic, financial, and institutional resources for the war effort. Even relationships with Latin America and Canada were structured by wartime demands. Roosevelt maintained close personal control of all major diplomatic and military decisions, working closely with his generals and admirals, the war and Navy departments, the British, and even with the Soviet Union. His key advisors on diplomacy were Harry Hopkins (who was based in the White House), Sumner Welles (based in the State Department), and Henry Morgenthau Jr. at Treasury. In military affairs, FDR worked most closely with Secretary Henry L. Stimson at the War Department, Army Chief of Staff George Marshall, and Admiral William D. Leahy.[244][245][246]
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By late 1940, re-armament was in high gear, partly to expand and re-equip the Army and Navy and partly to become the "Arsenal of Democracy" for Britain and other countries.[247] With his famous Four Freedoms speech in January 1941, Roosevelt laid out the case for an Allied battle for basic rights throughout the world. Assisted by Willkie, Roosevelt won Congressional approval of the Lend-Lease program, which directed massive military and economic aid to Britain, and China.[248] In sharp contrast to the loans of World War I, there would be no repayment after the war.[249] As Roosevelt took a firmer stance against Japan, Germany, and Italy, American isolationists such as Charles Lindbergh and the America First Committee vehemently attacked Roosevelt as an irresponsible warmonger.[250] When Germany invaded the Soviet Union in June 1941, Roosevelt agreed to extend Lend-Lease to the Soviets. Thus, Roosevelt had committed the U.S. to the Allied side with a policy of "all aid short of war."[251] By July 1941, Roosevelt authorized the creation of the Office of the Coordinator of Inter-American Affairs (OCIAA) to counter perceived propaganda efforts in Latin America by Germany and Italy.[252][253]
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In August 1941, Roosevelt and Churchill conducted a highly secret bilateral meeting in which they drafted the Atlantic Charter, conceptually outlining global wartime and postwar goals. This would be the first of several wartime conferences;[254] Churchill and Roosevelt would meet ten more times in person.[255] Though Churchill pressed for an American declaration of war against Germany, Roosevelt believed that Congress would reject any attempt to bring the United States into the war.[256] In September, a German submarine fired on the U.S. destroyer Greer, and Roosevelt declared that the U.S. Navy would assume an escort role for Allied convoys in the Atlantic as far east as Great Britain and would fire upon German ships or submarines (U-boats) of the Kriegsmarine if they entered the U.S. Navy zone. This "shoot on sight" policy effectively declared naval war on Germany and was favored by Americans by a margin of 2-to-1.[257]
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After the German invasion of Poland, the primary concern of both Roosevelt and his top military staff was on the war in Europe, but Japan also presented foreign policy challenges. Relations with Japan had continually deteriorated since its invasion of Manchuria in 1931, and they had further worsened with Roosevelt's support of China.[258] With the war in Europe occupying the attention of the major colonial powers, Japanese leaders eyed vulnerable colonies such as the Dutch East Indies, French Indochina, and British Malaya.[259] After Roosevelt announced a $100 million loan (equivalent to $1.8 billion in 2019) to China in reaction to Japan's occupation of northern French Indochina, Japan signed the Tripartite Pact with Germany and Italy. The pact bound each country to defend the others against attack, and Germany, Japan, and Italy became known as the Axis powers.[260] Overcoming those who favored invading the Soviet Union, the Japanese Army high command successfully advocated for the conquest of Southeast Asia to ensure continued access to raw materials.[261] In July 1941, after Japan occupied the remainder of French Indochina, Roosevelt cut off the sale of oil to Japan, depriving Japan of more than 95 percent of its oil supply.[262] He also placed the Philippine military under American command and reinstated General Douglas MacArthur into active duty to command U.S. forces in the Philippines.[263]
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The Japanese were incensed by the embargo and Japanese leaders became determined to attack the United States unless it lifted the embargo. The Roosevelt administration was unwilling to reverse policy, and Secretary of State Hull blocked a potential summit between Roosevelt and Prime Minister Fumimaro Konoe.[i] After diplomatic efforts to end the embargo failed, the Privy Council of Japan authorized a strike against the United States.[265] The Japanese believed that the destruction of the United States Asiatic Fleet (stationed in the Philippines) and the United States Pacific Fleet (stationed at Pearl Harbor in Hawaii) was vital to the conquest of Southeast Asia.[266] On the morning of December 7, 1941, the Japanese struck the U.S. naval base at Pearl Harbor with a surprise attack, knocking out the main American battleship fleet and killing 2,403 American servicemen and civilians. At the same time, separate Japanese task forces attacked Thailand, British Hong Kong, the Philippines, and other targets. Roosevelt called for war in his famous "Infamy Speech" to Congress, in which he said: "Yesterday, December 7, 1941 — a date which will live in infamy — the United States of America was suddenly and deliberately attacked by naval and air forces of the Empire of Japan." In a nearly unanimous vote, Congress declared war on Japan.[267] After the Japanese attack at Pearl Harbor, antiwar sentiment in the United States largely evaporated overnight. On December 11, 1941, Hitler and Mussolini declared war on the United States, which responded in kind.[j][268]
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A majority of scholars have rejected the conspiracy theories that Roosevelt, or any other high government officials, knew in advance about the Japanese attack on Pearl Harbor.[269] The Japanese had kept their secrets closely guarded. Senior American officials were aware that war was imminent, but they did not expect an attack on Pearl Harbor.[270] Roosevelt had expected that the Japanese would attack either the Dutch East Indies or Thailand.[271]
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In late December 1941 Churchill and Roosevelt met at the Arcadia Conference, which established a joint strategy between the U.S. and Britain.
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Both agreed on a Europe first strategy that prioritized the defeat of Germany before Japan. The U.S. and Britain established the Combined Chiefs of Staff to coordinate military policy and the Combined Munitions Assignments Board to coordinate the allocation of supplies.[272] An agreement was also reached to establish a centralized command in the Pacific theater called ABDA, named for the American, British, Dutch, and Australian forces in the theater.[273] On January 1, 1942, the United States, Britain, China, the Soviet Union, and twenty-two other countries (the Allied Powers) issued the Declaration by United Nations, in which each nation pledged to defeat the Axis powers.[274]
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In 1942, Roosevelt formed a new body, the Joint Chiefs of Staff, which made the final decisions on American military strategy. Admiral Ernest J. King as Chief of Naval Operations commanded the Navy and Marines, while General George C. Marshall led the Army and was in nominal control of the Air Force, which in practice was commanded by General Hap Arnold.[275] The Joint Chiefs were chaired by Admiral William D. Leahy, the most senior officer in the military.[276] Roosevelt avoided micromanaging the war and let his top military officers make most decisions.[277] Roosevelt's civilian appointees handled the draft and procurement of men and equipment, but no civilians – not even the secretaries of War or Navy – had a voice in strategy. Roosevelt avoided the State Department and conducted high-level diplomacy through his aides, especially Harry Hopkins, whose influence was bolstered by his control of the Lend Lease funds.[278]
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In August 1939, Leo Szilard and Albert Einstein sent the Einstein–Szilárd letter to Roosevelt, warning of the possibility of a German project to develop nuclear weapons. Szilard realized that the recently discovered process of nuclear fission could be used to create a nuclear chain reaction that could be used as a weapon of mass destruction.[279] Roosevelt feared the consequences of allowing Germany to have sole possession of the technology and authorized preliminary research into nuclear weapons.[k] After the attack on Pearl Harbor, the Roosevelt administration secured the funds needed to continue research and selected General Leslie Groves to oversee the Manhattan Project, which was charged with developing the first nuclear weapons. Roosevelt and Churchill agreed to jointly pursue the project, and Roosevelt helped ensure that American scientists cooperated with their British counterparts.[281]
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Roosevelt coined the term "Four Policemen" to refer to the "Big Four" Allied powers of World War II, the United States, the United Kingdom, the Soviet Union, and China. The "Big Three" of Roosevelt, Churchill, and Soviet leader Joseph Stalin, together with Chinese Generalissimo Chiang Kai-shek, cooperated informally on a plan in which American and British troops concentrated in the West; Soviet troops fought on the Eastern front; and Chinese, British and American troops fought in Asia and the Pacific. The United States also continued to send aid via the Lend-Lease program to the Soviet Union and other countries. The Allies formulated strategy in a series of high-profile conferences as well as by contact through diplomatic and military channels.[282] Beginning in May 1942, the Soviets urged an Anglo-American invasion of German-occupied France in order to divert troops from the Eastern front.[283] Concerned that their forces were not yet ready for an invasion of France, Churchill and Roosevelt decided to delay such an invasion until at least 1943 and instead focus on a landing in North Africa, known as Operation Torch.[284]
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In November 1943, Roosevelt, Churchill, and Stalin met to discuss strategy and post-war plans at the Tehran Conference, where Roosevelt met Stalin for the first time.[285] At the conference, Britain and the United States committed to opening a second front against Germany in 1944, while Stalin committed to entering the war against Japan at an unspecified date. Subsequent conferences at Bretton Woods and Dumbarton Oaks established the framework for the post-war international monetary system and the United Nations, an intergovernmental organization similar to Wilson's failed League of Nations.[286]
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Roosevelt, Churchill, and Stalin met for a second time at the February 1945 Yalta Conference in Crimea. With the end of the war in Europe approaching, Roosevelt's primary focus was on convincing Stalin to enter the war against Japan; the Joint Chiefs had estimated that an American invasion of Japan would cause as many as one million American casualties. In return for the Soviet Union's entrance into the war against Japan, the Soviet Union was promised control of Asian territories such as Sakhalin Island. The three leaders agreed to hold a conference in 1945 to establish the United Nations, and they also agreed on the structure of the United Nations Security Council, which would be charged with ensuring international peace and security. Roosevelt did not push for the immediate evacuation of Soviet soldiers from Poland, but he won the issuance of the Declaration on Liberated Europe, which promised free elections in countries that had been occupied by Germany. Germany itself would not be dismembered, but would be jointly occupied by the United States, France, Britain, and the Soviet Union.[287] Against Soviet pressure, Roosevelt and Churchill refused to consent to imposing huge reparations and deindustrialization on Germany after the war.[288] Roosevelt's role in the Yalta Conference has been controversial; critics charge that he naively trusted the Soviet Union to allow free elections in Eastern Europe, while supporters argue that there was little more that Roosevelt could have done for the Eastern European countries given the Soviet occupation and the need for cooperation with the Soviet Union during and after the war.[289][290]
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The Allies invaded French North Africa in November 1942, securing the surrender of Vichy French forces within days of landing.[291] At the January 1943 Casablanca Conference, the Allies agreed to defeat Axis forces in North Africa and then launch an invasion of Sicily, with an attack on France to take place in 1944. At the conference, Roosevelt also announced that he would only accept the unconditional surrender of Germany, Japan, and Italy.[292] In February 1943, the Soviet Union won a major victory at the Battle of Stalingrad, and in May 1943, the Allies secured the surrender of over 250,000 German and Italian soldiers in North Africa, ending the North African Campaign.[293] The Allies launched an invasion of Sicily in July 1943, capturing the island by the end of the following month.[294] In September 1943, the Allies secured an armistice from Italian Prime Minister Pietro Badoglio, but Germany quickly restored Mussolini to power.[294] The Allied invasion of mainland Italy commenced in September 1943, but the Italian Campaign continued until 1945 as German and Italian troops resisted the Allied advance.[295]
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To command the invasion of France, Roosevelt chose General Dwight D. Eisenhower, who had successfully commanded a multinational coalition in North Africa and Sicily.[296] Eisenhower chose to launch Operation Overlord on June 6, 1944. Supported by 12,000 aircraft and the largest naval force ever assembled, the Allies successfully established a beachhead in Normandy and then advanced further into France.[277] Though reluctant to back an unelected government, Roosevelt recognized Charles de Gaulle's Provisional Government of the French Republic as the de facto government of France in July 1944. After most of France had been liberated from German occupation, Roosevelt granted formal recognition to de Gaulle's government in October 1944.[297] Over the following months, the Allies liberated more territory from Nazi occupation and began the invasion of Germany. By April 1945, Nazi resistance was crumbling in the face of advances by both the Western Allies and the Soviet Union.[298]
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In the opening weeks of the war, Japan conquered the Philippines and the British and Dutch colonies in Southeast Asia. The Japanese advance reached its maximum extent by June 1942, when the U.S. Navy scored a decisive victory at the Battle of Midway. American and Australian forces then began a slow and costly strategy called island hopping or leapfrogging through the Pacific Islands, with the objective of gaining bases from which strategic airpower could be brought to bear on Japan and from which Japan could ultimately be invaded. In contrast to Hitler, Roosevelt took no direct part in the tactical naval operations, though he approved strategic decisions.[299] Roosevelt gave way in part to insistent demands from the public and Congress that more effort be devoted against Japan, but he always insisted on Germany first. The strength of the Japanese navy was decimated in the Battle of Leyte Gulf, and by April 1945 the Allies had re-captured much of their lost territory in the Pacific.[300]
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The home front was subject to dynamic social changes throughout the war, though domestic issues were no longer Roosevelt's most urgent policy concern. The military buildup spurred economic growth. Unemployment fell in half from 7.7 million in spring 1940 to 3.4 million in fall 1941 and fell in half again to 1.5 million in fall 1942, out of a labor force of 54 million.[l] There was a growing labor shortage, accelerating the second wave of the Great Migration of African Americans, farmers and rural populations to manufacturing centers. African Americans from the South went to California and other West Coast states for new jobs in the defense industry. To pay for increased government spending, in 1941 Roosevelt proposed that Congress enact an income tax rate of 99.5% on all income over $100,000; when the proposal failed, he issued an executive order imposing an income tax of 100% on income over $25,000, which Congress rescinded.[302] The Revenue Act of 1942 instituted top tax rates as high as 94% (after accounting for the excess profits tax), greatly increased the tax base, and instituted the first federal withholding tax.[303] In 1944, Roosevelt requested that Congress enact legislation which would tax all "unreasonable" profits, both corporate and individual, and thereby support his declared need for over $10 billion in revenue for the war and other government measures. Congress overrode Roosevelt's veto to pass a smaller revenue bill raising $2 billion.[304]
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In 1942, with the United States now in the conflict, war production increased dramatically, but fell short of the goals established by the president, due in part to manpower shortages.[305] The effort was also hindered by numerous strikes, especially among union workers in the coal mining and railroad industries, which lasted well into 1944.[306][307] Nonetheless, between 1941 and 1945, the United States produced 2.4 million trucks, 300,000 military aircraft, 88,400 tanks, and 40 billion rounds of ammunition. The production capacity of the United States dwarfed that of other countries; for example, in 1944, the United States produced more military aircraft than the combined production of Germany, Japan, Britain, and the Soviet Union.[308] The White House became the ultimate site for labor mediation, conciliation or arbitration. One particular battle royale occurred between Vice President Wallace, who headed the Board of Economic Warfare, and Jesse H. Jones, in charge of the Reconstruction Finance Corporation; both agencies assumed responsibility for acquisition of rubber supplies and came to loggerheads over funding. Roosevelt resolved the dispute by dissolving both agencies.[309] In 1943, Roosevelt established the Office of War Mobilization to oversee the home front; the agency was led by James F. Byrnes, who came to be known as the "assistant president" due to his influence.[294]
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Roosevelt's 1944 State of the Union Address advocated that Americans should think of basic economic rights as a Second Bill of Rights.[310] He stated that all Americans should have the right to "adequate medical care", "a good education", "a decent home", and a "useful and remunerative job".[311] In the most ambitious domestic proposal of his third term, Roosevelt proposed the G.I. Bill, which would create a massive benefits program for returning soldiers. Benefits included post-secondary education, medical care, unemployment insurance, job counseling, and low-cost loans for homes and businesses. The G.I. Bill passed unanimously in both houses of Congress and was signed into law in June 1944. Of the fifteen million Americans who served in World War II, more than half benefitted from the educational opportunities provided for in the G.I. Bill.[312]
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Roosevelt, a chain-smoker throughout his entire adult life,[313][314] had been in declining physical health since at least 1940. In March 1944, shortly after his 62nd birthday, he underwent testing at Bethesda Hospital and was found to have high blood pressure, atherosclerosis, coronary artery disease causing angina pectoris, and congestive heart failure.[315][316][317]
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Hospital physicians and two outside specialists ordered Roosevelt to rest. His personal physician, Admiral Ross McIntire, created a daily schedule that banned business guests for lunch and incorporated two hours of rest each day. During the 1944 re-election campaign, McIntire denied several times that Roosevelt's health was poor; on October 12, for example, he announced that "The President's health is perfectly OK. There are absolutely no organic difficulties at all."[318] Roosevelt realized that his declining health could eventually make it impossible for him to continue as president, and in 1945 he told a confidant that he might resign from the presidency following the end of the war.[319]
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While some Democrats had opposed Roosevelt's nomination in 1940, the president faced little difficulty in securing his re-nomination at the 1944 Democratic National Convention. Roosevelt made it clear before the convention that he was seeking another term, and on the lone presidential ballot of the convention, Roosevelt won the vast majority of delegates, although a minority of Southern Democrats voted for Harry F. Byrd. Party leaders prevailed upon Roosevelt to drop Vice President Wallace from the ticket, believing him to be an electoral liability and a poor potential successor in case of Roosevelt's death. Roosevelt preferred Byrnes as Wallace's replacement but was convinced to support Senator Harry S. Truman of Missouri, who had earned renown for his investigation of war production inefficiency and was acceptable to the various factions of the party. On the second vice presidential ballot of the convention, Truman defeated Wallace to win the nomination.[320]
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The Republicans nominated Thomas E. Dewey, the governor of New York, who had a reputation as a liberal in his party. The opposition accused Roosevelt and his administration of domestic corruption, bureaucratic inefficiency, tolerance of Communism, and military blunders. Labor unions, which had grown rapidly in the war, fully supported Roosevelt. Roosevelt and Truman won the 1944 election by a comfortable margin, defeating Dewey and his running mate John W. Bricker with 53.4% of the popular vote and 432 out of the 531 electoral votes.[321] The president campaigned in favor of a strong United Nations, so his victory symbolized support for the nation's future participation in the international community.[322]
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When Roosevelt returned to the United States from the Yalta Conference, many were shocked to see how old, thin and frail he looked. He spoke while seated in the well of the House, an unprecedented concession to his physical incapacity.[323] During March 1945, he sent strongly worded messages to Stalin accusing him of breaking his Yalta commitments over Poland, Germany, prisoners of war and other issues. When Stalin accused the western Allies of plotting behind his back a separate peace with Hitler, Roosevelt replied: "I cannot avoid a feeling of bitter resentment towards your informers, whoever they are, for such vile misrepresentations of my actions or those of my trusted subordinates."[324]
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On March 29, 1945, Roosevelt went to the Little White House at Warm Springs, Georgia, to rest before his anticipated appearance at the founding conference of the United Nations.
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On April 12, 1945 at Warm Springs, Georgia, President Franklin D. Roosevelt was sitting for watercolourist Elizabeth Shoumatoff. She was commissioned to paint his portrait and started her work around noon.[325] While she was working, in the afternoon, Roosevelt said "I have a terrific headache."[326][327] He then slumped forward in his chair, unconscious, and was carried into his bedroom.
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The president's attending cardiologist, Dr. Howard Bruenn, diagnosed the medical emergency as a massive intracerebral hemorrhage.[328] At 3:35 p.m. that day, Roosevelt died at the age of 63.[329]
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On the morning of April 13, Roosevelt's body was placed in a flag-draped coffin and loaded onto the presidential train for the trip back to Washington. Along the route, thousands flocked to the tracks to pay their respects. After a White House funeral on April 14, Roosevelt was transported by train from Washington, D.C., to his place of birth at Hyde Park. As was his wish, Roosevelt was buried on April 15 in the Rose Garden of his Springwood estate.[330]
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Roosevelt's declining physical health had been kept secret from the general public. His death was met with shock and grief across the U.S. and around the world.[331] After Germany surrendered the following month, newly-sworn in President Truman dedicated Victory in Europe Day and its celebrations to Roosevelt's memory, and kept the flags across the U.S. at half-staff for the remainder of the 30-day mourning period, saying that his only wish was "that Franklin D. Roosevelt had lived to witness this day".[332] World War II finally ended with the signed surrender of Japan in September following the atomic bombings of Hiroshima and Nagasaki and the very late Soviet entry into the war against the Japanese. Truman would preside over the demobilization of the war effort and the establishment of the United Nations and other postwar institutions envisioned during Roosevelt's presidency.[333]
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Roosevelt was viewed as a hero by many African Americans, Catholics, and Jews, and he was highly successful in attracting large majorities of these voters into his New Deal coalition.[334] He won strong support from Chinese Americans and Filipino Americans, but not Japanese Americans, as he presided over their internment in concentration camps during the war.[335] African Americans and Native Americans fared well in two New Deal relief programs, the Civilian Conservation Corps and the Indian Reorganization Act, respectively. Sitkoff reports that the WPA "provided an economic floor for the whole black community in the 1930s, rivaling both agriculture and domestic service as the chief source" of income.[336]
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Roosevelt did not join NAACP leaders in pushing for federal anti-lynching legislation, as he believed that such legislation was unlikely to pass and that his support for it would alienate Southern congressmen. He did, however, appoint a "Black Cabinet" of African American advisers to advise on race relations and African American issues, and he publicly denounced lynching as "murder."[337] First Lady Eleanor Roosevelt vocally supported efforts designed to aid the African American community, including the Fair Labor Standards Act, which helped boost wages for nonwhite workers in the South.[338] In 1941, Roosevelt established the Fair Employment Practices Committee (FEPC) to implement Executive Order 8802, which prohibited racial and religious discrimination in employment among defense contractors. The FEPC was the first national program directed against employment discrimination, and it played a major role in opening up new employment opportunities to non-white workers. During World War II, the proportion of African American men employed in manufacturing positions rose significantly.[339] In response to Roosevelt's policies, African Americans increasingly defected from the Republican Party during the 1930s and 1940s, becoming an important Democratic voting bloc in several Northern states.[337]
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The attack on Pearl Harbor raised concerns in the public regarding the possibility of sabotage by Japanese Americans. This suspicion was fed by long-standing racism against Japanese immigrants, as well as the findings of the Roberts Commission, which concluded that the attack on Pearl Harbor had been assisted by Japanese spies. On February 19, 1942, President Roosevelt signed Executive Order 9066, which relocated hundreds of thousands of the Japanese-American citizens and immigrants. They were forced to liquidate their properties and businesses and interned in hastily built camps in interior, harsh locations. Distracted by other issues, Roosevelt had delegated the decision for internment to Secretary of War Stimson, who in turn relied on the judgment of Assistant Secretary of War John J. McCloy. The Supreme Court upheld the constitutionality of the executive order in the 1944 case of Korematsu v. United States.[340] Many German and Italian citizens were also arrested or placed into internment camps.[341]
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After Kristallnacht in 1938, Roosevelt helped expedite Jewish immigration from Germany and Austria, and allowed German citizens already in the United States to stay indefinitely. However, he was prevented from accepting further Jewish immigrants, practically refugees, by the restrictive Immigration Act of 1924, and antisemitism among voters.[342] Hitler chose to implement the "Final Solution" — the extermination of the European Jewish population — by January 1942, and American officials learned of the scale of the Nazi extermination campaign in the following months. Against the objections of the State Department, Roosevelt convinced the other Allied leaders to jointly issue the Joint Declaration by Members of the United Nations, which condemned the ongoing Holocaust and warned to try its perpetrators as war criminals. In January 1944, Roosevelt established the War Refugee Board to aid Jews and other victims of Axis atrocities. Aside from these actions, Roosevelt believed that the best way to help the persecuted populations of Europe was to end the war as quickly as possible. Top military leaders and War Department leaders rejected any campaign to bomb the extermination camps or the rail lines leading to the camps, fearing it would be a diversion from the war effort. According to biographer Jean Edward Smith, there is no evidence that anyone ever proposed such a campaign to Roosevelt.[343]
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Roosevelt is widely considered to be one of the most important figures in the history of the United States,[344] as well as one of the most influential figures of the 20th century.[345] Historians and political scientists consistently rank Roosevelt, George Washington, and Abraham Lincoln as the three greatest presidents.[346][347][348][349] Reflecting on Roosevelt's presidency, "which brought the United States through the Great Depression and World War II to a prosperous future", said FDR biographer Jean Edward Smith in 2007, "He lifted himself from a wheelchair to lift the nation from its knees."[350]
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The rapid expansion of government programs that occurred during Roosevelt's term redefined the role of the government in the United States, and Roosevelt's advocacy of government social programs was instrumental in redefining liberalism for coming generations.[351] Roosevelt firmly established the United States' leadership role on the world stage, with his role in shaping and financing World War II. His isolationist critics faded away, and even the Republicans joined in his overall policies.[352] He also created a new understanding of the presidency, permanently increasing the power of the president at the expense of Congress.[353]
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His Second Bill of Rights became, according to historian Joshua Zeitz, "the basis of the Democratic Party's aspirations for the better part of four decades."[311] After his death, his widow, Eleanor, continued to be a forceful presence in U.S. and world politics, serving as delegate to the conference which established the United Nations and championing civil rights and liberalism generally. Many members of his administration played leading roles in the administrations of Truman, Kennedy and Johnson, each of whom embraced Roosevelt's political legacy.[354]
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During his presidency, and continuing to a lesser extent afterwards, there has been much criticism of Roosevelt, some of it intense. Critics have questioned not only his policies, positions, and the consolidation of power that occurred due to his responses to the crises of the Depression and World War II but also his breaking with tradition by running for a third term as president.[355] Long after his death, new lines of attack criticized Roosevelt's policies regarding helping the Jews of Europe,[356] incarcerating the Japanese on the West Coast,[357] and opposing anti-lynching legislation.[358]
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Roosevelt's home in Hyde Park is now a National Historic Site and home to his Presidential library. Washington D.C., hosts two memorials to the former president. The largest, the 7 1⁄2-acre (3-hectare) Roosevelt Memorial, is located next to the Jefferson Memorial on the Tidal Basin.[359] A more modest memorial, a block of marble in front of the National Archives building suggested by Roosevelt himself, was erected in 1965.[360] Roosevelt's leadership in the March of Dimes is one reason he is commemorated on the American dime.[361] Roosevelt has also appeared on several U.S. Postage stamps.[362]
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Franklin Delano Roosevelt (/ˈroʊzəvəlt/,[1] /-vɛlt/;[2] January 30, 1882 – April 12, 1945), often referred to by his initials FDR, was an American politician who served as the 32nd president of the United States from 1933 until his death in 1945. A member of the Democratic Party, he won a record four presidential elections and became a central figure in world events during the first half of the 20th century. Roosevelt directed the federal government during most of the Great Depression, implementing his New Deal domestic agenda in response to the worst economic crisis in U.S. history. As a dominant leader of his party, he built the New Deal Coalition, which realigned American politics into the Fifth Party System and defined American liberalism throughout the middle third of the 20th century. His third and fourth terms were dominated by World War II, which ended shortly after he died in office.
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Roosevelt was born in Hyde Park, New York, to the Roosevelt family made well known by the reputation of Theodore Roosevelt, the 26th president of the United States, as well as businessman William Henry Aspinwall. FDR graduated from Groton School and Harvard College and attended Columbia Law School but left after passing the bar exam to practice law in New York City. In 1905, he married his fifth cousin once removed, Eleanor Roosevelt. They had six children, of whom five survived into adulthood. He won election to the New York State Senate in 1910, and then served as Assistant Secretary of the Navy under President Woodrow Wilson during World War I. Roosevelt was James M. Cox's running mate on the Democratic Party's 1920 national ticket, but Cox was defeated by Republican Warren G. Harding. In 1921, Roosevelt contracted a paralytic illness, believed at the time to be polio, and his legs became permanently paralyzed. While attempting to recover from his condition, Roosevelt founded the treatment center in Warm Springs, Georgia, for people with poliomyelitis. In spite of being unable to walk unaided, Roosevelt returned to public office by winning election as Governor of New York in 1928. He served as governor from 1929 to 1933, promoting programs to combat the economic crisis besetting the United States.
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In the 1932 presidential election, Roosevelt defeated Republican President Herbert Hoover in a landslide. Roosevelt took office in the midst of the Great Depression, the worst economic crisis in U.S. history. During the first 100 days of the 73rd United States Congress, Roosevelt spearheaded unprecedented federal legislation and issued a profusion of executive orders that instituted the New Deal — a variety of programs designed to produce relief, recovery, and reform. He created numerous programs to provide relief to the unemployed and farmers while seeking economic recovery with the National Recovery Administration and other programs. He also instituted major regulatory reforms related to finance, communications, and labor, and presided over the end of Prohibition. He harnessed radio to speak directly to the American people, giving 30 "fireside chat" radio addresses during his presidency and becoming the first American president to be televised. With the economy having improved rapidly from 1933 to 1936, Roosevelt won a landslide reelection in 1936. However, the economy then relapsed into a deep recession in 1937 and 1938. After the 1936 election, Roosevelt sought passage of the Judiciary Reorganization Bill of 1937 (the "court packing plan"), which would have expanded the size of the Supreme Court of the United States. The bipartisan Conservative Coalition that formed in 1937 prevented passage of the bill and blocked the implementation of further New Deal programs and reforms. Major surviving programs and legislation implemented under Roosevelt include the Securities and Exchange Commission, the National Labor Relations Act, the Federal Deposit Insurance Corporation, Social Security, and the Fair Labor Standards Act of 1938.
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The United States reelected FDR in 1940 for his third term, making him the only U.S. President to serve for more than two terms. With World War II looming after 1938, Roosevelt gave strong diplomatic and financial support to China, the United Kingdom and eventually the Soviet Union while the U.S. remained officially neutral. Following the Japanese attack on Pearl Harbor on December 7, 1941, an event he famously called "a date which will live in infamy", Roosevelt obtained a congressional declaration of war on Japan, and, a few days later, on Germany and Italy. Assisted by his top aide Harry Hopkins and with very strong national support, he worked closely with British Prime Minister Winston Churchill, Soviet leader Joseph Stalin and Chinese Generalissimo Chiang Kai-shek in leading the Allied Powers against the Axis Powers. Roosevelt supervised the mobilization of the U.S. economy to support the war effort, and implemented a Europe first strategy, making the defeat of Germany a priority over that of Japan. He also initiated the development of the world's first atomic bomb, and worked with the other Allied leaders to lay the groundwork for the United Nations and other post-war institutions. Roosevelt won reelection in 1944, but with his physical health declining during the war years, he died in April 1945, less than three months into his fourth term. The Axis Powers surrendered to the Allies in the months following Roosevelt's death, during the presidency of his successor, Harry S. Truman. He is usually rated by scholars among the nation's greatest presidents, after George Washington and Abraham Lincoln, but has also been subject to substantial criticism.
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Franklin Delano Roosevelt was born on January 30, 1882, in the Hudson Valley town of Hyde Park, New York, to businessman James Roosevelt I and his second wife, Sara Ann Delano. Roosevelt's parents, who were sixth cousins,[4] both came from wealthy old New York families, the Roosevelts, the Aspinwalls and the Delanos, respectively. Roosevelt's patrilineal ancestor migrated to New Amsterdam in the 17th century, and the Roosevelts flourished as merchants and landowners.[5] The Delano family progenitor traveled to the New World on the Mayflower, and the Delanos prospered as merchants and shipbuilders in Massachusetts.[6] Franklin had a half-brother, James "Rosy" Roosevelt, from his father's previous marriage.[7]
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Roosevelt grew up in a wealthy family. His father, James Roosevelt I, graduated from Harvard Law School in 1851, but chose not to practice law after receiving an inheritance from his grandfather, James Roosevelt.[7] Roosevelt's father was a prominent Bourbon Democrat who once took Franklin to meet President Grover Cleveland in the White House.[8] Sara was the dominant influence in Franklin's early years.[9] She once declared, "My son Franklin is a Delano, not a Roosevelt at all."[4] James, who was 54 when Franklin was born, was considered by some as a remote father, though biographer James MacGregor Burns indicates James interacted with his son more than was typical at the time.[10]
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Roosevelt learned to ride, shoot, row, and to play polo and lawn tennis. He took up golf in his teen years, becoming a skilled long hitter.[11] He was club champion in his late teen years at the small golf club on Campobello Island, New Brunswick, Canada, where his family had a summer cottage.[12] He learned to sail early, and when he was 16, his father gave him a sailboat.[13]
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Frequent trips to Europe — he made his first excursion at the age of two and went with his parents every year from the ages of seven to fifteen — helped Roosevelt become conversant in German and French. Except for attending public school in Germany at age nine,[14][15] Roosevelt was home-schooled by tutors until age 14.[16][page needed] He then attended Groton School, an Episcopal boarding school in Groton, Massachusetts, joining the third form.[17][page needed] Its headmaster, Endicott Peabody, preached the duty of Christians to help the less fortunate and urged his students to enter public service. Peabody remained a strong influence throughout Roosevelt's life, officiating at his wedding and visiting him as president.[18][19]
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Like most of his Groton classmates, Roosevelt went to Harvard College.[20] Roosevelt was an average student academically,[21] and he later declared, "I took economics courses in college for four years, and everything I was taught was wrong."[22] He was a member of the Alpha Delta Phi fraternity[23] and the Fly Club,[24] and served as a school cheerleader.[25] Roosevelt was relatively undistinguished as a student or athlete, but he became editor-in-chief of The Harvard Crimson daily newspaper, a position that required great ambition, energy, and the ability to manage others.[26]
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Roosevelt's father died in 1900, causing great distress for him.[27] The following year, Roosevelt's fifth cousin Theodore Roosevelt became President of the United States. Theodore's vigorous leadership style and reforming zeal made him Franklin's role model and hero.[28] Roosevelt graduated from Harvard in 1903 with an A.B. in history. He entered Columbia Law School in 1904, but dropped out in 1907 after passing the New York bar exam.[29][b] In 1908, he took a job with the prestigious law firm of Carter Ledyard & Milburn, working in the firm's admiralty law division.[31]
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In mid-1902, Franklin began courting his future wife Eleanor Roosevelt, with whom he had been acquainted as a child.[32] Eleanor and Franklin were fifth cousins, once removed, and Eleanor was a niece of Theodore Roosevelt.[33] They began corresponding with each other in 1902, and in October 1903,[17][page needed] Franklin proposed marriage to Eleanor.[34]
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On March 17, 1905, Roosevelt married Eleanor in New York City, despite the fierce resistance of his mother.[35] While she did not dislike Eleanor, Sara Roosevelt was very possessive of her son, believing he was too young for marriage. She attempted to break the engagement several times.[36] Eleanor's uncle, President Theodore Roosevelt, stood in at the wedding for Eleanor's deceased father, Elliott.[37] The young couple moved into Springwood, his family's estate at Hyde Park. The home was owned by Sara Roosevelt until her death in 1941 and was very much her home as well.[38] In addition, Franklin and Sara Roosevelt did the planning and furnishing of a townhouse Sara had built for the young couple in New York City; Sara had a twin house built alongside for herself. Eleanor never felt at home in the houses at Hyde Park or New York, but she loved the family's vacation home on Campobello Island, which Sara gave to the couple.[39]
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Biographer James MacGregor Burns said that young Roosevelt was self-assured and at ease in the upper-class.[40] In contrast, Eleanor at the time was shy and disliked social life, and at first, stayed at home to raise their several children. As his father had, Franklin left the raising of the children to his wife, while Eleanor in turn largely relied on hired caregivers to raise the children. Referring to her early experience as a mother, she later stated that she knew "absolutely nothing about handling or feeding a baby."[41] Although Eleanor had an aversion to sexual intercourse and considered it "an ordeal to be endured",[42] she and Franklin had six children. Anna, James, and Elliott were born in 1906, 1907, and 1910, respectively. The couple's second son, Franklin, died in infancy in 1909. Another son, also named Franklin, was born in 1914, and the youngest child, John, was born in 1916.[43]
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Roosevelt had various extra-marital affairs, including one with Eleanor's social secretary Lucy Mercer, which began soon after she was hired in early 1914.[44] In September 1918, Eleanor found letters revealing the affair in Roosevelt's luggage. Franklin contemplated divorcing Eleanor, but Sara objected strongly and Lucy would not agree to marry a divorced man with five children.[45] Franklin and Eleanor remained married, and Roosevelt promised never to see Lucy again. Eleanor never truly forgave him, and their marriage from that point on was more of a political partnership.[46] Eleanor soon thereafter established a separate home in Hyde Park at Val-Kill, and increasingly devoted herself to various social and political causes independently of her husband. The emotional break in their marriage was so severe that when Roosevelt asked Eleanor in 1942 — in light of his failing health — to come back home and live with him again, she refused.[47] He was not always aware of when she visited the White House and for some time she could not easily reach him on the telephone without his secretary's help; Roosevelt, in turn, did not visit Eleanor's New York City apartment until late 1944.[48]
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Franklin broke his promise to Eleanor to refrain from having affairs. He and Lucy maintained a formal correspondence, and began seeing each other again in 1941, or perhaps earlier.[49][50] Lucy was with Roosevelt on the day he died in 1945. Despite this, Roosevelt's affair was not widely known until the 1960s.[47] Roosevelt's son Elliott claimed that his father had a 20-year affair with his private secretary, Marguerite "Missy" LeHand.[51] Another son, James, stated that "there is a real possibility that a romantic relationship existed" between his father and Crown Princess Märtha of Norway, who resided in the White House during part of World War II. Aides began to refer to her at the time as "the president's girlfriend",[52] and gossip linking the two romantically appeared in the newspapers.[53]
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Roosevelt held little passion for the practice of law and confided to friends that he planned to eventually enter politics.[54] Despite his admiration for his cousin, Theodore, Franklin inherited his father's affiliation with the Democratic Party.[55] Prior to the 1910 elections, the local Democratic Party recruited Roosevelt to run for a seat in the New York State Assembly. Roosevelt was an attractive recruit for the party because Theodore Roosevelt was still one of the country's most prominent politicians, and a Democratic Roosevelt was good publicity; the candidate could also pay for his own campaign.[56] Roosevelt's campaign for the state assembly ended after the Democratic incumbent, Lewis Stuyvesant Chanler, chose to seek re-election. Rather than putting his political hopes on hold, Roosevelt ran for a seat in the state senate.[57] The senate district, located in Dutchess County, Columbia County, and Putnam County, was strongly Republican.[58] Roosevelt feared that open opposition from Theodore could effectively end his campaign, but Theodore privately encouraged his cousin's candidacy despite their differences in partisan affiliation.[55] Acting as his own campaign manager, Roosevelt traveled throughout the senate district via automobile at a time when many could not afford cars.[59] Due to his aggressive and effective campaign,[60] the Roosevelt name's influence in the Hudson Valley, and the Democratic landslide that year, Roosevelt won the election, surprising almost everyone.[61]
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Though legislative sessions rarely lasted more than ten weeks, Roosevelt treated his new position as a full-time career.[62] Taking his seat on January 1, 1911, Roosevelt immediately became the leader of a group of "Insurgents" who opposed the bossism of the Tammany Hall machine that dominated the state Democratic Party. In the 1911 U.S. Senate election, which was determined in a joint session of the New York state legislature,[c] Roosevelt and nineteen other Democrats caused a prolonged deadlock by opposing a series of Tammany-backed candidates. Finally, Tammany threw its backing behind James A. O'Gorman, a highly regarded judge who Roosevelt found acceptable, and O'Gorman won the election in late March.[63] Roosevelt soon became a popular figure among New York Democrats, though he had not yet become an eloquent speaker.[61] News articles and cartoons began depicting "the second coming of a Roosevelt" that sent "cold shivers down the spine of Tammany".[64]
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Roosevelt, again in opposition to Tammany Hall, supported New Jersey Governor Woodrow Wilson's successful bid for the 1912 Democratic nomination, earning an informal designation as an original Wilson man.[65] The election became a three-way contest, as Theodore Roosevelt left the Republican Party to launch a third party campaign against Wilson and sitting Republican President William Howard Taft. Franklin's decision to back Wilson over Theodore Roosevelt in the general election alienated some members of his family, although Theodore himself was not offended.[66] Wilson's victory over the divided Republican Party made him the first Democrat to win a presidential election since 1892. Overcoming a bout with typhoid fever, and with extensive assistance from journalist Louis McHenry Howe, Roosevelt was re-elected in the 1912 elections. After the election, he served for a short time as chairman of the Agriculture Committee, and his success with farm and labor bills was a precursor to his New Deal policies twenty years later.[67] By this time he had become more consistently progressive, in support of labor and social welfare programs for women and children; cousin Theodore was of some influence on these issues.[68]
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Roosevelt's support of Wilson led to his appointment in March 1913 as Assistant Secretary of the Navy, the second-ranking official in the Navy Department after Secretary Josephus Daniels.[69] Roosevelt had a lifelong affection for the Navy — he had already collected almost 10,000 naval books and claimed to have read all but one — and was more ardent than Daniels in supporting a large and efficient naval force.[70][71] With Wilson's support, Daniels and Roosevelt instituted a merit-based promotion system and made other reforms to extend civilian control over the autonomous departments of the Navy.[72] Roosevelt oversaw the Navy's civilian employees and earned the respect of union leaders for his fairness in resolving disputes.[73] Not a single strike occurred during his seven-plus years in the office,[74] during which Roosevelt gained experience in labor issues, government management during wartime, naval issues, and logistics, all valuable areas for future office.[75]
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In 1914, Roosevelt made an ill-conceived decision to run for the seat of retiring Republican Senator Elihu Root of New York. Though Roosevelt won the backing of Treasury Secretary William Gibbs McAdoo and Governor Martin H. Glynn, he faced a formidable opponent in the Tammany-backed James W. Gerard.[76] He also lacked Wilson's backing, as Wilson needed Tammany's forces to help marshal his legislation and secure his 1916 re-election.[77] Roosevelt was soundly defeated in the Democratic primary by Gerard, who in turn lost the general election to Republican James Wolcott Wadsworth Jr. Roosevelt learned a valuable lesson, that federal patronage alone, without White House support, could not defeat a strong local organization.[78] After the election, Roosevelt and the boss of the Tammany Hall machine, Charles Francis Murphy, sought an accommodation with one another and became political allies.[79]
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Following his defeat in the Senate primary, Roosevelt refocused on the Navy Department.[80] World War I broke out in July 1914, with the Central Powers of Germany, Austria-Hungary, and the Ottoman Empire seeking to defeat the Allied Powers of Britain, France, and Russia. Though he remained publicly supportive of Wilson, Roosevelt sympathized with the Preparedness Movement, whose leaders strongly favored the Allied Powers and called for a military build-up.[81] The Wilson administration initiated an expansion of the Navy after the sinking of the RMS Lusitania by a German submarine, and Roosevelt helped establish the United States Navy Reserve and the Council of National Defense.[82] In April 1917, after Germany declared it would engage in unrestricted submarine warfare and attacked several U.S. ships, Wilson asked Congress for a declaration of war. Congress approved the declaration of war on Germany on April 6.[83]
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Roosevelt requested that he be allowed to serve as a naval officer, but Wilson insisted that he continue to serve as Assistant Secretary of the Navy. For the next year, Roosevelt remained in Washington to coordinate the mobilization, supply, and deployment of naval vessels and personnel.[84] In the first six months after the U.S. entered the war, the Navy expanded fourfold.[85] In the summer of 1918, Roosevelt traveled to Europe to inspect naval installations and meet with French and British officials. In September, he returned to the United States on board the USS Leviathan, a large troop carrier. On the 11-day voyage, the pandemic influenza virus struck and killed many on board. Roosevelt became very ill with influenza and a complicating pneumonia, but he recovered by the time the ship landed in New York.[86][87] After Germany signed an armistice in November 1918, surrendering and ending the fighting, Daniels and Roosevelt supervised the demobilization of the Navy.[88] Against the advice of older officers such as Admiral William Benson—who claimed he could not "conceive of any use the fleet will ever have for aviation"—Roosevelt personally ordered the preservation of the Navy's Aviation Division.[89] With the Wilson administration coming to an end, Roosevelt began planning for his next run for office. Roosevelt and his associates approached Herbert Hoover about running for the 1920 Democratic presidential nomination, with Roosevelt as his running mate.[90]
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Roosevelt's plan to convince Hoover to run for the Democratic nomination fell through after Hoover publicly declared himself to be a Republican, but Roosevelt nonetheless decided to seek the 1920 vice presidential nomination. After Governor James M. Cox of Ohio won the party's presidential nomination at the 1920 Democratic National Convention, he chose Roosevelt as his running mate, and the party formally nominated Roosevelt by acclamation.[91] Although his nomination surprised most people, Roosevelt balanced the ticket as a moderate, a Wilsonian, and a prohibitionist with a famous name.[92][93] Roosevelt had just turned 38, four years younger than Theodore had been when he received the same nomination from his party. Roosevelt resigned as Assistant Secretary of the Navy after the Democratic convention and campaigned across the nation for the Cox–Roosevelt ticket.[94]
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During the campaign, Cox and Roosevelt defended the Wilson administration and the League of Nations, both of which were unpopular in 1920.[95] Roosevelt personally supported U.S. membership in the League of Nations, but, unlike Wilson, he favored compromising with Senator Henry Cabot Lodge and other "Reservationists."[96] The Cox–Roosevelt ticket was defeated by Republicans Warren G. Harding and Calvin Coolidge in the presidential election by a wide margin, and the Republican ticket carried every state outside of the South.[97] Roosevelt accepted the loss without issue and later reflected that the relationships and good will that he built in the 1920 campaign proved to be a major asset in his 1932 campaign. The 1920 election also saw the first public participation of Eleanor Roosevelt who, with the support of Louis Howe, established herself as a valuable political ally.[98]
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After the election, Roosevelt returned to New York City, where he practiced law and served as a vice president of the Fidelity and Deposit Company.[99] He also sought to build support for a political comeback in the 1922 elections, but his career was derailed by illness.[99] While the Roosevelts were vacationing at Campobello Island in August 1921, he fell ill. His main symptoms were fever; symmetric, ascending paralysis; facial paralysis; bowel and bladder dysfunction; numbness and hyperesthesia; and a descending pattern of recovery. Roosevelt was left permanently paralyzed from the waist down. He was diagnosed with poliomyelitis at the time, but researchers at the University of Texas Medical Branch have suggested his symptoms to be more consistent with Guillain–Barré syndrome – an autoimmune neuropathy which Roosevelt's doctors failed to consider as a diagnostic possibility.[100] However a 2016 analysis found the symptoms to be unlikely the result of Guillain–Barré syndrome and more likely caused by poliomyelitis.[101]
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Though his mother favored his retirement from public life, Roosevelt, his wife, and Roosevelt's close friend and adviser, Louis Howe, were all determined that Roosevelt continue his political career.[102] Roosevelt convinced many people that he was improving, which he believed to be essential prior to running for public office again.[103] He laboriously taught himself to walk short distances while wearing iron braces on his hips and legs by swiveling his torso, supporting himself with a cane.[104] Roosevelt was careful never to be seen using his wheelchair in public, and great care was taken to prevent any portrayal in the press that would highlight his disability.[105] However, his disability was well known before and during his presidency and became a major part of his image. He usually appeared in public standing upright, supported on one side by an aide or one of his sons.[106]
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Beginning in 1925, Roosevelt spent most of his time in the Southern United States, at first on his houseboat, the Larooco.[107] Intrigued by the potential benefits of hydrotherapy, he established a rehabilitation center at Warm Springs, Georgia, in 1926. To create the rehabilitation center, Roosevelt assembled a staff of physical therapists and used most of his inheritance to purchase the Merriweather Inn. In 1938, Roosevelt founded the National Foundation for Infantile Paralysis, leading to the development of polio vaccines.[108]
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Roosevelt maintained contacts with the Democratic Party during the 1920s, and he remained active in New York politics while also establishing contacts in the South, particularly in Georgia.[109] Roosevelt issued an open letter endorsing Al Smith's successful campaign in New York's 1922 gubernatorial election, which both aided Smith and showed Roosevelt's continuing relevance as a political figure.[110] Roosevelt and Smith came from different backgrounds and never fully trusted one another, but Roosevelt supported Smith's progressive policies, while Smith was happy to have the backing of the prominent and well-respected Roosevelt.[111] Roosevelt gave presidential nominating speeches for Smith at the 1924 and 1928 Democratic National Conventions; the speech at the 1924 convention marked a return to public life following his illness and convalescence.[112] The Democrats were badly divided between an urban wing, led by Smith, and a conservative, rural wing, led by William Gibbs McAdoo, and the party suffered a landslide defeat in the 1924 presidential election. Like many others throughout the United States, Roosevelt did not abstain from alcohol during the Prohibition era, but publicly he sought to find a compromise on Prohibition acceptable to both wings of the party.[113]
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In 1925, Smith appointed Roosevelt to the Taconic State Park Commission, and his fellow commissioners chose him as chairman.[114] In this role, he came into conflict with Robert Moses, a Smith protégé,[114] who was the primary force behind the Long Island State Park Commission and the New York State Council of Parks.[114] Roosevelt accused Moses of using the name recognition of prominent individuals including Roosevelt to win political support for state parks, but then diverting funds to the ones Moses favored on Long Island, while Moses worked to block the appointment of Howe to a salaried position as the Taconic commission's secretary.[114] Roosevelt served on the commission until the end of 1928,[115] and his contentious relationship with Moses continued as their careers progressed.[116]
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As the Democratic Party presidential nominee in the 1928 election, Smith, in turn, asked Roosevelt to run for governor in the state election.[117] Roosevelt initially resisted the entreaties of Smith and others within the party, as he was reluctant to leave Warm Springs and feared a Republican landslide in 1928.[118] He agreed to run when party leaders convinced him that only he could defeat the Republican gubernatorial nominee, New York Attorney General Albert Ottinger.[119] Roosevelt won the party's gubernatorial nomination by acclamation, and he once again turned to Louis Howe to lead his campaign. Roosevelt was also joined on the campaign trail by Samuel Rosenman, Frances Perkins, and James Farley, all of whom would become important political associates.[120] While Smith lost the presidency in a landslide, and was defeated in his home state, Roosevelt was elected governor by a one-percent margin.[121] Roosevelt's election as governor of the most populous state immediately made him a contender in the next presidential election.[122]
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Upon taking office in January 1929, Roosevelt proposed the construction of a series of hydroelectric power plants and sought to address the ongoing farm crisis of the 1920s.[123] Relations between Roosevelt and Smith suffered after Roosevelt chose not to retain key Smith appointees like Robert Moses.[124] Roosevelt and Eleanor established a political understanding that would last for the duration of his political career; she would dutifully serve as the governor's wife but would also be free to pursue her own agenda and interests.[125] He also began holding "fireside chats", in which he directly addressed his constituents via radio, often using these chats to pressure the New York State Legislature to advance his agenda.[126] In October 1929, the Wall Street Crash occurred, and the country began sliding into the Great Depression.[127] While President Hoover and many state governors believed that the economic crisis would subside, Roosevelt saw the seriousness of the situation and established a state employment commission. He also became the first governor to publicly endorse the idea of unemployment insurance.[128]
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When Roosevelt began his run for a second term in May 1930, he reiterated his doctrine from the campaign two years before: "that progressive government by its very terms must be a living and growing thing, that the battle for it is never-ending and that if we let up for one single moment or one single year, not merely do we stand still but we fall back in the march of civilization."[129] He ran on a platform that called for aid to farmers, full employment, unemployment insurance, and old-age pensions.[130] His Republican opponent could not overcome the public's criticism of the Republican Party during the economic downturn, and Roosevelt was elected to a second term by a 14% margin.[131] With the Hoover administration resisting proposals to directly address the economic crisis, Governor Roosevelt proposed an economic relief package and the establishment of the Temporary Emergency Relief Administration to distribute those funds. Led first by Jesse I. Straus and then by Harry Hopkins, the agency assisted well over one-third of New York's population between 1932 and 1938.[132] Roosevelt also began an investigation into corruption in New York City among the judiciary, the police force, and organized crime, prompting the creation of the Seabury Commission. Many public officials were removed from office as a result.[133]
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He opened the 1932 Winter Olympics in Lake Placid, becoming the first American to open the Olympic Games as a government official.
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As the 1932 presidential election approached, Roosevelt increasingly turned his attention to national politics. He established a campaign team led by Howe and Farley and a "brain trust" of policy advisers.[134] With the economy ailing, many Democrats hoped that the 1932 elections would result in the election of the first Democratic president since Woodrow Wilson. Roosevelt's re-election as governor had established him as the front-runner for the 1932 Democratic presidential nomination. Roosevelt rallied the progressive supporters of the Wilson administration while also appealing to many conservatives, establishing himself as the leading candidate in the South and West. The chief opposition to Roosevelt's candidacy came from Northeastern conservatives such as Al Smith, the 1928 Democratic presidential nominee. Smith hoped to deny Roosevelt the two-thirds support necessary to win the party's presidential nomination at the 1932 Democratic National Convention in Chicago, and then emerge as the nominee after multiple rounds of balloting. Roosevelt entered the convention with a delegate lead due to his success in the 1932 Democratic primaries, but most delegates entered the convention unbound to any particular candidate. On the first presidential ballot of the convention, Roosevelt received the votes of more than half but less than two-thirds of the delegates, with Smith finishing in a distant second place. Speaker of the House John Nance Garner, who controlled the votes of Texas and California, threw his support behind Roosevelt after the third ballot, and Roosevelt clinched the nomination on the fourth ballot. With little input from Roosevelt, Garner won the vice-presidential nomination. Roosevelt flew in from New York after learning that he had won the nomination, becoming the first major-party presidential nominee to accept the nomination in person.[135]
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In his acceptance speech, Roosevelt declared, "I pledge you, I pledge myself to a new deal for the American people... This is more than a political campaign. It is a call to arms."[136] Roosevelt promised securities regulation, tariff reduction, farm relief, government-funded public works, and other government actions to address the Great Depression.[137] Reflecting changing public opinion, the Democratic platform included a call for the repeal of Prohibition; Roosevelt himself had not taken a public stand on the issue prior to the convention but promised to uphold the party platform.[138] After the convention, Roosevelt won endorsements from several progressive Republicans, including George W. Norris, Hiram Johnson, and Robert La Follette Jr.[139] He also reconciled with the party's conservative wing, and even Al Smith was persuaded to support the Democratic ticket.[140] Hoover's handling of the Bonus Army further damaged the incumbent's popularity, as newspapers across the country criticized the use of force to disperse assembled veterans.[141]
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Roosevelt won 57% of the popular vote and carried all but six states. Historians and political scientists consider the 1932–36 elections to be realigning elections. Roosevelt's victory was enabled by the creation of the New Deal coalition, small farmers, the Southern whites, Catholics, big city political machines, labor unions, northern African Americans (southern ones were still disfranchised), Jews, intellectuals, and political liberals.[142] The creation of the New Deal coalition transformed American politics and started what political scientists call the "New Deal Party System" or the Fifth Party System.[143] Between the Civil War and 1929, Democrats had rarely controlled both houses of Congress and had won just four of seventeen presidential elections; from 1932 to 1979, Democrats won eight of twelve presidential elections and generally controlled both houses of Congress.[144]
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Roosevelt was elected in November 1932 but, like his predecessors, did not take office until the following March. After the election, President Hoover sought to convince Roosevelt to renounce much of his campaign platform and to endorse the Hoover administration's policies.[145] Roosevelt refused Hoover's request to develop a joint program to stop the downward economic spiral, claiming that it would tie his hands and that Hoover had all the power to act if necessary.[146] The economy spiraled downward until the banking system began a complete nationwide shutdown as Hoover's term ended.[147] Roosevelt used the transition period to select the personnel for his incoming administration, and he chose Howe as his chief of staff, Farley as Postmaster General, and Frances Perkins as Secretary of Labor. William H. Woodin, a Republican industrialist close to Roosevelt, was the choice for Secretary of the Treasury, while Roosevelt chose Senator Cordell Hull of Tennessee as Secretary of State. Harold L. Ickes and Henry A. Wallace, two progressive Republicans, were selected for the roles of Secretary of the Interior and Secretary of Agriculture, respectively.[148] In February 1933, Roosevelt escaped an assassination attempt by Giuseppe Zangara, who expressed a "hate for all rulers." Attempting to shoot Roosevelt, Zangara instead mortally wounded Chicago Mayor Anton Cermak, who was sitting alongside Roosevelt.[149][150]
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Roosevelt appointed powerful men to top positions but made all the major decisions, regardless of delays, inefficiency or resentment. Analyzing the president's administrative style, historian James MacGregor Burns concludes:
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The president stayed in charge of his administration...by drawing fully on his formal and informal powers as Chief Executive; by raising goals, creating momentum, inspiring a personal loyalty, getting the best out of people...by deliberately fostering among his aides a sense of competition and a clash of wills that led to disarray, heartbreak, and anger but also set off pulses of executive energy and sparks of creativity...by handing out one job to several men and several jobs to one man, thus strengthening his own position as a court of appeals, as a depository of information, and as a tool of co-ordination; by ignoring or bypassing collective decision-making agencies, such as the Cabinet...and always by persuading, flattering, juggling, improvising, reshuffling, harmonizing, conciliating, manipulating.[151]
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When Roosevelt was inaugurated on March 4, 1933, the U.S. was at the nadir of the worst depression in its history. A quarter of the workforce was unemployed. Farmers were in deep trouble as prices had fallen by 60%. Industrial production had fallen by more than half since 1929. Two million people were homeless. By the evening of March 4, 32 of the 48 states – as well as the District of Columbia – had closed their banks.[152]
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Historians categorized Roosevelt's program as "relief, recovery, and reform." Relief was urgently needed by tens of millions of unemployed. Recovery meant boosting the economy back to normal. Reform meant long-term fixes of what was wrong, especially with the financial and banking systems. Through Roosevelt's series of radio talks, known as fireside chats, he presented his proposals directly to the American public.[153] Energized by his personal victory over his paralytic illness, Roosevelt relied on his persistent optimism and activism to renew the national spirit.[154]
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On his second day in office, Roosevelt declared a four-day national "bank holiday" and called for a special session of Congress to start March 9, on which date Congress passed the Emergency Banking Act.[155] The act, which was based on a plan developed by the Hoover administration and Wall Street bankers, gave the president the power to determine the opening and closing of banks and authorized the Federal Reserve Banks to issue banknotes.[156] The ensuing "First 100 Days" of the 73rd United States Congress saw an unprecedented amount of legislation[157] and set a benchmark against which future presidents would be compared.[158] When the banks reopened on Monday, March 15, stock prices rose by 15 percent and bank deposits exceeded withdrawals, thus ending the bank panic.[159] On March 22, Roosevelt signed the Cullen–Harrison Act, which effectively ended federal Prohibition.[160]
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Roosevelt presided over the establishment of several agencies and measures designed to provide relief for the unemployed and others in need. The Federal Emergency Relief Administration (FERA), under the leadership of Harry Hopkins, was designed to distribute relief to state governments.[161] The Public Works Administration (PWA), under the leadership of Secretary of the Interior Harold Ickes, was created to oversee the construction of large-scale public works such as dams, bridges, and schools.[161] The most popular of all New Deal agencies – and Roosevelt's favorite – was the Civilian Conservation Corps (CCC), which hired 250,000 unemployed young men to work on local rural projects. Roosevelt also expanded a Hoover agency, the Reconstruction Finance Corporation, making it a major source of financing for railroads and industry. Congress gave the Federal Trade Commission broad new regulatory powers and provided mortgage relief to millions of farmers and homeowners. Roosevelt also made agricultural relief a high priority and set up the Agricultural Adjustment Administration (AAA). The AAA tried to force higher prices for commodities by paying farmers to leave land uncultivated and to cut herds.[162]
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Reform of the economy was the goal of the National Industrial Recovery Act (NIRA) of 1933. It sought to end cutthroat competition by forcing industries to establish rules of operation for all firms within specific industries, such as minimum prices, agreements not to compete, and production restrictions. Industry leaders negotiated the rules which were approved by NIRA officials. Industry needed to raise wages as a condition for approval. Provisions encouraged unions and suspended antitrust laws. NIRA was found to be unconstitutional by unanimous decision of the Supreme Court in May 1935; Roosevelt strongly protested the decision.[163] Roosevelt reformed the financial regulatory structure of the nation with the Glass–Steagall Act, creating the Federal Deposit Insurance Corporation (FDIC) to underwrite savings deposits. The act also sought to curb speculation by limiting affiliations between commercial banks and securities firms.[164] In 1934, the Securities and Exchange Commission was created to regulate the trading of securities, while the Federal Communications Commission was established to regulate telecommunications.[165]
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Recovery was pursued through federal spending.[166] The NIRA included $3.3 billion (equivalent to $65.18 billion in 2019) of spending through the Public Works Administration. Roosevelt worked with Senator Norris to create the largest government-owned industrial enterprise in American history — the Tennessee Valley Authority (TVA) — which built dams and power stations, controlled floods, and modernized agriculture and home conditions in the poverty-stricken Tennessee Valley. Executive Order 6102 declared that all privately held gold of American citizens was to be sold to the U.S. Treasury and the price raised from $20 to $35 per ounce. The goal was to counter the deflation which was paralyzing the economy.[167]
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Roosevelt tried to keep his campaign promise by cutting the federal budget — including a reduction in military spending from $752 million in 1932 to $531 million in 1934 and a 40% cut in spending on veterans benefits — by removing 500,000 veterans and widows from the pension rolls and reducing benefits for the remainder, as well as cutting the salaries of federal employees and reducing spending on research and education. But the veterans were well organized and strongly protested, and most benefits were restored or increased by 1934.[168] Veterans groups such as the American Legion and the Veterans of Foreign Wars won their campaign to transform their benefits from payments due in 1945 to immediate cash when Congress overrode the President's veto and passed the Bonus Act in January 1936.[169] It pumped sums equal to 2% of the GDP into the consumer economy and had a major stimulus effect.[170]
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Roosevelt expected that his party would lose several races in the 1934 Congressional elections, as the president's party had done in most previous midterm elections, but the Democrats picked up seats in both houses of Congress. Empowered by the public's apparent vote of confidence in his administration, the first item on Roosevelt's agenda in the 74th Congress was the creation of a social insurance program.[171] The Social Security Act established Social Security and promised economic security for the elderly, the poor and the sick. Roosevelt insisted that it should be funded by payroll taxes rather than from the general fund, saying, "We put those payroll contributions there so as to give the contributors a legal, moral, and political right to collect their pensions and unemployment benefits. With those taxes in there, no damn politician can ever scrap my social security program."[172] Compared with the social security systems in western European countries, the Social Security Act of 1935 was rather conservative. But for the first time, the federal government took responsibility for the economic security of the aged, the temporarily unemployed, dependent children, and the handicapped.[173] Against Roosevelt's original intention for universal coverage, the act only applied to roughly sixty percent of the labor force, as farmers, domestic workers, and other groups were excluded.[174]
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Roosevelt consolidated the various relief organizations, though some, like the PWA, continued to exist. After winning Congressional authorization for further funding of relief efforts, Roosevelt established the Works Progress Administration (WPA). Under the leadership of Harry Hopkins, the WPA employed over three million people in its first year of existence. The WPA undertook numerous construction projects and provided funding to the National Youth Administration and arts organizations.[175]
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Senator Robert Wagner wrote the National Labor Relations Act, which guaranteed workers the right to collective bargaining through unions of their own choice. The act also established the National Labor Relations Board (NLRB) to facilitate wage agreements and to suppress the repeated labor disturbances. The Wagner Act did not compel employers to reach an agreement with their employees, but it opened possibilities for American labor.[176] The result was a tremendous growth of membership in the labor unions, especially in the mass-production sector.[177] When the Flint sit-down strike threatened the production of General Motors, Roosevelt broke with the precedent set by many former presidents and refused to intervene; the strike ultimately led to the unionization of both General Motors and its rivals in the American automobile industry.[178]
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While the First New Deal of 1933 had broad support from most sectors, the Second New Deal challenged the business community. Conservative Democrats, led by Al Smith, fought back with the American Liberty League, savagely attacking Roosevelt and equating him with Karl Marx and Vladimir Lenin.[179] But Smith overplayed his hand, and his boisterous rhetoric let Roosevelt isolate his opponents and identify them with the wealthy vested interests that opposed the New Deal, strengthening Roosevelt for the 1936 landslide.[179] By contrast, labor unions, energized by the Wagner Act, signed up millions of new members and became a major backer of Roosevelt's reelections in 1936, 1940 and 1944.[180]
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Biographer James M. Burns suggests that Roosevelt's policy decisions were guided more by pragmatism than ideology and that he "was like the general of a guerrilla army whose columns, fighting blindly in the mountains through dense ravines and thickets, suddenly converge, half by plan and half by coincidence, and debouch into the plain below."[181] Roosevelt argued that such apparently haphazard methodology was necessary. "The country needs and, unless I mistake its temper, the country demands bold, persistent experimentation," he wrote. "It is common sense to take a method and try it; if it fails, admit it frankly and try another. But above all, try something."[182]
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Though eight million workers remained unemployed in 1936, economic conditions had improved since 1932 and Roosevelt was widely popular. An attempt by Huey Long and other individuals to organize a left-wing alternative to the Democratic Party collapsed after Long's assassination in 1935.[183] Roosevelt won re-nomination with little opposition at the 1936 Democratic National Convention, while his allies overcame Southern resistance to permanently abolish the long-established rule that had required Democratic presidential candidates to win the votes of two-thirds of the delegates rather than a simple majority.[d] The Republicans nominated Kansas Governor Alf Landon, a well-respected but bland candidate whose chances were damaged by the public re-emergence of the still-unpopular Herbert Hoover.[185] While Roosevelt campaigned on his New Deal programs and continued to attack Hoover, Landon sought to win voters who approved of the goals of the New Deal but disagreed with its implementation.[186]
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In the election against Landon and a third-party candidate, Roosevelt won 60.8% of the vote and carried every state except Maine and Vermont.[187] The Democratic ticket won the highest proportion of the popular vote.[e] Democrats also expanded their majorities in Congress, winning control of over three-quarters of the seats in each house. The election also saw the consolidation of the New Deal coalition; while the Democrats lost some of their traditional allies in big business, they were replaced by groups such as organized labor and African Americans, the latter of whom voted Democratic for the first time since the Civil War.[188] Roosevelt lost high income voters, especially businessmen and professionals, but made major gains among the poor and minorities. He won 86 percent of the Jewish vote, 81 percent of Catholics, 80 percent of union members, 76 percent of Southerners, 76 percent of blacks in northern cities, and 75 percent of people on relief. Roosevelt carried 102 of the country's 106 cities with a population of 100,000 or more.[189]
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The Supreme Court became Roosevelt's primary domestic focus during his second term after the court overturned many of his programs, including NIRA. The more conservative members of the court upheld the principles of the Lochner era, which saw numerous economic regulations struck down on the basis of freedom of contract.[191] Roosevelt proposed the Judicial Procedures Reform Bill of 1937, which would have allowed him to appoint an additional Justice for each incumbent Justice over the age of 70; in 1937, there were six Supreme Court Justices over the age of 70. The size of the Court had been set at nine since the passage of the Judiciary Act of 1869, and Congress had altered the number of Justices six other times throughout U.S. history.[192] Roosevelt's "court packing" plan ran into intense political opposition from his own party, led by Vice President Garner, since it upset the separation of powers.[193] A bipartisan coalition of liberals and conservatives of both parties opposed the bill, and Chief Justice Charles Evans Hughes broke with precedent by publicly advocating defeat of the bill. Any chance of passing the bill ended with the death of Senate Majority Leader Joseph Taylor Robinson in July 1937.[194]
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Starting with the 1937 case of West Coast Hotel Co. v. Parrish, the court began to take a more favorable view of economic regulations. That same year, Roosevelt appointed a Supreme Court Justice for the first time, and by 1941, seven of the nine Justices had been appointed by Roosevelt.[f][195] After Parish, the Court shifted its focus from judicial review of economic regulations to the protection of civil liberties.[196] Four of Roosevelt's Supreme Court appointees, Felix Frankfurter, Robert H. Jackson,
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Hugo Black, and William O. Douglas, would be particularly influential in re-shaping the jurisprudence of the Court.[197][198]
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With Roosevelt's influence on the wane following the failure of the Judicial Procedures Reform Bill of 1937, conservative Democrats joined with Republicans to block the implementation of further New Deal programs.[199] Roosevelt did manage to pass some legislation, including the Housing Act of 1937, a second Agricultural Adjustment Act, and the Fair Labor Standards Act (FLSA) of 1938, which was the last major piece of New Deal legislation. The FLSA outlawed child labor, established a federal minimum wage, and required overtime pay for certain employees who work in excess of forty-hours per week.[200] He also won passage of the Reorganization Act of 1939 and subsequently created the Executive Office of the President, making it "the nerve center of the federal administrative system."[201] When the economy began to deteriorate again in late 1937, Roosevelt asked Congress for $5 billion (equivalent to $88.92 billion in 2019) in relief and public works funding. This managed to eventually create as many as 3.3 million WPA jobs by 1938. Projects accomplished under the WPA ranged from new federal courthouses and post offices to facilities and infrastructure for national parks, bridges and other infrastructure across the country, and architectural surveys and archaeological excavations — investments to construct facilities and preserve important resources. Beyond this, however, Roosevelt recommended to a special congressional session only a permanent national farm act, administrative reorganization, and regional planning measures, all of which were leftovers from a regular session. According to Burns, this attempt illustrated Roosevelt's inability to decide on a basic economic program.[202]
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Determined to overcome the opposition of conservative Democrats in Congress, Roosevelt became involved in the 1938 Democratic primaries, actively campaigning for challengers who were more supportive of New Deal reform. Roosevelt failed badly, managing to defeat only one target, a conservative Democrat from New York City.[203] In the November 1938 elections, Democrats lost six Senate seats and 71 House seats, with losses concentrated among pro-New Deal Democrats. When Congress reconvened in 1939, Republicans under Senator Robert Taft formed a Conservative coalition with Southern Democrats, virtually ending Roosevelt's ability to enact his domestic proposals.[204] Despite their opposition to Roosevelt's domestic policies, many of these conservative Congressmen would provide crucial support for Roosevelt's foreign policy before and during World War II.[205]
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Roosevelt had a lifelong interest in the environment and conservation starting with his youthful interest in forestry on his family estate. Although Roosevelt was never an outdoorsman or sportsman on Theodore Roosevelt's scale, his growth of the national systems were comparable.[6] Roosevelt was active in expanding, funding, and promoting the National Park and National Forest systems.[206] Under Roosevelt, their popularity soared, from three million visitors a year at the start of the decade to 15.5 million in 1939.[207] The Civilian Conservation Corps enrolled 3.4 million young men and built 13,000 miles (21,000 kilometers) of trails, planted two billion trees, and upgraded 125,000 miles (201,000 kilometers) of dirt roads. Every state had its own state parks, and Roosevelt made sure that WPA and CCC projects were set up to upgrade them as well as the national systems.[208][209]
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Government spending increased from 8.0% of gross national product (GNP) under Hoover in 1932 to 10.2% of the GNP in 1936. The national debt as a percentage of the GNP had more than doubled under Hoover from 16% to 40% of the GNP in early 1933. It held steady at close to 40% as late as fall 1941, then grew rapidly during the war.[211] The GNP was 34% higher in 1936 than in 1932 and 58% higher in 1940 on the eve of war. That is, the economy grew 58% from 1932 to 1940 in eight years of peacetime, and then grew 56% from 1940 to 1945 in five years of wartime.[211] Unemployment fell dramatically during Roosevelt's first term. It increased in 1938 ("a depression within a depression") but continually declined after 1938.[210] Total employment during Roosevelt's term expanded by 18.31 million jobs, with an average annual increase in jobs during his administration of 5.3%.[212][213]
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The main foreign policy initiative of Roosevelt's first term was the Good Neighbor Policy, which was a re-evaluation of U.S. policy toward Latin America. The United States had frequently intervened in Latin America following the promulgation of the Monroe Doctrine in 1823, and the United States had occupied several Latin American nations in the Banana Wars that had occurred following the Spanish–American War of 1898. After Roosevelt took office, he withdrew U.S. forces from Haiti and reached new treaties with Cuba and Panama, ending their status as U.S. protectorates. In December 1933, Roosevelt signed the Montevideo Convention on the Rights and Duties of States, renouncing the right to intervene unilaterally in the affairs of Latin American countries.[214] Roosevelt also normalized relations with the Soviet Union, which the United States had refused to recognize since the 1920s.[215] Roosevelt hoped to renegotiate the Russian debt from World War I and open trade relations, but no progress was made on either issue, and "both nations were soon disillusioned by the accord."[216]
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The rejection of the Treaty of Versailles in 1919–1920 marked the dominance of isolationism in American foreign policy. Despite Roosevelt's Wilsonian background, he and Secretary of State Cordell Hull acted with great care not to provoke isolationist sentiment. The isolationist movement was bolstered in the early to mid-1930s by Senator Gerald Nye and others who succeeded in their effort to stop the "merchants of death" in the U.S. from selling arms abroad.[217] This effort took the form of the Neutrality Acts; the president asked for, but was refused, a provision to give him the discretion to allow the sale of arms to victims of aggression.[218] Focused on domestic policy, Roosevelt largely acquiesced to Congress's non-interventionist policies in the early-to-mid 1930s.[219] In the interim, Fascist Italy under Benito Mussolini proceeded to overcome Ethiopia, and the Italians joined Nazi Germany under Adolf Hitler in supporting General Francisco Franco and the Nationalist cause in the Spanish Civil War.[220] As that conflict drew to a close in early 1939, Roosevelt expressed regret in not aiding the Spanish Republicans.[221] When Japan invaded China in 1937, isolationism limited Roosevelt's ability to aid China,[222] despite atrocities like the Nanking Massacre and the USS Panay incident.[223]
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Germany annexed Austria in 1938, and soon turned its attention to its eastern neighbors.[225] Roosevelt made it clear that, in the event of German aggression against Czechoslovakia, the U.S. would remain neutral.[226] After completion of the Munich Agreement and the execution of Kristallnacht, American public opinion turned against Germany, and Roosevelt began preparing for a possible war with Germany.[227] Relying on an interventionist political coalition of Southern Democrats and business-oriented Republicans, Roosevelt oversaw the expansion U.S. airpower and war production capacity.[228]
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When World War II began in September 1939 with Germany's invasion of Poland and Britain and France's subsequent declaration of war upon Germany, Roosevelt sought ways to assist Britain and France militarily.[229] Isolationist leaders like Charles Lindbergh and Senator William Borah successfully mobilized opposition to Roosevelt's proposed repeal of the Neutrality Act, but Roosevelt won Congressional approval of the sale of arms on a cash-and-carry basis.[230] He also began a regular secret correspondence with Britain's First Lord of the Admiralty, Winston Churchill, in September 1939 — the first of 1,700 letters and telegrams between them.[231] Roosevelt forged a close personal relationship with Churchill, who became Prime Minister of the United Kingdom in May 1940.[232]
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The Fall of France in June 1940 shocked the American public, and isolationist sentiment declined.[233] In July 1940, Roosevelt appointed two interventionist Republican leaders, Henry L. Stimson and Frank Knox, as Secretaries of War and the Navy, respectively. Both parties gave support to his plans for a rapid build-up of the American military, but the isolationists warned that Roosevelt would get the nation into an unnecessary war with Germany.[234] In July 1940, a group of Congressmen introduced a bill that would authorize the nation's first peacetime draft, and with the support of the Roosevelt administration the Selective Training and Service Act of 1940 passed in September. The size of the army would increase from 189,000 men at the end of 1939 to 1.4 million men in mid-1941.[235] In September 1940, Roosevelt openly defied the Neutrality Acts by reaching the Destroyers for Bases Agreement, which, in exchange for military base rights in the British Caribbean Islands, gave 50 WWI American destroyers to Britain.[236]
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In the months prior to the July 1940 Democratic National Convention, there was much speculation as to whether Roosevelt would run for an unprecedented third term. The two-term tradition, although not yet enshrined in the Constitution,[h] had been established by George Washington when he refused to run for a third term in the 1796 presidential election. Roosevelt refused to give a definitive statement as to his willingness to be a candidate again, and he even indicated to some ambitious Democrats, such as James Farley, that he would not run for a third term and that they could seek the Democratic nomination. However, as Germany swept through Western Europe and menaced Britain in mid-1940, Roosevelt decided that only he had the necessary experience and skills to see the nation safely through the Nazi threat. He was aided by the party's political bosses, who feared that no Democrat except Roosevelt could defeat Wendell Willkie, the popular Republican nominee.[237]
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At the July 1940 Democratic Convention in Chicago, Roosevelt easily swept aside challenges from Farley and Vice President Garner, who had turned against Roosevelt in his second term because of his liberal economic and social policies.[238] To replace Garner on the ticket, Roosevelt turned to Secretary of Agriculture Henry Wallace of Iowa, a former Republican who strongly supported the New Deal and was popular in farm states.[239] The choice was strenuously opposed by many of the party's conservatives, who felt Wallace was too radical and "eccentric" in his private life to be an effective running mate. But Roosevelt insisted that without Wallace on the ticket he would decline re-nomination, and Wallace won the vice-presidential nomination, defeating Speaker of the House William B. Bankhead and other candidates.[238]
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A late August poll taken by Gallup found the race to be essentially tied, but Roosevelt's popularity surged in September following the announcement of the Destroyers for Bases Agreement.[240] Willkie supported much of the New Deal as well as rearmament and aid to Britain, but warned that Roosevelt would drag the country into another European war.[241] Responding to Willkie's attacks, Roosevelt promised to keep the country out of the war.[242] Roosevelt won the 1940 election with 55% of the popular vote, 38 of the 48 states, and almost 85% of the electoral vote.[243]
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The world war dominated FDR's attention, with far more time devoted to world affairs than ever before. Domestic politics and relations with Congress were largely shaped by his efforts to achieve total mobilization of the nation's economic, financial, and institutional resources for the war effort. Even relationships with Latin America and Canada were structured by wartime demands. Roosevelt maintained close personal control of all major diplomatic and military decisions, working closely with his generals and admirals, the war and Navy departments, the British, and even with the Soviet Union. His key advisors on diplomacy were Harry Hopkins (who was based in the White House), Sumner Welles (based in the State Department), and Henry Morgenthau Jr. at Treasury. In military affairs, FDR worked most closely with Secretary Henry L. Stimson at the War Department, Army Chief of Staff George Marshall, and Admiral William D. Leahy.[244][245][246]
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By late 1940, re-armament was in high gear, partly to expand and re-equip the Army and Navy and partly to become the "Arsenal of Democracy" for Britain and other countries.[247] With his famous Four Freedoms speech in January 1941, Roosevelt laid out the case for an Allied battle for basic rights throughout the world. Assisted by Willkie, Roosevelt won Congressional approval of the Lend-Lease program, which directed massive military and economic aid to Britain, and China.[248] In sharp contrast to the loans of World War I, there would be no repayment after the war.[249] As Roosevelt took a firmer stance against Japan, Germany, and Italy, American isolationists such as Charles Lindbergh and the America First Committee vehemently attacked Roosevelt as an irresponsible warmonger.[250] When Germany invaded the Soviet Union in June 1941, Roosevelt agreed to extend Lend-Lease to the Soviets. Thus, Roosevelt had committed the U.S. to the Allied side with a policy of "all aid short of war."[251] By July 1941, Roosevelt authorized the creation of the Office of the Coordinator of Inter-American Affairs (OCIAA) to counter perceived propaganda efforts in Latin America by Germany and Italy.[252][253]
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In August 1941, Roosevelt and Churchill conducted a highly secret bilateral meeting in which they drafted the Atlantic Charter, conceptually outlining global wartime and postwar goals. This would be the first of several wartime conferences;[254] Churchill and Roosevelt would meet ten more times in person.[255] Though Churchill pressed for an American declaration of war against Germany, Roosevelt believed that Congress would reject any attempt to bring the United States into the war.[256] In September, a German submarine fired on the U.S. destroyer Greer, and Roosevelt declared that the U.S. Navy would assume an escort role for Allied convoys in the Atlantic as far east as Great Britain and would fire upon German ships or submarines (U-boats) of the Kriegsmarine if they entered the U.S. Navy zone. This "shoot on sight" policy effectively declared naval war on Germany and was favored by Americans by a margin of 2-to-1.[257]
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After the German invasion of Poland, the primary concern of both Roosevelt and his top military staff was on the war in Europe, but Japan also presented foreign policy challenges. Relations with Japan had continually deteriorated since its invasion of Manchuria in 1931, and they had further worsened with Roosevelt's support of China.[258] With the war in Europe occupying the attention of the major colonial powers, Japanese leaders eyed vulnerable colonies such as the Dutch East Indies, French Indochina, and British Malaya.[259] After Roosevelt announced a $100 million loan (equivalent to $1.8 billion in 2019) to China in reaction to Japan's occupation of northern French Indochina, Japan signed the Tripartite Pact with Germany and Italy. The pact bound each country to defend the others against attack, and Germany, Japan, and Italy became known as the Axis powers.[260] Overcoming those who favored invading the Soviet Union, the Japanese Army high command successfully advocated for the conquest of Southeast Asia to ensure continued access to raw materials.[261] In July 1941, after Japan occupied the remainder of French Indochina, Roosevelt cut off the sale of oil to Japan, depriving Japan of more than 95 percent of its oil supply.[262] He also placed the Philippine military under American command and reinstated General Douglas MacArthur into active duty to command U.S. forces in the Philippines.[263]
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The Japanese were incensed by the embargo and Japanese leaders became determined to attack the United States unless it lifted the embargo. The Roosevelt administration was unwilling to reverse policy, and Secretary of State Hull blocked a potential summit between Roosevelt and Prime Minister Fumimaro Konoe.[i] After diplomatic efforts to end the embargo failed, the Privy Council of Japan authorized a strike against the United States.[265] The Japanese believed that the destruction of the United States Asiatic Fleet (stationed in the Philippines) and the United States Pacific Fleet (stationed at Pearl Harbor in Hawaii) was vital to the conquest of Southeast Asia.[266] On the morning of December 7, 1941, the Japanese struck the U.S. naval base at Pearl Harbor with a surprise attack, knocking out the main American battleship fleet and killing 2,403 American servicemen and civilians. At the same time, separate Japanese task forces attacked Thailand, British Hong Kong, the Philippines, and other targets. Roosevelt called for war in his famous "Infamy Speech" to Congress, in which he said: "Yesterday, December 7, 1941 — a date which will live in infamy — the United States of America was suddenly and deliberately attacked by naval and air forces of the Empire of Japan." In a nearly unanimous vote, Congress declared war on Japan.[267] After the Japanese attack at Pearl Harbor, antiwar sentiment in the United States largely evaporated overnight. On December 11, 1941, Hitler and Mussolini declared war on the United States, which responded in kind.[j][268]
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A majority of scholars have rejected the conspiracy theories that Roosevelt, or any other high government officials, knew in advance about the Japanese attack on Pearl Harbor.[269] The Japanese had kept their secrets closely guarded. Senior American officials were aware that war was imminent, but they did not expect an attack on Pearl Harbor.[270] Roosevelt had expected that the Japanese would attack either the Dutch East Indies or Thailand.[271]
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In late December 1941 Churchill and Roosevelt met at the Arcadia Conference, which established a joint strategy between the U.S. and Britain.
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Both agreed on a Europe first strategy that prioritized the defeat of Germany before Japan. The U.S. and Britain established the Combined Chiefs of Staff to coordinate military policy and the Combined Munitions Assignments Board to coordinate the allocation of supplies.[272] An agreement was also reached to establish a centralized command in the Pacific theater called ABDA, named for the American, British, Dutch, and Australian forces in the theater.[273] On January 1, 1942, the United States, Britain, China, the Soviet Union, and twenty-two other countries (the Allied Powers) issued the Declaration by United Nations, in which each nation pledged to defeat the Axis powers.[274]
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In 1942, Roosevelt formed a new body, the Joint Chiefs of Staff, which made the final decisions on American military strategy. Admiral Ernest J. King as Chief of Naval Operations commanded the Navy and Marines, while General George C. Marshall led the Army and was in nominal control of the Air Force, which in practice was commanded by General Hap Arnold.[275] The Joint Chiefs were chaired by Admiral William D. Leahy, the most senior officer in the military.[276] Roosevelt avoided micromanaging the war and let his top military officers make most decisions.[277] Roosevelt's civilian appointees handled the draft and procurement of men and equipment, but no civilians – not even the secretaries of War or Navy – had a voice in strategy. Roosevelt avoided the State Department and conducted high-level diplomacy through his aides, especially Harry Hopkins, whose influence was bolstered by his control of the Lend Lease funds.[278]
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In August 1939, Leo Szilard and Albert Einstein sent the Einstein–Szilárd letter to Roosevelt, warning of the possibility of a German project to develop nuclear weapons. Szilard realized that the recently discovered process of nuclear fission could be used to create a nuclear chain reaction that could be used as a weapon of mass destruction.[279] Roosevelt feared the consequences of allowing Germany to have sole possession of the technology and authorized preliminary research into nuclear weapons.[k] After the attack on Pearl Harbor, the Roosevelt administration secured the funds needed to continue research and selected General Leslie Groves to oversee the Manhattan Project, which was charged with developing the first nuclear weapons. Roosevelt and Churchill agreed to jointly pursue the project, and Roosevelt helped ensure that American scientists cooperated with their British counterparts.[281]
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Roosevelt coined the term "Four Policemen" to refer to the "Big Four" Allied powers of World War II, the United States, the United Kingdom, the Soviet Union, and China. The "Big Three" of Roosevelt, Churchill, and Soviet leader Joseph Stalin, together with Chinese Generalissimo Chiang Kai-shek, cooperated informally on a plan in which American and British troops concentrated in the West; Soviet troops fought on the Eastern front; and Chinese, British and American troops fought in Asia and the Pacific. The United States also continued to send aid via the Lend-Lease program to the Soviet Union and other countries. The Allies formulated strategy in a series of high-profile conferences as well as by contact through diplomatic and military channels.[282] Beginning in May 1942, the Soviets urged an Anglo-American invasion of German-occupied France in order to divert troops from the Eastern front.[283] Concerned that their forces were not yet ready for an invasion of France, Churchill and Roosevelt decided to delay such an invasion until at least 1943 and instead focus on a landing in North Africa, known as Operation Torch.[284]
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In November 1943, Roosevelt, Churchill, and Stalin met to discuss strategy and post-war plans at the Tehran Conference, where Roosevelt met Stalin for the first time.[285] At the conference, Britain and the United States committed to opening a second front against Germany in 1944, while Stalin committed to entering the war against Japan at an unspecified date. Subsequent conferences at Bretton Woods and Dumbarton Oaks established the framework for the post-war international monetary system and the United Nations, an intergovernmental organization similar to Wilson's failed League of Nations.[286]
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Roosevelt, Churchill, and Stalin met for a second time at the February 1945 Yalta Conference in Crimea. With the end of the war in Europe approaching, Roosevelt's primary focus was on convincing Stalin to enter the war against Japan; the Joint Chiefs had estimated that an American invasion of Japan would cause as many as one million American casualties. In return for the Soviet Union's entrance into the war against Japan, the Soviet Union was promised control of Asian territories such as Sakhalin Island. The three leaders agreed to hold a conference in 1945 to establish the United Nations, and they also agreed on the structure of the United Nations Security Council, which would be charged with ensuring international peace and security. Roosevelt did not push for the immediate evacuation of Soviet soldiers from Poland, but he won the issuance of the Declaration on Liberated Europe, which promised free elections in countries that had been occupied by Germany. Germany itself would not be dismembered, but would be jointly occupied by the United States, France, Britain, and the Soviet Union.[287] Against Soviet pressure, Roosevelt and Churchill refused to consent to imposing huge reparations and deindustrialization on Germany after the war.[288] Roosevelt's role in the Yalta Conference has been controversial; critics charge that he naively trusted the Soviet Union to allow free elections in Eastern Europe, while supporters argue that there was little more that Roosevelt could have done for the Eastern European countries given the Soviet occupation and the need for cooperation with the Soviet Union during and after the war.[289][290]
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The Allies invaded French North Africa in November 1942, securing the surrender of Vichy French forces within days of landing.[291] At the January 1943 Casablanca Conference, the Allies agreed to defeat Axis forces in North Africa and then launch an invasion of Sicily, with an attack on France to take place in 1944. At the conference, Roosevelt also announced that he would only accept the unconditional surrender of Germany, Japan, and Italy.[292] In February 1943, the Soviet Union won a major victory at the Battle of Stalingrad, and in May 1943, the Allies secured the surrender of over 250,000 German and Italian soldiers in North Africa, ending the North African Campaign.[293] The Allies launched an invasion of Sicily in July 1943, capturing the island by the end of the following month.[294] In September 1943, the Allies secured an armistice from Italian Prime Minister Pietro Badoglio, but Germany quickly restored Mussolini to power.[294] The Allied invasion of mainland Italy commenced in September 1943, but the Italian Campaign continued until 1945 as German and Italian troops resisted the Allied advance.[295]
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To command the invasion of France, Roosevelt chose General Dwight D. Eisenhower, who had successfully commanded a multinational coalition in North Africa and Sicily.[296] Eisenhower chose to launch Operation Overlord on June 6, 1944. Supported by 12,000 aircraft and the largest naval force ever assembled, the Allies successfully established a beachhead in Normandy and then advanced further into France.[277] Though reluctant to back an unelected government, Roosevelt recognized Charles de Gaulle's Provisional Government of the French Republic as the de facto government of France in July 1944. After most of France had been liberated from German occupation, Roosevelt granted formal recognition to de Gaulle's government in October 1944.[297] Over the following months, the Allies liberated more territory from Nazi occupation and began the invasion of Germany. By April 1945, Nazi resistance was crumbling in the face of advances by both the Western Allies and the Soviet Union.[298]
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In the opening weeks of the war, Japan conquered the Philippines and the British and Dutch colonies in Southeast Asia. The Japanese advance reached its maximum extent by June 1942, when the U.S. Navy scored a decisive victory at the Battle of Midway. American and Australian forces then began a slow and costly strategy called island hopping or leapfrogging through the Pacific Islands, with the objective of gaining bases from which strategic airpower could be brought to bear on Japan and from which Japan could ultimately be invaded. In contrast to Hitler, Roosevelt took no direct part in the tactical naval operations, though he approved strategic decisions.[299] Roosevelt gave way in part to insistent demands from the public and Congress that more effort be devoted against Japan, but he always insisted on Germany first. The strength of the Japanese navy was decimated in the Battle of Leyte Gulf, and by April 1945 the Allies had re-captured much of their lost territory in the Pacific.[300]
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The home front was subject to dynamic social changes throughout the war, though domestic issues were no longer Roosevelt's most urgent policy concern. The military buildup spurred economic growth. Unemployment fell in half from 7.7 million in spring 1940 to 3.4 million in fall 1941 and fell in half again to 1.5 million in fall 1942, out of a labor force of 54 million.[l] There was a growing labor shortage, accelerating the second wave of the Great Migration of African Americans, farmers and rural populations to manufacturing centers. African Americans from the South went to California and other West Coast states for new jobs in the defense industry. To pay for increased government spending, in 1941 Roosevelt proposed that Congress enact an income tax rate of 99.5% on all income over $100,000; when the proposal failed, he issued an executive order imposing an income tax of 100% on income over $25,000, which Congress rescinded.[302] The Revenue Act of 1942 instituted top tax rates as high as 94% (after accounting for the excess profits tax), greatly increased the tax base, and instituted the first federal withholding tax.[303] In 1944, Roosevelt requested that Congress enact legislation which would tax all "unreasonable" profits, both corporate and individual, and thereby support his declared need for over $10 billion in revenue for the war and other government measures. Congress overrode Roosevelt's veto to pass a smaller revenue bill raising $2 billion.[304]
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In 1942, with the United States now in the conflict, war production increased dramatically, but fell short of the goals established by the president, due in part to manpower shortages.[305] The effort was also hindered by numerous strikes, especially among union workers in the coal mining and railroad industries, which lasted well into 1944.[306][307] Nonetheless, between 1941 and 1945, the United States produced 2.4 million trucks, 300,000 military aircraft, 88,400 tanks, and 40 billion rounds of ammunition. The production capacity of the United States dwarfed that of other countries; for example, in 1944, the United States produced more military aircraft than the combined production of Germany, Japan, Britain, and the Soviet Union.[308] The White House became the ultimate site for labor mediation, conciliation or arbitration. One particular battle royale occurred between Vice President Wallace, who headed the Board of Economic Warfare, and Jesse H. Jones, in charge of the Reconstruction Finance Corporation; both agencies assumed responsibility for acquisition of rubber supplies and came to loggerheads over funding. Roosevelt resolved the dispute by dissolving both agencies.[309] In 1943, Roosevelt established the Office of War Mobilization to oversee the home front; the agency was led by James F. Byrnes, who came to be known as the "assistant president" due to his influence.[294]
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Roosevelt's 1944 State of the Union Address advocated that Americans should think of basic economic rights as a Second Bill of Rights.[310] He stated that all Americans should have the right to "adequate medical care", "a good education", "a decent home", and a "useful and remunerative job".[311] In the most ambitious domestic proposal of his third term, Roosevelt proposed the G.I. Bill, which would create a massive benefits program for returning soldiers. Benefits included post-secondary education, medical care, unemployment insurance, job counseling, and low-cost loans for homes and businesses. The G.I. Bill passed unanimously in both houses of Congress and was signed into law in June 1944. Of the fifteen million Americans who served in World War II, more than half benefitted from the educational opportunities provided for in the G.I. Bill.[312]
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Roosevelt, a chain-smoker throughout his entire adult life,[313][314] had been in declining physical health since at least 1940. In March 1944, shortly after his 62nd birthday, he underwent testing at Bethesda Hospital and was found to have high blood pressure, atherosclerosis, coronary artery disease causing angina pectoris, and congestive heart failure.[315][316][317]
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Hospital physicians and two outside specialists ordered Roosevelt to rest. His personal physician, Admiral Ross McIntire, created a daily schedule that banned business guests for lunch and incorporated two hours of rest each day. During the 1944 re-election campaign, McIntire denied several times that Roosevelt's health was poor; on October 12, for example, he announced that "The President's health is perfectly OK. There are absolutely no organic difficulties at all."[318] Roosevelt realized that his declining health could eventually make it impossible for him to continue as president, and in 1945 he told a confidant that he might resign from the presidency following the end of the war.[319]
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While some Democrats had opposed Roosevelt's nomination in 1940, the president faced little difficulty in securing his re-nomination at the 1944 Democratic National Convention. Roosevelt made it clear before the convention that he was seeking another term, and on the lone presidential ballot of the convention, Roosevelt won the vast majority of delegates, although a minority of Southern Democrats voted for Harry F. Byrd. Party leaders prevailed upon Roosevelt to drop Vice President Wallace from the ticket, believing him to be an electoral liability and a poor potential successor in case of Roosevelt's death. Roosevelt preferred Byrnes as Wallace's replacement but was convinced to support Senator Harry S. Truman of Missouri, who had earned renown for his investigation of war production inefficiency and was acceptable to the various factions of the party. On the second vice presidential ballot of the convention, Truman defeated Wallace to win the nomination.[320]
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The Republicans nominated Thomas E. Dewey, the governor of New York, who had a reputation as a liberal in his party. The opposition accused Roosevelt and his administration of domestic corruption, bureaucratic inefficiency, tolerance of Communism, and military blunders. Labor unions, which had grown rapidly in the war, fully supported Roosevelt. Roosevelt and Truman won the 1944 election by a comfortable margin, defeating Dewey and his running mate John W. Bricker with 53.4% of the popular vote and 432 out of the 531 electoral votes.[321] The president campaigned in favor of a strong United Nations, so his victory symbolized support for the nation's future participation in the international community.[322]
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When Roosevelt returned to the United States from the Yalta Conference, many were shocked to see how old, thin and frail he looked. He spoke while seated in the well of the House, an unprecedented concession to his physical incapacity.[323] During March 1945, he sent strongly worded messages to Stalin accusing him of breaking his Yalta commitments over Poland, Germany, prisoners of war and other issues. When Stalin accused the western Allies of plotting behind his back a separate peace with Hitler, Roosevelt replied: "I cannot avoid a feeling of bitter resentment towards your informers, whoever they are, for such vile misrepresentations of my actions or those of my trusted subordinates."[324]
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On March 29, 1945, Roosevelt went to the Little White House at Warm Springs, Georgia, to rest before his anticipated appearance at the founding conference of the United Nations.
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On April 12, 1945 at Warm Springs, Georgia, President Franklin D. Roosevelt was sitting for watercolourist Elizabeth Shoumatoff. She was commissioned to paint his portrait and started her work around noon.[325] While she was working, in the afternoon, Roosevelt said "I have a terrific headache."[326][327] He then slumped forward in his chair, unconscious, and was carried into his bedroom.
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The president's attending cardiologist, Dr. Howard Bruenn, diagnosed the medical emergency as a massive intracerebral hemorrhage.[328] At 3:35 p.m. that day, Roosevelt died at the age of 63.[329]
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On the morning of April 13, Roosevelt's body was placed in a flag-draped coffin and loaded onto the presidential train for the trip back to Washington. Along the route, thousands flocked to the tracks to pay their respects. After a White House funeral on April 14, Roosevelt was transported by train from Washington, D.C., to his place of birth at Hyde Park. As was his wish, Roosevelt was buried on April 15 in the Rose Garden of his Springwood estate.[330]
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Roosevelt's declining physical health had been kept secret from the general public. His death was met with shock and grief across the U.S. and around the world.[331] After Germany surrendered the following month, newly-sworn in President Truman dedicated Victory in Europe Day and its celebrations to Roosevelt's memory, and kept the flags across the U.S. at half-staff for the remainder of the 30-day mourning period, saying that his only wish was "that Franklin D. Roosevelt had lived to witness this day".[332] World War II finally ended with the signed surrender of Japan in September following the atomic bombings of Hiroshima and Nagasaki and the very late Soviet entry into the war against the Japanese. Truman would preside over the demobilization of the war effort and the establishment of the United Nations and other postwar institutions envisioned during Roosevelt's presidency.[333]
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Roosevelt was viewed as a hero by many African Americans, Catholics, and Jews, and he was highly successful in attracting large majorities of these voters into his New Deal coalition.[334] He won strong support from Chinese Americans and Filipino Americans, but not Japanese Americans, as he presided over their internment in concentration camps during the war.[335] African Americans and Native Americans fared well in two New Deal relief programs, the Civilian Conservation Corps and the Indian Reorganization Act, respectively. Sitkoff reports that the WPA "provided an economic floor for the whole black community in the 1930s, rivaling both agriculture and domestic service as the chief source" of income.[336]
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Roosevelt did not join NAACP leaders in pushing for federal anti-lynching legislation, as he believed that such legislation was unlikely to pass and that his support for it would alienate Southern congressmen. He did, however, appoint a "Black Cabinet" of African American advisers to advise on race relations and African American issues, and he publicly denounced lynching as "murder."[337] First Lady Eleanor Roosevelt vocally supported efforts designed to aid the African American community, including the Fair Labor Standards Act, which helped boost wages for nonwhite workers in the South.[338] In 1941, Roosevelt established the Fair Employment Practices Committee (FEPC) to implement Executive Order 8802, which prohibited racial and religious discrimination in employment among defense contractors. The FEPC was the first national program directed against employment discrimination, and it played a major role in opening up new employment opportunities to non-white workers. During World War II, the proportion of African American men employed in manufacturing positions rose significantly.[339] In response to Roosevelt's policies, African Americans increasingly defected from the Republican Party during the 1930s and 1940s, becoming an important Democratic voting bloc in several Northern states.[337]
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The attack on Pearl Harbor raised concerns in the public regarding the possibility of sabotage by Japanese Americans. This suspicion was fed by long-standing racism against Japanese immigrants, as well as the findings of the Roberts Commission, which concluded that the attack on Pearl Harbor had been assisted by Japanese spies. On February 19, 1942, President Roosevelt signed Executive Order 9066, which relocated hundreds of thousands of the Japanese-American citizens and immigrants. They were forced to liquidate their properties and businesses and interned in hastily built camps in interior, harsh locations. Distracted by other issues, Roosevelt had delegated the decision for internment to Secretary of War Stimson, who in turn relied on the judgment of Assistant Secretary of War John J. McCloy. The Supreme Court upheld the constitutionality of the executive order in the 1944 case of Korematsu v. United States.[340] Many German and Italian citizens were also arrested or placed into internment camps.[341]
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After Kristallnacht in 1938, Roosevelt helped expedite Jewish immigration from Germany and Austria, and allowed German citizens already in the United States to stay indefinitely. However, he was prevented from accepting further Jewish immigrants, practically refugees, by the restrictive Immigration Act of 1924, and antisemitism among voters.[342] Hitler chose to implement the "Final Solution" — the extermination of the European Jewish population — by January 1942, and American officials learned of the scale of the Nazi extermination campaign in the following months. Against the objections of the State Department, Roosevelt convinced the other Allied leaders to jointly issue the Joint Declaration by Members of the United Nations, which condemned the ongoing Holocaust and warned to try its perpetrators as war criminals. In January 1944, Roosevelt established the War Refugee Board to aid Jews and other victims of Axis atrocities. Aside from these actions, Roosevelt believed that the best way to help the persecuted populations of Europe was to end the war as quickly as possible. Top military leaders and War Department leaders rejected any campaign to bomb the extermination camps or the rail lines leading to the camps, fearing it would be a diversion from the war effort. According to biographer Jean Edward Smith, there is no evidence that anyone ever proposed such a campaign to Roosevelt.[343]
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Roosevelt is widely considered to be one of the most important figures in the history of the United States,[344] as well as one of the most influential figures of the 20th century.[345] Historians and political scientists consistently rank Roosevelt, George Washington, and Abraham Lincoln as the three greatest presidents.[346][347][348][349] Reflecting on Roosevelt's presidency, "which brought the United States through the Great Depression and World War II to a prosperous future", said FDR biographer Jean Edward Smith in 2007, "He lifted himself from a wheelchair to lift the nation from its knees."[350]
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The rapid expansion of government programs that occurred during Roosevelt's term redefined the role of the government in the United States, and Roosevelt's advocacy of government social programs was instrumental in redefining liberalism for coming generations.[351] Roosevelt firmly established the United States' leadership role on the world stage, with his role in shaping and financing World War II. His isolationist critics faded away, and even the Republicans joined in his overall policies.[352] He also created a new understanding of the presidency, permanently increasing the power of the president at the expense of Congress.[353]
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His Second Bill of Rights became, according to historian Joshua Zeitz, "the basis of the Democratic Party's aspirations for the better part of four decades."[311] After his death, his widow, Eleanor, continued to be a forceful presence in U.S. and world politics, serving as delegate to the conference which established the United Nations and championing civil rights and liberalism generally. Many members of his administration played leading roles in the administrations of Truman, Kennedy and Johnson, each of whom embraced Roosevelt's political legacy.[354]
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During his presidency, and continuing to a lesser extent afterwards, there has been much criticism of Roosevelt, some of it intense. Critics have questioned not only his policies, positions, and the consolidation of power that occurred due to his responses to the crises of the Depression and World War II but also his breaking with tradition by running for a third term as president.[355] Long after his death, new lines of attack criticized Roosevelt's policies regarding helping the Jews of Europe,[356] incarcerating the Japanese on the West Coast,[357] and opposing anti-lynching legislation.[358]
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Roosevelt's home in Hyde Park is now a National Historic Site and home to his Presidential library. Washington D.C., hosts two memorials to the former president. The largest, the 7 1⁄2-acre (3-hectare) Roosevelt Memorial, is located next to the Jefferson Memorial on the Tidal Basin.[359] A more modest memorial, a block of marble in front of the National Archives building suggested by Roosevelt himself, was erected in 1965.[360] Roosevelt's leadership in the March of Dimes is one reason he is commemorated on the American dime.[361] Roosevelt has also appeared on several U.S. Postage stamps.[362]
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Franklin Delano Roosevelt (/ˈroʊzəvəlt/,[1] /-vɛlt/;[2] January 30, 1882 – April 12, 1945), often referred to by his initials FDR, was an American politician who served as the 32nd president of the United States from 1933 until his death in 1945. A member of the Democratic Party, he won a record four presidential elections and became a central figure in world events during the first half of the 20th century. Roosevelt directed the federal government during most of the Great Depression, implementing his New Deal domestic agenda in response to the worst economic crisis in U.S. history. As a dominant leader of his party, he built the New Deal Coalition, which realigned American politics into the Fifth Party System and defined American liberalism throughout the middle third of the 20th century. His third and fourth terms were dominated by World War II, which ended shortly after he died in office.
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Roosevelt was born in Hyde Park, New York, to the Roosevelt family made well known by the reputation of Theodore Roosevelt, the 26th president of the United States, as well as businessman William Henry Aspinwall. FDR graduated from Groton School and Harvard College and attended Columbia Law School but left after passing the bar exam to practice law in New York City. In 1905, he married his fifth cousin once removed, Eleanor Roosevelt. They had six children, of whom five survived into adulthood. He won election to the New York State Senate in 1910, and then served as Assistant Secretary of the Navy under President Woodrow Wilson during World War I. Roosevelt was James M. Cox's running mate on the Democratic Party's 1920 national ticket, but Cox was defeated by Republican Warren G. Harding. In 1921, Roosevelt contracted a paralytic illness, believed at the time to be polio, and his legs became permanently paralyzed. While attempting to recover from his condition, Roosevelt founded the treatment center in Warm Springs, Georgia, for people with poliomyelitis. In spite of being unable to walk unaided, Roosevelt returned to public office by winning election as Governor of New York in 1928. He served as governor from 1929 to 1933, promoting programs to combat the economic crisis besetting the United States.
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In the 1932 presidential election, Roosevelt defeated Republican President Herbert Hoover in a landslide. Roosevelt took office in the midst of the Great Depression, the worst economic crisis in U.S. history. During the first 100 days of the 73rd United States Congress, Roosevelt spearheaded unprecedented federal legislation and issued a profusion of executive orders that instituted the New Deal — a variety of programs designed to produce relief, recovery, and reform. He created numerous programs to provide relief to the unemployed and farmers while seeking economic recovery with the National Recovery Administration and other programs. He also instituted major regulatory reforms related to finance, communications, and labor, and presided over the end of Prohibition. He harnessed radio to speak directly to the American people, giving 30 "fireside chat" radio addresses during his presidency and becoming the first American president to be televised. With the economy having improved rapidly from 1933 to 1936, Roosevelt won a landslide reelection in 1936. However, the economy then relapsed into a deep recession in 1937 and 1938. After the 1936 election, Roosevelt sought passage of the Judiciary Reorganization Bill of 1937 (the "court packing plan"), which would have expanded the size of the Supreme Court of the United States. The bipartisan Conservative Coalition that formed in 1937 prevented passage of the bill and blocked the implementation of further New Deal programs and reforms. Major surviving programs and legislation implemented under Roosevelt include the Securities and Exchange Commission, the National Labor Relations Act, the Federal Deposit Insurance Corporation, Social Security, and the Fair Labor Standards Act of 1938.
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The United States reelected FDR in 1940 for his third term, making him the only U.S. President to serve for more than two terms. With World War II looming after 1938, Roosevelt gave strong diplomatic and financial support to China, the United Kingdom and eventually the Soviet Union while the U.S. remained officially neutral. Following the Japanese attack on Pearl Harbor on December 7, 1941, an event he famously called "a date which will live in infamy", Roosevelt obtained a congressional declaration of war on Japan, and, a few days later, on Germany and Italy. Assisted by his top aide Harry Hopkins and with very strong national support, he worked closely with British Prime Minister Winston Churchill, Soviet leader Joseph Stalin and Chinese Generalissimo Chiang Kai-shek in leading the Allied Powers against the Axis Powers. Roosevelt supervised the mobilization of the U.S. economy to support the war effort, and implemented a Europe first strategy, making the defeat of Germany a priority over that of Japan. He also initiated the development of the world's first atomic bomb, and worked with the other Allied leaders to lay the groundwork for the United Nations and other post-war institutions. Roosevelt won reelection in 1944, but with his physical health declining during the war years, he died in April 1945, less than three months into his fourth term. The Axis Powers surrendered to the Allies in the months following Roosevelt's death, during the presidency of his successor, Harry S. Truman. He is usually rated by scholars among the nation's greatest presidents, after George Washington and Abraham Lincoln, but has also been subject to substantial criticism.
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Franklin Delano Roosevelt was born on January 30, 1882, in the Hudson Valley town of Hyde Park, New York, to businessman James Roosevelt I and his second wife, Sara Ann Delano. Roosevelt's parents, who were sixth cousins,[4] both came from wealthy old New York families, the Roosevelts, the Aspinwalls and the Delanos, respectively. Roosevelt's patrilineal ancestor migrated to New Amsterdam in the 17th century, and the Roosevelts flourished as merchants and landowners.[5] The Delano family progenitor traveled to the New World on the Mayflower, and the Delanos prospered as merchants and shipbuilders in Massachusetts.[6] Franklin had a half-brother, James "Rosy" Roosevelt, from his father's previous marriage.[7]
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Roosevelt grew up in a wealthy family. His father, James Roosevelt I, graduated from Harvard Law School in 1851, but chose not to practice law after receiving an inheritance from his grandfather, James Roosevelt.[7] Roosevelt's father was a prominent Bourbon Democrat who once took Franklin to meet President Grover Cleveland in the White House.[8] Sara was the dominant influence in Franklin's early years.[9] She once declared, "My son Franklin is a Delano, not a Roosevelt at all."[4] James, who was 54 when Franklin was born, was considered by some as a remote father, though biographer James MacGregor Burns indicates James interacted with his son more than was typical at the time.[10]
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Roosevelt learned to ride, shoot, row, and to play polo and lawn tennis. He took up golf in his teen years, becoming a skilled long hitter.[11] He was club champion in his late teen years at the small golf club on Campobello Island, New Brunswick, Canada, where his family had a summer cottage.[12] He learned to sail early, and when he was 16, his father gave him a sailboat.[13]
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Frequent trips to Europe — he made his first excursion at the age of two and went with his parents every year from the ages of seven to fifteen — helped Roosevelt become conversant in German and French. Except for attending public school in Germany at age nine,[14][15] Roosevelt was home-schooled by tutors until age 14.[16][page needed] He then attended Groton School, an Episcopal boarding school in Groton, Massachusetts, joining the third form.[17][page needed] Its headmaster, Endicott Peabody, preached the duty of Christians to help the less fortunate and urged his students to enter public service. Peabody remained a strong influence throughout Roosevelt's life, officiating at his wedding and visiting him as president.[18][19]
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Like most of his Groton classmates, Roosevelt went to Harvard College.[20] Roosevelt was an average student academically,[21] and he later declared, "I took economics courses in college for four years, and everything I was taught was wrong."[22] He was a member of the Alpha Delta Phi fraternity[23] and the Fly Club,[24] and served as a school cheerleader.[25] Roosevelt was relatively undistinguished as a student or athlete, but he became editor-in-chief of The Harvard Crimson daily newspaper, a position that required great ambition, energy, and the ability to manage others.[26]
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Roosevelt's father died in 1900, causing great distress for him.[27] The following year, Roosevelt's fifth cousin Theodore Roosevelt became President of the United States. Theodore's vigorous leadership style and reforming zeal made him Franklin's role model and hero.[28] Roosevelt graduated from Harvard in 1903 with an A.B. in history. He entered Columbia Law School in 1904, but dropped out in 1907 after passing the New York bar exam.[29][b] In 1908, he took a job with the prestigious law firm of Carter Ledyard & Milburn, working in the firm's admiralty law division.[31]
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In mid-1902, Franklin began courting his future wife Eleanor Roosevelt, with whom he had been acquainted as a child.[32] Eleanor and Franklin were fifth cousins, once removed, and Eleanor was a niece of Theodore Roosevelt.[33] They began corresponding with each other in 1902, and in October 1903,[17][page needed] Franklin proposed marriage to Eleanor.[34]
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On March 17, 1905, Roosevelt married Eleanor in New York City, despite the fierce resistance of his mother.[35] While she did not dislike Eleanor, Sara Roosevelt was very possessive of her son, believing he was too young for marriage. She attempted to break the engagement several times.[36] Eleanor's uncle, President Theodore Roosevelt, stood in at the wedding for Eleanor's deceased father, Elliott.[37] The young couple moved into Springwood, his family's estate at Hyde Park. The home was owned by Sara Roosevelt until her death in 1941 and was very much her home as well.[38] In addition, Franklin and Sara Roosevelt did the planning and furnishing of a townhouse Sara had built for the young couple in New York City; Sara had a twin house built alongside for herself. Eleanor never felt at home in the houses at Hyde Park or New York, but she loved the family's vacation home on Campobello Island, which Sara gave to the couple.[39]
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Biographer James MacGregor Burns said that young Roosevelt was self-assured and at ease in the upper-class.[40] In contrast, Eleanor at the time was shy and disliked social life, and at first, stayed at home to raise their several children. As his father had, Franklin left the raising of the children to his wife, while Eleanor in turn largely relied on hired caregivers to raise the children. Referring to her early experience as a mother, she later stated that she knew "absolutely nothing about handling or feeding a baby."[41] Although Eleanor had an aversion to sexual intercourse and considered it "an ordeal to be endured",[42] she and Franklin had six children. Anna, James, and Elliott were born in 1906, 1907, and 1910, respectively. The couple's second son, Franklin, died in infancy in 1909. Another son, also named Franklin, was born in 1914, and the youngest child, John, was born in 1916.[43]
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Roosevelt had various extra-marital affairs, including one with Eleanor's social secretary Lucy Mercer, which began soon after she was hired in early 1914.[44] In September 1918, Eleanor found letters revealing the affair in Roosevelt's luggage. Franklin contemplated divorcing Eleanor, but Sara objected strongly and Lucy would not agree to marry a divorced man with five children.[45] Franklin and Eleanor remained married, and Roosevelt promised never to see Lucy again. Eleanor never truly forgave him, and their marriage from that point on was more of a political partnership.[46] Eleanor soon thereafter established a separate home in Hyde Park at Val-Kill, and increasingly devoted herself to various social and political causes independently of her husband. The emotional break in their marriage was so severe that when Roosevelt asked Eleanor in 1942 — in light of his failing health — to come back home and live with him again, she refused.[47] He was not always aware of when she visited the White House and for some time she could not easily reach him on the telephone without his secretary's help; Roosevelt, in turn, did not visit Eleanor's New York City apartment until late 1944.[48]
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Franklin broke his promise to Eleanor to refrain from having affairs. He and Lucy maintained a formal correspondence, and began seeing each other again in 1941, or perhaps earlier.[49][50] Lucy was with Roosevelt on the day he died in 1945. Despite this, Roosevelt's affair was not widely known until the 1960s.[47] Roosevelt's son Elliott claimed that his father had a 20-year affair with his private secretary, Marguerite "Missy" LeHand.[51] Another son, James, stated that "there is a real possibility that a romantic relationship existed" between his father and Crown Princess Märtha of Norway, who resided in the White House during part of World War II. Aides began to refer to her at the time as "the president's girlfriend",[52] and gossip linking the two romantically appeared in the newspapers.[53]
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Roosevelt held little passion for the practice of law and confided to friends that he planned to eventually enter politics.[54] Despite his admiration for his cousin, Theodore, Franklin inherited his father's affiliation with the Democratic Party.[55] Prior to the 1910 elections, the local Democratic Party recruited Roosevelt to run for a seat in the New York State Assembly. Roosevelt was an attractive recruit for the party because Theodore Roosevelt was still one of the country's most prominent politicians, and a Democratic Roosevelt was good publicity; the candidate could also pay for his own campaign.[56] Roosevelt's campaign for the state assembly ended after the Democratic incumbent, Lewis Stuyvesant Chanler, chose to seek re-election. Rather than putting his political hopes on hold, Roosevelt ran for a seat in the state senate.[57] The senate district, located in Dutchess County, Columbia County, and Putnam County, was strongly Republican.[58] Roosevelt feared that open opposition from Theodore could effectively end his campaign, but Theodore privately encouraged his cousin's candidacy despite their differences in partisan affiliation.[55] Acting as his own campaign manager, Roosevelt traveled throughout the senate district via automobile at a time when many could not afford cars.[59] Due to his aggressive and effective campaign,[60] the Roosevelt name's influence in the Hudson Valley, and the Democratic landslide that year, Roosevelt won the election, surprising almost everyone.[61]
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Though legislative sessions rarely lasted more than ten weeks, Roosevelt treated his new position as a full-time career.[62] Taking his seat on January 1, 1911, Roosevelt immediately became the leader of a group of "Insurgents" who opposed the bossism of the Tammany Hall machine that dominated the state Democratic Party. In the 1911 U.S. Senate election, which was determined in a joint session of the New York state legislature,[c] Roosevelt and nineteen other Democrats caused a prolonged deadlock by opposing a series of Tammany-backed candidates. Finally, Tammany threw its backing behind James A. O'Gorman, a highly regarded judge who Roosevelt found acceptable, and O'Gorman won the election in late March.[63] Roosevelt soon became a popular figure among New York Democrats, though he had not yet become an eloquent speaker.[61] News articles and cartoons began depicting "the second coming of a Roosevelt" that sent "cold shivers down the spine of Tammany".[64]
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Roosevelt, again in opposition to Tammany Hall, supported New Jersey Governor Woodrow Wilson's successful bid for the 1912 Democratic nomination, earning an informal designation as an original Wilson man.[65] The election became a three-way contest, as Theodore Roosevelt left the Republican Party to launch a third party campaign against Wilson and sitting Republican President William Howard Taft. Franklin's decision to back Wilson over Theodore Roosevelt in the general election alienated some members of his family, although Theodore himself was not offended.[66] Wilson's victory over the divided Republican Party made him the first Democrat to win a presidential election since 1892. Overcoming a bout with typhoid fever, and with extensive assistance from journalist Louis McHenry Howe, Roosevelt was re-elected in the 1912 elections. After the election, he served for a short time as chairman of the Agriculture Committee, and his success with farm and labor bills was a precursor to his New Deal policies twenty years later.[67] By this time he had become more consistently progressive, in support of labor and social welfare programs for women and children; cousin Theodore was of some influence on these issues.[68]
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Roosevelt's support of Wilson led to his appointment in March 1913 as Assistant Secretary of the Navy, the second-ranking official in the Navy Department after Secretary Josephus Daniels.[69] Roosevelt had a lifelong affection for the Navy — he had already collected almost 10,000 naval books and claimed to have read all but one — and was more ardent than Daniels in supporting a large and efficient naval force.[70][71] With Wilson's support, Daniels and Roosevelt instituted a merit-based promotion system and made other reforms to extend civilian control over the autonomous departments of the Navy.[72] Roosevelt oversaw the Navy's civilian employees and earned the respect of union leaders for his fairness in resolving disputes.[73] Not a single strike occurred during his seven-plus years in the office,[74] during which Roosevelt gained experience in labor issues, government management during wartime, naval issues, and logistics, all valuable areas for future office.[75]
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In 1914, Roosevelt made an ill-conceived decision to run for the seat of retiring Republican Senator Elihu Root of New York. Though Roosevelt won the backing of Treasury Secretary William Gibbs McAdoo and Governor Martin H. Glynn, he faced a formidable opponent in the Tammany-backed James W. Gerard.[76] He also lacked Wilson's backing, as Wilson needed Tammany's forces to help marshal his legislation and secure his 1916 re-election.[77] Roosevelt was soundly defeated in the Democratic primary by Gerard, who in turn lost the general election to Republican James Wolcott Wadsworth Jr. Roosevelt learned a valuable lesson, that federal patronage alone, without White House support, could not defeat a strong local organization.[78] After the election, Roosevelt and the boss of the Tammany Hall machine, Charles Francis Murphy, sought an accommodation with one another and became political allies.[79]
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Following his defeat in the Senate primary, Roosevelt refocused on the Navy Department.[80] World War I broke out in July 1914, with the Central Powers of Germany, Austria-Hungary, and the Ottoman Empire seeking to defeat the Allied Powers of Britain, France, and Russia. Though he remained publicly supportive of Wilson, Roosevelt sympathized with the Preparedness Movement, whose leaders strongly favored the Allied Powers and called for a military build-up.[81] The Wilson administration initiated an expansion of the Navy after the sinking of the RMS Lusitania by a German submarine, and Roosevelt helped establish the United States Navy Reserve and the Council of National Defense.[82] In April 1917, after Germany declared it would engage in unrestricted submarine warfare and attacked several U.S. ships, Wilson asked Congress for a declaration of war. Congress approved the declaration of war on Germany on April 6.[83]
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Roosevelt requested that he be allowed to serve as a naval officer, but Wilson insisted that he continue to serve as Assistant Secretary of the Navy. For the next year, Roosevelt remained in Washington to coordinate the mobilization, supply, and deployment of naval vessels and personnel.[84] In the first six months after the U.S. entered the war, the Navy expanded fourfold.[85] In the summer of 1918, Roosevelt traveled to Europe to inspect naval installations and meet with French and British officials. In September, he returned to the United States on board the USS Leviathan, a large troop carrier. On the 11-day voyage, the pandemic influenza virus struck and killed many on board. Roosevelt became very ill with influenza and a complicating pneumonia, but he recovered by the time the ship landed in New York.[86][87] After Germany signed an armistice in November 1918, surrendering and ending the fighting, Daniels and Roosevelt supervised the demobilization of the Navy.[88] Against the advice of older officers such as Admiral William Benson—who claimed he could not "conceive of any use the fleet will ever have for aviation"—Roosevelt personally ordered the preservation of the Navy's Aviation Division.[89] With the Wilson administration coming to an end, Roosevelt began planning for his next run for office. Roosevelt and his associates approached Herbert Hoover about running for the 1920 Democratic presidential nomination, with Roosevelt as his running mate.[90]
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Roosevelt's plan to convince Hoover to run for the Democratic nomination fell through after Hoover publicly declared himself to be a Republican, but Roosevelt nonetheless decided to seek the 1920 vice presidential nomination. After Governor James M. Cox of Ohio won the party's presidential nomination at the 1920 Democratic National Convention, he chose Roosevelt as his running mate, and the party formally nominated Roosevelt by acclamation.[91] Although his nomination surprised most people, Roosevelt balanced the ticket as a moderate, a Wilsonian, and a prohibitionist with a famous name.[92][93] Roosevelt had just turned 38, four years younger than Theodore had been when he received the same nomination from his party. Roosevelt resigned as Assistant Secretary of the Navy after the Democratic convention and campaigned across the nation for the Cox–Roosevelt ticket.[94]
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During the campaign, Cox and Roosevelt defended the Wilson administration and the League of Nations, both of which were unpopular in 1920.[95] Roosevelt personally supported U.S. membership in the League of Nations, but, unlike Wilson, he favored compromising with Senator Henry Cabot Lodge and other "Reservationists."[96] The Cox–Roosevelt ticket was defeated by Republicans Warren G. Harding and Calvin Coolidge in the presidential election by a wide margin, and the Republican ticket carried every state outside of the South.[97] Roosevelt accepted the loss without issue and later reflected that the relationships and good will that he built in the 1920 campaign proved to be a major asset in his 1932 campaign. The 1920 election also saw the first public participation of Eleanor Roosevelt who, with the support of Louis Howe, established herself as a valuable political ally.[98]
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After the election, Roosevelt returned to New York City, where he practiced law and served as a vice president of the Fidelity and Deposit Company.[99] He also sought to build support for a political comeback in the 1922 elections, but his career was derailed by illness.[99] While the Roosevelts were vacationing at Campobello Island in August 1921, he fell ill. His main symptoms were fever; symmetric, ascending paralysis; facial paralysis; bowel and bladder dysfunction; numbness and hyperesthesia; and a descending pattern of recovery. Roosevelt was left permanently paralyzed from the waist down. He was diagnosed with poliomyelitis at the time, but researchers at the University of Texas Medical Branch have suggested his symptoms to be more consistent with Guillain–Barré syndrome – an autoimmune neuropathy which Roosevelt's doctors failed to consider as a diagnostic possibility.[100] However a 2016 analysis found the symptoms to be unlikely the result of Guillain–Barré syndrome and more likely caused by poliomyelitis.[101]
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Though his mother favored his retirement from public life, Roosevelt, his wife, and Roosevelt's close friend and adviser, Louis Howe, were all determined that Roosevelt continue his political career.[102] Roosevelt convinced many people that he was improving, which he believed to be essential prior to running for public office again.[103] He laboriously taught himself to walk short distances while wearing iron braces on his hips and legs by swiveling his torso, supporting himself with a cane.[104] Roosevelt was careful never to be seen using his wheelchair in public, and great care was taken to prevent any portrayal in the press that would highlight his disability.[105] However, his disability was well known before and during his presidency and became a major part of his image. He usually appeared in public standing upright, supported on one side by an aide or one of his sons.[106]
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Beginning in 1925, Roosevelt spent most of his time in the Southern United States, at first on his houseboat, the Larooco.[107] Intrigued by the potential benefits of hydrotherapy, he established a rehabilitation center at Warm Springs, Georgia, in 1926. To create the rehabilitation center, Roosevelt assembled a staff of physical therapists and used most of his inheritance to purchase the Merriweather Inn. In 1938, Roosevelt founded the National Foundation for Infantile Paralysis, leading to the development of polio vaccines.[108]
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Roosevelt maintained contacts with the Democratic Party during the 1920s, and he remained active in New York politics while also establishing contacts in the South, particularly in Georgia.[109] Roosevelt issued an open letter endorsing Al Smith's successful campaign in New York's 1922 gubernatorial election, which both aided Smith and showed Roosevelt's continuing relevance as a political figure.[110] Roosevelt and Smith came from different backgrounds and never fully trusted one another, but Roosevelt supported Smith's progressive policies, while Smith was happy to have the backing of the prominent and well-respected Roosevelt.[111] Roosevelt gave presidential nominating speeches for Smith at the 1924 and 1928 Democratic National Conventions; the speech at the 1924 convention marked a return to public life following his illness and convalescence.[112] The Democrats were badly divided between an urban wing, led by Smith, and a conservative, rural wing, led by William Gibbs McAdoo, and the party suffered a landslide defeat in the 1924 presidential election. Like many others throughout the United States, Roosevelt did not abstain from alcohol during the Prohibition era, but publicly he sought to find a compromise on Prohibition acceptable to both wings of the party.[113]
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In 1925, Smith appointed Roosevelt to the Taconic State Park Commission, and his fellow commissioners chose him as chairman.[114] In this role, he came into conflict with Robert Moses, a Smith protégé,[114] who was the primary force behind the Long Island State Park Commission and the New York State Council of Parks.[114] Roosevelt accused Moses of using the name recognition of prominent individuals including Roosevelt to win political support for state parks, but then diverting funds to the ones Moses favored on Long Island, while Moses worked to block the appointment of Howe to a salaried position as the Taconic commission's secretary.[114] Roosevelt served on the commission until the end of 1928,[115] and his contentious relationship with Moses continued as their careers progressed.[116]
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As the Democratic Party presidential nominee in the 1928 election, Smith, in turn, asked Roosevelt to run for governor in the state election.[117] Roosevelt initially resisted the entreaties of Smith and others within the party, as he was reluctant to leave Warm Springs and feared a Republican landslide in 1928.[118] He agreed to run when party leaders convinced him that only he could defeat the Republican gubernatorial nominee, New York Attorney General Albert Ottinger.[119] Roosevelt won the party's gubernatorial nomination by acclamation, and he once again turned to Louis Howe to lead his campaign. Roosevelt was also joined on the campaign trail by Samuel Rosenman, Frances Perkins, and James Farley, all of whom would become important political associates.[120] While Smith lost the presidency in a landslide, and was defeated in his home state, Roosevelt was elected governor by a one-percent margin.[121] Roosevelt's election as governor of the most populous state immediately made him a contender in the next presidential election.[122]
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Upon taking office in January 1929, Roosevelt proposed the construction of a series of hydroelectric power plants and sought to address the ongoing farm crisis of the 1920s.[123] Relations between Roosevelt and Smith suffered after Roosevelt chose not to retain key Smith appointees like Robert Moses.[124] Roosevelt and Eleanor established a political understanding that would last for the duration of his political career; she would dutifully serve as the governor's wife but would also be free to pursue her own agenda and interests.[125] He also began holding "fireside chats", in which he directly addressed his constituents via radio, often using these chats to pressure the New York State Legislature to advance his agenda.[126] In October 1929, the Wall Street Crash occurred, and the country began sliding into the Great Depression.[127] While President Hoover and many state governors believed that the economic crisis would subside, Roosevelt saw the seriousness of the situation and established a state employment commission. He also became the first governor to publicly endorse the idea of unemployment insurance.[128]
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When Roosevelt began his run for a second term in May 1930, he reiterated his doctrine from the campaign two years before: "that progressive government by its very terms must be a living and growing thing, that the battle for it is never-ending and that if we let up for one single moment or one single year, not merely do we stand still but we fall back in the march of civilization."[129] He ran on a platform that called for aid to farmers, full employment, unemployment insurance, and old-age pensions.[130] His Republican opponent could not overcome the public's criticism of the Republican Party during the economic downturn, and Roosevelt was elected to a second term by a 14% margin.[131] With the Hoover administration resisting proposals to directly address the economic crisis, Governor Roosevelt proposed an economic relief package and the establishment of the Temporary Emergency Relief Administration to distribute those funds. Led first by Jesse I. Straus and then by Harry Hopkins, the agency assisted well over one-third of New York's population between 1932 and 1938.[132] Roosevelt also began an investigation into corruption in New York City among the judiciary, the police force, and organized crime, prompting the creation of the Seabury Commission. Many public officials were removed from office as a result.[133]
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He opened the 1932 Winter Olympics in Lake Placid, becoming the first American to open the Olympic Games as a government official.
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As the 1932 presidential election approached, Roosevelt increasingly turned his attention to national politics. He established a campaign team led by Howe and Farley and a "brain trust" of policy advisers.[134] With the economy ailing, many Democrats hoped that the 1932 elections would result in the election of the first Democratic president since Woodrow Wilson. Roosevelt's re-election as governor had established him as the front-runner for the 1932 Democratic presidential nomination. Roosevelt rallied the progressive supporters of the Wilson administration while also appealing to many conservatives, establishing himself as the leading candidate in the South and West. The chief opposition to Roosevelt's candidacy came from Northeastern conservatives such as Al Smith, the 1928 Democratic presidential nominee. Smith hoped to deny Roosevelt the two-thirds support necessary to win the party's presidential nomination at the 1932 Democratic National Convention in Chicago, and then emerge as the nominee after multiple rounds of balloting. Roosevelt entered the convention with a delegate lead due to his success in the 1932 Democratic primaries, but most delegates entered the convention unbound to any particular candidate. On the first presidential ballot of the convention, Roosevelt received the votes of more than half but less than two-thirds of the delegates, with Smith finishing in a distant second place. Speaker of the House John Nance Garner, who controlled the votes of Texas and California, threw his support behind Roosevelt after the third ballot, and Roosevelt clinched the nomination on the fourth ballot. With little input from Roosevelt, Garner won the vice-presidential nomination. Roosevelt flew in from New York after learning that he had won the nomination, becoming the first major-party presidential nominee to accept the nomination in person.[135]
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In his acceptance speech, Roosevelt declared, "I pledge you, I pledge myself to a new deal for the American people... This is more than a political campaign. It is a call to arms."[136] Roosevelt promised securities regulation, tariff reduction, farm relief, government-funded public works, and other government actions to address the Great Depression.[137] Reflecting changing public opinion, the Democratic platform included a call for the repeal of Prohibition; Roosevelt himself had not taken a public stand on the issue prior to the convention but promised to uphold the party platform.[138] After the convention, Roosevelt won endorsements from several progressive Republicans, including George W. Norris, Hiram Johnson, and Robert La Follette Jr.[139] He also reconciled with the party's conservative wing, and even Al Smith was persuaded to support the Democratic ticket.[140] Hoover's handling of the Bonus Army further damaged the incumbent's popularity, as newspapers across the country criticized the use of force to disperse assembled veterans.[141]
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Roosevelt won 57% of the popular vote and carried all but six states. Historians and political scientists consider the 1932–36 elections to be realigning elections. Roosevelt's victory was enabled by the creation of the New Deal coalition, small farmers, the Southern whites, Catholics, big city political machines, labor unions, northern African Americans (southern ones were still disfranchised), Jews, intellectuals, and political liberals.[142] The creation of the New Deal coalition transformed American politics and started what political scientists call the "New Deal Party System" or the Fifth Party System.[143] Between the Civil War and 1929, Democrats had rarely controlled both houses of Congress and had won just four of seventeen presidential elections; from 1932 to 1979, Democrats won eight of twelve presidential elections and generally controlled both houses of Congress.[144]
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Roosevelt was elected in November 1932 but, like his predecessors, did not take office until the following March. After the election, President Hoover sought to convince Roosevelt to renounce much of his campaign platform and to endorse the Hoover administration's policies.[145] Roosevelt refused Hoover's request to develop a joint program to stop the downward economic spiral, claiming that it would tie his hands and that Hoover had all the power to act if necessary.[146] The economy spiraled downward until the banking system began a complete nationwide shutdown as Hoover's term ended.[147] Roosevelt used the transition period to select the personnel for his incoming administration, and he chose Howe as his chief of staff, Farley as Postmaster General, and Frances Perkins as Secretary of Labor. William H. Woodin, a Republican industrialist close to Roosevelt, was the choice for Secretary of the Treasury, while Roosevelt chose Senator Cordell Hull of Tennessee as Secretary of State. Harold L. Ickes and Henry A. Wallace, two progressive Republicans, were selected for the roles of Secretary of the Interior and Secretary of Agriculture, respectively.[148] In February 1933, Roosevelt escaped an assassination attempt by Giuseppe Zangara, who expressed a "hate for all rulers." Attempting to shoot Roosevelt, Zangara instead mortally wounded Chicago Mayor Anton Cermak, who was sitting alongside Roosevelt.[149][150]
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Roosevelt appointed powerful men to top positions but made all the major decisions, regardless of delays, inefficiency or resentment. Analyzing the president's administrative style, historian James MacGregor Burns concludes:
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The president stayed in charge of his administration...by drawing fully on his formal and informal powers as Chief Executive; by raising goals, creating momentum, inspiring a personal loyalty, getting the best out of people...by deliberately fostering among his aides a sense of competition and a clash of wills that led to disarray, heartbreak, and anger but also set off pulses of executive energy and sparks of creativity...by handing out one job to several men and several jobs to one man, thus strengthening his own position as a court of appeals, as a depository of information, and as a tool of co-ordination; by ignoring or bypassing collective decision-making agencies, such as the Cabinet...and always by persuading, flattering, juggling, improvising, reshuffling, harmonizing, conciliating, manipulating.[151]
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When Roosevelt was inaugurated on March 4, 1933, the U.S. was at the nadir of the worst depression in its history. A quarter of the workforce was unemployed. Farmers were in deep trouble as prices had fallen by 60%. Industrial production had fallen by more than half since 1929. Two million people were homeless. By the evening of March 4, 32 of the 48 states – as well as the District of Columbia – had closed their banks.[152]
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Historians categorized Roosevelt's program as "relief, recovery, and reform." Relief was urgently needed by tens of millions of unemployed. Recovery meant boosting the economy back to normal. Reform meant long-term fixes of what was wrong, especially with the financial and banking systems. Through Roosevelt's series of radio talks, known as fireside chats, he presented his proposals directly to the American public.[153] Energized by his personal victory over his paralytic illness, Roosevelt relied on his persistent optimism and activism to renew the national spirit.[154]
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On his second day in office, Roosevelt declared a four-day national "bank holiday" and called for a special session of Congress to start March 9, on which date Congress passed the Emergency Banking Act.[155] The act, which was based on a plan developed by the Hoover administration and Wall Street bankers, gave the president the power to determine the opening and closing of banks and authorized the Federal Reserve Banks to issue banknotes.[156] The ensuing "First 100 Days" of the 73rd United States Congress saw an unprecedented amount of legislation[157] and set a benchmark against which future presidents would be compared.[158] When the banks reopened on Monday, March 15, stock prices rose by 15 percent and bank deposits exceeded withdrawals, thus ending the bank panic.[159] On March 22, Roosevelt signed the Cullen–Harrison Act, which effectively ended federal Prohibition.[160]
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Roosevelt presided over the establishment of several agencies and measures designed to provide relief for the unemployed and others in need. The Federal Emergency Relief Administration (FERA), under the leadership of Harry Hopkins, was designed to distribute relief to state governments.[161] The Public Works Administration (PWA), under the leadership of Secretary of the Interior Harold Ickes, was created to oversee the construction of large-scale public works such as dams, bridges, and schools.[161] The most popular of all New Deal agencies – and Roosevelt's favorite – was the Civilian Conservation Corps (CCC), which hired 250,000 unemployed young men to work on local rural projects. Roosevelt also expanded a Hoover agency, the Reconstruction Finance Corporation, making it a major source of financing for railroads and industry. Congress gave the Federal Trade Commission broad new regulatory powers and provided mortgage relief to millions of farmers and homeowners. Roosevelt also made agricultural relief a high priority and set up the Agricultural Adjustment Administration (AAA). The AAA tried to force higher prices for commodities by paying farmers to leave land uncultivated and to cut herds.[162]
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Reform of the economy was the goal of the National Industrial Recovery Act (NIRA) of 1933. It sought to end cutthroat competition by forcing industries to establish rules of operation for all firms within specific industries, such as minimum prices, agreements not to compete, and production restrictions. Industry leaders negotiated the rules which were approved by NIRA officials. Industry needed to raise wages as a condition for approval. Provisions encouraged unions and suspended antitrust laws. NIRA was found to be unconstitutional by unanimous decision of the Supreme Court in May 1935; Roosevelt strongly protested the decision.[163] Roosevelt reformed the financial regulatory structure of the nation with the Glass–Steagall Act, creating the Federal Deposit Insurance Corporation (FDIC) to underwrite savings deposits. The act also sought to curb speculation by limiting affiliations between commercial banks and securities firms.[164] In 1934, the Securities and Exchange Commission was created to regulate the trading of securities, while the Federal Communications Commission was established to regulate telecommunications.[165]
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Recovery was pursued through federal spending.[166] The NIRA included $3.3 billion (equivalent to $65.18 billion in 2019) of spending through the Public Works Administration. Roosevelt worked with Senator Norris to create the largest government-owned industrial enterprise in American history — the Tennessee Valley Authority (TVA) — which built dams and power stations, controlled floods, and modernized agriculture and home conditions in the poverty-stricken Tennessee Valley. Executive Order 6102 declared that all privately held gold of American citizens was to be sold to the U.S. Treasury and the price raised from $20 to $35 per ounce. The goal was to counter the deflation which was paralyzing the economy.[167]
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Roosevelt tried to keep his campaign promise by cutting the federal budget — including a reduction in military spending from $752 million in 1932 to $531 million in 1934 and a 40% cut in spending on veterans benefits — by removing 500,000 veterans and widows from the pension rolls and reducing benefits for the remainder, as well as cutting the salaries of federal employees and reducing spending on research and education. But the veterans were well organized and strongly protested, and most benefits were restored or increased by 1934.[168] Veterans groups such as the American Legion and the Veterans of Foreign Wars won their campaign to transform their benefits from payments due in 1945 to immediate cash when Congress overrode the President's veto and passed the Bonus Act in January 1936.[169] It pumped sums equal to 2% of the GDP into the consumer economy and had a major stimulus effect.[170]
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Roosevelt expected that his party would lose several races in the 1934 Congressional elections, as the president's party had done in most previous midterm elections, but the Democrats picked up seats in both houses of Congress. Empowered by the public's apparent vote of confidence in his administration, the first item on Roosevelt's agenda in the 74th Congress was the creation of a social insurance program.[171] The Social Security Act established Social Security and promised economic security for the elderly, the poor and the sick. Roosevelt insisted that it should be funded by payroll taxes rather than from the general fund, saying, "We put those payroll contributions there so as to give the contributors a legal, moral, and political right to collect their pensions and unemployment benefits. With those taxes in there, no damn politician can ever scrap my social security program."[172] Compared with the social security systems in western European countries, the Social Security Act of 1935 was rather conservative. But for the first time, the federal government took responsibility for the economic security of the aged, the temporarily unemployed, dependent children, and the handicapped.[173] Against Roosevelt's original intention for universal coverage, the act only applied to roughly sixty percent of the labor force, as farmers, domestic workers, and other groups were excluded.[174]
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Roosevelt consolidated the various relief organizations, though some, like the PWA, continued to exist. After winning Congressional authorization for further funding of relief efforts, Roosevelt established the Works Progress Administration (WPA). Under the leadership of Harry Hopkins, the WPA employed over three million people in its first year of existence. The WPA undertook numerous construction projects and provided funding to the National Youth Administration and arts organizations.[175]
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Senator Robert Wagner wrote the National Labor Relations Act, which guaranteed workers the right to collective bargaining through unions of their own choice. The act also established the National Labor Relations Board (NLRB) to facilitate wage agreements and to suppress the repeated labor disturbances. The Wagner Act did not compel employers to reach an agreement with their employees, but it opened possibilities for American labor.[176] The result was a tremendous growth of membership in the labor unions, especially in the mass-production sector.[177] When the Flint sit-down strike threatened the production of General Motors, Roosevelt broke with the precedent set by many former presidents and refused to intervene; the strike ultimately led to the unionization of both General Motors and its rivals in the American automobile industry.[178]
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While the First New Deal of 1933 had broad support from most sectors, the Second New Deal challenged the business community. Conservative Democrats, led by Al Smith, fought back with the American Liberty League, savagely attacking Roosevelt and equating him with Karl Marx and Vladimir Lenin.[179] But Smith overplayed his hand, and his boisterous rhetoric let Roosevelt isolate his opponents and identify them with the wealthy vested interests that opposed the New Deal, strengthening Roosevelt for the 1936 landslide.[179] By contrast, labor unions, energized by the Wagner Act, signed up millions of new members and became a major backer of Roosevelt's reelections in 1936, 1940 and 1944.[180]
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Biographer James M. Burns suggests that Roosevelt's policy decisions were guided more by pragmatism than ideology and that he "was like the general of a guerrilla army whose columns, fighting blindly in the mountains through dense ravines and thickets, suddenly converge, half by plan and half by coincidence, and debouch into the plain below."[181] Roosevelt argued that such apparently haphazard methodology was necessary. "The country needs and, unless I mistake its temper, the country demands bold, persistent experimentation," he wrote. "It is common sense to take a method and try it; if it fails, admit it frankly and try another. But above all, try something."[182]
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Though eight million workers remained unemployed in 1936, economic conditions had improved since 1932 and Roosevelt was widely popular. An attempt by Huey Long and other individuals to organize a left-wing alternative to the Democratic Party collapsed after Long's assassination in 1935.[183] Roosevelt won re-nomination with little opposition at the 1936 Democratic National Convention, while his allies overcame Southern resistance to permanently abolish the long-established rule that had required Democratic presidential candidates to win the votes of two-thirds of the delegates rather than a simple majority.[d] The Republicans nominated Kansas Governor Alf Landon, a well-respected but bland candidate whose chances were damaged by the public re-emergence of the still-unpopular Herbert Hoover.[185] While Roosevelt campaigned on his New Deal programs and continued to attack Hoover, Landon sought to win voters who approved of the goals of the New Deal but disagreed with its implementation.[186]
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In the election against Landon and a third-party candidate, Roosevelt won 60.8% of the vote and carried every state except Maine and Vermont.[187] The Democratic ticket won the highest proportion of the popular vote.[e] Democrats also expanded their majorities in Congress, winning control of over three-quarters of the seats in each house. The election also saw the consolidation of the New Deal coalition; while the Democrats lost some of their traditional allies in big business, they were replaced by groups such as organized labor and African Americans, the latter of whom voted Democratic for the first time since the Civil War.[188] Roosevelt lost high income voters, especially businessmen and professionals, but made major gains among the poor and minorities. He won 86 percent of the Jewish vote, 81 percent of Catholics, 80 percent of union members, 76 percent of Southerners, 76 percent of blacks in northern cities, and 75 percent of people on relief. Roosevelt carried 102 of the country's 106 cities with a population of 100,000 or more.[189]
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The Supreme Court became Roosevelt's primary domestic focus during his second term after the court overturned many of his programs, including NIRA. The more conservative members of the court upheld the principles of the Lochner era, which saw numerous economic regulations struck down on the basis of freedom of contract.[191] Roosevelt proposed the Judicial Procedures Reform Bill of 1937, which would have allowed him to appoint an additional Justice for each incumbent Justice over the age of 70; in 1937, there were six Supreme Court Justices over the age of 70. The size of the Court had been set at nine since the passage of the Judiciary Act of 1869, and Congress had altered the number of Justices six other times throughout U.S. history.[192] Roosevelt's "court packing" plan ran into intense political opposition from his own party, led by Vice President Garner, since it upset the separation of powers.[193] A bipartisan coalition of liberals and conservatives of both parties opposed the bill, and Chief Justice Charles Evans Hughes broke with precedent by publicly advocating defeat of the bill. Any chance of passing the bill ended with the death of Senate Majority Leader Joseph Taylor Robinson in July 1937.[194]
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Starting with the 1937 case of West Coast Hotel Co. v. Parrish, the court began to take a more favorable view of economic regulations. That same year, Roosevelt appointed a Supreme Court Justice for the first time, and by 1941, seven of the nine Justices had been appointed by Roosevelt.[f][195] After Parish, the Court shifted its focus from judicial review of economic regulations to the protection of civil liberties.[196] Four of Roosevelt's Supreme Court appointees, Felix Frankfurter, Robert H. Jackson,
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Hugo Black, and William O. Douglas, would be particularly influential in re-shaping the jurisprudence of the Court.[197][198]
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With Roosevelt's influence on the wane following the failure of the Judicial Procedures Reform Bill of 1937, conservative Democrats joined with Republicans to block the implementation of further New Deal programs.[199] Roosevelt did manage to pass some legislation, including the Housing Act of 1937, a second Agricultural Adjustment Act, and the Fair Labor Standards Act (FLSA) of 1938, which was the last major piece of New Deal legislation. The FLSA outlawed child labor, established a federal minimum wage, and required overtime pay for certain employees who work in excess of forty-hours per week.[200] He also won passage of the Reorganization Act of 1939 and subsequently created the Executive Office of the President, making it "the nerve center of the federal administrative system."[201] When the economy began to deteriorate again in late 1937, Roosevelt asked Congress for $5 billion (equivalent to $88.92 billion in 2019) in relief and public works funding. This managed to eventually create as many as 3.3 million WPA jobs by 1938. Projects accomplished under the WPA ranged from new federal courthouses and post offices to facilities and infrastructure for national parks, bridges and other infrastructure across the country, and architectural surveys and archaeological excavations — investments to construct facilities and preserve important resources. Beyond this, however, Roosevelt recommended to a special congressional session only a permanent national farm act, administrative reorganization, and regional planning measures, all of which were leftovers from a regular session. According to Burns, this attempt illustrated Roosevelt's inability to decide on a basic economic program.[202]
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Determined to overcome the opposition of conservative Democrats in Congress, Roosevelt became involved in the 1938 Democratic primaries, actively campaigning for challengers who were more supportive of New Deal reform. Roosevelt failed badly, managing to defeat only one target, a conservative Democrat from New York City.[203] In the November 1938 elections, Democrats lost six Senate seats and 71 House seats, with losses concentrated among pro-New Deal Democrats. When Congress reconvened in 1939, Republicans under Senator Robert Taft formed a Conservative coalition with Southern Democrats, virtually ending Roosevelt's ability to enact his domestic proposals.[204] Despite their opposition to Roosevelt's domestic policies, many of these conservative Congressmen would provide crucial support for Roosevelt's foreign policy before and during World War II.[205]
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Roosevelt had a lifelong interest in the environment and conservation starting with his youthful interest in forestry on his family estate. Although Roosevelt was never an outdoorsman or sportsman on Theodore Roosevelt's scale, his growth of the national systems were comparable.[6] Roosevelt was active in expanding, funding, and promoting the National Park and National Forest systems.[206] Under Roosevelt, their popularity soared, from three million visitors a year at the start of the decade to 15.5 million in 1939.[207] The Civilian Conservation Corps enrolled 3.4 million young men and built 13,000 miles (21,000 kilometers) of trails, planted two billion trees, and upgraded 125,000 miles (201,000 kilometers) of dirt roads. Every state had its own state parks, and Roosevelt made sure that WPA and CCC projects were set up to upgrade them as well as the national systems.[208][209]
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Government spending increased from 8.0% of gross national product (GNP) under Hoover in 1932 to 10.2% of the GNP in 1936. The national debt as a percentage of the GNP had more than doubled under Hoover from 16% to 40% of the GNP in early 1933. It held steady at close to 40% as late as fall 1941, then grew rapidly during the war.[211] The GNP was 34% higher in 1936 than in 1932 and 58% higher in 1940 on the eve of war. That is, the economy grew 58% from 1932 to 1940 in eight years of peacetime, and then grew 56% from 1940 to 1945 in five years of wartime.[211] Unemployment fell dramatically during Roosevelt's first term. It increased in 1938 ("a depression within a depression") but continually declined after 1938.[210] Total employment during Roosevelt's term expanded by 18.31 million jobs, with an average annual increase in jobs during his administration of 5.3%.[212][213]
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The main foreign policy initiative of Roosevelt's first term was the Good Neighbor Policy, which was a re-evaluation of U.S. policy toward Latin America. The United States had frequently intervened in Latin America following the promulgation of the Monroe Doctrine in 1823, and the United States had occupied several Latin American nations in the Banana Wars that had occurred following the Spanish–American War of 1898. After Roosevelt took office, he withdrew U.S. forces from Haiti and reached new treaties with Cuba and Panama, ending their status as U.S. protectorates. In December 1933, Roosevelt signed the Montevideo Convention on the Rights and Duties of States, renouncing the right to intervene unilaterally in the affairs of Latin American countries.[214] Roosevelt also normalized relations with the Soviet Union, which the United States had refused to recognize since the 1920s.[215] Roosevelt hoped to renegotiate the Russian debt from World War I and open trade relations, but no progress was made on either issue, and "both nations were soon disillusioned by the accord."[216]
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The rejection of the Treaty of Versailles in 1919–1920 marked the dominance of isolationism in American foreign policy. Despite Roosevelt's Wilsonian background, he and Secretary of State Cordell Hull acted with great care not to provoke isolationist sentiment. The isolationist movement was bolstered in the early to mid-1930s by Senator Gerald Nye and others who succeeded in their effort to stop the "merchants of death" in the U.S. from selling arms abroad.[217] This effort took the form of the Neutrality Acts; the president asked for, but was refused, a provision to give him the discretion to allow the sale of arms to victims of aggression.[218] Focused on domestic policy, Roosevelt largely acquiesced to Congress's non-interventionist policies in the early-to-mid 1930s.[219] In the interim, Fascist Italy under Benito Mussolini proceeded to overcome Ethiopia, and the Italians joined Nazi Germany under Adolf Hitler in supporting General Francisco Franco and the Nationalist cause in the Spanish Civil War.[220] As that conflict drew to a close in early 1939, Roosevelt expressed regret in not aiding the Spanish Republicans.[221] When Japan invaded China in 1937, isolationism limited Roosevelt's ability to aid China,[222] despite atrocities like the Nanking Massacre and the USS Panay incident.[223]
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Germany annexed Austria in 1938, and soon turned its attention to its eastern neighbors.[225] Roosevelt made it clear that, in the event of German aggression against Czechoslovakia, the U.S. would remain neutral.[226] After completion of the Munich Agreement and the execution of Kristallnacht, American public opinion turned against Germany, and Roosevelt began preparing for a possible war with Germany.[227] Relying on an interventionist political coalition of Southern Democrats and business-oriented Republicans, Roosevelt oversaw the expansion U.S. airpower and war production capacity.[228]
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When World War II began in September 1939 with Germany's invasion of Poland and Britain and France's subsequent declaration of war upon Germany, Roosevelt sought ways to assist Britain and France militarily.[229] Isolationist leaders like Charles Lindbergh and Senator William Borah successfully mobilized opposition to Roosevelt's proposed repeal of the Neutrality Act, but Roosevelt won Congressional approval of the sale of arms on a cash-and-carry basis.[230] He also began a regular secret correspondence with Britain's First Lord of the Admiralty, Winston Churchill, in September 1939 — the first of 1,700 letters and telegrams between them.[231] Roosevelt forged a close personal relationship with Churchill, who became Prime Minister of the United Kingdom in May 1940.[232]
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The Fall of France in June 1940 shocked the American public, and isolationist sentiment declined.[233] In July 1940, Roosevelt appointed two interventionist Republican leaders, Henry L. Stimson and Frank Knox, as Secretaries of War and the Navy, respectively. Both parties gave support to his plans for a rapid build-up of the American military, but the isolationists warned that Roosevelt would get the nation into an unnecessary war with Germany.[234] In July 1940, a group of Congressmen introduced a bill that would authorize the nation's first peacetime draft, and with the support of the Roosevelt administration the Selective Training and Service Act of 1940 passed in September. The size of the army would increase from 189,000 men at the end of 1939 to 1.4 million men in mid-1941.[235] In September 1940, Roosevelt openly defied the Neutrality Acts by reaching the Destroyers for Bases Agreement, which, in exchange for military base rights in the British Caribbean Islands, gave 50 WWI American destroyers to Britain.[236]
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In the months prior to the July 1940 Democratic National Convention, there was much speculation as to whether Roosevelt would run for an unprecedented third term. The two-term tradition, although not yet enshrined in the Constitution,[h] had been established by George Washington when he refused to run for a third term in the 1796 presidential election. Roosevelt refused to give a definitive statement as to his willingness to be a candidate again, and he even indicated to some ambitious Democrats, such as James Farley, that he would not run for a third term and that they could seek the Democratic nomination. However, as Germany swept through Western Europe and menaced Britain in mid-1940, Roosevelt decided that only he had the necessary experience and skills to see the nation safely through the Nazi threat. He was aided by the party's political bosses, who feared that no Democrat except Roosevelt could defeat Wendell Willkie, the popular Republican nominee.[237]
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At the July 1940 Democratic Convention in Chicago, Roosevelt easily swept aside challenges from Farley and Vice President Garner, who had turned against Roosevelt in his second term because of his liberal economic and social policies.[238] To replace Garner on the ticket, Roosevelt turned to Secretary of Agriculture Henry Wallace of Iowa, a former Republican who strongly supported the New Deal and was popular in farm states.[239] The choice was strenuously opposed by many of the party's conservatives, who felt Wallace was too radical and "eccentric" in his private life to be an effective running mate. But Roosevelt insisted that without Wallace on the ticket he would decline re-nomination, and Wallace won the vice-presidential nomination, defeating Speaker of the House William B. Bankhead and other candidates.[238]
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A late August poll taken by Gallup found the race to be essentially tied, but Roosevelt's popularity surged in September following the announcement of the Destroyers for Bases Agreement.[240] Willkie supported much of the New Deal as well as rearmament and aid to Britain, but warned that Roosevelt would drag the country into another European war.[241] Responding to Willkie's attacks, Roosevelt promised to keep the country out of the war.[242] Roosevelt won the 1940 election with 55% of the popular vote, 38 of the 48 states, and almost 85% of the electoral vote.[243]
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The world war dominated FDR's attention, with far more time devoted to world affairs than ever before. Domestic politics and relations with Congress were largely shaped by his efforts to achieve total mobilization of the nation's economic, financial, and institutional resources for the war effort. Even relationships with Latin America and Canada were structured by wartime demands. Roosevelt maintained close personal control of all major diplomatic and military decisions, working closely with his generals and admirals, the war and Navy departments, the British, and even with the Soviet Union. His key advisors on diplomacy were Harry Hopkins (who was based in the White House), Sumner Welles (based in the State Department), and Henry Morgenthau Jr. at Treasury. In military affairs, FDR worked most closely with Secretary Henry L. Stimson at the War Department, Army Chief of Staff George Marshall, and Admiral William D. Leahy.[244][245][246]
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By late 1940, re-armament was in high gear, partly to expand and re-equip the Army and Navy and partly to become the "Arsenal of Democracy" for Britain and other countries.[247] With his famous Four Freedoms speech in January 1941, Roosevelt laid out the case for an Allied battle for basic rights throughout the world. Assisted by Willkie, Roosevelt won Congressional approval of the Lend-Lease program, which directed massive military and economic aid to Britain, and China.[248] In sharp contrast to the loans of World War I, there would be no repayment after the war.[249] As Roosevelt took a firmer stance against Japan, Germany, and Italy, American isolationists such as Charles Lindbergh and the America First Committee vehemently attacked Roosevelt as an irresponsible warmonger.[250] When Germany invaded the Soviet Union in June 1941, Roosevelt agreed to extend Lend-Lease to the Soviets. Thus, Roosevelt had committed the U.S. to the Allied side with a policy of "all aid short of war."[251] By July 1941, Roosevelt authorized the creation of the Office of the Coordinator of Inter-American Affairs (OCIAA) to counter perceived propaganda efforts in Latin America by Germany and Italy.[252][253]
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In August 1941, Roosevelt and Churchill conducted a highly secret bilateral meeting in which they drafted the Atlantic Charter, conceptually outlining global wartime and postwar goals. This would be the first of several wartime conferences;[254] Churchill and Roosevelt would meet ten more times in person.[255] Though Churchill pressed for an American declaration of war against Germany, Roosevelt believed that Congress would reject any attempt to bring the United States into the war.[256] In September, a German submarine fired on the U.S. destroyer Greer, and Roosevelt declared that the U.S. Navy would assume an escort role for Allied convoys in the Atlantic as far east as Great Britain and would fire upon German ships or submarines (U-boats) of the Kriegsmarine if they entered the U.S. Navy zone. This "shoot on sight" policy effectively declared naval war on Germany and was favored by Americans by a margin of 2-to-1.[257]
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After the German invasion of Poland, the primary concern of both Roosevelt and his top military staff was on the war in Europe, but Japan also presented foreign policy challenges. Relations with Japan had continually deteriorated since its invasion of Manchuria in 1931, and they had further worsened with Roosevelt's support of China.[258] With the war in Europe occupying the attention of the major colonial powers, Japanese leaders eyed vulnerable colonies such as the Dutch East Indies, French Indochina, and British Malaya.[259] After Roosevelt announced a $100 million loan (equivalent to $1.8 billion in 2019) to China in reaction to Japan's occupation of northern French Indochina, Japan signed the Tripartite Pact with Germany and Italy. The pact bound each country to defend the others against attack, and Germany, Japan, and Italy became known as the Axis powers.[260] Overcoming those who favored invading the Soviet Union, the Japanese Army high command successfully advocated for the conquest of Southeast Asia to ensure continued access to raw materials.[261] In July 1941, after Japan occupied the remainder of French Indochina, Roosevelt cut off the sale of oil to Japan, depriving Japan of more than 95 percent of its oil supply.[262] He also placed the Philippine military under American command and reinstated General Douglas MacArthur into active duty to command U.S. forces in the Philippines.[263]
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The Japanese were incensed by the embargo and Japanese leaders became determined to attack the United States unless it lifted the embargo. The Roosevelt administration was unwilling to reverse policy, and Secretary of State Hull blocked a potential summit between Roosevelt and Prime Minister Fumimaro Konoe.[i] After diplomatic efforts to end the embargo failed, the Privy Council of Japan authorized a strike against the United States.[265] The Japanese believed that the destruction of the United States Asiatic Fleet (stationed in the Philippines) and the United States Pacific Fleet (stationed at Pearl Harbor in Hawaii) was vital to the conquest of Southeast Asia.[266] On the morning of December 7, 1941, the Japanese struck the U.S. naval base at Pearl Harbor with a surprise attack, knocking out the main American battleship fleet and killing 2,403 American servicemen and civilians. At the same time, separate Japanese task forces attacked Thailand, British Hong Kong, the Philippines, and other targets. Roosevelt called for war in his famous "Infamy Speech" to Congress, in which he said: "Yesterday, December 7, 1941 — a date which will live in infamy — the United States of America was suddenly and deliberately attacked by naval and air forces of the Empire of Japan." In a nearly unanimous vote, Congress declared war on Japan.[267] After the Japanese attack at Pearl Harbor, antiwar sentiment in the United States largely evaporated overnight. On December 11, 1941, Hitler and Mussolini declared war on the United States, which responded in kind.[j][268]
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A majority of scholars have rejected the conspiracy theories that Roosevelt, or any other high government officials, knew in advance about the Japanese attack on Pearl Harbor.[269] The Japanese had kept their secrets closely guarded. Senior American officials were aware that war was imminent, but they did not expect an attack on Pearl Harbor.[270] Roosevelt had expected that the Japanese would attack either the Dutch East Indies or Thailand.[271]
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In late December 1941 Churchill and Roosevelt met at the Arcadia Conference, which established a joint strategy between the U.S. and Britain.
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Both agreed on a Europe first strategy that prioritized the defeat of Germany before Japan. The U.S. and Britain established the Combined Chiefs of Staff to coordinate military policy and the Combined Munitions Assignments Board to coordinate the allocation of supplies.[272] An agreement was also reached to establish a centralized command in the Pacific theater called ABDA, named for the American, British, Dutch, and Australian forces in the theater.[273] On January 1, 1942, the United States, Britain, China, the Soviet Union, and twenty-two other countries (the Allied Powers) issued the Declaration by United Nations, in which each nation pledged to defeat the Axis powers.[274]
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In 1942, Roosevelt formed a new body, the Joint Chiefs of Staff, which made the final decisions on American military strategy. Admiral Ernest J. King as Chief of Naval Operations commanded the Navy and Marines, while General George C. Marshall led the Army and was in nominal control of the Air Force, which in practice was commanded by General Hap Arnold.[275] The Joint Chiefs were chaired by Admiral William D. Leahy, the most senior officer in the military.[276] Roosevelt avoided micromanaging the war and let his top military officers make most decisions.[277] Roosevelt's civilian appointees handled the draft and procurement of men and equipment, but no civilians – not even the secretaries of War or Navy – had a voice in strategy. Roosevelt avoided the State Department and conducted high-level diplomacy through his aides, especially Harry Hopkins, whose influence was bolstered by his control of the Lend Lease funds.[278]
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In August 1939, Leo Szilard and Albert Einstein sent the Einstein–Szilárd letter to Roosevelt, warning of the possibility of a German project to develop nuclear weapons. Szilard realized that the recently discovered process of nuclear fission could be used to create a nuclear chain reaction that could be used as a weapon of mass destruction.[279] Roosevelt feared the consequences of allowing Germany to have sole possession of the technology and authorized preliminary research into nuclear weapons.[k] After the attack on Pearl Harbor, the Roosevelt administration secured the funds needed to continue research and selected General Leslie Groves to oversee the Manhattan Project, which was charged with developing the first nuclear weapons. Roosevelt and Churchill agreed to jointly pursue the project, and Roosevelt helped ensure that American scientists cooperated with their British counterparts.[281]
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Roosevelt coined the term "Four Policemen" to refer to the "Big Four" Allied powers of World War II, the United States, the United Kingdom, the Soviet Union, and China. The "Big Three" of Roosevelt, Churchill, and Soviet leader Joseph Stalin, together with Chinese Generalissimo Chiang Kai-shek, cooperated informally on a plan in which American and British troops concentrated in the West; Soviet troops fought on the Eastern front; and Chinese, British and American troops fought in Asia and the Pacific. The United States also continued to send aid via the Lend-Lease program to the Soviet Union and other countries. The Allies formulated strategy in a series of high-profile conferences as well as by contact through diplomatic and military channels.[282] Beginning in May 1942, the Soviets urged an Anglo-American invasion of German-occupied France in order to divert troops from the Eastern front.[283] Concerned that their forces were not yet ready for an invasion of France, Churchill and Roosevelt decided to delay such an invasion until at least 1943 and instead focus on a landing in North Africa, known as Operation Torch.[284]
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In November 1943, Roosevelt, Churchill, and Stalin met to discuss strategy and post-war plans at the Tehran Conference, where Roosevelt met Stalin for the first time.[285] At the conference, Britain and the United States committed to opening a second front against Germany in 1944, while Stalin committed to entering the war against Japan at an unspecified date. Subsequent conferences at Bretton Woods and Dumbarton Oaks established the framework for the post-war international monetary system and the United Nations, an intergovernmental organization similar to Wilson's failed League of Nations.[286]
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Roosevelt, Churchill, and Stalin met for a second time at the February 1945 Yalta Conference in Crimea. With the end of the war in Europe approaching, Roosevelt's primary focus was on convincing Stalin to enter the war against Japan; the Joint Chiefs had estimated that an American invasion of Japan would cause as many as one million American casualties. In return for the Soviet Union's entrance into the war against Japan, the Soviet Union was promised control of Asian territories such as Sakhalin Island. The three leaders agreed to hold a conference in 1945 to establish the United Nations, and they also agreed on the structure of the United Nations Security Council, which would be charged with ensuring international peace and security. Roosevelt did not push for the immediate evacuation of Soviet soldiers from Poland, but he won the issuance of the Declaration on Liberated Europe, which promised free elections in countries that had been occupied by Germany. Germany itself would not be dismembered, but would be jointly occupied by the United States, France, Britain, and the Soviet Union.[287] Against Soviet pressure, Roosevelt and Churchill refused to consent to imposing huge reparations and deindustrialization on Germany after the war.[288] Roosevelt's role in the Yalta Conference has been controversial; critics charge that he naively trusted the Soviet Union to allow free elections in Eastern Europe, while supporters argue that there was little more that Roosevelt could have done for the Eastern European countries given the Soviet occupation and the need for cooperation with the Soviet Union during and after the war.[289][290]
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The Allies invaded French North Africa in November 1942, securing the surrender of Vichy French forces within days of landing.[291] At the January 1943 Casablanca Conference, the Allies agreed to defeat Axis forces in North Africa and then launch an invasion of Sicily, with an attack on France to take place in 1944. At the conference, Roosevelt also announced that he would only accept the unconditional surrender of Germany, Japan, and Italy.[292] In February 1943, the Soviet Union won a major victory at the Battle of Stalingrad, and in May 1943, the Allies secured the surrender of over 250,000 German and Italian soldiers in North Africa, ending the North African Campaign.[293] The Allies launched an invasion of Sicily in July 1943, capturing the island by the end of the following month.[294] In September 1943, the Allies secured an armistice from Italian Prime Minister Pietro Badoglio, but Germany quickly restored Mussolini to power.[294] The Allied invasion of mainland Italy commenced in September 1943, but the Italian Campaign continued until 1945 as German and Italian troops resisted the Allied advance.[295]
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To command the invasion of France, Roosevelt chose General Dwight D. Eisenhower, who had successfully commanded a multinational coalition in North Africa and Sicily.[296] Eisenhower chose to launch Operation Overlord on June 6, 1944. Supported by 12,000 aircraft and the largest naval force ever assembled, the Allies successfully established a beachhead in Normandy and then advanced further into France.[277] Though reluctant to back an unelected government, Roosevelt recognized Charles de Gaulle's Provisional Government of the French Republic as the de facto government of France in July 1944. After most of France had been liberated from German occupation, Roosevelt granted formal recognition to de Gaulle's government in October 1944.[297] Over the following months, the Allies liberated more territory from Nazi occupation and began the invasion of Germany. By April 1945, Nazi resistance was crumbling in the face of advances by both the Western Allies and the Soviet Union.[298]
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In the opening weeks of the war, Japan conquered the Philippines and the British and Dutch colonies in Southeast Asia. The Japanese advance reached its maximum extent by June 1942, when the U.S. Navy scored a decisive victory at the Battle of Midway. American and Australian forces then began a slow and costly strategy called island hopping or leapfrogging through the Pacific Islands, with the objective of gaining bases from which strategic airpower could be brought to bear on Japan and from which Japan could ultimately be invaded. In contrast to Hitler, Roosevelt took no direct part in the tactical naval operations, though he approved strategic decisions.[299] Roosevelt gave way in part to insistent demands from the public and Congress that more effort be devoted against Japan, but he always insisted on Germany first. The strength of the Japanese navy was decimated in the Battle of Leyte Gulf, and by April 1945 the Allies had re-captured much of their lost territory in the Pacific.[300]
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The home front was subject to dynamic social changes throughout the war, though domestic issues were no longer Roosevelt's most urgent policy concern. The military buildup spurred economic growth. Unemployment fell in half from 7.7 million in spring 1940 to 3.4 million in fall 1941 and fell in half again to 1.5 million in fall 1942, out of a labor force of 54 million.[l] There was a growing labor shortage, accelerating the second wave of the Great Migration of African Americans, farmers and rural populations to manufacturing centers. African Americans from the South went to California and other West Coast states for new jobs in the defense industry. To pay for increased government spending, in 1941 Roosevelt proposed that Congress enact an income tax rate of 99.5% on all income over $100,000; when the proposal failed, he issued an executive order imposing an income tax of 100% on income over $25,000, which Congress rescinded.[302] The Revenue Act of 1942 instituted top tax rates as high as 94% (after accounting for the excess profits tax), greatly increased the tax base, and instituted the first federal withholding tax.[303] In 1944, Roosevelt requested that Congress enact legislation which would tax all "unreasonable" profits, both corporate and individual, and thereby support his declared need for over $10 billion in revenue for the war and other government measures. Congress overrode Roosevelt's veto to pass a smaller revenue bill raising $2 billion.[304]
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In 1942, with the United States now in the conflict, war production increased dramatically, but fell short of the goals established by the president, due in part to manpower shortages.[305] The effort was also hindered by numerous strikes, especially among union workers in the coal mining and railroad industries, which lasted well into 1944.[306][307] Nonetheless, between 1941 and 1945, the United States produced 2.4 million trucks, 300,000 military aircraft, 88,400 tanks, and 40 billion rounds of ammunition. The production capacity of the United States dwarfed that of other countries; for example, in 1944, the United States produced more military aircraft than the combined production of Germany, Japan, Britain, and the Soviet Union.[308] The White House became the ultimate site for labor mediation, conciliation or arbitration. One particular battle royale occurred between Vice President Wallace, who headed the Board of Economic Warfare, and Jesse H. Jones, in charge of the Reconstruction Finance Corporation; both agencies assumed responsibility for acquisition of rubber supplies and came to loggerheads over funding. Roosevelt resolved the dispute by dissolving both agencies.[309] In 1943, Roosevelt established the Office of War Mobilization to oversee the home front; the agency was led by James F. Byrnes, who came to be known as the "assistant president" due to his influence.[294]
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Roosevelt's 1944 State of the Union Address advocated that Americans should think of basic economic rights as a Second Bill of Rights.[310] He stated that all Americans should have the right to "adequate medical care", "a good education", "a decent home", and a "useful and remunerative job".[311] In the most ambitious domestic proposal of his third term, Roosevelt proposed the G.I. Bill, which would create a massive benefits program for returning soldiers. Benefits included post-secondary education, medical care, unemployment insurance, job counseling, and low-cost loans for homes and businesses. The G.I. Bill passed unanimously in both houses of Congress and was signed into law in June 1944. Of the fifteen million Americans who served in World War II, more than half benefitted from the educational opportunities provided for in the G.I. Bill.[312]
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Roosevelt, a chain-smoker throughout his entire adult life,[313][314] had been in declining physical health since at least 1940. In March 1944, shortly after his 62nd birthday, he underwent testing at Bethesda Hospital and was found to have high blood pressure, atherosclerosis, coronary artery disease causing angina pectoris, and congestive heart failure.[315][316][317]
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Hospital physicians and two outside specialists ordered Roosevelt to rest. His personal physician, Admiral Ross McIntire, created a daily schedule that banned business guests for lunch and incorporated two hours of rest each day. During the 1944 re-election campaign, McIntire denied several times that Roosevelt's health was poor; on October 12, for example, he announced that "The President's health is perfectly OK. There are absolutely no organic difficulties at all."[318] Roosevelt realized that his declining health could eventually make it impossible for him to continue as president, and in 1945 he told a confidant that he might resign from the presidency following the end of the war.[319]
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While some Democrats had opposed Roosevelt's nomination in 1940, the president faced little difficulty in securing his re-nomination at the 1944 Democratic National Convention. Roosevelt made it clear before the convention that he was seeking another term, and on the lone presidential ballot of the convention, Roosevelt won the vast majority of delegates, although a minority of Southern Democrats voted for Harry F. Byrd. Party leaders prevailed upon Roosevelt to drop Vice President Wallace from the ticket, believing him to be an electoral liability and a poor potential successor in case of Roosevelt's death. Roosevelt preferred Byrnes as Wallace's replacement but was convinced to support Senator Harry S. Truman of Missouri, who had earned renown for his investigation of war production inefficiency and was acceptable to the various factions of the party. On the second vice presidential ballot of the convention, Truman defeated Wallace to win the nomination.[320]
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The Republicans nominated Thomas E. Dewey, the governor of New York, who had a reputation as a liberal in his party. The opposition accused Roosevelt and his administration of domestic corruption, bureaucratic inefficiency, tolerance of Communism, and military blunders. Labor unions, which had grown rapidly in the war, fully supported Roosevelt. Roosevelt and Truman won the 1944 election by a comfortable margin, defeating Dewey and his running mate John W. Bricker with 53.4% of the popular vote and 432 out of the 531 electoral votes.[321] The president campaigned in favor of a strong United Nations, so his victory symbolized support for the nation's future participation in the international community.[322]
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When Roosevelt returned to the United States from the Yalta Conference, many were shocked to see how old, thin and frail he looked. He spoke while seated in the well of the House, an unprecedented concession to his physical incapacity.[323] During March 1945, he sent strongly worded messages to Stalin accusing him of breaking his Yalta commitments over Poland, Germany, prisoners of war and other issues. When Stalin accused the western Allies of plotting behind his back a separate peace with Hitler, Roosevelt replied: "I cannot avoid a feeling of bitter resentment towards your informers, whoever they are, for such vile misrepresentations of my actions or those of my trusted subordinates."[324]
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On March 29, 1945, Roosevelt went to the Little White House at Warm Springs, Georgia, to rest before his anticipated appearance at the founding conference of the United Nations.
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On April 12, 1945 at Warm Springs, Georgia, President Franklin D. Roosevelt was sitting for watercolourist Elizabeth Shoumatoff. She was commissioned to paint his portrait and started her work around noon.[325] While she was working, in the afternoon, Roosevelt said "I have a terrific headache."[326][327] He then slumped forward in his chair, unconscious, and was carried into his bedroom.
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The president's attending cardiologist, Dr. Howard Bruenn, diagnosed the medical emergency as a massive intracerebral hemorrhage.[328] At 3:35 p.m. that day, Roosevelt died at the age of 63.[329]
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On the morning of April 13, Roosevelt's body was placed in a flag-draped coffin and loaded onto the presidential train for the trip back to Washington. Along the route, thousands flocked to the tracks to pay their respects. After a White House funeral on April 14, Roosevelt was transported by train from Washington, D.C., to his place of birth at Hyde Park. As was his wish, Roosevelt was buried on April 15 in the Rose Garden of his Springwood estate.[330]
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Roosevelt's declining physical health had been kept secret from the general public. His death was met with shock and grief across the U.S. and around the world.[331] After Germany surrendered the following month, newly-sworn in President Truman dedicated Victory in Europe Day and its celebrations to Roosevelt's memory, and kept the flags across the U.S. at half-staff for the remainder of the 30-day mourning period, saying that his only wish was "that Franklin D. Roosevelt had lived to witness this day".[332] World War II finally ended with the signed surrender of Japan in September following the atomic bombings of Hiroshima and Nagasaki and the very late Soviet entry into the war against the Japanese. Truman would preside over the demobilization of the war effort and the establishment of the United Nations and other postwar institutions envisioned during Roosevelt's presidency.[333]
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Roosevelt was viewed as a hero by many African Americans, Catholics, and Jews, and he was highly successful in attracting large majorities of these voters into his New Deal coalition.[334] He won strong support from Chinese Americans and Filipino Americans, but not Japanese Americans, as he presided over their internment in concentration camps during the war.[335] African Americans and Native Americans fared well in two New Deal relief programs, the Civilian Conservation Corps and the Indian Reorganization Act, respectively. Sitkoff reports that the WPA "provided an economic floor for the whole black community in the 1930s, rivaling both agriculture and domestic service as the chief source" of income.[336]
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Roosevelt did not join NAACP leaders in pushing for federal anti-lynching legislation, as he believed that such legislation was unlikely to pass and that his support for it would alienate Southern congressmen. He did, however, appoint a "Black Cabinet" of African American advisers to advise on race relations and African American issues, and he publicly denounced lynching as "murder."[337] First Lady Eleanor Roosevelt vocally supported efforts designed to aid the African American community, including the Fair Labor Standards Act, which helped boost wages for nonwhite workers in the South.[338] In 1941, Roosevelt established the Fair Employment Practices Committee (FEPC) to implement Executive Order 8802, which prohibited racial and religious discrimination in employment among defense contractors. The FEPC was the first national program directed against employment discrimination, and it played a major role in opening up new employment opportunities to non-white workers. During World War II, the proportion of African American men employed in manufacturing positions rose significantly.[339] In response to Roosevelt's policies, African Americans increasingly defected from the Republican Party during the 1930s and 1940s, becoming an important Democratic voting bloc in several Northern states.[337]
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The attack on Pearl Harbor raised concerns in the public regarding the possibility of sabotage by Japanese Americans. This suspicion was fed by long-standing racism against Japanese immigrants, as well as the findings of the Roberts Commission, which concluded that the attack on Pearl Harbor had been assisted by Japanese spies. On February 19, 1942, President Roosevelt signed Executive Order 9066, which relocated hundreds of thousands of the Japanese-American citizens and immigrants. They were forced to liquidate their properties and businesses and interned in hastily built camps in interior, harsh locations. Distracted by other issues, Roosevelt had delegated the decision for internment to Secretary of War Stimson, who in turn relied on the judgment of Assistant Secretary of War John J. McCloy. The Supreme Court upheld the constitutionality of the executive order in the 1944 case of Korematsu v. United States.[340] Many German and Italian citizens were also arrested or placed into internment camps.[341]
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After Kristallnacht in 1938, Roosevelt helped expedite Jewish immigration from Germany and Austria, and allowed German citizens already in the United States to stay indefinitely. However, he was prevented from accepting further Jewish immigrants, practically refugees, by the restrictive Immigration Act of 1924, and antisemitism among voters.[342] Hitler chose to implement the "Final Solution" — the extermination of the European Jewish population — by January 1942, and American officials learned of the scale of the Nazi extermination campaign in the following months. Against the objections of the State Department, Roosevelt convinced the other Allied leaders to jointly issue the Joint Declaration by Members of the United Nations, which condemned the ongoing Holocaust and warned to try its perpetrators as war criminals. In January 1944, Roosevelt established the War Refugee Board to aid Jews and other victims of Axis atrocities. Aside from these actions, Roosevelt believed that the best way to help the persecuted populations of Europe was to end the war as quickly as possible. Top military leaders and War Department leaders rejected any campaign to bomb the extermination camps or the rail lines leading to the camps, fearing it would be a diversion from the war effort. According to biographer Jean Edward Smith, there is no evidence that anyone ever proposed such a campaign to Roosevelt.[343]
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Roosevelt is widely considered to be one of the most important figures in the history of the United States,[344] as well as one of the most influential figures of the 20th century.[345] Historians and political scientists consistently rank Roosevelt, George Washington, and Abraham Lincoln as the three greatest presidents.[346][347][348][349] Reflecting on Roosevelt's presidency, "which brought the United States through the Great Depression and World War II to a prosperous future", said FDR biographer Jean Edward Smith in 2007, "He lifted himself from a wheelchair to lift the nation from its knees."[350]
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The rapid expansion of government programs that occurred during Roosevelt's term redefined the role of the government in the United States, and Roosevelt's advocacy of government social programs was instrumental in redefining liberalism for coming generations.[351] Roosevelt firmly established the United States' leadership role on the world stage, with his role in shaping and financing World War II. His isolationist critics faded away, and even the Republicans joined in his overall policies.[352] He also created a new understanding of the presidency, permanently increasing the power of the president at the expense of Congress.[353]
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His Second Bill of Rights became, according to historian Joshua Zeitz, "the basis of the Democratic Party's aspirations for the better part of four decades."[311] After his death, his widow, Eleanor, continued to be a forceful presence in U.S. and world politics, serving as delegate to the conference which established the United Nations and championing civil rights and liberalism generally. Many members of his administration played leading roles in the administrations of Truman, Kennedy and Johnson, each of whom embraced Roosevelt's political legacy.[354]
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During his presidency, and continuing to a lesser extent afterwards, there has been much criticism of Roosevelt, some of it intense. Critics have questioned not only his policies, positions, and the consolidation of power that occurred due to his responses to the crises of the Depression and World War II but also his breaking with tradition by running for a third term as president.[355] Long after his death, new lines of attack criticized Roosevelt's policies regarding helping the Jews of Europe,[356] incarcerating the Japanese on the West Coast,[357] and opposing anti-lynching legislation.[358]
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Roosevelt's home in Hyde Park is now a National Historic Site and home to his Presidential library. Washington D.C., hosts two memorials to the former president. The largest, the 7 1⁄2-acre (3-hectare) Roosevelt Memorial, is located next to the Jefferson Memorial on the Tidal Basin.[359] A more modest memorial, a block of marble in front of the National Archives building suggested by Roosevelt himself, was erected in 1965.[360] Roosevelt's leadership in the March of Dimes is one reason he is commemorated on the American dime.[361] Roosevelt has also appeared on several U.S. Postage stamps.[362]
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Franklin Pierce (November 23, 1804 – October 8, 1869) was the 14th president of the United States (1853–1857), a northern Democrat who saw the abolitionist movement as a fundamental threat to the unity of the nation. He alienated anti-slavery groups by supporting and signing the Kansas–Nebraska Act and enforcing the Fugitive Slave Act, yet he failed to stem conflict between North and South, setting the stage for Southern secession and the American Civil War.
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Pierce was born in New Hampshire, and served in the U.S. House of Representatives and the Senate until he resigned from the Senate in 1842. His private law practice was a success, and he was appointed New Hampshire's U.S. Attorney in 1845. He took part in the Mexican–American War as a brigadier general in the Army. He was seen by Democrats as a compromise candidate uniting northern and southern interests and was nominated as the party's candidate for president on the 49th ballot at the 1852 Democratic National Convention. He and running mate William R. King easily defeated the Whig Party ticket of Winfield Scott and William A. Graham in the 1852 presidential election.
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As president, Pierce simultaneously attempted to enforce neutral standards for civil service while also satisfying the diverse elements of the Democratic Party with patronage, an effort which largely failed and turned many in his party against him. He was a Young America expansionist who signed the Gadsden Purchase of land from Mexico and led a failed attempt to acquire Cuba from Spain. He signed trade treaties with Britain and Japan, while his Cabinet reformed their departments and improved accountability, but these successes were overshadowed by political strife during his presidency. His popularity declined sharply in the Northern states after he supported the Kansas–Nebraska Act, which nullified the Missouri Compromise, while many whites in the South continued to support him. Passage of the act led to violent conflict over the expansion of slavery in the American West. Pierce's administration was further damaged when several of his diplomats issued the Ostend Manifesto calling for the annexation of Cuba, a document which was roundly criticized. He fully expected to be renominated by the Democrats in the 1856 presidential election, but was abandoned by his party and his bid failed. His reputation in the North suffered further during the American Civil War as he became a vocal critic of President Abraham Lincoln.
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Pierce was popular and outgoing, but his family life was a grim affair, with his wife Jane suffering from illness and depression for much of her life.[1] All of their children died young, their last son being gruesomely killed in a train accident while the family was traveling shortly before Pierce's inauguration. He was a heavy drinker for much of his life, and he died of cirrhosis of the liver in 1869. Historians and scholars generally rank Pierce as one of the worst and least memorable U.S. Presidents.
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Franklin Pierce was born on November 23, 1804 in a log cabin in Hillsborough, New Hampshire. He was a sixth-generation descendant of Thomas Pierce, who had moved to the Massachusetts Bay Colony from Norwich, Norfolk, England in about 1634. His father Benjamin was a lieutenant in the American Revolutionary War who moved from Chelmsford, Massachusetts to Hillsborough after the war, purchasing 50 acres (20 ha) of land. Pierce was the fifth of eight children born to Benjamin and his second wife Anna Kendrick; his first wife Elizabeth Andrews died in childbirth, leaving a daughter. Benjamin was a prominent Democratic-Republican[note 3] state legislator, farmer, and tavern-keeper. During Pierce's childhood, his father was deeply involved in state politics, while two of his older brothers fought in the War of 1812; public affairs and the military were thus a major influence in his early life.[5]
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Pierce's father ensured that his sons were educated, and he placed Pierce in a school at Hillsborough Center in childhood and sent him to the town school at Hancock at age 12.[note 4] The boy, not fond of schooling, grew homesick at Hancock and walked 12 miles (19 km) back to his home one Sunday. His father fed him dinner and drove him part of the distance back to school before kicking him out of the carriage and ordering him to walk the rest of the way in a thunderstorm. Pierce later cited this moment as "the turning-point in my life".[7] Later that year, he transferred to Phillips Exeter Academy to prepare for college. By this time, he had built a reputation as a charming student, sometimes prone to misbehavior.[7]
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In fall 1820, Pierce entered Bowdoin College in Brunswick, Maine, one of 19 freshmen. He joined the Athenian Society, a progressive literary society, alongside Jonathan Cilley (later elected to Congress) and Nathaniel Hawthorne, with whom he formed lasting friendships. He was the last in his class after two years, but he worked hard to improve his grades and graduated in fifth place in 1824[9] in a graduating class of 14.[10] John P. Hale enrolled at Bowdoin in Pierce's junior year; he became a political ally of Pierce's and then his rival. Pierce organized and led an unofficial militia company called the Bowdoin Cadets during his junior year, which included Cilley and Hawthorne. The unit performed drill on campus near the president's house, until the noise caused him to demand that it halt. The students rebelled and went on strike, an event that Pierce was suspected of leading.[11] During his final year at Bowdoin, he spent several months teaching at Hebron Academy in rural Hebron, Maine, where he earned his first salary and his students included future Congressman John J. Perry.[12][13]
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Pierce read law briefly with former New Hampshire Governor Levi Woodbury, a family friend in Portsmouth, New Hampshire.[14] He then spent a semester at Northampton Law School in Northampton, Massachusetts, followed by a period of study in 1826 and 1827 under Judge Edmund Parker in Amherst, New Hampshire. He was admitted to the New Hampshire bar in late 1827 and began to practice in Hillsborough.[15] He lost his first case, but soon proved capable as a lawyer. Despite never being a legal scholar, his memory for names and faces served him well, as did his personal charm and deep voice.[16] In Hillsborough, his law partner was Albert Baker, who had studied law under Pierce and was the brother of Mary Baker Eddy.[17]
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By 1824, New Hampshire was a hotbed of partisanship, with figures such as Woodbury and Isaac Hill laying the groundwork for a party of Democrats in support of General Andrew Jackson. They opposed the established Federalists (and their successors, the National Republicans), who were led by sitting President John Quincy Adams. The work of the New Hampshire Democratic Party came to fruition in March 1827, when their pro-Jackson nominee, Benjamin Pierce, won the support of the pro-Adams faction and was elected governor of New Hampshire essentially unopposed. While the younger Pierce had set out to build a career as an attorney, he was fully drawn into the realm of politics as the 1828 presidential election between Adams and Jackson approached. In the state elections held in March 1828, the Adams faction withdrew their support of Benjamin Pierce, voting him out of office,[note 5] but Franklin Pierce won his first election, as Hillsborough town moderator, a position to which he would be elected for six consecutive years.[18]
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Pierce actively campaigned in his district on behalf of Jackson, who carried both the district and the nation by large margins in the November 1828 election, even though he lost New Hampshire. The outcome further strengthened the Democratic Party, and Pierce won his first legislative seat the following year, representing Hillsborough in the New Hampshire House of Representatives. Pierce's father, meanwhile, was elected again as governor, retiring after that term. The younger Pierce was appointed as chairman of the House Education Committee in 1829 and the Committee on Towns the following year. By 1831 the Democrats held a legislative majority, and Pierce was elected Speaker of the House. The young Speaker used his platform to oppose the expansion of banking, protect the state militia, and offer support to the national Democrats and Jackson's re-election effort. At the age of 27, he was a star of the New Hampshire Democratic Party. Though attaining early political and professional success, in his personal letters he continued to lament his bachelorhood and yearned for a life beyond Hillsborough.[19]
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Like all white males in New Hampshire between the ages of 18 and 45, Pierce was a member of the state militia, and was appointed aide de camp to Governor Samuel Dinsmoor in 1831. He remained in the militia until 1847, and attained the rank of colonel before becoming a brigadier general in the Army during the Mexican–American War.[20][21] Interested in revitalizing and reforming the state militias, which had become increasingly dormant during the years of peace following the War of 1812, Pierce worked with Alden Partridge, president of Norwich University, a military college in Vermont, and Truman B. Ransom and Alonzo Jackman, Norwich faculty members and militia officers, to increase recruiting efforts and improve training and readiness.[22][23] Pierce served as a Norwich University trustee from 1841 to 1859, and received the honorary degree of LL.D. from Norwich in 1853.[24]
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In late 1832, the Democratic Party convention nominated Pierce for one of New Hampshire's five seats in the U.S. House of Representatives. This was tantamount to election for the young Democrat, as the National Republicans had faded as a political force, while the Whigs had not yet begun to attract a large following. Democratic strength in New Hampshire was also bolstered by Jackson's landslide re-election that year.[25] New Hampshire had been a marginal state politically, but from 1832 through the mid-1850s became the most reliably Democratic state in the North, boosting Pierce's political career.[26] Pierce's term began in March 1833, but he would not be sworn in until Congress met in December, and his attention was elsewhere. He had recently become engaged and bought his first house in Hillsborough. Franklin and Benjamin Pierce were among the prominent citizens who welcomed President Jackson to the state on his visit in mid-1833.[25]
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On November 19, 1834, Pierce married Jane Means Appleton (March 12, 1806 – December 2, 1863), a daughter of Congregational minister Jesse Appleton and Elizabeth Means. The Appletons were prominent Whigs, in contrast with the Pierces' Democratic affiliation. Jane Pierce was shy, devoutly religious, and pro-temperance, encouraging Pierce to abstain from alcohol. She was somewhat gaunt, and constantly ill from tuberculosis and psychological ailments. She abhorred politics and especially disliked Washington, DC, creating a tension that would continue throughout Pierce's political ascent.[27][28][29]
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Jane Pierce disliked Hillsborough as well, and in 1838, the Pierces relocated to the state capital, Concord, New Hampshire.[30] They had three sons, all of whom died in childhood. Franklin Jr. (February 2–5, 1836) died in infancy, while Frank Robert (August 27, 1839 – November 14, 1843) died at the age of four from epidemic typhus. Benjamin (April 13, 1841 – January 6, 1853) died at the age of 11 in a train accident.[31]
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Pierce departed in November 1833 for Washington, D.C., where the Twenty-third United States Congress convened its regular session on December 2. Jackson's second term was under way, and the House had a strong Democratic majority, whose primary focus was to prevent the Second Bank of the United States from being rechartered. The Democrats, including Pierce, defeated proposals supported by the newly formed Whig Party, and the bank's charter expired. Pierce broke from his party on occasion, opposing Democratic bills to fund internal improvements with federal money. He saw both the bank and infrastructure spending as unconstitutional, with internal improvements the responsibility of the states. Pierce's first term was fairly uneventful from a legislative standpoint, and he was easily re-elected in March 1835. When not in Washington, he attended to his law practice, and in December 1835 returned to the capital for the Twenty-fourth Congress.[32]
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As abolitionism grew more vocal in the mid-1830s, Congress was inundated with petitions from anti-slavery groups seeking legislation to restrict slavery in the United States. From the beginning, Pierce found the abolitionists' "agitation" to be an annoyance, and saw federal action against slavery as an infringement on southern states' rights, even though he was morally opposed to slavery itself.[33] He was also frustrated with the "religious bigotry" of abolitionists, who cast their political opponents as sinners.[34] "I consider slavery a social and political evil," Pierce said, "and most sincerely wish that it had no existence upon the face of the earth."[35] Still, he wrote in December 1835, "One thing must be perfectly apparent to every intelligent man. This abolition movement must be crushed or there is an end to the Union."[36]
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+
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When Rep. James Henry Hammond of South Carolina looked to prevent anti-slavery petitions from reaching the House floor, however, Pierce sided with the abolitionists' right to petition. Nevertheless, Pierce supported what came to be known as the gag rule, which allowed for petitions to be received, but not read or considered. This passed the House in 1836.[33] He was attacked by the New Hampshire anti-slavery Herald of Freedom as a "doughface", which had the dual meaning of "craven-spirited man" and "northerner with southern sympathies".[37] Pierce had stated that not one in 500 New Hampshirites were abolitionists; the Herald of Freedom article added up the number of signatures on petitions from that state, divided by the number of residents according to the 1830 census, and suggested the actual number was one-in-33. Pierce was outraged when South Carolina Senator John C. Calhoun read the article on the Senate floor as "proof" that New Hampshire was a hotbed of abolitionism. Calhoun apologized after Pierce replied to him in a speech which stated that most signatories were women and children, who could not vote, which therefore cast doubt on the one-in-33 figure.[38]
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+
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The resignation in May 1836 of Senator Isaac Hill, who had been elected governor of New Hampshire, left a short-term opening to be filled by the state legislature, and with Hill's term as senator due to expire in March 1837, the legislature also had to fill the six-year term to follow. Pierce's candidacy for the Senate was championed by state Representative John P. Hale, a fellow Athenian at Bowdoin. After much debate, the legislature chose John Page to fill the rest of Hill's term. In December 1836, Pierce was elected to the full term, to commence in March 1837, and at age 32, was at the time one of the youngest members in Senate history. The election came at a difficult time for Pierce, as his father, sister, and brother were all seriously ill, while his wife also continued to suffer from chronic poor health. As senator, he was able to help his old friend Nathaniel Hawthorne, who often struggled financially, procuring for him a sinecure as measurer of coal and salt at the Boston Customs House that allowed the author time to continue writing.[39]
|
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+
Pierce voted the party line on most issues and was an able senator, but not an eminent one; he was overshadowed by the Great Triumvirate of Calhoun, Henry Clay, and Daniel Webster, who dominated the Senate.[40] Pierce entered the Senate at a time of economic crisis, as the Panic of 1837 had begun. He considered the depression a result of the banking system's rapid growth, amidst "the extravagance of overtrading and the wilderness of speculation".[41] So that federal money would not support speculative bank loans, he supported newly elected Democratic president Martin Van Buren and his plan to create an independent treasury, a proposal which split the Democratic Party. Debate over slavery continued in Congress, and abolitionists proposed its end in the District of Columbia, where Congress had jurisdiction. Pierce supported a resolution by Calhoun against this proposal, which Pierce considered a dangerous stepping stone to nationwide emancipation.[41] Meanwhile, the Whigs were growing in congressional strength, which would leave Pierce's party with only a small majority by the end of the decade.[42]
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One topic of particular importance to Pierce was the military. He challenged a bill which would expand the ranks of the Army's staff officers in Washington without any apparent benefit to line officers at posts in the rest of the country. He took an interest in military pensions, seeing abundant fraud within the system, and was named chairman of the Senate Committee on Military Pensions in the Twenty-sixth Congress (1839–1841). In that capacity, he urged the modernization and expansion of the Army, with a focus on militias and mobility rather than on coastal fortifications, which he considered outdated.[43]
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Pierce campaigned vigorously throughout his home state for Van Buren's re-election in the 1840 presidential election. The incumbent carried New Hampshire but lost the national vote to William Henry Harrison, the military hero, whose Whigs took a majority of seats in the Twenty-seventh Congress. Harrison died after a month in office, and Vice President John Tyler succeeded him. Pierce and the Democrats were quick to challenge the new administration, questioning the removal of federal officeholders, and opposing Whig plans for a national bank. In December 1841 Pierce decided to resign from Congress, something he had been planning for some time.[44] New Hampshire Democrats insisted that their state's U. S. senators be limited to one six-year term, so he had little likelihood of re-election. Also, he was frustrated at being a member of the legislative minority and wished to devote his time to his family and law practice.[45] His last actions in the Senate in February 1842 were to oppose a bill distributing federal funds to the states – believing that the money should go to the military instead – and to challenge the Whigs to reveal the results of their investigation of the New York Customs House, where the Whigs had probed for Democratic corruption for nearly a year but had issued no findings.[46]
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Despite his resignation from the Senate, Pierce had no intention of leaving public life. The move to Concord had given him more opportunities for cases, and allowed Jane Pierce a more robust community life.[48] Jane had remained in Concord with her young son Frank and her newborn Benjamin for the latter part of Pierce's senate term, and this separation had taken a toll on the family. Pierce, meanwhile, had begun a demanding but lucrative law partnership with Asa Fowler during congressional recesses.[49] Pierce returned to Concord in early 1842, and his reputation as a lawyer continued to flourish. Known for his gracious personality, eloquence, and excellent memory, Pierce attracted large audiences in court. He would often represent poor people for little or no compensation.[50]
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+
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47 |
+
Pierce remained involved in the state Democratic Party, which was split by several issues. Governor Hill, who represented the commercial, urban wing of the party, advocated the use of government charters to support corporations, granting them privileges such as limited liability and eminent domain for building railroads. The radical "locofoco" wing of his party represented farmers and other rural voters, who sought an expansion of social programs and labor regulations and a restriction on corporate privilege. The state's political culture grew less tolerant of banks and corporations after the Panic of 1837, and Hill was voted out of office. Pierce was closer to the radicals philosophically, and reluctantly agreed to represent Hill's adversary in a legal dispute regarding ownership of a newspaper—Hill lost, and founded his own paper, of which Pierce was a frequent target.[51]
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+
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49 |
+
In June 1842 Pierce was named chairman of the State Democratic Committee, and in the following year's state election he helped the radical wing take over the state legislature. The party remained divided on several issues, including railroad development and the temperance movement, and Pierce took a leading role in helping the state legislature settle their differences. His priorities were "order, moderation, compromise, and party unity", which he tried to place ahead of his personal views on political issues.[52] As he would as president, Pierce valued Democratic Party unity highly, and saw the opposition to slavery as a threat to that.[53]
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+
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+
Democratic James K. Polk's dark horse victory in the 1844 presidential election was welcome news to Pierce, who had befriended the former Speaker of the House while both served in Congress. Pierce had campaigned heavily for Polk during the election, and in turn Polk appointed him as United States Attorney for New Hampshire.[54] Polk's most prominent cause was the annexation of Texas, an issue which caused a dramatic split between Pierce and his former ally Hale, now a U.S. Representative. Hale was so impassioned against adding a new slave state that he wrote a public letter to his constituents outlining his opposition to the measure.[55] Pierce responded by re-assembling the state Democratic convention to revoke Hale's nomination for another term in Congress.[56] The political firestorm led to Pierce severing ties with his longtime friend, and with his law partner Fowler, who was a Hale supporter.[57] Hale refused to withdraw, and as a majority vote was needed for election in New Hampshire, the party split led to deadlock and a vacant House seat. Eventually, the Whigs and Hale's Independent Democrats took control of the legislature, elected Whig Anthony Colby as governor and sent Hale to the Senate, much to Pierce's anger.[58]
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Active military service was a long-held dream for Pierce, who had admired his father's and brothers' service in his youth, particularly his older brother Benjamin's, as well as that of John McNeil Jr., husband of Pierce's older half-sister Elizabeth. As a legislator, he was a passionate advocate for volunteer militias. As a militia officer himself, he had experience mustering and drilling bodies of troops. When Congress declared war against Mexico in May 1846, Pierce immediately volunteered to join, although no New England regiment yet existed. His hope to fight in the Mexican–American War was one reason he refused an offer to become Polk's Attorney General. General Zachary Taylor's advance slowed in northern Mexico, and General Winfield Scott proposed capturing the port of Vera Cruz and driving overland to Mexico City. Congress passed a bill authorizing the creation of ten regiments, and Pierce was appointed commander and colonel of the 9th Infantry Regiment in February 1847, with Truman B. Ransom as lieutenant colonel and second-in-command.[59]
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On March 3, 1847, Pierce was promoted to brigadier general, and took command of a brigade of reinforcements for General Scott's army, with Ransom succeeding to command of the regiment. Needing time to assemble his brigade, Pierce reached the already-seized port of Vera Cruz in late June, where he prepared a march of 2,500 men accompanying supplies for Scott. The three-week journey inland was perilous, and the men fought off several attacks before joining with Scott's army in early August, in time for the Battle of Contreras.[61] The battle was disastrous for Pierce: his horse was suddenly startled during a charge, knocking him groin-first against his saddle. The horse then tripped into a crevice and fell, pinning Pierce underneath and debilitating his knee.[62] The incident made it look like he had fainted, causing one soldier to call for someone else to take command, "General Pierce is a damned coward."[63] Pierce returned for the following day's action, but re-injured his knee, forcing him to hobble after his men; by the time he caught up, the battle was mostly won.[63]
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As the Battle of Churubusco approached, Scott ordered Pierce to the rear to convalesce. He responded, "For God's sake, General, this is the last great battle, and I must lead my brigade." Scott yielded, and Pierce entered the fight tied to his saddle, but the pain in his leg became so great that he passed out on the field. The Americans won the battle and Pierce helped negotiate an armistice. He then returned to command and led his brigade throughout the rest of the campaign, eventually taking part in the capture of Mexico City in mid-September, although his brigade was held in reserve for much of the battle.[64] For much of the Mexico City battle, he was in the sick tent, plagued with acute diarrhea.[63] Pierce remained in command of his brigade during the three-month occupation of the city; while frustrated with the stalling of peace negotiations, he also tried to distance himself from the constant conflict between Scott and the other generals.[64]
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+
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+
Pierce was finally allowed to return to Concord in late December 1847. He was given a hero's welcome in his home state, and submitted his resignation from the Army, which was approved on March 20, 1848. His military exploits elevated his popularity in New Hampshire, but his injuries and subsequent troubles in battle led to accusations of cowardice which would long shadow him. He had demonstrated competence as a general, especially in the initial march from Vera Cruz, but his short tenure and his injury left little for historians to judge his ability as a military commander.[60]
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+
Ulysses S. Grant, who had the opportunity to observe Pierce firsthand during the war, countered the allegations of cowardice in his memoirs, written several years after Pierce's death: "Whatever General Pierce's qualifications may have been for the Presidency, he was a gentleman and a man of courage. I was not a supporter of him politically, but I knew him more intimately than I did any other of the volunteer generals."[65]
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Returning to Concord, Pierce resumed his law practice; in one notable case he defended the religious liberty of the Shakers, the insular sect threatened with legal action over accusations of abuse. His role as a party leader, however, continued to take up most of his attention. He continued to wrangle with Senator Hale, who was anti-slavery and had opposed the war, stances that Pierce regarded as needless agitation.[66]
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The large Mexican Cession of land divided the United States politically, with many in the North insisting that slavery not be allowed there (and offering the Wilmot Proviso to ensure it), while others wanted slavery barred north of the Missouri Compromise line of 36°30′ N. Both proposals were anathema to many Southerners, and the controversy split the Democrats. At the 1848 Democratic National Convention, the majority nominated former Michigan senator Lewis Cass for president, while a minority broke off to become the Free Soil Party, backing former president Van Buren. The Whigs chose General Zachary Taylor, a Louisianan, whose views on most political issues were unknown. Despite his past support for Van Buren, Pierce supported Cass, turning down the quiet offer of second place on the Free Soil ticket, and was so effective that Taylor, who was elected president, was held in New Hampshire to his lowest percentage in any state.[67]
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Senator Henry Clay, a Whig, hoped to put the slavery question to rest with a set of proposals that became known as the Compromise of 1850. These would give victories to North and South, and gained the support of his fellow Whig, Webster. With the bill stalled in the Senate, Illinois Senator Stephen A. Douglas led a successful effort to split it into separate measures so that each legislator could vote against the parts his state opposed without endangering the overall package. The bills passed, and were signed by President Millard Fillmore (who had succeeded Taylor after the president's death earlier in 1850).[68] Pierce strongly supported the compromise, giving a well-received speech in December 1850 pledging himself to "The Union! Eternal Union!"[69] The same month, the Democratic candidate for governor, John Atwood, issued a letter opposing the Compromise, and Pierce helped to recall the state convention and remove Atwood from the ticket.[69] The fiasco compromised the election for the Democrats, who lost several races; still, Pierce's party retained its control over the state, and was well positioned for the upcoming presidential election.[70]
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As the 1852 presidential election approached, the Democrats were divided by the slavery issue, though most of the "Barnburners" who had left the party with Van Buren to form the Free Soil Party had returned. It was widely expected that the 1852 Democratic National Convention would result in deadlock, with no major candidate able to win the necessary two-thirds majority. New Hampshire Democrats, including Pierce, supported his old teacher, Levi Woodbury, by then an Associate Justice of the Supreme Court, as a compromise candidate, but Woodbury's death in September 1851 opened up an opportunity for Pierce's allies to present him as a potential dark horse in the mold of Polk. New Hampshire Democrats felt that, as the state in which their party had most consistently gained Democratic majorities, they should supply the presidential candidate. Other possible standard-bearers included Douglas, Cass, William Marcy of New York, James Buchanan of Pennsylvania, Sam Houston of Texas, and Thomas Hart Benton of Missouri.[71][72]
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Despite home state support, Pierce faced obstacles to his nomination, since he had been out of office for a decade, and also lacked the front-runners' national reputation. He publicly declared that such a nomination would be "utterly repugnant to my tastes and wishes", but given the desire of New Hampshire Democrats to see one of their own elected, he knew his future influence depended on his availability to run.[73] Thus, he quietly allowed his supporters to lobby for him, with the understanding that his name would not be entered at the convention unless it was clear none of the front-runners could win. To broaden his potential base of southern support as the convention approached, he wrote letters reiterating his support for the Compromise of 1850, including the controversial Fugitive Slave Act.[73][74]
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The convention assembled on June 1 in Baltimore, Maryland, and the deadlock occurred as expected. On the first ballot of the 288 delegates, held on June 3, Cass claimed 116, Buchanan 93, and the rest were scattered, without a single vote for Pierce. The next 34 ballots passed with no winner even close, and still no votes for Pierce. The Buchanan team then had their delegates vote for minor candidates, including Pierce, to demonstrate Buchanan's inevitability, and unite the convention behind him. This novel tactic backfired after several ballots as Virginia, New Hampshire, and Maine switched to Pierce; the remaining Buchanan forces began to break for Marcy, and Pierce was soon in third place. After the 48th ballot, North Carolina Congressman James C. Dobbin delivered an unexpected and passionate endorsement of Pierce, sparking a wave of support for the dark horse candidate. On the 49th ballot, Pierce received all but six of the votes, and thus gained the Democratic nomination for president. Delegates selected Alabama Senator William R. King, a Buchanan supporter, as Pierce's running mate, and adopted a party platform that rejected further "agitation" over the slavery issue and supported the Compromise of 1850.[75][76]
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When word reached New Hampshire of the result, Pierce found it difficult to believe, and his wife fainted. Their son Benjamin wrote to his mother hoping that Franklin's candidacy would not be successful, as he knew she would not like to live in Washington.[77]
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The Whig candidate was General Scott, Pierce's commander in Mexico; his running mate was Secretary of the Navy William A. Graham. The Whigs could not unify their factions as the Democrats had, and the convention adopted a platform almost indistinguishable from that of the Democrats, including support of the Compromise of 1850. This incited the Free Soilers to field their own candidate, Senator Hale of New Hampshire, at the expense of the Whigs. The lack of political differences reduced the campaign to a bitter personality contest and helped to dampen voter turnout to its lowest level since 1836; according to biographer Peter A. Wallner, it was "one of the least exciting campaigns in presidential history".[78][79] Scott was harmed by the lack of enthusiasm of anti-slavery northern Whigs for him and the platform; New-York Tribune editor Horace Greeley summed up the attitude of many when he said of the Whig platform, "we defy it, execrate it, spit upon it".[80]
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Pierce kept quiet so as not to upset his party's delicate unity, and allowed his allies to run the campaign. It was the custom at the time for candidates to not appear to seek the office, and he did no personal campaigning.[81][82][83] Pierce's opponents caricatured him as an anti-Catholic coward and alcoholic ("the hero of many a well-fought bottle").[84][82] Scott, meanwhile, drew weak support from the Whigs, who were torn by their pro-Compromise platform and found him to be an abysmal, gaffe-prone public speaker.[82] The Democrats were confident: a popular slogan was that the Democrats "will pierce their enemies in 1852 as they poked [that is, Polked] them in 1844."[85] This proved to be true, as Scott won only Kentucky, Tennessee, Massachusetts and Vermont, finishing with 42 electoral votes to Pierce's 254. With 3.2 million votes cast, Pierce won the popular vote with 50.9 to 44.1 percent. A sizable block of Free Soilers broke for Pierce's in-state rival, Hale, who won 4.9 percent of the popular vote.[86][87] The Democrats took large majorities in Congress.[88]
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Pierce began his presidency in mourning. Weeks after his election, on January 6, 1853, the President-elect's family had been traveling from Boston by train when their car derailed and rolled down an embankment near Andover, Massachusetts. Both Franklin and Jane Pierce survived, but in the wreckage found their only remaining son, 11-year-old Benjamin, crushed to death, his body nearly decapitated. Pierce was not able to hide the gruesome sight from his wife. They both suffered severe depression afterward, which likely affected Pierce's performance as president.[89][90] Jane Pierce wondered if the train accident was divine punishment for her husband's pursuit and acceptance of high office. She wrote a lengthy letter of apology to "Benny" for her failings as a mother.[89] She avoided social functions for much of her first two years as First Lady, making her public debut in that role to great sympathy at the annual public reception held at the White House on New Year's Day, 1855.[91]
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When Franklin Pierce departed New Hampshire for the inauguration, Jane Pierce chose to remain. Pierce, then the youngest man to be elected president, chose to affirm his oath of office on a law book rather than swear it on a Bible, as all his predecessors except John Quincy Adams had done. He was the first president to deliver his inaugural address from memory.[92] In the address he hailed an era of peace and prosperity at home and urged a vigorous assertion of U.S. interests in its foreign relations, including the "eminently important" acquisition of new territories. "The policy of my Administration", said the new president, "will not be deterred by any timid forebodings of evil from expansion." Avoiding the word "slavery", he emphasized his desire to put the "important subject" to rest and maintain a peaceful union. He alluded to his own personal tragedy, telling the crowd, "You have summoned me in my weakness, you must sustain me by your strength."[93]
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In his Cabinet appointments, Pierce sought to unite a party that was squabbling over the fruits of victory. Most in the party had not originally supported him for the nomination, and some had allied with the Free Soil party to gain victory in local elections. Pierce decided to allow each of the party's factions some appointments, even those that had not supported the Compromise of 1850.[94]
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All of Pierce's cabinet nominations were unanimously and immediately confirmed by the Senate.[95] Pierce spent the first few weeks of his term sorting through hundreds of lower-level federal positions to be filled. This was a chore, as he sought to represent all factions of the party, and could fully satisfy none of them. Partisans found themselves unable to secure positions for their friends, which put the Democratic Party on edge and fueled bitterness between factions. Before long, northern newspapers accused Pierce of filling his government with pro-slavery secessionists, while southern newspapers accused him of abolitionism.[95]
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Factionalism between the pro- and anti-administration Democrats ramped up quickly, especially within the New York Democratic Party. The more conservative Hardshell Democrats or "Hards" of New York were deeply skeptical of the Pierce administration, which was associated with Marcy (who became Secretary of State) and the more moderate New York faction, the Softshell Democrats or "Softs".[96]
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Buchanan had urged Pierce to consult Vice President-elect King in selecting the Cabinet, but Pierce did not do so—Pierce and King had not communicated since they had been selected as candidates in June 1852. By the start of 1853, King was severely ill with tuberculosis, and went to Cuba to recuperate. His condition deteriorated, and Congress passed a special law, allowing him to be sworn in before the American consul in Havana on March 24. Wanting to die at home, he returned to his plantation in Alabama on April 17 and died the next day. The office of vice president remained vacant for the remainder of Pierce's term, as the Constitution then had no provision for filling the vacancy. This extended vacancy meant that for nearly the entirety of Pierce's presidency the Senate President pro tempore, initially David Atchison of Missouri, was next in line to the presidency.[97]
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Pierce sought to run a more efficient and accountable government than his predecessors.[98] His Cabinet members implemented an early system of civil service examinations which was a forerunner to the Pendleton Act passed three decades later, which mandated that most positions in the U.S. government should be awarded on the basis of merit, not patronage.[99] The Interior Department was reformed by Secretary Robert McClelland, who systematized its operations, expanded the use of paper records, and pursued fraud.[100] Another of Pierce's reforms was to expand the role of the U.S. attorney general in appointing federal judges and attorneys, which was an important step in the eventual development of the Justice Department.[98] There was a vacancy on the Supreme Court—Fillmore, having failed to get Senate confirmation for his nominees, had offered it to newly elected Louisiana Senator Judah P. Benjamin, who had declined. Pierce also offered the seat to Benjamin, and when the Louisianan persisted in his refusal,[101] nominated instead John Archibald Campbell, an advocate of states' rights; this would be Pierce's only Supreme Court appointment.[102]
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Pierce charged Treasury Secretary James Guthrie with reforming the Treasury, which was inefficiently managed and had many unsettled accounts. Guthrie increased oversight of Treasury employees and tariff collectors, many of whom were withholding money from the government. Despite laws requiring funds to be held in the Treasury, large deposits remained in private banks under the Whig administrations. Guthrie reclaimed these funds and sought to prosecute corrupt officials, with mixed success.[103]
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Secretary of War Jefferson Davis, at Pierce's request, led surveys by the Corps of Topographical Engineers of possible transcontinental railroad routes throughout the country. The Democratic Party had long rejected federal appropriations for internal improvements, but Davis felt that such a project could be justified as a Constitutional national security objective. Davis also deployed the Army Corps of Engineers to supervise construction projects in the District of Columbia, including the expansion of the United States Capitol and building of the Washington Monument.[104]
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The Pierce administration aligned with the expansionist Young America movement, with William L. Marcy leading the charge as Secretary of State. Marcy sought to present to the world a distinctively American, republican image. He issued a circular recommending that U.S. diplomats wear "the simple dress of an American citizen" instead of the elaborate diplomatic uniforms worn in the courts of Europe, and that they only hire American citizens to work in consulates.[105][106] Marcy received international praise for his 73-page letter defending Austrian refugee Martin Koszta, who had been captured abroad in mid-1853 by the Austrian government despite his intention to become a U.S. citizen.[107][108]
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Davis, an advocate of a southern transcontinental route, persuaded Pierce to send rail magnate James Gadsden to Mexico to buy land for a potential railroad. Gadsden was also charged with re-negotiating the provisions of the Treaty of Guadalupe Hidalgo which required the U.S. to prevent Native American raids into Mexico from New Mexico Territory. Gadsden negotiated a treaty with Mexican President Antonio López de Santa Anna in December 1853, purchasing a large swath of land to America's southwest. Negotiations were nearly derailed by William Walker's unauthorized expedition into Mexico, and so a clause was included charging the U.S. with combating future such attempts.[109][110] Congress reduced the Gadsden Purchase to the region now comprising southern Arizona and part of southern New Mexico; the price was cut from $15 million to $10 million. Congress also included a protection clause for a private citizen, Albert G. Sloo, whose interests were threatened by the purchase. Pierce opposed the use of the federal government to prop up private industry and did not endorse the final version of the treaty, which was ratified nonetheless.[111][112] The acquisition brought the contiguous United States to its present-day boundaries, excepting later minor adjustments.[113]
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Relations with the United Kingdom were tense, as American fishermen felt menaced by the British navy's increasing enforcement of Canadian waters. Marcy completed a trade reciprocity agreement with British minister to Washington, John Crampton, which reduced the need for aggressive coastline enforcement. Buchanan was sent as minister to London to pressure the British government, which was slow to support a new treaty. A favorable reciprocity treaty was ratified in August 1854, which Pierce saw as a first step towards the American annexation of Canada.[114][115] While the administration negotiated with Britain over the Canada–US border, U.S. interests were also threatened in Central America, where the Clayton–Bulwer Treaty of 1850 had failed to keep Great Britain from expanding its influence. Gaining the advantage over Britain in the region was a key part of Pierce's expansionist goals.[116][117]
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British consuls in the United States sought to enlist Americans for the Crimean War in 1854, in violation of neutrality laws, and Pierce eventually expelled minister Crampton and three consuls. To the President's surprise, the British did not expel Buchanan in retaliation. In his December 1855 message to Congress Pierce had set forth the American case that Britain had violated the Clayton-Bulwer Treaty. The British, according to Buchanan, were impressed by the message and were rethinking their policy. Nevertheless, Buchanan was not successful in getting the British to renounce their Central American possessions. The Canadian treaty was ratified by Congress, the British Parliament, and by the colonial legislatures in Canada.[118]
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Pierce's administration aroused sectional apprehensions when three U.S. diplomats in Europe drafted a proposal to the president to purchase Cuba from Spain for $120 million (USD), and justify the "wresting" of it from Spain if the offer were refused. The publication of the Ostend Manifesto, which had been drawn up at the insistence of Secretary of State Marcy, provoked the scorn of northerners who viewed it as an attempt to annex a slave-holding possession to bolster Southern interests. It helped discredit the expansionist policy of Manifest Destiny the Democratic Party had often supported.[119][120]
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Pierce favored expansion and a substantial reorganization of the military. Secretary of War Davis and Navy Secretary James C. Dobbin found the Army and Navy in poor condition, with insufficient forces, a reluctance to adopt new technology, and inefficient management.[121] Under the Pierce administration, Commodore Matthew C. Perry visited Japan (a venture originally planned under Fillmore) in an effort to expand trade to the East. Perry wanted to encroach on Asia by force, but Pierce and Dobbin pushed him to remain diplomatic. Perry signed a modest trade treaty with the Japanese shogunate which was successfully ratified.[122][123] The 1856 launch of the USS Merrimac, one of six newly commissioned steam frigates, was one of Pierce's "most personally satisfying" days in office.[124]
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The greatest challenge to the country's equilibrium during the Pierce administration was the passage of the Kansas–Nebraska Act. Organizing the largely unsettled Nebraska Territory, which stretched from Missouri to the Rocky Mountains, and from Texas north to what is now the Canada–US border, was a crucial part of Douglas's plans for western expansion. He wanted a transcontinental railroad with a link from Chicago to California, through the vast western territory. Organizing the territory was necessary for settlement as the land would not be surveyed nor put up for sale until a territorial government was authorized. Those from slave states had never been content with western limits on slavery, and felt it should be able to expand into territories procured with blood and treasure that had come, in part, from the South. Douglas and his allies planned to organize the territory and let local settlers decide whether to allow slavery. This would repeal the Missouri Compromise of 1820, as most of it was north of the 36°30′ N line the Missouri Compromise deemed "free". The territory would be split into a northern part, Nebraska, and a southern part, Kansas, and the expectation was that Kansas would allow slavery and Nebraska would not.[125][126][127] In the view of pro-slavery Southern politicians, the Compromise of 1850 had already annulled the Missouri Compromise by admitting the state of California, including territory south of the compromise line, as a free state.[128]
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Pierce had wanted to organize the Nebraska Territory without explicitly addressing the matter of slavery, but Douglas could not get enough southern support to accomplish this.[129] Pierce was skeptical of the bill, knowing it would result in bitter opposition from the North. Douglas and Davis convinced him to support the bill regardless. It was tenaciously opposed by northerners such as Ohio Senator Salmon P. Chase and Massachusetts's Charles Sumner, who rallied public sentiment in the North against the bill. Northerners had been suspicious of the Gadsden Purchase, moves towards Cuba annexation, and the influence of slaveholding Cabinet members such as Davis, and saw the Nebraska bill as part of a pattern of southern aggression. The result was a political firestorm that did great damage to Pierce's presidency.[125][126][127]
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Pierce and his administration used threats and promises to keep most Democrats on board in favor of the bill. The Whigs split along sectional lines; the conflict destroyed them as a national party. The Kansas–Nebraska Act was passed in May 1854 and ultimately defined the Pierce presidency. The political turmoil that followed the passage saw the short-term rise of the nativist and anti-Catholic American Party, often called the Know Nothings, and the founding of the Republican Party.[125][126][127]
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Even as the act was being debated, settlers on both sides of the slavery issue poured into the territories so as to secure the outcome they wanted in the voting. The passage of the act resulted in so much violence between groups that the territory became known as Bleeding Kansas. Thousands of pro-slavery Border Ruffians came across from Missouri to vote in the territorial elections although they were not resident in Kansas, giving that element the victory. Pierce supported the outcome despite the irregularities. When Free-Staters set up a shadow government, and drafted the Topeka Constitution, Pierce called their work an act of rebellion. The president continued to recognize the pro-slavery legislature, which was dominated by Democrats, even after a Congressional investigative committee found its election to have been illegitimate. He dispatched federal troops to break up a meeting of the Topeka government.[132][133]
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Passage of the act coincided with the seizure of escaped slave Anthony Burns in Boston. Northerners rallied in support of Burns, but Pierce was determined to follow the Fugitive Slave Act to the letter, and dispatched federal troops to enforce Burns's return to his Virginia owner despite furious crowds.[134][135]
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The midterm congressional elections of 1854 and 1855 were devastating to the Democrats (as well as to the Whig Party, which was on its last legs). The Democrats lost almost every state outside the South. The administration's opponents in the North worked together to return opposition members to Congress, though only a few northern Whigs gained election. In Pierce's New Hampshire, hitherto loyal to the Democratic Party, the Know-Nothings elected the governor, all three representatives, dominated the legislature, and returned John P. Hale to the Senate. Anti-immigrant fervor brought the Know-Nothings their highest numbers to that point, and some northerners were elected under the auspices of the new Republican Party.[130][131]
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Pierce fully expected to be renominated by the Democrats. In reality his chances of winning the nomination were slim, let alone re-election. The administration was widely disliked in the North for its position on the Kansas–Nebraska Act, and Democratic leaders were aware of Pierce's electoral vulnerability. Nevertheless, his supporters began to plan for an alliance with Douglas to deny James Buchanan the nomination. Buchanan had solid political connections and had been safely overseas through most of Pierce's term, leaving him untainted by the Kansas debacle.[137][138][139]
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When balloting began on June 5 at the convention in Cincinnati, Ohio, Pierce expected a plurality, if not the required two-thirds majority. On the first ballot, he received only 122 votes, many of them from the South, to Buchanan's 135, with Douglas and Cass receiving the rest. By the following morning fourteen ballots had been completed, but none of the three main candidates were able to get two-thirds of the vote. Pierce, whose support had been slowly declining as the ballots passed, directed his supporters to break for Douglas, withdrawing his name in a last-ditch effort to defeat Buchanan. Douglas, only 43 years of age, believed that he could be nominated in 1860 if he let the older Buchanan win this time, and received assurances from Buchanan's managers that this would be the case. After two more deadlocked ballots, Douglas's managers withdrew his name, leaving Buchanan as the clear winner. To soften the blow to Pierce, the convention issued a resolution of "unqualified approbation" in praise of his administration and selected his ally, former Kentucky Representative John C. Breckinridge, as the vice-presidential nominee.[137][138][139] This loss marked the only time in U.S. history that an elected president who was an active candidate for reelection was not nominated for a second term.[note 6][140]
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Pierce endorsed Buchanan, though the two remained distant; he hoped to resolve the Kansas situation by November to improve the Democrats' chances in the general election. He installed John W. Geary as territorial governor, who drew the ire of pro-slavery legislators.[141] Geary was able to restore order in Kansas, though the electoral damage had already been done—Republicans used "Bleeding Kansas" and "Bleeding Sumner" (the brutal caning of Charles Sumner by South Carolina Representative Preston Brooks in the Senate chamber) as election slogans.[142] The Buchanan/Breckinridge ticket was elected, but the Democratic percentage of the popular vote in the North fell from 49.8 percent in 1852 to 41.4 in 1856 as Buchanan won only five of sixteen free states (Pierce had won fourteen), and in three of those, Buchanan won because of a split between the Republican candidate, former California senator John C. Frémont and the Know Nothing, former president Fillmore.[143]
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Pierce did not temper his rhetoric after losing the nomination. In his final message to Congress, delivered in December 1856, he vigorously attacked Republicans and abolitionists. He took the opportunity to defend his record on fiscal policy, and on achieving peaceful relations with other nations.[144][145] In the final days of the Pierce administration, Congress passed bills to increase the pay of army officers and to build new naval vessels, also expanding the number of seamen enlisted. It also passed a tariff reduction bill he had long sought.[146] Pierce and his cabinet left office on March 4, 1857, the only time in U.S. history that the original cabinet members all remained for a full four-year term.[147]
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After leaving the White House, the Pierces remained in Washington for more than two months, staying with former Secretary of State Marcy.[149] Buchanan altered course from the Pierce administration, replacing all of his appointees. The Pierces eventually moved to Portsmouth, New Hampshire, where Pierce had begun to speculate in property. Seeking warmer weather, he and Jane spent the next three years traveling, beginning with a stay in Madeira and followed by tours of Europe and the Bahamas.[148] In Rome, he visited Nathaniel Hawthorne; the two men spent much time together and the author found the retired president as buoyant as ever.[150]
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Pierce never lost sight of politics during his travels, commenting regularly on the nation's growing sectional conflict. He insisted that northern abolitionists stand down to avoid a southern secession, writing that the bloodshed of a civil war would "not be along Mason and Dixon's line merely", but "within our own borders in our own streets".[148] He also criticized New England Protestant ministers, who largely supported abolition and Republican candidates, for their "heresy and treason".[148] The rise of the Republican Party forced the Democrats to defend Pierce; during his debates with Republican Senate candidate Abraham Lincoln in 1858, Douglas called the former president "a man of integrity and honor".[151]
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As the Democratic Convention of 1860 approached, some asked Pierce to run as a compromise candidate that could unite the fractured party, but Pierce refused. As Douglas struggled to attract southern support, Pierce backed Cushing and then Breckinridge as potential alternatives, but his priority was a united Democratic Party. The split Democrats were soundly defeated for the presidency by the Republican candidate, Lincoln. In the months between Lincoln's election, and his inauguration on March 4, 1861, Pierce looked on as several southern states began plans to secede. He was asked by Justice Campbell to travel to Alabama and address that state's secession convention. Due to illness he declined, but sent a letter appealing to the people of Alabama to remain in the Union, and give the North time to repeal laws against southern interests and to find common ground.[152]
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After efforts to prevent the Civil War ended with the firing on Fort Sumter, Northern Democrats, including Douglas, endorsed Lincoln's plan to bring the Southern states back into the fold by force. Pierce wanted to avoid war at all costs, and wrote to Van Buren, proposing an assembly of former U.S. presidents to resolve the issue, but this suggestion was not acted on. "I will never justify, sustain or in any way or to any extent uphold this cruel, heartless, aimless, unnecessary war," Pierce wrote to his wife.[152] Pierce publicly opposed President Lincoln's order suspending the writ of habeas corpus, arguing that even in a time of war, the country should not abandon its protection of civil liberties. This stand won him admirers with the emerging Northern Peace Democrats, but others saw the stand as further evidence of Pierce's southern bias.[153]
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In September 1861, Pierce traveled to Michigan, visiting his former Interior Secretary, McClelland, former senator Cass, and others. A Detroit bookseller, J. A. Roys, sent a letter to Lincoln's Secretary of State, William H. Seward, accusing the former president of meeting with disloyal people, and saying he had heard there was a plot to overthrow the government and establish Pierce as president. Later that month, the pro-administration Detroit Tribune printed an item calling Pierce "a prowling traitor spy", and intimating that he was a member of the pro-Confederate Knights of the Golden Circle. No such conspiracy existed, but a Pierce supporter, Guy S. Hopkins, sent to the Tribune a letter purporting to be from a member of the Knights of the Golden Circle, indicating that "President P." was part of a plot against the Union.[154][155] Hopkins intended for the Tribune to make the charges public, at which point Hopkins would admit authorship, thus making the Tribune editors seem overly partisan and gullible. Instead, the Tribune editors forwarded the Hopkins letter to government officials. Seward then ordered the arrest of possible "traitors" in Michigan, which included Hopkins. Hopkins confessed authorship of the letter and admitted the hoax, but despite this, Seward wrote to Pierce demanding to know if the charges were true. Pierce denied them, and Seward hastily backtracked. Later, Republican newspapers printed the Hopkins letter in spite of his admission that it was a hoax, and Pierce decided that he needed to clear his name publicly. When Seward refused to make their correspondence public, Pierce publicized his outrage by having a Senate ally, California's Milton Latham, read the letters between Seward and Pierce into the Congressional record, to the administration's embarrassment.[154][155]
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The institution of the draft and the arrest of outspoken anti-administration Democrat Clement Vallandigham further incensed Pierce, who gave an address to New Hampshire Democrats in July 1863 vilifying Lincoln. "Who, I ask, has clothed the President with power to dictate to any one of us when we must or when we may speak, or be silent upon any subject, and especially in relation to the conduct of any public servant?", he demanded.[156][157] Pierce's comments were ill-received in much of the North, especially as his criticism of Lincoln's aims coincided with the twin Union victories at Gettysburg and Vicksburg. Pierce's reputation in the North was further damaged the following month when the Mississippi plantation of the Confederate president, Jefferson Davis, was seized by Union soldiers. Pierce's correspondence with Davis, all pre-war, revealing his deep friendship with Davis and predicting that civil war would result in insurrection in the North, was sent to the press. Pierce's words hardened abolitionist sentiment against him.[156][157]
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Jane Pierce died of tuberculosis in Andover, Massachusetts in December 1863; she was buried at Old North Cemetery in Concord, New Hampshire. Pierce was further grieved by the death of his close friend Nathaniel Hawthorne in May 1864; he was with Hawthorne when the author died unexpectedly. Hawthorne had controversially dedicated his final book to Pierce. Some Democrats tried again to put Pierce's name up for consideration as the 1864 presidential election unfolded, but he kept his distance; Lincoln easily won a second term. When news spread of Lincoln's assassination in April 1865, a mob gathered outside Pierce's home in Concord, demanding to know why he had not raised a flag as a public mourning gesture. Pierce grew angry, expressing sadness over Lincoln's death but denying any need for a public gesture. He told them that his history of military and public service proved his patriotism, which was enough to quiet the crowd.[158]
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Pierce's drinking impaired his health in his last years, but he grew increasingly spiritual. He had a brief relationship with an unknown woman in mid-1865. During this time, he used his influence to improve the treatment of Davis, now a prisoner at Fort Monroe in Virginia. He also offered financial help to Hawthorne's son Julian, as well as to his own nephews. On the second anniversary of Jane's death, Pierce was baptized into his wife's Episcopal faith at St. Paul's Church in Concord. He found this church to be less political than his former Congregational denomination, which had alienated Democrats with anti-slavery rhetoric. He took up the life of an "old farmer", as he called himself, buying up property, drinking less, farming the land himself, and hosting visiting relatives.[159] He spent most of his time in Concord and his cottage at Little Boar's Head on the coast, sometimes visiting Jane's relatives in Massachusetts. Still interested in politics, he expressed support for Andrew Johnson's Reconstruction policy and supported the president's acquittal in his impeachment trial; he later expressed optimism for Johnson's successor, Ulysses S. Grant.[160]
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Pierce's health began to decline again in mid-1869; he resumed heavy drinking despite his deteriorating physical condition. He returned to Concord that September, suffering from severe cirrhosis of the liver, knowing he would not recover. A caretaker was hired; none of his family members were present in his final days. He died at 4:35 am on Friday, October 8, 1869, at the age of 64. President Grant, who later defended Pierce's service in the Mexican-American War, declared a day of national mourning. Newspapers across the country carried lengthy front-page stories examining Pierce's colorful and controversial career. Pierce was interred next to his wife and two of his sons in the Minot enclosure at Concord's Old North Cemetery.[161]
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In his last will, which he signed January 22, 1868, Pierce left a large number of specific bequests such as paintings, swords, horses, and other items to friends, family, and neighbors. Much of his $72,000 estate (equal to $1,380,000 today) went to his brother Henry's family, and to Hawthorne's children and Pierce's landlady. Henry's son Frank Pierce received the largest share.[162]
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In addition to his LL.D. from Norwich University, Pierce also received honorary doctorates from Bowdoin College (1853) and Dartmouth College (1860).[163]
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Two places in New Hampshire have been listed on the National Register of Historic Places specifically because of their association with Pierce. The Franklin Pierce Homestead in Hillsborough is a state park and a National Historic Landmark, open to the public.[2] The Franklin Pierce House in Concord, where Pierce died, was destroyed by fire in 1981, but is nevertheless listed on the register.[164] The Pierce Manse, his Concord home from 1842 to 1848, is open seasonally and maintained by a volunteer group, "The Pierce Brigade".[47]
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Several institutions and places have been named after Pierce, many in New Hampshire:
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After Pierce died, he mostly passed from the American consciousness, except as one of a series of presidents whose disastrous tenures led to civil war.[171] Pierce's presidency is widely regarded as a failure; he is often described as one of the worst presidents in American history.[note 7] The public placed him third-to-last among his peers in C-SPAN surveys (2000 and 2009).[176] Part of his failure was in allowing a divided Congress to take the initiative, most disastrously with the Kansas–Nebraska Act. Although he did not lead that fight—Senator Douglas did—Pierce paid the cost in damage to his reputation.[177] The failure of Pierce, as president, to secure sectional conciliation helped bring an end to the dominance of the Democratic Party that had started with Jackson, and led to a period of over seventy years when the Republicans mostly controlled national politics.[178]
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Historian Eric Foner says, "His administration turned out to be one of the most disastrous in American history. It witnessed the collapse of the party system inherited from the Age of Jackson".[179]
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Biographer Roy Nichols argues:
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As a national political leader Pierce was an accident. He was honest and tenacious of his views but, as he made up his mind with difficulty and often reversed himself before making a final decision, he gave a general impression of instability. Kind, courteous, generous, he attracted many individuals, but his attempts to satisfy all factions failed and made him many enemies. In carrying out his principles of strict construction he was most in accord with Southerners, who generally had the letter of the law on their side. He failed utterly to realize the depth and the sincerity of Northern feeling against the South and was bewildered at the general flouting of the law and the Constitution, as he described it, by the people of his own New England. At no time did he catch the popular imagination. His inability to cope with the difficult problems that arose early in his administration caused him to lose the respect of great numbers, especially in the North, and his few successes failed to restore public confidence. He was an inexperienced man, suddenly called to assume a tremendous responsibility, who honestly tried to do his best without adequate training or temperamental fitness.[180][181]
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Despite a reputation as an able politician and a likable man, during his presidency Pierce served only as a moderator among the increasingly bitter factions that were driving the nation towards civil war.[182] To Pierce, who saw slavery as a question of property rather than morality,[178] the Union was sacred; because of this, he saw the actions of abolitionists, and the more moderate Free Soilers, as divisive and as a threat to the constitutionally-guaranteed rights of southerners.[183] Although he criticized those who sought to limit or end slavery, he rarely rebuked southern politicians who took extreme positions or opposed northern interests.[184]
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David Potter concludes that the Ostend Manifesto and the Kansas–Nebraska Act were "the two great calamities of the Franklin Pierce administration ... Both brought down an avalanche of public criticism."[185] More important, says Potter, they permanently discredited Manifest Destiny and "popular sovereignty" as political doctrines.[185] Historian Kenneth Nivison, writing in 2010, takes a more favorable view of Pierce's foreign policy, stating that his expansionism prefaced those of later presidents William McKinley and Theodore Roosevelt, who served at a time when America had the military might to make her desires stick. "American foreign and commercial policy beginning in the 1890s, which eventually supplanted European colonialism by the middle of the twentieth century, owed much to the paternalism of Jacksonian Democracy cultivated in the international arena by the Presidency of Franklin Pierce."[186]
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Historian Larry Gara, who authored a book on Pierce's presidency, wrote in the former president's entry in American National Biography Online:
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He was president at a time that called for almost superhuman skills, yet he lacked such skills and never grew into the job to which he had been elected. His view of the Constitution and the Union was from the Jacksonian past. He never fully understood the nature or depth of Free Soil sentiment in the North. He was able to negotiate a reciprocal trade treaty with Canada, to begin the opening of Japan to western trade, to add land to the Southwest, and to sign legislation for the creation of an overseas empire [the Guano Islands Act]. His Cuba and Kansas policies led only to deeper sectional strife. His support for the Kansas–Nebraska Act and his determination to enforce the Fugitive Slave Act helped polarize the sections. Pierce was hard-working and his administration largely untainted by graft, yet the legacy from those four turbulent years contributed to the tragedy of secession and civil war.[187]
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It is doubtful if any former president was as reviled in later life as Franklin Pierce was, and his reputation has hardly improved in the century and a half since his death. If anything, he has been forgotten and relegated to a footnote in history books—as an amiable nonentity who had no business being president and who reached that lofty position purely by the accident of circumstance.[172][173][174][175]
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Franklin Delano Roosevelt (/ˈroʊzəvəlt/,[1] /-vɛlt/;[2] January 30, 1882 – April 12, 1945), often referred to by his initials FDR, was an American politician who served as the 32nd president of the United States from 1933 until his death in 1945. A member of the Democratic Party, he won a record four presidential elections and became a central figure in world events during the first half of the 20th century. Roosevelt directed the federal government during most of the Great Depression, implementing his New Deal domestic agenda in response to the worst economic crisis in U.S. history. As a dominant leader of his party, he built the New Deal Coalition, which realigned American politics into the Fifth Party System and defined American liberalism throughout the middle third of the 20th century. His third and fourth terms were dominated by World War II, which ended shortly after he died in office.
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Roosevelt was born in Hyde Park, New York, to the Roosevelt family made well known by the reputation of Theodore Roosevelt, the 26th president of the United States, as well as businessman William Henry Aspinwall. FDR graduated from Groton School and Harvard College and attended Columbia Law School but left after passing the bar exam to practice law in New York City. In 1905, he married his fifth cousin once removed, Eleanor Roosevelt. They had six children, of whom five survived into adulthood. He won election to the New York State Senate in 1910, and then served as Assistant Secretary of the Navy under President Woodrow Wilson during World War I. Roosevelt was James M. Cox's running mate on the Democratic Party's 1920 national ticket, but Cox was defeated by Republican Warren G. Harding. In 1921, Roosevelt contracted a paralytic illness, believed at the time to be polio, and his legs became permanently paralyzed. While attempting to recover from his condition, Roosevelt founded the treatment center in Warm Springs, Georgia, for people with poliomyelitis. In spite of being unable to walk unaided, Roosevelt returned to public office by winning election as Governor of New York in 1928. He served as governor from 1929 to 1933, promoting programs to combat the economic crisis besetting the United States.
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In the 1932 presidential election, Roosevelt defeated Republican President Herbert Hoover in a landslide. Roosevelt took office in the midst of the Great Depression, the worst economic crisis in U.S. history. During the first 100 days of the 73rd United States Congress, Roosevelt spearheaded unprecedented federal legislation and issued a profusion of executive orders that instituted the New Deal — a variety of programs designed to produce relief, recovery, and reform. He created numerous programs to provide relief to the unemployed and farmers while seeking economic recovery with the National Recovery Administration and other programs. He also instituted major regulatory reforms related to finance, communications, and labor, and presided over the end of Prohibition. He harnessed radio to speak directly to the American people, giving 30 "fireside chat" radio addresses during his presidency and becoming the first American president to be televised. With the economy having improved rapidly from 1933 to 1936, Roosevelt won a landslide reelection in 1936. However, the economy then relapsed into a deep recession in 1937 and 1938. After the 1936 election, Roosevelt sought passage of the Judiciary Reorganization Bill of 1937 (the "court packing plan"), which would have expanded the size of the Supreme Court of the United States. The bipartisan Conservative Coalition that formed in 1937 prevented passage of the bill and blocked the implementation of further New Deal programs and reforms. Major surviving programs and legislation implemented under Roosevelt include the Securities and Exchange Commission, the National Labor Relations Act, the Federal Deposit Insurance Corporation, Social Security, and the Fair Labor Standards Act of 1938.
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The United States reelected FDR in 1940 for his third term, making him the only U.S. President to serve for more than two terms. With World War II looming after 1938, Roosevelt gave strong diplomatic and financial support to China, the United Kingdom and eventually the Soviet Union while the U.S. remained officially neutral. Following the Japanese attack on Pearl Harbor on December 7, 1941, an event he famously called "a date which will live in infamy", Roosevelt obtained a congressional declaration of war on Japan, and, a few days later, on Germany and Italy. Assisted by his top aide Harry Hopkins and with very strong national support, he worked closely with British Prime Minister Winston Churchill, Soviet leader Joseph Stalin and Chinese Generalissimo Chiang Kai-shek in leading the Allied Powers against the Axis Powers. Roosevelt supervised the mobilization of the U.S. economy to support the war effort, and implemented a Europe first strategy, making the defeat of Germany a priority over that of Japan. He also initiated the development of the world's first atomic bomb, and worked with the other Allied leaders to lay the groundwork for the United Nations and other post-war institutions. Roosevelt won reelection in 1944, but with his physical health declining during the war years, he died in April 1945, less than three months into his fourth term. The Axis Powers surrendered to the Allies in the months following Roosevelt's death, during the presidency of his successor, Harry S. Truman. He is usually rated by scholars among the nation's greatest presidents, after George Washington and Abraham Lincoln, but has also been subject to substantial criticism.
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Franklin Delano Roosevelt was born on January 30, 1882, in the Hudson Valley town of Hyde Park, New York, to businessman James Roosevelt I and his second wife, Sara Ann Delano. Roosevelt's parents, who were sixth cousins,[4] both came from wealthy old New York families, the Roosevelts, the Aspinwalls and the Delanos, respectively. Roosevelt's patrilineal ancestor migrated to New Amsterdam in the 17th century, and the Roosevelts flourished as merchants and landowners.[5] The Delano family progenitor traveled to the New World on the Mayflower, and the Delanos prospered as merchants and shipbuilders in Massachusetts.[6] Franklin had a half-brother, James "Rosy" Roosevelt, from his father's previous marriage.[7]
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Roosevelt grew up in a wealthy family. His father, James Roosevelt I, graduated from Harvard Law School in 1851, but chose not to practice law after receiving an inheritance from his grandfather, James Roosevelt.[7] Roosevelt's father was a prominent Bourbon Democrat who once took Franklin to meet President Grover Cleveland in the White House.[8] Sara was the dominant influence in Franklin's early years.[9] She once declared, "My son Franklin is a Delano, not a Roosevelt at all."[4] James, who was 54 when Franklin was born, was considered by some as a remote father, though biographer James MacGregor Burns indicates James interacted with his son more than was typical at the time.[10]
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Roosevelt learned to ride, shoot, row, and to play polo and lawn tennis. He took up golf in his teen years, becoming a skilled long hitter.[11] He was club champion in his late teen years at the small golf club on Campobello Island, New Brunswick, Canada, where his family had a summer cottage.[12] He learned to sail early, and when he was 16, his father gave him a sailboat.[13]
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Frequent trips to Europe — he made his first excursion at the age of two and went with his parents every year from the ages of seven to fifteen — helped Roosevelt become conversant in German and French. Except for attending public school in Germany at age nine,[14][15] Roosevelt was home-schooled by tutors until age 14.[16][page needed] He then attended Groton School, an Episcopal boarding school in Groton, Massachusetts, joining the third form.[17][page needed] Its headmaster, Endicott Peabody, preached the duty of Christians to help the less fortunate and urged his students to enter public service. Peabody remained a strong influence throughout Roosevelt's life, officiating at his wedding and visiting him as president.[18][19]
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Like most of his Groton classmates, Roosevelt went to Harvard College.[20] Roosevelt was an average student academically,[21] and he later declared, "I took economics courses in college for four years, and everything I was taught was wrong."[22] He was a member of the Alpha Delta Phi fraternity[23] and the Fly Club,[24] and served as a school cheerleader.[25] Roosevelt was relatively undistinguished as a student or athlete, but he became editor-in-chief of The Harvard Crimson daily newspaper, a position that required great ambition, energy, and the ability to manage others.[26]
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Roosevelt's father died in 1900, causing great distress for him.[27] The following year, Roosevelt's fifth cousin Theodore Roosevelt became President of the United States. Theodore's vigorous leadership style and reforming zeal made him Franklin's role model and hero.[28] Roosevelt graduated from Harvard in 1903 with an A.B. in history. He entered Columbia Law School in 1904, but dropped out in 1907 after passing the New York bar exam.[29][b] In 1908, he took a job with the prestigious law firm of Carter Ledyard & Milburn, working in the firm's admiralty law division.[31]
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In mid-1902, Franklin began courting his future wife Eleanor Roosevelt, with whom he had been acquainted as a child.[32] Eleanor and Franklin were fifth cousins, once removed, and Eleanor was a niece of Theodore Roosevelt.[33] They began corresponding with each other in 1902, and in October 1903,[17][page needed] Franklin proposed marriage to Eleanor.[34]
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On March 17, 1905, Roosevelt married Eleanor in New York City, despite the fierce resistance of his mother.[35] While she did not dislike Eleanor, Sara Roosevelt was very possessive of her son, believing he was too young for marriage. She attempted to break the engagement several times.[36] Eleanor's uncle, President Theodore Roosevelt, stood in at the wedding for Eleanor's deceased father, Elliott.[37] The young couple moved into Springwood, his family's estate at Hyde Park. The home was owned by Sara Roosevelt until her death in 1941 and was very much her home as well.[38] In addition, Franklin and Sara Roosevelt did the planning and furnishing of a townhouse Sara had built for the young couple in New York City; Sara had a twin house built alongside for herself. Eleanor never felt at home in the houses at Hyde Park or New York, but she loved the family's vacation home on Campobello Island, which Sara gave to the couple.[39]
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Biographer James MacGregor Burns said that young Roosevelt was self-assured and at ease in the upper-class.[40] In contrast, Eleanor at the time was shy and disliked social life, and at first, stayed at home to raise their several children. As his father had, Franklin left the raising of the children to his wife, while Eleanor in turn largely relied on hired caregivers to raise the children. Referring to her early experience as a mother, she later stated that she knew "absolutely nothing about handling or feeding a baby."[41] Although Eleanor had an aversion to sexual intercourse and considered it "an ordeal to be endured",[42] she and Franklin had six children. Anna, James, and Elliott were born in 1906, 1907, and 1910, respectively. The couple's second son, Franklin, died in infancy in 1909. Another son, also named Franklin, was born in 1914, and the youngest child, John, was born in 1916.[43]
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Roosevelt had various extra-marital affairs, including one with Eleanor's social secretary Lucy Mercer, which began soon after she was hired in early 1914.[44] In September 1918, Eleanor found letters revealing the affair in Roosevelt's luggage. Franklin contemplated divorcing Eleanor, but Sara objected strongly and Lucy would not agree to marry a divorced man with five children.[45] Franklin and Eleanor remained married, and Roosevelt promised never to see Lucy again. Eleanor never truly forgave him, and their marriage from that point on was more of a political partnership.[46] Eleanor soon thereafter established a separate home in Hyde Park at Val-Kill, and increasingly devoted herself to various social and political causes independently of her husband. The emotional break in their marriage was so severe that when Roosevelt asked Eleanor in 1942 — in light of his failing health — to come back home and live with him again, she refused.[47] He was not always aware of when she visited the White House and for some time she could not easily reach him on the telephone without his secretary's help; Roosevelt, in turn, did not visit Eleanor's New York City apartment until late 1944.[48]
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Franklin broke his promise to Eleanor to refrain from having affairs. He and Lucy maintained a formal correspondence, and began seeing each other again in 1941, or perhaps earlier.[49][50] Lucy was with Roosevelt on the day he died in 1945. Despite this, Roosevelt's affair was not widely known until the 1960s.[47] Roosevelt's son Elliott claimed that his father had a 20-year affair with his private secretary, Marguerite "Missy" LeHand.[51] Another son, James, stated that "there is a real possibility that a romantic relationship existed" between his father and Crown Princess Märtha of Norway, who resided in the White House during part of World War II. Aides began to refer to her at the time as "the president's girlfriend",[52] and gossip linking the two romantically appeared in the newspapers.[53]
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Roosevelt held little passion for the practice of law and confided to friends that he planned to eventually enter politics.[54] Despite his admiration for his cousin, Theodore, Franklin inherited his father's affiliation with the Democratic Party.[55] Prior to the 1910 elections, the local Democratic Party recruited Roosevelt to run for a seat in the New York State Assembly. Roosevelt was an attractive recruit for the party because Theodore Roosevelt was still one of the country's most prominent politicians, and a Democratic Roosevelt was good publicity; the candidate could also pay for his own campaign.[56] Roosevelt's campaign for the state assembly ended after the Democratic incumbent, Lewis Stuyvesant Chanler, chose to seek re-election. Rather than putting his political hopes on hold, Roosevelt ran for a seat in the state senate.[57] The senate district, located in Dutchess County, Columbia County, and Putnam County, was strongly Republican.[58] Roosevelt feared that open opposition from Theodore could effectively end his campaign, but Theodore privately encouraged his cousin's candidacy despite their differences in partisan affiliation.[55] Acting as his own campaign manager, Roosevelt traveled throughout the senate district via automobile at a time when many could not afford cars.[59] Due to his aggressive and effective campaign,[60] the Roosevelt name's influence in the Hudson Valley, and the Democratic landslide that year, Roosevelt won the election, surprising almost everyone.[61]
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Though legislative sessions rarely lasted more than ten weeks, Roosevelt treated his new position as a full-time career.[62] Taking his seat on January 1, 1911, Roosevelt immediately became the leader of a group of "Insurgents" who opposed the bossism of the Tammany Hall machine that dominated the state Democratic Party. In the 1911 U.S. Senate election, which was determined in a joint session of the New York state legislature,[c] Roosevelt and nineteen other Democrats caused a prolonged deadlock by opposing a series of Tammany-backed candidates. Finally, Tammany threw its backing behind James A. O'Gorman, a highly regarded judge who Roosevelt found acceptable, and O'Gorman won the election in late March.[63] Roosevelt soon became a popular figure among New York Democrats, though he had not yet become an eloquent speaker.[61] News articles and cartoons began depicting "the second coming of a Roosevelt" that sent "cold shivers down the spine of Tammany".[64]
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Roosevelt, again in opposition to Tammany Hall, supported New Jersey Governor Woodrow Wilson's successful bid for the 1912 Democratic nomination, earning an informal designation as an original Wilson man.[65] The election became a three-way contest, as Theodore Roosevelt left the Republican Party to launch a third party campaign against Wilson and sitting Republican President William Howard Taft. Franklin's decision to back Wilson over Theodore Roosevelt in the general election alienated some members of his family, although Theodore himself was not offended.[66] Wilson's victory over the divided Republican Party made him the first Democrat to win a presidential election since 1892. Overcoming a bout with typhoid fever, and with extensive assistance from journalist Louis McHenry Howe, Roosevelt was re-elected in the 1912 elections. After the election, he served for a short time as chairman of the Agriculture Committee, and his success with farm and labor bills was a precursor to his New Deal policies twenty years later.[67] By this time he had become more consistently progressive, in support of labor and social welfare programs for women and children; cousin Theodore was of some influence on these issues.[68]
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Roosevelt's support of Wilson led to his appointment in March 1913 as Assistant Secretary of the Navy, the second-ranking official in the Navy Department after Secretary Josephus Daniels.[69] Roosevelt had a lifelong affection for the Navy — he had already collected almost 10,000 naval books and claimed to have read all but one — and was more ardent than Daniels in supporting a large and efficient naval force.[70][71] With Wilson's support, Daniels and Roosevelt instituted a merit-based promotion system and made other reforms to extend civilian control over the autonomous departments of the Navy.[72] Roosevelt oversaw the Navy's civilian employees and earned the respect of union leaders for his fairness in resolving disputes.[73] Not a single strike occurred during his seven-plus years in the office,[74] during which Roosevelt gained experience in labor issues, government management during wartime, naval issues, and logistics, all valuable areas for future office.[75]
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In 1914, Roosevelt made an ill-conceived decision to run for the seat of retiring Republican Senator Elihu Root of New York. Though Roosevelt won the backing of Treasury Secretary William Gibbs McAdoo and Governor Martin H. Glynn, he faced a formidable opponent in the Tammany-backed James W. Gerard.[76] He also lacked Wilson's backing, as Wilson needed Tammany's forces to help marshal his legislation and secure his 1916 re-election.[77] Roosevelt was soundly defeated in the Democratic primary by Gerard, who in turn lost the general election to Republican James Wolcott Wadsworth Jr. Roosevelt learned a valuable lesson, that federal patronage alone, without White House support, could not defeat a strong local organization.[78] After the election, Roosevelt and the boss of the Tammany Hall machine, Charles Francis Murphy, sought an accommodation with one another and became political allies.[79]
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Following his defeat in the Senate primary, Roosevelt refocused on the Navy Department.[80] World War I broke out in July 1914, with the Central Powers of Germany, Austria-Hungary, and the Ottoman Empire seeking to defeat the Allied Powers of Britain, France, and Russia. Though he remained publicly supportive of Wilson, Roosevelt sympathized with the Preparedness Movement, whose leaders strongly favored the Allied Powers and called for a military build-up.[81] The Wilson administration initiated an expansion of the Navy after the sinking of the RMS Lusitania by a German submarine, and Roosevelt helped establish the United States Navy Reserve and the Council of National Defense.[82] In April 1917, after Germany declared it would engage in unrestricted submarine warfare and attacked several U.S. ships, Wilson asked Congress for a declaration of war. Congress approved the declaration of war on Germany on April 6.[83]
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Roosevelt requested that he be allowed to serve as a naval officer, but Wilson insisted that he continue to serve as Assistant Secretary of the Navy. For the next year, Roosevelt remained in Washington to coordinate the mobilization, supply, and deployment of naval vessels and personnel.[84] In the first six months after the U.S. entered the war, the Navy expanded fourfold.[85] In the summer of 1918, Roosevelt traveled to Europe to inspect naval installations and meet with French and British officials. In September, he returned to the United States on board the USS Leviathan, a large troop carrier. On the 11-day voyage, the pandemic influenza virus struck and killed many on board. Roosevelt became very ill with influenza and a complicating pneumonia, but he recovered by the time the ship landed in New York.[86][87] After Germany signed an armistice in November 1918, surrendering and ending the fighting, Daniels and Roosevelt supervised the demobilization of the Navy.[88] Against the advice of older officers such as Admiral William Benson—who claimed he could not "conceive of any use the fleet will ever have for aviation"—Roosevelt personally ordered the preservation of the Navy's Aviation Division.[89] With the Wilson administration coming to an end, Roosevelt began planning for his next run for office. Roosevelt and his associates approached Herbert Hoover about running for the 1920 Democratic presidential nomination, with Roosevelt as his running mate.[90]
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Roosevelt's plan to convince Hoover to run for the Democratic nomination fell through after Hoover publicly declared himself to be a Republican, but Roosevelt nonetheless decided to seek the 1920 vice presidential nomination. After Governor James M. Cox of Ohio won the party's presidential nomination at the 1920 Democratic National Convention, he chose Roosevelt as his running mate, and the party formally nominated Roosevelt by acclamation.[91] Although his nomination surprised most people, Roosevelt balanced the ticket as a moderate, a Wilsonian, and a prohibitionist with a famous name.[92][93] Roosevelt had just turned 38, four years younger than Theodore had been when he received the same nomination from his party. Roosevelt resigned as Assistant Secretary of the Navy after the Democratic convention and campaigned across the nation for the Cox–Roosevelt ticket.[94]
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During the campaign, Cox and Roosevelt defended the Wilson administration and the League of Nations, both of which were unpopular in 1920.[95] Roosevelt personally supported U.S. membership in the League of Nations, but, unlike Wilson, he favored compromising with Senator Henry Cabot Lodge and other "Reservationists."[96] The Cox–Roosevelt ticket was defeated by Republicans Warren G. Harding and Calvin Coolidge in the presidential election by a wide margin, and the Republican ticket carried every state outside of the South.[97] Roosevelt accepted the loss without issue and later reflected that the relationships and good will that he built in the 1920 campaign proved to be a major asset in his 1932 campaign. The 1920 election also saw the first public participation of Eleanor Roosevelt who, with the support of Louis Howe, established herself as a valuable political ally.[98]
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After the election, Roosevelt returned to New York City, where he practiced law and served as a vice president of the Fidelity and Deposit Company.[99] He also sought to build support for a political comeback in the 1922 elections, but his career was derailed by illness.[99] While the Roosevelts were vacationing at Campobello Island in August 1921, he fell ill. His main symptoms were fever; symmetric, ascending paralysis; facial paralysis; bowel and bladder dysfunction; numbness and hyperesthesia; and a descending pattern of recovery. Roosevelt was left permanently paralyzed from the waist down. He was diagnosed with poliomyelitis at the time, but researchers at the University of Texas Medical Branch have suggested his symptoms to be more consistent with Guillain–Barré syndrome – an autoimmune neuropathy which Roosevelt's doctors failed to consider as a diagnostic possibility.[100] However a 2016 analysis found the symptoms to be unlikely the result of Guillain–Barré syndrome and more likely caused by poliomyelitis.[101]
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Though his mother favored his retirement from public life, Roosevelt, his wife, and Roosevelt's close friend and adviser, Louis Howe, were all determined that Roosevelt continue his political career.[102] Roosevelt convinced many people that he was improving, which he believed to be essential prior to running for public office again.[103] He laboriously taught himself to walk short distances while wearing iron braces on his hips and legs by swiveling his torso, supporting himself with a cane.[104] Roosevelt was careful never to be seen using his wheelchair in public, and great care was taken to prevent any portrayal in the press that would highlight his disability.[105] However, his disability was well known before and during his presidency and became a major part of his image. He usually appeared in public standing upright, supported on one side by an aide or one of his sons.[106]
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Beginning in 1925, Roosevelt spent most of his time in the Southern United States, at first on his houseboat, the Larooco.[107] Intrigued by the potential benefits of hydrotherapy, he established a rehabilitation center at Warm Springs, Georgia, in 1926. To create the rehabilitation center, Roosevelt assembled a staff of physical therapists and used most of his inheritance to purchase the Merriweather Inn. In 1938, Roosevelt founded the National Foundation for Infantile Paralysis, leading to the development of polio vaccines.[108]
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Roosevelt maintained contacts with the Democratic Party during the 1920s, and he remained active in New York politics while also establishing contacts in the South, particularly in Georgia.[109] Roosevelt issued an open letter endorsing Al Smith's successful campaign in New York's 1922 gubernatorial election, which both aided Smith and showed Roosevelt's continuing relevance as a political figure.[110] Roosevelt and Smith came from different backgrounds and never fully trusted one another, but Roosevelt supported Smith's progressive policies, while Smith was happy to have the backing of the prominent and well-respected Roosevelt.[111] Roosevelt gave presidential nominating speeches for Smith at the 1924 and 1928 Democratic National Conventions; the speech at the 1924 convention marked a return to public life following his illness and convalescence.[112] The Democrats were badly divided between an urban wing, led by Smith, and a conservative, rural wing, led by William Gibbs McAdoo, and the party suffered a landslide defeat in the 1924 presidential election. Like many others throughout the United States, Roosevelt did not abstain from alcohol during the Prohibition era, but publicly he sought to find a compromise on Prohibition acceptable to both wings of the party.[113]
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In 1925, Smith appointed Roosevelt to the Taconic State Park Commission, and his fellow commissioners chose him as chairman.[114] In this role, he came into conflict with Robert Moses, a Smith protégé,[114] who was the primary force behind the Long Island State Park Commission and the New York State Council of Parks.[114] Roosevelt accused Moses of using the name recognition of prominent individuals including Roosevelt to win political support for state parks, but then diverting funds to the ones Moses favored on Long Island, while Moses worked to block the appointment of Howe to a salaried position as the Taconic commission's secretary.[114] Roosevelt served on the commission until the end of 1928,[115] and his contentious relationship with Moses continued as their careers progressed.[116]
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As the Democratic Party presidential nominee in the 1928 election, Smith, in turn, asked Roosevelt to run for governor in the state election.[117] Roosevelt initially resisted the entreaties of Smith and others within the party, as he was reluctant to leave Warm Springs and feared a Republican landslide in 1928.[118] He agreed to run when party leaders convinced him that only he could defeat the Republican gubernatorial nominee, New York Attorney General Albert Ottinger.[119] Roosevelt won the party's gubernatorial nomination by acclamation, and he once again turned to Louis Howe to lead his campaign. Roosevelt was also joined on the campaign trail by Samuel Rosenman, Frances Perkins, and James Farley, all of whom would become important political associates.[120] While Smith lost the presidency in a landslide, and was defeated in his home state, Roosevelt was elected governor by a one-percent margin.[121] Roosevelt's election as governor of the most populous state immediately made him a contender in the next presidential election.[122]
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Upon taking office in January 1929, Roosevelt proposed the construction of a series of hydroelectric power plants and sought to address the ongoing farm crisis of the 1920s.[123] Relations between Roosevelt and Smith suffered after Roosevelt chose not to retain key Smith appointees like Robert Moses.[124] Roosevelt and Eleanor established a political understanding that would last for the duration of his political career; she would dutifully serve as the governor's wife but would also be free to pursue her own agenda and interests.[125] He also began holding "fireside chats", in which he directly addressed his constituents via radio, often using these chats to pressure the New York State Legislature to advance his agenda.[126] In October 1929, the Wall Street Crash occurred, and the country began sliding into the Great Depression.[127] While President Hoover and many state governors believed that the economic crisis would subside, Roosevelt saw the seriousness of the situation and established a state employment commission. He also became the first governor to publicly endorse the idea of unemployment insurance.[128]
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When Roosevelt began his run for a second term in May 1930, he reiterated his doctrine from the campaign two years before: "that progressive government by its very terms must be a living and growing thing, that the battle for it is never-ending and that if we let up for one single moment or one single year, not merely do we stand still but we fall back in the march of civilization."[129] He ran on a platform that called for aid to farmers, full employment, unemployment insurance, and old-age pensions.[130] His Republican opponent could not overcome the public's criticism of the Republican Party during the economic downturn, and Roosevelt was elected to a second term by a 14% margin.[131] With the Hoover administration resisting proposals to directly address the economic crisis, Governor Roosevelt proposed an economic relief package and the establishment of the Temporary Emergency Relief Administration to distribute those funds. Led first by Jesse I. Straus and then by Harry Hopkins, the agency assisted well over one-third of New York's population between 1932 and 1938.[132] Roosevelt also began an investigation into corruption in New York City among the judiciary, the police force, and organized crime, prompting the creation of the Seabury Commission. Many public officials were removed from office as a result.[133]
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He opened the 1932 Winter Olympics in Lake Placid, becoming the first American to open the Olympic Games as a government official.
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As the 1932 presidential election approached, Roosevelt increasingly turned his attention to national politics. He established a campaign team led by Howe and Farley and a "brain trust" of policy advisers.[134] With the economy ailing, many Democrats hoped that the 1932 elections would result in the election of the first Democratic president since Woodrow Wilson. Roosevelt's re-election as governor had established him as the front-runner for the 1932 Democratic presidential nomination. Roosevelt rallied the progressive supporters of the Wilson administration while also appealing to many conservatives, establishing himself as the leading candidate in the South and West. The chief opposition to Roosevelt's candidacy came from Northeastern conservatives such as Al Smith, the 1928 Democratic presidential nominee. Smith hoped to deny Roosevelt the two-thirds support necessary to win the party's presidential nomination at the 1932 Democratic National Convention in Chicago, and then emerge as the nominee after multiple rounds of balloting. Roosevelt entered the convention with a delegate lead due to his success in the 1932 Democratic primaries, but most delegates entered the convention unbound to any particular candidate. On the first presidential ballot of the convention, Roosevelt received the votes of more than half but less than two-thirds of the delegates, with Smith finishing in a distant second place. Speaker of the House John Nance Garner, who controlled the votes of Texas and California, threw his support behind Roosevelt after the third ballot, and Roosevelt clinched the nomination on the fourth ballot. With little input from Roosevelt, Garner won the vice-presidential nomination. Roosevelt flew in from New York after learning that he had won the nomination, becoming the first major-party presidential nominee to accept the nomination in person.[135]
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In his acceptance speech, Roosevelt declared, "I pledge you, I pledge myself to a new deal for the American people... This is more than a political campaign. It is a call to arms."[136] Roosevelt promised securities regulation, tariff reduction, farm relief, government-funded public works, and other government actions to address the Great Depression.[137] Reflecting changing public opinion, the Democratic platform included a call for the repeal of Prohibition; Roosevelt himself had not taken a public stand on the issue prior to the convention but promised to uphold the party platform.[138] After the convention, Roosevelt won endorsements from several progressive Republicans, including George W. Norris, Hiram Johnson, and Robert La Follette Jr.[139] He also reconciled with the party's conservative wing, and even Al Smith was persuaded to support the Democratic ticket.[140] Hoover's handling of the Bonus Army further damaged the incumbent's popularity, as newspapers across the country criticized the use of force to disperse assembled veterans.[141]
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Roosevelt won 57% of the popular vote and carried all but six states. Historians and political scientists consider the 1932–36 elections to be realigning elections. Roosevelt's victory was enabled by the creation of the New Deal coalition, small farmers, the Southern whites, Catholics, big city political machines, labor unions, northern African Americans (southern ones were still disfranchised), Jews, intellectuals, and political liberals.[142] The creation of the New Deal coalition transformed American politics and started what political scientists call the "New Deal Party System" or the Fifth Party System.[143] Between the Civil War and 1929, Democrats had rarely controlled both houses of Congress and had won just four of seventeen presidential elections; from 1932 to 1979, Democrats won eight of twelve presidential elections and generally controlled both houses of Congress.[144]
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Roosevelt was elected in November 1932 but, like his predecessors, did not take office until the following March. After the election, President Hoover sought to convince Roosevelt to renounce much of his campaign platform and to endorse the Hoover administration's policies.[145] Roosevelt refused Hoover's request to develop a joint program to stop the downward economic spiral, claiming that it would tie his hands and that Hoover had all the power to act if necessary.[146] The economy spiraled downward until the banking system began a complete nationwide shutdown as Hoover's term ended.[147] Roosevelt used the transition period to select the personnel for his incoming administration, and he chose Howe as his chief of staff, Farley as Postmaster General, and Frances Perkins as Secretary of Labor. William H. Woodin, a Republican industrialist close to Roosevelt, was the choice for Secretary of the Treasury, while Roosevelt chose Senator Cordell Hull of Tennessee as Secretary of State. Harold L. Ickes and Henry A. Wallace, two progressive Republicans, were selected for the roles of Secretary of the Interior and Secretary of Agriculture, respectively.[148] In February 1933, Roosevelt escaped an assassination attempt by Giuseppe Zangara, who expressed a "hate for all rulers." Attempting to shoot Roosevelt, Zangara instead mortally wounded Chicago Mayor Anton Cermak, who was sitting alongside Roosevelt.[149][150]
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Roosevelt appointed powerful men to top positions but made all the major decisions, regardless of delays, inefficiency or resentment. Analyzing the president's administrative style, historian James MacGregor Burns concludes:
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The president stayed in charge of his administration...by drawing fully on his formal and informal powers as Chief Executive; by raising goals, creating momentum, inspiring a personal loyalty, getting the best out of people...by deliberately fostering among his aides a sense of competition and a clash of wills that led to disarray, heartbreak, and anger but also set off pulses of executive energy and sparks of creativity...by handing out one job to several men and several jobs to one man, thus strengthening his own position as a court of appeals, as a depository of information, and as a tool of co-ordination; by ignoring or bypassing collective decision-making agencies, such as the Cabinet...and always by persuading, flattering, juggling, improvising, reshuffling, harmonizing, conciliating, manipulating.[151]
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When Roosevelt was inaugurated on March 4, 1933, the U.S. was at the nadir of the worst depression in its history. A quarter of the workforce was unemployed. Farmers were in deep trouble as prices had fallen by 60%. Industrial production had fallen by more than half since 1929. Two million people were homeless. By the evening of March 4, 32 of the 48 states – as well as the District of Columbia – had closed their banks.[152]
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Historians categorized Roosevelt's program as "relief, recovery, and reform." Relief was urgently needed by tens of millions of unemployed. Recovery meant boosting the economy back to normal. Reform meant long-term fixes of what was wrong, especially with the financial and banking systems. Through Roosevelt's series of radio talks, known as fireside chats, he presented his proposals directly to the American public.[153] Energized by his personal victory over his paralytic illness, Roosevelt relied on his persistent optimism and activism to renew the national spirit.[154]
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On his second day in office, Roosevelt declared a four-day national "bank holiday" and called for a special session of Congress to start March 9, on which date Congress passed the Emergency Banking Act.[155] The act, which was based on a plan developed by the Hoover administration and Wall Street bankers, gave the president the power to determine the opening and closing of banks and authorized the Federal Reserve Banks to issue banknotes.[156] The ensuing "First 100 Days" of the 73rd United States Congress saw an unprecedented amount of legislation[157] and set a benchmark against which future presidents would be compared.[158] When the banks reopened on Monday, March 15, stock prices rose by 15 percent and bank deposits exceeded withdrawals, thus ending the bank panic.[159] On March 22, Roosevelt signed the Cullen–Harrison Act, which effectively ended federal Prohibition.[160]
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Roosevelt presided over the establishment of several agencies and measures designed to provide relief for the unemployed and others in need. The Federal Emergency Relief Administration (FERA), under the leadership of Harry Hopkins, was designed to distribute relief to state governments.[161] The Public Works Administration (PWA), under the leadership of Secretary of the Interior Harold Ickes, was created to oversee the construction of large-scale public works such as dams, bridges, and schools.[161] The most popular of all New Deal agencies – and Roosevelt's favorite – was the Civilian Conservation Corps (CCC), which hired 250,000 unemployed young men to work on local rural projects. Roosevelt also expanded a Hoover agency, the Reconstruction Finance Corporation, making it a major source of financing for railroads and industry. Congress gave the Federal Trade Commission broad new regulatory powers and provided mortgage relief to millions of farmers and homeowners. Roosevelt also made agricultural relief a high priority and set up the Agricultural Adjustment Administration (AAA). The AAA tried to force higher prices for commodities by paying farmers to leave land uncultivated and to cut herds.[162]
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Reform of the economy was the goal of the National Industrial Recovery Act (NIRA) of 1933. It sought to end cutthroat competition by forcing industries to establish rules of operation for all firms within specific industries, such as minimum prices, agreements not to compete, and production restrictions. Industry leaders negotiated the rules which were approved by NIRA officials. Industry needed to raise wages as a condition for approval. Provisions encouraged unions and suspended antitrust laws. NIRA was found to be unconstitutional by unanimous decision of the Supreme Court in May 1935; Roosevelt strongly protested the decision.[163] Roosevelt reformed the financial regulatory structure of the nation with the Glass–Steagall Act, creating the Federal Deposit Insurance Corporation (FDIC) to underwrite savings deposits. The act also sought to curb speculation by limiting affiliations between commercial banks and securities firms.[164] In 1934, the Securities and Exchange Commission was created to regulate the trading of securities, while the Federal Communications Commission was established to regulate telecommunications.[165]
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Recovery was pursued through federal spending.[166] The NIRA included $3.3 billion (equivalent to $65.18 billion in 2019) of spending through the Public Works Administration. Roosevelt worked with Senator Norris to create the largest government-owned industrial enterprise in American history — the Tennessee Valley Authority (TVA) — which built dams and power stations, controlled floods, and modernized agriculture and home conditions in the poverty-stricken Tennessee Valley. Executive Order 6102 declared that all privately held gold of American citizens was to be sold to the U.S. Treasury and the price raised from $20 to $35 per ounce. The goal was to counter the deflation which was paralyzing the economy.[167]
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Roosevelt tried to keep his campaign promise by cutting the federal budget — including a reduction in military spending from $752 million in 1932 to $531 million in 1934 and a 40% cut in spending on veterans benefits — by removing 500,000 veterans and widows from the pension rolls and reducing benefits for the remainder, as well as cutting the salaries of federal employees and reducing spending on research and education. But the veterans were well organized and strongly protested, and most benefits were restored or increased by 1934.[168] Veterans groups such as the American Legion and the Veterans of Foreign Wars won their campaign to transform their benefits from payments due in 1945 to immediate cash when Congress overrode the President's veto and passed the Bonus Act in January 1936.[169] It pumped sums equal to 2% of the GDP into the consumer economy and had a major stimulus effect.[170]
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Roosevelt expected that his party would lose several races in the 1934 Congressional elections, as the president's party had done in most previous midterm elections, but the Democrats picked up seats in both houses of Congress. Empowered by the public's apparent vote of confidence in his administration, the first item on Roosevelt's agenda in the 74th Congress was the creation of a social insurance program.[171] The Social Security Act established Social Security and promised economic security for the elderly, the poor and the sick. Roosevelt insisted that it should be funded by payroll taxes rather than from the general fund, saying, "We put those payroll contributions there so as to give the contributors a legal, moral, and political right to collect their pensions and unemployment benefits. With those taxes in there, no damn politician can ever scrap my social security program."[172] Compared with the social security systems in western European countries, the Social Security Act of 1935 was rather conservative. But for the first time, the federal government took responsibility for the economic security of the aged, the temporarily unemployed, dependent children, and the handicapped.[173] Against Roosevelt's original intention for universal coverage, the act only applied to roughly sixty percent of the labor force, as farmers, domestic workers, and other groups were excluded.[174]
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Roosevelt consolidated the various relief organizations, though some, like the PWA, continued to exist. After winning Congressional authorization for further funding of relief efforts, Roosevelt established the Works Progress Administration (WPA). Under the leadership of Harry Hopkins, the WPA employed over three million people in its first year of existence. The WPA undertook numerous construction projects and provided funding to the National Youth Administration and arts organizations.[175]
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Senator Robert Wagner wrote the National Labor Relations Act, which guaranteed workers the right to collective bargaining through unions of their own choice. The act also established the National Labor Relations Board (NLRB) to facilitate wage agreements and to suppress the repeated labor disturbances. The Wagner Act did not compel employers to reach an agreement with their employees, but it opened possibilities for American labor.[176] The result was a tremendous growth of membership in the labor unions, especially in the mass-production sector.[177] When the Flint sit-down strike threatened the production of General Motors, Roosevelt broke with the precedent set by many former presidents and refused to intervene; the strike ultimately led to the unionization of both General Motors and its rivals in the American automobile industry.[178]
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While the First New Deal of 1933 had broad support from most sectors, the Second New Deal challenged the business community. Conservative Democrats, led by Al Smith, fought back with the American Liberty League, savagely attacking Roosevelt and equating him with Karl Marx and Vladimir Lenin.[179] But Smith overplayed his hand, and his boisterous rhetoric let Roosevelt isolate his opponents and identify them with the wealthy vested interests that opposed the New Deal, strengthening Roosevelt for the 1936 landslide.[179] By contrast, labor unions, energized by the Wagner Act, signed up millions of new members and became a major backer of Roosevelt's reelections in 1936, 1940 and 1944.[180]
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Biographer James M. Burns suggests that Roosevelt's policy decisions were guided more by pragmatism than ideology and that he "was like the general of a guerrilla army whose columns, fighting blindly in the mountains through dense ravines and thickets, suddenly converge, half by plan and half by coincidence, and debouch into the plain below."[181] Roosevelt argued that such apparently haphazard methodology was necessary. "The country needs and, unless I mistake its temper, the country demands bold, persistent experimentation," he wrote. "It is common sense to take a method and try it; if it fails, admit it frankly and try another. But above all, try something."[182]
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Though eight million workers remained unemployed in 1936, economic conditions had improved since 1932 and Roosevelt was widely popular. An attempt by Huey Long and other individuals to organize a left-wing alternative to the Democratic Party collapsed after Long's assassination in 1935.[183] Roosevelt won re-nomination with little opposition at the 1936 Democratic National Convention, while his allies overcame Southern resistance to permanently abolish the long-established rule that had required Democratic presidential candidates to win the votes of two-thirds of the delegates rather than a simple majority.[d] The Republicans nominated Kansas Governor Alf Landon, a well-respected but bland candidate whose chances were damaged by the public re-emergence of the still-unpopular Herbert Hoover.[185] While Roosevelt campaigned on his New Deal programs and continued to attack Hoover, Landon sought to win voters who approved of the goals of the New Deal but disagreed with its implementation.[186]
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In the election against Landon and a third-party candidate, Roosevelt won 60.8% of the vote and carried every state except Maine and Vermont.[187] The Democratic ticket won the highest proportion of the popular vote.[e] Democrats also expanded their majorities in Congress, winning control of over three-quarters of the seats in each house. The election also saw the consolidation of the New Deal coalition; while the Democrats lost some of their traditional allies in big business, they were replaced by groups such as organized labor and African Americans, the latter of whom voted Democratic for the first time since the Civil War.[188] Roosevelt lost high income voters, especially businessmen and professionals, but made major gains among the poor and minorities. He won 86 percent of the Jewish vote, 81 percent of Catholics, 80 percent of union members, 76 percent of Southerners, 76 percent of blacks in northern cities, and 75 percent of people on relief. Roosevelt carried 102 of the country's 106 cities with a population of 100,000 or more.[189]
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The Supreme Court became Roosevelt's primary domestic focus during his second term after the court overturned many of his programs, including NIRA. The more conservative members of the court upheld the principles of the Lochner era, which saw numerous economic regulations struck down on the basis of freedom of contract.[191] Roosevelt proposed the Judicial Procedures Reform Bill of 1937, which would have allowed him to appoint an additional Justice for each incumbent Justice over the age of 70; in 1937, there were six Supreme Court Justices over the age of 70. The size of the Court had been set at nine since the passage of the Judiciary Act of 1869, and Congress had altered the number of Justices six other times throughout U.S. history.[192] Roosevelt's "court packing" plan ran into intense political opposition from his own party, led by Vice President Garner, since it upset the separation of powers.[193] A bipartisan coalition of liberals and conservatives of both parties opposed the bill, and Chief Justice Charles Evans Hughes broke with precedent by publicly advocating defeat of the bill. Any chance of passing the bill ended with the death of Senate Majority Leader Joseph Taylor Robinson in July 1937.[194]
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Starting with the 1937 case of West Coast Hotel Co. v. Parrish, the court began to take a more favorable view of economic regulations. That same year, Roosevelt appointed a Supreme Court Justice for the first time, and by 1941, seven of the nine Justices had been appointed by Roosevelt.[f][195] After Parish, the Court shifted its focus from judicial review of economic regulations to the protection of civil liberties.[196] Four of Roosevelt's Supreme Court appointees, Felix Frankfurter, Robert H. Jackson,
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Hugo Black, and William O. Douglas, would be particularly influential in re-shaping the jurisprudence of the Court.[197][198]
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With Roosevelt's influence on the wane following the failure of the Judicial Procedures Reform Bill of 1937, conservative Democrats joined with Republicans to block the implementation of further New Deal programs.[199] Roosevelt did manage to pass some legislation, including the Housing Act of 1937, a second Agricultural Adjustment Act, and the Fair Labor Standards Act (FLSA) of 1938, which was the last major piece of New Deal legislation. The FLSA outlawed child labor, established a federal minimum wage, and required overtime pay for certain employees who work in excess of forty-hours per week.[200] He also won passage of the Reorganization Act of 1939 and subsequently created the Executive Office of the President, making it "the nerve center of the federal administrative system."[201] When the economy began to deteriorate again in late 1937, Roosevelt asked Congress for $5 billion (equivalent to $88.92 billion in 2019) in relief and public works funding. This managed to eventually create as many as 3.3 million WPA jobs by 1938. Projects accomplished under the WPA ranged from new federal courthouses and post offices to facilities and infrastructure for national parks, bridges and other infrastructure across the country, and architectural surveys and archaeological excavations — investments to construct facilities and preserve important resources. Beyond this, however, Roosevelt recommended to a special congressional session only a permanent national farm act, administrative reorganization, and regional planning measures, all of which were leftovers from a regular session. According to Burns, this attempt illustrated Roosevelt's inability to decide on a basic economic program.[202]
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Determined to overcome the opposition of conservative Democrats in Congress, Roosevelt became involved in the 1938 Democratic primaries, actively campaigning for challengers who were more supportive of New Deal reform. Roosevelt failed badly, managing to defeat only one target, a conservative Democrat from New York City.[203] In the November 1938 elections, Democrats lost six Senate seats and 71 House seats, with losses concentrated among pro-New Deal Democrats. When Congress reconvened in 1939, Republicans under Senator Robert Taft formed a Conservative coalition with Southern Democrats, virtually ending Roosevelt's ability to enact his domestic proposals.[204] Despite their opposition to Roosevelt's domestic policies, many of these conservative Congressmen would provide crucial support for Roosevelt's foreign policy before and during World War II.[205]
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Roosevelt had a lifelong interest in the environment and conservation starting with his youthful interest in forestry on his family estate. Although Roosevelt was never an outdoorsman or sportsman on Theodore Roosevelt's scale, his growth of the national systems were comparable.[6] Roosevelt was active in expanding, funding, and promoting the National Park and National Forest systems.[206] Under Roosevelt, their popularity soared, from three million visitors a year at the start of the decade to 15.5 million in 1939.[207] The Civilian Conservation Corps enrolled 3.4 million young men and built 13,000 miles (21,000 kilometers) of trails, planted two billion trees, and upgraded 125,000 miles (201,000 kilometers) of dirt roads. Every state had its own state parks, and Roosevelt made sure that WPA and CCC projects were set up to upgrade them as well as the national systems.[208][209]
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Government spending increased from 8.0% of gross national product (GNP) under Hoover in 1932 to 10.2% of the GNP in 1936. The national debt as a percentage of the GNP had more than doubled under Hoover from 16% to 40% of the GNP in early 1933. It held steady at close to 40% as late as fall 1941, then grew rapidly during the war.[211] The GNP was 34% higher in 1936 than in 1932 and 58% higher in 1940 on the eve of war. That is, the economy grew 58% from 1932 to 1940 in eight years of peacetime, and then grew 56% from 1940 to 1945 in five years of wartime.[211] Unemployment fell dramatically during Roosevelt's first term. It increased in 1938 ("a depression within a depression") but continually declined after 1938.[210] Total employment during Roosevelt's term expanded by 18.31 million jobs, with an average annual increase in jobs during his administration of 5.3%.[212][213]
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The main foreign policy initiative of Roosevelt's first term was the Good Neighbor Policy, which was a re-evaluation of U.S. policy toward Latin America. The United States had frequently intervened in Latin America following the promulgation of the Monroe Doctrine in 1823, and the United States had occupied several Latin American nations in the Banana Wars that had occurred following the Spanish–American War of 1898. After Roosevelt took office, he withdrew U.S. forces from Haiti and reached new treaties with Cuba and Panama, ending their status as U.S. protectorates. In December 1933, Roosevelt signed the Montevideo Convention on the Rights and Duties of States, renouncing the right to intervene unilaterally in the affairs of Latin American countries.[214] Roosevelt also normalized relations with the Soviet Union, which the United States had refused to recognize since the 1920s.[215] Roosevelt hoped to renegotiate the Russian debt from World War I and open trade relations, but no progress was made on either issue, and "both nations were soon disillusioned by the accord."[216]
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The rejection of the Treaty of Versailles in 1919–1920 marked the dominance of isolationism in American foreign policy. Despite Roosevelt's Wilsonian background, he and Secretary of State Cordell Hull acted with great care not to provoke isolationist sentiment. The isolationist movement was bolstered in the early to mid-1930s by Senator Gerald Nye and others who succeeded in their effort to stop the "merchants of death" in the U.S. from selling arms abroad.[217] This effort took the form of the Neutrality Acts; the president asked for, but was refused, a provision to give him the discretion to allow the sale of arms to victims of aggression.[218] Focused on domestic policy, Roosevelt largely acquiesced to Congress's non-interventionist policies in the early-to-mid 1930s.[219] In the interim, Fascist Italy under Benito Mussolini proceeded to overcome Ethiopia, and the Italians joined Nazi Germany under Adolf Hitler in supporting General Francisco Franco and the Nationalist cause in the Spanish Civil War.[220] As that conflict drew to a close in early 1939, Roosevelt expressed regret in not aiding the Spanish Republicans.[221] When Japan invaded China in 1937, isolationism limited Roosevelt's ability to aid China,[222] despite atrocities like the Nanking Massacre and the USS Panay incident.[223]
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Germany annexed Austria in 1938, and soon turned its attention to its eastern neighbors.[225] Roosevelt made it clear that, in the event of German aggression against Czechoslovakia, the U.S. would remain neutral.[226] After completion of the Munich Agreement and the execution of Kristallnacht, American public opinion turned against Germany, and Roosevelt began preparing for a possible war with Germany.[227] Relying on an interventionist political coalition of Southern Democrats and business-oriented Republicans, Roosevelt oversaw the expansion U.S. airpower and war production capacity.[228]
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When World War II began in September 1939 with Germany's invasion of Poland and Britain and France's subsequent declaration of war upon Germany, Roosevelt sought ways to assist Britain and France militarily.[229] Isolationist leaders like Charles Lindbergh and Senator William Borah successfully mobilized opposition to Roosevelt's proposed repeal of the Neutrality Act, but Roosevelt won Congressional approval of the sale of arms on a cash-and-carry basis.[230] He also began a regular secret correspondence with Britain's First Lord of the Admiralty, Winston Churchill, in September 1939 — the first of 1,700 letters and telegrams between them.[231] Roosevelt forged a close personal relationship with Churchill, who became Prime Minister of the United Kingdom in May 1940.[232]
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The Fall of France in June 1940 shocked the American public, and isolationist sentiment declined.[233] In July 1940, Roosevelt appointed two interventionist Republican leaders, Henry L. Stimson and Frank Knox, as Secretaries of War and the Navy, respectively. Both parties gave support to his plans for a rapid build-up of the American military, but the isolationists warned that Roosevelt would get the nation into an unnecessary war with Germany.[234] In July 1940, a group of Congressmen introduced a bill that would authorize the nation's first peacetime draft, and with the support of the Roosevelt administration the Selective Training and Service Act of 1940 passed in September. The size of the army would increase from 189,000 men at the end of 1939 to 1.4 million men in mid-1941.[235] In September 1940, Roosevelt openly defied the Neutrality Acts by reaching the Destroyers for Bases Agreement, which, in exchange for military base rights in the British Caribbean Islands, gave 50 WWI American destroyers to Britain.[236]
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In the months prior to the July 1940 Democratic National Convention, there was much speculation as to whether Roosevelt would run for an unprecedented third term. The two-term tradition, although not yet enshrined in the Constitution,[h] had been established by George Washington when he refused to run for a third term in the 1796 presidential election. Roosevelt refused to give a definitive statement as to his willingness to be a candidate again, and he even indicated to some ambitious Democrats, such as James Farley, that he would not run for a third term and that they could seek the Democratic nomination. However, as Germany swept through Western Europe and menaced Britain in mid-1940, Roosevelt decided that only he had the necessary experience and skills to see the nation safely through the Nazi threat. He was aided by the party's political bosses, who feared that no Democrat except Roosevelt could defeat Wendell Willkie, the popular Republican nominee.[237]
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At the July 1940 Democratic Convention in Chicago, Roosevelt easily swept aside challenges from Farley and Vice President Garner, who had turned against Roosevelt in his second term because of his liberal economic and social policies.[238] To replace Garner on the ticket, Roosevelt turned to Secretary of Agriculture Henry Wallace of Iowa, a former Republican who strongly supported the New Deal and was popular in farm states.[239] The choice was strenuously opposed by many of the party's conservatives, who felt Wallace was too radical and "eccentric" in his private life to be an effective running mate. But Roosevelt insisted that without Wallace on the ticket he would decline re-nomination, and Wallace won the vice-presidential nomination, defeating Speaker of the House William B. Bankhead and other candidates.[238]
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A late August poll taken by Gallup found the race to be essentially tied, but Roosevelt's popularity surged in September following the announcement of the Destroyers for Bases Agreement.[240] Willkie supported much of the New Deal as well as rearmament and aid to Britain, but warned that Roosevelt would drag the country into another European war.[241] Responding to Willkie's attacks, Roosevelt promised to keep the country out of the war.[242] Roosevelt won the 1940 election with 55% of the popular vote, 38 of the 48 states, and almost 85% of the electoral vote.[243]
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The world war dominated FDR's attention, with far more time devoted to world affairs than ever before. Domestic politics and relations with Congress were largely shaped by his efforts to achieve total mobilization of the nation's economic, financial, and institutional resources for the war effort. Even relationships with Latin America and Canada were structured by wartime demands. Roosevelt maintained close personal control of all major diplomatic and military decisions, working closely with his generals and admirals, the war and Navy departments, the British, and even with the Soviet Union. His key advisors on diplomacy were Harry Hopkins (who was based in the White House), Sumner Welles (based in the State Department), and Henry Morgenthau Jr. at Treasury. In military affairs, FDR worked most closely with Secretary Henry L. Stimson at the War Department, Army Chief of Staff George Marshall, and Admiral William D. Leahy.[244][245][246]
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By late 1940, re-armament was in high gear, partly to expand and re-equip the Army and Navy and partly to become the "Arsenal of Democracy" for Britain and other countries.[247] With his famous Four Freedoms speech in January 1941, Roosevelt laid out the case for an Allied battle for basic rights throughout the world. Assisted by Willkie, Roosevelt won Congressional approval of the Lend-Lease program, which directed massive military and economic aid to Britain, and China.[248] In sharp contrast to the loans of World War I, there would be no repayment after the war.[249] As Roosevelt took a firmer stance against Japan, Germany, and Italy, American isolationists such as Charles Lindbergh and the America First Committee vehemently attacked Roosevelt as an irresponsible warmonger.[250] When Germany invaded the Soviet Union in June 1941, Roosevelt agreed to extend Lend-Lease to the Soviets. Thus, Roosevelt had committed the U.S. to the Allied side with a policy of "all aid short of war."[251] By July 1941, Roosevelt authorized the creation of the Office of the Coordinator of Inter-American Affairs (OCIAA) to counter perceived propaganda efforts in Latin America by Germany and Italy.[252][253]
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In August 1941, Roosevelt and Churchill conducted a highly secret bilateral meeting in which they drafted the Atlantic Charter, conceptually outlining global wartime and postwar goals. This would be the first of several wartime conferences;[254] Churchill and Roosevelt would meet ten more times in person.[255] Though Churchill pressed for an American declaration of war against Germany, Roosevelt believed that Congress would reject any attempt to bring the United States into the war.[256] In September, a German submarine fired on the U.S. destroyer Greer, and Roosevelt declared that the U.S. Navy would assume an escort role for Allied convoys in the Atlantic as far east as Great Britain and would fire upon German ships or submarines (U-boats) of the Kriegsmarine if they entered the U.S. Navy zone. This "shoot on sight" policy effectively declared naval war on Germany and was favored by Americans by a margin of 2-to-1.[257]
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After the German invasion of Poland, the primary concern of both Roosevelt and his top military staff was on the war in Europe, but Japan also presented foreign policy challenges. Relations with Japan had continually deteriorated since its invasion of Manchuria in 1931, and they had further worsened with Roosevelt's support of China.[258] With the war in Europe occupying the attention of the major colonial powers, Japanese leaders eyed vulnerable colonies such as the Dutch East Indies, French Indochina, and British Malaya.[259] After Roosevelt announced a $100 million loan (equivalent to $1.8 billion in 2019) to China in reaction to Japan's occupation of northern French Indochina, Japan signed the Tripartite Pact with Germany and Italy. The pact bound each country to defend the others against attack, and Germany, Japan, and Italy became known as the Axis powers.[260] Overcoming those who favored invading the Soviet Union, the Japanese Army high command successfully advocated for the conquest of Southeast Asia to ensure continued access to raw materials.[261] In July 1941, after Japan occupied the remainder of French Indochina, Roosevelt cut off the sale of oil to Japan, depriving Japan of more than 95 percent of its oil supply.[262] He also placed the Philippine military under American command and reinstated General Douglas MacArthur into active duty to command U.S. forces in the Philippines.[263]
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The Japanese were incensed by the embargo and Japanese leaders became determined to attack the United States unless it lifted the embargo. The Roosevelt administration was unwilling to reverse policy, and Secretary of State Hull blocked a potential summit between Roosevelt and Prime Minister Fumimaro Konoe.[i] After diplomatic efforts to end the embargo failed, the Privy Council of Japan authorized a strike against the United States.[265] The Japanese believed that the destruction of the United States Asiatic Fleet (stationed in the Philippines) and the United States Pacific Fleet (stationed at Pearl Harbor in Hawaii) was vital to the conquest of Southeast Asia.[266] On the morning of December 7, 1941, the Japanese struck the U.S. naval base at Pearl Harbor with a surprise attack, knocking out the main American battleship fleet and killing 2,403 American servicemen and civilians. At the same time, separate Japanese task forces attacked Thailand, British Hong Kong, the Philippines, and other targets. Roosevelt called for war in his famous "Infamy Speech" to Congress, in which he said: "Yesterday, December 7, 1941 — a date which will live in infamy — the United States of America was suddenly and deliberately attacked by naval and air forces of the Empire of Japan." In a nearly unanimous vote, Congress declared war on Japan.[267] After the Japanese attack at Pearl Harbor, antiwar sentiment in the United States largely evaporated overnight. On December 11, 1941, Hitler and Mussolini declared war on the United States, which responded in kind.[j][268]
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A majority of scholars have rejected the conspiracy theories that Roosevelt, or any other high government officials, knew in advance about the Japanese attack on Pearl Harbor.[269] The Japanese had kept their secrets closely guarded. Senior American officials were aware that war was imminent, but they did not expect an attack on Pearl Harbor.[270] Roosevelt had expected that the Japanese would attack either the Dutch East Indies or Thailand.[271]
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In late December 1941 Churchill and Roosevelt met at the Arcadia Conference, which established a joint strategy between the U.S. and Britain.
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Both agreed on a Europe first strategy that prioritized the defeat of Germany before Japan. The U.S. and Britain established the Combined Chiefs of Staff to coordinate military policy and the Combined Munitions Assignments Board to coordinate the allocation of supplies.[272] An agreement was also reached to establish a centralized command in the Pacific theater called ABDA, named for the American, British, Dutch, and Australian forces in the theater.[273] On January 1, 1942, the United States, Britain, China, the Soviet Union, and twenty-two other countries (the Allied Powers) issued the Declaration by United Nations, in which each nation pledged to defeat the Axis powers.[274]
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In 1942, Roosevelt formed a new body, the Joint Chiefs of Staff, which made the final decisions on American military strategy. Admiral Ernest J. King as Chief of Naval Operations commanded the Navy and Marines, while General George C. Marshall led the Army and was in nominal control of the Air Force, which in practice was commanded by General Hap Arnold.[275] The Joint Chiefs were chaired by Admiral William D. Leahy, the most senior officer in the military.[276] Roosevelt avoided micromanaging the war and let his top military officers make most decisions.[277] Roosevelt's civilian appointees handled the draft and procurement of men and equipment, but no civilians – not even the secretaries of War or Navy – had a voice in strategy. Roosevelt avoided the State Department and conducted high-level diplomacy through his aides, especially Harry Hopkins, whose influence was bolstered by his control of the Lend Lease funds.[278]
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In August 1939, Leo Szilard and Albert Einstein sent the Einstein–Szilárd letter to Roosevelt, warning of the possibility of a German project to develop nuclear weapons. Szilard realized that the recently discovered process of nuclear fission could be used to create a nuclear chain reaction that could be used as a weapon of mass destruction.[279] Roosevelt feared the consequences of allowing Germany to have sole possession of the technology and authorized preliminary research into nuclear weapons.[k] After the attack on Pearl Harbor, the Roosevelt administration secured the funds needed to continue research and selected General Leslie Groves to oversee the Manhattan Project, which was charged with developing the first nuclear weapons. Roosevelt and Churchill agreed to jointly pursue the project, and Roosevelt helped ensure that American scientists cooperated with their British counterparts.[281]
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Roosevelt coined the term "Four Policemen" to refer to the "Big Four" Allied powers of World War II, the United States, the United Kingdom, the Soviet Union, and China. The "Big Three" of Roosevelt, Churchill, and Soviet leader Joseph Stalin, together with Chinese Generalissimo Chiang Kai-shek, cooperated informally on a plan in which American and British troops concentrated in the West; Soviet troops fought on the Eastern front; and Chinese, British and American troops fought in Asia and the Pacific. The United States also continued to send aid via the Lend-Lease program to the Soviet Union and other countries. The Allies formulated strategy in a series of high-profile conferences as well as by contact through diplomatic and military channels.[282] Beginning in May 1942, the Soviets urged an Anglo-American invasion of German-occupied France in order to divert troops from the Eastern front.[283] Concerned that their forces were not yet ready for an invasion of France, Churchill and Roosevelt decided to delay such an invasion until at least 1943 and instead focus on a landing in North Africa, known as Operation Torch.[284]
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In November 1943, Roosevelt, Churchill, and Stalin met to discuss strategy and post-war plans at the Tehran Conference, where Roosevelt met Stalin for the first time.[285] At the conference, Britain and the United States committed to opening a second front against Germany in 1944, while Stalin committed to entering the war against Japan at an unspecified date. Subsequent conferences at Bretton Woods and Dumbarton Oaks established the framework for the post-war international monetary system and the United Nations, an intergovernmental organization similar to Wilson's failed League of Nations.[286]
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Roosevelt, Churchill, and Stalin met for a second time at the February 1945 Yalta Conference in Crimea. With the end of the war in Europe approaching, Roosevelt's primary focus was on convincing Stalin to enter the war against Japan; the Joint Chiefs had estimated that an American invasion of Japan would cause as many as one million American casualties. In return for the Soviet Union's entrance into the war against Japan, the Soviet Union was promised control of Asian territories such as Sakhalin Island. The three leaders agreed to hold a conference in 1945 to establish the United Nations, and they also agreed on the structure of the United Nations Security Council, which would be charged with ensuring international peace and security. Roosevelt did not push for the immediate evacuation of Soviet soldiers from Poland, but he won the issuance of the Declaration on Liberated Europe, which promised free elections in countries that had been occupied by Germany. Germany itself would not be dismembered, but would be jointly occupied by the United States, France, Britain, and the Soviet Union.[287] Against Soviet pressure, Roosevelt and Churchill refused to consent to imposing huge reparations and deindustrialization on Germany after the war.[288] Roosevelt's role in the Yalta Conference has been controversial; critics charge that he naively trusted the Soviet Union to allow free elections in Eastern Europe, while supporters argue that there was little more that Roosevelt could have done for the Eastern European countries given the Soviet occupation and the need for cooperation with the Soviet Union during and after the war.[289][290]
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The Allies invaded French North Africa in November 1942, securing the surrender of Vichy French forces within days of landing.[291] At the January 1943 Casablanca Conference, the Allies agreed to defeat Axis forces in North Africa and then launch an invasion of Sicily, with an attack on France to take place in 1944. At the conference, Roosevelt also announced that he would only accept the unconditional surrender of Germany, Japan, and Italy.[292] In February 1943, the Soviet Union won a major victory at the Battle of Stalingrad, and in May 1943, the Allies secured the surrender of over 250,000 German and Italian soldiers in North Africa, ending the North African Campaign.[293] The Allies launched an invasion of Sicily in July 1943, capturing the island by the end of the following month.[294] In September 1943, the Allies secured an armistice from Italian Prime Minister Pietro Badoglio, but Germany quickly restored Mussolini to power.[294] The Allied invasion of mainland Italy commenced in September 1943, but the Italian Campaign continued until 1945 as German and Italian troops resisted the Allied advance.[295]
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To command the invasion of France, Roosevelt chose General Dwight D. Eisenhower, who had successfully commanded a multinational coalition in North Africa and Sicily.[296] Eisenhower chose to launch Operation Overlord on June 6, 1944. Supported by 12,000 aircraft and the largest naval force ever assembled, the Allies successfully established a beachhead in Normandy and then advanced further into France.[277] Though reluctant to back an unelected government, Roosevelt recognized Charles de Gaulle's Provisional Government of the French Republic as the de facto government of France in July 1944. After most of France had been liberated from German occupation, Roosevelt granted formal recognition to de Gaulle's government in October 1944.[297] Over the following months, the Allies liberated more territory from Nazi occupation and began the invasion of Germany. By April 1945, Nazi resistance was crumbling in the face of advances by both the Western Allies and the Soviet Union.[298]
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In the opening weeks of the war, Japan conquered the Philippines and the British and Dutch colonies in Southeast Asia. The Japanese advance reached its maximum extent by June 1942, when the U.S. Navy scored a decisive victory at the Battle of Midway. American and Australian forces then began a slow and costly strategy called island hopping or leapfrogging through the Pacific Islands, with the objective of gaining bases from which strategic airpower could be brought to bear on Japan and from which Japan could ultimately be invaded. In contrast to Hitler, Roosevelt took no direct part in the tactical naval operations, though he approved strategic decisions.[299] Roosevelt gave way in part to insistent demands from the public and Congress that more effort be devoted against Japan, but he always insisted on Germany first. The strength of the Japanese navy was decimated in the Battle of Leyte Gulf, and by April 1945 the Allies had re-captured much of their lost territory in the Pacific.[300]
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The home front was subject to dynamic social changes throughout the war, though domestic issues were no longer Roosevelt's most urgent policy concern. The military buildup spurred economic growth. Unemployment fell in half from 7.7 million in spring 1940 to 3.4 million in fall 1941 and fell in half again to 1.5 million in fall 1942, out of a labor force of 54 million.[l] There was a growing labor shortage, accelerating the second wave of the Great Migration of African Americans, farmers and rural populations to manufacturing centers. African Americans from the South went to California and other West Coast states for new jobs in the defense industry. To pay for increased government spending, in 1941 Roosevelt proposed that Congress enact an income tax rate of 99.5% on all income over $100,000; when the proposal failed, he issued an executive order imposing an income tax of 100% on income over $25,000, which Congress rescinded.[302] The Revenue Act of 1942 instituted top tax rates as high as 94% (after accounting for the excess profits tax), greatly increased the tax base, and instituted the first federal withholding tax.[303] In 1944, Roosevelt requested that Congress enact legislation which would tax all "unreasonable" profits, both corporate and individual, and thereby support his declared need for over $10 billion in revenue for the war and other government measures. Congress overrode Roosevelt's veto to pass a smaller revenue bill raising $2 billion.[304]
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In 1942, with the United States now in the conflict, war production increased dramatically, but fell short of the goals established by the president, due in part to manpower shortages.[305] The effort was also hindered by numerous strikes, especially among union workers in the coal mining and railroad industries, which lasted well into 1944.[306][307] Nonetheless, between 1941 and 1945, the United States produced 2.4 million trucks, 300,000 military aircraft, 88,400 tanks, and 40 billion rounds of ammunition. The production capacity of the United States dwarfed that of other countries; for example, in 1944, the United States produced more military aircraft than the combined production of Germany, Japan, Britain, and the Soviet Union.[308] The White House became the ultimate site for labor mediation, conciliation or arbitration. One particular battle royale occurred between Vice President Wallace, who headed the Board of Economic Warfare, and Jesse H. Jones, in charge of the Reconstruction Finance Corporation; both agencies assumed responsibility for acquisition of rubber supplies and came to loggerheads over funding. Roosevelt resolved the dispute by dissolving both agencies.[309] In 1943, Roosevelt established the Office of War Mobilization to oversee the home front; the agency was led by James F. Byrnes, who came to be known as the "assistant president" due to his influence.[294]
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Roosevelt's 1944 State of the Union Address advocated that Americans should think of basic economic rights as a Second Bill of Rights.[310] He stated that all Americans should have the right to "adequate medical care", "a good education", "a decent home", and a "useful and remunerative job".[311] In the most ambitious domestic proposal of his third term, Roosevelt proposed the G.I. Bill, which would create a massive benefits program for returning soldiers. Benefits included post-secondary education, medical care, unemployment insurance, job counseling, and low-cost loans for homes and businesses. The G.I. Bill passed unanimously in both houses of Congress and was signed into law in June 1944. Of the fifteen million Americans who served in World War II, more than half benefitted from the educational opportunities provided for in the G.I. Bill.[312]
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Roosevelt, a chain-smoker throughout his entire adult life,[313][314] had been in declining physical health since at least 1940. In March 1944, shortly after his 62nd birthday, he underwent testing at Bethesda Hospital and was found to have high blood pressure, atherosclerosis, coronary artery disease causing angina pectoris, and congestive heart failure.[315][316][317]
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Hospital physicians and two outside specialists ordered Roosevelt to rest. His personal physician, Admiral Ross McIntire, created a daily schedule that banned business guests for lunch and incorporated two hours of rest each day. During the 1944 re-election campaign, McIntire denied several times that Roosevelt's health was poor; on October 12, for example, he announced that "The President's health is perfectly OK. There are absolutely no organic difficulties at all."[318] Roosevelt realized that his declining health could eventually make it impossible for him to continue as president, and in 1945 he told a confidant that he might resign from the presidency following the end of the war.[319]
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While some Democrats had opposed Roosevelt's nomination in 1940, the president faced little difficulty in securing his re-nomination at the 1944 Democratic National Convention. Roosevelt made it clear before the convention that he was seeking another term, and on the lone presidential ballot of the convention, Roosevelt won the vast majority of delegates, although a minority of Southern Democrats voted for Harry F. Byrd. Party leaders prevailed upon Roosevelt to drop Vice President Wallace from the ticket, believing him to be an electoral liability and a poor potential successor in case of Roosevelt's death. Roosevelt preferred Byrnes as Wallace's replacement but was convinced to support Senator Harry S. Truman of Missouri, who had earned renown for his investigation of war production inefficiency and was acceptable to the various factions of the party. On the second vice presidential ballot of the convention, Truman defeated Wallace to win the nomination.[320]
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The Republicans nominated Thomas E. Dewey, the governor of New York, who had a reputation as a liberal in his party. The opposition accused Roosevelt and his administration of domestic corruption, bureaucratic inefficiency, tolerance of Communism, and military blunders. Labor unions, which had grown rapidly in the war, fully supported Roosevelt. Roosevelt and Truman won the 1944 election by a comfortable margin, defeating Dewey and his running mate John W. Bricker with 53.4% of the popular vote and 432 out of the 531 electoral votes.[321] The president campaigned in favor of a strong United Nations, so his victory symbolized support for the nation's future participation in the international community.[322]
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When Roosevelt returned to the United States from the Yalta Conference, many were shocked to see how old, thin and frail he looked. He spoke while seated in the well of the House, an unprecedented concession to his physical incapacity.[323] During March 1945, he sent strongly worded messages to Stalin accusing him of breaking his Yalta commitments over Poland, Germany, prisoners of war and other issues. When Stalin accused the western Allies of plotting behind his back a separate peace with Hitler, Roosevelt replied: "I cannot avoid a feeling of bitter resentment towards your informers, whoever they are, for such vile misrepresentations of my actions or those of my trusted subordinates."[324]
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On March 29, 1945, Roosevelt went to the Little White House at Warm Springs, Georgia, to rest before his anticipated appearance at the founding conference of the United Nations.
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On April 12, 1945 at Warm Springs, Georgia, President Franklin D. Roosevelt was sitting for watercolourist Elizabeth Shoumatoff. She was commissioned to paint his portrait and started her work around noon.[325] While she was working, in the afternoon, Roosevelt said "I have a terrific headache."[326][327] He then slumped forward in his chair, unconscious, and was carried into his bedroom.
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The president's attending cardiologist, Dr. Howard Bruenn, diagnosed the medical emergency as a massive intracerebral hemorrhage.[328] At 3:35 p.m. that day, Roosevelt died at the age of 63.[329]
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On the morning of April 13, Roosevelt's body was placed in a flag-draped coffin and loaded onto the presidential train for the trip back to Washington. Along the route, thousands flocked to the tracks to pay their respects. After a White House funeral on April 14, Roosevelt was transported by train from Washington, D.C., to his place of birth at Hyde Park. As was his wish, Roosevelt was buried on April 15 in the Rose Garden of his Springwood estate.[330]
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Roosevelt's declining physical health had been kept secret from the general public. His death was met with shock and grief across the U.S. and around the world.[331] After Germany surrendered the following month, newly-sworn in President Truman dedicated Victory in Europe Day and its celebrations to Roosevelt's memory, and kept the flags across the U.S. at half-staff for the remainder of the 30-day mourning period, saying that his only wish was "that Franklin D. Roosevelt had lived to witness this day".[332] World War II finally ended with the signed surrender of Japan in September following the atomic bombings of Hiroshima and Nagasaki and the very late Soviet entry into the war against the Japanese. Truman would preside over the demobilization of the war effort and the establishment of the United Nations and other postwar institutions envisioned during Roosevelt's presidency.[333]
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Roosevelt was viewed as a hero by many African Americans, Catholics, and Jews, and he was highly successful in attracting large majorities of these voters into his New Deal coalition.[334] He won strong support from Chinese Americans and Filipino Americans, but not Japanese Americans, as he presided over their internment in concentration camps during the war.[335] African Americans and Native Americans fared well in two New Deal relief programs, the Civilian Conservation Corps and the Indian Reorganization Act, respectively. Sitkoff reports that the WPA "provided an economic floor for the whole black community in the 1930s, rivaling both agriculture and domestic service as the chief source" of income.[336]
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Roosevelt did not join NAACP leaders in pushing for federal anti-lynching legislation, as he believed that such legislation was unlikely to pass and that his support for it would alienate Southern congressmen. He did, however, appoint a "Black Cabinet" of African American advisers to advise on race relations and African American issues, and he publicly denounced lynching as "murder."[337] First Lady Eleanor Roosevelt vocally supported efforts designed to aid the African American community, including the Fair Labor Standards Act, which helped boost wages for nonwhite workers in the South.[338] In 1941, Roosevelt established the Fair Employment Practices Committee (FEPC) to implement Executive Order 8802, which prohibited racial and religious discrimination in employment among defense contractors. The FEPC was the first national program directed against employment discrimination, and it played a major role in opening up new employment opportunities to non-white workers. During World War II, the proportion of African American men employed in manufacturing positions rose significantly.[339] In response to Roosevelt's policies, African Americans increasingly defected from the Republican Party during the 1930s and 1940s, becoming an important Democratic voting bloc in several Northern states.[337]
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The attack on Pearl Harbor raised concerns in the public regarding the possibility of sabotage by Japanese Americans. This suspicion was fed by long-standing racism against Japanese immigrants, as well as the findings of the Roberts Commission, which concluded that the attack on Pearl Harbor had been assisted by Japanese spies. On February 19, 1942, President Roosevelt signed Executive Order 9066, which relocated hundreds of thousands of the Japanese-American citizens and immigrants. They were forced to liquidate their properties and businesses and interned in hastily built camps in interior, harsh locations. Distracted by other issues, Roosevelt had delegated the decision for internment to Secretary of War Stimson, who in turn relied on the judgment of Assistant Secretary of War John J. McCloy. The Supreme Court upheld the constitutionality of the executive order in the 1944 case of Korematsu v. United States.[340] Many German and Italian citizens were also arrested or placed into internment camps.[341]
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After Kristallnacht in 1938, Roosevelt helped expedite Jewish immigration from Germany and Austria, and allowed German citizens already in the United States to stay indefinitely. However, he was prevented from accepting further Jewish immigrants, practically refugees, by the restrictive Immigration Act of 1924, and antisemitism among voters.[342] Hitler chose to implement the "Final Solution" — the extermination of the European Jewish population — by January 1942, and American officials learned of the scale of the Nazi extermination campaign in the following months. Against the objections of the State Department, Roosevelt convinced the other Allied leaders to jointly issue the Joint Declaration by Members of the United Nations, which condemned the ongoing Holocaust and warned to try its perpetrators as war criminals. In January 1944, Roosevelt established the War Refugee Board to aid Jews and other victims of Axis atrocities. Aside from these actions, Roosevelt believed that the best way to help the persecuted populations of Europe was to end the war as quickly as possible. Top military leaders and War Department leaders rejected any campaign to bomb the extermination camps or the rail lines leading to the camps, fearing it would be a diversion from the war effort. According to biographer Jean Edward Smith, there is no evidence that anyone ever proposed such a campaign to Roosevelt.[343]
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Roosevelt is widely considered to be one of the most important figures in the history of the United States,[344] as well as one of the most influential figures of the 20th century.[345] Historians and political scientists consistently rank Roosevelt, George Washington, and Abraham Lincoln as the three greatest presidents.[346][347][348][349] Reflecting on Roosevelt's presidency, "which brought the United States through the Great Depression and World War II to a prosperous future", said FDR biographer Jean Edward Smith in 2007, "He lifted himself from a wheelchair to lift the nation from its knees."[350]
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The rapid expansion of government programs that occurred during Roosevelt's term redefined the role of the government in the United States, and Roosevelt's advocacy of government social programs was instrumental in redefining liberalism for coming generations.[351] Roosevelt firmly established the United States' leadership role on the world stage, with his role in shaping and financing World War II. His isolationist critics faded away, and even the Republicans joined in his overall policies.[352] He also created a new understanding of the presidency, permanently increasing the power of the president at the expense of Congress.[353]
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His Second Bill of Rights became, according to historian Joshua Zeitz, "the basis of the Democratic Party's aspirations for the better part of four decades."[311] After his death, his widow, Eleanor, continued to be a forceful presence in U.S. and world politics, serving as delegate to the conference which established the United Nations and championing civil rights and liberalism generally. Many members of his administration played leading roles in the administrations of Truman, Kennedy and Johnson, each of whom embraced Roosevelt's political legacy.[354]
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During his presidency, and continuing to a lesser extent afterwards, there has been much criticism of Roosevelt, some of it intense. Critics have questioned not only his policies, positions, and the consolidation of power that occurred due to his responses to the crises of the Depression and World War II but also his breaking with tradition by running for a third term as president.[355] Long after his death, new lines of attack criticized Roosevelt's policies regarding helping the Jews of Europe,[356] incarcerating the Japanese on the West Coast,[357] and opposing anti-lynching legislation.[358]
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Roosevelt's home in Hyde Park is now a National Historic Site and home to his Presidential library. Washington D.C., hosts two memorials to the former president. The largest, the 7 1⁄2-acre (3-hectare) Roosevelt Memorial, is located next to the Jefferson Memorial on the Tidal Basin.[359] A more modest memorial, a block of marble in front of the National Archives building suggested by Roosevelt himself, was erected in 1965.[360] Roosevelt's leadership in the March of Dimes is one reason he is commemorated on the American dime.[361] Roosevelt has also appeared on several U.S. Postage stamps.[362]
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Amsterdam (/ˈæmstərdæm/, UK also /ˌæmstərˈdæm/;[10][11] Dutch: [ɑmstərˈdɑm] (listen)) is the capital and most populous city of the Netherlands with a population of 872,680[12] within the city proper, 1,380,872 in the urban area[5] and 2,410,960 in the metropolitan area.[9] Found within the province of North Holland,[13][14] Amsterdam is colloquially referred to as the "Venice of the North", attributed by the large number of canals which form a UNESCO World Heritage Site.
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Amsterdam's name derives from Amstelredamme,[15] indicative of the city's origin around a dam in the river Amstel. Originating as a small fishing village in the late 12th century, Amsterdam became one of the most important ports in the world during the Dutch Golden Age of the 17th century, and became the leading centre for finance and trade.[16] In the 19th and 20th centuries, the city expanded, and many new neighbourhoods and suburbs were planned and built. The 17th-century canals of Amsterdam and the 19–20th century Defence Line of Amsterdam are on the UNESCO World Heritage List. Sloten, annexed in 1921 by the municipality of Amsterdam; is the oldest part of the city, dating to the 9th century.
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Amsterdam's main attractions include its historic canals, the Rijksmuseum, the Van Gogh Museum, the Stedelijk Museum, Hermitage Amsterdam, the Concertgebouw, the Anne Frank House, the Scheepvaartmuseum, the Amsterdam Museum, the Heineken Experience, the Royal Palace of Amsterdam, Natura Artis Magistra, Hortus Botanicus Amsterdam, NEMO, the red-light district and many cannabis coffee shops. Drawing more than 5 million international visitors in 2014.[17] The city is also well known for its nightlife and festival activity; with several of its nightclubs (Melkweg, Paradiso) among the world's most famous. Primarily known for its artistic heritage, elaborate canal system and narrow houses with gabled façades; well-preserved legacies of the city’s 17th-century Golden Age. These characteristics are arguably responsible for attracting millions of Amsterdam's visitors annually. Cycling is key to the city’s character, and there are numerous bike paths.
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The Amsterdam Stock Exchange is considered the oldest “modern" securities market stock exchange in the world. As the commercial capital of the Netherlands and one of the top financial centres in Europe, Amsterdam is considered an alpha-world city by the Globalization and World Cities (GaWC) study group. The city is also the cultural capital of the Netherlands.[18] Many large Dutch institutions have their headquarters in the city, including: the Philips conglomerate, AkzoNobel, Booking.com, TomTom, and ING.[19] Moreover, many of the world's largest companies are based in Amsterdam or have established their European headquarters in the city, such as leading technology companies Uber, Netflix and Tesla.[20] In 2012, Amsterdam was ranked the second best city to live in by the Economist Intelligence Unit (EIU)[21] and 12th globally on quality of living for environment and infrastructure by Mercer.[22] The city was ranked 4th place globally as top tech hub in the Savills Tech Cities 2019 report (2nd in Europe),[23] and 3rd in innovation by Australian innovation agency 2thinknow in their Innovation Cities Index 2009.[24] The Port of Amsterdam is the fifth largest in Europe.[25] The KLM hub and Amsterdam's main airport: Schiphol, is the Netherlands' busiest airport as well as the fourth busiest in Europe and 11th busiest airport in the world [26]. The Dutch capital is considered one of the most multicultural cities in the world, with at least 177 nationalities represented.[27]
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A few of Amsterdam's notable residents throughout history include: painters Rembrandt and Van Gogh, the diarist Anne Frank, and philosopher Baruch Spinoza.
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After the floods of 1170 and 1173, locals near the river Amstel built a bridge over the river and a dam across it, giving its name to the village: "Aemstelredamme". The earliest recorded use of that name is in a document dated 27 October 1275, which exempted inhabitants of the village from paying bridge tolls to Count Floris V.[28][29] This allowed the inhabitants of the village of Aemstelredamme to travel freely through the County of Holland, paying no tolls at bridges, locks and dams. The certificate describes the inhabitants as homines manentes apud Amestelledamme (people residing near Amestelledamme).[30] By 1327, the name had developed into Aemsterdam.[28][31]
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Amsterdam is much younger than Dutch cities such as Nijmegen, Rotterdam, and Utrecht. In October 2008, historical geographer Chris de Bont suggested that the land around Amsterdam was being reclaimed as early as the late 10th century. This does not necessarily mean that there was already a settlement then, since reclamation of land may not have been for farming—it may have been for peat, for use as fuel.[32]
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Amsterdam was granted city rights in either 1300 or 1306.[33] From the 14th century on, Amsterdam flourished, largely from trade with the Hanseatic League. In 1345, an alleged Eucharistic miracle in the Kalverstraat rendered the city an important place of pilgrimage until the adoption of the Protestant faith. The Miracle devotion went underground but was kept alive. In the 19th century, especially after the jubilee of 1845, the devotion was revitalized and became an important national point of reference for Dutch Catholics. The Stille Omgang—a silent walk or procession in civil attire—is the expression of the pilgrimage within the Protestant Netherlands since the late 19th century.[34] In the heyday of the Silent Walk, up to 90,000 pilgrims came to Amsterdam. In the 21st century, this has reduced to about 5000.
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In the 16th century, the Dutch rebelled against Philip II of Spain and his successors. The main reasons for the uprising were the imposition of new taxes, the tenth penny, and the religious persecution of Protestants by the newly introduced Inquisition. The revolt escalated into the Eighty Years' War, which ultimately led to Dutch independence.[35] Strongly pushed by Dutch Revolt leader William the Silent, the Dutch Republic became known for its relative religious tolerance. Jews from the Iberian Peninsula, Huguenots from France, prosperous merchants and printers from Flanders, and economic and religious refugees from the Spanish-controlled parts of the Low Countries found safety in Amsterdam. The influx of Flemish printers and the city's intellectual tolerance made Amsterdam a centre for the European free press.[36]
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The 17th century is considered Amsterdam's Golden Age, during which it became the wealthiest city in the western world.[38] Ships sailed from Amsterdam to the Baltic Sea, North America, and Africa, as well as present-day Indonesia, India, Sri Lanka, and Brazil, forming the basis of a worldwide trading network. Amsterdam's merchants had the largest share in both the Dutch East India Company and the Dutch West India Company. These companies acquired overseas possessions that later became Dutch colonies.
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Amsterdam was Europe's most important point for the shipment of goods and was the leading Financial centre of the western world.[39] In 1602, the Amsterdam office of the international trading Dutch East India Company became the world's first stock exchange by trading in its own shares.[40] The Bank of Amsterdam started operations in 1609, acting as a full-service bank for Dutch merchant bankers and as a reserve bank.
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Amsterdam's prosperity declined during the 18th and early 19th centuries. The wars of the Dutch Republic with England and France took their toll on Amsterdam. During the Napoleonic Wars, Amsterdam's significance reached its lowest point, with Holland being absorbed into the French Empire. However, the later establishment of the United Kingdom of the Netherlands in 1815 marked a turning point.
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The end of the 19th century is sometimes called Amsterdam's second Golden Age.[41] New museums, a railway station, and the Concertgebouw were built; in this same time, the Industrial Revolution reached the city. The Amsterdam–Rhine Canal was dug to give Amsterdam a direct connection to the Rhine, and the North Sea Canal was dug to give the port a shorter connection to the North Sea. Both projects dramatically improved commerce with the rest of Europe and the world. In 1906, Joseph Conrad gave a brief description of Amsterdam as seen from the seaside, in The Mirror of the Sea.
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Shortly before the First World War, the city started to expand again, and new suburbs were built. Even though the Netherlands remained neutral in this war, Amsterdam suffered a food shortage, and heating fuel became scarce. The shortages sparked riots in which several people were killed. These riots are known as the Aardappeloproer (Potato rebellion). People started looting stores and warehouses in order to get supplies, mainly food.[42]
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On 1 January 1921, after a flood in 1916, the depleted municipalities of Durgerdam, Holysloot, Zunderdorp and Schellingwoude, all lying north of Amsterdam, were, at their own request, annexed to the city.[43][44] Between the wars, the city continued to expand, most notably to the west of the Jordaan district in the Frederik Hendrikbuurt and surrounding neighbourhoods.
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Nazi Germany invaded the Netherlands on 10 May 1940 and took control of the country. Some Amsterdam citizens sheltered Jews, thereby exposing themselves and their families to a high risk of being imprisoned or sent to concentration camps. More than 100,000 Dutch Jews were deported to Nazi concentration camps, of whom some 60,000 lived in Amsterdam. In response, the Dutch Communist Party organised the February strike attended by 300,000 people to protest against the raids. Perhaps the most famous deportee was the young Jewish girl Anne Frank, who died in the Bergen-Belsen concentration camp.[45] At the end of the Second World War, communication with the rest of the country broke down, and food and fuel became scarce. Many citizens travelled to the countryside to forage. Dogs, cats, raw sugar beets, and tulip bulbs—cooked to a pulp—were consumed to stay alive.[46] Many trees in Amsterdam were cut down for fuel, and wood was taken from the houses, apartments and other buildings of deported Jews.
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Many new suburbs, such as Osdorp, Slotervaart, Slotermeer and Geuzenveld, were built in the years after the Second World War.[47]
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These suburbs contained many public parks and wide-open spaces, and the new buildings provided improved housing conditions with larger and brighter rooms, gardens, and balconies. Because of the war and other events of the 20th century, almost the entire city centre had fallen into disrepair. As society was changing,[clarification needed] politicians and other influential figures made plans to redesign large parts of it. There was an increasing demand for office buildings, and also for new roads, as the automobile became available to most people.[48] A metro started operating in 1977 between the new suburb of Bijlmermeer in the city's Zuidoost (southeast) exclave and the centre of Amsterdam. Further plans were to build a new highway above the metro to connect Amsterdam Centraal and city centre with other parts of the city.
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The required large-scale demolitions began in Amsterdam's former Jewish neighbourhood. Smaller streets, such as the Jodenbreestraat and Weesperstraat, were widened and almost all houses and buildings were demolished. At the peak of the demolition, the Nieuwmarktrellen (Nieuwmarkt Riots) broke out;[49] the rioters expressed their fury about the demolition caused by the restructuring of the city.
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As a result, the demolition was stopped and the highway into the city's centre was never fully built; only the metro was completed. Only a few streets remained widened. The new city hall was built on the almost completely demolished Waterlooplein. Meanwhile, large private organisations, such as Stadsherstel Amsterdam, were founded to restore the entire city centre. Although the success of this struggle is visible today, efforts for further restoration are still ongoing.[48] The entire city centre has reattained its former splendour and, as a whole, is now a protected area. Many of its buildings have become monuments, and in July 2010 the Grachtengordel (the three concentric canals: Herengracht, Keizersgracht, and Prinsengracht) was added to the UNESCO World Heritage List.[50]
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In the early years of the 21st century, the Amsterdam city centre has attracted large numbers of tourists: between 2012 and 2015, the annual number of visitors rose from 10 million to 17 million. Real estate prices have surged, and local shops are making way for tourist-oriented ones, making the centre unaffordable for the city's inhabitants.[54] These developments have evoked comparisons with Venice, a city thought to be overwhelmed by the tourist influx.[55]
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Construction of a metro line connecting the part of the city north of the river (or lake) IJ to the centre was started in 2003. The project was controversial because its cost had exceeded its budget by a factor three by 2008,[56] because of fears of damage to buildings in the centre, and because construction had to be halted and restarted multiple times.[57] The metro line was completed in 2018.[58]
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Since 2014, renewed focus has been given to urban regeneration and renewal, especially in areas directly bordering the city centre, such as Frederik Hendrikbuurt. This urban renewal and expansion of the traditional centre of the city—with the construction on artificial islands of the new eastern IJburg neighbourhood—is part of the Structural Vision Amsterdam 2040 initiative.[59][60]
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Amsterdam is located in the Western Netherlands, in the province of North Holland, whose capital is not Amsterdam, but rather Haarlem. The river Amstel ends in the city centre and connects to a large number of canals that eventually terminate in the IJ. Amsterdam is about 2 metres (6.6 feet) below sea level.[61] The surrounding land is flat as it is formed of large polders. A man-made forest, Amsterdamse Bos, is in the southwest. Amsterdam is connected to the North Sea through the long North Sea Canal.
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Amsterdam is intensely urbanised, as is the Amsterdam metropolitan area surrounding the city. Comprising 219.4 square kilometres (84.7 square miles) of land, the city proper has 4,457 inhabitants per km2 and 2,275 houses per km2.[62] Parks and nature reserves make up 12% of Amsterdam's land area.[63]
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Amsterdam has more than 100 kilometres (60 miles) of canals, most of which are navigable by boat. The city's three main canals are the Prinsengracht, Herengracht, and Keizersgracht.
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In the Middle Ages, Amsterdam was surrounded by a moat, called the Singel, which now forms the innermost ring in the city, and gives the city centre a horseshoe shape. The city is also served by a seaport. It has been compared with Venice, due to its division into about 90 islands, which are linked by more than 1,200 bridges.[64]
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Amsterdam has an oceanic climate (Köppen Cfb)[65] strongly influenced by its proximity to the North Sea to the west, with prevailing westerly winds. While winters are cool and summers warm, temperatures vary year by year. There can occasionally be cold snowy winters and hot humid summers.
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Amsterdam, as well as most of the North Holland province, lies in USDA Hardiness zone 8b. Frosts mainly occur during spells of easterly or northeasterly winds from the inner European continent. Even then, because Amsterdam is surrounded on three sides by large bodies of water, as well as having a significant heat-island effect, nights rarely fall below −5 °C (23 °F), while it could easily be −12 °C (10 °F) in Hilversum, 25 kilometres (16 miles) southeast.
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Summers are moderately warm with a number of hot days every month. The average daily high in August is 22.1 °C (71.8 °F), and 30 °C (86 °F) or higher is only measured on average on 2.5 days, placing Amsterdam in AHS Heat Zone 2. The record extremes range from −19.7 °C (−3.5 °F) to 36.3 °C (97.3 °F).[66][67]
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Days with more than 1 millimetre (0.04 in) of precipitation are common, on average 133 days per year.
|
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Amsterdam's average annual precipitation is 838 millimetres (33 in).[68] A large part of this precipitation falls as light rain or brief showers. Cloudy and damp days are common during the cooler months of October through March.
|
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|
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In 1300, Amsterdam's population was around 1,000 people.[73] While many towns in Holland experienced population decline during the 15th and 16th centuries, Amsterdam's population grew,[74] mainly due to the rise of the profitable Baltic maritime trade after the Burgundian victory in the Dutch–Hanseatic War.[75] Still, the population of Amsterdam was only modest compared to the towns and cities of Flanders and Brabant, which comprised the most urbanised area of the Low Countries.[76]
|
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|
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This changed when, during the Dutch Revolt, many people from the Southern Netherlands fled to the North, especially after Antwerp fell to Spanish forces in 1585. Jewish people from Spain, Portugal and Eastern Europe similarly settled in Amsterdam, as did Germans and Scandinavians.[74] In thirty years, Amsterdam's population more than doubled between 1585 and 1610.[77] By 1600, its population was around 50,000.[73] During the 1660s, Amsterdam's population reached 200,000.[78] The city's growth levelled off and the population stabilised around 240,000 for most of the 18th century.[79]
|
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|
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In 1750, Amsterdam was the fourth largest city in western Europe, behind London (676,000), Paris (560,000) and Naples (324,000).[80] This was all the more remarkable as Amsterdam was neither the capital city nor the seat of government of the Dutch Republic, which itself was a much smaller state than England, France or the Ottoman Empire. In contrast to those other metropolises, Amsterdam was also surrounded by large towns such as Leiden (about 67,000), Rotterdam (45,000), Haarlem (38,000), and Utrecht (30,000).[81]
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The city's population declined in the early 19th century,[82] dipping under 200,000 in 1820.[83] By the second half of the 19th century, industrialisation spurred renewed growth.[84] Amsterdam's population hit an all-time high of 872,000 in 1959,[85] before declining in the following decades due to government-sponsored suburbanisation to so-called groeikernen (growth centres) such as Purmerend and Almere.[86][87][88][86] Between 1970 and 1980, Amsterdam experienced its sharp population decline, peaking at a net loss of 25,000 people in 1973.[86] By 1985 the city had only 675,570 residents.[89] This was soon followed by reurbanisation and gentrification,[90][86] leading to renewed population growth in the 2010s. Also in the 2010s, much of Amsterdam's population growth was due to immigration to the city.[91] Amsterdam's population is expected to top its previous high in 2019, reaching 873,000.[92]
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In the 16th and 17th century, non-Dutch immigrants to Amsterdam were mostly Huguenots, Flemings, Sephardi Jews and Westphalians. Huguenots came after the Edict of Fontainebleau in 1685, while the Flemish Protestants came during the Eighty Years' War. The Westphalians came to Amsterdam mostly for economic reasons – their influx continued through the 18th and 19th centuries. Before the Second World War, 10% of the city population was Jewish. Just twenty percent of them survived the Shoah.[94]
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The first mass immigration in the 20th century were by people from Indonesia, who came to Amsterdam after the independence of the Dutch East Indies in the 1940s and 1950s. In the 1960s guest workers from Turkey, Morocco, Italy, and Spain emigrated to Amsterdam. After the independence of Suriname in 1975, a large wave of Surinamese settled in Amsterdam, mostly in the Bijlmer area. Other immigrants, including refugees asylum seekers and illegal immigrants, came from Europe, America, Asia, and Africa. In the 1970s and 1980s, many 'old' Amsterdammers moved to 'new' cities like Almere and Purmerend, prompted by the third planological bill of the Dutch government. This bill promoted suburbanisation and arranged for new developments in so-called "groeikernen", literally cores of growth. Young professionals and artists moved into neighbourhoods de Pijp and the Jordaan abandoned by these Amsterdammers. The non-Western immigrants settled mostly in the social housing projects in Amsterdam-West and the Bijlmer. Today, people of non-Western origin make up approximately one-third of the population of Amsterdam, and more than 50% of the city'
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s children.[95][96][97] Ethnic Dutch (as defined by the Dutch census) now make up a minority of the total population, although by far the largest one. Only one in three inhabitants under 15 is an autochtoon, or a person who has two parents of Dutch origin.[98] Segregation along ethnic lines is clearly visible, with people of non-Western origin, considered a separate group by Statistics Netherlands, concentrating in specific neighbourhoods especially in Nieuw-West, Zeeburg, Bijlmer and in certain areas of Amsterdam-Noord.[99][100]
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In 2000, Christians formed the largest religious group in the city (17% of the population). The next largest religion was Islam (14%), most of whose followers were Sunni.[101][102]
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Religion in Amsterdam (2015)[103]
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In 1578, the largely Roman Catholic city of Amsterdam joined the revolt against Spanish rule,[104] late in comparison to other major northern Dutch cities.[105] Roman Catholic priests were driven out of the city.[104] Following the Dutch takeover, all churches were converted to Protestant worship.[106] Calvinism was declared the main religion,[105] and although Catholicism was not forbidden and priests allowed to serve, the Catholic hierarchy was prohibited.[dubious – discuss] This led to the establishment of schuilkerken, covert religious buildings that were hidden in pre-existing buildings. Catholics, some Jewish and dissenting Protestants worshiped in such buildings.[107] A large influx of foreigners of many religions came to 17th-century Amsterdam, in particular Sefardic Jews from Spain and Portugal,[108][109] Huguenots from France,[110] Lutherans, Mennonites, and Protestants from across the Netherlands.[111] This led to the establishment of many non-Dutch-speaking churches.[citation needed] In 1603, the Jewish received permission to practice their religion. In 1639, the first synagogue was consecrated.[112] The Jews came to call the town Jerusalem of the West.[113]
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As they became established in the city, other Christian denominations used converted Catholic chapels to conduct their own services. The oldest English-language church congregation in the world outside the United Kingdom is found at the Begijnhof.[citation needed] Regular services there are still offered in English under the auspices of the Church of Scotland.[114] Being Calvinists, the Huguenots soon integrated into the Dutch Reformed Church, though often retaining their own congregations. Some, commonly referred by the moniker 'Walloon', are recognisable today as they offer occasional services in French.[citation needed]
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In the second half of the 17th century, Amsterdam experienced an influx of Ashkenazim, Jews from Central and Eastern Europe. Jews often fled the pogroms in those areas. The first Ashkenazis who arrived in Amsterdam were refugees from the Khmelnytsky Uprising in Ukraine and the Thirty Years' War, which devastated much of Central Europe. They not only founded their own synagogues, but had a strong influence on the 'Amsterdam dialect' adding a large Yiddish local vocabulary.[115]
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Despite an absence of an official Jewish ghetto, most Jews preferred to live in the eastern part of the old medieval heart of the city. The main street of this Jewish neighbourhood was the Jodenbreestraat. The neighbourhood comprised the Waterlooplein and the Nieuwmarkt.[115][116] Buildings in this neighbourhood fell into disrepair after the Second World War,[117] and a large section of the neighbourhood was demolished during the construction of the subway. This led to riots, and as a result the original plans for large-scale reconstruction were abandoned.[118][119] The neighbourhood was rebuilt with smaller-scale residence buildings on the basis of its original layout.[120]
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Catholic churches in Amsterdam have been constructed since the restoration of the episcopal hierarchy in 1853.[121] One of the principal architects behind the city's Catholic churches, Cuypers, was also responsible for the Amsterdam Central station and the Rijksmuseum.[122][123]
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In 1924, the Roman Catholic Church of the Netherlands hosted the International Eucharistic Congress in Amsterdam,[124] and numerous Catholic prelates visited the city, where festivities were held in churches and stadiums.[125] Catholic processions on the public streets, however, were still forbidden under law at the time.[126] Only in the 20th century was Amsterdam's relation to Catholicism normalised,[127] but despite its far larger population size, the episcopal see of the city was placed in the provincial town of Haarlem.[128]
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In recent times, religious demographics in Amsterdam have been changed by immigration from former colonies. Hinduism has been introduced from the Hindu diaspora from Suriname[129] and several distinct branches of Islam have been brought from various parts of the world.[130] Islam is now the largest non-Christian religion in Amsterdam.[103] The large community of Ghanaian immigrants have established African churches,[131] often in parking garages in the Bijlmer area.[132]
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Amsterdam experienced an influx of religions and cultures after the Second World War. With 180 different nationalities,[133] Amsterdam is home to one of the widest varieties of nationalities of any city in the world.[134] The proportion of the population of immigrant origin in the city proper is about 50%[135] and 88% of the population are Dutch citizens.[136]
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Amsterdam has been one of the municipalities in the Netherlands which provided immigrants with extensive and free Dutch-language courses, which have benefited many immigrants.[137]
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Amsterdam fans out south from the Amsterdam Centraal railway station and Damrak, the main street off the station. The oldest area of the town is known as De Wallen (English: "The Quays"). It lies to the east of Damrak and contains the city's famous red-light district. To the south of De Wallen is the old Jewish quarter of Waterlooplein.
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The medieval and colonial age canals of Amsterdam, known as grachten, embraces the heart of the city where homes have interesting gables. Beyond the Grachtengordel are the former working class areas of Jordaan and de Pijp. The Museumplein with the city's major museums, the Vondelpark, a 19th-century park named after the Dutch writer Joost van den Vondel, and the Plantage neighbourhood, with the zoo, are also located outside the Grachtengordel.
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Several parts of the city and the surrounding urban area are polders. This can be recognised by the suffix -meer which means lake, as in Aalsmeer, Bijlmermeer, Haarlemmermeer, and Watergraafsmeer.
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The Amsterdam canal system is the result of conscious city planning.[138] In the early 17th century, when immigration was at a peak, a comprehensive plan was developed that was based on four concentric half-circles of canals with their ends emerging at the IJ bay. Known as the Grachtengordel, three of the canals were mostly for residential development: the Herengracht (where "Heren" refers to Heren Regeerders van de stad Amsterdam (ruling lords of Amsterdam), and gracht means canal, so the name can be roughly translated as "Canal of the Lords"), Keizersgracht (Emperor's Canal), and Prinsengracht (Prince's Canal).[139] The fourth and outermost canal is the Singelgracht, which is often not mentioned on maps, because it is a collective name for all canals in the outer ring. The Singelgracht should not be confused with the oldest and innermost canal, the Singel.
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The canals served for defence, water management and transport. The defences took the form of a moat and earthen dikes, with gates at transit points, but otherwise no masonry superstructures.[140] The original plans have been lost, so historians, such as Ed Taverne, need to speculate on the original intentions: it is thought that the considerations of the layout were purely practical and defensive rather than ornamental.[141]
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Construction started in 1613 and proceeded from west to east, across the breadth of the layout, like a gigantic windshield wiper as the historian Geert Mak calls it – and not from the centre outwards, as a popular myth has it. The canal construction in the southern sector was completed by 1656. Subsequently, the construction of residential buildings proceeded slowly. The eastern part of the concentric canal plan, covering the area between the Amstel river and the IJ bay, has never been implemented. In the following centuries, the land was used for parks, senior citizens' homes, theatres, other public facilities, and waterways without much planning.[142] Over the years, several canals have been filled in, becoming streets or squares, such as the Nieuwezijds Voorburgwal and the Spui.[143]
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After the development of Amsterdam's canals in the 17th century, the city did not grow beyond its borders for two centuries. During the 19th century, Samuel Sarphati devised a plan based on the grandeur of Paris and London at that time. The plan envisaged the construction of new houses, public buildings and streets just outside the Grachtengordel. The main aim of the plan, however, was to improve public health. Although the plan did not expand the city, it did produce some of the largest public buildings to date, like the Paleis voor Volksvlijt.[144][145][146]
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Following Sarphati, civil engineers Jacobus van Niftrik and Jan Kalff designed an entire ring of 19th-century neighbourhoods surrounding the city's centre, with the city preserving the ownership of all land outside the 17th-century limit, thus firmly controlling development.[147] Most of these neighbourhoods became home to the working class.[148]
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In response to overcrowding, two plans were designed at the beginning of the 20th century which were very different from anything Amsterdam had ever seen before: Plan Zuid, designed by the architect Berlage, and West. These plans involved the development of new neighbourhoods consisting of housing blocks for all social classes.[149][150]
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After the Second World War, large new neighbourhoods were built in the western, southeastern, and northern parts of the city. These new neighbourhoods were built to relieve the city's shortage of living space and give people affordable houses with modern conveniences. The neighbourhoods consisted mainly of large housing blocks situated among green spaces, connected to wide roads, making the neighbourhoods easily accessible by motor car. The western suburbs which were built in that period are collectively called the Westelijke Tuinsteden. The area to the southeast of the city built during the same period is known as the Bijlmer.[151][152]
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Amsterdam has a rich architectural history. The oldest building in Amsterdam is the Oude Kerk (English: Old Church), at the heart of the Wallen, consecrated in 1306.[153] The oldest wooden building is Het Houten Huys[154] at the Begijnhof. It was constructed around 1425 and is one of only two existing wooden buildings. It is also one of the few examples of Gothic architecture in Amsterdam. The oldest stone building of the Netherlands, The Moriaan is build in 's-Hertogenbosch.
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In the 16th century, wooden buildings were razed and replaced with brick ones. During this period, many buildings were constructed in the architectural style of the Renaissance. Buildings of this period are very recognisable with their stepped gable façades, which is the common Dutch Renaissance style. Amsterdam quickly developed its own Renaissance architecture. These buildings were built according to the principles of the architect Hendrick de Keyser.[155] One of the most striking buildings designed by Hendrick de Keyer is the Westerkerk. In the 17th century baroque architecture became very popular, as it was elsewhere in Europe. This roughly coincided with Amsterdam's Golden Age. The leading architects of this style in Amsterdam were Jacob van Campen, Philips Vingboons and Daniel Stalpaert.[156]
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Philip Vingboons designed splendid merchants' houses throughout the city. A famous building in baroque style in Amsterdam is the Royal Palace on Dam Square. Throughout the 18th century, Amsterdam was heavily influenced by French culture. This is reflected in the architecture of that period. Around 1815, architects broke with the baroque style and started building in different neo-styles.[157] Most Gothic style buildings date from that era and are therefore said to be built in a neo-gothic style. At the end of the 19th century, the Jugendstil or Art Nouveau style became popular and many new buildings were constructed in this architectural style. Since Amsterdam expanded rapidly during this period, new buildings adjacent to the city centre were also built in this style. The houses in the vicinity of the Museum Square in Amsterdam Oud-Zuid are an example of Jugendstil. The last style that was popular in Amsterdam before the modern era was Art Deco. Amsterdam had its own version of the style, which was called the Amsterdamse School. Whole districts were built this style, such as the Rivierenbuurt.[158] A notable feature of the façades of buildings designed in Amsterdamse School is that they are highly decorated and ornate, with oddly shaped windows and doors.
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The old city centre is the focal point of all the architectural styles before the end of the 19th century.
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Jugendstil and Georgian are mostly found outside the city's centre in the neighbourhoods built in the early
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20th century, although there are also some striking examples of these styles in the city centre.
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Most historic buildings in the city centre and nearby are houses, such as the famous merchants' houses lining the canals.
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Amsterdam has many parks, open spaces, and squares throughout the city. The Vondelpark, the largest park in the city, is located in the Oud-Zuid neighbourhood and is named after the 17th-century Amsterdam author Joost van den Vondel. Yearly, the park has around 10 million visitors. In the park is an open-air theatre, a playground and several horeca facilities. In the Zuid borough, is the Beatrixpark, named after Queen Beatrix. Between Amsterdam and Amstelveen is the Amsterdamse Bos ("Amsterdam Forest"), the largest recreational area in Amsterdam. Annually, almost 4.5 million people visit the park, which has a size of 1.000 hectares and is approximately three times the size of Central Park.[159] The Amstelpark in the Zuid borough houses the Rieker windmill, which dates to 1636. Other parks include the Sarphatipark in the De Pijp neighbourhood, the Oosterpark in the Oost borough and the Westerpark in the Westerpark neighbourhood. The city has three beaches: Nemo Beach, Citybeach "Het stenen hoofd" (Silodam) and Blijburg, all located in the Centrum borough.
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The city has many open squares (plein in Dutch). The namesake of the city as the site of the original dam, Dam Square, is the main city square and has the Royal Palace and National Monument. Museumplein hosts various museums, including the Rijksmuseum, Van Gogh Museum, and Stedelijk Museum. Other squares include Rembrandtplein, Muntplein, Nieuwmarkt, Leidseplein, Spui, and Waterlooplein. Also, near to Amsterdam is the Nekkeveld estate conservation project.
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Amsterdam is the financial and business capital of the Netherlands.[160]
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According to the 2007 European Cities Monitor (ECM) - an annual location survey of Europe’s leading companies carried out by global real estate consultant Cushman & Wakefield - Amsterdam is one of the top European cities in which to locate an international business, ranking fifth in the survey.[161] with the survey determining London, Paris, Frankfurt and Barcelona as the four European cities surpassing Amsterdam in this regard.
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A substantial number of large corporations and banks' headquarters are located in the Amsterdam area, including: AkzoNobel, Heineken International, ING Group, ABN AMRO, TomTom, Delta Lloyd Group, Booking.com and Philips.
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Although many small offices remain along the historic canals, centrally based companies have increasingly relocated outside Amsterdam's city centre. Consequently, the Zuidas (English: South Axis) has become the new financial and legal hub of Amsterdam,[162] with the country's five largest law firms and a number of subsidiaries of large consulting firms, such as Boston Consulting Group and Accenture, as well as the World Trade Centre (Amsterdam) located in the Zuidas district. In addition to the Zuidas, there are three smaller financial districts in Amsterdam:
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The adjoining municipality of Amstelveen is the location of KPMG International's global headquarters. Other non-Dutch companies have chosen to settle in communities surrounding Amsterdam since they allow freehold property ownership, whereas Amsterdam retains ground rent.
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The Port of Amsterdam is the fourth largest port in Europe, the 38th largest port in the world and the second largest port in the Netherlands by metric tons of cargo. In 2014 the Port of Amsterdam had a cargo throughput of 97,4 million tons of cargo, which was mostly bulk cargo.
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Amsterdam has the biggest cruise port in the Netherlands with more than 150 cruise ships every year.
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In 2019 the new lock in IJmuiden will open; the port will then be able to grow to 125 million tonnes in capacity.
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The Amsterdam Stock Exchange (AEX), now part of Euronext, is the world's oldest stock exchange and is one of Europe's largest bourses. It is near Dam Square in the city centre.
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Together with Eindhoven (Brainport) and Rotterdam (Seaport), Amsterdam (Airport) forms the foundation of the Dutch economy.[165]
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Amsterdam is one of the most popular tourist destinations in Europe, receiving more than 4.63 million international visitors annually, this is excluding the 16 million day-trippers visiting the city every year.[166] The number of visitors has been growing steadily over the past decade. This can be attributed to an increasing number of European visitors. Two-thirds of the hotels are located in the city's centre.[167] Hotels with 4 or 5 stars contribute 42% of the total beds available and 41% of the overnight stays in Amsterdam. The room occupation rate was 85% in 2017, up from 78% in 2006. [168][169] The majority of tourists (74%) originate from Europe. The largest group of non-European visitors come from the United States, accounting for 14% of the total.[169] Certain years have a theme in Amsterdam to attract extra tourists. For example, the year 2006 was designated "Rembrandt 400", to celebrate the 400th birthday of Rembrandt van Rijn. Some hotels offer special arrangements or activities during these years. The average number of guests per year staying at the four campsites around the city range from 12,000 to 65,000.[169]
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De Wallen, also known as Walletjes or Rosse Buurt, is a designated area for legalised prostitution and is Amsterdam's largest and most well known red-light district. This neighbourhood has become a famous attraction for tourists. It consists of a network of roads and alleys containing several hundred small, one-room apartments rented by sex workers who offer their services from behind a window or glass door, typically illuminated with red lights. In recent years the city government has been closing and repurposing the famous red light district windows in an effort to clean up the area and reduce the amount of party and sex tourism.
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Shops in Amsterdam range from large high end department stores such as De Bijenkorf founded in 1870 to small specialty shops. Amsterdam's high-end shops are found in the streets P.C. Hooftstraat[171] and Cornelis Schuytstraat, which are located in the vicinity of the Vondelpark. One of Amsterdam's busiest high streets is the narrow, medieval Kalverstraat in the heart of the city. Other shopping areas include the Negen Straatjes and Haarlemmerdijk and Haarlemmerstraat. Negen Straatjes are nine narrow streets within the Grachtengordel, the concentric canal system of Amsterdam. The Negen Straatjes differ from other shopping districts with the presence of a large diversity of privately owned shops. The Haarlemmerstraat and Haarlemmerdijk were voted best shopping street in the Netherlands in 2011. These streets have as the Negen Straatjes a large diversity of privately owned shops. But as the Negen Straatjes are dominated by fashion stores the Haarlemmerstraat and Haarlemmerdijk offer a very wide variety of all kinds of stores, just to name some specialties: candy and other food related stores, lingerie, sneakers, wedding clothing, interior shops, books, Italian deli's, racing and mountain bikes, skatewear, etc.
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The city also features a large number of open-air markets such as the Albert Cuyp Market, Westerstraat-markt, Ten Katemarkt, and Dappermarkt. Some of these markets are held daily, like the Albert Cuypmarkt and the Dappermarkt. Others, like the Westerstraatmarkt, are held every week.
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Several fashion brands and designers are based in Amsterdam. Fashion designers include Iris van Herpen,[172] Mart Visser, Viktor & Rolf, Marlies Dekkers and Frans Molenaar. Fashion models like Yfke Sturm, Doutzen Kroes and Kim Noorda started their careers in Amsterdam. Amsterdam has its garment centre in the World Fashion Center. Fashion photographers Inez van Lamsweerde and Vinoodh Matadin were born in Amsterdam.[173]
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During the later part of the 16th-century, Amsterdam's Rederijkerskamer (Chamber of rhetoric) organised contests between different Chambers in the reading of poetry and drama.[174][175] In 1637, Schouwburg, the first theatre in Amsterdam was built, opening on 3 January 1638.[176] The first ballet performances in the Netherlands were given in Schouwburg in 1642 with the Ballet of the Five Senses.[177][178] In the 18th century, French theatre became popular. While Amsterdam was under the influence of German music in the 19th century there were few national opera productions;[citation needed] the Hollandse Opera of Amsterdam was built in 1888 for the specific purpose of promoting Dutch opera.[179] In the 19th century, popular culture was centred on the Nes area in Amsterdam (mainly vaudeville and music-hall).[citation needed] An improved metronome was invented in 1812 by Dietrich Nikolaus Winkel.[180] The Rijksmuseum (1885) and Stedelijk Museum (1895) were built and opened.[181][182] In 1888, the Concertgebouworkest orchestra was established.[183] With the 20th century came cinema, radio and television.[citation needed] Though most studios are located in Hilversum and Aalsmeer, Amsterdam's influence on programming is very strong. Many people who work in the television industry live in Amsterdam. Also, the headquarters of the Dutch SBS Broadcasting Group is located in Amsterdam.[184]
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The most important museums of Amsterdam are located on the Museumplein (Museum Square), located at the southwestern side of the Rijksmuseum. It was created in the last quarter of the 19th century on the grounds of the former World's fair. The northeastern part of the square is bordered by the very large Rijksmuseum. In front of the Rijksmuseum on the square itself is a long, rectangular pond. This is transformed into an ice rink in winter.[185] The northwestern part of the square is bordered by the Van Gogh Museum, Stedelijk Museum, House of Bols Cocktail & Genever Experience and Coster Diamonds. The southwestern border of the Museum Square is the Van Baerlestraat, which is a major thoroughfare in this part of Amsterdam. The Concertgebouw is situated across this street from the square. To the southeast of the square are situated several large houses, one of which contains the American consulate. A parking garage can be found underneath the square, as well as a supermarket. The Museumplein is covered almost entirely with a lawn, except for the northeastern part of the square which is covered with gravel. The current appearance of the square was realised in 1999, when the square was remodelled. The square itself is the most prominent site in Amsterdam for festivals and outdoor concerts, especially in the summer. Plans were made in 2008 to remodel the square again, because many inhabitants of Amsterdam are not happy with its current appearance.[186]
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The Rijksmuseum possesses the largest and most important collection of classical Dutch art.[187]
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It opened in 1885. Its collection consists of nearly one million objects.[188] The artist most associated with Amsterdam is Rembrandt, whose work, and the work of his pupils, is displayed in the Rijksmuseum. Rembrandt's masterpiece The Night Watch is one of the top pieces of art of the museum. It also houses paintings from artists like Bartholomeus van der Helst, Johannes Vermeer, Frans Hals, Ferdinand Bol, Albert Cuyp, Jacob van Ruisdael and Paulus Potter. Aside from paintings, the collection consists of a large variety of decorative art. This ranges from Delftware to giant doll-houses from the 17th century. The architect of the gothic revival building was P.J.H. Cuypers. The museum underwent a 10-year, 375 million euro renovation starting in 2003. The full collection was reopened to the public on 13 April 2013 and the Rijksmuseum has remained the most visited museum in Amsterdam with 2.2 million visitors in 2016 and 2.16 million in 2017.[189]
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Van Gogh lived in Amsterdam for a short while and there is a museum dedicated to his work. The museum is housed in one of the few modern buildings in this area of Amsterdam. The building was designed by Gerrit Rietveld. This building is where the permanent collection is displayed. A new building was added to the museum in 1999. This building, known as the performance wing, was designed by Japanese architect Kisho Kurokawa. Its purpose is to house temporary exhibitions of the museum.[190][191] Some of Van Gogh's most famous paintings, like The Potato Eaters and Sunflowers, are in the collection.[192] The Van Gogh museum is the second most visited museum in Amsterdam, not far behind the Rijksmuseum in terms of the number of visits, being approximately 2.1 million in 2016,[193] for example.
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Next to the Van Gogh museum stands the Stedelijk Museum. This is Amsterdam's most important museum of modern art. The museum is as old as the square it borders and was opened in 1895. The permanent collection consists of works of art from artists like Piet Mondriaan, Karel Appel, and Kazimir Malevich. After renovations lasting several years the museum opened in September 2012 with a new composite extension that has been called 'The Bathtub' due to its resemblance to one.
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Amsterdam contains many other museums throughout the city. They range from small museums such as the Verzetsmuseum (Resistance Museum), the Anne Frank House, and the Rembrandt House Museum, to the very large, like the Tropenmuseum (Museum of the Tropics), Amsterdam Museum (formerly known as Amsterdam Historical Museum), Hermitage Amsterdam (a dependency of the Hermitage Museum in Saint Petersburg) and the Joods Historisch Museum (Jewish Historical Museum). The modern-styled Nemo is dedicated to child-friendly science exhibitions.
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Amsterdam's musical culture includes a large collection of songs that treat the city nostalgically and lovingly. The 1949 song "Aan de Amsterdamse grachten" ("On the canals of Amsterdam") was performed and recorded by many artists, including John Kraaijkamp Sr.; the best-known version is probably that by Wim Sonneveld (1962). In the 1950s Johnny Jordaan rose to fame with "Geef mij maar Amsterdam" ("I prefer Amsterdam"), which praises the city above all others (explicitly Paris); Jordaan sang especially about his own neighbourhood, the Jordaan ("Bij ons in de Jordaan"). Colleagues and contemporaries of Johnny include Tante Leen and Manke Nelis. Another notable Amsterdam song is "Amsterdam" by Jacques Brel (1964).[194] A 2011 poll by Amsterdam newspaper Het Parool that Trio Bier's "Oude Wolf" was voted "Amsterdams lijflied".[195] Notable Amsterdam bands from the modern era include the Osdorp Posse and The Ex.
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AFAS Live (formerly known as the Heineken Music Hall) is a concert hall located near the Johan Cruyff Arena (known as the Amsterdam Arena until 2018). Its main purpose is to serve as a podium for pop concerts for big audiences. Many famous international artists have performed there. Two other notable venues, Paradiso and the Melkweg are located near the Leidseplein. Both focus on broad programming, ranging from indie rock to hip hop, R&B, and other popular genres. Other more subcultural music venues are OCCII, OT301, De Nieuwe Anita, Winston Kingdom, and Zaal 100. Jazz has a strong following in Amsterdam, with the Bimhuis being the premier venue. In 2012, Ziggo Dome was opened, also near Amsterdam Arena, a state-of-the-art indoor music arena.
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AFAS Live is also host to many electronic dance music festivals, alongside many other venues. Armin van Buuren and Tiesto, some of the world's leading Trance DJ's hail from the Netherlands and perform frequently in Amsterdam. Each year in October, the city hosts the Amsterdam Dance Event (ADE) which is one of the leading electronic music conferences and one of the biggest club festivals for electronic music in the world, attracting over 350,000 visitors each year.[196] Another popular dance festival is 5daysoff, which takes place in the venues Paradiso and Melkweg. In summer time there are several big outdoor dance parties in or nearby Amsterdam, such as Awakenings, Dance Valley, Mystery Land, Loveland, A Day at the Park, Welcome to the Future, and Valtifest.
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Amsterdam has a world-class symphony orchestra, the Royal Concertgebouw Orchestra. Their home is the Concertgebouw, which is across the Van Baerlestraat from the Museum Square. It is considered by critics to be a concert hall with some of the best acoustics in the world. The building contains three halls, Grote Zaal, Kleine Zaal, and Spiegelzaal. Some nine hundred concerts and other events per year take place in the Concertgebouw, for a public of over 700,000, making it one of the most-visited concert halls in the world.[197] The opera house of Amsterdam is situated adjacent to the city hall. Therefore, the two buildings combined are often called the Stopera, (a word originally coined by protesters against it very construction: Stop the Opera[-house]). This huge modern complex, opened in 1986, lies in the former Jewish neighbourhood at Waterlooplein next to the river Amstel. The Stopera is the homebase of Dutch National Opera, Dutch National Ballet and the Holland Symfonia. Muziekgebouw aan 't IJ is a concert hall, which is situated in the IJ near the central station. Its concerts perform mostly modern classical music. Located adjacent to it, is the Bimhuis, a concert hall for improvised and Jazz music.
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Amsterdam has three main theatre buildings.
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The Stadsschouwburg at the Leidseplein is the home base of Toneelgroep Amsterdam. The current building dates from 1894. Most plays are performed in the Grote Zaal (Great Hall). The normal programme of events encompasses all sorts of theatrical forms. The Stadsschouwburg is currently being renovated and expanded. The third theatre space, to be operated jointly with next door Melkweg, will open in late 2009 or early 2010.
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The Dutch National Opera and Ballet (formerly known as Het Muziektheater), dating from 1986, is the principal opera house and home to Dutch National Opera and Dutch National Ballet. Royal Theatre Carré was built as a permanent circus theatre in 1887 and is currently mainly used for musicals, cabaret performances, and pop concerts.
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The recently re-opened DeLaMar Theater houses the more commercial plays and musicals. A new theatre has also moved into Amsterdam scene in 2014, joining other established venues: Theater Amsterdam is situated in the west part of Amsterdam, on the Danzigerkade. It is housed in a modern building with a panoramic view over the harbour. The theatre is the first ever purpose-built venue to showcase a single play entitled ANNE, the play based on Anne Frank's life.
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On the east side of town, there is a small theatre in a converted bath house, the Badhuistheater. The theatre often has English programming.
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The Netherlands has a tradition of cabaret or kleinkunst, which combines music, storytelling, commentary, theatre and comedy. Cabaret dates back to the 1930s and artists like Wim Kan, Wim Sonneveld and Toon Hermans were pioneers of this form of art in the Netherlands. In Amsterdam is the Kleinkunstacademie (English: Cabaret Academy). Contemporary popular artists are Youp van 't Hek, Freek de Jonge, Herman Finkers, Hans Teeuwen, Theo Maassen, Herman van Veen, Najib Amhali, Raoul Heertje, Jörgen Raymann, Brigitte Kaandorp and Comedytrain. The English spoken comedy scene was established with the founding of Boom Chicago in 1993. They have their own theatre at Leidseplein.
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Amsterdam is famous for its vibrant and diverse nightlife. Amsterdam has many cafés (bars). They range from large and modern to small and cozy. The typical Bruine Kroeg (brown café) breathe a more old fashioned atmosphere with dimmed lights, candles, and somewhat older clientele. These brown cafés mostly offer a wide range of local and international artesanal beers. Most cafés have terraces in summertime. A common sight on the Leidseplein during summer is a square full of terraces packed with people drinking beer or wine. Many restaurants can be found in Amsterdam as well. Since Amsterdam is a multicultural city, a lot of different ethnic restaurants can be found. Restaurants range from being rather luxurious and expensive to being ordinary and affordable. Amsterdam also possesses many discothèques. The two main nightlife areas for tourists are the Leidseplein and the Rembrandtplein. The Paradiso, Melkweg and Sugar Factory are cultural centres, which turn into discothèques on some nights. Examples of discothèques near the Rembrandtplein are the Escape, Air, John Doe and Club Abe. Also noteworthy are Panama, Hotel Arena (East), TrouwAmsterdam and Studio 80. In recent years '24-hour' clubs opened their doors, most notably Radion De School, Shelter and Marktkantine. Bimhuis located near the Central Station, with its rich programming hosting the best in the field is considered one of the best jazz clubs in the world. The Reguliersdwarsstraat is the main street for the LGBT community and nightlife.
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In 2008, there were 140 festivals and events in Amsterdam.[198]
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Famous festivals and events in Amsterdam include: Koningsdag (which was named Koninginnedag until the crowning of King Willem-Alexander in 2013) (King's Day – Queen's Day); the Holland Festival for the performing arts; the yearly Prinsengrachtconcert (classical concerto on the Prinsen canal) in August; the 'Stille Omgang' (a silent Roman Catholic evening procession held every March); Amsterdam Gay Pride; The Cannabis Cup; and the Uitmarkt. On Koningsdag—that is held each year on 27 April—hundreds of thousands of people travel to Amsterdam to celebrate with the city's residents. The entire city becomes overcrowded with people buying products from the freemarket, or visiting one of the many music concerts.
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The yearly Holland Festival attracts international artists and visitors from all over Europe. Amsterdam Gay Pride is a yearly local LGBT parade of boats in Amsterdam's canals, held on the first Saturday in August.[199] The annual Uitmarkt is a three-day cultural event at the start of the cultural season in late August. It offers previews of many different artists, such as musicians and poets, who perform on podia.[200]
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Amsterdam is home of the Eredivisie football club AFC Ajax. The stadium Johan Cruyff Arena is the home of Ajax. It is located in the south-east of the city next to the new Amsterdam Bijlmer ArenA railway station. Before moving to their current location in 1996, Ajax played their regular matches in the now demolished De Meer Stadion in the eastern part of the city [201] or in the Olympic Stadium.
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In 1928, Amsterdam hosted the Summer Olympics. The Olympic Stadium built for the occasion has been completely restored and is now used for cultural and sporting events, such as the Amsterdam Marathon.[202] In 1920, Amsterdam assisted in hosting some of the sailing events for the Summer Olympics held in neighbouring Antwerp, Belgium by hosting events at Buiten IJ.
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The city holds the Dam to Dam Run, a 16-kilometre (10 mi) race from Amsterdam to Zaandam, as well as the Amsterdam Marathon. The ice hockey team Amstel Tijgers play in the Jaap Eden ice rink. The team competes in the Dutch ice hockey premier league. Speed skating championships have been held on the 400-metre lane of this ice rink.
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Amsterdam holds two American football franchises: the Amsterdam Crusaders and the Amsterdam Panthers. The Amsterdam Pirates baseball team competes in the Dutch Major League. There are three field hockey teams: Amsterdam, Pinoké and Hurley, who play their matches around the Wagener Stadium in the nearby city of Amstelveen. The basketball team MyGuide Amsterdam competes in the Dutch premier division and play their games in the Sporthallen Zuid.[203]
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There is one rugby club in Amsterdam, which also hosts sports training classes such as RTC (Rugby Talenten Centrum or Rugby Talent Centre) and the National Rugby stadium.
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Since 1999, the city of Amsterdam honours the best sportsmen and women at the Amsterdam Sports Awards. Boxer Raymond Joval and field hockey midfielder Carole Thate were the first to receive the awards, in 1999.
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Amsterdam hosted the World Gymnaestrada in 1991 and will do so again in 2023.[204]
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The city of Amsterdam is a municipality under the Dutch Municipalities Act. It is governed by a directly elected municipal council, a municipal executive board and a mayor. Since 1981, the municipality of Amsterdam has gradually been divided into semi-autonomous boroughs, called stadsdelen or 'districts'. Over time, a total of 15 boroughs were created. In May 2010, under a major reform, the number of Amsterdam boroughs was reduced to eight: Amsterdam-Centrum covering the city centre including the canal belt, Amsterdam-Noord consisting of the neighbourhoods north of the IJ lake, Amsterdam-Oost in the east, Amsterdam-Zuid in the south, Amsterdam-West in the west, Amsterdam Nieuw-West in the far west, Amsterdam Zuidoost in the southeast, and Westpoort covering the Port of Amsterdam area.[205]
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As with all Dutch municipalities, Amsterdam is governed by a directly elected municipal council, a municipal executive board and a government appointed[206] mayor (burgemeester). The mayor is a member of the municipal executive board, but also has individual responsibilies in maintaining public order. On 27 June 2018, Femke Halsema (former member of House of Representatives for GroenLinks from 1998 to 2011) was appointed as the first woman to be Mayor of Amsterdam by the King's Commissioner of North Holland for a six-year term after being nominated by the Amsterdam municipal council and began serving a six-year term on 12 July 2018. She replaces Eberhard van der Laan (Labour Party) who was the Mayor of Amsterdam from 2010 until his death in October 2017. After the 2014 municipal council elections, a governing majority of D66, VVD and SP was formed – the first coalition without the Labour Party since World War II.[207] Next to the Mayor, the municipal executive board consists of eight wethouders ('alderpersons') appointed by the municipal council: four D66 alderpersons, two VVD alderpersons and two SP alderpersons.[208]
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On 18 September 2017, it was announced by Eberhard van der Laan in an open letter to Amsterdam citizens that Kajsa Ollongren would take up his office as acting Mayor of Amsterdam with immediate effect due to ill health.[209] Ollongren was succeeded as acting Mayor by Eric van der Burg on 26 October 2017 and by Jozias van Aartsen on 4 December 2017.
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Unlike most other Dutch municipalities, Amsterdam is subdivided into eight boroughs, called stadsdelen or 'districts', a system that was implemented gradually in the 1980s to improve local governance. The boroughs are responsible for many activities that had previously been run by the central city. In 2010, the number of Amsterdam boroughs reached fifteen. Fourteen of those had their own district council (deelraad), elected by a popular vote. The fifteenth, Westpoort, covers the harbour of Amsterdam and had very few residents. Therefore, it was governed by the central municipal council.
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Under the borough system, municipal decisions are made at borough level, except for those affairs pertaining to the whole city such as major infrastructure projects, which are the jurisdiction of the central municipal authorities. In 2010, the borough system was restructured, in which many smaller boroughs merged into larger boroughs. In 2014, under a reform of the Dutch Municipalities Act, the Amsterdam boroughs lost much of their autonomous status, as their district councils were abolished.
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The municipal council of Amsterdam voted to maintain the borough system by replacing the district councils with smaller, but still directly elected district committees (bestuurscommissies). Under a municipal ordinance, the new district committees were granted responsibilities through delegation of regulatory and executive powers by the central municipal council.
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"Amsterdam" is usually understood to refer to the municipality of Amsterdam. Colloquially, some areas within the municipality, such as the town of Durgerdam, may not be considered part of Amsterdam.
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Statistics Netherlands uses three other definitions of Amsterdam: metropolitan agglomeration Amsterdam (Grootstedelijke Agglomeratie Amsterdam, not to be confused with Grootstedelijk Gebied Amsterdam, a synonym of Groot Amsterdam), Greater Amsterdam (Groot Amsterdam, a COROP region) and the urban region Amsterdam (Stadsgewest Amsterdam).[8] The Amsterdam Department for Research and Statistics uses a fourth conurbation, namely the Stadsregio Amsterdam ('City Region of Amsterdam'). The city region is similar to Greater Amsterdam but includes the municipalities of Zaanstad and Wormerland. It excludes Graft-De Rijp.
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The smallest of these areas is the municipality of Amsterdam with a population of 802,938 in 2013.[8] The conurbation had a population of 1,096,042 in 2013.[8] It includes the municipalities of Zaanstad, Wormerland, Oostzaan, Diemen and Amstelveen only, as well as the municipality of Amsterdam.[8] Greater Amsterdam includes 15 municipalities,[8] and had a population of 1,293,208 in 2013.[8] Though much larger in area, the population of this area is only slightly larger, because the definition excludes the relatively populous municipality of Zaanstad. The largest area by population, the Amsterdam Metropolitan Area (Dutch: Metropoolregio Amsterdam), has a population of 2,33 million.[210] It includes for instance Zaanstad, Wormerland, Muiden, Abcoude, Haarlem, Almere and Lelystad but excludes Graft-De Rijp. Amsterdam is part of the conglomerate metropolitan area Randstad, with a total population of 6,659,300 inhabitants.[211]
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Of these various metropolitan area configurations, only the Stadsregio Amsterdam (City Region of Amsterdam) has a formal governmental status. Its responsibities include regional spatial planning and the metropolitan public transport concessions.[212]
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Under the Dutch Constitution, Amsterdam is the capital of the Netherlands. Since the 1983 constitutional revision, the constitution mentions "Amsterdam" and "capital" in chapter 2, article 32: The king's confirmation by oath and his coronation take place in "the capital Amsterdam" ("de hoofdstad Amsterdam").[213] Previous versions of the constitution only mentioned "the city of Amsterdam" ("de stad Amsterdam").[214] For a royal investiture, therefore, the States General of the Netherlands (the Dutch Parliament) meets for a ceremonial joint session in Amsterdam. The ceremony traditionally takes place at the Nieuwe Kerk on Dam Square, immediately after the former monarch has signed the act of abdication at the nearby Royal Palace of Amsterdam. Normally, however, the Parliament sits in The Hague, the city which has historically been the seat of the Dutch government, the Dutch monarchy, and the Dutch supreme court. Foreign embassies are also located in The Hague.
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The coat of arms of Amsterdam is composed of several historical elements. First and centre are three St Andrew's crosses, aligned in a vertical band on the city's shield (although Amsterdam's patron saint was Saint Nicholas). These St Andrew's crosses can also be found on the cityshields of neighbours Amstelveen and Ouder-Amstel. This part of the coat of arms is the basis of the flag of Amsterdam, flown by the city government, but also as civil ensign for ships registered in Amsterdam. Second is the Imperial Crown of Austria. In 1489, out of gratitude for services and loans, Maximilian I awarded Amsterdam the right to adorn its coat of arms with the king's crown. Then, in 1508, this was replaced with Maximilian's imperial crown when he was crowned Holy Roman Emperor. In the early years of the 17th century, Maximilian's crown in Amsterdam's coat of arms was again replaced, this time with the crown of Emperor Rudolph II, a crown that became the Imperial Crown of Austria. The lions date from the late 16th century, when city and province became part of the Republic of the Seven United Netherlands. Last came the city's official motto: Heldhaftig, Vastberaden, Barmhartig ("Heroic, Determined, Merciful"), bestowed on the city in 1947 by Queen Wilhelmina, in recognition of the city's bravery during the Second World War.
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Currently, there are sixteen tram routes and five metro routes. All are operated by municipal public transport operator Gemeentelijk Vervoerbedrijf (GVB), which also runs the city bus network.
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Four fare-free GVB ferries carry pedestrians and cyclists across the IJ lake to the borough of Amsterdam-Noord, and two fare-charging ferries run east and west along the harbour. There are also privately operated water taxis, a water bus, a boat sharing operation, electric rental boats and canal cruises, that transport people along Amsterdam's waterways.
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Regional buses, and some suburban buses, are operated by Connexxion and EBS. International coach services are provided by Eurolines from Amsterdam Amstel railway station, IDBUS from Amsterdam Sloterdijk railway station, and Megabus from the Zuiderzeeweg in the east of the city.
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In order to facilitate easier transport to the center of Amsterdam, the city has various P+R Locations where people can park their car at an affordable price and transfer to one of the numerous public transport lines.[215]
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Amsterdam was intended in 1932 to be the hub, a kind of Kilometre Zero, of the highway system of the Netherlands,[216] with freeways numbered One to Eight planned to originate from the city.[216] The outbreak of the Second World War and shifting priorities led to the current situation, where only roads A1, A2, and A4 originate from Amsterdam according to the original plan. The A3 to Rotterdam was cancelled in 1970 in order to conserve the Groene Hart. Road A8, leading north to Zaandam and the A10 Ringroad were opened between 1968 and 1974.[217] Besides the A1, A2, A4 and A8, several freeways, such as the A7 and A6, carry traffic mainly bound for Amsterdam.
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The A10 ringroad surrounding the city connects Amsterdam with the Dutch national network of freeways. Interchanges on the A10 allow cars to enter the city by transferring to one of the 18 city roads, numbered S101 through to S118. These city roads are regional roads without grade separation, and sometimes without a central reservation. Most are accessible by cyclists. The S100 Centrumring is a smaller ringroad circumnavigating the city's centre.
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In the city centre, driving a car is discouraged. Parking fees are expensive, and many streets are closed to cars or are one-way.[218] The local government sponsors carsharing and carpooling initiatives such as Autodelen and Meerijden.nu.[219] The local government has also started removing parking spaces in the city, with the goal of removing 10,000 spaces (roughly 1,500 per year) by 2025[220]
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Amsterdam is served by ten stations of the Nederlandse Spoorwegen (Dutch Railways).[221] Five are intercity stops: Sloterdijk, Zuid, Amstel, Bijlmer ArenA and Amsterdam Centraal. The stations for local services are: Lelylaan, RAI, Holendrecht, Muiderpoort and Science Park. Amsterdam Centraal is also an international railway station. From the station there are regular services to destinations such as Austria, Belarus, Belgium, Czechia, Denmark, France, Germany, Hungary, Poland, Russia, Switzerland and the United Kingdom. Among these trains are international trains of the Nederlandse Spoorwegen (Amsterdam-Berlin), the Eurostar (Amsterdam-Brussels-London), Thalys (Amsterdam-Brussels-Paris/Lille), and Intercity-Express (Amsterdam–Cologne–Frankfurt).[222][223][224]
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Amsterdam Airport Schiphol is less than 20 minutes by train from Amsterdam Centraal station and is served by domestic and international intercity trains, such as Thalys, Eurostar and Intercity Brussel. Schiphol is the largest airport in the Netherlands, the third largest in Europe, and the 14th-largest in the world in terms of passengers. It handles over 68 million passengers per year and is the home base of four airlines, KLM, Transavia, Martinair and Arkefly.[225] As of 2014[update], Schiphol was the fifth busiest airport in the world measured by international passenger numbers.[226] This airport is 4 meters below sea level.[227]. Although Schiphol is internationally known as Amsterdam Schiphol Airport it actually lies in the neighbouring municipality of Haarlemmermeer, southwest of the city.
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Amsterdam is one of the most bicycle-friendly large cities in the world and is a centre of bicycle culture with good facilities for cyclists such as bike paths and bike racks, and several guarded bike storage garages (fietsenstalling) which can be used.
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According to the most recent figures published by Central Bureau of Statistics (CBS), in 2015 the 442.693 households (850.000 residents) in Amsterdam together owned 847.000 bicycles – 1.91 bicycle per household. Previously, wildly different figures were arrived at using a Wisdom of the crowd approach.[228] Theft is widespread—in 2011, about 83,000 bicycles were stolen in Amsterdam.[229] Bicycles are used by all socio-economic groups because of their convenience, Amsterdam's small size, the 400 kilometres (249 miles) of bike paths,[230] the flat terrain, and the inconvenience of driving an automobile.[231]
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Amsterdam has two universities: the University of Amsterdam (Universiteit van Amsterdam, UvA), and the Vrije Universiteit Amsterdam (VU). Other institutions for higher education include an art school – Gerrit Rietveld Academie, a university of applied sciences – the Hogeschool van Amsterdam, and the Amsterdamse Hogeschool voor de Kunsten. Amsterdam's International Institute of Social History is one of the world's largest documentary and research institutions concerning social history, and especially the history of the labour movement. Amsterdam's Hortus Botanicus, founded in the early 17th century, is one of the oldest botanical gardens in the world,[232] with many old and rare specimens, among them the coffee plant that served as the parent for the entire coffee culture in Central and South America.[233]
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There are over 200 primary schools in Amsterdam.[234] Some of these primary schools base their teachings on particular pedagogic theories like the various Montessori schools. The biggest Montessori high school in Amsterdam is the Montessori Lyceum Amsterdam. Many schools, however, are based on religion. This used to be primarily Roman Catholicism and various Protestant denominations, but with the influx of Muslim immigrants there has been a rise in the number of Islamic schools. Jewish schools can be found in the southern suburbs of Amsterdam.
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Amsterdam is noted for having five independent grammar schools (Dutch: gymnasia), the Vossius Gymnasium, Barlaeus Gymnasium, St. Ignatius Gymnasium, Het 4e Gymnasium and the Cygnus Gymnasium where a classical curriculum including Latin and classical Greek is taught. Though believed until recently by many to be an anachronistic and elitist concept that would soon die out, the gymnasia have recently experienced a revival, leading to the formation of a fourth and fifth grammar school in which the three aforementioned schools participate. Most secondary schools in Amsterdam offer a variety of different levels of education in the same school. The city also has various colleges ranging from art and design to politics and economics which are mostly also available for students coming from other countries.
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Schools for foreign nationals in Amsterdam include the Amsterdam International Community School, British School of Amsterdam, Albert Einstein International School Amsterdam, Lycée Vincent van Gogh La Haye-Amsterdam primary campus (French school), International School of Amsterdam, and the Japanese School of Amsterdam.
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Amsterdam is a prominent centre for national and international media. Some locally based newspapers include Het Parool, a national daily paper; De Telegraaf, the largest Dutch daily newspaper; the daily newspapers Trouw, de Volkskrant and NRC Handelsblad; De Groene Amsterdammer, a weekly newspaper; the free newspapers Metro and The Holland Times (printed in English).
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Amsterdam is home to the second-largest Dutch commercial TV group SBS Broadcasting Group, consisting of TV-stations SBS 6, Net 5 and Veronica. However, Amsterdam is not considered 'the media city of the Netherlands'. The town of Hilversum, 30 kilometres (19 miles) south-east of Amsterdam, has been crowned with this unofficial title. Hilversum is the principal centre for radio and television broadcasting in the Netherlands. Radio Netherlands, heard worldwide via shortwave radio since the 1920s, is also based there. Hilversum is home to an extensive complex of audio and television studios belonging to the national broadcast production company NOS, as well as to the studios and offices of all the Dutch public broadcasting organisations and many commercial TV production companies.
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In 2012, the music video of Far East Movement, 'Live My Life', was filmed in various parts of Amsterdam.
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Also, several movies were filmed in Amsterdam, such as James Bond's Diamonds Are Forever, Ocean's Twelve, Girl with a Pearl Earring and The Hitman's Bodyguard. Amsterdam is also featured in John Green's book The Fault in Our Stars, which has been made into a film as well that partly takes place in Amsterdam.
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The housing market is heavily regulated. The increased influx of migrants, especially since the Syrian Civil War (2011-present), has been burdensome, economically and culturally, but the government deals with citizen and migrant cases for housing equally. According to the Netherlands' Organisation for Economic Co-operation and Developmen, "60% of housing stock is controlled by housing corporations. No different treatment for migrant groups".[235]
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From the late 1960s onwards many buildings in Amsterdam have been squatted both for housing and for using as social centres.[236] A number of these squats have legalised and become well known, such as OCCII, OT301, Paradiso and Vrankrijk.
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Francis Albert Sinatra (/sɪˈnɑːtrə/; December 12, 1915 – May 14, 1998) was an American singer, actor and producer who was one of the most popular and influential musical artists of the 20th century. He is one of the best-selling music artists of all time, having sold more than 150 million records worldwide.[1]
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Born to Italian immigrants in Hoboken, New Jersey, Sinatra began his musical career in the swing era with bandleaders Harry James and Tommy Dorsey. Sinatra found success as a solo artist after he signed with Columbia Records in 1943, becoming the idol of the "bobby soxers". He released his debut album, The Voice of Frank Sinatra, in 1946. But by the early 1950s his professional career had stalled and he turned to Las Vegas, where he became one of its best known residency performers as part of the Rat Pack. His career was reborn in 1953 with the success of From Here to Eternity, with his performance subsequently winning an Academy Award and Golden Globe Award for Best Supporting Actor. Sinatra released several critically lauded albums, including In the Wee Small Hours (1955), Songs for Swingin' Lovers! (1956), Come Fly with Me (1958), Only the Lonely (1958) and Nice 'n' Easy (1960).
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Sinatra left Capitol in 1960 to start his own record label, Reprise Records, and released a string of successful albums. In 1965, he recorded the retrospective album, September of My Years and starred in the Emmy-winning television special Frank Sinatra: A Man and His Music. After releasing Sinatra at the Sands, recorded at the Sands Hotel and Casino in Vegas with frequent collaborator Count Basie in early 1966, the following year he recorded one of his most famous collaborations with Tom Jobim, the album Francis Albert Sinatra & Antonio Carlos Jobim. It was followed by 1968's Francis A. & Edward K. with Duke Ellington. Sinatra retired for the first time in 1971, but came out of retirement two years later. He recorded several albums and resumed performing at Caesars Palace, and released "New York, New York" in 1980. Using his Las Vegas shows as a home base, he toured both within the United States and internationally until shortly before his death in 1998.
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Sinatra forged a highly successful career as a film actor. After winning an Academy Award for From Here to Eternity, he starred in The Man with the Golden Arm (1955), and received critical acclaim for his performance in The Manchurian Candidate (1962). He appeared in various musicals such as On the Town (1949), Guys and Dolls (1955), High Society (1956), and Pal Joey (1957), winning another Golden Globe for the latter. Toward the end of his career, he frequently played detectives, including the title character in Tony Rome (1967). Sinatra would later receive the Golden Globe Cecil B. DeMille Award in 1971. On television, The Frank Sinatra Show began on ABC in 1950, and he continued to make appearances on television throughout the 1950s and 1960s. Sinatra was also heavily involved with politics from the mid-1940s, and actively campaigned for presidents such as Franklin Delano Roosevelt, Harry S. Truman, John F. Kennedy and Ronald Reagan. Sinatra was investigated by the FBI for his alleged relationship with the Mafia.
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While Sinatra never learned how to read music, he worked very hard from a young age to improve his abilities in all aspects of music. A perfectionist, renowned for his dress sense and performing presence, he always insisted on recording live with his band. His bright blue eyes earned him the popular nickname "Ol' Blue Eyes". Sinatra led a colorful personal life, and was often involved in turbulent affairs with women, such as with his second wife Ava Gardner. He later married Mia Farrow in 1966 and Barbara Marx in 1976. Sinatra had several violent confrontations, usually with journalists he felt had crossed him, or work bosses[who?] with whom he had disagreements. He was honored at the Kennedy Center Honors in 1983, was awarded the Presidential Medal of Freedom by Ronald Reagan in 1985, and the Congressional Gold Medal in 1997. Sinatra was also the recipient of eleven Grammy Awards, including the Grammy Trustees Award, Grammy Legend Award and the Grammy Lifetime Achievement Award. He was collectively included in Time magazine's compilation of the 20th century's 100 most influential people. After Sinatra's death, American music critic Robert Christgau called him "the greatest singer of the 20th century",[2] and he continues to be seen as an iconic figure.[3]
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—Sinatra's daughter Nancy on the importance of his mother Dolly in his life and character.[4]
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Francis Albert Sinatra[a] was born on December 12, 1915, in an upstairs tenement at 415 Monroe Street in Hoboken, New Jersey,[6][7][b] the only child of Italian immigrants Natalina "Dolly" Garaventa and Antonino Martino "Marty" Sinatra.[10][11][c] Sinatra weighed 13.5 pounds (6.1 kg) at birth and had to be delivered with the aid of forceps, which caused severe scarring to his left cheek, neck, and ear, and perforated his eardrum—damage that remained for life.[13] Due to his injuries at birth, his baptism at St. Francis Church in Hoboken was delayed until April 2, 1916.[14] A childhood operation on his mastoid bone left major scarring on his neck, and during adolescence he suffered from cystic acne that further scarred his face and neck.[15] Sinatra was raised in the Roman Catholic church.[16]
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Sinatra's mother was energetic and driven,[17] and biographers believe that she was the dominant factor in the development of her son's personality traits and self-confidence.[18] Sinatra's fourth wife Barbara would later claim that Dolly was abusive to him as a child, and "knocked him around a lot".[19] Dolly became influential in Hoboken and in local Democratic Party circles.[20] She worked as a midwife, earning $50 for each delivery,[21] and according to Sinatra biographer Kitty Kelley, also ran an illegal abortion service that catered to Italian Catholic girls, for which she was nicknamed "Hatpin Dolly".[22][d] She also had a gift for languages and served as a local interpreter.[25]
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Sinatra's illiterate father was a bantamweight boxer who fought under the name Marty O'Brien.[26] He later worked for 24 years at the Hoboken Fire Department, working his way up to captain.[27] Sinatra spent much time at his parents' tavern in Hoboken,[e] working on his homework and occasionally singing a song on top of the player piano for spare change.[29] During the Great Depression, Dolly provided money to her son for outings with friends and to buy expensive clothes, resulting in neighbors describing him as the "best-dressed kid in the neighborhood".[30] Excessively thin and small as a child and young man, Sinatra's skinny frame later became a staple of jokes during stage shows.[31][32]
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Sinatra developed an interest in music, particularly big band jazz, at a young age.[33] He listened to Gene Austin, Rudy Vallée, Russ Colombo, and Bob Eberly, and idolized Bing Crosby.[34] Sinatra's maternal uncle, Domenico, gave him a ukulele for his 15th birthday, and he began performing at family gatherings.[35] Sinatra attended David E. Rue Jr. High School from 1928,[36] and A. J. Demarest High School (since renamed as Hoboken High School) in 1931, where he arranged bands for school dances.[35] He left without graduating, having attended only 47 days before being expelled for "general rowdiness".[37] To please his mother, he enrolled at Drake Business School, but departed after 11 months.[35] Dolly found Sinatra work as a delivery boy at the Jersey Observer newspaper, where his godfather Frank Garrick worked,[f] and after that, Sinatra was a riveter at the Tietjen and Lang shipyard.[39] He performed in local Hoboken social clubs such as The Cat's Meow and The Comedy Club, and sang for free on radio stations such as WAAT in Jersey City.[40] In New York, Sinatra found jobs singing for his supper or for cigarettes.[35] To improve his speech, he began taking elocution lessons for a dollar each from vocal coach John Quinlan, who was one of the first people to notice his impressive vocal range.[41]
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Sinatra began singing professionally as a teenager, but he learned music by ear and never learned to read music.[42][43] He got his first break in 1935 when his mother persuaded a local singing group, the 3 Flashes, to let him join. Fred Tamburro, the group's baritone, stated that "Frank hung around us like we were gods or something", admitting that they only took him on board because he owned a car[g] and could chauffeur the group around. Sinatra soon learned they were auditioning for the Major Bowes Amateur Hour show, and "begged" the group to let him in on the act.[45] With Sinatra, the group became known as the Hoboken Four, and passed an audition from Edward Bowes to appear on the Major Bowes Amateur Hour show. They each earned $12.50 for the appearance,[46] and ended up attracting 40,000 votes and won first prize—a six-month contract to perform on stage and radio across the United States.[47] Sinatra quickly became the group's lead singer, and, much to the jealousy of his fellow group members, garnered most of the attention from girls.[48][h] Due to the success of the group, Bowes kept asking for them to return, disguised under different names, varying from "The Secaucus Cockamamies" to "The Bayonne Bacalas".[31]
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In 1938, Sinatra found employment as a singing waiter at a roadhouse called "The Rustic Cabin" in Englewood Cliffs, New Jersey, for which he was paid $15 a week.[50] The roadhouse was connected to the WNEW radio station in New York City, and he began performing with a group live during the Dance Parade show.[51] Despite the low salary, Sinatra felt that this was the break he was looking for, and boasted to friends that he was going to "become so big that no one could ever touch him".[52] In March 1939, saxophone player Frank Mane, who knew Sinatra from Jersey City radio station WAAT where both performed on live broadcasts, arranged for him to audition and record "Our Love", his first solo studio recording.[53][i] In June, bandleader Harry James, who had heard Sinatra sing on "Dance Parade", signed a two-year contract of $75 a week one evening after a show at the Paramount Theatre in New York.[54][j] It was with the James band that Sinatra released his first commercial record "From the Bottom of My Heart" in July. No more than 8,000 copies of the record were sold,[58] and further records released with James through 1939, such as "All or Nothing At All", also had weak sales on their initial release.[59] Thanks to his vocal training, Sinatra could now sing two tones higher, and developed a repertoire which included songs such as "My Buddy", "Willow Weep for Me", "It's Funny to Everyone But Me", "Here Comes the Night", "On a Little Street in Singapore", "Ciribiribin", and "Every Day of My Life".[60]
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Sinatra became increasingly frustrated with the status of the Harry James band, feeling that he was not achieving the major success and acclaim he was looking for. His pianist and close friend Hank Sanicola persuaded him to stay with the group,[61] but in November 1939 he left James to replace Jack Leonard[k] as the lead singer of the Tommy Dorsey band. Sinatra earned $125 a week, appearing at the Palmer House in Chicago,[62] and James released Sinatra from his contract.[63][l] On January 26, 1940, he made his first public appearance with the band at the Coronado Theatre in Rockford, Illinois,[65] opening the show with "Stardust".[66] Dorsey recalled: "You could almost feel the excitement coming up out of the crowds when the kid stood up to sing. Remember, he was no matinée idol. He was just a skinny kid with big ears. I used to stand there so amazed I'd almost forget to take my own solos".[67] Dorsey was a major influence on Sinatra and became a father figure. Sinatra copied Dorsey's mannerisms and traits, becoming a demanding perfectionist like him, even adopting his hobby of toy trains. He asked Dorsey to be godfather to his daughter Nancy in June 1940.[68] Sinatra later said that "The only two people I've ever been afraid of are my mother and Tommy Dorsey".[69] Though Kelley claims that Sinatra and drummer Buddy Rich were bitter rivals,[m] other authors state that they were friends and even roommates when the band was on the road, but professional jealousy surfaced as both men wanted to be considered the star of Dorsey's band. Later, Sinatra helped Rich form his own band with a $25,000 loan and provided financial help to Rich during times of the drummer's serious illness.[71]
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In his first year with Dorsey, Sinatra recorded over forty songs. Sinatra's first vocal hit was the song "Polka Dots and Moonbeams" in late April 1940.[72] Two more chart appearances followed with "Say It" and "Imagination", which was Sinatra's first top-10 hit.[72] His fourth chart appearance was "I'll Never Smile Again", topping the charts for twelve weeks beginning in mid-July.[73] Other records with Tommy Dorsey issued by RCA Victor include "Our Love Affair" and "Stardust" in 1940; "Oh! Look at Me Now", "Dolores", "Everything Happens to Me", and "This Love of Mine" in 1941; "Just as Though You Were There", "Take Me", and "There Are Such Things" in 1942; and "It Started All Over Again", "In the Blue of Evening", and "It's Always You" in 1943.[74] As his success and popularity grew, Sinatra pushed Dorsey to allow him to record some solo songs. Dorsey eventually relented, and on January 19, 1942, Sinatra recorded "Night and Day", "The Night We Called It a Day", "The Song is You", and "Lamplighter's Serenade" at a Bluebird recording session, with Axel Stordahl as arranger and conductor.[75] Sinatra first heard the recordings at the Hollywood Palladium and Hollywood Plaza and was astounded at how good he sounded. Stordahl recalled: "He just couldn't believe his ears. He was so excited, you almost believed he had never recorded before. I think this was a turning point in his career. I think he began to see what he might do on his own".[76]
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After the 1942 recordings, Sinatra believed he needed to go solo,[77] with an insatiable desire to compete with Bing Crosby,[n] but he was hampered by his contract which gave Dorsey 43% of Sinatra's lifetime earnings in the entertainment industry.[78] A legal battle ensued, eventually settled in August 1942.[79][o] On September 3, 1942, Dorsey bade farewell to Sinatra, reportedly saying as Sinatra left, "I hope you fall on your ass",[78] but he was more gracious on the air when replacing Sinatra with singer Dick Haymes.[63] Rumors began spreading in newspapers that Sinatra's mobster godfather, Willie Moretti, coerced Dorsey to let Sinatra out of his contract for a few thousand dollars, holding a gun to his head.[81][p] Sinatra persuaded Stordahl to leave Dorsey with him and become his personal arranger, offering him $650 a month, five times the salary of Dorsey.[83] Dorsey and Sinatra, who had been very close, never patched up their differences before Dorsey's death in 1956, worsened by the fact that Dorsey occasionally made biting comments to the press such as "he's the most fascinating man in the world, but don't put your hand in the cage".[84]
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Perfectly simple: It was the war years and there was a great loneliness, and I was the boy in every corner drugstore, the boy who'd gone off drafted to the war. That's all.
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By May 1941, Sinatra topped the male singer polls in Billboard and DownBeat magazines.[86] His appeal to bobby soxers, as teenage girls of that time were called, revealed a whole new audience for popular music, which had been recorded mainly for adults up to that time.[87] The phenomenon became officially known as "Sinatramania" after his "legendary opening" at the Paramount Theatre in New York on December 30, 1942.[78] According to Nancy Sinatra, Jack Benny later said, "I thought the goddamned building was going to cave in. I never heard such a commotion ... All this for a fellow I never heard of."[88] Sinatra performed for four weeks at the theatre, his act following the Benny Goodman orchestra, after which his contract was renewed for another four weeks by Bob Weitman due to his popularity. He became known as "Swoonatra" or "The Voice", and his fans "Sinatratics". They organized meetings and sent masses of letters of adoration, and within a few weeks of the show, some 1000 Sinatra fan clubs had been reported across the US.[89] Sinatra's publicist, George Evans, encouraged interviews and photographs with fans, and was the man responsible for depicting Sinatra as a vulnerable, shy, Italian–American with a rough childhood who made good.[90] When Sinatra returned to the Paramount in October 1944 only 250 persons left the first show, and 35,000 fans left outside caused a near riot, known as the Columbus Day Riot, outside the venue because they were not allowed in.[91][92][93] Such was the bobby-soxer devotion to Sinatra that they were known to write Sinatra's song titles on their clothing, bribe hotel maids for an opportunity to touch his bed, and accost his person in the form of stealing clothing he was wearing, most commonly his bow-tie.[94]
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Sinatra signed with Columbia Records as a solo artist on June 1, 1943 during the 1942–44 musicians' strike.[95] Columbia Records re-released Harry James and Sinatra's August 1939 version of "All or Nothing at All",[64] which reached number 2 on June 2, and was on the best-selling list for 18 weeks.[96] He initially had great success,[97] and performed on the radio on Your Hit Parade from February 1943 until December 1944,[98] and on stage. Columbia wanted new recordings of their growing star as quickly as possible, so Alec Wilder was hired as an arranger and conductor for several sessions with a vocal group called the Bobby Tucker Singers.[99] These first sessions were on June 7, June 22, August 5, and November 10, 1943. Of the nine songs recorded during these sessions, seven charted on the best-selling list.[100] That year he also made his first solo nightclub appearance at New York's Riobamba,[101] and a successful concert in the Wedgewood Room of the prestigious Waldorf-Astoria New York that year secured his popularity in New York high society.[102] Sinatra released "You'll Never Know", "Close to You", "Sunday, Monday, or Always" and "People Will Say We're in Love" as singles. By the end of 1943 he was more popular in a DownBeat poll than Bing Crosby, Perry Como, Bob Eberly, and Dick Haymes.[103]
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Sinatra did not serve in the military during World War II. On December 11, 1943, he was officially classified 4-F ("Registrant not acceptable for military service") by his draft board because of a perforated eardrum. However, U.S. Army files reported that Sinatra was "not acceptable material from a psychiatric viewpoint", but his emotional instability was hidden to avoid "undue unpleasantness for both the selectee and the induction service".[104] Briefly, there were rumors reported by columnist Walter Winchell that Sinatra paid $40,000 to avoid the service, but the FBI found this to be without merit.[105][106][107] Toward the end of the war, Sinatra entertained the troops during several successful overseas USO tours with comedian Phil Silvers.[108] During one trip to Rome he met the Pope, who asked him if he was an operatic tenor.[109] Sinatra worked frequently with the popular Andrews Sisters in radio in the 1940s,[110] and many USO shows were broadcast to troops via the Armed Forces Radio Service (AFRS).[111] In 1944 Sinatra released "I Couldn't Sleep a Wink Last Night" as a single and recorded his own version of Crosby's "White Christmas", and the following year he released "I Dream of You (More Than You Dream I Do)", "Saturday Night (Is the Loneliest Night of the Week)", "Dream", and "Nancy (with the Laughing Face)" as singles.[112]
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Despite being heavily involved in political activity in 1945 and 1946, in those two years Sinatra sang on 160 radio shows, recorded 36 times, and shot four films. By 1946 he was performing on stage up to 45 times a week, singing up to 100 songs daily, and earning up to $93,000 a week.[113]
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In 1946 Sinatra released "Oh! What it Seemed to Be", "Day by Day", "They Say It's Wonderful", "Five Minutes More", and "The Coffee Song" as singles,[114] and launched his first album, The Voice of Frank Sinatra,[115] which reached No. 1 on the Billboard chart. William Ruhlmann of AllMusic wrote that Sinatra "took the material very seriously, singing the love lyrics with utter seriousness", and that his "singing and the classically influenced settings gave the songs unusual depth of meaning".[116] He was soon selling ten million records a year.[117] Such was Sinatra's command at Columbia that his love of conducting was indulged with the release of the set Frank Sinatra Conducts the Music of Alec Wilder, an offering unlikely to appeal to Sinatra's core fanbase at the time, which consisted of teenage girls.[118] The following year he released his second album, Songs by Sinatra, featuring songs of a similar mood and tempo such as Irving Berlin's "How Deep is the Ocean?" and Harold Arlen's and Jerome Kern's "All The Things You Are".[119] "Mam'selle", composed by Edmund Goulding with lyrics by Mack Gordon for the film The Razor's Edge (1946),[120] was released as a single.[114] Sinatra had competition; versions by Art Lund, Dick Haymes, Dennis Day, and The Pied Pipers also reached the top ten of the Billboard charts.[121] In December he recorded "Sweet Lorraine" with the Metronome All-Stars, featuring talented jazz musicians such as Coleman Hawkins, Harry Carney and Charlie Shavers, with Nat King Cole on piano, in what Charles L. Granata describes as "one of the highlights of Sinatra's Columbia epoch".[122]
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Sinatra's third album, Christmas Songs by Sinatra, was originally released in 1948 as a 78 rpm album set,[123] and a 10" LP record was released two years later.[124] When Sinatra was featured as a priest in The Miracle of the Bells, due to press negativity surrounding his alleged Mafia connections at the time,[q] it was announced to the public that Sinatra would donate his $100,000 in wages from the film to the Catholic Church.[125] By the end of 1948, Sinatra had slipped to fourth on DownBeat's annual poll of most popular singers (behind Billy Eckstine, Frankie Laine, and Bing Crosby).[127] and in the following year he was pushed out of the top spots in polls for the first time since 1943.[128] Frankly Sentimental (1949) was panned by DownBeat, who commented that "for all his talent, it seldom comes to life".[129]
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Though "The Hucklebuck" reached the top ten,[130] it was his last single release under the Columbia label.[114] Sinatra's last two albums with Columbia, Dedicated to You and Sing and Dance with Frank Sinatra, were released in 1950.[131] Sinatra would later feature a number of the Sing and Dance with Frank Sinatra album's songs, including "Lover", "It's Only a Paper Moon", "It All Depends on You", on his 1961 Capitol release, Sinatra's Swingin' Session!!!.[132]
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Cementing the low of his career was the death of publicist George Evans from a heart attack in January 1950 at 48. According to Jimmy Van Heusen, Sinatra's close friend and songwriter, Evans's death to him was "an enormous shock which defies words", as he had been crucial to his career and popularity with the bobbysoxers.[133] Sinatra's reputation continued to decline as reports broke out in February of his affair with Ava Gardner and the destruction of his marriage to Nancy,[134] though he insisted that his marriage had long been over even before he had met Gardner.[135] In April, Sinatra was engaged to perform at the Copa club in New York, but had to cancel five days of the booking due to suffering a submucosal hemorrhage of the throat.[136] Evans once said that whenever Sinatra suffered from a bad throat and loss of voice it was always due to emotional tension which "absolutely destroyed him".[137]
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In financial difficulty following his divorce and career decline, Sinatra was forced to borrow $200,000 from Columbia to pay his back taxes after MCA refused to front the money.[138] Rejected by Hollywood, he turned to Las Vegas and made his debut at the Desert Inn in September 1951,[139] and also began singing at the Riverside Hotel in Reno, Nevada. Sinatra became one of Las Vegas's pioneer residency entertainers,[140] and a prominent figure on the Vegas scene throughout the 1950s and 1960s onwards, a period described by Rojek as the "high-water mark" of Sinatra's "hedonism and self absorption". Rojek notes that the Rat Pack "provided an outlet for gregarious banter and wisecracks", but argues that it was Sinatra's vehicle, possessing an "unassailable command over the other performers".[141] Sinatra would fly to Las Vegas from Los Angeles in Van Heusen's single-engine plane.[142] On October 4, 1953, Sinatra made his first performance at the Sands Hotel and Casino, after an invitation by the manager Jack Entratter,[143] who had previously worked at the Copa in New York.[144] Sinatra typically performed there three times a year, and later acquired a share in the hotel.[145][r]
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Sinatra's decline in popularity was evident at his concert appearances. At a brief run at the Paramount in New York he drew small audiences.[149] At the Desert Inn in Las Vegas he performed to half-filled houses of wildcatters and ranchers.[150] At a concert at Chez Paree in Chicago, only 150 people in a 1,200-seat capacity venue turned up to see him.[151] By April 1952 he was performing at the Kauai County Fair in Hawaii.[152] Sinatra's relationship with Columbia Records was also disintegrating, with A&R executive Mitch Miller claiming he "couldn't give away" the singer's records.[149][s] Though several notable recordings were made during this time period, such as "If I Could Write a Book" in January 1952, which Granata sees as a "turning point", forecasting his later work with its sensitivity,[155] Columbia and MCA dropped him later that year.[157] His last studio recording for Columbia, "Why Try To Change Me Now", was recorded in New York on September 17, 1952, with orchestra arranged and conducted by Percy Faith.[158] Journalist Burt Boyar observed, "Sinatra had had it. It was sad. From the top to the bottom in one horrible lesson."[149]
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The release of the film From Here to Eternity in August 1953 marked the beginning of a remarkable career revival.[159] Tom Santopietro notes that Sinatra began to bury himself in his work, with an "unparalleled frenetic schedule of recordings, movies and concerts",[160] in what authors Anthony Summers and Robbyn Swan describe as "a new and brilliant phase".[161] On March 13, 1953, Sinatra met with Capitol Records vice president Alan Livingston and signed a seven-year recording contract.[162] His first session for Capitol took place at KHJ studios at Studio C, 5515 Melrose Avenue in Los Angeles, with Axel Stordahl conducting.[163] The session produced four recordings, including "I'm Walking Behind You",[164] Sinatra's first Capitol single.[165] After spending two weeks on location in Hawaii filming From Here to Eternity, Sinatra returned to KHJ on April 30 for his first recording session with Nelson Riddle, an established arranger and conductor at Capitol who was Nat King Cole's musical director.[166] After recording the first song, "I've Got the World on a String", Sinatra offered Riddle a rare expression of praise, "Beautiful!",[167] and after listening to the playbacks, he could not hide his enthusiasm, exclaiming, "I'm back, baby, I'm back!"[168]
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In subsequent sessions in May and November 1953,[169] Sinatra and Riddle developed and refined their musical collaboration, with Sinatra providing specific guidance on the arrangements.[168] Sinatra's first album for Capitol, Songs for Young Lovers, was released on January 4, 1954, and included "A Foggy Day", "I Get a Kick Out of You", "My Funny Valentine", "Violets for Your Furs" and "They Can't Take That Away from Me",[170] songs which became staples of his later concerts.[31][171] That same month, Sinatra released the single "Young at Heart", which reached #2 and was awarded Song of the Year.[172][173][174][t] In March, he recorded and released the single "Three Coins in the Fountain", a "powerful ballad"[177] that reached #4.[178] Sinatra's second album with Riddle, Swing Easy!, which reflected his "love for the jazz idiom" according to Granata,[179] was released on August 2 of that year and included "Just One of Those Things", "Taking a Chance on Love", "Get Happy", and "All of Me".[178][180] Swing Easy! was named Album of the Year by Billboard, and he was also named "Favorite Male Vocalist" by Billboard, DownBeat, and Metronome that year.[181][182] Sinatra came to consider Riddle "the greatest arranger in the world",[183] and Riddle, who considered Sinatra "a perfectionist",[168] offered equal praise of the singer, observing, "It's not only that his intuitions as to tempi, phrasing, and even configuration are amazingly right, but his taste is so impeccable ... there is still no one who can approach him."[183]
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In 1955 Sinatra released In the Wee Small Hours, his first 12" LP,[184] featuring songs such as "In the Wee Small Hours of the Morning", "Mood Indigo", "Glad to Be Unhappy" and "When Your Lover Has Gone".[185] According to Granata it was the first concept album of his to make a "single persuasive statement", with an extended program and "melancholy mood".[179] Sinatra embarked on his first tour of Australia the same year.[186] Another collaboration with Riddle resulted in the development of Songs for Swingin' Lovers!, sometimes seen as one of his best albums, which was released in March 1956.[187] It features a recording of "I've Got You Under My Skin" by Cole Porter,[188] something which Sinatra paid meticulous care to, taking a reported 22 takes to perfect.[189]
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His February 1956 recording sessions inaugurated the studios at the Capitol Records Building,[190] complete with a 56-piece symphonic orchestra.[191] According to Granata his recordings of "Night and Day", "Oh! Look At Me Now" and "From This Moment On" revealed "powerful sexual overtones, stunningly achieved through the mounting tension and release of Sinatra's best-teasing vocal lines", while his recording of "River, Stay 'Way from My Door" in April demonstrated his "brilliance as a syncopational improviser".[192] Riddle said that Sinatra took "particular delight" in singing "The Lady is a Tramp", commenting that he "always sang that song with a certain amount of salaciousness", making "cue tricks" with the lyrics.[193] His penchant for conducting was displayed again in 1956's Frank Sinatra Conducts Tone Poems of Color, an instrumental album that has been interpreted to be a catharsis to his failed relationship with Gardner.[194] Also that year, Sinatra sang at the Democratic National Convention, and performed with The Dorsey Brothers for a week soon afterwards at the Paramount Theatre.[195]
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In 1957, Sinatra released Close to You, A Swingin' Affair! and Where Are You?—his first album in stereo, with Gordon Jenkins.[196] Granata considers "Close to You" to have been thematically his closest concept album to perfection during the "golden" era, and Nelson Riddle's finest work, which was "extremely progressive" by the standards of the day. It is structured like a three-act play, each commencing with the songs "With Every Breath I Take", "Blame It On My Youth" and "It Could Happen to You".[197] For Granata, Sinatra's A Swingin' Affair! and swing music predecessor Songs for Swingin' Lovers! solidified "Sinatra's image as a 'swinger', from both a musical and visual standpoint". Buddy Collette considered the swing albums to have been heavily influenced by Sammy Davis, Jr., and stated that when he worked with Sinatra in the mid-1960s he approached a song much differently than he had done in the early 1950s.[189] On June 9, 1957, he performed in a 62-minute concert conducted by Riddle at the Seattle Civic Auditorium,[198] his first appearance in Seattle since 1945.[171] The recording was first released as a bootleg, but in 1999 Artanis Entertainment Group officially released it as the Sinatra '57 in Concert live album, after Sinatra's death.[199] In 1958 Sinatra released the concept album Come Fly with Me with Billy May, designed as a musical world tour.[200] It reached the top spot on the Billboard album chart in its second week, remaining at the top for five weeks,[201] and was nominated for the Grammy Award for Album of the Year at the inaugural Grammy Awards.[202] The title song, "Come Fly With Me", written especially for him, would become one of his best known standards.[203] On May 29 he recorded seven songs in a single session, more than double the usual yield of a recording session, and an eighth was planned, "Lush Life", but Sinatra found it too technically demanding.[204] In September, Sinatra released Frank Sinatra Sings for Only the Lonely, a stark collection of introspective[u] saloon songs and blues-tinged ballads which proved a huge commercial success, spending 120 weeks on Billboards album chart and peaking at No. 1.[206] Cuts from this LP, such as "Angel Eyes" and "One for My Baby (and One More for the Road)", would remain staples of the "saloon song" segments of Sinatra's concerts.[207]
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In 1959, Sinatra released Come Dance with Me!, a highly successful, critically acclaimed album which stayed on Billboard's Pop album chart for 140 weeks, peaking at #2. It won the Grammy Award for Album of the Year, as well as Best Vocal Performance, Male and Best Arrangement for Billy May.[208] He also released No One Cares in the same year, a collection of "brooding, lonely" torch songs, which critic Stephen Thomas Erlewine thought was "nearly as good as its predecessor Where Are You?, but lacked the "lush" arrangements of it and the "grandiose melancholy" of Only the Lonely.[209]
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In the words of Kelley, by 1959, Sinatra was "not simply the leader of the Rat Pack" but had "assumed the position of il padrone in Hollywood". He was asked by 20th Century Fox to be the master of ceremonies at a luncheon attended by Soviet Premier Nikita Khrushchev on September 19, 1959.[210] Nice 'n' Easy, a collection of ballads, topped the Billboard chart in October 1960 and remained in the charts for 86 weeks, [211] winning critical plaudits.[212][213] Granata noted the "lifelike ambient sound" quality of Nice and Easy, the perfection in the stereo balance, and the "bold, bright and snappy" sound of the band. He highlighted the "close, warm and sharp" feel of Sinatra's voice, particularly on the songs "September in the Rain", "I Concentrate on You", and "My Blue Heaven".[214]
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Sinatra grew discontented at Capitol, and fell into a feud with Alan Livingston, which lasted over six months.[214] His first attempt at owning his own label was with his pursuit of buying declining jazz label, Verve Records, which ended once an initial agreement with Verve founder, Norman Granz, "failed to materialize."[215] He decided to form his own label, Reprise Records[216] and, in an effort to assert his new direction, temporarily parted with Riddle, May and Jenkins, working with other arrangers such as Neil Hefti, Don Costa, and Quincy Jones.[217] Sinatra built the appeal of Reprise Records as one in which artists were promised creative control over their music, as well as a guarantee that they would eventually gain "complete ownership of their work, including publishing rights."[218] Under Sinatra the company developed into a music industry "powerhouse", and he later sold it for an estimated $80 million.[219] His first album on the label, Ring-a-Ding-Ding! (1961), was a major success, peaking at No.4 on Billboard.[220] The album was released in February 1961, the same month that Reprise Records released Ben Webster's The Warm Moods, Sammy Davis, Jr.'s The Wham of Sam, Mavis River's Mavis and Joe E. Lewis's It is Now Post Time.[221] During the initial years of Reprise, Sinatra was still under contract to record for Capitol, completing his contractual commitment with the release of Point of No Return, recorded over a two day period on September 11 and 12, 1961.[222]
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In 1962, Sinatra released Sinatra and Strings, a set of standard ballads arranged by Don Costa, which became one of the most critically acclaimed works of Sinatra's entire Reprise period. Frank Sinatra Jr., who was present during the recording, noted the "huge orchestra", which Nancy Sinatra stated "opened a whole new era" in pop music, with orchestras getting bigger, embracing a "lush string sound".[223] Sinatra and Count Basie collaborated for the album Sinatra-Basie the same year,[224] a popular and successful release which prompted them to rejoin two years later for the follow-up It Might as Well Be Swing, arranged by Quincy Jones.[225] The two became frequent performers together,[226] and appeared at the Newport Jazz Festival in 1965.[186] Also in 1962, as the owner of his own record label, Sinatra was able to step on the podium as conductor again, releasing his third instrumental album Frank Sinatra Conducts Music from Pictures and Plays.[190]
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In 1963, Sinatra reunited with Nelson Riddle for The Concert Sinatra, an ambitious album featuring a 73-piece symphony orchestra arranged and conducted by Riddle. The concert was recorded on a motion picture scoring soundstage with the use of multiple synchronized recording machines that employed an optical signal onto 35 mm film designed for movie soundtracks. Granata considers the album to have been "impeachable" [sic], "one of the very best of the Sinatra-Riddle ballad albums", in which Sinatra displayed an impressive vocal range, particularly in "Ol' Man River", in which he darkened the hue.[227] In 1964 the song "My Kind of Town" was nominated for the Academy Award for Best Original Song.[228] Sinatra released Softly, as I Leave You,[229] and collaborated with Bing Crosby and Fred Waring on America, I Hear You Singing, a collection of patriotic songs recorded as a tribute to the assassinated President John F. Kennedy.[230][231] Sinatra increasingly became involved in charitable pursuits in this period. In 1961 and 1962 he went to Mexico, with the sole purpose of putting on performances for Mexican charities,[v] and in July 1964 he was present for the dedication of the Frank Sinatra International Youth Center for Arab and Jewish children in Nazareth.[233]
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Sinatra's phenomenal success in 1965, coinciding with his 50th birthday, prompted Billboard to proclaim that he may have reached the "peak of his eminence".[234] In June 1965, Sinatra, Sammy Davis, Jr., and Dean Martin played live in St. Louis to benefit Dismas House, a prisoner rehabilitation and training center with nationwide programs that in particular helped serve African Americans. The Rat Pack concert, called The Frank Sinatra Spectacular, was broadcast live via satellite to numerous movie theaters across America.[235][236] The album September of My Years was released September 1965, and went on to win the Grammy Award for best album of the year.[237] Granata considers the album to have been one of the finest of his Reprise years, "a reflective throwback to the concept records of the 1950s, and more than any of those collections, distills everything that Frank Sinatra had ever learned or experienced as a vocalist".[238] One of the album's singles, "It Was a Very Good Year", won the Grammy Award for Best Vocal Performance, Male.[239] A career anthology, A Man and His Music, followed in November, winning Album of the Year at the Grammys the following year.[240]
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In 1966 Sinatra released That's Life, with both the single of "That's Life" and album becoming Top Ten hits in the US on Billboard's pop charts.[241] Strangers in the Night went on to top the Billboard and UK pop singles charts,[242][243] winning the award for Record of the Year at the Grammys.[244] Sinatra's first live album, Sinatra at the Sands, was recorded during January and February 1966 at the Sands Hotel and Casino in Las Vegas. Sinatra was backed by the Count Basie Orchestra, with Quincy Jones conducting.[245] Sinatra pulled out from the Sands the following year, when he was driven out by its new owner Howard Hughes, after a fight.[246][w]
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Sinatra started 1967 with a series of recording sessions with Antônio Carlos Jobim. He recorded one of his collaborations with Jobim, the Grammy-nominated album Francis Albert Sinatra & Antônio Carlos Jobim, which was one of the best-selling albums of the year, behind the Beatles's Sgt. Pepper's Lonely Hearts Club Band.[251] According to Santopietro the album "consists of an extraordinarily effective blend of bossa nova and slightly swinging jazz vocals, and succeeds in creating an unbroken mood of romance and regret".[252] Writer Stan Cornyn wrote that Sinatra sang so softly on the album that it was comparable to the time that he suffered from a vocal hemorrhage in 1950.[253] Sinatra also released the album The World We Knew, which features a chart-topping duet of "Somethin' Stupid" with daughter Nancy.[242][254] In December, Sinatra collaborated with Duke Ellington on the album Francis A. & Edward K..[255] According to Granata, the recording of "Indian Summer" on the album was a favorite of Riddle's, noting the "contemplative mood [which] is heightened by a Johnny Hodges alto sax solo that will bring a tear to your eye".[256] With Sinatra in mind, singer-songwriter Paul Anka wrote the song "My Way", using the melody of the French "Comme d'habitude" ("As Usual"), composed by Claude François and Jacques Revaux.[257] Sinatra recorded it just after Christmas 1968.[258] "My Way", Sinatra's best-known song on the Reprise label, was not an instant success, charting at #27 in the US and #5 in the UK,[259] but it remained in the UK charts for 122 weeks, including 75 non-consecutive weeks in the Top 40, between April 1969 and September 1971, which was still a record in 2015.[260][261] Sinatra told songwriter Ervin Drake in the 1970s that he "detested" singing the song, because he believed audiences would think it was a "self-aggrandizing tribute", professing that he "hated boastfulness in others".[262]
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In an effort to maintain his commercial viability in the late 1960s, Sinatra would record works by Paul Simon ("Mrs. Robinson"), the Beatles ("Yesterday"), and Joni Mitchell ("Both Sides, Now") in 1969.[263]
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In 1970, Sinatra released Watertown, a critically acclaimed concept album, with music by Bob Gaudio (of the Four Seasons) and lyrics by Jake Holmes.[264] However, it sold a mere 30,000 copies that year and reached a peak chart position of 101.[265] He left Caesars Palace in September that year after an incident where executive Sanford Waterman pulled a gun on him.[x] He performed several charity concerts with Count Basie at the Royal Festival Hall in London.[269] On November 2, 1970, Sinatra recorded the last songs for Reprise Records before his self-imposed retirement,[270] announced the following June at a concert in Hollywood to raise money for the Motion Picture and TV Relief Fund.[271] He gave a "rousing" performance of "That's Life", and finished the concert with a Matt Dennis and Earl Brent song, "Angel Eyes" which he had recorded on the Only The Lonely album in 1958.[272] He sang the last line."'Scuse me while I disappear." The spotlight went dark and he left the stage. [273] He told LIFE journalist Thomas Thompson that "I've got things to do, like the first thing is not to do anything at all for eight months ... maybe a year",[274] while Barbara Sinatra later claimed that Sinatra had grown "tired of entertaining people, especially when all they really wanted were the same old tunes he had long ago become bored by".[275] While he was in retirement, President Richard Nixon asked him to perform at a Young Voters Rally in anticipation of the upcoming campaign. Sinatra obliged and chose to sing "My Kind of Town" for the rally held in Chicago on October 20, 1972.[276]
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In 1973, Sinatra came out of his short-lived retirement with a television special and album. The album, entitled Ol' Blue Eyes Is Back,[265] arranged by Gordon Jenkins and Don Costa,[277] was a success, reaching number 13 on Billboard and number 12 in the UK.[278][279] The television special, Magnavox Presents Frank Sinatra, reunited Sinatra with Gene Kelly. He initially developed problems with his vocal cords during the comeback due to a prolonged period without singing.[280] That Christmas he performed at the Sahara Hotel in Las Vegas,[281] and returned to Caesars Palace the following month in January 1974, despite previously vowing to perform there again [sic].[282] He began what Barbara Sinatra describes as a "massive comeback tour of the United States, Europe, the Far East and Australia".[283] In July, while on a second tour of Australia,[284] he caused an uproar by describing journalists there – who were aggressively pursuing his every move and pushing for a press conference – as "bums, parasites, fags, and buck-and-a-half hookers".[285] After he was pressured to apologize, Sinatra instead insisted that the journalists apologize for "fifteen years of abuse I have taken from the world press". Union actions cancelled concerts and grounded Sinatra's plane, essentially trapping him in Australia.[286] In the end, Sinatra's lawyer, Mickey Rudin, arranged for Sinatra to issue a written conciliatory note and a final concert that was televised to the nation.[287] In October 1974 he appeared at New York City's Madison Square Garden in a televised concert that was later released as an album under the title The Main Event – Live. Backing him was bandleader Woody Herman and the Young Thundering Herd, who accompanied Sinatra on a European tour later that month.[288][289]
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In 1975, Sinatra performed in concerts in New York with Count Basie and Ella Fitzgerald, and at the London Palladium with Basie and Sarah Vaughan, and in Tehran at Aryamehr Stadium, giving 140 performances in 105 days.[290] In August he held several consecutive concerts at Lake Tahoe together with the newly-risen singer John Denver,[291][292] who became a frequent collaborator.[293] Sinatra had recorded Denver's "Leaving on a Jet Plane" and "My Sweet Lady" for Sinatra & Company (1971),[294][295] and according to Denver, his song "A Baby Just Like You" was written at Sinatra's request for his new grandchild, Angela.[296] During the Labor Day weekend held in 1976, Sinatra was responsible for reuniting old friends and comedy partners Dean Martin and Jerry Lewis for the first time in nearly twenty years, when they performed at the "Jerry Lewis MDA Telethon".[297][298] That year, the Friars Club selected him as the "Top Box Office Name of the Century", and he was given the Scopus Award by the American Friends of the Hebrew University of Jerusalem in Israel and an honorary Doctor of Humane Letters from the University of Nevada.[290]
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Sinatra continued to perform at Caesars Palace in the late 1970s, and was performing there in January 1977 when his mother Dolly died in a plane crash on the way to see him.[299][y][301] He cancelled two weeks of shows and spent time recovering from the shock in Barbados.[302] In March, he performed in front of Princess Margaret at the Royal Albert Hall in London, raising money for the NSPCC.[303] On March 14, he recorded with Nelson Riddle for the last time, recording the songs "Linda", "Sweet Loraine", and "Barbara".[304] The two men had a major falling out, and later patched up their differences in January 1985 at a dinner organized for Ronald Reagan, when Sinatra asked Riddle to make another album with him. Riddle was ill at the time, and died that October, before they had a chance to record.[305]
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In 1978, Sinatra filed a $1 million lawsuit against a land developer for using his name in the "Frank Sinatra Drive Center" in West Los Angeles.[306] During a party at Caesars in 1979, he was awarded the Grammy Trustees Award, while celebrating 40 years in show business and his 64th birthday.[307][308] That year, former President Gerald Ford awarded Sinatra the International Man of the Year Award,[309] and he performed in front of the Egyptian pyramids for Anwar Sadat, which raised more than $500,000 for Sadat's wife's charities.[303]
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In 1980, Sinatra's first album in six years was released, Trilogy: Past Present Future, a highly ambitious triple album that features an array of songs from both the pre-rock era and rock era.[310] It was the first studio album of Sinatra's to feature his touring pianist at the time, Vinnie Falcone, and was based on an idea by Sonny Burke.[311] The album garnered six Grammy nominations – winning for best liner notes – and peaked at number 17 on Billboard's album chart,[310] and spawned yet another song that would become a signature tune, "Theme from New York, New York".[304] That year, as part of the Concert of the Americas, he performed in the Maracana Stadium in Rio de Janeiro, Brazil, which broke records for the "largest live paid audience ever recorded for a solo performer".[312] The following year, Sinatra built on the success of Trilogy with She Shot Me Down, an album that was praised for embodying the dark tone of his Capitol years.[313] Also in 1981, Sinatra was embroiled in controversy when he worked a ten-day engagement for $2 million in Sun City, in the internationally unrecognized Bophuthatswana, breaking a cultural boycott against apartheid-era South Africa. President Lucas Mangope awarded Sinatra with the highest honor, the Order of the Leopard, and made him an honorary tribal chief.[314]
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Santopietro stated that by the early 1980s, Sinatra's voice had "coarsened, losing much of its power and flexibility, but audiences didn't care".[315] In 1982, he signed a $16 million three-year deal with the Golden Nugget of Las Vegas. Kelley notes that by this period Sinatra's voice had grown "darker, tougher and loamier", but he "continued to captivate audiences with his immutable magic". She added that his baritone voice "sometimes cracked, but the gliding intonations still aroused the same raptures of delight as they had at the Paramount Theater".[316] That year he made a reported further $1.3 million from the Showtime television rights to his "Concert of the Americas" in the Dominican Republic, $1.6 million for a concert series at Carnegie Hall, and $250,000 in just one evening at the Chicago Fest. He donated a lot of his earnings to charity.[317] He put on a performance at the White House for the Italian Prime Minister, and performed at the Radio City Music Hall with Luciano Pavarotti and George Shearing.[318]
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Sinatra was selected as one of the five recipients of the 1983 Kennedy Center Honors, alongside Katherine Dunham, James Stewart, Elia Kazan, and Virgil Thomson. Quoting Henry James, President Reagan said in honoring his old friend that "art was the shadow of humanity" and that Sinatra had "spent his life casting a magnificent and powerful shadow".[319] On September 21, 1983, Sinatra filed a $2 million court case against Kitty Kelley, suing her in punitive damages, before her unofficial biography, His Way, was even published. The book became a best-seller for "all the wrong reasons" and "the most eye-opening celebrity biography of our time", according to William Safire of The New York Times.[320] Sinatra was always adamant that such a book would be written on his terms, and he himself would "set the record straight" in details of his life.[321] According to Kelley, the family detested her and the book, which took its toll on Sinatra's health. Kelley claims that Tina Sinatra blamed her for her father's colon surgery in 1986.[322] He was forced to drop the case on September 19, 1984, with several leading newspapers expressing concerns about his views on censorship.[323]
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In 1984, Sinatra worked with Quincy Jones for the first time in nearly two decades on the album, L.A. Is My Lady, which was well received critically.[324] The album was a substitute for another Jones project, an album of duets with Lena Horne, which had to be abandoned.[z] In 1986, Sinatra collapsed on stage while performing in Atlantic City and was hospitalized for diverticulitis,[326] which left him looking frail.[327] Two years later, Sinatra reunited with Martin and Davis, Jr. and went on the Rat Pack Reunion Tour, during which they played a number of large arenas. When Martin dropped out of the tour early on, a rift developed between them and the two never spoke again.[328]
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On June 6, 1988, Sinatra made his last recordings with Reprise for an album which was not released. He recorded "My Foolish Heart", "Cry Me A River", and other songs. Sinatra never completed the project, but take number 18 of "My Foolish Heart" may be heard in The Complete Reprise Studio Recordings (1995).[329]
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In 1990, Sinatra was awarded the second "Ella Award" by the Los Angeles-based Society of Singers, and performed for a final time with Ella Fitzgerald at the award ceremony.[330] Sinatra maintained an active touring schedule in the early 1990s, performing 65 concerts in 1990, 73 in 1991 and 84 in 1992 in seventeen different countries.[331]
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In 1993, Sinatra returned to Capitol Records and the recording studio for Duets, which became his best-selling album.[332] The album and its sequel, Duets II, released the following year,[333] would see Sinatra remake his classic recordings with popular contemporary performers, who added their vocals to a pre-recorded tape.[334]
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During his tours in the early 1990s, his memory failed him at times during concerts, and he fainted onstage in Richmond, Virginia, in March 1994.[335] His final public concerts were held in Fukuoka Dome in Japan on December 19–20, 1994.[336] The following year, Sinatra sang for the very last time on February 25, 1995, before a live audience of 1200 select guests at the Palm Desert Marriott Ballroom, on the closing night of the Frank Sinatra Desert Classic golf tournament.[337] Esquire reported of the show that Sinatra was "clear, tough, on the money" and "in absolute control".[338] Sinatra was awarded the Legend Award at the 1994 Grammy Awards, where he was introduced by Bono, who said of him, "Frank's the chairman of the bad attitude ... Rock 'n roll plays at being tough, but this guy is the boss – the chairman of boss ... I'm not going to mess with him, are you?"[339][340]
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In 1995, to mark Sinatra's 80th birthday, the Empire State Building glowed blue.[341] A star-studded birthday tribute, Sinatra: 80 Years My Way, was held at the Shrine Auditorium in Los Angeles, featuring performers such as Ray Charles, Little Richard, Natalie Cole and Salt-N-Pepa singing his songs.[342] At the end of the program Sinatra graced the stage for the last time to sing the final notes of the "Theme from New York, New York" with an ensemble.[343] In recognition of his many years of association with Las Vegas, Frank Sinatra was elected to the Gaming Hall of Fame in 1997.[344]
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While Sinatra never learned how to read music well, he had a fine, natural understanding of it,[345] and he worked very hard from a young age to improve his abilities in all aspects of music.[346] He did, however, learn to follow a lead sheet during a performance by "carefully following the patterns and groupings of notes arranged on the page" and made his own notations to the music, using his ear to detect semitonal differences.[347] Granata states that some of the most accomplished classically trained musicians soon noticed his musical understanding, and remarked that Sinatra had a "sixth sense", which "demonstrated unusual proficiency when it came to detecting incorrect notes and sounds within the orchestra".[348] Sinatra was an aficionado of classical music,[349] and would often request classical strains in his music, inspired by composers such as Puccini and Impressionist masters. His personal favorite was Ralph Vaughan Williams.[350] He would insist on always recording live with the band because it gave him a "certain feeling" to perform live surrounded by musicians.[351]
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By the mid 1940s, such was his understanding of music that after hearing an air check of some compositions by Alec Wilder which were for strings and woodwinds, he became the conductor at Columbia Records for six of Wilder's compositions: "Air for Oboe", "Air for English Horn", "Air for Flute", "Air for Bassoon", "Slow Dance" and "Theme and Variations".[aa] The works, which combine elements of jazz and classical music, were considered by Wilder to have been among the finest renditions and recordings of his compositions, past or present.[345] At one recording session with arranger Claus Ogerman and an orchestra, Sinatra heard "a couple of little strangers" in the string section, prompting Ogerman to make corrections to what were thought to be copyist's errors.[345] Critic Gene Lees, a lyricist and the author of the words to the Jobim melody "This Happy Madness", expressed amazement when he heard Sinatra's recording of it on Sinatra & Company (1971), considering him to have delivered the lyrics to perfection.[352]
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Voice coach John Quinlan was impressed by Sinatra's vocal range, remarking, "He has far more voice than people think he has. He can vocalize to a B-flat on top in full voice, and he doesn't need a mic either".[41] As a singer, early on he was primarily influenced by Bing Crosby,[34] but later believed that Tony Bennett was "the best singer in the business".[353] Bennett also praised Sinatra himself, claiming that as a performer, he had "perfected the art of intimacy."[354] According to Nelson Riddle, Sinatra had a "fairly rangy voice",[ab] remarking that "His voice has a very strident, insistent sound in the top register, a smooth lyrical sound in the middle register, and a very tender sound in the low. His voice is built on infinite taste, with an overall inflection of sex. He points everything he does from a sexual standpoint".[355] Despite his heavy New Jersey accent, according to Richard Schuller, when Sinatra sang his accent was "virtually undetectable", with his diction becoming "precise" and articulation "meticulous".[355] His timing was impeccable, allowing him, according to Charles L. Granata, to "toy with the rhythm of a melody, bringing tremendous excitement to his reading of a lyric".[356] Tommy Dorsey observed that Sinatra would "take a musical phrase and play it all the way through seemingly without breathing for eight, ten, maybe sixteen bars." Dorsey was a considerable influence on Sinatra's techniques for his vocal phrasing with his own exceptional breath control on the trombone,[357] and Sinatra regularly swam and held his breath underwater, thinking of song lyrics to increase his breathing power.[67]
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Arrangers Nelson Riddle and Anthony Fanzo found Sinatra to be a "perfectionist who drove himself and everybody around him relentlessly", and stated that his collaborators approached him with a sense of uneasiness because of his unpredictable and often volatile temperament.[358] Granata comments that Sinatra was almost fanatically obsessed with perfection to the point that people began wondering if he was genuinely concerned about the music or showing off his power over others.[122] On days when he felt that his voice was not right, he would know after only a few notes and would postpone the recording session until the following day, yet still pay his musicians.[359] After a period of performing, Sinatra tired of singing a certain set of songs and was always looking for talented new songwriters and composers to work with. Once he found ones that he liked, he actively sought to work with them as often as he could, and made friends with many of them. He once told Sammy Cahn, who wrote songs for Anchors Aweigh, "if you're not there Monday, I'm not there Monday". Over the years he recorded 87 of Cahn's songs, of which 24 were composed by Jule Styne, and 43 by Jimmy Van Heusen. The Cahn-Styne partnership lasted from 1942 until 1954, when Van Heusen succeeded him as Sinatra's main composer.[360]
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Unlike many of his contemporaries, Sinatra insisted upon direct input regarding arrangements and tempos for his recordings. He would spend weeks thinking about the songs he wanted to record, and would keep an arranger in mind for each song. If it was a mellow love song, he would ask for Gordon Jenkins. If it was a "rhythm" number, he would think of Billy May, or perhaps Neil Hefti or some other favored arranger. Jenkins considered Sinatra's musical sense to be unerring. His changes to Riddle's charts would frustrate Riddle, yet he would usually concede that Sinatra's ideas were superior.[361] Barbara Sinatra notes that Sinatra would almost always credit the songwriter at the end of each number, and would often make comments to the audience, such as "Isn't that a pretty ballad" or "Don't you think that's the most marvelous love song", delivered with "childlike delight".[362] She states that after each show, Sinatra would be "in a buoyant, electrically charged mood, a post-show high that would take him hours to come down from as he quietly relived every note of the performance he'd just given".[363]
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—Nelson Riddle noting the development of Sinatra's voice in 1955.[364]
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—Barbara Sinatra on Sinatra's voice and musical understanding.[365]
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Sinatra's split with Gardner in the fall of 1953 had a profound impact on the types of songs he sang and on his voice. He began to console himself in songs with a "brooding melancholy", such as "I'm a Fool to Want You", "Don't Worry 'Bout Me", "My One and Only Love" and "There Will Never Be Another You",[366] which Riddle believed was the direct influence of Ava Gardner. Lahr comments that the new Sinatra was "not the gentle boy balladeer of the forties. Fragility had gone from his voice, to be replaced by a virile adult's sense of happiness and hurt".[367] Author Granata considered Sinatra a "master of the art of recording", noting that his work in the studio "set him apart from other gifted vocalists". During his career he made over 1000 recordings.[368] Recording sessions would typically last three hours, though Sinatra would always prepare for them by spending at least an hour by the piano beforehand to vocalize, followed by a short rehearsal with the orchestra to ensure the balance of sound.[369] During his Columbia years Sinatra used an RCA 44 microphone, which Granata describes as "the 'old-fashioned' microphone which is closely associated with Sinatra's crooner image of the 1940s", though when performing on talk shows later he used a bullet-shaped RCA 77.[370] At Capitol he used a Neumann U47, an "ultra-sensitive" microphone which better captured the timbre and tone of his voice.[371]
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In the 1950s, Sinatra's career was facilitated by developments in technology. As disc jockey Jonathan Schwartz said, "Never before had there been an opportunity for a popular singer to express emotions at an extended length". In the words of author John Lahr, "As many as sixteen songs could be held by the twelve-inch L.P., and this allowed Sinatra to use song in a novelistic way, turning each track in a kind of chapter, which built and counterpointed moods to illuminate a larger theme".[372] Santopietro writes that through the 1950s and well into the 1960s, "Every Sinatra LP was a masterpiece of one sort of another, whether uptempo, torch song, or swingin' affairs. Track after track, the brilliant concept albums redefined the nature of pop vocal art".[373]
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Sinatra attempted to pursue an acting career in Hollywood in the early 1940s. While films appealed to him,[374] being exceptionally self-confident,[375] he was rarely enthusiastic about his own acting, once remarking that "pictures stink".[376] Sinatra made his film debut performing in an uncredited sequence in Las Vegas Nights (1941), singing "I'll Never Smile Again" with Tommy Dorsey's Pied Pipers.[377] He had a cameo role along with Duke Ellington and Count Basie in Charles Barton's Reveille with Beverly (1943), making a brief appearance singing "Night and Day".[378] Next, he was given leading roles in Higher and Higher and Step Lively (both 1944) for RKO.[379][380]
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Metro-Goldwyn-Mayer cast Sinatra opposite Gene Kelly and Kathryn Grayson in the Technicolor musical Anchors Aweigh (1945), in which he played a sailor on leave in Hollywood for four days.[381][382] A major success,[383] it garnered several Academy Award wins and nominations, and the song "I Fall in Love Too Easily", sung by Sinatra in the film, was nominated for the Academy Award for Best Original Song.[384] He briefly appeared at the end of Richard Whorf's commercially successful Till the Clouds Roll By (1946), a Technicolor musical biopic of Jerome Kern, in which he sang "Ol' Man River".[385]
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Sinatra co-starred again with Gene Kelly in the Technicolor musical Take Me Out to the Ball Game (1949), a film set in 1908, in which Sinatra and Kelly play baseball players who are part-time vaudevillians.[386] He teamed up with Kelly for a third time in On the Town (also 1949), playing a sailor on leave in New York City. The film remains rated very highly by critics, and in 2006 it ranked No. 19 on the American Film Institute's list of best musicals.[387] Both Double Dynamite (1951), an RKO Irving Cummings comedy produced by Howard Hughes,[388] and Joseph Pevney's Meet Danny Wilson (1952) failed to make an impression.[389] The New York World Telegram and Sun ran the headline "Gone on Frankie in '42; Gone in '52".[390]
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Fred Zinnemann's From Here to Eternity (1953) deals with the tribulations of three soldiers, played by Burt Lancaster, Montgomery Clift, and Sinatra, stationed on Hawaii in the months leading up to the attack on Pearl Harbor.[391] Sinatra had long been desperate to find a film role which would bring him back into the spotlight, and Columbia Pictures boss Harry Cohn had been inundated by appeals from people across Hollywood to give Sinatra a chance to star as "Maggio" in the film.[392][ac] During production, Montgomery Clift became a close friend,[394] and Sinatra later professed that he "learned more about acting from him than anybody I ever knew before".[395] After several years of critical and commercial decline, his Academy Award for Best Supporting Actor win helped him regain his position as the top recording artist in the world.[396] His performance also won a Golden Globe Award for Best Supporting Actor – Motion Picture.[397] The Los Angeles Examiner wrote that Sinatra is "simply superb, comical, pitiful, childishly brave, pathetically defiant", commenting that his death scene is "one of the best ever photographed".[398]
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Sinatra starred opposite Doris Day in the musical film Young at Heart (1954),[399] and earned critical praise for his performance as a psychopathic killer posing as an FBI agent opposite Sterling Hayden in the film noir Suddenly (also 1954).[400]
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Sinatra was nominated for an Academy Award for Best Actor and BAFTA Award for Best Actor in a Leading Role for his role as a heroin addict in The Man With The Golden Arm (1955).[401][ad] After roles in Guys and Dolls,[403] and The Tender Trap (both 1955),[404] Sinatra was nominated for a BAFTA Award for Best Actor in a Leading Role for his role as hospital orderly in a Stanley Kramer directorial début, Not as a Stranger (also 1955).[405] During production, Sinatra got drunk with Robert Mitchum and Broderick Crawford and trashed Kramer's dressing room.[406] Kramer vowed to never hire Sinatra again at the time, and later regretted casting him as a Spanish guerrilla leader in The Pride and the Passion (1957).[407][408]
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Sinatra featured alongside Bing Crosby and Grace Kelly in High Society (1956) for MGM, earning a reported $250,000 for the picture.[409] The public rushed to the cinemas to see Sinatra and Crosby together on-screen, and it ended up earning over $13 million at the box office, becoming one of the highest-grossing pictures of its year.[410] He starred opposite Rita Hayworth and Kim Novak in George Sidney's Pal Joey (1957), Sinatra, for which he won for the Golden Globe Award for Best Actor – Motion Picture Musical or Comedy.[397] Santopietro considers the scene in which Sinatra sings "The Lady Is a Tramp" to Hayworth to have been the finest moment of his film career.[411] He next portrayed comedian Joe E. Lewis in The Joker Is Wild (also 1957);[412] the song "All the Way" won the Academy Award for Best Original Song.[413] By 1958, Sinatra was one of the ten biggest box office draws in the United States,[414] appearing with Dean Martin and Shirley MacLaine in Vincente Minnelli's Some Came Running and Kings Go Forth (both 1958) with Tony Curtis and Natalie Wood.[415] "High Hopes", sung by Sinatra in the Frank Capra comedy, A Hole in the Head (1959),[416][417] won the Academy Award for Best Original Song,[418] and became a chart hit, lasting on the Hot 100 for 17 weeks.[419]
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Due to an obligation he owed to 20th Century Fox for walking off the set of Henry King's Carousel (1956),[ae] Sinatra starred opposite Shirley MacLaine, Maurice Chevalier and Louis Jourdan in Can-Can (1960). He earned $200,000 and 25% of the profits for the performance.[420] Around the same time, he starred in the Las Vegas-set Ocean's 11 (also 1960), the first film to feature the Rat Pack together and the start of a "new era of screen cool" for Santopietro.[421] Sinatra personally financed the film, and paid Martin and Davis Jr. fees of $150,000 and $125,000 respectively, sums considered exorbitant for the period.[422] He had a leading role opposite Laurence Harvey in The Manchurian Candidate (1962), which he considered to be the role he was most excited about and the high point of his film career.[423] Vincent Canby, writing for the magazine Variety, found the portrayal of Sinatra's character to be "a wide-awake pro creating a straight, quietly humorous character of some sensitivity."[424] He appeared with the Rat Pack in the western Sergeants 3 (also 1962), following it with 4 for Texas (1963).[422] For his performance in Come Blow Your Horn (also 1963) adapted from the Neil Simon play, he was nominated for the Golden Globe Award for Best Actor – Motion Picture Musical or Comedy.[397]
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Sinatra directed None but the Brave (1965),[425] and Von Ryan's Express (1965) was a major success,[426][427] However, in the mid 1960s, Brad Dexter wanted to "breathe new life" into Sinatra's film career by helping him display the same professional pride in his films as he did his recordings. On one occasion, he gave Sinatra Anthony Burgess's novel A Clockwork Orange (1962) to read, with the idea of making a film, but Sinatra thought it had no potential and did not understand a word.[428][af]
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In the late 1960s, Sinatra became known for playing detectives,[431] including Tony Rome in Tony Rome (1967) and its sequel Lady In Cement (1968).[432][433] He also played a similar role in The Detective (1968).[434]
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Sinatra starred opposite George Kennedy in the western Dirty Dingus Magee (1970), an "abysmal" affair according to Santopietro,[435] which was panned by the critics.[436][437] The following year, Sinatra received a Golden Globe Cecil B. DeMille Award[397] and had intended to play Detective Harry Callahan in Dirty Harry (1971), but had to turn the role down due to developing Dupuytren's contracture in his hand.[438] Sinatra's last major film role was opposite Faye Dunaway in Brian G. Hutton's The First Deadly Sin (1980). Santopietro said that as a troubled New York City homicide cop, Sinatra gave an "extraordinarily rich", heavily layered characterization, one which "made for one terrific farewell" to his film career.[439]
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After beginning on the Major Bowes Amateur Hour radio show with the Hoboken Four in 1935, and later WNEW and WAAT in Jersey City,[51] Sinatra became the star of radio shows of his own on NBC and CBS from the early 1940s to the mid-1950s. In 1942, Sinatra hired arranger Axel Stordahl away from Tommy Dorsey before he began his first radio program that year, keeping Stordahl with him for all of his radio work.[440] By the end of 1942, he was named the "Most Popular Male Vocalist on Radio" in a DownBeat poll.[441] Early on he frequently worked with The Andrews Sisters on radio, and they would appear as guests on each other's shows,[110] as well as on many USO shows broadcast to troops via the Armed Forces Radio Service (AFRS).[111] He appeared as a special guest in the sisters' ABC Eight-to-the-Bar Ranch series,[442] while the trio in turn guested on his Songs by Sinatra series on CBS.[443] Sinatra had two stints as a regular member of cast of Your Hit Parade;[ag] his first was from 1943 to 1945,[445] and second was from 1946 to May 28, 1949,[446] during which he was paired with the then-new girl singer, Doris Day.[447] Starting in September 1949, the BBD&O advertising agency produced a radio series starring Sinatra for Lucky Strike called Light Up Time – some 176 15-minute shows which featured Frank and Dorothy Kirsten singing – which lasted through to May 1950.[448]
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In October 1951, the second season of The Frank Sinatra Show began on CBS Television. Ultimately, Sinatra did not find the success on television for which he had hoped.[ah] Santopietro writes that Sinatra "simply never appeared fully at ease on his own television series, his edgy, impatient personality conveying a pent up energy on the verge of exploding".[450] In 1953, Sinatra starred in the NBC radio program Rocky Fortune, portraying Rocco Fortunato (a.k.a. Rocky Fortune), a "footloose and fancy free" temporary worker for the Gridley Employment Agency who stumbles into crime-solving. The series aired on NBC radio Tuesday nights from October 1953 to March 1954.[451]
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In 1957, Sinatra formed a three-year $3 million contract with ABC to launch The Frank Sinatra Show, featuring himself and guests in 36 half hour shows. ABC agreed to allow Sinatra's Hobart Productions to keep 60% of the residuals, and bought stock in Sinatra's film production unit, Kent Productions, guaranteeing him $7 million.[452] Though an initial critical success upon its debut on October 18, 1957, it soon attracted negative reviews from Variety and The New Republic, and The Chicago Sun-Times thought that Sinatra and frequent guest Dean Martin "performed like a pair of adult delinquents", "sharing the same cigarette and leering at girls".[453] In return, Sinatra later made numerous appearances on The Dean Martin Show and Martin's TV specials.[454]
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Sinatra's fourth and final Timex TV special, Welcome Home Elvis, was broadcast in March 1960, earning massive viewing figures. During the show, he performed a duet with Presley, who sang Sinatra's 1957 hit "Witchcraft" with the host performing the 1956 Presley classic "Love Me Tender". Sinatra had previously been highly critical of Elvis Presley and rock and roll in the 1950s, describing it as a "deplorable, a rancid smelling aphrodisiac" which "fosters almost totally negative and destructive reactions in young people."[455][ai] A CBS News special about the singer's 50th birthday, Frank Sinatra: A Man and His Music, was broadcast on November 16, 1965, and garnered both an Emmy award and a Peabody Award.[457]
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According his musical collaboration with Jobim and Ella Fitzgerald in 1967, Sinatra appeared in the TV special, A Man and His Music + Ella + Jobim, which was broadcast on CBS on November 13.[458] When Sinatra came out of retirement in 1973, he released both an album and appeared in a TV special named Ol' Blue Eyes Is Back. The TV special was highlighted by a dramatic reading of "Send in the Clowns" and a song-and-dance sequence with former co-star Gene Kelly.[459] In the late 1970s, John Denver appeared as a guest in the Sinatra and Friends ABC-TV Special, singing "September Song" as a duet.[460]
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Sinatra starred as a detective in Contract on Cherry Street (1977), cited as his "one starring role in a dramatic television film".[461] Ten years later, he made a guest appearance opposite Tom Selleck in Magnum, P.I., playing a retired policeman who teams up with Selleck to find his granddaughter's murderer. Shot in January 1987, the episode aired on CBS on February 25.[462]
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Sinatra had three children, Nancy (born 1940), Frank Jr. (1944–2016), and Tina (born 1948) with his first wife, Nancy Sinatra (née Barbato; March 25, 1917 – July 13, 2018), to whom he was married from 1939 to 1951.[463][464]
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Sinatra had met Barbato in Long Branch, New Jersey in the late 1930s, where he spent most of the summer working as a lifeguard.[465] He agreed to marry her after an incident at "The Rustic Cabin" which led to his arrest.[aj] Sinatra had numerous extramarital affairs,[469] and gossip magazines published details of affairs with women including Marilyn Maxwell, Lana Turner, and Joi Lansing.[470][ak]
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—Barbara Sinatra on Sinatra's popularity with women.[472]
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Sinatra was married to Hollywood actress Ava Gardner from 1951 to 1957. It was a turbulent marriage with many well-publicized fights and altercations.[473] The couple formally announced their separation on October 29, 1953, through MGM.[474] Gardner filed for divorce in June 1954, at a time when she was dating matador Luis Miguel Dominguín,[475] but the divorce was not settled until 1957.[476] Sinatra continued to feel very strongly for her,[476] and they remained friends for life.[477] He was still dealing with her finances in 1976.[478]
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Sinatra reportedly broke off engagements to Lauren Bacall in 1958[479] and Juliet Prowse in 1962.[480] He married Mia Farrow on July 19, 1966, a short marriage that ended with divorce in Mexico in August 1968.[481] They remained close friends for life,[482] and in a 2013 interview Farrow said that Sinatra might be the father of her son Ronan Farrow (born 1987).[483][484] In a 2015 CBS Sunday Morning interview, Nancy Sinatra dismissed the claim as "nonsense".[485]
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Sinatra was married to Barbara Marx from 1976 until his death.[486] The couple married on July 11, 1976, at Sunnylands, in Rancho Mirage, California, the estate of media magnate Walter Annenberg.[487]
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Sinatra was close friends with Jilly Rizzo,[488] songwriter Jimmy Van Heusen, golfer Ken Venturi, comedian Pat Henry and baseball manager Leo Durocher.[489] In his spare time, he enjoyed listening to classical music and attended concerts when he could.[349] He swam daily in the Pacific Ocean, finding it to be therapeutic and giving him much-needed solitude.[490] He often played golf with Venturi at the course in Palm Springs, where he lived,[491] and liked painting, reading, and building model railways.[492]
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Though Sinatra was critical of the church on numerous occasions[493] and had a pantheistic, Einstein-like view of God in his earlier life,[494] he turned to Roman Catholicism for healing after his mother died in a plane crash in 1977. He died as a practicing Catholic and had a Catholic burial.[495]
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Sinatra was known for his immaculate sense of style.[496] He spent lavishly on expensive custom-tailored tuxedos and stylish pin-striped suits, which made him feel wealthy and important, and that he was giving his very best to the audience.[497][498] He was also obsessed with cleanliness—while with the Tommy Dorsey band he developed the nickname "Lady Macbeth", because of frequent showering and switching his outfits.[499] His deep blue eyes earned him the popular nickname "Ol' Blue Eyes".[500]
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For Santopietro, Sinatra was the personification of America in the 1950s: "cocky, eye on the main chance, optimistic, and full of the sense of possibility".[501] Barbara Sinatra wrote, "A big part of Frank's thrill was the sense of danger that he exuded, an underlying, ever-present tension only those closest to him knew could be defused with humor".[489] Cary Grant, a friend of Sinatra's, stated that Sinatra was the "most honest person he'd ever met", who spoke "a simple truth, without artifice which scared people", and was often moved to tears by his performances.[502] Jo-Caroll Dennison commented that he possessed "great inner strength", and that his energy and drive were "enormous".[137] A workaholic, he reportedly only slept four hours a night on average.[503] Throughout his life, Sinatra had mood swings and bouts of mild to severe depression,[504] stating to an interviewer in the 1950s that "I have an over-acute capacity for sadness as well as elation".[505] Barbara Sinatra stated that he would "snap at anyone for the slightest misdemeanor",[506] while Van Heusen said that when Sinatra got drunk it was "best to disappear".[507]
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Sinatra's mood swings often developed into violence, directed at people he felt had crossed him, particularly journalists who gave him scathing reviews, publicists, and photographers.[508] According to Rojek he was "capable of deeply offensive behavior that smacked of a persecution complex".[509] He received negative press for fights with Lee Mortimer in 1947, photographer Eddie Schisser in Houston in 1950, Judy Garland's publicist Jim Byron on the Sunset Strip in 1954,[508][510] and for a confrontation with Washington Post journalist Maxine Cheshire in 1973, in which he implied that she was a cheap prostitute.[509][al]
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His feud with then-Chicago Sun Times columnist Mike Royko began when Royko wrote a column questioning why Chicago police offered free protection to Sinatra when the singer had his own security. Sinatra fired off an angry letter in response calling Royko a "pimp", and threatening to "punch you in the mouth" for speculating that he wore a toupée. [511] Royko auctioned the letter, the proceeds going to the Salvation Army. The winner of the auction was Vie Carlson, mother of Bun E. Carlos of the rock group Cheap Trick. After appearing on Antiques Roadshow, [512] Carlson consigned the letter to Freeman's Auctioneers & Appraisers, which auctioned it in 2010. [513]
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Sinatra was also known for his generosity,[514] particularly after his comeback. Kelley notes that when Lee J. Cobb nearly died from a heart attack in June 1955, Sinatra flooded him with "books, flowers, delicacies", paid his hospital bills, and visited him daily, telling him that his "finest acting" was yet to come.[515] In another instance, after an argument with manager Bobby Burns, rather than apologize, Sinatra bought him a brand new Cadillac.[516]
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Sinatra became the stereotype of the “tough working-class Italian American", something which he embraced. Sinatra said that if it had not been for his interest in music he would "probably have ended in a life of crime".[517] In his early days, Willie Moretti, Sinatra's godfather and notorious underboss of the Genovese crime family, helped him for kickbacks and was reported to have intervened in releasing him from his contract with Tommy Dorsey.[518] Sinatra went to the Mafia Havana Conference in 1946,[519] and when the press learned of Sinatra's being in Havana with Lucky Luciano, one newspaper published the headline, "Shame, Sinatra".[520] He was reported to be a good friend of Sam Giancana,[521] and the two men were seen playing golf together.[522] Kelley quotes Jo-Carrol Silvers in saying that Sinatra "adored" Bugsy Siegel, and boasted to friends about him and how many people he had killed.[523] Kelley claims that Sinatra and mobster Joseph Fischetti had been good friends from 1938 onward, and acted like "Sicilian brothers".[524] She also states that Sinatra and Hank Sanicola were financial partners with Mickey Cohen in the gossip magazine Hollywood Night Life.[525]
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The FBI kept records amounting to 2,403 pages on Sinatra, who was a natural target with his alleged Mafia ties, his ardent New Deal politics and his friendship with John F. Kennedy.[526] The FBI kept Sinatra under surveillance for almost five decades beginning in the 1940s. The documents include accounts of Sinatra as the target of death threats and extortion schemes.[527] The FBI documented that Sinatra was losing esteem with the Mafia as he grew closer to President Kennedy, whose younger brother Attorney General Robert Kennedy was leading a crackdown on organized crime.[528] Sinatra denied Mafia involvement, declaring, "Any report that I fraternized with goons or racketeers is a vicious lie".[529]
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In 1960, Sinatra bought a share in the Cal Neva Lodge & Casino, a casino hotel which straddles the California-Nevada state line on the north shores of Lake Tahoe. Though it only opened between June and September, Sinatra built the Celebrity Room theater, which attracted Sinatra's show business friends Red Skelton, Marilyn Monroe, Victor Borge, Joe E. Lewis, Lucille Ball, Lena Horne, Juliet Prowse, the McGuire Sisters, and others. By 1962 he reportedly held a 50% share in the hotel.[530] Sinatra's gambling license was temporarily stripped by the Nevada Gaming Control Board in 1963 after Giancana was spotted on the premises.[531][am] Due to ongoing pressure from the FBI and Nevada Gaming Commission on mobster control of casinos, Sinatra agreed to give up his share in Cal Neva and the Sands.[533] That year, Sinatra's son, Frank Sinatra Jr., was kidnapped, but was eventually released unharmed.[534] Sinatra restored his gaming license in February 1981, following support from Ronald Reagan.[535]
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Sinatra held differing political views throughout his life. His mother, Dolly Sinatra (1896–1977), was a Democratic Party ward leader,[536] and after meeting President Franklin D. Roosevelt in 1944, he subsequently heavily campaigned for the Democrats in the 1944 presidential election.[537] According to Jo Carroll Silvers, in his younger years Sinatra had "ardent liberal" sympathies, and was "so concerned about poor people that he was always quoting Henry Wallace".[538] He was outspoken against racism, particularly toward blacks and Italians, from early on. In November 1945 Sinatra was invited by the mayor of Gary, Indiana, to try to settle a strike by white students of Froebel High School against the "Pro-Negro" policies of the new principal.[539] His comments, while praised by liberal publications, led to accusations by some that he was a Communist, which he strongly denied.[540] In the 1948 presidential election, Sinatra actively campaigned for President Harry S. Truman.[541] In 1952 and 1956, he also campaigned for Adlai Stevenson.[541]
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Of all the U.S. Presidents he associated with during his career, he was closest to John F. Kennedy.[541] Sinatra often invited Kennedy to Hollywood and Las Vegas, and the two would womanize and enjoy parties together.[542] In January 1961 Sinatra and Peter Lawford organized the Inaugural Gala in Washington, D.C., held on the evening before President Kennedy was sworn into office.[541] In 1962, Sinatra was snubbed by Kennedy during his visit to Palm Springs when he decided to stay with the Republican Bing Crosby, due to FBI concerns about Sinatra's alleged connections to organized crime.[an] Sinatra had invested a lot of his own money in upgrading the facilities at his home in anticipation of the President's visit, fitting it with a heliport, which he later reportedly smashed up with a sledgehammer upon being rejected.[544] Despite the snub, when he learned of Kennedy's assassination he reportedly sobbed in his bedroom for three days.[541][ao]
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Sinatra worked with Hubert H. Humphrey in 1968,[546] and remained a supporter of the Democratic Party until the early 1970s. Although still a registered Democrat, Sinatra endorsed Republican Ronald Reagan for a second term as Governor of California in 1970.[547][541] He officially changed allegiance in July 1972 when he supported Richard Nixon for re-election in the 1972 presidential election.[541]
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In the 1980 presidential election, Sinatra supported Ronald Reagan and donated $4 million to Reagan's campaign.[548] Sinatra arranged Reagan's Presidential gala, as he had done for Kennedy 20 years previously.[549][550] In 1985, Reagan presented Sinatra with the Presidential Medal of Freedom, remarking, "His love of country, his generosity for those less fortunate ... make him one of our most remarkable and distinguished Americans."[320]
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Santopietro notes that Sinatra was a "lifelong sympathizer with Jewish causes".[551] He was awarded the Hollzer Memorial Award by the Los Angeles Jewish Community in 1949.[130] He gave a series of concerts in Israel in 1962, and donated his entire $50,000 fee for appearing in a cameo role in Cast a Giant Shadow (1966) to the Youth Center in Jerusalem.[551] On November 1, 1972, he raised $6.5 million in bond pledges for Israel,[276] and was given the Medallion of Valor for his efforts.[269] The Frank Sinatra Student Center at the Hebrew University of Jerusalem was dedicated in his name in 1978.[309] He owned a Jewish skullcap, known as a kippah or yarmulkah, which was sold as part of his wife's estate many years after his death.[552]
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From his youth, Sinatra displayed sympathy for African Americans and worked both publicly and privately all his life to help the struggle for equal rights. He blamed racial prejudice on the parents of children.[553] Sinatra played a major role in the desegregation of Nevada hotels and casinos in the 1950s and 1960s.[554] At the Sands in 1955, Sinatra went against policy by inviting Nat King Cole into the dining room,[555] and in 1961, after an incident where an African-American couple entered the lobby of the hotel and were blocked by the security guard, Sinatra and Sammy Davis, Jr. forced the hotel management to begin hiring black waiters and busboys.[556] On January 27, 1961, Sinatra played a benefit show at Carnegie Hall for Martin Luther King, Jr. and led his fellow Rat Pack members and Reprise label mates in boycotting hotels and casinos that refused entry to black patrons and performers. According to his son, Frank Sinatra Jr., King sat weeping in the audience at one of his father's concerts in 1963 as Sinatra sang "Ol' Man River", a song from the musical Show Boat that is sung by an African-American stevedore.[557] When he changed his political affiliations in 1970, Sinatra became less outspoken on racial issues.[319] Though he did much towards civil rights causes, it did not stop the occasional racial jibe from him and the other Rat Pack members toward Davis at concerts.[199][558]
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Sinatra died with his wife at his side at Cedars-Sinai Medical Center in Los Angeles on May 14, 1998, aged 82, after a heart attack.[559][560] Sinatra was in ill health during the last few years of his life, and was frequently hospitalized for heart and breathing problems, high blood pressure, pneumonia and bladder cancer. He was further diagnosed as having dementia.[561] He had made no public appearances following a heart attack in February 1997.[559] Sinatra's wife encouraged him to "fight" while attempts were made to stabilize him, and reported that his final words were, "I'm losing."[562] Sinatra's daughter, Tina, later wrote that she and her siblings (Frank, Jr. and Nancy) had not been notified of their father's final hospitalization, and it was her belief that "the omission was deliberate. Barbara would be the grieving widow alone at her husband's side."[563] The night after Sinatra's death, the lights on the Empire State Building in New York City were turned blue, the lights at the Las Vegas Strip were dimmed in his honor, and the casinos stopped spinning for one minute.[560][564]
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Sinatra's funeral was held at the Roman Catholic Church of the Good Shepherd in Beverly Hills, California, on May 20, 1998, with 400 mourners in attendance and thousands of fans outside.[565] Gregory Peck, Tony Bennett, and Sinatra's son, Frank Jr., addressed the mourners, who included many notable people from film and entertainment.[562][565] Sinatra was buried in a blue business suit with mementos from family members—cherry-flavored Life Savers, Tootsie Rolls, a bottle of Jack Daniel's, a pack of Camel cigarettes, a Zippo lighter, stuffed toys, a dog biscuit, and a roll of dimes that he always carried—next to his parents in section B-8 of Desert Memorial Park in Cathedral City, California.[566]
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His close friends Jilly Rizzo and Jimmy Van Heusen are buried nearby. The words "The Best Is Yet to Come", plus "Beloved Husband & Father" are imprinted on Sinatra's grave marker.[567] Significant increases in recording sales worldwide were reported by Billboard in the month of his death.[234]
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Robert Christgau referred to Sinatra as "the greatest singer of the 20th century".[2] His popularity is matched only by Bing Crosby, Elvis Presley, The Beatles, and Michael Jackson.[559] For Santopietro, Sinatra was the "greatest male pop singer in the history of America",[568] who amassed "unprecedented power onscreen and off", and "seemed to exemplify the common man, an ethnic twentieth-century American male who reached the 'top of the heap', yet never forgot his roots". Santopietro argues that Sinatra created his own world, which he was able to dominate—his career was centred around power, perfecting the ability to capture an audience.[569] Encyclopædia Britannica referred to Sinatra as "often hailed as the greatest American singer of 20th-century popular music....Through his life and his art, he transcended the status of mere icon to become one of the most recognizable symbols of American culture."[570]
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Gus Levene commented that Sinatra's strength was that when it came to lyrics, telling a story musically, Sinatra displayed a "genius" ability and feeling, which with the "rare combination of voice and showmanship" made him the "original singer" which others who followed most tried to emulate.[571] George Roberts, a trombonist in Sinatra's band, remarked that Sinatra had a "charisma, or whatever it is about him, that no one else had".[572] Biographer Arnold Shaw considered that "If Las Vegas had not existed, Sinatra could have invented it". He quoted reporter James Bacon in saying that Sinatra was the "swinging image on which the town is built", adding that no other entertainer quite "embodied the glamour" associated with Las Vegas as him.[139] Sinatra continues to be seen as one of the icons of the 20th century,[3]
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and has three stars on the Hollywood Walk of Fame for his work in film and music. There are stars on east and west sides of the 1600 block of Vine Street respectively, and one on the south side of the 6500 block of Hollywood Boulevard for his work in television.[573]
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In Sinatra's native New Jersey, Hoboken's Frank Sinatra Park, the Hoboken Post Office,[574] and a residence hall at Montclair State University were named in his honor.[575] He was awarded the Key to the City of Hoboken by Mayor Fred M. De Sapio on October 30th 1947. [576] Other buildings named for Sinatra include the Frank Sinatra School of the Arts in Astoria, Queens, the Frank Sinatra International Student Center at Israel's Hebrew University in Jerusalem dedicated in 1978,[577] and the Frank Sinatra Hall at the USC School of Cinematic Arts in Los Angeles, California, dedicated in 2002.[578] Wynn Resorts' Encore Las Vegas resort features a restaurant dedicated to Sinatra which opened in 2008.[579] Items of memorabilia from Sinatra's life and career are displayed at USC's Frank Sinatra Hall and Wynn Resort's Sinatra restaurant.[578][579] Near the Las Vegas Strip is a road named Frank Sinatra Drive in his honor.[580] The United States Postal Service issued a 42-cent postage stamp in honor of Sinatra in May 2008, commemorating the tenth anniversary of his death.[574][581] The United States Congress passed a resolution introduced by Representative Mary Bono Mack on May 20, 2008, designating May 13 as Frank Sinatra Day to honor his contributions to American culture.[582]
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Sinatra received three honorary degrees during his lifetime. In May 1976, he was invited to speak at the University of Nevada, Las Vegas (UNLV) graduation commencement held at Sam Boyd Stadium. It was at this commencement that he was bestowed an Honorary Doctorate litterarum humanarum by the university.[583] During his speech, Sinatra stated that his education had come from "the school of hard knocks" and was suitably touched by the award. He went on to describe that "this is the first educational degree I have ever held in my hand. I will never forget what you have done for me today".[584] A few years later in 1984 and 1985, Sinatra also received an Honorary Doctorate of Fine Arts from Loyola Marymount University as well as an Honorary Doctorate of Engineering from the Stevens Institute of Technology.[585][586]
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Sinatra has been portrayed on numerous occasions in film and television. A television miniseries based on Sinatra's life, titled Sinatra, was aired by CBS in 1992. The series was directed by James Steven Sadwith, who won an Emmy Award for Outstanding Individual Achievement in Directing for a Miniseries or a Special, and starred Philip Casnoff as Sinatra. Sinatra was written by Abby Mann and Philip Mastrosimone, and produced by Sinatra's daughter, Tina.[587]
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Sinatra has subsequently been portrayed on screen by Ray Liotta (The Rat Pack, 1998),[588] James Russo (Stealing Sinatra, 2003),[589] Dennis Hopper (The Night We Called It a Day, 2003),[590] and Robert Knepper (My Way, 2012),[591] and spoofed by Joe Piscopo and Phil Hartman on Saturday Night Live.[592] A biographical film directed by Martin Scorsese has long been planned.[593] A 1998 episode of the BBC documentary series Arena, The Voice of the Century, focused on Sinatra.[594] Alex Gibney directed a four-part biographical series on Sinatra, All or Nothing At All, for HBO in 2015.[595] A musical tribute was aired on CBS television in December 2015 to mark Sinatra's centenary.[596]
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Sinatra was convinced that Johnny Fontane, a mob-associated singer in Mario Puzo's novel The Godfather (1969), was based on his life. Puzo wrote in 1972 that when the author and singer met in Chasen's, Sinatra "started to shout abuse", calling Puzo a "pimp" and threatening physical violence. Francis Ford Coppola, director of the film adaptation, said in the audio commentary that "Obviously Johnny Fontane was inspired by a kind of Frank Sinatra character".[597]
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Francis Albert Sinatra (/sɪˈnɑːtrə/; December 12, 1915 – May 14, 1998) was an American singer, actor and producer who was one of the most popular and influential musical artists of the 20th century. He is one of the best-selling music artists of all time, having sold more than 150 million records worldwide.[1]
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Born to Italian immigrants in Hoboken, New Jersey, Sinatra began his musical career in the swing era with bandleaders Harry James and Tommy Dorsey. Sinatra found success as a solo artist after he signed with Columbia Records in 1943, becoming the idol of the "bobby soxers". He released his debut album, The Voice of Frank Sinatra, in 1946. But by the early 1950s his professional career had stalled and he turned to Las Vegas, where he became one of its best known residency performers as part of the Rat Pack. His career was reborn in 1953 with the success of From Here to Eternity, with his performance subsequently winning an Academy Award and Golden Globe Award for Best Supporting Actor. Sinatra released several critically lauded albums, including In the Wee Small Hours (1955), Songs for Swingin' Lovers! (1956), Come Fly with Me (1958), Only the Lonely (1958) and Nice 'n' Easy (1960).
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Sinatra left Capitol in 1960 to start his own record label, Reprise Records, and released a string of successful albums. In 1965, he recorded the retrospective album, September of My Years and starred in the Emmy-winning television special Frank Sinatra: A Man and His Music. After releasing Sinatra at the Sands, recorded at the Sands Hotel and Casino in Vegas with frequent collaborator Count Basie in early 1966, the following year he recorded one of his most famous collaborations with Tom Jobim, the album Francis Albert Sinatra & Antonio Carlos Jobim. It was followed by 1968's Francis A. & Edward K. with Duke Ellington. Sinatra retired for the first time in 1971, but came out of retirement two years later. He recorded several albums and resumed performing at Caesars Palace, and released "New York, New York" in 1980. Using his Las Vegas shows as a home base, he toured both within the United States and internationally until shortly before his death in 1998.
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Sinatra forged a highly successful career as a film actor. After winning an Academy Award for From Here to Eternity, he starred in The Man with the Golden Arm (1955), and received critical acclaim for his performance in The Manchurian Candidate (1962). He appeared in various musicals such as On the Town (1949), Guys and Dolls (1955), High Society (1956), and Pal Joey (1957), winning another Golden Globe for the latter. Toward the end of his career, he frequently played detectives, including the title character in Tony Rome (1967). Sinatra would later receive the Golden Globe Cecil B. DeMille Award in 1971. On television, The Frank Sinatra Show began on ABC in 1950, and he continued to make appearances on television throughout the 1950s and 1960s. Sinatra was also heavily involved with politics from the mid-1940s, and actively campaigned for presidents such as Franklin Delano Roosevelt, Harry S. Truman, John F. Kennedy and Ronald Reagan. Sinatra was investigated by the FBI for his alleged relationship with the Mafia.
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While Sinatra never learned how to read music, he worked very hard from a young age to improve his abilities in all aspects of music. A perfectionist, renowned for his dress sense and performing presence, he always insisted on recording live with his band. His bright blue eyes earned him the popular nickname "Ol' Blue Eyes". Sinatra led a colorful personal life, and was often involved in turbulent affairs with women, such as with his second wife Ava Gardner. He later married Mia Farrow in 1966 and Barbara Marx in 1976. Sinatra had several violent confrontations, usually with journalists he felt had crossed him, or work bosses[who?] with whom he had disagreements. He was honored at the Kennedy Center Honors in 1983, was awarded the Presidential Medal of Freedom by Ronald Reagan in 1985, and the Congressional Gold Medal in 1997. Sinatra was also the recipient of eleven Grammy Awards, including the Grammy Trustees Award, Grammy Legend Award and the Grammy Lifetime Achievement Award. He was collectively included in Time magazine's compilation of the 20th century's 100 most influential people. After Sinatra's death, American music critic Robert Christgau called him "the greatest singer of the 20th century",[2] and he continues to be seen as an iconic figure.[3]
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—Sinatra's daughter Nancy on the importance of his mother Dolly in his life and character.[4]
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Francis Albert Sinatra[a] was born on December 12, 1915, in an upstairs tenement at 415 Monroe Street in Hoboken, New Jersey,[6][7][b] the only child of Italian immigrants Natalina "Dolly" Garaventa and Antonino Martino "Marty" Sinatra.[10][11][c] Sinatra weighed 13.5 pounds (6.1 kg) at birth and had to be delivered with the aid of forceps, which caused severe scarring to his left cheek, neck, and ear, and perforated his eardrum—damage that remained for life.[13] Due to his injuries at birth, his baptism at St. Francis Church in Hoboken was delayed until April 2, 1916.[14] A childhood operation on his mastoid bone left major scarring on his neck, and during adolescence he suffered from cystic acne that further scarred his face and neck.[15] Sinatra was raised in the Roman Catholic church.[16]
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Sinatra's mother was energetic and driven,[17] and biographers believe that she was the dominant factor in the development of her son's personality traits and self-confidence.[18] Sinatra's fourth wife Barbara would later claim that Dolly was abusive to him as a child, and "knocked him around a lot".[19] Dolly became influential in Hoboken and in local Democratic Party circles.[20] She worked as a midwife, earning $50 for each delivery,[21] and according to Sinatra biographer Kitty Kelley, also ran an illegal abortion service that catered to Italian Catholic girls, for which she was nicknamed "Hatpin Dolly".[22][d] She also had a gift for languages and served as a local interpreter.[25]
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Sinatra's illiterate father was a bantamweight boxer who fought under the name Marty O'Brien.[26] He later worked for 24 years at the Hoboken Fire Department, working his way up to captain.[27] Sinatra spent much time at his parents' tavern in Hoboken,[e] working on his homework and occasionally singing a song on top of the player piano for spare change.[29] During the Great Depression, Dolly provided money to her son for outings with friends and to buy expensive clothes, resulting in neighbors describing him as the "best-dressed kid in the neighborhood".[30] Excessively thin and small as a child and young man, Sinatra's skinny frame later became a staple of jokes during stage shows.[31][32]
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Sinatra developed an interest in music, particularly big band jazz, at a young age.[33] He listened to Gene Austin, Rudy Vallée, Russ Colombo, and Bob Eberly, and idolized Bing Crosby.[34] Sinatra's maternal uncle, Domenico, gave him a ukulele for his 15th birthday, and he began performing at family gatherings.[35] Sinatra attended David E. Rue Jr. High School from 1928,[36] and A. J. Demarest High School (since renamed as Hoboken High School) in 1931, where he arranged bands for school dances.[35] He left without graduating, having attended only 47 days before being expelled for "general rowdiness".[37] To please his mother, he enrolled at Drake Business School, but departed after 11 months.[35] Dolly found Sinatra work as a delivery boy at the Jersey Observer newspaper, where his godfather Frank Garrick worked,[f] and after that, Sinatra was a riveter at the Tietjen and Lang shipyard.[39] He performed in local Hoboken social clubs such as The Cat's Meow and The Comedy Club, and sang for free on radio stations such as WAAT in Jersey City.[40] In New York, Sinatra found jobs singing for his supper or for cigarettes.[35] To improve his speech, he began taking elocution lessons for a dollar each from vocal coach John Quinlan, who was one of the first people to notice his impressive vocal range.[41]
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Sinatra began singing professionally as a teenager, but he learned music by ear and never learned to read music.[42][43] He got his first break in 1935 when his mother persuaded a local singing group, the 3 Flashes, to let him join. Fred Tamburro, the group's baritone, stated that "Frank hung around us like we were gods or something", admitting that they only took him on board because he owned a car[g] and could chauffeur the group around. Sinatra soon learned they were auditioning for the Major Bowes Amateur Hour show, and "begged" the group to let him in on the act.[45] With Sinatra, the group became known as the Hoboken Four, and passed an audition from Edward Bowes to appear on the Major Bowes Amateur Hour show. They each earned $12.50 for the appearance,[46] and ended up attracting 40,000 votes and won first prize—a six-month contract to perform on stage and radio across the United States.[47] Sinatra quickly became the group's lead singer, and, much to the jealousy of his fellow group members, garnered most of the attention from girls.[48][h] Due to the success of the group, Bowes kept asking for them to return, disguised under different names, varying from "The Secaucus Cockamamies" to "The Bayonne Bacalas".[31]
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In 1938, Sinatra found employment as a singing waiter at a roadhouse called "The Rustic Cabin" in Englewood Cliffs, New Jersey, for which he was paid $15 a week.[50] The roadhouse was connected to the WNEW radio station in New York City, and he began performing with a group live during the Dance Parade show.[51] Despite the low salary, Sinatra felt that this was the break he was looking for, and boasted to friends that he was going to "become so big that no one could ever touch him".[52] In March 1939, saxophone player Frank Mane, who knew Sinatra from Jersey City radio station WAAT where both performed on live broadcasts, arranged for him to audition and record "Our Love", his first solo studio recording.[53][i] In June, bandleader Harry James, who had heard Sinatra sing on "Dance Parade", signed a two-year contract of $75 a week one evening after a show at the Paramount Theatre in New York.[54][j] It was with the James band that Sinatra released his first commercial record "From the Bottom of My Heart" in July. No more than 8,000 copies of the record were sold,[58] and further records released with James through 1939, such as "All or Nothing At All", also had weak sales on their initial release.[59] Thanks to his vocal training, Sinatra could now sing two tones higher, and developed a repertoire which included songs such as "My Buddy", "Willow Weep for Me", "It's Funny to Everyone But Me", "Here Comes the Night", "On a Little Street in Singapore", "Ciribiribin", and "Every Day of My Life".[60]
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Sinatra became increasingly frustrated with the status of the Harry James band, feeling that he was not achieving the major success and acclaim he was looking for. His pianist and close friend Hank Sanicola persuaded him to stay with the group,[61] but in November 1939 he left James to replace Jack Leonard[k] as the lead singer of the Tommy Dorsey band. Sinatra earned $125 a week, appearing at the Palmer House in Chicago,[62] and James released Sinatra from his contract.[63][l] On January 26, 1940, he made his first public appearance with the band at the Coronado Theatre in Rockford, Illinois,[65] opening the show with "Stardust".[66] Dorsey recalled: "You could almost feel the excitement coming up out of the crowds when the kid stood up to sing. Remember, he was no matinée idol. He was just a skinny kid with big ears. I used to stand there so amazed I'd almost forget to take my own solos".[67] Dorsey was a major influence on Sinatra and became a father figure. Sinatra copied Dorsey's mannerisms and traits, becoming a demanding perfectionist like him, even adopting his hobby of toy trains. He asked Dorsey to be godfather to his daughter Nancy in June 1940.[68] Sinatra later said that "The only two people I've ever been afraid of are my mother and Tommy Dorsey".[69] Though Kelley claims that Sinatra and drummer Buddy Rich were bitter rivals,[m] other authors state that they were friends and even roommates when the band was on the road, but professional jealousy surfaced as both men wanted to be considered the star of Dorsey's band. Later, Sinatra helped Rich form his own band with a $25,000 loan and provided financial help to Rich during times of the drummer's serious illness.[71]
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In his first year with Dorsey, Sinatra recorded over forty songs. Sinatra's first vocal hit was the song "Polka Dots and Moonbeams" in late April 1940.[72] Two more chart appearances followed with "Say It" and "Imagination", which was Sinatra's first top-10 hit.[72] His fourth chart appearance was "I'll Never Smile Again", topping the charts for twelve weeks beginning in mid-July.[73] Other records with Tommy Dorsey issued by RCA Victor include "Our Love Affair" and "Stardust" in 1940; "Oh! Look at Me Now", "Dolores", "Everything Happens to Me", and "This Love of Mine" in 1941; "Just as Though You Were There", "Take Me", and "There Are Such Things" in 1942; and "It Started All Over Again", "In the Blue of Evening", and "It's Always You" in 1943.[74] As his success and popularity grew, Sinatra pushed Dorsey to allow him to record some solo songs. Dorsey eventually relented, and on January 19, 1942, Sinatra recorded "Night and Day", "The Night We Called It a Day", "The Song is You", and "Lamplighter's Serenade" at a Bluebird recording session, with Axel Stordahl as arranger and conductor.[75] Sinatra first heard the recordings at the Hollywood Palladium and Hollywood Plaza and was astounded at how good he sounded. Stordahl recalled: "He just couldn't believe his ears. He was so excited, you almost believed he had never recorded before. I think this was a turning point in his career. I think he began to see what he might do on his own".[76]
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After the 1942 recordings, Sinatra believed he needed to go solo,[77] with an insatiable desire to compete with Bing Crosby,[n] but he was hampered by his contract which gave Dorsey 43% of Sinatra's lifetime earnings in the entertainment industry.[78] A legal battle ensued, eventually settled in August 1942.[79][o] On September 3, 1942, Dorsey bade farewell to Sinatra, reportedly saying as Sinatra left, "I hope you fall on your ass",[78] but he was more gracious on the air when replacing Sinatra with singer Dick Haymes.[63] Rumors began spreading in newspapers that Sinatra's mobster godfather, Willie Moretti, coerced Dorsey to let Sinatra out of his contract for a few thousand dollars, holding a gun to his head.[81][p] Sinatra persuaded Stordahl to leave Dorsey with him and become his personal arranger, offering him $650 a month, five times the salary of Dorsey.[83] Dorsey and Sinatra, who had been very close, never patched up their differences before Dorsey's death in 1956, worsened by the fact that Dorsey occasionally made biting comments to the press such as "he's the most fascinating man in the world, but don't put your hand in the cage".[84]
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Perfectly simple: It was the war years and there was a great loneliness, and I was the boy in every corner drugstore, the boy who'd gone off drafted to the war. That's all.
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By May 1941, Sinatra topped the male singer polls in Billboard and DownBeat magazines.[86] His appeal to bobby soxers, as teenage girls of that time were called, revealed a whole new audience for popular music, which had been recorded mainly for adults up to that time.[87] The phenomenon became officially known as "Sinatramania" after his "legendary opening" at the Paramount Theatre in New York on December 30, 1942.[78] According to Nancy Sinatra, Jack Benny later said, "I thought the goddamned building was going to cave in. I never heard such a commotion ... All this for a fellow I never heard of."[88] Sinatra performed for four weeks at the theatre, his act following the Benny Goodman orchestra, after which his contract was renewed for another four weeks by Bob Weitman due to his popularity. He became known as "Swoonatra" or "The Voice", and his fans "Sinatratics". They organized meetings and sent masses of letters of adoration, and within a few weeks of the show, some 1000 Sinatra fan clubs had been reported across the US.[89] Sinatra's publicist, George Evans, encouraged interviews and photographs with fans, and was the man responsible for depicting Sinatra as a vulnerable, shy, Italian–American with a rough childhood who made good.[90] When Sinatra returned to the Paramount in October 1944 only 250 persons left the first show, and 35,000 fans left outside caused a near riot, known as the Columbus Day Riot, outside the venue because they were not allowed in.[91][92][93] Such was the bobby-soxer devotion to Sinatra that they were known to write Sinatra's song titles on their clothing, bribe hotel maids for an opportunity to touch his bed, and accost his person in the form of stealing clothing he was wearing, most commonly his bow-tie.[94]
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Sinatra signed with Columbia Records as a solo artist on June 1, 1943 during the 1942–44 musicians' strike.[95] Columbia Records re-released Harry James and Sinatra's August 1939 version of "All or Nothing at All",[64] which reached number 2 on June 2, and was on the best-selling list for 18 weeks.[96] He initially had great success,[97] and performed on the radio on Your Hit Parade from February 1943 until December 1944,[98] and on stage. Columbia wanted new recordings of their growing star as quickly as possible, so Alec Wilder was hired as an arranger and conductor for several sessions with a vocal group called the Bobby Tucker Singers.[99] These first sessions were on June 7, June 22, August 5, and November 10, 1943. Of the nine songs recorded during these sessions, seven charted on the best-selling list.[100] That year he also made his first solo nightclub appearance at New York's Riobamba,[101] and a successful concert in the Wedgewood Room of the prestigious Waldorf-Astoria New York that year secured his popularity in New York high society.[102] Sinatra released "You'll Never Know", "Close to You", "Sunday, Monday, or Always" and "People Will Say We're in Love" as singles. By the end of 1943 he was more popular in a DownBeat poll than Bing Crosby, Perry Como, Bob Eberly, and Dick Haymes.[103]
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Sinatra did not serve in the military during World War II. On December 11, 1943, he was officially classified 4-F ("Registrant not acceptable for military service") by his draft board because of a perforated eardrum. However, U.S. Army files reported that Sinatra was "not acceptable material from a psychiatric viewpoint", but his emotional instability was hidden to avoid "undue unpleasantness for both the selectee and the induction service".[104] Briefly, there were rumors reported by columnist Walter Winchell that Sinatra paid $40,000 to avoid the service, but the FBI found this to be without merit.[105][106][107] Toward the end of the war, Sinatra entertained the troops during several successful overseas USO tours with comedian Phil Silvers.[108] During one trip to Rome he met the Pope, who asked him if he was an operatic tenor.[109] Sinatra worked frequently with the popular Andrews Sisters in radio in the 1940s,[110] and many USO shows were broadcast to troops via the Armed Forces Radio Service (AFRS).[111] In 1944 Sinatra released "I Couldn't Sleep a Wink Last Night" as a single and recorded his own version of Crosby's "White Christmas", and the following year he released "I Dream of You (More Than You Dream I Do)", "Saturday Night (Is the Loneliest Night of the Week)", "Dream", and "Nancy (with the Laughing Face)" as singles.[112]
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Despite being heavily involved in political activity in 1945 and 1946, in those two years Sinatra sang on 160 radio shows, recorded 36 times, and shot four films. By 1946 he was performing on stage up to 45 times a week, singing up to 100 songs daily, and earning up to $93,000 a week.[113]
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In 1946 Sinatra released "Oh! What it Seemed to Be", "Day by Day", "They Say It's Wonderful", "Five Minutes More", and "The Coffee Song" as singles,[114] and launched his first album, The Voice of Frank Sinatra,[115] which reached No. 1 on the Billboard chart. William Ruhlmann of AllMusic wrote that Sinatra "took the material very seriously, singing the love lyrics with utter seriousness", and that his "singing and the classically influenced settings gave the songs unusual depth of meaning".[116] He was soon selling ten million records a year.[117] Such was Sinatra's command at Columbia that his love of conducting was indulged with the release of the set Frank Sinatra Conducts the Music of Alec Wilder, an offering unlikely to appeal to Sinatra's core fanbase at the time, which consisted of teenage girls.[118] The following year he released his second album, Songs by Sinatra, featuring songs of a similar mood and tempo such as Irving Berlin's "How Deep is the Ocean?" and Harold Arlen's and Jerome Kern's "All The Things You Are".[119] "Mam'selle", composed by Edmund Goulding with lyrics by Mack Gordon for the film The Razor's Edge (1946),[120] was released as a single.[114] Sinatra had competition; versions by Art Lund, Dick Haymes, Dennis Day, and The Pied Pipers also reached the top ten of the Billboard charts.[121] In December he recorded "Sweet Lorraine" with the Metronome All-Stars, featuring talented jazz musicians such as Coleman Hawkins, Harry Carney and Charlie Shavers, with Nat King Cole on piano, in what Charles L. Granata describes as "one of the highlights of Sinatra's Columbia epoch".[122]
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Sinatra's third album, Christmas Songs by Sinatra, was originally released in 1948 as a 78 rpm album set,[123] and a 10" LP record was released two years later.[124] When Sinatra was featured as a priest in The Miracle of the Bells, due to press negativity surrounding his alleged Mafia connections at the time,[q] it was announced to the public that Sinatra would donate his $100,000 in wages from the film to the Catholic Church.[125] By the end of 1948, Sinatra had slipped to fourth on DownBeat's annual poll of most popular singers (behind Billy Eckstine, Frankie Laine, and Bing Crosby).[127] and in the following year he was pushed out of the top spots in polls for the first time since 1943.[128] Frankly Sentimental (1949) was panned by DownBeat, who commented that "for all his talent, it seldom comes to life".[129]
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Though "The Hucklebuck" reached the top ten,[130] it was his last single release under the Columbia label.[114] Sinatra's last two albums with Columbia, Dedicated to You and Sing and Dance with Frank Sinatra, were released in 1950.[131] Sinatra would later feature a number of the Sing and Dance with Frank Sinatra album's songs, including "Lover", "It's Only a Paper Moon", "It All Depends on You", on his 1961 Capitol release, Sinatra's Swingin' Session!!!.[132]
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Cementing the low of his career was the death of publicist George Evans from a heart attack in January 1950 at 48. According to Jimmy Van Heusen, Sinatra's close friend and songwriter, Evans's death to him was "an enormous shock which defies words", as he had been crucial to his career and popularity with the bobbysoxers.[133] Sinatra's reputation continued to decline as reports broke out in February of his affair with Ava Gardner and the destruction of his marriage to Nancy,[134] though he insisted that his marriage had long been over even before he had met Gardner.[135] In April, Sinatra was engaged to perform at the Copa club in New York, but had to cancel five days of the booking due to suffering a submucosal hemorrhage of the throat.[136] Evans once said that whenever Sinatra suffered from a bad throat and loss of voice it was always due to emotional tension which "absolutely destroyed him".[137]
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In financial difficulty following his divorce and career decline, Sinatra was forced to borrow $200,000 from Columbia to pay his back taxes after MCA refused to front the money.[138] Rejected by Hollywood, he turned to Las Vegas and made his debut at the Desert Inn in September 1951,[139] and also began singing at the Riverside Hotel in Reno, Nevada. Sinatra became one of Las Vegas's pioneer residency entertainers,[140] and a prominent figure on the Vegas scene throughout the 1950s and 1960s onwards, a period described by Rojek as the "high-water mark" of Sinatra's "hedonism and self absorption". Rojek notes that the Rat Pack "provided an outlet for gregarious banter and wisecracks", but argues that it was Sinatra's vehicle, possessing an "unassailable command over the other performers".[141] Sinatra would fly to Las Vegas from Los Angeles in Van Heusen's single-engine plane.[142] On October 4, 1953, Sinatra made his first performance at the Sands Hotel and Casino, after an invitation by the manager Jack Entratter,[143] who had previously worked at the Copa in New York.[144] Sinatra typically performed there three times a year, and later acquired a share in the hotel.[145][r]
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Sinatra's decline in popularity was evident at his concert appearances. At a brief run at the Paramount in New York he drew small audiences.[149] At the Desert Inn in Las Vegas he performed to half-filled houses of wildcatters and ranchers.[150] At a concert at Chez Paree in Chicago, only 150 people in a 1,200-seat capacity venue turned up to see him.[151] By April 1952 he was performing at the Kauai County Fair in Hawaii.[152] Sinatra's relationship with Columbia Records was also disintegrating, with A&R executive Mitch Miller claiming he "couldn't give away" the singer's records.[149][s] Though several notable recordings were made during this time period, such as "If I Could Write a Book" in January 1952, which Granata sees as a "turning point", forecasting his later work with its sensitivity,[155] Columbia and MCA dropped him later that year.[157] His last studio recording for Columbia, "Why Try To Change Me Now", was recorded in New York on September 17, 1952, with orchestra arranged and conducted by Percy Faith.[158] Journalist Burt Boyar observed, "Sinatra had had it. It was sad. From the top to the bottom in one horrible lesson."[149]
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The release of the film From Here to Eternity in August 1953 marked the beginning of a remarkable career revival.[159] Tom Santopietro notes that Sinatra began to bury himself in his work, with an "unparalleled frenetic schedule of recordings, movies and concerts",[160] in what authors Anthony Summers and Robbyn Swan describe as "a new and brilliant phase".[161] On March 13, 1953, Sinatra met with Capitol Records vice president Alan Livingston and signed a seven-year recording contract.[162] His first session for Capitol took place at KHJ studios at Studio C, 5515 Melrose Avenue in Los Angeles, with Axel Stordahl conducting.[163] The session produced four recordings, including "I'm Walking Behind You",[164] Sinatra's first Capitol single.[165] After spending two weeks on location in Hawaii filming From Here to Eternity, Sinatra returned to KHJ on April 30 for his first recording session with Nelson Riddle, an established arranger and conductor at Capitol who was Nat King Cole's musical director.[166] After recording the first song, "I've Got the World on a String", Sinatra offered Riddle a rare expression of praise, "Beautiful!",[167] and after listening to the playbacks, he could not hide his enthusiasm, exclaiming, "I'm back, baby, I'm back!"[168]
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In subsequent sessions in May and November 1953,[169] Sinatra and Riddle developed and refined their musical collaboration, with Sinatra providing specific guidance on the arrangements.[168] Sinatra's first album for Capitol, Songs for Young Lovers, was released on January 4, 1954, and included "A Foggy Day", "I Get a Kick Out of You", "My Funny Valentine", "Violets for Your Furs" and "They Can't Take That Away from Me",[170] songs which became staples of his later concerts.[31][171] That same month, Sinatra released the single "Young at Heart", which reached #2 and was awarded Song of the Year.[172][173][174][t] In March, he recorded and released the single "Three Coins in the Fountain", a "powerful ballad"[177] that reached #4.[178] Sinatra's second album with Riddle, Swing Easy!, which reflected his "love for the jazz idiom" according to Granata,[179] was released on August 2 of that year and included "Just One of Those Things", "Taking a Chance on Love", "Get Happy", and "All of Me".[178][180] Swing Easy! was named Album of the Year by Billboard, and he was also named "Favorite Male Vocalist" by Billboard, DownBeat, and Metronome that year.[181][182] Sinatra came to consider Riddle "the greatest arranger in the world",[183] and Riddle, who considered Sinatra "a perfectionist",[168] offered equal praise of the singer, observing, "It's not only that his intuitions as to tempi, phrasing, and even configuration are amazingly right, but his taste is so impeccable ... there is still no one who can approach him."[183]
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In 1955 Sinatra released In the Wee Small Hours, his first 12" LP,[184] featuring songs such as "In the Wee Small Hours of the Morning", "Mood Indigo", "Glad to Be Unhappy" and "When Your Lover Has Gone".[185] According to Granata it was the first concept album of his to make a "single persuasive statement", with an extended program and "melancholy mood".[179] Sinatra embarked on his first tour of Australia the same year.[186] Another collaboration with Riddle resulted in the development of Songs for Swingin' Lovers!, sometimes seen as one of his best albums, which was released in March 1956.[187] It features a recording of "I've Got You Under My Skin" by Cole Porter,[188] something which Sinatra paid meticulous care to, taking a reported 22 takes to perfect.[189]
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His February 1956 recording sessions inaugurated the studios at the Capitol Records Building,[190] complete with a 56-piece symphonic orchestra.[191] According to Granata his recordings of "Night and Day", "Oh! Look At Me Now" and "From This Moment On" revealed "powerful sexual overtones, stunningly achieved through the mounting tension and release of Sinatra's best-teasing vocal lines", while his recording of "River, Stay 'Way from My Door" in April demonstrated his "brilliance as a syncopational improviser".[192] Riddle said that Sinatra took "particular delight" in singing "The Lady is a Tramp", commenting that he "always sang that song with a certain amount of salaciousness", making "cue tricks" with the lyrics.[193] His penchant for conducting was displayed again in 1956's Frank Sinatra Conducts Tone Poems of Color, an instrumental album that has been interpreted to be a catharsis to his failed relationship with Gardner.[194] Also that year, Sinatra sang at the Democratic National Convention, and performed with The Dorsey Brothers for a week soon afterwards at the Paramount Theatre.[195]
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In 1957, Sinatra released Close to You, A Swingin' Affair! and Where Are You?—his first album in stereo, with Gordon Jenkins.[196] Granata considers "Close to You" to have been thematically his closest concept album to perfection during the "golden" era, and Nelson Riddle's finest work, which was "extremely progressive" by the standards of the day. It is structured like a three-act play, each commencing with the songs "With Every Breath I Take", "Blame It On My Youth" and "It Could Happen to You".[197] For Granata, Sinatra's A Swingin' Affair! and swing music predecessor Songs for Swingin' Lovers! solidified "Sinatra's image as a 'swinger', from both a musical and visual standpoint". Buddy Collette considered the swing albums to have been heavily influenced by Sammy Davis, Jr., and stated that when he worked with Sinatra in the mid-1960s he approached a song much differently than he had done in the early 1950s.[189] On June 9, 1957, he performed in a 62-minute concert conducted by Riddle at the Seattle Civic Auditorium,[198] his first appearance in Seattle since 1945.[171] The recording was first released as a bootleg, but in 1999 Artanis Entertainment Group officially released it as the Sinatra '57 in Concert live album, after Sinatra's death.[199] In 1958 Sinatra released the concept album Come Fly with Me with Billy May, designed as a musical world tour.[200] It reached the top spot on the Billboard album chart in its second week, remaining at the top for five weeks,[201] and was nominated for the Grammy Award for Album of the Year at the inaugural Grammy Awards.[202] The title song, "Come Fly With Me", written especially for him, would become one of his best known standards.[203] On May 29 he recorded seven songs in a single session, more than double the usual yield of a recording session, and an eighth was planned, "Lush Life", but Sinatra found it too technically demanding.[204] In September, Sinatra released Frank Sinatra Sings for Only the Lonely, a stark collection of introspective[u] saloon songs and blues-tinged ballads which proved a huge commercial success, spending 120 weeks on Billboards album chart and peaking at No. 1.[206] Cuts from this LP, such as "Angel Eyes" and "One for My Baby (and One More for the Road)", would remain staples of the "saloon song" segments of Sinatra's concerts.[207]
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In 1959, Sinatra released Come Dance with Me!, a highly successful, critically acclaimed album which stayed on Billboard's Pop album chart for 140 weeks, peaking at #2. It won the Grammy Award for Album of the Year, as well as Best Vocal Performance, Male and Best Arrangement for Billy May.[208] He also released No One Cares in the same year, a collection of "brooding, lonely" torch songs, which critic Stephen Thomas Erlewine thought was "nearly as good as its predecessor Where Are You?, but lacked the "lush" arrangements of it and the "grandiose melancholy" of Only the Lonely.[209]
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In the words of Kelley, by 1959, Sinatra was "not simply the leader of the Rat Pack" but had "assumed the position of il padrone in Hollywood". He was asked by 20th Century Fox to be the master of ceremonies at a luncheon attended by Soviet Premier Nikita Khrushchev on September 19, 1959.[210] Nice 'n' Easy, a collection of ballads, topped the Billboard chart in October 1960 and remained in the charts for 86 weeks, [211] winning critical plaudits.[212][213] Granata noted the "lifelike ambient sound" quality of Nice and Easy, the perfection in the stereo balance, and the "bold, bright and snappy" sound of the band. He highlighted the "close, warm and sharp" feel of Sinatra's voice, particularly on the songs "September in the Rain", "I Concentrate on You", and "My Blue Heaven".[214]
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Sinatra grew discontented at Capitol, and fell into a feud with Alan Livingston, which lasted over six months.[214] His first attempt at owning his own label was with his pursuit of buying declining jazz label, Verve Records, which ended once an initial agreement with Verve founder, Norman Granz, "failed to materialize."[215] He decided to form his own label, Reprise Records[216] and, in an effort to assert his new direction, temporarily parted with Riddle, May and Jenkins, working with other arrangers such as Neil Hefti, Don Costa, and Quincy Jones.[217] Sinatra built the appeal of Reprise Records as one in which artists were promised creative control over their music, as well as a guarantee that they would eventually gain "complete ownership of their work, including publishing rights."[218] Under Sinatra the company developed into a music industry "powerhouse", and he later sold it for an estimated $80 million.[219] His first album on the label, Ring-a-Ding-Ding! (1961), was a major success, peaking at No.4 on Billboard.[220] The album was released in February 1961, the same month that Reprise Records released Ben Webster's The Warm Moods, Sammy Davis, Jr.'s The Wham of Sam, Mavis River's Mavis and Joe E. Lewis's It is Now Post Time.[221] During the initial years of Reprise, Sinatra was still under contract to record for Capitol, completing his contractual commitment with the release of Point of No Return, recorded over a two day period on September 11 and 12, 1961.[222]
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In 1962, Sinatra released Sinatra and Strings, a set of standard ballads arranged by Don Costa, which became one of the most critically acclaimed works of Sinatra's entire Reprise period. Frank Sinatra Jr., who was present during the recording, noted the "huge orchestra", which Nancy Sinatra stated "opened a whole new era" in pop music, with orchestras getting bigger, embracing a "lush string sound".[223] Sinatra and Count Basie collaborated for the album Sinatra-Basie the same year,[224] a popular and successful release which prompted them to rejoin two years later for the follow-up It Might as Well Be Swing, arranged by Quincy Jones.[225] The two became frequent performers together,[226] and appeared at the Newport Jazz Festival in 1965.[186] Also in 1962, as the owner of his own record label, Sinatra was able to step on the podium as conductor again, releasing his third instrumental album Frank Sinatra Conducts Music from Pictures and Plays.[190]
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In 1963, Sinatra reunited with Nelson Riddle for The Concert Sinatra, an ambitious album featuring a 73-piece symphony orchestra arranged and conducted by Riddle. The concert was recorded on a motion picture scoring soundstage with the use of multiple synchronized recording machines that employed an optical signal onto 35 mm film designed for movie soundtracks. Granata considers the album to have been "impeachable" [sic], "one of the very best of the Sinatra-Riddle ballad albums", in which Sinatra displayed an impressive vocal range, particularly in "Ol' Man River", in which he darkened the hue.[227] In 1964 the song "My Kind of Town" was nominated for the Academy Award for Best Original Song.[228] Sinatra released Softly, as I Leave You,[229] and collaborated with Bing Crosby and Fred Waring on America, I Hear You Singing, a collection of patriotic songs recorded as a tribute to the assassinated President John F. Kennedy.[230][231] Sinatra increasingly became involved in charitable pursuits in this period. In 1961 and 1962 he went to Mexico, with the sole purpose of putting on performances for Mexican charities,[v] and in July 1964 he was present for the dedication of the Frank Sinatra International Youth Center for Arab and Jewish children in Nazareth.[233]
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Sinatra's phenomenal success in 1965, coinciding with his 50th birthday, prompted Billboard to proclaim that he may have reached the "peak of his eminence".[234] In June 1965, Sinatra, Sammy Davis, Jr., and Dean Martin played live in St. Louis to benefit Dismas House, a prisoner rehabilitation and training center with nationwide programs that in particular helped serve African Americans. The Rat Pack concert, called The Frank Sinatra Spectacular, was broadcast live via satellite to numerous movie theaters across America.[235][236] The album September of My Years was released September 1965, and went on to win the Grammy Award for best album of the year.[237] Granata considers the album to have been one of the finest of his Reprise years, "a reflective throwback to the concept records of the 1950s, and more than any of those collections, distills everything that Frank Sinatra had ever learned or experienced as a vocalist".[238] One of the album's singles, "It Was a Very Good Year", won the Grammy Award for Best Vocal Performance, Male.[239] A career anthology, A Man and His Music, followed in November, winning Album of the Year at the Grammys the following year.[240]
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In 1966 Sinatra released That's Life, with both the single of "That's Life" and album becoming Top Ten hits in the US on Billboard's pop charts.[241] Strangers in the Night went on to top the Billboard and UK pop singles charts,[242][243] winning the award for Record of the Year at the Grammys.[244] Sinatra's first live album, Sinatra at the Sands, was recorded during January and February 1966 at the Sands Hotel and Casino in Las Vegas. Sinatra was backed by the Count Basie Orchestra, with Quincy Jones conducting.[245] Sinatra pulled out from the Sands the following year, when he was driven out by its new owner Howard Hughes, after a fight.[246][w]
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Sinatra started 1967 with a series of recording sessions with Antônio Carlos Jobim. He recorded one of his collaborations with Jobim, the Grammy-nominated album Francis Albert Sinatra & Antônio Carlos Jobim, which was one of the best-selling albums of the year, behind the Beatles's Sgt. Pepper's Lonely Hearts Club Band.[251] According to Santopietro the album "consists of an extraordinarily effective blend of bossa nova and slightly swinging jazz vocals, and succeeds in creating an unbroken mood of romance and regret".[252] Writer Stan Cornyn wrote that Sinatra sang so softly on the album that it was comparable to the time that he suffered from a vocal hemorrhage in 1950.[253] Sinatra also released the album The World We Knew, which features a chart-topping duet of "Somethin' Stupid" with daughter Nancy.[242][254] In December, Sinatra collaborated with Duke Ellington on the album Francis A. & Edward K..[255] According to Granata, the recording of "Indian Summer" on the album was a favorite of Riddle's, noting the "contemplative mood [which] is heightened by a Johnny Hodges alto sax solo that will bring a tear to your eye".[256] With Sinatra in mind, singer-songwriter Paul Anka wrote the song "My Way", using the melody of the French "Comme d'habitude" ("As Usual"), composed by Claude François and Jacques Revaux.[257] Sinatra recorded it just after Christmas 1968.[258] "My Way", Sinatra's best-known song on the Reprise label, was not an instant success, charting at #27 in the US and #5 in the UK,[259] but it remained in the UK charts for 122 weeks, including 75 non-consecutive weeks in the Top 40, between April 1969 and September 1971, which was still a record in 2015.[260][261] Sinatra told songwriter Ervin Drake in the 1970s that he "detested" singing the song, because he believed audiences would think it was a "self-aggrandizing tribute", professing that he "hated boastfulness in others".[262]
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In an effort to maintain his commercial viability in the late 1960s, Sinatra would record works by Paul Simon ("Mrs. Robinson"), the Beatles ("Yesterday"), and Joni Mitchell ("Both Sides, Now") in 1969.[263]
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In 1970, Sinatra released Watertown, a critically acclaimed concept album, with music by Bob Gaudio (of the Four Seasons) and lyrics by Jake Holmes.[264] However, it sold a mere 30,000 copies that year and reached a peak chart position of 101.[265] He left Caesars Palace in September that year after an incident where executive Sanford Waterman pulled a gun on him.[x] He performed several charity concerts with Count Basie at the Royal Festival Hall in London.[269] On November 2, 1970, Sinatra recorded the last songs for Reprise Records before his self-imposed retirement,[270] announced the following June at a concert in Hollywood to raise money for the Motion Picture and TV Relief Fund.[271] He gave a "rousing" performance of "That's Life", and finished the concert with a Matt Dennis and Earl Brent song, "Angel Eyes" which he had recorded on the Only The Lonely album in 1958.[272] He sang the last line."'Scuse me while I disappear." The spotlight went dark and he left the stage. [273] He told LIFE journalist Thomas Thompson that "I've got things to do, like the first thing is not to do anything at all for eight months ... maybe a year",[274] while Barbara Sinatra later claimed that Sinatra had grown "tired of entertaining people, especially when all they really wanted were the same old tunes he had long ago become bored by".[275] While he was in retirement, President Richard Nixon asked him to perform at a Young Voters Rally in anticipation of the upcoming campaign. Sinatra obliged and chose to sing "My Kind of Town" for the rally held in Chicago on October 20, 1972.[276]
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In 1973, Sinatra came out of his short-lived retirement with a television special and album. The album, entitled Ol' Blue Eyes Is Back,[265] arranged by Gordon Jenkins and Don Costa,[277] was a success, reaching number 13 on Billboard and number 12 in the UK.[278][279] The television special, Magnavox Presents Frank Sinatra, reunited Sinatra with Gene Kelly. He initially developed problems with his vocal cords during the comeback due to a prolonged period without singing.[280] That Christmas he performed at the Sahara Hotel in Las Vegas,[281] and returned to Caesars Palace the following month in January 1974, despite previously vowing to perform there again [sic].[282] He began what Barbara Sinatra describes as a "massive comeback tour of the United States, Europe, the Far East and Australia".[283] In July, while on a second tour of Australia,[284] he caused an uproar by describing journalists there – who were aggressively pursuing his every move and pushing for a press conference – as "bums, parasites, fags, and buck-and-a-half hookers".[285] After he was pressured to apologize, Sinatra instead insisted that the journalists apologize for "fifteen years of abuse I have taken from the world press". Union actions cancelled concerts and grounded Sinatra's plane, essentially trapping him in Australia.[286] In the end, Sinatra's lawyer, Mickey Rudin, arranged for Sinatra to issue a written conciliatory note and a final concert that was televised to the nation.[287] In October 1974 he appeared at New York City's Madison Square Garden in a televised concert that was later released as an album under the title The Main Event – Live. Backing him was bandleader Woody Herman and the Young Thundering Herd, who accompanied Sinatra on a European tour later that month.[288][289]
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In 1975, Sinatra performed in concerts in New York with Count Basie and Ella Fitzgerald, and at the London Palladium with Basie and Sarah Vaughan, and in Tehran at Aryamehr Stadium, giving 140 performances in 105 days.[290] In August he held several consecutive concerts at Lake Tahoe together with the newly-risen singer John Denver,[291][292] who became a frequent collaborator.[293] Sinatra had recorded Denver's "Leaving on a Jet Plane" and "My Sweet Lady" for Sinatra & Company (1971),[294][295] and according to Denver, his song "A Baby Just Like You" was written at Sinatra's request for his new grandchild, Angela.[296] During the Labor Day weekend held in 1976, Sinatra was responsible for reuniting old friends and comedy partners Dean Martin and Jerry Lewis for the first time in nearly twenty years, when they performed at the "Jerry Lewis MDA Telethon".[297][298] That year, the Friars Club selected him as the "Top Box Office Name of the Century", and he was given the Scopus Award by the American Friends of the Hebrew University of Jerusalem in Israel and an honorary Doctor of Humane Letters from the University of Nevada.[290]
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Sinatra continued to perform at Caesars Palace in the late 1970s, and was performing there in January 1977 when his mother Dolly died in a plane crash on the way to see him.[299][y][301] He cancelled two weeks of shows and spent time recovering from the shock in Barbados.[302] In March, he performed in front of Princess Margaret at the Royal Albert Hall in London, raising money for the NSPCC.[303] On March 14, he recorded with Nelson Riddle for the last time, recording the songs "Linda", "Sweet Loraine", and "Barbara".[304] The two men had a major falling out, and later patched up their differences in January 1985 at a dinner organized for Ronald Reagan, when Sinatra asked Riddle to make another album with him. Riddle was ill at the time, and died that October, before they had a chance to record.[305]
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In 1978, Sinatra filed a $1 million lawsuit against a land developer for using his name in the "Frank Sinatra Drive Center" in West Los Angeles.[306] During a party at Caesars in 1979, he was awarded the Grammy Trustees Award, while celebrating 40 years in show business and his 64th birthday.[307][308] That year, former President Gerald Ford awarded Sinatra the International Man of the Year Award,[309] and he performed in front of the Egyptian pyramids for Anwar Sadat, which raised more than $500,000 for Sadat's wife's charities.[303]
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In 1980, Sinatra's first album in six years was released, Trilogy: Past Present Future, a highly ambitious triple album that features an array of songs from both the pre-rock era and rock era.[310] It was the first studio album of Sinatra's to feature his touring pianist at the time, Vinnie Falcone, and was based on an idea by Sonny Burke.[311] The album garnered six Grammy nominations – winning for best liner notes – and peaked at number 17 on Billboard's album chart,[310] and spawned yet another song that would become a signature tune, "Theme from New York, New York".[304] That year, as part of the Concert of the Americas, he performed in the Maracana Stadium in Rio de Janeiro, Brazil, which broke records for the "largest live paid audience ever recorded for a solo performer".[312] The following year, Sinatra built on the success of Trilogy with She Shot Me Down, an album that was praised for embodying the dark tone of his Capitol years.[313] Also in 1981, Sinatra was embroiled in controversy when he worked a ten-day engagement for $2 million in Sun City, in the internationally unrecognized Bophuthatswana, breaking a cultural boycott against apartheid-era South Africa. President Lucas Mangope awarded Sinatra with the highest honor, the Order of the Leopard, and made him an honorary tribal chief.[314]
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Santopietro stated that by the early 1980s, Sinatra's voice had "coarsened, losing much of its power and flexibility, but audiences didn't care".[315] In 1982, he signed a $16 million three-year deal with the Golden Nugget of Las Vegas. Kelley notes that by this period Sinatra's voice had grown "darker, tougher and loamier", but he "continued to captivate audiences with his immutable magic". She added that his baritone voice "sometimes cracked, but the gliding intonations still aroused the same raptures of delight as they had at the Paramount Theater".[316] That year he made a reported further $1.3 million from the Showtime television rights to his "Concert of the Americas" in the Dominican Republic, $1.6 million for a concert series at Carnegie Hall, and $250,000 in just one evening at the Chicago Fest. He donated a lot of his earnings to charity.[317] He put on a performance at the White House for the Italian Prime Minister, and performed at the Radio City Music Hall with Luciano Pavarotti and George Shearing.[318]
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Sinatra was selected as one of the five recipients of the 1983 Kennedy Center Honors, alongside Katherine Dunham, James Stewart, Elia Kazan, and Virgil Thomson. Quoting Henry James, President Reagan said in honoring his old friend that "art was the shadow of humanity" and that Sinatra had "spent his life casting a magnificent and powerful shadow".[319] On September 21, 1983, Sinatra filed a $2 million court case against Kitty Kelley, suing her in punitive damages, before her unofficial biography, His Way, was even published. The book became a best-seller for "all the wrong reasons" and "the most eye-opening celebrity biography of our time", according to William Safire of The New York Times.[320] Sinatra was always adamant that such a book would be written on his terms, and he himself would "set the record straight" in details of his life.[321] According to Kelley, the family detested her and the book, which took its toll on Sinatra's health. Kelley claims that Tina Sinatra blamed her for her father's colon surgery in 1986.[322] He was forced to drop the case on September 19, 1984, with several leading newspapers expressing concerns about his views on censorship.[323]
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In 1984, Sinatra worked with Quincy Jones for the first time in nearly two decades on the album, L.A. Is My Lady, which was well received critically.[324] The album was a substitute for another Jones project, an album of duets with Lena Horne, which had to be abandoned.[z] In 1986, Sinatra collapsed on stage while performing in Atlantic City and was hospitalized for diverticulitis,[326] which left him looking frail.[327] Two years later, Sinatra reunited with Martin and Davis, Jr. and went on the Rat Pack Reunion Tour, during which they played a number of large arenas. When Martin dropped out of the tour early on, a rift developed between them and the two never spoke again.[328]
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On June 6, 1988, Sinatra made his last recordings with Reprise for an album which was not released. He recorded "My Foolish Heart", "Cry Me A River", and other songs. Sinatra never completed the project, but take number 18 of "My Foolish Heart" may be heard in The Complete Reprise Studio Recordings (1995).[329]
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In 1990, Sinatra was awarded the second "Ella Award" by the Los Angeles-based Society of Singers, and performed for a final time with Ella Fitzgerald at the award ceremony.[330] Sinatra maintained an active touring schedule in the early 1990s, performing 65 concerts in 1990, 73 in 1991 and 84 in 1992 in seventeen different countries.[331]
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In 1993, Sinatra returned to Capitol Records and the recording studio for Duets, which became his best-selling album.[332] The album and its sequel, Duets II, released the following year,[333] would see Sinatra remake his classic recordings with popular contemporary performers, who added their vocals to a pre-recorded tape.[334]
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During his tours in the early 1990s, his memory failed him at times during concerts, and he fainted onstage in Richmond, Virginia, in March 1994.[335] His final public concerts were held in Fukuoka Dome in Japan on December 19–20, 1994.[336] The following year, Sinatra sang for the very last time on February 25, 1995, before a live audience of 1200 select guests at the Palm Desert Marriott Ballroom, on the closing night of the Frank Sinatra Desert Classic golf tournament.[337] Esquire reported of the show that Sinatra was "clear, tough, on the money" and "in absolute control".[338] Sinatra was awarded the Legend Award at the 1994 Grammy Awards, where he was introduced by Bono, who said of him, "Frank's the chairman of the bad attitude ... Rock 'n roll plays at being tough, but this guy is the boss – the chairman of boss ... I'm not going to mess with him, are you?"[339][340]
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In 1995, to mark Sinatra's 80th birthday, the Empire State Building glowed blue.[341] A star-studded birthday tribute, Sinatra: 80 Years My Way, was held at the Shrine Auditorium in Los Angeles, featuring performers such as Ray Charles, Little Richard, Natalie Cole and Salt-N-Pepa singing his songs.[342] At the end of the program Sinatra graced the stage for the last time to sing the final notes of the "Theme from New York, New York" with an ensemble.[343] In recognition of his many years of association with Las Vegas, Frank Sinatra was elected to the Gaming Hall of Fame in 1997.[344]
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While Sinatra never learned how to read music well, he had a fine, natural understanding of it,[345] and he worked very hard from a young age to improve his abilities in all aspects of music.[346] He did, however, learn to follow a lead sheet during a performance by "carefully following the patterns and groupings of notes arranged on the page" and made his own notations to the music, using his ear to detect semitonal differences.[347] Granata states that some of the most accomplished classically trained musicians soon noticed his musical understanding, and remarked that Sinatra had a "sixth sense", which "demonstrated unusual proficiency when it came to detecting incorrect notes and sounds within the orchestra".[348] Sinatra was an aficionado of classical music,[349] and would often request classical strains in his music, inspired by composers such as Puccini and Impressionist masters. His personal favorite was Ralph Vaughan Williams.[350] He would insist on always recording live with the band because it gave him a "certain feeling" to perform live surrounded by musicians.[351]
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By the mid 1940s, such was his understanding of music that after hearing an air check of some compositions by Alec Wilder which were for strings and woodwinds, he became the conductor at Columbia Records for six of Wilder's compositions: "Air for Oboe", "Air for English Horn", "Air for Flute", "Air for Bassoon", "Slow Dance" and "Theme and Variations".[aa] The works, which combine elements of jazz and classical music, were considered by Wilder to have been among the finest renditions and recordings of his compositions, past or present.[345] At one recording session with arranger Claus Ogerman and an orchestra, Sinatra heard "a couple of little strangers" in the string section, prompting Ogerman to make corrections to what were thought to be copyist's errors.[345] Critic Gene Lees, a lyricist and the author of the words to the Jobim melody "This Happy Madness", expressed amazement when he heard Sinatra's recording of it on Sinatra & Company (1971), considering him to have delivered the lyrics to perfection.[352]
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Voice coach John Quinlan was impressed by Sinatra's vocal range, remarking, "He has far more voice than people think he has. He can vocalize to a B-flat on top in full voice, and he doesn't need a mic either".[41] As a singer, early on he was primarily influenced by Bing Crosby,[34] but later believed that Tony Bennett was "the best singer in the business".[353] Bennett also praised Sinatra himself, claiming that as a performer, he had "perfected the art of intimacy."[354] According to Nelson Riddle, Sinatra had a "fairly rangy voice",[ab] remarking that "His voice has a very strident, insistent sound in the top register, a smooth lyrical sound in the middle register, and a very tender sound in the low. His voice is built on infinite taste, with an overall inflection of sex. He points everything he does from a sexual standpoint".[355] Despite his heavy New Jersey accent, according to Richard Schuller, when Sinatra sang his accent was "virtually undetectable", with his diction becoming "precise" and articulation "meticulous".[355] His timing was impeccable, allowing him, according to Charles L. Granata, to "toy with the rhythm of a melody, bringing tremendous excitement to his reading of a lyric".[356] Tommy Dorsey observed that Sinatra would "take a musical phrase and play it all the way through seemingly without breathing for eight, ten, maybe sixteen bars." Dorsey was a considerable influence on Sinatra's techniques for his vocal phrasing with his own exceptional breath control on the trombone,[357] and Sinatra regularly swam and held his breath underwater, thinking of song lyrics to increase his breathing power.[67]
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Arrangers Nelson Riddle and Anthony Fanzo found Sinatra to be a "perfectionist who drove himself and everybody around him relentlessly", and stated that his collaborators approached him with a sense of uneasiness because of his unpredictable and often volatile temperament.[358] Granata comments that Sinatra was almost fanatically obsessed with perfection to the point that people began wondering if he was genuinely concerned about the music or showing off his power over others.[122] On days when he felt that his voice was not right, he would know after only a few notes and would postpone the recording session until the following day, yet still pay his musicians.[359] After a period of performing, Sinatra tired of singing a certain set of songs and was always looking for talented new songwriters and composers to work with. Once he found ones that he liked, he actively sought to work with them as often as he could, and made friends with many of them. He once told Sammy Cahn, who wrote songs for Anchors Aweigh, "if you're not there Monday, I'm not there Monday". Over the years he recorded 87 of Cahn's songs, of which 24 were composed by Jule Styne, and 43 by Jimmy Van Heusen. The Cahn-Styne partnership lasted from 1942 until 1954, when Van Heusen succeeded him as Sinatra's main composer.[360]
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Unlike many of his contemporaries, Sinatra insisted upon direct input regarding arrangements and tempos for his recordings. He would spend weeks thinking about the songs he wanted to record, and would keep an arranger in mind for each song. If it was a mellow love song, he would ask for Gordon Jenkins. If it was a "rhythm" number, he would think of Billy May, or perhaps Neil Hefti or some other favored arranger. Jenkins considered Sinatra's musical sense to be unerring. His changes to Riddle's charts would frustrate Riddle, yet he would usually concede that Sinatra's ideas were superior.[361] Barbara Sinatra notes that Sinatra would almost always credit the songwriter at the end of each number, and would often make comments to the audience, such as "Isn't that a pretty ballad" or "Don't you think that's the most marvelous love song", delivered with "childlike delight".[362] She states that after each show, Sinatra would be "in a buoyant, electrically charged mood, a post-show high that would take him hours to come down from as he quietly relived every note of the performance he'd just given".[363]
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—Nelson Riddle noting the development of Sinatra's voice in 1955.[364]
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—Barbara Sinatra on Sinatra's voice and musical understanding.[365]
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Sinatra's split with Gardner in the fall of 1953 had a profound impact on the types of songs he sang and on his voice. He began to console himself in songs with a "brooding melancholy", such as "I'm a Fool to Want You", "Don't Worry 'Bout Me", "My One and Only Love" and "There Will Never Be Another You",[366] which Riddle believed was the direct influence of Ava Gardner. Lahr comments that the new Sinatra was "not the gentle boy balladeer of the forties. Fragility had gone from his voice, to be replaced by a virile adult's sense of happiness and hurt".[367] Author Granata considered Sinatra a "master of the art of recording", noting that his work in the studio "set him apart from other gifted vocalists". During his career he made over 1000 recordings.[368] Recording sessions would typically last three hours, though Sinatra would always prepare for them by spending at least an hour by the piano beforehand to vocalize, followed by a short rehearsal with the orchestra to ensure the balance of sound.[369] During his Columbia years Sinatra used an RCA 44 microphone, which Granata describes as "the 'old-fashioned' microphone which is closely associated with Sinatra's crooner image of the 1940s", though when performing on talk shows later he used a bullet-shaped RCA 77.[370] At Capitol he used a Neumann U47, an "ultra-sensitive" microphone which better captured the timbre and tone of his voice.[371]
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In the 1950s, Sinatra's career was facilitated by developments in technology. As disc jockey Jonathan Schwartz said, "Never before had there been an opportunity for a popular singer to express emotions at an extended length". In the words of author John Lahr, "As many as sixteen songs could be held by the twelve-inch L.P., and this allowed Sinatra to use song in a novelistic way, turning each track in a kind of chapter, which built and counterpointed moods to illuminate a larger theme".[372] Santopietro writes that through the 1950s and well into the 1960s, "Every Sinatra LP was a masterpiece of one sort of another, whether uptempo, torch song, or swingin' affairs. Track after track, the brilliant concept albums redefined the nature of pop vocal art".[373]
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Sinatra attempted to pursue an acting career in Hollywood in the early 1940s. While films appealed to him,[374] being exceptionally self-confident,[375] he was rarely enthusiastic about his own acting, once remarking that "pictures stink".[376] Sinatra made his film debut performing in an uncredited sequence in Las Vegas Nights (1941), singing "I'll Never Smile Again" with Tommy Dorsey's Pied Pipers.[377] He had a cameo role along with Duke Ellington and Count Basie in Charles Barton's Reveille with Beverly (1943), making a brief appearance singing "Night and Day".[378] Next, he was given leading roles in Higher and Higher and Step Lively (both 1944) for RKO.[379][380]
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Metro-Goldwyn-Mayer cast Sinatra opposite Gene Kelly and Kathryn Grayson in the Technicolor musical Anchors Aweigh (1945), in which he played a sailor on leave in Hollywood for four days.[381][382] A major success,[383] it garnered several Academy Award wins and nominations, and the song "I Fall in Love Too Easily", sung by Sinatra in the film, was nominated for the Academy Award for Best Original Song.[384] He briefly appeared at the end of Richard Whorf's commercially successful Till the Clouds Roll By (1946), a Technicolor musical biopic of Jerome Kern, in which he sang "Ol' Man River".[385]
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Sinatra co-starred again with Gene Kelly in the Technicolor musical Take Me Out to the Ball Game (1949), a film set in 1908, in which Sinatra and Kelly play baseball players who are part-time vaudevillians.[386] He teamed up with Kelly for a third time in On the Town (also 1949), playing a sailor on leave in New York City. The film remains rated very highly by critics, and in 2006 it ranked No. 19 on the American Film Institute's list of best musicals.[387] Both Double Dynamite (1951), an RKO Irving Cummings comedy produced by Howard Hughes,[388] and Joseph Pevney's Meet Danny Wilson (1952) failed to make an impression.[389] The New York World Telegram and Sun ran the headline "Gone on Frankie in '42; Gone in '52".[390]
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Fred Zinnemann's From Here to Eternity (1953) deals with the tribulations of three soldiers, played by Burt Lancaster, Montgomery Clift, and Sinatra, stationed on Hawaii in the months leading up to the attack on Pearl Harbor.[391] Sinatra had long been desperate to find a film role which would bring him back into the spotlight, and Columbia Pictures boss Harry Cohn had been inundated by appeals from people across Hollywood to give Sinatra a chance to star as "Maggio" in the film.[392][ac] During production, Montgomery Clift became a close friend,[394] and Sinatra later professed that he "learned more about acting from him than anybody I ever knew before".[395] After several years of critical and commercial decline, his Academy Award for Best Supporting Actor win helped him regain his position as the top recording artist in the world.[396] His performance also won a Golden Globe Award for Best Supporting Actor – Motion Picture.[397] The Los Angeles Examiner wrote that Sinatra is "simply superb, comical, pitiful, childishly brave, pathetically defiant", commenting that his death scene is "one of the best ever photographed".[398]
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Sinatra starred opposite Doris Day in the musical film Young at Heart (1954),[399] and earned critical praise for his performance as a psychopathic killer posing as an FBI agent opposite Sterling Hayden in the film noir Suddenly (also 1954).[400]
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Sinatra was nominated for an Academy Award for Best Actor and BAFTA Award for Best Actor in a Leading Role for his role as a heroin addict in The Man With The Golden Arm (1955).[401][ad] After roles in Guys and Dolls,[403] and The Tender Trap (both 1955),[404] Sinatra was nominated for a BAFTA Award for Best Actor in a Leading Role for his role as hospital orderly in a Stanley Kramer directorial début, Not as a Stranger (also 1955).[405] During production, Sinatra got drunk with Robert Mitchum and Broderick Crawford and trashed Kramer's dressing room.[406] Kramer vowed to never hire Sinatra again at the time, and later regretted casting him as a Spanish guerrilla leader in The Pride and the Passion (1957).[407][408]
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Sinatra featured alongside Bing Crosby and Grace Kelly in High Society (1956) for MGM, earning a reported $250,000 for the picture.[409] The public rushed to the cinemas to see Sinatra and Crosby together on-screen, and it ended up earning over $13 million at the box office, becoming one of the highest-grossing pictures of its year.[410] He starred opposite Rita Hayworth and Kim Novak in George Sidney's Pal Joey (1957), Sinatra, for which he won for the Golden Globe Award for Best Actor – Motion Picture Musical or Comedy.[397] Santopietro considers the scene in which Sinatra sings "The Lady Is a Tramp" to Hayworth to have been the finest moment of his film career.[411] He next portrayed comedian Joe E. Lewis in The Joker Is Wild (also 1957);[412] the song "All the Way" won the Academy Award for Best Original Song.[413] By 1958, Sinatra was one of the ten biggest box office draws in the United States,[414] appearing with Dean Martin and Shirley MacLaine in Vincente Minnelli's Some Came Running and Kings Go Forth (both 1958) with Tony Curtis and Natalie Wood.[415] "High Hopes", sung by Sinatra in the Frank Capra comedy, A Hole in the Head (1959),[416][417] won the Academy Award for Best Original Song,[418] and became a chart hit, lasting on the Hot 100 for 17 weeks.[419]
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Due to an obligation he owed to 20th Century Fox for walking off the set of Henry King's Carousel (1956),[ae] Sinatra starred opposite Shirley MacLaine, Maurice Chevalier and Louis Jourdan in Can-Can (1960). He earned $200,000 and 25% of the profits for the performance.[420] Around the same time, he starred in the Las Vegas-set Ocean's 11 (also 1960), the first film to feature the Rat Pack together and the start of a "new era of screen cool" for Santopietro.[421] Sinatra personally financed the film, and paid Martin and Davis Jr. fees of $150,000 and $125,000 respectively, sums considered exorbitant for the period.[422] He had a leading role opposite Laurence Harvey in The Manchurian Candidate (1962), which he considered to be the role he was most excited about and the high point of his film career.[423] Vincent Canby, writing for the magazine Variety, found the portrayal of Sinatra's character to be "a wide-awake pro creating a straight, quietly humorous character of some sensitivity."[424] He appeared with the Rat Pack in the western Sergeants 3 (also 1962), following it with 4 for Texas (1963).[422] For his performance in Come Blow Your Horn (also 1963) adapted from the Neil Simon play, he was nominated for the Golden Globe Award for Best Actor – Motion Picture Musical or Comedy.[397]
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Sinatra directed None but the Brave (1965),[425] and Von Ryan's Express (1965) was a major success,[426][427] However, in the mid 1960s, Brad Dexter wanted to "breathe new life" into Sinatra's film career by helping him display the same professional pride in his films as he did his recordings. On one occasion, he gave Sinatra Anthony Burgess's novel A Clockwork Orange (1962) to read, with the idea of making a film, but Sinatra thought it had no potential and did not understand a word.[428][af]
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In the late 1960s, Sinatra became known for playing detectives,[431] including Tony Rome in Tony Rome (1967) and its sequel Lady In Cement (1968).[432][433] He also played a similar role in The Detective (1968).[434]
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Sinatra starred opposite George Kennedy in the western Dirty Dingus Magee (1970), an "abysmal" affair according to Santopietro,[435] which was panned by the critics.[436][437] The following year, Sinatra received a Golden Globe Cecil B. DeMille Award[397] and had intended to play Detective Harry Callahan in Dirty Harry (1971), but had to turn the role down due to developing Dupuytren's contracture in his hand.[438] Sinatra's last major film role was opposite Faye Dunaway in Brian G. Hutton's The First Deadly Sin (1980). Santopietro said that as a troubled New York City homicide cop, Sinatra gave an "extraordinarily rich", heavily layered characterization, one which "made for one terrific farewell" to his film career.[439]
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After beginning on the Major Bowes Amateur Hour radio show with the Hoboken Four in 1935, and later WNEW and WAAT in Jersey City,[51] Sinatra became the star of radio shows of his own on NBC and CBS from the early 1940s to the mid-1950s. In 1942, Sinatra hired arranger Axel Stordahl away from Tommy Dorsey before he began his first radio program that year, keeping Stordahl with him for all of his radio work.[440] By the end of 1942, he was named the "Most Popular Male Vocalist on Radio" in a DownBeat poll.[441] Early on he frequently worked with The Andrews Sisters on radio, and they would appear as guests on each other's shows,[110] as well as on many USO shows broadcast to troops via the Armed Forces Radio Service (AFRS).[111] He appeared as a special guest in the sisters' ABC Eight-to-the-Bar Ranch series,[442] while the trio in turn guested on his Songs by Sinatra series on CBS.[443] Sinatra had two stints as a regular member of cast of Your Hit Parade;[ag] his first was from 1943 to 1945,[445] and second was from 1946 to May 28, 1949,[446] during which he was paired with the then-new girl singer, Doris Day.[447] Starting in September 1949, the BBD&O advertising agency produced a radio series starring Sinatra for Lucky Strike called Light Up Time – some 176 15-minute shows which featured Frank and Dorothy Kirsten singing – which lasted through to May 1950.[448]
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In October 1951, the second season of The Frank Sinatra Show began on CBS Television. Ultimately, Sinatra did not find the success on television for which he had hoped.[ah] Santopietro writes that Sinatra "simply never appeared fully at ease on his own television series, his edgy, impatient personality conveying a pent up energy on the verge of exploding".[450] In 1953, Sinatra starred in the NBC radio program Rocky Fortune, portraying Rocco Fortunato (a.k.a. Rocky Fortune), a "footloose and fancy free" temporary worker for the Gridley Employment Agency who stumbles into crime-solving. The series aired on NBC radio Tuesday nights from October 1953 to March 1954.[451]
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In 1957, Sinatra formed a three-year $3 million contract with ABC to launch The Frank Sinatra Show, featuring himself and guests in 36 half hour shows. ABC agreed to allow Sinatra's Hobart Productions to keep 60% of the residuals, and bought stock in Sinatra's film production unit, Kent Productions, guaranteeing him $7 million.[452] Though an initial critical success upon its debut on October 18, 1957, it soon attracted negative reviews from Variety and The New Republic, and The Chicago Sun-Times thought that Sinatra and frequent guest Dean Martin "performed like a pair of adult delinquents", "sharing the same cigarette and leering at girls".[453] In return, Sinatra later made numerous appearances on The Dean Martin Show and Martin's TV specials.[454]
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Sinatra's fourth and final Timex TV special, Welcome Home Elvis, was broadcast in March 1960, earning massive viewing figures. During the show, he performed a duet with Presley, who sang Sinatra's 1957 hit "Witchcraft" with the host performing the 1956 Presley classic "Love Me Tender". Sinatra had previously been highly critical of Elvis Presley and rock and roll in the 1950s, describing it as a "deplorable, a rancid smelling aphrodisiac" which "fosters almost totally negative and destructive reactions in young people."[455][ai] A CBS News special about the singer's 50th birthday, Frank Sinatra: A Man and His Music, was broadcast on November 16, 1965, and garnered both an Emmy award and a Peabody Award.[457]
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According his musical collaboration with Jobim and Ella Fitzgerald in 1967, Sinatra appeared in the TV special, A Man and His Music + Ella + Jobim, which was broadcast on CBS on November 13.[458] When Sinatra came out of retirement in 1973, he released both an album and appeared in a TV special named Ol' Blue Eyes Is Back. The TV special was highlighted by a dramatic reading of "Send in the Clowns" and a song-and-dance sequence with former co-star Gene Kelly.[459] In the late 1970s, John Denver appeared as a guest in the Sinatra and Friends ABC-TV Special, singing "September Song" as a duet.[460]
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Sinatra starred as a detective in Contract on Cherry Street (1977), cited as his "one starring role in a dramatic television film".[461] Ten years later, he made a guest appearance opposite Tom Selleck in Magnum, P.I., playing a retired policeman who teams up with Selleck to find his granddaughter's murderer. Shot in January 1987, the episode aired on CBS on February 25.[462]
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Sinatra had three children, Nancy (born 1940), Frank Jr. (1944–2016), and Tina (born 1948) with his first wife, Nancy Sinatra (née Barbato; March 25, 1917 – July 13, 2018), to whom he was married from 1939 to 1951.[463][464]
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Sinatra had met Barbato in Long Branch, New Jersey in the late 1930s, where he spent most of the summer working as a lifeguard.[465] He agreed to marry her after an incident at "The Rustic Cabin" which led to his arrest.[aj] Sinatra had numerous extramarital affairs,[469] and gossip magazines published details of affairs with women including Marilyn Maxwell, Lana Turner, and Joi Lansing.[470][ak]
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—Barbara Sinatra on Sinatra's popularity with women.[472]
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Sinatra was married to Hollywood actress Ava Gardner from 1951 to 1957. It was a turbulent marriage with many well-publicized fights and altercations.[473] The couple formally announced their separation on October 29, 1953, through MGM.[474] Gardner filed for divorce in June 1954, at a time when she was dating matador Luis Miguel Dominguín,[475] but the divorce was not settled until 1957.[476] Sinatra continued to feel very strongly for her,[476] and they remained friends for life.[477] He was still dealing with her finances in 1976.[478]
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Sinatra reportedly broke off engagements to Lauren Bacall in 1958[479] and Juliet Prowse in 1962.[480] He married Mia Farrow on July 19, 1966, a short marriage that ended with divorce in Mexico in August 1968.[481] They remained close friends for life,[482] and in a 2013 interview Farrow said that Sinatra might be the father of her son Ronan Farrow (born 1987).[483][484] In a 2015 CBS Sunday Morning interview, Nancy Sinatra dismissed the claim as "nonsense".[485]
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Sinatra was married to Barbara Marx from 1976 until his death.[486] The couple married on July 11, 1976, at Sunnylands, in Rancho Mirage, California, the estate of media magnate Walter Annenberg.[487]
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Sinatra was close friends with Jilly Rizzo,[488] songwriter Jimmy Van Heusen, golfer Ken Venturi, comedian Pat Henry and baseball manager Leo Durocher.[489] In his spare time, he enjoyed listening to classical music and attended concerts when he could.[349] He swam daily in the Pacific Ocean, finding it to be therapeutic and giving him much-needed solitude.[490] He often played golf with Venturi at the course in Palm Springs, where he lived,[491] and liked painting, reading, and building model railways.[492]
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Though Sinatra was critical of the church on numerous occasions[493] and had a pantheistic, Einstein-like view of God in his earlier life,[494] he turned to Roman Catholicism for healing after his mother died in a plane crash in 1977. He died as a practicing Catholic and had a Catholic burial.[495]
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Sinatra was known for his immaculate sense of style.[496] He spent lavishly on expensive custom-tailored tuxedos and stylish pin-striped suits, which made him feel wealthy and important, and that he was giving his very best to the audience.[497][498] He was also obsessed with cleanliness—while with the Tommy Dorsey band he developed the nickname "Lady Macbeth", because of frequent showering and switching his outfits.[499] His deep blue eyes earned him the popular nickname "Ol' Blue Eyes".[500]
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For Santopietro, Sinatra was the personification of America in the 1950s: "cocky, eye on the main chance, optimistic, and full of the sense of possibility".[501] Barbara Sinatra wrote, "A big part of Frank's thrill was the sense of danger that he exuded, an underlying, ever-present tension only those closest to him knew could be defused with humor".[489] Cary Grant, a friend of Sinatra's, stated that Sinatra was the "most honest person he'd ever met", who spoke "a simple truth, without artifice which scared people", and was often moved to tears by his performances.[502] Jo-Caroll Dennison commented that he possessed "great inner strength", and that his energy and drive were "enormous".[137] A workaholic, he reportedly only slept four hours a night on average.[503] Throughout his life, Sinatra had mood swings and bouts of mild to severe depression,[504] stating to an interviewer in the 1950s that "I have an over-acute capacity for sadness as well as elation".[505] Barbara Sinatra stated that he would "snap at anyone for the slightest misdemeanor",[506] while Van Heusen said that when Sinatra got drunk it was "best to disappear".[507]
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Sinatra's mood swings often developed into violence, directed at people he felt had crossed him, particularly journalists who gave him scathing reviews, publicists, and photographers.[508] According to Rojek he was "capable of deeply offensive behavior that smacked of a persecution complex".[509] He received negative press for fights with Lee Mortimer in 1947, photographer Eddie Schisser in Houston in 1950, Judy Garland's publicist Jim Byron on the Sunset Strip in 1954,[508][510] and for a confrontation with Washington Post journalist Maxine Cheshire in 1973, in which he implied that she was a cheap prostitute.[509][al]
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His feud with then-Chicago Sun Times columnist Mike Royko began when Royko wrote a column questioning why Chicago police offered free protection to Sinatra when the singer had his own security. Sinatra fired off an angry letter in response calling Royko a "pimp", and threatening to "punch you in the mouth" for speculating that he wore a toupée. [511] Royko auctioned the letter, the proceeds going to the Salvation Army. The winner of the auction was Vie Carlson, mother of Bun E. Carlos of the rock group Cheap Trick. After appearing on Antiques Roadshow, [512] Carlson consigned the letter to Freeman's Auctioneers & Appraisers, which auctioned it in 2010. [513]
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Sinatra was also known for his generosity,[514] particularly after his comeback. Kelley notes that when Lee J. Cobb nearly died from a heart attack in June 1955, Sinatra flooded him with "books, flowers, delicacies", paid his hospital bills, and visited him daily, telling him that his "finest acting" was yet to come.[515] In another instance, after an argument with manager Bobby Burns, rather than apologize, Sinatra bought him a brand new Cadillac.[516]
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Sinatra became the stereotype of the “tough working-class Italian American", something which he embraced. Sinatra said that if it had not been for his interest in music he would "probably have ended in a life of crime".[517] In his early days, Willie Moretti, Sinatra's godfather and notorious underboss of the Genovese crime family, helped him for kickbacks and was reported to have intervened in releasing him from his contract with Tommy Dorsey.[518] Sinatra went to the Mafia Havana Conference in 1946,[519] and when the press learned of Sinatra's being in Havana with Lucky Luciano, one newspaper published the headline, "Shame, Sinatra".[520] He was reported to be a good friend of Sam Giancana,[521] and the two men were seen playing golf together.[522] Kelley quotes Jo-Carrol Silvers in saying that Sinatra "adored" Bugsy Siegel, and boasted to friends about him and how many people he had killed.[523] Kelley claims that Sinatra and mobster Joseph Fischetti had been good friends from 1938 onward, and acted like "Sicilian brothers".[524] She also states that Sinatra and Hank Sanicola were financial partners with Mickey Cohen in the gossip magazine Hollywood Night Life.[525]
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The FBI kept records amounting to 2,403 pages on Sinatra, who was a natural target with his alleged Mafia ties, his ardent New Deal politics and his friendship with John F. Kennedy.[526] The FBI kept Sinatra under surveillance for almost five decades beginning in the 1940s. The documents include accounts of Sinatra as the target of death threats and extortion schemes.[527] The FBI documented that Sinatra was losing esteem with the Mafia as he grew closer to President Kennedy, whose younger brother Attorney General Robert Kennedy was leading a crackdown on organized crime.[528] Sinatra denied Mafia involvement, declaring, "Any report that I fraternized with goons or racketeers is a vicious lie".[529]
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In 1960, Sinatra bought a share in the Cal Neva Lodge & Casino, a casino hotel which straddles the California-Nevada state line on the north shores of Lake Tahoe. Though it only opened between June and September, Sinatra built the Celebrity Room theater, which attracted Sinatra's show business friends Red Skelton, Marilyn Monroe, Victor Borge, Joe E. Lewis, Lucille Ball, Lena Horne, Juliet Prowse, the McGuire Sisters, and others. By 1962 he reportedly held a 50% share in the hotel.[530] Sinatra's gambling license was temporarily stripped by the Nevada Gaming Control Board in 1963 after Giancana was spotted on the premises.[531][am] Due to ongoing pressure from the FBI and Nevada Gaming Commission on mobster control of casinos, Sinatra agreed to give up his share in Cal Neva and the Sands.[533] That year, Sinatra's son, Frank Sinatra Jr., was kidnapped, but was eventually released unharmed.[534] Sinatra restored his gaming license in February 1981, following support from Ronald Reagan.[535]
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Sinatra held differing political views throughout his life. His mother, Dolly Sinatra (1896–1977), was a Democratic Party ward leader,[536] and after meeting President Franklin D. Roosevelt in 1944, he subsequently heavily campaigned for the Democrats in the 1944 presidential election.[537] According to Jo Carroll Silvers, in his younger years Sinatra had "ardent liberal" sympathies, and was "so concerned about poor people that he was always quoting Henry Wallace".[538] He was outspoken against racism, particularly toward blacks and Italians, from early on. In November 1945 Sinatra was invited by the mayor of Gary, Indiana, to try to settle a strike by white students of Froebel High School against the "Pro-Negro" policies of the new principal.[539] His comments, while praised by liberal publications, led to accusations by some that he was a Communist, which he strongly denied.[540] In the 1948 presidential election, Sinatra actively campaigned for President Harry S. Truman.[541] In 1952 and 1956, he also campaigned for Adlai Stevenson.[541]
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Of all the U.S. Presidents he associated with during his career, he was closest to John F. Kennedy.[541] Sinatra often invited Kennedy to Hollywood and Las Vegas, and the two would womanize and enjoy parties together.[542] In January 1961 Sinatra and Peter Lawford organized the Inaugural Gala in Washington, D.C., held on the evening before President Kennedy was sworn into office.[541] In 1962, Sinatra was snubbed by Kennedy during his visit to Palm Springs when he decided to stay with the Republican Bing Crosby, due to FBI concerns about Sinatra's alleged connections to organized crime.[an] Sinatra had invested a lot of his own money in upgrading the facilities at his home in anticipation of the President's visit, fitting it with a heliport, which he later reportedly smashed up with a sledgehammer upon being rejected.[544] Despite the snub, when he learned of Kennedy's assassination he reportedly sobbed in his bedroom for three days.[541][ao]
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Sinatra worked with Hubert H. Humphrey in 1968,[546] and remained a supporter of the Democratic Party until the early 1970s. Although still a registered Democrat, Sinatra endorsed Republican Ronald Reagan for a second term as Governor of California in 1970.[547][541] He officially changed allegiance in July 1972 when he supported Richard Nixon for re-election in the 1972 presidential election.[541]
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In the 1980 presidential election, Sinatra supported Ronald Reagan and donated $4 million to Reagan's campaign.[548] Sinatra arranged Reagan's Presidential gala, as he had done for Kennedy 20 years previously.[549][550] In 1985, Reagan presented Sinatra with the Presidential Medal of Freedom, remarking, "His love of country, his generosity for those less fortunate ... make him one of our most remarkable and distinguished Americans."[320]
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Santopietro notes that Sinatra was a "lifelong sympathizer with Jewish causes".[551] He was awarded the Hollzer Memorial Award by the Los Angeles Jewish Community in 1949.[130] He gave a series of concerts in Israel in 1962, and donated his entire $50,000 fee for appearing in a cameo role in Cast a Giant Shadow (1966) to the Youth Center in Jerusalem.[551] On November 1, 1972, he raised $6.5 million in bond pledges for Israel,[276] and was given the Medallion of Valor for his efforts.[269] The Frank Sinatra Student Center at the Hebrew University of Jerusalem was dedicated in his name in 1978.[309] He owned a Jewish skullcap, known as a kippah or yarmulkah, which was sold as part of his wife's estate many years after his death.[552]
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From his youth, Sinatra displayed sympathy for African Americans and worked both publicly and privately all his life to help the struggle for equal rights. He blamed racial prejudice on the parents of children.[553] Sinatra played a major role in the desegregation of Nevada hotels and casinos in the 1950s and 1960s.[554] At the Sands in 1955, Sinatra went against policy by inviting Nat King Cole into the dining room,[555] and in 1961, after an incident where an African-American couple entered the lobby of the hotel and were blocked by the security guard, Sinatra and Sammy Davis, Jr. forced the hotel management to begin hiring black waiters and busboys.[556] On January 27, 1961, Sinatra played a benefit show at Carnegie Hall for Martin Luther King, Jr. and led his fellow Rat Pack members and Reprise label mates in boycotting hotels and casinos that refused entry to black patrons and performers. According to his son, Frank Sinatra Jr., King sat weeping in the audience at one of his father's concerts in 1963 as Sinatra sang "Ol' Man River", a song from the musical Show Boat that is sung by an African-American stevedore.[557] When he changed his political affiliations in 1970, Sinatra became less outspoken on racial issues.[319] Though he did much towards civil rights causes, it did not stop the occasional racial jibe from him and the other Rat Pack members toward Davis at concerts.[199][558]
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Sinatra died with his wife at his side at Cedars-Sinai Medical Center in Los Angeles on May 14, 1998, aged 82, after a heart attack.[559][560] Sinatra was in ill health during the last few years of his life, and was frequently hospitalized for heart and breathing problems, high blood pressure, pneumonia and bladder cancer. He was further diagnosed as having dementia.[561] He had made no public appearances following a heart attack in February 1997.[559] Sinatra's wife encouraged him to "fight" while attempts were made to stabilize him, and reported that his final words were, "I'm losing."[562] Sinatra's daughter, Tina, later wrote that she and her siblings (Frank, Jr. and Nancy) had not been notified of their father's final hospitalization, and it was her belief that "the omission was deliberate. Barbara would be the grieving widow alone at her husband's side."[563] The night after Sinatra's death, the lights on the Empire State Building in New York City were turned blue, the lights at the Las Vegas Strip were dimmed in his honor, and the casinos stopped spinning for one minute.[560][564]
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Sinatra's funeral was held at the Roman Catholic Church of the Good Shepherd in Beverly Hills, California, on May 20, 1998, with 400 mourners in attendance and thousands of fans outside.[565] Gregory Peck, Tony Bennett, and Sinatra's son, Frank Jr., addressed the mourners, who included many notable people from film and entertainment.[562][565] Sinatra was buried in a blue business suit with mementos from family members—cherry-flavored Life Savers, Tootsie Rolls, a bottle of Jack Daniel's, a pack of Camel cigarettes, a Zippo lighter, stuffed toys, a dog biscuit, and a roll of dimes that he always carried—next to his parents in section B-8 of Desert Memorial Park in Cathedral City, California.[566]
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His close friends Jilly Rizzo and Jimmy Van Heusen are buried nearby. The words "The Best Is Yet to Come", plus "Beloved Husband & Father" are imprinted on Sinatra's grave marker.[567] Significant increases in recording sales worldwide were reported by Billboard in the month of his death.[234]
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Robert Christgau referred to Sinatra as "the greatest singer of the 20th century".[2] His popularity is matched only by Bing Crosby, Elvis Presley, The Beatles, and Michael Jackson.[559] For Santopietro, Sinatra was the "greatest male pop singer in the history of America",[568] who amassed "unprecedented power onscreen and off", and "seemed to exemplify the common man, an ethnic twentieth-century American male who reached the 'top of the heap', yet never forgot his roots". Santopietro argues that Sinatra created his own world, which he was able to dominate—his career was centred around power, perfecting the ability to capture an audience.[569] Encyclopædia Britannica referred to Sinatra as "often hailed as the greatest American singer of 20th-century popular music....Through his life and his art, he transcended the status of mere icon to become one of the most recognizable symbols of American culture."[570]
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Gus Levene commented that Sinatra's strength was that when it came to lyrics, telling a story musically, Sinatra displayed a "genius" ability and feeling, which with the "rare combination of voice and showmanship" made him the "original singer" which others who followed most tried to emulate.[571] George Roberts, a trombonist in Sinatra's band, remarked that Sinatra had a "charisma, or whatever it is about him, that no one else had".[572] Biographer Arnold Shaw considered that "If Las Vegas had not existed, Sinatra could have invented it". He quoted reporter James Bacon in saying that Sinatra was the "swinging image on which the town is built", adding that no other entertainer quite "embodied the glamour" associated with Las Vegas as him.[139] Sinatra continues to be seen as one of the icons of the 20th century,[3]
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and has three stars on the Hollywood Walk of Fame for his work in film and music. There are stars on east and west sides of the 1600 block of Vine Street respectively, and one on the south side of the 6500 block of Hollywood Boulevard for his work in television.[573]
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In Sinatra's native New Jersey, Hoboken's Frank Sinatra Park, the Hoboken Post Office,[574] and a residence hall at Montclair State University were named in his honor.[575] He was awarded the Key to the City of Hoboken by Mayor Fred M. De Sapio on October 30th 1947. [576] Other buildings named for Sinatra include the Frank Sinatra School of the Arts in Astoria, Queens, the Frank Sinatra International Student Center at Israel's Hebrew University in Jerusalem dedicated in 1978,[577] and the Frank Sinatra Hall at the USC School of Cinematic Arts in Los Angeles, California, dedicated in 2002.[578] Wynn Resorts' Encore Las Vegas resort features a restaurant dedicated to Sinatra which opened in 2008.[579] Items of memorabilia from Sinatra's life and career are displayed at USC's Frank Sinatra Hall and Wynn Resort's Sinatra restaurant.[578][579] Near the Las Vegas Strip is a road named Frank Sinatra Drive in his honor.[580] The United States Postal Service issued a 42-cent postage stamp in honor of Sinatra in May 2008, commemorating the tenth anniversary of his death.[574][581] The United States Congress passed a resolution introduced by Representative Mary Bono Mack on May 20, 2008, designating May 13 as Frank Sinatra Day to honor his contributions to American culture.[582]
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Sinatra received three honorary degrees during his lifetime. In May 1976, he was invited to speak at the University of Nevada, Las Vegas (UNLV) graduation commencement held at Sam Boyd Stadium. It was at this commencement that he was bestowed an Honorary Doctorate litterarum humanarum by the university.[583] During his speech, Sinatra stated that his education had come from "the school of hard knocks" and was suitably touched by the award. He went on to describe that "this is the first educational degree I have ever held in my hand. I will never forget what you have done for me today".[584] A few years later in 1984 and 1985, Sinatra also received an Honorary Doctorate of Fine Arts from Loyola Marymount University as well as an Honorary Doctorate of Engineering from the Stevens Institute of Technology.[585][586]
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Sinatra has been portrayed on numerous occasions in film and television. A television miniseries based on Sinatra's life, titled Sinatra, was aired by CBS in 1992. The series was directed by James Steven Sadwith, who won an Emmy Award for Outstanding Individual Achievement in Directing for a Miniseries or a Special, and starred Philip Casnoff as Sinatra. Sinatra was written by Abby Mann and Philip Mastrosimone, and produced by Sinatra's daughter, Tina.[587]
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Sinatra has subsequently been portrayed on screen by Ray Liotta (The Rat Pack, 1998),[588] James Russo (Stealing Sinatra, 2003),[589] Dennis Hopper (The Night We Called It a Day, 2003),[590] and Robert Knepper (My Way, 2012),[591] and spoofed by Joe Piscopo and Phil Hartman on Saturday Night Live.[592] A biographical film directed by Martin Scorsese has long been planned.[593] A 1998 episode of the BBC documentary series Arena, The Voice of the Century, focused on Sinatra.[594] Alex Gibney directed a four-part biographical series on Sinatra, All or Nothing At All, for HBO in 2015.[595] A musical tribute was aired on CBS television in December 2015 to mark Sinatra's centenary.[596]
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Sinatra was convinced that Johnny Fontane, a mob-associated singer in Mario Puzo's novel The Godfather (1969), was based on his life. Puzo wrote in 1972 that when the author and singer met in Chasen's, Sinatra "started to shout abuse", calling Puzo a "pimp" and threatening physical violence. Francis Ford Coppola, director of the film adaptation, said in the audio commentary that "Obviously Johnny Fontane was inspired by a kind of Frank Sinatra character".[597]
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Franz Liszt (German: [ˈlɪst]; Hungarian: Liszt Ferencz, in modern usage Liszt Ferenc [ˈlist ˈfɛrɛnt͡s];[n 1] 22 October 1811 – 31 July 1886) was a Hungarian composer, virtuoso pianist, conductor, music teacher, arranger, and organist of the Romantic era. He is widely regarded to be one of the greatest pianists of all time.[1] He was also a writer, philanthropist, Hungarian nationalist, and Franciscan tertiary.
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Liszt gained renown in Europe during the early nineteenth century for his prodigious virtuosic skill as a pianist. He was a friend, musical promoter and benefactor to many composers of his time, including Frédéric Chopin, Charles-Valentin Alkan, Richard Wagner, Hector Berlioz, Robert Schumann, Camille Saint-Saëns, Edvard Grieg, Ole Bull, Joachim Raff, Mikhail Glinka, and Alexander Borodin.[2][failed verification]
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A prolific composer, Liszt was one of the most prominent representatives of the New German School (German: Neudeutsche Schule). He left behind an extensive and diverse body of work which influenced his forward-looking contemporaries and anticipated 20th-century ideas and trends. Among Liszt's musical contributions were the symphonic poem, developing thematic transformation as part of his experiments in musical form, and radical innovations in harmony.[3]
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Franz Liszt was born to Anna Liszt (née Maria Anna Lager)[4] and Adam Liszt on 22 October 1811, in the village of Doborján (German: Raiding) in Sopron County, in the Kingdom of Hungary, Austrian Empire.[n 2]
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Liszt's father played the piano, violin, cello, and guitar. He had been in the service of Prince Nikolaus II Esterházy and knew Haydn, Hummel, and Beethoven personally. At age six, Franz began listening attentively to his father's piano playing. Adam began teaching him the piano at age seven, and Franz began composing in an elementary manner when he was eight. He appeared in concerts at Sopron and Pressburg (Hungarian: Pozsony, present-day Bratislava, Slovakia) in October and November 1820 at age 9. After the concerts, a group of wealthy sponsors offered to finance Franz's musical education in Vienna.
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There, Liszt received piano lessons from Carl Czerny, who in his own youth had been a student of Beethoven and Hummel. He also received lessons in composition from Ferdinando Paer and Antonio Salieri, who was then the music director of the Viennese court. Liszt's public debut in Vienna on 1 December 1822, at a concert at the "Landständischer Saal", was a great success. He was greeted in Austrian and Hungarian aristocratic circles and also met Beethoven and Schubert.[n 3] In spring 1823, when his one-year leave of absence came to an end, Adam Liszt asked Prince Esterházy in vain for two more years. Adam Liszt therefore took his leave of the Prince's services. At the end of April 1823, the family returned to Hungary for the last time. At the end of May 1823, the family went to Vienna again.
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Towards the end of 1823 or early 1824, Liszt's first composition to be published, his Variation on a Waltz by Diabelli (now S. 147), appeared as Variation 24 in Part II of Vaterländischer Künstlerverein. This anthology, commissioned by Anton Diabelli, includes 50 variations on his waltz by 50 different composers (Part II), Part I being taken up by Beethoven's 33 variations on the same theme, which are now separately better known simply as his Diabelli Variations, Op. 120. Liszt's inclusion in the Diabelli project—he was described in it as "an 11 year old boy, born in Hungary"—was almost certainly at the instigation of Czerny, his teacher and also a participant. Liszt was the only child composer in the anthology.
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After his father's death in 1827, Liszt moved to Paris; for the next five years he was to live with his mother in a small apartment. He gave up touring. To earn money, Liszt gave lessons in piano playing and composition, often from early morning until late at night. His students were scattered across the city and he often had to cover long distances. Because of this, he kept uncertain hours and also took up smoking and drinking—all habits he would continue throughout his life.[5][6]
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The following year, he fell in love with one of his pupils, Caroline de Saint-Cricq, the daughter of Charles X's minister of commerce, Pierre de Saint-Cricq. Her father, however, insisted that the affair be broken off.[7] Liszt fell very ill, to the extent that an obituary notice was printed in a Paris newspaper, and he underwent a long period of religious doubts and pessimism. He again stated a wish to join the Church but was dissuaded this time by his mother. He had many discussions with the Abbé de Lamennais, who acted as his spiritual father, and also with Chrétien Urhan, a German-born violinist who introduced him to the Saint-Simonists.[5] Urhan also wrote music that was anti-classical and highly subjective, with titles such as Elle et moi, La Salvation angélique and Les Regrets, and may have whetted the young Liszt's taste for musical romanticism. Equally important for Liszt was Urhan's earnest championship of Schubert, which may have stimulated his own lifelong devotion to that composer's music.[8]
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During this period, Liszt read widely to overcome his lack of a general education, and he soon came into contact with many of the leading authors and artists of his day, including Victor Hugo, Alphonse de Lamartine and Heinrich Heine. He composed practically nothing in these years. Nevertheless, the July Revolution of 1830 inspired him to sketch a Revolutionary Symphony based on the events of the "three glorious days," and he took a greater interest in events surrounding him. He met Hector Berlioz on 4 December 1830, the day before the premiere of the Symphonie fantastique. Berlioz's music made a strong impression on Liszt, especially later when he was writing for orchestra. He also inherited from Berlioz the diabolic quality of many of his works.[5]
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After attending a charity concert on 20 April 1832, for the victims of the Parisian cholera epidemic, organised by Niccolò Paganini,[9] Liszt became determined to become as great a virtuoso on the piano as Paganini was on the violin. Paris in the 1830s had become the nexus for pianistic activities, with dozens of pianists dedicated to perfection at the keyboard. Some, such as Sigismond Thalberg and Alexander Dreyschock, focused on specific aspects of technique, e.g. the "three-hand effect" and octaves, respectively. While it has since been referred to as the "flying trapeze" school of piano playing, this generation also solved some of the most intractable problems of piano technique, raising the general level of performance to previously unimagined heights. Liszt's strength and ability to stand out in this company was in mastering all the aspects of piano technique cultivated singly and assiduously by his rivals.[10]
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In 1833, he made transcriptions of several works by Berlioz, including the Symphonie fantastique. His chief motive in doing so, especially with the Symphonie, was to help the poverty-stricken Berlioz, whose symphony remained unknown and unpublished. Liszt bore the expense of publishing the transcription himself and played it many times to help popularize the original score.[11] He was also forming a friendship with a third composer who influenced him, Frédéric Chopin; under his influence Liszt's poetic and romantic side began to develop.[5]
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In 1833, Liszt began his relationship with the Countess Marie d'Agoult. In addition to this, at the end of April 1834 he made the acquaintance of Felicité de Lamennais[inconsistent]. Under the influence of both, Liszt's creative output exploded.
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In 1835, the countess left her husband and family to join Liszt in Geneva; Liszt's daughter with the countess, Blandine, was born there on 18 December. Liszt taught at the newly founded Geneva Conservatory, wrote a manual of piano technique (later lost)[12] and contributed essays for the Paris Revue et gazette musicale. In these essays, he argued for the raising of the artist from the status of a servant to a respected member of the community.[5]
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For the next four years, Liszt and the countess lived together, mainly in Switzerland and Italy, where their daughter, Cosima, was born in Como, with occasional visits to Paris. On 9 May 1839, Liszt's and the countess's only son, Daniel, was born, but that autumn relations between them became strained. Liszt heard that plans for a Beethoven monument in Bonn were in danger of collapse for lack of funds and pledged his support. Doing so meant returning to the life of a touring virtuoso. The countess returned to Paris with the children, while Liszt gave six concerts in Vienna, then toured Hungary.[5]
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For the next eight years Liszt continued to tour Europe, spending holidays with the countess and their children on the island of Nonnenwerth on the Rhine in summers 1841 and 1843. In spring 1844, the couple finally separated. This was Liszt's most brilliant period as a concert pianist. Honours were showered on him and he met with adulation wherever he went.[5] Liszt wrote his Three Concert Études between 1845 and 1849.[13] Since he often appeared three or four times a week in concert, it could be safe to assume that he appeared in public well over a thousand times during this eight-year period. Moreover, his great fame as a pianist, which he would continue to enjoy long after he had officially retired from the concert stage, was based mainly on his accomplishments during this time.[14]
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During his virtuoso heyday, Liszt was described by the writer Hans Christian Andersen as a "slim young man...[with] dark hair hung around his pale face".[15] He was seen as handsome[16][17][18] by many, with the German poet Heinrich Heine writing concerning his showmanship during concerts: "How powerful, how shattering was his mere physical appearance".[19]
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In 1841, Franz Liszt was admitted to the Freemason's lodge "Unity" "Zur Einigkeit", in Frankfurt am Main. He was promoted to the second degree and elected master as member of the lodge "Zur Eintracht", in Berlin. From 1845, he was also honorary member of the lodge "Modestia cum Libertate" at Zurich and 1870 of the lodge in Pest (Budapest-Hungary).[20][21]
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After 1842, "Lisztomania"—coined by 19th-century German poet and Liszt's contemporary, Heinrich Heine—swept across Europe.[22] The reception that Liszt enjoyed as a result can be described only as hysterical. Women fought over his silk handkerchiefs and velvet gloves, which they ripped to shreds as souvenirs. This atmosphere was fuelled in great part by the artist's mesmeric personality and stage presence. Many witnesses later testified that Liszt's playing raised the mood of audiences to a level of mystical ecstasy.[23]
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On 14 March 1842, Liszt received an honorary doctorate from the University of Königsberg—an honour unprecedented at the time and an especially important one from the perspective of the German tradition. Liszt never used 'Dr. Liszt' or 'Dr. Franz Liszt' publicly. Ferdinand Hiller, a rival of Liszt at the time, was allegedly highly jealous at the decision made by the university.[24][25]
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Adding to his reputation was the fact that Liszt gave away much of his proceeds to charity and humanitarian causes in his whole life. In fact, Liszt had made so much money by his mid-forties that virtually all his performing fees after 1857 went to charity. While his work for the Beethoven monument and the Hungarian National School of Music is well known, he also gave generously to the building fund of Cologne Cathedral, the establishment of a Gymnasium at Dortmund, and the construction of the Leopold Church in Pest. There were also private donations to hospitals, schools, and charitable organizations such as the Leipzig Musicians Pension Fund. When he found out about the Great Fire of Hamburg, which raged for three days during May 1842 and destroyed much of the city, he gave concerts in aid of the thousands of homeless there.[26]
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In February 1847, Liszt played in Kiev. There he met the Polish Princess Carolyne zu Sayn-Wittgenstein, who was to become one of the most significant people in the rest of his life. She persuaded him to concentrate on composition, which meant giving up his career as a travelling virtuoso. After a tour of the Balkans, Turkey and Russia that summer, Liszt gave his final concert for pay at Yelisavetgrad in September. He spent the winter with the princess at her estate in Woronince.[27] By retiring from the concert platform at 35, while still at the height of his powers, Liszt succeeded in keeping the legend of his playing untarnished.[28]
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The following year, Liszt took up a long-standing invitation of Grand Duchess Maria Pavlovna of Russia to settle at Weimar, where he had been appointed Kapellmeister Extraordinaire in 1842, remaining there until 1861. During this period he acted as conductor at court concerts and on special occasions at the theatre. He gave lessons to a number of pianists, including the great virtuoso Hans von Bülow, who married Liszt's daughter Cosima in 1857 (years later, she would marry Richard Wagner). He also wrote articles championing Berlioz and Wagner. Finally, Liszt had ample time to compose and during the next 12 years revised or produced those orchestral and choral pieces upon which his reputation as a composer mainly rested.
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During those twelve years, he also helped raise the profile of the exiled Wagner by conducting the overtures of his operas in concert, Liszt and Wagner would have a profound friendship that lasted until Wagner's death in Venice in 1883. Wagner held strong value towards Liszt and his musicality, once rhetorically stating "Do you know a musician who is more musical than Liszt?",[29] and, in 1856, stating "I feel thoroughly contemptible as a musician, whereas you, as I have now convinced myself, are the greatest musician of all times."[30]
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Princess Carolyne lived with Liszt during his years in Weimar. She eventually wished to marry Liszt, but since she had been previously married and her husband, Russian military officer Prince Nikolaus zu Sayn-Wittgenstein-Ludwigsburg (1812–1864), was still alive, she had to convince the Roman Catholic authorities that her marriage to him had been invalid. After huge efforts and a monstrously intricate process, she was temporarily successful (September 1860). It was planned that the couple would marry in Rome, on 22 October 1861, Liszt's 50th birthday. Although Liszt arrived in Rome on 21 October, the marriage was made impossible by a letter that had arrived the previous day to the Pope himself. It appears that both her husband and the Tsar of Russia had managed to quash permission for the marriage at the Vatican. The Russian government also impounded her several estates in the Polish Ukraine, which made her later marriage to anybody unfeasible.[31]
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The 1860s were a period of great sadness in Liszt's private life. On 13 December 1859, he lost his 20-year-old son Daniel, and, on 11 September 1862, his 26-year-old daughter Blandine also died. In letters to friends, Liszt afterwards announced that he would retreat to a solitary living. He found it at the monastery Madonna del Rosario, just outside Rome, where on 20 June 1863, he took up quarters in a small, spartan apartment. He had on 23 June 1857, already joined the Third Order of Saint Francis.[n 4]
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On 25 April 1865, he received the tonsure at the hands of Cardinal Hohenlohe. On 31 July 1865, he received the four minor orders of porter, lector, exorcist, and acolyte. After this ordination, he was often called Abbé Liszt. On 14 August 1879, he was made an honorary canon of Albano.[31]
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On some occasions, Liszt took part in Rome's musical life. On 26 March 1863, at a concert at the Palazzo Altieri, he directed a programme of sacred music. The "Seligkeiten" of his Christus-Oratorio and his "Cantico del Sol di Francesco d'Assisi", as well as Haydn's Die Schöpfung and works by J. S. Bach, Beethoven, Jommelli, Mendelssohn, and Palestrina were performed. On 4 January 1866, Liszt directed the "Stabat mater" of his Christus-Oratorio, and, on 26 February 1866, his Dante Symphony. There were several further occasions of similar kind, but in comparison with the duration of Liszt's stay in Rome, they were exceptions.
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In 1866, Liszt composed the Hungarian coronation ceremony for Franz Joseph and Elisabeth of Bavaria (Latin: Missa coronationalis). The Mass was first performed on 8 June 1867, at the coronation ceremony in the Matthias Church by Buda Castle in a six-section form. After the first performance, the Offertory was added, and, two years later, the Gradual.[32]
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Liszt was invited back to Weimar in 1869 to give master classes in piano playing. Two years later, he was asked to do the same in Budapest at the Hungarian Music Academy. From then until the end of his life, he made regular journeys between Rome, Weimar and Budapest, continuing what he called his "vie trifurquée" or tripartite existence. It is estimated that Liszt travelled at least 4,000 miles a year during this period in his life—an exceptional figure given his advancing age and the rigors of road and rail in the 1870s.[33]
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From the early 1860s, there were attempts to obtain a position for Liszt in Hungary. In 1871, the Hungarian Prime Minister Gyula Andrássy made a new attempt writing on 4 June 1871, to the Hungarian King (the Austrian Emperor Franz Joseph I), requesting an annual grant of 4,000 Gulden and the rank of a "Königlicher Rat" ("Crown Councillor") for Liszt, who in return would permanently settle in Budapest, directing the orchestra of the National Theatre as well as musical institutions.[n 5]
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The plan of the foundation of a Royal Academy was agreed by the Hungarian Parliament in 1872. In March 1875, Liszt was nominated as President. The Academy was officially opened on 14 November 1875 with Liszt's colleague Ferenc Erkel as director, Kornél Ábrányi and Robert Volkmann. Liszt himself came in March 1876 to give some lessons and a charity concert.[citation needed]
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In spite of the conditions under which Liszt had been appointed as "Königlicher Rat", he neither directed the orchestra of the National Theatre, nor did he permanently settle in Hungary. Typically, he would arrive in mid-winter in Budapest. After one or two concerts of his students, by the beginning of spring, he left. He never took part in the final examinations, which were in summer of every year. Some of the pupils joined the lessons which Liszt gave in summer in Weimar.[citation needed]
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In 1873, on the occasion of Liszt's 50th anniversary as performing artist, the city of Budapest instituted a "Franz Liszt Stiftung" ("Franz Liszt Foundation"), to provide stipends of 200 Gulden for three students of the Academy who had shown excellent abilities with regard to Hungarian music. Liszt alone decided the allocation of these stipends.
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It was Liszt's habit to declare all students who took part in his lessons as his private students. As consequence, almost none of them paid any fees to the Academy. A ministerial order of 13 February 1884 decreed that all those who took part in Liszt's lessons had to pay an annual charge of 30 Gulden. In fact, the Academy was in any case a net gainer, since Liszt donated its revenue from his charity concerts.
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Liszt fell down the stairs of a hotel in Weimar on 2 July 1881. Though friends and colleagues had noticed swelling in his feet and legs when he had arrived in Weimar the previous month (an indication of possible congestive heart failure), he had been in good health up to that point and was still fit and active. He was left immobilised for eight weeks after the accident and never fully recovered from it. A number of ailments manifested themselves—dropsy, asthma, insomnia, a cataract of the left eye and heart disease. The last-mentioned eventually contributed to Liszt's death. He became increasingly plagued by feelings of desolation, despair and preoccupation with death—feelings that he expressed in his works from this period. As he told Lina Ramann, "I carry a deep sadness of the heart which must now and then break out in sound."[34]
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On 13 January 1886, while Claude Debussy was staying at the Villa Medici in Rome, Liszt met him there with Paul Vidal and Victor Herbert. Liszt played Au bord d'une source from his Années de pèlerinage, as well as his arrangement of Schubert's Ave Maria for the musicians. Debussy in later years described Liszt's pedalling as "like a form of breathing." Debussy and Vidal performed their piano duet arrangement of Liszt's Faust Symphony; allegedly, Liszt fell asleep during this.[35]
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The composer Camille Saint-Saëns, an old friend, whom Liszt had once called "the greatest organist in the world", dedicated his Symphony No. 3 "Organ Symphony" to Liszt; it had premiered in London only a few weeks before the death of its dedicatee.
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Liszt died in Bayreuth, Germany, on 31 July 1886, at the age of 74, officially as a result of pneumonia, which he may have contracted during the Bayreuth Festival hosted by his daughter Cosima. Questions have been posed as to whether medical malpractice played a part in his death.[36] He was buried on 3 August 1886, in the municipal cemetery of Bayreuth against his wishes.[37]
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Many musicians consider Liszt to be the greatest pianist who ever lived.[38] The critic Peter G. Davis has opined: "Perhaps [Liszt] was not the most transcendent virtuoso who ever lived, but his audiences thought he was."[39] According to the pianist Kiril Gerstein, "He was possibly the greatest pianist that has ever lived".[40]
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There are few, if any, good sources that give an impression of how Liszt really sounded from the 1820s. Carl Czerny claimed Liszt was a natural who played according to feeling, and reviews of his concerts especially praise the brilliance, strength and precision in his playing. At least one also mentions his ability to keep absolute tempo,[41] which may be caused by his father's insistence to practice with a metronome.[42] His repertoire then consisted primarily of pieces in the style of the brilliant Viennese school, such as concertos by Hummel and works by his former teacher Czerny, and his concerts often included a chance for the boy to display his prowess in improvisation. Liszt possessed notable sight-reading skills.[43]
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Following the death of Liszt's father in 1827 and his hiatus from the life as a touring virtuoso, Liszt's playing likely gradually developed a more personal style. One of the most detailed descriptions of his playing from that time comes from the winter of 1831–32, when he was earning a living primarily as a teacher in Paris. Among his pupils was Valerie Boissier, whose mother, Caroline, kept a careful diary of the lessons.:
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M. Liszt's playing contains abandonment, a liberated feeling, but even when it becomes impetuous and energetic in his fortissimo, it is still without harshness and dryness. [...] [He] draws from the piano tones that are purer, mellower and stronger than anyone has been able to do; his touch has an indescribable charm. [...] He is the enemy of affected, stilted, contorted expressions. Most of all, he wants truth in musical sentiment, and so he makes a psychological study of his emotions to convey them as they are. Thus, a strong expression is often followed by a sense of fatigue and dejection, a kind of coldness, because this is the way nature works.
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Liszt was sometimes mocked in the press for facial expression and gestures at the piano.[n 6] Also noted were the extravagant liberties that he could take with the text of a score. Berlioz tells how Liszt would add cadenzas, tremolos and trills when he played the first movement of Beethoven's Moonlight Sonata and created a dramatic scene by changing the tempo between Largo and Presto.[n 7] In his Baccalaureus letter to George Sand from the beginning of 1837, Liszt admitted that he had done to gain applause and promised to follow both the letter and the spirit of a score from then on. It has been debated to what extent he realised his promise, however. By July 1840, the British newspaper The Times could still report:
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His performance commenced with Handel's Fugue in E minor, which was played by Liszt with an avoidance of everything approaching to meretricious ornament and indeed scarcely any additions, except a multitude of ingeniously contrived and appropriate harmonies, casting a glow of colour over the beauties of the composition and infusing into it a spirit which from no other hand it ever before received.[47]
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During his years as a travelling virtuoso, Liszt performed an enormous amount of music throughout Europe,[48] but his core repertoire always centered on his own compositions, paraphrases, and transcriptions. Of Liszt's German concerts between 1840 and 1845, the five most frequently played pieces were the Grand galop chromatique, Schubert's Erlkönig (in Liszt's transcription), Réminiscences de Don Juan, Réminiscences de Robert le Diable, and Réminiscences de Lucia di Lammermoor.[49] Among the works by other composers were Weber's Invitation to the Dance, Chopin mazurkas, études by composers like Ignaz Moscheles, Chopin, and Ferdinand Hiller, but also major works by Beethoven, Schumann, Weber, and Hummel and from time to time even selections from Bach, Handel and Scarlatti.
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Most of the concerts were shared with other artists and so Liszt also often accompanied singers, participated in chamber music or performed works with an orchestra in addition to his own solo part. Frequently-played works include Weber's Konzertstück, Beethoven's Emperor Concerto, and Choral Fantasy, and Liszt's reworking of the Hexameron for piano and orchestra. His chamber music repertoire included Johann Nepomuk Hummel's Septet, Beethoven's Archduke Trio. and Kreutzer Sonata and a large selection of songs by composers like Gioachino Rossini, Gaetano Donizetti, Beethoven and especially Franz Schubert. At some concerts, Liszt could not find musicians to share the program with and so was among the first to give solo piano recitals in the modern sense of the word. The term was coined by the publisher Frederick Beale, who suggested it for Liszt's concert at the Hanover Square Rooms in London on 9 June 1840[50] even though Liszt had already given concerts all by himself by March 1839.[51]
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Liszt was a prolific composer. He is best known for his piano music, but he also wrote for orchestra and for other ensembles, virtually always including keyboard. His piano works are often marked by their difficulty. Some of his works are programmatic, based on extra-musical inspirations such as poetry or art. Liszt is credited with the creation of the symphonic poem.
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The largest and best-known portion of Liszt's music is his original piano work. His thoroughly revised masterwork, "Années de pèlerinage" ("Years of Pilgrimage") includes arguably his most provocative and stirring pieces. This set of three suites ranges from the virtuosity of the Suisse Orage (Storm) to the subtle and imaginative visualisations of artworks by Michelangelo and Raphael in the second set. "Années" contains some pieces which are loose transcriptions of Liszt's own earlier compositions; the first "year" recreates his early pieces of "Album d'un voyageur", while the second book includes a resetting of his own song transcriptions once separately published as "Tre sonetti di Petrarca" ("Three sonnets of Petrarch"). The relative obscurity of the vast majority of his works may be explained by the immense number of pieces he composed, and the level of technical difficulty which was present in much of his composition.
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Liszt's piano works are usually divided into two categories. On the one hand, there are "original works", and on the other hand "transcriptions", "paraphrases" or "fantasies" on works by other composers. Examples for the first category are works such as the piece Harmonies poétiques et religieuses of May 1833 and the Piano Sonata in B minor (1853). Liszt's transcriptions of Schubert songs, his fantasies on operatic melodies and his piano arrangements of symphonies by Berlioz and Beethoven are examples from the second category. As special case, Liszt also made piano arrangements of his own instrumental and vocal works. Examples of this kind are the arrangement of the second movement "Gretchen" of his Faust Symphony and the first "Mephisto Waltz" as well as the "Liebesträume No. 3" and the two volumes of his "Buch der Lieder".
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Liszt wrote substantial quantities of piano transcriptions of a wide variety of music. Indeed, about half of his works are arrangements of music by other composers.[52] He played many of them himself in celebrated performances. In the mid-19th century, orchestral performances were much less common than they are today and were not available at all outside major cities; thus, Liszt's transcriptions played a major role in popularising a wide array of music such as Beethoven's symphonies.[53]
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The pianist Cyprien Katsaris has stated that he prefers Liszt's transcriptions of the symphonies to the originals,[citation needed] and Hans von Bülow admitted that Liszt's transcription of his Dante Sonett "Tanto gentile" was much more refined than the original he himself had composed.[n 8] Liszt's transcriptions of Schubert songs, his fantasies on operatic melodies and his piano arrangements of symphonies by Berlioz and Beethoven are other well-known examples of piano transcriptions.
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In addition to piano transcriptions, Liszt also transcribed about a dozen works for organ, such as Otto Nicolai's Ecclesiastical Festival Overture on the chorale "Ein feste Burg", Orlando di Lasso's motet Regina coeli, some Chopin preludes, and excerpts of Bach's Cantata No. 21 and Wagner's Tannhäuser.[54]
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Liszt wrote his two largest organ works between 1850 and 1855 while he was living in Weimar, a city with a long tradition of organ music, most notably that of J.S. Bach. Humphrey Searle calls these works—the Fantasy and Fugue on the chorale "Ad nos, ad salutarem undam" and the Prelude and Fugue on B-A-C-H—Liszt's "only important original organ works"[55] and Derek Watson, writing in his 1989 Liszt, considered them among the most significant organ works of the nineteenth century, heralding the work of such key organist-musicians as Reger, Franck, and Saint-Saëns, among others.[56] Ad nos is an extended fantasia, Adagio, and fugue, lasting over half an hour, and the Prelude and Fugue on B-A-C-H includes chromatic writing which sometimes removes the sense of tonality. Liszt also wrote some smaller organ works, including a prelude (1854) and set of variations on the first section of movement 2 chorus from Bach's cantata Weinen, Klagen, Sorgen, Zagen, BWV 12 (which Bach later reworked as the Crucifixus in the Mass in B minor), which he composed after the death of his daughter in 1862.[31] He also wrote a Requiem for organ solo, intended to be performed liturgically, along with the spoken Requiem Mass.[55]
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Franz Liszt composed about six dozen original songs with piano accompaniment. In most cases the lyrics were in German or French, but there are also some songs in Italian and Hungarian and one song in English. Liszt began with the song "Angiolin dal biondo crin" in 1839, and, by 1844, had composed about two dozen songs. Some of them had been published as single pieces. In addition, there was an 1843–1844 series Buch der Lieder. The series had been projected for three volumes, consisting of six songs each, but only two volumes appeared.
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Today, Liszt's songs are relatively obscure. The song "Ich möchte hingehn" is sometimes cited because of a single bar, which resembles the opening motif of Wagner's Tristan und Isolde. It is often claimed that Liszt wrote that motif ten years before Wagner started work on Tristan in 1857.[n 9] The original version of "Ich möchte hingehn" was certainly composed in 1844 or 1845; however, there are four manuscripts, and only a single one, a copy by August Conradi, contains the bar with the Tristan motif. It is on a paste-over in Liszt's hand. Since in the second half of 1858 Liszt was preparing his songs for publication and he had at that time just received the first act of Wagner's Tristan, it is most likely that the version on the paste-over was a quotation from Wagner.[n 10]
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Liszt, in some of his works, supported the relatively new idea of programme music—that is, music intended to evoke extra-musical ideas such as a depiction of a landscape, a poem, a particular character or personage. (By contrast, absolute music stands for itself and is intended to be appreciated without any particular reference to the outside world.)
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Liszt's own point of view regarding programme music can for the time of his youth be taken from the preface of the Album d'un voyageur (1837). According to this, a landscape could evoke a certain kind of mood. Since a piece of music could also evoke a mood, a mysterious resemblance with the landscape could be imagined. In this sense the music would not paint the landscape, but it would match the landscape in a third category, the mood.
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In July 1854, Liszt stated in his essay about Berlioz and Harold in Italy that not all music was programme music. If, in the heat of a debate, a person would go so far as to claim the contrary, it would be better to put all ideas of programme music aside. But it would be possible to take means like harmony, modulation, rhythm, instrumentation and others to let a musical motif endure a fate. In any case, a programme should be added to a piece of music only if it was necessarily needed for an adequate understanding of that piece.
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Still later, in a letter to Marie d'Agoult of 15 November 1864, Liszt wrote:
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Without any reserve I completely subscribe to the rule of which you so kindly want to remind me, that those musical works which are in a general sense following a programme must take effect on imagination and emotion, independent of any programme. In other words: All beautiful music must be first rate and always satisfy the absolute rules of music which are not to be violated or prescribed.[n 11]
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A symphonic poem or tone poem is a piece of orchestral music in one movement in which some extramusical program provides a narrative or illustrative element. This program may come from a poem, a story or novel, a painting, or another source. The term was first applied by Liszt to his 13 one-movement orchestral works in this vein. They were not pure symphonic movements in the classical sense because they dealt with descriptive subjects taken from mythology, Romantic literature, recent history or imaginative fantasy. In other words, these works were programmatic rather than abstract.[57] The form was a direct product of Romanticism which encouraged literary, pictorial and dramatic associations in music. It developed into an important form of programme music in the second half of the 19th century.[58]
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The first 12 symphonic poems were composed in the decade 1848–58 (though some use material conceived earlier); one other, Von der Wiege bis zum Grabe (From the Cradle to the Grave), followed in 1882. Liszt's intent, according to Hugh MacDonald in The New Grove Dictionary of Music and Musicians, was for these single-movement works "to display the traditional logic of symphonic thought."[59] That logic, embodied in sonata form as musical development, was traditionally the unfolding of latent possibilities in given themes in rhythm, melody and harmony, either in part or in their entirety, as they were allowed to combine, separate and contrast with one another.[60] To the resulting sense of struggle, Beethoven had added an intensity of feeling and the involvement of his audiences in that feeling, beginning from the Eroica Symphony to use the elements of the craft of music—melody, bass, counterpoint, rhythm and harmony—in a new synthesis of elements toward this end.[61]
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Liszt attempted in the symphonic poem to extend this revitalisation of the nature of musical discourse and add to it the Romantic ideal of reconciling classical formal principles to external literary concepts. To this end, he combined elements of overture and symphony with descriptive elements, approaching symphonic first movements in form and scale.[58] While showing extremely creative amendments to sonata form, Liszt used compositional devices such as cyclic form, motifs and thematic transformation to lend these works added coherence.[62] Their composition proved daunting, requiring a continual process of creative experimentation that included many stages of composition, rehearsal and revision to reach a version where different parts of the musical form seemed balanced.[63]
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With some works from the end of the Weimar years, Liszt drifted more and more away from the musical taste of his time. An early example is the melodrama "Der traurige Mönch" ("The sad monk") after a poem by Nikolaus Lenau, composed in the beginning of October 1860. While in the 19th century harmonies were usually considered as major or minor triads to which dissonances could be added, Liszt took the augmented triad as central chord.
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More examples can be found in the third volume of Liszt's Années de Pélerinage. "Les Jeux d'Eaux à la Villa d'Este" ("The Fountains of the Villa d'Este"), composed in September 1877, foreshadows the impressionism of pieces on similar subjects by Claude Debussy and Maurice Ravel. Other pieces such as the "Marche funèbre, En mémoire de Maximilian I, Empereur du Mexique" ("Funeral march, In memory of Maximilian I, Emperor of Mexico")[n 12] composed in 1867 are, however, without stylistic parallel in the 19th and 20th centuries.
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At a later stage, Liszt experimented with "forbidden" things such as parallel 5ths in the "Csárdás macabre"[n 13] and atonality in the Bagatelle sans tonalité ("Bagatelle without Tonality"). Pieces like the "2nd Mephisto-Waltz" are unconventional because of their numerous repetitions of short motives. Also showing experimental characteristics are the Via crucis of 1878, as well as Unstern!, Nuages gris, and the two works entitled La lugubre gondola of the 1880s.
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Besides his musical works, Liszt wrote essays about many subjects. Most important for an understanding of his development is the article series "De la situation des artistes" ("On the situation of artists") which was published in the Parisian Gazette musicale in 1835. In winter 1835–36, during Liszt's stay in Geneva, about half a dozen further essays followed. One of them that was slated to be published under the pseudonym "Emm Prym" was about Liszt's own works. It was sent to Maurice Schlesinger, editor of the Gazette musicale. Schlesinger, however, following the advice of Berlioz, did not publish it.[n 14] In the beginning of 1837, Liszt published a review of some piano works of Sigismond Thalberg. The review provoked a huge scandal.[n 15] Liszt also published a series of writings titled "Baccalaureus letters", ending in 1841.
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During the Weimar years, Liszt wrote a series of essays about operas, leading from Gluck to Wagner. Liszt also wrote essays about Berlioz and the symphony Harold in Italy, Robert and Clara Schumann, John Field's nocturnes, songs of Robert Franz, a planned Goethe foundation at Weimar, and other subjects. In addition to essays, Liszt wrote a biography of his fellow composer Frédéric Chopin, Life of Chopin,[64] as well as a book about the Romanis (Gypsies) and their music in Hungary.
|
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While all of those literary works were published under Liszt's name, it is not quite clear which parts of them he had written himself. It is known from his letters that during the time of his youth there had been collaboration with Marie d'Agoult. During the Weimar years it was the Princess Wittgenstein who helped him. In most cases the manuscripts have disappeared so that it is difficult to determine which of Liszt's literary works were actually works of his own. Until the end of his life, however, it was Liszt's point of view that it was he who was responsible for the contents of those literary works.
|
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Liszt also worked until at least 1885 on a treatise for modern harmony. Pianist Arthur Friedheim, who also served as Liszt's personal secretary, remembered seeing it among Liszt's papers at Weimar. Liszt told Friedheim that the time was not yet ripe to publish the manuscript, titled Sketches for a Harmony of the Future. Unfortunately, this treatise has been lost.
|
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Although there was a period in which many considered Liszt's works "flashy" or superficial, it is now held that many of Liszt's compositions such as Nuages gris, Les jeux d'eaux à la villa d'Este, etc., which contain parallel fifths, the whole-tone scale, parallel diminished and augmented triads, and unresolved dissonances, anticipated and influenced twentieth-century music like that of Debussy, Ravel and Béla Bartók.[65]
|
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From 1827 onwards, Liszt gave lessons in composition and piano playing. He wrote on 23 December 1829 that his schedule was so full of lessons that each day, from half-past eight in the morning till 10 at night, he had scarcely breathing time.[n 16] Most of Liszt's students of this period were amateurs, but there were also some who made a professional career. An example of the former is Valérie Boissier, the later Comtesse de Gasparin. Examples of the latter are Julius Eichberg, Pierre Wolff, and Hermann Cohen. During winter 1835–36, they were Liszt's colleagues at the Conservatoire at Geneva. Wolff then went to Saint Petersburg.
|
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During the years of his tours, Liszt gave only a few lessons, to students including Johann Nepumuk Dunkl and Wilhelm von Lenz. In spring 1844, in Dresden, Liszt met the young Hans von Bülow, his later son-in-law.
|
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After Liszt settled in Weimar, his pupils steadily increased in number. By his death in 1886, there would have been several hundred people who in some sense could have been regarded as his students. August Göllerich published a voluminous catalogue of them.[n 17] In a note he added the remark that he had taken the connotation of "student" in its widest sense. As a consequence, his catalogue includes names of pianists, violinists, cellists, harpists, organists, composers, conductors, singers and even writers.
|
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A catalogue by Ludwig Nohl, was approved and corrected by Liszt in September 1881.[n 18] This gave 48 names, including:
|
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Hans von Bülow,
|
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+
Karl Tausig,
|
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+
Franz Bendel,
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Hans von Bronsart,
|
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Karl Klindworth,
|
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Alexander Winterberger,
|
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Julius Reubke,
|
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Carl Baermann,
|
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Dionys Pruckner,
|
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Julius Eichberg,
|
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Józef Wieniawski,
|
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William Mason,
|
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Juliusz Zarębski,
|
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Giovanni Sgambati,
|
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Karl Pohlig,
|
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Arthur Friedheim,
|
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Eduard Reuss,
|
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Sophie Menter-Popper, and
|
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Vera Timanova. Nohl's catalogue omitted, amongst others, Károly Aggházy and Agnes Street-Klindworth.
|
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|
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By 1886, a similar catalogue would have been much longer, including names such as Eugen d'Albert, Walter Bache, Carl Lachmund, Moriz Rosenthal, Emil Sauer, Alexander Siloti, Conrad Ansorge, William Dayas, August Göllerich, Bernhard Stavenhagen, August Stradal, José Vianna da Motta, István Thomán and Bettina Walker.[n 19]
|
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Some of Liszt's students were disappointed with him.[n 20] An example is Eugen d'Albert, who eventually was almost on hostile terms with Liszt.[n 21] Felix Draeseke, who had joined the circle around Liszt at Weimar in 1857, is another example.
|
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Liszt offered his students little technical advice, expecting them to "wash their dirty linen at home," as he phrased it. Instead, he focused on musical interpretation with a combination of anecdote, metaphor, and wit. He advised one student tapping out the opening chords of Beethoven's Waldstein Sonata, "Do not chop beefsteak for us." To another who blurred the rhythm in Liszt's Gnomenreigen (usually done by playing the piece too fast in the composer's presence): "There you go, mixing salad again." Liszt also wanted to avoid creating carbon copies of himself; rather, he believed in preserving artistic individuality.[66]
|
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Liszt did not charge for lessons. He was troubled when German newspapers published details of pedagogue Theodor Kullak's will, revealing that Kullak had generated more than one million marks from teaching. "As an artist, you do not rake in a million marks without performing some sacrifice on the altar of Art," Liszt told his biographer Lina Ramann. Carl Czerny, however, charged an expensive fee for lessons and even dismissed Stephen Heller when he was unable to afford to pay for his lessons.[citation needed] Liszt spoke very fondly of his former teacher—who gave lessons to Liszt free of charge—to whom Liszt dedicated his Transcendental Études. He wrote to the Allgemeine musikalische Zeitung, urging Kullak's sons to create an endowment for needy musicians, as Liszt himself frequently did.[33]
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Liszt was played by Brandon Hurst in the 1938 film Suez; by Fritz Leiber in the 1943 film Phantom of the Opera; by Stephen Bekassy in the 1945 film A Song to Remember; by Henry Daniell in the 1947 film Song of Love; by Sviatoslav Richter in the 1952 film Glinka – The Composer; by Will Quadflieg in Max Ophüls's 1955 film Lola Montès; by Carlos Thompson in the 1955 film Magic Fire; by Dirk Bogarde in the 1960 film Song Without End; by Jeremy Irons in the 1974 BBC Television series Notorious Woman; by Roger Daltrey in the 1975 Ken Russell film Lisztomania; by Anton Diffring in the 1986 Franco-German film Wahnfried directed by Peter Patzak; and by Julian Sands in the 1991 British-American film Impromptu.[67] and by Geordie Johnson in the 1996 TV movie Liszt's Rhapsody.
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Franz Peter Schubert (German: [ˈfʁant͡s ˈpeːtɐ ˈʃuːbɐt]; 31 January 1797 – 19 November 1828) was an Austrian composer of the late Classical and early Romantic eras. Despite his short lifetime, Schubert left behind a vast oeuvre, including more than 600 secular vocal works (mainly lieder), seven complete symphonies, sacred music, operas, incidental music and a large body of piano and chamber music. His major works include the Piano Quintet in A major, D. 667 (Trout Quintet), the Symphony No. 8 in B minor, D. 759 (Unfinished Symphony), the ”Great” Symphony No. 9 in C major, D. 944, the String Quintet (D. 956), the three last piano sonatas (D. 958–960), the opera Fierrabras (D. 796), the incidental music to the play Rosamunde (D. 797), and the song cycles Die schöne Müllerin (D. 795) and Winterreise (D. 911).
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Born in the Himmelpfortgrund suburb of Vienna, Schubert's uncommon gifts for music were evident from an early age. His father gave him his first violin lessons and his elder brother gave him piano lessons, but Schubert soon exceeded their abilities. In 1808, at the age of eleven, he became a pupil at the Stadtkonvikt school, where he became acquainted with the orchestral music of Haydn, Mozart, and Beethoven. He left the Stadtkonvikt at the end of 1813, and returned home to live with his father, where he began studying to become a schoolteacher; despite this, he continued his studies in composition with Antonio Salieri and still composed prolifically. In 1821, Schubert was admitted to the Gesellschaft der Musikfreunde as a performing member, which helped establish his name among the Viennese citizenry. He gave a concert of his own works to critical acclaim in March 1828, the only time he did so in his career. He died eight months later at the age of 31, the cause officially attributed to typhoid fever, but believed by some historians to be syphilis.
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Appreciation of Schubert's music while he was alive was limited to a relatively small circle of admirers in Vienna, but interest in his work increased significantly in the decades following his death. Felix Mendelssohn, Robert Schumann, Franz Liszt, Johannes Brahms and other 19th-century composers discovered and championed his works. Today, Schubert is ranked among the greatest composers of Western classical music and his music continues to be popular.
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Franz Peter Schubert was born in Himmelpfortgrund (now a part of Alsergrund), Vienna, Archduchy of Austria on 31 January 1797, and baptised in the Catholic Church the following day.[1] He was the twelfth child of Franz Theodor Florian Schubert (1763–1830) and Maria Elisabeth Katharina Vietz (1756–1812).[2] Schubert's immediate ancestors came originally from the province of Zuckmantel in Austrian Silesia.[3] His father, the son of a Moravian peasant, was a well-known parish schoolmaster, and his school in Lichtental (in Vienna's ninth district) had numerous students in attendance.[4] He came to Vienna from Zukmantel in 1784 and was appointed schoolmaster two years later.[3] His mother was the daughter of a Silesian master locksmith and had been a housemaid for a Viennese family before marriage. Of Franz Theodor and Elisabeth's fourteen children (one of them illegitimate, born in 1783),[5] nine died in infancy.
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At the age of five, Schubert began to receive regular instruction from his father, and a year later was enrolled at his father's school. Although it is not exactly known when Schubert received his first musical instruction, he was given piano lessons by his brother Ignaz, but they lasted for a very short time as Schubert excelled him within a few months.[6] Ignaz later recalled:[7]
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I was amazed when Franz told me, a few months after we began, that he had no need of any further instruction from me, and that for the future he would make his own way. And in truth his progress in a short period was so great that I was forced to acknowledge in him a master who had completely distanced and out stripped me, and whom I despaired of overtaking.
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His father gave him his first violin lessons when he was eight years old, training him to the point where he could play easy duets proficiently.[8] Soon after, Schubert was given his first lessons outside the family by Michael Holzer, organist and choirmaster of the local parish church in Lichtental. Holzer would often assure Schubert's father, with tears in his eyes, that he had never had such a pupil as Schubert,[7] and the lessons may have largely consisted of conversations and expressions of admiration.[9] Holzer gave the young Schubert instruction in piano and organ as well as in figured bass.[10] According to Holzer, however, he did not give him any real instruction as Schubert would already know anything that he tried to teach him; rather, he looked upon Schubert with "astonishment and silence".[8] The boy seemed to gain more from an acquaintance with a friendly apprentice joiner who took him to a neighbouring pianoforte warehouse where Schubert could practise on better instruments.[11] He also played viola in the family string quartet, with his brothers Ferdinand and Ignaz on first and second violin and his father on the cello. Schubert wrote his earliest string quartets for this ensemble.[12]
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Young Schubert first came to the attention of Antonio Salieri, then Vienna's leading musical authority, in 1804, when his vocal talent was recognised.[12] In November 1808, he became a pupil at the Stadtkonvikt (Imperial Seminary) through a choir scholarship. At the Stadtkonvikt, he was introduced to the overtures and symphonies of Mozart, the symphonies of Joseph Haydn and his younger brother Michael Haydn, and the overtures and symphonies of Beethoven, a composer for whom he developed a significant admiration.[13][14] His exposure to these and other works, combined with occasional visits to the opera, laid the foundation for a broader musical education.[15] One important musical influence came from the songs by Johann Rudolf Zumsteeg, an important composer of lieder. The precocious young student "wanted to modernize" Zumsteeg's songs, as reported by Joseph von Spaun, Schubert's friend.[16] Schubert's friendship with Spaun began at the Stadtkonvikt and lasted throughout his short life. In those early days, the financially well-off Spaun furnished the impoverished Schubert with much of his manuscript paper.[15]
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In the meantime, Schubert's genius began to show in his compositions; Salieri decided to start training him privately in music theory and even in composition. According to Ferdinand, the boy's first composition for piano was a Fantasy for four hands; his first song, Klagegesang der Hagar, would be written a year later.[17] Schubert was occasionally permitted to lead the Stadtkonvikt's orchestra,[18] and it was the first orchestra he wrote for. He devoted much of the rest of his time at the Stadtkonvikt to composing chamber music, several songs, piano pieces and, more ambitiously, liturgical choral works in the form of a "Salve Regina" (D 27), a "Kyrie" (D 31), in addition to the unfinished "Octet for Winds" (D 72, said to commemorate the 1812 death of his mother),[19] the cantata Wer ist groß? for male voices and orchestra (D 110, for his father's birthday in 1813), and his first symphony (D 82).[20]
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At the end of 1813, Schubert left the Stadtkonvikt and returned home for teacher training at the St Anna Normal-hauptschule. In 1814, he entered his father's school as teacher of the youngest pupils. For over two years young Schubert endured severe drudgery;[21] there were, however, compensatory interests even then. He continued to take private lessons in composition from Salieri, who gave Schubert more actual technical training than any of his other teachers, before they parted ways in 1817.[18]
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In 1814, Schubert met a young soprano named Therese Grob, daughter of a local silk manufacturer, and wrote several of his liturgical works (including a "Salve Regina" and a "Tantum Ergo") for her; she was also a soloist in the premiere of his Mass No. 1 (D. 105) in September[22] 1814.[21] Schubert wanted to marry her, but was hindered by the harsh marriage-consent law of 1815[23] requiring an aspiring bridegroom to show he had the means to support a family.[24] In November 1816, after failing to gain a musical post in Laibach (now Ljubljana, Slovenia), Schubert sent Grob's brother Heinrich a collection of songs retained by the family into the twentieth century.[25]
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One of Schubert's most prolific years was 1815. He composed over 20,000 bars of music, more than half of which were for orchestra, including nine church works (despite being agnostic),[26][27] a symphony, and about 140 Lieder.[28] In that year, he was also introduced to Anselm Hüttenbrenner and Franz von Schober, who would become his lifelong friends. Another friend, Johann Mayrhofer, was introduced to him by Spaun in 1815.[29]
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Throughout 1815, Schubert lived with his father at home; his mother died in 1812. He continued to teach at the school and give private musical instruction, earning enough money for his basic needs, including clothing, manuscript paper, pens, and ink, but with little to no money left over for luxuries.[30] Spaun was well aware that Schubert was discontented with his life at the schoolhouse, and was concerned for Schubert's development intellectually and musically. In May 1816, Spaun moved from his apartment in Landskrongasse (in the inner city) to a new home in the Landstraße suburb; one of the first things he did after he settled into the new home was to invite Schubert to spend a few days with him. This was probably Schubert's first visit away from home or school.[31] Schubert's unhappiness during his years as a schoolteacher possibly showed early signs of depression, and it is a virtual certainty that Schubert suffered from cyclothymia throughout his life.[32]
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In 1989 the musicologist Maynard Solomon suggested that Schubert was erotically attracted to men,[33] a thesis that has, at times, been heatedly debated.[34][35] The musicologist and Schubert expert Rita Steblin has said that he was "chasing women".[36] The theory of Schubert's sexuality or "Schubert as Other" has continued to influence current scholarship.[37]
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Significant changes happened in 1816. Schober, a student and of good family and some means, invited Schubert to room with him at his mother's house. The proposal was particularly opportune, for Schubert had just made the unsuccessful application for the post of kapellmeister at Laibach, and he had also decided not to resume teaching duties at his father's school. By the end of the year, he became a guest in Schober's lodgings.[38] For a time, he attempted to increase the household resources by giving music lessons, but they were soon abandoned, and he devoted himself to composition. "I compose every morning, and when one piece is done, I begin another."[39] During this year, he focused on orchestral and choral works, although he also continued to write Lieder.[40] Much of this work was unpublished, but manuscripts and copies circulated among friends and admirers.[41]
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In early 1817, Schober introduced Schubert to Johann Michael Vogl, a prominent baritone twenty years Schubert's senior. Vogl, for whom Schubert went on to write a great many songs, became one of Schubert's main proponents in Viennese musical circles. Schubert also met Joseph Hüttenbrenner (brother of Anselm), who also played a role in promoting his music.[42] These, and an increasing circle of friends and musicians, became responsible for promoting, collecting, and, after his death, preserving his work.[43]
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In late 1817, Schubert's father gained a new position at a school in Rossau, not far from Lichtental. Schubert rejoined his father and reluctantly took up teaching duties there. In early 1818, he applied for membership in the prestigious Gesellschaft der Musikfreunde, intending to gain admission as an accompanist, but also so that his music, especially the songs, could be performed in the evening concerts. He was rejected on the basis that he was "no amateur", although he had been employed as a schoolteacher at the time and there were professional musicians already among the society's membership.[44][45] However, he began to gain more notice in the press, and the first public performance of a secular work, an overture performed in February 1818, received praise from the press in Vienna and abroad.[46]
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Schubert spent the summer of 1818 as a music teacher to the family of Count Johann Karl Esterházy at their château in Zseliz (now Želiezovce, Slovakia). The pay was relatively good, and his duties teaching piano and singing to the two daughters were relatively light, allowing him to compose happily. Schubert may have written his Marche Militaire in D major (D. 733 no. 1) for Marie and Karoline, in addition to other piano duets.[47] On his return from Zseliz, he took up residence with his friend Mayrhofer.[45]
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During the early 1820s, Schubert was part of a close-knit circle of artists and students who had social gatherings together that became known as Schubertiads. Many of them took place in Ignaz von Sonnleithner's large apartment in the Gundelhof (Brandstätte 5, Vienna). The tight circle of friends with which Schubert surrounded himself was dealt a blow in early 1820. Schubert and four of his friends were arrested by the Austrian police, who (in the aftermath of the French Revolution and Napoleonic Wars) were on their guard against revolutionary activities and suspicious of any gathering of youth or students. One of Schubert's friends, Johann Senn, was put on trial, imprisoned for over a year, and then permanently forbidden to enter Vienna. The other four, including Schubert, were "severely reprimanded", in part for "inveighing against [officials] with insulting and opprobrious language".[48] While Schubert never saw Senn again, he did set some of his poems, Selige Welt (D. 743) and Schwanengesang (D 744), to music. The incident may have played a role in a falling-out with Mayrhofer, with whom he was living at the time.[49]
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Schubert, who was only a little more than five feet tall,[50] was nicknamed "Schwammerl" by his friends, which Gibbs describes as translating to "Tubby" or "Little Mushroom".[51] "Schwamm" is German (in the Austrian and Bavarian dialects) for mushroom; the ending "-erl" makes it a diminutive. Gibbs also claims he may have occasionally drunk to excess, noting that references to Schubert's heavy drinking "... come not only in later accounts, but also in documents dating from his lifetime."[52]
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The compositions of 1819 and 1820 show a marked advance in development and maturity of style.[53] The unfinished oratorio Lazarus (D. 689) was begun in February; later followed, amid a number of smaller works, by the hymn "Der 23. Psalm" (D. 706), the octet "Gesang der Geister über den Wassern" (D. 714), the Quartettsatz in C minor (D. 703), and the Wanderer Fantasy in C major for piano (D. 760). In 1820, two of Schubert's operas were staged: Die Zwillingsbrüder (D. 647) appeared at the Theater am Kärntnertor on 14 June, and Die Zauberharfe (D. 644) appeared at the Theater an der Wien on 21 August.[54] Hitherto, his larger compositions (apart from his masses) had been restricted to the amateur orchestra at the Gundelhof (Brandstätte 5, Vienna), a society which grew out of the quartet-parties at his home. Now he began to assume a more prominent position, addressing a wider public.[54] Publishers, however, remained distant, with Anton Diabelli hesitantly agreeing to print some of his works on commission.[55] The first seven opus numbers (all songs) appeared on these terms; then the commission ceased, and he began to receive parsimonious royalties. The situation improved somewhat in March 1821 when Vogl performed the song "Der Erlkönig" (D. 328) at a concert that was extremely well received.[56] That month, Schubert composed a Variation on a Waltz by Diabelli (D 718), being one of the fifty composers who contributed to the Vaterländischer Künstlerverein publication.
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The production of the two operas turned Schubert's attention more firmly than ever in the direction of the stage, where, for a variety of reasons, he was almost completely unsuccessful. All in all, he embarked on twenty stage projects, each of them failures which were quickly forgotten. In 1822, Alfonso und Estrella was refused, partly owing to its libretto (written by Schubert's friend Franz von Schober).[57] In 1823, Fierrabras (D 796) was rejected: Domenico Barbaia, impresario for the court theatres, largely lost interest in new German opera due to the popularity of Rossini and the Italian operatic style, and the failure of Carl Maria von Weber's Euryanthe.[58] Die Verschworenen (The Conspirators, D 787) was prohibited by the censor (apparently on the grounds of its title),[59] and Rosamunde, Fürstin von Zypern (D 797) was withdrawn after two nights, owing to the poor quality of the play for which Schubert had written incidental music.
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Despite his operatic failures, Schubert's reputation was growing steadily on other fronts. In 1821, the Gesellschaft der Musikfreunde finally accepted him as a performing member, and the number of performances of his music grew remarkably.[60] These performances helped Schubert's reputation grow rapidly among the members of the Gesellschaft[60] and establish his name among the citizenry.[57] Some of the members of the Gesellschaft, most notably Ignaz von Sonnleithner and his son Leopold von Sonnleithner, had a sizeable influence on the affairs of the society, and as a result of that, and Schubert's growing reputation, his works were included in three major concerts of the Gesellschaft in 1821. In April, one of his male-voice quartets was performed, and in November, his Overture in E minor (D. 648) received its first public performance;[60] on a different concert of the same day as the premiere of the Overture, his song Der Wanderer (D. 489) was performed.[57]
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In 1822, Schubert made the acquaintance of both Weber and Beethoven, but little came of it in either case: however, Beethoven is said to have acknowledged the younger man's gifts on a few occasions. On his deathbed, Beethoven is said to have looked into some of the younger man's works and exclaimed: "Truly, the spark of divine genius resides in this Schubert!" Beethoven also reportedly predicted that Schubert "would make a great sensation in the world," and regretted that he had not been more familiar with him earlier; he wished to see his operas and works for piano, but his severe illness prevented him from doing so.[61]
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Despite his preoccupation with the stage, and later with his official duties, Schubert found time during these years for a significant amount of composition. He completed the Mass in A-flat major, (D. 678) in 1822, and later that year embarked suddenly on a work which more decisively than almost any other in those years showed his maturing personal vision, the Symphony in B minor, known as the Unfinished Symphony (D. 759).[62] The reason he left it unfinished – after writing two movements and sketches some way into a third – continues to be discussed and written about, and it is also remarkable that he did not mention it to any of his friends, even though, as Brian Newbould notes, he must have felt thrilled by what he was achieving.[63] In 1823, Schubert wrote his first large-scale song cycle, Die schöne Müllerin (D. 795), setting poems by Wilhelm Müller.[64] This series, together with the later cycle Winterreise (D. 911, also setting texts of Müller in 1827) is widely considered one of the pinnacles of Lieder.[65] He also composed the song Du bist die Ruh' (You are rest and peace,[66] D. 776) during this year. Also in that year, symptoms of syphilis first appeared.[67]
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In 1824, he wrote the Variations in E minor for flute and piano Trockne Blumen, a song from the cycle Die schöne Müllerin, and several string quartets. He also wrote the Sonata in A minor for arpeggione and piano (D. 821) at the time when there was a minor craze over that instrument.[68] In the spring of that year, he wrote the Octet in F major (D. 803), a sketch for a 'Grand Symphony'; and in the summer went back to Zseliz. There he became attracted to Hungarian musical idiom, and wrote the Divertissement à la hongroise in G minor for piano duet (D. 818) and the String Quartet in A minor Rosamunde (D. 804). It has been said that he held a hopeless passion for his pupil, the Countess Caroline Esterházy,[69] but the only work he dedicated to her was his Fantasia in F minor for piano duet (D. 940).[70] His friend Eduard von Bauernfeld penned the following verse, which appears to reference Schubert's unrequited sentiments:
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In love with a Countess of youthful grace,
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—A pupil of Galt's; in desperate case
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Young Schubert surrenders himself to another,
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And fain would avoid such affectionate pother[71]
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The setbacks of previous years were compensated by the prosperity and happiness of 1825. Publication had been moving more rapidly, the stress of poverty was for a time lightened, and in the summer he had a pleasant holiday in Upper Austria where he was welcomed with enthusiasm. It was during this tour that he produced the seven-song cycle Fräulein am See, based on Walter Scott's The Lady of the Lake, and including "Ellens Gesang III" ("Hymn to the Virgin") (D. 839, Op. 52, No. 6); the lyrics of Adam Storck's German translation of the Scott poem are now frequently replaced by the full text of the traditional Roman Catholic prayer Hail Mary (Ave Maria in Latin), but for which the Schubert melody is not an original setting. The original only opens with the greeting "Ave Maria", which also recurs only in the refrain.[72] In 1825, Schubert also wrote the Piano Sonata in A minor (D 845, first published as op. 42), and began the Symphony in C major (Great C major, D. 944), which was completed the following year.[73]
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From 1826 to 1828, Schubert resided continuously in Vienna, except for a brief visit to Graz, Austria, in 1827. In 1826, he dedicated a symphony (D. 944, that later came to be known as the Great C major) to the Gesellschaft der Musikfreunde and received an honorarium in return.[74] The String Quartet No. 14 in D minor (D. 810), with the variations on Death and the Maiden, was written during the winter of 1825–1826, and first played on 25 January 1826. Later in the year came the String Quartet No. 15 in G major, (D 887, first published as op. 161), the Rondo in B minor for violin and piano (D. 895), Rondeau brillant, and the Piano Sonata in G major, (D 894, first published as Fantasie in G, op. 78). He also produced in 1826 three Shakespearian songs, of which "Ständchen" (D. 889) and "An Sylvia" (D. 891) were allegedly written on the same day, the former at a tavern where he broke his afternoon's walk, the latter on his return to his lodging in the evening.[75]
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The works of his last two years reveal a composer entering a new professional and compositional stage.[76] Although parts of Schubert's personality were influenced by his friends, he nurtured an intensely personal dimension in solitude; it was out of this dimension that he wrote his greatest music.[77] The death of Beethoven affected Schubert deeply,[78] and may have motivated Schubert to reach new artistic peaks. In 1827, Schubert wrote the song cycle Winterreise (D. 911), the Fantasy in C major for violin and piano (D. 934, first published as op. post. 159), the Impromptus for piano, and the two piano trios (the first in B-flat major (D. 898), and the second in E-flat major, (D. 929);[79] in 1828 the cantata Mirjams Siegesgesang (Victory Song of Miriam, D 942) on a text by Franz Grillparzer, the Mass in E-flat major (D. 950), the Tantum Ergo (D. 962) in the same key, the String Quintet in C major (D. 956), the second "Benedictus" to the Mass in C major (D. 961), the three final piano sonatas (D. 958, D. 959, and D. 960), and the collection 13 Lieder nach Gedichten von Rellstab und Heine for voice and piano, also known as Schwanengesang (Swan-song, D. 957).[80] (This collection – which includes settings of words by Heinrich Heine, Ludwig Rellstab, and Johann Gabriel Seidl – is not a true song cycle like Die schöne Müllerin or Winterreise.[81]) The Great C major symphony is dated 1828, but Schubert scholars believe that this symphony was largely written in 1825–1826 (being referred to while he was on holiday at Gastein in 1825—that work, once considered lost, is now generally seen as an early stage of his C major symphony) and was revised for prospective performance in 1828. The orchestra of the Gesellschaft reportedly read through the symphony at a rehearsal, but never scheduled a public performance of it. The reasons continue to be unknown, although the difficulty of the symphony is the possible explanation.[82] In the last weeks of his life, he began to sketch three movements for a new Symphony in D major (D 936A);[83] In this work, he anticipates Mahler's use of folksong-like harmonics and bare soundscapes.[84] Schubert expressed the wish, were he to survive his final illness, to further develop his knowledge of harmony and counterpoint, and had actually made appointments for lessons with the counterpoint master Simon Sechter.[85]
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On 26 March 1828, the anniversary of Beethoven's death, Schubert gave, for the only time in his career, a public concert of his own works.[86] The concert was a success popularly and financially,[86] even though it would be overshadowed by Niccolò Paganini's first appearances in Vienna shortly after.[87]
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In the midst of this creative activity, his health deteriorated. By the late 1820s, Schubert's health was failing and he confided to some friends that he feared that he was near death. In the late summer of 1828, he saw the physician Ernst Rinna, who may have confirmed Schubert's suspicions that he was ill beyond cure and likely to die soon.[88] Some of his symptoms matched those of mercury poisoning (mercury was then a common treatment for syphilis, again suggesting that Schubert suffered from it).[89] At the beginning of November, he again fell ill, experiencing headaches, fever, swollen joints, and vomiting. He was generally unable to retain solid food and his condition worsened. Five days before Schubert's death, his friend, violinist Karl Holz, and his string quartet visited him to play for him. The last musical work he had wished to hear was Beethoven's String Quartet No. 14 in C-sharp minor, Op. 131; Holz commented: "The King of Harmony has sent the King of Song a friendly bidding to the crossing".[90]
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Schubert died in Vienna, aged 31, on 19 November 1828, at the apartment of his brother Ferdinand. The cause of his death was officially diagnosed as typhoid fever, though other theories have been proposed, including the tertiary stage of syphilis.[88] It was near Beethoven, whom he had admired all his life, that Schubert was buried by his own request, in the village cemetery of Währing, Vienna.[91] He had served as a torchbearer at Beethoven's funeral a year before his own death.
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In 1872, a memorial to Franz Schubert was erected in Vienna's Stadtpark.[91] In 1888, both Schubert's and Beethoven's graves were moved to the Zentralfriedhof where they can now be found next to those of Johann Strauss II and Johannes Brahms.[92] Anton Bruckner was present at both exhumations, and he reached into both coffins and held the revered skulls in his hands.[93] The cemetery in Währing was converted into a park in 1925, called the Schubert Park, and his former grave site was marked by a bust. His epitaph, written by his friend, the poet Franz Grillparzer, reads: Die Tonkunst begrub hier einen reichen Besitz, aber noch viel schönere Hoffnungen (“The art of music has here interred a precious treasure, but yet far fairer hopes”).
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Schubert was remarkably prolific, writing over 1,500 works in his short career. His compositional style progressed rapidly throughout his short life.[94] The largest number of his compositions are songs for solo voice and piano (roughly 630).[95] Schubert also composed a considerable number of secular works for two or more voices, namely part songs, choruses and cantatas. He completed eight orchestral overtures and seven complete symphonies, in addition to fragments of six others. While he composed no concertos, he did write three concertante works for violin and orchestra. Schubert wrote a large body of music for solo piano, including eleven incontrovertibly completed sonatas and at least nine more in varying states of completion,[a] numerous miscellaneous works and many short dances, in addition to producing a large set of works for piano four hands. He also wrote over fifty chamber works, including some fragmentary works. Schubert's sacred output includes seven masses, one oratorio and one requiem, among other mass movements and numerous smaller compositions.[96] He completed only eleven of his twenty stage works.[97]
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In July 1947 the Austrian composer Ernst Krenek discussed Schubert's style, abashedly admitting that he had at first "shared the wide-spread opinion that Schubert was a lucky inventor of pleasing tunes ... lacking the dramatic power and searching intelligence which distinguished such 'real' masters as J. S. Bach or Beethoven". Krenek wrote that he reached a completely different assessment after close study of Schubert's pieces at the urging of his friend and fellow composer Eduard Erdmann. Krenek pointed to the piano sonatas as giving "ample evidence that [Schubert] was much more than an easy-going tune-smith who did not know, and did not care, about the craft of composition." Each sonata then in print, according to Krenek, exhibited "a great wealth of technical finesse" and revealed Schubert as "far from satisfied with pouring his charming ideas into conventional moulds; on the contrary he was a thinking artist with a keen appetite for experimentation."[98]
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That "appetite for experimentation" manifests itself repeatedly in Schubert's output in a wide variety of forms and genres, including opera, liturgical music, chamber and solo piano music, and symphonic works. Perhaps most familiarly, his adventurousness is reflected in his notably original sense of modulation; for example, the second movement of the String Quintet (D. 956), which is in E major, features a central section in the distant key of F minor.[99] It also appears in unusual choices of instrumentation, as in the Sonata in A minor for arpeggione and piano (D. 821), or the unconventional scoring of the Trout Quintet (D. 667), which is scored for piano, violin, viola, cello, and double bass, whereas conventional piano quintets are scored for piano and string quartet.
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Although Schubert was clearly influenced by the Classical sonata forms of Beethoven and Mozart, his formal structures and his developments tend to give the impression more of melodic development than of harmonic drama.[100] This combination of Classical form and long-breathed Romantic melody sometimes lends them a discursive style: his Great C major Symphony was described by Robert Schumann as running to "heavenly lengths".[101]
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It was in the genre of the Lied that Schubert made his most indelible mark. Leon Plantinga remarks that "in his more than six hundred Lieder he explored and expanded the potentialities of the genre, as no composer before him."[102] Prior to Schubert's influence, Lieder tended toward a strophic, syllabic treatment of text, evoking the folksong qualities engendered by the stirrings of Romantic nationalism.[103]
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Among Schubert's treatments of the poetry of Goethe, his settings of "Gretchen am Spinnrade" (D. 118) and "Der Erlkönig" (D. 328) are particularly striking for their dramatic content, forward-looking uses of harmony, and their use of eloquent pictorial keyboard figurations, such as the depiction of the spinning wheel and treadle in the piano in "Gretchen" and the furious and ceaseless gallop in "Erlkönig".[104] He composed music using the poems of a myriad of poets, with Goethe, Mayrhofer and Schiller being top three most frequent, and others including Heinrich Heine, Friedrich Rückert and Joseph Freiherr von Eichendorff. Of additional particular note are his two song cycles on the poems of Wilhelm Müller, Die schöne Müllerin and Winterreise, which helped to establish the genre and its potential for musical, poetic, and almost operatic dramatic narrative. His last collection of songs published in 1828 after his death, Schwanengesang, is also an innovative contribution to German lieder literature, as it features poems by different poets, namely Ludwig Rellstab, Heine, and Johann Gabriel Seidl. The Wiener Theaterzeitung, writing about Winterreise at the time, commented that it was a work that "none can sing or hear without being deeply moved".[105]
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Antonín Dvořák wrote in 1894 that Schubert, whom he considered one of the truly great composers, was clearly influential on shorter works, especially Lieder and shorter piano works: "The tendency of the romantic school has been toward short forms, and although Weber helped to show the way, to Schubert belongs the chief credit of originating the short models of piano forte pieces which the romantic school has preferably cultivated. [...] Schubert created a new epoch with the Lied. [...] All other songwriters have followed in his footsteps."[106]
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When Schubert died he had around 100 opus numbers published, mainly songs, chamber music and smaller piano compositions.[107] Publication of smaller pieces continued (including opus numbers up to 173 in the 1860s, 50 instalments with songs published by Diabelli and dozens of first publications Peters),[108] but the manuscripts of many of the longer works, whose existence was not widely known, remained hidden in cabinets and file boxes of Schubert's family, friends, and publishers.[109] Even some of Schubert's friends were unaware of the full scope of what he wrote, and for many years he was primarily recognised as the "prince of song", although there was recognition of some of his larger-scale efforts.[110] In 1838 Robert Schumann, on a visit to Vienna, found the dusty manuscript of the C major Symphony (D. 944) and took it back to Leipzig where it was performed by Felix Mendelssohn and celebrated in the Neue Zeitschrift. An important step towards the recovery of the neglected works was the journey to Vienna which the music historian George Grove and the composer Arthur Sullivan made in October 1867. The travellers unearthed the manuscripts of six of the symphonies, parts of the incidental music to Rosamunde, the Mass No. 1 in F major (D. 105), and the operas Des Teufels Lustschloss (D. 84), Fernardo (D. 220), Der vierjährige Posten (D. 190), and Die Freunde von Salamanka (D. 326), and several other unnamed works. With these discoveries, Grove and Sullivan were able to inform the public of the existence of these works; in addition, they were able to copy the fourth and sixth symphonies, the Rosamunde incidental music, and the overture to Die Freunde von Salamanka.[109] This led to more widespread public interest in Schubert's work.[111]
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From 1884 to 1897, Breitkopf & Härtel published Franz Schubert's Works, a critical edition including a contribution made – among others – by Johannes Brahms, editor of the first series containing eight symphonies.[112] The publication of the Neue Schubert-Ausgabe by Bärenreiter started in the second half of the 20th century.[113]
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Since relatively few of Schubert's works were published in his lifetime, only a small number of them have opus numbers assigned, and even in those cases, the sequence of the numbers does not give a good indication of the order of composition. Austrian musicologist Otto Erich Deutsch (1883–1967) is known for compiling the first comprehensive catalogue of Schubert's works. This was first published in English in 1951 (Schubert Thematic Catalogue) and subsequently revised for a new edition in German in 1978 (Franz Schubert: Thematisches Verzeichnis seiner Werke in chronologischer Folge – Franz Schubert: Thematic Catalogue of his Works in Chronological Order).[114]
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Confusion arose quite early over the numbering of Schubert's late symphonies. Schubert's last completed symphony, the Great C major D 944, was assigned the numbers 7, 8, 9 and 10, depending on publication. Similarly the Unfinished D 759 has been indicated with the numbers 7, 8, and 9.[115]
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The order usually followed for these late symphonies by English-language sources is:
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An even broader confusion arose over the numbering of the piano sonatas, with numbering systems ranging from 15 to 23 sonatas.
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A feeling of regret for the loss of potential masterpieces caused by Schubert's early death at age 31 was expressed in the epitaph on his large tombstone written by Grillparzer: "Here music has buried a treasure, but even fairer hopes."[116] Some prominent musicians share a similar view, including the pianist Radu Lupu, who said: "[Schubert] is the composer for whom I am really most sorry that he died so young. ... Just before he died, when he wrote his beautiful two-cello String Quintet in C, he said very modestly that he was trying to learn a little more about counterpoint, and he was perfectly right. We'll never know in what direction he was going or would have gone."[117] However, others have expressed disagreement with this early view. For instance, Robert Schumann said: "It is pointless to guess at what more [Schubert] might have achieved. He did enough; and let them be honoured who have striven and accomplished as he did",[118] and the pianist András Schiff said that "Schubert lived a very short life, but it was a very concentrated life. In 31 years, he lived more than other people would live in 100 years, and it is needless to speculate what could he have written had he lived another 50 years. It's irrelevant, just like with Mozart; these are the two natural geniuses of music."[119]
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The Wiener Schubertbund, one of Vienna's leading choral societies, was founded in 1863, whilst the Gründerzeit was taking place. The Schubertbund quickly became a rallying point for schoolteachers and other members of the Viennese middle class who felt increasingly embattled during the Gründerzeit and the aftermath of the Panic of 1873. In 1872, the dedication of the Schubert Denkmal, a gift to the city from Vienna's leading male chorus, the Wiener Männergesang-Verein [de], took place; the chorus performed at the event.[120] The Denkmal was designed by Austrian sculptor Carl Kundmann and is located in Vienna's Stadtpark.
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Schubert's chamber music continues to be popular. In a survey conducted by the ABC Classic FM radio station in 2008, Schubert's chamber works dominated the field, with the Trout Quintet ranked first, the String Quintet in C major ranked second, and the Notturno in E-flat major for piano trio ranked third. Furthermore, eight more of his chamber works were among the 100 ranked pieces: both piano trios, the String Quartet No. 14 (Death and the Maiden), the String Quartet No. 15, the Arpeggione Sonata, the Octet, the Fantasie in F minor for piano four-hands, and the Adagio and Rondo Concertante for piano quartet.[121]
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The New York Times' chief music critic Anthony Tommasini, who ranked Schubert as the fourth greatest composer, wrote of him:
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You have to love the guy, who died at 31, ill, impoverished and neglected except by a circle of friends who were in awe of his genius. For his hundreds of songs alone – including the haunting cycle Winterreise, which will never release its tenacious hold on singers and audiences – Schubert is central to our concert life... Schubert's first few symphonies may be works in progress. But the Unfinished and especially the Great C major Symphony are astonishing. The latter one paves the way for Bruckner and prefigures Mahler.[122]
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From the 1830s through the 1870s, Franz Liszt transcribed and arranged a number of Schubert's works, particularly the songs. Liszt, who was a significant force in spreading Schubert's work after his death, said Schubert was "the most poetic musician who ever lived."[123] Schubert's symphonies were of particular interest to Antonín Dvořák. Hector Berlioz and Anton Bruckner acknowledged the influence of the Great C Major Symphony.[124] It was Robert Schumann who, having seen the manuscript of the Great C Major Symphony in Vienna in 1838, drew it to the attention of Mendelssohn, who led the first performance of the symphony, in a heavily abridged version, in Leipzig in 1839.[125] In the 20th century, composers such as Richard Strauss, Anton Webern, Benjamin Britten, George Crumb, and Hans Zender championed or paid homage to Schubert in some of their works. Britten, an accomplished pianist, accompanied many of Schubert's Lieder and performed many piano solo and duet works.[124]
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German electronic music group Kraftwerk has an instrumental piece titled Franz Schubert on their 1977 album Trans-Europe Express.
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In 1897, the 100th anniversary of Schubert's birth was marked in the musical world by festivals and performances dedicated to his music. In Vienna, there were ten days of concerts, and the Emperor Franz Joseph gave a speech recognising Schubert as the creator of the art song, and one of Austria's favourite sons.[126][127]
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Karlsruhe saw the first production of his opera Fierrabras.[128]
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In 1928, Schubert Week was held in Europe and the United States to mark the centenary of the composer's death. Works by Schubert were performed in churches, in concert halls, and on radio stations. A competition, with top prize money of $10,000 and sponsorship by the Columbia Phonograph Company, was held for "original symphonic works presented as an apotheosis of the lyrical genius of Schubert, and dedicated to his memory".[129] The winning entry was Kurt Atterberg's sixth symphony.[129]
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Schubert has featured as a character in a number of films including Schubert's Dream of Spring (1931), Gently My Songs Entreat (1933), Serenade (1940), The Great Awakening (1941), It's Only Love (1947), Franz Schubert (1953), Das Dreimäderlhaus (1958), and Mit meinen heißen Tränen (1986). Schubert's music has also been featured in numerous post-silent era films, including Walt Disney's Fantasia (1940), which features Ave Maria (D. 839);[130] and the biographical film Carrington (1995), which features the second movement of the String Quintet in C major (D. 956)[131], as well as the English version of
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The Adventures of Milo and Otis (1989), which features Serenade and Auf dem Wasser zu singen (D. 774).
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Schubert's life was covered in the documentary Franz Peter Schubert: The Greatest Love and the Greatest Sorrow by Christopher Nupen (1994),[132] and in the documentary Schubert – The Wanderer by András Schiff and Mischa Scorer (1997), both produced for the BBC.[119][133]
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Works by Otto Erich Deutsch
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Otto Erich Deutsch, working in the first half of the 20th century, was probably the preeminent scholar of Schubert's life and music. In addition to the catalogue of Schubert's works, he collected and organized a great deal of material about Schubert, some of which remains in print.
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19th- and early 20th-century scholarship
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Modern scholarship
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Numbering of symphonies
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The following sources illustrate the confusion around the numbering of Schubert's late symphonies. The B minor Unfinished Symphony is variously published as No. 7 and No. 8, in both German and English.
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List of compositions by Franz Schubert
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Frédéric François Chopin (UK: /ˈʃɒpæ̃/, US: /ʃoʊˈpæn/,[1][2] French: [ʃɔpɛ̃], Polish: [ˈʂɔpɛn]), born Fryderyk Franciszek Chopin (1 March 1810 – 17 October 1849), was a Polish composer and virtuoso pianist of the Romantic era who wrote primarily for solo piano. He has maintained worldwide renown as a leading musician of his era, one whose "poetic genius was based on a professional technique that was without equal in his generation."[3]
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Chopin was born in Żelazowa Wola in the Duchy of Warsaw and grew up in Warsaw, which in 1815 became part of Congress Poland. A child prodigy, he completed his musical education and composed his earlier works in Warsaw before leaving Poland at the age of 20, less than a month before the outbreak of the November 1830 Uprising. At 21, he settled in Paris. Thereafter—in the last 18 years of his life—he gave only 30 public performances, preferring the more intimate atmosphere of the salon. He supported himself by selling his compositions and by giving piano lessons, for which he was in high demand. Chopin formed a friendship with Franz Liszt and was admired by many of his other musical contemporaries, including Robert Schumann.
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After a failed engagement to Maria Wodzińska from 1836 to 1837, he maintained an often troubled relationship with the French writer Amantine Dupin (known by her pen name, George Sand). A brief and unhappy visit to Majorca with Sand in 1838–39 would prove one of his most productive periods of composition. In his final years, he was supported financially by his admirer Jane Stirling, who also arranged for him to visit Scotland in 1848. For most of his life, Chopin was in poor health. He died in Paris in 1849 at the age of 39, probably of pericarditis aggravated by tuberculosis.
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All of Chopin's compositions include the piano. Most are for solo piano, though he also wrote two piano concertos, a few chamber pieces, and some 19 songs set to Polish lyrics. His piano writing was technically demanding and expanded the limits of the instrument, his own performances noted for their nuance and sensitivity. His major piano works also include mazurkas, waltzes, nocturnes, polonaises, the instrumental ballade (which Chopin created as an instrumental genre), études, impromptus, scherzos, preludes and sonatas, some published only posthumously. Among the influences on his style of composition were Polish folk music, the classical tradition of J. S. Bach, Mozart, and Schubert, and the atmosphere of the Paris salons of which he was a frequent guest. His innovations in style, harmony, and musical form, and his association of music with nationalism, were influential throughout and after the late Romantic period.
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Chopin's music, his status as one of music's earliest celebrities, his indirect association with political insurrection, his high-profile love-life, and his early death have made him a leading symbol of the Romantic era. His works remain popular, and he has been the subject of numerous films and biographies of varying historical fidelity.
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Fryderyk Chopin was born in Żelazowa Wola,[4] 46 kilometres (29 miles) west of Warsaw, in what was then the Duchy of Warsaw, a Polish state established by Napoleon. The parish baptismal record gives his birthday as 22 February 1810, and cites his given names in the Latin form Fridericus Franciscus[4] (in Polish, he was Fryderyk Franciszek).[5] However, the composer and his family used the birthdate 1 March,[n 1][4] which is now generally accepted as the correct date.[7]
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Fryderyk's father, Nicolas Chopin, was a Frenchman from Lorraine who had emigrated to Poland in 1787 at the age of sixteen.[8] Nicolas tutored children of the Polish aristocracy, and in 1806 married Tekla Justyna Krzyżanowska,[9] a poor relative of the Skarbeks, one of the families for whom he worked.[10] Fryderyk was baptised on Easter Sunday, 23 April 1810, in the same church where his parents had married, in Brochów.[4] His eighteen-year-old godfather, for whom he was named, was Fryderyk Skarbek, a pupil of Nicolas Chopin.[4] Fryderyk was the couple's second child and only son; he had an elder sister, Ludwika (1807–1855), and two younger sisters, Izabela (1811–1881) and Emilia (1812–1827).[11] Nicolas was devoted to his adopted homeland, and insisted on the use of the Polish language in the household.[4]
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In October 1810, six months after Fryderyk's birth, the family moved to Warsaw, where his father acquired a post teaching French at the Warsaw Lyceum, then housed in the Saxon Palace. Fryderyk lived with his family in the Palace grounds. The father played the flute and violin;[12] the mother played the piano and gave lessons to boys in the boarding house that the Chopins kept.[13] Chopin was of slight build, and even in early childhood was prone to illnesses.[14]
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Fryderyk may have had some piano instruction from his mother, but his first professional music tutor, from 1816 to 1821, was the Czech pianist Wojciech Żywny.[15] His elder sister Ludwika also took lessons from Żywny, and occasionally played duets with her brother.[16] It quickly became apparent that he was a child prodigy. By the age of seven Fryderyk had begun giving public concerts, and in 1817 he composed two polonaises, in G minor and B-flat major.[17] His next work, a polonaise in A-flat major of 1821, dedicated to Żywny, is his earliest surviving musical manuscript.[15]
|
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In 1817 the Saxon Palace was requisitioned by Warsaw's Russian governor for military use, and the Warsaw Lyceum was reestablished in the Kazimierz Palace (today the rectorate of Warsaw University). Fryderyk and his family moved to a building, which still survives, adjacent to the Kazimierz Palace. During this period, Fryderyk was sometimes invited to the Belweder Palace as playmate to the son of the ruler of Russian Poland, Grand Duke Constantine Pavlovich of Russia; he played the piano for Constantine Pavlovich and composed a march for him. Julian Ursyn Niemcewicz, in his dramatic eclogue, "Nasze Przebiegi" ("Our Discourses", 1818), attested to "little Chopin's" popularity.[18]
|
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From September 1823 to 1826, Chopin attended the Warsaw Lyceum, where he received organ lessons from the Czech musician Wilhelm Würfel during his first year. In the autumn of 1826 he began a three-year course under the Silesian composer Józef Elsner at the Warsaw Conservatory, studying music theory, figured bass, and composition.[19][n 2] Throughout this period he continued to compose and to give recitals in concerts and salons in Warsaw. He was engaged by the inventors of the "aeolomelodicon" (a combination of piano and mechanical organ), and on this instrument, in May 1825 he performed his own improvisation and part of a concerto by Moscheles. The success of this concert led to an invitation to give a recital on a similar instrument (the "aeolopantaleon") before Tsar Alexander I, who was visiting Warsaw; the Tsar presented him with a diamond ring. At a subsequent aeolopantaleon concert on 10 June 1825, Chopin performed his Rondo Op. 1. This was the first of his works to be commercially published and earned him his first mention in the foreign press, when the Leipzig Allgemeine Musikalische Zeitung praised his "wealth of musical ideas".[20]
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During 1824–28 Chopin spent his vacations away from Warsaw, at a number of locales.[n 3] In 1824 and 1825, at Szafarnia, he was a guest of Dominik Dziewanowski, the father of a schoolmate. Here for the first time, he encountered Polish rural folk music.[22] His letters home from Szafarnia (to which he gave the title "The Szafarnia Courier"), written in a very modern and lively Polish, amused his family with their spoofing of the Warsaw newspapers and demonstrated the youngster's literary gift.[23]
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In 1827, soon after the death of Chopin's youngest sister Emilia, the family moved from the Warsaw University building, adjacent to the Kazimierz Palace, to lodgings just across the street from the university, in the south annexe of the Krasiński Palace on Krakowskie Przedmieście,[n 4] where Chopin lived until he left Warsaw in 1830.[n 5] Here his parents continued running their boarding house for male students; the Chopin Family Parlour (Salonik Chopinów) became a museum in the 20th century. In 1829 the artist Ambroży Mieroszewski executed a set of portraits of Chopin family members, including the first known portrait of the composer.[n 6]
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Four boarders at his parents' apartments became Chopin's intimates: Tytus Woyciechowski, Jan Nepomucen Białobłocki, Jan Matuszyński and Julian Fontana; the latter two would become part of his Paris milieu. He was friendly with members of Warsaw's young artistic and intellectual world, including Fontana, Józef Bohdan Zaleski and Stefan Witwicki.[26] He was also attracted to the singing student Konstancja Gładkowska. In letters to Woyciechowski, he indicated which of his works, and even which of their passages, were influenced by his fascination with her; his letter of 15 May 1830 revealed that the slow movement (Larghetto) of his Piano Concerto No. 1 (in E minor) was secretly dedicated to her – "It should be like dreaming in beautiful springtime – by moonlight."[27] His final Conservatory report (July 1829) read: "Chopin F., third-year student, exceptional talent, musical genius."[19]
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In September 1828 Chopin, while still a student, visited Berlin with a family friend, zoologist Feliks Jarocki, enjoying operas directed by Gaspare Spontini and attending concerts by Carl Friedrich Zelter, Felix Mendelssohn and other celebrities. On an 1829 return trip to Berlin, he was a guest of Prince Antoni Radziwiłł, governor of the Grand Duchy of Posen—himself an accomplished composer and aspiring cellist. For the prince and his pianist daughter Wanda, he composed his Introduction and Polonaise brillante in C major for cello and piano, Op. 3.[28]
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Back in Warsaw that year, Chopin heard Niccolò Paganini play the violin, and composed a set of variations, Souvenir de Paganini. It may have been this experience which encouraged him to commence writing his first Études (1829–32), exploring the capacities of his own instrument.[29] On 11 August, three weeks after completing his studies at the Warsaw Conservatory, he made his debut in Vienna. He gave two piano concerts and received many favourable reviews—in addition to some commenting (in Chopin's own words) that he was "too delicate for those accustomed to the piano-bashing of local artists". In one of these concerts, he premiered his Variations on Là ci darem la mano, Op. 2 (variations on a duet from Mozart's opera Don Giovanni) for piano and orchestra.[30] He returned to Warsaw in September 1829,[31] where he premiered his Piano Concerto No. 2 in F minor, Op. 21 on 17 March 1830.[19]
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Chopin's successes as a composer and performer opened the door to western Europe for him, and on 2 November 1830, he set out, in the words of Zdzisław Jachimecki, "into the wide world, with no very clearly defined aim, forever."[32] With Woyciechowski, he headed for Austria again, intending to go on to Italy. Later that month, in Warsaw, the November 1830 Uprising broke out, and Woyciechowski returned to Poland to enlist. Chopin, now alone in Vienna, was nostalgic for his homeland, and wrote to a friend, "I curse the moment of my departure."[33] When in September 1831 he learned, while travelling from Vienna to Paris, that the uprising had been crushed, he expressed his anguish in the pages of his private journal: "Oh God! ... You are there, and yet you do not take vengeance!"[34] Jachimecki ascribes to these events the composer's maturing "into an inspired national bard who intuited the past, present and future of his native Poland."[32]
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When he left Warsaw in late 1830, Chopin had intended to go to Italy, but violent unrest there made that a dangerous destination. His next choice was Paris; difficulties obtaining a visa from Russian authorities resulted in him getting transit permission from the French. In later years he would quote the passport's endorsement Passeport en passant par Paris à Londres ("In transit to London via Paris"), joking that he was in the city "only in passing."[35]
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Chopin arrived in Paris in late September 1831; he would never return to Poland,[36] thus becoming one of many expatriates of the Polish Great Emigration. In France, he used the French versions of his given names, and after receiving French citizenship in 1835, he travelled on a French passport.[37] However, Chopin remained close to his fellow Poles in exile as friends and confidants and he never felt fully comfortable speaking French. Chopin's biographer Adam Zamoyski writes that he never considered himself to be French, despite his father's French origins, and always saw himself as a Pole.[38]
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In Paris, Chopin encountered artists and other distinguished figures and found many opportunities to exercise his talents and achieve celebrity. During his years in Paris, he was to become acquainted with, among many others, Hector Berlioz, Franz Liszt, Ferdinand Hiller, Heinrich Heine, Eugène Delacroix, and Alfred de Vigny.[39] Chopin was also acquainted with the poet Adam Mickiewicz, principal of the Polish Literary Society, some of whose verses he set as songs.[40]
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Two Polish friends in Paris were also to play important roles in Chopin's life there. His fellow student at the Warsaw Conservatory, Julian Fontana, had originally tried unsuccessfully to establish himself in England; Fontana was to become, in the words of Michałowski and Samson, Chopin's "general factotum and copyist".[41] Albert Grzymała, who in Paris became a wealthy financier and society figure, often acted as Chopin's adviser and "gradually began to fill the role of elder brother in [his] life."[42]
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At the end of 1831, Chopin received the first major endorsement from an outstanding contemporary when Robert Schumann, reviewing the Op. 2 Variations in the Allgemeine musikalische Zeitung (his first published article on music), declared: "Hats off, gentlemen! A genius."[43] On 25 February 1832 Chopin gave a debut Paris concert in the "salons de MM Pleyel“ 9 rue Cadet which drew universal admiration. The critic François-Joseph Fétis wrote in the Revue et gazette musicale: "Here is a young man who ... taking no model, has found, if not a complete renewal of piano music, ... an abundance of original ideas of a kind to be found nowhere else ..."[44] After this concert, Chopin realised that his essentially intimate keyboard technique was not optimal for large concert spaces. Later that year he was introduced to the wealthy Rothschild banking family, whose patronage also opened doors for him to other private salons (social gatherings of the aristocracy and artistic and literary elite).[45] By the end of 1832 Chopin had established himself among the Parisian musical elite and had earned the respect of his peers such as Hiller, Liszt, and Berlioz. He no longer depended financially upon his father, and in the winter of 1832, he began earning a handsome income from publishing his works and teaching piano to affluent students from all over Europe.[46] This freed him from the strains of public concert-giving, which he disliked.[45]
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Chopin seldom performed publicly in Paris. In later years he generally gave a single annual concert at the Salle Pleyel, a venue that seated three hundred. He played more frequently at salons but preferred playing at his own Paris apartment for small groups of friends. The musicologist Arthur Hedley has observed that "As a pianist Chopin was unique in acquiring a reputation of the highest order on the basis of a minimum of public appearances—few more than thirty in the course of his lifetime."[47] The list of musicians who took part in some of his concerts indicates the richness of Parisian artistic life during this period. Examples include a concert on 23 March 1833, in which Chopin, Liszt, and Hiller performed (on pianos) a concerto by J.S. Bach for three keyboards; and, on 3 March 1838, a concert in which Chopin, his pupil Adolphe Gutmann, Charles-Valentin Alkan, and Alkan's teacher Joseph Zimmermann performed Alkan's arrangement, for eight hands, of two movements from Beethoven's 7th symphony.[48] Chopin was also involved in the composition of Liszt's Hexameron; he wrote the sixth (and final) variation on Bellini's theme. Chopin's music soon found success with publishers, and in 1833 he contracted with Maurice Schlesinger, who arranged for it to be published not only in France but, through his family connections, also in Germany and England.[49]
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In the spring of 1834, Chopin attended the Lower Rhenish Music Festival in Aix-la-Chapelle with Hiller, and it was there that Chopin met Felix Mendelssohn. After the festival, the three visited Düsseldorf, where Mendelssohn had been appointed musical director. They spent what Mendelssohn described as "a very agreeable day", playing and discussing music at his piano, and met Friedrich Wilhelm Schadow, director of the Academy of Art, and some of his eminent pupils such as Lessing, Bendemann, Hildebrandt and Sohn.[50] In 1835 Chopin went to Carlsbad, where he spent time with his parents; it was the last time he would see them. On his way back to Paris, he met old friends from Warsaw, the Wodzińskis. He had made the acquaintance of their daughter Maria in Poland five years earlier when she was eleven. This meeting prompted him to stay for two weeks in Dresden, when he had previously intended to return to Paris via Leipzig.[51] The sixteen-year-old girl's portrait of the composer is considered, along with Delacroix's, as among Chopin's best likenesses.[52] In October he finally reached Leipzig, where he met Schumann, Clara Wieck and Mendelssohn, who organised for him a performance of his own oratorio St. Paul, and who considered him "a perfect musician".[53] In July 1836 Chopin travelled to Marienbad and Dresden to be with the Wodziński family, and in September he proposed to Maria, whose mother Countess Wodzińska approved in principle. Chopin went on to Leipzig, where he presented Schumann with his G minor Ballade.[54] At the end of 1836, he sent Maria an album in which his sister Ludwika had inscribed seven of his songs, and his 1835 Nocturne in C-sharp minor, Op. 27, No. 1.[55] The anodyne thanks he received from Maria proved to be the last letter he was to have from her.[56]
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Although it is not known exactly when Chopin first met Franz Liszt after arriving in Paris, on 12 December 1831 he mentioned in a letter to his friend Woyciechowski that "I have met Rossini, Cherubini, Baillot, etc.—also Kalkbrenner. You would not believe how curious I was about Herz, Liszt, Hiller, etc."[57] Liszt was in attendance at Chopin's Parisian debut on 26 February 1832 at the Salle Pleyel, which led him to remark: "The most vigorous applause seemed not to suffice to our enthusiasm in the presence of this talented musician, who revealed a new phase of poetic sentiment combined with such happy innovation in the form of his art."[58]
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The two became friends, and for many years lived close to each other in Paris, Chopin at 38 Rue de la Chaussée-d'Antin, and Liszt at the Hôtel de France on the Rue Lafitte, a few blocks away.[59] They performed together on seven occasions between 1833 and 1841. The first, on 2 April 1833, was at a benefit concert organised by Hector Berlioz for his bankrupt Shakespearean actress wife Harriet Smithson, during which they played George Onslow's Sonata in F minor for piano duet.[58] Later joint appearances included a benefit concert for the Benevolent Association of Polish Ladies in Paris.[58] Their last appearance together in public was for a charity concert conducted for the Beethoven Monument in Bonn, held at the Salle Pleyel and the Paris Conservatory on 25 and 26 April 1841.[58]
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Although the two displayed great respect and admiration for each other, their friendship was uneasy and had some qualities of a love-hate relationship. Harold C. Schonberg believes that Chopin displayed a "tinge of jealousy and spite" towards Liszt's virtuosity on the piano,[59] and others have also argued that he had become enchanted with Liszt's theatricality, showmanship and success.[60] Liszt was the dedicatee of Chopin's Op. 10 Études, and his performance of them prompted the composer to write to Hiller, "I should like to rob him of the way he plays my studies."[61] However, Chopin expressed annoyance in 1843 when Liszt performed one of his nocturnes with the addition of numerous intricate embellishments, at which Chopin remarked that he should play the music as written or not play it at all, forcing an apology. Most biographers of Chopin state that after this the two had little to do with each other, although in his letters dated as late as 1848 he still referred to him as "my friend Liszt".[59] Some commentators point to events in the two men's romantic lives which led to a rift between them; there are claims that Liszt had displayed jealousy of his mistress Marie d'Agoult's obsession with Chopin, while others believe that Chopin had become concerned about Liszt's growing relationship with George Sand.[58]
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In 1836, at a party hosted by Marie d'Agoult, Chopin met the French author George Sand (born [Amantine] Aurore [Lucile] Dupin).[59] Short (under five feet, or 152 cm), dark, big-eyed and a cigar smoker,[62] she initially repelled Chopin, who remarked, "What an unattractive person la Sand is. Is she really a woman?"[63] However, by early 1837 Maria Wodzińska's mother had made it clear to Chopin in correspondence that a marriage with her daughter was unlikely to proceed.[64] It is thought that she was influenced by his poor health and possibly also by rumours about his associations with women such as d'Agoult and Sand.[65] Chopin finally placed the letters from Maria and her mother in a package on which he wrote, in Polish, "My tragedy".[66] Sand, in a letter to Grzymała of June 1838, admitted strong feelings for the composer and debated whether to abandon a current affair in order to begin a relationship with Chopin; she asked Grzymała to assess Chopin's relationship with Maria Wodzińska, without realising that the affair, at least from Maria's side, was over.[67]
|
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In June 1837 Chopin visited London incognito in the company of the piano manufacturer Camille Pleyel where he played at a musical soirée at the house of English piano maker James Broadwood.[68] On his return to Paris, his association with Sand began in earnest and by the end of June 1838 they had become lovers.[69] Sand, who was six years older than the composer, and who had had a series of lovers, wrote at this time: "I must say I was confused and amazed at the effect this little creature had on me ... I have still not recovered from my astonishment, and if I were a proud person I should be feeling humiliated at having been carried away ..."[70] The two spent a miserable winter on Majorca (8 November 1838 to 13 February 1839), where, together with Sand's two children, they had journeyed in the hope of improving the health of Chopin and that of Sand's 15-year-old son Maurice, and also to escape the threats of Sand's former lover Félicien Mallefille.[71] After discovering that the couple were not married, the deeply traditional Catholic people of Majorca became inhospitable,[72] making accommodation difficult to find. This compelled the group to take lodgings in a former Carthusian monastery in Valldemossa, which gave little shelter from the cold winter weather.[69]
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On 3 December 1838, Chopin complained about his bad health and the incompetence of the doctors in Majorca: "Three doctors have visited me ... The first said I was dead; the second said I was dying; and the third said I was about to die."[73] He also had problems having his Pleyel piano sent to him, having to rely in the meantime on a piano made in Palma by Juan Bauza.[74][n 7] The Pleyel piano finally arrived from Paris in December, just shortly before Chopin and Sand left the island. Chopin wrote to Pleyel in January 1839: "I am sending you my Preludes [(Op. 28)]. I finished them on your little piano, which arrived in the best possible condition in spite of the sea, the bad weather and the Palma customs."[69] Chopin was also able to undertake work while in Majorca on his Ballade No. 2, Op. 38; two Polonaises, Op. 40; and the Scherzo No. 3, Op. 39.[75]
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Although this period had been productive, the bad weather had such a detrimental effect on Chopin's health that Sand determined to leave the island. To avoid further customs duties, Sand sold the piano to a local French couple, the Canuts.[76][n 8] The group travelled first to Barcelona, then to Marseilles, where they stayed for a few months while Chopin convalesced.[78] While in Marseilles Chopin made a rare appearance at the organ during a requiem mass for the tenor Adolphe Nourrit on 24 April 1839, playing a transcription of Franz Schubert's lied Die Gestirne (D. 444).[79][80][n 9] In May 1839 they headed for the summer to Sand's estate at Nohant, where they spent most summers until 1846. In autumn they returned to Paris, where Chopin's apartment at 5 rue Tronchet was close to Sand's rented accommodation at the rue Pigalle. He frequently visited Sand in the evenings, but both retained some independence.[81] In 1842 he and Sand moved to the Square d'Orléans, living in adjacent buildings.[82]
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On 26 July 1840 Chopin and Sand were present at the dress rehearsal of Berlioz's Grande symphonie funèbre et triomphale, composed to commemorate the tenth anniversary of the July Revolution. Chopin was reportedly unimpressed with the composition.[83]
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During the summers at Nohant, particularly in the years 1839–43, Chopin found quiet, productive days during which he composed many works, including his Polonaise in A-flat major, Op. 53. Among the visitors to Nohant were Delacroix and the mezzo-soprano Pauline Viardot, whom Chopin had advised on piano technique and composition.[84] Delacroix gives an account of staying at Nohant in a letter of 7 June 1842:
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The hosts could not be more pleasant in entertaining me. When we are not all together at dinner, lunch, playing billiards, or walking, each of us stays in his room, reading or lounging around on a couch. Sometimes, through the window which opens on the garden, a gust of music wafts up from Chopin at work. All this mingles with the songs of nightingales and the fragrance of roses.[85]
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From 1842 onwards, Chopin showed signs of serious illness. After a solo recital in Paris on 21 February 1842, he wrote to Grzymała: "I have to lie in bed all day long, my mouth and tonsils are aching so much."[86] He was forced by illness to decline a written invitation from Alkan to participate in a repeat performance of the Beethoven Seventh Symphony arrangement at Érard's on 1 March 1843.[87] Late in 1844, Charles Hallé visited Chopin and found him "hardly able to move, bent like a half-opened penknife and evidently in great pain", although his spirits returned when he started to play the piano for his visitor.[88] Chopin's health continued to deteriorate, particularly from this time onwards. Modern research suggests that apart from any other illnesses, he may also have suffered from temporal lobe epilepsy.[89]
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Chopin's relations with Sand were soured in 1846 by problems involving her daughter Solange and Solange's fiancé, the young fortune-hunting sculptor Auguste Clésinger.[90] The composer frequently took Solange's side in quarrels with her mother; he also faced jealousy from Sand's son Maurice.[91] Chopin was utterly indifferent to Sand's radical political pursuits, while Sand looked on his society friends with disdain.[92] As the composer's illness progressed, Sand had become less of a lover and more of a nurse to Chopin, whom she called her "third child". In letters to third parties, she vented her impatience, referring to him as a "child," a "little angel", a "sufferer" and a "beloved little corpse."[93] In 1847 Sand published her novel Lucrezia Floriani, whose main characters—a rich actress and a prince in weak health—could be interpreted as Sand and Chopin; the story was uncomplimentary to Chopin, who could not have missed the allusions as he helped Sand correct the printer's galleys. In 1847 he did not visit Nohant, and he quietly ended their ten-year relationship following an angry correspondence which, in Sand's words, made "a strange conclusion to nine years of exclusive friendship."[90] The two would never meet again.[94]
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Chopin's output as a composer throughout this period declined in quantity year by year. Whereas in 1841 he had written a dozen works, only six were written in 1842 and six shorter pieces in 1843. In 1844 he wrote only the Op. 58 sonata. 1845 saw the completion of three mazurkas (Op. 59). Although these works were more refined than many of his earlier compositions, Zamoyski concludes that "his powers of concentration were failing and his inspiration was beset by anguish, both emotional and intellectual."[95]
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Chopin's public popularity as a virtuoso began to wane, as did the number of his pupils, and this, together with the political strife and instability of the time, caused him to struggle financially.[94] In February 1848, with the cellist Auguste Franchomme, he gave his last Paris concert, which included three movements of the Cello Sonata Op. 65.[93][94]
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In April, during the Revolution of 1848 in Paris, he left for London, where he performed at several concerts and numerous receptions in great houses.[93] This tour was suggested to him by his Scottish pupil Jane Stirling and her elder sister. Stirling also made all the logistical arrangements and provided much of the necessary funding.[96]
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In London, Chopin took lodgings at Dover Street, where the firm of Broadwood provided him with a grand piano. At his first engagement, on 15 May at Stafford House, the audience included Queen Victoria and Prince Albert. The Prince, who was himself a talented musician, moved close to the keyboard to view Chopin's technique. Broadwood also arranged concerts for him; among those attending were Thackeray and the singer Jenny Lind. Chopin was also sought after for piano lessons, for which he charged the high fee of one guinea per hour, and for private recitals for which the fee was 20 guineas. At a concert on 7 July, he shared the platform with Viardot, who sang arrangements of some of his mazurkas to Spanish texts.[97] On 28 August, he played at a concert in Manchester's Concert Hall, sharing the stage with Marietta Alboni and Lorenzo Salvi.[98]
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In late summer he was invited by Jane Stirling to visit Scotland, where he stayed at Calder House near Edinburgh and at Johnstone Castle in Renfrewshire, both owned by members of Stirling's family.[99] She clearly had a notion of going beyond mere friendship, and Chopin was obliged to make it clear to her that this could not be so. He wrote at this time to Grzymała "My Scottish ladies are kind, but such bores", and responding to a rumour about his involvement, answered that he was "closer to the grave than the nuptial bed."[100] He gave a public concert in Glasgow on 27 September,[101] and another in Edinburgh, at the Hopetoun Rooms on Queen Street (now Erskine House) on 4 October.[102] In late October 1848, while staying at 10 Warriston Crescent in Edinburgh with the Polish physician Adam Łyszczyński, he wrote out his last will and testament—"a kind of disposition to be made of my stuff in the future, if I should drop dead somewhere", he wrote to Grzymała.[93]
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Chopin made his last public appearance on a concert platform at London's Guildhall on 16 November 1848, when, in a final patriotic gesture, he played for the benefit of Polish refugees. By this time he was very seriously ill, weighing under 99 pounds (i.e. less than 45 kg), and his doctors were aware that his sickness was at a terminal stage.[103]
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At the end of November, Chopin returned to Paris. He passed the winter in unremitting illness, but gave occasional lessons and was visited by friends, including Delacroix and Franchomme. Occasionally he played, or accompanied the singing of Delfina Potocka, for his friends. During the summer of 1849, his friends found him an apartment in Chaillot, out of the centre of the city, for which the rent was secretly subsidised by an admirer, Princess Obreskoff. Here in June 1849, he was visited by Jenny Lind.[104]
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With his health further deteriorating, Chopin desired to have a family member with him. In June 1849 his sister Ludwika came to Paris with her husband and daughter, and in September, supported by a loan from Jane Stirling, he took an apartment at Place Vendôme 12.[105] After 15 October, when his condition took a marked turn for the worse, only a handful of his closest friends remained with him, although Viardot remarked sardonically that "all the grand Parisian ladies considered it de rigueur to faint in his room."[103]
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Some of his friends provided music at his request; among them, Potocka sang and Franchomme played the cello. Chopin bequeathed his unfinished notes on a piano tuition method, Projet de méthode, to Alkan for completion.[106] On 17 October, after midnight, the physician leaned over him and asked whether he was suffering greatly. "No longer", he replied. He died a few minutes before two o'clock in the morning. He was 39. Those present at the deathbed appear to have included his sister Ludwika, Princess Marcelina Czartoryska, Sand's daughter Solange, and his close friend Thomas Albrecht. Later that morning, Solange's husband Clésinger made Chopin's death mask and a cast of his left hand.[107]
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The funeral, held at the Church of the Madeleine in Paris, was delayed almost two weeks, until 30 October.[108] Entrance was restricted to ticket holders[109] as many people were expected to attend.[108] Over 3,000 people arrived without invitations, from as far as London, Berlin and Vienna, and were excluded.[110]
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Mozart's Requiem was sung at the funeral;[109] the soloists were the soprano Jeanne-Anaïs Castellan, the mezzo-soprano Pauline Viardot, the tenor Alexis Dupont, and the bass Luigi Lablache; Chopin's Preludes No. 4 in E minor and No. 6 in B minor were also played. The organist at the funeral was Louis Lefébure-Wély.[111] The funeral procession to Père Lachaise Cemetery, which included Chopin's sister Ludwika, was led by the aged Prince Adam Czartoryski. The pallbearers included Delacroix, Franchomme, and Camille Pleyel.[112] At the graveside, the Funeral March from Chopin's Piano Sonata No. 2 was played, in Reber's instrumentation.[113]
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Chopin's tombstone, featuring the muse of music, Euterpe, weeping over a broken lyre, was designed and sculpted by Clésinger. The expenses of the funeral and monument, amounting to 5,000 francs, were covered by Jane Stirling, who also paid for the return of the composer's sister Ludwika to Warsaw.[112] As requested by Chopin, Ludwika took his heart (which had been removed by his doctor Jean Cruveilhier and preserved in alcohol in a vase), back to Poland in 1850.[114][115][n 10] She also took a collection of two hundred letters from Sand to Chopin; after 1851 these were returned to Sand, who destroyed them.[118]
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Chopin's disease and the cause of his death have been a matter of discussion. His death certificate gave the cause of death as tuberculosis, and his physician, Cruveilhier, was then the leading French authority on this disease.[119] Other possibilities that have been advanced have included cystic fibrosis,[120] cirrhosis, and alpha 1-antitrypsin deficiency.[121] A visual examination of Chopin's preserved heart (the jar was not opened), conducted in 2014 and first published in the American Journal of Medicine in 2017, suggested that the likely cause of his death was a rare case of pericarditis caused by complications of chronic tuberculosis.[122][123][124]
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Over 230 works of Chopin survive; some compositions from early childhood have been lost. All his known works involve the piano, and only a few range beyond solo piano music, as either piano concertos, songs or chamber music.[125]
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Chopin was educated in the tradition of Beethoven, Haydn, Mozart and Clementi; he used Clementi's piano method with his own students. He was also influenced by Hummel's development of virtuoso, yet Mozartian, piano technique. He cited Bach and Mozart as the two most important composers in shaping his musical outlook.[126] Chopin's early works are in the style of the "brilliant" keyboard pieces of his era as exemplified by the works of Ignaz Moscheles, Friedrich Kalkbrenner, and others. Less direct in the earlier period are the influences of Polish folk music and of Italian opera. Much of what became his typical style of ornamentation (for example, his fioriture) is taken from singing. His melodic lines were increasingly reminiscent of the modes and features of the music of his native country, such as drones.[127]
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Chopin took the new salon genre of the nocturne, invented by the Irish composer John Field, to a deeper level of sophistication. He was the first to write ballades[128] and scherzi as individual concert pieces. He essentially established a new genre with his own set of free-standing preludes (Op. 28, published 1839). He exploited the poetic potential of the concept of the concert étude, already being developed in the 1820s and 1830s by Liszt, Clementi, and Moscheles, in his two sets of studies (Op. 10 published in 1833, Op. 25 in 1837).[129]
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Chopin also endowed popular dance forms with a greater range of melody and expression. Chopin's mazurkas, while originating in the traditional Polish dance (the mazurek), differed from the traditional variety in that they were written for the concert hall rather than the dance hall; as J. Barrie Jones puts it, "it was Chopin who put the mazurka on the European musical map."[130] The series of seven polonaises published in his lifetime (another nine were published posthumously), beginning with the Op. 26 pair (published 1836), set a new standard for music in the form.[131] His waltzes were also written specifically for the salon recital rather than the ballroom and are frequently at rather faster tempos than their dance-floor equivalents.[132]
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Some of Chopin's well-known pieces have acquired descriptive titles, such as the Revolutionary Étude (Op. 10, No. 12), and the Minute Waltz (Op. 64, No. 1). However, except for his Funeral March, the composer never named an instrumental work beyond genre and number, leaving all potential extramusical associations to the listener; the names by which many of his pieces are known were invented by others.[133] There is no evidence to suggest that the Revolutionary Étude was written with the failed Polish uprising against Russia in mind; it merely appeared at that time.[134] The Funeral March, the third movement of his Sonata No. 2 (Op. 35), the one case where he did give a title, was written before the rest of the sonata, but no specific event or death is known to have inspired it.[135]
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The last opus number that Chopin himself used was 65, allocated to the Cello Sonata in G minor. He expressed a deathbed wish that all his unpublished manuscripts be destroyed. At the request of the composer's mother and sisters, however, his musical executor Julian Fontana selected 23 unpublished piano pieces and grouped them into eight further opus numbers (Opp. 66–73), published in 1855.[136] In 1857, 17 Polish songs that Chopin wrote at various stages of his life were collected and published as Op. 74, though their order within the opus did not reflect the order of composition.[137]
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Works published since 1857 have received alternative catalogue designations instead of opus numbers. The present standard musicological reference for Chopin's works is the Kobylańska Catalogue (usually represented by the initials 'KK'), named for its compiler, the Polish musicologist Krystyna Kobylańska.[138]
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Chopin's original publishers included Maurice Schlesinger and Camille Pleyel.[139] His works soon began to appear in popular 19th-century piano anthologies.[140] The first collected edition was by Breitkopf & Härtel (1878–1902).[141] Among modern scholarly editions of Chopin's works are the version under the name of Paderewski published between 1937 and 1966 and the more recent Polish "National Edition", edited by Jan Ekier, both of which contain detailed explanations and discussions regarding choices and sources.[142][143]
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Chopin published his music in France, England and the German states due to the copyright laws of the time. As such there are often three different kinds of ‘first editions’. Each edition is different from the other, as Chopin edited them separately and at times he did some revision to the music while editing it. Furthermore, Chopin provided his publishers with varying sources, including autographs, annotated proofsheets, and scribal copies. Only recently have these differences gained greater recognition.[144]
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Improvisation stands at the centre of Chopin's creative processes. However, this does not imply impulsive rambling: Nicholas Temperley writes that "improvisation is designed for an audience, and its starting-point is that audience's expectations, which include the current conventions of musical form."[145] The works for piano and orchestra, including the two concertos, are held by Temperley to be "merely vehicles for brilliant piano playing ... formally longwinded and extremely conservative".[146] After the piano concertos (which are both early, dating from 1830), Chopin made no attempts at large-scale multi-movement forms, save for his late sonatas for piano and cello; "instead he achieved near-perfection in pieces of simple general design but subtle and complex cell-structure."[147] Rosen suggests that an important aspect of Chopin's individuality is his flexible handling of the four-bar phrase as a structural unit.[148]
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J. Barrie Jones suggests that "amongst the works that Chopin intended for concert use, the four ballades and four scherzos stand supreme", and adds that "the Barcarolle Op. 60 stands apart as an example of Chopin's rich harmonic palette coupled with an Italianate warmth of melody."[149] Temperley opines that these works, which contain "immense variety of mood, thematic material and structural detail", are based on an extended "departure and return" form; "the more the middle section is extended, and the further it departs in key, mood and theme, from the opening idea, the more important and dramatic is the reprise when it at last comes."[150]
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Chopin's mazurkas and waltzes are all in straightforward ternary or episodic form, sometimes with a coda.[151] The mazurkas often show more folk features than many of his other works, sometimes including modal scales and harmonies and the use of drone basses. However, some also show unusual sophistication, for example Op. 63 No. 3, which includes a canon at one beat's distance, a great rarity in music.[152]
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Chopin's polonaises show a marked advance on those of his Polish predecessors in the form (who included his teachers Żywny and Elsner). As with the traditional polonaise, Chopin's works are in triple time and typically display a martial rhythm in their melodies, accompaniments, and cadences. Unlike most of their precursors, they also require a formidable playing technique.[153]
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The 21 nocturnes are more structured, and of greater emotional depth, than those of Field (whom Chopin met in 1833). Many of the Chopin nocturnes have middle sections marked by agitated expression (and often making very difficult demands on the performer) which heightens their dramatic character.[154]
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Chopin's études are largely in straightforward ternary form.[155] He used them to teach his own technique of piano playing[45]—for instance playing double thirds (Op. 25, No. 6), playing in octaves (Op. 25, No. 10), and playing repeated notes (Op. 10, No. 7).[156]
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The preludes, many of which are very brief (some consisting of simple statements and developments of a single theme or figure), were described by Schumann as "the beginnings of studies".[157] Inspired by J.S. Bach's The Well-Tempered Clavier, Chopin's preludes move up the circle of fifths (rather than Bach's chromatic scale sequence) to create a prelude in each major and minor tonality.[158] The preludes were perhaps not intended to be played as a group, and may even have been used by him and later pianists as generic preludes to others of his pieces, or even to music by other composers, as Kenneth Hamilton suggests: he has noted a recording by Ferruccio Busoni of 1922, in which the Prelude Op. 28 No. 7 is followed by the Étude Op. 10 No. 5.[159]
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The two mature piano sonatas (No. 2, Op. 35, written in 1839 and No. 3, Op. 58, written in 1844) are in four movements. In Op. 35, Chopin was able to combine within a formal large musical structure many elements of his virtuosic piano technique—"a kind of dialogue between the public pianism of the brilliant style and the German sonata principle".[160] The sonata has been considered as showing the influences of both Bach and Beethoven. The Prelude from Bach's Suite No. 6 in D major for cello (BWV 1012) is quoted;[161] and there are references to two sonatas of Beethoven: the Sonata Opus 111 in C minor, and the Sonata Opus 26 in A flat major, which, like Chopin's Op. 35, has a funeral march as its slow movement.[162][163] The last movement of Chopin's Op. 35, a brief (75-bar) perpetuum mobile in which the hands play in unmodified octave unison throughout, was found shocking and unmusical by contemporaries, including Schumann.[164] The Op. 58 sonata is closer to the German tradition, including many passages of complex counterpoint, "worthy of Brahms" according to the music historians Kornel Michałowski and Jim Samson.[160]
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Chopin's harmonic innovations may have arisen partly from his keyboard improvisation technique. Temperley says that in his works "novel harmonic effects frequently result from the combination of ordinary appoggiaturas or passing notes with melodic figures of accompaniment", and cadences are delayed by the use of chords outside the home key (neapolitan sixths and diminished sevenths), or by sudden shifts to remote keys. Chord progressions sometimes anticipate the shifting tonality of later composers such as Claude Debussy, as does Chopin's use of modal harmony.[165]
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In 1841, Léon Escudier wrote of a recital given by Chopin that year, "One may say that Chopin is the creator of a school of piano and a school of composition. In truth, nothing equals the lightness, the sweetness with which the composer preludes on the piano; moreover nothing may be compared to his works full of originality, distinction and grace."[166] Chopin refused to conform to a standard method of playing and believed that there was no set technique for playing well. His style was based extensively on his use of a very independent finger technique. In his Projet de méthode he wrote: "Everything is a matter of knowing good fingering ... we need no less to use the rest of the hand, the wrist, the forearm and the upper arm."[167] He further stated: "One needs only to study a certain position of the hand in relation to the keys to obtain with ease the most beautiful quality of sound, to know how to play short notes and long notes, and [to attain] unlimited dexterity."[168] The consequences of this approach to technique in Chopin's music include the frequent use of the entire range of the keyboard, passages in double octaves and other chord groupings, swiftly repeated notes, the use of grace notes, and the use of contrasting rhythms (four against three, for example) between the hands.[169]
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Jonathan Bellman writes that modern concert performance style—set in the "conservatory" tradition of late 19th- and 20th-century music schools, and suitable for large auditoria or recordings—militates against what is known of Chopin's more intimate performance technique.[170] The composer himself said to a pupil that "concerts are never real music, you have to give up the idea of hearing in them all the most beautiful things of art."[171] Contemporary accounts indicate that in performance, Chopin avoided rigid procedures sometimes incorrectly attributed to him, such as "always crescendo to a high note", but that he was concerned with expressive phrasing, rhythmic consistency and sensitive colouring.[172] Berlioz wrote in 1853 that Chopin "has created a kind of chromatic embroidery ... whose effect is so strange and piquant as to be impossible to describe ... virtually nobody but Chopin himself can play this music and give it this unusual turn".[173] Hiller wrote that "What in the hands of others was elegant embellishment, in his hands became a colourful wreath of flowers."[174]
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Chopin's music is frequently played with rubato, "the practice in performance of disregarding strict time, 'robbing' some note-values for expressive effect".[175] There are differing opinions as to how much, and what type, of rubato is appropriate for his works. Charles Rosen comments that "most of the written-out indications of rubato in Chopin are to be found in his mazurkas ... It is probable that Chopin used the older form of rubato so important to Mozart ... [where] the melody note in the right hand is delayed until after the note in the bass ... An allied form of this rubato is the arpeggiation of the chords thereby delaying the melody note; according to Chopin's pupil Karol Mikuli, Chopin was firmly opposed to this practice."[176]
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Friederike Müller, a pupil of Chopin, wrote: "[His] playing was always noble and beautiful; his tones sang, whether in full forte or softest piano. He took infinite pains to teach his pupils this legato, cantabile style of playing. His most severe criticism was 'He—or she—does not know how to join two notes together.' He also demanded the strictest adherence to rhythm. He hated all lingering and dragging, misplaced rubatos, as well as exaggerated ritardandos ... and it is precisely in this respect that people make such terrible errors in playing his works."[177]
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The "Polish character" of Chopin's work is unquestionable; not because he also wrote polonaises and mazurkas ... which forms ... were often stuffed with alien ideological and literary contents from the outside. ... As an artist he looked for forms that stood apart from the literary-dramatic character of music which was a feature of Romanticism, as a Pole he reflected in his work the very essence of the tragic break in the history of the people and instinctively aspired to give the deepest expression of his nation ... For he understood that he could invest his music with the most enduring and truly Polish qualities only by liberating art from the confines of dramatic and historical contents. This attitude toward the question of "national music" – an inspired solution to his art – was the reason why Chopin's works have come to be understood everywhere outside of Poland ... Therein lies the strange riddle of his eternal vigour.
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With his mazurkas and polonaises, Chopin has been credited with introducing to music a new sense of nationalism. Schumann, in his 1836 review of the piano concertos, highlighted the composer's strong feelings for his native Poland, writing that "Now that the Poles are in deep mourning [after the failure of the November Uprising of 1830], their appeal to us artists is even stronger ... If the mighty autocrat in the north [i.e. Nicholas I of Russia] could know that in Chopin's works, in the simple strains of his mazurkas, there lurks a dangerous enemy, he would place a ban on his music. Chopin's works are cannon buried in flowers!"[179] The biography of Chopin published in 1863 under the name of Franz Liszt (but probably written by Carolyne zu Sayn-Wittgenstein)[180] states that Chopin "must be ranked first among the first musicians ... individualizing in themselves the poetic sense of an entire nation."[181]
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Some modern commentators have argued against exaggerating Chopin's primacy as a "nationalist" or "patriotic" composer. George Golos refers to earlier "nationalist" composers in Central Europe, including Poland's Michał Kleofas Ogiński and Franciszek Lessel, who utilised polonaise and mazurka forms.[182] Barbara Milewski suggests that Chopin's experience of Polish music came more from "urbanised" Warsaw versions than from folk music, and that attempts (by Jachimecki and others) to demonstrate genuine folk music in his works are without basis.[183] Richard Taruskin impugns Schumann's attitude toward Chopin's works as patronising[184] and comments that Chopin "felt his Polish patriotism deeply and sincerely" but consciously modelled his works on the tradition of Bach, Beethoven, Schubert, and Field.[185]
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A reconciliation of these views is suggested by William Atwood: "Undoubtedly [Chopin's] use of traditional musical forms like the polonaise and mazurka roused nationalistic sentiments and a sense of cohesiveness amongst those Poles scattered across Europe and the New World ... While some sought solace in [them], others found them a source of strength in their continuing struggle for freedom. Although Chopin's music undoubtedly came to him intuitively rather than through any conscious patriotic design, it served all the same to symbolize the will of the Polish people ..."[186]
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Jones comments that "Chopin's unique position as a composer, despite the fact that virtually everything he wrote was for the piano, has rarely been questioned."[155] He also notes that Chopin was fortunate to arrive in Paris in 1831—"the artistic environment, the publishers who were willing to print his music, the wealthy and aristocratic who paid what Chopin asked for their lessons"—and these factors, as well as his musical genius, also fuelled his contemporary and later reputation.[132] While his illness and his love-affairs conform to some of the stereotypes of romanticism, the rarity of his public recitals (as opposed to performances at fashionable Paris soirées) led Arthur Hutchings to suggest that "his lack of Byronic flamboyance [and] his aristocratic reclusiveness make him exceptional" among his romantic contemporaries, such as Liszt and Henri Herz.[147]
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Chopin's qualities as a pianist and composer were recognised by many of his fellow musicians. Schumann named a piece for him in his suite Carnaval, and Chopin later dedicated his Ballade No. 2 in F major to Schumann. Elements of Chopin's music can be traced in many of Liszt's later works.[61] Liszt later transcribed for piano six of Chopin's Polish songs. A less fraught friendship was with Alkan, with whom he discussed elements of folk music, and who was deeply affected by Chopin's death.[187]
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Two of Chopin's long-standing pupils, Karol Mikuli (1821–1897) and Georges Mathias, were themselves piano teachers and passed on details of his playing to their own students, some of whom (such as Raoul Koczalski) were to make recordings of his music. Other pianists and composers influenced by Chopin's style include Louis Moreau Gottschalk, Édouard Wolff (1816–1880) and Pierre Zimmermann.[188] Debussy dedicated his own 1915 piano Études to the memory of Chopin; he frequently played Chopin's music during his studies at the Paris Conservatoire, and undertook the editing of Chopin's piano music for the publisher Jacques Durand.[189]
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Polish composers of the following generation included virtuosi such as Moritz Moszkowski, but, in the opinion of J. Barrie Jones, his "one worthy successor" among his compatriots was Karol Szymanowski (1882–1937).[190] Edvard Grieg, Antonín Dvořák, Isaac Albéniz, Pyotr Ilyich Tchaikovsky and Sergei Rachmaninoff, among others, are regarded by critics as having been influenced by Chopin's use of national modes and idioms.[191] Alexander Scriabin was devoted to the music of Chopin, and his early published works include nineteen mazurkas, as well as numerous études and preludes; his teacher Nikolai Zverev drilled him in Chopin's works to improve his virtuosity as a performer.[192] In the 20th century, composers who paid homage to (or in some cases parodied) the music of Chopin included George Crumb, Bohuslav Martinů, Darius Milhaud,
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Igor Stravinsky[193] and Heitor Villa-Lobos.[194]
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Chopin's music was used in the 1909 ballet Chopiniana, choreographed by Michel Fokine and orchestrated by Alexander Glazunov. Sergei Diaghilev commissioned additional orchestrations—from Stravinsky, Anatoly Lyadov, Sergei Taneyev and Nikolai Tcherepnin—for later productions, which used the title Les Sylphides.[195]
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Chopin's music remains very popular and is regularly performed, recorded and broadcast worldwide. The world's oldest monographic music competition, the International Chopin Piano Competition, founded in 1927, is held every five years in Warsaw.[196] The Fryderyk Chopin Institute of Poland lists on its website over eighty societies worldwide devoted to the composer and his music.[197] The Institute site also lists nearly 1,500 performances of Chopin works on YouTube as of January 2014[update].[198]
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The British Library notes that "Chopin's works have been recorded by all the great pianists of the recording era." The earliest recording was an 1895 performance by Paul Pabst of the Nocturne in E major Op. 62 No. 2. The British Library site makes available a number of historic recordings, including some by Alfred Cortot, Ignaz Friedman, Vladimir Horowitz, Benno Moiseiwitsch, Ignacy Jan Paderewski, Arthur Rubinstein, Xaver Scharwenka and many others.[199] A select discography of recordings of Chopin works by pianists representing the various pedagogic traditions stemming from Chopin is given by Methuen-Campbell in his work tracing the lineage and character of those traditions.[200]
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Numerous recordings of Chopin's works are available. On the occasion of the composer's bicentenary, the critics of The New York Times recommended performances by the following contemporary pianists (among many others):[201] Martha Argerich, Vladimir Ashkenazy, Emanuel Ax, Evgeny Kissin, Murray Perahia, Maurizio Pollini and Krystian Zimerman. The Warsaw Chopin Society organises the Grand prix du disque de F. Chopin for notable Chopin recordings, held every five years.[202]
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Chopin has figured extensively in Polish literature, both in serious critical studies of his life and music and in fictional treatments. The earliest manifestation was probably an 1830 sonnet on Chopin by Leon Ulrich. French writers on Chopin (apart from Sand) have included Marcel Proust and André Gide; and he has also featured in works of Gottfried Benn and Boris Pasternak.[203] There are numerous biographies of Chopin in English (see bibliography for some of these).
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Possibly the first venture into fictional treatments of Chopin's life was a fanciful operatic version of some of its events. Chopin was written by Giacomo Orefice and produced in Milan in 1901. All the music is derived from that of Chopin.[204]
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Chopin's life and romantic tribulations have been fictionalised in numerous films.[205] As early as 1919, Chopin's relationships with three women – his youth sweetheart Mariolka, then with Polish singer Sonja Radkowska, and later with George Sand, were portrayed in the German silent film Nocturno der Liebe (1919), with Chopin's music serving as a backdrop.[206][207][208] The 1945 biographical film A Song to Remember earned Cornel Wilde an Academy Award nomination as Best Actor for his portrayal of the composer. Other film treatments have included: La valse de l'adieu (France, 1928) by Henry Roussel, with Pierre Blanchar as Chopin; Impromptu (1991), starring Hugh Grant as Chopin; La note bleue (1991); and Chopin: Desire for Love (2002).[209]
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Chopin's life was covered in a 1999 BBC Omnibus documentary by András Schiff and Mischa Scorer,[210] in a 2010 documentary realised by Angelo Bozzolini and Roberto Prosseda for Italian television[211][212] and in a BBC Four documentary Chopin – The Women Behind The Music (2010).[213][214][215]
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Notes
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Citations
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Bibliography
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Music scores
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1 |
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Frédéric François Chopin (UK: /ˈʃɒpæ̃/, US: /ʃoʊˈpæn/,[1][2] French: [ʃɔpɛ̃], Polish: [ˈʂɔpɛn]), born Fryderyk Franciszek Chopin (1 March 1810 – 17 October 1849), was a Polish composer and virtuoso pianist of the Romantic era who wrote primarily for solo piano. He has maintained worldwide renown as a leading musician of his era, one whose "poetic genius was based on a professional technique that was without equal in his generation."[3]
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Chopin was born in Żelazowa Wola in the Duchy of Warsaw and grew up in Warsaw, which in 1815 became part of Congress Poland. A child prodigy, he completed his musical education and composed his earlier works in Warsaw before leaving Poland at the age of 20, less than a month before the outbreak of the November 1830 Uprising. At 21, he settled in Paris. Thereafter—in the last 18 years of his life—he gave only 30 public performances, preferring the more intimate atmosphere of the salon. He supported himself by selling his compositions and by giving piano lessons, for which he was in high demand. Chopin formed a friendship with Franz Liszt and was admired by many of his other musical contemporaries, including Robert Schumann.
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After a failed engagement to Maria Wodzińska from 1836 to 1837, he maintained an often troubled relationship with the French writer Amantine Dupin (known by her pen name, George Sand). A brief and unhappy visit to Majorca with Sand in 1838–39 would prove one of his most productive periods of composition. In his final years, he was supported financially by his admirer Jane Stirling, who also arranged for him to visit Scotland in 1848. For most of his life, Chopin was in poor health. He died in Paris in 1849 at the age of 39, probably of pericarditis aggravated by tuberculosis.
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All of Chopin's compositions include the piano. Most are for solo piano, though he also wrote two piano concertos, a few chamber pieces, and some 19 songs set to Polish lyrics. His piano writing was technically demanding and expanded the limits of the instrument, his own performances noted for their nuance and sensitivity. His major piano works also include mazurkas, waltzes, nocturnes, polonaises, the instrumental ballade (which Chopin created as an instrumental genre), études, impromptus, scherzos, preludes and sonatas, some published only posthumously. Among the influences on his style of composition were Polish folk music, the classical tradition of J. S. Bach, Mozart, and Schubert, and the atmosphere of the Paris salons of which he was a frequent guest. His innovations in style, harmony, and musical form, and his association of music with nationalism, were influential throughout and after the late Romantic period.
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Chopin's music, his status as one of music's earliest celebrities, his indirect association with political insurrection, his high-profile love-life, and his early death have made him a leading symbol of the Romantic era. His works remain popular, and he has been the subject of numerous films and biographies of varying historical fidelity.
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Fryderyk Chopin was born in Żelazowa Wola,[4] 46 kilometres (29 miles) west of Warsaw, in what was then the Duchy of Warsaw, a Polish state established by Napoleon. The parish baptismal record gives his birthday as 22 February 1810, and cites his given names in the Latin form Fridericus Franciscus[4] (in Polish, he was Fryderyk Franciszek).[5] However, the composer and his family used the birthdate 1 March,[n 1][4] which is now generally accepted as the correct date.[7]
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Fryderyk's father, Nicolas Chopin, was a Frenchman from Lorraine who had emigrated to Poland in 1787 at the age of sixteen.[8] Nicolas tutored children of the Polish aristocracy, and in 1806 married Tekla Justyna Krzyżanowska,[9] a poor relative of the Skarbeks, one of the families for whom he worked.[10] Fryderyk was baptised on Easter Sunday, 23 April 1810, in the same church where his parents had married, in Brochów.[4] His eighteen-year-old godfather, for whom he was named, was Fryderyk Skarbek, a pupil of Nicolas Chopin.[4] Fryderyk was the couple's second child and only son; he had an elder sister, Ludwika (1807–1855), and two younger sisters, Izabela (1811–1881) and Emilia (1812–1827).[11] Nicolas was devoted to his adopted homeland, and insisted on the use of the Polish language in the household.[4]
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In October 1810, six months after Fryderyk's birth, the family moved to Warsaw, where his father acquired a post teaching French at the Warsaw Lyceum, then housed in the Saxon Palace. Fryderyk lived with his family in the Palace grounds. The father played the flute and violin;[12] the mother played the piano and gave lessons to boys in the boarding house that the Chopins kept.[13] Chopin was of slight build, and even in early childhood was prone to illnesses.[14]
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Fryderyk may have had some piano instruction from his mother, but his first professional music tutor, from 1816 to 1821, was the Czech pianist Wojciech Żywny.[15] His elder sister Ludwika also took lessons from Żywny, and occasionally played duets with her brother.[16] It quickly became apparent that he was a child prodigy. By the age of seven Fryderyk had begun giving public concerts, and in 1817 he composed two polonaises, in G minor and B-flat major.[17] His next work, a polonaise in A-flat major of 1821, dedicated to Żywny, is his earliest surviving musical manuscript.[15]
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In 1817 the Saxon Palace was requisitioned by Warsaw's Russian governor for military use, and the Warsaw Lyceum was reestablished in the Kazimierz Palace (today the rectorate of Warsaw University). Fryderyk and his family moved to a building, which still survives, adjacent to the Kazimierz Palace. During this period, Fryderyk was sometimes invited to the Belweder Palace as playmate to the son of the ruler of Russian Poland, Grand Duke Constantine Pavlovich of Russia; he played the piano for Constantine Pavlovich and composed a march for him. Julian Ursyn Niemcewicz, in his dramatic eclogue, "Nasze Przebiegi" ("Our Discourses", 1818), attested to "little Chopin's" popularity.[18]
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From September 1823 to 1826, Chopin attended the Warsaw Lyceum, where he received organ lessons from the Czech musician Wilhelm Würfel during his first year. In the autumn of 1826 he began a three-year course under the Silesian composer Józef Elsner at the Warsaw Conservatory, studying music theory, figured bass, and composition.[19][n 2] Throughout this period he continued to compose and to give recitals in concerts and salons in Warsaw. He was engaged by the inventors of the "aeolomelodicon" (a combination of piano and mechanical organ), and on this instrument, in May 1825 he performed his own improvisation and part of a concerto by Moscheles. The success of this concert led to an invitation to give a recital on a similar instrument (the "aeolopantaleon") before Tsar Alexander I, who was visiting Warsaw; the Tsar presented him with a diamond ring. At a subsequent aeolopantaleon concert on 10 June 1825, Chopin performed his Rondo Op. 1. This was the first of his works to be commercially published and earned him his first mention in the foreign press, when the Leipzig Allgemeine Musikalische Zeitung praised his "wealth of musical ideas".[20]
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During 1824–28 Chopin spent his vacations away from Warsaw, at a number of locales.[n 3] In 1824 and 1825, at Szafarnia, he was a guest of Dominik Dziewanowski, the father of a schoolmate. Here for the first time, he encountered Polish rural folk music.[22] His letters home from Szafarnia (to which he gave the title "The Szafarnia Courier"), written in a very modern and lively Polish, amused his family with their spoofing of the Warsaw newspapers and demonstrated the youngster's literary gift.[23]
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In 1827, soon after the death of Chopin's youngest sister Emilia, the family moved from the Warsaw University building, adjacent to the Kazimierz Palace, to lodgings just across the street from the university, in the south annexe of the Krasiński Palace on Krakowskie Przedmieście,[n 4] where Chopin lived until he left Warsaw in 1830.[n 5] Here his parents continued running their boarding house for male students; the Chopin Family Parlour (Salonik Chopinów) became a museum in the 20th century. In 1829 the artist Ambroży Mieroszewski executed a set of portraits of Chopin family members, including the first known portrait of the composer.[n 6]
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Four boarders at his parents' apartments became Chopin's intimates: Tytus Woyciechowski, Jan Nepomucen Białobłocki, Jan Matuszyński and Julian Fontana; the latter two would become part of his Paris milieu. He was friendly with members of Warsaw's young artistic and intellectual world, including Fontana, Józef Bohdan Zaleski and Stefan Witwicki.[26] He was also attracted to the singing student Konstancja Gładkowska. In letters to Woyciechowski, he indicated which of his works, and even which of their passages, were influenced by his fascination with her; his letter of 15 May 1830 revealed that the slow movement (Larghetto) of his Piano Concerto No. 1 (in E minor) was secretly dedicated to her – "It should be like dreaming in beautiful springtime – by moonlight."[27] His final Conservatory report (July 1829) read: "Chopin F., third-year student, exceptional talent, musical genius."[19]
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In September 1828 Chopin, while still a student, visited Berlin with a family friend, zoologist Feliks Jarocki, enjoying operas directed by Gaspare Spontini and attending concerts by Carl Friedrich Zelter, Felix Mendelssohn and other celebrities. On an 1829 return trip to Berlin, he was a guest of Prince Antoni Radziwiłł, governor of the Grand Duchy of Posen—himself an accomplished composer and aspiring cellist. For the prince and his pianist daughter Wanda, he composed his Introduction and Polonaise brillante in C major for cello and piano, Op. 3.[28]
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Back in Warsaw that year, Chopin heard Niccolò Paganini play the violin, and composed a set of variations, Souvenir de Paganini. It may have been this experience which encouraged him to commence writing his first Études (1829–32), exploring the capacities of his own instrument.[29] On 11 August, three weeks after completing his studies at the Warsaw Conservatory, he made his debut in Vienna. He gave two piano concerts and received many favourable reviews—in addition to some commenting (in Chopin's own words) that he was "too delicate for those accustomed to the piano-bashing of local artists". In one of these concerts, he premiered his Variations on Là ci darem la mano, Op. 2 (variations on a duet from Mozart's opera Don Giovanni) for piano and orchestra.[30] He returned to Warsaw in September 1829,[31] where he premiered his Piano Concerto No. 2 in F minor, Op. 21 on 17 March 1830.[19]
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Chopin's successes as a composer and performer opened the door to western Europe for him, and on 2 November 1830, he set out, in the words of Zdzisław Jachimecki, "into the wide world, with no very clearly defined aim, forever."[32] With Woyciechowski, he headed for Austria again, intending to go on to Italy. Later that month, in Warsaw, the November 1830 Uprising broke out, and Woyciechowski returned to Poland to enlist. Chopin, now alone in Vienna, was nostalgic for his homeland, and wrote to a friend, "I curse the moment of my departure."[33] When in September 1831 he learned, while travelling from Vienna to Paris, that the uprising had been crushed, he expressed his anguish in the pages of his private journal: "Oh God! ... You are there, and yet you do not take vengeance!"[34] Jachimecki ascribes to these events the composer's maturing "into an inspired national bard who intuited the past, present and future of his native Poland."[32]
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When he left Warsaw in late 1830, Chopin had intended to go to Italy, but violent unrest there made that a dangerous destination. His next choice was Paris; difficulties obtaining a visa from Russian authorities resulted in him getting transit permission from the French. In later years he would quote the passport's endorsement Passeport en passant par Paris à Londres ("In transit to London via Paris"), joking that he was in the city "only in passing."[35]
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Chopin arrived in Paris in late September 1831; he would never return to Poland,[36] thus becoming one of many expatriates of the Polish Great Emigration. In France, he used the French versions of his given names, and after receiving French citizenship in 1835, he travelled on a French passport.[37] However, Chopin remained close to his fellow Poles in exile as friends and confidants and he never felt fully comfortable speaking French. Chopin's biographer Adam Zamoyski writes that he never considered himself to be French, despite his father's French origins, and always saw himself as a Pole.[38]
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In Paris, Chopin encountered artists and other distinguished figures and found many opportunities to exercise his talents and achieve celebrity. During his years in Paris, he was to become acquainted with, among many others, Hector Berlioz, Franz Liszt, Ferdinand Hiller, Heinrich Heine, Eugène Delacroix, and Alfred de Vigny.[39] Chopin was also acquainted with the poet Adam Mickiewicz, principal of the Polish Literary Society, some of whose verses he set as songs.[40]
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Two Polish friends in Paris were also to play important roles in Chopin's life there. His fellow student at the Warsaw Conservatory, Julian Fontana, had originally tried unsuccessfully to establish himself in England; Fontana was to become, in the words of Michałowski and Samson, Chopin's "general factotum and copyist".[41] Albert Grzymała, who in Paris became a wealthy financier and society figure, often acted as Chopin's adviser and "gradually began to fill the role of elder brother in [his] life."[42]
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At the end of 1831, Chopin received the first major endorsement from an outstanding contemporary when Robert Schumann, reviewing the Op. 2 Variations in the Allgemeine musikalische Zeitung (his first published article on music), declared: "Hats off, gentlemen! A genius."[43] On 25 February 1832 Chopin gave a debut Paris concert in the "salons de MM Pleyel“ 9 rue Cadet which drew universal admiration. The critic François-Joseph Fétis wrote in the Revue et gazette musicale: "Here is a young man who ... taking no model, has found, if not a complete renewal of piano music, ... an abundance of original ideas of a kind to be found nowhere else ..."[44] After this concert, Chopin realised that his essentially intimate keyboard technique was not optimal for large concert spaces. Later that year he was introduced to the wealthy Rothschild banking family, whose patronage also opened doors for him to other private salons (social gatherings of the aristocracy and artistic and literary elite).[45] By the end of 1832 Chopin had established himself among the Parisian musical elite and had earned the respect of his peers such as Hiller, Liszt, and Berlioz. He no longer depended financially upon his father, and in the winter of 1832, he began earning a handsome income from publishing his works and teaching piano to affluent students from all over Europe.[46] This freed him from the strains of public concert-giving, which he disliked.[45]
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Chopin seldom performed publicly in Paris. In later years he generally gave a single annual concert at the Salle Pleyel, a venue that seated three hundred. He played more frequently at salons but preferred playing at his own Paris apartment for small groups of friends. The musicologist Arthur Hedley has observed that "As a pianist Chopin was unique in acquiring a reputation of the highest order on the basis of a minimum of public appearances—few more than thirty in the course of his lifetime."[47] The list of musicians who took part in some of his concerts indicates the richness of Parisian artistic life during this period. Examples include a concert on 23 March 1833, in which Chopin, Liszt, and Hiller performed (on pianos) a concerto by J.S. Bach for three keyboards; and, on 3 March 1838, a concert in which Chopin, his pupil Adolphe Gutmann, Charles-Valentin Alkan, and Alkan's teacher Joseph Zimmermann performed Alkan's arrangement, for eight hands, of two movements from Beethoven's 7th symphony.[48] Chopin was also involved in the composition of Liszt's Hexameron; he wrote the sixth (and final) variation on Bellini's theme. Chopin's music soon found success with publishers, and in 1833 he contracted with Maurice Schlesinger, who arranged for it to be published not only in France but, through his family connections, also in Germany and England.[49]
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In the spring of 1834, Chopin attended the Lower Rhenish Music Festival in Aix-la-Chapelle with Hiller, and it was there that Chopin met Felix Mendelssohn. After the festival, the three visited Düsseldorf, where Mendelssohn had been appointed musical director. They spent what Mendelssohn described as "a very agreeable day", playing and discussing music at his piano, and met Friedrich Wilhelm Schadow, director of the Academy of Art, and some of his eminent pupils such as Lessing, Bendemann, Hildebrandt and Sohn.[50] In 1835 Chopin went to Carlsbad, where he spent time with his parents; it was the last time he would see them. On his way back to Paris, he met old friends from Warsaw, the Wodzińskis. He had made the acquaintance of their daughter Maria in Poland five years earlier when she was eleven. This meeting prompted him to stay for two weeks in Dresden, when he had previously intended to return to Paris via Leipzig.[51] The sixteen-year-old girl's portrait of the composer is considered, along with Delacroix's, as among Chopin's best likenesses.[52] In October he finally reached Leipzig, where he met Schumann, Clara Wieck and Mendelssohn, who organised for him a performance of his own oratorio St. Paul, and who considered him "a perfect musician".[53] In July 1836 Chopin travelled to Marienbad and Dresden to be with the Wodziński family, and in September he proposed to Maria, whose mother Countess Wodzińska approved in principle. Chopin went on to Leipzig, where he presented Schumann with his G minor Ballade.[54] At the end of 1836, he sent Maria an album in which his sister Ludwika had inscribed seven of his songs, and his 1835 Nocturne in C-sharp minor, Op. 27, No. 1.[55] The anodyne thanks he received from Maria proved to be the last letter he was to have from her.[56]
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Although it is not known exactly when Chopin first met Franz Liszt after arriving in Paris, on 12 December 1831 he mentioned in a letter to his friend Woyciechowski that "I have met Rossini, Cherubini, Baillot, etc.—also Kalkbrenner. You would not believe how curious I was about Herz, Liszt, Hiller, etc."[57] Liszt was in attendance at Chopin's Parisian debut on 26 February 1832 at the Salle Pleyel, which led him to remark: "The most vigorous applause seemed not to suffice to our enthusiasm in the presence of this talented musician, who revealed a new phase of poetic sentiment combined with such happy innovation in the form of his art."[58]
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The two became friends, and for many years lived close to each other in Paris, Chopin at 38 Rue de la Chaussée-d'Antin, and Liszt at the Hôtel de France on the Rue Lafitte, a few blocks away.[59] They performed together on seven occasions between 1833 and 1841. The first, on 2 April 1833, was at a benefit concert organised by Hector Berlioz for his bankrupt Shakespearean actress wife Harriet Smithson, during which they played George Onslow's Sonata in F minor for piano duet.[58] Later joint appearances included a benefit concert for the Benevolent Association of Polish Ladies in Paris.[58] Their last appearance together in public was for a charity concert conducted for the Beethoven Monument in Bonn, held at the Salle Pleyel and the Paris Conservatory on 25 and 26 April 1841.[58]
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Although the two displayed great respect and admiration for each other, their friendship was uneasy and had some qualities of a love-hate relationship. Harold C. Schonberg believes that Chopin displayed a "tinge of jealousy and spite" towards Liszt's virtuosity on the piano,[59] and others have also argued that he had become enchanted with Liszt's theatricality, showmanship and success.[60] Liszt was the dedicatee of Chopin's Op. 10 Études, and his performance of them prompted the composer to write to Hiller, "I should like to rob him of the way he plays my studies."[61] However, Chopin expressed annoyance in 1843 when Liszt performed one of his nocturnes with the addition of numerous intricate embellishments, at which Chopin remarked that he should play the music as written or not play it at all, forcing an apology. Most biographers of Chopin state that after this the two had little to do with each other, although in his letters dated as late as 1848 he still referred to him as "my friend Liszt".[59] Some commentators point to events in the two men's romantic lives which led to a rift between them; there are claims that Liszt had displayed jealousy of his mistress Marie d'Agoult's obsession with Chopin, while others believe that Chopin had become concerned about Liszt's growing relationship with George Sand.[58]
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In 1836, at a party hosted by Marie d'Agoult, Chopin met the French author George Sand (born [Amantine] Aurore [Lucile] Dupin).[59] Short (under five feet, or 152 cm), dark, big-eyed and a cigar smoker,[62] she initially repelled Chopin, who remarked, "What an unattractive person la Sand is. Is she really a woman?"[63] However, by early 1837 Maria Wodzińska's mother had made it clear to Chopin in correspondence that a marriage with her daughter was unlikely to proceed.[64] It is thought that she was influenced by his poor health and possibly also by rumours about his associations with women such as d'Agoult and Sand.[65] Chopin finally placed the letters from Maria and her mother in a package on which he wrote, in Polish, "My tragedy".[66] Sand, in a letter to Grzymała of June 1838, admitted strong feelings for the composer and debated whether to abandon a current affair in order to begin a relationship with Chopin; she asked Grzymała to assess Chopin's relationship with Maria Wodzińska, without realising that the affair, at least from Maria's side, was over.[67]
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In June 1837 Chopin visited London incognito in the company of the piano manufacturer Camille Pleyel where he played at a musical soirée at the house of English piano maker James Broadwood.[68] On his return to Paris, his association with Sand began in earnest and by the end of June 1838 they had become lovers.[69] Sand, who was six years older than the composer, and who had had a series of lovers, wrote at this time: "I must say I was confused and amazed at the effect this little creature had on me ... I have still not recovered from my astonishment, and if I were a proud person I should be feeling humiliated at having been carried away ..."[70] The two spent a miserable winter on Majorca (8 November 1838 to 13 February 1839), where, together with Sand's two children, they had journeyed in the hope of improving the health of Chopin and that of Sand's 15-year-old son Maurice, and also to escape the threats of Sand's former lover Félicien Mallefille.[71] After discovering that the couple were not married, the deeply traditional Catholic people of Majorca became inhospitable,[72] making accommodation difficult to find. This compelled the group to take lodgings in a former Carthusian monastery in Valldemossa, which gave little shelter from the cold winter weather.[69]
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On 3 December 1838, Chopin complained about his bad health and the incompetence of the doctors in Majorca: "Three doctors have visited me ... The first said I was dead; the second said I was dying; and the third said I was about to die."[73] He also had problems having his Pleyel piano sent to him, having to rely in the meantime on a piano made in Palma by Juan Bauza.[74][n 7] The Pleyel piano finally arrived from Paris in December, just shortly before Chopin and Sand left the island. Chopin wrote to Pleyel in January 1839: "I am sending you my Preludes [(Op. 28)]. I finished them on your little piano, which arrived in the best possible condition in spite of the sea, the bad weather and the Palma customs."[69] Chopin was also able to undertake work while in Majorca on his Ballade No. 2, Op. 38; two Polonaises, Op. 40; and the Scherzo No. 3, Op. 39.[75]
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Although this period had been productive, the bad weather had such a detrimental effect on Chopin's health that Sand determined to leave the island. To avoid further customs duties, Sand sold the piano to a local French couple, the Canuts.[76][n 8] The group travelled first to Barcelona, then to Marseilles, where they stayed for a few months while Chopin convalesced.[78] While in Marseilles Chopin made a rare appearance at the organ during a requiem mass for the tenor Adolphe Nourrit on 24 April 1839, playing a transcription of Franz Schubert's lied Die Gestirne (D. 444).[79][80][n 9] In May 1839 they headed for the summer to Sand's estate at Nohant, where they spent most summers until 1846. In autumn they returned to Paris, where Chopin's apartment at 5 rue Tronchet was close to Sand's rented accommodation at the rue Pigalle. He frequently visited Sand in the evenings, but both retained some independence.[81] In 1842 he and Sand moved to the Square d'Orléans, living in adjacent buildings.[82]
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On 26 July 1840 Chopin and Sand were present at the dress rehearsal of Berlioz's Grande symphonie funèbre et triomphale, composed to commemorate the tenth anniversary of the July Revolution. Chopin was reportedly unimpressed with the composition.[83]
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During the summers at Nohant, particularly in the years 1839–43, Chopin found quiet, productive days during which he composed many works, including his Polonaise in A-flat major, Op. 53. Among the visitors to Nohant were Delacroix and the mezzo-soprano Pauline Viardot, whom Chopin had advised on piano technique and composition.[84] Delacroix gives an account of staying at Nohant in a letter of 7 June 1842:
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The hosts could not be more pleasant in entertaining me. When we are not all together at dinner, lunch, playing billiards, or walking, each of us stays in his room, reading or lounging around on a couch. Sometimes, through the window which opens on the garden, a gust of music wafts up from Chopin at work. All this mingles with the songs of nightingales and the fragrance of roses.[85]
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From 1842 onwards, Chopin showed signs of serious illness. After a solo recital in Paris on 21 February 1842, he wrote to Grzymała: "I have to lie in bed all day long, my mouth and tonsils are aching so much."[86] He was forced by illness to decline a written invitation from Alkan to participate in a repeat performance of the Beethoven Seventh Symphony arrangement at Érard's on 1 March 1843.[87] Late in 1844, Charles Hallé visited Chopin and found him "hardly able to move, bent like a half-opened penknife and evidently in great pain", although his spirits returned when he started to play the piano for his visitor.[88] Chopin's health continued to deteriorate, particularly from this time onwards. Modern research suggests that apart from any other illnesses, he may also have suffered from temporal lobe epilepsy.[89]
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Chopin's relations with Sand were soured in 1846 by problems involving her daughter Solange and Solange's fiancé, the young fortune-hunting sculptor Auguste Clésinger.[90] The composer frequently took Solange's side in quarrels with her mother; he also faced jealousy from Sand's son Maurice.[91] Chopin was utterly indifferent to Sand's radical political pursuits, while Sand looked on his society friends with disdain.[92] As the composer's illness progressed, Sand had become less of a lover and more of a nurse to Chopin, whom she called her "third child". In letters to third parties, she vented her impatience, referring to him as a "child," a "little angel", a "sufferer" and a "beloved little corpse."[93] In 1847 Sand published her novel Lucrezia Floriani, whose main characters—a rich actress and a prince in weak health—could be interpreted as Sand and Chopin; the story was uncomplimentary to Chopin, who could not have missed the allusions as he helped Sand correct the printer's galleys. In 1847 he did not visit Nohant, and he quietly ended their ten-year relationship following an angry correspondence which, in Sand's words, made "a strange conclusion to nine years of exclusive friendship."[90] The two would never meet again.[94]
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Chopin's output as a composer throughout this period declined in quantity year by year. Whereas in 1841 he had written a dozen works, only six were written in 1842 and six shorter pieces in 1843. In 1844 he wrote only the Op. 58 sonata. 1845 saw the completion of three mazurkas (Op. 59). Although these works were more refined than many of his earlier compositions, Zamoyski concludes that "his powers of concentration were failing and his inspiration was beset by anguish, both emotional and intellectual."[95]
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Chopin's public popularity as a virtuoso began to wane, as did the number of his pupils, and this, together with the political strife and instability of the time, caused him to struggle financially.[94] In February 1848, with the cellist Auguste Franchomme, he gave his last Paris concert, which included three movements of the Cello Sonata Op. 65.[93][94]
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In April, during the Revolution of 1848 in Paris, he left for London, where he performed at several concerts and numerous receptions in great houses.[93] This tour was suggested to him by his Scottish pupil Jane Stirling and her elder sister. Stirling also made all the logistical arrangements and provided much of the necessary funding.[96]
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In London, Chopin took lodgings at Dover Street, where the firm of Broadwood provided him with a grand piano. At his first engagement, on 15 May at Stafford House, the audience included Queen Victoria and Prince Albert. The Prince, who was himself a talented musician, moved close to the keyboard to view Chopin's technique. Broadwood also arranged concerts for him; among those attending were Thackeray and the singer Jenny Lind. Chopin was also sought after for piano lessons, for which he charged the high fee of one guinea per hour, and for private recitals for which the fee was 20 guineas. At a concert on 7 July, he shared the platform with Viardot, who sang arrangements of some of his mazurkas to Spanish texts.[97] On 28 August, he played at a concert in Manchester's Concert Hall, sharing the stage with Marietta Alboni and Lorenzo Salvi.[98]
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In late summer he was invited by Jane Stirling to visit Scotland, where he stayed at Calder House near Edinburgh and at Johnstone Castle in Renfrewshire, both owned by members of Stirling's family.[99] She clearly had a notion of going beyond mere friendship, and Chopin was obliged to make it clear to her that this could not be so. He wrote at this time to Grzymała "My Scottish ladies are kind, but such bores", and responding to a rumour about his involvement, answered that he was "closer to the grave than the nuptial bed."[100] He gave a public concert in Glasgow on 27 September,[101] and another in Edinburgh, at the Hopetoun Rooms on Queen Street (now Erskine House) on 4 October.[102] In late October 1848, while staying at 10 Warriston Crescent in Edinburgh with the Polish physician Adam Łyszczyński, he wrote out his last will and testament—"a kind of disposition to be made of my stuff in the future, if I should drop dead somewhere", he wrote to Grzymała.[93]
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Chopin made his last public appearance on a concert platform at London's Guildhall on 16 November 1848, when, in a final patriotic gesture, he played for the benefit of Polish refugees. By this time he was very seriously ill, weighing under 99 pounds (i.e. less than 45 kg), and his doctors were aware that his sickness was at a terminal stage.[103]
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At the end of November, Chopin returned to Paris. He passed the winter in unremitting illness, but gave occasional lessons and was visited by friends, including Delacroix and Franchomme. Occasionally he played, or accompanied the singing of Delfina Potocka, for his friends. During the summer of 1849, his friends found him an apartment in Chaillot, out of the centre of the city, for which the rent was secretly subsidised by an admirer, Princess Obreskoff. Here in June 1849, he was visited by Jenny Lind.[104]
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With his health further deteriorating, Chopin desired to have a family member with him. In June 1849 his sister Ludwika came to Paris with her husband and daughter, and in September, supported by a loan from Jane Stirling, he took an apartment at Place Vendôme 12.[105] After 15 October, when his condition took a marked turn for the worse, only a handful of his closest friends remained with him, although Viardot remarked sardonically that "all the grand Parisian ladies considered it de rigueur to faint in his room."[103]
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Some of his friends provided music at his request; among them, Potocka sang and Franchomme played the cello. Chopin bequeathed his unfinished notes on a piano tuition method, Projet de méthode, to Alkan for completion.[106] On 17 October, after midnight, the physician leaned over him and asked whether he was suffering greatly. "No longer", he replied. He died a few minutes before two o'clock in the morning. He was 39. Those present at the deathbed appear to have included his sister Ludwika, Princess Marcelina Czartoryska, Sand's daughter Solange, and his close friend Thomas Albrecht. Later that morning, Solange's husband Clésinger made Chopin's death mask and a cast of his left hand.[107]
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The funeral, held at the Church of the Madeleine in Paris, was delayed almost two weeks, until 30 October.[108] Entrance was restricted to ticket holders[109] as many people were expected to attend.[108] Over 3,000 people arrived without invitations, from as far as London, Berlin and Vienna, and were excluded.[110]
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Mozart's Requiem was sung at the funeral;[109] the soloists were the soprano Jeanne-Anaïs Castellan, the mezzo-soprano Pauline Viardot, the tenor Alexis Dupont, and the bass Luigi Lablache; Chopin's Preludes No. 4 in E minor and No. 6 in B minor were also played. The organist at the funeral was Louis Lefébure-Wély.[111] The funeral procession to Père Lachaise Cemetery, which included Chopin's sister Ludwika, was led by the aged Prince Adam Czartoryski. The pallbearers included Delacroix, Franchomme, and Camille Pleyel.[112] At the graveside, the Funeral March from Chopin's Piano Sonata No. 2 was played, in Reber's instrumentation.[113]
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Chopin's tombstone, featuring the muse of music, Euterpe, weeping over a broken lyre, was designed and sculpted by Clésinger. The expenses of the funeral and monument, amounting to 5,000 francs, were covered by Jane Stirling, who also paid for the return of the composer's sister Ludwika to Warsaw.[112] As requested by Chopin, Ludwika took his heart (which had been removed by his doctor Jean Cruveilhier and preserved in alcohol in a vase), back to Poland in 1850.[114][115][n 10] She also took a collection of two hundred letters from Sand to Chopin; after 1851 these were returned to Sand, who destroyed them.[118]
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Chopin's disease and the cause of his death have been a matter of discussion. His death certificate gave the cause of death as tuberculosis, and his physician, Cruveilhier, was then the leading French authority on this disease.[119] Other possibilities that have been advanced have included cystic fibrosis,[120] cirrhosis, and alpha 1-antitrypsin deficiency.[121] A visual examination of Chopin's preserved heart (the jar was not opened), conducted in 2014 and first published in the American Journal of Medicine in 2017, suggested that the likely cause of his death was a rare case of pericarditis caused by complications of chronic tuberculosis.[122][123][124]
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Over 230 works of Chopin survive; some compositions from early childhood have been lost. All his known works involve the piano, and only a few range beyond solo piano music, as either piano concertos, songs or chamber music.[125]
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Chopin was educated in the tradition of Beethoven, Haydn, Mozart and Clementi; he used Clementi's piano method with his own students. He was also influenced by Hummel's development of virtuoso, yet Mozartian, piano technique. He cited Bach and Mozart as the two most important composers in shaping his musical outlook.[126] Chopin's early works are in the style of the "brilliant" keyboard pieces of his era as exemplified by the works of Ignaz Moscheles, Friedrich Kalkbrenner, and others. Less direct in the earlier period are the influences of Polish folk music and of Italian opera. Much of what became his typical style of ornamentation (for example, his fioriture) is taken from singing. His melodic lines were increasingly reminiscent of the modes and features of the music of his native country, such as drones.[127]
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Chopin took the new salon genre of the nocturne, invented by the Irish composer John Field, to a deeper level of sophistication. He was the first to write ballades[128] and scherzi as individual concert pieces. He essentially established a new genre with his own set of free-standing preludes (Op. 28, published 1839). He exploited the poetic potential of the concept of the concert étude, already being developed in the 1820s and 1830s by Liszt, Clementi, and Moscheles, in his two sets of studies (Op. 10 published in 1833, Op. 25 in 1837).[129]
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Chopin also endowed popular dance forms with a greater range of melody and expression. Chopin's mazurkas, while originating in the traditional Polish dance (the mazurek), differed from the traditional variety in that they were written for the concert hall rather than the dance hall; as J. Barrie Jones puts it, "it was Chopin who put the mazurka on the European musical map."[130] The series of seven polonaises published in his lifetime (another nine were published posthumously), beginning with the Op. 26 pair (published 1836), set a new standard for music in the form.[131] His waltzes were also written specifically for the salon recital rather than the ballroom and are frequently at rather faster tempos than their dance-floor equivalents.[132]
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Some of Chopin's well-known pieces have acquired descriptive titles, such as the Revolutionary Étude (Op. 10, No. 12), and the Minute Waltz (Op. 64, No. 1). However, except for his Funeral March, the composer never named an instrumental work beyond genre and number, leaving all potential extramusical associations to the listener; the names by which many of his pieces are known were invented by others.[133] There is no evidence to suggest that the Revolutionary Étude was written with the failed Polish uprising against Russia in mind; it merely appeared at that time.[134] The Funeral March, the third movement of his Sonata No. 2 (Op. 35), the one case where he did give a title, was written before the rest of the sonata, but no specific event or death is known to have inspired it.[135]
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The last opus number that Chopin himself used was 65, allocated to the Cello Sonata in G minor. He expressed a deathbed wish that all his unpublished manuscripts be destroyed. At the request of the composer's mother and sisters, however, his musical executor Julian Fontana selected 23 unpublished piano pieces and grouped them into eight further opus numbers (Opp. 66–73), published in 1855.[136] In 1857, 17 Polish songs that Chopin wrote at various stages of his life were collected and published as Op. 74, though their order within the opus did not reflect the order of composition.[137]
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Works published since 1857 have received alternative catalogue designations instead of opus numbers. The present standard musicological reference for Chopin's works is the Kobylańska Catalogue (usually represented by the initials 'KK'), named for its compiler, the Polish musicologist Krystyna Kobylańska.[138]
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Chopin's original publishers included Maurice Schlesinger and Camille Pleyel.[139] His works soon began to appear in popular 19th-century piano anthologies.[140] The first collected edition was by Breitkopf & Härtel (1878–1902).[141] Among modern scholarly editions of Chopin's works are the version under the name of Paderewski published between 1937 and 1966 and the more recent Polish "National Edition", edited by Jan Ekier, both of which contain detailed explanations and discussions regarding choices and sources.[142][143]
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Chopin published his music in France, England and the German states due to the copyright laws of the time. As such there are often three different kinds of ‘first editions’. Each edition is different from the other, as Chopin edited them separately and at times he did some revision to the music while editing it. Furthermore, Chopin provided his publishers with varying sources, including autographs, annotated proofsheets, and scribal copies. Only recently have these differences gained greater recognition.[144]
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Improvisation stands at the centre of Chopin's creative processes. However, this does not imply impulsive rambling: Nicholas Temperley writes that "improvisation is designed for an audience, and its starting-point is that audience's expectations, which include the current conventions of musical form."[145] The works for piano and orchestra, including the two concertos, are held by Temperley to be "merely vehicles for brilliant piano playing ... formally longwinded and extremely conservative".[146] After the piano concertos (which are both early, dating from 1830), Chopin made no attempts at large-scale multi-movement forms, save for his late sonatas for piano and cello; "instead he achieved near-perfection in pieces of simple general design but subtle and complex cell-structure."[147] Rosen suggests that an important aspect of Chopin's individuality is his flexible handling of the four-bar phrase as a structural unit.[148]
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J. Barrie Jones suggests that "amongst the works that Chopin intended for concert use, the four ballades and four scherzos stand supreme", and adds that "the Barcarolle Op. 60 stands apart as an example of Chopin's rich harmonic palette coupled with an Italianate warmth of melody."[149] Temperley opines that these works, which contain "immense variety of mood, thematic material and structural detail", are based on an extended "departure and return" form; "the more the middle section is extended, and the further it departs in key, mood and theme, from the opening idea, the more important and dramatic is the reprise when it at last comes."[150]
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Chopin's mazurkas and waltzes are all in straightforward ternary or episodic form, sometimes with a coda.[151] The mazurkas often show more folk features than many of his other works, sometimes including modal scales and harmonies and the use of drone basses. However, some also show unusual sophistication, for example Op. 63 No. 3, which includes a canon at one beat's distance, a great rarity in music.[152]
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Chopin's polonaises show a marked advance on those of his Polish predecessors in the form (who included his teachers Żywny and Elsner). As with the traditional polonaise, Chopin's works are in triple time and typically display a martial rhythm in their melodies, accompaniments, and cadences. Unlike most of their precursors, they also require a formidable playing technique.[153]
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The 21 nocturnes are more structured, and of greater emotional depth, than those of Field (whom Chopin met in 1833). Many of the Chopin nocturnes have middle sections marked by agitated expression (and often making very difficult demands on the performer) which heightens their dramatic character.[154]
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Chopin's études are largely in straightforward ternary form.[155] He used them to teach his own technique of piano playing[45]—for instance playing double thirds (Op. 25, No. 6), playing in octaves (Op. 25, No. 10), and playing repeated notes (Op. 10, No. 7).[156]
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The preludes, many of which are very brief (some consisting of simple statements and developments of a single theme or figure), were described by Schumann as "the beginnings of studies".[157] Inspired by J.S. Bach's The Well-Tempered Clavier, Chopin's preludes move up the circle of fifths (rather than Bach's chromatic scale sequence) to create a prelude in each major and minor tonality.[158] The preludes were perhaps not intended to be played as a group, and may even have been used by him and later pianists as generic preludes to others of his pieces, or even to music by other composers, as Kenneth Hamilton suggests: he has noted a recording by Ferruccio Busoni of 1922, in which the Prelude Op. 28 No. 7 is followed by the Étude Op. 10 No. 5.[159]
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The two mature piano sonatas (No. 2, Op. 35, written in 1839 and No. 3, Op. 58, written in 1844) are in four movements. In Op. 35, Chopin was able to combine within a formal large musical structure many elements of his virtuosic piano technique—"a kind of dialogue between the public pianism of the brilliant style and the German sonata principle".[160] The sonata has been considered as showing the influences of both Bach and Beethoven. The Prelude from Bach's Suite No. 6 in D major for cello (BWV 1012) is quoted;[161] and there are references to two sonatas of Beethoven: the Sonata Opus 111 in C minor, and the Sonata Opus 26 in A flat major, which, like Chopin's Op. 35, has a funeral march as its slow movement.[162][163] The last movement of Chopin's Op. 35, a brief (75-bar) perpetuum mobile in which the hands play in unmodified octave unison throughout, was found shocking and unmusical by contemporaries, including Schumann.[164] The Op. 58 sonata is closer to the German tradition, including many passages of complex counterpoint, "worthy of Brahms" according to the music historians Kornel Michałowski and Jim Samson.[160]
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Chopin's harmonic innovations may have arisen partly from his keyboard improvisation technique. Temperley says that in his works "novel harmonic effects frequently result from the combination of ordinary appoggiaturas or passing notes with melodic figures of accompaniment", and cadences are delayed by the use of chords outside the home key (neapolitan sixths and diminished sevenths), or by sudden shifts to remote keys. Chord progressions sometimes anticipate the shifting tonality of later composers such as Claude Debussy, as does Chopin's use of modal harmony.[165]
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In 1841, Léon Escudier wrote of a recital given by Chopin that year, "One may say that Chopin is the creator of a school of piano and a school of composition. In truth, nothing equals the lightness, the sweetness with which the composer preludes on the piano; moreover nothing may be compared to his works full of originality, distinction and grace."[166] Chopin refused to conform to a standard method of playing and believed that there was no set technique for playing well. His style was based extensively on his use of a very independent finger technique. In his Projet de méthode he wrote: "Everything is a matter of knowing good fingering ... we need no less to use the rest of the hand, the wrist, the forearm and the upper arm."[167] He further stated: "One needs only to study a certain position of the hand in relation to the keys to obtain with ease the most beautiful quality of sound, to know how to play short notes and long notes, and [to attain] unlimited dexterity."[168] The consequences of this approach to technique in Chopin's music include the frequent use of the entire range of the keyboard, passages in double octaves and other chord groupings, swiftly repeated notes, the use of grace notes, and the use of contrasting rhythms (four against three, for example) between the hands.[169]
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Jonathan Bellman writes that modern concert performance style—set in the "conservatory" tradition of late 19th- and 20th-century music schools, and suitable for large auditoria or recordings—militates against what is known of Chopin's more intimate performance technique.[170] The composer himself said to a pupil that "concerts are never real music, you have to give up the idea of hearing in them all the most beautiful things of art."[171] Contemporary accounts indicate that in performance, Chopin avoided rigid procedures sometimes incorrectly attributed to him, such as "always crescendo to a high note", but that he was concerned with expressive phrasing, rhythmic consistency and sensitive colouring.[172] Berlioz wrote in 1853 that Chopin "has created a kind of chromatic embroidery ... whose effect is so strange and piquant as to be impossible to describe ... virtually nobody but Chopin himself can play this music and give it this unusual turn".[173] Hiller wrote that "What in the hands of others was elegant embellishment, in his hands became a colourful wreath of flowers."[174]
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Chopin's music is frequently played with rubato, "the practice in performance of disregarding strict time, 'robbing' some note-values for expressive effect".[175] There are differing opinions as to how much, and what type, of rubato is appropriate for his works. Charles Rosen comments that "most of the written-out indications of rubato in Chopin are to be found in his mazurkas ... It is probable that Chopin used the older form of rubato so important to Mozart ... [where] the melody note in the right hand is delayed until after the note in the bass ... An allied form of this rubato is the arpeggiation of the chords thereby delaying the melody note; according to Chopin's pupil Karol Mikuli, Chopin was firmly opposed to this practice."[176]
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Friederike Müller, a pupil of Chopin, wrote: "[His] playing was always noble and beautiful; his tones sang, whether in full forte or softest piano. He took infinite pains to teach his pupils this legato, cantabile style of playing. His most severe criticism was 'He—or she—does not know how to join two notes together.' He also demanded the strictest adherence to rhythm. He hated all lingering and dragging, misplaced rubatos, as well as exaggerated ritardandos ... and it is precisely in this respect that people make such terrible errors in playing his works."[177]
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The "Polish character" of Chopin's work is unquestionable; not because he also wrote polonaises and mazurkas ... which forms ... were often stuffed with alien ideological and literary contents from the outside. ... As an artist he looked for forms that stood apart from the literary-dramatic character of music which was a feature of Romanticism, as a Pole he reflected in his work the very essence of the tragic break in the history of the people and instinctively aspired to give the deepest expression of his nation ... For he understood that he could invest his music with the most enduring and truly Polish qualities only by liberating art from the confines of dramatic and historical contents. This attitude toward the question of "national music" – an inspired solution to his art – was the reason why Chopin's works have come to be understood everywhere outside of Poland ... Therein lies the strange riddle of his eternal vigour.
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With his mazurkas and polonaises, Chopin has been credited with introducing to music a new sense of nationalism. Schumann, in his 1836 review of the piano concertos, highlighted the composer's strong feelings for his native Poland, writing that "Now that the Poles are in deep mourning [after the failure of the November Uprising of 1830], their appeal to us artists is even stronger ... If the mighty autocrat in the north [i.e. Nicholas I of Russia] could know that in Chopin's works, in the simple strains of his mazurkas, there lurks a dangerous enemy, he would place a ban on his music. Chopin's works are cannon buried in flowers!"[179] The biography of Chopin published in 1863 under the name of Franz Liszt (but probably written by Carolyne zu Sayn-Wittgenstein)[180] states that Chopin "must be ranked first among the first musicians ... individualizing in themselves the poetic sense of an entire nation."[181]
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Some modern commentators have argued against exaggerating Chopin's primacy as a "nationalist" or "patriotic" composer. George Golos refers to earlier "nationalist" composers in Central Europe, including Poland's Michał Kleofas Ogiński and Franciszek Lessel, who utilised polonaise and mazurka forms.[182] Barbara Milewski suggests that Chopin's experience of Polish music came more from "urbanised" Warsaw versions than from folk music, and that attempts (by Jachimecki and others) to demonstrate genuine folk music in his works are without basis.[183] Richard Taruskin impugns Schumann's attitude toward Chopin's works as patronising[184] and comments that Chopin "felt his Polish patriotism deeply and sincerely" but consciously modelled his works on the tradition of Bach, Beethoven, Schubert, and Field.[185]
|
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+
|
153 |
+
A reconciliation of these views is suggested by William Atwood: "Undoubtedly [Chopin's] use of traditional musical forms like the polonaise and mazurka roused nationalistic sentiments and a sense of cohesiveness amongst those Poles scattered across Europe and the New World ... While some sought solace in [them], others found them a source of strength in their continuing struggle for freedom. Although Chopin's music undoubtedly came to him intuitively rather than through any conscious patriotic design, it served all the same to symbolize the will of the Polish people ..."[186]
|
154 |
+
|
155 |
+
Jones comments that "Chopin's unique position as a composer, despite the fact that virtually everything he wrote was for the piano, has rarely been questioned."[155] He also notes that Chopin was fortunate to arrive in Paris in 1831—"the artistic environment, the publishers who were willing to print his music, the wealthy and aristocratic who paid what Chopin asked for their lessons"—and these factors, as well as his musical genius, also fuelled his contemporary and later reputation.[132] While his illness and his love-affairs conform to some of the stereotypes of romanticism, the rarity of his public recitals (as opposed to performances at fashionable Paris soirées) led Arthur Hutchings to suggest that "his lack of Byronic flamboyance [and] his aristocratic reclusiveness make him exceptional" among his romantic contemporaries, such as Liszt and Henri Herz.[147]
|
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+
|
157 |
+
Chopin's qualities as a pianist and composer were recognised by many of his fellow musicians. Schumann named a piece for him in his suite Carnaval, and Chopin later dedicated his Ballade No. 2 in F major to Schumann. Elements of Chopin's music can be traced in many of Liszt's later works.[61] Liszt later transcribed for piano six of Chopin's Polish songs. A less fraught friendship was with Alkan, with whom he discussed elements of folk music, and who was deeply affected by Chopin's death.[187]
|
158 |
+
|
159 |
+
Two of Chopin's long-standing pupils, Karol Mikuli (1821–1897) and Georges Mathias, were themselves piano teachers and passed on details of his playing to their own students, some of whom (such as Raoul Koczalski) were to make recordings of his music. Other pianists and composers influenced by Chopin's style include Louis Moreau Gottschalk, Édouard Wolff (1816–1880) and Pierre Zimmermann.[188] Debussy dedicated his own 1915 piano Études to the memory of Chopin; he frequently played Chopin's music during his studies at the Paris Conservatoire, and undertook the editing of Chopin's piano music for the publisher Jacques Durand.[189]
|
160 |
+
|
161 |
+
Polish composers of the following generation included virtuosi such as Moritz Moszkowski, but, in the opinion of J. Barrie Jones, his "one worthy successor" among his compatriots was Karol Szymanowski (1882–1937).[190] Edvard Grieg, Antonín Dvořák, Isaac Albéniz, Pyotr Ilyich Tchaikovsky and Sergei Rachmaninoff, among others, are regarded by critics as having been influenced by Chopin's use of national modes and idioms.[191] Alexander Scriabin was devoted to the music of Chopin, and his early published works include nineteen mazurkas, as well as numerous études and preludes; his teacher Nikolai Zverev drilled him in Chopin's works to improve his virtuosity as a performer.[192] In the 20th century, composers who paid homage to (or in some cases parodied) the music of Chopin included George Crumb, Bohuslav Martinů, Darius Milhaud,
|
162 |
+
Igor Stravinsky[193] and Heitor Villa-Lobos.[194]
|
163 |
+
|
164 |
+
Chopin's music was used in the 1909 ballet Chopiniana, choreographed by Michel Fokine and orchestrated by Alexander Glazunov. Sergei Diaghilev commissioned additional orchestrations—from Stravinsky, Anatoly Lyadov, Sergei Taneyev and Nikolai Tcherepnin—for later productions, which used the title Les Sylphides.[195]
|
165 |
+
|
166 |
+
Chopin's music remains very popular and is regularly performed, recorded and broadcast worldwide. The world's oldest monographic music competition, the International Chopin Piano Competition, founded in 1927, is held every five years in Warsaw.[196] The Fryderyk Chopin Institute of Poland lists on its website over eighty societies worldwide devoted to the composer and his music.[197] The Institute site also lists nearly 1,500 performances of Chopin works on YouTube as of January 2014[update].[198]
|
167 |
+
|
168 |
+
The British Library notes that "Chopin's works have been recorded by all the great pianists of the recording era." The earliest recording was an 1895 performance by Paul Pabst of the Nocturne in E major Op. 62 No. 2. The British Library site makes available a number of historic recordings, including some by Alfred Cortot, Ignaz Friedman, Vladimir Horowitz, Benno Moiseiwitsch, Ignacy Jan Paderewski, Arthur Rubinstein, Xaver Scharwenka and many others.[199] A select discography of recordings of Chopin works by pianists representing the various pedagogic traditions stemming from Chopin is given by Methuen-Campbell in his work tracing the lineage and character of those traditions.[200]
|
169 |
+
|
170 |
+
Numerous recordings of Chopin's works are available. On the occasion of the composer's bicentenary, the critics of The New York Times recommended performances by the following contemporary pianists (among many others):[201] Martha Argerich, Vladimir Ashkenazy, Emanuel Ax, Evgeny Kissin, Murray Perahia, Maurizio Pollini and Krystian Zimerman. The Warsaw Chopin Society organises the Grand prix du disque de F. Chopin for notable Chopin recordings, held every five years.[202]
|
171 |
+
|
172 |
+
Chopin has figured extensively in Polish literature, both in serious critical studies of his life and music and in fictional treatments. The earliest manifestation was probably an 1830 sonnet on Chopin by Leon Ulrich. French writers on Chopin (apart from Sand) have included Marcel Proust and André Gide; and he has also featured in works of Gottfried Benn and Boris Pasternak.[203] There are numerous biographies of Chopin in English (see bibliography for some of these).
|
173 |
+
|
174 |
+
Possibly the first venture into fictional treatments of Chopin's life was a fanciful operatic version of some of its events. Chopin was written by Giacomo Orefice and produced in Milan in 1901. All the music is derived from that of Chopin.[204]
|
175 |
+
|
176 |
+
Chopin's life and romantic tribulations have been fictionalised in numerous films.[205] As early as 1919, Chopin's relationships with three women – his youth sweetheart Mariolka, then with Polish singer Sonja Radkowska, and later with George Sand, were portrayed in the German silent film Nocturno der Liebe (1919), with Chopin's music serving as a backdrop.[206][207][208] The 1945 biographical film A Song to Remember earned Cornel Wilde an Academy Award nomination as Best Actor for his portrayal of the composer. Other film treatments have included: La valse de l'adieu (France, 1928) by Henry Roussel, with Pierre Blanchar as Chopin; Impromptu (1991), starring Hugh Grant as Chopin; La note bleue (1991); and Chopin: Desire for Love (2002).[209]
|
177 |
+
|
178 |
+
Chopin's life was covered in a 1999 BBC Omnibus documentary by András Schiff and Mischa Scorer,[210] in a 2010 documentary realised by Angelo Bozzolini and Roberto Prosseda for Italian television[211][212] and in a BBC Four documentary Chopin – The Women Behind The Music (2010).[213][214][215]
|
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+
|
180 |
+
Notes
|
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+
|
182 |
+
Citations
|
183 |
+
|
184 |
+
Bibliography
|
185 |
+
|
186 |
+
Music scores
|
en/2096.html.txt
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1 |
+
A brake is a mechanical device that inhibits motion by absorbing energy from a moving system.[1] It is used for slowing or stopping a moving vehicle, wheel, axle, or to prevent its motion, most often accomplished by means of friction.[2]
|
2 |
+
|
3 |
+
Most brakes commonly use friction between two surfaces pressed together to convert the kinetic energy of the moving object into heat, though other methods of energy conversion may be employed. For example, regenerative braking converts much of the energy to electrical energy, which may be stored for later use. Other methods convert kinetic energy into potential energy in such stored forms as pressurized air or pressurized oil. Eddy current brakes use magnetic fields to convert kinetic energy into electric current in the brake disc, fin, or rail, which is converted into heat. Still other braking methods even transform kinetic energy into different forms, for example by transferring the energy to a rotating flywheel.
|
4 |
+
|
5 |
+
Brakes are generally applied to rotating axles or wheels, but may also take other forms such as the surface of a moving fluid (flaps deployed into water or air). Some vehicles use a combination of braking mechanisms, such as drag racing cars with both wheel brakes and a parachute, or airplanes with both wheel brakes and drag flaps raised into the air during landing.
|
6 |
+
|
7 |
+
Since kinetic energy increases quadratically with velocity (
|
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+
|
9 |
+
|
10 |
+
|
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+
K
|
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+
=
|
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+
m
|
14 |
+
|
15 |
+
v
|
16 |
+
|
17 |
+
2
|
18 |
+
|
19 |
+
|
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+
|
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+
/
|
22 |
+
|
23 |
+
2
|
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+
|
25 |
+
|
26 |
+
{\displaystyle K=mv^{2}/2}
|
27 |
+
|
28 |
+
), an object moving at 10 m/s has 100 times as much energy as one of the same mass moving at 1 m/s, and consequently the theoretical braking distance, when braking at the traction limit, is 100 times as long. In practice, fast vehicles usually have significant air drag, and energy lost to air drag rises quickly with speed.
|
29 |
+
|
30 |
+
Almost all wheeled vehicles have a brake of some sort. Even baggage carts and shopping carts may have them for use on a moving ramp. Most fixed-wing aircraft are fitted with wheel brakes on the undercarriage. Some aircraft also feature air brakes designed to reduce their speed in flight. Notable examples include gliders and some World War II-era aircraft, primarily some fighter aircraft and many dive bombers of the era. These allow the aircraft to maintain a safe speed in a steep descent. The Saab B 17 dive bomber and Vought F4U Corsair fighter used the deployed undercarriage as an air brake.
|
31 |
+
|
32 |
+
Friction brakes on automobiles store braking heat in the drum brake or disc brake while braking then conduct it to the air gradually. When traveling downhill some vehicles can use their engines to brake.
|
33 |
+
|
34 |
+
When the brake pedal of a modern vehicle with hydraulic brakes is pushed against the master cylinder, ultimately a piston pushes the brake pad against the brake disc which slows the wheel down. On the brake drum it is similar as the cylinder pushes the brake shoes against the drum which also slows the wheel down.
|
35 |
+
|
36 |
+
Brakes may be broadly described as using friction, pumping, or electromagnetics. One brake may use several principles: for example, a pump may pass fluid through an orifice to create friction:
|
37 |
+
|
38 |
+
Frictional brakes are most common and can be divided broadly into "shoe" or "pad" brakes, using an explicit wear surface, and hydrodynamic brakes, such as parachutes, which use friction in a working fluid and do not explicitly wear. Typically the term "friction brake" is used to mean pad/shoe brakes and excludes hydrodynamic brakes, even though hydrodynamic brakes use friction. Friction (pad/shoe) brakes are often rotating devices with a stationary pad and a rotating wear surface. Common configurations include shoes that contract to rub on the outside of a rotating drum, such as a band brake; a rotating drum with shoes that expand to rub the inside of a drum, commonly called a "drum brake", although other drum configurations are possible; and pads that pinch a rotating disc, commonly called a "disc brake". Other brake configurations are used, but less often. For example, PCC trolley brakes include a flat shoe which is clamped to the rail with an electromagnet; the Murphy brake pinches a rotating drum, and the Ausco Lambert disc brake uses a hollow disc (two parallel discs with a structural bridge) with shoes that sit between the disc surfaces and expand laterally.
|
39 |
+
|
40 |
+
A drum brake is a vehicle brake in which the friction is caused by a set of brake shoes that press against the inner surface of a rotating drum. The drum is connected to the rotating roadwheel hub.
|
41 |
+
|
42 |
+
Drum brakes generally can be found on older car and truck models. However, because of their low production cost, drum brake setups are also installed on the rear of some low-cost newer vehicles. Compared to modern disc brakes, drum brakes wear out faster due to their tendency to overheat.
|
43 |
+
|
44 |
+
The disc brake is a device for slowing or stopping the rotation of a road wheel. A brake disc (or rotor in U.S. English), usually made of cast iron or ceramic, is connected to the wheel or the axle. To stop the wheel, friction material in the form of brake pads (mounted in a device called a brake caliper) is forced mechanically, hydraulically, pneumatically or electromagnetically against both sides of the disc. Friction causes the disc and attached wheel to slow or stop.
|
45 |
+
|
46 |
+
Pumping brakes are often used where a pump is already part of the machinery. For example, an internal-combustion piston motor can have the fuel supply stopped, and then internal pumping losses of the engine create some braking. Some engines use a valve override called a Jake brake to greatly increase pumping losses. Pumping brakes can dump energy as heat, or can be regenerative brakes that recharge a pressure reservoir called a hydraulic accumulator.
|
47 |
+
|
48 |
+
Electromagnetic brakes are likewise often used where an electric motor is already part of the machinery. For example, many hybrid gasoline/electric vehicles use the electric motor as a generator to charge electric batteries and also as a regenerative brake. Some diesel/electric railroad locomotives use the electric motors to generate electricity which is then sent to a resistor bank and dumped as heat. Some vehicles, such as some transit buses, do not already have an electric motor but use a secondary "retarder" brake that is effectively a generator with an internal short-circuit. Related types of such a brake are eddy current brakes, and electro-mechanical brakes (which actually are magnetically driven friction brakes, but nowadays are often just called "electromagnetic brakes" as well).
|
49 |
+
|
50 |
+
Electromagnetic brakes slow an object through electromagnetic induction, which creates resistance and in turn either heat or electricity. Friction brakes apply pressure on two separate objects to slow the vehicle in a controlled manner.
|
51 |
+
|
52 |
+
Brakes are often described according to several characteristics including:
|
53 |
+
|
54 |
+
Foundation components are the brake-assembly components at the wheels of a vehicle, named for forming the basis of the rest of the brake system. These mechanical parts contained around the wheels are controlled by the air brake system.
|
55 |
+
|
56 |
+
The three types of foundation brake systems are “S” cam brakes, disc brakes and wedge brakes.[3]
|
57 |
+
|
58 |
+
Most modern passenger vehicles, and light vans, use a vacuum assisted brake system that greatly increases the force applied to the vehicle's brakes by its operator.[4] This additional force is supplied by the manifold vacuum generated by air flow being obstructed by the throttle on a running engine. This force is greatly reduced when the engine is running at fully open throttle, as the difference between ambient air pressure and manifold (absolute) air pressure is reduced, and therefore available vacuum is diminished. However, brakes are rarely applied at full throttle; the driver takes the right foot off the gas pedal and moves it to the brake pedal - unless left-foot braking is used.
|
59 |
+
|
60 |
+
Because of low vacuum at high RPM, reports of unintended acceleration are often accompanied by complaints of failed or weakened brakes, as the high-revving engine, having an open throttle, is unable to provide enough vacuum to power the brake booster. This problem is exacerbated in vehicles equipped with automatic transmissions as the vehicle will automatically downshift upon application of the brakes, thereby increasing the torque delivered to the driven-wheels in contact with the road surface.
|
61 |
+
|
62 |
+
Heavier road vehicles, as well as trains, usually boost brake power with compressed air, supplied by one or more compressors.
|
63 |
+
|
64 |
+
Although ideally a brake would convert all the kinetic energy into heat, in practice a significant amount may be converted into acoustic energy instead, contributing to noise pollution.
|
65 |
+
|
66 |
+
For road vehicles, the noise produced varies significantly with tire construction, road surface, and the magnitude of the deceleration.[5] Noise can be caused by different things. These are signs that there may be issues with brakes wearing out over time.
|
67 |
+
|
68 |
+
Railway brake malfunctions can produce sparks and cause forest fires.[6]
|
69 |
+
|
70 |
+
A significant amount of energy is always lost while braking, even with regenerative braking which is not perfectly efficient. Therefore, a good metric of efficient energy use while driving is to note how much one is braking. If the majority of deceleration is from unavoidable friction instead of braking, one is squeezing out most of the service from the vehicle. Minimizing brake use is one of the fuel economy-maximizing behaviors.
|
71 |
+
|
72 |
+
While energy is always lost during a brake event, a secondary factor that influences efficiency is "off-brake drag", or drag that occurs when the brake is not intentionally actuated. After a braking event, hydraulic pressure drops in the system, allowing the brake caliper pistons to retract. However, this retraction must accommodate all compliance in the system (under pressure) as well as thermal distortion of components like the brake disc or the brake system will drag until the contact with the disc, for example, knocks the pads and pistons back from the rubbing surface. During this time, there can be significant brake drag. This brake drag can lead to significant parasitic power loss, thus impacting fuel economy and overall vehicle performance.
|
en/2097.html.txt
ADDED
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1 |
+
A brake is a mechanical device that inhibits motion by absorbing energy from a moving system.[1] It is used for slowing or stopping a moving vehicle, wheel, axle, or to prevent its motion, most often accomplished by means of friction.[2]
|
2 |
+
|
3 |
+
Most brakes commonly use friction between two surfaces pressed together to convert the kinetic energy of the moving object into heat, though other methods of energy conversion may be employed. For example, regenerative braking converts much of the energy to electrical energy, which may be stored for later use. Other methods convert kinetic energy into potential energy in such stored forms as pressurized air or pressurized oil. Eddy current brakes use magnetic fields to convert kinetic energy into electric current in the brake disc, fin, or rail, which is converted into heat. Still other braking methods even transform kinetic energy into different forms, for example by transferring the energy to a rotating flywheel.
|
4 |
+
|
5 |
+
Brakes are generally applied to rotating axles or wheels, but may also take other forms such as the surface of a moving fluid (flaps deployed into water or air). Some vehicles use a combination of braking mechanisms, such as drag racing cars with both wheel brakes and a parachute, or airplanes with both wheel brakes and drag flaps raised into the air during landing.
|
6 |
+
|
7 |
+
Since kinetic energy increases quadratically with velocity (
|
8 |
+
|
9 |
+
|
10 |
+
|
11 |
+
K
|
12 |
+
=
|
13 |
+
m
|
14 |
+
|
15 |
+
v
|
16 |
+
|
17 |
+
2
|
18 |
+
|
19 |
+
|
20 |
+
|
21 |
+
/
|
22 |
+
|
23 |
+
2
|
24 |
+
|
25 |
+
|
26 |
+
{\displaystyle K=mv^{2}/2}
|
27 |
+
|
28 |
+
), an object moving at 10 m/s has 100 times as much energy as one of the same mass moving at 1 m/s, and consequently the theoretical braking distance, when braking at the traction limit, is 100 times as long. In practice, fast vehicles usually have significant air drag, and energy lost to air drag rises quickly with speed.
|
29 |
+
|
30 |
+
Almost all wheeled vehicles have a brake of some sort. Even baggage carts and shopping carts may have them for use on a moving ramp. Most fixed-wing aircraft are fitted with wheel brakes on the undercarriage. Some aircraft also feature air brakes designed to reduce their speed in flight. Notable examples include gliders and some World War II-era aircraft, primarily some fighter aircraft and many dive bombers of the era. These allow the aircraft to maintain a safe speed in a steep descent. The Saab B 17 dive bomber and Vought F4U Corsair fighter used the deployed undercarriage as an air brake.
|
31 |
+
|
32 |
+
Friction brakes on automobiles store braking heat in the drum brake or disc brake while braking then conduct it to the air gradually. When traveling downhill some vehicles can use their engines to brake.
|
33 |
+
|
34 |
+
When the brake pedal of a modern vehicle with hydraulic brakes is pushed against the master cylinder, ultimately a piston pushes the brake pad against the brake disc which slows the wheel down. On the brake drum it is similar as the cylinder pushes the brake shoes against the drum which also slows the wheel down.
|
35 |
+
|
36 |
+
Brakes may be broadly described as using friction, pumping, or electromagnetics. One brake may use several principles: for example, a pump may pass fluid through an orifice to create friction:
|
37 |
+
|
38 |
+
Frictional brakes are most common and can be divided broadly into "shoe" or "pad" brakes, using an explicit wear surface, and hydrodynamic brakes, such as parachutes, which use friction in a working fluid and do not explicitly wear. Typically the term "friction brake" is used to mean pad/shoe brakes and excludes hydrodynamic brakes, even though hydrodynamic brakes use friction. Friction (pad/shoe) brakes are often rotating devices with a stationary pad and a rotating wear surface. Common configurations include shoes that contract to rub on the outside of a rotating drum, such as a band brake; a rotating drum with shoes that expand to rub the inside of a drum, commonly called a "drum brake", although other drum configurations are possible; and pads that pinch a rotating disc, commonly called a "disc brake". Other brake configurations are used, but less often. For example, PCC trolley brakes include a flat shoe which is clamped to the rail with an electromagnet; the Murphy brake pinches a rotating drum, and the Ausco Lambert disc brake uses a hollow disc (two parallel discs with a structural bridge) with shoes that sit between the disc surfaces and expand laterally.
|
39 |
+
|
40 |
+
A drum brake is a vehicle brake in which the friction is caused by a set of brake shoes that press against the inner surface of a rotating drum. The drum is connected to the rotating roadwheel hub.
|
41 |
+
|
42 |
+
Drum brakes generally can be found on older car and truck models. However, because of their low production cost, drum brake setups are also installed on the rear of some low-cost newer vehicles. Compared to modern disc brakes, drum brakes wear out faster due to their tendency to overheat.
|
43 |
+
|
44 |
+
The disc brake is a device for slowing or stopping the rotation of a road wheel. A brake disc (or rotor in U.S. English), usually made of cast iron or ceramic, is connected to the wheel or the axle. To stop the wheel, friction material in the form of brake pads (mounted in a device called a brake caliper) is forced mechanically, hydraulically, pneumatically or electromagnetically against both sides of the disc. Friction causes the disc and attached wheel to slow or stop.
|
45 |
+
|
46 |
+
Pumping brakes are often used where a pump is already part of the machinery. For example, an internal-combustion piston motor can have the fuel supply stopped, and then internal pumping losses of the engine create some braking. Some engines use a valve override called a Jake brake to greatly increase pumping losses. Pumping brakes can dump energy as heat, or can be regenerative brakes that recharge a pressure reservoir called a hydraulic accumulator.
|
47 |
+
|
48 |
+
Electromagnetic brakes are likewise often used where an electric motor is already part of the machinery. For example, many hybrid gasoline/electric vehicles use the electric motor as a generator to charge electric batteries and also as a regenerative brake. Some diesel/electric railroad locomotives use the electric motors to generate electricity which is then sent to a resistor bank and dumped as heat. Some vehicles, such as some transit buses, do not already have an electric motor but use a secondary "retarder" brake that is effectively a generator with an internal short-circuit. Related types of such a brake are eddy current brakes, and electro-mechanical brakes (which actually are magnetically driven friction brakes, but nowadays are often just called "electromagnetic brakes" as well).
|
49 |
+
|
50 |
+
Electromagnetic brakes slow an object through electromagnetic induction, which creates resistance and in turn either heat or electricity. Friction brakes apply pressure on two separate objects to slow the vehicle in a controlled manner.
|
51 |
+
|
52 |
+
Brakes are often described according to several characteristics including:
|
53 |
+
|
54 |
+
Foundation components are the brake-assembly components at the wheels of a vehicle, named for forming the basis of the rest of the brake system. These mechanical parts contained around the wheels are controlled by the air brake system.
|
55 |
+
|
56 |
+
The three types of foundation brake systems are “S” cam brakes, disc brakes and wedge brakes.[3]
|
57 |
+
|
58 |
+
Most modern passenger vehicles, and light vans, use a vacuum assisted brake system that greatly increases the force applied to the vehicle's brakes by its operator.[4] This additional force is supplied by the manifold vacuum generated by air flow being obstructed by the throttle on a running engine. This force is greatly reduced when the engine is running at fully open throttle, as the difference between ambient air pressure and manifold (absolute) air pressure is reduced, and therefore available vacuum is diminished. However, brakes are rarely applied at full throttle; the driver takes the right foot off the gas pedal and moves it to the brake pedal - unless left-foot braking is used.
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Because of low vacuum at high RPM, reports of unintended acceleration are often accompanied by complaints of failed or weakened brakes, as the high-revving engine, having an open throttle, is unable to provide enough vacuum to power the brake booster. This problem is exacerbated in vehicles equipped with automatic transmissions as the vehicle will automatically downshift upon application of the brakes, thereby increasing the torque delivered to the driven-wheels in contact with the road surface.
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Heavier road vehicles, as well as trains, usually boost brake power with compressed air, supplied by one or more compressors.
|
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Although ideally a brake would convert all the kinetic energy into heat, in practice a significant amount may be converted into acoustic energy instead, contributing to noise pollution.
|
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|
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For road vehicles, the noise produced varies significantly with tire construction, road surface, and the magnitude of the deceleration.[5] Noise can be caused by different things. These are signs that there may be issues with brakes wearing out over time.
|
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|
68 |
+
Railway brake malfunctions can produce sparks and cause forest fires.[6]
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A significant amount of energy is always lost while braking, even with regenerative braking which is not perfectly efficient. Therefore, a good metric of efficient energy use while driving is to note how much one is braking. If the majority of deceleration is from unavoidable friction instead of braking, one is squeezing out most of the service from the vehicle. Minimizing brake use is one of the fuel economy-maximizing behaviors.
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While energy is always lost during a brake event, a secondary factor that influences efficiency is "off-brake drag", or drag that occurs when the brake is not intentionally actuated. After a braking event, hydraulic pressure drops in the system, allowing the brake caliper pistons to retract. However, this retraction must accommodate all compliance in the system (under pressure) as well as thermal distortion of components like the brake disc or the brake system will drag until the contact with the disc, for example, knocks the pads and pistons back from the rubbing surface. During this time, there can be significant brake drag. This brake drag can lead to significant parasitic power loss, thus impacting fuel economy and overall vehicle performance.
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en/2098.html.txt
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1 |
+
In Norse mythology, Freyja (/ˈfreɪə/; Old Norse for "(the) Lady") is a goddess associated with love, beauty, fertility, sex, war, gold, and seiðr. Freyja is the owner of the necklace Brísingamen, rides a chariot pulled by two cats, is accompanied by the boar Hildisvíni, and possesses a cloak of falcon feathers. By her husband Óðr, she is the mother of two daughters, Hnoss and Gersemi. Along with her brother Freyr, her father Njörðr, and her mother (Njörðr's sister, unnamed in sources), she is a member of the Vanir. Stemming from Old Norse Freyja, modern forms of the name include Freya, Freyia, and Freja.
|
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|
3 |
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Freyja rules over her heavenly field, Fólkvangr, where she receives half of those who die in battle. The other half go to the god Odin's hall, Valhalla. Within Fólkvangr lies her hall, Sessrúmnir. Freyja assists other deities by allowing them to use her feathered cloak, is invoked in matters of fertility and love, and is frequently sought after by powerful jötnar who wish to make her their wife. Freyja's husband, the god Óðr, is frequently absent. She cries tears of red gold for him, and searches for him under assumed names. Freyja has numerous names, including Gefn, Hörn, Mardöll, Sýr, Valfreyja, and Vanadís.
|
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|
5 |
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Freyja is attested in the Poetic Edda, compiled in the 13th century from earlier traditional sources; in the Prose Edda and Heimskringla, composed by Snorri Sturluson in the 13th century; in several Sagas of Icelanders; in the short story "Sörla þáttr"; in the poetry of skalds; and into the modern age in Scandinavian folklore.
|
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|
7 |
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Scholars have debated whether Freyja and the goddess Frigg ultimately stem from a single goddess common among the Germanic peoples; connected her to the valkyries, female battlefield choosers of the slain; and analyzed her relation to other goddesses and figures in Germanic mythology, including the thrice-burnt and thrice-reborn Gullveig/Heiðr, the goddesses Gefjon, Skaði, Þorgerðr Hölgabrúðr and Irpa, Menglöð, and the 1st century CE "Isis" of the Suebi. Freyja's name appears in numerous place names in Scandinavia, with a high concentration in southern Sweden. Various plants in Scandinavia once bore her name, but it was replaced with the name of the Virgin Mary during the process of Christianization. Rural Scandinavians continued to acknowledge Freyja as a supernatural figure into the 19th century, and Freyja has inspired various works of art.
|
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|
9 |
+
The name Freyja transparently means 'lady, mistress' in Old Norse.[1] Stemming from a feminine form of Proto-Germanic *frawjōn ('lord'), it is cognate with Old Saxon frūa ('lady, mistress') or Old High German frouwa ('lady'; compare with modern German Frau). Freyja is also etymologically close the name of the god Freyr, meaning 'lord' in Old Norse.[2][3]
|
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|
11 |
+
The theonym Freyja is thus considered to have been an epithet in origin, replacing a personal name that is now unattested.[4] As a result, either the original name became entirely taboo or another process occurred in which the goddess is a duplicate or hypostasis of another known goddess.[citation needed]
|
12 |
+
|
13 |
+
In addition to Freyja, Old Norse sources refer to the goddess by the following names:
|
14 |
+
|
15 |
+
Scholar Richard North theorizes that Old English geofon and Old Norse Gefjun and Freyja's name Gefn may all descend from a common origin; gabia a Germanic goddess connected with the sea, whose name means "giving".[9]
|
16 |
+
|
17 |
+
In the Poetic Edda, Freyja is mentioned or appears in the poems Völuspá, Grímnismál, Lokasenna, Þrymskviða, Oddrúnargrátr, and Hyndluljóð.
|
18 |
+
|
19 |
+
Völuspá contains a stanza that mentions Freyja, referring to her as "Óð's girl"; Freyja being the wife of her husband, Óðr. The stanza recounts that Freyja was once promised to an unnamed builder, later revealed to be a jötunn and subsequently killed by Thor (recounted in detail in Gylfaginning chapter 42; see Prose Edda section below).[17] In the poem Grímnismál, Odin (disguised as Grímnir) tells the young Agnar that every day Freyja allots seats to half of those that are slain in her hall Fólkvangr, while Odin owns the other half.[18]
|
20 |
+
|
21 |
+
In the poem Lokasenna, where Loki accuses nearly every female in attendance of promiscuity or unfaithfulness, an aggressive exchange occurs between Loki and Freyja. The introduction to the poem notes that among other gods and goddesses, Freyja attends a celebration held by Ægir. In verse, after Loki has flyted with the goddess Frigg, Freyja interjects, telling Loki that he is insane for dredging up his terrible deeds, and that Frigg knows the fate of everyone, though she does not tell it. Loki tells her to be silent, and says that he knows all about her—that Freyja is not lacking in blame, for each of the gods and elves in the hall have been her lover. Freyja objects. She says that Loki is lying, that he is just looking to blather about misdeeds, and since the gods and goddesses are furious at him, he can expect to go home defeated. Loki tells Freyja to be silent, calls her a malicious witch, and conjures a scenario where Freyja was once astride her brother when all of the gods, laughing, surprised the two. Njörðr interjects—he says that a woman having a lover other than her husband is harmless, and he points out that Loki has borne children, and calls Loki a pervert. The poem continues in turn.[19]
|
22 |
+
|
23 |
+
The poem Þrymskviða features Loki borrowing Freyja's cloak of feathers and Thor dressing up as Freyja to fool the lusty jötunn Þrymr. In the poem, Thor wakes up to find that his powerful hammer, Mjöllnir, is missing. Thor tells Loki of his missing hammer, and the two go to the beautiful court of Freyja. Thor asks Freyja if she will lend him her cloak of feathers, so that he may try to find his hammer. Freyja agrees:
|
24 |
+
|
25 |
+
Loki flies away in the whirring feather cloak, arriving in the land of Jötunheimr. He spies Þrymr sitting on top of a mound. Þrymr reveals that he has hidden Thor's hammer deep within the earth and that no one will ever know where the hammer is unless Freyja is brought to him as his wife. Loki flies back, the cloak whistling, and returns to the courts of the gods. Loki tells Thor of Þrymr's conditions.[22]
|
26 |
+
|
27 |
+
The two go to see the beautiful Freyja. The first thing that Thor says to Freyja is that she should dress herself and put on a bride's head-dress, for they shall drive to Jötunheimr. At that, Freyja is furious—the halls of the gods shake, she snorts in anger, and from the goddess the necklace Brísingamen falls. Indignant, Freyja responds:
|
28 |
+
|
29 |
+
The gods and goddesses assemble at a thing and debate how to solve the problem. The god Heimdallr proposes to dress Thor up as a bride, complete with bridal dress, head-dress, jingling keys, jewelry, and the famous Brísingamen. Thor objects but is hushed by Loki, reminding him that the new owners of the hammer will soon be settling in the land of the gods if the hammer isn't returned. Thor is dressed as planned and Loki is dressed as his maid. Thor and Loki go to Jötunheimr.[25]
|
30 |
+
|
31 |
+
In the meantime, Thrym tells his servants to prepare for the arrival of the daughter of Njörðr. When "Freyja" arrives in the morning, Thrym is taken aback by her behavior; her immense appetite for food and mead is far more than what he expected, and when Thrym goes in for a kiss beneath "Freyja's" veil, he finds "her" eyes to be terrifying, and he jumps down the hall. The disguised Loki makes excuses for the bride's odd behavior, claiming that she simply has not eaten or slept for eight days. In the end, the disguises successfully fool the jötnar and, upon sight of it, Thor regains his hammer by force.[26]
|
32 |
+
|
33 |
+
In the poem Oddrúnargrátr, Oddrún helps Borgny give birth to twins. In thanks, Borgny invokes vættir, Frigg, Freyja, and other unspecified deities.[27]
|
34 |
+
|
35 |
+
Freyja is a main character in the poem Hyndluljóð, where she assists her faithful servant Óttar in finding information about his ancestry so that he may claim his inheritance. In doing so, Freyja turns Óttar into her boar, Hildisvíni, and, by means of flattery and threats of death by fire, Freyja successfully pries the information that Óttar needs from the jötunn Hyndla. Freyja speaks throughout the poem, and at one point praises Óttar for constructing a hörgr (an altar of stones) and frequently making blót (sacrifices) to her:
|
36 |
+
|
37 |
+
Freyja appears in the Prose Edda books Gylfaginning and Skáldskaparmál. In chapter 24 of Gylfaginning, the enthroned figure of High says that after the god Njörðr split with the goddess Skaði, he had two beautiful and mighty children (no partner is mentioned); a son, Freyr, and a daughter, Freyja. Freyr is "the most glorious" of the gods, and Freyja "the most glorious" of the goddesses. Freyja has a dwelling in the heavens, Fólkvangr, and that whenever Freyja "rides into battle she gets half the slain, and the other half to Odin [...]". In support, High quotes the Grímnismál stanza mentioned in the Poetic Edda section above.[30]
|
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|
39 |
+
High adds that Freyja has a large, beautiful hall called Sessrúmnir, and that when Freyja travels she sits in a chariot and drives two cats, and that Freyja is "the most approachable one for people to pray to, and from her name is derived the honorific title whereby noble ladies are called fruvor [noble ladies]". High adds that Freyja has a particular fondness for love songs, and that "it is good to pray to her concerning love affairs".[30]
|
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+
|
41 |
+
In chapter 29, High recounts the names and features of various goddesses, including Freyja. Regarding Freyja, High says that, next to Frigg, Freyja is highest in rank among them and that she owns the necklace Brísingamen. Freyja is married to Óðr, who goes on long travels, and the two have a very fair daughter by the name of Hnoss. While Óðr is absent, Freyja stays behind and in her sorrow she weeps tears of red gold. High notes that Freyja has many names, and explains that this is because Freyja adopted them when looking for Óðr and traveling "among strange peoples". These names include Gefn, Hörn, Mardöll, Sýr, and Vanadís.[31]
|
42 |
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|
43 |
+
Freyja plays a part in the events leading to the birth of Sleipnir, the eight-legged horse. In chapter 42, High recounts that, soon after the gods built the hall Valhalla, a builder (unnamed) came to them and offered to build for them in three seasons a fortification so solid that no jötunn would be able to come in over from Midgard. In exchange, the builder wants Freyja for his bride, and the sun and the moon. After some debate the gods agree, but with added conditions. In time, just as he is about to complete his work, it is revealed that the builder is, in fact, himself a jötunn, and he is killed by Thor. In the meantime, Loki, in the form of a mare, has been impregnated by the jötunn's horse, Svaðilfari, and so gives birth to Sleipnir. In support, High quotes the Völuspá stanza that mentions Freyja.[32] In chapter 49, High recalls the funeral of Baldr and says that Freyja attended the funeral and there drove her cat-chariot, the final reference to the goddess in Gylfaginning.[33]
|
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+
|
45 |
+
At the beginning of the book Skáldskaparmál, Freyja is mentioned among eight goddesses attending a banquet held for Ægir.[34] Chapter 56 details the abduction of the goddess Iðunn by the jötunn Þjazi in the form of an eagle. Terrified at the prospect of death and torture due to his involvement in the abduction of Iðunn, Loki asks if he may use Freyja's "falcon shape" to fly north to Jötunheimr and retrieve the missing goddess. Freyja allows it, and using her "falcon shape" and a furious chase by eagle-Þjazi, Loki successfully returns her.[35]
|
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|
47 |
+
In chapter 6, a means of referring to Njörðr is provided that refers to Frejya ("father of Freyr and Freyja"). In chapter 7, a means of referring to Freyr is provided that refers to the goddess ("brother of Freyja"). In chapter 8, ways of referring to the god Heimdallr are provided, including "Loki's enemy, recoverer of Freyja's necklace", inferring a myth involving Heimdallr recovering Freyja's necklace from Loki.[36]
|
48 |
+
|
49 |
+
In chapter 17, the jötunn Hrungnir finds himself in Asgard, the realm of the gods, and becomes very drunk. Hrungnir boasts that he will move Valhalla to Jötunheimr, bury Asgard, and kill all of the gods—with the exception of the goddesses Freyja and Sif, who he says he will take home with him. Freyja is the only one of them that dares to bring him more to drink. Hrungnir says that he will drink all of their ale. After a while, the gods grow bored of Hrungnir's antics and invoke the name of Thor. Thor immediately enters the hall, hammer raised. Thor is furious and demands to know who is responsible for letting a jötunn in to Asgard, who guaranteed Hrungnir safety, and why Freyja "should be serving him drink as if at the Æsir's banquet".[37]
|
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+
|
51 |
+
In chapter 18, verses from the 10th century skald's composition Þórsdrápa are quoted. A kenning used in the poem refers to Freyja.[38] In chapter 20, poetic ways to refer to Freyja are provided; "daughter of Njörðr", "sister of Freyr", "wife of Óðr", "mother of Hnoss", "possessor of the fallen slain and of Sessrumnir and tom-cats", possessor of Brísingamen, "Van-deity", Vanadís, and "fair-tear deity".[39] In chapter 32, poetic ways to refer to gold are provided, including "Freyja's weeping" and "rain or shower [...] from Freyja's eyes".[40]
|
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+
|
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+
Chapter 33 tells that once the gods journeyed to visit Ægir, one of whom was Freyja.[40] In chapter 49, a quote from a work by the skald Einarr Skúlason employs the kenning "Óðr's bedfellow's eye-rain", which refers to Freyja and means "gold".[41]
|
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+
|
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+
Chapter 36 explains again that gold can be referring to as Freyja's weeping due to her red gold tears. In support, works by the skalds Skúli Þórsteinsson and Einarr Skúlason are cited that use "Freyja's tears" or "Freyja's weepings" to represent "gold". The chapter features additional quotes from poetry by Einarr Skúlason that references the goddess and her child Hnoss.[42] Freyja receives a final mention in the Prose Edda in chapter 75, where a list of goddesses is provided that includes Freyja.[43]
|
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+
|
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+
The Heimskringla book Ynglinga saga provides a euhemerized account of the origin of the gods, including Freyja. In chapter 4, Freyja is introduced as a member of the Vanir, the sister of Freyr, and the daughter of Njörðr and his sister (whose name is not provided). After the Æsir–Vanir War ends in a stalemate, Odin appoints Freyr and Njörðr as priests over sacrifices. Freyja becomes the priestess of sacrificial offerings and it was she who introduced the practice of seiðr to the Æsir, previously only practiced by the Vanir.[44]
|
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+
|
59 |
+
In chapter 10, Freyja's brother Freyr dies, and Freyja is the last survivor among the Æsir and Vanir. Freyja keeps up the sacrifices and becomes famous. The saga explains that, due to Freyja's fame, all women of rank become known by her name—frúvor ("ladies"), a woman who is the mistress of her property is referred to as freyja, and húsfreyja ("lady of the house") for a woman who owns an estate.[45]
|
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+
|
61 |
+
The chapter adds that not only was Freyja very clever, but that she and her husband Óðr had two immensely beautiful daughters, Gersemi and Hnoss, "who gave their names to our most precious possessions".[45]
|
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+
|
63 |
+
Freyja is mentioned in the sagas Egils saga, Njáls saga, Hálfs saga ok Hálfsrekka, and in Sörla þáttr.
|
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+
|
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In Egils saga, when Egill Skallagrímsson refuses to eat, his daughter Þorgerðr (here anglicized as "Thorgerd") says she will go without food and thus starve to death, and in doing so will meet the goddess Freyja:
|
66 |
+
|
67 |
+
In the first chapter of the 14th century legendary saga Hálfs saga ok Hálfsrekka, King Alrek has two wives, Geirhild and Signy, and cannot keep them both. He tells the two women that he would keep whichever of them that brews the better ale for him by the time he has returned home in the summer. The two compete and during the brewing process Signy prays to Freyja and Geirhild to Hött ("hood"), a man she had met earlier (earlier in the saga revealed to be Odin in disguise). Hött answers her prayer and spits on her yeast. Signy's brew wins the contest.[47]
|
68 |
+
|
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+
In Sörla þáttr, a short, late 14th century narrative from a later and extended version of the Óláfs saga Tryggvasonar found in the Flateyjarbók manuscript, an euhmerized account of the gods is provided. In the account, Freyja is described as having been a concubine of Odin, who bartered sex to four dwarfs for a golden necklace. In the work, the Æsir once lived in a city called Asgard, located in a region called "Asialand or Asiahome". Odin was the king of the realm, and made Njörðr and Freyr temple priests. Freyja was the daughter of Njörðr, and was Odin's concubine. Odin deeply loved Freyja, and she was "the fairest of woman of that day". Freyja had a beautiful bower, and when the door was shut no one could enter without Freyja's permission.[48]
|
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+
|
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+
Chapter 1 records that one day Freyja passed by an open stone where dwarfs lived. Four dwarfs were smithying a golden necklace, and it was nearly done. Looking at the necklace, the dwarfs thought Freyja to be most fair, and she the necklace. Freyja offered to buy the collar from them with silver and gold and other items of value. The dwarfs said that they had no lack of money, and that for the necklace the only thing she could offer them would be a night with each of them. "Whether she liked it better or worse", Freyja agreed to the conditions, and so spent a night with each of the four dwarfs. The conditions were fulfilled and the necklace was hers. Freyja went home to her bower as if nothing happened.[49]
|
72 |
+
|
73 |
+
As related in chapter 2, Loki, under the service of Odin, found out about Freyja's actions and told Odin. Odin told Loki to get the necklace and bring it to him. Loki said that since no one could enter Freyja's bower against her will, this wouldn't be an easy task, yet Odin told him not to come back until he had found a way to get the necklace. Howling, Loki turned away and went to Freyja's bower but found it locked, and that he couldn't enter. So Loki transformed himself into a fly, and after having trouble finding even the tiniest of entrances, he managed to find a tiny hole at the gable-top, yet even here he had to squeeze through to enter.[49]
|
74 |
+
|
75 |
+
Having made his way into Freyja's chambers, Loki looked around to be sure that no one was awake, and found that Freyja was asleep. He landed on her bed and noticed that she was wearing the necklace, the clasp turned downward. Loki turned into a flea and jumped onto Freyja's cheek and there bit her. Freyja stirred, turning about, and then fell asleep again. Loki removed his flea's shape and undid her collar, opened the bower, and returned to Odin.[50]
|
76 |
+
|
77 |
+
The next morning Freyja woke and saw that the doors to her bower were open, yet unbroken, and that her precious necklace was gone. Freyja had an idea of who was responsible. She got dressed and went to Odin. She told Odin of the malice he had allowed against her and of the theft of her necklace, and that he should give her back her jewelry.[51]
|
78 |
+
|
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+
Odin said that, given how she obtained it, she would never get it back. That is, with one exception: she could have it back if she could make two kings, themselves ruling twenty kings each, battle one another, and cast a spell so that each time one of their numbers falls in battle, they will again spring up and fight again. And that this must go on eternally, unless a Christian man of a particular stature goes into the battle and smites them, only then will they stay dead. Freyja agreed.[51]
|
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+
|
81 |
+
Although the Christianization of Scandinavia sought to demonize the native gods, belief and reverence in the gods, including Freyja, remained into the modern period and melded into Scandinavian folklore. Britt-Mari Näsström [sv] comments that Freyja became a particular target under Christianization:
|
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+
|
83 |
+
However, Freyja did not disappear. In Iceland, Freyja was called upon for assistance by way of Icelandic magical staves as late as the 18th century; and as late as the 19th century, Freyja is recorded as retaining elements of her role as a fertility goddess among rural Swedes.[53]
|
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+
|
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The Old Norse poem Þrymskviða (or its source) continued into Scandinavian folk song tradition, where it was euhemerized and otherwise transformed over time. In Iceland, the poem became known as Þrylur, whereas in Denmark the poem became Thor af Havsgaard and in Sweden it became Torvisan or Hammarhämtningen.[52] A section of the Swedish Torvisan, in which Freyja has been transformed into "the fair" (den väna) Frojenborg, reads as follows:
|
86 |
+
|
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+
In the province of Småland, Sweden, an account is recorded connecting Freyja with sheet lightning in this respect. Writer Johan Alfred Göth recalled a Sunday in 1880 where men were walking in fields and looking at nearly ripened rye, where Måns in Karryd said: "Now Freyja is out watching if the rye is ripe". Along with this, Göth recalls another mention of Freyja in the countryside:
|
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|
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In Värend, Sweden, Freyja could also arrive at Christmas night and she used to shake the apple trees for the sake of a good harvest and consequently people left some apples in the trees for her sake. However, it was dangerous to leave the plough outdoors, because if Freyja sat on it, it would no longer be of any use.[54]
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Several plants were named after Freyja, such as Freyja's tears and Freyja's hair (Polygala vulgaris), but during the process of Christianization, the name of the goddess was replaced with that of the Virgin Mary.[55] In the pre-Christian period, the Orion constellation was called either Frigg's distaff or Freyja's distaff (Swedish Frejerock).[55]
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Place names in Norway and Sweden reflect devotion to the goddess, including the Norwegian place name Frøihov (originally *Freyjuhof, literally "Freyja's hof") and Swedish place names such as Frövi (from *Freyjuvé, literally "Freyja's vé").[56] In a survey of toponyms in Norway, M. Olsen tallies at least 20 to 30 location names compounded with Freyja. Three of these place names appear to derive from *Freyjuhof ('Freyja's hof'), whereas the goddess's name is frequently otherwise compounded with words for 'meadow' (such as -þveit, -land) and similar land formations. These toponyms are attested most commonly on the west coast though a high frequency is found in the southeast.[57]
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Place names containing Freyja are yet more numerous and varied in Sweden, where they are widely distributed. A particular concentration is recorded in Uppland, among which a number derive from the above-mentioned *Freyjuvé and also *Freyjulundr ('Freyja's sacred grove'), place names that indicate public worship of Freyja. In addition, a variety of place names (such as Frøal and Fröale) have been seen as containing an element cognate to Gothic alhs and Old English ealh ("temple"), although these place names may be otherwise interpreted. In addition, Frejya appears as a compound element with a variety of words for geographic features such as fields, meadows, lakes, and natural objects such as rocks.[58]
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The Freyja name Hörn appears in the Swedish place names Härnevi and Järnevi, stemming from the reconstructed Old Norse place name *Hörnar-vé (meaning "Hörn's vé").[59]
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A priestess was buried c. 1000 with considerable splendour in Hagebyhöga in Östergötland. In addition to being buried with her wand, she had received great riches which included horses, a wagon and an Arabian bronze pitcher. There was also a silver pendant, which represents a woman with a broad necklace around her neck. This kind of necklace was only worn by the most prominent women during the Iron Age and some have interpreted it as Freyja's necklace Brísingamen. The pendant may represent Freyja herself.[60]
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A 7th-century phalara found in a "warrior grave" in what is now Eschwege in northwestern Germany features a female figure with two large braids flanked by two "cat-like" beings and holding a staff-like object. This figure has been interpreted as Freyja.[61] This image may be connected to various B-type bracteates, referred to as the Fürstenberg-type, that may also depict the goddess; they "show a female figure, in a short skirt and double-looped hair, holding a stave or sceptre in her right hand and a double-cross feature in the left".[61]
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A 12th century depiction of a cloaked but otherwise nude woman riding a large cat appears on a wall in the Schleswig Cathedral in Schleswig-Holstein, Northern Germany. Beside her is similarly a cloaked yet otherwise nude woman riding a distaff. Due to iconographic similarities to the literary record, these figures have been theorized as depictions of Freyja and Frigg respectively.[62]
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Due to numerous similarities, scholars have frequently connected Freyja with the goddess Frigg. The connection with Frigg and question of possible earlier identification of Freyja with Frigg in the Proto-Germanic period (Frigg and Freyja origin hypothesis) remains a matter of scholarly discourse.[63] Regarding a Freyja-Frigg common origin hypothesis, scholar Stephan Grundy comments, "the problem of whether Frigg or Freyja may have been a single goddess originally is a difficult one, made more so by the scantiness of pre-Viking Age references to Germanic goddesses, and the diverse quality of the sources. The best that can be done is to survey the arguments for and against their identity, and to see how well each can be supported."[64]
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Like the name of the group of gods to which Freyja belongs, the Vanir, the name Freyja is not attested outside of Scandinavia, as opposed to the name of the goddess Frigg, who is attested as a goddess common among the Germanic peoples, and whose name is reconstructed as Proto-Germanic *Frijjō. Similar proof for the existence of a common Germanic goddess from which Freyja descends does not exist, but scholars have commented that this may simply be due to lack of evidence.[63]
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In the Poetic Edda poem Völuspá, a figure by the name of Gullveig is burnt three times yet is three times reborn. After her third rebirth, she is known as Heiðr. This event is generally accepted as precipitating the Æsir–Vanir War. Starting with scholar Gabriel Turville-Petre, scholars such as Rudolf Simek, Andy Orchard, and John Lindow have theorized that Gullveig/Heiðr is the same figure as Freyja, and that her involvement with the Æsir somehow led to the events of the Æsir–Vanir War.[65]
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Outside of theories connecting Freyja with the goddess Frigg, some scholars, such as Hilda Ellis Davidson and Britt-Mari Näsström [sv], have theorized that other goddesses in Norse mythology, such as Gefjon, Gerðr, and Skaði, may be forms of Freyja in different roles or ages.[66]
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Freyja and her afterlife field Fólkvangr, where she receives half of the slain, have been theorized as connected to the valkyries. Scholar Britt-Mari Näsström points out the description in Gylfaginning where it is said of Freyja that "whenever she rides into battle she takes half of the slain", and interprets Fólkvangr as "the field of the Warriors". Näsström notes that, just like Odin, Freyja receives slain heroes who have died on the battlefield, and that her house is Sessrumnir (which she translates as "filled with many seats"), a dwelling that Näsström posits likely fills the same function as Valhalla. Näsström comments that "still, we must ask why there are two heroic paradises in the Old Norse view of afterlife. It might possibly be a consequence of different forms of initiation of warriors, where one part seemed to have belonged to Óðinn and the other to Freyja. These examples indicate that Freyja was a war-goddess, and she even appears as a valkyrie, literally 'the one who chooses the slain'."[67]
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Siegfried Andres Dobat comments that "in her mythological role as the chooser of half the fallen warriors for her death realm Fólkvangr, the goddess Freyja, however, emerges as the mythological role model for the Valkyrjar [sic] and the dísir."[68]
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Gustav Neckel, writing in 1920, connects Freyja to the Phrygian goddess Cybele. According to Neckel, both goddesses can be interpreted as "fertility goddesses" and other potential resemblances have been noted. Some scholars have suggested that the image of Cybele subsequently influenced the iconography of Freyja, the lions drawing the former's chariot becoming large cats. These observations became an extremely common observation in works regarding Old Norse religion until at least the early 1990s. In her book-length study of scholarship on the topic of Freyja, Britt-Mari Näsström (1995) is highly critical of this deduction; Näsström says that "these 'parallels' are due to sheer ignorance about the characteristics of Cybele; scholars have not troubled to look into the resemblances and differences between the two goddesses, if any, in support for their arguments for a common origin."[69]
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Into the modern period, Freyja was treated as a Scandinavian counterpart to the Roman Venus in, for example, Swedish literature, where the goddess may be associated with romantic love or, conversely, simply as a synonym for "lust and potency".[70] In the 18th century, Swedish poet Carl Michael Bellman referred to Stockholm prostitutes in his Fredman's Epistles as "the children of Fröja".[52] In the 19th century, Britt-Mari Näsström observes, Swedish Romanticism focused less on Freyja's erotic qualities and more on the image of "the pining goddess, weeping for her husband".[52]
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Freyja is mentioned in the first stanza ("it is called old Denmark and it is Freja's hall") of the civil national anthem of Denmark, Der er et yndigt land, written by 19th century Danish poet Adam Gottlob Oehlenschläger in 1819.[71] In addition, Oehlenschläger wrote a comedy entitled Freyjas alter (1818) and a poem Freais sal featuring the goddess.[72]
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The 19th century German composer Richard Wagner's Der Ring des Nibelungen opera cycle features Freia, the goddess Freyja combined with the apple-bearing goddess Iðunn.[73]
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In late 19th century and early 20th century Northern Europe, Freyja was the subject of numerous works of art, including Freyja by H. E. Freund (statue, 1821–1822), Freja sökande sin make (painting, 1852) by Nils Blommér, Freyjas Aufnahme uner den Göttern (charcoal drawing, 1881), and Frigg; Freyja (drawing, 1883) by Carl Ehrenberg (illustrator) [de], Freyja (1901) by Carl Emil Doepler d. J., and Freyja and the Brisingamen by J. Doyle Penrose (painting, 1862–1932).[72] Like other Norse goddesses, her name was applied widely in Scandinavia to, for example, "sweetmeats or to stout carthorses".[74] Vanadís, one of Freyja's names, is the source of the name of the chemical element vanadium, so named because of its many colored compounds.[75]
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Starting in the early 1990s, derivatives of Freyja began to appear as a given name for girls.[74] According to the Norwegian name database from the Central Statistics Bureau, around 500 women are listed with the first name Frøya (the modern Norwegian spelling of the goddess's name) in the country. There are also several similar names, such as the first element of the dithematic personal name Frøydis.[76]
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Freya is also referenced in God of War as a Vanir Goddess, the mother of the antagonist Norse god, Baldur. She was also known as the former wife of Odin, and Queen of Asgard, but is now currently known as the Witch of the Woods.
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Frida Kahlo (Spanish pronunciation: [ˈfɾiða ˈkalo]; born Magdalena Carmen Frida Kahlo y Calderón; 6 July 1907 – 13 July 1954)[1] was a Mexican painter known for her many portraits, self-portraits, and works inspired by the nature and artifacts of Mexico. Inspired by the country's popular culture, she employed a naïve folk art style to explore questions of identity, postcolonialism, gender, class, and race in Mexican society.[2] Her paintings often had strong autobiographical elements and mixed realism with fantasy. In addition to belonging to the post-revolutionary Mexicayotl movement, which sought to define a Mexican identity, Kahlo has been described as a surrealist or magical realist.[3]
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Born to a German father and a mestiza mother, Kahlo spent most of her childhood and adult life at La Casa Azul, her family home in Coyoacán—now publicly accessible as the Frida Kahlo Museum. Although she was disabled by polio as a child, Kahlo had been a promising student headed for medical school until she suffered a bus accident at the age of eighteen, which caused her lifelong pain and medical problems. During her recovery she returned to her childhood hobby of art with the idea of becoming an artist.
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Kahlo's interests in politics and art led her to join the Mexican Communist Party in 1927,[1] through which she met fellow Mexican artist Diego Rivera. The couple married in 1929,[1][4] and spent the late 1920s and early 1930s travelling in Mexico and the United States together. During this time, she developed her artistic style, drawing her main inspiration from Mexican folk culture, and painted mostly small self-portraits which mixed elements from pre-Columbian and Catholic beliefs. Her paintings raised the interest of Surrealist artist André Breton, who arranged for Kahlo's first solo exhibition at the Julien Levy Gallery in New York in 1938; the exhibition was a success, and was followed by another in Paris in 1939. While the French exhibition was less successful, the Louvre purchased a painting from Kahlo, The Frame, making her the first Mexican artist to be featured in their collection.[1] Throughout the 1940s, Kahlo participated in exhibitions in Mexico and the United States and worked as an art teacher. She taught at the Escuela Nacional de Pintura, Escultura y Grabado ("La Esmeralda") and was a founding member of the Seminario de Cultura Mexicana. Kahlo's always-fragile health began to decline in the same decade. She had her first solo exhibition in Mexico in 1953, shortly before her death in 1954 at the age of 47.
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Kahlo's work as an artist remained relatively unknown until the late 1970s, when her work was rediscovered by art historians and political activists. By the early 1990s, she had become not only a recognized figure in art history, but also regarded as an icon for Chicanos, the feminism movement and the LGBTQ+ movement. Kahlo's work has been celebrated internationally as emblematic of Mexican national and indigenous traditions and by feminists for what is seen as its uncompromising depiction of the female experience and form.[5]
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Kahlo enjoyed art from an early age, receiving drawing instruction from printmaker Fernando Fernández (who was her father's friend)[6] and filling notebooks with sketches.[7] In 1925, she began to work outside of school to help her family.[8] After briefly working as a stenographer, she became a paid engraving apprentice for Fernández.[9] He was impressed by her talent,[10] although she did not consider art as a career at this time.[7]
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After a bus accident in 1925 left Kahlo unable to walk for three months, Kahlo began to paint in order to pass the time.[11] She started to consider a career as a medical illustrator, as well, which would combine her interests in science and art. Her mother provided her with a specially-made easel, which enabled her to paint in bed, and her father lent her some of his oil paints. She had a mirror placed above the easel, so that she could see herself.[12][11] Painting became a way for Kahlo to explore questions of identity and existence.[13] She explained, "I paint myself because I am often alone and I am the subject I know best."[11] She later stated that the accident and the isolating recovery period made her desire "to begin again, painting things just as [she] saw them with [her] own eyes and nothing more."[14]
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Most of the paintings Kahlo made during this time were portraits of herself, her sisters, and her schoolfriends.[15] Her early paintings and correspondence show that she drew inspiration especially from European artists, in particular Renaissance masters such as Sandro Botticelli and Bronzino[16] and from avant-garde movements such as Neue Sachlichkeit and Cubism.[17]
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On moving to Morelos in 1929 with her husband Rivera, Kahlo was inspired by the city of Cuernavaca where they lived.[18] She changed her artistic style and increasingly drew inspiration from Mexican folk art.[19] Art historian Andrea Kettenmann states that she may have been influenced by Adolfo Best Maugard's treatise on the subject, for she incorporated many of the characteristics that he outlined—for example, the lack of perspective and the combining of elements from pre-Columbian and colonial periods of Mexican art.[20] Her identification with La Raza, the people of Mexico, and her profound interest in its culture remained important facets of her art throughout the rest of her life.[21]
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When Kahlo and Rivera moved to San Francisco in 1930, Kahlo was introduced to American artists such as Edward Weston, Ralph Stackpole, Timothy L. Pflueger, and Nickolas Muray.[22] The six months spent in San Francisco were a productive period for Kahlo,[23] who further developed the folk art style she had adopted in Cuernavaca.[24] In addition to painting portraits of several new acquaintances,[25] she made Frieda and Diego Rivera (1931), a double portrait based on their wedding photograph,[26] and The Portrait of Luther Burbank (1931), which depicted the eponymous horticulturist as a hybrid between a human and a plant.[27] Although she still publicly presented herself as simply Rivera's spouse rather than as an artist,[28] she participated for the first time in an exhibition, when Frieda and Diego Rivera was included in the Sixth Annual Exhibition of the San Francisco Society of Women Artists in the Palace of the Legion of Honor.[29][30]
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On moving to Detroit with Rivera, Kahlo experienced numerous health problems related to a failed pregnancy.[31] Despite these health problems, as well as her dislike for the capitalist culture of the United States,[32] Kahlo's time in the city was beneficial for her artistic expression. She experimented with different techniques, such as etching and frescos,[33] and her paintings began to show a stronger narrative style.[34] She also began placing emphasis on the themes of "terror, suffering, wounds, and pain".[33] Despite the popularity of the mural in Mexican art at the time, she adopted a diametrically opposed medium, votive images or retablos, religious paintings made on small metal sheets by amateur artists to thank saints for their blessings during a calamity.[35] Amongst the works she made in the retablo manner in Detroit are Henry Ford Hospital (1932), My Birth (1932), and Self-Portrait on the Border of Mexico and the United States (1932).[33] While none of Kahlo's works were featured in exhibitions in Detroit, she gave an interview to the Detroit News on her art; the article was condescendingly titled "Wife of the Master Mural Painter Gleefully Dabbles in Works of Art".[36]
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Upon returning to Mexico City in 1934 Kahlo made no new paintings, and only two in the following year, due to health complications.[37] In 1937 and 1938, however, Kahlo's artistic career was extremely productive, following her divorce and then reconciliation with Rivera. She painted more "than she had done in all her eight previous years of marriage", creating such works as My Nurse and I (1937), Memory, the Heart (1937), Four Inhabitants of Mexico (1938), and What the Water Gave Me (1938).[38] Although she was still unsure about her work, the National Autonomous University of Mexico exhibited some of her paintings in early 1938.[39] She made her first significant sale in the summer of 1938 when film star and art collector Edward G. Robinson purchased four paintings at $200 each.[39] Even greater recognition followed when French Surrealist André Breton visited Rivera in April 1938. He was impressed by Kahlo, immediately claiming her as a surrealist and describing her work as "a ribbon around a bomb".[40] He not only promised to arrange for her paintings to be exhibited in Paris but also wrote to his friend and art dealer, Julien Levy, who invited her to hold her first solo exhibition at his gallery on the East 57th Street in Manhattan.[41]
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In October, Kahlo traveled alone to New York, where her colorful Mexican dress "caused a sensation" and made her seen as "the height of exotica".[40] The exhibition opening in November was attended by famous figures such as Georgia O'Keeffe and Clare Boothe Luce and received much positive attention in the press, although many critics adopted a condescending tone in their reviews.[42] For example, Time wrote that "Little Frida's pictures ... had the daintiness of miniatures, the vivid reds, and yellows of Mexican tradition and the playfully bloody fancy of an unsentimental child".[43] Despite the Great Depression, Kahlo sold half of the twenty-five paintings presented in the exhibition.[44] She also received commissions from A. Conger Goodyear, then the president of the MoMA, and Clare Boothe Luce, for whom she painted a portrait of Luce's friend, socialite Dorothy Hale, who had committed suicide by jumping from her apartment building.[45] During the three months she spent in New York, Kahlo painted very little, instead focusing on enjoying the city to the extent that her fragile health allowed.[46] She also had several affairs, continuing the one with Nickolas Muray and engaging in ones with Levy and Edgar Kaufmann, Jr.[47]
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In January 1939, Kahlo sailed to Paris to follow up on André Breton's invitation to stage an exhibition of her work.[48] When she arrived, she found that he had not cleared her paintings from the customs and no longer even owned a gallery.[49] With the aid of Marcel Duchamp, she was able to arrange for an exhibition at the Renou et Colle Gallery.[49] Further problems arose when the gallery refused to show all but two of Kahlo's paintings, considering them too shocking for audiences,[50] and Breton insisted that they be shown alongside photographs by Manuel Alvarez Bravo, pre-Columbian sculptures, eighteenth- and nineteenth-century Mexican portraits, and what she considered "junk": sugar skulls, toys, and other items he had bought from Mexican markets.[51]
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The exhibition opened in March, but received much less attention than she had received in the United States, partly due to the looming Second World War, and made a loss financially, which led Kahlo to cancel a planned exhibition in London.[52] Regardless, the Louvre purchased The Frame, making her the first Mexican artist to be featured in their collection.[53] She was also warmly received by other Parisian artists, such as Pablo Picasso and Joan Miró,[51] as well as the fashion world, with designer Elsa Schiaparelli designing a dress inspired by her and Vogue Paris featuring her on its pages.[52] However, her overall opinion of Paris and the Surrealists remained negative; in a letter to Muray, she called them "this bunch of coocoo lunatics and very stupid surrealists"[51] who "are so crazy 'intellectual' and rotten that I can't even stand them anymore."[54]
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In the United States, Kahlo's paintings continued to raise interest. In 1941, her works were featured at the Institute of Contemporary Art in Boston, and in the following year she participated in two high-profile exhibitions in New York, the Twentieth-Century Portraits exhibition at the MoMA and the Surrealists' First Papers of Surrealism exhibition.[55] In 1943, she was included in the Mexican Art Today exhibition at the Philadelphia Museum of Art and Women Artists at Peggy Guggenheim's The Art of This Century gallery in New York.[56]
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Kahlo gained more appreciation for her art in Mexico as well. She became a founding member of the Seminario de Cultura Mexicana, a group of twenty-five artists commissioned by the Ministry of Public Education in 1942 to spread public knowledge of Mexican culture.[57] As a member, she took part in planning exhibitions and attended a conference on art.[58] In Mexico City, her paintings were featured in two exhibitions on Mexican art that were staged at the English-language Benjamin Franklin Library in 1943 and 1944. She was invited to participate in "Salon de la Flor", an exhibition presented at the annual flower exposition.[59] An article by Rivera on Kahlo's art was also published in the journal published by the Seminario de Cultura Mexicana.[60]
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In 1943, Kahlo accepted a teaching position at the recently reformed, nationalistic Escuela Nacional de Pintura, Escultura y Grabado "La Esmeralda."[61] She encouraged her students to treat her in an informal and non-hierarchical way and taught them to appreciate Mexican popular culture and folk art and to derive their subjects from the street.[62] When her health problems made it difficult for her to commute to the school in Mexico City, she began to hold her lessons at La Casa Azul.[63] Four of her students – Fanny Rabel, Arturo García Bustos, Guillermo Monroy, and Arturo Estrada – became devotees, and were referred to as "Los Fridos" for their enthusiasm.[64] Kahlo secured three mural commissions for herself and her students.[65] In 1944, they painted La Rosita, a pulqueria in Coyoacán. In 1945, the government commissioned them to paint murals for a Coyoacán launderette as part of a national scheme to help poor women who made their living as laundresses. The same year, the group created murals for Posada del Sol, a hotel in Mexico City. However, it was destroyed soon after completion as the hotel's owner did not like it.
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Kahlo struggled to make a living from her art until the mid to late 1940s, as she refused to adapt her style to suit her clients' wishes.[66] She received two commissions from the Mexican government in the early 1940s. She did not complete the first one, possibly due to her dislike of the subject, and the second commission was rejected by the commissioning body.[66] Nevertheless, she had regular private clients, such as engineer Eduardo Morillo Safa, who ordered more than thirty portraits of family members over the decade.[66] Her financial situation improved when she received a 5000-peso national prize for her painting Moses (1945) in 1946 and when The Two Fridas was purchased by the Museo de Arte Moderno in 1947.[67] According to art historian Andrea Kettenmann, by the mid-1940s, her paintings were "featured in the majority of group exhibitions in Mexico." Further, Martha Zamora wrote that she could "sell whatever she was currently painting; sometimes incomplete pictures were purchased right off the easel."[68]
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Even as Kahlo was gaining recognition in Mexico, her health was declining rapidly, and an attempted surgery to support her spine failed.[69] Her paintings from this period include Broken Column (1944), Without Hope (1945), Tree of Hope, Stand Fast (1946), and The Wounded Deer (1946), reflecting her poor physical state.[69] During her last years, Kahlo was mostly confined to the Casa Azul.[70] She painted mostly still lifes, portraying fruit and flowers with political symbols such as flags or doves.[71] She was concerned about being able to portray her political convictions, stating that "I have a great restlessness about my paintings. Mainly because I want to make it useful to the revolutionary communist movement... until now I have managed simply an honest expression of my own self ... I must struggle with all my strength to ensure that the little positive my health allows me to do also benefits the Revolution, the only real reason to live."[72][73] She also altered her painting style: her brushstrokes, previously delicate and careful, were now hastier, her use of color more brash, and the overall style more intense and feverish.[74]
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Photographer Lola Alvarez Bravo understood that Kahlo did not have much longer to live, and thus staged her first solo exhibition in Mexico at the Galería Arte Contemporaneo in April 1953.[75] Though Kahlo was initially not due to attend the opening, as her doctors had prescribed bed rest for her, she ordered her four-poster bed to be moved from her home to the gallery. To the surprise of the guests, she arrived in an ambulance and was carried on a stretcher to the bed, where she stayed for the duration of the party.[75] The exhibition was a notable cultural event in Mexico and also received attention in mainstream press around the world.[76] The same year, the Tate Gallery's exhibition on Mexican art in London featured five of her paintings.[77]
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In 1954, Kahlo was again hospitalized in April and May.[78] That spring, she resumed painting after a one-year interval.[79] Her last paintings include the political Marxism Will Give Health to the Sick (c. 1954) and Frida and Stalin (c. 1954) and the still-life Viva La Vida (1954).[80]
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Estimates vary on how many paintings Kahlo made during her life, with figures ranging from fewer than 150[81] to around 200.[82][83] Her earliest paintings, which she made in the mid-1920s, show influence from Renaissance masters and European avant-garde artists such as Amedeo Modigliani.[84] Towards the end of the decade, Kahlo derived more inspiration from Mexican folk art,[85] drawn to its elements of "fantasy, naivety, and fascination with violence and death".[83] The style she developed mixed reality with surrealistic elements and often depicted pain and death.[86]
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One of Kahlo's earliest champions was Surrealist artist André Breton, who claimed her as part of the movement as an artist who had supposedly developed her style "in total ignorance of the ideas that motivated the activities of my friends and myself".[87] This was echoed by Bertram D. Wolfe, who wrote that Kahlo's was a "sort of 'naïve' Surrealism, which she invented for herself".[88] Although Breton regarded her as mostly a feminine force within the Surrealist movement, Kahlo brought postcolonial questions and themes to the forefront of her brand of Surrealism.[89] Breton also described Kahlo's work as "wonderfully situated at the point of intersection between the political (philosophical) line and the artistic line."[90] While she subsequently participated in Surrealist exhibitions, she stated that she "detest[ed] Surrealism", which to her was "bourgeois art" and not "true art that the people hope from the artist".[91] Some art historians have disagreed whether her work should be classified as belonging to the movement at all. According to Andrea Kettenmann, Kahlo was a symbolist concerned more in portraying her inner experiences.[92] Emma Dexter has argued that, as Kahlo derived her mix of fantasy and reality mainly from Aztec mythology and Mexican culture instead of Surrealism, it is more appropriate to consider her paintings as having more in common with magical realism, also known as New Objectivity. It combined reality and fantasy and employed similar style to Kahlo's, such as flattened perspective, clearly outlined characters and bright colours.[93]
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Similarly to many other contemporary Mexican artists, Kahlo was heavily influenced by Mexicanidad, a romantic nationalism that had developed in the aftermath of the revolution.[94][83] The Mexicanidad movement claimed to resist the "mindset of cultural inferiority" created by colonialism, and placed special importance on indigenous cultures.[95] Before the revolution, Mexican folk culture – a mixture of indigenous and European elements – was disparaged by the elite, who claimed to have purely European ancestry and regarded Europe as the definition of civilization which Mexico should imitate.[96] Kahlo's artistic ambition was to paint for the Mexican people, and she stated that she wished "to be worthy, with my paintings, of the people to whom I belong and to the ideas which strengthen me".[91] To enforce this image, she preferred to conceal the education she had received in art from her father and Ferdinand Fernandez and at the preparatory school. Instead, she cultivated an image of herself as a "self-taught and naive artist".[97]
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When Kahlo began her career as an artist in the 1920s, muralists dominated the Mexican art scene. They created large public pieces in the vein of Renaissance masters and Russian socialist realists: they usually depicted masses of people, and their political messages were easy to decipher.[98] Although she was close to muralists such as Rivera, José Clemente Orozco and David Alfaro Siquieros and shared their commitment to socialism and Mexican nationalism, the majority of Kahlo's paintings were self-portraits of relatively small size.[99][83] Particularly in the 1930s, her style was especially indebted to votive paintings or retablos, which were postcard-sized religious images made by amateur artists.[100] Their purpose was to thank saints for their protection during a calamity, and they normally depicted an event, such as an illness or an accident, from which its commissioner had been saved.[101] The focus was on the figures depicted, and they seldom featured a realistic perspective or detailed background, thus distilling the event to its essentials.[102] Kahlo had an extensive collection of approximately 2,000 retablos, which she displayed on the walls of La Casa Azul.[103] According to Laura Mulvey and Peter Wollen, the retablo format enabled Kahlo to "develop the limits of the purely iconic and allowed her to use narrative and allegory."[104]
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Many of Kahlo's self-portraits mimic the classic bust-length portraits that were fashionable during the colonial era, but they subverted the format by depicting their subject as less attractive than in reality.[105] She concentrated more frequently on this format towards the end of the 1930s, thus reflecting changes in Mexican society. Increasingly disillusioned by the legacy of the revolution and struggling to cope with the effects of the Great Depression, Mexicans were abandoning the ethos of socialism for individualism.[106] This was reflected by the "personality cults", which developed around Mexican film stars such as Dolores del Río.[106] According to Schaefer, Kahlo's "mask-like self-portraits echo the contemporaneous fascination with the cinematic close-up of feminine beauty, as well as the mystique of female otherness expressed in film noir."[106] By always repeating the same facial features, Kahlo drew from the depiction of goddesses and saints in indigenous and Catholic cultures.[107]
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Out of specific Mexican folk artists, Kahlo was especially influenced by Hermenegildo Bustos, whose works portrayed Mexican culture and peasant life, and José Guadalupe Posada, who depicted accidents and crime in satiric manner.[108] She also derived inspiration from the works of Hieronymus Bosch, whom she called a "man of genius", and Pieter Bruegel the Elder, whose focus on peasant life was similar to her own interest in the Mexican people.[109] Another influence was the poet Rosario Castellanos, whose poems often chronicle a woman's lot in the patriarchal Mexican society, a concern with the female body, and tell stories of immense physical and emotional pain.[85]
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Kahlo's paintings often feature root imagery, with roots growing out of her body to tie her to the ground. This reflects in a positive sense the theme of personal growth; in a negative sense of being trapped in a particular place, time and situation; and in an ambiguous sense of how memories of the past influence the present for either good and/or ill.[110] In My Grandparents and I, Kahlo painted herself as a ten-year holding a ribbon that grows from an ancient tree that bears the portraits of her grandparents and other ancestors while her left foot is a tree trunk growing out of the ground, reflecting Kahlo's view of humanity's unity with the earth and her own sense of unity with Mexico.[111] In Kahlo's paintings, trees serve as symbols of hope, of strength and of a continuity that transcends generations.[112] Additionally, hair features as a symbol of growth and of the feminine in Kahlo's paintings and in Self Portrait with Cropped Hair, Kahlo painted herself wearing a man's suit and shorn of her long hair, which she had just cut off.[113] Kahlo holds the scissors with one hand menacingly close to her genitals, which can be interpreted as a threat to Rivera whose frequent unfaithfulness infuriated her and/or a threat to harm her own body like she has attacked her own hair, a sign of the way that women often project their fury against others onto themselves.[114] Moreover, the picture reflects Kahlo's frustration not only with Rivera, but also her unease with the patriarchal values of Mexico as the scissors symbolize a malevolent sense of masculinity that threatens to "cut up" women, both metaphorically and literally.[114] In Mexico, the traditional Spanish values of machismo were widely embraced, and as a woman, Kahlo was always uncomfortable with machismo.[114]
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As she suffered for the rest of her life from the bus accident in her youth, Kahlo spent much of her life in hospitals and undergoing surgery, much of it performed by quacks who Kahlo believed could restore her back to where she had been before the accident.[111] Many of Kahlo's paintings are concerned with medical imagery, which is presented in terms of pain and hurt, featuring Kahlo bleeding and displaying her open wounds.[111] Many of Kahlo's medical paintings, especially dealing with childbirth and miscarriage, have a strong sense of guilt, of a sense of living one's life at the expense of another who has died so one might live.[112]
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Although Kahlo featured herself and events from her life in her paintings, they were often ambiguous in meaning.[115] She did not use them only to show her subjective experience but to raise questions about Mexican society and the construction of identity within it, particularly gender, race, and social class.[116] Historian Liza Bakewell has stated that Kahlo "recognized the conflicts brought on by revolutionary ideology":
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What was it to be a Mexican? – modern, yet pre-Columbian; young, yet old; anti-Catholic yet Catholic; Western, yet New World; developing, yet underdeveloped; independent, yet colonized; mestizo, yet not Spanish nor Indian.[117]
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To explore these questions through her art, Kahlo developed a complex iconography, extensively employing pre-Columbian and Christian symbols and mythology in her paintings.[118] In most of her self-portraits, she depicts her face as mask-like, but surrounded by visual cues which allow the viewer to decipher deeper meanings for it. Aztec mythology features heavily in Kahlo's paintings in symbols like monkeys, skeletons, skulls, blood, and hearts; often, these symbols referred to the myths of Coatlicue, Quetzalcoatl, and Xolotl.[119] Other central elements that Kahlo derived from Aztec mythology were hybridity and dualism.[120] Many of her paintings depict opposites: life and death, pre-modernity and modernity, Mexican and European, male and female.[121]
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In addition to Aztec legends, Kahlo frequently depicted two central female figures from Mexican folklore in her paintings: La Llorona and La Malinche[122] as interlinked to the hard situations, the suffering, misfortune or judgement, as being calamitous, wretched or being "de la chingada."[123] For example, when she painted herself following her miscarriage in Detroit in Henry Ford Hospital (1932), she shows herself as weeping, with dishevelled hair and an exposed heart, which are all considered part of the appearance of La Llorona, a woman who murdered her children.[124] The painting was traditionally interpreted as simply a depiction of Kahlo's grief and pain over her failed pregnancies. But with the interpretation of the symbols in the painting and the information of Kahlo's actual views towards motherhood from her correspondence, the painting has been seen as depicting the unconventional and taboo choice of a woman remaining childless in Mexican society.
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Kahlo often featured her own body in her paintings, presenting it in varying states and disguises: as wounded, broken, as a child, or clothed in different outfits, such as the Tehuana costume, a man's suit, or a European dress.[125] She used her body as a metaphor to explore questions on societal roles.[126] Her paintings often depicted the female body in an unconventional manner, such as during miscarriages, and childbirth or cross-dressing.[127] In depicting the female body in graphic manner, Kahlo positioned the viewer in the role of the voyeur, "making it virtually impossible for a viewer not to assume a consciously held position in response".[128]
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According to Nancy Cooey, Kahlo made herself through her paintings into "the main character of her own mythology, as a woman, as a Mexican, and as a suffering person ... She knew how to convert each into a symbol or sign capable of expressing the enormous spiritual resistance of humanity and its splendid sexuality".[129] Similarly, Nancy Deffebach has stated that Kahlo "created herself as a subject who was female, Mexican, modern, and powerful", and who diverged from the usual dichotomy of roles of mother/whore allowed to women in Mexican society.[130] Due to her gender and divergence from the muralist tradition, Kahlo's paintings were treated as less political and more naïve and subjective than those of her male counterparts up until the late 1980s.[131] According to art historian Joan Borsa, "the critical reception of her exploration of subjectivity and personal history has all too frequently denied or de-emphasized the politics involved in examining one's own location, inheritances and social conditions [...] Critical responses continue to gloss over Kahlo's reworking of the personal, ignoring or minimizing her interrogation of sexuality, sexual difference, marginality, cultural identity, female subjectivity, politics and power."[81]
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Magdalena Carmen Frida Kahlo y Calderón[a] was born on 6 July 1907 in Coyoacán, a village on the outskirts of Mexico City.[133] Kahlo stated that she was born at the family home, La Casa Azul (The Blue House), but according to the official birth registry, the birth took place at the nearby home of her maternal grandmother.[134] Kahlo's parents were photographer Guillermo Kahlo (1871–1941) and Matilde Calderón y González (1876–1932), and they were thirty-six and thirty, respectively, when they had her.[135] Originally from Germany, Guillermo had immigrated to Mexico in 1891, after epilepsy caused by an accident ended his university studies.[136] Although Kahlo claimed that her father was Jewish, he was in fact a Lutheran.[137][138] Matilde was born in Oaxaca to an Indigenous father and a mother of Spanish descent.[139] In addition to Kahlo, the marriage produced daughters Matilde (c. 1898–1951), Adriana (c. 1902–1968), and Cristina (c. 1908–1964).[140] She had two half-sisters from Guillermo's first marriage, María Luisa and Margarita, but they were raised in a convent.[141]
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Kahlo later described the atmosphere in her childhood home as often "very, very sad".[142] Both parents were often sick,[143] and their marriage was devoid of love.[144] Her relationship with her mother, Matilde, was extremely tense.[145] Kahlo described her mother as "kind, active and intelligent, but also calculating, cruel and fanatically religious."[145] Her father Guillermo's photography business suffered greatly during the Mexican Revolution, as the overthrown government had commissioned works from him, and the long civil war limited the number of private clients.[143]
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When Kahlo was six years old, she contracted polio, which made her right leg shorter and thinner than the left.[146][b] The illness forced her to be isolated from her peers for months, and she was bullied.[149] While the experience made her reclusive,[142] it made her Guillermo's favorite due to their shared experience of living with disability.[150] Kahlo credited him for making her childhood "marvelous... he was an immense example to me of tenderness, of work (photographer and also painter), and above all in understanding for all my problems." He taught her about literature, nature, and philosophy, and encouraged her to play sports to regain her strength, despite the fact that most physical exercise was seen as unsuitable for girls.[151] He also taught her photography, and she began to help him retouch, develop, and color photographs.[152]
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Due to polio, Kahlo began school later than her peers.[153] Along with her younger sister Cristina, she attended the local kindergarten and primary school in Coyoacán and was homeschooled for the fifth and sixth grades.[154] While Cristina followed their sisters into a convent school, Kahlo was enrolled in a German school due to their father's wishes.[155] She was soon expelled for disobedience and was sent to a vocational teachers school.[154] Her stay at the school was brief, as she was sexually abused by a female teacher.[154]
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In 1922, Kahlo was accepted to the elite National Preparatory School, where she focused on natural sciences with the aim of becoming a doctor.[156] The institution had only recently begun admitting women, with only 35 girls out of 2,000 students.[157] She performed well academically,[9] was a voracious reader, and became "deeply immersed and seriously committed to Mexican culture, political activism and issues of social justice".[158] The school promoted indigenismo, a new sense of Mexican identity that took pride in the country's indigenous heritage and sought to rid itself of the colonial mindset of Europe as superior to Mexico.[159] Particularly influential to Kahlo at this time were nine of her schoolmates, with whom she formed an informal group called the "Cachuchas" – many of them would become leading figures of the Mexican intellectual elite.[160] They were rebellious and against everything conservative and pulled pranks, staged plays, and debated philosophy and Russian classics.[160] To mask the fact that she was older and to declare herself a "daughter of the revolution", she began saying that she had been born on 7 July 1910, the year the Mexican Revolution began, which she continued throughout her life.[161] She fell in love with Alejandro Gomez Arias, the leader of the group and her first love. Her parents did not approve of the relationship. Arias and Kahlo were often separated from each other, due to the political instability and violence of the period, so they exchanged passionate love letters.[11][162]
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On 17 September 1925, Kahlo and her boyfriend, Arias, were on their way home from school. They boarded one bus, but they got off the bus to look for an umbrella that Kahlo had left behind. They then boarded a second bus, which was crowded, and they sat in the back. The driver attempted to pass an oncoming electric streetcar. The streetcar crashed into the side of the wooden bus, dragging it a few feet. Several passengers were killed in the accident. While Arias suffered minor damages, Kahlo had been impaled with an iron handrail that went through her pelvis. She later described the injury as “the way a sword pierces a bull.” The handrail was removed by Arias and others, which was incredibly painful for Kahlo.[162][163][164]
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Kahlo suffered many injuries: Her pelvic bone had been fractured, her abdomen and uterus had been punctured by the rail, her spine was broken in three places, her right leg was broken in eleven places, her right foot was crushed and dislocated, her collarbone was broken, and her shoulder was dislocated.[162][165] She spent a month in the hospital and two months recovering at home before being able to return to work.[163][164][166] As she continued to experience fatigue and back pain, her doctors ordered x-rays, which revealed that the accident had also displaced three vertebrae.[167] As treatment she had to wear a plaster corset which confined her to bed rest for the better part of three months.[167]
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The accident ended Kahlo's dreams of becoming a doctor and caused her pain and illness for the rest of her life; her friend Andrés Henestrosa stated that Kahlo "lived dying".[168] Kahlo's bed rest was over by late 1927, and she began socializing with her old schoolfriends, who were now at university and involved in student politics. She joined the Mexican Communist Party (PCM) and was introduced to a circle of political activists and artists, including the exiled Cuban communist Julio Antonio Mella and the Italian-American photographer Tina Modotti.[169]
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At one of Modotti's parties in June 1928, Kahlo was introduced to Diego Rivera.[170] They had met briefly in 1922 when he was painting a mural at her school.[171] Shortly after their introduction in 1928, Kahlo asked him to judge whether her paintings showed enough talent for her to pursue a career as an artist.[172] Rivera recalled being impressed by her works, stating that they showed, "an unusual energy of expression, precise delineation of character, and true severity ... They had a fundamental plastic honesty, and an artistic personality of their own ... It was obvious to me that this girl was an authentic artist".[173]
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Kahlo soon began a relationship with Rivera, who was 20 years her senior and had two common-law wives.[174] Kahlo and Rivera were married in a civil ceremony at the town hall of Coyoacán on 21 August 1929.[175] Her mother opposed the marriage, and both parents referred to it as a "marriage between an elephant and a dove", referring to the couple's differences in size; Rivera was tall and overweight while Kahlo was petite and fragile.[176] Regardless, her father approved of Rivera, who was wealthy and therefore able to support Kahlo, who could not work and had to receive expensive medical treatment.[177] The wedding was reported by the Mexican and international press,[178] and the marriage was subject to constant media attention in Mexico in the following years, with articles referring to the couple as simply "Diego and Frida".[179]
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Soon after the marriage, in late 1929, Kahlo and Rivera moved to Cuernavaca in the rural state of Morelos, where he had been commissioned to paint murals for the Palace of Cortés.[180] Around the same time, she resigned her membership of the PCM in support of Rivera, who had been expelled shortly before the marriage for his support of the leftist opposition movement within the Third International.[181]
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During the civil war Morelos had seen some of the heaviest fighting, and life in the Spanish-style city of Cuernavaca sharpened Kahlo's sense of a Mexican identity and history.[18] Similar to many other Mexican women artists and intellectuals at the time,[182] Kahlo began wearing traditional indigenous Mexican peasant clothing to emphasize her mestiza ancestry: long and colorful skirts, huipils and rebozos, elaborate headdresses and masses of jewelry.[183] She especially favored the dress of women from the allegedly matriarchal society of the Isthmus of Tehuantepec, who had come to represent "an authentic and indigenous Mexican cultural heritage" in post-revolutionary Mexico.[184] The Tehuana outfit allowed Kahlo to express her feminist and anti-colonialist ideals.[185]
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After Rivera had completed the commission in Cuernavaca in late 1930, he and Kahlo moved to San Francisco, where he painted murals for the Luncheon Club of the San Francisco Stock Exchange and the California School of Fine Arts.[186] The couple was "feted, lionized, [and] spoiled" by influential collectors and clients during their stay in the city.[22] Her long love affair with Hungarian-American photographer Nickolas Muray most likely began around this time.[187]
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Kahlo and Rivera returned to Mexico for the summer of 1931, and in the fall traveled to New York City for the opening of Rivera's retrospective at the Museum of Modern Art (MoMA). In April 1932, they headed to Detroit, where Rivera had been commissioned to paint murals for the Detroit Institute of Arts.[188] By this time, Kahlo had become bolder in her interactions with the press, impressing journalists with her fluency in English and stating on her arrival to the city that she was the greater artist of the two of them.[189]
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The year spent in Detroit was a difficult time for Kahlo. Although she had enjoyed visiting San Francisco and New York City, she disliked aspects of American society, which she regarded as colonialist, as well as most Americans, whom she found "boring".[191] She disliked having to socialize with capitalists such as Henry and Edsel Ford, and was angered that many of the hotels in Detroit refused to accept Jewish guests.[192] In a letter to a friend, she wrote that "although I am very interested in all the industrial and mechanical development of the United States", she felt "a bit of a rage against all the rich guys here, since I have seen thousands of people in the most terrible misery without anything to eat and with no place to sleep, that is what has most impressed me here, it is terrifying to see the rich having parties day and night whiles thousands and thousands of people are dying of hunger."[32] Kahlo's time in Detroit was also complicated by a pregnancy. Her doctor agreed to perform an abortion, but the medication used was ineffective.[193] Kahlo was deeply ambivalent about having a child and had already undergone an abortion earlier in her marriage to Rivera.[193] Following the failed abortion, she reluctantly agreed to continue with the pregnancy, but miscarried in July, which caused a serious hemorrhage that required her being hospitalized for two weeks.[31] Less than three months later, her mother died from complications of surgery in Mexico.[194]
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Kahlo and Rivera returned to New York in March 1933, for he had been commissioned to paint a mural for the Rockefeller Center.[195] During this time, she only worked on one painting, My Dress Hangs There (1934).[195] She also gave further interviews to the American press.[195] In May, Rivera was fired from the Rockefeller Center project and was instead hired to paint a mural for the New Workers School.[196][195] Although Rivera wished to continue their stay in the United States, Kahlo was homesick, and they returned to Mexico soon after the mural's unveiling in December 1933.[197]
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Back in Mexico City, Kahlo and Rivera moved into a new house in the wealthy neighborhood of San Ángel.[198] Commissioned from Le Corbusier's student Juan O'Gorman, it consisted of two sections joined together by a bridge; Kahlo's was painted blue and Rivera's pink and white.[199] The bohemian residence became an important meeting place for artists and political activists from Mexico and abroad.[200]
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She was again experiencing health problems – undergoing an appendectomy, two abortions, and the amputation of gangrenous toes[201][148] – and her marriage to Rivera had become strained. He was not happy to be back in Mexico and blamed Kahlo for their return.[202] While he had been unfaithful to her before, he now embarked on an affair with her younger sister Cristina, which deeply hurt Kahlo's feelings.[203] After discovering it in early 1935, she moved to an apartment in central Mexico City and considered divorcing him.[204] She also had an affair of her own with American artist Isamu Noguchi.[205]
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Kahlo reconciled with Rivera and Cristina later in 1935 and moved back to San Ángel.[206] She became a loving aunt to Cristina's children, Isolda and Antonio.[207] Despite the reconciliation, both Rivera and Kahlo continued their infidelities.[208] She also resumed her political activities in 1936, joining the Fourth International and becoming a founding member of a solidarity committee to provide aid to the Republicans in the Spanish Civil War.[209] She and Rivera successfully petitioned the Mexican government to grant asylum to former Soviet leader Leon Trotsky and offered La Casa Azul for him and his wife Natalia Sedova as a residence.[210] The couple lived there from January 1937 until April 1939, with Kahlo and Trotsky not only becoming good friends but also having a brief affair.[211]
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After opening an exhibition in Paris, Kahlo sailed back to New York.[212] She was eager to be reunited with Muray, but he decided to end their affair, as he had met another woman whom he was planning to marry.[213] Kahlo traveled back to Mexico City, where Rivera requested a divorce from her. The exact reasons for his decision are unknown, but he stated publicly that it was merely a "matter of legal convenience in the style of modern times ... there are no sentimental, artistic, or economic reasons."[214] According to their friends, the divorce was mainly caused by their mutual infidelities.[215] He and Kahlo were granted a divorce in November 1939, but remained friendly; she continued to manage his finances and correspondence.[216]
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Following her separation from Rivera, Kahlo moved back to La Casa Azul and, determined to earn her own living, began another productive period as an artist, inspired by her experiences abroad.[217] Encouraged by the recognition she was gaining, she moved from using the small and more intimate tin sheets she had used since 1932 to large canvases, as they were easier to exhibit.[218] She also adopted a more sophisticated technique, limited the graphic details, and began to produce more quarter-length portraits, which were easier to sell.[219] She painted several of her most famous pieces during this period, such as The Two Fridas (1939), Self-portrait with Cropped Hair (1940), The Wounded Table (1940), and Self-Portrait with Thorn Necklace and Hummingbird (1940). Three exhibitions featured her works in 1940: the fourth International Surrealist Exhibition in Mexico City, the Golden Gate International Exposition in San Francisco, and Twenty Centuries of Mexican Art in MoMA in New York.[220][221]
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On 21 August 1940, Trotsky was assassinated in Coyoacán, where he had continued to live after leaving La Casa Azul.[222] Kahlo was briefly suspected of being involved, as she knew the murderer, and was arrested and held for two days with her sister Cristina.[223] The following month, Kahlo traveled to San Francisco for medical treatment for back pain and a fungal infection on her hand.[224] Her continuously fragile health had increasingly declined since her divorce and was exacerbated by her heavy consumption of alcohol.[225]
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Rivera was also in San Francisco after he fled Mexico City following Trotsky's murder and accepted a commission.[226] Although Kahlo had a relationship with art dealer Heinz Berggruen during her visit to San Francisco,[227] she and Rivera reconciled.[228] They remarried in a simple civil ceremony on 8 December 1940.[229] Kahlo and Rivera returned to Mexico soon after their wedding. The union was less turbulent than before for its first five years.[230] Both were more independent,[231] and while La Casa Azul was their primary residence, Rivera retained the San Ángel house for use as his studio and second apartment.[232] Both continued having extramarital affairs, Kahlo with both men and women, with evidence suggesting her male lovers were more important to Kahlo than her lesbian affairs.[231][233]
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Despite the medical treatment she had received in San Francisco, Kahlo's health problems continued throughout the 1940s. Due to her spinal problems, she wore twenty-eight separate supportive corsets, varying from steel and leather to plaster, between 1940 and 1954.[234] She experienced pain in her legs, the infection on her hand had become chronic, and she was also treated for syphilis.[235] The death of her father in April 1941 plunged her into a depression.[230] Her ill health made her increasingly confined to La Casa Azul, which became the center of her world. She enjoyed taking care of the house and its garden, and was kept company by friends, servants, and various pets, including spider monkeys, Xoloitzcuintlis, and parrots.[236]
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While Kahlo was gaining recognition in her home country, her health continued to decline. By the mid-1940s, her back had worsened to the point that she could no longer sit or stand continuously.[237] In June 1945, she traveled to New York for an operation which fused a bone graft and a steel support to her spine to straighten it.[238] The difficult operation was a failure.[69] According to Herrera, Kahlo also sabotaged her recovery by not resting as required and by once physically re-opening her wounds in a fit of anger.[69] Her paintings from this period, such as Broken Column (1944), Without Hope (1945), Tree of Hope, Stand Fast (1946), and The Wounded Deer (1946), reflect her declining health.[69]
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In 1950, Kahlo spent most of the year in Hospital ABC in Mexico City, where she underwent a new bone graft surgery on her spine.[239] It caused a difficult infection and necessitated several follow-up surgeries.[70] After being discharged, she was mostly confined to La Casa Azul, using a wheelchair and crutches to be ambulatory.[70] During these final years of her life, Kahlo dedicated her time to political causes to the extent that her health allowed. She had rejoined the Mexican Communist Party in 1948[72] and campaigned for peace, for example, by collecting signatures for the Stockholm Appeal.[240]
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Kahlo's right leg was amputated at the knee due to gangrene in August 1953.[79] She became severely depressed and anxious, and her dependency on painkillers escalated.[79] When Rivera began yet another affair, she attempted suicide by overdose.[79] She wrote in her diary in February 1954, "They amputated my leg six months ago, they have given me centuries of torture and at moments I almost lost my reason. I keep on wanting to kill myself. Diego is what keeps me from it, through my vain idea that he would miss me. ... But never in my life have I suffered more. I will wait a while..."[241]
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In her last days, Kahlo was mostly bedridden with bronchopneumonia, though she made a public appearance on 2 July 1954, participating with Rivera in a demonstration against the CIA invasion of Guatemala.[242] She seemed to anticipate her death, as she spoke about it to visitors and drew skeletons and angels in her diary.[243] The last drawing was a black angel, which biographer Hayden Herrera interprets as the Angel of Death.[243] It was accompanied by the last words she wrote, "I joyfully await the exit – and I hope never to return – Frida" ("Espero Alegre la Salida – y Espero no Volver jamás").[243]
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The demonstration worsened her illness, and on the night of 12 July 1954, Kahlo had a high fever and was in extreme pain.[243] At approximately 6 a.m. on 13 July 1954, her nurse found her dead in her bed.[244] Kahlo was 47 years old. The official cause of death was pulmonary embolism, although no autopsy was performed.[243] Herrera has argued that Kahlo, in fact, committed suicide.[83][243] The nurse, who counted Kahlo's painkillers to monitor her drug use, stated that Kahlo had taken an overdose the night she died. She had been prescribed a maximum dose of seven pills but had taken eleven.[245] She had also given Rivera a wedding anniversary present that evening, over a month in advance.[245]
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On the evening of 13 July, Kahlo's body was taken to the Palacio de Bellas Artes, where it lay in a state under a Communist flag.[246] The following day, it was carried to the Panteón Civil de Dolores, where friends and family attended an informal funeral ceremony. Hundreds of admirers stood outside.[246] In accordance with her wishes, Kahlo was cremated.[246] Rivera, who stated that her death was "the most tragic day of my life", died three years later, in 1957.[246] Kahlo's ashes are displayed in a pre-Columbian urn at La Casa Azul, which opened as a museum in 1958.[246]
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—Art historian Oriana Baddeley on Kahlo
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The Tate Modern considers Kahlo "one of the most significant artists of the twentieth century",[248] while according to art historian Elizabeth Bakewell, she is "one of Mexico's most important twentieth-century figures".[249] Kahlo's reputation as an artist developed late in her life and grew even further posthumously, as during her lifetime she was primarily known as the wife of Diego Rivera and as an eccentric personality among the international cultural elite.[250] She gradually gained more recognition in the late 1970s when feminist scholars began to question the exclusion of female and non-Western artists from the art historical canon and the Chicano Movement lifted her as one of their icons.[251][252] The first two books about Kahlo were published in Mexico by Teresa del Conde and Raquel Tibol in 1976 and 1977, respectively,[253] and in 1977, The Tree of Hope Stands Firm (1944) became the first Kahlo painting to be sold in an auction, netting $19,000 at Sotheby's.[254] These milestones were followed by the first two retrospectives staged on Kahlo's oeuvre in 1978, one at the Palacio de Bellas Artes in Mexico City and another at the Museum of Contemporary Art in Chicago.[253]
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Two events were instrumental in raising interest in her life and art for the general public outside Mexico. The first was a joint retrospective of her paintings and Tina Modotti's photographs at the Whitechapel Gallery in London, which was curated and organized by Peter Wollen and Laura Mulvey.[255] It opened in May 1982, and later traveled to Sweden, Germany, the United States, and Mexico.[256] The second was the publication of art historian Hayden Herrera's international bestseller Frida: A Biography of Frida Kahlo in 1983.[257][258]
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By 1984, Kahlo's reputation as an artist had grown to such extent that Mexico declared her works part of the national cultural heritage, prohibiting their export from the country.[254][259] As a result, her paintings seldom appear in international auctions, and comprehensive retrospectives are rare.[259] Regardless, her paintings have still broken records for Latin American art in the 1990s and 2000s. In 1990, she became the first Latin American artist to break the one-million-dollar threshold when Diego and I was auctioned by Sotheby's for $1,430,000.[254] In 2006, Roots (1943) reached US$5.6 million,[260] and in 2016, Two Lovers in a Forest (1939) sold for $8 million.[261]
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Kahlo has attracted popular interest to the extent that the term "Fridamania" has been coined to describe the phenomenon.[262] She is considered "one of the most instantly recognizable artists",[256] whose face has been "used with the same regularity, and often with a shared symbolism, as images of Che Guevara or Bob Marley".[263] Her life and art have inspired a variety of merchandise, and her distinctive look has been appropriated by the fashion world.[262][264][265] A Hollywood biopic, Julie Taymor's Frida, was released in 2002.[266] Based on Herrera's biography and starring Salma Hayek (who co-produced the film) as Kahlo, it grossed US$56 million worldwide and earned six Academy Award nominations, winning for Best Makeup and Best Original Score.[267] The 2017 Disney-Pixar animation Coco also features Kahlo in a supporting role, voiced by Natalia Cordova-Buckley.[268]
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Kahlo's popular appeal is seen to stem first and foremost from a fascination with her life story, especially its painful and tragic aspects. She has become an icon for several minority groups and political movements, such as feminists, the LGBTQ community, and Chicanos. Oriana Baddeley has written that Kahlo has become a signifier of non-conformity and "the archetype of a cultural minority," who is regarded simultaneously as "a victim, crippled and abused" and as "a survivor who fights back."[269] Edward Sullivan stated that Kahlo is hailed as a hero by so many because she is "someone to validate their own struggle to find their own voice and their own public personalities".[270] According to John Berger, Kahlo's popularity is partly due to the fact that "the sharing of pain is one of the essential preconditions for a refinding of dignity and hope" in twenty-first century society.[271] Kirk Varnedoe, the former chief curator of MoMA, has stated that Kahlo's posthumous success is linked to the way in which "she clicks with today's sensibilities – her psycho-obsessive concern with herself, her creation of a personal alternative world carries a voltage. Her constant remaking of her identity, her construction of a theater of the self are exactly what preoccupy such contemporary artists as Cindy Sherman or Kiki Smith and, on a more popular level, Madonna... She fits well with the odd, androgynous hormonal chemistry of our particular epoch."[148]
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Kahlo's posthumous popularity and the commercialization of her image have drawn criticism from many scholars and cultural commenters, who think that, not only have many facets of her life been mythologized, but the dramatic aspects of her biography have also overshadowed her art, producing a simplistic reading of her works in which they are reduced to literal descriptions of events in her life.[272] According to journalist Stephanie Mencimer, Kahlo "has been embraced as a poster child for every possible politically correct cause" and
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like a game of telephone, the more Kahlo's story has been told, the more it has been distorted, omitting uncomfortable details that show her to be a far more complex and flawed figure than the movies and cookbooks suggest. This elevation of the artist over the art diminishes the public understanding of Kahlo's place in history and overshadows the deeper and more disturbing truths in her work. Even more troubling, though, is that by airbrushing her biography, Kahlo's promoters have set her up for the inevitable fall so typical of women artists, that time when the contrarians will band together and take sport in shooting down her inflated image, and with it, her art."[265]
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Baddeley has compared the interest in Kahlo's life to the interest in the troubled life of Vincent van Gogh but has also stated that a crucial difference between the two is that most people associate Van Gogh with his paintings, whereas Kahlo is usually signified by an image of herself – an intriguing commentary on the way male and female artists are regarded.[273] Similarly, Peter Wollen has compared Kahlo's cult-like following to that of Sylvia Plath, whose "unusually complex and contradictory art" has been overshadowed by simplified focus on her life.[274]
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Kahlo's legacy has been commemorated in several ways. La Casa Azul, her home in Coyoacán, was opened as a museum in 1958, and has become one of the most popular museums in Mexico City, with approximately 25,000 visitors monthly.[275] The city dedicated a park, Parque Frida Kahlo, to her in Coyoacán in 1985.[276] The park features a bronze statue of Kahlo.[276] In the United States, she became the first Hispanic woman to be honored with a U.S. postage stamp in 2001,[277] and was inducted into the Legacy Walk, an outdoor public display in Chicago that celebrates LGBT history and people, in 2012.[278]
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Kahlo received several commemorations on the centenary of her birth in 2007, and some on the centenary of the birthyear she attested to, 2010. These included the Bank of Mexico releasing a new MXN$ 500-peso note, featuring Kahlo's painting titled Love's Embrace of the Universe, Earth, (Mexico), I, Diego, and Mr. Xólotl (1949) on the reverse of the note and Diego Rivera on the front.[279] The largest retrospective of her works at Mexico City's Palacio des Bellas Artes broke its previous attendance record.[280]
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In addition to other tributes, Kahlo's life and art have inspired artists in various fields. In 1984, Paul Leduc released a biopic titled Frida, naturaleza viva, starring Ofelia Medina as Kahlo. She is the protagonist of three fictional novels, Barbara Mujica's Frida (2001),[281] Slavenka Drakulic's Frida's Bed (2008), and Barbara Kingsolver's The Lacuna (2009).[282] In 1994, American jazz flautist and composer James Newton released an album titled Suite for Frida Kahlo.[283] In 2017, author Monica Brown and illustrator John Parra published a children's book on Kahlo, Frida Kahlo and her Animalitos, which focuses primarily on the animals and pets in Kahlo's life and art.[284] In the visual arts, Kahlo's influence has reached wide and far: In 1996, and again in 2005, the Mexican Cultural Institute in Washington, DC coordinated an "Homage to Frida Kahlo" exhibition which showcased Kahlo-related artwork by artists from all over the world in Washington's Fraser Gallery.[285][286] Additionally, notable artists such as Marina Abramovic,[287] Alana Archer,[288] Gabriela Gonzalez Dellosso,[289] Cris Melo[290] and others have used or appropriated Kahlo's imagery into their own works.
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Kahlo has also been the subject of several stage performances. Annabelle Lopez Ochoa choreographed a one-act ballet titled Broken Wings for the English National Ballet, which debuted in 2016, Tamara Rojo originated Kahlo in the ballet.[291] Dutch National Ballet then commissioned Lopez Ochoa to created a full-length version of the ballet, Frida, which premiered in 2020, with Maia Makhateli as Kahlo.[292] She also inspired two operas, Robert Xavier Rodriguez's Frida, which premiered at the American Music Theater Festival in Philadelphia in 1991,[293] and Kalevi Aho's Frida y Diego, which premiered at the Helsinki Music Centre in Helsinki, Finland in 2014.[294] She was the main character in several plays, including Dolores C. Sendler's Goodbye, My Friduchita (1999),[295] Robert Lepage and Sophie Faucher's La Casa Azul (2002),[296] Humberto Robles' Frida Kahlo: Viva la vida! (2009),[297] and Rita Ortez Provost's Tree of Hope (2014).[298] In 2018, Mattel unveiled seventeen new Barbie dolls in celebration of International Women's Day, including one of Kahlo. Critics objected to the doll's slim waist and noticeably missing unibrow.[299]
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In 2014 Kahlo was one of the inaugural honorees in the Rainbow Honor Walk, a walk of fame in San Francisco's Castro neighborhood noting LGBTQ people who have "made significant contributions in their fields."[300][301][302]
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In 2018, San Francisco Board of Supervisors unanimously voted to rename Phelan Avenue to Frida Kahlo Way. Frida Kahlo Way is the home of City College of San Francisco and Archbishop Riordan High School.[303]
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Informational notes
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Citations
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Bibliography
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Roald Engelbregt Gravning Amundsen (UK: /ˈɑːmʊndsən/, US: /-məns-/;[2][3][needs Norwegian IPA] 16 July 1872 – c. 18 June 1928) was a Norwegian explorer of polar regions and a key figure of the Heroic Age of Antarctic Exploration. He led the first expedition to traverse the Northwest Passage by sea, from 1903 to 1906, and the first expedition to the South Pole in 1911. He led the first expedition proven to have reached the North Pole in a dirigible in 1926.[4][5] He disappeared while taking part in a rescue mission for the airship Italia in 1928.
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Amundsen was born into a family of Norwegian shipowners and captains in Borge, between the towns Fredrikstad and Sarpsborg. His parents were Jens Amundsen and Hanna Sahlqvist. Roald was the fourth son in the family. His mother wanted him to avoid the family maritime trade and encouraged him to become a doctor, a promise that Amundsen kept until his mother died when he was aged 21. He promptly quit university for a life at sea.[6]
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When he was fifteen years old, Amundsen was enthralled by reading Sir John Franklin's narratives of his overland Arctic expeditions. Amundsen wrote "I read them with a fervid fascination which has shaped the whole course of my life".[7]
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Amundsen joined the Belgian Antarctic Expedition as first mate. This expedition, led by Adrien de Gerlache using the ship the RV Belgica, became the first expedition to overwinter in Antarctica.[8] The Belgica, whether by mistake or design, became locked in the sea ice at 70°30′S off Alexander Island, west of the Antarctic Peninsula. The crew endured a winter for which they were poorly prepared.
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By Amundsen's own estimation, the doctor for the expedition, the American Frederick Cook, probably saved the crew from scurvy by hunting for animals and feeding the crew fresh meat. In cases where citrus fruits are lacking, fresh meat from animals that make their own vitamin C contains enough of the vitamin to prevent scurvy, and even partly treat it. This was an important lesson for Amundsen's future expeditions.
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In 1903, Amundsen led the first expedition to successfully traverse Canada's Northwest Passage between the Atlantic and Pacific oceans. He planned a small expedition of six men in a 45-ton fishing vessel, Gjøa, in order to have flexibility. His ship had relatively shallow draft. His technique was to use a small ship and hug the coast. Amundsen had the ship outfitted with a small 13 horsepower single-screw paraffin engine.[9]
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They traveled via Baffin Bay, the Parry Channel and then south through Peel Sound, James Ross Strait, Simpson Strait and Rae Strait. They spent two winters at King William Island, in the harbor of what is today Gjoa Haven.[8][9] During this time, Amundsen and the crew learned from the local Netsilik Inuit people about Arctic survival skills, which he found invaluable in his later expedition to the South Pole. For example, he learned to use sled dogs for transportation of goods and to wear animal skins in lieu of heavy, woolen parkas, which could not keep out the cold when wet.
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Leaving Gjoa Haven, he sailed west and passed Cambridge Bay, which had been reached from the west by Richard Collinson in 1852. Continuing to the south of Victoria Island, the ship cleared the Canadian Arctic Archipelago on 17 August 1905. It had to stop for the winter before going on to Nome on Alaska's Pacific coast. The nearest telegraph station was 500 miles (800 km) away in Eagle. Amundsen traveled there overland to wire a success message on 5 December, then returned to Nome in 1906. Later that year he was elected to the American Antiquarian Society.[10]
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At this time, Amundsen learned of the dissolution of the union between Norway and Sweden, and that he had a new king. The explorer sent the new king, Haakon VII, news that his traversing the Northwest Passage "was a great achievement for Norway".[11] He said he hoped to do more and signed it "Your loyal subject, Roald Amundsen."[11] The crew returned to Oslo in November 1906, after almost three-and-a-half years abroad. Gjøa was returned to Norway in 1972. After a 45-day trip from San Francisco on a bulk carrier, she was placed on land outside the Fram Museum in Oslo[11], where she is now situated inside her own dedicated building at the museum.
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Amundsen next planned to take an expedition to the North Pole and explore the Arctic Basin. Finding it difficult to raise funds, when he heard in 1909 that the Americans Frederick Cook and Robert Peary had claimed to reach the North Pole as a result of two different expeditions, he decided to reroute to Antarctica.[12] He was not clear about his intentions, and Robert F. Scott and the Norwegian supporters felt misled.[12] Scott was planning his own expedition to the South Pole that year. Using the ship Fram, earlier used by Fridtjof Nansen, Amundsen left Oslo for the south on 3 June 1910.[12][13] At Madeira, Amundsen alerted his men that they would be heading to Antarctica, and sent a telegram to Scott: "Beg to inform you Fram proceeding Antarctic – Amundsen."[12]
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Nearly six months later, the expedition arrived at the eastern edge of the Ross Ice Shelf (then known as "the Great Ice Barrier"), at a large inlet called the Bay of Whales, on 14 January 1911. Amundsen established his base camp there, calling it Framheim. Amundsen eschewed the heavy wool clothing worn on earlier Antarctic attempts in favour of adopting Inuit-style furred skins.[6]
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Using skis and dog sleds for transportation, Amundsen and his men created supply depots at 80°, 81° and 82° South on the Barrier, along a line directly south to the Pole.[6] Amundsen also planned to kill some of his dogs on the way and use them as a source for fresh meat. A small group, including Hjalmar Johansen, Kristian Prestrud and Jørgen Stubberud, set out on 8 September, but had to abandon their trek due to extreme temperatures. The painful retreat caused a quarrel within the group, and Amundsen sent Johansen and the other two men to explore King Edward VII Land.
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A second attempt, with a team of five made up of Olav Bjaaland, Helmer Hanssen, Sverre Hassel, Oscar Wisting and Amundsen, departed base camp on 19 October. They took four sledges and 52 dogs. Using a route along the previously unknown Axel Heiberg Glacier, they arrived at the edge of the Polar Plateau on 21 November after a four-day climb. The team and 16 dogs arrived at the pole on 14 December, a month before Scott's group.[n 1] Amundsen named their South Pole camp Polheim. Amundsen renamed the Antarctic Plateau as King Haakon VII's Plateau. They left a small tent and letter stating their accomplishment, in case they did not return safely to Framheim.
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The team arrived at Framheim on 25 January 1912, with 11 surviving dogs. They made their way off the continent and to Hobart, Australia, where Amundsen publicly announced his success on 7 March 1912. He telegraphed news to backers.
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Amundsen's expedition benefited from his careful preparation, good equipment, appropriate clothing, a simple primary task, an understanding of dogs and their handling, and the effective use of skis. In contrast to the misfortunes of Scott's team, Amundsen's trek proved relatively smooth and uneventful.
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In 1918, an expedition Amundsen began with a new ship, Maud, lasted until 1925. Maud was carefully navigated through the ice west to east through the Northeast Passage. With him on this expedition were Oscar Wisting and Helmer Hanssen, both of whom had been part of the team to reach the South Pole. In addition, Henrik Lindstrøm was included as a cook. He suffered a stroke and was so physically reduced that he could not participate.
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The goal of the expedition was to explore the unknown areas of the Arctic Ocean, strongly inspired by Fridtjof Nansen's earlier expedition with Fram. The plan was to sail along the coast of Siberia and go into the ice farther to the north and east than Nansen had. In contrast to Amundsen's earlier expeditions, this was expected to yield more material for academic research, and he carried the geophysicist Harald Sverdrup on board.
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The voyage was to the northeasterly direction over the Kara Sea. Amundsen planned to freeze the Maud into the polar ice cap and drift towards the North Pole – as Nansen had done with the Fram – and he did so off Cape Chelyuskin. But, the ice became so thick that the ship was unable to break free, although it was designed for such a journey in heavy ice. In September 1919, the crew got the ship loose from the ice, but it froze again after eleven days somewhere between the New Siberian Islands and Wrangel Island.
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During this time, Amundsen suffered a broken arm and was attacked by polar bears.[15] As a result, he participated little in the work outdoors, such as sleigh rides and hunting. He, Hanssen, and Wisting, along with two other men, embarked on an expedition by dog sled to Nome, Alaska, more than 1,000 kilometres (620 mi) away. But they found that the ice was not frozen solid in the Bering Strait, and it could not be crossed. They sent a telegram from Anadyr to signal their location.
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After two winters frozen in the ice, without having achieved the goal of drifting over the North Pole, Amundsen decided to go to Nome to repair the ship and buy provisions. Several of the crew ashore there, including Hanssen, did not return on time to the ship. Amundsen considered Hanssen to be in breach of contract, and dismissed him from the crew.
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During the third winter, Maud was frozen in the western Bering Strait. She finally became free and the expedition sailed south, reaching Seattle, in the American Pacific Northwest in 1921 for repairs. Amundsen returned to Norway, needing to put his finances in order. He took with him two young indigenous girls, a four-year-old he adopted, Kakonita, and her companion Camilla. When Amundsen went bankrupt two years later, however, he sent the girls to be cared for by Camilla's father, who lived in eastern Russia.[16]
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In June 1922, Amundsen returned to Maud, which had been sailed to Nome.[17] He decided to shift from the planned naval expedition to aerial ones, and arranged to charter a plane. He divided the expedition team in two: one part, led by him, was to winter over and prepare for an attempt to fly over the pole in 1923. The second team on Maud, under the command of Wisting, was to resume the original plan to drift over the North Pole in the ice. The ship drifted in the ice for three years east of the New Siberian Islands, never reaching the North Pole. It was finally seized by Amundsen's creditors as collateral for his mounting debt.
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The 1923 attempt to fly over the Pole failed. Amundsen and Oskar Omdal, of the Royal Norwegian Navy, tried to fly from Wainwright, Alaska, to Spitsbergen across the North Pole. When their aircraft was damaged, they abandoned the journey. To raise additional funds, Amundsen traveled around the United States in 1924 on a lecture tour. Although he was unable to reach the North Pole, the scientific results of the expedition, mainly the work of Sverdrup, have proven to be of considerable value. Much of the carefully collected scientific data was lost during the ill-fated journey of Peter Tessem and Paul Knutsen, two crew members sent on a mission by Amundsen. The scientific materials were later retrieved by Russian scientist Nikolay Urvantsev from where they had been abandoned on the shores of the Kara Sea.[18]
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In 1925, accompanied by Lincoln Ellsworth, pilot Hjalmar Riiser-Larsen, flight mechanic Karl Feucht and two other team members, Amundsen took two Dornier Do J flying boats, the N-24 and N-25, to 87° 44′ north. It was the northernmost latitude reached by plane up to that time. The aircraft landed a few miles apart without radio contact, yet the crews managed to reunite. The N-24 was damaged. Amundsen and his crew worked for more than three weeks to clean up an airstrip to take off from ice.[19] They shovelled 600 tons of ice while consuming only one pound (400 g) of daily food rations. In the end, the six crew members were packed into the N-25. In a remarkable feat, Riiser-Larsen took off, and they barely became airborne over the cracking ice. They returned triumphant when everyone thought they had been lost forever.
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In 1926, Amundsen and 15 other men (including Ellsworth, Riiser-Larsen, Oscar Wisting, and the Italian air crew led by aeronautical engineer Umberto Nobile made the first crossing of the Arctic in the airship Norge, designed by Nobile.[20] They left Spitsbergen on 11 May 1926, flew over the North Pole on 12 May,[21] and landed in Alaska the following day.
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The three previous claims to have arrived at the North Pole: Frederick Cook in 1908; Robert Peary in 1909; and Richard E. Byrd in 1926 (just a few days before the Norge) are disputed by some, as being either of dubious accuracy or outright fraud.[22][23] If these other claims are false, the crew of the Norge would be the first explorers verified to have reached the North Pole, floated over it in the Norge in 1926.[4][21] If the Norge expedition was the first to the North Pole, Amundsen and Oscar Wisting were the first men to have reached both geographical poles, by ground or by air.
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Amundsen disappeared on 18 June 1928 while flying on a rescue mission in the Arctic. His team included Norwegian pilot Leif Dietrichson, French pilot René Guilbaud, and three more Frenchmen. They were seeking missing members of Nobile's crew, whose new airship Italia had crashed while returning from the North Pole. Amundsen's French Latham 47 flying boat
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never returned.
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Later, a wing-float and bottom gasoline tank from the plane, which had been adapted as a replacement wing-float, were found near the Tromsø coast. It is believed[by whom?] that the plane crashed in fog in the Barents Sea, and that Amundsen and his crew were killed in the wreck, or died shortly afterward. The search for Amundsen and team was called off in September 1928 by the Norwegian government, and the bodies were never found.
|
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In 2004 and in late August 2009, the Royal Norwegian Navy used the unmanned submarine Hugin 1000 to search for the wreckage of Amundsen's plane. The searches focused on a 40-square-mile (100 km2) area of the sea floor, and were documented by the German production company ContextTV.[24][25] They found nothing from the Amundsen flight.
|
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In 1925, Amundsen was awarded the Hans Egede Medal by the Royal Danish Geographical Society.[26]
|
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|
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Owing to Amundsen's numerous significant accomplishments in polar exploration, many places in both the Arctic and Antarctic are named after him. The Amundsen–Scott South Pole Station, operated by the United States Antarctic Program, was jointly named in honour of Amundsen and his rival. British novelist Roald Dahl was named after Amundsen, as was Nobel Prize laureate Roald Hoffmann.
|
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|
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The 1969 film The Red Tent tells the story of the Nobile expedition and Amundsen's disappearance. Sean Connery plays the role of Amundsen.[27]
|
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Huntford's book was adapted into the TV serial The Last Place on Earth. It aired in 1985 and featured Sverre Anker Ousdal as Amundsen.[28]
|
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On 15 February 2019, a biographic Norwegian film titled Amundsen, directed by Espen Sandberg, was released.[29]
|
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At least two Inuit people in Gjøa Haven with European ancestry have claimed to be descendants of Amundsen, from the period of their extended winter stay on King Williams Island from 1903 to 1905.[30] Accounts by members of the expedition told of their relations with Inuit women, and historians have speculated that Amundsen might also have taken a partner,[31] although he wrote a warning against this.[32]
|
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Specifically, half-brothers Bob Konona and Paul Ikuallaq say that their father Luke Ikuallaq told them on his deathbed that he was the son of Amundsen. Konona said that their father Ikuallaq was left out on the ice to die after his birth, as his European ancestry made him illegitimate to the Inuit, threatening their community. His Inuit grandparents saved him.
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In 2012, Y-DNA analysis, with the families' permission, showed that Ikuallaq was not a match to the direct male line of Amundsen.[32] Not all descendants claiming European ancestry have been tested for a match to Amundsen, nor has there been a comparison of Ikuallaq's DNA to that of other European members of Amundsen's crew.[32]
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1 |
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Friedrich Wilhelm Nietzsche (/ˈniːtʃə, ˈniːtʃi/;[13][14] German: [ˈfʁiːdʁɪç ˈvɪlhɛlm ˈniːtʃə] (listen) or [ˈniːtsʃə];[15][16][17] 15 October 1844 – 25 August 1900) was a German philosopher, cultural critic, composer, poet, and philologist whose work has exerted a profound influence on modern intellectual history.[18][19][20][21][22] He began his career as a classical philologist before turning to philosophy. He became the youngest person ever to hold the Chair of Classical Philology at the University of Basel in 1869 at the age of 24.[23] Nietzsche resigned in 1879 due to health problems that plagued him most of his life; he completed much of his core writing in the following decade.[24] In 1889, at age 44, he suffered a collapse and afterward a complete loss of his mental faculties.[25] He lived his remaining years in the care of his mother until her death in 1897 and then with his sister Elisabeth Förster-Nietzsche. Nietzsche died in 1900.[26]
|
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Nietzsche's writing spans philosophical polemics, poetry, cultural criticism, and fiction while displaying a fondness for aphorism and irony.[27] Prominent elements of his philosophy include his radical critique of truth in favor of perspectivism; genealogical critique of religion and Christian morality and related theory of master–slave morality;[19][28][i] aesthetic affirmation of existence in response to the "death of God" and the profound crisis of nihilism;[19] notion of the Apollonian and Dionysian; and characterization of the human subject as the expression of competing wills, collectively understood as the will to power.[29] He also developed influential concepts such as the Übermensch and the doctrine of eternal return.[30][31] In his later work, he became increasingly preoccupied with the creative powers of the individual to overcome social, cultural and moral contexts in pursuit of new values and aesthetic health.[22] His body of work touched a wide range of topics, including art, philology, history, religion, tragedy, culture, and science, and drew early inspiration from figures such as philosopher Arthur Schopenhauer,[7] composer Richard Wagner,[7] and writer Johann Wolfgang von Goethe.[7]
|
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|
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After his death, his sister Elisabeth became the curator and editor of Nietzsche's manuscripts. She edited his unpublished writings to fit her German nationalist ideology while often contradicting or obfuscating Nietzsche's stated opinions, which were explicitly opposed to antisemitism and nationalism. Through her published editions, Nietzsche's work became associated with fascism and Nazism;[32] 20th-century scholars contested this interpretation and corrected editions of his writings were soon made available. Nietzsche's thought enjoyed renewed popularity in the 1960s and his ideas have since had a profound impact on 20th and early-21st century thinkers across philosophy—especially in schools of continental philosophy such as existentialism, postmodernism and post-structuralism—as well as art, literature, psychology, politics, and popular culture.[20][21][22][33][34]
|
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Born on 15 October 1844, Nietzsche grew up in the town of Röcken (now part of Lützen), near Leipzig, in the Prussian Province of Saxony. He was named after King Friedrich Wilhelm IV of Prussia, who turned 49 on the day of Nietzsche's birth (Nietzsche later dropped his middle name Wilhelm).[35] Nietzsche's parents, Carl Ludwig Nietzsche (1813–1849), a Lutheran pastor and former teacher; and Franziska Nietzsche [de] (née Oehler) (1826–1897), married in 1843, the year before their son's birth. They had two other children: a daughter, Elisabeth Förster-Nietzsche, born in 1846; and a second son, Ludwig Joseph, born in 1848. Nietzsche's father died from a brain ailment in 1849; Ludwig Joseph died six months later at age two.[36] The family then moved to Naumburg, where they lived with Nietzsche's maternal grandmother and his father's two unmarried sisters. After the death of Nietzsche's grandmother in 1856, the family moved into their own house, now Nietzsche-Haus, a museum and Nietzsche study centre.
|
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|
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Nietzsche attended a boys' school and then a private school, where he became friends with Gustav Krug and Wilhelm Pinder, all three of whom came from highly respected families. Academic records from one of the schools attended by Nietzsche noted that he excelled in Christian theology.[37][better source needed]
|
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In 1854, he began to attend Domgymnasium in Naumburg. Because his father had worked for the state (as a pastor) the now-fatherless Nietzsche was offered a scholarship to study at the internationally recognized Schulpforta (the claim that Nietzsche was admitted on the strength of his academic competence has been debunked: his grades were not near the top of the class).[38] He studied there from 1858 to 1864, becoming friends with Paul Deussen and Carl von Gersdorff. He also found time to work on poems and musical compositions. Nietzsche led "Germania", a music and literature club, during his summers in Naumburg.[36] At Schulpforta, Nietzsche received an important grounding in languages—Greek, Latin, Hebrew, and French—so as to be able to read important primary sources;[39] he also experienced for the first time being away from his family life in a small-town conservative environment. His end-of-semester exams in March 1864 showed a 1 in Religion and German; a 2a in Greek and Latin; a 2b in French, History, and Physics; and a "lackluster" 3 in Hebrew and Mathematics.[40]
|
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While at Pforta, Nietzsche pursued subjects that were considered unbecoming. He became acquainted with the work of the then almost-unknown poet Friedrich Hölderlin, calling him "my favorite poet" and composing an essay in which he said that the mad poet raised consciousness to "the most sublime ideality".[41] The teacher who corrected the essay gave it a good mark but commented that Nietzsche should concern himself in the future with healthier, more lucid, and more "German" writers. Additionally, he became acquainted with Ernst Ortlepp, an eccentric, blasphemous, and often drunken poet who was found dead in a ditch weeks after meeting the young Nietzsche but who may have introduced Nietzsche to the music and writing of Richard Wagner.[42] Perhaps under Ortlepp's influence, he and a student named Richter returned to school drunk and encountered a teacher, resulting in Nietzsche's demotion from first in his class and the end of his status as a prefect.[43]
|
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|
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After graduation in September 1864,[44] Nietzsche began studying theology and classical philology at the University of Bonn in the hope of becoming a minister. For a short time, he and Deussen became members of the Burschenschaft Frankonia. After one semester (and to the anger of his mother), he stopped his theological studies and lost his faith.[45] As early as his 1862 essay "Fate and History", Nietzsche had argued that historical research had discredited the central teachings of Christianity,[46] but David Strauss's Life of Jesus also seems to have had a profound effect on the young man.[45] In addition, Ludwig Feuerbach's The Essence of Christianity influenced young Nietzsche with its argument that people created God, and not the other way around.[47] In June 1865, at the age of 20, Nietzsche wrote to his sister Elisabeth, who was deeply religious, a letter regarding his loss of faith. This letter contains the following statement:
|
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|
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+
Hence the ways of men part: if you wish to strive for peace of soul and pleasure, then believe; if you wish to be a devotee of truth, then inquire …[48]
|
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Nietzsche subsequently concentrated on studying philology under Professor Friedrich Wilhelm Ritschl, whom he followed to the University of Leipzig in 1865.[25] There, he became close friends with his fellow student Erwin Rohde. Nietzsche's first philological publications appeared soon after.
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In 1865, Nietzsche thoroughly studied the works of Arthur Schopenhauer. He owed the awakening of his philosophical interest to reading Schopenhauer's The World as Will and Representation and later admitted that Schopenhauer was one of the few thinkers whom he respected, dedicating the essay "Schopenhauer as Educator" in the Untimely Meditations to him.
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+
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In 1866, he read Friedrich Albert Lange's History of Materialism. Lange's descriptions of Kant's anti-materialistic philosophy, the rise of European Materialism, Europe's increased concern with science, Charles Darwin's theory of evolution, and the general rebellion against tradition and authority intrigued Nietzsche greatly. Nietzsche would ultimately argue the impossibility of an evolutionary explanation of the human aesthetic sense.[49]
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In 1867, Nietzsche signed up for one year of voluntary service with the Prussian artillery division in Naumburg. He was regarded as one of the finest riders among his fellow recruits, and his officers predicted that he would soon reach the rank of captain. However, in March 1868, while jumping into the saddle of his horse, Nietzsche struck his chest against the pommel and tore two muscles in his left side, leaving him exhausted and unable to walk for months.[50][51] Consequently, he turned his attention to his studies again, completing them in 1868. Nietzsche also met Richard Wagner for the first time later that year.[52]
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With Ritschl's support, Nietzsche received a remarkable offer, in 1869, to become professor of classical philology at the University of Basel in Switzerland. He was only 24 years old and had neither completed his doctorate nor received a teaching certificate ("habilitation"). He was awarded an honorary doctorate by the University of Leipzig, again with Ritschl's support.[53]
|
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Despite his offer coming at a time when he was considering giving up philology for science, he accepted.[54] To this day, Nietzsche is still among the youngest of the tenured Classics professors on record.[55]
|
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Nietzsche's 1870 projected doctoral thesis, "Contribution toward the Study and the Critique of the Sources of Diogenes Laertius" ("Beiträge zur Quellenkunde und Kritik des Laertius Diogenes"), examined the origins of the ideas of Diogenes Laërtius.[56] Though never submitted, it was later published as a gratulationsschrift ('congratulatory publication') in Basel.[57][ii]
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Before moving to Basel, Nietzsche renounced his Prussian citizenship: for the rest of his life he remained officially stateless.[58][59]
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Nevertheless, Nietzsche served in the Prussian forces during the Franco-Prussian War (1870–1871) as a medical orderly. In his short time in the military, he experienced much and witnessed the traumatic effects of battle. He also contracted diphtheria and dysentery.[60] Walter Kaufmann speculates that he might also have contracted syphilis at a brothel along with his other infections at this time.[61][62] On returning to Basel in 1870, Nietzsche observed the establishment of the German Empire and Otto von Bismarck's subsequent policies as an outsider and with a degree of skepticism regarding their genuineness. His inaugural lecture at the university was "Homer and Classical Philology". Nietzsche also met Franz Overbeck, a professor of theology who remained his friend throughout his life. Afrikan Spir, a little-known Russian philosopher responsible for the 1873 Thought and Reality and Nietzsche's colleague, the famed historian Jacob Burckhardt, whose lectures Nietzsche frequently attended, began to exercise significant influence on him.[63]
|
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Nietzsche had already met Richard Wagner in Leipzig in 1868 and later Wagner's wife, Cosima. Nietzsche admired both greatly and during his time at Basel frequently visited Wagner's house in Tribschen in Lucerne. The Wagners brought Nietzsche into their most intimate circle—including Franz Liszt, of whom Nietzsche colloquially described: "Liszt or the art of running after women!"[64] Nietzsche enjoyed the attention he gave to the beginning of the Bayreuth Festival. In 1870, he gave Cosima Wagner the manuscript of "The Genesis of the Tragic Idea" as a birthday gift. In 1872, Nietzsche published his first book, The Birth of Tragedy. However, his colleagues within his field, including Ritschl, expressed little enthusiasm for the work in which Nietzsche eschewed the classical philologic method in favor of a more speculative approach. In his polemic Philology of the Future, Ulrich von Wilamowitz-Moellendorff damped the book's reception and increased its notoriety. In response, Rohde (then a professor in Kiel) and Wagner came to Nietzsche's defense. Nietzsche remarked freely about the isolation he felt within the philological community and attempted unsuccessfully to transfer to a position in philosophy at Basel.
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In 1873, Nietzsche began to accumulate notes that would be posthumously published as Philosophy in the Tragic Age of the Greeks. Between 1873 and 1876, he published four separate long essays: "David Strauss: the Confessor and the Writer", "On the Use and Abuse of History for Life", "Schopenhauer as Educator", and "Richard Wagner in Bayreuth". These four later appeared in a collected edition under the title Untimely Meditations. The essays shared the orientation of a cultural critique, challenging the developing German culture suggested by Schopenhauer and Wagner. During this time in the circle of the Wagners, he met Malwida von Meysenbug and Hans von Bülow. He also began a friendship with Paul Rée who, in 1876, influenced him into dismissing the pessimism in his early writings. However, he was deeply disappointed by the Bayreuth Festival of 1876, where the banality of the shows and baseness of the public repelled him. He was also alienated by Wagner's championing of "German culture", which Nietzsche felt a contradiction in terms as well as by Wagner's celebration of his fame among the German public. All this contributed to his subsequent decision to distance himself from Wagner.
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With the publication in 1878 of Human, All Too Human (a book of aphorisms ranging from metaphysics to morality to religion), a new style of Nietzsche's work became clear, highly influenced by Afrikan Spir's Thought and Reality[65] and reacting against the pessimistic philosophy of Wagner and Schopenhauer. Nietzsche's friendship with Deussen and Rohde cooled as well. In 1879, after a significant decline in health, Nietzsche had to resign his position at Basel. Since his childhood, various disruptive illnesses had plagued him, including moments of short-sightedness that left him nearly blind, migraine headaches, and violent indigestion. The 1868 riding accident and diseases in 1870 may have aggravated these persistent conditions, which continued to affect him through his years at Basel, forcing him to take longer and longer holidays until regular work became impractical.
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Living off his pension from Basel and aid from friends, Nietzsche travelled frequently to find climates more conducive to his health and lived until 1889 as an independent author in different cities. He spent many summers in Sils Maria near St. Moritz in Switzerland. He spent his winters in the Italian cities of Genoa, Rapallo, and Turin and the French city of Nice. In 1881, when France occupied Tunisia, he planned to travel to Tunis to view Europe from the outside but later abandoned that idea, probably for health reasons.[66] Nietzsche occasionally returned to Naumburg to visit his family, and, especially during this time, he and his sister had repeated periods of conflict and reconciliation.
|
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While in Genoa, Nietzsche's failing eyesight prompted him to explore the use of typewriters as a means of continuing to write. He is known to have tried using the Hansen Writing Ball, a contemporary typewriter device. In the end, a past student of his, Heinrich Köselitz or Peter Gast, became a private secretary to Nietzsche. In 1876, Gast transcribed the crabbed, nearly illegible handwriting of Nietzsche's first time with Richard Wagner in Bayreuth.[67] He subsequently transcribed and proofread the galleys for almost all of Nietzsche's work. On at least one occasion, on 23 February 1880, the usually poor Gast received 200 marks from their mutual friend, Paul Rée.[68] Gast was one of the very few friends Nietzsche allowed to criticize him. In responding most enthusiastically to Also sprach Zarathustra ('Thus Spoke Zarathustra'), Gast did feel it necessary to point out that what were described as "superfluous" people were in fact quite necessary. He went on to list the number of people Epicurus, for example, had to rely on to supply his simple diet of goat cheese.[69]
|
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To the end of his life, Gast and Overbeck remained consistently faithful friends. Malwida von Meysenbug remained like a motherly patron even outside the Wagner circle. Soon Nietzsche made contact with the music-critic Carl Fuchs. Nietzsche stood at the beginning of his most productive period. Beginning with Human, All Too Human in 1878, Nietzsche published one book or major section of a book each year until 1888, his last year of writing; that year, he completed five.
|
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In 1882, Nietzsche published the first part of The Gay Science. That year he also met Lou Andreas-Salomé,[70] through Malwida von Meysenbug and Paul Rée.
|
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Salomé's mother took her to Rome when Salomé was 21. At a literary salon in the city, Salomé became acquainted with Paul Rée. Rée proposed marriage to her, but she, instead, proposed that they should live and study together as "brother and sister", along with another man for company, where they would establish an academic commune.[71] Rée accepted the idea, and suggested that they be joined by his friend Nietzsche. The two met Nietzsche in Rome in April 1882, and Nietzsche is believed to have instantly fallen in love with Salome, as Rée had done. Nietzsche asked Rée to propose marriage to Salome, which she rejected. She had been interested in Nietzsche as a friend, but not as a husband.[71] Nietzsche nonetheless was content to join together with Rée and Salome touring through Switzerland and Italy together, planning their commune. The three traveled with Salomé's mother through Italy and considered where they would set up their "Winterplan" commune. They intended to set up their commune in an abandoned monastery, but no suitable location was found. On 13 May, in Lucerne, when Nietzsche was alone with Salome, he earnestly proposed marriage to her again, which she rejected. He nonetheless was happy to continue with the plans for an academic commune.[71] After discovering the situation, Nietzsche's sister Elisabeth became determined to get Nietzsche away from the "immoral woman".[72]
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Nietzsche and Salomé spent the summer together in Tautenburg in Thuringia, often with Nietzsche's sister Elisabeth as a chaperone. Salomé reports that he asked her to marry him on three separate occasions and that she refused, though the reliability of her reports of events is questionable.[73] Arriving in Leipzig, (Germany) in October, Salomé and Rée separated from Nietzsche after a falling-out between Nietzsche and Salomé, in which Salomé believed that Nietzsche was desperately in love with her.
|
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While the three spent a number of weeks together in Leipzig in October 1882, the following month Rée and Salome ditched Nietzsche, leaving for Stibbe (today Zdbowo in Poland)[74] without any plans to meet again. Nietzsche soon fell into a period of mental anguish, although he continued to write to Rée, stating "We shall see one another from time to time, won't we?"[75] In later recriminations, Nietzsche would blame on separate occasions the failure in his attempts to woo Salome on Salome, Rée, and on the intrigues of his sister (who had written letters to the families of Salome and Rée to disrupt the plans for the commune). Nietzsche wrote of the affair in 1883, that he now felt "genuine hatred for my sister".[75]
|
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Amidst renewed bouts of illness, living in near-isolation after a falling out with his mother and sister regarding Salomé, Nietzsche fled to Rapallo, where he wrote the first part of Also sprach Zarathustra in only ten days.
|
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By 1882, Nietzsche was taking huge doses of opium, but he was still having trouble sleeping.[76] In 1883, while staying in Nice, he was writing out his own prescriptions for the sedative chloral hydrate, signing them "Dr. Nietzsche".[77]
|
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After severing his philosophical ties with Schopenhauer (who was long dead and never met Nietzsche) and his social ties with Wagner, Nietzsche had few remaining friends. Now, with the new style of Zarathustra, his work became even more alienating, and the market received it only to the degree required by politeness. Nietzsche recognized this and maintained his solitude, though he often complained. His books remained largely unsold. In 1885, he printed only 40 copies of the fourth part of Zarathustra and distributed a fraction of them among close friends, including Helene von Druskowitz.
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In 1883, he tried and failed to obtain a lecturing post at the University of Leipzig. It was made clear to him that, in view of his attitude towards Christianity and his concept of God, he had become effectively unemployable by any German university. The subsequent "feelings of revenge and resentment" embittered him:[78]
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And hence my rage since I have grasped in the broadest possible sense what wretched means (the depreciation of my good name, my character, and my aims) suffice to take from me the trust of, and therewith the possibility of obtaining, pupils.
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In 1886, Nietzsche broke with his publisher Ernst Schmeitzner, disgusted by his antisemitic opinions. Nietzsche saw his own writings as "completely buried and unexhumeable in this anti-Semitic dump" of Schmeitzner—associating the publisher with a movement that should be "utterly rejected with cold contempt by every sensible mind."[79] He then printed Beyond Good and Evil at his own expense. He also acquired the publication rights for his earlier works and over the next year issued second editions of The Birth of Tragedy, Human, All Too Human, Daybreak, and of The Gay Science with new prefaces placing the body of his work in a more coherent perspective. Thereafter, he saw his work as completed for a time and hoped that soon a readership would develop. In fact, interest in Nietzsche's thought did increase at this time, if rather slowly and hardly perceptibly to him. During these years Nietzsche met Meta von Salis, Carl Spitteler, and Gottfried Keller.
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In 1886, his sister Elisabeth married the antisemite Bernhard Förster and travelled to Paraguay to found Nueva Germania, a "Germanic" colony—a plan Nietzsche responded to with mocking laughter.[80][81] Through correspondence, Nietzsche's relationship with Elisabeth continued through cycles of conflict and reconciliation, but they met again only after his collapse. He continued to have frequent and painful attacks of illness, which made prolonged work impossible.
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In 1887, Nietzsche wrote the polemic On the Genealogy of Morality. During the same year, he encountered the work of Fyodor Dostoyevsky, to whom he felt an immediate kinship.[82] He also exchanged letters with Hippolyte Taine and Georg Brandes. Brandes, who had started to teach the philosophy of Søren Kierkegaard in the 1870s, wrote to Nietzsche asking him to read Kierkegaard, to which Nietzsche replied that he would come to Copenhagen and read Kierkegaard with him. However, before fulfilling this promise, he slipped too far into illness. In the beginning of 1888, Brandes delivered in Copenhagen one of the first lectures on Nietzsche's philosophy.
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Although Nietzsche had previously announced at the end of On the Genealogy of Morality a new work with the title The Will to Power: Attempt at a Revaluation of All Values, he seems to have abandoned this idea and, instead, used some of the draft passages to compose Twilight of the Idols and The Antichrist in 1888.[83]
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His health improved and he spent the summer in high spirits. In the fall of 1888, his writings and letters began to reveal a higher estimation of his own status and "fate". He overestimated the increasing response to his writings, however, especially to the recent polemic, The Case of Wagner. On his 44th birthday, after completing Twilight of the Idols and The Antichrist, he decided to write the autobiography Ecce Homo. In its preface—which suggests Nietzsche was well aware of the interpretive difficulties his work would generate—he declares, "Hear me! For I am such and such a person. Above all, do not mistake me for someone else."[84] In December, Nietzsche began a correspondence with August Strindberg and thought that, short of an international breakthrough, he would attempt to buy back his older writings from the publisher and have them translated into other European languages. Moreover, he planned the publication of the compilation Nietzsche contra Wagner and of the poems that made up his collection Dionysian-Dithyrambs.
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On 3 January 1889, Nietzsche suffered a mental breakdown.[85] Two policemen approached him after he caused a public disturbance in the streets of Turin. What happened remains unknown, but an often-repeated tale from shortly after his death states that Nietzsche witnessed the flogging of a horse at the other end of the Piazza Carlo Alberto, ran to the horse, threw his arms around its neck to protect it, then collapsed to the ground.[86][87]
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In the following few days, Nietzsche sent short writings—known as the Wahnzettel ("Madness Letters")—to a number of friends including Cosima Wagner and Jacob Burckhardt. Most of them were signed "Dionysus", though some were also signed "der Gekreuzigte" meaning "the crucified one". To his former colleague Burckhardt, Nietzsche wrote:[88]
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I have had Caiaphas put in fetters. Also, last year I was crucified by the German doctors in a very drawn-out manner. Wilhelm, Bismarck, and all anti-Semites abolished.
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Additionally, he commanded the German emperor to go to Rome to be shot and summoned the European powers to take military action against Germany,[89] that the pope should be put in jail and that he, Nietzsche, created the world and was in the process of having all anti-Semites shot dead.[90]
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On 6 January 1889, Burckhardt showed the letter he had received from Nietzsche to Overbeck. The following day, Overbeck received a similar letter and decided that Nietzsche's friends had to bring him back to Basel. Overbeck traveled to Turin and brought Nietzsche to a psychiatric clinic in Basel. By that time Nietzsche appeared fully in the grip of a serious mental illness,[91] and his mother Franziska decided to transfer him to a clinic in Jena under the direction of Otto Binswanger.[92] In January 1889, they proceeded with the planned release of Twilight of the Idols, by that time already printed and bound. From November 1889 to February 1890, the art historian Julius Langbehn attempted to cure Nietzsche, claiming that the methods of the medical doctors were ineffective in treating Nietzsche's condition.[93] Langbehn assumed progressively greater control of Nietzsche until his secretiveness discredited him. In March 1890, Franziska removed Nietzsche from the clinic and, in May 1890, brought him to her home in Naumburg.[91] During this process Overbeck and Gast contemplated what to do with Nietzsche's unpublished works. In February, they ordered a fifty-copy private edition of Nietzsche contra Wagner, but the publisher C. G. Naumann secretly printed one hundred. Overbeck and Gast decided to withhold publishing The Antichrist and Ecce Homo because of their more radical content.[91] Nietzsche's reception and recognition enjoyed their first surge.[94]
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In 1893, Nietzsche's sister Elisabeth returned from Nueva Germania in Paraguay following the suicide of her husband. She studied Nietzsche's works and, piece by piece, took control of their publication. Overbeck was dismissed and Gast finally co-operated. After the death of Franziska in 1897, Nietzsche lived in Weimar, where Elisabeth cared for him and allowed visitors, including Rudolf Steiner (who in 1895 had written Friedrich Nietzsche: a Fighter Against His Time, one of the first books praising Nietzsche),[95] to meet her uncommunicative brother. Elisabeth employed Steiner as a tutor to help her to understand her brother's philosophy. Steiner abandoned the attempt after only a few months, declaring that it was impossible to teach her anything about philosophy.[96]
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Nietzsche's mental illness was originally diagnosed as tertiary syphilis, in accordance with a prevailing medical paradigm of the time. Although most commentators regard his breakdown as unrelated to his philosophy, Georges Bataille dropped dark hints ("'Man incarnate' must also go mad")[97] and René Girard's postmortem psychoanalysis posits a worshipful rivalry with Richard Wagner.[98] Nietzsche had previously written, "All superior men who were irresistibly drawn to throw off the yoke of any kind of morality and to frame new laws had, if they were not actually mad, no alternative but to make themselves or pretend to be mad." (Daybreak, 14) The diagnosis of syphilis has since been challenged and a diagnosis of "manic-depressive illness with periodic psychosis followed by vascular dementia" was put forward by Cybulska prior to Schain's study.[99][100] Leonard Sax suggested the slow growth of a right-sided retro-orbital meningioma as an explanation of Nietzsche's dementia;[101] Orth and Trimble postulated frontotemporal dementia[102] while other researchers have proposed a hereditary stroke disorder called CADASIL.[103] Poisoning by mercury, a treatment for syphilis at the time of Nietzsche's death,[104] has also been suggested.[105]
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In 1898 and 1899, Nietzsche suffered at least two strokes. They partially paralyzed him, leaving him unable to speak or walk. He likely suffered from clinical hemiparesis/hemiplegia on the left side of his body by 1899. After contracting pneumonia in mid-August 1900, he had another stroke during the night of 24–25 August and died at about noon on 25 August.[106] Elisabeth had him buried beside his father at the church in Röcken bei Lützen. His friend and secretary Gast gave his funeral oration, proclaiming: "Holy be your name to all future generations!"[107]
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Elisabeth Förster-Nietzsche compiled The Will to Power from Nietzsche's unpublished notebooks and published it posthumously. Because his sister arranged the book based on her own conflation of several of Nietzsche's early outlines and took liberties with the material, the scholarly consensus has been that it does not reflect Nietzsche's intent. (For example, Elisabeth removed aphorism 35 of The Antichrist, where Nietzsche rewrote a passage of the Bible.) Indeed, Mazzino Montinari, the editor of Nietzsche's Nachlass, called it a forgery.[108]
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General commentators and Nietzsche scholars, whether emphasizing his cultural background or his language, overwhelmingly label Nietzsche as a "German philosopher."[23][109][25][110] Others do not assign him a national category.[111][112][113] Germany had not yet been unified into a nation-state, but Nietzsche was born a citizen of Prussia, which was then part of the German Confederation.[114] His birthplace, Röcken, is in the modern German state of Saxony-Anhalt. When he accepted his post at Basel, Nietzsche applied for annulment of his Prussian citizenship.[115] The official revocation of his citizenship came in a document dated 17 April 1869,[116] and for the rest of his life he remained officially stateless.
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At least toward the end of his life, Nietzsche believed his ancestors were Polish,[117]. He wore a signet ring bearing the Radwan coat of arms, traceable back to Polish nobility of medieval times[118] and the surname "Nicki" of the Polish noble (szlachta) family bearing that coat of arms.[119][120] Gotard Nietzsche, a member of the Nicki family, left Poland for Prussia. His descendants later settled in the Electorate of Saxony circa the year 1700.[121] Nietzsche wrote in 1888, "My ancestors were Polish noblemen (Nietzky); the type seems to have been well preserved despite three generations of German mothers."[122] At one point, Nietzsche becomes even more adamant about his Polish identity. "I am a pure-blooded Polish nobleman, without a single drop of bad blood, certainly not German blood."[123] On yet another occasion, Nietzsche stated, "Germany is a great nation only because its people have so much Polish blood in their veins… I am proud of my Polish descent."[124] Nietzsche believed his name might have been Germanized, in one letter claiming, "I was taught to ascribe the origin of my blood and name to Polish noblemen who were called Niëtzky and left their home and nobleness about a hundred years ago, finally yielding to unbearable suppression: they were Protestants."[125]
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Most scholars dispute Nietzsche's account of his family's origins. Hans von Müller debunked the genealogy put forward by Nietzsche's sister in favor of a Polish noble heritage.[126] Max Oehler, Nietzsche's cousin and curator of the Nietzsche Archive at Weimar, argued that all of Nietzsche's ancestors bore German names, including the wives' families.[122] Oehler claims that Nietzsche came from a long line of German Lutheran clergymen on both sides of his family, and modern scholars regard the claim of Nietzsche's Polish ancestry as "pure invention."[127] Colli and Montinari, the editors of Nietzsche's assembled letters, gloss Nietzsche's claims as a "mistaken belief" and "without foundation."[128][129] The name Nietzsche itself is not a Polish name, but an exceptionally common one throughout central Germany, in this and cognate forms (such as Nitsche and Nitzke). The name derives from the forename Nikolaus, abbreviated to Nick; assimilated with the Slavic Nitz';' it first became Nitsche and then Nietzsche.[122]
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It is not known why Nietzsche wanted to be thought of as Polish nobility. According to biographer R. J. Hollingdale, Nietzsche's propagation of the Polish ancestry myth may have been part of his "campaign against Germany."[122]
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Nietzsche never married. He proposed to Lou Salomé three times and each time was rejected.[130] One theory blames Salomé's view on sexuality as one of the reasons for her alienation from Nietzsche. As articulated in the 1898 novella Fenitschka, she viewed the idea of sexual intercourse as prohibitive and marriage as a violation, with some suggesting that they indicated sexual repression and neurosis.[131] Reflecting on unrequited love, Nietzsche considered that "indispensable…to the lover is his unrequited love, which he would at no price relinquish for a state of indifference."[iii]
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Deussen cited the episode of Cologne's brothel in February 1865 as instrumental to understand the philosopher's way of thinking, mostly about women. Nietzsche was surreptitiously accompanied to a "call house" from which he clumsily escaped upon seeing "a half dozen apparitions dressed with sequins and veils." According to Deussen, Nietzsche "never decided to remain unmarried all his life. For him women had to sacrifice themselves to the care and benefit of men."[60] Nietzsche scholar Joachim Köhler [de] has attempted to explain Nietzsche's life history and philosophy by claiming that he was homosexual. Köhler argues that Nietzsche's syphilis, which is "... usually considered to be the product of his encounter with a prostitute in a brothel in Cologne or Leipzig, is equally likely. Some maintain that Nietzsche contracted it in a male brothel in Genoa."[132] The acquisition of the infection from a homosexual brothel was confirmed by Sigmund Freud, who cited Otto Binswanger as his source.[133] Köhler also suggests Nietzsche may have had a romantic relationship, as well as a friendship, with Paul Rée.[134] There is the claim that Nietzsche's homosexuality was widely known in the Vienna Psychoanalytic Society, with Nietzsche's friend Paul Deussen claiming that "he was a man who had never touched a woman."[135][136]
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Köhler's views have not found wide acceptance among Nietzsche scholars and commentators. Allan Megill argues that, while Köhler's claim that Nietzsche was conflicted about his homosexual desire cannot simply be dismissed, "the evidence is very weak," and Köhler may be projecting twentieth-century understandings of sexuality on nineteenth-century notions of friendship.[134] It is also known that Nietzsche frequented heterosexual brothels.[133] Nigel Rodgers and Mel Thompson have argued that continuous sickness and headaches hindered Nietzsche from engaging much with women. Yet they offer other examples in which Nietzsche expressed his affections to women, including Wagner's wife Cosima Wagner.[137]
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Other scholars have argued that Köhler's sexuality-based interpretation is not helpful in understanding Nietzsche's philosophy.[138][139] However, there are also those who stress that, if Nietzsche preferred men—with this preference constituting his psycho-sexual make-up—but could not admit his desires to himself, it meant he acted in conflict with his philosophy.[140]
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Nietzsche composed several works for voice, piano, and violin beginning in 1858 at the Schulpforta in Naumburg, when he started to work on musical compositions. Richard Wagner was dismissive of Nietzsche's music, allegedly mocking a birthday gift of a piano composition sent by Nietzsche in 1871 to his wife Cosima. German conductor and pianist Hans von Bülow also described another of Nietzsche's pieces as "the most undelightful and the most antimusical draft on musical paper that I have faced in a long time."[141]
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In a letter of 1887, Nietzsche claimed, "There has never been a philosopher who has been in essence a musician to such an extent as I am," although he also admitted that he "might be a thoroughly unsuccessful musician."[142]
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Because of Nietzsche's evocative style and provocative ideas, his philosophy generates passionate reactions. His works remain controversial, due to varying interpretations and misinterpretations. In Western philosophy, Nietzsche's writings have been described as a case of free revolutionary thought, that is, revolutionary in its structure and problems, although not tied to any revolutionary project.[143] His writings have also been described as a revolutionary project in which his philosophy serves as the foundation of a European cultural rebirth.[144][145]
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The Apollonian and Dionysian is a two-fold philosophical concept, based on features of ancient Greek mythology: Apollo and Dionysus. Even though the concept is famously related to The Birth of Tragedy, the poet Hölderlin had already spoken of it, and Winckelmann had talked of Bacchus. One year before the publication of The Birth of Tragedy, Nietzsche wrote a fragment titled "On Music and Words".[146] In it, he asserted the Schopenhauerian judgment that music is a primary expression of the essence of everything. Secondarily derivative are lyrical poetry and drama, which represent phenomenal appearances of objects. In this way, tragedy is born from music.
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Nietzsche found in classical Athenian tragedy an art form that transcended the pessimism found in the so-called wisdom of Silenus. The Greek spectators, by looking into the abyss of human suffering depicted by characters on stage, passionately and joyously affirmed life, finding it worth living. A main theme in The Birth of Tragedy is that the fusion of Dionysian and Apollonian Kunsttrieben ("artistic impulses") forms dramatic arts, or tragedies. He argued that this fusion has not been achieved since the ancient Greek tragedians. Apollo represents harmony, progress, clarity, and logic, whereas Dionysus represents disorder, intoxication, emotion, and ecstasy. Nietzsche used these two forces because, for him, the world of mind and order on one side, and passion and chaos on the other, formed principles that were fundamental to the Greek culture:[147][148] the Apollonian a dreaming state, full of illusions; and Dionysian a state of intoxication, representing the liberations of instinct and dissolution of boundaries. In this mold, man appears as the satyr. He is the horror of the annihilation of the principle of individuality and at the same time someone who delights in its destruction.[149] Both of these principles are meant to represent cognitive states that appear through art as the power of nature in man.[150]
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Apollonian and Dionysian juxtapositions appear in the interplay of tragedy: the tragic hero of the drama, the main protagonist, struggles to make (Apollonian) order of his unjust and chaotic (Dionysian) fate, though he dies unfulfilled. Elaborating on the conception of Hamlet as an intellectual who cannot make up his mind, and is a living antithesis to the man of action, Nietzsche argues that a Dionysian figure possesses the knowledge that his actions cannot change the eternal balance of things, and it disgusts him enough not to act at all. Hamlet falls under this category—he glimpsed the supernatural reality through the Ghost, he has gained true knowledge, and knows that no action of his has the power to change this.[151][152] For the audience of such drama, this tragedy allows them to sense what Nietzsche called the Primordial Unity, which revives Dionysian nature. He describes primordial unity as the increase of strength, experience of fullness and plenitude bestowed by frenzy. Frenzy acts as an intoxication, and is crucial for the physiological condition that enables the creation of any art.[153] Stimulated by this state, a person's artistic will is enhanced:
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In this state one enriches everything out of one's own fullness: whatever one sees, whatever wills is seen swelled, taut, strong, overloaded with strength. A man in this state transforms things until they mirror his power—until they are reflections of his perfection. This having to transform into perfection is—art.
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Nietzsche is adamant that the works of Aeschylus and Sophocles represent the apex of artistic creation, the true realization of tragedy; it is with Euripides, that tragedy begins its Untergang (literally 'going under' or 'downward-way;' meaning decline, deterioration, downfall, death, etc.). Nietzsche objects to Euripides' use of Socratic rationalism and morality in his tragedies, claiming that the infusion of ethics and reason robs tragedy of its foundation, namely the fragile balance of the Dionysian and Apollonian. Socrates emphasized reason to such a degree that he diffused the value of myth and suffering to human knowledge. Plato continued along this path in his dialogues, and the modern world eventually inherited reason at the expense of artistic impulses found in the Apollonian and Dionysian dichotomy. This leads to his conclusion that European culture, from the time of Socrates, had always been only Apollonian, thus decadent and unhealthy.[154] He notes that whenever Apollonian culture dominates, the Dionysian lacks the structure to make a coherent art, and when Dionysian dominates, the Apollonian lacks the necessary passion. Only the fertile interplay of these two forces, brought together as an art, represented the best of Greek tragedy.[155]
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An example of the impact of this idea can be seen in the book Patterns of Culture, where anthropologist Ruth Benedict acknowledges Nietzschean opposites of "Apollonian" and "Dionysian" as the stimulus for her thoughts about Native American cultures.[156] Carl Jung has written extensively on the dichotomy in Psychological Types.[157] Michel Foucault commented that his own book Madness and Civilization should be read "under the sun of the great Nietzschean inquiry". Here Foucault referenced Nietzsche's description of the birth and death of tragedy and his explanation that the subsequent tragedy of the Western world was the refusal of the tragic and, with that, refusal of the sacred.[158] Painter Mark Rothko was influenced by Nietzsche's view of tragedy presented in The Birth of Tragedy.
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Nietzsche claimed the death of God would eventually lead to the loss of any universal perspective on things, and along with it any coherent sense of objective truth.[159][160][161] Nietzsche himself rejected the idea of objective reality, arguing that knowledge is contingent and conditional, relative to various fluid perspectives or interests.[162] This leads to constant reassessment of rules (i.e., those of philosophy, the scientific method, etc.) according to the circumstances of individual perspectives.[163] This view has acquired the name perspectivism.
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In Also sprach Zarathustra, Nietzsche proclaims that a table of values hangs above every great person. He points out that what is common among different peoples is the act of esteeming, of creating values, even if the values are different from one people to the next. Nietzsche asserts that what made people great was not the content of their beliefs, but the act of valuing. Thus the values a community strives to articulate are not as important as the collective will to see those values come to pass. The willing is more essential than the merit of the goal itself, according to Nietzsche. "A thousand goals have there been so far", says Zarathustra, "for there are a thousand peoples. Only the yoke for the thousand necks is still lacking: the one goal is lacking. Humanity still has no goal." Hence, the title of the aphorism, "On The Thousand And One Goals". The idea that one value-system is no more worthy than the next, although it may not be directly ascribed to Nietzsche, has become a common premise in modern social science. Max Weber and Martin Heidegger absorbed it and made it their own. It shaped their philosophical and cultural endeavor, as well as their political understanding. Weber, for example, relies on Nietzsche's perspectivism by maintaining that objectivity is still possible—but only after a particular perspective, value, or end has been established.[164][165]
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Among his critique of traditional philosophy of Kant, Descartes and Plato in Beyond Good and Evil, Nietzsche attacked thing in itself and cogito ergo sum ("I think, therefore I am") as unfalsifiable beliefs based on naive acceptance of previous notions and fallacies.[166] Philosopher Alasdair MacIntyre puts Nietzsche in a high place in the history of philosophy. While criticizing nihilism and Nietzsche together as a sign of general decay,[167] he still commends him for recognizing psychological motives behind Kant and Hume's moral philosophy:[168]
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For it was Nietzsche's historic achievement to understand more clearly than any other philosopher…not only that what purported to be appeals of objectivity were in fact expressions of subjective will, but also the nature of the problems that this posed for philosophy.[169]
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In Beyond Good and Evil and On the Genealogy of Morality, Nietzsche's genealogical account of the development of modern moral systems occupies a central place. For Nietzsche, a fundamental shift took place during human history from thinking in terms of "good and bad" toward "good and evil."
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The initial form of morality was set by a warrior aristocracy and other ruling castes of ancient civilizations. Aristocratic values of good and bad coincided with and reflected their relationship to lower castes such as slaves. Nietzsche presents this "master morality" as the original system of morality—perhaps best associated with Homeric Greece.[170] To be "good" was to be happy and to have the things related to happiness: wealth, strength, health, power, etc. To be "bad" was to be like the slaves over whom the aristocracy ruled: poor, weak, sick, pathetic—objects of pity or disgust rather than hatred.[171]
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"Slave morality" developed as a reaction to master morality. Here, value emerges from the contrast between good and evil: good being associated with other-worldliness, charity, piety, restraint, meekness, and submission; while evil is worldly, cruel, selfish, wealthy, and aggressive. Nietzsche sees slave morality as pessimistic and fearful, its values emerging to improve the self-perception of slaves. He associates slave morality with the Jewish and Christian traditions, as it is born out of the ressentiment of slaves. Nietzsche argued that the idea of equality allowed slaves to overcome their own condition without despising themselves. And by denying the inherent inequality of people—in success, strength, beauty, and intelligence—slaves acquired a method of escape, namely by generating new values on the basis of rejecting master morality, which frustrated them. It was used to overcome the slave's own sense of inferiority before their (better-off) masters. It does so by making out slave weakness, for example, to be a matter of choice, by relabeling it as "meekness". The "good man" of master morality is precisely the "evil man" of slave morality, while the "bad man" is recast as the "good man".[170]
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Nietzsche sees slave morality as a source of the nihilism that has overtaken Europe. Modern Europe and Christianity exist in a hypocritical state due to a tension between master and slave morality, both contradictory values determining, to varying degrees, the values of most Europeans (who are "motley"). Nietzsche calls for exceptional people to no longer be ashamed in the face of a supposed morality-for-all, which he deems to be harmful to the flourishing of exceptional people. He cautions, however, that morality, per se, is not bad; it is good for the masses, and should be left to them. Exceptional people, on the other hand, should follow their own "inner law".[170] A favorite motto of Nietzsche, taken from Pindar, reads: "Become what you are."[172]
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A long-standing assumption about Nietzsche is that he preferred master over slave morality. However, eminent Nietzsche scholar Walter Kaufmann rejected this interpretation, writing that Nietzsche's analyses of these two types of morality were used only in a descriptive and historic sense; they were not meant for any kind of acceptance or glorification.[173] On the other hand, it is clear from his own writings that Nietzsche hoped for the victory of master morality. He linked the "salvation and future of the human race with the unconditional dominance"[174] of master morality and called master morality "a higher order of values, the noble ones, those that say Yes to life, those that guarantee the future."[175] Just as "there is an order of rank between man and man", there is also an order of rank "between morality and morality."[176] Indeed, Nietzsche waged a philosophic war against the slave morality of Christianity in his "revaluation of all values" in order to bring about the victory of a new master morality that he called the "philosophy of the future" (Beyond Good and Evil is subtitled Prelude to a Philosophy of the Future).[177]
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In Daybreak, Nietzsche begins his "Campaign against Morality".[178][179] He calls himself an "immoralist" and harshly criticizes the prominent moral philosophies of his day: Christianity, Kantianism, and utilitarianism. Nietzsche's concept "God is dead" applies to the doctrines of Christendom, though not to all other faiths: he claimed that Buddhism is a successful religion that he compliments for fostering critical thought.[180] Still, Nietzsche saw his philosophy as a counter-movement to nihilism through appreciation of art:
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Art as the single superior counterforce against all will to negation of life, art as the anti-Christian, anti-Buddhist, anti-Nihilist par excellence.[153]
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Nietzsche claimed that the Christian faith as practiced was not a proper representation of Jesus' teachings, as it forced people merely to believe in the way of Jesus but not to act as Jesus did; in particular, his example of refusing to judge people, something that Christians had constantly done.[180] He condemned institutionalized Christianity for emphasizing a morality of pity (Mitleid), which assumes an inherent illness in society:[181]
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Christianity is called the religion of pity. Pity stands opposed to the tonic emotions which heighten our vitality: it has a depressing effect. We are deprived of strength when we feel pity. That loss of strength which suffering as such inflicts on life is still further increased and multiplied by pity. Pity makes suffering contagious.[182]
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In Ecce Homo Nietzsche called the establishment of moral systems based on a dichotomy of good and evil a "calamitous error",[183] and wished to initiate a re-evaluation of the values of the Judeo-Christian world.[184] He indicates his desire to bring about a new, more naturalistic source of value in the vital impulses of life itself.
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While Nietzsche attacked the principles of Judaism, he was not antisemitic: in his work On the Genealogy of Morality, he explicitly condemns antisemitism, and points out that his attack on Judaism was not an attack on contemporary Jewish people but specifically an attack upon the ancient Jewish priesthood who he claims antisemitic Christians paradoxically based their views upon.[185] An Israeli historian who performed a statistical analysis of everything Nietzsche wrote about Jews claims that cross-references and context make clear that almost all (85%) negative comments are actually attacks on Christian doctrine or, sarcastically, on Richard Wagner.[186]
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Nietzsche felt that modern antisemitism was "despicable" and contrary to European ideals.[187] Its cause, in his opinion, was the growth in European nationalism and the endemic "jealousy and hatred" of Jewish success.[187] He wrote that Jews should be thanked for helping uphold a respect for the philosophies of ancient Greece,[187] and for giving rise to "the noblest human being (Christ), the purest philosopher (Baruch Spinoza), the mightiest book, and the most effective moral code in the world."[188]
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The statement "God is dead," occurring in several of Nietzsche's works (notably in The Gay Science), has become one of his best-known remarks. On the basis of it, most commentators[189] regard Nietzsche as an atheist; others (such as Kaufmann) suggest that this statement reflects a more subtle understanding of divinity. Recent developments in modern science and the increasing secularization of European society had effectively 'killed' the Abrahamic God, who had served as the basis for meaning and value in the West for more than a thousand years. The death of God may lead beyond bare perspectivism to outright nihilism, the belief that nothing has any inherent importance and that life lacks purpose. Here he states that the Christian moral doctrine provides people with intrinsic value, belief in God (which justifies the evil in the world) and a basis for objective knowledge. In this sense, in constructing a world where objective knowledge is possible, Christianity is an antidote to a primal form of nihilism—the despair of meaninglessness. As Heidegger put the problem, "If God as the suprasensory ground and goal of all reality is dead, if the suprasensory world of the ideas has suffered the loss of its obligatory and above it its vitalizing and upbuilding power, then nothing more remains to which man can cling and by which he can orient himself."[190]
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One such reaction to the loss of meaning is what Nietzsche calls passive nihilism, which he recognizes in the pessimistic philosophy of Schopenhauer. Schopenhauer's doctrine—which Nietzsche also refers to as Western Buddhism—advocates separating oneself from will and desires in order to reduce suffering. Nietzsche characterizes this ascetic attitude as a "will to nothingness", whereby life turns away from itself, as there is nothing of value to be found in the world. This moving away of all value in the world is characteristic of the nihilist, although in this, the nihilist appears to be inconsistent; this "will to nothingness" is still a (disavowed) form of willing.[191]
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A nihilist is a man who judges that the real world ought not to be, and that the world as it ought to be does not exist. According to this view, our existence (action, suffering, willing, feeling) has no meaning: this 'in vain' is the nihilists' pathos—an inconsistency on the part of the nihilists.
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Nietzsche approaches the problem of nihilism as a deeply personal one, stating that this problem of the modern world has "become conscious" in him.[192] Furthermore, he emphasizes both the danger of nihilism and the possibilities it offers, as seen in his statement that "I praise, I do not reproach, [nihilism's] arrival. I believe it is one of the greatest crises, a moment of the deepest self-reflection of humanity. Whether man recovers from it, whether he becomes master of this crisis, is a question of his strength!"[193] According to Nietzsche, it is only when nihilism is overcome that a culture can have a true foundation on which to thrive. He wished to hasten its coming only so that he could also hasten its ultimate departure. Heidegger interprets the death of God with what he explains as the death of metaphysics. He concludes that metaphysics has reached its potential and that the ultimate fate and downfall of metaphysics was proclaimed with the statement "God is dead."[194]
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A basic element in Nietzsche's philosophical outlook is the "will to power" (der Wille zur Macht), which he maintained provides a basis for understanding human behavior—more so than competing explanations, such as the ones based on pressure for adaptation or survival.[195][196][197] As such, according to Nietzsche, the drive for conservation appears as the major motivator of human or animal behavior only in exceptions, as the general condition of life is not one of emergency, of 'struggle for existence.'[198] More often than not, self-conservation is but a consequence of a creature's will to exert its strength on the outside world.
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In presenting his theory of human behavior, Nietzsche also addressed, and attacked, concepts from philosophies popularly embraced in his days, such as Schopenhauer's notion of an aimless will or that of utilitarianism. Utilitarians claim that what moves people is mainly the desire to be happy, to accumulate pleasure in their lives. But such a conception of happiness Nietzsche rejected as something limited to, and characteristic of, the bourgeois lifestyle of the English society,[199] and instead put forth the idea that happiness is not an aim per se—it is instead a consequence of a successful pursuit of one's aims, of the overcoming of hurdles to one's actions—in other words, of the fulfillment of the will.[200]
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Related to his theory of the will to power is his speculation, which he did not deem final,[201] regarding the reality of the physical world, including inorganic matter—that, like man's affections and impulses, the material world is also set by the dynamics of a form of the will to power. At the core of his theory is a rejection of atomism—the idea that matter is composed of stable, indivisible units (atoms). Instead, he seems to have accepted the conclusions of Ruđer Bošković, who explained the qualities of matter as a result of an interplay of forces.[iv][202] One study of Nietzsche defines his fully developed concept of the will to power as "the element from which derive both the quantitative difference of related forces and the quality that devolves into each force in this relation" revealing the will to power as "the principle of the synthesis of forces."[203] Of such forces Nietzsche said they could perhaps be viewed as a primitive form of the will. Likewise he rejected as a mere interpretation the view that the movement of bodies is ruled by inexorable laws of nature, positing instead that movement was governed by the power relations between bodies and forces.[204] Other scholars disagree that Nietzsche considered the material world to be a form of the will to power: Nietzsche thoroughly criticized metaphysics, and by including the will to power in the material world, he would simply be setting up a new metaphysics. Other than Aphorism 36 in Beyond Good and Evil, where he raised a question regarding will to power as being in the material world, they argue, it was only in his notes (unpublished by himself), where he wrote about a metaphysical will to power. And they also claim that Nietzsche directed his landlord to burn those notes in 1888 when he left Sils Maria for the last time.[205] According to these scholars, the 'burning' story supports their thesis that at the end of his lucid life, Nietzsche rejected his project on the will to power. However, a recent study (Huang 2019) shows that although it is true that in 1888 Nietzsche wanted some of his notes burned, the 'burning' story indicates little about his project on the will to power, not only because only 11 'aphorisms' saved from the flames were ultimately incorporated into The Will to Power (this book contains 1067 'aphorisms'), but also because these abandoned notes mainly focus on topics such as critique of morality while touching upon the 'feeling of power' only once.[206]
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"Eternal return" (also known as "eternal recurrence") is a hypothetical concept that posits that the universe has been recurring, and will continue to recur, in a self-similar form for an infinite number of times across infinite time or space. It is a purely physical concept, involving no supernatural reincarnation, but the return of beings in the same bodies. Nietzsche first invokes the idea of eternal return in a parable in Section 341 of The Gay Science, and also in the chapter "Of the Vision and the Riddle" in Thus Spoke Zarathustra, among other places.[207] Nietzsche contemplates the idea as potentially "horrifying and paralyzing", and says that its burden is the "heaviest weight" imaginable ("das schwerste Gewicht").[208] The wish for the eternal return of all events would mark the ultimate affirmation of life, a reaction to Schopenhauer's praise of denying the will‐to‐live. To comprehend eternal recurrence in his thought, and to not merely come to peace with it but to embrace it, requires amor fati, "love of fate".[209] As Heidegger points out in his lectures on Nietzsche, Nietzsche's first mention of eternal recurrence presents this concept as a hypothetical question rather than postulating it as a fact. According to Heidegger, it is the burden imposed by the question of eternal recurrence—whether or not such a thing could possibly be true—that is so significant in modern thought: "The way Nietzsche here patterns the first communication of the thought of the 'greatest burden' [of eternal recurrence] makes it clear that this 'thought of thoughts' is at the same time 'the most burdensome thought.'"[210]
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Nietzsche posits not only that the universe is recurring over infinite time and space, but that the different versions of events that have occurred in the past may at one point or another take place again, hence "all configurations that have previously existed on this earth must yet meet".[211] And with each version of events is hoping that some knowledge or awareness is gained to better the individual, hence "And thus it will happen one day that a man will be born again, just like me and a woman will be born, just like Mary—only that it is hoped to be that the head of this man may contain a little less foolishness …."[211]
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Alexander Nehamas writes in Nietzsche: Life as Literature of three ways of seeing the eternal recurrence:
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Nehamas draws the conclusion that if individuals constitute themselves through their actions, then they can only maintain themselves in their current state by living in a recurrence of past actions (Nehamas, 153). Nietzsche's thought is the negation of the idea of a history of salvation.[212]
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Another concept important to an understanding of Nietzsche's thought is the Übermensch.[213][214][215][216] Developing the idea of nihilism, Nietzsche wrote Also sprach Zarathustra, therein introducing the concept of a value-creating Übermensch, not as a project, but as an anti-project, the absence of any project.[143] According to Laurence Lampert, "the death of God must be followed by a long twilight of piety and nihilism (II. 19; III. 8). Zarathustra's gift of the overman is given to a mankind not aware of the problem to which the overman is the solution."[217] Zarathustra presents the overman as the creator of new values, and he appears as a solution to the problem of the death of God and nihilism. The overman does not follow the morality of common people since that favors mediocrity but instead rises above the notion of good and evil and above the "herd".[218] In this way Zarathustra proclaims his ultimate goal as the journey towards the state of overman. He wants a kind of spiritual evolution of self-awareness and overcoming of traditional views on morality and justice that stem from the superstition beliefs still deeply rooted or related to the notion of God and Christianity.[219]
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While interpretations of Nietzsche's overman vary wildly, here is one of his quotations from Thus Spoke Zarathustra (Prologue, §§ 3–4):[220]
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I teach you the overman. Man is something that shall be overcome. What have you done to overcome him? ... All beings so far have created something beyond themselves; and do you want to be the ebb of this great flood, and even go back to the beasts rather than overcome man? What is ape to man? A laughing stock or painful embarrassment. And man shall be that to overman: a laughing stock or painful embarrassment. You have made your way from worm to man, and much in you is still worm. Once you were apes, and even now, too, man is more ape than any ape ... The overman is the meaning of the earth. Let your will say: the overman shall be the meaning of the earth ... Man is a rope, tied between beast and overman—a rope over an abyss ... what is great in man is that he is a bridge and not an end.
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Zarathustra contrasts the overman with the last man of egalitarian modernity (most obvious example being democracy), an alternative goal humanity might set for itself. The last man is possible only by mankind's having bred an apathetic creature who has no great passion or commitment, who is unable to dream, who merely earns his living and keeps warm. This concept appears only in Thus Spoke Zarathustra, and is presented as a condition that would render the creation of the overman impossible.[221]
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Some have suggested that the notion of eternal return is related to the overman, since willing the eternal return of the same is a necessary step if the overman is to create new values, untainted by the spirit of gravity or asceticism. Values involve a rank-ordering of things, and so are inseparable from approval and disapproval; yet it was dissatisfaction that prompted men to seek refuge in other-worldliness and embrace other-worldly values. It could seem that the overman, in being devoted to any values at all, would necessarily fail to create values that did not share some bit of asceticism. Willing the eternal recurrence is presented as accepting the existence of the low while still recognizing it as the low, and thus as overcoming the spirit of gravity or asceticism. One must have the strength of the overman in order to will the eternal recurrence; that is, only the overman will have the strength to fully accept all of his past life, including his failures and misdeeds, and to truly will their eternal return. This action nearly kills Zarathustra, for example, and most human beings cannot avoid other-worldliness because they really are sick, not because of any choice they made.
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The Nazis tried to incorporate the concept into their ideology. After his death, Elisabeth Förster-Nietzsche became the curator and editor of her brother's manuscripts. She reworked Nietzsche's unpublished writings to fit her own German nationalist ideology while often contradicting or obfuscating Nietzsche's stated opinions, which were explicitly opposed to antisemitism and nationalism. Through her published editions, Nietzsche's work became associated with fascism and Nazism;[32] 20th century scholars contested this interpretation of his work, and corrected editions of his writings were soon made available.
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Although Nietzsche has famously been misrepresented as a predecessor to Nazism, he criticized anti-Semitism, pan-Germanism and, to a lesser extent, nationalism.[222] Thus, he broke with his editor in 1886 because of his opposition to his editor's anti-Semitic stances, and his rupture with Richard Wagner, expressed in The Case of Wagner and Nietzsche contra Wagner, both of which he wrote in 1888, had much to do with Wagner's endorsement of pan-Germanism and anti-Semitism—and also of his rallying to Christianity. In a 29 March 1887 letter to Theodor Fritsch, Nietzsche mocked anti-Semites, Fritsch, Eugen Dühring, Wagner, Ebrard, Wahrmund, and the leading advocate of pan-Germanism, Paul de Lagarde, who would become, along with Wagner and Houston Chamberlain, the main official influences of Nazism.[97] This 1887 letter to Fritsch ended by: "And finally, how do you think I feel when the name Zarathustra is mouthed by anti-Semites?"[223]
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Friedrich Nietzsche held a pessimistic view on modern society and culture. His views stand against the concept of popular culture. He believed the press and mass culture led to conformity and brought about mediocrity. Nietzsche saw a lack of intellectual progress, leading to the decline of the human species. According to Nietzsche, individuals needed to overcome this form of mass culture. He believed some people were able to become superior individuals through the use of will power. By rising above mass culture, society would produce higher, brighter and healthier human beings.[224]
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A trained philologist, Nietzsche had a thorough knowledge of Greek philosophy. He read Kant, Plato, Mill, Schopenhauer and Spir,[225] who became his main opponents in his philosophy, and later Baruch Spinoza, whom he saw as his "precursor" in many respects[226] but as a personification of the "ascetic ideal" in others. However, Nietzsche referred to Kant as a "moral fanatic", Plato as "boring", Mill as a "blockhead", and of Spinoza he said: "How much of personal timidity and vulnerability does this masquerade of a sickly recluse betray?"[227] He likewise expressed contempt for British author George Eliot.[228]
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Nietzsche's philosophy, while innovative and revolutionary, was indebted to many predecessors. While at Basel, Nietzsche offered lecture courses on pre-Platonic philosophers for several years, and the text of this lecture series has been characterized as a "lost link" in the development of his thought. "In it concepts such as the will to power, the eternal return of the same, the overman, gay science, self-overcoming and so on receive rough, unnamed formulations and are linked to specific pre-Platonics, especially Heraclitus, who emerges as a pre-Platonic Nietzsche."[229] The pre-Socratic thinker Heraclitus was known for the rejection of the concept of being as a constant and eternal principle of universe, and his embrace of "flux" and incessant change. His symbolism of the world as "child play" marked by amoral spontaneity and lack of definite rules was appreciated by Nietzsche.[230] From his Heraclitean sympathy, Nietzsche was also a vociferous detractor of Parmenides, who opposed Heraclitus and believed all world is a single Being with no change at all.[231]
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In his Egotism in German Philosophy, Santayana claimed that Nietzsche's whole philosophy was a reaction to Schopenhauer. Santayana wrote that Nietzsche's work was "an emendation of that of Schopenhauer. The will to live would become the will to dominate; pessimism founded on reflection would become optimism founded on courage; the suspense of the will in contemplation would yield to a more biological account of intelligence and taste; finally in the place of pity and asceticism (Schopenhauer's two principles of morals) Nietzsche would set up the duty of asserting the will at all costs and being cruelly but beautifully strong. These points of difference from Schopenhauer cover the whole philosophy of Nietzsche."[232]
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Nietzsche expressed admiration for 17th-century French moralists such as La Rochefoucauld, La Bruyère and Vauvenargues,[233] as well as for Stendhal.[234] The organicism of Paul Bourget influenced Nietzsche,[235] as did that of Rudolf Virchow and Alfred Espinas.[236] Nietzsche wrote in a letter in 1867 that he was trying to improve his German style of writing with the help of Lessing, Lichtenberg and Schopenhauer. It was probably Lichtenberg (along with Paul Rée) whose aphoristic style of writing contributed to Nietzsche's own use of aphorism instead of an essay.[237] Nietzsche early learned of Darwinism through Friedrich Albert Lange.[238] The essays of Ralph Waldo Emerson had a profound influence on Nietzsche, who "loved Emerson from first to last",[239] wrote "Never have I felt so much at home in a book", and called him "[the] author who has been richest in ideas in this century so far".[240] Hippolyte Taine influenced Nietzsche's view on Rousseau and Napoleon.[241] Notably, he also read some of the posthumous works of Charles Baudelaire,[242] Tolstoy's My Religion, Ernest Renan's Life of Jesus, and Fyodor Dostoyevsky's Demons.[242][243] Nietzsche called Dostoyevsky "the only psychologist from whom I have anything to learn."[244] While Nietzsche never mentions Max Stirner, the similarities in their ideas have prompted a minority of interpreters to suggest a relationship between the two.[245][246][247][248][249][250][251]
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In 1861 Nietzsche wrote an enthusiastic essay on his "favorite poet," Friedrich Hölderlin, mostly forgotten at that time.[252] He also expressed deep appreciation for Stifter's Indian Summer,[253] Byron's Manfred and Twain's Tom Sawyer.[254]
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Nietzsche's works did not reach a wide readership during his active writing career. However, in 1888 the influential Danish critic Georg Brandes aroused considerable excitement about Nietzsche through a series of lectures he gave at the University of Copenhagen. In the years after Nietzsche's death in 1900, his works became better known, and readers have responded to them in complex and sometimes controversial ways.[255] Many Germans eventually discovered his appeals for greater individualism and personality development in Thus Spoke Zarathustra, but responded to them divergently. He had some following among left-wing Germans in the 1890s; in 1894–1895 German conservatives wanted to ban his work as subversive. During the late 19th century Nietzsche's ideas were commonly associated with anarchist movements and appear to have had influence within them, particularly in France and the United States.[256][257][258] H.L. Mencken produced the first book on Nietzsche in English in 1907, The Philosophy of Friedrich Nietzsche, and in 1910 a book of translated paragraphs from Nietzsche, increasing knowledge of his philosophy in the United States.[259] Nietzsche is known today as a precursor to existentialism, post-structuralism and postmodernism.[260]
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W.B. Yeats and Arthur Symons described Nietzsche as the intellectual heir to William Blake.[261] Symons went on to compare the ideas of the two thinkers in The Symbolist Movement in Literature, while Yeats tried to raise awareness of Nietzsche in Ireland.[262][263][264] A similar notion was espoused by W.H. Auden who wrote of Nietzsche in his New Year Letter (released in 1941 in The Double Man): "O masterly debunker of our liberal fallacies…all your life you stormed, like your English forerunner Blake."[265][266][267] Nietzsche made an impact on composers during the 1890s. Writer on music Donald Mitchell notes that Gustav Mahler was "attracted to the poetic fire of Zarathustra, but repelled by the intellectual core of its writings." He also quotes Mahler himself, and adds that he was influenced by Nietzsche's conception and affirmative approach to nature, which Mahler presented in his Third Symphony using Zarathustra's roundelay. Frederick Delius produced a piece of choral music, A Mass of Life, based on a text of Thus Spoke Zarathustra, while Richard Strauss (who also based his Also sprach Zarathustra on the same book), was only interested in finishing "another chapter of symphonic autobiography."[268] Famous writers and poets influenced by Nietzsche include André Gide, August Strindberg, Robinson Jeffers, Pío Baroja, D.H. Lawrence, Edith Södergran and Yukio Mishima.[citation needed]
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Nietzsche was an early influence on the poetry of Rainer Maria Rilke.[citation needed] Knut Hamsun counted Nietzsche, along with Strindberg and Dostoyevsky, as one of his primary influences.[269] Author Jack London wrote that he was more stimulated by Nietzsche than by any other writer.[270] Critics have suggested that the character of David Grief in A Son of the Sun was based on Nietzsche.[271] Nietzsche's influence on Muhammad Iqbal is most evidenced in Asrar-i-Khudi (The Secrets of the Self).[272] Wallace Stevens[273] was another reader of Nietzsche, and elements of Nietzsche's philosophy were found throughout Stevens's poetry collection Harmonium.[274][275] Olaf Stapledon was influenced by the idea of the Übermensch and it is a central theme in his books Odd John and Sirius.[276] In Russia, Nietzsche has influenced Russian symbolism[277] and figures such as Dmitry Merezhkovsky,[278] Andrei Bely,[279] Vyacheslav Ivanov and Alexander Scriabin have all incorporated or discussed parts of Nietzsche philosophy in their works. Thomas Mann's novel Death in Venice[280] shows a use of Apollonian and Dionysian, and in Doctor Faustus Nietzsche was a central source for the character of Adrian Leverkühn.[281][282] Hermann Hesse, similarly, in his Narcissus and Goldmund presents two main characters in the sense of Apollonian and Dionysian as the two opposite yet intertwined spirits. Painter Giovanni Segantini was fascinated by Thus Spoke Zarathustra, and he drew an illustration for the first Italian translation of the book. The Russian painter Lena Hades created the oil painting cycle Also Sprach Zarathustra dedicated to the book Thus Spoke Zarathustra.[283]
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By World War I, Nietzsche had acquired a reputation as an inspiration for both right-wing German militarism and leftist politics. German soldiers received copies of Thus Spoke Zarathustra as gifts during World War I.[284][285] The Dreyfus affair provides a contrasting example of his reception: the French antisemitic Right labelled the Jewish and leftist intellectuals who defended Alfred Dreyfus as "Nietzscheans".[286] Nietzsche had a distinct appeal for many Zionist thinkers around the start of the 20th century, most notable being Ahad Ha'am,[287] Hillel Zeitlin,[288] Micha Josef Berdyczewski, A.D. Gordon[289] and Martin Buber, who went so far as to extoll Nietzsche as a "creator" and "emissary of life".[290] Chaim Weizmann was a great admirer of Nietzsche; the first president of Israel sent Nietzsche's books to his wife, adding a comment in a letter that "This was the best and finest thing I can send to you."[291] Israel Eldad, the ideological chief of the Stern Gang that fought the British in Palestine in the 1940s, wrote about Nietzsche in his underground newspaper and later translated most of Nietzsche's books into Hebrew.[292] Eugene O'Neill remarked that Zarathustra influenced him more than any other book he ever read. He also shared Nietzsche's view of tragedy.[293] Plays The Great God Brown and Lazarus Laughed are an example of Nietzsche's influence on O'Neill.[294][295][296] Nietzsche's influence on the works of Frankfurt School philosophers Max Horkheimer and Theodor W. Adorno[297] can be seen in the popular Dialectic of Enlightenment. Adorno summed up Nietzsche's philosophy as expressing the "humane in a world in which humanity has become a sham."[298]
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Nietzsche's growing prominence suffered a severe setback when his works became closely associated with Adolf Hitler and Nazi Germany. Many political leaders of the twentieth century were at least superficially familiar with Nietzsche's ideas, although it is not always possible to determine whether they actually read his work. It is debated among scholars whether Hitler read Nietzsche, although if he did his reading of him may not have been extensive.[v][vi][299][300] He was a frequent visitor to the Nietzsche museum in Weimar and used expressions of Nietzsche's, such as "lords of the earth" in Mein Kampf.[301] The Nazis made selective use of Nietzsche's philosophy. Mussolini,[302][303] Charles de Gaulle[304] and Huey P. Newton[305] read Nietzsche. Richard Nixon read Nietzsche with "curious interest", and his book Beyond Peace might have taken its title from Nietzsche's book Beyond Good and Evil which Nixon read beforehand.[306] Bertrand Russell wrote that Nietzsche had exerted great influence on philosophers and on people of literary and artistic culture, but warned that the attempt to put Nietzsche's philosophy of aristocracy into practice could only be done by an organization similar to the Fascist or the Nazi party.[21]
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A decade after World War II, there was a revival of Nietzsche's philosophical writings thanks to exhaustive translations and analyses by Walter Kaufmann and R.J. Hollingdale. Others, well known philosophers in their own right, wrote commentaries on Nietzsche's philosophy, including Martin Heidegger, who produced a four-volume study, and Lev Shestov, who wrote a book called Dostoyevski, Tolstoy and Nietzsche where he portrays Nietzsche and Dostoyevski as the "thinkers of tragedy".[307] Georg Simmel compares Nietzsche's importance to ethics to that of Copernicus for cosmology.[308] Sociologist Ferdinand Tönnies read Nietzsche avidly from his early life, and later frequently discussed many of his concepts in his own works. Nietzsche has influenced philosophers such as Heidegger, Jean-Paul Sartre,[309] Oswald Spengler,[310] George Grant,[311] Emil Cioran,[312] Albert Camus, Ayn Rand,[313] Jacques Derrida,[citation needed] Leo Strauss,[314] Max Scheler, Michel Foucault and Bernard Williams.[citation needed] Camus described Nietzsche as "the only artist to have derived the extreme consequences of an aesthetics of the absurd".[315] Paul Ricœur called Nietzsche one of the masters of the "school of suspicion", alongside Karl Marx and Sigmund Freud.[316] Carl Jung was also influenced by Nietzsche.[317] In Memories, Dreams, Reflections, a biography transcribed by his secretary, he cites Nietzsche as a large influence.[318] Aspects of Nietzsche's philosophy, especially his ideas of the self and his relation to society, also run through much of late-twentieth and early twenty-first century thought.[319][320] His deepening of the romantic-heroic tradition of the nineteenth century, for example, as expressed in the ideal of the "grand striver" appears in the work of thinkers from Cornelius Castoriadis to Roberto Mangabeira Unger.[321] For Nietzsche this grand striver overcomes obstacles, engages in epic struggles, pursues new goals, embraces recurrent novelty, and transcends existing structures and contexts.[319]:195
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A refrigerator (colloquially fridge) consists of a thermally insulated compartment and a heat pump (mechanical, electronic or chemical) that transfers heat from its inside to its external environment so that its inside is cooled to a temperature below the room temperature. Refrigeration is an essential food storage technique in developed countries. The lower temperature lowers the reproduction rate of bacteria, so the refrigerator reduces the rate of spoilage. A refrigerator maintains a temperature a few degrees above the freezing point of water. Optimum temperature range for perishable food storage is 3 to 5 °C (37 to 41 °F).[1] A similar device that maintains a temperature below the freezing point of water is called a freezer. The refrigerator replaced the icebox, which had been a common household appliance for almost a century and a half.
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The first cooling systems for food involved ice. Artificial refrigeration began in the mid-1750s, and developed in the early 1800s. In 1834, the first working vapor-compression refrigeration system was built. The first commercial ice-making machine was invented in 1854. In 1913, refrigerators for home use were invented. In 1923 Frigidaire introduced the first self-contained unit. The introduction of Freon in the 1920s expanded the refrigerator market during the 1930s. Home freezers as separate compartments (larger than necessary just for ice cubes) were introduced in 1940. Frozen foods, previously a luxury item, became commonplace.
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Freezer units are used in households as well as in industry and commerce. Commercial refrigerator and freezer units were in use for almost 40 years prior to the common home models. The freezer-over-refrigerator style had been the basic style since the 1940s, until modern, side-by-side refrigerators broke the trend. A vapor compression cycle is used in most household refrigerators, refrigerator–freezers and freezers. Newer refrigerators may include automatic defrosting, chilled water, and ice from a dispenser in the door.
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Domestic refrigerators and freezers for food storage are made in a range of sizes. Among the smallest are Peltier-type refrigerators designed to chill beverages. A large domestic refrigerator stands as tall as a person and may be about 1 m wide with a capacity of 600 L. Refrigerators and freezers may be free-standing, or built into a kitchen. The refrigerator allows the modern household to keep food fresh for longer than before. Freezers allow people to buy food in bulk and eat it at leisure, and bulk purchases save money.
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Before the invention of the refrigerator, icehouses were used to provide cool storage for most of the year. Placed near freshwater lakes or packed with snow and ice during the winter, they were once very common. Natural means are still used to cool foods today. On mountainsides, runoff from melting snow is a convenient way to cool drinks, and during the winter one can keep milk fresh much longer just by keeping it outdoors. The word "refrigeratory" was used at least as early as the 17th century[2]
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The history of artificial refrigeration began when Scottish professor William Cullen designed a small refrigerating machine in 1755. Cullen used a pump to create a partial vacuum over a container of diethyl ether, which then boiled, absorbing heat from the surrounding air.[3] The experiment even created a small amount of ice, but had no practical application at that time.
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In 1805, American inventor Oliver Evans described a closed vapor-compression refrigeration cycle for the production of ice by ether under vacuum. In 1820, the British scientist Michael Faraday liquefied ammonia and other gases by using high pressures and low temperatures, and in 1834, an American expatriate in Great Britain, Jacob Perkins, built the first working vapor-compression refrigeration system. It was a closed-cycle device that could operate continuously.[4] A similar attempt was made in 1842, by American physician, John Gorrie,[5] who built a working prototype, but it was a commercial failure. American engineer Alexander Twining took out a British patent in 1850 for a vapor compression system that used ether.
|
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|
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The first practical vapor compression refrigeration system was built by James Harrison, a Scottish Australian. His 1856 patent was for a vapor compression system using ether, alcohol or ammonia. He built a mechanical ice-making machine in 1851 on the banks of the Barwon River at Rocky Point in Geelong, Victoria, and his first commercial ice-making machine followed in 1854. Harrison also introduced commercial vapor-compression refrigeration to breweries and meat packing houses, and by 1861, a dozen of his systems were in operation.
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The first gas absorption refrigeration system using gaseous ammonia dissolved in water (referred to as "aqua ammonia") was developed by Ferdinand Carré of France in 1859 and patented in 1860. Carl von Linde, an engineering professor at the Technological University Munich in Germany, patented an improved method of liquefying gases in 1876. His new process made possible the use of gases such as ammonia (NH3), sulfur dioxide (SO2) and methyl chloride (CH3Cl) as refrigerants and they were widely used for that purpose until the late 1920s.[6]
|
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Commercial refrigerator and freezer units, which go by many other names, were in use for almost 40 years prior to the common home models. They used gas systems such as ammonia (R-717) or sulfur dioxide (R-764), which occasionally leaked, making them unsafe for home use. Practical household refrigerators were introduced in 1915 and gained wider acceptance in the United States in the 1930s as prices fell and non-toxic, non-flammable synthetic refrigerants such as Freon-12 (R-12) were introduced. However, R-12 damaged the ozone layer, causing governments to issue a ban on its use in new refrigerators and air-conditioning systems in 1994. The less harmful replacement for R-12, R-134a (tetrafluoroethane), has been in common use since 1990, but R-12 is still found in many old systems today.
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A common commercial refrigerator is the glass fronted beverage cooler. These type of appliances are typically designed for specific re-load conditions meaning that they generally have a larger cooling system. This ensures that they are able to cope with a large throughput of drinks and frequent door opening. As a result, it is common for these types of commercial refrigerators to have energy consumption of over 4 kWh per day.[7]
|
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In 1913, refrigerators for home and domestic use were invented by Fred W. Wolf of Fort Wayne, Indiana, with models consisting of a unit that was mounted on top of an ice box.[8][9] In 1914, engineer Nathaniel B. Wales of Detroit, Michigan, introduced an idea for a practical electric refrigeration unit, which later became the basis for the Kelvinator. A self-contained refrigerator, with a compressor on the bottom of the cabinet was invented by Alfred Mellowes in 1916. Mellowes produced this refrigerator commercially but was bought out by William C. Durant in 1918, who started the Frigidaire company to mass-produce refrigerators. In 1918, Kelvinator company introduced the first refrigerator with any type of automatic control. The absorption refrigerator was invented by Baltzar von Platen and Carl Munters from Sweden in 1922, while they were still students at the Royal Institute of Technology in Stockholm. It became a worldwide success and was commercialized by Electrolux. Other pioneers included Charles Tellier, David Boyle, and Raoul Pictet. Carl von Linde was the first to patent and make a practical and compact refrigerator.
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These home units usually required the installation of the mechanical parts, motor and compressor, in the basement or an adjacent room while the cold box was located in the kitchen. There was a 1922 model that consisted of a wooden cold box, water-cooled compressor, an ice cube tray and a 9-cubic-foot (0.25 m3) compartment, and cost $714. (A 1922 Model-T Ford cost about $450.) By 1923, Kelvinator held 80 percent of the market for electric refrigerators. Also in 1923 Frigidaire introduced the first self-contained unit. About this same time porcelain-covered metal cabinets began to appear. Ice cube trays were introduced more and more during the 1920s; up to this time freezing was not an auxiliary function of the modern refrigerator.
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The first refrigerator to see widespread use was the General Electric "Monitor-Top" refrigerator introduced in 1927, so-called, by the public, because of its resemblance to the gun turret on the ironclad warship USS Monitor of the 1860s.[11] The compressor assembly, which emitted a great deal of heat, was placed above the cabinet, and enclosed by a decorative ring. Over a million units were produced. As the refrigerating medium, these refrigerators used either sulfur dioxide, which is corrosive to the eyes and may cause loss of vision, painful skin burns and lesions, or methyl formate, which is highly flammable, harmful to the eyes, and toxic if inhaled or ingested.[12]
|
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The introduction of Freon in the 1920s expanded the refrigerator market during the 1930s and provided a safer, low-toxicity alternative to previously used refrigerants. Separate freezers became common during the 1940s; the popular term at the time for the unit was a deep freeze. These devices, or appliances, did not go into mass production for use in the home until after World War II.[13] The 1950s and 1960s saw technical advances like automatic defrosting and automatic ice making. More efficient refrigerators were developed in the 1970s and 1980s, even though environmental issues led to the banning of very effective (Freon) refrigerants. Early refrigerator models (from 1916) had a cold compartment for ice cube trays. From the late 1920s fresh vegetables were successfully processed through freezing by the Postum Company (the forerunner of General Foods), which had acquired the technology when it bought the rights to Clarence Birdseye's successful fresh freezing methods.
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In the early 1950s most refrigerators were white, but from the mid-1950s through present day designers and manufacturers put color onto refrigerators. In the late-1950s/early-1960s, pastel colors like turquoise and pink became popular, and brushed chrome-plating (similar to stainless finish) was available on some models. In the late 1960s and throughout the 1970s, earth tone colors were popular, including Harvest Gold, Avocado Green and almond. In the 1980s, black became fashionable. In the late 1990s stainless steel came into vogue, and in 2009, one manufacturer introduced multi-color designs. Since 1961 the Color Marketing Group has attempted to coordinate the colors of appliances and other consumer goods.
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Freezer units are used in households and in industry and commerce. Food stored at or below −18 °C (0 °F) is safe indefinitely.[14] Most household freezers maintain temperatures from −23 to −18 °C (−9 to 0 °F), although some freezer-only units can achieve −34 °C (−29 °F) and lower. Refrigerator freezers generally do not achieve lower than −23 °C (−9 °F), since the same coolant loop serves both compartments: Lowering the freezer compartment temperature excessively causes difficulties in maintaining above-freezing temperature in the refrigerator compartment. Domestic freezers can be included as a separate compartment in a refrigerator, or can be a separate appliance. Domestic freezers may be either upright units resembling a refrigerator, or chests (with the lid or door on top, sacrificing convenience for efficiency and partial immunity to power outages).[15] Many modern upright freezers come with an ice dispenser built into their door. Some upscale models include thermostat displays and controls, and sometimes flat screen televisions as well.
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Home freezers as separate compartments (larger than necessary just for ice cubes), or as separate units, were introduced in the United States in 1940. Frozen foods, previously a luxury item, became commonplace.
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The following table shows worldwide production of household refrigerator units as of 2005.[16]
|
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A vapor compression cycle is used in most household refrigerators, refrigerator–freezers and freezers. In this cycle, a circulating refrigerant such as R134a enters a compressor as low-pressure vapor at or slightly below the temperature of the refrigerator interior. The vapor is compressed and exits the compressor as high-pressure superheated vapor. The superheated vapor travels under pressure through coils or tubes that make up the condenser; the coils or tubes are passively cooled by exposure to air in the room. The condenser cools the vapor, which liquefies. As the refrigerant leaves the condenser, it is still under pressure but is now only slightly above room temperature. This liquid refrigerant is forced through a metering or throttling device, also known as an expansion valve (essentially a pin-hole sized constriction in the tubing) to an area of much lower pressure. The sudden decrease in pressure results in explosive-like flash evaporation of a portion (typically about half) of the liquid. The latent heat absorbed by this flash evaporation is drawn mostly from adjacent still-liquid refrigerant, a phenomenon known as auto-refrigeration. This cold and partially vaporized refrigerant continues through the coils or tubes of the evaporator unit. A fan blows air from the compartment ("box air") across these coils or tubes and the refrigerant completely vaporizes, drawing further latent heat from the box air. This cooled air is returned to the refrigerator or freezer compartment, and so keeps the box air cold. Note that the cool air in the refrigerator or freezer is still warmer than the refrigerant in the evaporator. Refrigerant leaves the evaporator, now fully vaporized and slightly heated, and returns to the compressor inlet to continue the cycle.
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Modern domestic refrigerators are extremely reliable because motor and compressor are integrated within a welded container, "sealed unit", with greatly reduced likelihood of leakage or contamination. By comparison, externally-coupled refrigeration compressors, such as those in automobile air conditioning, inevitably leak fluid and lubricant past the shaft seals. This leads to a requirement for periodic recharging and, if ignored, possible compressor failure.
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Refrigerators with two compartments need special design to control the cooling of refrigerator or freezer compartments. Typically, the compressors and condenser coils are mounted at the top of the cabinet, with a single fan to cool them both. This arrangement has a few downsides: each compartment cannot be controlled independently and the more humid refrigerator air is mixed with the dry freezer air.[17]
|
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A few manufacturers offer dual compressor models. These models have separate freezer and refrigerator compartments that operate independently of each other, sometimes mounted within a single cabinet. Each has its own separate compressor, condenser and evaporator coils, insulation, thermostat, and door.
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A hybrid between the two designs is using a separate fan for each compartment, the Dual Fan approach. Doing so allows for separate control and airflow on a single compressor system.
|
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An absorption refrigerator works differently from a compressor refrigerator, using a source of heat, such as combustion of liquefied petroleum gas, solar thermal energy or an electric heating element. These heat sources are much quieter than the compressor motor in a typical refrigerator. A fan or pump might be the only mechanical moving parts; reliance on convection is considered impractical.
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Other uses of an absorption refrigerator (or "chiller") include large systems used in office buildings or complexes such as hospitals and universities. These large systems are used to chill a brine solution that is circulated through the building.
|
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+
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The Peltier effect uses electricity to pump heat directly; refrigerators employing this system are sometimes used for camping, or in situations where noise is not acceptable. They can be totally silent (if a fan for air circulation is not fitted) but are less energy-efficient than other methods.
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"Ultra-cold" or "ultra-low temperature (ULT)" (typically −80 C) freezers, as used for storing biological samples, also generally employ two stages of cooling, but in cascade. The lower temperature stage uses methane, or a similar gas, as a refrigerant, with its condenser kept at around −40 C by a second stage which uses a more conventional refrigerant. Well known brands include Forma and Revco (both now Thermo Scientific) and Thermoline. For much lower temperatures (around −196 C), laboratories usually purchase liquid nitrogen, kept in a Dewar flask, into which the samples are suspended.
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Alternatives to the vapor-compression cycle not in current mass production include:
|
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|
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Many modern refrigerator/freezers have the freezer on top and the refrigerator on the bottom. Most refrigerator-freezers—except for manual defrost models or cheaper units—use what appears to be two thermostats. Only the refrigerator compartment is properly temperature controlled. When the refrigerator gets too warm, the thermostat starts the cooling process and a fan circulates the air around the freezer. During this time, the refrigerator also gets colder. The freezer control knob only controls the amount of air that flows into the refrigerator via a damper system.[19] Changing the refrigerator temperature will inadvertently change the freezer temperature in the opposite direction. [citation needed] Changing the freezer temperature will have no effect on the refrigerator temperature. The freezer control may also be adjusted to compensate for any refrigerator adjustment.
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This means the refrigerator may become too warm. However, because only enough air is diverted to the refrigerator compartment, the freezer usually re-acquires the set temperature quickly, unless the door is opened. When a door is opened, either in the refrigerator or the freezer, the fan in some units stops immediately to prevent excessive frost build up on the freezer's evaporator coil, because this coil is cooling two areas. When the freezer reaches temperature, the unit cycles off, no matter what the refrigerator temperature is. Modern computerized refrigerators do not use the damper system. The computer manages fan speed for both compartments, although air is still blown from the freezer.
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Newer refrigerators may include:
|
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These older freezer compartments were the main cooling body of the refrigerator, and only maintained a temperature of around −6 °C (21 °F), which is suitable for keeping food for a week.
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Later advances included automatic ice units and self compartmentalized freezing units.
|
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Domestic refrigerators and freezers for food storage are made in a range of sizes. Among the smallest is a 4 L Peltier refrigerator advertised as being able to hold 6 cans of beer. A large domestic refrigerator stands as tall as a person and may be about 1 m wide with a capacity of 600 L. Some models for small households fit under kitchen work surfaces, usually about 86 cm high. Refrigerators may be combined with freezers, either stacked with refrigerator or freezer above, below, or side by side. A refrigerator without a frozen food storage compartment may have a small section just to make ice cubes. Freezers may have drawers to store food in, or they may have no divisions (chest freezers).
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Refrigerators and freezers may be free-standing, or built into a kitchen.
|
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|
75 |
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Three distinct classes of refrigerator are common:
|
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|
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Other specialized cooling mechanisms may be used for cooling, but have not been applied to domestic or commercial refrigerators.
|
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|
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In a house without air-conditioning (space heating and/or cooling) refrigerators consumed more energy than any other home device.[24] In the early 1990s a competition was held among the major manufacturers to encourage energy efficiency.[25] Current US models that are Energy Star qualified use 50% less energy than the average models made in 1974.[26] The most energy-efficient unit made in the US consumes about half a kilowatt-hour per day (equivalent to 20 W continuously).[27] But even ordinary units are quite efficient; some smaller units use less than 0.2 kWh per day (equivalent to 8 W continuously).
|
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Larger units, especially those with large freezers and icemakers, may use as much as 4 kW·h per day (equivalent to 170 W continuously).
|
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The European Union uses a letter-based mandatory energy efficiency rating label instead of the Energy Star; thus EU refrigerators at the point of sale are labelled according to how energy-efficient they are.
|
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For US refrigerators, the Consortium on Energy Efficiency (CEE) further differentiates between Energy Star qualified refrigerators. Tier 1 refrigerators are those that are 20% to 24.9% more efficient than the Federal minimum standards set by the National Appliance Energy Conservation Act (NAECA). Tier 2 are those that are 25% to 29.9% more efficient. Tier 3 is the highest qualification, for those refrigerators that are at least 30% more efficient than Federal standards.[28] About 82% of the Energy Star qualified refrigerators are Tier 1, with 13% qualifying as Tier 2, and just 5% at Tier 3.[citation needed]
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|
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Besides the standard style of compressor refrigeration used in normal household refrigerators and freezers, there are technologies such as absorption refrigeration and magnetic refrigeration. Although these designs generally use a much larger amount of energy compared to compressor refrigeration, other qualities such as silent operation or the ability to use gas can favor these refrigeration units in small enclosures, a mobile environment or in environments where unit failure would lead to devastating consequences.
|
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|
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Many refrigerators made in the 1930s and 1940s were far more efficient than most that were made later. This is partly attributable to the addition of new features, such as auto-defrost, that reduced efficiency. Additionally, after World War 2, refrigerator style became more important than efficiency. This was especially true in the US in the 1970s, when side-by-side models (known as American fridgefreezers outside of the US) with ice dispensers and water chillers became popular. However, the reduction in efficiency also arose partly from reduction in the amount of insulation to cut costs.
|
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|
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Because of the introduction of new energy efficiency standards, refrigerators made today are much more efficient than those made in the 1930s; they consume the same amount of energy while being three times as large.[29][30]
|
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|
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The efficiency of older refrigerators can be improved by defrosting (if the unit is manual defrost) and cleaning them regularly, replacing old and worn door seals with new ones, adjusting the thermostat to accommodate the actual contents (a refrigerator needn't be colder than 4 °C (39 °F) to store drinks and non-perishable items) and also replacing insulation, where applicable. Some sites recommend cleaning condenser coils every month or so on units with coils on the rear, to add life to the coils and not suffer an unnoticeable deterioration in efficiency over an extended period, the unit should be able to ventilate or "breathe" with adequate spaces around the front, back, sides and above the unit. If the refrigerator uses a fan to keep the condenser cool, then this must be cleaned or serviced, at per individual manufactures recommendations.
|
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|
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Frost-free refrigerators or freezers use electric fans to cool the appropriate compartment.[31] This could be called a "fan forced" refrigerator, whereas manual defrost units rely on colder air lying at the bottom, versus the warm air at the top to achieve adequate cooling. The air is drawn in through an inlet duct and passed through the evaporator where it is cooled, the air is then circulated throughout the cabinet via a series of ducts and vents. Because the air passing the evaporator is supposedly warm and moist, frost begins to form on the evaporator (especially on a freezer's evaporator). In cheaper and/or older models, a defrost cycle is controlled via a mechanical timer. This timer is set to shut off the compressor and fan and energize a heating element located near or around the evaporator for about 15 to 30 minutes at every 6 to 12 hours. This melts any frost or ice build up and allows the refrigerator to work normally once more. It is believed that frost free units have a lower tolerance for frost, due to their air-conditioner like evaporator coils. Therefore, if a door is left open accidentally (especially the freezer), the defrost system may not remove all frost, in this case, the freezer (or refrigerator) must be defrosted.[citation needed]
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If the defrosting system melts all the ice before the timed defrosting period ends, then a small device (called a defrost limiter) acts like a thermostat and shuts off the heating element to prevent too large a temperature fluctuation, it also prevents hot blasts of air when the system starts again, should it finish defrosting early. On some early frost-free models, the defrost limiter also sends a signal to the defrost timer to start the compressor and fan as soon as it shuts off the heating element before the timed defrost cycle ends. When the defrost cycle is completed, the compressor and fan are allowed to cycle back on.[citation needed]
|
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|
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Frost-free refrigerators, including some early frost free refrigerator/freezers that used a cold plate in their refrigerator section instead of airflow from the freezer section, generally don't shut off their refrigerator fans during defrosting. This allows consumers to leave food in the main refrigerator compartment uncovered, and also helps keep vegetables moist. This method also helps reduce energy consumption, because the refrigerator is above freeze point and can pass the warmer-than-freezing air through the evaporator or cold plate to aid the defrosting cycle.
|
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|
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With the advent of digital inverter compressors, the energy consumption is even further reduced than a single-speed induction motor compressor, and thus contributes far less in the way of greenhouse gases.[32]
|
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|
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The energy consumption of a refrigerator is also dependent on the type of refrigeration being done. For instance, Inverter Refrigerators consume comparatively less energy than a typical non-inverter refrigerator. In an inverter refrigerator, the compressor is used conditionally on requirement basis. For instance, an inverter refrigerator might use less energy during the winters than it does during the summers. This is because the compressor works for a shorter time than it does during the summers.[33]
|
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|
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Further, newer models of inverter compressor refrigerators take in to account various external and internal conditions to adjust the compressor speed and thus optimize cooling and energy consumption. Most of them use at least 4 sensors which help detect variance in external temperature, internal temperature owing to opening of the refrigerator door or keeping new food inside; humidity and usage patterns. Depending on the sensor inputs, the compressor adjusts its speed. For example, if door is opened or new food is kept, the sensor detects an increase in temperature inside the cabin and signals the compressor to increase its speed till a pre-determined temperature is attained. After which, the compressor runs at a minimum speed to just maintain the internal temperature. The compressor typically runs between 1200 and 4500 RPM.
|
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Inverter compressors not only optimizes cooling but is also superior in terms of durability and energy efficiency. [34]
|
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A device consumes maximum energy and undergoes maximum wear and tear when it switches itself on. As an inverter compressor never switches itself off and instead runs on varying speed, it minimizes wear and tear and energy usage.
|
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LG and Kenmore played a significant role in improving inverter compressors as we know it by reducing the friction points in the compressor and thus introducing Linear Inverter Compressors. Conventionally, all domestic refrigerators use a reciprocating drive which is connected to the piston. But in a linear inverter compressor, the piston which is a permanent magnet is suspended between two electromagnets. The AC changes the magnetic poles of the electromagnet, which results in the push and pull that compresses the refrigerant. LG claims that this helps reduce energy consumption by 32% and noise by 25% compared to their conventional compressors.
|
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|
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The phycial design of refrigerators also plays a large part in its energy efficiency. The most efficient is the chest-style freezer, as its top-opening design minimizes convection when opening the doors, reducing the amount of warm moist air entering the freezer. On the other hand, in-door ice dispensers cause more heat leakage, contributing to an increase in energy consumption.[35]
|
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The refrigerator allows the modern family to keep food fresh for longer than before. The most notable improvement is for meat and other highly perishable wares, which needed to be refined to gain anything resembling shelf life.[citation needed] (On the other hand, refrigerators and freezers can also be stocked with processed, quick-cook foods that are less healthy.) Refrigeration in transit makes it possible to enjoy food from distant places.
|
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Dairy products, meats, fish, poultry and vegetables can be kept refrigerated in the same space within the kitchen (although raw meat should be kept separate from other food for reasons of hygiene).
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Freezers allow people to buy food in bulk and eat it at leisure, and bulk purchases save money. Ice cream, a popular commodity of the 20th century, could previously only be obtained by traveling to where the product was made and eating it on the spot. Now it is a common food item. Ice on demand not only adds to the enjoyment of cold drinks, but is useful for first-aid, and for cold packs that can be kept frozen for picnics or in case of emergency.
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|
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The capacity of a refrigerator is measured in either liters or cubic feet. Typically the volume of a combined refrigerator-freezer is split with 1/3rds to 1/4th of the volume allocated to the freezer although these values are highly variable.
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|
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Temperature settings for refrigerator and freezer compartments are often given arbitrary numbers by manufacturers (for example, 1 through 9, warmest to coldest), but generally 3 to 5 °C (37 to 41 °F)[1] is ideal for the refrigerator compartment and −18 °C (0 °F) for the freezer. Some refrigerators must be within certain external temperature parameters to run properly. This can be an issue when placing units in an unfinished area, such as a garage.
|
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|
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Some refrigerators are now divided into four zones to store different types of food:
|
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|
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European freezers, and refrigerators with a freezer compartment, have a four star rating system to grade freezers.[citation needed]
|
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|
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+
Although both the three and four star ratings specify the same storage times and same minimum temperature of −18 °C (0 °F), only a four star freezer is intended for freezing fresh food, and may include a "fast freeze" function (runs the compressor continually, down to as low as −26 °C (−15 °F)) to facilitate this. Three (or fewer) stars are used for frozen food compartments that are only suitable for storing frozen food; introducing fresh food into such a compartment is likely to result in unacceptable temperature rises. This difference in categorization is shown in the design of the 4-star logo, where the "standard" three stars are displayed in a box using "positive" colours, denoting the same normal operation as a 3-star freezer, and the fourth star showing the additional fresh food/fast freeze function is prefixed to the box in "negative" colours or with other distinct formatting.[citation needed]
|
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|
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Most European refrigerators include a moist cold refrigerator section (which does require (automatic) defrosting at irregular intervals) and a (rarely frost free) freezer section.
|
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|
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(from warmest to coolest)[36]
|
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An increasingly important environmental concern is the disposal of old refrigerators—initially because freon coolant damages the ozone layer—but as older generation refrigerators wear out, the destruction of CFC-bearing insulation also causes concern. Modern refrigerators usually use a refrigerant called HFC-134a (1,1,1,2-Tetrafluoroethane), which does not deplete the ozone layer, instead of Freon. A R-134a is now becoming very uncommon in Europe. Newer refrigerants are being used instead. The main refrigerant now used is R-600a, or isobutane which has a smaller effect on the atmosphere if released. There have been reports of refrigerators exploding if the refrigerant leaks isobutane in the presence of a spark. If the coolant leaks into the fridge, at times when the door is not being opened (such as overnight) the concentration of coolant in the air within the fridge can build up to form an explosive mixture that can be ignited either by a spark from the thermostat or when the light comes on as the door is opened, resulting in documented cases of serious property damage and injury or even death from the resulting explosion.[43]
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|
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Disposal of discarded refrigerators is regulated, often mandating the removal of doors for safety reasons. Children playing hide-and-seek have been asphyxiated while hiding inside discarded refrigerators, particularly older models with latching doors, in a phenomenon called refrigerator death. Since 2 August 1956, under U.S. federal law, refrigerator doors are no longer permitted to latch so they cannot be opened from the inside.[44] Modern units use a magnetic door gasket that holds the door sealed but allows it to be pushed open from the inside.[45] This gasket was invented, developed and manufactured by Max Baermann (1903–1984) of Bergisch Gladbach/Germany.[46][47]
|
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|
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Regarding total life-cycle costs, many governments offer incentives to encourage recycling of old refrigerators. One example is the Phoenix refrigerator program launched in Australia. This government incentive picked up old refrigerators, paying their owners for "donating" the refrigerator. The refrigerator was then refurbished, with new door seals, a thorough cleaning and the removal of items, such as the cover that is strapped to the back of many older units. The resulting refrigerators, now over 10% more efficient, were then distributed to low income families.[citation needed]
|
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|
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McCray pre-electric home refrigerator ad from 1905; this company, founded in 1887, is still in business
|
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|
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A 1930s era General Electric "Globe Top" refrigerator in the Ernest Hemingway House
|
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|
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General Electric "Monitor-Top" refrigerator, still in use, June 2007
|
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|
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Frigidaire Imperial "Frost Proof" model FPI-16BC-63, top refrigerator/bottom freezer with brushed chrome door finish made by General Motors Canada in 1963
|
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A side-by-side refrigerator-freezer with an icemaker (2011)
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1 |
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A refrigerator (colloquially fridge) consists of a thermally insulated compartment and a heat pump (mechanical, electronic or chemical) that transfers heat from its inside to its external environment so that its inside is cooled to a temperature below the room temperature. Refrigeration is an essential food storage technique in developed countries. The lower temperature lowers the reproduction rate of bacteria, so the refrigerator reduces the rate of spoilage. A refrigerator maintains a temperature a few degrees above the freezing point of water. Optimum temperature range for perishable food storage is 3 to 5 °C (37 to 41 °F).[1] A similar device that maintains a temperature below the freezing point of water is called a freezer. The refrigerator replaced the icebox, which had been a common household appliance for almost a century and a half.
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5 |
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The first cooling systems for food involved ice. Artificial refrigeration began in the mid-1750s, and developed in the early 1800s. In 1834, the first working vapor-compression refrigeration system was built. The first commercial ice-making machine was invented in 1854. In 1913, refrigerators for home use were invented. In 1923 Frigidaire introduced the first self-contained unit. The introduction of Freon in the 1920s expanded the refrigerator market during the 1930s. Home freezers as separate compartments (larger than necessary just for ice cubes) were introduced in 1940. Frozen foods, previously a luxury item, became commonplace.
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Freezer units are used in households as well as in industry and commerce. Commercial refrigerator and freezer units were in use for almost 40 years prior to the common home models. The freezer-over-refrigerator style had been the basic style since the 1940s, until modern, side-by-side refrigerators broke the trend. A vapor compression cycle is used in most household refrigerators, refrigerator–freezers and freezers. Newer refrigerators may include automatic defrosting, chilled water, and ice from a dispenser in the door.
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Domestic refrigerators and freezers for food storage are made in a range of sizes. Among the smallest are Peltier-type refrigerators designed to chill beverages. A large domestic refrigerator stands as tall as a person and may be about 1 m wide with a capacity of 600 L. Refrigerators and freezers may be free-standing, or built into a kitchen. The refrigerator allows the modern household to keep food fresh for longer than before. Freezers allow people to buy food in bulk and eat it at leisure, and bulk purchases save money.
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10 |
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11 |
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Before the invention of the refrigerator, icehouses were used to provide cool storage for most of the year. Placed near freshwater lakes or packed with snow and ice during the winter, they were once very common. Natural means are still used to cool foods today. On mountainsides, runoff from melting snow is a convenient way to cool drinks, and during the winter one can keep milk fresh much longer just by keeping it outdoors. The word "refrigeratory" was used at least as early as the 17th century[2]
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12 |
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The history of artificial refrigeration began when Scottish professor William Cullen designed a small refrigerating machine in 1755. Cullen used a pump to create a partial vacuum over a container of diethyl ether, which then boiled, absorbing heat from the surrounding air.[3] The experiment even created a small amount of ice, but had no practical application at that time.
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14 |
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In 1805, American inventor Oliver Evans described a closed vapor-compression refrigeration cycle for the production of ice by ether under vacuum. In 1820, the British scientist Michael Faraday liquefied ammonia and other gases by using high pressures and low temperatures, and in 1834, an American expatriate in Great Britain, Jacob Perkins, built the first working vapor-compression refrigeration system. It was a closed-cycle device that could operate continuously.[4] A similar attempt was made in 1842, by American physician, John Gorrie,[5] who built a working prototype, but it was a commercial failure. American engineer Alexander Twining took out a British patent in 1850 for a vapor compression system that used ether.
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16 |
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17 |
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The first practical vapor compression refrigeration system was built by James Harrison, a Scottish Australian. His 1856 patent was for a vapor compression system using ether, alcohol or ammonia. He built a mechanical ice-making machine in 1851 on the banks of the Barwon River at Rocky Point in Geelong, Victoria, and his first commercial ice-making machine followed in 1854. Harrison also introduced commercial vapor-compression refrigeration to breweries and meat packing houses, and by 1861, a dozen of his systems were in operation.
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18 |
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19 |
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The first gas absorption refrigeration system using gaseous ammonia dissolved in water (referred to as "aqua ammonia") was developed by Ferdinand Carré of France in 1859 and patented in 1860. Carl von Linde, an engineering professor at the Technological University Munich in Germany, patented an improved method of liquefying gases in 1876. His new process made possible the use of gases such as ammonia (NH3), sulfur dioxide (SO2) and methyl chloride (CH3Cl) as refrigerants and they were widely used for that purpose until the late 1920s.[6]
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20 |
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21 |
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Commercial refrigerator and freezer units, which go by many other names, were in use for almost 40 years prior to the common home models. They used gas systems such as ammonia (R-717) or sulfur dioxide (R-764), which occasionally leaked, making them unsafe for home use. Practical household refrigerators were introduced in 1915 and gained wider acceptance in the United States in the 1930s as prices fell and non-toxic, non-flammable synthetic refrigerants such as Freon-12 (R-12) were introduced. However, R-12 damaged the ozone layer, causing governments to issue a ban on its use in new refrigerators and air-conditioning systems in 1994. The less harmful replacement for R-12, R-134a (tetrafluoroethane), has been in common use since 1990, but R-12 is still found in many old systems today.
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22 |
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23 |
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A common commercial refrigerator is the glass fronted beverage cooler. These type of appliances are typically designed for specific re-load conditions meaning that they generally have a larger cooling system. This ensures that they are able to cope with a large throughput of drinks and frequent door opening. As a result, it is common for these types of commercial refrigerators to have energy consumption of over 4 kWh per day.[7]
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24 |
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25 |
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In 1913, refrigerators for home and domestic use were invented by Fred W. Wolf of Fort Wayne, Indiana, with models consisting of a unit that was mounted on top of an ice box.[8][9] In 1914, engineer Nathaniel B. Wales of Detroit, Michigan, introduced an idea for a practical electric refrigeration unit, which later became the basis for the Kelvinator. A self-contained refrigerator, with a compressor on the bottom of the cabinet was invented by Alfred Mellowes in 1916. Mellowes produced this refrigerator commercially but was bought out by William C. Durant in 1918, who started the Frigidaire company to mass-produce refrigerators. In 1918, Kelvinator company introduced the first refrigerator with any type of automatic control. The absorption refrigerator was invented by Baltzar von Platen and Carl Munters from Sweden in 1922, while they were still students at the Royal Institute of Technology in Stockholm. It became a worldwide success and was commercialized by Electrolux. Other pioneers included Charles Tellier, David Boyle, and Raoul Pictet. Carl von Linde was the first to patent and make a practical and compact refrigerator.
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26 |
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These home units usually required the installation of the mechanical parts, motor and compressor, in the basement or an adjacent room while the cold box was located in the kitchen. There was a 1922 model that consisted of a wooden cold box, water-cooled compressor, an ice cube tray and a 9-cubic-foot (0.25 m3) compartment, and cost $714. (A 1922 Model-T Ford cost about $450.) By 1923, Kelvinator held 80 percent of the market for electric refrigerators. Also in 1923 Frigidaire introduced the first self-contained unit. About this same time porcelain-covered metal cabinets began to appear. Ice cube trays were introduced more and more during the 1920s; up to this time freezing was not an auxiliary function of the modern refrigerator.
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The first refrigerator to see widespread use was the General Electric "Monitor-Top" refrigerator introduced in 1927, so-called, by the public, because of its resemblance to the gun turret on the ironclad warship USS Monitor of the 1860s.[11] The compressor assembly, which emitted a great deal of heat, was placed above the cabinet, and enclosed by a decorative ring. Over a million units were produced. As the refrigerating medium, these refrigerators used either sulfur dioxide, which is corrosive to the eyes and may cause loss of vision, painful skin burns and lesions, or methyl formate, which is highly flammable, harmful to the eyes, and toxic if inhaled or ingested.[12]
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The introduction of Freon in the 1920s expanded the refrigerator market during the 1930s and provided a safer, low-toxicity alternative to previously used refrigerants. Separate freezers became common during the 1940s; the popular term at the time for the unit was a deep freeze. These devices, or appliances, did not go into mass production for use in the home until after World War II.[13] The 1950s and 1960s saw technical advances like automatic defrosting and automatic ice making. More efficient refrigerators were developed in the 1970s and 1980s, even though environmental issues led to the banning of very effective (Freon) refrigerants. Early refrigerator models (from 1916) had a cold compartment for ice cube trays. From the late 1920s fresh vegetables were successfully processed through freezing by the Postum Company (the forerunner of General Foods), which had acquired the technology when it bought the rights to Clarence Birdseye's successful fresh freezing methods.
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In the early 1950s most refrigerators were white, but from the mid-1950s through present day designers and manufacturers put color onto refrigerators. In the late-1950s/early-1960s, pastel colors like turquoise and pink became popular, and brushed chrome-plating (similar to stainless finish) was available on some models. In the late 1960s and throughout the 1970s, earth tone colors were popular, including Harvest Gold, Avocado Green and almond. In the 1980s, black became fashionable. In the late 1990s stainless steel came into vogue, and in 2009, one manufacturer introduced multi-color designs. Since 1961 the Color Marketing Group has attempted to coordinate the colors of appliances and other consumer goods.
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Freezer units are used in households and in industry and commerce. Food stored at or below −18 °C (0 °F) is safe indefinitely.[14] Most household freezers maintain temperatures from −23 to −18 °C (−9 to 0 °F), although some freezer-only units can achieve −34 °C (−29 °F) and lower. Refrigerator freezers generally do not achieve lower than −23 °C (−9 °F), since the same coolant loop serves both compartments: Lowering the freezer compartment temperature excessively causes difficulties in maintaining above-freezing temperature in the refrigerator compartment. Domestic freezers can be included as a separate compartment in a refrigerator, or can be a separate appliance. Domestic freezers may be either upright units resembling a refrigerator, or chests (with the lid or door on top, sacrificing convenience for efficiency and partial immunity to power outages).[15] Many modern upright freezers come with an ice dispenser built into their door. Some upscale models include thermostat displays and controls, and sometimes flat screen televisions as well.
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Home freezers as separate compartments (larger than necessary just for ice cubes), or as separate units, were introduced in the United States in 1940. Frozen foods, previously a luxury item, became commonplace.
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The following table shows worldwide production of household refrigerator units as of 2005.[16]
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A vapor compression cycle is used in most household refrigerators, refrigerator–freezers and freezers. In this cycle, a circulating refrigerant such as R134a enters a compressor as low-pressure vapor at or slightly below the temperature of the refrigerator interior. The vapor is compressed and exits the compressor as high-pressure superheated vapor. The superheated vapor travels under pressure through coils or tubes that make up the condenser; the coils or tubes are passively cooled by exposure to air in the room. The condenser cools the vapor, which liquefies. As the refrigerant leaves the condenser, it is still under pressure but is now only slightly above room temperature. This liquid refrigerant is forced through a metering or throttling device, also known as an expansion valve (essentially a pin-hole sized constriction in the tubing) to an area of much lower pressure. The sudden decrease in pressure results in explosive-like flash evaporation of a portion (typically about half) of the liquid. The latent heat absorbed by this flash evaporation is drawn mostly from adjacent still-liquid refrigerant, a phenomenon known as auto-refrigeration. This cold and partially vaporized refrigerant continues through the coils or tubes of the evaporator unit. A fan blows air from the compartment ("box air") across these coils or tubes and the refrigerant completely vaporizes, drawing further latent heat from the box air. This cooled air is returned to the refrigerator or freezer compartment, and so keeps the box air cold. Note that the cool air in the refrigerator or freezer is still warmer than the refrigerant in the evaporator. Refrigerant leaves the evaporator, now fully vaporized and slightly heated, and returns to the compressor inlet to continue the cycle.
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Modern domestic refrigerators are extremely reliable because motor and compressor are integrated within a welded container, "sealed unit", with greatly reduced likelihood of leakage or contamination. By comparison, externally-coupled refrigeration compressors, such as those in automobile air conditioning, inevitably leak fluid and lubricant past the shaft seals. This leads to a requirement for periodic recharging and, if ignored, possible compressor failure.
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Refrigerators with two compartments need special design to control the cooling of refrigerator or freezer compartments. Typically, the compressors and condenser coils are mounted at the top of the cabinet, with a single fan to cool them both. This arrangement has a few downsides: each compartment cannot be controlled independently and the more humid refrigerator air is mixed with the dry freezer air.[17]
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A few manufacturers offer dual compressor models. These models have separate freezer and refrigerator compartments that operate independently of each other, sometimes mounted within a single cabinet. Each has its own separate compressor, condenser and evaporator coils, insulation, thermostat, and door.
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A hybrid between the two designs is using a separate fan for each compartment, the Dual Fan approach. Doing so allows for separate control and airflow on a single compressor system.
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51 |
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An absorption refrigerator works differently from a compressor refrigerator, using a source of heat, such as combustion of liquefied petroleum gas, solar thermal energy or an electric heating element. These heat sources are much quieter than the compressor motor in a typical refrigerator. A fan or pump might be the only mechanical moving parts; reliance on convection is considered impractical.
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53 |
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Other uses of an absorption refrigerator (or "chiller") include large systems used in office buildings or complexes such as hospitals and universities. These large systems are used to chill a brine solution that is circulated through the building.
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The Peltier effect uses electricity to pump heat directly; refrigerators employing this system are sometimes used for camping, or in situations where noise is not acceptable. They can be totally silent (if a fan for air circulation is not fitted) but are less energy-efficient than other methods.
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"Ultra-cold" or "ultra-low temperature (ULT)" (typically −80 C) freezers, as used for storing biological samples, also generally employ two stages of cooling, but in cascade. The lower temperature stage uses methane, or a similar gas, as a refrigerant, with its condenser kept at around −40 C by a second stage which uses a more conventional refrigerant. Well known brands include Forma and Revco (both now Thermo Scientific) and Thermoline. For much lower temperatures (around −196 C), laboratories usually purchase liquid nitrogen, kept in a Dewar flask, into which the samples are suspended.
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Alternatives to the vapor-compression cycle not in current mass production include:
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Many modern refrigerator/freezers have the freezer on top and the refrigerator on the bottom. Most refrigerator-freezers—except for manual defrost models or cheaper units—use what appears to be two thermostats. Only the refrigerator compartment is properly temperature controlled. When the refrigerator gets too warm, the thermostat starts the cooling process and a fan circulates the air around the freezer. During this time, the refrigerator also gets colder. The freezer control knob only controls the amount of air that flows into the refrigerator via a damper system.[19] Changing the refrigerator temperature will inadvertently change the freezer temperature in the opposite direction. [citation needed] Changing the freezer temperature will have no effect on the refrigerator temperature. The freezer control may also be adjusted to compensate for any refrigerator adjustment.
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This means the refrigerator may become too warm. However, because only enough air is diverted to the refrigerator compartment, the freezer usually re-acquires the set temperature quickly, unless the door is opened. When a door is opened, either in the refrigerator or the freezer, the fan in some units stops immediately to prevent excessive frost build up on the freezer's evaporator coil, because this coil is cooling two areas. When the freezer reaches temperature, the unit cycles off, no matter what the refrigerator temperature is. Modern computerized refrigerators do not use the damper system. The computer manages fan speed for both compartments, although air is still blown from the freezer.
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65 |
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Newer refrigerators may include:
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These older freezer compartments were the main cooling body of the refrigerator, and only maintained a temperature of around −6 °C (21 °F), which is suitable for keeping food for a week.
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Later advances included automatic ice units and self compartmentalized freezing units.
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Domestic refrigerators and freezers for food storage are made in a range of sizes. Among the smallest is a 4 L Peltier refrigerator advertised as being able to hold 6 cans of beer. A large domestic refrigerator stands as tall as a person and may be about 1 m wide with a capacity of 600 L. Some models for small households fit under kitchen work surfaces, usually about 86 cm high. Refrigerators may be combined with freezers, either stacked with refrigerator or freezer above, below, or side by side. A refrigerator without a frozen food storage compartment may have a small section just to make ice cubes. Freezers may have drawers to store food in, or they may have no divisions (chest freezers).
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Refrigerators and freezers may be free-standing, or built into a kitchen.
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Three distinct classes of refrigerator are common:
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Other specialized cooling mechanisms may be used for cooling, but have not been applied to domestic or commercial refrigerators.
|
78 |
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In a house without air-conditioning (space heating and/or cooling) refrigerators consumed more energy than any other home device.[24] In the early 1990s a competition was held among the major manufacturers to encourage energy efficiency.[25] Current US models that are Energy Star qualified use 50% less energy than the average models made in 1974.[26] The most energy-efficient unit made in the US consumes about half a kilowatt-hour per day (equivalent to 20 W continuously).[27] But even ordinary units are quite efficient; some smaller units use less than 0.2 kWh per day (equivalent to 8 W continuously).
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Larger units, especially those with large freezers and icemakers, may use as much as 4 kW·h per day (equivalent to 170 W continuously).
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The European Union uses a letter-based mandatory energy efficiency rating label instead of the Energy Star; thus EU refrigerators at the point of sale are labelled according to how energy-efficient they are.
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For US refrigerators, the Consortium on Energy Efficiency (CEE) further differentiates between Energy Star qualified refrigerators. Tier 1 refrigerators are those that are 20% to 24.9% more efficient than the Federal minimum standards set by the National Appliance Energy Conservation Act (NAECA). Tier 2 are those that are 25% to 29.9% more efficient. Tier 3 is the highest qualification, for those refrigerators that are at least 30% more efficient than Federal standards.[28] About 82% of the Energy Star qualified refrigerators are Tier 1, with 13% qualifying as Tier 2, and just 5% at Tier 3.[citation needed]
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Besides the standard style of compressor refrigeration used in normal household refrigerators and freezers, there are technologies such as absorption refrigeration and magnetic refrigeration. Although these designs generally use a much larger amount of energy compared to compressor refrigeration, other qualities such as silent operation or the ability to use gas can favor these refrigeration units in small enclosures, a mobile environment or in environments where unit failure would lead to devastating consequences.
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Many refrigerators made in the 1930s and 1940s were far more efficient than most that were made later. This is partly attributable to the addition of new features, such as auto-defrost, that reduced efficiency. Additionally, after World War 2, refrigerator style became more important than efficiency. This was especially true in the US in the 1970s, when side-by-side models (known as American fridgefreezers outside of the US) with ice dispensers and water chillers became popular. However, the reduction in efficiency also arose partly from reduction in the amount of insulation to cut costs.
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Because of the introduction of new energy efficiency standards, refrigerators made today are much more efficient than those made in the 1930s; they consume the same amount of energy while being three times as large.[29][30]
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The efficiency of older refrigerators can be improved by defrosting (if the unit is manual defrost) and cleaning them regularly, replacing old and worn door seals with new ones, adjusting the thermostat to accommodate the actual contents (a refrigerator needn't be colder than 4 °C (39 °F) to store drinks and non-perishable items) and also replacing insulation, where applicable. Some sites recommend cleaning condenser coils every month or so on units with coils on the rear, to add life to the coils and not suffer an unnoticeable deterioration in efficiency over an extended period, the unit should be able to ventilate or "breathe" with adequate spaces around the front, back, sides and above the unit. If the refrigerator uses a fan to keep the condenser cool, then this must be cleaned or serviced, at per individual manufactures recommendations.
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Frost-free refrigerators or freezers use electric fans to cool the appropriate compartment.[31] This could be called a "fan forced" refrigerator, whereas manual defrost units rely on colder air lying at the bottom, versus the warm air at the top to achieve adequate cooling. The air is drawn in through an inlet duct and passed through the evaporator where it is cooled, the air is then circulated throughout the cabinet via a series of ducts and vents. Because the air passing the evaporator is supposedly warm and moist, frost begins to form on the evaporator (especially on a freezer's evaporator). In cheaper and/or older models, a defrost cycle is controlled via a mechanical timer. This timer is set to shut off the compressor and fan and energize a heating element located near or around the evaporator for about 15 to 30 minutes at every 6 to 12 hours. This melts any frost or ice build up and allows the refrigerator to work normally once more. It is believed that frost free units have a lower tolerance for frost, due to their air-conditioner like evaporator coils. Therefore, if a door is left open accidentally (especially the freezer), the defrost system may not remove all frost, in this case, the freezer (or refrigerator) must be defrosted.[citation needed]
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If the defrosting system melts all the ice before the timed defrosting period ends, then a small device (called a defrost limiter) acts like a thermostat and shuts off the heating element to prevent too large a temperature fluctuation, it also prevents hot blasts of air when the system starts again, should it finish defrosting early. On some early frost-free models, the defrost limiter also sends a signal to the defrost timer to start the compressor and fan as soon as it shuts off the heating element before the timed defrost cycle ends. When the defrost cycle is completed, the compressor and fan are allowed to cycle back on.[citation needed]
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Frost-free refrigerators, including some early frost free refrigerator/freezers that used a cold plate in their refrigerator section instead of airflow from the freezer section, generally don't shut off their refrigerator fans during defrosting. This allows consumers to leave food in the main refrigerator compartment uncovered, and also helps keep vegetables moist. This method also helps reduce energy consumption, because the refrigerator is above freeze point and can pass the warmer-than-freezing air through the evaporator or cold plate to aid the defrosting cycle.
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With the advent of digital inverter compressors, the energy consumption is even further reduced than a single-speed induction motor compressor, and thus contributes far less in the way of greenhouse gases.[32]
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The energy consumption of a refrigerator is also dependent on the type of refrigeration being done. For instance, Inverter Refrigerators consume comparatively less energy than a typical non-inverter refrigerator. In an inverter refrigerator, the compressor is used conditionally on requirement basis. For instance, an inverter refrigerator might use less energy during the winters than it does during the summers. This is because the compressor works for a shorter time than it does during the summers.[33]
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Further, newer models of inverter compressor refrigerators take in to account various external and internal conditions to adjust the compressor speed and thus optimize cooling and energy consumption. Most of them use at least 4 sensors which help detect variance in external temperature, internal temperature owing to opening of the refrigerator door or keeping new food inside; humidity and usage patterns. Depending on the sensor inputs, the compressor adjusts its speed. For example, if door is opened or new food is kept, the sensor detects an increase in temperature inside the cabin and signals the compressor to increase its speed till a pre-determined temperature is attained. After which, the compressor runs at a minimum speed to just maintain the internal temperature. The compressor typically runs between 1200 and 4500 RPM.
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Inverter compressors not only optimizes cooling but is also superior in terms of durability and energy efficiency. [34]
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A device consumes maximum energy and undergoes maximum wear and tear when it switches itself on. As an inverter compressor never switches itself off and instead runs on varying speed, it minimizes wear and tear and energy usage.
|
106 |
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LG and Kenmore played a significant role in improving inverter compressors as we know it by reducing the friction points in the compressor and thus introducing Linear Inverter Compressors. Conventionally, all domestic refrigerators use a reciprocating drive which is connected to the piston. But in a linear inverter compressor, the piston which is a permanent magnet is suspended between two electromagnets. The AC changes the magnetic poles of the electromagnet, which results in the push and pull that compresses the refrigerant. LG claims that this helps reduce energy consumption by 32% and noise by 25% compared to their conventional compressors.
|
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The phycial design of refrigerators also plays a large part in its energy efficiency. The most efficient is the chest-style freezer, as its top-opening design minimizes convection when opening the doors, reducing the amount of warm moist air entering the freezer. On the other hand, in-door ice dispensers cause more heat leakage, contributing to an increase in energy consumption.[35]
|
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The refrigerator allows the modern family to keep food fresh for longer than before. The most notable improvement is for meat and other highly perishable wares, which needed to be refined to gain anything resembling shelf life.[citation needed] (On the other hand, refrigerators and freezers can also be stocked with processed, quick-cook foods that are less healthy.) Refrigeration in transit makes it possible to enjoy food from distant places.
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Dairy products, meats, fish, poultry and vegetables can be kept refrigerated in the same space within the kitchen (although raw meat should be kept separate from other food for reasons of hygiene).
|
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Freezers allow people to buy food in bulk and eat it at leisure, and bulk purchases save money. Ice cream, a popular commodity of the 20th century, could previously only be obtained by traveling to where the product was made and eating it on the spot. Now it is a common food item. Ice on demand not only adds to the enjoyment of cold drinks, but is useful for first-aid, and for cold packs that can be kept frozen for picnics or in case of emergency.
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The capacity of a refrigerator is measured in either liters or cubic feet. Typically the volume of a combined refrigerator-freezer is split with 1/3rds to 1/4th of the volume allocated to the freezer although these values are highly variable.
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Temperature settings for refrigerator and freezer compartments are often given arbitrary numbers by manufacturers (for example, 1 through 9, warmest to coldest), but generally 3 to 5 °C (37 to 41 °F)[1] is ideal for the refrigerator compartment and −18 °C (0 °F) for the freezer. Some refrigerators must be within certain external temperature parameters to run properly. This can be an issue when placing units in an unfinished area, such as a garage.
|
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+
|
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+
Some refrigerators are now divided into four zones to store different types of food:
|
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+
|
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+
European freezers, and refrigerators with a freezer compartment, have a four star rating system to grade freezers.[citation needed]
|
123 |
+
|
124 |
+
Although both the three and four star ratings specify the same storage times and same minimum temperature of −18 °C (0 °F), only a four star freezer is intended for freezing fresh food, and may include a "fast freeze" function (runs the compressor continually, down to as low as −26 °C (−15 °F)) to facilitate this. Three (or fewer) stars are used for frozen food compartments that are only suitable for storing frozen food; introducing fresh food into such a compartment is likely to result in unacceptable temperature rises. This difference in categorization is shown in the design of the 4-star logo, where the "standard" three stars are displayed in a box using "positive" colours, denoting the same normal operation as a 3-star freezer, and the fourth star showing the additional fresh food/fast freeze function is prefixed to the box in "negative" colours or with other distinct formatting.[citation needed]
|
125 |
+
|
126 |
+
Most European refrigerators include a moist cold refrigerator section (which does require (automatic) defrosting at irregular intervals) and a (rarely frost free) freezer section.
|
127 |
+
|
128 |
+
(from warmest to coolest)[36]
|
129 |
+
|
130 |
+
An increasingly important environmental concern is the disposal of old refrigerators—initially because freon coolant damages the ozone layer—but as older generation refrigerators wear out, the destruction of CFC-bearing insulation also causes concern. Modern refrigerators usually use a refrigerant called HFC-134a (1,1,1,2-Tetrafluoroethane), which does not deplete the ozone layer, instead of Freon. A R-134a is now becoming very uncommon in Europe. Newer refrigerants are being used instead. The main refrigerant now used is R-600a, or isobutane which has a smaller effect on the atmosphere if released. There have been reports of refrigerators exploding if the refrigerant leaks isobutane in the presence of a spark. If the coolant leaks into the fridge, at times when the door is not being opened (such as overnight) the concentration of coolant in the air within the fridge can build up to form an explosive mixture that can be ignited either by a spark from the thermostat or when the light comes on as the door is opened, resulting in documented cases of serious property damage and injury or even death from the resulting explosion.[43]
|
131 |
+
|
132 |
+
Disposal of discarded refrigerators is regulated, often mandating the removal of doors for safety reasons. Children playing hide-and-seek have been asphyxiated while hiding inside discarded refrigerators, particularly older models with latching doors, in a phenomenon called refrigerator death. Since 2 August 1956, under U.S. federal law, refrigerator doors are no longer permitted to latch so they cannot be opened from the inside.[44] Modern units use a magnetic door gasket that holds the door sealed but allows it to be pushed open from the inside.[45] This gasket was invented, developed and manufactured by Max Baermann (1903–1984) of Bergisch Gladbach/Germany.[46][47]
|
133 |
+
|
134 |
+
Regarding total life-cycle costs, many governments offer incentives to encourage recycling of old refrigerators. One example is the Phoenix refrigerator program launched in Australia. This government incentive picked up old refrigerators, paying their owners for "donating" the refrigerator. The refrigerator was then refurbished, with new door seals, a thorough cleaning and the removal of items, such as the cover that is strapped to the back of many older units. The resulting refrigerators, now over 10% more efficient, were then distributed to low income families.[citation needed]
|
135 |
+
|
136 |
+
McCray pre-electric home refrigerator ad from 1905; this company, founded in 1887, is still in business
|
137 |
+
|
138 |
+
A 1930s era General Electric "Globe Top" refrigerator in the Ernest Hemingway House
|
139 |
+
|
140 |
+
General Electric "Monitor-Top" refrigerator, still in use, June 2007
|
141 |
+
|
142 |
+
Frigidaire Imperial "Frost Proof" model FPI-16BC-63, top refrigerator/bottom freezer with brushed chrome door finish made by General Motors Canada in 1963
|
143 |
+
|
144 |
+
A side-by-side refrigerator-freezer with an icemaker (2011)
|
en/2103.html.txt
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1 |
+
|
2 |
+
|
3 |
+
Cheese is a dairy product, derived from milk and produced in wide ranges of flavours, textures and forms by coagulation of the milk protein casein. It comprises proteins and fat from milk, usually the milk of cows, buffalo, goats, or sheep. During production, the milk is usually acidified and adding the enzymes of rennet (or bacterial enzymes with similar activity) causes the milk proteins (casein) to coagulate. The solids (curd) are separated from the liquid (whey) and pressed into final form.[1] Some cheeses have aromatic molds on the rind, the outer layer, or throughout. Most cheeses melt at cooking temperature.
|
4 |
+
|
5 |
+
Over a thousand types of cheese exist and are currently produced in various countries. Their styles, textures and flavors depend on the origin of the milk (including the animal's diet), whether they have been pasteurized, the butterfat content, the bacteria and mold, the processing, and how long they have been aged for. Herbs, spices, or wood smoke may be used as flavoring agents. The yellow to red color of many cheeses is produced by adding annatto. Other ingredients may be added to some cheeses, such as black pepper, garlic, chives or cranberries. A cheesemonger, or specialist seller of cheeses, may have expertise with selecting the cheeses, purchasing, receiving, storing and ripening them.[2]
|
6 |
+
|
7 |
+
For a few cheeses, the milk is curdled by adding acids such as vinegar or lemon juice. Most cheeses are acidified to a lesser degree by bacteria, which turn milk sugars into lactic acid, then the addition of rennet completes the curdling. Vegetarian alternatives to rennet are available; most are produced by fermentation of the fungus Mucor miehei, but others have been extracted from various species of the Cynara thistle family. Cheesemakers near a dairy region may benefit from fresher, lower-priced milk, and lower shipping costs.
|
8 |
+
|
9 |
+
Cheese is valued for its portability, long life, and high content of fat, protein, calcium, and phosphorus. Cheese is more compact and has a longer shelf life than milk, although how long a cheese will keep depends on the type of cheese.[3] Hard cheeses, such as Parmesan, last longer than soft cheeses, such as Brie or goat's milk cheese. The long storage life of some cheeses, especially when encased in a protective rind, allows selling when markets are favorable. Vacuum packaging of block-shaped cheeses and gas-flushing of plastic bags with mixtures of carbon dioxide and nitrogen are used for storage and mass distribution of cheeses in the 21st century.[3]
|
10 |
+
|
11 |
+
The word cheese comes from Latin caseus,[4] from which the modern word casein is also derived. The earliest source is from the proto-Indo-European root *kwat-, which means "to ferment, become sour". The word cheese comes from chese (in Middle English) and cīese or cēse (in Old English). Similar words are shared by other West Germanic languages—West Frisian tsiis, Dutch kaas, German Käse, Old High German chāsi—all from the reconstructed West-Germanic form *kāsī, which in turn is an early borrowing from Latin.
|
12 |
+
|
13 |
+
The Online Etymological Dictionary states that "cheese" comes from "Old English cyse (West Saxon), cese (Anglian)...from West Germanic *kasjus (source also of Old Saxon kasi, Old High German chasi, German Käse, Middle Dutch case, Dutch kaas), from Latin caseus [for] "cheese" (source of Italian cacio, Spanish queso, Irish caise, Welsh caws)."[5] The Online Etymological Dictionary states that the word is of "unknown origin; perhaps from a PIE root *kwat- "to ferment, become sour" (source also of Prakrit chasi "buttermilk;" Old Church Slavonic kvasu "leaven; fermented drink," kyselu "sour," -kyseti "to turn sour;" Czech kysati "to turn sour, rot;" Sanskrit kvathati "boils, seethes;" Gothic hwaþjan "foam"). Also compare fromage. Old Norse ostr, Danish ost, Swedish ost are related to Latin ius "broth, sauce, juice.'"[5]
|
14 |
+
|
15 |
+
When the Romans began to make hard cheeses for their legionaries' supplies, a new word started to be used: formaticum, from caseus formatus, or "molded cheese" (as in "formed", not "moldy"). It is from this word that the French fromage, standard Italian formaggio, Catalan formatge, Breton fourmaj, and Occitan fromatge (or formatge) are derived. Of the Romance languages, Spanish, Portuguese, Romanian, Tuscan and Southern Italian dialects use words derived from caseus (queso, queijo, caș and caso for example). The word cheese itself is occasionally employed in a sense that means "molded" or "formed". Head cheese uses the word in this sense. The term "cheese" is also used as a noun, verb and adjective in a number of figurative expressions (e.g., "the big cheese", "to be cheesed off" and "cheesy lyrics").[citation needed]
|
16 |
+
|
17 |
+
Cheese is an ancient food whose origins predate recorded history. There is no conclusive evidence indicating where cheesemaking originated, whether in Europe, Central Asia or the Middle East, but the practice had spread within Europe prior to Roman times and, according to Pliny the Elder, had become a sophisticated enterprise by the time the Roman Empire came into being.[6]
|
18 |
+
|
19 |
+
Earliest proposed dates for the origin of cheesemaking range from around 8000 BCE, when sheep were first domesticated. Since animal skins and inflated internal organs have, since ancient times, provided storage vessels for a range of foodstuffs, it is probable that the process of cheese making was discovered accidentally by storing milk in a container made from the stomach of an animal, resulting in the milk being turned to curd and whey by the rennet from the stomach.[7] There is a legend—with variations—about the discovery of cheese by an Arab trader who used this method of storing milk.[8]
|
20 |
+
|
21 |
+
The earliest evidence of cheesemaking in the archaeological record dates back to 5500 BCE and is found in what is now Kuyavia, Poland, where strainers coated with milk-fat molecules have been found.[9]
|
22 |
+
|
23 |
+
Cheesemaking may have begun independently of this by the pressing and salting of curdled milk to preserve it. Observation that the effect of making cheese in an animal stomach gave more solid and better-textured curds may have led to the deliberate addition of rennet. Early archeological evidence of Egyptian cheese has been found in Egyptian tomb murals, dating to about 2000 BCE.[10] A 2018 scientific paper stated that the world's oldest cheese, dating to approximately 1200 BCE (3200 years before present), was found in ancient Egyptian tombs.[11][12]
|
24 |
+
|
25 |
+
The earliest cheeses were likely quite sour and salty, similar in texture to rustic cottage cheese or feta, a crumbly, flavorful Greek cheese. Cheese produced in Europe, where climates are cooler than the Middle East, required less salt for preservation. With less salt and acidity, the cheese became a suitable environment for useful microbes and molds, giving aged cheeses their respective flavors. The earliest ever discovered preserved cheese was found in the Taklamakan Desert in Xinjiang, China, dating back as early as 1615 BCE (3600 years before present).[13]
|
26 |
+
|
27 |
+
Ancient Greek mythology credited Aristaeus with the discovery of cheese. Homer's Odyssey (8th century BCE) describes the Cyclops making and storing sheep's and goats' milk cheese (translation by Samuel Butler):
|
28 |
+
|
29 |
+
We soon reached his cave, but he was out shepherding, so we went inside and took stock of all that we could see. His cheese-racks were loaded with cheeses, and he had more lambs and kids than his pens could hold...
|
30 |
+
|
31 |
+
When he had so done he sat down and milked his ewes and goats, all in due course, and then let each of them have her own young. He curdled half the milk and set it aside in wicker strainers.[14]
|
32 |
+
|
33 |
+
By Roman times, cheese was an everyday food and cheesemaking a mature art. Columella's De Re Rustica (c. 65 CE) details a cheesemaking process involving rennet coagulation, pressing of the curd, salting, and aging. Pliny's Natural History (77 CE) devotes a chapter (XI, 97) to describing the diversity of cheeses enjoyed by Romans of the early Empire. He stated that the best cheeses came from the villages near Nîmes, but did not keep long and had to be eaten fresh. Cheeses of the Alps and Apennines were as remarkable for their variety then as now. A Ligurian cheese was noted for being made mostly from sheep's milk, and some cheeses produced nearby were stated to weigh as much as a thousand pounds each. Goats' milk cheese was a recent taste in Rome, improved over the "medicinal taste" of Gaul's similar cheeses by smoking. Of cheeses from overseas, Pliny preferred those of Bithynia in Asia Minor.
|
34 |
+
|
35 |
+
As Romanized populations encountered unfamiliar newly settled neighbors, bringing their own cheese-making traditions, their own flocks and their own unrelated words for cheese, cheeses in Europe diversified further, with various locales developing their own distinctive traditions and products. As long-distance trade collapsed, only travelers would encounter unfamiliar cheeses: Charlemagne's first encounter with a white cheese that had an edible rind forms one of the constructed anecdotes of Notker's Life of the Emperor.
|
36 |
+
|
37 |
+
The British Cheese Board claims that Britain has approximately 700 distinct local cheeses;[15] France and Italy have perhaps 400 each. (A French proverb holds there is a different French cheese for every day of the year, and Charles de Gaulle once asked "how can you govern a country in which there are 246 kinds of cheese?")[16] Still, the advancement of the cheese art in Europe was slow during the centuries after Rome's fall. Many cheeses today were first recorded in the late Middle Ages or after—cheeses like Cheddar around 1500, Parmesan in 1597, Gouda in 1697, and Camembert in 1791.[17]
|
38 |
+
|
39 |
+
In 1546, The Proverbs of John Heywood claimed "the moon is made of a greene cheese." (Greene may refer here not to the color, as many now think, but to being new or unaged.)[18] Variations on this sentiment were long repeated and NASA exploited this myth for an April Fools' Day spoof announcement in 2006.[19]
|
40 |
+
|
41 |
+
Until its modern spread along with European culture, cheese was nearly unheard of in east Asian cultures and in the pre-Columbian Americas and had only limited use in sub-Mediterranean Africa, mainly being widespread and popular only in Europe, the Middle East, the Indian subcontinent, and areas influenced by those cultures. But with the spread, first of European imperialism, and later of Euro-American culture and food, cheese has gradually become known and increasingly popular worldwide.
|
42 |
+
|
43 |
+
The first factory for the industrial production of cheese opened in Switzerland in 1815, but large-scale production first found real success in the United States. Credit usually goes to Jesse Williams, a dairy farmer from Rome, New York, who in 1851 started making cheese in an assembly-line fashion using the milk from neighboring farms. Within decades, hundreds of such dairy associations existed.[20]
|
44 |
+
|
45 |
+
The 1860s saw the beginnings of mass-produced rennet, and by the turn of the century scientists were producing pure microbial cultures. Before then, bacteria in cheesemaking had come from the environment or from recycling an earlier batch's whey; the pure cultures meant a more standardized cheese could be produced.[21]
|
46 |
+
|
47 |
+
Factory-made cheese overtook traditional cheesemaking in the World War II era, and factories have been the source of most cheese in America and Europe ever since.
|
48 |
+
|
49 |
+
In 2014, world production of cheese from whole cow milk was 18.7 million tonnes, with the United States accounting for 29% (5.4 million tonnes) of the world total followed by Germany, France and Italy as major producers (table).[22]
|
50 |
+
|
51 |
+
Other 2014 world totals for processed cheese include:[22]
|
52 |
+
|
53 |
+
During 2015, Germany, France, Netherlands and Italy exported 10-14% of their produced cheese.[23] The United States was a marginal exporter (5.3% of total cow milk production), as most of its output was for the domestic market.[23]
|
54 |
+
|
55 |
+
France, Iceland, Finland, Denmark and Germany were the highest consumers of cheese in 2014, averaging 25 kg (55 lb) per person.[24]
|
56 |
+
|
57 |
+
A required step in cheesemaking is separating the milk into solid curds and liquid whey. Usually this is done by acidifying (souring) the milk and adding rennet. The acidification can be accomplished directly by the addition of an acid, such as vinegar, in a few cases (paneer, queso fresco). More commonly starter bacteria are employed instead which convert milk sugars into lactic acid. The same bacteria (and the enzymes they produce) also play a large role in the eventual flavor of aged cheeses. Most cheeses are made with starter bacteria from the Lactococcus, Lactobacillus, or Streptococcus families. Swiss starter cultures also include Propionibacter shermani, which produces carbon dioxide gas bubbles during aging, giving Swiss cheese or Emmental its holes (called "eyes").
|
58 |
+
|
59 |
+
Some fresh cheeses are curdled only by acidity, but most cheeses also use rennet. Rennet sets the cheese into a strong and rubbery gel compared to the fragile curds produced by acidic coagulation alone. It also allows curdling at a lower acidity—important because flavor-making bacteria are inhibited in high-acidity environments. In general, softer, smaller, fresher cheeses are curdled with a greater proportion of acid to rennet than harder, larger, longer-aged varieties.
|
60 |
+
|
61 |
+
While rennet was traditionally produced via extraction from the inner mucosa of the fourth stomach chamber of slaughtered young, unweaned calves, most rennet used today in cheesemaking is produced recombinantly.[25] The majority of the applied chymosin is retained in the whey and, at most, may be present in cheese in trace quantities. In ripe cheese, the type and provenance of chymosin used in production cannot be determined.[25]
|
62 |
+
|
63 |
+
At this point, the cheese has set into a very moist gel. Some soft cheeses are now essentially complete: they are drained, salted, and packaged. For most of the rest, the curd is cut into small cubes. This allows water to drain from the individual pieces of curd.
|
64 |
+
|
65 |
+
Some hard cheeses are then heated to temperatures in the range of 35–55 °C (95–131 °F). This forces more whey from the cut curd. It also changes the taste of the finished cheese, affecting both the bacterial culture and the milk chemistry. Cheeses that are heated to the higher temperatures are usually made with thermophilic starter bacteria that survive this step—either Lactobacilli or Streptococci.
|
66 |
+
|
67 |
+
Salt has roles in cheese besides adding a salty flavor. It preserves cheese from spoiling, draws moisture from the curd, and firms cheese's texture in an interaction with its proteins. Some cheeses are salted from the outside with dry salt or brine washes. Most cheeses have the salt mixed directly into the curds.
|
68 |
+
|
69 |
+
Other techniques influence a cheese's texture and flavor. Some examples are :
|
70 |
+
|
71 |
+
Most cheeses achieve their final shape when the curds are pressed into a mold or form. The harder the cheese, the more pressure is applied. The pressure drives out moisture—the molds are designed to allow water to escape—and unifies the curds into a single solid body.
|
72 |
+
|
73 |
+
A newborn cheese is usually salty yet bland in flavor and, for harder varieties, rubbery in texture. These qualities are sometimes enjoyed—cheese curds are eaten on their own—but normally cheeses are left to rest under controlled conditions. This aging period (also called ripening, or, from the French, affinage) lasts from a few days to several years. As a cheese ages, microbes and enzymes transform texture and intensify flavor. This transformation is largely a result of the breakdown of casein proteins and milkfat into a complex mix of amino acids, amines, and fatty acids.
|
74 |
+
|
75 |
+
Some cheeses have additional bacteria or molds intentionally introduced before or during aging. In traditional cheesemaking, these microbes might be already present in the aging room; they are simply allowed to settle and grow on the stored cheeses. More often today, prepared cultures are used, giving more consistent results and putting fewer constraints on the environment where the cheese ages. These cheeses include soft ripened cheeses such as Brie and Camembert, blue cheeses such as Roquefort, Stilton, Gorgonzola, and rind-washed cheeses such as Limburger.
|
76 |
+
|
77 |
+
There are many types of cheese, with around 500 different varieties recognized by the International Dairy Federation,[26] more than 400 identified by Walter and Hargrove, more than 500 by Burkhalter, and more than 1,000 by Sandine and Elliker.[27] The varieties may be grouped or classified into types according to criteria such as length of ageing, texture, methods of making, fat content, animal milk, country or region of origin, etc.—with these criteria either being used singly or in combination,[28] but with no single method being universally used.[29] The method most commonly and traditionally used is based on moisture content, which is then further discriminated by fat content and curing or ripening methods.[26][30] Some attempts have been made to rationalise the classification of cheese—a scheme was proposed by Pieter Walstra which uses the primary and secondary starter combined with moisture content, and Walter and Hargrove suggested classifying by production methods which produces 18 types, which are then further grouped by moisture content.[26]
|
78 |
+
|
79 |
+
Brie cheese
|
80 |
+
|
81 |
+
Bleu de Gex
|
82 |
+
|
83 |
+
Maccagno cheese
|
84 |
+
|
85 |
+
Berkswell cheese
|
86 |
+
|
87 |
+
Maroilles cheese
|
88 |
+
|
89 |
+
Mozzarella
|
90 |
+
|
91 |
+
Queso fresco
|
92 |
+
|
93 |
+
Smoked cheese
|
94 |
+
|
95 |
+
Bergader Almkase cheese
|
96 |
+
|
97 |
+
Sheep milk cheese from Poland
|
98 |
+
|
99 |
+
Cœur de Neufchâtel
|
100 |
+
|
101 |
+
Devil's Gulch cheese
|
102 |
+
|
103 |
+
Camembert
|
104 |
+
|
105 |
+
Saint-Julien aux noix
|
106 |
+
|
107 |
+
Bavaria blu cheese
|
108 |
+
|
109 |
+
Edam
|
110 |
+
|
111 |
+
Sainte-Maure de Touraine
|
112 |
+
|
113 |
+
Tentation du Vercors
|
114 |
+
|
115 |
+
Bleu d'Élizabeth [fr]
|
116 |
+
|
117 |
+
Météorite fromage
|
118 |
+
|
119 |
+
Ricotta
|
120 |
+
|
121 |
+
Rigotte de Condrieu
|
122 |
+
|
123 |
+
Parmigiano-Reggiano
|
124 |
+
|
125 |
+
Chabichou du Poitou
|
126 |
+
|
127 |
+
Österkron blue cheese
|
128 |
+
|
129 |
+
Reblochon
|
130 |
+
|
131 |
+
Saint-Pierre Cheese
|
132 |
+
|
133 |
+
Fourme d'Ambert
|
134 |
+
|
135 |
+
Stilton cheese
|
136 |
+
|
137 |
+
Langres
|
138 |
+
|
139 |
+
Emmental
|
140 |
+
|
141 |
+
Bergkäse
|
142 |
+
|
143 |
+
Isle of Mull Cheese
|
144 |
+
|
145 |
+
Zacharie cheese [fr]
|
146 |
+
|
147 |
+
Diverse Sauermilchkäse sour cheese
|
148 |
+
|
149 |
+
Gruyère
|
150 |
+
|
151 |
+
Brie de Nangis [fr]
|
152 |
+
|
153 |
+
Rouelle du Tarn [fr]
|
154 |
+
|
155 |
+
Comté
|
156 |
+
|
157 |
+
At refrigerator temperatures, the fat in a piece of cheese is as hard as unsoftened butter, and its protein structure is stiff as well. Flavor and odor compounds are less easily liberated when cold. For improvements in flavor and texture, it is widely advised that cheeses be allowed to warm up to room temperature before eating. If the cheese is further warmed, to 26–32 °C (79–90 °F), the fats will begin to "sweat out" as they go beyond soft to fully liquid.[31]
|
158 |
+
|
159 |
+
Above room temperatures, most hard cheeses melt. Rennet-curdled cheeses have a gel-like protein matrix that is broken down by heat. When enough protein bonds are broken, the cheese itself turns from a solid to a viscous liquid. Soft, high-moisture cheeses will melt at around 55 °C (131 °F), while hard, low-moisture cheeses such as Parmesan remain solid until they reach about 82 °C (180 °F).[31] Acid-set cheeses, including halloumi, paneer, some whey cheeses and many varieties of fresh goat cheese, have a protein structure that remains intact at high temperatures. When cooked, these cheeses just get firmer as water evaporates.
|
160 |
+
|
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Some cheeses, like raclette, melt smoothly; many tend to become stringy or suffer from a separation of their fats. Many of these can be coaxed into melting smoothly in the presence of acids or starch. Fondue, with wine providing the acidity, is a good example of a smoothly melted cheese dish.[31] Elastic stringiness is a quality that is sometimes enjoyed, in dishes including pizza and Welsh rarebit. Even a melted cheese eventually turns solid again, after enough moisture is cooked off. The saying "you can't melt cheese twice" (meaning "some things can only be done once") refers to the fact that oils leach out during the first melting and are gone, leaving the non-meltable solids behind.
|
162 |
+
|
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+
As its temperature continues to rise, cheese will brown and eventually burn. Browned, partially burned cheese has a particular distinct flavor of its own and is frequently used in cooking (e.g., sprinkling atop items before baking them).
|
164 |
+
|
165 |
+
A cheeseboard (or cheese course) may be served at the end of a meal, either replacing, before or following dessert. The British tradition is to have cheese after dessert, accompanied by sweet wines like Port. In France, cheese is consumed before dessert, with robust red wine.[32][33] A cheeseboard typically has contrasting cheeses with accompaniments, such as crackers, biscuits, grapes, nuts, celery or chutney.[33] A cheeseboard 70 feet (21 m) long was used to feature the variety of cheeses manufactured in Wisconsin,[34] where the state legislature recognizes a "cheesehead" hat as a state symbol.[35]
|
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+
|
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+
The nutritional value of cheese varies widely. Cottage cheese may consist of 4% fat and 11% protein while some whey cheeses are 15% fat and 11% protein, and triple-crème cheeses are 36% fat and 7% protein.[36] In general, cheese is a rich source (20% or more of the Daily Value, DV) of calcium, protein, phosphorus, sodium and saturated fat. A 28-gram (one ounce) serving of cheddar cheese contains about 7 grams (0.25 oz) of protein and 202 milligrams of calcium.[36] Nutritionally, cheese is essentially concentrated milk, but altered by the culturing and aging processes: it takes about 200 grams (7.1 oz) of milk to provide that much protein, and 150 grams (5.3 oz) to equal the calcium.[36]
|
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+
|
169 |
+
|
170 |
+
|
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+
[37]
|
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+
Ch. = Choline;
|
173 |
+
Ca = Calcium;
|
174 |
+
Fe = Iron;
|
175 |
+
Mg = Magnesium;
|
176 |
+
P = Phosphorus;
|
177 |
+
K = Potassium;
|
178 |
+
Na = Sodium;
|
179 |
+
Zn = Zinc;
|
180 |
+
Cu = Copper;
|
181 |
+
Mn = Manganese;
|
182 |
+
Se = Selenium;
|
183 |
+
|
184 |
+
Note : All nutrient values including protein are in %DV per 100 g of the food item except for Macronutrients.
|
185 |
+
Source : Nutritiondata.self.com
|
186 |
+
|
187 |
+
National health organizations, such as the American Heart Association, Association of UK Dietitians, British National Health Service, and Mayo Clinic, among others, recommend that cheese consumption be minimized, replaced in snacks and meals by plant foods, or restricted to low-fat cheeses to reduce caloric intake and blood levels of HDL fat, which is a risk factor for cardiovascular diseases.[38][39][40][41] There is no high-quality clinical evidence that cheese consumption lowers the risk of cardiovascular diseases.[38]
|
188 |
+
|
189 |
+
A number of food safety agencies around the world have warned of the risks of raw-milk cheeses. The U.S. Food and Drug Administration states that soft raw-milk cheeses can cause "serious infectious diseases including listeriosis, brucellosis, salmonellosis and tuberculosis".[42] It is U.S. law since 1944 that all raw-milk cheeses (including imports since 1951) must be aged at least 60 days. Australia has a wide ban on raw-milk cheeses as well, though in recent years exceptions have been made for Swiss Gruyère, Emmental and Sbrinz, and for French Roquefort.[43] There is a trend for cheeses to be pasteurized even when not required by law.
|
190 |
+
|
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+
Pregnant women may face an additional risk from cheese; the U.S. Centers for Disease Control has warned pregnant women against eating soft-ripened cheeses and blue-veined cheeses, due to the listeria risk, which can cause miscarriage or harm the fetus.[44]
|
192 |
+
|
193 |
+
Although cheese is a vital source of nutrition in many regions of the world and it is extensively consumed in others, its use is not universal.
|
194 |
+
|
195 |
+
Cheese is rarely found in Southeast and East Asian cuisines, presumably for historical reasons as dairy farming has historically been rare in these regions. However, Asian sentiment against cheese is not universal. Paneer (pronounced [pəniːr]) is a fresh cheese common in the Indian subcontinent. It is an unaged, non-melting soft cheese made by curdling milk with a fruit- or vegetable-derived acid, such as lemon juice. Its acid-set form, (cheese curd) before pressing, is called chhena. In Nepal, the Dairy Development Corporation commercially manufactures cheese made from yak milk and a hard cheese made from either cow or yak milk known as chhurpi.[45] The national dish of Bhutan, ema datshi, is made from homemade yak or mare milk cheese and hot peppers.[46] In Yunnan, China, several ethnic minority groups produce Rushan and Rubing from cow's milk.[47] Cheese consumption may be increasing in China, with annual sales doubling from 1996 to 2003 (to a still small 30 million U.S. dollars a year).[48] Certain kinds of Chinese preserved bean curd are sometimes misleadingly referred to in English as "Chinese cheese" because of their texture and strong flavor.
|
196 |
+
|
197 |
+
Strict followers of the dietary laws of Islam and Judaism must avoid cheeses made with rennet from animals not slaughtered in a manner adhering to halal or kosher laws.[49] Both faiths allow cheese made with vegetable-based rennet or with rennet made from animals that were processed in a halal or kosher manner. Many less orthodox Jews also believe that rennet undergoes enough processing to change its nature entirely and do not consider it to ever violate kosher law. (See Cheese and kashrut.) As cheese is a dairy food, under kosher rules it cannot be eaten in the same meal with any meat.
|
198 |
+
|
199 |
+
Rennet derived from animal slaughter, and thus cheese made with animal-derived rennet, is not vegetarian. Most widely available vegetarian cheeses are made using rennet produced by fermentation of the fungus Mucor miehei.[50] Vegans and other dairy-avoiding vegetarians do not eat conventional cheese, but some vegetable-based cheese substitutes (soy or almond) are used as substitutes.[50]
|
200 |
+
|
201 |
+
Even in cultures with long cheese traditions, consumers may perceive some cheeses that are especially pungent-smelling, or mold-bearing varieties such as Limburger or Roquefort, as unpalatable. Such cheeses are an acquired taste because they are processed using molds or microbiological cultures,[51] allowing odor and flavor molecules to resemble those in rotten foods. One author stated: "An aversion to the odor of decay has the obvious biological value of steering us away from possible food poisoning, so it is no wonder that an animal food that gives off whiffs of shoes and soil and the stable takes some getting used to."[31]
|
202 |
+
|
203 |
+
Collecting cheese labels is called "tyrosemiophilia".[52]
|
204 |
+
|
205 |
+
In the 19th century, "cheese" was used as a figurative way of saying "the proper thing"; this usage comes "from Urdu cheez "a thing," from Persian cheez, from Old Persian...ciš-ciy [which means] "something." The term "cheese" in this sense was "[p]icked up by [colonial] British in India by 1818 and [was also] used in the sense of "a big thing", for example in the expression "he's the real cheez".[5] The expression "big cheese" was attested in use in 1914 to mean an "important person"; this is likely "American English in origin". The expression "to cut a big cheese" was used to mean "to look important"; this figurative expression referred to the huge wheels of cheese displayed by cheese retailers as a publicity stunt.[5] The phrase "cut the cheese" also became an American slang term meaning to flatulate. The word "cheese" has also had the meaning of "an ignorant, stupid person."[5]
|
206 |
+
|
207 |
+
Other figurative meanings involve the word "cheese" used as a verb. To "cheese" is recorded as meaning to "stop (what one is doing), run off," in 1812 (this was "thieves' slang").[5] To be "cheesed off" means to be annoyed.[5] The expression "say cheese" in a photograph-taking context (when the photographer wishes the people to smile for the photo), which means "to smile" dates from 1930 (the word was probably chosen because the "ee" encourages people to make a smile).[5] The verb "cheese" was used as slang for "be quiet" in the early 19th century in Britain.[5] The fictional "...notion that the moon is made of green cheese as a type of a ridiculous assertion is from 1520s".[5] The figurative expression "to make cheeses" is an 1830s phrase referring to schoolgirls who amuse themselves by "...wheeling rapidly so one's petticoats blew out in a circle then dropping down so they came to rest inflated and resembling a wheel of cheese".[5] In video game slang "to cheese it" means to win a game by using a strategy that requires minimal skill and knowledge or that exploits a glitch or flaw in game design.[53]
|
208 |
+
|
209 |
+
The adjective "cheesy" has two meanings. The first is literal, and means "cheese-like"; this definition is attested to from the late 14th century (e.g., "a cheesy substance oozed from the broken jar").[5] In the late 19th century, medical writers used the term "cheesy" in a more literal sense, "to describe morbid substances found in tumors, decaying flesh, etc."[5] The adjective also has a figurative sense, meaning "cheap, inferior"; this use "... is attested from 1896, perhaps originally U.S. student slang". In the late 19th century in British slang, "cheesy" meant "fine, showy"; this use is attested to in the 1850s. In writing lyrics for pop music, rock music or musical theatre, "cheesy" is a pejorative term which means "blatantly artificial" (OED).
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1 |
+
|
2 |
+
|
3 |
+
Cheese is a dairy product, derived from milk and produced in wide ranges of flavours, textures and forms by coagulation of the milk protein casein. It comprises proteins and fat from milk, usually the milk of cows, buffalo, goats, or sheep. During production, the milk is usually acidified and adding the enzymes of rennet (or bacterial enzymes with similar activity) causes the milk proteins (casein) to coagulate. The solids (curd) are separated from the liquid (whey) and pressed into final form.[1] Some cheeses have aromatic molds on the rind, the outer layer, or throughout. Most cheeses melt at cooking temperature.
|
4 |
+
|
5 |
+
Over a thousand types of cheese exist and are currently produced in various countries. Their styles, textures and flavors depend on the origin of the milk (including the animal's diet), whether they have been pasteurized, the butterfat content, the bacteria and mold, the processing, and how long they have been aged for. Herbs, spices, or wood smoke may be used as flavoring agents. The yellow to red color of many cheeses is produced by adding annatto. Other ingredients may be added to some cheeses, such as black pepper, garlic, chives or cranberries. A cheesemonger, or specialist seller of cheeses, may have expertise with selecting the cheeses, purchasing, receiving, storing and ripening them.[2]
|
6 |
+
|
7 |
+
For a few cheeses, the milk is curdled by adding acids such as vinegar or lemon juice. Most cheeses are acidified to a lesser degree by bacteria, which turn milk sugars into lactic acid, then the addition of rennet completes the curdling. Vegetarian alternatives to rennet are available; most are produced by fermentation of the fungus Mucor miehei, but others have been extracted from various species of the Cynara thistle family. Cheesemakers near a dairy region may benefit from fresher, lower-priced milk, and lower shipping costs.
|
8 |
+
|
9 |
+
Cheese is valued for its portability, long life, and high content of fat, protein, calcium, and phosphorus. Cheese is more compact and has a longer shelf life than milk, although how long a cheese will keep depends on the type of cheese.[3] Hard cheeses, such as Parmesan, last longer than soft cheeses, such as Brie or goat's milk cheese. The long storage life of some cheeses, especially when encased in a protective rind, allows selling when markets are favorable. Vacuum packaging of block-shaped cheeses and gas-flushing of plastic bags with mixtures of carbon dioxide and nitrogen are used for storage and mass distribution of cheeses in the 21st century.[3]
|
10 |
+
|
11 |
+
The word cheese comes from Latin caseus,[4] from which the modern word casein is also derived. The earliest source is from the proto-Indo-European root *kwat-, which means "to ferment, become sour". The word cheese comes from chese (in Middle English) and cīese or cēse (in Old English). Similar words are shared by other West Germanic languages—West Frisian tsiis, Dutch kaas, German Käse, Old High German chāsi—all from the reconstructed West-Germanic form *kāsī, which in turn is an early borrowing from Latin.
|
12 |
+
|
13 |
+
The Online Etymological Dictionary states that "cheese" comes from "Old English cyse (West Saxon), cese (Anglian)...from West Germanic *kasjus (source also of Old Saxon kasi, Old High German chasi, German Käse, Middle Dutch case, Dutch kaas), from Latin caseus [for] "cheese" (source of Italian cacio, Spanish queso, Irish caise, Welsh caws)."[5] The Online Etymological Dictionary states that the word is of "unknown origin; perhaps from a PIE root *kwat- "to ferment, become sour" (source also of Prakrit chasi "buttermilk;" Old Church Slavonic kvasu "leaven; fermented drink," kyselu "sour," -kyseti "to turn sour;" Czech kysati "to turn sour, rot;" Sanskrit kvathati "boils, seethes;" Gothic hwaþjan "foam"). Also compare fromage. Old Norse ostr, Danish ost, Swedish ost are related to Latin ius "broth, sauce, juice.'"[5]
|
14 |
+
|
15 |
+
When the Romans began to make hard cheeses for their legionaries' supplies, a new word started to be used: formaticum, from caseus formatus, or "molded cheese" (as in "formed", not "moldy"). It is from this word that the French fromage, standard Italian formaggio, Catalan formatge, Breton fourmaj, and Occitan fromatge (or formatge) are derived. Of the Romance languages, Spanish, Portuguese, Romanian, Tuscan and Southern Italian dialects use words derived from caseus (queso, queijo, caș and caso for example). The word cheese itself is occasionally employed in a sense that means "molded" or "formed". Head cheese uses the word in this sense. The term "cheese" is also used as a noun, verb and adjective in a number of figurative expressions (e.g., "the big cheese", "to be cheesed off" and "cheesy lyrics").[citation needed]
|
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+
|
17 |
+
Cheese is an ancient food whose origins predate recorded history. There is no conclusive evidence indicating where cheesemaking originated, whether in Europe, Central Asia or the Middle East, but the practice had spread within Europe prior to Roman times and, according to Pliny the Elder, had become a sophisticated enterprise by the time the Roman Empire came into being.[6]
|
18 |
+
|
19 |
+
Earliest proposed dates for the origin of cheesemaking range from around 8000 BCE, when sheep were first domesticated. Since animal skins and inflated internal organs have, since ancient times, provided storage vessels for a range of foodstuffs, it is probable that the process of cheese making was discovered accidentally by storing milk in a container made from the stomach of an animal, resulting in the milk being turned to curd and whey by the rennet from the stomach.[7] There is a legend—with variations—about the discovery of cheese by an Arab trader who used this method of storing milk.[8]
|
20 |
+
|
21 |
+
The earliest evidence of cheesemaking in the archaeological record dates back to 5500 BCE and is found in what is now Kuyavia, Poland, where strainers coated with milk-fat molecules have been found.[9]
|
22 |
+
|
23 |
+
Cheesemaking may have begun independently of this by the pressing and salting of curdled milk to preserve it. Observation that the effect of making cheese in an animal stomach gave more solid and better-textured curds may have led to the deliberate addition of rennet. Early archeological evidence of Egyptian cheese has been found in Egyptian tomb murals, dating to about 2000 BCE.[10] A 2018 scientific paper stated that the world's oldest cheese, dating to approximately 1200 BCE (3200 years before present), was found in ancient Egyptian tombs.[11][12]
|
24 |
+
|
25 |
+
The earliest cheeses were likely quite sour and salty, similar in texture to rustic cottage cheese or feta, a crumbly, flavorful Greek cheese. Cheese produced in Europe, where climates are cooler than the Middle East, required less salt for preservation. With less salt and acidity, the cheese became a suitable environment for useful microbes and molds, giving aged cheeses their respective flavors. The earliest ever discovered preserved cheese was found in the Taklamakan Desert in Xinjiang, China, dating back as early as 1615 BCE (3600 years before present).[13]
|
26 |
+
|
27 |
+
Ancient Greek mythology credited Aristaeus with the discovery of cheese. Homer's Odyssey (8th century BCE) describes the Cyclops making and storing sheep's and goats' milk cheese (translation by Samuel Butler):
|
28 |
+
|
29 |
+
We soon reached his cave, but he was out shepherding, so we went inside and took stock of all that we could see. His cheese-racks were loaded with cheeses, and he had more lambs and kids than his pens could hold...
|
30 |
+
|
31 |
+
When he had so done he sat down and milked his ewes and goats, all in due course, and then let each of them have her own young. He curdled half the milk and set it aside in wicker strainers.[14]
|
32 |
+
|
33 |
+
By Roman times, cheese was an everyday food and cheesemaking a mature art. Columella's De Re Rustica (c. 65 CE) details a cheesemaking process involving rennet coagulation, pressing of the curd, salting, and aging. Pliny's Natural History (77 CE) devotes a chapter (XI, 97) to describing the diversity of cheeses enjoyed by Romans of the early Empire. He stated that the best cheeses came from the villages near Nîmes, but did not keep long and had to be eaten fresh. Cheeses of the Alps and Apennines were as remarkable for their variety then as now. A Ligurian cheese was noted for being made mostly from sheep's milk, and some cheeses produced nearby were stated to weigh as much as a thousand pounds each. Goats' milk cheese was a recent taste in Rome, improved over the "medicinal taste" of Gaul's similar cheeses by smoking. Of cheeses from overseas, Pliny preferred those of Bithynia in Asia Minor.
|
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+
|
35 |
+
As Romanized populations encountered unfamiliar newly settled neighbors, bringing their own cheese-making traditions, their own flocks and their own unrelated words for cheese, cheeses in Europe diversified further, with various locales developing their own distinctive traditions and products. As long-distance trade collapsed, only travelers would encounter unfamiliar cheeses: Charlemagne's first encounter with a white cheese that had an edible rind forms one of the constructed anecdotes of Notker's Life of the Emperor.
|
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+
|
37 |
+
The British Cheese Board claims that Britain has approximately 700 distinct local cheeses;[15] France and Italy have perhaps 400 each. (A French proverb holds there is a different French cheese for every day of the year, and Charles de Gaulle once asked "how can you govern a country in which there are 246 kinds of cheese?")[16] Still, the advancement of the cheese art in Europe was slow during the centuries after Rome's fall. Many cheeses today were first recorded in the late Middle Ages or after—cheeses like Cheddar around 1500, Parmesan in 1597, Gouda in 1697, and Camembert in 1791.[17]
|
38 |
+
|
39 |
+
In 1546, The Proverbs of John Heywood claimed "the moon is made of a greene cheese." (Greene may refer here not to the color, as many now think, but to being new or unaged.)[18] Variations on this sentiment were long repeated and NASA exploited this myth for an April Fools' Day spoof announcement in 2006.[19]
|
40 |
+
|
41 |
+
Until its modern spread along with European culture, cheese was nearly unheard of in east Asian cultures and in the pre-Columbian Americas and had only limited use in sub-Mediterranean Africa, mainly being widespread and popular only in Europe, the Middle East, the Indian subcontinent, and areas influenced by those cultures. But with the spread, first of European imperialism, and later of Euro-American culture and food, cheese has gradually become known and increasingly popular worldwide.
|
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+
|
43 |
+
The first factory for the industrial production of cheese opened in Switzerland in 1815, but large-scale production first found real success in the United States. Credit usually goes to Jesse Williams, a dairy farmer from Rome, New York, who in 1851 started making cheese in an assembly-line fashion using the milk from neighboring farms. Within decades, hundreds of such dairy associations existed.[20]
|
44 |
+
|
45 |
+
The 1860s saw the beginnings of mass-produced rennet, and by the turn of the century scientists were producing pure microbial cultures. Before then, bacteria in cheesemaking had come from the environment or from recycling an earlier batch's whey; the pure cultures meant a more standardized cheese could be produced.[21]
|
46 |
+
|
47 |
+
Factory-made cheese overtook traditional cheesemaking in the World War II era, and factories have been the source of most cheese in America and Europe ever since.
|
48 |
+
|
49 |
+
In 2014, world production of cheese from whole cow milk was 18.7 million tonnes, with the United States accounting for 29% (5.4 million tonnes) of the world total followed by Germany, France and Italy as major producers (table).[22]
|
50 |
+
|
51 |
+
Other 2014 world totals for processed cheese include:[22]
|
52 |
+
|
53 |
+
During 2015, Germany, France, Netherlands and Italy exported 10-14% of their produced cheese.[23] The United States was a marginal exporter (5.3% of total cow milk production), as most of its output was for the domestic market.[23]
|
54 |
+
|
55 |
+
France, Iceland, Finland, Denmark and Germany were the highest consumers of cheese in 2014, averaging 25 kg (55 lb) per person.[24]
|
56 |
+
|
57 |
+
A required step in cheesemaking is separating the milk into solid curds and liquid whey. Usually this is done by acidifying (souring) the milk and adding rennet. The acidification can be accomplished directly by the addition of an acid, such as vinegar, in a few cases (paneer, queso fresco). More commonly starter bacteria are employed instead which convert milk sugars into lactic acid. The same bacteria (and the enzymes they produce) also play a large role in the eventual flavor of aged cheeses. Most cheeses are made with starter bacteria from the Lactococcus, Lactobacillus, or Streptococcus families. Swiss starter cultures also include Propionibacter shermani, which produces carbon dioxide gas bubbles during aging, giving Swiss cheese or Emmental its holes (called "eyes").
|
58 |
+
|
59 |
+
Some fresh cheeses are curdled only by acidity, but most cheeses also use rennet. Rennet sets the cheese into a strong and rubbery gel compared to the fragile curds produced by acidic coagulation alone. It also allows curdling at a lower acidity—important because flavor-making bacteria are inhibited in high-acidity environments. In general, softer, smaller, fresher cheeses are curdled with a greater proportion of acid to rennet than harder, larger, longer-aged varieties.
|
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+
|
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+
While rennet was traditionally produced via extraction from the inner mucosa of the fourth stomach chamber of slaughtered young, unweaned calves, most rennet used today in cheesemaking is produced recombinantly.[25] The majority of the applied chymosin is retained in the whey and, at most, may be present in cheese in trace quantities. In ripe cheese, the type and provenance of chymosin used in production cannot be determined.[25]
|
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+
|
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+
At this point, the cheese has set into a very moist gel. Some soft cheeses are now essentially complete: they are drained, salted, and packaged. For most of the rest, the curd is cut into small cubes. This allows water to drain from the individual pieces of curd.
|
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|
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Some hard cheeses are then heated to temperatures in the range of 35–55 °C (95–131 °F). This forces more whey from the cut curd. It also changes the taste of the finished cheese, affecting both the bacterial culture and the milk chemistry. Cheeses that are heated to the higher temperatures are usually made with thermophilic starter bacteria that survive this step—either Lactobacilli or Streptococci.
|
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|
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Salt has roles in cheese besides adding a salty flavor. It preserves cheese from spoiling, draws moisture from the curd, and firms cheese's texture in an interaction with its proteins. Some cheeses are salted from the outside with dry salt or brine washes. Most cheeses have the salt mixed directly into the curds.
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|
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+
Other techniques influence a cheese's texture and flavor. Some examples are :
|
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|
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Most cheeses achieve their final shape when the curds are pressed into a mold or form. The harder the cheese, the more pressure is applied. The pressure drives out moisture—the molds are designed to allow water to escape—and unifies the curds into a single solid body.
|
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|
73 |
+
A newborn cheese is usually salty yet bland in flavor and, for harder varieties, rubbery in texture. These qualities are sometimes enjoyed—cheese curds are eaten on their own—but normally cheeses are left to rest under controlled conditions. This aging period (also called ripening, or, from the French, affinage) lasts from a few days to several years. As a cheese ages, microbes and enzymes transform texture and intensify flavor. This transformation is largely a result of the breakdown of casein proteins and milkfat into a complex mix of amino acids, amines, and fatty acids.
|
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+
|
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+
Some cheeses have additional bacteria or molds intentionally introduced before or during aging. In traditional cheesemaking, these microbes might be already present in the aging room; they are simply allowed to settle and grow on the stored cheeses. More often today, prepared cultures are used, giving more consistent results and putting fewer constraints on the environment where the cheese ages. These cheeses include soft ripened cheeses such as Brie and Camembert, blue cheeses such as Roquefort, Stilton, Gorgonzola, and rind-washed cheeses such as Limburger.
|
76 |
+
|
77 |
+
There are many types of cheese, with around 500 different varieties recognized by the International Dairy Federation,[26] more than 400 identified by Walter and Hargrove, more than 500 by Burkhalter, and more than 1,000 by Sandine and Elliker.[27] The varieties may be grouped or classified into types according to criteria such as length of ageing, texture, methods of making, fat content, animal milk, country or region of origin, etc.—with these criteria either being used singly or in combination,[28] but with no single method being universally used.[29] The method most commonly and traditionally used is based on moisture content, which is then further discriminated by fat content and curing or ripening methods.[26][30] Some attempts have been made to rationalise the classification of cheese—a scheme was proposed by Pieter Walstra which uses the primary and secondary starter combined with moisture content, and Walter and Hargrove suggested classifying by production methods which produces 18 types, which are then further grouped by moisture content.[26]
|
78 |
+
|
79 |
+
Brie cheese
|
80 |
+
|
81 |
+
Bleu de Gex
|
82 |
+
|
83 |
+
Maccagno cheese
|
84 |
+
|
85 |
+
Berkswell cheese
|
86 |
+
|
87 |
+
Maroilles cheese
|
88 |
+
|
89 |
+
Mozzarella
|
90 |
+
|
91 |
+
Queso fresco
|
92 |
+
|
93 |
+
Smoked cheese
|
94 |
+
|
95 |
+
Bergader Almkase cheese
|
96 |
+
|
97 |
+
Sheep milk cheese from Poland
|
98 |
+
|
99 |
+
Cœur de Neufchâtel
|
100 |
+
|
101 |
+
Devil's Gulch cheese
|
102 |
+
|
103 |
+
Camembert
|
104 |
+
|
105 |
+
Saint-Julien aux noix
|
106 |
+
|
107 |
+
Bavaria blu cheese
|
108 |
+
|
109 |
+
Edam
|
110 |
+
|
111 |
+
Sainte-Maure de Touraine
|
112 |
+
|
113 |
+
Tentation du Vercors
|
114 |
+
|
115 |
+
Bleu d'Élizabeth [fr]
|
116 |
+
|
117 |
+
Météorite fromage
|
118 |
+
|
119 |
+
Ricotta
|
120 |
+
|
121 |
+
Rigotte de Condrieu
|
122 |
+
|
123 |
+
Parmigiano-Reggiano
|
124 |
+
|
125 |
+
Chabichou du Poitou
|
126 |
+
|
127 |
+
Österkron blue cheese
|
128 |
+
|
129 |
+
Reblochon
|
130 |
+
|
131 |
+
Saint-Pierre Cheese
|
132 |
+
|
133 |
+
Fourme d'Ambert
|
134 |
+
|
135 |
+
Stilton cheese
|
136 |
+
|
137 |
+
Langres
|
138 |
+
|
139 |
+
Emmental
|
140 |
+
|
141 |
+
Bergkäse
|
142 |
+
|
143 |
+
Isle of Mull Cheese
|
144 |
+
|
145 |
+
Zacharie cheese [fr]
|
146 |
+
|
147 |
+
Diverse Sauermilchkäse sour cheese
|
148 |
+
|
149 |
+
Gruyère
|
150 |
+
|
151 |
+
Brie de Nangis [fr]
|
152 |
+
|
153 |
+
Rouelle du Tarn [fr]
|
154 |
+
|
155 |
+
Comté
|
156 |
+
|
157 |
+
At refrigerator temperatures, the fat in a piece of cheese is as hard as unsoftened butter, and its protein structure is stiff as well. Flavor and odor compounds are less easily liberated when cold. For improvements in flavor and texture, it is widely advised that cheeses be allowed to warm up to room temperature before eating. If the cheese is further warmed, to 26–32 °C (79–90 °F), the fats will begin to "sweat out" as they go beyond soft to fully liquid.[31]
|
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+
|
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+
Above room temperatures, most hard cheeses melt. Rennet-curdled cheeses have a gel-like protein matrix that is broken down by heat. When enough protein bonds are broken, the cheese itself turns from a solid to a viscous liquid. Soft, high-moisture cheeses will melt at around 55 °C (131 °F), while hard, low-moisture cheeses such as Parmesan remain solid until they reach about 82 °C (180 °F).[31] Acid-set cheeses, including halloumi, paneer, some whey cheeses and many varieties of fresh goat cheese, have a protein structure that remains intact at high temperatures. When cooked, these cheeses just get firmer as water evaporates.
|
160 |
+
|
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+
Some cheeses, like raclette, melt smoothly; many tend to become stringy or suffer from a separation of their fats. Many of these can be coaxed into melting smoothly in the presence of acids or starch. Fondue, with wine providing the acidity, is a good example of a smoothly melted cheese dish.[31] Elastic stringiness is a quality that is sometimes enjoyed, in dishes including pizza and Welsh rarebit. Even a melted cheese eventually turns solid again, after enough moisture is cooked off. The saying "you can't melt cheese twice" (meaning "some things can only be done once") refers to the fact that oils leach out during the first melting and are gone, leaving the non-meltable solids behind.
|
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|
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+
As its temperature continues to rise, cheese will brown and eventually burn. Browned, partially burned cheese has a particular distinct flavor of its own and is frequently used in cooking (e.g., sprinkling atop items before baking them).
|
164 |
+
|
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+
A cheeseboard (or cheese course) may be served at the end of a meal, either replacing, before or following dessert. The British tradition is to have cheese after dessert, accompanied by sweet wines like Port. In France, cheese is consumed before dessert, with robust red wine.[32][33] A cheeseboard typically has contrasting cheeses with accompaniments, such as crackers, biscuits, grapes, nuts, celery or chutney.[33] A cheeseboard 70 feet (21 m) long was used to feature the variety of cheeses manufactured in Wisconsin,[34] where the state legislature recognizes a "cheesehead" hat as a state symbol.[35]
|
166 |
+
|
167 |
+
The nutritional value of cheese varies widely. Cottage cheese may consist of 4% fat and 11% protein while some whey cheeses are 15% fat and 11% protein, and triple-crème cheeses are 36% fat and 7% protein.[36] In general, cheese is a rich source (20% or more of the Daily Value, DV) of calcium, protein, phosphorus, sodium and saturated fat. A 28-gram (one ounce) serving of cheddar cheese contains about 7 grams (0.25 oz) of protein and 202 milligrams of calcium.[36] Nutritionally, cheese is essentially concentrated milk, but altered by the culturing and aging processes: it takes about 200 grams (7.1 oz) of milk to provide that much protein, and 150 grams (5.3 oz) to equal the calcium.[36]
|
168 |
+
|
169 |
+
|
170 |
+
|
171 |
+
[37]
|
172 |
+
Ch. = Choline;
|
173 |
+
Ca = Calcium;
|
174 |
+
Fe = Iron;
|
175 |
+
Mg = Magnesium;
|
176 |
+
P = Phosphorus;
|
177 |
+
K = Potassium;
|
178 |
+
Na = Sodium;
|
179 |
+
Zn = Zinc;
|
180 |
+
Cu = Copper;
|
181 |
+
Mn = Manganese;
|
182 |
+
Se = Selenium;
|
183 |
+
|
184 |
+
Note : All nutrient values including protein are in %DV per 100 g of the food item except for Macronutrients.
|
185 |
+
Source : Nutritiondata.self.com
|
186 |
+
|
187 |
+
National health organizations, such as the American Heart Association, Association of UK Dietitians, British National Health Service, and Mayo Clinic, among others, recommend that cheese consumption be minimized, replaced in snacks and meals by plant foods, or restricted to low-fat cheeses to reduce caloric intake and blood levels of HDL fat, which is a risk factor for cardiovascular diseases.[38][39][40][41] There is no high-quality clinical evidence that cheese consumption lowers the risk of cardiovascular diseases.[38]
|
188 |
+
|
189 |
+
A number of food safety agencies around the world have warned of the risks of raw-milk cheeses. The U.S. Food and Drug Administration states that soft raw-milk cheeses can cause "serious infectious diseases including listeriosis, brucellosis, salmonellosis and tuberculosis".[42] It is U.S. law since 1944 that all raw-milk cheeses (including imports since 1951) must be aged at least 60 days. Australia has a wide ban on raw-milk cheeses as well, though in recent years exceptions have been made for Swiss Gruyère, Emmental and Sbrinz, and for French Roquefort.[43] There is a trend for cheeses to be pasteurized even when not required by law.
|
190 |
+
|
191 |
+
Pregnant women may face an additional risk from cheese; the U.S. Centers for Disease Control has warned pregnant women against eating soft-ripened cheeses and blue-veined cheeses, due to the listeria risk, which can cause miscarriage or harm the fetus.[44]
|
192 |
+
|
193 |
+
Although cheese is a vital source of nutrition in many regions of the world and it is extensively consumed in others, its use is not universal.
|
194 |
+
|
195 |
+
Cheese is rarely found in Southeast and East Asian cuisines, presumably for historical reasons as dairy farming has historically been rare in these regions. However, Asian sentiment against cheese is not universal. Paneer (pronounced [pəniːr]) is a fresh cheese common in the Indian subcontinent. It is an unaged, non-melting soft cheese made by curdling milk with a fruit- or vegetable-derived acid, such as lemon juice. Its acid-set form, (cheese curd) before pressing, is called chhena. In Nepal, the Dairy Development Corporation commercially manufactures cheese made from yak milk and a hard cheese made from either cow or yak milk known as chhurpi.[45] The national dish of Bhutan, ema datshi, is made from homemade yak or mare milk cheese and hot peppers.[46] In Yunnan, China, several ethnic minority groups produce Rushan and Rubing from cow's milk.[47] Cheese consumption may be increasing in China, with annual sales doubling from 1996 to 2003 (to a still small 30 million U.S. dollars a year).[48] Certain kinds of Chinese preserved bean curd are sometimes misleadingly referred to in English as "Chinese cheese" because of their texture and strong flavor.
|
196 |
+
|
197 |
+
Strict followers of the dietary laws of Islam and Judaism must avoid cheeses made with rennet from animals not slaughtered in a manner adhering to halal or kosher laws.[49] Both faiths allow cheese made with vegetable-based rennet or with rennet made from animals that were processed in a halal or kosher manner. Many less orthodox Jews also believe that rennet undergoes enough processing to change its nature entirely and do not consider it to ever violate kosher law. (See Cheese and kashrut.) As cheese is a dairy food, under kosher rules it cannot be eaten in the same meal with any meat.
|
198 |
+
|
199 |
+
Rennet derived from animal slaughter, and thus cheese made with animal-derived rennet, is not vegetarian. Most widely available vegetarian cheeses are made using rennet produced by fermentation of the fungus Mucor miehei.[50] Vegans and other dairy-avoiding vegetarians do not eat conventional cheese, but some vegetable-based cheese substitutes (soy or almond) are used as substitutes.[50]
|
200 |
+
|
201 |
+
Even in cultures with long cheese traditions, consumers may perceive some cheeses that are especially pungent-smelling, or mold-bearing varieties such as Limburger or Roquefort, as unpalatable. Such cheeses are an acquired taste because they are processed using molds or microbiological cultures,[51] allowing odor and flavor molecules to resemble those in rotten foods. One author stated: "An aversion to the odor of decay has the obvious biological value of steering us away from possible food poisoning, so it is no wonder that an animal food that gives off whiffs of shoes and soil and the stable takes some getting used to."[31]
|
202 |
+
|
203 |
+
Collecting cheese labels is called "tyrosemiophilia".[52]
|
204 |
+
|
205 |
+
In the 19th century, "cheese" was used as a figurative way of saying "the proper thing"; this usage comes "from Urdu cheez "a thing," from Persian cheez, from Old Persian...ciš-ciy [which means] "something." The term "cheese" in this sense was "[p]icked up by [colonial] British in India by 1818 and [was also] used in the sense of "a big thing", for example in the expression "he's the real cheez".[5] The expression "big cheese" was attested in use in 1914 to mean an "important person"; this is likely "American English in origin". The expression "to cut a big cheese" was used to mean "to look important"; this figurative expression referred to the huge wheels of cheese displayed by cheese retailers as a publicity stunt.[5] The phrase "cut the cheese" also became an American slang term meaning to flatulate. The word "cheese" has also had the meaning of "an ignorant, stupid person."[5]
|
206 |
+
|
207 |
+
Other figurative meanings involve the word "cheese" used as a verb. To "cheese" is recorded as meaning to "stop (what one is doing), run off," in 1812 (this was "thieves' slang").[5] To be "cheesed off" means to be annoyed.[5] The expression "say cheese" in a photograph-taking context (when the photographer wishes the people to smile for the photo), which means "to smile" dates from 1930 (the word was probably chosen because the "ee" encourages people to make a smile).[5] The verb "cheese" was used as slang for "be quiet" in the early 19th century in Britain.[5] The fictional "...notion that the moon is made of green cheese as a type of a ridiculous assertion is from 1520s".[5] The figurative expression "to make cheeses" is an 1830s phrase referring to schoolgirls who amuse themselves by "...wheeling rapidly so one's petticoats blew out in a circle then dropping down so they came to rest inflated and resembling a wheel of cheese".[5] In video game slang "to cheese it" means to win a game by using a strategy that requires minimal skill and knowledge or that exploits a glitch or flaw in game design.[53]
|
208 |
+
|
209 |
+
The adjective "cheesy" has two meanings. The first is literal, and means "cheese-like"; this definition is attested to from the late 14th century (e.g., "a cheesy substance oozed from the broken jar").[5] In the late 19th century, medical writers used the term "cheesy" in a more literal sense, "to describe morbid substances found in tumors, decaying flesh, etc."[5] The adjective also has a figurative sense, meaning "cheap, inferior"; this use "... is attested from 1896, perhaps originally U.S. student slang". In the late 19th century in British slang, "cheesy" meant "fine, showy"; this use is attested to in the 1850s. In writing lyrics for pop music, rock music or musical theatre, "cheesy" is a pejorative term which means "blatantly artificial" (OED).
|
en/2105.html.txt
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A nut is a fruit composed of an inedible hard shell and a seed, which is generally edible. In general usage, a wide variety of dried seeds are called nuts, but in a botanical context "nut" implies that the shell does not open to release the seed (indehiscent). The translation of "nut" in certain languages frequently requires paraphrases, as the word is ambiguous.
|
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+
|
3 |
+
Most seeds come from fruits that naturally free themselves from the shell, unlike nuts such as hazelnuts, chestnuts, and acorns, which have hard shell walls and originate from a compound ovary. The general and original usage of the term is less restrictive, and many nuts (in the culinary sense), such as almonds, pecans, pistachios, walnuts, and Brazil nuts,[1] are not nuts in a botanical sense. Common usage of the term often refers to any hard-walled, edible kernel as a nut.[2] Nuts are an energy-dense and nutrient-rich food source.[3]
|
4 |
+
|
5 |
+
A nut in botany is a simple dry fruit in which the ovary wall becomes increasingly hard as it matures, and where the seed remains unattached or free within the ovary wall. Most nuts come from the pistils with inferior ovaries (see flower) and all are indehiscent (not opening at maturity). True nuts are produced, for example, by some plant families of the order Fagales.
|
6 |
+
|
7 |
+
A small nut may be called a "nutlet" (or nucule, a term otherwise referring to the oogonium of stoneworts). In botany, the term "nutlet" specifically refers to a pyrena or pyrene, which is a seed covered by a stony layer, such as the kernel of a drupe. Walnuts and hickories (Juglandaceae) have fruits that are difficult to classify. They are considered to be nuts under some definitions but are also referred to as drupaceous nuts. "Tryma" is a specialized term for hickory fruits.
|
8 |
+
|
9 |
+
In common use, a "tree nut" is, as the name implies, any nut coming from a tree. This most often comes up regarding food allergies, a person may be allergic specifically to peanuts (which are not tree nuts but legumes), whereas others may be allergic to the wider range of nuts that grow in trees.
|
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|
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+
Notes
|
12 |
+
|
13 |
+
Further reading
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|
1 |
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|
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|
3 |
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In botany, a fruit is the seed-bearing structure in flowering plants (also known as angiosperms) formed from the ovary after flowering.
|
4 |
+
|
5 |
+
Fruits are the means by which angiosperms disseminate seeds. Edible fruits, in particular, have propagated with the movements of humans and animals in a symbiotic relationship as a means for seed dispersal and nutrition; in fact, humans and many animals have become dependent on fruits as a source of food.[1] Accordingly, fruits account for a substantial fraction of the world's agricultural output, and some (such as the apple and the pomegranate) have acquired extensive cultural and symbolic meanings.
|
6 |
+
|
7 |
+
In common language usage, "fruit" normally means the fleshy seed-associated structures of a plant that are sweet or sour, and edible in the raw state, such as apples, bananas, grapes, lemons, oranges, and strawberries. On the other hand, in botanical usage, "fruit" includes many structures that are not commonly called "fruits", such as bean pods, corn kernels, tomatoes, and wheat grains.[2][3] The section of a fungus that produces spores is also called a fruiting body.[4]
|
8 |
+
|
9 |
+
Many common terms for seeds and fruit do not correspond to the botanical classifications. In culinary terminology, a fruit is usually any sweet-tasting plant part, especially a botanical fruit; a nut is any hard, oily, and shelled plant product; and a vegetable is any savory or less sweet plant product.[5] However, in botany, a fruit is the ripened ovary or carpel that contains seeds, a nut is a type of fruit and not a seed, and a seed is a ripened ovule.[6]
|
10 |
+
|
11 |
+
Examples of culinary "vegetables" and nuts that are botanically fruit include corn, cucurbits (e.g., cucumber, pumpkin, and squash), eggplant, legumes (beans, peanuts, and peas), sweet pepper, and tomato. In addition, some spices, such as allspice and chili pepper, are fruits, botanically speaking.[6] In contrast, rhubarb is often referred to as a fruit, because it is used to make sweet desserts such as pies, though only the petiole (leaf stalk) of the rhubarb plant is edible,[7] and edible gymnosperm seeds are often given fruit names, e.g., ginkgo nuts and pine nuts.
|
12 |
+
|
13 |
+
Botanically, a cereal grain, such as corn, rice, or wheat, is also a kind of fruit, termed a caryopsis. However, the fruit wall is very thin and is fused to the seed coat, so almost all of the edible grain is actually a seed.[8]
|
14 |
+
|
15 |
+
The outer, often edible layer, is the pericarp, formed from the ovary and surrounding the seeds, although in some species other tissues contribute to or form the edible portion. The pericarp may be described in three layers from outer to inner, the epicarp, mesocarp and endocarp.
|
16 |
+
|
17 |
+
Fruit that bears a prominent pointed terminal projection is said to be beaked.[9]
|
18 |
+
|
19 |
+
A fruit results from maturation of one or more flowers, and the gynoecium of the flower(s) forms all or part of the fruit.[10]
|
20 |
+
|
21 |
+
Inside the ovary/ovaries are one or more ovules where the megagametophyte contains the egg cell.[11] After double fertilization, these ovules will become seeds. The ovules are fertilized in a process that starts with pollination, which involves the movement of pollen from the stamens to the stigma of flowers. After pollination, a tube grows from the pollen through the stigma into the ovary to the ovule and two sperm are transferred from the pollen to the megagametophyte. Within the megagametophyte one of the two sperm unites with the egg, forming a zygote, and the second sperm enters the central cell forming the endosperm mother cell, which completes the double fertilization process.[12][13] Later the zygote will give rise to the embryo of the seed, and the endosperm mother cell will give rise to endosperm, a nutritive tissue used by the embryo.
|
22 |
+
|
23 |
+
As the ovules develop into seeds, the ovary begins to ripen and the ovary wall, the pericarp, may become fleshy (as in berries or drupes), or form a hard outer covering (as in nuts). In some multiseeded fruits, the extent to which the flesh develops is proportional to the number of fertilized ovules.[14] The pericarp is often differentiated into two or three distinct layers called the exocarp (outer layer, also called epicarp), mesocarp (middle layer), and endocarp (inner layer). In some fruits, especially simple fruits derived from an inferior ovary, other parts of the flower (such as the floral tube, including the petals, sepals, and stamens), fuse with the ovary and ripen with it. In other cases, the sepals, petals and/or stamens and style of the flower fall off. When such other floral parts are a significant part of the fruit, it is called an accessory fruit. Since other parts of the flower may contribute to the structure of the fruit, it is important to study flower structure to understand how a particular fruit forms.[3]
|
24 |
+
|
25 |
+
There are three general modes of fruit development:
|
26 |
+
|
27 |
+
Plant scientists have grouped fruits into three main groups, simple fruits, aggregate fruits, and composite or multiple fruits.[15] The groupings are not evolutionarily relevant, since many diverse plant taxa may be in the same group, but reflect how the flower organs are arranged and how the fruits develop.
|
28 |
+
|
29 |
+
Simple fruits can be either dry or fleshy, and result from the ripening of a simple or compound ovary in a flower with only one pistil. Dry fruits may be either dehiscent (they open to discharge seeds), or indehiscent (they do not open to discharge seeds).[16] Types of dry, simple fruits, and examples of each, include:
|
30 |
+
|
31 |
+
Fruits in which part or all of the pericarp (fruit wall) is fleshy at maturity are simple fleshy fruits. Types of simple, fleshy, fruits (with examples) include:
|
32 |
+
|
33 |
+
An aggregate fruit, or etaerio, develops from a single flower with numerous simple pistils.[17]
|
34 |
+
|
35 |
+
The pome fruits of the family Rosaceae, (including apples, pears, rosehips, and saskatoon berry) are a syncarpous fleshy fruit, a simple fruit, developing from a half-inferior ovary.[18]
|
36 |
+
|
37 |
+
Schizocarp fruits form from a syncarpous ovary and do not really dehisce, but rather split into segments with one or more seeds; they include a number of different forms from a wide range of families.[15] Carrot seed is an example.
|
38 |
+
|
39 |
+
Aggregate fruits form from single flowers that have multiple carpels which are not joined together, i.e. each pistil contains one carpel. Each pistil forms a fruitlet, and collectively the fruitlets are called an etaerio. Four types of aggregate fruits include etaerios of achenes, follicles, drupelets, and berries. Ranunculaceae species, including Clematis and Ranunculus have an etaerio of achenes, Calotropis has an etaerio of follicles, and Rubus species like raspberry, have an etaerio of drupelets. Annona have an etaerio of berries.[19][20]
|
40 |
+
|
41 |
+
The raspberry, whose pistils are termed drupelets because each is like a small drupe attached to the receptacle. In some bramble fruits (such as blackberry) the receptacle is elongated and part of the ripe fruit, making the blackberry an aggregate-accessory fruit.[21] The strawberry is also an aggregate-accessory fruit, only one in which the seeds are contained in achenes.[22] In all these examples, the fruit develops from a single flower with numerous pistils.
|
42 |
+
|
43 |
+
A multiple fruit is one formed from a cluster of flowers (called an inflorescence). Each flower produces a fruit, but these mature into a single mass.[23] Examples are the pineapple, fig, mulberry, osage-orange, and breadfruit.
|
44 |
+
|
45 |
+
In the photograph on the right, stages of flowering and fruit development in the noni or Indian mulberry (Morinda citrifolia) can be observed on a single branch. First an inflorescence of white flowers called a head is produced. After fertilization, each flower develops into a drupe, and as the drupes expand, they become connate (merge) into a multiple fleshy fruit called a syncarp.
|
46 |
+
|
47 |
+
Berries are another type of fleshy fruit; they are simple fruit created from a single ovary.[24] The ovary may be compound, with several carpels. Types include (examples follow in the table below):
|
48 |
+
|
49 |
+
Some or all of the edible part of accessory fruit is not generated by the ovary. Accessory fruit can be simple, aggregate, or multiple, i.e., they can include one or more pistils and other parts from the same flower, or the pistils and other parts of many flowers.
|
50 |
+
|
51 |
+
Seedlessness is an important feature of some fruits of commerce. Commercial cultivars of bananas and pineapples are examples of seedless fruits. Some cultivars of citrus fruits (especially grapefruit, mandarin oranges, navel oranges), satsumas, table grapes, and watermelons are valued for their seedlessness. In some species, seedlessness is the result of parthenocarpy, where fruits set without fertilization. Parthenocarpic fruit set may or may not require pollination, but most seedless citrus fruits require a stimulus from pollination to produce fruit.
|
52 |
+
|
53 |
+
Seedless bananas and grapes are triploids, and seedlessness results from the abortion of the embryonic plant that is produced by fertilization, a phenomenon known as stenospermocarpy, which requires normal pollination and fertilization.[25]
|
54 |
+
|
55 |
+
Variations in fruit structures largely depend on their seeds' mode of dispersal. This dispersal can be achieved by animals, explosive dehiscence, water, or wind.[26]
|
56 |
+
|
57 |
+
Some fruits have coats covered with spikes or hooked burrs, either to prevent themselves from being eaten by animals, or to stick to the feathers, hairs, or legs of animals, using them as dispersal agents. Examples include cocklebur and unicorn plant.[27][28]
|
58 |
+
|
59 |
+
The sweet flesh of many fruits is "deliberately" appealing to animals, so that the seeds held within are eaten and "unwittingly" carried away and deposited (i.e., defecated) at a distance from the parent. Likewise, the nutritious, oily kernels of nuts are appealing to rodents (such as squirrels), which hoard them in the soil to avoid starving during the winter, thus giving those seeds that remain uneaten the chance to germinate and grow into a new plant away from their parent.[6]
|
60 |
+
|
61 |
+
Other fruits are elongated and flattened out naturally, and so become thin, like wings or helicopter blades, e.g., elm, maple, and tuliptree. This is an evolutionary mechanism to increase dispersal distance away from the parent, via wind. Other wind-dispersed fruit have tiny "parachutes", e.g., dandelion, milkweed, salsify.[26]
|
62 |
+
|
63 |
+
Coconut fruits can float thousands of miles in the ocean to spread seeds. Some other fruits that can disperse via water are nipa palm and screw pine.[26]
|
64 |
+
|
65 |
+
Some fruits fling seeds substantial distances (up to 100 m in sandbox tree) via explosive dehiscence or other mechanisms, e.g., impatiens and squirting cucumber.[29]
|
66 |
+
|
67 |
+
Many hundreds of fruits, including fleshy fruits (like apple, kiwifruit, mango, peach, pear, and watermelon) are commercially valuable as human food, eaten both fresh and as jams, marmalade and other preserves. Fruits are also used in manufactured foods (e.g., cakes, cookies, ice cream, muffins, or yogurt) or beverages, such as fruit juices (e.g., apple juice, grape juice, or orange juice) or alcoholic beverages (e.g., brandy, fruit beer, or wine).[30] Fruits are also used for gift giving, e.g., in the form of Fruit Baskets and Fruit Bouquets.
|
68 |
+
|
69 |
+
Many "vegetables" in culinary parlance are botanical fruits, including bell pepper, cucumber, eggplant, green bean, okra, pumpkin, squash, tomato, and zucchini.[31] Olive fruit is pressed for olive oil. Spices like allspice, black pepper, paprika, and vanilla are derived from berries.[32]
|
70 |
+
|
71 |
+
All fruits benefit from proper post harvest care, and in many fruits, the plant hormone ethylene causes ripening. Therefore, maintaining most fruits in an efficient cold chain is optimal for post harvest storage, with the aim of extending and ensuring shelf life.[33]
|
72 |
+
|
73 |
+
As excessive intake of added sugar is harmful and fruits are relatively high in sugar it is often questioned whether fruits are actually healthy food. It is in fact difficult to get excessive amounts of sugar (e. g. fructose) from fruits as they also contain fibers, water and have significant chewing resistance. An overview on numerous studies can be found here.[34] Studies show that fruits are very satisfying (for example apples or oranges).[35] In addition, the fibres contained in fruits promote satiety[36] and help lose weight[37] and have cholesterol-lowering effects.[38]
|
74 |
+
|
75 |
+
Fresh fruits are generally high in fiber, vitamin C, and water.[39]
|
76 |
+
|
77 |
+
Regular consumption of fruit is generally associated with reduced risks of several diseases and functional declines associated with aging.[40][41] A current review of meta-analyses even comes to the conclusion that current assessments might even significantly underestimate the protective associations of fruit and vegetable intakes.[42]
|
78 |
+
|
79 |
+
For food safety, the CDC recommends proper fruit handling and preparation to reduce the risk of food contamination and foodborne illness. Fresh fruits and vegetables should be carefully selected; at the store, they should not be damaged or bruised; and precut pieces should be refrigerated or surrounded by ice.
|
80 |
+
|
81 |
+
All fruits and vegetables should be rinsed before eating. This recommendation also applies to produce with rinds or skins that are not eaten. It should be done just before preparing or eating to avoid premature spoilage.
|
82 |
+
|
83 |
+
Fruits and vegetables should be kept separate from raw foods like meat, poultry, and seafood, as well as from utensils that have come in contact with raw foods. Fruits and vegetables that are not going to be cooked should be thrown away if they have touched raw meat, poultry, seafood, or eggs.
|
84 |
+
|
85 |
+
All cut, peeled, or cooked fruits and vegetables should be refrigerated within two hours. After a certain time, harmful bacteria may grow on them and increase the risk of foodborne illness.[43]
|
86 |
+
|
87 |
+
Fruit allergies make up about 10 percent of all food related allergies.[44][45]
|
88 |
+
|
89 |
+
Because fruits have been such a major part of the human diet, various cultures have developed many different uses for fruits they do not depend on for food. For example:
|
90 |
+
|
91 |
+
Fruit flies are species of flies that lay their eggs in the flesh of fruit. The pupae then consume the fruit before maturing into adult flies. Some species lay eggs in fruit that is done maturing or rotten; however, some species select hosts that are not yet ripe. Thus, these fruit flies cause significant damage to fruit crops. An example of this type of fruit fly is the Queensland fruit fly (Bactrocera tyroni) B. tyroni causes more than $28.5 million in damage to Australian fruit crops a year.[53] Combating this pest without the use of harmful pesticides is an active area of research.
|
en/2107.html.txt
ADDED
@@ -0,0 +1,13 @@
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1 |
+
A nut is a fruit composed of an inedible hard shell and a seed, which is generally edible. In general usage, a wide variety of dried seeds are called nuts, but in a botanical context "nut" implies that the shell does not open to release the seed (indehiscent). The translation of "nut" in certain languages frequently requires paraphrases, as the word is ambiguous.
|
2 |
+
|
3 |
+
Most seeds come from fruits that naturally free themselves from the shell, unlike nuts such as hazelnuts, chestnuts, and acorns, which have hard shell walls and originate from a compound ovary. The general and original usage of the term is less restrictive, and many nuts (in the culinary sense), such as almonds, pecans, pistachios, walnuts, and Brazil nuts,[1] are not nuts in a botanical sense. Common usage of the term often refers to any hard-walled, edible kernel as a nut.[2] Nuts are an energy-dense and nutrient-rich food source.[3]
|
4 |
+
|
5 |
+
A nut in botany is a simple dry fruit in which the ovary wall becomes increasingly hard as it matures, and where the seed remains unattached or free within the ovary wall. Most nuts come from the pistils with inferior ovaries (see flower) and all are indehiscent (not opening at maturity). True nuts are produced, for example, by some plant families of the order Fagales.
|
6 |
+
|
7 |
+
A small nut may be called a "nutlet" (or nucule, a term otherwise referring to the oogonium of stoneworts). In botany, the term "nutlet" specifically refers to a pyrena or pyrene, which is a seed covered by a stony layer, such as the kernel of a drupe. Walnuts and hickories (Juglandaceae) have fruits that are difficult to classify. They are considered to be nuts under some definitions but are also referred to as drupaceous nuts. "Tryma" is a specialized term for hickory fruits.
|
8 |
+
|
9 |
+
In common use, a "tree nut" is, as the name implies, any nut coming from a tree. This most often comes up regarding food allergies, a person may be allergic specifically to peanuts (which are not tree nuts but legumes), whereas others may be allergic to the wider range of nuts that grow in trees.
|
10 |
+
|
11 |
+
Notes
|
12 |
+
|
13 |
+
Further reading
|
en/2108.html.txt
ADDED
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|
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|
|
1 |
+
|
2 |
+
|
3 |
+
In botany, a fruit is the seed-bearing structure in flowering plants (also known as angiosperms) formed from the ovary after flowering.
|
4 |
+
|
5 |
+
Fruits are the means by which angiosperms disseminate seeds. Edible fruits, in particular, have propagated with the movements of humans and animals in a symbiotic relationship as a means for seed dispersal and nutrition; in fact, humans and many animals have become dependent on fruits as a source of food.[1] Accordingly, fruits account for a substantial fraction of the world's agricultural output, and some (such as the apple and the pomegranate) have acquired extensive cultural and symbolic meanings.
|
6 |
+
|
7 |
+
In common language usage, "fruit" normally means the fleshy seed-associated structures of a plant that are sweet or sour, and edible in the raw state, such as apples, bananas, grapes, lemons, oranges, and strawberries. On the other hand, in botanical usage, "fruit" includes many structures that are not commonly called "fruits", such as bean pods, corn kernels, tomatoes, and wheat grains.[2][3] The section of a fungus that produces spores is also called a fruiting body.[4]
|
8 |
+
|
9 |
+
Many common terms for seeds and fruit do not correspond to the botanical classifications. In culinary terminology, a fruit is usually any sweet-tasting plant part, especially a botanical fruit; a nut is any hard, oily, and shelled plant product; and a vegetable is any savory or less sweet plant product.[5] However, in botany, a fruit is the ripened ovary or carpel that contains seeds, a nut is a type of fruit and not a seed, and a seed is a ripened ovule.[6]
|
10 |
+
|
11 |
+
Examples of culinary "vegetables" and nuts that are botanically fruit include corn, cucurbits (e.g., cucumber, pumpkin, and squash), eggplant, legumes (beans, peanuts, and peas), sweet pepper, and tomato. In addition, some spices, such as allspice and chili pepper, are fruits, botanically speaking.[6] In contrast, rhubarb is often referred to as a fruit, because it is used to make sweet desserts such as pies, though only the petiole (leaf stalk) of the rhubarb plant is edible,[7] and edible gymnosperm seeds are often given fruit names, e.g., ginkgo nuts and pine nuts.
|
12 |
+
|
13 |
+
Botanically, a cereal grain, such as corn, rice, or wheat, is also a kind of fruit, termed a caryopsis. However, the fruit wall is very thin and is fused to the seed coat, so almost all of the edible grain is actually a seed.[8]
|
14 |
+
|
15 |
+
The outer, often edible layer, is the pericarp, formed from the ovary and surrounding the seeds, although in some species other tissues contribute to or form the edible portion. The pericarp may be described in three layers from outer to inner, the epicarp, mesocarp and endocarp.
|
16 |
+
|
17 |
+
Fruit that bears a prominent pointed terminal projection is said to be beaked.[9]
|
18 |
+
|
19 |
+
A fruit results from maturation of one or more flowers, and the gynoecium of the flower(s) forms all or part of the fruit.[10]
|
20 |
+
|
21 |
+
Inside the ovary/ovaries are one or more ovules where the megagametophyte contains the egg cell.[11] After double fertilization, these ovules will become seeds. The ovules are fertilized in a process that starts with pollination, which involves the movement of pollen from the stamens to the stigma of flowers. After pollination, a tube grows from the pollen through the stigma into the ovary to the ovule and two sperm are transferred from the pollen to the megagametophyte. Within the megagametophyte one of the two sperm unites with the egg, forming a zygote, and the second sperm enters the central cell forming the endosperm mother cell, which completes the double fertilization process.[12][13] Later the zygote will give rise to the embryo of the seed, and the endosperm mother cell will give rise to endosperm, a nutritive tissue used by the embryo.
|
22 |
+
|
23 |
+
As the ovules develop into seeds, the ovary begins to ripen and the ovary wall, the pericarp, may become fleshy (as in berries or drupes), or form a hard outer covering (as in nuts). In some multiseeded fruits, the extent to which the flesh develops is proportional to the number of fertilized ovules.[14] The pericarp is often differentiated into two or three distinct layers called the exocarp (outer layer, also called epicarp), mesocarp (middle layer), and endocarp (inner layer). In some fruits, especially simple fruits derived from an inferior ovary, other parts of the flower (such as the floral tube, including the petals, sepals, and stamens), fuse with the ovary and ripen with it. In other cases, the sepals, petals and/or stamens and style of the flower fall off. When such other floral parts are a significant part of the fruit, it is called an accessory fruit. Since other parts of the flower may contribute to the structure of the fruit, it is important to study flower structure to understand how a particular fruit forms.[3]
|
24 |
+
|
25 |
+
There are three general modes of fruit development:
|
26 |
+
|
27 |
+
Plant scientists have grouped fruits into three main groups, simple fruits, aggregate fruits, and composite or multiple fruits.[15] The groupings are not evolutionarily relevant, since many diverse plant taxa may be in the same group, but reflect how the flower organs are arranged and how the fruits develop.
|
28 |
+
|
29 |
+
Simple fruits can be either dry or fleshy, and result from the ripening of a simple or compound ovary in a flower with only one pistil. Dry fruits may be either dehiscent (they open to discharge seeds), or indehiscent (they do not open to discharge seeds).[16] Types of dry, simple fruits, and examples of each, include:
|
30 |
+
|
31 |
+
Fruits in which part or all of the pericarp (fruit wall) is fleshy at maturity are simple fleshy fruits. Types of simple, fleshy, fruits (with examples) include:
|
32 |
+
|
33 |
+
An aggregate fruit, or etaerio, develops from a single flower with numerous simple pistils.[17]
|
34 |
+
|
35 |
+
The pome fruits of the family Rosaceae, (including apples, pears, rosehips, and saskatoon berry) are a syncarpous fleshy fruit, a simple fruit, developing from a half-inferior ovary.[18]
|
36 |
+
|
37 |
+
Schizocarp fruits form from a syncarpous ovary and do not really dehisce, but rather split into segments with one or more seeds; they include a number of different forms from a wide range of families.[15] Carrot seed is an example.
|
38 |
+
|
39 |
+
Aggregate fruits form from single flowers that have multiple carpels which are not joined together, i.e. each pistil contains one carpel. Each pistil forms a fruitlet, and collectively the fruitlets are called an etaerio. Four types of aggregate fruits include etaerios of achenes, follicles, drupelets, and berries. Ranunculaceae species, including Clematis and Ranunculus have an etaerio of achenes, Calotropis has an etaerio of follicles, and Rubus species like raspberry, have an etaerio of drupelets. Annona have an etaerio of berries.[19][20]
|
40 |
+
|
41 |
+
The raspberry, whose pistils are termed drupelets because each is like a small drupe attached to the receptacle. In some bramble fruits (such as blackberry) the receptacle is elongated and part of the ripe fruit, making the blackberry an aggregate-accessory fruit.[21] The strawberry is also an aggregate-accessory fruit, only one in which the seeds are contained in achenes.[22] In all these examples, the fruit develops from a single flower with numerous pistils.
|
42 |
+
|
43 |
+
A multiple fruit is one formed from a cluster of flowers (called an inflorescence). Each flower produces a fruit, but these mature into a single mass.[23] Examples are the pineapple, fig, mulberry, osage-orange, and breadfruit.
|
44 |
+
|
45 |
+
In the photograph on the right, stages of flowering and fruit development in the noni or Indian mulberry (Morinda citrifolia) can be observed on a single branch. First an inflorescence of white flowers called a head is produced. After fertilization, each flower develops into a drupe, and as the drupes expand, they become connate (merge) into a multiple fleshy fruit called a syncarp.
|
46 |
+
|
47 |
+
Berries are another type of fleshy fruit; they are simple fruit created from a single ovary.[24] The ovary may be compound, with several carpels. Types include (examples follow in the table below):
|
48 |
+
|
49 |
+
Some or all of the edible part of accessory fruit is not generated by the ovary. Accessory fruit can be simple, aggregate, or multiple, i.e., they can include one or more pistils and other parts from the same flower, or the pistils and other parts of many flowers.
|
50 |
+
|
51 |
+
Seedlessness is an important feature of some fruits of commerce. Commercial cultivars of bananas and pineapples are examples of seedless fruits. Some cultivars of citrus fruits (especially grapefruit, mandarin oranges, navel oranges), satsumas, table grapes, and watermelons are valued for their seedlessness. In some species, seedlessness is the result of parthenocarpy, where fruits set without fertilization. Parthenocarpic fruit set may or may not require pollination, but most seedless citrus fruits require a stimulus from pollination to produce fruit.
|
52 |
+
|
53 |
+
Seedless bananas and grapes are triploids, and seedlessness results from the abortion of the embryonic plant that is produced by fertilization, a phenomenon known as stenospermocarpy, which requires normal pollination and fertilization.[25]
|
54 |
+
|
55 |
+
Variations in fruit structures largely depend on their seeds' mode of dispersal. This dispersal can be achieved by animals, explosive dehiscence, water, or wind.[26]
|
56 |
+
|
57 |
+
Some fruits have coats covered with spikes or hooked burrs, either to prevent themselves from being eaten by animals, or to stick to the feathers, hairs, or legs of animals, using them as dispersal agents. Examples include cocklebur and unicorn plant.[27][28]
|
58 |
+
|
59 |
+
The sweet flesh of many fruits is "deliberately" appealing to animals, so that the seeds held within are eaten and "unwittingly" carried away and deposited (i.e., defecated) at a distance from the parent. Likewise, the nutritious, oily kernels of nuts are appealing to rodents (such as squirrels), which hoard them in the soil to avoid starving during the winter, thus giving those seeds that remain uneaten the chance to germinate and grow into a new plant away from their parent.[6]
|
60 |
+
|
61 |
+
Other fruits are elongated and flattened out naturally, and so become thin, like wings or helicopter blades, e.g., elm, maple, and tuliptree. This is an evolutionary mechanism to increase dispersal distance away from the parent, via wind. Other wind-dispersed fruit have tiny "parachutes", e.g., dandelion, milkweed, salsify.[26]
|
62 |
+
|
63 |
+
Coconut fruits can float thousands of miles in the ocean to spread seeds. Some other fruits that can disperse via water are nipa palm and screw pine.[26]
|
64 |
+
|
65 |
+
Some fruits fling seeds substantial distances (up to 100 m in sandbox tree) via explosive dehiscence or other mechanisms, e.g., impatiens and squirting cucumber.[29]
|
66 |
+
|
67 |
+
Many hundreds of fruits, including fleshy fruits (like apple, kiwifruit, mango, peach, pear, and watermelon) are commercially valuable as human food, eaten both fresh and as jams, marmalade and other preserves. Fruits are also used in manufactured foods (e.g., cakes, cookies, ice cream, muffins, or yogurt) or beverages, such as fruit juices (e.g., apple juice, grape juice, or orange juice) or alcoholic beverages (e.g., brandy, fruit beer, or wine).[30] Fruits are also used for gift giving, e.g., in the form of Fruit Baskets and Fruit Bouquets.
|
68 |
+
|
69 |
+
Many "vegetables" in culinary parlance are botanical fruits, including bell pepper, cucumber, eggplant, green bean, okra, pumpkin, squash, tomato, and zucchini.[31] Olive fruit is pressed for olive oil. Spices like allspice, black pepper, paprika, and vanilla are derived from berries.[32]
|
70 |
+
|
71 |
+
All fruits benefit from proper post harvest care, and in many fruits, the plant hormone ethylene causes ripening. Therefore, maintaining most fruits in an efficient cold chain is optimal for post harvest storage, with the aim of extending and ensuring shelf life.[33]
|
72 |
+
|
73 |
+
As excessive intake of added sugar is harmful and fruits are relatively high in sugar it is often questioned whether fruits are actually healthy food. It is in fact difficult to get excessive amounts of sugar (e. g. fructose) from fruits as they also contain fibers, water and have significant chewing resistance. An overview on numerous studies can be found here.[34] Studies show that fruits are very satisfying (for example apples or oranges).[35] In addition, the fibres contained in fruits promote satiety[36] and help lose weight[37] and have cholesterol-lowering effects.[38]
|
74 |
+
|
75 |
+
Fresh fruits are generally high in fiber, vitamin C, and water.[39]
|
76 |
+
|
77 |
+
Regular consumption of fruit is generally associated with reduced risks of several diseases and functional declines associated with aging.[40][41] A current review of meta-analyses even comes to the conclusion that current assessments might even significantly underestimate the protective associations of fruit and vegetable intakes.[42]
|
78 |
+
|
79 |
+
For food safety, the CDC recommends proper fruit handling and preparation to reduce the risk of food contamination and foodborne illness. Fresh fruits and vegetables should be carefully selected; at the store, they should not be damaged or bruised; and precut pieces should be refrigerated or surrounded by ice.
|
80 |
+
|
81 |
+
All fruits and vegetables should be rinsed before eating. This recommendation also applies to produce with rinds or skins that are not eaten. It should be done just before preparing or eating to avoid premature spoilage.
|
82 |
+
|
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Fruits and vegetables should be kept separate from raw foods like meat, poultry, and seafood, as well as from utensils that have come in contact with raw foods. Fruits and vegetables that are not going to be cooked should be thrown away if they have touched raw meat, poultry, seafood, or eggs.
|
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|
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All cut, peeled, or cooked fruits and vegetables should be refrigerated within two hours. After a certain time, harmful bacteria may grow on them and increase the risk of foodborne illness.[43]
|
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|
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+
Fruit allergies make up about 10 percent of all food related allergies.[44][45]
|
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|
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+
Because fruits have been such a major part of the human diet, various cultures have developed many different uses for fruits they do not depend on for food. For example:
|
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|
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+
Fruit flies are species of flies that lay their eggs in the flesh of fruit. The pupae then consume the fruit before maturing into adult flies. Some species lay eggs in fruit that is done maturing or rotten; however, some species select hosts that are not yet ripe. Thus, these fruit flies cause significant damage to fruit crops. An example of this type of fruit fly is the Queensland fruit fly (Bactrocera tyroni) B. tyroni causes more than $28.5 million in damage to Australian fruit crops a year.[53] Combating this pest without the use of harmful pesticides is an active area of research.
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1 |
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Adolf Hitler (German: [ˈadɔlf ˈhɪtlɐ] (listen); 20 April 1889 – 30 April 1945) was a German politician and leader of the Nazi Party (Nationalsozialistische Deutsche Arbeiterpartei; NSDAP). He rose to power as the chancellor of Germany in 1933 and then as Führer in 1934.[a] During his dictatorship from 1933 to 1945, he initiated World War II in Europe by invading Poland on 1 September 1939. He was closely involved in military operations throughout the war and was central to the perpetration of the Holocaust.
|
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|
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+
Hitler was born in Austria—then part of Austria-Hungary—and was raised near Linz. He moved to Germany in 1913 and was decorated during his service in the German Army in World War I. In 1919, he joined the German Workers' Party (DAP), the precursor of the NSDAP, and was appointed leader of the NSDAP in 1921. In 1923, he attempted to seize power in a failed coup in Munich and was imprisoned. In jail, he dictated the first volume of his autobiography and political manifesto Mein Kampf ("My Struggle"). After his release in 1924, Hitler gained popular support by attacking the Treaty of Versailles and promoting Pan-Germanism, anti-semitism and anti-communism with charismatic oratory and Nazi propaganda. He frequently denounced international capitalism and communism as part of a Jewish conspiracy.
|
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+
|
7 |
+
By November 1932, the Nazi Party had the most seats in the German Reichstag but did not have a majority. As a result, no party was able to form a majority parliamentary coalition in support of a candidate for chancellor. Former chancellor Franz von Papen and other conservative leaders persuaded President Paul von Hindenburg to appoint Hitler as chancellor on 30 January 1933. Shortly after, the Reichstag passed the Enabling Act of 1933 which began the process of transforming the Weimar Republic into Nazi Germany, a one-party dictatorship based on the totalitarian and autocratic ideology of National Socialism. Hitler aimed to eliminate Jews from Germany and establish a New Order to counter what he saw as the injustice of the post-World War I international order dominated by Britain and France. His first six years in power resulted in rapid economic recovery from the Great Depression, the abrogation of restrictions imposed on Germany after World War I, and the annexation of territories inhabited by millions of ethnic Germans, which gave him significant popular support.
|
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|
9 |
+
Hitler sought Lebensraum ("living space") for the German people in Eastern Europe, and his aggressive foreign policy is considered the primary cause of World War II in Europe. He directed large-scale rearmament and, on 1 September 1939, invaded Poland, resulting in Britain and France declaring war on Germany. In June 1941, Hitler ordered an invasion of the Soviet Union. By the end of 1941, German forces and the European Axis powers occupied most of Europe and North Africa. These gains were gradually reversed after 1941, and in 1945 the Allied armies defeated the German army. On 29 April 1945, he married his longtime lover Eva Braun. Less than two days later, the couple committed suicide to avoid capture by the Soviet Red Army. Their corpses were burned.
|
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|
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+
Under Hitler's leadership and racially motivated ideology, the Nazi regime was responsible for the genocide of about 6 million Jews and millions of other victims whom he and his followers deemed Untermenschen (subhumans) or socially undesirable. Hitler and the Nazi regime were also responsible for the killing of an estimated 19.3 million civilians and prisoners of war. In addition, 28.7 million soldiers and civilians died as a result of military action in the European theatre. The number of civilians killed during World War II was unprecedented in warfare, and the casualties constitute the deadliest conflict in history.
|
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+
|
13 |
+
Hitler's actions and Nazi ideology are almost universally regarded as gravely immoral. According to Ian Kershaw, "Never in history has such ruination – physical and moral – been associated with the name of one man."[4]
|
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+
|
15 |
+
Hitler's father Alois Hitler Sr. (1837–1903) was the illegitimate child of Maria Anna Schicklgruber.[5] The baptismal register did not show the name of his father, and Alois initially bore his mother's surname Schicklgruber. In 1842, Johann Georg Hiedler married Alois's mother Maria Anna. Alois was brought up in the family of Hiedler's brother, Johann Nepomuk Hiedler.[6] In 1876, Alois was legitimated and the baptismal record received an annotation made by a priest to register Johann Georg Hiedler as Alois's father (recorded as "Georg Hitler").[7][8] Alois then assumed the surname "Hitler",[8] also spelled Hiedler, Hüttler, or Huettler. The name is probably based on "one who lives in a hut" (German Hütte for "hut").[9]
|
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+
|
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+
Nazi official Hans Frank suggested that Alois' mother had been employed as a housekeeper by a Jewish family in Graz, and that the family's 19-year-old son Leopold Frankenberger had fathered Alois.[10] No Frankenberger was registered in Graz during that period, and no record has been produced of Leopold Frankenberger's existence,[11] so historians dismiss the claim that Alois' father was Jewish.[12][13]
|
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+
|
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+
Adolf Hitler was born on 20 April 1889 in Braunau am Inn, a town in Austria-Hungary (in present-day Austria), close to the border with the German Empire.[14] He was the fourth of six children born to Alois Hitler and his third wife, Klara Pölzl. Three of Hitler's siblings—Gustav, Ida, and Otto—died in infancy.[15] Also living in the household were Alois's children from his second marriage: Alois Jr. (born 1882) and Angela (born 1883).[16] When Hitler was three, the family moved to Passau, Germany.[17] There he acquired the distinctive lower Bavarian dialect, rather than Austrian German, which marked his speech throughout his life.[18][19][20] The family returned to Austria and settled in Leonding in 1894, and in June 1895 Alois retired to Hafeld, near Lambach, where he farmed and kept bees. Hitler attended Volksschule (a state-owned primary school) in nearby Fischlham.[21][22]
|
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|
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+
The move to Hafeld coincided with the onset of intense father-son conflicts caused by Hitler's refusal to conform to the strict discipline of his school.[23] His father beat him, although his mother tried to protect him.[24] Alois Hitler's farming efforts at Hafeld ended in failure, and in 1897 the family moved to Lambach. The eight-year-old Hitler took singing lessons, sang in the church choir, and even considered becoming a priest.[25] In 1898 the family returned permanently to Leonding. Hitler was deeply affected by the death of his younger brother Edmund, who died in 1900 from measles. Hitler changed from a confident, outgoing, conscientious student to a morose, detached boy who constantly fought with his father and teachers.[26]
|
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+
|
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+
Alois had made a successful career in the customs bureau, and wanted his son to follow in his footsteps.[27] Hitler later dramatised an episode from this period when his father took him to visit a customs office, depicting it as an event that gave rise to an unforgiving antagonism between father and son, who were both strong-willed.[28][29][30] Ignoring his son's desire to attend a classical high school and become an artist, Alois sent Hitler to the Realschule in Linz in September 1900.[b][31] Hitler rebelled against this decision, and in Mein Kampf states that he intentionally did poorly in school, hoping that once his father saw "what little progress I was making at the technical school he would let me devote myself to my dream".[32]
|
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|
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Like many Austrian Germans, Hitler began to develop German nationalist ideas from a young age.[33] He expressed loyalty only to Germany, despising the declining Habsburg Monarchy and its rule over an ethnically variegated empire.[34][35] Hitler and his friends used the greeting "Heil", and sang the "Deutschlandlied" instead of the Austrian Imperial anthem.[36]
|
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+
|
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+
After Alois's sudden death on 3 January 1903, Hitler's performance at school deteriorated and his mother allowed him to leave.[37] He enrolled at the Realschule in Steyr in September 1904, where his behaviour and performance improved.[38] In 1905, after passing a repeat of the final exam, Hitler left the school without any ambitions for further education or clear plans for a career.[39]
|
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|
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In 1907 Hitler left Linz to live and study fine art in Vienna, financed by orphan's benefits and support from his mother. He applied for admission to the Academy of Fine Arts Vienna but was rejected twice.[40][41] The director suggested Hitler should apply to the School of Architecture, but he lacked the necessary academic credentials because he had not finished secondary school.[42]
|
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|
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On 21 December 1907, his mother died of breast cancer at the age of 47, when he himself was 18. In 1909 Hitler ran out of money and was forced to live a bohemian life in homeless shelters and a men's dormitory.[43][44] He earned money as a casual labourer and by painting and selling watercolours of Vienna's sights.[40] During his time in Vienna, he pursued a growing passion for architecture and music, attending ten performances of Lohengrin, his favourite Wagner opera.[45]
|
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|
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It was in Vienna that Hitler first became exposed to racist rhetoric.[46] Populists such as mayor Karl Lueger exploited the climate of virulent anti-Semitism and occasionally espoused German nationalist notions for political effect. German nationalism had a particularly widespread following in the Mariahilf district, where Hitler lived.[47] Georg Ritter von Schönerer became a major influence on Hitler.[48] He also developed an admiration for Martin Luther.[49] Hitler read local newspapers such as Deutsches Volksblatt that fanned prejudice and played on Christian fears of being swamped by an influx of Eastern European Jews.[50] He read newspapers and pamphlets that published the thoughts of philosophers and theoreticians such as Houston Stewart Chamberlain, Charles Darwin, Friedrich Nietzsche, Gustave Le Bon and Arthur Schopenhauer.[51]
|
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|
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The origin and development of Hitler's anti-Semitism remains a matter of debate.[52] His friend, August Kubizek, claimed that Hitler was a "confirmed anti-Semite" before he left Linz.[53] However, historian Brigitte Hamann describes Kubizek's claim as "problematical".[54] While Hitler states in Mein Kampf that he first became an anti-Semite in Vienna,[55] Reinhold Hanisch, who helped him sell his paintings, disagrees. Hitler had dealings with Jews while living in Vienna.[56][57][58] Historian Richard J. Evans states that "historians now generally agree that his notorious, murderous anti-Semitism emerged well after Germany's defeat [in World War I], as a product of the paranoid "stab-in-the-back" explanation for the catastrophe".[59]
|
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Hitler received the final part of his father's estate in May 1913 and moved to Munich, Germany.[60] When he was conscripted into the Austro-Hungarian Army,[61] he journeyed to Salzburg on 5 February 1914 for medical assessment. After he was deemed unfit for service, he returned to Munich.[62] Hitler later claimed that he did not wish to serve the Habsburg Empire because of the mixture of races in its army and his belief that the collapse of Austria-Hungary was imminent.[63]
|
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In August 1914, at the outbreak of World War I, Hitler was living in Munich and voluntarily enlisted in the Bavarian Army.[64] According to a 1924 report by the Bavarian authorities, allowing Hitler to serve was almost certainly an administrative error, since as an Austrian citizen, he should have been returned to Austria.[64] Posted to the Bavarian Reserve Infantry Regiment 16 (1st Company of the List Regiment),[65][64] he served as a dispatch runner on the Western Front in France and Belgium,[66] spending nearly half his time at the regimental headquarters in Fournes-en-Weppes, well behind the front lines.[67][68] He was present at the First Battle of Ypres, the Battle of the Somme, the Battle of Arras, and the Battle of Passchendaele, and was wounded at the Somme.[69] He was decorated for bravery, receiving the Iron Cross, Second Class, in 1914.[69] On a recommendation by Lieutenant Hugo Gutmann, Hitler's Jewish superior, he received the Iron Cross, First Class on 4 August 1918, a decoration rarely awarded to one of Hitler's Gefreiter rank.[70][71] He received the Black Wound Badge on 18 May 1918.[72]
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During his service at headquarters, Hitler pursued his artwork, drawing cartoons and instructions for an army newspaper. During the Battle of the Somme in October 1916, he was wounded in the left thigh when a shell exploded in the dispatch runners' dugout.[73] Hitler spent almost two months in hospital at Beelitz, returning to his regiment on 5 March 1917.[74] On 15 October 1918, he was temporarily blinded in a mustard gas attack and was hospitalised in Pasewalk.[75] While there, Hitler learned of Germany's defeat, and—by his own account—upon receiving this news, he suffered a second bout of blindness.[76]
|
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Hitler described the war as "the greatest of all experiences", and was praised by his commanding officers for his bravery.[77] His wartime experience reinforced his German patriotism and he was shocked by Germany's capitulation in November 1918.[78] His bitterness over the collapse of the war effort began to shape his ideology.[79] Like other German nationalists, he believed the Dolchstoßlegende (stab-in-the-back myth), which claimed that the German army, "undefeated in the field", had been "stabbed in the back" on the home front by civilian leaders, Jews, Marxists, and those who signed the armistice that ended the fighting—later dubbed the "November criminals".[80]
|
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The Treaty of Versailles stipulated that Germany must relinquish several of its territories and demilitarise the Rhineland. The treaty imposed economic sanctions and levied heavy reparations on the country. Many Germans saw the treaty as an unjust humiliation—they especially objected to Article 231, which they interpreted as declaring Germany responsible for the war.[81] The Versailles Treaty and the economic, social, and political conditions in Germany after the war were later exploited by Hitler for political gain.[82]
|
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After World War I, Hitler returned to Munich.[83] Without formal education or career prospects, he remained in the army.[84] In July 1919 he was appointed Verbindungsmann (intelligence agent) of an Aufklärungskommando (reconnaissance unit) of the Reichswehr, assigned to influence other soldiers and to infiltrate the German Workers' Party (DAP). At a DAP meeting on 12 September 1919, Party Chairman Anton Drexler was impressed with Hitler's oratorical skills. He gave him a copy of his pamphlet My Political Awakening, which contained anti-Semitic, nationalist, anti-capitalist, and anti-Marxist ideas.[85] On the orders of his army superiors, Hitler applied to join the party,[86] and within a week was accepted as party member 555 (the party began counting membership at 500 to give the impression they were a much larger party).[87][88]
|
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|
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Around this time, Hitler made his earliest known recorded statement about the Jews in a letter (now known as the Gemlich letter) dated 16 September 1919 to Adolf Gemlich about the Jewish question. In the letter, Hitler argues that the aim of the government "must unshakably be the removal of the Jews altogether".[89]
|
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At the DAP, Hitler met Dietrich Eckart, one of the party's founders and a member of the occult Thule Society.[90] Eckart became Hitler's mentor, exchanging ideas with him and introducing him to a wide range of Munich society.[91] To increase its appeal, the DAP changed its name to the Nationalsozialistische Deutsche Arbeiterpartei (National Socialist German Workers Party; NSDAP).[92] Hitler designed the party's banner of a swastika in a white circle on a red background.[93]
|
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Hitler was discharged from the army on 31 March 1920 and began working full-time for the NSDAP.[94] The party headquarters was in Munich, a hotbed of anti-government German nationalists determined to crush Marxism and undermine the Weimar Republic.[95] In February 1921—already highly effective at crowd manipulation—he spoke to a crowd of over 6,000.[96] To publicise the meeting, two truckloads of party supporters drove around Munich waving swastika flags and distributing leaflets. Hitler soon gained notoriety for his rowdy polemic speeches against the Treaty of Versailles, rival politicians, and especially against Marxists and Jews.[97]
|
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In June 1921, while Hitler and Eckart were on a fundraising trip to Berlin, a mutiny broke out within the NSDAP in Munich. Members of its executive committee wanted to merge with the rival German Socialist Party (DSP).[98] Hitler returned to Munich on 11 July and angrily tendered his resignation. The committee members realised that the resignation of their leading public figure and speaker would mean the end of the party.[99] Hitler announced he would rejoin on the condition that he would replace Drexler as party chairman, and that the party headquarters would remain in Munich.[100] The committee agreed, and he rejoined the party on 26 July as member 3,680. Hitler continued to face some opposition within the NSDAP: Opponents of Hitler in the leadership had Hermann Esser expelled from the party, and they printed 3,000 copies of a pamphlet attacking Hitler as a traitor to the party.[100][c] In the following days, Hitler spoke to several packed houses and defended himself and Esser, to thunderous applause. His strategy proved successful, and at a special party congress on 29 July, he was granted absolute powers as party chairman, replacing Drexler, by a vote of 533 to 1.[101]
|
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Hitler's vitriolic beer hall speeches began attracting regular audiences. A demagogue,[102] he became adept at using populist themes, including the use of scapegoats, who were blamed for his listeners' economic hardships.[103][104][105] Hitler used personal magnetism and an understanding of crowd psychology to his advantage while engaged in public speaking.[106][107] Historians have noted the hypnotic effect of his rhetoric on large audiences, and of his eyes in small groups.[108] Algis Budrys recalled the crowd noise and behaviour when Hitler appeared in a 1936 parade; some in the audience writhed and rolled on the ground or experienced fecal incontinence.[109] Alfons Heck, a former member of the Hitler Youth, recalled a similar experience:
|
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|
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We erupted into a frenzy of nationalistic pride that bordered on hysteria. For minutes on end, we shouted at the top of our lungs, with tears streaming down our faces: Sieg Heil, Sieg Heil, Sieg Heil! From that moment on, I belonged to Adolf Hitler body and soul.[110]
|
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Early followers included Rudolf Hess, former air force ace Hermann Göring, and army captain Ernst Röhm. Röhm became head of the Nazis' paramilitary organisation, the Sturmabteilung (SA, "Stormtroopers"), which protected meetings and attacked political opponents. A critical influence on Hitler's thinking during this period was the Aufbau Vereinigung,[111] a conspiratorial group of White Russian exiles and early National Socialists. The group, financed with funds channelled from wealthy industrialists, introduced Hitler to the idea of a Jewish conspiracy, linking international finance with Bolshevism.[112]
|
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|
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The programme of the NSDAP, known colloquially as the "Nazi Party", was laid out in their 25-point programme on 24 February 1920. This did not represent a coherent ideology, but was a conglomeration of received ideas which had currency in the völkisch Pan-Germanic movement, such as ultranationalism, opposition to the Treaty of Versailles, distrust of capitalism, as well as some socialist ideas. For Hitler, though, the most important aspect of it was its strong anti-Semitic stance. He also perceived the programme as primarily a basis for propaganda and for attracting people to the party.[113]
|
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|
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In 1923, Hitler enlisted the help of World War I General Erich Ludendorff for an attempted coup known as the "Beer Hall Putsch". The NSDAP used Italian Fascism as a model for their appearance and policies. Hitler wanted to emulate Benito Mussolini's "March on Rome" of 1922 by staging his own coup in Bavaria, to be followed by a challenge to the government in Berlin. Hitler and Ludendorff sought the support of Staatskommissar (state commissioner) Gustav Ritter von Kahr, Bavaria's de facto ruler. However, Kahr, along with Police Chief Hans Ritter von Seisser and Reichswehr General Otto von Lossow, wanted to install a nationalist dictatorship without Hitler.[114]
|
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On 8 November 1923, Hitler and the SA stormed a public meeting of 3,000 people organised by Kahr in the Bürgerbräukeller, a beer hall in Munich. Interrupting Kahr's speech, he announced that the national revolution had begun and declared the formation of a new government with Ludendorff.[115] Retiring to a back room, Hitler, with handgun drawn, demanded and got the support of Kahr, Seisser, and Lossow.[115] Hitler's forces initially succeeded in occupying the local Reichswehr and police headquarters, but Kahr and his cohorts quickly withdrew their support. Neither the army, nor the state police, joined forces with Hitler.[116] The next day, Hitler and his followers marched from the beer hall to the Bavarian War Ministry to overthrow the Bavarian government, but police dispersed them.[117] Sixteen NSDAP members and four police officers were killed in the failed coup.[118]
|
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Hitler fled to the home of Ernst Hanfstaengl and by some accounts contemplated suicide.[119] He was depressed but calm when arrested on 11 November 1923 for high treason.[120] His trial before the special People's Court in Munich began in February 1924,[121] and Alfred Rosenberg became temporary leader of the NSDAP. On 1 April, Hitler was sentenced to five years' imprisonment at Landsberg Prison.[122] There, he received friendly treatment from the guards, and was allowed mail from supporters and regular visits by party comrades. Pardoned by the Bavarian Supreme Court, he was released from jail on 20 December 1924, against the state prosecutor's objections.[123] Including time on remand, Hitler served just over one year in prison.[124]
|
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While at Landsberg, Hitler dictated most of the first volume of Mein Kampf (My Struggle; originally entitled Four and a Half Years of Struggle against Lies, Stupidity, and Cowardice) at first to his chauffeur, Emil Maurice, and then to his deputy, Rudolf Hess.[124][125] The book, dedicated to Thule Society member Dietrich Eckart, was an autobiography and exposition of his ideology. The book laid out Hitler's plans for transforming German society into one based on race. Throughout the book, Jews are equated with "germs" and presented as the "international poisoners" of society. According to Hitler's ideology, the only solution was their extermination. While Hitler did not describe exactly how this was to be accomplished, his "inherent genocidal thrust is undeniable," according to Ian Kershaw.[126]
|
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Published in two volumes in 1925 and 1926, Mein Kampf sold 228,000 copies between 1925 and 1932. One million copies were sold in 1933, Hitler's first year in office.[127]
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Shortly before Hitler was eligible for parole, the Bavarian government attempted to have him deported to Austria.[128] The Austrian federal chancellor rejected the request on the specious grounds that his service in the German Army made his Austrian citizenship void.[129] In response, Hitler formally renounced his Austrian citizenship on 7 April 1925.[129]
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At the time of Hitler's release from prison, politics in Germany had become less combative and the economy had improved, limiting Hitler's opportunities for political agitation. As a result of the failed Beer Hall Putsch, the Nazi Party and its affiliated organisations were banned in Bavaria. In a meeting with the Prime Minister of Bavaria Heinrich Held on 4 January 1925, Hitler agreed to respect the state's authority and promised that he would seek political power only through the democratic process. The meeting paved the way for the ban on the NSDAP to be lifted on 16 February.[130] However, after an inflammatory speech he gave on 27 February, Hitler was barred from public speaking by the Bavarian authorities, a ban that remained in place until 1927.[131][132] To advance his political ambitions in spite of the ban, Hitler appointed Gregor Strasser, Otto Strasser and Joseph Goebbels to organise and enlarge the NSDAP in northern Germany. Gregor Strasser steered a more independent political course, emphasising the socialist elements of the party's programme.[133]
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The stock market in the United States crashed on 24 October 1929. The impact in Germany was dire: millions were thrown out of work and several major banks collapsed. Hitler and the NSDAP prepared to take advantage of the emergency to gain support for their party. They promised to repudiate the Versailles Treaty, strengthen the economy, and provide jobs.[134]
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The Great Depression provided a political opportunity for Hitler. Germans were ambivalent about the parliamentary republic, which faced challenges from right- and left-wing extremists. The moderate political parties were increasingly unable to stem the tide of extremism, and the German referendum of 1929 helped to elevate Nazi ideology.[136] The elections of September 1930 resulted in the break-up of a grand coalition and its replacement with a minority cabinet. Its leader, chancellor Heinrich Brüning of the Centre Party, governed through emergency decrees from President Paul von Hindenburg. Governance by decree became the new norm and paved the way for authoritarian forms of government.[137] The NSDAP rose from obscurity to win 18.3 per cent of the vote and 107 parliamentary seats in the 1930 election, becoming the second-largest party in parliament.[138]
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Hitler made a prominent appearance at the trial of two Reichswehr officers, Lieutenants Richard Scheringer and Hanns Ludin, in late 1930. Both were charged with membership in the NSDAP, at that time illegal for Reichswehr personnel.[139] The prosecution argued that the NSDAP was an extremist party, prompting defence lawyer Hans Frank to call on Hitler to testify.[140] On 25 September 1930, Hitler testified that his party would pursue political power solely through democratic elections,[141] which won him many supporters in the officer corps.[142]
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Brüning's austerity measures brought little economic improvement and were extremely unpopular.[143] Hitler exploited this by targeting his political messages specifically at people who had been affected by the inflation of the 1920s and the Depression, such as farmers, war veterans, and the middle class.[144]
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Although Hitler had terminated his Austrian citizenship in 1925, he did not acquire German citizenship for almost seven years. This meant that he was stateless, legally unable to run for public office, and still faced the risk of deportation.[145] On 25 February 1932, the interior minister of Brunswick, Dietrich Klagges, who was a member of the NSDAP, appointed Hitler as administrator for the state's delegation to the Reichsrat in Berlin, making Hitler a citizen of Brunswick,[146] and thus of Germany.[147]
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Hitler ran against Hindenburg in the 1932 presidential elections. A speech to the Industry Club in Düsseldorf on 27 January 1932 won him support from many of Germany's most powerful industrialists.[148] Hindenburg had support from various nationalist, monarchist, Catholic, and republican parties, and some Social Democrats. Hitler used the campaign slogan "Hitler über Deutschland" ("Hitler over Germany"), a reference to his political ambitions and his campaigning by aircraft.[149] He was one of the first politicians to use aircraft travel for political purposes, and used it effectively.[150][151] Hitler came in second in both rounds of the election, garnering more than 35 per cent of the vote in the final election. Although he lost to Hindenburg, this election established Hitler as a strong force in German politics.[152]
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The absence of an effective government prompted two influential politicians, Franz von Papen and Alfred Hugenberg, along with several other industrialists and businessmen, to write a letter to Hindenburg. The signers urged Hindenburg to appoint Hitler as leader of a government "independent from parliamentary parties", which could turn into a movement that would "enrapture millions of people".[153][154]
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Hindenburg reluctantly agreed to appoint Hitler as chancellor after two further parliamentary elections—in July and November 1932—had not resulted in the formation of a majority government. Hitler headed a short-lived coalition government formed by the NSDAP (which had the most seats in the Reichstag) and Hugenberg's party, the German National People's Party (DNVP). On 30 January 1933, the new cabinet was sworn in during a brief ceremony in Hindenburg's office. The NSDAP gained three posts: Hitler was named chancellor, Wilhelm Frick Minister of the Interior, and Hermann Göring Minister of the Interior for Prussia.[155] Hitler had insisted on the ministerial positions as a way to gain control over the police in much of Germany.[156]
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As chancellor, Hitler worked against attempts by the NSDAP's opponents to build a majority government. Because of the political stalemate, he asked Hindenburg to again dissolve the Reichstag, and elections were scheduled for early March. On 27 February 1933, the Reichstag building was set on fire. Göring blamed a communist plot, because Dutch communist Marinus van der Lubbe was found in incriminating circumstances inside the burning building.[157] According to Kershaw, the consensus of nearly all historians is that van der Lubbe actually set the fire.[158] Others, including William L. Shirer and Alan Bullock, are of the opinion that the NSDAP itself was responsible.[159][160] At Hitler's urging, Hindenburg responded with the Reichstag Fire Decree of 28 February, which suspended basic rights and allowed detention without trial. The decree was permitted under Article 48 of the Weimar Constitution, which gave the president the power to take emergency measures to protect public safety and order.[161] Activities of the German Communist Party (KPD) were suppressed, and some 4,000 KPD members were arrested.[162]
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In addition to political campaigning, the NSDAP engaged in paramilitary violence and the spread of anti-communist propaganda in the days preceding the election. On election day, 6 March 1933, the NSDAP's share of the vote increased to 43.9 per cent, and the party acquired the largest number of seats in parliament. Hitler's party failed to secure an absolute majority, necessitating another coalition with the DNVP.[163]
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On 21 March 1933, the new Reichstag was constituted with an opening ceremony at the Garrison Church in Potsdam. This "Day of Potsdam" was held to demonstrate unity between the Nazi movement and the old Prussian elite and military. Hitler appeared in a morning coat and humbly greeted Hindenburg.[164][165]
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To achieve full political control despite not having an absolute majority in parliament, Hitler's government brought the Ermächtigungsgesetz (Enabling Act) to a vote in the newly elected Reichstag. The Act—officially titled the Gesetz zur Behebung der Not von Volk und Reich ("Law to Remedy the Distress of People and Reich")—gave Hitler's cabinet the power to enact laws without the consent of the Reichstag for four years. These laws could (with certain exceptions) deviate from the constitution.[166] Since it would affect the constitution, the Enabling Act required a two-thirds majority to pass. Leaving nothing to chance, the Nazis used the provisions of the Reichstag Fire Decree to arrest all 81 Communist deputies (in spite of their virulent campaign against the party, the Nazis had allowed the KPD to contest the election)[167] and prevent several Social Democrats from attending.[168]
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On 23 March 1933, the Reichstag assembled at the Kroll Opera House under turbulent circumstances. Ranks of SA men served as guards inside the building, while large groups outside opposing the proposed legislation shouted slogans and threats towards the arriving members of parliament.[169] The position of the Centre Party, the third largest party in the Reichstag, was decisive. After Hitler verbally promised party leader Ludwig Kaas that Hindenburg would retain his power of veto, Kaas announced the Centre Party would support the Enabling Act. The Act passed by a vote of 441–84, with all parties except the Social Democrats voting in favour. The Enabling Act, along with the Reichstag Fire Decree, transformed Hitler's government into a de facto legal dictatorship.[170]
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At the risk of appearing to talk nonsense I tell you that the National Socialist movement will go on for 1,000 years! ... Don't forget how people laughed at me 15 years ago when I declared that one day I would govern Germany. They laugh now, just as foolishly, when I declare that I shall remain in power![171]
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Having achieved full control over the legislative and executive branches of government, Hitler and his allies began to suppress the remaining opposition. The Social Democratic Party was banned and its assets seized.[172] While many trade union delegates were in Berlin for May Day activities, SA stormtroopers demolished union offices around the country. On 2 May 1933 all trade unions were forced to dissolve and their leaders were arrested. Some were sent to concentration camps.[173] The German Labour Front was formed as an umbrella organisation to represent all workers, administrators, and company owners, thus reflecting the concept of national socialism in the spirit of Hitler's Volksgemeinschaft ("people's community").[174]
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By the end of June, the other parties had been intimidated into disbanding. This included the Nazis' nominal coalition partner, the DNVP; with the SA's help, Hitler forced its leader, Hugenberg, to resign on 29 June. On 14 July 1933, the NSDAP was declared the only legal political party in Germany.[174][172] The demands of the SA for more political and military power caused anxiety among military, industrial, and political leaders. In response, Hitler purged the entire SA leadership in the Night of the Long Knives, which took place from 30 June to 2 July 1934.[175] Hitler targeted Ernst Röhm and other SA leaders who, along with a number of Hitler's political adversaries (such as Gregor Strasser and former chancellor Kurt von Schleicher), were rounded up, arrested, and shot.[176] While the international community and some Germans were shocked by the murders, many in Germany believed Hitler was restoring order.[177]
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On 2 August 1934, Hindenburg died. The previous day, the cabinet had enacted the "Law Concerning the Highest State Office of the Reich".[3] This law stated that upon Hindenburg's death, the office of president would be abolished and its powers merged with those of the chancellor. Hitler thus became head of state as well as head of government, and was formally named as Führer und Reichskanzler (leader and chancellor),[2] although Reichskanzler was eventually quietly dropped.[178] With this action, Hitler eliminated the last legal remedy by which he could be removed from office.[179]
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As head of state, Hitler became commander-in-chief of the armed forces. Immediately after Hindenburg's death, at the instigation of the leadership of the Reichswehr, the traditional loyalty oath of soldiers was altered to affirm loyalty to Hitler personally, by name, rather than to the office of commander-in-chief (which was later renamed to supreme commander) or the state.[180] On 19 August, the merger of the presidency with the chancellorship was approved by 88 per cent of the electorate voting in a plebiscite.[181]
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In early 1938, Hitler used blackmail to consolidate his hold over the military by instigating the Blomberg–Fritsch affair. Hitler forced his War Minister, Field Marshal Werner von Blomberg, to resign by using a police dossier that showed that Blomberg's new wife had a record for prostitution.[182][183] Army commander Colonel-General Werner von Fritsch was removed after the Schutzstaffel (SS) produced allegations that he had engaged in a homosexual relationship.[184] Both men had fallen into disfavour because they objected to Hitler's demand to make the Wehrmacht ready for war as early as 1938.[185] Hitler assumed Blomberg's title of Commander-in-Chief, thus taking personal command of the armed forces. He replaced the Ministry of War with the Oberkommando der Wehrmacht (OKW), headed by General Wilhelm Keitel. On the same day, sixteen generals were stripped of their commands and 44 more were transferred; all were suspected of not being sufficiently pro-Nazi.[186] By early February 1938, twelve more generals had been removed.[187]
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Hitler took care to give his dictatorship the appearance of legality. Many of his decrees were explicitly based on the Reichstag Fire Decree and hence on Article 48 of the Weimar Constitution. The Reichstag renewed the Enabling Act twice, each time for a four-year period.[188] While elections to the Reichstag were still held (in 1933, 1936, and 1938), voters were presented with a single list of Nazis and pro-Nazi "guests" which carried with well over 90 per cent of the vote.[189] These elections were held in far-from-secret conditions; the Nazis threatened severe reprisals against anyone who did not vote or dared to vote no.[190]
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In August 1934, Hitler appointed Reichsbank President Hjalmar Schacht as Minister of Economics, and in the following year, as Plenipotentiary for War Economy in charge of preparing the economy for war.[191] Reconstruction and rearmament were financed through Mefo bills, printing money, and seizing the assets of people arrested as enemies of the State, including Jews.[192] Unemployment fell from six million in 1932 to one million in 1936.[193] Hitler oversaw one of the largest infrastructure improvement campaigns in German history, leading to the construction of dams, autobahns, railroads, and other civil works. Wages were slightly lower in the mid to late 1930s compared with wages during the Weimar Republic, while the cost of living increased by 25 per cent.[194] The average work week increased during the shift to a war economy; by 1939, the average German was working between 47 and 50 hours a week.[195]
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Hitler's government sponsored architecture on an immense scale. Albert Speer, instrumental in implementing Hitler's classicist reinterpretation of German culture, was placed in charge of the proposed architectural renovations of Berlin.[196] Despite a threatened multi-nation boycott, Germany hosted the 1936 Olympic Games. Hitler officiated at the opening ceremonies and attended events at both the Winter Games in Garmisch-Partenkirchen and the Summer Games in Berlin.[197]
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In a meeting with German military leaders on 3 February 1933, Hitler spoke of "conquest for Lebensraum in the East and its ruthless Germanisation" as his ultimate foreign policy objectives.[198] In March, Prince Bernhard Wilhelm von Bülow, secretary at the Auswärtiges Amt (Foreign Office), issued a statement of major foreign policy aims: Anschluss with Austria, the restoration of Germany's national borders of 1914, rejection of military restrictions under the Treaty of Versailles, the return of the former German colonies in Africa, and a German zone of influence in Eastern Europe. Hitler found Bülow's goals to be too modest.[199] In speeches during this period, he stressed the peaceful goals of his policies and a willingness to work within international agreements.[200] At the first meeting of his cabinet in 1933, Hitler prioritised military spending over unemployment relief.[201]
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Germany withdrew from the League of Nations and the World Disarmament Conference in October 1933.[202] In January 1935, over 90 per cent of the people of the Saarland, then under League of Nations administration, voted to unite with Germany.[203] That March, Hitler announced an expansion of the Wehrmacht to 600,000 members—six times the number permitted by the Versailles Treaty—including development of an air force (Luftwaffe) and an increase in the size of the navy (Kriegsmarine). Britain, France, Italy, and the League of Nations condemned these violations of the Treaty, but did nothing to stop it.[204][205] The Anglo-German Naval Agreement (AGNA) of 18 June allowed German tonnage to increase to 35 per cent of that of the British navy. Hitler called the signing of the AGNA "the happiest day of his life", believing that the agreement marked the beginning of the Anglo-German alliance he had predicted in Mein Kampf.[206] France and Italy were not consulted before the signing, directly undermining the League of Nations and setting the Treaty of Versailles on the path towards irrelevance.[207]
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Germany reoccupied the demilitarised zone in the Rhineland in March 1936, in violation of the Versailles Treaty. Hitler also sent troops to Spain to support General Franco during the Spanish Civil War after receiving an appeal for help in July 1936. At the same time, Hitler continued his efforts to create an Anglo-German alliance.[208] In August 1936, in response to a growing economic crisis caused by his rearmament efforts, Hitler ordered Göring to implement a Four Year Plan to prepare Germany for war within the next four years.[209] The plan envisaged an all-out struggle between "Judeo-Bolshevism" and German national socialism, which in Hitler's view required a committed effort of rearmament regardless of the economic costs.[210]
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Count Galeazzo Ciano, foreign minister of Mussolini's government, declared an axis between Germany and Italy, and on 25 November, Germany signed the Anti-Comintern Pact with Japan. Britain, China, Italy, and Poland were also invited to join the Anti-Comintern Pact, but only Italy signed in 1937. Hitler abandoned his plan of an Anglo-German alliance, blaming "inadequate" British leadership.[211] At a meeting in the Reich Chancellery with his foreign ministers and military chiefs that November, Hitler restated his intention of acquiring Lebensraum for the German people. He ordered preparations for war in the East, to begin as early as 1938 and no later than 1943. In the event of his death, the conference minutes, recorded as the Hossbach Memorandum, were to be regarded as his "political testament".[212] He felt that a severe decline in living standards in Germany as a result of the economic crisis could only be stopped by military aggression aimed at seizing Austria and Czechoslovakia.[213][214] Hitler urged quick action before Britain and France gained a permanent lead in the arms race.[213] In early 1938, in the wake of the Blomberg–Fritsch Affair, Hitler asserted control of the military-foreign policy apparatus, dismissing Neurath as foreign minister and appointing himself as War Minister.[209] From early 1938 onwards, Hitler was carrying out a foreign policy ultimately aimed at war.[215]
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In February 1938, on the advice of his newly appointed foreign minister, the strongly pro-Japanese Joachim von Ribbentrop, Hitler ended the Sino-German alliance with the Republic of China to instead enter into an alliance with the more modern and powerful Empire of Japan. Hitler announced German recognition of Manchukuo, the Japanese-occupied state in Manchuria, and renounced German claims to their former colonies in the Pacific held by Japan.[216] Hitler ordered an end to arms shipments to China and recalled all German officers working with the Chinese Army.[216] In retaliation, Chinese General Chiang Kai-shek cancelled all Sino-German economic agreements, depriving the Germans of many Chinese raw materials.[217]
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On 12 March 1938, Hitler announced the unification of Austria with Nazi Germany in the Anschluss.[218][219] Hitler then turned his attention to the ethnic German population of the Sudetenland region of Czechoslovakia.[220] On 28–29 March 1938, Hitler held a series of secret meetings in Berlin with Konrad Henlein of the Sudeten German Party, the largest of the ethnic German parties of the Sudetenland. The men agreed that Henlein would demand increased autonomy for Sudeten Germans from the Czechoslovakian government, thus providing a pretext for German military action against Czechoslovakia. In April 1938 Henlein told the foreign minister of Hungary that "whatever the Czech government might offer, he would always raise still higher demands ... he wanted to sabotage an understanding by any means because this was the only method to blow up Czechoslovakia quickly".[221] In private, Hitler considered the Sudeten issue unimportant; his real intention was a war of conquest against Czechoslovakia.[222]
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In April Hitler ordered the OKW to prepare for
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Fall Grün (Case Green), the code name for an invasion of Czechoslovakia.[223] As a result of intense French and British diplomatic pressure, on 5 September Czechoslovakian President Edvard Beneš unveiled the "Fourth Plan" for constitutional reorganisation of his country, which agreed to most of Henlein's demands for Sudeten autonomy.[224] Henlein's party responded to Beneš' offer by instigating a series of violent clashes with the Czechoslovakian police that led to the declaration of martial law in certain Sudeten districts.[225][226]
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Germany was dependent on imported oil; a confrontation with Britain over the Czechoslovakian dispute could curtail Germany's oil supplies. This forced Hitler to call off Fall Grün, originally planned for 1 October 1938.[227] On 29 September Hitler, Neville Chamberlain, Édouard Daladier, and Mussolini attended a one-day conference in Munich that led to the Munich Agreement, which handed over the Sudetenland districts to Germany.[228][229]
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Chamberlain was satisfied with the Munich conference, calling the outcome "peace for our time", while Hitler was angered about the missed opportunity for war in 1938;[230][231] he expressed his disappointment in a speech on 9 October in Saarbrücken.[232] In Hitler's view, the British-brokered peace, although favourable to the ostensible German demands, was a diplomatic defeat which spurred his intent of limiting British power to pave the way for the eastern expansion of Germany.[233][234] As a result of the summit, Hitler was selected Time magazine's Man of the Year for 1938.[235]
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In late 1938 and early 1939, the continuing economic crisis caused by rearmament forced Hitler to make major defence cuts.[236] In his "Export or die" speech of 30 January 1939, he called for an economic offensive to increase German foreign exchange holdings to pay for raw materials such as high-grade iron needed for military weapons.[236]
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On 14 March 1939, under threat from Hungary, Slovakia declared independence and received protection from Germany.[237] The next day, in violation of the Munich accord and possibly as a result of the deepening economic crisis requiring additional assets,[238] Hitler ordered the Wehrmacht to invade the Czech rump state, and from Prague Castle he proclaimed the territory a German protectorate.[239]
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In private discussions in 1939, Hitler declared Britain the main enemy to be defeated and that Poland's obliteration was a necessary prelude for that goal.[240] The eastern flank would be secured and land would be added to Germany's Lebensraum.[241] Offended by the British "guarantee" on 31 March 1939 of Polish independence, he said, "I shall brew them a devil's drink".[242] In a speech in Wilhelmshaven for the launch of the battleship Tirpitz on 1 April, he threatened to denounce the Anglo-German Naval Agreement if the British continued to guarantee Polish independence, which he perceived as an "encirclement" policy.[242] Poland was to either become a German satellite state or it would be neutralised in order to secure the Reich's eastern flank and prevent a possible British blockade.[243] Hitler initially favoured the idea of a satellite state, but upon its rejection by the Polish government, he decided to invade and made this the main foreign policy goal of 1939.[244] On 3 April, Hitler ordered the military to prepare for Fall Weiss ("Case White"), the plan for invading Poland on 25 August.[244] In a Reichstag speech on 28 April, he renounced both the Anglo-German Naval Agreement and the German–Polish Non-Aggression Pact.[245] Historians such as William Carr, Gerhard Weinberg, and Ian Kershaw have argued that one reason for Hitler's rush to war was his fear of an early death. He had repeatedly claimed that he must lead Germany into war before he got too old, as his successors might lack his strength of will.[246][247][248]
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Hitler was concerned that a military attack against Poland could result in a premature war with Britain.[243][249] Hitler's foreign minister and former Ambassador to London, Joachim von Ribbentrop, assured him that neither Britain nor France would honour their commitments to Poland.[250][251] Accordingly, on 22 August 1939 Hitler ordered a military mobilisation against Poland.[252]
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This plan required tacit Soviet support,[253] and the non-aggression pact (the Molotov–Ribbentrop Pact) between Germany and the Soviet Union, led by Joseph Stalin, included a secret agreement to partition Poland between the two countries.[254] Contrary to Ribbentrop's prediction that Britain would sever Anglo-Polish ties, Britain and Poland signed the Anglo-Polish alliance on 25 August 1939. This, along with news from Italy that Mussolini would not honour the Pact of Steel, prompted Hitler to postpone the attack on Poland from 25 August to 1 September.[255] Hitler unsuccessfully tried to manoeuvre the British into neutrality by offering them a non-aggression guarantee on 25 August; he then instructed Ribbentrop to present a last-minute peace plan with an impossibly short time limit in an effort to blame the imminent war on British and Polish inaction.[256][257]
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On 1 September 1939, Germany invaded western Poland under the pretext of having been denied claims to the Free City of Danzig and the right to extraterritorial roads across the Polish Corridor, which Germany had ceded under the Versailles Treaty.[258] In response, Britain and France declared war on Germany on 3 September, surprising Hitler and prompting him to angrily ask Ribbentrop, "Now what?"[259] France and Britain did not act on their declarations immediately, and on 17 September, Soviet forces invaded eastern Poland.[260]
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The fall of Poland was followed by what contemporary journalists dubbed the "Phoney War" or Sitzkrieg ("sitting war"). Hitler instructed the two newly appointed Gauleiters of north-western Poland, Albert Forster of Reichsgau Danzig-West Prussia and Arthur Greiser of Reichsgau Wartheland, to Germanise their areas, with "no questions asked" about how this was accomplished.[261] In Forster's area, ethnic Poles merely had to sign forms stating that they had German blood.[262] In contrast, Greiser agreed with Himmler and carried out an ethnic cleansing campaign towards Poles. Greiser soon complained that Forster was allowing thousands of Poles to be accepted as "racial" Germans and thus endangered German "racial purity".[261] Hitler refrained from getting involved. This inaction has been advanced as an example of the theory of "working towards the Führer", in which Hitler issued vague instructions and expected his subordinates to work out policies on their own.[261][263]
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Another dispute pitched one side represented by Heinrich Himmler and Greiser, who championed ethnic cleansing in Poland, against another represented by Göring and Hans Frank (governor-general of occupied Poland), who called for turning Poland into the "granary" of the Reich.[264] On 12 February 1940, the dispute was initially settled in favour of the Göring–Frank view, which ended the economically disruptive mass expulsions.[264] On 15 May 1940, Himmler issued a memo entitled "Some Thoughts on the Treatment of Alien Population in the East", calling for the expulsion of the entire Jewish population of Europe into Africa and the reduction of the Polish population to a "leaderless class of labourers".[264] Hitler called Himmler's memo "good and correct",[264] and, ignoring Göring and Frank, implemented the Himmler–Greiser policy in Poland.
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On 9 April, German forces invaded Denmark and Norway. On the same day Hitler proclaimed the birth of the Greater Germanic Reich, his vision of a united empire of Germanic nations of Europe in which the Dutch, Flemish, and Scandinavians were joined into a "racially pure" polity under German leadership.[265] In May 1940, Germany attacked France, and conquered Luxembourg, the Netherlands, and Belgium. These victories prompted Mussolini to have Italy join forces with Hitler on 10 June. France and Germany signed an armistice on 22 June.[266] Kershaw notes that Hitler's popularity within Germany—and German support for the war—reached its peak when he returned to Berlin on 6 July from his tour of Paris.[267] Following the unexpected swift victory, Hitler promoted twelve generals to the rank of field marshal during the 1940 Field Marshal Ceremony.[268][269]
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Britain, whose troops were forced to evacuate France by sea from Dunkirk,[270] continued to fight alongside other British dominions in the Battle of the Atlantic. Hitler made peace overtures to the new British leader, Winston Churchill, and upon their rejection he ordered a series of aerial attacks on Royal Air Force airbases and radar stations in south-east England. On 7 September the systematic nightly bombing of London began. The German Luftwaffe failed to defeat the Royal Air Force in what became known as the Battle of Britain.[271] By the end of September, Hitler realised that air superiority for the invasion of Britain (in Operation Sea Lion) could not be achieved, and ordered the operation postponed. The nightly air raids on British cities intensified and continued for months, including London, Plymouth, and Coventry.[272]
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On 27 September 1940, the Tripartite Pact was signed in Berlin by Saburō Kurusu of Imperial Japan, Hitler, and Italian foreign minister Ciano,[273] and later expanded to include Hungary, Romania, and Bulgaria, thus yielding the Axis powers. Hitler's attempt to integrate the Soviet Union into the anti-British bloc failed after inconclusive talks between Hitler and Molotov in Berlin in November, and he ordered preparations for the invasion of the Soviet Union.[274]
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In early 1941, German forces were deployed to North Africa, the Balkans, and the Middle East. In February, German forces arrived in Libya to bolster the Italian presence. In April, Hitler launched the invasion of Yugoslavia, quickly followed by the invasion of Greece.[275] In May, German forces were sent to support Iraqi rebel forces fighting against the British and to invade Crete.[276]
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On 22 June 1941, contravening the Molotov–Ribbentrop Pact of 1939, over three million Axis troops attacked the Soviet Union.[277] This offensive (codenamed Operation Barbarossa) was intended to destroy the Soviet Union and seize its natural resources for subsequent aggression against the Western powers.[278][279] The invasion conquered a huge area, including the Baltic republics, Belarus, and West Ukraine. By early August, Axis troops had advanced 500 km (310 mi) and won the Battle of Smolensk. Hitler ordered Army Group Centre to temporarily halt its advance to Moscow and divert its Panzer groups to aid in the encirclement of Leningrad and Kiev.[280] His generals disagreed with this change, having advanced within 400 km (250 mi) of Moscow, and his decision caused a crisis among the military leadership.[281][282] The pause provided the Red Army with an opportunity to mobilise fresh reserves; historian Russel Stolfi considers it to be one of the major factors that caused the failure of the Moscow offensive, which was resumed in October 1941 and ended disastrously in December.[280] During this crisis, Hitler appointed himself as head of the Oberkommando des Heeres.[283]
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On 7 December 1941, Japan attacked the American fleet based at Pearl Harbor, Hawaii. Four days later, Hitler declared war against the United States.[284]
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On 18 December 1941, Himmler asked Hitler, "What to do with the Jews of Russia?", to which Hitler replied, "als Partisanen auszurotten" ("exterminate them as partisans").[285] Israeli historian Yehuda Bauer has commented that the remark is probably as close as historians will ever get to a definitive order from Hitler for the genocide carried out during the Holocaust.[285]
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In late 1942, German forces were defeated in the second battle of El Alamein,[286] thwarting Hitler's plans to seize the Suez Canal and the Middle East. Overconfident in his own military expertise following the earlier victories in 1940, Hitler became distrustful of his Army High Command and began to interfere in military and tactical planning, with damaging consequences.[287] In December 1942 and January 1943, Hitler's repeated refusal to allow their withdrawal at the Battle of Stalingrad led to the almost total destruction of the 6th Army. Over 200,000 Axis soldiers were killed and 235,000 were taken prisoner.[288] Thereafter came a decisive strategic defeat at the Battle of Kursk.[289] Hitler's military judgement became increasingly erratic, and Germany's military and economic position deteriorated, as did Hitler's health.[290]
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Following the allied invasion of Sicily in 1943, Mussolini was removed from power by Victor Emmanuel III after a vote of no confidence of the Grand Council. Marshal Pietro Badoglio, placed in charge of the government, soon surrendered to the Allies.[291] Throughout 1943 and 1944, the Soviet Union steadily forced Hitler's armies into retreat along the Eastern Front. On 6 June 1944, the Western Allied armies landed in northern France in one of the largest amphibious operations in history, Operation Overlord.[292] Many German officers concluded that defeat was inevitable and that continuing under Hitler's leadership would result in the complete destruction of the country.[293]
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Between 1939 and 1945, there were many plans to assassinate Hitler, some of which proceeded to significant degrees.[294] The most well known, the 20 July plot of 1944, came from within Germany and was at least partly driven by the increasing prospect of a German defeat in the war.[295] Part of Operation Valkyrie, the plot involved Claus von Stauffenberg planting a bomb in one of Hitler's headquarters, the Wolf's Lair at Rastenburg. Hitler narrowly survived because staff officer Heinz Brandt moved the briefcase containing the bomb behind a leg of the heavy conference table, which deflected much of the blast. Later, Hitler ordered savage reprisals resulting in the execution of more than 4,900 people.[296]
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By late 1944, both the Red Army and the Western Allies were advancing into Germany. Recognising the strength and determination of the Red Army, Hitler decided to use his remaining mobile reserves against the American and British troops, which he perceived as far weaker.[297] On 16 December, he launched the Ardennes Offensive to incite disunity among the Western Allies and perhaps convince them to join his fight against the Soviets.[298] The offensive failed after some temporary successes.[299] With much of Germany in ruins in January 1945, Hitler spoke on the radio: "However grave as the crisis may be at this moment, it will, despite everything, be mastered by our unalterable will."[300] Acting on his view that Germany's military failures meant it had forfeited its right to survive as a nation, Hitler ordered the destruction of all German industrial infrastructure before it could fall into Allied hands.[301] Minister for Armaments Albert Speer was entrusted with executing this scorched earth policy, but he secretly disobeyed the order.[301][302] Hitler's hope to negotiate peace with the United States and Britain was encouraged by the death of US President Franklin D. Roosevelt on 12 April 1945, but contrary to his expectations, this caused no rift among the Allies.[298][303]
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On 20 April, his 56th birthday, Hitler made his last trip from the Führerbunker (Führer's shelter) to the surface. In the ruined garden of the Reich Chancellery, he awarded Iron Crosses to boy soldiers of the Hitler Youth, who were now fighting the Red Army at the front near Berlin.[304] By 21 April, Georgy Zhukov's 1st Belorussian Front had broken through the defences of General Gotthard Heinrici's Army Group Vistula during the Battle of the Seelow Heights and advanced to the outskirts of Berlin.[305] In denial about the dire situation, Hitler placed his hopes on the undermanned and under-equipped Armeeabteilung Steiner (Army Detachment Steiner), commanded by Waffen-SS General Felix Steiner. Hitler ordered Steiner to attack the northern flank of the salient, while the German Ninth Army was ordered to attack northward in a pincer attack.[306]
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During a military conference on 22 April, Hitler asked about Steiner's offensive. He was told that the attack had not been launched and that the Soviets had entered Berlin. Hitler asked everyone except Wilhelm Keitel, Alfred Jodl, Hans Krebs, and Wilhelm Burgdorf to leave the room,[307] then launched into a tirade against the treachery and incompetence of his commanders, culminating in his declaration—for the first time—that "everything was lost".[308] He announced that he would stay in Berlin until the end and then shoot himself.[309]
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By 23 April the Red Army had surrounded Berlin,[310] and Goebbels made a proclamation urging its citizens to defend the city.[307] That same day, Göring sent a telegram from Berchtesgaden, arguing that since Hitler was isolated in Berlin, Göring should assume leadership of Germany. Göring set a deadline, after which he would consider Hitler incapacitated.[311] Hitler responded by having Göring arrested, and in his last will and testament of 29 April, he removed Göring from all government positions.[312][313] On 28 April Hitler discovered that Himmler, who had left Berlin on 20 April, was trying to negotiate a surrender to the Western Allies.[314][315] He ordered Himmler's arrest and had Hermann Fegelein (Himmler's SS representative at Hitler's HQ in Berlin) shot.[316]
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After midnight on the night of 28–29 April, Hitler married Eva Braun in a small civil ceremony in the Führerbunker.[317][d] Later that afternoon, Hitler was informed that Mussolini had been executed by the Italian resistance movement on the previous day; this presumably increased his determination to avoid capture.[318]
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On 30 April 1945, Soviet troops were within a block or two of the Reich Chancellery when Hitler shot himself in the head and Braun bit into a cyanide capsule.[319][320] Their bodies were carried outside to the garden behind the Reich Chancellery, where they were placed in a bomb crater, doused with petrol,[321] and set on fire as the Red Army shelling continued.[322][323] Grand Admiral Karl Dönitz and Joseph Goebbels assumed Hitler's roles as head of state and chancellor respectively.[324]
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Berlin surrendered on 2 May. Records in the Soviet archives obtained after the fall of the Soviet Union state that the remains of Hitler, Braun, Joseph and Magda Goebbels, the six Goebbels children, General Hans Krebs, and Hitler's dogs were repeatedly buried and exhumed.[325] On 4 April 1970, a Soviet KGB team used detailed burial charts to exhume five wooden boxes at the SMERSH facility in Magdeburg. The remains from the boxes were burned, crushed, and scattered into the Biederitz river, a tributary of the Elbe.[326] According to Kershaw, the corpses of Braun and Hitler were fully burned when the Red Army found them, and only a lower jaw with dental work could be identified as Hitler's remains.[327]
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If the international Jewish financiers in and outside Europe should succeed in plunging the nations once more into a world war, then the result will not be the Bolshevisation of the earth, and thus the victory of Jewry, but the annihilation of the Jewish race in Europe![328]
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The Holocaust and Germany's war in the East were based on Hitler's long-standing view that the Jews were the enemy of the German people and that Lebensraum was needed for Germany's expansion. He focused on Eastern Europe for this expansion, aiming to defeat Poland and the Soviet Union and then removing or killing the Jews and Slavs.[329] The Generalplan Ost (General Plan East) called for deporting the population of occupied Eastern Europe and the Soviet Union to West Siberia, for use as slave labour or to be murdered;[330] the conquered territories were to be colonised by German or "Germanised" settlers.[331] The goal was to implement this plan after the conquest of the Soviet Union, but when this failed, Hitler moved the plans forward.[330][332] By January 1942, he had decided that the Jews, Slavs, and other deportees considered undesirable should be killed.[333][e]
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The genocide was organised and executed by Heinrich Himmler and Reinhard Heydrich. The records of the Wannsee Conference, held on 20 January 1942 and led by Heydrich, with fifteen senior Nazi officials participating, provide the clearest evidence of systematic planning for the Holocaust. On 22 February, Hitler was recorded saying, "we shall regain our health only by eliminating the Jews".[334] Similarly, at a meeting in July 1941 with leading functionaries of the Eastern territories, Hitler said that the easiest way to quickly pacify the areas would be best achieved by "shooting everyone who even looks odd".[335] Although no direct order from Hitler authorising the mass killings has surfaced,[336] his public speeches, orders to his generals, and the diaries of Nazi officials demonstrate that he conceived and authorised the extermination of European Jewry.[337][338] During the war, Hitler repeatedly stated his prophecy of 1939 was being fulfilled, namely, that a world war would bring about the annihilation of the Jewish race.[339] Hitler approved the Einsatzgruppen—killing squads that followed the German army through Poland, the Baltic, and the Soviet Union[340]—and was well informed about their activities.[337][341] By summer 1942, Auschwitz concentration camp was expanded to accommodate large numbers of deportees for killing or enslavement.[342] Scores of other concentration camps and satellite camps were set up throughout Europe, with several camps devoted exclusively to extermination.[343]
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Between 1939 and 1945, the Schutzstaffel (SS), assisted by collaborationist governments and recruits from occupied countries, was responsible for the deaths of at least eleven million non-combatants,[344][330] including about 6 million Jews (representing two-thirds of the Jewish population of Europe),[345][f] and between 200,000 and 1,500,000 Romani people.[347][345] Deaths took place in concentration and extermination camps, ghettos, and through mass executions. Many victims of the Holocaust were gassed to death, while others died of starvation or disease or while working as slave labourers.[348] In addition to eliminating Jews, the Nazis planned to reduce the population of the conquered territories by 30 million people through starvation in an action called the Hunger Plan. Food supplies would be diverted to the German army and German civilians. Cities would be razed and the land allowed to return to forest or resettled by German colonists.[349] Together, the Hunger Plan and Generalplan Ost would have led to the starvation of 80 million people in the Soviet Union.[350] These partially fulfilled plans resulted in additional deaths, bringing the total number of civilians and prisoners of war who died in the democide to an estimated 19.3 million people.[351]
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Hitler's policies resulted in the killing of nearly two million non-Jewish Polish civilians,[352] over three million Soviet prisoners of war,[353] communists and other political opponents, homosexuals, the physically and mentally disabled,[354][355] Jehovah's Witnesses, Adventists, and trade unionists. Hitler did not speak publicly about the killings, and seems never to have visited the concentration camps.[356]
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The Nazis embraced the concept of racial hygiene. On 15 September 1935, Hitler presented two laws—known as the Nuremberg Laws—to the Reichstag. The laws banned sexual relations and marriages between Aryans and Jews and were later extended to include "Gypsies, Negroes or their bastard offspring".[357] The laws stripped all non-Aryans of their German citizenship and forbade the employment of non-Jewish women under the age of 45 in Jewish households.[358] Hitler's early eugenic policies targeted children with physical and developmental disabilities in a programme dubbed Action Brandt, and he later authorised a euthanasia programme for adults with serious mental and physical disabilities, now referred to as Aktion T4.[359]
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Hitler ruled the NSDAP autocratically by asserting the Führerprinzip (leader principle). The principle relied on absolute obedience of all subordinates to their superiors; thus he viewed the government structure as a pyramid, with himself—the infallible leader—at the apex. Rank in the party was not determined by elections—positions were filled through appointment by those of higher rank, who demanded unquestioning obedience to the will of the leader.[360] Hitler's leadership style was to give contradictory orders to his subordinates and to place them into positions where their duties and responsibilities overlapped with those of others, to have "the stronger one [do] the job".[361] In this way, Hitler fostered distrust, competition, and infighting among his subordinates to consolidate and maximise his own power. His cabinet never met after 1938, and he discouraged his ministers from meeting independently.[362][363] Hitler typically did not give written orders; instead he communicated verbally, or had them conveyed through his close associate, Martin Bormann.[364] He entrusted Bormann with his paperwork, appointments, and personal finances; Bormann used his position to control the flow of information and access to Hitler.[365]
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Hitler dominated his country's war effort during World War II to a greater extent than any other national leader. He strengthened his control of the armed forces in 1938, and subsequently made all major decisions regarding Germany's military strategy. His decision to mount a risky series of offensives against Norway, France, and the Low Countries in 1940 against the advice of the military proved successful, though the diplomatic and military strategies he employed in attempts to force the United Kingdom out of the war ended in failure.[366] Hitler deepened his involvement in the war effort by appointing himself commander-in-chief of the Army in December 1941; from this point forward he personally directed the war against the Soviet Union, while his military commanders facing the Western Allies retained a degree of autonomy.[367] Hitler's leadership became increasingly disconnected from reality as the war turned against Germany, with the military's defensive strategies often hindered by his slow decision making and frequent directives to hold untenable positions. Nevertheless, he continued to believe that only his leadership could deliver victory.[366] In the final months of the war Hitler refused to consider peace negotiations, regarding the destruction of Germany as preferable to surrender.[368] The military did not challenge Hitler's dominance of the war effort, and senior officers generally supported and enacted his decisions.[369]
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Hitler created a public image as a celibate man without a domestic life, dedicated entirely to his political mission and the nation.[145][370] He met his lover, Eva Braun, in 1929,[371] and married her on 29 April 1945, one day before they both committed suicide.[372] In September 1931, his half-niece, Geli Raubal, took her own life with Hitler's gun in his Munich apartment. It was rumoured among contemporaries that Geli was in a romantic relationship with him, and her death was a source of deep, lasting pain.[373] Paula Hitler, the younger sister of Hitler and the last living member of his immediate family, died in June 1960.[15]
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Hitler was born to a practising Catholic mother and an anticlerical father; after leaving home Hitler never again attended Mass or received the sacraments.[374][375][376] Speer states that Hitler railed against the church to his political associates and though he never officially left it, he had no attachment to it.[377] He adds that Hitler felt that in the absence of organised religion, people would turn to mysticism, which he considered regressive.[377] According to Speer, Hitler believed that Japanese religious beliefs or Islam would have been a more suitable religion for Germans than Christianity, with its "meekness and flabbiness".[378]
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Historian John S. Conway states that Hitler was fundamentally opposed to the Christian churches.[379] According to Bullock, Hitler did not believe in God, was anticlerical, and held Christian ethics in contempt because they contravened his preferred view of "survival of the fittest".[380] He favoured aspects of Protestantism that suited his own views, and adopted some elements of the Catholic Church's hierarchical organisation, liturgy, and phraseology.[381]
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Hitler viewed the church as an important politically conservative influence on society,[382] and he adopted a strategic relationship with it that "suited his immediate political purposes".[379] In public, Hitler often praised Christian heritage and German Christian culture, though professing a belief in an "Aryan Jesus" who fought against the Jews.[383] Any pro-Christian public rhetoric contradicted his private statements, which described Christianity as "absurdity"[384] and nonsense founded on lies.[385]
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According to a US Office of Strategic Services (OSS) report, "The Nazi Master Plan", Hitler planned to destroy the influence of Christian churches within the Reich.[386][387] His eventual goal was the total elimination of Christianity.[388] This goal informed Hitler's movement early on, but he saw it as inexpedient to publicly express this extreme position.[389] According to Bullock, Hitler wanted to wait until after the war before executing this plan.[390]
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Speer wrote that Hitler had a negative view of Himmler's and Alfred Rosenberg's mystical notions and Himmler's attempt to mythologise the SS. Hitler was more pragmatic, and his ambitions centred on more practical concerns.[391][392]
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Researchers have variously suggested that Hitler suffered from irritable bowel syndrome, skin lesions, irregular heartbeat, coronary sclerosis,[393] Parkinson's disease,[290][394] syphilis,[394] giant-cell arteritis,[395] and tinnitus.[396] In a report prepared for the OSS in 1943, Walter C. Langer of Harvard University described Hitler as a "neurotic psychopath".[397] In his 1977 book The Psychopathic God: Adolf Hitler, historian Robert G. L. Waite proposes that he suffered from borderline personality disorder.[398] Historians Henrik Eberle and Hans-Joachim Neumann consider that while he suffered from a number of illnesses including Parkinson's disease, Hitler did not experience pathological delusions and was always fully aware of, and therefore responsible for, his decisions.[399][308] Theories about Hitler's medical condition are difficult to prove, and placing too much weight on them may have the effect of attributing many of the events and consequences of Nazi Germany to the possibly impaired physical health of one individual.[400] Kershaw feels that it is better to take a broader view of German history by examining what social forces led to the Nazi dictatorship and its policies rather than to pursue narrow explanations for the Holocaust and World War II based on only one person.[401]
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Sometime in the 1930s Hitler adopted a mainly vegetarian diet,[402][403] avoiding all meat and fish from 1942 onwards. At social events he sometimes gave graphic accounts of the slaughter of animals in an effort to make his guests shun meat.[404] Bormann had a greenhouse constructed near the Berghof (near Berchtesgaden) to ensure a steady supply of fresh fruit and vegetables for Hitler.[405]
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Hitler stopped drinking alcohol around the time he became vegetarian and thereafter only very occasionally drank beer or wine on social occasions.[406][407] He was a non-smoker for most of his adult life, but smoked heavily in his youth (25 to 40 cigarettes a day); he eventually quit, calling the habit "a waste of money".[408] He encouraged his close associates to quit by offering a gold watch to anyone able to break the habit.[409] Hitler began using amphetamine occasionally after 1937 and became addicted to it in late 1942.[410] Speer linked this use of amphetamine to Hitler's increasingly erratic behaviour and inflexible decision making (for example, rarely allowing military retreats).[411]
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Prescribed 90 medications during the war years by his personal physician, Theodor Morell, Hitler took many pills each day for chronic stomach problems and other ailments.[412] He regularly consumed amphetamine, barbiturates, opiates, and cocaine,[413][414] as well as potassium bromide and atropa belladonna (the latter in the form of Doktor Koster's Antigaspills).[415] He suffered ruptured eardrums as a result of the 20 July plot bomb blast in 1944, and 200 wood splinters had to be removed from his legs.[416] Newsreel footage of Hitler shows tremors in his left hand and a shuffling walk, which began before the war and worsened towards the end of his life.[412] Ernst-Günther Schenck and several other doctors who met Hitler in the last weeks of his life also formed a diagnosis of Parkinson's disease.[417]
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For peace, freedom
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and democracy
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never again fascism
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millions of dead warn [us]
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Hitler's suicide was likened by contemporaries to a "spell" being broken.[419][420] Public support for Hitler had collapsed by the time of his death and few Germans mourned his passing; Kershaw argues that most civilians and military personnel were too busy adjusting to the collapse of the country or fleeing from the fighting to take any interest.[421] According to historian John Toland, National Socialism "burst like a bubble" without its leader.[422]
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Hitler's actions and Nazi ideology are almost universally regarded as gravely immoral;[423] according to Kershaw, "Never in history has such ruination—physical and moral—been associated with the name of one man."[4] Hitler's political programme brought about a world war, leaving behind a devastated and impoverished Eastern and Central Europe. Germany suffered wholesale destruction, characterised as Stunde Null (Zero Hour).[424] Hitler's policies inflicted human suffering on an unprecedented scale;[425] according to R. J. Rummel, the Nazi regime was responsible for the democidal killing of an estimated 19.3 million civilians and prisoners of war.[344] In addition, 28.7 million soldiers and civilians died as a result of military action in the European Theatre of World War II.[344] The number of civilians killed during the Second World War was unprecedented in the history of warfare.[426] Historians, philosophers, and politicians often use the word "evil" to describe the Nazi regime.[427] Many European countries have criminalised both the promotion of Nazism and Holocaust denial.[428]
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Historian Friedrich Meinecke described Hitler as "one of the great examples of the singular and incalculable power of personality in historical life".[429] English historian Hugh Trevor-Roper saw him as "among the 'terrible simplifiers' of history, the most systematic, the most historical, the most philosophical, and yet the coarsest, cruelest, least magnanimous conqueror the world has ever known".[430] For the historian John M. Roberts, Hitler's defeat marked the end of a phase of European history dominated by Germany.[431] In its place emerged the Cold War, a global confrontation between the Western Bloc, dominated by the United States and other NATO nations, and the Eastern Bloc, dominated by the Soviet Union.[432] Historian Sebastian Haffner asserts that without Hitler and the displacement of the Jews, the modern nation state of Israel would not exist. He contends that without Hitler, the de-colonisation of former European spheres of influence would have been postponed.[433] Further, Haffner claims that other than Alexander the Great, Hitler had a more significant impact than any other comparable historical figure, in that he too caused a wide range of worldwide changes in a relatively short time span.[434]
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Hitler exploited documentary films and newsreels to inspire a cult of personality. He was involved and appeared in a series of propaganda films throughout his political career, many made by Leni Riefenstahl, regarded as a pioneer of modern filmmaking.[435] Hitler's propaganda film appearances include:
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2000 (MM) was a century leap year starting on Saturday of the Gregorian calendar, the 2000th year of the Common Era (CE) and Anno Domini (AD) designations, the 1000th and last year of the 2nd millennium, the 100th and last year of the 20th century, and the 1st year of the 2000s decade.
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2000 was designated as the International Year for the Culture of Peace[1] and the World Mathematical Year.[2]
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Popular culture holds the year 2000 as the first year of the 21st century and the 3rd millennium due to a tendency of grouping the years according to decimal values, as if year zero were counted. According to the Gregorian calendar, these distinctions fall to the year 2001, because the 1st century was retroactively said to start with the year AD 1. Since the Gregorian calendar does not have year zero, its first millennium spanned from years 1 to 1000 inclusively and its second millennium from years 1001 to 2000. (More further information, see century and millennium.)
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The year 2000 is sometimes abbreviated as "Y2K" (the "Y" stands for "year", and the "K" stands for "kilo" which means "thousand").[3][4] The year 2000 was the subject of Y2K concerns, which were fears that computers would not shift from 1999 to 2000 correctly. However, by the end of 1999, many companies had already converted to new, or upgraded, existing software. Some even obtained "Y2K certification". As a result of massive effort, relatively few problems occurred.
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Fullmetal Alchemist (Japanese: 鋼の錬金術師, Hepburn: Hagane no Renkinjutsushi, lit. "Alchemist of Steel") is a Japanese shōnen manga series written and illustrated by Hiromu Arakawa. It was serialized in Square Enix's Monthly Shōnen Gangan magazine between July 2001 and June 2010; the publisher later collected the individual chapters into twenty-seven tankōbon volumes. The steampunk world of Fullmetal Alchemist is primarily styled after the European Industrial Revolution. Set in a fictional universe in which alchemy is one of the advanced natural techniques revolved around scientific laws of equivalent exchange, the series follows the adventures of two alchemist brothers named Edward and Alphonse Elric, who are searching for the philosopher's stone to restore their bodies after a failed attempt to bring their mother back to life using alchemy.
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The manga was published and localized in English by Viz Media in North America, Madman Entertainment in Australasia, and Chuang Yi in Singapore. Yen Press also has the rights for the digital release of the volumes in North America due to the series being a Square Enix title. It has been adapted into two anime television series, two animated films—all animated by Bones studio—and light novels. Funimation dubbed the television series, films and video games. The series has generated original video animations, video games, supplementary books, a collectible card game, and a variety of action figures and other merchandise. A live action film based on the series was also released in 2017.
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The manga has sold over 70 million volumes worldwide, making it one of the best-selling manga series. The English release of the manga's first volume was the top-selling graphic novel during 2005. In two TV Asahi web polls, the anime was voted the most popular anime of all time in Japan. At the American Anime Awards in February 2007, it was eligible for eight awards, nominated for six, and won five. Reviewers from several media conglomerations had positive comments on the series, particularly for its character development, action scenes, symbolism and philosophical references.
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Fullmetal Alchemist takes place in the fictional country of Amestris (アメストリス, Amesutorisu). In this world, alchemy is one of the most-practiced sciences; Alchemists who work for the government are known as State Alchemists (国家錬金術師, Kokka Renkinjutsushi) and are automatically given the rank of Major in the military. Alchemists have the ability, with the help of patterns called Transmutation Circles, to create almost anything they desire. However, when they do so, they must provide something of equal value in accordance with the Law of Equivalent Exchange. The only things Alchemists are forbidden from transmuting are humans and gold. There has never been a successful human transmutation; those who attempt it lose a part of their body and the result is a horrific inhuman mass. Attemptees are confronted by Truth (真理, Shinri), a pantheistic and semi-cerebral God-like being who tauntingly regulates all alchemy use and whose nigh-featureless appearance is relative to the person to whom Truth is conversing with; it is frequently claimed and believed that Truth is a personal God who punishes the arrogant.
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Attemptees of Human Transmutation are also thrown into the Gate of Truth (真理の扉, Shinri no Tobira), where they receive an overwhelming dose of information, but also allowing them to transmute without a circle. All living things possess their own Gate of Truth, and per the Gaea hypothesis heavenly bodies like planets also have their own Gates of Truth. It is possible to bypass the Law of Equivalent Exchange (to an extent) using a Philosopher's Stone, a red, enigmatic substance. Philosopher's Stones can be used to create Homunculi, artificial humans of proud nature. Homunculi have numerous superhuman abilities unique among each other and look down upon all humanity. With the exception of one, they do not age and can only be killed via the destruction of their Philosopher's Stones.
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There are several cities throughout Amestris. The main setting is the capital of Central City (セントラルシティ, Sentoraru Shiti), along with other military cities such as the northern city of Briggs (ブリッグズ, Burigguzu). Towns featured include Resembool (リゼンブール, Rizenbūru), the rural hometown of the Elrics; Liore (リオール, Riōru), a city tricked into following a cult; Rush Valley (ラッシュバレー, Rasshu Barē), a town that specializes in automail manufacturing; and Ishbal, a conservative-religion region that rejects alchemy and was destroyed in the Ishbalan Civil War instigated after a soldier shot an Ishbalan child. Outside of Amestris, there are few named countries, and none are seen in the main story. The main foreign country is Xing. Heavily reminiscent of China, Xing has a complex system of clans and emperors, as opposed to Amestris's government-controlled election of a Führer. It also has its own system of alchemy, called Alkahestry (錬丹術, Rentanjutsu), which is more medical and can be bi-located using kunai; in turn, it is implied that all countries have different forms of alchemy.
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Edward and Alphonse Elric live in Resembool with their mother Trisha and father Van Hohenheim, the latter having left without a reason. Trisha soon dies from an illness. After finishing their alchemy training under Izumi Curtis, the Elrics attempt to bring their mother back with alchemy. But the transmutation backfires and in law with the equivalent exchange, Edward loses his left leg while Alphonse is dragged into the Gate of Truth. Edward sacrifices his right arm to retrieve Alphonse's soul, binding it to a suit of armor with a blood seal. Edward is invited by Roy Mustang to become a State Alchemist to research a way to restore their bodies, passing his exams while given the title of Fullmetal Alchemist based on his prosthetic automail limbs and use of metal in his alchemy. The Elrics spent the next three years searching for the mythical Philosopher's Stone to achieve their goals.
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The Elrics are soon attacked by an Ishbalan serial killer labeled as Scar, who targets State Alchemists for his people's genocide in the Ishbalan civil war. After returning to Resembool to have Edward's limbs repaired by their childhood friend and mechanic, Winry Rockbell, the Elrics meet Dr. Marcoh who provides them with clues to learn that a Philosopher's Stone is created from human souls. After the mysterious Homunculi hinder them by destroying the hidden laboratory, the Elrics head for Dublith to visit Izumi, hoping she might be able to train them in higher forms of alchemy. Mustang's friend Maes Hughes continues the Elrics' research, but is shot dead by the homunculus Envy in disguise for discovering the Homunculi's plan.
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Visiting Izumi, the Elrics learn she committed human transmutation on her stillborn child. Alphonse is captured by the homunculus Greed, but is rescued by Amestris' leader King Bradley, revealed to be the homunculus Wrath. When Greed refuses to rejoin his fellow Homunculi, he is consequently melted down by and reabsorbed within the Homunculi's creator, Father.
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After meeting the Xingese prince Lin Yao, who is also after a Philosopher's Stone to cement his position as heir to his country's throne, the Elrics return to Central City where they learn of Hughes's murder. However, Lieutenant Maria Ross is framed for Hughes' murder. Mustang fakes Ross's death and smuggles her out of the country with Lin's help. The protagonists encounter the Homunculi repeatedly. Mustang kills Lust; Lin captures Gluttony, who ends up swallowing Lin, Edward, and Envy into his void-like stomach. They successfully escape from Gluttony's stomach after he takes Alphonse to meet Father, who makes Lin the vessel of a new incarnation of Greed, while Mustang tries unsuccessfully to expose Bradley. The Elrics and Mustang are released unharmed as long as they no longer oppose the Homunculi. Meanwhile, Scar forms a small band as he heads north with the Xingese princess May Chang, fired corrupted official Yoki, and kidnapped Dr. Marcoh.
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The Elrics reach Fort Briggs under the command of General Olivier Armstrong. They discover a tunnel beneath Briggs made by the homunculus Sloth and learn from Hughes's research that Father created Amestris to amass a large enough population to create a massive Philosopher's Stone so he can use it to achieve godhood by absorbing the being beyond the Gate of Truth on the ‘Promised Day’. Forced to work with Solf Kimblee, a murderous former State Alchemist and willing ally of the Homunculi, the Elrics make their move and split up, joined by a reformed Scar, his group, Kimblee's chimera subordinates, and later Lin/Greed. Hohenheim reveals separately to his sons that he was made an immortal when Father arranged the fall of Cselkcess four centuries ago. Hohenheim had been trying to stop Father from sacrificing the Amestrisans all along.
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The Promised Day arrives, with Father preparing to initiate his plan using an eclipse and his desired ‘human sacrifices’ in order to trigger the transmutation. The protagonists, having assembled days prior, battle Father's minions with Kimblee and almost all of the Homunculi dying. However, Father manages to activate the nationwide transmutation circle. Hohenheim and Scar activate countermeasures to save the Amestrians, causing Father to become unstable from housing the absorbed superior being within him without the souls needed to subdue it. The protagonists soon face Father in a final battle to wear down his Philosopher's Stone, but Greed is killed by Father.
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Alphonse, whose armor is all but destroyed, sacrifices his soul to restore Edward's right arm. Edward defeats Father, who implodes out of reality while dragged into the Gate of Truth from which he was created. Edward sacrifices his ability to perform alchemy to retrieve a fully restored Alphonse while Lin receives a Philosopher's Stone. Hohenheim takes his leave and visits Trisha's grave where he dies peacefully. The Elrics return home months later, but separate two years later to research alchemy further. Years later in a family photo, Edward and Winry are revealed married and have two children.
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After reading about the concept of the Philosopher's Stone, Arakawa became attracted to the idea of her characters using alchemy in the manga. She started reading books about alchemy, which she found complicated because some books contradict others. Arakawa was attracted more by the philosophical aspects than the practical ones.[6] For the Equivalent Exchange (等価交換, Tōka Kōkan) concept, she was inspired by the work of her parents, who had a farm in Hokkaido and worked hard to earn the money to eat.[7]
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Arakawa wanted to integrate social problems into the story. Her research involved watching television news programs and talking to refugees, war veterans and former yakuza. Several plot elements, such as Pinako Rockbell caring for the Elric brothers after their mother dies, and the brothers helping people to understand the meaning of family, expand on these themes. When creating the fictional world of Fullmetal Alchemist, Arakawa was inspired after reading about the Industrial Revolution in Europe; she was amazed by differences in the culture, architecture, and clothes of the era and those of her own culture. She was especially interested in England during this period and incorporated these ideas into the manga.[6]
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When the manga began serialization, Arakawa was considering several major plot points, including the ending. She wanted the Elric brothers to recover their bodies—at least partly.[8] As the plot continued, she thought that some characters were maturing and decided to change some scenes.[7] Arakawa said the manga authors Suihō Tagawa and Hiroyuki Eto are her main inspirations for her character designs; she describes her artwork as a mix of both of them. She found that the easiest of the series's characters to draw were Alex Louis Armstrong, and the little animals. Arakawa likes dogs so she included several of them in the story.[9] Arakawa made comedy central to the manga's story because she thinks it is intended for entertainment, and tried to minimize sad scenes.[7]
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When around forty manga chapters had been published, Arakawa said that as the series was nearing its end and she would try to increase the pace of the narrative. To avoid making some chapters less entertaining than others, unnecessary details from each of them were removed and a climax was developed. The removal of minor details was also necessary because Arakawa had too few pages in Monthly Shōnen Gangan to include all the story content she wanted to add. Some characters' appearances were limited in some chapters.[10] At first, Arakawa thought the series would last twenty-one volumes but the length increased to twenty-seven. Serialization finished after nine years, and Arakawa was satisfied with her work because she had told everything she wanted with the manga.[8]
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During the development of the first anime, Arakawa allowed the anime staff to work independently from her, and requested a different ending from that of the manga. She said that she would not like to repeat the same ending in both media, and wanted to make the manga longer so she could develop the characters. When watching the ending of the anime, she was amazed about how different the homunculi creatures were from the manga and enjoyed how the staff speculated about the origins of the villains.[6] Because Arakawa helped the Bones staff in the making of the series, she was kept from focusing on the manga's cover illustrations and had little time to make them.[10]
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The series explores social problems, including discrimination, scientific advancement, political greed, brotherhood, family, and war.[11] Scar's backstory and his hatred of the state military references the Ainu people, who had their land taken by other people.[6] This includes the consequences of guerrilla warfare and the amount of violent soldiers a military can have.[12] Some of the people who took the Ainus' land were originally Ainu; this irony is referenced in Scar's use of alchemy to kill alchemists even though it was forbidden in his own religion.[6] The Elrics being orphans and adopted by Pinako Rockbell reflects Arakawa's beliefs about the ways society should treat orphans. The characters' dedication to their occupations reference the need to work for food.[13] The series also explores the concept of equivalent exchange; to obtain something new, one must pay with something of equal value. This is applied by alchemists when creating new materials and is also a philosophical belief the Elric brothers follow.[8][14]
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The series has a steampunk setting.[5][15][16] The Ishbal region has similarities to the Middle East, with the plot anticipating elements of the Iraq War which later occurred in the real world.[17]
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Written and drawn by Hiromu Arakawa, Fullmetal Alchemist was serialized in Square Enix's monthly manga magazine Monthly Shōnen Gangan. Its first installment was published in the magazine's August 2001 issue on July 12, 2001.[18] The series finished with the 108th installment in the July 2010 issue of Monthly Shōnen Gangan, published on June 11, 2010.[19][20][21] A side-story to the series was published in the October 2010 issue of Monthly Shōnen Gangan on September 11, 2010.[22] In the July 2011 issue of the same magazine, the prototype version of the manga was published.[23] Square Enix compiled the chapters into twenty-seven tankōbon volumes. The first volume was released on January 22, 2002, and the last on November 22, 2010.[24][25] A few chapters have been re-released in Japan in two "Extra number" magazines and Fullmetal Alchemist, The First Attack, which features the first nine chapters of the manga and other side stories.[26] Square Enix republished the series into eighteen kanzenban volumes, from June 22, 2011 to September 22, 2012.[27][28]
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In North America, Viz Media licensed the series for an English language release in North America and published the twenty-seven volumes between May 3, 2005, and December 20, 2011.[29][30] From June 7, 2011 to November 11, 2014, Viz Media published the series in an omnibus format, featuring three volumes in one.[31][32] In April 2014, Yen Press announced the rights for the digital release of the volumes in North America,[33][34] and on December 12, 2016 has released the series on the ComiXology website.[35][36] On May 8, 2018, Viz Media started publishing the eighteen-volume kanzenban edition of the series as Fullmetal Alchemist: Fullmetal Edition.[37]
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Other English localizations were done by Madman Entertainment for Australasia and Chuang Yi in Singapore.[38][39] The series has been also localized in Polish, French, Portuguese, Italian, and Korean.[40][41][42][43][44]
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Fullmetal Alchemist was adapted into two anime series for television: an adaption with a partially original story titled Fullmetal Alchemist in 2003–2004, and a retelling more faithful to the manga in 2009–2010 titled Fullmetal Alchemist: Brotherhood.[45][46]
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Two feature-length anime films were produced; Fullmetal Alchemist the Movie: Conqueror of Shamballa, a sequel/conclusion to the 2003 series, and Fullmetal Alchemist: The Sacred Star of Milos, set during the time period of Brotherhood.[47][48]
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A live-action film based on the manga was released on November 19, 2017. Fumihiko Sori directed the film.[49] The film stars Ryosuke Yamada as Edward Elric, Tsubasa Honda as Winry Rockbell and Dean Fujioka as Roy Mustang.
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Square Enix has published a series of six Fullmetal Alchemist Japanese light novels, written by Makoto Inoue.[50] The novels were licensed for an English-language release by Viz Media in North America, with translations by Alexander O. Smith and illustrations—including covers and frontispieces—by Arakawa.[51][52] The novels are spin-offs of the manga series and follow the Elric brothers on their continued quest for the philosopher's stone. The first novel, Fullmetal Alchemist: The Land of Sand, was animated as the episodes eleven and twelve of the first anime series.[53] The fourth novel contains an extra story about the military called "Roy's Holiday".[54] Novelizations of the PlayStation 2 games Fullmetal Alchemist and the Broken Angel, Curse of the Crimson Elixir, and The Girl Who Succeeds God have also been written, the first by Makoto Inoue and the rest by Jun Eishima.[50]
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There have been two series of Fullmetal Alchemist audio dramas. The first volume of the first series, Fullmetal Alchemist Vol. 1: The Land of Sand (砂礫の大地, Sareki no Daichi), was released before the anime and tells a similar story to the first novel. The Tringham brothers reprised their anime roles.[55] Fullmetal Alchemist Vol. 2: False Light, Truth's Shadow (偽りの光 真実の影, Itsuwari no Hikari, Shinjitsu no Kage) and Fullmetal Alchemist Vol. 3: Criminals' Scar (咎人たちの傷跡, Togabitotachi no Kizuato) are stories based on different manga chapters; their State Military characters are different from those in the anime.[50] The second series of audio dramas, available only with purchases of Shōnen Gangan, consists two stories in this series, each with two parts. The first, Fullmetal Alchemist: Ogutāre of the Fog (霧のオグターレ, Kiri no Ogutāre), was included in Shōnen Gangan's April and May 2004 issues; the second story, Fullmetal Alchemist: Crown of Heaven (天上の宝冠, Tenjō no Hōkan), was issued in the November and December 2004 issues.[50]
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Video games based on Fullmetal Alchemist have been released. The storylines of the games often diverge from those of the anime and manga, and feature original characters. Square Enix has released three role-playing games (RPG)—Fullmetal Alchemist and the Broken Angel, Curse of the Crimson Elixir, and Kami o Tsugu Shōjo. Bandai has released two RPG titles, Fullmetal Alchemist: Stray Rondo (鋼の錬金術師 迷走の輪舞曲, Hagane no Renkinjutsushi Meisō no Rondo) and Fullmetal Alchemist: Sonata of Memory (鋼の錬金術師 想い出の奏鳴曲, Hagane no Renkinjutsushi Omoide no Sonata), for the Game Boy Advance and one, Dual Sympathy, for the Nintendo DS. In Japan, Bandai released an RPG Fullmetal Alchemist: To the Promised Day (鋼の錬金術師 Fullmetal Alchemist 約束の日へ, Hagane no Renkinjutsushi Fullmetal Alchemist Yakusoku no Hi e) for the PlayStation Portable on May 20, 2010.[56] Bandai also released a fighting game, Dream Carnival, for the PlayStation 2. Destineer released a game based on the trading card game in North America for the Nintendo DS.[57][58] Of the seven games made in Japan, Broken Angel, Curse of the Crimson Elixir, and Dual Sympathy have seen international releases. For the Wii, Akatsuki no Ōji (暁の王子, lit. Fullmetal Alchemist: Prince of the Dawn) was released in Japan on August 13, 2009.[59] A direct sequel of the game, Tasogare no Shōjo (黄昏の少女, lit. Fullmetal Alchemist: Daughter of the Dusk), was released on December 10, 2009, for the same console.[60]
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Funimation licensed the franchise to create a new series of Fullmetal Alchemist-related video games to be published by Destineer Publishing Corporation in the United States.[61] Destineer released its first Fullmetal Alchemist game for the Nintendo DS, a translation of Bandai's Dual Sympathy, on December 15, 2006, and said that they plan to release further titles.[62] On February 19, 2007, Destineer announced the second game in its Fullmetal Alchemist series, the Fullmetal Alchemist Trading Card Game, which was released on October 15, 2007.[63] A third game for the PlayStation Portable titled Fullmetal Alchemist: Senka wo Takuseshi Mono (背中を託せし者) was released in Japan on October 15, 2009.[64] A European release of the game, published by with Namco Bandai, was announced on March 4, 2010.[65] The massively multiplayer online role-playing game MapleStory also received special in-game items based on the anime series.[66]
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Arakawa oversaw the story and designed the characters for the RPG games, while Bones—the studio responsible for the anime series—produced several animation sequences. The developers looked at other titles—specifically Square Enix's action role-playing game Kingdom Hearts and other games based on manga series, such as Dragon Ball, Naruto or One Piece games—for inspiration. The biggest challenge was to make a "full-fledged" game rather than a simple character-based one.[67] Tomoya Asano, the assistant producer for the games, said that development took more than a year, unlike most character-based games.[68]
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The Fullmetal Alchemist has received several artbooks. Three artbooks called The Art of Fullmetal Alchemist (イラスト集 FULLMETAL ALCHEMIST, Irasuto Shū Fullmetal Alchemist) were released by Square Enix; two of those were released in the US by Viz Media.[69][70] The first artbook contains illustrations made between May 2001 to April 2003, spanning the first six manga volumes, while the second has illustrations from September 2003 to October 2005, spanning the next six volumes.[26] The last one includes illustrations from the remaining volumes.[71]
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The manga also has three guidebooks; each of them contains timelines, guides to the Elric brothers' journey, and gaiden chapters that were never released in manga volumes.[26] Only the first guidebook was released by Viz Media, titled Fullmetal Alchemist Profiles.[72] A guidebook titled "Fullmetal Alchemist Chronicle" (鋼の錬金術師 CHRONICLE), which contains post-manga story information, was released in Japan on July 29, 2011.[73]
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Action figures, busts, and statues from the Fullmetal Alchemist anime and manga have been produced by toy companies, including Medicom and Southern Island. Medicom has created high end deluxe vinyl figures of the characters from the anime. These figures are exclusively distributed in the United States and UK by Southern Island.[74] Southern Island released its own action figures of the main characters in 2007, and a 12" statuette was scheduled for release the same year. Southern Island has since gone bankrupt, putting the statuette's release in doubt.[75] A trading card game was first published in 2005 in the United States by Joyride Entertainment.[76] Since then, six expansions have been released. The card game was withdrawn on July 11, 2007.[77] Destineer released a Nintendo DS adaptation of the game on October 15, 2007.[63]
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Overall, the franchise has received widespread critical acclaim and commercial success.
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Along with Yakitate!! Japan, the series won the forty-ninth Shogakukan Manga Award for shōnen in 2004.[78] It won the public voting for Eagle Award's "Favourite Manga" in 2010 and 2011.[79][80] The manga also received the Seiun Award for best science fiction comic in 2011.[81] Arakawa also received the New Artist Prize in the fifteenth Tezuka Osamu Cultural Prizes for the manga series in 2011.[82][83]
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In a survey from Oricon in 2009, Fullmetal Alchemist ranked ninth as the manga that fans wanted to be turned into a live-action film.[84] The series is also popular with amateur writers who produce dōjinshi (fan fiction) that borrows characters from the series. In the Japanese market Super Comic City, there have been over 1,100 dōjinshi based on Fullmetal Alchemist, some of which focused on romantic interactions between Edward Elric and Roy Mustang.[85] Anime News Network said the series had the same impact in Comiket 2004 as several female fans were seen there writing dōjinshi.[86]
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The series has become one of Square Enix's best-performing properties, along with Final Fantasy and Dragon Quest.[87] With the release of volume 27, the manga sold over 50 million copies in Japan.[3] As of January 10, 2010, every volume of the manga has sold over a million copies each in Japan.[88] Square Enix reported that the series had sold 70.3 million copies worldwide as of April 25, 2018, 16.4 million of those outside Japan.[89] The series is also one of Viz Media's best sellers, appearing in "BookScan's Top 20 Graphic Novels" and the "USA Today Booklist".[90][91][92] It was featured in the Diamond Comic Distributors' polls of graphic novels and The New York Times Best Seller Manga list.[93][94] The English release of the manga's first volume was the top-selling graphic novel during 2005.[95]
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During 2008, volumes 19 and 20 sold over a million copies, ranking as the 10th and 11th best seller comics in Japan respectively.[96] In the first half of 2009, it ranked as the seventh best-seller in Japan, having sold over 3 million copies.[97] Volume 21 ranked fourth, with more than a million copies sold and volume 22 ranked sixth with a similar number of sold copies.[98] Producer Kouji Taguchi of Square Enix said that Volume 1's initial sales were 150,000 copies; this grew to 1.5 million copies after the first anime aired. Prior to the second anime's premiere, each volume sold about 1.9 million copies, and then it changed to 2.1 million copies.[99]
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Fullmetal Alchemist has generally been well received by critics. Though the first volumes were thought to be formulaic, critics said that the series grows in complexity as it progresses. Jason Thompson called Arakawa one of the best at creating action scenes and praised the series for having great female characters despite being a boys' manga. He also noted how the story gets dark by including real-world issues such as government corruption, war and genocide. Thompson finished by stating that Fullmetal Alchemist "will be remembered as one of the classic shonen manga series of the 2000s."[100] Melissa Harper of Anime News Network praised Arakawa for keeping all of her character designs unique and distinguishable, despite many of them wearing the same basic uniforms.[101] IGN's Hilary Goldstein wrote that the characterization of the protagonist Edward balances between being a "typical clever kid" and a "stubborn kid", allowing him to float between the comical moments and the underlying drama without seeming false.[102] Holly Ellingwood for Active Anime praised the development of the characters in the manga and their beliefs changing during the story, forcing them to mature.[103] Mania Entertainment's Jarred Pine said that the manga can be enjoyed by anybody who has watched the first anime, despite the similarities in the first chapters. Like other reviewers, Pine praised the dark mood of the series and the way it balances the humor and action scenes.[104] Pine also praised the development of characters who have few appearances in the first anime.[105] In a review of volume 14, Sakura Eries—also of Mania Entertainment—liked the revelations, despite the need to resolve several story arcs. She also praised the development of the homunculi, such as the return of Greed, as well as their fights.[106]
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The first Fullmetal Alchemist anime premiered in Japan with a 6.82 percent television viewership rating.[107] In 2005, Japanese television network TV Asahi conducted a "Top 100" online web poll and nationwide survey; Fullmetal Alchemist placed first in the online poll and twentieth in the survey.[108][109] In 2006, TV Asahi conducted another online poll for the top one hundred anime, and Fullmetal Alchemist placed first again.[110]
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The first Fullmetal Alchemist won in several categories in the American Anime Awards, including "Long Series", "Best Cast", "Best DVD Package Design", "Best Anime Theme Song" ("Rewrite," by Asian Kung-Fu Generation), and "Best Actor" (Vic Mignogna—who played Edward Elric in the English version). It was also nominated in the category of "Best Anime Feature" for Fullmetal Alchemist the Movie: Conqueror of Shamballa.[111] The series also won most of the twenty-sixth Annual Animage Readers' Polls. The series was the winner in the "Favorite Anime Series", "Favorite Episode" (episode seven), "Favorite Male Character" (Edward Elric), "Favorite Female Character" (Riza Hawkeye), "Favorite Theme Song" ("Melissa", by Porno Graffitti), and "Favorite Voice Actor" (Romi Park—who played Edward in the Japanese version).[112] In the fifth Tokyo Anime Awards, the series won in the categories "Animation Of The Year" (Fullmetal Alchemist: The Conqueror of Shambala), "Best Original Story" (Hiromu Arakawa) and "Best Music" (Michiru Ōshima).[113] In the About.com 2006 American Awards, Fullmetal Alchemist won in the categories "Best New Anime Series" and "Best Animation".[114][115]
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IGN named the first anime the ninety-fifth-best animated series. They said that although it is mostly upbeat with amazing action scenes, it also touches upon the human condition. They described it as "more than a mere anime" and "a powerful weekly drama".[116] The IGN staff featured it in their "10 Cartoon Adaptations We'd Like to See" feature, with comments focused on the characterization in the series.[117] The character designs have been praised; critics said they are different from each other.[118] Samuel Arbogast of Theanime.org said the flashback sequences were annoying.[119] Lori Lancaster of Mania Entertainment called the plot wonderful, and said it is "[a] bit of a tragic coming of age story mixed in with the Odyssey". She wrote, "There is enough action, drama and comedy mixed in to keep most viewers interested. This is one of those anime series that is likely to become a classic."[118]
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The series has also received some negative reviews, with Maria Lin of animefringe.com saying that the show's themes "are held hostage by… excessive sentimentality". She criticized the ending, saying that "no character has changed from how they were in the beginning. There have been no revelations. Even as the show tries to show that the Elric brothers are coming into their own as they pursue the stone, they're really not, because they keep on making the same mistakes over and over again without… fundamental change in their ideals. The adage of the soldier and his acceptance of losing his leg is lost on them."[120]
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Reviewers praised the soundtrack of the first anime for its variety of musical styles and artists, and the pleasant but not too distracting background music.[87] DVDvisionjapan said the first opening theme and the first ending theme are the best tracks of the series.[121]
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The first fourteen episodes of Fullmetal Alchemist: Brotherhood received criticism from members of the Anime News Network staff, who said that repeating events from the first anime led to a lack of suspense.[122] Mania Entertainment's Chris Beveridge said that the entertainment in these episodes lay in the differences in the characters' actions from the first series, and original content which focused on the emotional theme of the series.[123] In another review, Beveridge praised the new fight scenes and said the extra drama which made these episodes "solid".[124] Chris Zimmerman from Comic Book Bin said the series "turns around and establishes its own identity" because of the inclusion of new characters and revelations not shown in the first series, increasing its depth. He said the animation was superior to that of the first anime; his comments focused on the characters' expressions and the execution of the fight scenes.[125] Writing for The Los Angeles Times, Charles Solomon ranked Brotherhood the second best anime of 2010 on his "Top 10".[126]
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Much praise was given to the climactic episodes for the way action scenes and morals were conveyed; many reviewers found them superior to the conclusion of the first Fullmetal Alchemist anime. Critics found the ending satisfying; Mark Thomas of The Fandom Post called it a "virtually perfect ending to an outstanding series".[127][128]
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The first Fullmetal Alchemist novel, The Land of the Sand, was well received by Jarred Pine of Mania Entertainment as a self-contained novelization that remained true to the characterizations of the manga series. He said that while the lack of backstory aims it more towards fans of the franchise than new readers, it was an impressive debut piece for the Viz Fiction line.[129] Ain't It Cool News also found the novel to be true to its roots, and said that while it added nothing new, it was compelling enough for followers of the series to enjoy a retelling. The reviewer said it was a "work for young-ish readers that's pretty clear about some darker sides of politics, economics and human nature".[130] Charles Solomon of the Los Angeles Times said that the novel has a different focus than the anime series; The Land of Sand "created a stronger, sympathetic bond" between the younger brothers than is seen in its two-episode anime counterpart.[131]
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Fullmetal Alchemist (Japanese: 鋼の錬金術師, Hepburn: Hagane no Renkinjutsushi, lit. "Alchemist of Steel") is a Japanese shōnen manga series written and illustrated by Hiromu Arakawa. It was serialized in Square Enix's Monthly Shōnen Gangan magazine between July 2001 and June 2010; the publisher later collected the individual chapters into twenty-seven tankōbon volumes. The steampunk world of Fullmetal Alchemist is primarily styled after the European Industrial Revolution. Set in a fictional universe in which alchemy is one of the advanced natural techniques revolved around scientific laws of equivalent exchange, the series follows the adventures of two alchemist brothers named Edward and Alphonse Elric, who are searching for the philosopher's stone to restore their bodies after a failed attempt to bring their mother back to life using alchemy.
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The manga was published and localized in English by Viz Media in North America, Madman Entertainment in Australasia, and Chuang Yi in Singapore. Yen Press also has the rights for the digital release of the volumes in North America due to the series being a Square Enix title. It has been adapted into two anime television series, two animated films—all animated by Bones studio—and light novels. Funimation dubbed the television series, films and video games. The series has generated original video animations, video games, supplementary books, a collectible card game, and a variety of action figures and other merchandise. A live action film based on the series was also released in 2017.
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The manga has sold over 70 million volumes worldwide, making it one of the best-selling manga series. The English release of the manga's first volume was the top-selling graphic novel during 2005. In two TV Asahi web polls, the anime was voted the most popular anime of all time in Japan. At the American Anime Awards in February 2007, it was eligible for eight awards, nominated for six, and won five. Reviewers from several media conglomerations had positive comments on the series, particularly for its character development, action scenes, symbolism and philosophical references.
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Fullmetal Alchemist takes place in the fictional country of Amestris (アメストリス, Amesutorisu). In this world, alchemy is one of the most-practiced sciences; Alchemists who work for the government are known as State Alchemists (国家錬金術師, Kokka Renkinjutsushi) and are automatically given the rank of Major in the military. Alchemists have the ability, with the help of patterns called Transmutation Circles, to create almost anything they desire. However, when they do so, they must provide something of equal value in accordance with the Law of Equivalent Exchange. The only things Alchemists are forbidden from transmuting are humans and gold. There has never been a successful human transmutation; those who attempt it lose a part of their body and the result is a horrific inhuman mass. Attemptees are confronted by Truth (真理, Shinri), a pantheistic and semi-cerebral God-like being who tauntingly regulates all alchemy use and whose nigh-featureless appearance is relative to the person to whom Truth is conversing with; it is frequently claimed and believed that Truth is a personal God who punishes the arrogant.
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Attemptees of Human Transmutation are also thrown into the Gate of Truth (真理の扉, Shinri no Tobira), where they receive an overwhelming dose of information, but also allowing them to transmute without a circle. All living things possess their own Gate of Truth, and per the Gaea hypothesis heavenly bodies like planets also have their own Gates of Truth. It is possible to bypass the Law of Equivalent Exchange (to an extent) using a Philosopher's Stone, a red, enigmatic substance. Philosopher's Stones can be used to create Homunculi, artificial humans of proud nature. Homunculi have numerous superhuman abilities unique among each other and look down upon all humanity. With the exception of one, they do not age and can only be killed via the destruction of their Philosopher's Stones.
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There are several cities throughout Amestris. The main setting is the capital of Central City (セントラルシティ, Sentoraru Shiti), along with other military cities such as the northern city of Briggs (ブリッグズ, Burigguzu). Towns featured include Resembool (リゼンブール, Rizenbūru), the rural hometown of the Elrics; Liore (リオール, Riōru), a city tricked into following a cult; Rush Valley (ラッシュバレー, Rasshu Barē), a town that specializes in automail manufacturing; and Ishbal, a conservative-religion region that rejects alchemy and was destroyed in the Ishbalan Civil War instigated after a soldier shot an Ishbalan child. Outside of Amestris, there are few named countries, and none are seen in the main story. The main foreign country is Xing. Heavily reminiscent of China, Xing has a complex system of clans and emperors, as opposed to Amestris's government-controlled election of a Führer. It also has its own system of alchemy, called Alkahestry (錬丹術, Rentanjutsu), which is more medical and can be bi-located using kunai; in turn, it is implied that all countries have different forms of alchemy.
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Edward and Alphonse Elric live in Resembool with their mother Trisha and father Van Hohenheim, the latter having left without a reason. Trisha soon dies from an illness. After finishing their alchemy training under Izumi Curtis, the Elrics attempt to bring their mother back with alchemy. But the transmutation backfires and in law with the equivalent exchange, Edward loses his left leg while Alphonse is dragged into the Gate of Truth. Edward sacrifices his right arm to retrieve Alphonse's soul, binding it to a suit of armor with a blood seal. Edward is invited by Roy Mustang to become a State Alchemist to research a way to restore their bodies, passing his exams while given the title of Fullmetal Alchemist based on his prosthetic automail limbs and use of metal in his alchemy. The Elrics spent the next three years searching for the mythical Philosopher's Stone to achieve their goals.
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The Elrics are soon attacked by an Ishbalan serial killer labeled as Scar, who targets State Alchemists for his people's genocide in the Ishbalan civil war. After returning to Resembool to have Edward's limbs repaired by their childhood friend and mechanic, Winry Rockbell, the Elrics meet Dr. Marcoh who provides them with clues to learn that a Philosopher's Stone is created from human souls. After the mysterious Homunculi hinder them by destroying the hidden laboratory, the Elrics head for Dublith to visit Izumi, hoping she might be able to train them in higher forms of alchemy. Mustang's friend Maes Hughes continues the Elrics' research, but is shot dead by the homunculus Envy in disguise for discovering the Homunculi's plan.
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Visiting Izumi, the Elrics learn she committed human transmutation on her stillborn child. Alphonse is captured by the homunculus Greed, but is rescued by Amestris' leader King Bradley, revealed to be the homunculus Wrath. When Greed refuses to rejoin his fellow Homunculi, he is consequently melted down by and reabsorbed within the Homunculi's creator, Father.
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After meeting the Xingese prince Lin Yao, who is also after a Philosopher's Stone to cement his position as heir to his country's throne, the Elrics return to Central City where they learn of Hughes's murder. However, Lieutenant Maria Ross is framed for Hughes' murder. Mustang fakes Ross's death and smuggles her out of the country with Lin's help. The protagonists encounter the Homunculi repeatedly. Mustang kills Lust; Lin captures Gluttony, who ends up swallowing Lin, Edward, and Envy into his void-like stomach. They successfully escape from Gluttony's stomach after he takes Alphonse to meet Father, who makes Lin the vessel of a new incarnation of Greed, while Mustang tries unsuccessfully to expose Bradley. The Elrics and Mustang are released unharmed as long as they no longer oppose the Homunculi. Meanwhile, Scar forms a small band as he heads north with the Xingese princess May Chang, fired corrupted official Yoki, and kidnapped Dr. Marcoh.
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The Elrics reach Fort Briggs under the command of General Olivier Armstrong. They discover a tunnel beneath Briggs made by the homunculus Sloth and learn from Hughes's research that Father created Amestris to amass a large enough population to create a massive Philosopher's Stone so he can use it to achieve godhood by absorbing the being beyond the Gate of Truth on the ‘Promised Day’. Forced to work with Solf Kimblee, a murderous former State Alchemist and willing ally of the Homunculi, the Elrics make their move and split up, joined by a reformed Scar, his group, Kimblee's chimera subordinates, and later Lin/Greed. Hohenheim reveals separately to his sons that he was made an immortal when Father arranged the fall of Cselkcess four centuries ago. Hohenheim had been trying to stop Father from sacrificing the Amestrisans all along.
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The Promised Day arrives, with Father preparing to initiate his plan using an eclipse and his desired ‘human sacrifices’ in order to trigger the transmutation. The protagonists, having assembled days prior, battle Father's minions with Kimblee and almost all of the Homunculi dying. However, Father manages to activate the nationwide transmutation circle. Hohenheim and Scar activate countermeasures to save the Amestrians, causing Father to become unstable from housing the absorbed superior being within him without the souls needed to subdue it. The protagonists soon face Father in a final battle to wear down his Philosopher's Stone, but Greed is killed by Father.
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Alphonse, whose armor is all but destroyed, sacrifices his soul to restore Edward's right arm. Edward defeats Father, who implodes out of reality while dragged into the Gate of Truth from which he was created. Edward sacrifices his ability to perform alchemy to retrieve a fully restored Alphonse while Lin receives a Philosopher's Stone. Hohenheim takes his leave and visits Trisha's grave where he dies peacefully. The Elrics return home months later, but separate two years later to research alchemy further. Years later in a family photo, Edward and Winry are revealed married and have two children.
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After reading about the concept of the Philosopher's Stone, Arakawa became attracted to the idea of her characters using alchemy in the manga. She started reading books about alchemy, which she found complicated because some books contradict others. Arakawa was attracted more by the philosophical aspects than the practical ones.[6] For the Equivalent Exchange (等価交換, Tōka Kōkan) concept, she was inspired by the work of her parents, who had a farm in Hokkaido and worked hard to earn the money to eat.[7]
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Arakawa wanted to integrate social problems into the story. Her research involved watching television news programs and talking to refugees, war veterans and former yakuza. Several plot elements, such as Pinako Rockbell caring for the Elric brothers after their mother dies, and the brothers helping people to understand the meaning of family, expand on these themes. When creating the fictional world of Fullmetal Alchemist, Arakawa was inspired after reading about the Industrial Revolution in Europe; she was amazed by differences in the culture, architecture, and clothes of the era and those of her own culture. She was especially interested in England during this period and incorporated these ideas into the manga.[6]
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When the manga began serialization, Arakawa was considering several major plot points, including the ending. She wanted the Elric brothers to recover their bodies—at least partly.[8] As the plot continued, she thought that some characters were maturing and decided to change some scenes.[7] Arakawa said the manga authors Suihō Tagawa and Hiroyuki Eto are her main inspirations for her character designs; she describes her artwork as a mix of both of them. She found that the easiest of the series's characters to draw were Alex Louis Armstrong, and the little animals. Arakawa likes dogs so she included several of them in the story.[9] Arakawa made comedy central to the manga's story because she thinks it is intended for entertainment, and tried to minimize sad scenes.[7]
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When around forty manga chapters had been published, Arakawa said that as the series was nearing its end and she would try to increase the pace of the narrative. To avoid making some chapters less entertaining than others, unnecessary details from each of them were removed and a climax was developed. The removal of minor details was also necessary because Arakawa had too few pages in Monthly Shōnen Gangan to include all the story content she wanted to add. Some characters' appearances were limited in some chapters.[10] At first, Arakawa thought the series would last twenty-one volumes but the length increased to twenty-seven. Serialization finished after nine years, and Arakawa was satisfied with her work because she had told everything she wanted with the manga.[8]
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During the development of the first anime, Arakawa allowed the anime staff to work independently from her, and requested a different ending from that of the manga. She said that she would not like to repeat the same ending in both media, and wanted to make the manga longer so she could develop the characters. When watching the ending of the anime, she was amazed about how different the homunculi creatures were from the manga and enjoyed how the staff speculated about the origins of the villains.[6] Because Arakawa helped the Bones staff in the making of the series, she was kept from focusing on the manga's cover illustrations and had little time to make them.[10]
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The series explores social problems, including discrimination, scientific advancement, political greed, brotherhood, family, and war.[11] Scar's backstory and his hatred of the state military references the Ainu people, who had their land taken by other people.[6] This includes the consequences of guerrilla warfare and the amount of violent soldiers a military can have.[12] Some of the people who took the Ainus' land were originally Ainu; this irony is referenced in Scar's use of alchemy to kill alchemists even though it was forbidden in his own religion.[6] The Elrics being orphans and adopted by Pinako Rockbell reflects Arakawa's beliefs about the ways society should treat orphans. The characters' dedication to their occupations reference the need to work for food.[13] The series also explores the concept of equivalent exchange; to obtain something new, one must pay with something of equal value. This is applied by alchemists when creating new materials and is also a philosophical belief the Elric brothers follow.[8][14]
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The series has a steampunk setting.[5][15][16] The Ishbal region has similarities to the Middle East, with the plot anticipating elements of the Iraq War which later occurred in the real world.[17]
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Written and drawn by Hiromu Arakawa, Fullmetal Alchemist was serialized in Square Enix's monthly manga magazine Monthly Shōnen Gangan. Its first installment was published in the magazine's August 2001 issue on July 12, 2001.[18] The series finished with the 108th installment in the July 2010 issue of Monthly Shōnen Gangan, published on June 11, 2010.[19][20][21] A side-story to the series was published in the October 2010 issue of Monthly Shōnen Gangan on September 11, 2010.[22] In the July 2011 issue of the same magazine, the prototype version of the manga was published.[23] Square Enix compiled the chapters into twenty-seven tankōbon volumes. The first volume was released on January 22, 2002, and the last on November 22, 2010.[24][25] A few chapters have been re-released in Japan in two "Extra number" magazines and Fullmetal Alchemist, The First Attack, which features the first nine chapters of the manga and other side stories.[26] Square Enix republished the series into eighteen kanzenban volumes, from June 22, 2011 to September 22, 2012.[27][28]
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In North America, Viz Media licensed the series for an English language release in North America and published the twenty-seven volumes between May 3, 2005, and December 20, 2011.[29][30] From June 7, 2011 to November 11, 2014, Viz Media published the series in an omnibus format, featuring three volumes in one.[31][32] In April 2014, Yen Press announced the rights for the digital release of the volumes in North America,[33][34] and on December 12, 2016 has released the series on the ComiXology website.[35][36] On May 8, 2018, Viz Media started publishing the eighteen-volume kanzenban edition of the series as Fullmetal Alchemist: Fullmetal Edition.[37]
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Other English localizations were done by Madman Entertainment for Australasia and Chuang Yi in Singapore.[38][39] The series has been also localized in Polish, French, Portuguese, Italian, and Korean.[40][41][42][43][44]
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Fullmetal Alchemist was adapted into two anime series for television: an adaption with a partially original story titled Fullmetal Alchemist in 2003–2004, and a retelling more faithful to the manga in 2009–2010 titled Fullmetal Alchemist: Brotherhood.[45][46]
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Two feature-length anime films were produced; Fullmetal Alchemist the Movie: Conqueror of Shamballa, a sequel/conclusion to the 2003 series, and Fullmetal Alchemist: The Sacred Star of Milos, set during the time period of Brotherhood.[47][48]
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A live-action film based on the manga was released on November 19, 2017. Fumihiko Sori directed the film.[49] The film stars Ryosuke Yamada as Edward Elric, Tsubasa Honda as Winry Rockbell and Dean Fujioka as Roy Mustang.
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Square Enix has published a series of six Fullmetal Alchemist Japanese light novels, written by Makoto Inoue.[50] The novels were licensed for an English-language release by Viz Media in North America, with translations by Alexander O. Smith and illustrations—including covers and frontispieces—by Arakawa.[51][52] The novels are spin-offs of the manga series and follow the Elric brothers on their continued quest for the philosopher's stone. The first novel, Fullmetal Alchemist: The Land of Sand, was animated as the episodes eleven and twelve of the first anime series.[53] The fourth novel contains an extra story about the military called "Roy's Holiday".[54] Novelizations of the PlayStation 2 games Fullmetal Alchemist and the Broken Angel, Curse of the Crimson Elixir, and The Girl Who Succeeds God have also been written, the first by Makoto Inoue and the rest by Jun Eishima.[50]
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There have been two series of Fullmetal Alchemist audio dramas. The first volume of the first series, Fullmetal Alchemist Vol. 1: The Land of Sand (砂礫の大地, Sareki no Daichi), was released before the anime and tells a similar story to the first novel. The Tringham brothers reprised their anime roles.[55] Fullmetal Alchemist Vol. 2: False Light, Truth's Shadow (偽りの光 真実の影, Itsuwari no Hikari, Shinjitsu no Kage) and Fullmetal Alchemist Vol. 3: Criminals' Scar (咎人たちの傷跡, Togabitotachi no Kizuato) are stories based on different manga chapters; their State Military characters are different from those in the anime.[50] The second series of audio dramas, available only with purchases of Shōnen Gangan, consists two stories in this series, each with two parts. The first, Fullmetal Alchemist: Ogutāre of the Fog (霧のオグターレ, Kiri no Ogutāre), was included in Shōnen Gangan's April and May 2004 issues; the second story, Fullmetal Alchemist: Crown of Heaven (天上の宝冠, Tenjō no Hōkan), was issued in the November and December 2004 issues.[50]
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Video games based on Fullmetal Alchemist have been released. The storylines of the games often diverge from those of the anime and manga, and feature original characters. Square Enix has released three role-playing games (RPG)—Fullmetal Alchemist and the Broken Angel, Curse of the Crimson Elixir, and Kami o Tsugu Shōjo. Bandai has released two RPG titles, Fullmetal Alchemist: Stray Rondo (鋼の錬金術師 迷走の輪舞曲, Hagane no Renkinjutsushi Meisō no Rondo) and Fullmetal Alchemist: Sonata of Memory (鋼の錬金術師 想い出の奏鳴曲, Hagane no Renkinjutsushi Omoide no Sonata), for the Game Boy Advance and one, Dual Sympathy, for the Nintendo DS. In Japan, Bandai released an RPG Fullmetal Alchemist: To the Promised Day (鋼の錬金術師 Fullmetal Alchemist 約束の日へ, Hagane no Renkinjutsushi Fullmetal Alchemist Yakusoku no Hi e) for the PlayStation Portable on May 20, 2010.[56] Bandai also released a fighting game, Dream Carnival, for the PlayStation 2. Destineer released a game based on the trading card game in North America for the Nintendo DS.[57][58] Of the seven games made in Japan, Broken Angel, Curse of the Crimson Elixir, and Dual Sympathy have seen international releases. For the Wii, Akatsuki no Ōji (暁の王子, lit. Fullmetal Alchemist: Prince of the Dawn) was released in Japan on August 13, 2009.[59] A direct sequel of the game, Tasogare no Shōjo (黄昏の少女, lit. Fullmetal Alchemist: Daughter of the Dusk), was released on December 10, 2009, for the same console.[60]
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Funimation licensed the franchise to create a new series of Fullmetal Alchemist-related video games to be published by Destineer Publishing Corporation in the United States.[61] Destineer released its first Fullmetal Alchemist game for the Nintendo DS, a translation of Bandai's Dual Sympathy, on December 15, 2006, and said that they plan to release further titles.[62] On February 19, 2007, Destineer announced the second game in its Fullmetal Alchemist series, the Fullmetal Alchemist Trading Card Game, which was released on October 15, 2007.[63] A third game for the PlayStation Portable titled Fullmetal Alchemist: Senka wo Takuseshi Mono (背中を託せし者) was released in Japan on October 15, 2009.[64] A European release of the game, published by with Namco Bandai, was announced on March 4, 2010.[65] The massively multiplayer online role-playing game MapleStory also received special in-game items based on the anime series.[66]
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Arakawa oversaw the story and designed the characters for the RPG games, while Bones—the studio responsible for the anime series—produced several animation sequences. The developers looked at other titles—specifically Square Enix's action role-playing game Kingdom Hearts and other games based on manga series, such as Dragon Ball, Naruto or One Piece games—for inspiration. The biggest challenge was to make a "full-fledged" game rather than a simple character-based one.[67] Tomoya Asano, the assistant producer for the games, said that development took more than a year, unlike most character-based games.[68]
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The Fullmetal Alchemist has received several artbooks. Three artbooks called The Art of Fullmetal Alchemist (イラスト集 FULLMETAL ALCHEMIST, Irasuto Shū Fullmetal Alchemist) were released by Square Enix; two of those were released in the US by Viz Media.[69][70] The first artbook contains illustrations made between May 2001 to April 2003, spanning the first six manga volumes, while the second has illustrations from September 2003 to October 2005, spanning the next six volumes.[26] The last one includes illustrations from the remaining volumes.[71]
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The manga also has three guidebooks; each of them contains timelines, guides to the Elric brothers' journey, and gaiden chapters that were never released in manga volumes.[26] Only the first guidebook was released by Viz Media, titled Fullmetal Alchemist Profiles.[72] A guidebook titled "Fullmetal Alchemist Chronicle" (鋼の錬金術師 CHRONICLE), which contains post-manga story information, was released in Japan on July 29, 2011.[73]
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Action figures, busts, and statues from the Fullmetal Alchemist anime and manga have been produced by toy companies, including Medicom and Southern Island. Medicom has created high end deluxe vinyl figures of the characters from the anime. These figures are exclusively distributed in the United States and UK by Southern Island.[74] Southern Island released its own action figures of the main characters in 2007, and a 12" statuette was scheduled for release the same year. Southern Island has since gone bankrupt, putting the statuette's release in doubt.[75] A trading card game was first published in 2005 in the United States by Joyride Entertainment.[76] Since then, six expansions have been released. The card game was withdrawn on July 11, 2007.[77] Destineer released a Nintendo DS adaptation of the game on October 15, 2007.[63]
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Overall, the franchise has received widespread critical acclaim and commercial success.
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Along with Yakitate!! Japan, the series won the forty-ninth Shogakukan Manga Award for shōnen in 2004.[78] It won the public voting for Eagle Award's "Favourite Manga" in 2010 and 2011.[79][80] The manga also received the Seiun Award for best science fiction comic in 2011.[81] Arakawa also received the New Artist Prize in the fifteenth Tezuka Osamu Cultural Prizes for the manga series in 2011.[82][83]
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In a survey from Oricon in 2009, Fullmetal Alchemist ranked ninth as the manga that fans wanted to be turned into a live-action film.[84] The series is also popular with amateur writers who produce dōjinshi (fan fiction) that borrows characters from the series. In the Japanese market Super Comic City, there have been over 1,100 dōjinshi based on Fullmetal Alchemist, some of which focused on romantic interactions between Edward Elric and Roy Mustang.[85] Anime News Network said the series had the same impact in Comiket 2004 as several female fans were seen there writing dōjinshi.[86]
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The series has become one of Square Enix's best-performing properties, along with Final Fantasy and Dragon Quest.[87] With the release of volume 27, the manga sold over 50 million copies in Japan.[3] As of January 10, 2010, every volume of the manga has sold over a million copies each in Japan.[88] Square Enix reported that the series had sold 70.3 million copies worldwide as of April 25, 2018, 16.4 million of those outside Japan.[89] The series is also one of Viz Media's best sellers, appearing in "BookScan's Top 20 Graphic Novels" and the "USA Today Booklist".[90][91][92] It was featured in the Diamond Comic Distributors' polls of graphic novels and The New York Times Best Seller Manga list.[93][94] The English release of the manga's first volume was the top-selling graphic novel during 2005.[95]
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During 2008, volumes 19 and 20 sold over a million copies, ranking as the 10th and 11th best seller comics in Japan respectively.[96] In the first half of 2009, it ranked as the seventh best-seller in Japan, having sold over 3 million copies.[97] Volume 21 ranked fourth, with more than a million copies sold and volume 22 ranked sixth with a similar number of sold copies.[98] Producer Kouji Taguchi of Square Enix said that Volume 1's initial sales were 150,000 copies; this grew to 1.5 million copies after the first anime aired. Prior to the second anime's premiere, each volume sold about 1.9 million copies, and then it changed to 2.1 million copies.[99]
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Fullmetal Alchemist has generally been well received by critics. Though the first volumes were thought to be formulaic, critics said that the series grows in complexity as it progresses. Jason Thompson called Arakawa one of the best at creating action scenes and praised the series for having great female characters despite being a boys' manga. He also noted how the story gets dark by including real-world issues such as government corruption, war and genocide. Thompson finished by stating that Fullmetal Alchemist "will be remembered as one of the classic shonen manga series of the 2000s."[100] Melissa Harper of Anime News Network praised Arakawa for keeping all of her character designs unique and distinguishable, despite many of them wearing the same basic uniforms.[101] IGN's Hilary Goldstein wrote that the characterization of the protagonist Edward balances between being a "typical clever kid" and a "stubborn kid", allowing him to float between the comical moments and the underlying drama without seeming false.[102] Holly Ellingwood for Active Anime praised the development of the characters in the manga and their beliefs changing during the story, forcing them to mature.[103] Mania Entertainment's Jarred Pine said that the manga can be enjoyed by anybody who has watched the first anime, despite the similarities in the first chapters. Like other reviewers, Pine praised the dark mood of the series and the way it balances the humor and action scenes.[104] Pine also praised the development of characters who have few appearances in the first anime.[105] In a review of volume 14, Sakura Eries—also of Mania Entertainment—liked the revelations, despite the need to resolve several story arcs. She also praised the development of the homunculi, such as the return of Greed, as well as their fights.[106]
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The first Fullmetal Alchemist anime premiered in Japan with a 6.82 percent television viewership rating.[107] In 2005, Japanese television network TV Asahi conducted a "Top 100" online web poll and nationwide survey; Fullmetal Alchemist placed first in the online poll and twentieth in the survey.[108][109] In 2006, TV Asahi conducted another online poll for the top one hundred anime, and Fullmetal Alchemist placed first again.[110]
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The first Fullmetal Alchemist won in several categories in the American Anime Awards, including "Long Series", "Best Cast", "Best DVD Package Design", "Best Anime Theme Song" ("Rewrite," by Asian Kung-Fu Generation), and "Best Actor" (Vic Mignogna—who played Edward Elric in the English version). It was also nominated in the category of "Best Anime Feature" for Fullmetal Alchemist the Movie: Conqueror of Shamballa.[111] The series also won most of the twenty-sixth Annual Animage Readers' Polls. The series was the winner in the "Favorite Anime Series", "Favorite Episode" (episode seven), "Favorite Male Character" (Edward Elric), "Favorite Female Character" (Riza Hawkeye), "Favorite Theme Song" ("Melissa", by Porno Graffitti), and "Favorite Voice Actor" (Romi Park—who played Edward in the Japanese version).[112] In the fifth Tokyo Anime Awards, the series won in the categories "Animation Of The Year" (Fullmetal Alchemist: The Conqueror of Shambala), "Best Original Story" (Hiromu Arakawa) and "Best Music" (Michiru Ōshima).[113] In the About.com 2006 American Awards, Fullmetal Alchemist won in the categories "Best New Anime Series" and "Best Animation".[114][115]
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IGN named the first anime the ninety-fifth-best animated series. They said that although it is mostly upbeat with amazing action scenes, it also touches upon the human condition. They described it as "more than a mere anime" and "a powerful weekly drama".[116] The IGN staff featured it in their "10 Cartoon Adaptations We'd Like to See" feature, with comments focused on the characterization in the series.[117] The character designs have been praised; critics said they are different from each other.[118] Samuel Arbogast of Theanime.org said the flashback sequences were annoying.[119] Lori Lancaster of Mania Entertainment called the plot wonderful, and said it is "[a] bit of a tragic coming of age story mixed in with the Odyssey". She wrote, "There is enough action, drama and comedy mixed in to keep most viewers interested. This is one of those anime series that is likely to become a classic."[118]
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The series has also received some negative reviews, with Maria Lin of animefringe.com saying that the show's themes "are held hostage by… excessive sentimentality". She criticized the ending, saying that "no character has changed from how they were in the beginning. There have been no revelations. Even as the show tries to show that the Elric brothers are coming into their own as they pursue the stone, they're really not, because they keep on making the same mistakes over and over again without… fundamental change in their ideals. The adage of the soldier and his acceptance of losing his leg is lost on them."[120]
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Reviewers praised the soundtrack of the first anime for its variety of musical styles and artists, and the pleasant but not too distracting background music.[87] DVDvisionjapan said the first opening theme and the first ending theme are the best tracks of the series.[121]
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The first fourteen episodes of Fullmetal Alchemist: Brotherhood received criticism from members of the Anime News Network staff, who said that repeating events from the first anime led to a lack of suspense.[122] Mania Entertainment's Chris Beveridge said that the entertainment in these episodes lay in the differences in the characters' actions from the first series, and original content which focused on the emotional theme of the series.[123] In another review, Beveridge praised the new fight scenes and said the extra drama which made these episodes "solid".[124] Chris Zimmerman from Comic Book Bin said the series "turns around and establishes its own identity" because of the inclusion of new characters and revelations not shown in the first series, increasing its depth. He said the animation was superior to that of the first anime; his comments focused on the characters' expressions and the execution of the fight scenes.[125] Writing for The Los Angeles Times, Charles Solomon ranked Brotherhood the second best anime of 2010 on his "Top 10".[126]
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Much praise was given to the climactic episodes for the way action scenes and morals were conveyed; many reviewers found them superior to the conclusion of the first Fullmetal Alchemist anime. Critics found the ending satisfying; Mark Thomas of The Fandom Post called it a "virtually perfect ending to an outstanding series".[127][128]
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The first Fullmetal Alchemist novel, The Land of the Sand, was well received by Jarred Pine of Mania Entertainment as a self-contained novelization that remained true to the characterizations of the manga series. He said that while the lack of backstory aims it more towards fans of the franchise than new readers, it was an impressive debut piece for the Viz Fiction line.[129] Ain't It Cool News also found the novel to be true to its roots, and said that while it added nothing new, it was compelling enough for followers of the series to enjoy a retelling. The reviewer said it was a "work for young-ish readers that's pretty clear about some darker sides of politics, economics and human nature".[130] Charles Solomon of the Los Angeles Times said that the novel has a different focus than the anime series; The Land of Sand "created a stronger, sympathetic bond" between the younger brothers than is seen in its two-episode anime counterpart.[131]
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Fullmetal Alchemist (Japanese: 鋼の錬金術師, Hepburn: Hagane no Renkinjutsushi, lit. "Alchemist of Steel") is a Japanese shōnen manga series written and illustrated by Hiromu Arakawa. It was serialized in Square Enix's Monthly Shōnen Gangan magazine between July 2001 and June 2010; the publisher later collected the individual chapters into twenty-seven tankōbon volumes. The steampunk world of Fullmetal Alchemist is primarily styled after the European Industrial Revolution. Set in a fictional universe in which alchemy is one of the advanced natural techniques revolved around scientific laws of equivalent exchange, the series follows the adventures of two alchemist brothers named Edward and Alphonse Elric, who are searching for the philosopher's stone to restore their bodies after a failed attempt to bring their mother back to life using alchemy.
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The manga was published and localized in English by Viz Media in North America, Madman Entertainment in Australasia, and Chuang Yi in Singapore. Yen Press also has the rights for the digital release of the volumes in North America due to the series being a Square Enix title. It has been adapted into two anime television series, two animated films—all animated by Bones studio—and light novels. Funimation dubbed the television series, films and video games. The series has generated original video animations, video games, supplementary books, a collectible card game, and a variety of action figures and other merchandise. A live action film based on the series was also released in 2017.
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The manga has sold over 70 million volumes worldwide, making it one of the best-selling manga series. The English release of the manga's first volume was the top-selling graphic novel during 2005. In two TV Asahi web polls, the anime was voted the most popular anime of all time in Japan. At the American Anime Awards in February 2007, it was eligible for eight awards, nominated for six, and won five. Reviewers from several media conglomerations had positive comments on the series, particularly for its character development, action scenes, symbolism and philosophical references.
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Fullmetal Alchemist takes place in the fictional country of Amestris (アメストリス, Amesutorisu). In this world, alchemy is one of the most-practiced sciences; Alchemists who work for the government are known as State Alchemists (国家錬金術師, Kokka Renkinjutsushi) and are automatically given the rank of Major in the military. Alchemists have the ability, with the help of patterns called Transmutation Circles, to create almost anything they desire. However, when they do so, they must provide something of equal value in accordance with the Law of Equivalent Exchange. The only things Alchemists are forbidden from transmuting are humans and gold. There has never been a successful human transmutation; those who attempt it lose a part of their body and the result is a horrific inhuman mass. Attemptees are confronted by Truth (真理, Shinri), a pantheistic and semi-cerebral God-like being who tauntingly regulates all alchemy use and whose nigh-featureless appearance is relative to the person to whom Truth is conversing with; it is frequently claimed and believed that Truth is a personal God who punishes the arrogant.
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Attemptees of Human Transmutation are also thrown into the Gate of Truth (真理の扉, Shinri no Tobira), where they receive an overwhelming dose of information, but also allowing them to transmute without a circle. All living things possess their own Gate of Truth, and per the Gaea hypothesis heavenly bodies like planets also have their own Gates of Truth. It is possible to bypass the Law of Equivalent Exchange (to an extent) using a Philosopher's Stone, a red, enigmatic substance. Philosopher's Stones can be used to create Homunculi, artificial humans of proud nature. Homunculi have numerous superhuman abilities unique among each other and look down upon all humanity. With the exception of one, they do not age and can only be killed via the destruction of their Philosopher's Stones.
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There are several cities throughout Amestris. The main setting is the capital of Central City (セントラルシティ, Sentoraru Shiti), along with other military cities such as the northern city of Briggs (ブリッグズ, Burigguzu). Towns featured include Resembool (リゼンブール, Rizenbūru), the rural hometown of the Elrics; Liore (リオール, Riōru), a city tricked into following a cult; Rush Valley (ラッシュバレー, Rasshu Barē), a town that specializes in automail manufacturing; and Ishbal, a conservative-religion region that rejects alchemy and was destroyed in the Ishbalan Civil War instigated after a soldier shot an Ishbalan child. Outside of Amestris, there are few named countries, and none are seen in the main story. The main foreign country is Xing. Heavily reminiscent of China, Xing has a complex system of clans and emperors, as opposed to Amestris's government-controlled election of a Führer. It also has its own system of alchemy, called Alkahestry (錬丹術, Rentanjutsu), which is more medical and can be bi-located using kunai; in turn, it is implied that all countries have different forms of alchemy.
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Edward and Alphonse Elric live in Resembool with their mother Trisha and father Van Hohenheim, the latter having left without a reason. Trisha soon dies from an illness. After finishing their alchemy training under Izumi Curtis, the Elrics attempt to bring their mother back with alchemy. But the transmutation backfires and in law with the equivalent exchange, Edward loses his left leg while Alphonse is dragged into the Gate of Truth. Edward sacrifices his right arm to retrieve Alphonse's soul, binding it to a suit of armor with a blood seal. Edward is invited by Roy Mustang to become a State Alchemist to research a way to restore their bodies, passing his exams while given the title of Fullmetal Alchemist based on his prosthetic automail limbs and use of metal in his alchemy. The Elrics spent the next three years searching for the mythical Philosopher's Stone to achieve their goals.
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The Elrics are soon attacked by an Ishbalan serial killer labeled as Scar, who targets State Alchemists for his people's genocide in the Ishbalan civil war. After returning to Resembool to have Edward's limbs repaired by their childhood friend and mechanic, Winry Rockbell, the Elrics meet Dr. Marcoh who provides them with clues to learn that a Philosopher's Stone is created from human souls. After the mysterious Homunculi hinder them by destroying the hidden laboratory, the Elrics head for Dublith to visit Izumi, hoping she might be able to train them in higher forms of alchemy. Mustang's friend Maes Hughes continues the Elrics' research, but is shot dead by the homunculus Envy in disguise for discovering the Homunculi's plan.
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Visiting Izumi, the Elrics learn she committed human transmutation on her stillborn child. Alphonse is captured by the homunculus Greed, but is rescued by Amestris' leader King Bradley, revealed to be the homunculus Wrath. When Greed refuses to rejoin his fellow Homunculi, he is consequently melted down by and reabsorbed within the Homunculi's creator, Father.
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After meeting the Xingese prince Lin Yao, who is also after a Philosopher's Stone to cement his position as heir to his country's throne, the Elrics return to Central City where they learn of Hughes's murder. However, Lieutenant Maria Ross is framed for Hughes' murder. Mustang fakes Ross's death and smuggles her out of the country with Lin's help. The protagonists encounter the Homunculi repeatedly. Mustang kills Lust; Lin captures Gluttony, who ends up swallowing Lin, Edward, and Envy into his void-like stomach. They successfully escape from Gluttony's stomach after he takes Alphonse to meet Father, who makes Lin the vessel of a new incarnation of Greed, while Mustang tries unsuccessfully to expose Bradley. The Elrics and Mustang are released unharmed as long as they no longer oppose the Homunculi. Meanwhile, Scar forms a small band as he heads north with the Xingese princess May Chang, fired corrupted official Yoki, and kidnapped Dr. Marcoh.
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The Elrics reach Fort Briggs under the command of General Olivier Armstrong. They discover a tunnel beneath Briggs made by the homunculus Sloth and learn from Hughes's research that Father created Amestris to amass a large enough population to create a massive Philosopher's Stone so he can use it to achieve godhood by absorbing the being beyond the Gate of Truth on the ‘Promised Day’. Forced to work with Solf Kimblee, a murderous former State Alchemist and willing ally of the Homunculi, the Elrics make their move and split up, joined by a reformed Scar, his group, Kimblee's chimera subordinates, and later Lin/Greed. Hohenheim reveals separately to his sons that he was made an immortal when Father arranged the fall of Cselkcess four centuries ago. Hohenheim had been trying to stop Father from sacrificing the Amestrisans all along.
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The Promised Day arrives, with Father preparing to initiate his plan using an eclipse and his desired ‘human sacrifices’ in order to trigger the transmutation. The protagonists, having assembled days prior, battle Father's minions with Kimblee and almost all of the Homunculi dying. However, Father manages to activate the nationwide transmutation circle. Hohenheim and Scar activate countermeasures to save the Amestrians, causing Father to become unstable from housing the absorbed superior being within him without the souls needed to subdue it. The protagonists soon face Father in a final battle to wear down his Philosopher's Stone, but Greed is killed by Father.
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Alphonse, whose armor is all but destroyed, sacrifices his soul to restore Edward's right arm. Edward defeats Father, who implodes out of reality while dragged into the Gate of Truth from which he was created. Edward sacrifices his ability to perform alchemy to retrieve a fully restored Alphonse while Lin receives a Philosopher's Stone. Hohenheim takes his leave and visits Trisha's grave where he dies peacefully. The Elrics return home months later, but separate two years later to research alchemy further. Years later in a family photo, Edward and Winry are revealed married and have two children.
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After reading about the concept of the Philosopher's Stone, Arakawa became attracted to the idea of her characters using alchemy in the manga. She started reading books about alchemy, which she found complicated because some books contradict others. Arakawa was attracted more by the philosophical aspects than the practical ones.[6] For the Equivalent Exchange (等価交換, Tōka Kōkan) concept, she was inspired by the work of her parents, who had a farm in Hokkaido and worked hard to earn the money to eat.[7]
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Arakawa wanted to integrate social problems into the story. Her research involved watching television news programs and talking to refugees, war veterans and former yakuza. Several plot elements, such as Pinako Rockbell caring for the Elric brothers after their mother dies, and the brothers helping people to understand the meaning of family, expand on these themes. When creating the fictional world of Fullmetal Alchemist, Arakawa was inspired after reading about the Industrial Revolution in Europe; she was amazed by differences in the culture, architecture, and clothes of the era and those of her own culture. She was especially interested in England during this period and incorporated these ideas into the manga.[6]
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When the manga began serialization, Arakawa was considering several major plot points, including the ending. She wanted the Elric brothers to recover their bodies—at least partly.[8] As the plot continued, she thought that some characters were maturing and decided to change some scenes.[7] Arakawa said the manga authors Suihō Tagawa and Hiroyuki Eto are her main inspirations for her character designs; she describes her artwork as a mix of both of them. She found that the easiest of the series's characters to draw were Alex Louis Armstrong, and the little animals. Arakawa likes dogs so she included several of them in the story.[9] Arakawa made comedy central to the manga's story because she thinks it is intended for entertainment, and tried to minimize sad scenes.[7]
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When around forty manga chapters had been published, Arakawa said that as the series was nearing its end and she would try to increase the pace of the narrative. To avoid making some chapters less entertaining than others, unnecessary details from each of them were removed and a climax was developed. The removal of minor details was also necessary because Arakawa had too few pages in Monthly Shōnen Gangan to include all the story content she wanted to add. Some characters' appearances were limited in some chapters.[10] At first, Arakawa thought the series would last twenty-one volumes but the length increased to twenty-seven. Serialization finished after nine years, and Arakawa was satisfied with her work because she had told everything she wanted with the manga.[8]
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During the development of the first anime, Arakawa allowed the anime staff to work independently from her, and requested a different ending from that of the manga. She said that she would not like to repeat the same ending in both media, and wanted to make the manga longer so she could develop the characters. When watching the ending of the anime, she was amazed about how different the homunculi creatures were from the manga and enjoyed how the staff speculated about the origins of the villains.[6] Because Arakawa helped the Bones staff in the making of the series, she was kept from focusing on the manga's cover illustrations and had little time to make them.[10]
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The series explores social problems, including discrimination, scientific advancement, political greed, brotherhood, family, and war.[11] Scar's backstory and his hatred of the state military references the Ainu people, who had their land taken by other people.[6] This includes the consequences of guerrilla warfare and the amount of violent soldiers a military can have.[12] Some of the people who took the Ainus' land were originally Ainu; this irony is referenced in Scar's use of alchemy to kill alchemists even though it was forbidden in his own religion.[6] The Elrics being orphans and adopted by Pinako Rockbell reflects Arakawa's beliefs about the ways society should treat orphans. The characters' dedication to their occupations reference the need to work for food.[13] The series also explores the concept of equivalent exchange; to obtain something new, one must pay with something of equal value. This is applied by alchemists when creating new materials and is also a philosophical belief the Elric brothers follow.[8][14]
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The series has a steampunk setting.[5][15][16] The Ishbal region has similarities to the Middle East, with the plot anticipating elements of the Iraq War which later occurred in the real world.[17]
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Written and drawn by Hiromu Arakawa, Fullmetal Alchemist was serialized in Square Enix's monthly manga magazine Monthly Shōnen Gangan. Its first installment was published in the magazine's August 2001 issue on July 12, 2001.[18] The series finished with the 108th installment in the July 2010 issue of Monthly Shōnen Gangan, published on June 11, 2010.[19][20][21] A side-story to the series was published in the October 2010 issue of Monthly Shōnen Gangan on September 11, 2010.[22] In the July 2011 issue of the same magazine, the prototype version of the manga was published.[23] Square Enix compiled the chapters into twenty-seven tankōbon volumes. The first volume was released on January 22, 2002, and the last on November 22, 2010.[24][25] A few chapters have been re-released in Japan in two "Extra number" magazines and Fullmetal Alchemist, The First Attack, which features the first nine chapters of the manga and other side stories.[26] Square Enix republished the series into eighteen kanzenban volumes, from June 22, 2011 to September 22, 2012.[27][28]
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In North America, Viz Media licensed the series for an English language release in North America and published the twenty-seven volumes between May 3, 2005, and December 20, 2011.[29][30] From June 7, 2011 to November 11, 2014, Viz Media published the series in an omnibus format, featuring three volumes in one.[31][32] In April 2014, Yen Press announced the rights for the digital release of the volumes in North America,[33][34] and on December 12, 2016 has released the series on the ComiXology website.[35][36] On May 8, 2018, Viz Media started publishing the eighteen-volume kanzenban edition of the series as Fullmetal Alchemist: Fullmetal Edition.[37]
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Other English localizations were done by Madman Entertainment for Australasia and Chuang Yi in Singapore.[38][39] The series has been also localized in Polish, French, Portuguese, Italian, and Korean.[40][41][42][43][44]
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Fullmetal Alchemist was adapted into two anime series for television: an adaption with a partially original story titled Fullmetal Alchemist in 2003–2004, and a retelling more faithful to the manga in 2009–2010 titled Fullmetal Alchemist: Brotherhood.[45][46]
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Two feature-length anime films were produced; Fullmetal Alchemist the Movie: Conqueror of Shamballa, a sequel/conclusion to the 2003 series, and Fullmetal Alchemist: The Sacred Star of Milos, set during the time period of Brotherhood.[47][48]
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A live-action film based on the manga was released on November 19, 2017. Fumihiko Sori directed the film.[49] The film stars Ryosuke Yamada as Edward Elric, Tsubasa Honda as Winry Rockbell and Dean Fujioka as Roy Mustang.
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Square Enix has published a series of six Fullmetal Alchemist Japanese light novels, written by Makoto Inoue.[50] The novels were licensed for an English-language release by Viz Media in North America, with translations by Alexander O. Smith and illustrations—including covers and frontispieces—by Arakawa.[51][52] The novels are spin-offs of the manga series and follow the Elric brothers on their continued quest for the philosopher's stone. The first novel, Fullmetal Alchemist: The Land of Sand, was animated as the episodes eleven and twelve of the first anime series.[53] The fourth novel contains an extra story about the military called "Roy's Holiday".[54] Novelizations of the PlayStation 2 games Fullmetal Alchemist and the Broken Angel, Curse of the Crimson Elixir, and The Girl Who Succeeds God have also been written, the first by Makoto Inoue and the rest by Jun Eishima.[50]
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There have been two series of Fullmetal Alchemist audio dramas. The first volume of the first series, Fullmetal Alchemist Vol. 1: The Land of Sand (砂礫の大地, Sareki no Daichi), was released before the anime and tells a similar story to the first novel. The Tringham brothers reprised their anime roles.[55] Fullmetal Alchemist Vol. 2: False Light, Truth's Shadow (偽りの光 真実の影, Itsuwari no Hikari, Shinjitsu no Kage) and Fullmetal Alchemist Vol. 3: Criminals' Scar (咎人たちの傷跡, Togabitotachi no Kizuato) are stories based on different manga chapters; their State Military characters are different from those in the anime.[50] The second series of audio dramas, available only with purchases of Shōnen Gangan, consists two stories in this series, each with two parts. The first, Fullmetal Alchemist: Ogutāre of the Fog (霧のオグターレ, Kiri no Ogutāre), was included in Shōnen Gangan's April and May 2004 issues; the second story, Fullmetal Alchemist: Crown of Heaven (天上の宝冠, Tenjō no Hōkan), was issued in the November and December 2004 issues.[50]
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Video games based on Fullmetal Alchemist have been released. The storylines of the games often diverge from those of the anime and manga, and feature original characters. Square Enix has released three role-playing games (RPG)—Fullmetal Alchemist and the Broken Angel, Curse of the Crimson Elixir, and Kami o Tsugu Shōjo. Bandai has released two RPG titles, Fullmetal Alchemist: Stray Rondo (鋼の錬金術師 迷走の輪舞曲, Hagane no Renkinjutsushi Meisō no Rondo) and Fullmetal Alchemist: Sonata of Memory (鋼の錬金術師 想い出の奏鳴曲, Hagane no Renkinjutsushi Omoide no Sonata), for the Game Boy Advance and one, Dual Sympathy, for the Nintendo DS. In Japan, Bandai released an RPG Fullmetal Alchemist: To the Promised Day (鋼の錬金術師 Fullmetal Alchemist 約束の日へ, Hagane no Renkinjutsushi Fullmetal Alchemist Yakusoku no Hi e) for the PlayStation Portable on May 20, 2010.[56] Bandai also released a fighting game, Dream Carnival, for the PlayStation 2. Destineer released a game based on the trading card game in North America for the Nintendo DS.[57][58] Of the seven games made in Japan, Broken Angel, Curse of the Crimson Elixir, and Dual Sympathy have seen international releases. For the Wii, Akatsuki no Ōji (暁の王子, lit. Fullmetal Alchemist: Prince of the Dawn) was released in Japan on August 13, 2009.[59] A direct sequel of the game, Tasogare no Shōjo (黄昏の少女, lit. Fullmetal Alchemist: Daughter of the Dusk), was released on December 10, 2009, for the same console.[60]
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Funimation licensed the franchise to create a new series of Fullmetal Alchemist-related video games to be published by Destineer Publishing Corporation in the United States.[61] Destineer released its first Fullmetal Alchemist game for the Nintendo DS, a translation of Bandai's Dual Sympathy, on December 15, 2006, and said that they plan to release further titles.[62] On February 19, 2007, Destineer announced the second game in its Fullmetal Alchemist series, the Fullmetal Alchemist Trading Card Game, which was released on October 15, 2007.[63] A third game for the PlayStation Portable titled Fullmetal Alchemist: Senka wo Takuseshi Mono (背中を託せし者) was released in Japan on October 15, 2009.[64] A European release of the game, published by with Namco Bandai, was announced on March 4, 2010.[65] The massively multiplayer online role-playing game MapleStory also received special in-game items based on the anime series.[66]
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Arakawa oversaw the story and designed the characters for the RPG games, while Bones—the studio responsible for the anime series—produced several animation sequences. The developers looked at other titles—specifically Square Enix's action role-playing game Kingdom Hearts and other games based on manga series, such as Dragon Ball, Naruto or One Piece games—for inspiration. The biggest challenge was to make a "full-fledged" game rather than a simple character-based one.[67] Tomoya Asano, the assistant producer for the games, said that development took more than a year, unlike most character-based games.[68]
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The Fullmetal Alchemist has received several artbooks. Three artbooks called The Art of Fullmetal Alchemist (イラスト集 FULLMETAL ALCHEMIST, Irasuto Shū Fullmetal Alchemist) were released by Square Enix; two of those were released in the US by Viz Media.[69][70] The first artbook contains illustrations made between May 2001 to April 2003, spanning the first six manga volumes, while the second has illustrations from September 2003 to October 2005, spanning the next six volumes.[26] The last one includes illustrations from the remaining volumes.[71]
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The manga also has three guidebooks; each of them contains timelines, guides to the Elric brothers' journey, and gaiden chapters that were never released in manga volumes.[26] Only the first guidebook was released by Viz Media, titled Fullmetal Alchemist Profiles.[72] A guidebook titled "Fullmetal Alchemist Chronicle" (鋼の錬金術師 CHRONICLE), which contains post-manga story information, was released in Japan on July 29, 2011.[73]
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Action figures, busts, and statues from the Fullmetal Alchemist anime and manga have been produced by toy companies, including Medicom and Southern Island. Medicom has created high end deluxe vinyl figures of the characters from the anime. These figures are exclusively distributed in the United States and UK by Southern Island.[74] Southern Island released its own action figures of the main characters in 2007, and a 12" statuette was scheduled for release the same year. Southern Island has since gone bankrupt, putting the statuette's release in doubt.[75] A trading card game was first published in 2005 in the United States by Joyride Entertainment.[76] Since then, six expansions have been released. The card game was withdrawn on July 11, 2007.[77] Destineer released a Nintendo DS adaptation of the game on October 15, 2007.[63]
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Overall, the franchise has received widespread critical acclaim and commercial success.
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Along with Yakitate!! Japan, the series won the forty-ninth Shogakukan Manga Award for shōnen in 2004.[78] It won the public voting for Eagle Award's "Favourite Manga" in 2010 and 2011.[79][80] The manga also received the Seiun Award for best science fiction comic in 2011.[81] Arakawa also received the New Artist Prize in the fifteenth Tezuka Osamu Cultural Prizes for the manga series in 2011.[82][83]
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In a survey from Oricon in 2009, Fullmetal Alchemist ranked ninth as the manga that fans wanted to be turned into a live-action film.[84] The series is also popular with amateur writers who produce dōjinshi (fan fiction) that borrows characters from the series. In the Japanese market Super Comic City, there have been over 1,100 dōjinshi based on Fullmetal Alchemist, some of which focused on romantic interactions between Edward Elric and Roy Mustang.[85] Anime News Network said the series had the same impact in Comiket 2004 as several female fans were seen there writing dōjinshi.[86]
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The series has become one of Square Enix's best-performing properties, along with Final Fantasy and Dragon Quest.[87] With the release of volume 27, the manga sold over 50 million copies in Japan.[3] As of January 10, 2010, every volume of the manga has sold over a million copies each in Japan.[88] Square Enix reported that the series had sold 70.3 million copies worldwide as of April 25, 2018, 16.4 million of those outside Japan.[89] The series is also one of Viz Media's best sellers, appearing in "BookScan's Top 20 Graphic Novels" and the "USA Today Booklist".[90][91][92] It was featured in the Diamond Comic Distributors' polls of graphic novels and The New York Times Best Seller Manga list.[93][94] The English release of the manga's first volume was the top-selling graphic novel during 2005.[95]
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During 2008, volumes 19 and 20 sold over a million copies, ranking as the 10th and 11th best seller comics in Japan respectively.[96] In the first half of 2009, it ranked as the seventh best-seller in Japan, having sold over 3 million copies.[97] Volume 21 ranked fourth, with more than a million copies sold and volume 22 ranked sixth with a similar number of sold copies.[98] Producer Kouji Taguchi of Square Enix said that Volume 1's initial sales were 150,000 copies; this grew to 1.5 million copies after the first anime aired. Prior to the second anime's premiere, each volume sold about 1.9 million copies, and then it changed to 2.1 million copies.[99]
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Fullmetal Alchemist has generally been well received by critics. Though the first volumes were thought to be formulaic, critics said that the series grows in complexity as it progresses. Jason Thompson called Arakawa one of the best at creating action scenes and praised the series for having great female characters despite being a boys' manga. He also noted how the story gets dark by including real-world issues such as government corruption, war and genocide. Thompson finished by stating that Fullmetal Alchemist "will be remembered as one of the classic shonen manga series of the 2000s."[100] Melissa Harper of Anime News Network praised Arakawa for keeping all of her character designs unique and distinguishable, despite many of them wearing the same basic uniforms.[101] IGN's Hilary Goldstein wrote that the characterization of the protagonist Edward balances between being a "typical clever kid" and a "stubborn kid", allowing him to float between the comical moments and the underlying drama without seeming false.[102] Holly Ellingwood for Active Anime praised the development of the characters in the manga and their beliefs changing during the story, forcing them to mature.[103] Mania Entertainment's Jarred Pine said that the manga can be enjoyed by anybody who has watched the first anime, despite the similarities in the first chapters. Like other reviewers, Pine praised the dark mood of the series and the way it balances the humor and action scenes.[104] Pine also praised the development of characters who have few appearances in the first anime.[105] In a review of volume 14, Sakura Eries—also of Mania Entertainment—liked the revelations, despite the need to resolve several story arcs. She also praised the development of the homunculi, such as the return of Greed, as well as their fights.[106]
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The first Fullmetal Alchemist anime premiered in Japan with a 6.82 percent television viewership rating.[107] In 2005, Japanese television network TV Asahi conducted a "Top 100" online web poll and nationwide survey; Fullmetal Alchemist placed first in the online poll and twentieth in the survey.[108][109] In 2006, TV Asahi conducted another online poll for the top one hundred anime, and Fullmetal Alchemist placed first again.[110]
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The first Fullmetal Alchemist won in several categories in the American Anime Awards, including "Long Series", "Best Cast", "Best DVD Package Design", "Best Anime Theme Song" ("Rewrite," by Asian Kung-Fu Generation), and "Best Actor" (Vic Mignogna—who played Edward Elric in the English version). It was also nominated in the category of "Best Anime Feature" for Fullmetal Alchemist the Movie: Conqueror of Shamballa.[111] The series also won most of the twenty-sixth Annual Animage Readers' Polls. The series was the winner in the "Favorite Anime Series", "Favorite Episode" (episode seven), "Favorite Male Character" (Edward Elric), "Favorite Female Character" (Riza Hawkeye), "Favorite Theme Song" ("Melissa", by Porno Graffitti), and "Favorite Voice Actor" (Romi Park—who played Edward in the Japanese version).[112] In the fifth Tokyo Anime Awards, the series won in the categories "Animation Of The Year" (Fullmetal Alchemist: The Conqueror of Shambala), "Best Original Story" (Hiromu Arakawa) and "Best Music" (Michiru Ōshima).[113] In the About.com 2006 American Awards, Fullmetal Alchemist won in the categories "Best New Anime Series" and "Best Animation".[114][115]
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IGN named the first anime the ninety-fifth-best animated series. They said that although it is mostly upbeat with amazing action scenes, it also touches upon the human condition. They described it as "more than a mere anime" and "a powerful weekly drama".[116] The IGN staff featured it in their "10 Cartoon Adaptations We'd Like to See" feature, with comments focused on the characterization in the series.[117] The character designs have been praised; critics said they are different from each other.[118] Samuel Arbogast of Theanime.org said the flashback sequences were annoying.[119] Lori Lancaster of Mania Entertainment called the plot wonderful, and said it is "[a] bit of a tragic coming of age story mixed in with the Odyssey". She wrote, "There is enough action, drama and comedy mixed in to keep most viewers interested. This is one of those anime series that is likely to become a classic."[118]
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The series has also received some negative reviews, with Maria Lin of animefringe.com saying that the show's themes "are held hostage by… excessive sentimentality". She criticized the ending, saying that "no character has changed from how they were in the beginning. There have been no revelations. Even as the show tries to show that the Elric brothers are coming into their own as they pursue the stone, they're really not, because they keep on making the same mistakes over and over again without… fundamental change in their ideals. The adage of the soldier and his acceptance of losing his leg is lost on them."[120]
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Reviewers praised the soundtrack of the first anime for its variety of musical styles and artists, and the pleasant but not too distracting background music.[87] DVDvisionjapan said the first opening theme and the first ending theme are the best tracks of the series.[121]
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The first fourteen episodes of Fullmetal Alchemist: Brotherhood received criticism from members of the Anime News Network staff, who said that repeating events from the first anime led to a lack of suspense.[122] Mania Entertainment's Chris Beveridge said that the entertainment in these episodes lay in the differences in the characters' actions from the first series, and original content which focused on the emotional theme of the series.[123] In another review, Beveridge praised the new fight scenes and said the extra drama which made these episodes "solid".[124] Chris Zimmerman from Comic Book Bin said the series "turns around and establishes its own identity" because of the inclusion of new characters and revelations not shown in the first series, increasing its depth. He said the animation was superior to that of the first anime; his comments focused on the characters' expressions and the execution of the fight scenes.[125] Writing for The Los Angeles Times, Charles Solomon ranked Brotherhood the second best anime of 2010 on his "Top 10".[126]
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Much praise was given to the climactic episodes for the way action scenes and morals were conveyed; many reviewers found them superior to the conclusion of the first Fullmetal Alchemist anime. Critics found the ending satisfying; Mark Thomas of The Fandom Post called it a "virtually perfect ending to an outstanding series".[127][128]
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The first Fullmetal Alchemist novel, The Land of the Sand, was well received by Jarred Pine of Mania Entertainment as a self-contained novelization that remained true to the characterizations of the manga series. He said that while the lack of backstory aims it more towards fans of the franchise than new readers, it was an impressive debut piece for the Viz Fiction line.[129] Ain't It Cool News also found the novel to be true to its roots, and said that while it added nothing new, it was compelling enough for followers of the series to enjoy a retelling. The reviewer said it was a "work for young-ish readers that's pretty clear about some darker sides of politics, economics and human nature".[130] Charles Solomon of the Los Angeles Times said that the novel has a different focus than the anime series; The Land of Sand "created a stronger, sympathetic bond" between the younger brothers than is seen in its two-episode anime counterpart.[131]
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A mushroom or toadstool is the fleshy, spore-bearing fruiting body of a fungus, typically produced above ground, on soil, or on its food source.
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The standard for the name "mushroom" is the cultivated white button mushroom, Agaricus bisporus; hence the word "mushroom" is most often applied to those fungi (Basidiomycota, Agaricomycetes) that have a stem (stipe), a cap (pileus), and gills (lamellae, sing. lamella) on the underside of the cap. "Mushroom" also describes a variety of other gilled fungi, with or without stems, therefore the term is used to describe the fleshy fruiting bodies of some Ascomycota. These gills produce microscopic spores that help the fungus spread across the ground or its occupant surface.
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Forms deviating from the standard morphology usually have more specific names, such as "bolete", "puffball", "stinkhorn", and "morel", and gilled mushrooms themselves are often called "agarics" in reference to their similarity to Agaricus or their order Agaricales. By extension, the term "mushroom" can also refer to either the entire fungus when in culture, the thallus (called a mycelium) of species forming the fruiting bodies called mushrooms, or the species itself.
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The terms "mushroom" and "toadstool" go back centuries and were never precisely defined, nor was there consensus on application. During the 15th and 16th centuries, the terms mushrom, mushrum, muscheron, mousheroms, mussheron, or musserouns were used.[2]
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The term "mushroom" and its variations may have been derived from the French word mousseron in reference to moss (mousse). Delineation between edible and poisonous fungi is not clear-cut, so a "mushroom" may be edible, poisonous, or unpalatable.
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Cultural or social phobias of mushrooms and fungi may be related. The term "fungophobia" was coined by William Delisle Hay of England, who noted a national superstition or fear of "toadstools".[3][4][5]
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The word "toadstool" has apparent analogies in Dutch padde(n)stoel (toad-stool/chair, mushroom) and German Krötenschwamm (toad-fungus, alt. word for panther cap). In German folklore and old fairy tales, toads are often depicted sitting on toadstool mushrooms and catching, with their tongues, the flies that are said to be drawn to the Fliegenpilz, a German name for the toadstool, meaning "flies' mushroom". This is how the mushroom got another of its names, Krötenstuhl (a less-used German name for the mushroom), literally translating to "toad-stool".
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Identifying mushrooms requires a basic understanding of their macroscopic structure. Most are Basidiomycetes and gilled. Their spores, called basidiospores, are produced on the gills and fall in a fine rain of powder from under the caps as a result. At the microscopic level, the basidiospores are shot off basidia and then fall between the gills in the dead air space. As a result, for most mushrooms, if the cap is cut off and placed gill-side-down overnight, a powdery impression reflecting the shape of the gills (or pores, or spines, etc.) is formed (when the fruit body is sporulating). The color of the powdery print, called a spore print, is used to help classify mushrooms and can help to identify them. Spore print colors include white (most common), brown, black, purple-brown, pink, yellow, and creamy, but almost never blue, green, or red.[6]
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While modern identification of mushrooms is quickly becoming molecular, the standard methods for identification are still used by most and have developed into a fine art harking back to medieval times and the Victorian era, combined with microscopic examination. The presence of juices upon breaking, bruising reactions, odors, tastes, shades of color, habitat, habit, and season are all considered by both amateur and professional mycologists. Tasting and smelling mushrooms carries its own hazards because of poisons and allergens. Chemical tests are also used for some genera.[7]
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In general, identification to genus can often be accomplished in the field using a local mushroom guide. Identification to species, however, requires more effort; one must remember that a mushroom develops from a button stage into a mature structure, and only the latter can provide certain characteristics needed for the identification of the species. However, over-mature specimens lose features and cease producing spores. Many novices have mistaken humid water marks on paper for white spore prints, or discolored paper from oozing liquids on lamella edges for colored spored prints.
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Typical mushrooms are the fruit bodies of members of the order Agaricales, whose type genus is Agaricus and type species is the field mushroom, Agaricus campestris. However, in modern molecularly defined classifications, not all members of the order Agaricales produce mushroom fruit bodies, and many other gilled fungi, collectively called mushrooms, occur in other orders of the class Agaricomycetes. For example, chanterelles are in the Cantharellales, false chanterelles such as Gomphus are in the Gomphales, milk-cap mushrooms (Lactarius, Lactifluus) and russulas (Russula), as well as Lentinellus, are in the Russulales, while the tough, leathery genera Lentinus and Panus are among the Polyporales, but Neolentinus is in the Gloeophyllales, and the little pin-mushroom genus, Rickenella, along with similar genera, are in the Hymenochaetales.
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Within the main body of mushrooms, in the Agaricales, are common fungi like the common fairy-ring mushroom, shiitake, enoki, oyster mushrooms, fly agarics and other Amanitas, magic mushrooms like species of Psilocybe, paddy straw mushrooms, shaggy manes, etc.
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An atypical mushroom is the lobster mushroom, which is a deformed, cooked-lobster-colored parasitized fruitbody of a Russula or Lactarius, colored and deformed by the mycoparasitic Ascomycete Hypomyces lactifluorum.[8]
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Other mushrooms are not gilled, so the term "mushroom" is loosely used, and giving a full account of their classifications is difficult. Some have pores underneath (and are usually called boletes), others have spines, such as the hedgehog mushroom and other tooth fungi, and so on. "Mushroom" has been used for polypores, puffballs, jelly fungi, coral fungi, bracket fungi, stinkhorns, and cup fungi. Thus, the term is more one of common application to macroscopic fungal fruiting bodies than one having precise taxonomic meaning. Approximately 14,000 species of mushrooms are described.[9]
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A mushroom develops from a nodule, or pinhead, less than two millimeters in diameter, called a primordium, which is typically found on or near the surface of the substrate. It is formed within the mycelium, the mass of threadlike hyphae that make up the fungus. The primordium enlarges into a roundish structure of interwoven hyphae roughly resembling an egg, called a "button". The button has a cottony roll of mycelium, the universal veil, that surrounds the developing fruit body. As the egg expands, the universal veil ruptures and may remain as a cup, or volva, at the base of the stalk, or as warts or volval patches on the cap. Many mushrooms lack a universal veil, therefore they do not have either a volva or volval patches. Often, a second layer of tissue, the partial veil, covers the bladelike gills that bear spores. As the cap expands, the veil breaks, and remnants of the partial veil may remain as a ring, or annulus, around the middle of the stalk or as fragments hanging from the margin of the cap. The ring may be skirt-like as in some species of Amanita, collar-like as in many species of Lepiota, or merely the faint remnants of a cortina (a partial veil composed of filaments resembling a spiderweb), which is typical of the genus Cortinarius. Mushrooms lacking partial veils do not form an annulus.[10]
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The stalk (also called the stipe, or stem) may be central and support the cap in the middle, or it may be off-center and/or lateral, as in species of Pleurotus and Panus. In other mushrooms, a stalk may be absent, as in the polypores that form shelf-like brackets. Puffballs lack a stalk, but may have a supporting base. Other mushrooms, such as truffles, jellies, earthstars, and bird's nests, usually do not have stalks, and a specialized mycological vocabulary exists to describe their parts.
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The way the gills attach to the top of the stalk is an important feature of mushroom morphology. Mushrooms in the genera Agaricus, Amanita, Lepiota and Pluteus, among others, have free gills that do not extend to the top of the stalk. Others have decurrent gills that extend down the stalk, as in the genera Omphalotus and Pleurotus. There are a great number of variations between the extremes of free and decurrent, collectively called attached gills. Finer distinctions are often made to distinguish the types of attached gills: adnate gills, which adjoin squarely to the stalk; notched gills, which are notched where they join the top of the stalk; adnexed gills, which curve upward to meet the stalk, and so on. These distinctions between attached gills are sometimes difficult to interpret, since gill attachment may change as the mushroom matures, or with different environmental conditions.[11]
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A hymenium is a layer of microscopic spore-bearing cells that covers the surface of gills. In the nongilled mushrooms, the hymenium lines the inner surfaces of the tubes of boletes and polypores, or covers the teeth of spine fungi and the branches of corals. In the Ascomycota, spores develop within microscopic elongated, sac-like cells called asci, which typically contain eight spores in each ascus. The Discomycetes, which contain the cup, sponge, brain, and some club-like fungi, develop an exposed layer of asci, as on the inner surfaces of cup fungi or within the pits of morels. The Pyrenomycetes, tiny dark-colored fungi that live on a wide range of substrates including soil, dung, leaf litter, and decaying wood, as well as other fungi, produce minute, flask-shaped structures called perithecia, within which the asci develop.[12]
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In the Basidiomycetes, usually four spores develop on the tips of thin projections called sterigmata, which extend from club-shaped cells called a basidia. The fertile portion of the Gasteromycetes, called a gleba, may become powdery as in the puffballs or slimy as in the stinkhorns. Interspersed among the asci are threadlike sterile cells called paraphyses. Similar structures called cystidia often occur within the hymenium of the Basidiomycota. Many types of cystidia exist, and assessing their presence, shape, and size is often used to verify the identification of a mushroom.[12]
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The most important microscopic feature for identification of mushrooms is the spores. Their color, shape, size, attachment, ornamentation, and reaction to chemical tests often can be the crux of an identification. A spore often has a protrusion at one end, called an apiculus, which is the point of attachment to the basidium, termed the apical germ pore, from which the hypha emerges when the spore germinates.[12]
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Many species of mushrooms seemingly appear overnight, growing or expanding rapidly. This phenomenon is the source of several common expressions in the English language including "to mushroom" or "mushrooming" (expanding rapidly in size or scope) and "to pop up like a mushroom" (to appear unexpectedly and quickly). In reality, all species of mushrooms take several days to form primordial mushroom fruit bodies, though they do expand rapidly by the absorption of fluids.[citation needed]
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The cultivated mushroom, as well as the common field mushroom, initially form a minute fruiting body, referred to as the pin stage because of their small size. Slightly expanded, they are called buttons, once again because of the relative size and shape. Once such stages are formed, the mushroom can rapidly pull in water from its mycelium and expand, mainly by inflating preformed cells that took several days to form in the primordia.[citation needed]
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Similarly, there are other mushrooms, like Parasola plicatilis (formerly Coprinus plicatlis), that grow rapidly overnight and may disappear by late afternoon on a hot day after rainfall.[13] The primordia form at ground level in lawns in humid spaces under the thatch and after heavy rainfall or in dewy conditions balloon to full size in a few hours, release spores, and then collapse. They "mushroom" to full size.[citation needed]
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Not all mushrooms expand overnight; some grow very slowly and add tissue to their fruiting bodies by growing from the edges of the colony or by inserting hyphae. For example, Pleurotus nebrodensis grows slowly, and because of this combined with human collection, it is now critically endangered.[14]
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Though mushroom fruiting bodies are short-lived, the underlying mycelium can itself be long-lived and massive. A colony of Armillaria solidipes (formerly known as Armillaria ostoyae) in Malheur National Forest in the United States is estimated to be 2,400 years old, possibly older, and spans an estimated 2,200 acres (8.9 km2).[15] Most of the fungus is underground and in decaying wood or dying tree roots in the form of white mycelia combined with black shoelace-like rhizomorphs that bridge colonized separated woody substrates.[16]
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Raw brown mushrooms are 92% water, 4% carbohydrates, 2% protein and less than 1% fat. In a 100 gram (3.5 ounce) amount, raw mushrooms provide 22 calories and are a rich source (20% or more of the Daily Value, DV) of B vitamins, such as riboflavin, niacin and pantothenic acid, selenium (37% DV) and copper (25% DV), and a moderate source (10-19% DV) of phosphorus, zinc and potassium (table). They have minimal or no vitamin C and sodium content.
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The vitamin D content of a mushroom depends on postharvest handling, in particular the unintended exposure to sunlight. The US Department of Agriculture provided evidence that UV-exposed mushrooms contain substantial amounts of vitamin D.[17] When exposed to ultraviolet (UV) light, even after harvesting,[18] ergosterol in mushrooms is converted to vitamin D2,[19] a process now used intentionally to supply fresh vitamin D mushrooms for the functional food grocery market.[20] In a comprehensive safety assessment of producing vitamin D in fresh mushrooms, researchers showed that artificial UV light technologies were equally effective for vitamin D production as in mushrooms exposed to natural sunlight, and that UV light has a long record of safe use for production of vitamin D in food.[20]
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Mushrooms are used extensively in cooking, in many cuisines (notably Chinese, Korean, European, and Japanese).
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Most mushrooms sold in supermarkets have been commercially grown on mushroom farms. The most popular of these, Agaricus bisporus, is considered safe for most people to eat because it is grown in controlled, sterilized environments. Several varieties of A. bisporus are grown commercially, including whites, crimini, and portobello. Other cultivated species available at many grocers include Hericium erinaceus, shiitake, maitake (hen-of-the-woods), Pleurotus, and enoki. In recent years, increasing affluence in developing countries has led to a considerable growth in interest in mushroom cultivation, which is now seen as a potentially important economic activity for small farmers.[21]
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China is a major edible mushroom producer.[22] The country produces about half of all cultivated mushrooms, and around 2.7 kilograms (6.0 lb) of mushrooms are consumed per person per year by 1.4 billion people.[23] In 2014, Poland was the world's largest mushroom exporter, reporting an estimated 194,000 tonnes (191,000 long tons; 214,000 short tons) annually.[24]
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Separating edible from poisonous species requires meticulous attention to detail; there is no single trait by which all toxic mushrooms can be identified, nor one by which all edible mushrooms can be identified. People who collect mushrooms for consumption are known as mycophagists,[25] and the act of collecting them for such is known as mushroom hunting, or simply "mushrooming". Even edible mushrooms may produce allergic reactions in susceptible individuals, from a mild asthmatic response to severe anaphylactic shock.[26][27] Even the cultivated A. bisporus contains small amounts of hydrazines, the most abundant of which is agaritine (a mycotoxin and carcinogen).[28] However, the hydrazines are destroyed by moderate heat when cooking.[29]
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A number of species of mushrooms are poisonous; although some resemble certain edible species, consuming them could be fatal. Eating mushrooms gathered in the wild is risky and should only be undertaken by individuals knowledgeable in mushroom identification. Common best practice is for wild mushroom pickers to focus on collecting a small number of visually distinctive, edible mushroom species that cannot be easily confused with poisonous varieties.
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Many mushroom species produce secondary metabolites that can be toxic, mind-altering, antibiotic, antiviral, or bioluminescent. Although there are only a small number of deadly species, several others can cause particularly severe and unpleasant symptoms. Toxicity likely plays a role in protecting the function of the basidiocarp: the mycelium has expended considerable energy and protoplasmic material to develop a structure to efficiently distribute its spores. One defense against consumption and premature destruction is the evolution of chemicals that render the mushroom inedible, either causing the consumer to vomit the meal (see emetics), or to learn to avoid consumption altogether. In addition, due to the propensity of mushrooms to absorb heavy metals, including those that are radioactive, European mushrooms may, as late as 2008, include toxicity from the 1986 Chernobyl disaster and continue to be studied.[30][31]
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Mushrooms with psychoactive properties have long played a role in various native medicine traditions in cultures all around the world. They have been used as sacrament in rituals aimed at mental and physical healing, and to facilitate visionary states. One such ritual is the velada ceremony. A practitioner of traditional mushroom use is the shaman or curandera (priest-healer).[32]
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Psilocybin mushrooms possess psychedelic properties. Commonly known as "magic mushrooms" or "'shrooms", they are openly available in smart shops in many parts of the world, or on the black market in those countries that have outlawed their sale. Psilocybin mushrooms have been reported as facilitating profound and life-changing insights often described as mystical experiences. Recent scientific work has supported these claims, as well as the long-lasting effects of such induced spiritual experiences.[33]
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Psilocybin, a naturally occurring chemical in certain psychedelic mushrooms such as Psilocybe cubensis, is being studied for its ability to help people suffering from psychological disorders, such as obsessive–compulsive disorder. Minute amounts have been reported to stop cluster and migraine headaches.[35] A double-blind study, done by the Johns Hopkins Hospital, showed psychedelic mushrooms could provide people an experience with substantial personal meaning and spiritual significance. In the study, one third of the subjects reported ingestion of psychedelic mushrooms was the single most spiritually significant event of their lives. Over two-thirds reported it among their five most meaningful and spiritually significant events. On the other hand, one-third of the subjects reported extreme anxiety. However, the anxiety went away after a short period of time.[36] Psilocybin mushrooms have also shown to be successful in treating addiction, specifically with alcohol and cigarettes.[37]
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A few species in the genus Amanita, most recognizably A. muscaria, but also A. pantherina, among others, contain the psychoactive compound muscimol. The muscimol-containing chemotaxonomic group of Amanitas contains no amatoxins or phallotoxins, and as such are not hepatoxic, though if not properly cured will be non-lethally neurotoxic due to the presence of ibotenic acid. The Amanita intoxication is similar to Z-drugs in that it includes CNS depressant and sedative-hypnotic effects, but also dissociation and delirium in high doses.
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Some mushrooms are used or studied as possible treatments for diseases, particularly their extracts, including polysaccharides, glycoproteins and proteoglycans.[38] In some countries, extracts of polysaccharide-K, schizophyllan, polysaccharide peptide, or lentinan are government-registered adjuvant cancer therapies,[39][40] even though clinical evidence of efficacy in humans has not been confirmed.[41]
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Historically in traditional Chinese medicine, mushrooms are believed to have medicinal value,[42] although there is no evidence for such uses.
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Mushrooms can be used for dyeing wool and other natural fibers. The chromophores of mushroom dyes are organic compounds and produce strong and vivid colors, and all colors of the spectrum can be achieved with mushroom dyes. Before the invention of synthetic dyes, mushrooms were the source of many textile dyes.[43]
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Some fungi, types of polypores loosely called mushrooms, have been used as fire starters (known as tinder fungi).
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Mushrooms and other fungi play a role in the development of new biological remediation techniques (e.g., using mycorrhizae to spur plant growth) and filtration technologies (e.g. using fungi to lower bacterial levels in contaminated water).[44]
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en/2114.html.txt
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Melting, or fusion, is a physical process that results in the phase transition of a substance from a solid to a liquid. This occurs when the internal energy of the solid increases, typically by the application of heat or pressure, which increases the substance's temperature to the melting point. At the melting point, the ordering of ions or molecules in the solid breaks down to a less ordered state, and the solid melts to become a liquid.
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Substances in the molten state generally have reduced viscosity as the temperature increases. An exception to this principle is the element sulfur, whose viscosity increases in the range of 160 °C to 180 °C due to polymerization.[1]
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Some organic compounds melt through mesophases, states of partial order between solid and liquid.
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From a thermodynamics point of view, at the melting point the change in Gibbs free energy ∆G of the substances is zero, but there are non-zero changes in the enthalpy (H) and the entropy (S), known respectively as the enthalpy of fusion (or latent heat of fusion) and the entropy of fusion. Melting is therefore classified as a first-order phase transition. Melting occurs when the Gibbs free energy of the liquid becomes lower than the solid for that material. The temperature at which this occurs is dependent on the ambient pressure.
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Low-temperature helium is the only known exception to the general rule.[2] Helium-3 has a negative enthalpy of fusion at temperatures below 0.3 K. Helium-4 also has a very slightly negative enthalpy of fusion below 0.8 K. This means that, at appropriate constant pressures, heat must be removed from these substances in order to melt them.[3]
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Among the theoretical criteria for melting, the Lindemann[4] and Born[5] criteria are those most frequently used as a basis to analyse the melting conditions . The Lindemann criterion states that melting occurs because of vibrational instability, e.g. crystals melt when the average amplitude of thermal vibrations of atoms is relatively high compared with interatomic distances, e.g. <δu2>1/2 > δLRs, where δu is the atomic displacement, the Lindemann parameter δL ≈ 0.20...0.25 and Rs is one-half of the inter-atomic distance.[6]:177 The Lindemann melting criterion is supported by experimental data both for crystalline materials and for glass-liquid transitions in amorphous materials. The Born criterion is based on a rigidity catastrophe caused by the vanishing elastic shear modulus, i.e. when the crystal no longer has sufficient rigidity to mechanically withstand the load.[7]
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Under a standard set of conditions, the melting point of a substance is a characteristic property. The melting point is often equal to the freezing point. However, under carefully created conditions, supercooling or superheating past the melting or freezing point can occur. Water on a very clean glass surface will often supercool several degrees below the freezing point without freezing. Fine emulsions of pure water have been cooled to −38 degrees Celsius without nucleation to form ice.[citation needed] Nucleation occurs due to fluctuations in the properties of the material. If the material is kept still there is often nothing (such as physical vibration) to trigger this change, and supercooling (or superheating) may occur. Thermodynamically, the supercooled liquid is in the metastable state with respect to the crystalline phase, and it is likely to crystallize suddenly.
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Glasses are amorphous solids which are usually fabricated when the molten material cools very rapidly to below its glass transition temperature, without sufficient time for a regular crystal lattice to form. Solids are characterised by a high degree of connectivity between their molecules, and fluids have lower connectivity of their structural blocks. Melting of a solid material can also be considered as a percolation via broken connections between particles e.g. connecting bonds.[8] In this approach melting of an amorphous material occurs when the broken bonds form a percolation cluster with Tg dependent on quasi-equilibrium thermodynamic parameters of bonds e.g. on enthalpy (Hd) and entropy (Sd) of formation of bonds in a given system at given conditions:[9]
|
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where fc is the percolation threshold and R is the universal gas constant. Although Hd and Sd are not true equilibrium thermodynamic parameters and can depend on the cooling rate of a melt they can be found from available experimental data on viscosity of amorphous materials.
|
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Even below its melting point, quasi-liquid films can be observed on crystalline surfaces. The thickness of the film is temperature dependent. This effect is common for all crystalline materials. Pre-melting shows its effects in e.g. frost heave, the growth of snowflakes and, taking grain boundary interfaces into account, maybe even in the movement of glaciers.
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In genetics, melting DNA means to separate the double-stranded DNA into two single strands by heating or the use of chemical agents, cf. polymerase chain reaction.
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en/2115.html.txt
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Futurama is an American adult animated science fiction sitcom created by Matt Groening that aired on Fox from March 28, 1999 to August 10, 2003 and on Comedy Central from March 23, 2008 to September 4, 2013. The series follows the adventures of slacker Philip J. Fry, who is cryogenically preserved for 1000 years and is revived in the 31st century. Fry finds work at an interplanetary delivery company, working alongside the one-eyed Turanga Leela and robot Bender Bending Rodriguez. The series was envisioned by Groening in the mid-1990s while working on The Simpsons; he brought David X. Cohen aboard to develop storylines and characters to pitch the show to Fox.
|
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|
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+
Following its initial cancellation by Fox, Futurama began airing reruns on Cartoon Network's Adult Swim programming block, which lasted from 2003 to 2007. It was revived that year as four direct-to-video films, the last of which was released in early 2009. Comedy Central entered into an agreement with 20th Century Fox Television to syndicate the existing episodes and air the films as 16 new, half-hour episodes, constituting a fifth season.[1][2]
|
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+
|
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+
In June 2009, Comedy Central picked up the show for 26 new half-hour episodes, which began airing in 2010 and 2011.[3][4] The show was renewed for a final, seventh season, with the first half airing in 2012 and the second in 2013.[5][6][7] An audio-only episode featuring the original cast members was released in 2017 as an episode of The Nerdist Podcast.[8]
|
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|
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Futurama received critical acclaim throughout its run and was nominated for 17 Annie Awards, winning seven, and 12 Emmy Awards, winning six. It was nominated four times for a Writers Guild of America Award, winning for the episodes "Godfellas" and "The Prisoner of Benda". It was nominated for a Nebula Award and received Environmental Media Awards for the episodes "The Problem with Popplers" and "The Futurama Holiday Spectacular".[9] Merchandise includes a tie-in comic book series, video games, calendars, clothes and figurines. In 2013, TV Guide ranked Futurama one of the top 60 Greatest TV Cartoons of All Time.[10]
|
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+
|
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+
The television network Fox expressed a strong desire in the mid-1990s for Matt Groening to create a new series, and he began conceiving Futurama during this period. In 1996, he enlisted David X. Cohen, then a writer and producer for The Simpsons, to assist in developing the show. The two spent time researching science fiction books, television shows, and films. When they pitched the series to Fox in April 1998, Groening and Cohen had composed many characters and story lines; Groening claimed they had gone "overboard" in their discussions.[11] Groening described trying to get the show on the air as "by far the worst experience of my grown-up life".[12]
|
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Fox ordered thirteen episodes. Immediately after, however, Fox feared the themes of the show were not suitable for the network and Groening and Fox executives argued over whether the network would have any creative input into the show.[11] With The Simpsons, the network has no input.[13] Fox was particularly disturbed by the concept of suicide booths, Doctor Zoidberg, and Bender's anti-social behavior.[14] Groening explains, "When they tried to give me notes on Futurama, I just said: 'No, we're going to do this just the way we did Simpsons.' And they said, 'Well, we don't do business that way anymore.' And I said, 'Oh, well, that's the only way I do business.'"[15] The episode "I, Roommate" was produced to address Fox's concerns, with the script written to their specifications.[14][16] Fox strongly disliked the episode, but after negotiations, Groening received the same independence with Futurama.[17]
|
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|
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+
The name Futurama comes from a pavilion at the 1939 New York World's Fair. Designed by Norman Bel Geddes, the Futurama pavilion depicted how he imagined the world would look in 1959.[18] Many other titles were considered for the series, including "Aloha, Mars!" and "Doomsville", which Groening notes were "resoundly rejected, by everyone concerned with it".[19][20] It takes approximately six to nine months to produce an episode of Futurama.[21][22] The long production time results in several episodes being worked on simultaneously.[23]
|
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+
|
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+
Groening and Cohen served as executive producers and showrunners during the show's entire run, and also functioned as creative consultants. Ken Keeler became an executive producer for Season 4 and subsequent seasons.
|
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+
|
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+
The planning for each episode began with a table meeting of writers, who discussed the plot ideas as a group. The writers are given index cards with plot points that they are required to use as the center of activity in each episode. A single staff writer wrote an outline and then produced a script. Once the first draft of a script was finished, the writers and executive producers called in the actors for a table read.[24] After this script reading, the writers collaborated to rewrite the script as a group before sending it to the animation team.[25] At this point the voice recording was also started and the script was out of the writers' hands.[22]
|
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+
|
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+
The writing staff held three Ph.D.s, seven master's degrees, and cumulatively had more than 50 years at Harvard University. Series writer Patric M. Verrone stated, "we were easily the most overeducated cartoon writers in history".[26]
|
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+
|
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+
Futurama had eight main cast members. Billy West performed the voices of Philip J. Fry, Professor Farnsworth, Doctor Zoidberg, Zapp Brannigan, and many other incidental characters. West auditioned for "just about every part", landing the roles of the Professor and Doctor Zoidberg.[27] Although West read for Fry, his friend Charlie Schlatter was initially given the role of Fry.[27] Due to a casting change, West was called back to audition again and was given the role. West claims that the voice of Fry is deliberately modeled on his own, so as to make it difficult for another person to replicate the voice.[27] Doctor Zoidberg's voice was based on Lou Jacobi and George Jessel.[28] The character of Zapp Brannigan was originally created and intended to be performed by Phil Hartman.[27][28] Hartman insisted on auditioning for the role, and "just nailed it" according to Groening. Due to Hartman's death, West was given the role. West states that his version of Zapp Brannigan was an imitation of Hartman and also "modeled after a couple of big dumb announcers I knew".[27][28]
|
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+
|
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+
Katey Sagal voiced Leela, and is the only member of the main cast to voice only one character. The role of Leela was originally assigned to Nicole Sullivan.[27] In an interview in June 2010, Sagal remarked that she did not know that another person was to originally voice Leela until many years after the show first began.[29]
|
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+
|
27 |
+
John DiMaggio performed the voice of the robot Bender Bending Rodríguez and other, more minor, characters. Bender was the most difficult character to cast, as the show's creators had not decided what a robot should sound like.[30] DiMaggio originally auditioned for the role of Professor Farnsworth, using the voice he uses to perform Bender, and also auditioned for Bender using a different voice.[31] DiMaggio described Bender's voice as a combination of a sloppy drunk, Slim Pickens and a character his college friend created named "Charlie the sausage-lover".[29]
|
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+
|
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+
Phil LaMarr voices Hermes Conrad, his son Dwight, Ethan Bubblegum Tate, and Reverend Preacherbot. Lauren Tom voices Amy Wong, and Tress MacNeille voices Mom and various other characters. Maurice LaMarche voices Kif Kroker and several supporting characters. LaMarche won the Emmy Award for Outstanding Voice-Over Performance in 2011 for his performances as Lrrr and Orson Welles in the episode "Lrrreconcilable Ndndifferences".[32] David Herman voiced Scruffy and various supporting characters. During seasons 1–4, LaMarche is billed as supporting cast and Tom, LaMarr and Herman billed as guest stars, despite appearing in most episodes. LaMarche was promoted to main cast and Tom, LaMarr and Herman to supporting cast in Season 5, and promoted again to main cast in Season 6.
|
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+
|
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+
In addition to the main cast, Frank Welker voiced Nibbler and Kath Soucie voiced Cubert and several supporting and minor characters. Like The Simpsons, many episodes of Futurama feature guest voices from a wide range of professions, including actors, entertainers, bands, musicians, and scientists. Many guest-stars voiced supporting characters, although many voiced themselves, usually as their own head preserved in a jar. Recurring guest stars included Dawnn Lewis (as Hermes' wife LaBarbara), Tom Kenny, Dan Castellaneta (as the Robot Devil), Al Gore, and George Takei, among others.
|
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|
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+
Rough Draft Studios animated Futurama. The studio would receive the completed script of an episode and create a storyboard consisting of more than 100 drawings. It would then produce a pencil-drawn animatic with 1,000 frames. Rough Draft's sister studio in South Korea would render the 30,000-frame finished episode.[24]
|
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In addition to traditional cartoon drawing, Rough Draft Studios often used CGI for fast or complex shots, such as the movement of spaceships, explosions, nebulae, large crowds, and snow scenes. The opening sequence was entirely rendered in CGI. The CGI was rendered at 24 frames per second (as opposed to hand-drawn often done at 12 frames per second) and the lack of artifacts made the animation appear very smooth and fluid. CGI characters looked slightly different due to spatially "cheating" hand-drawn characters by drawing slightly out of proportion or off-perspective features to emphasize traits of the face or body, improving legibility of an expression. PowerAnimator was used to draw the comic-like CGI.[33]
|
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|
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+
The series began high-definition production in season 5, with Bender's Big Score. The opening sequence was re-rendered and scaled to adapt to the show's transition to 16:9 widescreen format.
|
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+
|
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+
For the final episode of season 6, Futurama was completely reanimated in three different styles: the first segment of the episode features black-and-white Fleischer- and Walter Lantz-style animation, the second was drawn in the style of a low-resolution video game, and the final segment was in the style of Japanese anime.[34]
|
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+
Futurama is essentially a workplace sitcom, the plot of which revolves around the Planet Express interplanetary delivery company and its employees,[35] a small group that largely fails to conform to future society.[36] Episodes usually feature the central trio of Fry, Leela, and Bender, though occasional storylines center on the other main characters.
|
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|
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+
Futurama is set in New New York at the turn of the 31st century, in a time filled with technological wonders. The city of New New York has been built over the ruins of present-day New York City, which has become a catacomb-like space that acts as New New York's sewer, referred to as "Old New York". Various devices and architecture are similar to the Populuxe style. Global warming, inflexible bureaucracy, and substance abuse are a few of the subjects given a 31st-century exaggeration in a world where the problems have become both more extreme and more common. Just as New York has become a more extreme version of itself in the future, other Earth locations are given the same treatment; Los Angeles, for example, is depicted as a smog-filled apocalyptic wasteland.
|
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+
|
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+
Numerous technological advances have been made between the present day and the 31st century. The Head Museum, which keeps a collection of heads alive in jars and was invented by Ron Popeil (who has a guest cameo in "A Big Piece of Garbage"), has resulted in many historical figures and current celebrities being present, including Groening himself; this became the writers' device to feature and poke fun at contemporary celebrities in the show. Several of the preserved heads shown are those of people who were already dead well before the advent of this technology; one of the most prominent examples of this anomaly is Earth president Richard Nixon, who died in 1994 and appears in numerous episodes. The Internet, while being fully immersive and encompassing all senses—even featuring its own digital world (similar to Tron or The Matrix)—is slow and largely consists of pornography, pop-up ads, and "filthy" (or Filthy Filthy) chat rooms. Some of it is edited to include educational material ostensibly for youth. Television is still a primary form of entertainment. Self-aware robots are a common sight, and are the main cause of global warming due to the exhaust from their alcohol-powered systems. The wheel is obsolete (no one but Fry even seems to recognize the design),[41] having been forgotten and replaced by hover cars and a network of large, clear pneumatic transportation tubes.
|
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|
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+
Environmentally, common animals still remain, alongside mutated, cross-bred (sometimes with humans) and extraterrestrial animals. Ironically, spotted owls are often shown to have replaced rats as common household pests. Although rats still exist, sometimes rats act like pigeons, though pigeons still exist, as well. Pine trees, anchovies and poodles have been extinct for 800 years. Earth still suffers the effects of greenhouse gases, although in one episode Leela states that its effects have been counteracted by nuclear winter. In another episode, the effects of global warming have been somewhat mitigated by the dropping of a giant ice cube into the ocean, and later by pushing Earth farther away from the sun, which also extended the year by one week.
|
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Religion is a prominent part of society, although the dominant religions have evolved. A merging of the major religious groups of the 20th century has resulted in the First Amalgamated Church,[42] while Voodoo is now mainstream. New religions include Oprahism, Robotology, and the banned religion of Star Trek fandom. Religious figures include Father Changstein-El-Gamal, the Robot Devil, Reverend Lionel Preacherbot, and passing references to the Space Pope, who appears to be a large crocodile-like creature. Several major holidays have robots associated with them, including the murderous Robot Santa and Kwanzaa-bot. While very few episodes focus exclusively on religion within the Futurama universe, they do cover a wide variety of subjects including predestination, prayer, the nature of salvation, and religious conversion.[42]
|
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+
Futurama's setting is a backdrop, and the writers are not above committing continuity errors if they serve to further the gags. For example, while the pilot episode implies that the previous Planet Express crew was killed by a space wasp, the later episode "The Sting" is based on the crew having been killed by space bees instead.[43] The "world of tomorrow" setting is used to highlight and lampoon issues of today and to parody the science fiction genre.[30]
|
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Much like the opening sequence in The Simpsons with its chalkboard, sax solo, and couch gags, Futurama has a distinctive opening sequence featuring minor gags. As the show begins, blue lights fill the screen and the Planet Express Ship flies across the screen with the title of the show being spelled out in its wake. Underneath the title is a joke caption such as "Painstakingly drawn before a live audience" or "When you see the robot: DRINK!"[44] After flying through downtown New New York and past various recurring characters, the Planet Express ship crashes into a large screen showing a short clip from a classic cartoon. These have included clips from Quasi at the Quackadero, Looney Tunes shorts, cartoons produced by Max Fleischer, a short of The Simpsons from a Tracey Ullman episode,[45] the show's own opening sequence in "The Devil's Hands Are Idle Playthings" or a scene from the episode. Most episodes in Season 6 use an abridged opening sequence, omitting the brief clip of a classic cartoon. "That Darn Katz!", "Benderama" and "Yo Leela Leela" have been the only episodes since "Spanish Fry" to feature a classic cartoon clip. Several episodes begin with a cold opening before the opening sequence, although these scenes do not always correspond with the episode's plot. The opening sequence has been lampooned several times within the show, in episodes including "That's Lobstertainment!", "The Problem with Popplers", as "Future-roma" in "The Duh-Vinci Code" and as "Futurella" in "Lrrreconcilable Ndndifferences".
|
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Series director Scott Vanzo has remarked on the difficulty of animating the sequence. It took four to five weeks to fully animate the sequence, and it consists of over 80 levels of 3D animation composited together.[46] It takes approximately one hour to render a single frame, and each second of the sequence consists of around 30 frames.[47]
|
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Bender's Big Score has an extended opening sequence, introducing each of the main characters. In The Beast with a Billion Backs and Bender's Game the ship passes through the screen's glass and temporarily becomes part of the environment depicted therein—a pastiche of Disney's Steamboat Willie and Yellow Submarine respectively—before crashing through the screen glass on the way out. In Into the Wild Green Yonder, a completely different opening sequence involves a trip through a futuristic version of Las Vegas located on Mars. The theme tune is sung by Seth MacFarlane and is different from the standard theme tune. The end of the film incorporates a unique variation of the opening sequence; as the Planet Express Ship enters a wormhole, it converts into a pattern of lights similar to the lights that appear in the opening sequence.
|
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|
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The Futurama theme was created by Christopher Tyng. The theme is played on the tubular bells but is occasionally remixed for use in specific episodes, including a version by the Beastie Boys used for the episode "Hell Is Other Robots", in which they guest starred.[44] The theme also samples a drum break originating from "Amen, Brother" by American soul group The Winstons; however, the drum break is replaced in Season 6. A remixed rendition of the theme is used in Season 5, which features altered instruments and a lower pitch. Season 6 also uses this remix, but it has been reduced again in pitch and tempo. The theme has been noted for its similarities to Pierre Henry's 1967 Psyché Rock.[48]
|
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It was originally intended for the Futurama theme to be remixed in every episode.[49] This was first trialled in the opening sequence for "Mars University", however it was realized upon broadcast that the sound did not transmit well through most television sets and the idea was subsequently abandoned.[50] Despite this, beatbox renditions of the theme performed by Billy West and John DiMaggio are used for the episodes "Bender Should Not Be Allowed on TV" and "Spanish Fry".
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There are three alternative alphabets that appear often in the background of episodes, usually in the forms of graffiti, advertisements, or warning labels. Nearly all messages using alternative scripts transliterate directly into English. The first alphabet consists of abstract characters and is referred to as Alienese,[37] a simple substitution cipher from the Latin alphabet.[51] The second alphabet uses a more complex modular addition code, where the "next letter is given by the summation of all previous letters plus the current letter".[52] The codes often provide additional jokes for fans dedicated enough to decode the messages.[30] The third language sometimes used is Hebrew. Aside from these alphabets, most of the displayed wording on the show uses the Latin alphabet.
|
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The show predicts that several English expressions will have evolved by the year 3000. For example, in the show the word Christmas has been replaced with Xmas (pronounced "ex-mas"), and the word ask with aks (pronounced axe). According to David X. Cohen, it is a running joke that the French language is extinct in the Futurama universe (though the culture remains alive), much like Latin is in the present.[53] In the French dubbing of the show, German is used as the extinct language instead.
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Although the series uses a wide range of styles of humor, including self-deprecation, black comedy, off-color humor, slapstick, and surreal humor, its primary source of comedy is its satirical depiction of everyday life in the future and its parodical comparisons to the present.[35] Groening notes that, from the show's conception, his goal was to make what was, on the surface, a goofy comedy that would have underlying "legitimate literary science fiction concepts".[54] The series contrasted "low culture" and "high culture" comedy; for example, Bender's catchphrase is the insult "Bite my shiny metal ass" while his most terrifying nightmare is a vision of the number 2, a joke referring to the binary numeral system (Fry assures him, "there's no such thing as two").[35]
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+
The series developed a cult following partially due to the large number of in-jokes it contains, most of which are aimed at "nerds".[35] In commentary on the DVD releases, David X. Cohen points out and sometimes explains his "nerdiest joke[s]".[55] These included mathematical jokes — such as "Loew's
|
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ℵ
|
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0
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|
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{\displaystyle \aleph _{0}}
|
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+
-plex" (aleph-null-plex) movie theater,[55] — as well as various forms of science humor — for example, Professor Farnsworth, at a racetrack, complains about the use of a quantum finish to decide the winner, exclaiming "No fair! You changed the outcome by measuring it", a reference to the Heisenberg Uncertainty Principle.[35][56] In the season six episode "Law and Oracle", Fry and the robot peace officer URL track down a traffic violator who turns out to be Erwin Schrödinger, the 20th-century quantum physicist. On the front seat of the car is a box, and when questioned about the contents, Schrödinger replies "A cat, some poison, and a cesium atom". Fry asks if the cat is alive or dead, and Schrödinger answers "It's a superposition of both states until you open the box and collapse the wave function." When Fry opens the box, the cat jumps out and attacks him. The run is a reference to the Schrödinger's cat thought experiment of quantum mechanics. The series makes passing references to quantum chromodynamics (the appearance of Strong Force-brand glue),[57] computer science (two separate books in a closet labeled P and NP respectively, referring to the possibility that P and NP-complete problem classes are distinct),[58] electronics (an X-ray — or more accurately, an "F-ray" — of Bender's head reveals a 6502 microprocessor),[59] and genetics (a mention of Bender's "robo- or R-NA").[60] The show often features subtle references to classic science fiction. These are most often to Star Trek — many soundbites are used in homage[35] — but also include the reference to the origin of the word robot made in the name of the robot-dominated planet Chapek 9,[61] and the black rectangular monolith labeled "Out of Order" in orbit around Jupiter (a reference to Arthur C. Clarke's Space Odyssey series).[62] Bender and Fry sometimes watch a television show called The Scary Door, a humorous parody of The Twilight Zone.[63]
|
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Journalist/critic Frank Lovece in Newsday contrasted the humor tradition of Groening's two series, finding that
|
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"The Simpsons echoes the strains of American-Irish vaudeville humor — the beer-soaked, sneaking-in-late-while-the-wife's-asleep comedy of Harrigan and Hart, McNulty and Murray, the Four Cohans (which, yes, included George M.) and countless others: knockabout yet sentimental, and ultimately about the bonds of blood family. Futurama, conversely, stems from Jewish-American humor, and not just in the obvious archetype of Dr. Zoidberg. From vaudeville to the Catskills to Woody Allen, it's that distinctly rueful humor built to ward away everything from despair to petty annoyance — the 'You gotta do what you gotta do' philosophy that helps the 'Futurama' characters cope in a mega-corporate world where the little guy is essentially powerless."[64]
|
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|
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+
Animation maven Jerry Beck concurred:
|
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|
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"I'm Jewish, and I know what you're saying. Fry has that [type of humor], Dr. Zoidberg, all the [vocal artist] Billy West characters. I see it. The bottom line is, the producers are trying to make sure the shows are completely different entities."[64]
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+
Futurama premiered and originally aired in the United States on the Fox network, March 28, 1999 – August 10, 2003. Adult Swim carried the series in the US January 12, 2003 – December 31, 2007, followed by Comedy Central March 23, 2008 – September 4, 2013. Syndicated broadcast of the series in the US began in Fall 2011.[65] Futurama began airing on Syfy on November 11, 2017. It has also aired on TBS for a short time[66]
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Groening and Cohen wanted Futurama to be shown at 8:30 pm on Sunday, following The Simpsons. The Fox network disagreed, opting instead to show two episodes in the Sunday night lineup before moving the show to a regular time slot on Tuesday.[67] Beginning with its second broadcast season Futurama was again placed in the 8:30 Sunday spot,[68] but by mid-season the show was moved again, this time to 7:00 pm on Sunday, its third position in under a year.[69] Even by the fourth season Futurama was still being aired erratically.[70] Due to being regularly pre-empted by sporting events, it became difficult to predict when new episodes would air. This erratic schedule resulted in Fox not airing several episodes that had been produced for seasons three and four, instead holding them over for a fifth broadcast season. According to Groening, Fox executives were not supporters of the show.[71] Although Futurama was never officially canceled, midway through the production of the fourth season, Fox decided to stop buying episodes of Futurama, letting it go out of production before the fall 2003 lineup.[72][73]
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In 2003, Cartoon Network acquired syndication rights to Futurama and Family Guy, another animated show Fox had canceled, for its Adult Swim block. The run on Adult Swim revived interest in both series, and when Family Guy found success in direct-to-DVD productions, Futurama's producers decided to try the same.[74][75] In 2005, Comedy Central entered negotiations to take over the syndication rights, during which they discussed the possibility of producing new episodes. In 2006, it was announced that four straight-to-DVD films would be produced, and later split into 16 episodes comprising a fifth season of the show.[76] Since no new Futurama projects were in production at the time of release, the final movie release Into the Wild Green Yonder was designed to stand as the Futurama series finale. However, Groening had expressed a desire to continue the franchise in some form, including a theatrical film.[77] In an interview with CNN, Groening said that "we have a great relationship with Comedy Central and we would love to do more episodes for them, but I don't know... We're having discussions and there is some enthusiasm but I can't tell if it's just me."[78]
|
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In June 2009, 20th Century Fox Television announced that Comedy Central had picked up the show for 26 new half-hour episodes that began airing on June 24, 2010.[79][80][81] The returning writing crew was smaller than the original crew.[82] It was originally announced that main voice actors West, DiMaggio, and Sagal would return as well, but on July 17, 2009, it was announced that a casting notice was posted to replace the entire cast when 20th Century Fox Television would not meet their salary demands.[83] The situation was later resolved, and the entire original voice-cast returned for the new episodes.
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Near the end of a message from Maurice LaMarche sent to members of the "Save the Voices of Futurama" group on Facebook, LaMarche announced that the original cast would be returning for the new episodes.[84] The Toronto Star confirmed, announcing on their website that the original cast of Futurama signed contracts with Fox to return for 26 more episodes.[85] Similarly, an email sent to fans from Cohen and Groening reported that West, Sagal, DiMaggio, LaMarche, MacNeille, Tom, LaMarr, and Herman would all be returning for the revival.[86]
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Cohen told Newsday in August 2009 that the reported 26-episode order means "[i]t will be up to 26. I can't guarantee it will be 26. But I think there's a pretty good chance it'll be exactly 26. Fox has been a little bit cagey about it, even internally. But nobody's too concerned. We're plunging ahead".[64] Two episodes were in the process of being voice-recorded at that time, with an additional "six scripts ... in the works, ranging in scale from 'it's a crazy idea that someone's grandmother thought of' to 'it's all on paper'.[64]
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When Futurama aired June 24, 2010, on Comedy Central, it helped the network to its highest-rated night in 2010 and its highest-rated Thursday primetime in the network's history.[87] In March 2011, it was announced that Futurama had been renewed for a seventh season, consisting of at least 26 episodes, scheduled to air in 2012 and 2013.[5][6] The first episode of season 7 premiered June 20, 2012, on Comedy Central.[88]
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In July 2011, it was reported that the show had been picked up for syndication by both local affiliates and WGN America. Broadcast of old episodes began in September 2011.[89] On September 19, 2011, WGN America began re-running Futurama, and now airs the series weeknights during the overnight hours, and once on Saturday nights.[90] Futurama has since doubled its viewership in syndication.[91]
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Due to the uncertain future of the series, there have been four designated series finales. "The Devil's Hands Are Idle Playthings", Into the Wild Green Yonder, and "Overclockwise" have all been written to serve as a final episode for the show.[92][93] The episode "Meanwhile" currently stands as the show's official series finale.
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Comedy Central announced in April 2013 that they would be airing the final episode "Meanwhile" on September 4, 2013.[94] The producers said that they are exploring options for the future of the series as "[they] have many more stories to tell", but would gauge fan reaction to the news.[95] Groening and Cohen have previously expressed a desire to produce a theatrical film or another direct-to-video film upon conclusion of the series.[96]
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In an August 2013 interview with Milwaukee Journal Sentinel, Katey Sagal said regarding the series finale, "So I don't believe it... I just hold out hope for it because it has such a huge fan base, it's such a smart show, and why wouldn't somebody want to keep making that show; so that's my thought, I'm just in denial that it's over". Sagal also mentioned during the same interview that Groening told her at Comic-Con that "we'll find a place" and "don't worry, it's not going to end".[97]
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The Simpsons episode "Simpsorama" is an official crossover with Futurama. It originally aired during the twenty-sixth season of The Simpsons on Fox on November 9, 2014, over a year after the Futurama series finale aired on Comedy Central.[98][99][100]
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The show received critical acclaim. The first season holds an 89% approval rating at review aggregator site Rotten Tomatoes, based on 18 reviews, an average rating of 8.75/10. The critical consensus reads, "Good news, everyone! Futurama is an inventive, funny, and sometimes affecting look at the world of tomorrow." Season 5 holds a rating of 100%, based on seven reviews, and an average score of 8.67/10. Season 6 has an approval rating of 100%, based on 16 reviews, and the average rating is 8.31/10. The website's critical consensus states, "Good news everyone! Futurama is as funny and endearing as ever in its sixth season." The last season received a rating of 92%, and an 8.24/10 average score based on 12 reviews.[105]
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Futurama's 7:00 p.m. Sunday timeslot caused the show to often be pre-empted by sports and usually have a later than average season premiere. It also allowed the writers and animators to get ahead of the broadcast schedule so that episodes intended for one season were not aired until the following season. By the beginning of the fourth broadcast season, all the episodes to be aired that season had already been completed and writers were working at least a year in advance.[22]
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When Futurama debuted in the Fox Sunday night lineup at 8:30 p.m. between The Simpsons and The X-Files on March 28, 1999, it managed 19 million viewers, tying for 11th overall in that week's Nielsen ratings.[106] The following week, airing at the same time, Futurama drew 14.2 million viewers. The third episode, the first airing on Tuesday, drew 8.85 million viewers.[107] Though its ratings were well below The Simpsons, the first season of Futurama rated higher than competing animated series: King of the Hill, Family Guy, Dilbert, South Park, and The PJs.[108]
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When Futurama was effectively canceled in 2003, it had averaged 6.4 million viewers for the first half of its fourth broadcast season.[109]
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In late 2002, Cartoon Network acquired exclusive cable syndication rights to Futurama for a reported $10 million (equivalent to $14 million in 2018)[110].[111] In January 2003,[111] the network began airing Futurama episodes as the centerpiece to the expansion of their Adult Swim cartoon block. In October 2005, Comedy Central picked up the cable syndication rights to air Futurama's 72-episode run at the start of 2008, following the expiration of Cartoon Network's contract.[112] A Comedy Central teaser trailer announced the return of Futurama March 23, 2008,[113] which was Bender's Big Score divided into four episodes followed by the other three movies.
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On June 24, 2010, the season 6 premiere, "Rebirth", drew 2.92 million viewers in the 10:00 p.m. timeslot on Comedy Central.[114] The second episode of the sixth season, "In-A-Gadda-Da-Leela", aired at 10:30 p.m., immediately following the season premiere. "In-A-Gadda-Da-Leela" drew 2.78 million viewers.[114] This was the series' premiere on the network, with original episodes—the fifth season had previously aired on the network, but it had originally been released in the form of the four direct-to-video films.
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First started in November 2000, Futurama Comics is a comic book series published by Bongo Comics based in the Futurama universe.[132] While originally published only in the US, a UK, German and Australian version of the series is also available.[133] In addition, three issues were published in Norway. Other than a different running order and presentation, the stories are the same in all versions. While the comics focus on the same characters in the Futurama fictional universe, the comics may not be canonical as the events portrayed within them do not necessarily have any effect upon the continuity of the show.
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|
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+
Like the TV series, each comic (except US comic #20) has a caption at the top of the cover. For example: "Made In The USA! (Printed in Canada)." Some of the UK and Australian comics have different captions on the top of their comics (for example, the Australian version of #20 says "A 21st Century Comic Book" across the cover, while the US version does not have a caption on that issue). All series contain a letters page, artwork from readers, and previews of other upcoming Bongo comics.
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When Comedy Central began negotiating for the rights to air Futurama reruns, Fox suggested that there was a possibility of also creating new episodes. Negotiations were already underway with the possibility of creating two or three straight-to-DVD films. When Comedy Central committed to sixteen new episodes, it was decided that four films would be produced.[76] On April 26, 2006, Groening noted in an interview that co-creator David X. Cohen and numerous writers from the original series would be returning to work on the movies.[134] All the original voice actors participated. In February 2007, Groening explained the format of the new stories: "[The crew is] writing them as movies and then we're going to chop them up, reconfigure them, write new material and try to make them work as separate episodes."[135]
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The first film, Bender's Big Score, was written by Ken Keeler and Cohen, and includes return appearances by the Nibblonians, Seymour, Barbados Slim, Robot Santa, the "God" space entity, Al Gore, and Zapp Brannigan.[136] It was animated in widescreen and was released on standard DVD on November 27, 2007, with a possible Blu-ray Disc release to follow.[137] A release on HD DVD was rumored but later officially denied. Futurama: Bender's Big Score was the first DVD release for which 20th Century Fox implemented measures intended to reduce the total carbon footprint of the production, manufacturing, and distribution processes. Where it was not possible to completely eliminate carbon, output carbon offsets were used, thus making the complete process carbon neutral.[138]
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The second movie, The Beast with a Billion Backs, was released on June 24, 2008. The third movie, Bender's Game, was released on DVD and Blu-ray Disc[139] on November 3, 2008, in the UK, November 4, 2008, in the USA, and December 10, 2008, in Australia. The fourth movie, Into the Wild Green Yonder, was released on DVD and Blu-ray Disc on February 24, 2009.[140]
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On September 15, 2000, Unique Development Studios acquired the license to develop a Futurama video game for consoles and handheld systems. Fox Interactive signed on to publish the game.[141] Sierra Entertainment later became the game's publisher, and it was released on August 14, 2003.[142] Versions are available for PlayStation 2 and Xbox, both of which use cel-shading technology. However, the game was subsequently canceled on the GameCube and Game Boy Advance in North America and Europe.
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Futurama: Worlds of Tomorrow was released for Android and iOS in 2017.[143]
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en/2116.html.txt
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Coordinates: 1°S 12°E / 1°S 12°E / -1; 12
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Gabon (/ɡəˈbɒn/; French pronunciation: [ɡabɔ̃]), officially the Gabonese Republic (French: République gabonaise), is a country on the west coast of Central Africa. Located on the equator, Gabon is bordered by Equatorial Guinea to the northwest, Cameroon to the north, the Republic of the Congo on the east and south, and the Gulf of Guinea to the west. It has an area of nearly 270,000 square kilometres (100,000 sq mi) and its population is estimated at 2.1 million people. Its capital and largest city is Libreville. The official language is French.
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Since its independence from France in 1960, the sovereign state of Gabon has had three presidents. In the early 1990s, Gabon introduced a multi-party system and a new democratic constitution that allowed for a more transparent electoral process and reformed many governmental institutions.
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Abundant petroleum and foreign private investment have helped make Gabon one of the most prosperous countries in Sub-Saharan Africa, with the 7th highest HDI[6] and the fourth highest GDP per capita (PPP) (after Mauritius, Equatorial Guinea and Seychelles) in the region. GDP grew by more than 6% per year from 2010 to 2012. However, because of inequality in income distribution, a significant proportion of the population remains poor.
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Gabon's name originates from gabão, Portuguese for "cloak", which is roughly the shape of the estuary of the Komo River by Libreville.
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The earliest inhabitants of the area were Pygmy peoples. They were largely replaced and absorbed by Bantu tribes as they migrated.
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In the 15th century, the first Europeans arrived. By the 18th century, a Myeni speaking kingdom known as Orungu formed in Gabon. Through its control of the slave trade in the 18th and 19th centuries, it was able to become the most powerful of the trading centers that developed in Gabon during that period.
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On February 10, 1722, Bartholomew Roberts, a Welsh pirate known as Black Bart, died at sea off Cape Lopez. He raided ships off the Americas and West Africa from 1719 to 1722.
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French explorer Pierre Savorgnan de Brazza led his first mission to the Gabon-Congo area in 1875. He founded the town of Franceville, and was later colonial governor. Several Bantu groups lived in the area that is now Gabon when France officially occupied it in 1885.
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In 1910, Gabon became one of the four territories of French Equatorial Africa,[7] a federation that survived until 1959. In World War II, the Allies invaded Gabon in order to overthrow the pro-Vichy France colonial administration. The territories of French Equatorial Africa became independent on August 17, 1960. The first president of Gabon, elected in 1961, was Léon M'ba, with Omar Bongo Ondimba as his vice president.
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After M'ba's accession to power, the press was suppressed, political demonstrations banned, freedom of expression curtailed, other political parties gradually excluded from power, and the Constitution changed along French lines to vest power in the Presidency, a post that M'ba assumed himself. However, when M'ba dissolved the National Assembly in January 1964 to institute one-party rule, an army coup sought to oust him from power and restore parliamentary democracy. French paratroopers flew in within 24 hours to restore M'ba to power.
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After a few days of fighting, the coup ended and the opposition was imprisoned, despite widespread protests and riots. French soldiers still remain in the Camp de Gaulle on the outskirts of Gabon's capital to this day. When M'Ba died in 1967, Bongo replaced him as president.
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In March 1968, Bongo declared Gabon a one-party state by dissolving the BDG and establishing a new party—the Parti Democratique Gabonais (PDG). He invited all Gabonese, regardless of previous political affiliation, to participate. Bongo sought to forge a single national movement in support of the government's development policies, using the PDG as a tool to submerge the regional and tribal rivalries that had divided Gabonese politics in the past. Bongo was elected president in February 1975; in April 1975, the position of vice president was abolished and replaced by the position of prime minister, who had no right to automatic succession. Bongo was re-elected President in both December 1979 and November 1986 to 7-year terms.[8]
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In early 1990 economic discontent and a desire for political liberalization provoked violent demonstrations and strikes by students and workers. In response to grievances by workers, Bongo negotiated with them on a sector-by-sector basis, making significant wage concessions. In addition, he promised to open up the PDG and to organize a national political conference in March–April 1990 to discuss Gabon's future political system. The PDG and 74 political organizations attended the conference. Participants essentially divided into two loose coalitions, the ruling PDG and its allies, and the United Front of Opposition Associations and Parties, consisting of the breakaway Morena Fundamental and the Gabonese Progress Party.[8]
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The April 1990 conference approved sweeping political reforms, including creation of a national Senate, decentralization of the budgetary process, freedom of assembly and press, and cancellation of an exit visa requirement. In an attempt to guide the political system's transformation to multiparty democracy, Bongo resigned as PDG chairman and created a transitional government headed by a new Prime Minister, Casimir Oye-Mba. The Gabonese Social Democratic Grouping (RSDG), as the resulting government was called, was smaller than the previous government and included representatives from several opposition parties in its cabinet. The RSDG drafted a provisional constitution in May 1990 that provided a basic bill of rights and an independent judiciary but retained strong executive powers for the president. After further review by a constitutional committee and the National Assembly, this document came into force in March 1991.[8]
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Opposition to the PDG continued after the April 1990 conference, however, and in September 1990, two coup d'état attempts were uncovered and aborted. Despite anti-government demonstrations after the untimely death of an opposition leader, the first multiparty National Assembly elections in almost 30 years took place in September–October 1990, with the PDG garnering a large majority.[8]
|
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Following President Omar Bongo's re-election in December 1993 with 51% of the vote, opposition candidates refused to validate the election results. Serious civil disturbances and violent repression led to an agreement between the government and opposition factions to work toward a political settlement. These talks led to the Paris Accords in November 1994, under which several opposition figures were included in a government of national unity. This arrangement soon broke down, however, and the 1996 and 1997 legislative and municipal elections provided the background for renewed partisan politics. The PDG won a landslide victory in the legislative election, but several major cities, including Libreville, elected opposition mayors during the 1997 local election.[8]
|
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+
Facing a divided opposition, President Omar Bongo coasted to easy re-election in December 1998, with large majorities of the vote. While Bongo's major opponents rejected the outcome as fraudulent, some international observers characterized the results as representative despite many perceived irregularities, and there were none of the civil disturbances that followed the 1993 election. Peaceful though flawed legislative elections held in 2001–2002, which were boycotted by a number of smaller opposition parties and were widely criticized for their administrative weaknesses, produced a National Assembly almost completely dominated by the PDG and allied independents. In November 2005 President Omar Bongo was elected for his sixth term. He won re-election easily, but opponents claim that the balloting process was marred by irregularities. There were some instances of violence following the announcement of his win, but Gabon generally remained peaceful.[8]
|
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National Assembly elections were held again in December 2006. Several seats contested because of voting irregularities were overturned by the Constitutional Court, but the subsequent run-off elections in early 2007 again yielded a PDG-controlled National Assembly.[8]
|
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On June 8, 2009, President Omar Bongo died of cardiac arrest at a Spanish hospital in Barcelona, ushering in a new era in Gabonese politics. In accordance with the amended constitution, Rose Francine Rogombé, the President of the Senate, became Interim President on June 10, 2009. The first contested elections in Gabon's history that did not include Omar Bongo as a candidate were held on August 30, 2009 with 18 candidates for president. The lead-up to the elections saw some isolated protests, but no significant disturbances. Omar Bongo's son, ruling party leader Ali Bongo Ondimba, was formally declared the winner after a 3-week review by the Constitutional Court; his inauguration took place on October 16, 2009.[8]
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The court's review had been prompted by claims of fraud by the many opposition candidates, with the initial announcement of election results sparking unprecedented violent protests in Port-Gentil, the country's second-largest city and a long-time bastion of opposition to PDG rule. The citizens of Port-Gentil took to the streets, and numerous shops and residences were burned, including the French Consulate and a local prison. Officially, only four deaths occurred during the riots, but opposition and local leaders claim many more. Gendarmes and the military were deployed to Port-Gentil to support the beleaguered police, and a curfew was in effect for more than three months.[8]
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A partial legislative by-election was held in June 2010. A newly created coalition of parties, the Union Nationale (UN), participated for the first time. The UN is composed largely of PDG defectors who left the party after Omar Bongo's death. Of the five hotly contested seats, the PDG won three and the UN won two; both sides claimed victory.[8]
|
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+
|
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+
In January 2019, there was an attempted coup d'état led by soldiers against the President Ali Bongo; the coup ultimately failed.[9]
|
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+
Gabon is a republic with a presidential form of government under the 1961 constitution (revised in 1975, rewritten in 1991, and revised in 2003). The president is elected by universal suffrage for a seven-year term; a 2003 constitutional amendment removed presidential term limits and facilitated a presidency for life. The president can appoint and dismiss the prime minister, the cabinet, and judges of the independent Supreme Court. The president also has other strong powers, such as authority to dissolve the National Assembly, declare a state of siege, delay legislation, and conduct referenda.[8]
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Gabon has a bicameral legislature with a National Assembly and Senate. The National Assembly has 120 deputies who are popularly elected for a 5-year term. The Senate is composed of 102 members who are elected by municipal councils and regional assemblies and serve for 6 years. The Senate was created in the 1990–1991 constitutional revision, although it was not brought into being until after the 1997 local elections. The President of the Senate is next in succession to the President.[8]
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|
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Despite the democratic system of government, the Freedom in the World report lists Gabon as "not free", and elections in 2016 have been disputed.
|
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+
|
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+
In 1990, the government made major changes to Gabon's political system. A transitional constitution was drafted in May 1990 as an outgrowth of the national political conference in March–April and later revised by a constitutional committee. Among its provisions were a Western-style bill of rights, creation of a National Council of Democracy to oversee the guarantee of those rights, a governmental advisory board on economic and social issues, and an independent judiciary.[8]
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+
After approval by the National Assembly, the PDG Central Committee, and the President, the Assembly unanimously adopted the constitution in March 1991. Multiparty legislative elections were held in 1990–91, despite the fact that opposition parties had not been declared formally legal. In spite of this, the elections produced the first representative, multiparty National Assembly. In January 1991, the Assembly passed by unanimous vote a law governing the legalization of opposition parties.[8]
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After President Omar Bongo was re-elected in 1993, in a disputed election where only 51% of votes were cast, social and political disturbances led to the 1994 Paris Conference and Accords. These provided a framework for the next elections. Local and legislative elections were delayed until 1996–97. In 1997, constitutional amendments put forward years earlier were adopted to create the Senate and the position of vice president, as well as to extend the president's term to seven years.[8]
|
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In October 2009, newly elected President Ali Bongo Ondimba began efforts to streamline the government. In an effort to reduce corruption and government bloat, he eliminated 17 minister-level positions, abolished the vice presidency and reorganized the portfolios of numerous ministries, bureaus and directorates. In November 2009, President Bongo Ondimba announced a new vision for the modernization of Gabon, called "Gabon Emergent". This program contains three pillars: Green Gabon, Service Gabon, and Industrial Gabon. The goals of Gabon Emergent are to diversify the economy so that Gabon becomes less reliant on petroleum, to eliminate corruption, and to modernize the workforce. Under this program, exports of raw timber have been banned, a government-wide census was held, the work day has been changed to eliminate a long midday break, and a national oil company was created.[8]
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|
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In provisional results,[when?] the ruling Gabonese Democratic Party (PDG) won 84 out of 120 parliamentary seats.
|
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|
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+
On January 25, 2011, opposition leader André Mba Obame claimed the presidency, saying the country should be run by someone the people really wanted. He also selected 19 ministers for his government, and the entire group, along with hundreds of others, spent the night at UN headquarters. On January 26, the government dissolved Mba Obame's party. AU chairman Jean Ping said that Mba Obame's action "hurts the integrity of legitimate institutions and also endangers the peace, the security and the stability of Gabon."[10] Interior Minister Jean-François Ndongou accused Mba Obame and his supporters of treason.[10] The UN Secretary-General, Ban Ki-moon, said that he recognized Ondimba as the only official Gabonese president.[11][self-published source?]
|
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The 2016 presidential election was disputed, with very close official results reported. Protests broke out in the capital and met a brutal repression which culminated in the alleged bombing of opposition party headquarters by the presidential guard. Between 50 and 100 citizens were killed by security forces and 1,000 arrested.[12] International observers criticized irregularities, including unnaturally high turnout reported for some districts. The country's supreme court threw out some suspect precincts, but a full recount was not possible because ballots had been destroyed. The election was declared in favor of the incumbent Ondimba. European Parliament issued 2 resolutions denouncing the unclear results of the election and calling for an independent investigation on the human rights violations.[13]
|
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Since independence, Gabon has followed a nonaligned policy, advocating dialogue in international affairs and recognizing each side of divided countries. In inter-African affairs, Gabon espouses development by evolution rather than revolution and favors regulated private enterprise as the system most likely to promote rapid economic growth. Gabon played an important leadership role in the stability of Central Africa through involvement in mediation efforts in Chad, the Central African Republic, Angola, the Republic of the Congo, the Democratic Republic of the Congo (D.R.C.), and Burundi.
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|
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+
In December 1999, through the mediation efforts of President Bongo, a peace accord was signed in the Republic of the Congo (Brazzaville) between the government and most leaders of an armed rebellion. President Bongo was also involved in the continuing D.R.C. peace process, and played a role in mediating the crisis in Ivory Coast. Gabonese armed forces were also an integral part of the Central African Economic and Monetary Community (CEMAC) mission to the Central African Republic.
|
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|
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Gabon is a member of the United Nations (UN) and some of its specialized and related agencies, as well as of the World Bank; the IMF; the African Union (AU); the Central African Customs Union/Central African Economic and Monetary Community (UDEAC/CEMAC); EU/ACP association under the Lome Convention; the Communaute Financiere Africaine (CFA); the Organization of the Islamic Conference (OIC); the Nonaligned Movement; and the Economic Community of Central African States (ECCAS/CEEAC), among others. In 1995, Gabon withdrew from the Organization of the Petroleum Exporting Countries (OPEC), rejoining in 2016. Gabon was elected to a non-permanent seat on the United Nations Security Council for January 2010 through December 2011 and held the rotating presidency in March 2010.[8]
|
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|
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+
Gabon has a small, professional military of about 5,000 personnel, divided into army, navy, air force, gendarmerie, and police force. Gabonese forces are oriented to the defense of the country and have not been trained for an offensive role. A 1,800-member guard provides security for the president.[8]
|
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Gabon is divided into nine provinces, which are further subdivided into 50 departments. The president appoints the provincial governors, the prefects, and the subprefects.[8]
|
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|
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+
The provinces are (capitals in parentheses):
|
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|
79 |
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Gabon is located on the Atlantic coast of central Africa on the equator, between latitudes 3°N and 4°S, and longitudes 8° and 15°E. Gabon generally has an equatorial climate with an extensive system of rainforests, with 89.3% of its land area forested.[14]
|
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|
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There are three distinct regions: the coastal plains (ranging between 20 and 300 km [10 and 190 mi] from the ocean's shore), the mountains (the Cristal Mountains to the northeast of Libreville, the Chaillu Massif in the centre), and the savanna in the east. The coastal plains form a large section of the World Wildlife Fund's Atlantic Equatorial coastal forests ecoregion and contain patches of Central African mangroves especially on the Muni River estuary on the border with Equatorial Guinea.
|
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|
83 |
+
Geologically, Gabon is primarily ancient Archean and Paleoproterozoic igneous and metamorphic basement rock, belonging to the stable continental crust of the Congo Craton, a remnant section of extremely old continental crust. Some formations are more than two billion years old. Ancient rock units are overlain by marine carbonate, lacustrine and continental sedimentary rocks as well as unconsolidated sediments and soils that formed in the last 2.5 million years of the Quaternary. The rifting apart of the supercontinent Pangaea created rift basins that filled with sediments and formed the hydrocarbons which are now a keystone of the Gabonese economy.[15] Gabon is notable for the Oklo reactor zones, the only known natural nuclear fission reactor on Earth which was active two billion years ago. The site was discovered during uranium mining in the 1970s to supply the French nuclear power industry.
|
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|
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Gabon's largest river is the Ogooué which is 1,200 kilometres (750 mi) long. Gabon has three karst areas where there are hundreds of caves located in the dolomite and limestone rocks. Some of the caves include Grotte du Lastoursville, Grotte du Lebamba, Grotte du Bongolo, and Grotte du Kessipougou. Many caves have not been explored yet. A National Geographic Expedition visited the caves in the summer of 2008 to document them.[16]
|
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|
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+
Gabon is also noted for efforts to preserve the natural environment. In 2002, President Omar Bongo Ondimba designated roughly 10% of the nation's territory to be part of its national park system (with 13 parks in total), one of the largest proportions of nature parkland in the world. The National Agency for National Parks manages Gabon's national park system.
|
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|
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+
Natural resources include petroleum, magnesium, iron, gold, uranium, and forests.
|
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+
|
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Gabon's economy is dominated by oil. Oil revenues constitute roughly 46% of the government's budget, 43% of the gross domestic product (GDP), and 81% of exports. Oil production is currently declining rapidly from its high point of 370,000 barrels per day in 1997. Some estimates suggest that Gabonese oil will be expended by 2025. In spite of the decreasing oil revenues, planning is only now beginning for an after-oil scenario.[8] The Grondin Oil Field was discovered in 50 m (160 ft) water depths 40 km (25 mi) offshore, in 1971 and produces from the Batanga sandstones of Maastrichtian age forming an anticline salt structural trap which is about 2 km (1.2 mi) deep.[17]
|
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|
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Gabonese public expenditures from the years of significant oil revenues were not spent efficiently. Overspending on the Trans-Gabon Railway, the CFA franc devaluation of 1994, and periods of low oil prices caused serious debt problems that still plague the country.[8]
|
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|
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Gabon earned a poor reputation with the Paris Club and the International Monetary Fund (IMF) over the management of its debt and revenues. Successive IMF missions have criticized the government for overspending on off-budget items (in good years and bad), over-borrowing from the Central Bank, and slipping on the schedule for privatization and administrative reform. However, in September 2005 Gabon successfully concluded a 15-month Stand-By Arrangement with the IMF. Another 3-year Stand-By Arrangement with the IMF was approved in May 2007. Because of the financial crisis and social developments surrounding the death of President Omar Bongo and the elections, Gabon was unable to meet its economic goals under the Stand-By Arrangement in 2009. Negotiations with the IMF were ongoing.[8]
|
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|
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Gabon's oil revenues have given it a per capita GDP of $8,600, unusually high for the region. However, a skewed income distribution and poor social indicators are evident.[18] The richest 20% of the population earn over 90% of the income while about a third of the Gabonese population lives in poverty.[8]
|
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|
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The economy is highly dependent on extraction, but primary materials are abundant. Before the discovery of oil, logging was the pillar of the Gabonese economy. Today, logging and manganese mining are the next-most-important income generators. Recent explorations suggest the presence of the world's largest unexploited iron ore deposit. For many who live in rural areas without access to employment opportunity in extractive industries, remittances from family members in urban areas or subsistence activities provide income.[8]
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Foreign and local observers have lamented the lack of diversity in the Gabonese economy. Various factors have so far limited the development of new industries:
|
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Further investment in the agricultural or tourism sectors is complicated by poor infrastructure. The small processing and service sectors that do exist are largely dominated by a few prominent local investors.[8]
|
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|
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At World Bank and IMF insistence, the government embarked in the 1990s on a program of privatization of its state-owned companies and administrative reform, including reducing public sector employment and salary growth, but progress has been slow. The new government has voiced a commitment to work toward an economic transformation of the country but faces significant challenges to realize this goal.[8]
|
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|
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Gabon has a population of approximately 2.1 million.[1][2] Historical and environmental factors caused Gabon's population to decline between 1900 and 1940.[19] Gabon has one of the lowest population densities of any country in Africa,[8] and the fourth highest Human Development Index in Sub-Saharan Africa.[6]
|
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|
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Almost all Gabonese are of Bantu origin. Gabon has at least forty ethnic groups with differing languages and cultures.[8] The Fang are generally thought to be the largest,[8] although recent census data seem to favor the Nzebi.[20][21] Others include the Myene, Kota, Shira, Puru, and Kande.[8] There are also various indigenous Pygmy peoples: the Bongo, Kota, and Baka; the latter speak the only non-Bantu language in Gabon. More than 10,000 native French live in Gabon, including an estimated 2,000 dual nationals.[8]
|
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Ethnic boundaries are less sharply drawn in Gabon than elsewhere in Africa. Most ethnicities are spread throughout Gabon, leading to constant contact and interaction among the groups, and there is no ethnic tension. One important reason for this is that intermarriage is extremely common and every Gabonese person is connected by blood to many different tribes. Indeed, intermarriage is often required because among many tribes, marriage within the same tribe is prohibited because it is regarded as incest. This is because those tribes consist of the descendants of a specific ancestor, and therefore all members of the tribe are regarded as close kin to each other (identical to the clan system of Scotland or the Gotra system in the Hindu caste system). French, the language of its former colonial ruler, is a unifying force. The Democratic Party of Gabon (PDG)'s historical dominance also has served to unite various ethnicities and local interests into a larger whole.
|
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|
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French is the country's sole official language. It is estimated that 80% of Gabon's population can speak French, and that 30% of Libreville residents are native speakers of the language. Nationally, 32% of the Gabonese people speak the Fang language as a mother tongue.[23]
|
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The 2013 census found that only 63.7% of Gabon's population could speak a Gabonese language, broken down by 86.3% in rural areas and 60.5% in urban areas speaking at least one national language.[24]
|
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|
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+
In October 2012, just before the 14th summit of the Organisation internationale de la Francophonie, the country declared an intention to add English as a second official language, reportedly in response to an investigation by France into corruption in the African country,[25] though a government spokesman insisted it was for practical reasons only.[26] It was later clarified that the country intended to introduce English as a first foreign language in schools, while keeping French as the general medium of instruction and the sole official language.[citation needed]
|
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|
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The majority of people in Gabon are Christians. Major religions practiced in Gabon include Christianity (Roman Catholicism and Protestantism), Bwiti, Islam, and indigenous animistic religion.[27] Many persons practice elements of both Christianity and traditional indigenous religious beliefs.[27] Approximately 73 percent of the population, including noncitizens, practice at least some elements of Christianity, including the syncretistic Bwiti; 12 percent practice Islam. 10 percent practice traditional indigenous religious beliefs exclusively; and 5 percent practice no religion or are atheists.[27] A vivid description of taboos and magic is provided by Schweitzer.[28]
|
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|
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Most of the health services of Gabon are public, but there are some private institutions, of which the best known is the hospital established in 1913 in Lambaréné by Albert Schweitzer. Gabon's medical infrastructure is considered one of the best in West Africa[by whom?]. By 1985 there were 28 hospitals, 87 medical centers, and 312 infirmaries and dispensaries. As of 2004[update], there were an estimated 29 physicians per 100,000 people. Approximately 90% of the population had access to health care services.
|
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|
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In 2000, 70% of the population had access to safe drinking water and 21% had adequate sanitation. A comprehensive government health program treats such diseases as leprosy, sleeping sickness, malaria, filariasis, intestinal worms, and tuberculosis. Rates for immunization of children under the age of one were 97% for tuberculosis and 65% for polio. Immunization rates for DPT and measles were 37% and 56% respectively. Gabon has a domestic supply of pharmaceuticals from a factory in Libreville.
|
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|
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The total fertility rate has decreased from 5.8 in 1960 to 4.2 children per mother during childbearing years in 2000. Ten percent of all births were low birth weight. The maternal mortality rate was 520 per 100,000 live births as of 1998. In 2005, the infant mortality rate was 55.35 per 1,000 live births and life expectancy was 55.02 years. As of 2002, the overall mortality rate was estimated at 17.6 per 1,000 inhabitants.
|
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|
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The HIV/AIDS prevalence is estimated to be 5.2% of the adult population (ages 15–49).[29] As of 2009[update], approximately 46,000 people were living with HIV/AIDS.[30] There were an estimated 2,400 deaths from AIDS in 2009 – down from 3,000 deaths in 2003.[31]
|
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Gabon's education system is regulated by two ministries: the Ministry of Education, in charge of pre-kindergarten through the last high school grade, and the Ministry of Higher Education and Innovative Technologies, in charge of universities, higher education, and professional schools.
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Education is compulsory for children ages 6 to 16 under the Education Act. Most children in Gabon start their school lives by attending nurseries or "Crèche", then kindergarten known as "Jardins d'Enfants". At age 6, they are enrolled in primary school, "École Primaire" which is made up of six grades. The next level is "École Secondaire", which is made up of seven grades. The planned graduation age is 19 years old. Those who graduate can apply for admission at institutions of higher learning, including engineering schools or business schools. In Gabon as of 2012, the literacy rate of its population ages 15 and above was 82%.[32]
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The government has used oil revenue for school construction, paying teachers' salaries, and promoting education, including in rural areas. However, maintenance of school structures, as well as teachers' salaries, has been declining. In 2002 the gross primary enrollment rate was 132 percent, and in 2000 the net primary enrollment rate was 78 percent. Gross and net enrollment ratios are based on the number of students formally registered in primary school and therefore do not necessarily reflect actual school attendance. As of 2001, 69 percent of children who started primary school were likely to reach grade 5. Problems in the education system include poor management and planning, lack of oversight, poorly qualified teachers, and overcrowded classrooms.[33]
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A country with a primarily oral tradition up until the spread of literacy in the 21st century, Gabon is rich in folklore and mythology. "Raconteurs" are currently working to keep traditions alive such as the mvett among the Fangs and the ingwala among the Nzebis.
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Gabon also features internationally celebrated masks, such as the n'goltang (Fang) and the reliquary figures of the Kota. Each group has its own set of masks used for various reasons. They are mostly used in traditional ceremonies such as marriage, birth and funerals. Traditionalists mainly work with rare local woods and other precious materials.
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|
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Gabonese music is lesser-known in comparison with regional giants like the Democratic Republic of the Congo and Cameroon. The country boasts an array of folk styles, as well as pop stars like Patience Dabany and Annie-Flore Batchiellilys, a Gabonese singer and renowned live performer. Also known are guitarists like Georges Oyendze, La Rose Mbadou and Sylvain Avara, and the singer Oliver N'Goma.
|
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Imported rock and hip hop from the US and UK are popular in Gabon, as are rumba, makossa and soukous. Gabonese folk instruments include the obala, the ngombi [fr], the balafon and traditional drums.
|
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Radio-Diffusion Télévision Gabonaise (RTG), which is owned and operated by the government, broadcasts in French and indigenous languages. Color television broadcasts have been introduced in major cities. In 1981, a commercial radio station, Africa No. 1, began operations. The most powerful radio station on the continent, it has participation from the French and Gabonese governments and private European media.
|
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|
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In 2004, the government operated two radio stations and another seven were privately owned. There were also two government television stations and four privately owned. In 2003, there were an estimated 488 radios and 308 television sets for every 1,000 people. About 11.5 of every 1,000 people were cable subscribers. Also in 2003, there were 22.4 personal computers for every 1,000 people and 26 of every 1,000 people had access to the Internet. The national press service is the Gabonese Press Agency, which publishes a daily paper, Gabon-Matin (circulation 18,000 as of 2002).
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L'Union in Libreville, the government-controlled daily newspaper, had an average daily circulation of 40,000 in 2002. The weekly Gabon d'Aujourdhui is published by the Ministry of Communications. There are about nine privately owned periodicals which are either independent or affiliated with political parties. These publish in small numbers and are often delayed by financial constraints. The constitution of Gabon provides for free speech and a free press, and the government supports these rights. Several periodicals actively criticize the government and foreign publications are widely available.
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Gabonese cuisine is influenced by French cuisine, but staple foods are also available.[34]
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The Gabon national football team has represented the nation since 1962.[35] The Under-23 football team won the 2011 CAF U-23 Championship and qualified for the 2012 London Olympics. Gabon were joint hosts, along with Equatorial Guinea, of the 2012 Africa Cup of Nations,[36] and the sole hosts of the competition's 2017 tournament.[37] The Arsenal striker Pierre-Emerick Aubameyang plays for the Gabon national team.
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The Gabon national basketball team, nicknamed Les Panthères,[38] finished 8th at the AfroBasket 2015, its best performance ever.
|
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Gabon has competed at most Summer Olympics since 1972. The country's sole Olympic medalist is Anthony Obame, who won a silver medal in taekwondo at the 2012 Olympics, held in London.[39]
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Gabon has excellent recreational fishing and is considered one of the best places in the world to catch Atlantic tarpon.[40]
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A galaxy is a gravitationally bound system of stars, stellar remnants, interstellar gas, dust, and dark matter.[1][2] The word galaxy is derived from the Greek galaxias (γαλαξίας), literally "milky", a reference to the Milky Way. Galaxies range in size from dwarfs with just a few hundred million (108) stars to giants with one hundred trillion (1014) stars,[3] each orbiting its galaxy's center of mass.
|
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Galaxies are categorized according to their visual morphology as elliptical,[4] spiral, or irregular.[5] Many galaxies are thought to have supermassive black holes at their centers. The Milky Way's central black hole, known as Sagittarius A*, has a mass four million times greater than the Sun.[6] As of March 2016, GN-z11 is the oldest and most distant observed galaxy with a comoving distance of 32 billion light-years from Earth, and observed as it existed just 400 million years after the Big Bang.
|
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|
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+
Research released in 2016 revised the number of galaxies in the observable universe from a previous estimate of 200 billion (2×1011)[7] to a suggested two trillion (2×1012) or more[8][9] and, overall, as many as an estimated 1×1024 stars[10][11] (more stars than all the grains of sand on planet Earth).[12] Most of the galaxies are 1,000 to 100,000 parsecs in diameter (approximately 3,000 to 300,000 light years) and separated by distances on the order of millions of parsecs (or megaparsecs). For comparison, the Milky Way has a diameter of at least 30,000 parsecs (100,000 ly) and is separated from the Andromeda Galaxy, its nearest large neighbor, by 780,000 parsecs (2.5 million ly.)
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The space between galaxies is filled with a tenuous gas (the intergalactic medium) having an average density of less than one atom per cubic meter. The majority of galaxies are gravitationally organized into groups, clusters, and superclusters. The Milky Way is part of the Local Group, which is dominated by it and the Andromeda Galaxy and is part of the Virgo Supercluster. At the largest scale, these associations are generally arranged into sheets and filaments surrounded by immense voids.[13] Both the Local Group and the Virgo Supercluster are contained in a much larger cosmic structure named Laniakea.[14]
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The word galaxy was borrowed via French and Medieval Latin from the Greek term for the Milky Way, galaxías (kúklos) γαλαξίας (κύκλος)[15][16] 'milky (circle)', named after its appearance as a milky band of light in the sky. In Greek mythology, Zeus places his son born by a mortal woman, the infant Heracles, on Hera's breast while she is asleep so the baby will drink her divine milk and thus become immortal. Hera wakes up while breastfeeding and then realizes she is nursing an unknown baby: she pushes the baby away, some of her milk spills, and it produces the faint band of light known as the Milky Way.[17][18]
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In the astronomical literature, the capitalized word "Galaxy" is often used to refer to our galaxy, the Milky Way, to distinguish it from the other galaxies in our universe. The English term Milky Way can be traced back to a story by Chaucer c. 1380:
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"See yonder, lo, the Galaxyë Which men clepeth the Milky Wey, For hit is whyt."
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Galaxies were initially discovered telescopically and were known as spiral nebulae. Most 18th to 19th Century astronomers considered them as either unresolved star clusters or anagalactic nebulae, and were just thought as a part of the Milky Way, but their true composition and natures remained a mystery. Observations using larger telescopes of a few nearby bright galaxies, like the Andromeda Galaxy, began resolving them into huge conglomerations of stars, but based simply on the apparent faintness and sheer population of stars, the true distances of these objects placed them well beyond the Milky Way. For this reason they were popularly called island universes, but this term quickly fell into disuse, as the word universe implied the entirety of existence. Instead, they became known simply as galaxies.[19]
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Tens of thousands of galaxies have been catalogued, but only a few have well-established names, such as the Andromeda Galaxy, the Magellanic Clouds, the Whirlpool Galaxy, and the Sombrero Galaxy. Astronomers work with numbers from certain catalogues, such as the Messier catalogue, the NGC (New General Catalogue), the IC (Index Catalogue), the CGCG (Catalogue of Galaxies and of Clusters of Galaxies), the MCG (Morphological Catalogue of Galaxies) and UGC (Uppsala General Catalogue of Galaxies). All the well-known galaxies appear in one or more of these catalogues but each time under a different number.
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For example, Messier 109 is a spiral galaxy having the number 109 in the catalogue of Messier, and also having the designations NGC 3992, UGC 6937, CGCG 269-023, MCG +09-20-044, and PGC 37617.
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The realization that we live in a galaxy which is one among many galaxies, parallels major discoveries that were made about the Milky Way and other nebulae.
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The Greek philosopher Democritus (450–370 BCE) proposed that the bright band on the night sky known as the Milky Way might consist of distant stars.[20]
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Aristotle (384–322 BCE), however, believed the Milky Way to be caused by "the ignition of the fiery exhalation of some stars that were large, numerous and close together" and that the "ignition takes place in the upper part of the atmosphere, in the region of the World that is continuous with the heavenly motions."[21] The Neoplatonist philosopher Olympiodorus the Younger (c. 495–570 CE) was critical of this view, arguing that if the Milky Way is sublunary (situated between Earth and the Moon) it should appear different at different times and places on Earth, and that it should have parallax, which it does not. In his view, the Milky Way is celestial.[22]
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According to Mohani Mohamed, the Arabian astronomer Alhazen (965–1037) made the first attempt at observing and measuring the Milky Way's parallax,[23] and he thus "determined that because the Milky Way had no parallax, it must be remote from the Earth, not belonging to the atmosphere."[24] The Persian astronomer al-Bīrūnī (973–1048) proposed the Milky Way galaxy to be "a collection of countless fragments of the nature of nebulous stars."[25] The Andalusian astronomer Ibn Bâjjah ("Avempace", d. 1138) proposed that the Milky Way is made up of many stars that almost touch one another and appear to be a continuous image due to the effect of refraction from sublunary material,[21][26] citing his observation of the conjunction of Jupiter and Mars as evidence of this occurring when two objects are near.[21] In the 14th century, the Syrian-born Ibn Qayyim proposed the Milky Way galaxy to be "a myriad of tiny stars packed together in the sphere of the fixed stars."[27]
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Actual proof of the Milky Way consisting of many stars came in 1610 when the Italian astronomer Galileo Galilei used a telescope to study the Milky Way and discovered that it is composed of a huge number of faint stars.[28][29]
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In 1750 the English astronomer Thomas Wright, in his An Original Theory or New Hypothesis of the Universe, speculated (correctly) that the galaxy might be a rotating body of a huge number of stars held together by gravitational forces, akin to the Solar System but on a much larger scale. The resulting disk of stars can be seen as a band on the sky from our perspective inside the disk.[30][31] In a treatise in 1755, Immanuel Kant elaborated on Wright's idea about the structure of the Milky Way.[32]
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The first project to describe the shape of the Milky Way and the position of the Sun was undertaken by William Herschel in 1785 by counting the number of stars in different regions of the sky. He produced a diagram of the shape of the galaxy with the Solar System close to the center.[33][34] Using a refined approach, Kapteyn in 1920 arrived at the picture of a small (diameter about 15 kiloparsecs) ellipsoid galaxy with the Sun close to the center. A different method by Harlow Shapley based on the cataloguing of globular clusters led to a radically different picture: a flat disk with diameter approximately 70 kiloparsecs and the Sun far from the center.[31] Both analyses failed to take into account the absorption of light by interstellar dust present in the galactic plane, but after Robert Julius Trumpler quantified this effect in 1930 by studying open clusters, the present picture of our host galaxy, the Milky Way, emerged.[35]
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A few galaxies outside the Milky Way are visible on a dark night to the unaided eye, including the Andromeda Galaxy, Large Magellanic Cloud, the Small Magellanic Cloud, and the Triangulum Galaxy. In the 10th century, the Persian astronomer Al-Sufi made the earliest recorded identification of the Andromeda Galaxy, describing it as a "small cloud".[36] In 964, Al-Sufi probably mentioned the Large Magellanic Cloud in his Book of Fixed Stars (referring to "Al Bakr of the southern Arabs",[37] since at a declination of about 70° south it was not visible where he lived); it was not well known to Europeans until Magellan's voyage in the 16th century.[38][37] The Andromeda Galaxy was later independently noted by Simon Marius in 1612.[36]
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In 1734, philosopher Emanuel Swedenborg in his Principia speculated that there may be galaxies outside our own that are formed into galactic clusters that are minuscule parts of the universe which extends far beyond what we can see. These views "are remarkably close to the present-day views of the cosmos."[39]
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In 1745, Pierre Louis Maupertuis conjectured that some nebula-like objects are collections of stars with unique properties, including a glow exceeding the light its stars produce on their own, and repeated Johannes Hevelius's view that the bright spots are massive and flattened due to their rotation.[40]
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In 1750, Thomas Wright speculated (correctly) that the Milky Way is a flattened disk of stars, and that some of the nebulae visible in the night sky might be separate Milky Ways.[31][41]
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Toward the end of the 18th century, Charles Messier compiled a catalog containing the 109 brightest celestial objects having nebulous appearance. Subsequently, William Herschel assembled a catalog of 5,000 nebulae.[31] In 1845, Lord Rosse constructed a new telescope and was able to distinguish between elliptical and spiral nebulae. He also managed to make out individual point sources in some of these nebulae, lending credence to Kant's earlier conjecture.[42]
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In 1912, Vesto Slipher made spectrographic studies of the brightest spiral nebulae to determine their composition. Slipher discovered that the spiral nebulae have high Doppler shifts, indicating that they are moving at a rate exceeding the velocity of the stars he had measured. He found that the majority of these nebulae are moving away from us.[43][44]
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In 1917, Heber Curtis observed nova S Andromedae within the "Great Andromeda Nebula" (as the Andromeda Galaxy, Messier object M31, was then known). Searching the photographic record, he found 11 more novae. Curtis noticed that these novae were, on average, 10 magnitudes fainter than those that occurred within our galaxy. As a result, he was able to come up with a distance estimate of 150,000 parsecs. He became a proponent of the so-called "island universes" hypothesis, which holds that spiral nebulae are actually independent galaxies.[45]
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In 1920 a debate took place between Harlow Shapley and Heber Curtis (the Great Debate), concerning the nature of the Milky Way, spiral nebulae, and the dimensions of the universe. To support his claim that the Great Andromeda Nebula is an external galaxy, Curtis noted the appearance of dark lanes resembling the dust clouds in the Milky Way, as well as the significant Doppler shift.[46]
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In 1922, the Estonian astronomer Ernst Öpik gave a distance determination that supported the theory that the Andromeda Nebula is indeed a distant extra-galactic object.[47] Using the new 100 inch Mt. Wilson telescope, Edwin Hubble was able to resolve the outer parts of some spiral nebulae as collections of individual stars and identified some Cepheid variables, thus allowing him to estimate the distance to the nebulae: they were far too distant to be part of the Milky Way.[48] In 1936 Hubble produced a classification of galactic morphology that is used to this day.[49]
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In 1944, Hendrik van de Hulst predicted that microwave radiation with wavelength of 21 cm would be detectable from interstellar atomic hydrogen gas;[50] and in 1951 it was observed. This radiation is not affected by dust absorption, and so its Doppler shift can be used to map the motion of the gas in our galaxy. These observations led to the hypothesis of a rotating bar structure in the center of our galaxy.[51] With improved radio telescopes, hydrogen gas could also be traced in other galaxies.
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In the 1970s, Vera Rubin uncovered a discrepancy between observed galactic rotation speed and that predicted by the visible mass of stars and gas. Today, the galaxy rotation problem is thought to be explained by the presence of large quantities of unseen dark matter.[52][53]
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Beginning in the 1990s, the Hubble Space Telescope yielded improved observations. Among other things, Hubble data helped establish that the missing dark matter in our galaxy cannot solely consist of inherently faint and small stars.[55] The Hubble Deep Field, an extremely long exposure of a relatively empty part of the sky, provided evidence that there are about 125 billion (1.25×1011) galaxies in the observable universe.[56] Improved technology in detecting the spectra invisible to humans (radio telescopes, infrared cameras, and x-ray telescopes) allow detection of other galaxies which are not detected by Hubble. Particularly, galaxy surveys in the Zone of Avoidance (the region of the sky blocked at visible-light wavelengths by the Milky Way) have revealed a number of new galaxies.[57]
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In 2016, a study published in The Astrophysical Journal and led by Christopher Conselice of the University of Nottingham using 3D modeling of images collected over 20 years by the Hubble Space Telescope concluded that there are more than two trillion (2×1012) galaxies in the observable universe.[8][9][58][59]
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Galaxies come in three main types: ellipticals, spirals, and irregulars. A slightly more extensive description of galaxy types based on their appearance is given by the Hubble sequence. Since the Hubble sequence is entirely based upon visual morphological type (shape), it may miss certain important characteristics of galaxies such as star formation rate in starburst galaxies and activity in the cores of active galaxies.[5]
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The Hubble classification system rates elliptical galaxies on the basis of their ellipticity, ranging from E0, being nearly spherical, up to E7, which is highly elongated. These galaxies have an ellipsoidal profile, giving them an elliptical appearance regardless of the viewing angle. Their appearance shows little structure and they typically have relatively little interstellar matter. Consequently, these galaxies also have a low portion of open clusters and a reduced rate of new star formation. Instead they are dominated by generally older, more evolved stars that are orbiting the common center of gravity in random directions. The stars contain low abundances of heavy elements because star formation ceases after the initial burst. In this sense they have some similarity to the much smaller globular clusters.[60]
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The largest galaxies are giant ellipticals. Many elliptical galaxies are believed to form due to the interaction of galaxies, resulting in a collision and merger. They can grow to enormous sizes (compared to spiral galaxies, for example), and giant elliptical galaxies are often found near the core of large galaxy clusters.[61]
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A shell galaxy is a type of elliptical galaxy where the stars in the galaxy's halo are arranged in concentric shells. About one-tenth of elliptical galaxies have a shell-like structure, which has never been observed in spiral galaxies. The shell-like structures are thought to develop when a larger galaxy absorbs a smaller companion galaxy. As the two galaxy centers approach, the centers start to oscillate around a center point, the oscillation creates gravitational ripples forming the shells of stars, similar to ripples spreading on water. For example, galaxy NGC 3923 has over twenty shells.[62]
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Spiral galaxies resemble spiraling pinwheels. Though the stars and other visible material contained in such a galaxy lie mostly on a plane, the majority of mass in spiral galaxies exists in a roughly spherical halo of dark matter which extends beyond the visible component, as demonstrated by the universal rotation curve concept.[63]
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Spiral galaxies consist of a rotating disk of stars and interstellar medium, along with a central bulge of generally older stars. Extending outward from the bulge are relatively bright arms. In the Hubble classification scheme, spiral galaxies are listed as type S, followed by a letter (a, b, or c) which indicates the degree of tightness of the spiral arms and the size of the central bulge. An Sa galaxy has tightly wound, poorly defined arms and possesses a relatively large core region. At the other extreme, an Sc galaxy has open, well-defined arms and a small core region.[64] A galaxy with poorly defined arms is sometimes referred to as a flocculent spiral galaxy; in contrast to the grand design spiral galaxy that has prominent and well-defined spiral arms.[65] The speed in which a galaxy rotates is thought to correlate with the flatness of the disc as some spiral galaxies have thick bulges, while others are thin and dense.[66]
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In spiral galaxies, the spiral arms do have the shape of approximate logarithmic spirals, a pattern that can be theoretically shown to result from a disturbance in a uniformly rotating mass of stars. Like the stars, the spiral arms rotate around the center, but they do so with constant angular velocity. The spiral arms are thought to be areas of high-density matter, or "density waves".[67] As stars move through an arm, the space velocity of each stellar system is modified by the gravitational force of the higher density. (The velocity returns to normal after the stars depart on the other side of the arm.) This effect is akin to a "wave" of slowdowns moving along a highway full of moving cars. The arms are visible because the high density facilitates star formation, and therefore they harbor many bright and young stars.[68]
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A majority of spiral galaxies, including our own Milky Way galaxy, have a linear, bar-shaped band of stars that extends outward to either side of the core, then merges into the spiral arm structure.[69] In the Hubble classification scheme, these are designated by an SB, followed by a lower-case letter (a, b or c) which indicates the form of the spiral arms (in the same manner as the categorization of normal spiral galaxies). Bars are thought to be temporary structures that can occur as a result of a density wave radiating outward from the core, or else due to a tidal interaction with another galaxy.[70] Many barred spiral galaxies are active, possibly as a result of gas being channeled into the core along the arms.[71]
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Our own galaxy, the Milky Way, is a large disk-shaped barred-spiral galaxy[72] about 30 kiloparsecs in diameter and a kiloparsec thick. It contains about two hundred billion (2×1011)[73] stars and has a total mass of about six hundred billion (6×1011) times the mass of the Sun.[74]
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Recently, researchers described galaxies called super-luminous spirals. They are very large with an upward diameter of 437,000 light-years (compared to the Milky Way's 100,000 light-year diameter). With a mass of 340 billion solar masses, they generate a significant amount of ultraviolet and mid-infrared light. They are thought to have an increased star formation rate around 30 times faster than the Milky Way.[75][76]
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Despite the prominence of large elliptical and spiral galaxies, most galaxies are dwarf galaxies. These galaxies are relatively small when compared with other galactic formations, being about one hundredth the size of the Milky Way, containing only a few billion stars. Ultra-compact dwarf galaxies have recently been discovered that are only 100 parsecs across.[81]
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Many dwarf galaxies may orbit a single larger galaxy; the Milky Way has at least a dozen such satellites, with an estimated 300–500 yet to be discovered.[82] Dwarf galaxies may also be classified as elliptical, spiral, or irregular. Since small dwarf ellipticals bear little resemblance to large ellipticals, they are often called dwarf spheroidal galaxies instead.
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A study of 27 Milky Way neighbors found that in all dwarf galaxies, the central mass is approximately 10 million solar masses, regardless of whether the galaxy has thousands or millions of stars. This has led to the suggestion that galaxies are largely formed by dark matter, and that the minimum size may indicate a form of warm dark matter incapable of gravitational coalescence on a smaller scale.[83]
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Interactions between galaxies are relatively frequent, and they can play an important role in galactic evolution. Near misses between galaxies result in warping distortions due to tidal interactions, and may cause some exchange of gas and dust.[84][85]
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Collisions occur when two galaxies pass directly through each other and have sufficient relative momentum not to merge. The stars of interacting galaxies will usually not collide, but the gas and dust within the two forms will interact, sometimes triggering star formation. A collision can severely distort the shape of the galaxies, forming bars, rings or tail-like structures.[84][85]
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At the extreme of interactions are galactic mergers. In this case the relative momentum of the two galaxies is insufficient to allow the galaxies to pass through each other. Instead, they gradually merge to form a single, larger galaxy. Mergers can result in significant changes to morphology, as compared to the original galaxies. If one of the merging galaxies is much more massive than the other merging galaxy then the result is known as cannibalism. The more massive larger galaxy will remain relatively undisturbed by the merger, while the smaller galaxy is torn apart. The Milky Way galaxy is currently in the process of cannibalizing the Sagittarius Dwarf Elliptical Galaxy and the Canis Major Dwarf Galaxy.[84][85]
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Stars are created within galaxies from a reserve of cold gas that forms into giant molecular clouds. Some galaxies have been observed to form stars at an exceptional rate, which is known as a starburst. If they continue to do so, then they would consume their reserve of gas in a time span less than the lifespan of the galaxy. Hence starburst activity usually lasts only about ten million years, a relatively brief period in the history of a galaxy. Starburst galaxies were more common during the early history of the universe,[87] and, at present, still contribute an estimated 15% to the total star production rate.[88]
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Starburst galaxies are characterized by dusty concentrations of gas and the appearance of newly formed stars, including massive stars that ionize the surrounding clouds to create H II regions.[89] These massive stars produce supernova explosions, resulting in expanding remnants that interact powerfully with the surrounding gas. These outbursts trigger a chain reaction of star building that spreads throughout the gaseous region. Only when the available gas is nearly consumed or dispersed does the starburst activity end.[87]
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Starbursts are often associated with merging or interacting galaxies. The prototype example of such a starburst-forming interaction is M82, which experienced a close encounter with the larger M81. Irregular galaxies often exhibit spaced knots of starburst activity.[90]
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A portion of the observable galaxies are classified as active galaxies if the galaxy contains an active galactic nucleus (AGN). A significant portion of the total energy output from the galaxy is emitted by the active galactic nucleus, instead of the stars, dust and interstellar medium of the galaxy.
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The standard model for an active galactic nucleus is based upon an accretion disc that forms around a supermassive black hole (SMBH) at the core region of the galaxy. The radiation from an active galactic nucleus results from the gravitational energy of matter as it falls toward the black hole from the disc.[91] In about 10% of these galaxies, a diametrically opposed pair of energetic jets ejects particles from the galaxy core at velocities close to the speed of light. The mechanism for producing these jets is not well understood.[92]
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Blazars are believed to be an active galaxy with a relativistic jet that is pointed in the direction of Earth. A radio galaxy emits radio frequencies from relativistic jets. A unified model of these types of active galaxies explains their differences based on the viewing angle of the observer.[92]
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Possibly related to active galactic nuclei (as well as starburst regions) are low-ionization nuclear emission-line regions (LINERs). The emission from LINER-type galaxies is dominated by weakly ionized elements. The excitation sources for the weakly ionized lines include post-AGB stars, AGN, and shocks.[93] Approximately one-third of nearby galaxies are classified as containing LINER nuclei.[91][93][94]
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Seyfert galaxies are one of the two largest groups of active galaxies, along with quasars. They have quasar-like nuclei (very luminous, distant and bright sources of electromagnetic radiation) with very high surface brightnesses but unlike quasars, their host galaxies are clearly detectable. Seyfert galaxies account for about 10% of all galaxies. Seen in visible light, most Seyfert galaxies look like normal spiral galaxies, but when studied under other wavelengths, the luminosity of their cores is equivalent to the luminosity of whole galaxies the size of the Milky Way.
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Quasars (/ˈkweɪzɑr/) or quasi-stellar radio sources are the most energetic and distant members of active galactic nuclei. Quasars are extremely luminous and were first identified as being high redshift sources of electromagnetic energy, including radio waves and visible light, that appeared to be similar to stars rather than extended sources similar to galaxies. Their luminosity can be 100 times that of the Milky Way.
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Luminous infrared galaxies or LIRGs are galaxies with luminosities, the measurement of brightness, above 1011 L☉. LIRGs are more abundant than starburst galaxies, Seyfert galaxies and quasi-stellar objects at comparable total luminosity. Infrared galaxies emit more energy in the infrared than at all other wavelengths combined. LIRGs are 100 billion times brighter than our Sun.
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Galaxies have magnetic fields of their own.[95] They are strong enough to be dynamically important: they drive mass inflow into the centers of galaxies, they modify the formation of spiral arms and they can affect the rotation of gas in the outer regions of galaxies. Magnetic fields provide the transport of angular momentum required for the collapse of gas clouds and hence the formation of new stars.
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The typical average equipartition strength for spiral galaxies is about 10 μG (microGauss) or 1 nT (nanoTesla). For comparison, the Earth's magnetic field has an average strength of about 0.3 G (Gauss or 30 μT (microTesla). Radio-faint galaxies like M 31 and M 33, our Milky Way's neighbors, have weaker fields (about 5 μG), while gas-rich galaxies with high star-formation rates, like M 51, M 83 and NGC 6946, have 15 μG on average. In prominent spiral arms the field strength can be up to 25 μG, in regions where cold gas and dust are also concentrated. The strongest total equipartition fields (50–100 μG) were found in starburst galaxies, for example in M 82 and the Antennae, and in nuclear starburst regions, for example in the centers of NGC 1097 and of other barred galaxies.[95]
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Galactic formation and evolution is an active area of research in astrophysics.
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Current cosmological models of the early universe are based on the Big Bang theory. About 300,000 years after this event, atoms of hydrogen and helium began to form, in an event called recombination. Nearly all the hydrogen was neutral (non-ionized) and readily absorbed light, and no stars had yet formed. As a result, this period has been called the "dark ages". It was from density fluctuations (or anisotropic irregularities) in this primordial matter that larger structures began to appear. As a result, masses of baryonic matter started to condense within cold dark matter halos.[97][98] These primordial structures would eventually become the galaxies we see today.
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Evidence for the early appearance of galaxies was found in 2006, when it was discovered that the galaxy IOK-1 has an unusually high redshift of 6.96, corresponding to just 750 million years after the Big Bang and making it the most distant and primordial galaxy yet seen.[99]
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While some scientists have claimed other objects (such as Abell 1835 IR1916) have higher redshifts (and therefore are seen in an earlier stage of the universe's evolution), IOK-1's age and composition have been more reliably established. In December 2012, astronomers reported that UDFj-39546284 is the most distant object known and has a redshift value of 11.9. The object, estimated to have existed around "380 million years"[100] after the Big Bang (which was about 13.8 billion years ago),[101] is about 13.42 billion light travel distance years away. The existence of such early protogalaxies suggests they must have grown in the so-called "dark ages".[97] As of May 5, 2015, the galaxy EGS-zs8-1 is the most distant and earliest galaxy measured, forming 670 million years after the Big Bang. The light from EGS-zs8-1 has taken 13 billion years to reach Earth, and is now 30 billion light-years away, because of the expansion of the universe during 13 billion years.[102][103][104][104][105][106]
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The detailed process by which early galaxies formed is an open question in astrophysics. Theories can be divided into two categories: top-down and bottom-up. In top-down correlations (such as the Eggen–Lynden-Bell–Sandage [ELS] model), protogalaxies form in a large-scale simultaneous collapse lasting about one hundred million years.[108] In bottom-up theories (such as the Searle-Zinn [SZ] model), small structures such as globular clusters form first, and then a number of such bodies accrete to form a larger galaxy.[109]
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Once protogalaxies began to form and contract, the first halo stars (called Population III stars) appeared within them. These were composed almost entirely of hydrogen and helium, and may have been massive. If so, these huge stars would have quickly consumed their supply of fuel and became supernovae, releasing heavy elements into the interstellar medium.[110] This first generation of stars re-ionized the surrounding neutral hydrogen, creating expanding bubbles of space through which light could readily travel.[111]
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In June 2015, astronomers reported evidence for Population III stars in the Cosmos Redshift 7 galaxy at z = 6.60. Such stars are likely to have existed in the very early universe (i.e., at high redshift), and may have started the production of chemical elements heavier than hydrogen that are needed for the later formation of planets and life as we know it.[112][113]
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Within a billion years of a galaxy's formation, key structures begin to appear. Globular clusters, the central supermassive black hole, and a galactic bulge of metal-poor Population II stars form. The creation of a supermassive black hole appears to play a key role in actively regulating the growth of galaxies by limiting the total amount of additional matter added.[114] During this early epoch, galaxies undergo a major burst of star formation.[115]
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During the following two billion years, the accumulated matter settles into a galactic disc.[116] A galaxy will continue to absorb infalling material from high-velocity clouds and dwarf galaxies throughout its life.[117] This matter is mostly hydrogen and helium. The cycle of stellar birth and death slowly increases the abundance of heavy elements, eventually allowing the formation of planets.[118]
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The evolution of galaxies can be significantly affected by interactions and collisions. Mergers of galaxies were common during the early epoch, and the majority of galaxies were peculiar in morphology.[120] Given the distances between the stars, the great majority of stellar systems in colliding galaxies will be unaffected. However, gravitational stripping of the interstellar gas and dust that makes up the spiral arms produces a long train of stars known as tidal tails. Examples of these formations can be seen in NGC 4676[121] or the Antennae Galaxies.[122]
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The Milky Way galaxy and the nearby Andromeda Galaxy are moving toward each other at about 130 km/s, and—depending upon the lateral movements—the two might collide in about five to six billion years. Although the Milky Way has never collided with a galaxy as large as Andromeda before, evidence of past collisions of the Milky Way with smaller dwarf galaxies is increasing.[123]
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Such large-scale interactions are rare. As time passes, mergers of two systems of equal size become less common. Most bright galaxies have remained fundamentally unchanged for the last few billion years, and the net rate of star formation probably also peaked about ten billion years ago.[124]
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Spiral galaxies, like the Milky Way, produce new generations of stars as long as they have dense molecular clouds of interstellar hydrogen in their spiral arms.[125] Elliptical galaxies are largely devoid of this gas, and so form few new stars.[126] The supply of star-forming material is finite; once stars have converted the available supply of hydrogen into heavier elements, new star formation will come to an end.[127][128]
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The current era of star formation is expected to continue for up to one hundred billion years, and then the "stellar age" will wind down after about ten trillion to one hundred trillion years (1013–1014 years), as the smallest, longest-lived stars in our universe, tiny red dwarfs, begin to fade. At the end of the stellar age, galaxies will be composed of compact objects: brown dwarfs, white dwarfs that are cooling or cold ("black dwarfs"), neutron stars, and black holes. Eventually, as a result of gravitational relaxation, all stars will either fall into central supermassive black holes or be flung into intergalactic space as a result of collisions.[127][129]
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Deep sky surveys show that galaxies are often found in groups and clusters. Solitary galaxies that have not significantly interacted with another galaxy of comparable mass during the past billion years are relatively scarce. Only about five percent of the galaxies surveyed have been found to be truly isolated; however, these isolated formations may have interacted and even merged with other galaxies in the past, and may still be orbited by smaller, satellite galaxies. Isolated galaxies[note 2] can produce stars at a higher rate than normal, as their gas is not being stripped by other nearby galaxies.[130]
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On the largest scale, the universe is continually expanding, resulting in an average increase in the separation between individual galaxies (see Hubble's law). Associations of galaxies can overcome this expansion on a local scale through their mutual gravitational attraction. These associations formed early, as clumps of dark matter pulled their respective galaxies together. Nearby groups later merged to form larger-scale clusters. This on-going merger process (as well as an influx of infalling gas) heats the inter-galactic gas within a cluster to very high temperatures, reaching 30–100 megakelvins.[131] About 70–80% of the mass in a cluster is in the form of dark matter, with 10–30% consisting of this heated gas and the remaining few percent of the matter in the form of galaxies.[132]
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Most galaxies are gravitationally bound to a number of other galaxies. These form a fractal-like hierarchical distribution of clustered structures, with the smallest such associations being termed groups. A group of galaxies is the most common type of galactic cluster, and these formations contain a majority of the galaxies (as well as most of the baryonic mass) in the universe.[133][134] To remain gravitationally bound to such a group, each member galaxy must have a sufficiently low velocity to prevent it from escaping (see Virial theorem). If there is insufficient kinetic energy, however, the group may evolve into a smaller number of galaxies through mergers.[135]
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Clusters of galaxies consist of hundreds to thousands of galaxies bound together by gravity.[136] Clusters of galaxies are often dominated by a single giant elliptical galaxy, known as the brightest cluster galaxy, which, over time, tidally destroys its satellite galaxies and adds their mass to its own.[137]
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Superclusters contain tens of thousands of galaxies, which are found in clusters, groups and sometimes individually. At the supercluster scale, galaxies are arranged into sheets and filaments surrounding vast empty voids.[138] Above this scale, the universe appears to be the same in all directions (isotropic and homogeneous).[139], though this notion has been challenged in recent years by numerous findings of large-scale structures that appear to be exceeding this scale. The Hercules-Corona Borealis Great Wall, currently the largest structure in the universe found so far, is 10 billion light-years (three gigaparsecs) in length.[140][141][142]
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The Milky Way galaxy is a member of an association named the Local Group, a relatively small group of galaxies that has a diameter of approximately one megaparsec. The Milky Way and the Andromeda Galaxy are the two brightest galaxies within the group; many of the other member galaxies are dwarf companions of these two.[143] The Local Group itself is a part of a cloud-like structure within the Virgo Supercluster, a large, extended structure of groups and clusters of galaxies centered on the Virgo Cluster.[144] And the Virgo Supercluster itself is a part of the Pisces-Cetus Supercluster Complex, a giant galaxy filament.
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The peak radiation of most stars lies in the visible spectrum, so the observation of the stars that form galaxies has been a major component of optical astronomy. It is also a favorable portion of the spectrum for observing ionized H II regions, and for examining the distribution of dusty arms.
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The dust present in the interstellar medium is opaque to visual light. It is more transparent to far-infrared, which can be used to observe the interior regions of giant molecular clouds and galactic cores in great detail.[147] Infrared is also used to observe distant, red-shifted galaxies that were formed much earlier. Water vapor and carbon dioxide absorb a number of useful portions of the infrared spectrum, so high-altitude or space-based telescopes are used for infrared astronomy.
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The first non-visual study of galaxies, particularly active galaxies, was made using radio frequencies. The Earth's atmosphere is nearly transparent to radio between 5 MHz and 30 GHz. (The ionosphere blocks signals below this range.)[148] Large radio interferometers have been used to map the active jets emitted from active nuclei. Radio telescopes can also be used to observe neutral hydrogen (via 21 cm radiation), including, potentially, the non-ionized matter in the early universe that later collapsed to form galaxies.[149]
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Ultraviolet and X-ray telescopes can observe highly energetic galactic phenomena. Ultraviolet flares are sometimes observed when a star in a distant galaxy is torn apart from the tidal forces of a nearby black hole.[150] The distribution of hot gas in galactic clusters can be mapped by X-rays. The existence of supermassive black holes at the cores of galaxies was confirmed through X-ray astronomy.[151]
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– in Europe (green & dark grey)– in the United Kingdom (green)
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Wales (Welsh: Cymru [ˈkəm.rɨ] (listen)) is a country that is part of the United Kingdom.[10] It is bordered by England to the east, the Irish Sea to the north and west, and the Bristol Channel to the south. It had a population in 2011 of 3,063,456 and has a total area of 20,779 km2 (8,023 sq mi). Wales has over 1,680 miles (2,700 km) of coastline and is largely mountainous with its higher peaks in the north and central areas, including Snowdon (Yr Wyddfa), its highest summit. The country lies within the north temperate zone and has a changeable, maritime climate.
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Welsh national identity emerged among the Britons after the Roman withdrawal from Britain in the 5th century, and Wales is regarded as one of the modern Celtic nations. Llywelyn ap Gruffudd's death in 1282 marked the completion of Edward I of England's conquest of Wales, though Owain Glyndŵr briefly restored independence to Wales in the early 15th century. The whole of Wales was annexed by England and incorporated within the English legal system under the Laws in Wales Acts 1535 and 1542. Distinctive Welsh politics developed in the 19th century. Welsh Liberalism, exemplified in the early 20th century by Lloyd George, was displaced by the growth of socialism and the Labour Party. Welsh national feeling grew over the century; Plaid Cymru was formed in 1925 and the Welsh Language Society in 1962. Established under the Government of Wales Act 1998, Senedd Cymru – the Welsh Parliament, formerly known as the National Assembly for Wales – is responsible for a range of devolved policy matters.
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At the dawn of the Industrial Revolution, development of the mining and metallurgical industries transformed the country from an agricultural society into an industrial nation; the South Wales Coalfield's exploitation caused a rapid expansion of Wales' population. Two-thirds of the population live in South Wales, including Cardiff, Swansea, Newport and the nearby valleys. Now that the country's traditional extractive and heavy industries have gone or are in decline, Wales' economy depends on the public sector, light and service industries, and tourism.
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Although Wales closely shares its political and social history with the rest of Great Britain and, while a majority of the population in most areas speaks English as a first language, the country has retained a distinct cultural identity. Both Welsh and English are official languages; over 560,000 Welsh-speakers live in Wales, and the language is spoken by a majority of the population in parts of the north and west. From the late 19th century onwards, Wales acquired its popular image as the "land of song", in part due to the eisteddfod tradition. At many international sporting events, such as the FIFA World Cup, Rugby World Cup and the Commonwealth Games, Wales has its own national teams, though at the Olympic Games, Welsh athletes compete as part of a Great Britain team. Rugby union is seen as a symbol of Welsh identity and an expression of national consciousness.
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The English words "Wales" and "Welsh" derive from the same Old English root (singular Wealh, plural Wēalas), a descendant of Proto-Germanic *Walhaz, which was itself derived from the name of the Gaulish people known to the Romans as Volcae and which came to refer indiscriminately to inhabitants of the Western Roman Empire.[11] Anglo-Saxons came to use the term to refer to the Britons in particular; the plural form Wēalas evolved into the name for their territory, Wales.[12][12][13] Historically in Britain, the words were not restricted to modern Wales or to the Welsh but were used to refer to anything that Anglo-Saxons associated with Britons, including other non-Germanic territories in Britain (e.g. Cornwall) and places in Anglo-Saxon territory associated with Britons (e.g. Walworth in County Durham and Walton in West Yorkshire).[14]
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The modern Welsh name for themselves is Cymry, and Cymru is the Welsh name for Wales. These words (both of which are pronounced [ˈkəm.rɨ]) are descended from the Brythonic word combrogi, meaning "fellow-countrymen",[15][16] and probably came into use before the 7th century.[17][18] In literature, they could be spelt Kymry or Cymry, regardless of whether it referred to the people or their homeland.[15] The Latinised forms of these names, Cambrian, Cambric and Cambria, survive as names such as the Cambrian Mountains and the Cambrian geological period.[19][20]
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Wales has been inhabited by modern humans for at least 29,000 years.[21] Continuous human habitation dates from the end of the last ice age, between 12,000 and 10,000 years before present (BP), when Mesolithic hunter-gatherers from central Europe began to migrate to Great Britain. At that time sea levels were much lower than today. Wales was free of glaciers by about 10,250 BP, the warmer climate allowing the area to become heavily wooded. The post-glacial rise in sea level separated Wales and Ireland, forming the Irish Sea. By 8,000 BP the British Peninsula had become an island.[22][23] By the beginning of the Neolithic (c. 6,000 BP) sea levels in the Bristol Channel were still about 33 feet (10 metres) lower than today.[24][25][26] The historian John Davies theorised that the story of Cantre'r Gwaelod's drowning and tales in the Mabinogion, of the waters between Wales and Ireland being narrower and shallower, may be distant folk memories of this time.[27]
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Neolithic colonists integrated with the indigenous people, gradually changing their lifestyles from a nomadic life of hunting and gathering, to become settled farmers about 6,000 BP – the Neolithic Revolution.[27][28] They cleared the forests to establish pasture and to cultivate the land, developed new technologies such as ceramics and textile production, and built cromlechs such as Pentre Ifan, Bryn Celli Ddu and Parc Cwm long cairn between about 5,800 BP and 5,500 BP.[29][30] Over the following centuries they assimilated immigrants and adopted ideas from Bronze Age and Iron Age Celtic cultures. Some historians, such as John T. Koch, consider Wales in the Late Bronze Age as part of a maritime trading-networked culture that included other Celtic nations.[31][32][33] This "Atlantic-Celtic" view is opposed by others who hold that the Celtic languages derive their origins from the more easterly Hallstatt culture.[34] By the time of the Roman invasion of Britain the area of modern Wales had been divided among the tribes of the Deceangli, Ordovices, Cornovii, Demetae and Silures for centuries.[27]
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The Roman conquest of Wales began in AD 48, took 30 years to complete and lasted over 300 years. The campaigns of conquest were opposed by two native tribes: the Silures and the Ordovices. Roman rule in Wales was a military occupation, save for the southern coastal region of south Wales where there is a legacy of Romanisation.[35] The only town in Wales founded by the Romans, Caerwent, is in south east Wales.[36] Both Caerwent and Carmarthen, also in southern Wales, became Roman civitates.[37] Wales had a rich mineral wealth. The Romans used their engineering technology to extract large amounts of gold, copper and lead, as well as lesser amounts of zinc and silver.[38] No significant industries located in Wales in this time.[38] This was largely a matter of circumstance, as Wales had none of the necessary materials in suitable combination, and the forested, mountainous countryside was not amenable to industrialisation. Latin became the official language of Wales, though the people continued to speak in Brythonic. While Romanisation was far from complete, the upper classes came to consider themselves Roman, particularly after the ruling of 212 that granted Roman citizenship to all free men throughout the Empire.[39] Further Roman influence came through the spread of Christianity, which gained many followers when Christians were allowed to worship freely; state persecution ceased in the 4th century, as a result of Constantine I issuing an edict of toleration in 313.[39]
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Early historians, including the 6th-century cleric Gildas, have noted 383 as a significant point in Welsh history.[40] In that year, the Roman general Magnus Maximus, or Macsen Wledig, stripped Britain of troops to launch a successful bid for imperial power, continuing to rule Britain from Gaul as emperor, and transferring power to local leaders.[41][42] The earliest Welsh genealogies cite Maximus as the founder of several royal dynasties,[43][44] and as the father of the Welsh Nation.[40] He is given as the ancestor of a Welsh king on the Pillar of Eliseg, erected nearly 500 years after he left Britain, and he figures in lists of the Fifteen Tribes of Wales.[45]
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The 400-year period following the collapse of Roman rule is the most difficult to interpret in the history of Wales.[39] After the Roman departure in AD 410, much of the lowlands of Britain to the east and south-east was overrun by various Germanic peoples. Before extensive studies of the distribution of R1b Y-DNA subclades, it was thought that native Britons were displaced by the invaders.[46] This idea has been discarded with the emergence of evidence that much of the population has, at the latest, Hallstatt era origins, but probably late Neolithic, or at earliest Mesolithic origins with little contribution from Anglo-Saxon source areas.[47]
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By AD 500 the land that would become Wales had divided into a number of kingdoms free from Anglo-Saxon rule.[39] The kingdoms of Gwynedd, Powys, Dyfed and Seisyllwg, Morgannwg and Gwent emerged as independent Welsh successor states.[39] Archaeological evidence, in the Low Countries and what was to become England, shows early Anglo-Saxon migration to Great Britain reversed between 500 and 550, which concurs with Frankish chronicles.[48] John Davies notes this as consistent with the British victory at Badon Hill, attributed to Arthur by Nennius.[48]
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Having lost much of what is now the West Midlands to Mercia in the 6th and early 7th centuries, a resurgent late-7th-century Powys checked Mercian advances. Aethelbald of Mercia, looking to defend recently acquired lands, had built Wat's Dyke. According to Davies, this have been with the agreement of king Elisedd ap Gwylog of Powys, as this boundary, extending north from the valley of the River Severn to the Dee estuary, gave him Oswestry.[49] Another theory, after carbon dating placed the dyke's existence 300 years earlier, is that it was built by the post-Roman rulers of Wroxeter.[50] King Offa of Mercia seems to have continued this initiative when he created a larger earthwork, now known as Offa's Dyke (Clawdd Offa). Davies wrote of Cyril Fox's study of Offa's Dyke: "In the planning of it, there was a degree of consultation with the kings of Powys and Gwent. On the Long Mountain near Trelystan, the dyke veers to the east, leaving the fertile slopes in the hands of the Welsh; near Rhiwabon, it was designed to ensure that Cadell ap Brochwel retained possession of the Fortress of Penygadden." And, for Gwent, Offa had the dyke built "on the eastern crest of the gorge, clearly with the intention of recognizing that the River Wye and its traffic belonged to the kingdom of Gwent."[49] However, Fox's interpretations of both the length and purpose of the Dyke have been questioned by more recent research.[51]
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In 853, the Vikings raided Anglesey, but in 856, Rhodri Mawr defeated and killed their leader, Gorm.[52] The Britons of Wales made peace with the Vikings and Anarawd ap Rhodri allied with the Norsemen occupying Northumbria to conquer the north.[53] This alliance later broke down and Anarawd came to an agreement with Alfred, king of Wessex, with whom he fought against the west Welsh. According to Annales Cambriae, in 894, "Anarawd came with the Angles and laid waste Ceredigion and Ystrad Tywi."[54]
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The southern and eastern parts of Great Britain lost to English settlement became known in Welsh as Lloegyr (Modern Welsh Lloegr), which may have referred to the kingdom of Mercia originally and which came to refer to England as a whole.[n 1] The Germanic tribes who now dominated these lands were invariably called Saeson, meaning "Saxons". The Anglo-Saxons called the Romano-British *Walha, meaning 'Romanised foreigner' or 'stranger'.[55] The Welsh continued to call themselves Brythoniaid (Brythons or Britons) well into the Middle Ages, though the first written evidence of the use of Cymru and y Cymry is found in a praise poem to Cadwallon ap Cadfan (Moliant Cadwallon, by Afan Ferddig) c. 633.[12] In Armes Prydain, believed to be written around 930–942, the words Cymry and Cymro are used as often as 15 times.[56] However, from the Anglo-Saxon settlement onwards, the people gradually begin to adopt the name Cymry over Brythoniad.[57]
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From 800 onwards, a series of dynastic marriages led to Rhodri Mawr's (r. 844–77) inheritance of Gwynedd and Powys. His sons founded the three dynasties of (Aberffraw for Gwynedd, Dinefwr for Deheubarth and Mathrafal for Powys). Rhodri's grandson Hywel Dda (r. 900–50) founded Deheubarth out of his maternal and paternal inheritances of Dyfed and Seisyllwg in 930, ousted the Aberffraw dynasty from Gwynedd and Powys and then codified Welsh law in the 940s.[58] Maredudd ab Owain (r. 986–99) of Deheubarth, (Hywel's grandson), temporarily ousted the Aberffraw line from control of Gwynedd and Powys.
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Maredudd's great-grandson (through his daughter Princess Angharad) Gruffydd ap Llywelyn (r. 1039–63) conquered his cousins' realms from his base in Powys, and extended his authority into England. John Davies states that Gruffydd was "the only Welsh king ever to rule over the entire territory of Wales... Thus, from about 1057 until his death in 1063, the whole of Wales recognised the kingship of Gruffydd ap Llywelyn. For about seven brief years, Wales was one, under one ruler, a feat with neither precedent nor successor."[2] Owain Gwynedd (1100–70) of the Aberffraw line was the first Welsh ruler to use the title princeps Wallensium (prince of the Welsh), a title of substance given his victory on the Berwyn Mountains, according to John Davies.[59]
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Within four years of the Battle of Hastings (1066), England had been completely subjugated by the Normans.[2] William I of England established a series of lordships, allocated to his most powerful warriors, along the Welsh border, their boundaries fixed only to the east (where they met other feudal properties inside England).[60] Starting in the 1070s, these lords began conquering land in southern and eastern Wales, west of the River Wye. The frontier region, and any English-held lordships in Wales, became known as Marchia Wallie, the Welsh Marches, in which the Marcher Lords were subject to neither English nor Welsh law.[61] The extent of the March varied as the fortunes of the Marcher Lords and the Welsh princes ebbed and flowed.[62]
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Owain Gwynedd's grandson Llywelyn Fawr (the Great, 1173–1240), received the fealty of other Welsh lords in 1216 at the council at Aberdyfi, becoming in effect the first Prince of Wales.[63] His grandson Llywelyn ap Gruffudd secured the recognition of the title Prince of Wales from Henry III with the Treaty of Montgomery in 1267.[64] Subsequent disputes, including the imprisonment of Llywelyn's wife Eleanor, culminated in the first invasion by King Edward I of England.[65] As a result of military defeat, the Treaty of Aberconwy exacted Llywelyn's fealty to England in 1277.[65] Peace was short lived and, with the 1282 Edwardian conquest, the rule of the Welsh princes permanently ended. With Llywelyn's death and his brother prince Dafydd's execution, the few remaining Welsh lords did homage to Edward I.[66]
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The Statute of Rhuddlan in 1284 provided the constitutional basis for a post-conquest government of the Principality of North Wales from 1284 until 1535/36.[67] It defined Wales as "annexed and united" to the English Crown, separate from England but under the same monarch. The king ruled directly in two areas: the Statute divided the north and delegated administrative duties to the Justice of Chester and Justiciar of North Wales, and further south in western Wales the King's authority was delegated to the Justiciar of South Wales. The existing royal lordships of Montgomery and Builth remained unchanged.[68]To maintain his dominance, Edward constructed a series of castles: Beaumaris, Caernarfon, Harlech and Conwy. His son, the future Edward II, was born at Caernarfon in 1284.[69] He became the first English Prince of Wales in 1301, which at the time provided an income from northwest Wales known as the Principality of Wales.[70]
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After the failed revolt in 1294–95 of Madog ap Llywelyn – who styled himself Prince of Wales in the Penmachno Document – and the rising of Llywelyn Bren (1316), the last uprising was led by Owain Glyndŵr, against Henry IV of England. In 1404, Owain was reputedly crowned Prince of Wales in the presence of emissaries from France, Spain and Scotland.[71] Glyndŵr went on to hold parliamentary assemblies at several Welsh towns, including Machynlleth. The rebellion failed, Owain went into hiding, and nothing was known of him after 1413.[72] Henry Tudor (born in Wales in 1457) seized the throne of England from Richard III in 1485, uniting England and Wales under one royal house. The last remnants of Celtic-tradition Welsh law were abolished and replaced by English law by the Laws in Wales Acts 1535 and 1542 during the reign of Henry VII's son, Henry VIII.[73] In the legal jurisdiction of England and Wales, Wales became unified with the kingdom of England; the "Principality of Wales" began to refer to the whole country, though it remained a "principality" only in a ceremonial sense.[67][74] The Marcher Lordships were abolished, and Wales began electing members of the Westminster parliament.[75]
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Prior to the British Industrial Revolution there were small-scale industries scattered throughout Wales.[76] These ranged from those connected to agriculture, such as milling and the manufacture of woollen textiles, through to mining and quarrying.[76] Agriculture remained the dominant source of wealth.[76] The emerging industrial period saw the development of copper smelting in the Swansea area. With access to local coal deposits and a harbour that connected it with Cornwall's copper mines in the south and the large copper deposits at Parys Mountain on Anglesey, Swansea developed into the world's major centre for non-ferrous metal smelting in the 19th century.[76] The second metal industry to expand in Wales was iron smelting, and iron manufacturing became prevalent in both the north and the south of the country.[77] In the north, John Wilkinson's Ironworks at Bersham was a major centre, while in the south, at Merthyr Tydfil, the ironworks of Dowlais, Cyfarthfa, Plymouth and Penydarren became the most significant hub of iron manufacture in Wales.[77] By the 1820s, south Wales produced 40% of all Britain's pig iron.[77]
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In the late 18th century, slate quarrying began to expand rapidly, most notably in north Wales. The Penrhyn Quarry, opened in 1770 by Richard Pennant, was employing 15,000 men by the late 19th century,[78] and along with Dinorwic Quarry, it dominated the Welsh slate trade. Although slate quarrying has been described as 'the most Welsh of Welsh industries',[79] it is coal mining which became the industry synonymous with Wales and its people. Initially, coal seams were exploited to provide energy for local metal industries but, with the opening of canal systems and later the railways, Welsh coal mining saw an explosion in demand. As the South Wales coalfield was exploited, Cardiff, Swansea, Penarth and Barry grew as world exporters of coal. By its height in 1913, Wales was producing almost 61 million tons of coal.[80]
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Historian Kenneth Morgan described Wales on the eve of the First World War as a "relatively placid, self-confident and successful nation". The output from the coalfields continued to increase, with the Rhondda Valley recording a peak of 9.6 million tons of coal extracted in 1913.[81] The First World War (1914–1918) saw a total of 272,924 Welshmen under arms, representing 21.5 per cent of the male population. Of these, roughly 35,000 were killed, [82] with particularly heavy losses of Welsh forces at Mametz Wood on the Somme and the Battle of Passchendaele.[83] The first quarter of the 20th century also saw a shift in the political landscape of Wales. Since 1865, the Liberal Party had held a parliamentary majority in Wales and, following the general election of 1906, only one non-Liberal Member of Parliament, Keir Hardie of Merthyr Tydfil, represented a Welsh constituency at Westminster. Yet by 1906, industrial dissension and political militancy had begun to undermine Liberal consensus in the southern coalfields.[84] In 1916, David Lloyd George became the first Welshman to become Prime Minister of Britain.[85] In December 1918, Lloyd George was re-elected at the head of a Conservative-dominated coalition government, and his poor handling of the 1919 coal miners' strike was a key factor in destroying support for the Liberal party in south Wales.[86] The industrial workers of Wales began shifting towards the Labour Party. When in 1908 the Miners' Federation of Great Britain became affiliated to the Labour Party, the four Labour candidates sponsored by miners were all elected as MPs. By 1922, half the Welsh seats at Westminster were held by Labour politicians—the start of a Labour dominance of Welsh politics that continued into the 21st century.[87]
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After economic growth in the first two decades of the 20th century, Wales' staple industries endured a prolonged slump from the early 1920s to the late 1930s, leading to widespread unemployment and poverty.[88] For the first time in centuries, the population of Wales went into decline; unemployment reduced only with the production demands of the Second World War.[89] The war saw Welsh servicemen and women fight in all major theatres, with some 15,000 of them killed. Bombing raids brought high loss of life as the German Air Force targeted the docks at Swansea, Cardiff and Pembroke. After 1943, 10 per cent of Welsh conscripts aged 18 were sent to work in the coal mines, where there were labour shortages; they became known as Bevin Boys. Pacifist numbers during both World Wars were fairly low, especially in the Second World War, which was seen as a fight against fascism.[90]
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Plaid Cymru was formed in 1925, seeking greater autonomy or independence from the rest of the UK.[91] The term "England and Wales" became common for describing the area to which English law applied, and in 1955 Cardiff was proclaimed as Wales' capital. Cymdeithas yr Iaith Gymraeg (The Welsh Language Society) was formed in 1962, in response to fears that the language might soon die out.[92] Nationalist sentiment grew following the flooding of the Tryweryn valley in 1965 to create a reservoir to supply water to the English city of Liverpool.[93] Although 35 of the 36 Welsh MPs voted against the bill (one abstained), Parliament passed the bill and the village of Capel Celyn was submerged, highlighting Wales' powerlessness in her own affairs in the face of the numerical superiority of English MPs in Parliament.[94] Separatist groupings, such as the Free Wales Army and Mudiad Amddiffyn Cymru were formed, conducting campaigns from 1963.[95] Prior to the investiture of Charles in 1969, these groups were responsible for a number of bomb attacks on infrastructure.[96][97] At a by-election in 1966, Gwynfor Evans won the parliamentary seat of Carmarthen, Plaid Cymru's first Parliamentary seat.[98] The next year, the Wales and Berwick Act 1746 was repealed and a legal definition of Wales and of the boundary with England were established.[99]
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By the end of the 1960s, the regional policy of bringing businesses into disadvantaged areas of Wales through financial incentives had proven very successful in diversifying the industrial economy.[100] This policy, begun in 1934, was enhanced by the construction of industrial estates and improvements in transport communications,[100] most notably the M4 motorway linking south Wales directly to London. It was believed that the foundations for stable economic growth had been firmly established in Wales during this period, but this was shown to be optimistic after the recession of the early 1980s saw the collapse of much of the manufacturing base that had been built over the preceding forty years.[101]
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In a referendum in 1979, Wales voted against the creation of a Welsh assembly with an 80 per cent majority. In 1997, a second referendum on the same issue secured a very narrow majority (50.3 per cent).[102] The National Assembly for Wales (Cynulliad Cenedlaethol Cymru) was set up in 1999 (under the Government of Wales Act 1998) with the power to determine how Wales' central government budget is spent and administered, although the UK Parliament reserved the right to set limits on its powers.[102] The governments of the United Kingdom and of Wales almost invariably define Wales as a country.[103][104] The Welsh Government says: "Wales is not a Principality. Although we are joined with England by land, and we are part of Great Britain, Wales is a country in its own right."[105][n 2]
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Wales is a country that is part of the United Kingdom.[10][107] Constitutionally, the UK is a de jure unitary state, its parliament and government in Westminster. In the House of Commons – the lower house of the UK Parliament – Wales is represented by 40 MPs (out of 650) from Welsh constituencies. At the 2019 general election, 22 Labour and Labour Co-op MPs were elected, 14 Conservative MPs and 4 Plaid Cymru MPs.[108] The Wales Office is a department of the United Kingdom government responsible for Wales, whose minister the Secretary of State for Wales sits in the UK cabinet.[109]
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Following devolution in 1997, the Government of Wales Act 1998 created the National Assembly for Wales.[110] Powers of the Secretary of State for Wales were transferred to the devolved government on 1 July 1999, granting the Assembly the power to decide how the Westminster government's budget for devolved areas is spent and administered.[111] The 1998 Act was amended by the Government of Wales Act 2006, which enhanced the institution's powers, giving it legislative powers akin to those of the Scottish Parliament and Northern Ireland Assembly. The Parliament has 60 Members of the Senedd (MS) who are elected to four-year terms under an additional member system. Forty of the MSs represent geographical constituencies, elected under the First Past the Post system. The remaining 20 MSs represent five electoral regions, each including between seven and nine constituencies, using proportional representation.[112] The Senedd must elect a First Minister, who selects ministers to form the Welsh Government.[113] The Assembly was in 2020 renamed Senedd Cymru – the Welsh Parliament.[114]
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The twenty areas of responsibility devolved to the Welsh Government, known as "subjects", include agriculture, economic development, education, health, housing, local government, social services, tourism, transport and the Welsh language.[115][116] On its creation in 1999, the National Assembly for Wales had no primary legislative powers.[117] In 2007, following passage of the Government of Wales Act 2006 (GoWA 2006), the Assembly developed powers to pass primary legislation known at the time as Assembly Measures on some specific matters within the areas of devolved responsibility. Further matters have been added subsequently, either directly by the UK Parliament or by the UK Parliament approving a Legislative Competence Order (LCO, a request from the National Assembly for additional powers). The GoWA 2006 allows for the Assembly to gain primary lawmaking powers on a more extensive range of matters within the same devolved areas if approved in a referendum.[118] A referendum on extending the law-making powers of the then National Assembly was held on 3 March 2011 and secured a majority for extension. Consequently, the Assembly became empowered to make laws, known as Acts of the Assembly, on all matters in the subject areas, without needing the UK Parliament's agreement.[119]
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Relations between Wales and foreign states are primarily conducted through the Prime Minister of the United Kingdom, in addition to the Foreign Secretary, and the British Ambassador to the United States. However, the Senedd has its own envoy to America, primarily to promote Wales-specific business interests. The primary Welsh Government Office is based in the Washington British Embassy, with satellites in New York, Chicago, San Francisco, and Atlanta.[120] The United States has also established a caucus to build direct relations with Wales.[121] In the United States Congress, legislators with Welsh heritage and interests in Wales have established the Friends of Wales Caucus.[122]
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For the purposes of local government, Wales has been divided into 22 council areas since 1996. These "principal areas"[123] are responsible for the provision of all local government services.[124]
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By tradition, Welsh Law was compiled during an assembly held at Whitland around 930 by Hywel Dda, king of most of Wales between 942 and his death in 950. The 'law of Hywel Dda' (Welsh: Cyfraith Hywel), as it became known, codified the previously existing folk laws and legal customs that had evolved in Wales over centuries. Welsh Law emphasised the payment of compensation for a crime to the victim, or the victim's kin, rather than punishment by the ruler.[125][126][127] Other than in the Marches, where law was imposed by the Marcher Lords, Welsh Law remained in force in Wales until the Statute of Rhuddlan in 1284. Edward I of England annexed the Principality of Wales following the death of Llywelyn ap Gruffudd, and Welsh Law was replaced for criminal cases under the Statute. Marcher Law and Welsh Law (for civil cases) remained in force until Henry VIII of England annexed the whole of Wales under the Laws in Wales Acts 1535 and 1542 (often referred to as the Acts of Union of 1536 and 1543), after which English law applied to the whole of Wales.[125][128] The Wales and Berwick Act 1746 provided that all laws that applied to England would automatically apply to Wales (and the Anglo-Scottish border town of Berwick) unless the law explicitly stated otherwise; this Act was repealed with regard to Wales in 1967. English law has been the legal system of England and Wales since 1536.[129]
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English law is regarded as a common law system, with no major codification of the law and legal precedents are binding as opposed to persuasive. The court system is headed by the Supreme Court of the United Kingdom which is the highest court of appeal in the land for criminal and civil cases. The Senior Courts of England and Wales is the highest court of first instance as well as an appellate court. The three divisions are the Court of Appeal; the High Court of Justice and the Crown Court. Minor cases are heard by the Magistrates' Courts or the County Court. In 2007 the Wales and Cheshire Region (known as the Wales and Cheshire Circuit before 2005) came to an end when Cheshire was attached to the North-Western England Region. From that point, Wales became a legal unit in its own right, although it remains part of the single jurisdiction of England and Wales.[130]
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The Senedd has the authority to draft and approve laws outside of the UK Parliamentary system to meet the specific needs of Wales. Under powers approved by a referendum held in March 2011, it is empowered to pass primary legislation, at the time referred to as an Act of the National Assembly for Wales but now known as an Act of the Senedd in relation to twenty subjects listed in the Government of Wales Act 2006 such as health and education. Through this primary legislation, the Welsh Government can then also enact more specific subordinate legislation.[131]
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Wales is served by four regional police forces, Dyfed-Powys Police, Gwent Police, North Wales Police and South Wales Police.[132] There are five prisons in Wales; four in the southern half of the country and one in Wrexham. Wales has no women's prisons; female inmates are imprisoned in England.[133][134]
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Wales is a generally mountainous country on the western side of central southern Great Britain.[135] It is about 170 miles (270 km) north–south.[136] The oft-quoted 'size of Wales' is about 20,779 km2 (8,023 sq mi).[137] Wales is bordered by England to the east and by sea in all other directions: the Irish Sea to the north and west, St George's Channel and the Celtic Sea to the southwest and the Bristol Channel to the south.[138][139] Wales has about 1,680 miles (2,700 km) of coastline (along the mean high water mark), including the mainland, Anglesey and Holyhead.[140] Over 50 islands lie off the Welsh mainland; the largest being Anglesey, in the north-west.[141]
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Much of Wales' diverse landscape is mountainous, particularly in the north and central regions. The mountains were shaped during the last ice age, the Devensian glaciation. The highest mountains in Wales are in Snowdonia (Eryri), of which five are over 1,000 m (3,300 ft). The highest of these is Snowdon (Yr Wyddfa), at 1,085 m (3,560 ft).[142][143] The 14 Welsh mountains, or 15 if including Garnedd Uchaf – often discounted because of its low topographic prominence – over 3,000 feet (910 metres) high are known collectively as the Welsh 3000s and are located in a small area in the north-west.[144] The highest outside the 3000s is Aran Fawddwy, at 905 metres (2,969 feet), in the south of Snowdonia.[145] The Brecon Beacons (Bannau Brycheiniog) are in the south (highest point Pen y Fan, at 886 metres (2,907 feet)),[146] and are joined by the Cambrian Mountains in Mid Wales (highest point Pumlumon, at 752 metres (2,467 feet)).[147]
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Wales has three national parks: Snowdonia, Brecon Beacons and Pembrokeshire Coast. It has five Areas of Outstanding Natural Beauty; Anglesey, the Clwydian Range and Dee Valley, the Gower Peninsula, the Llŷn Peninsula, and the Wye Valley.[148] The Gower Peninsula was the first area in the United Kingdom to be designated as an Area of Outstanding Natural Beauty, in 1956. As of 2019, the coastline of Wales had 40 Blue Flag beaches, three Blue Flag marinas and one Blue Flag boat operator.[149] Despite its heritage and award-winning beaches; the south and west coasts of Wales, along with the Irish and Cornish coasts, are frequently blasted by Atlantic westerlies/south westerlies that, over the years, have sunk and wrecked many vessels. In 1859 over 110 ships were destroyed off the coast of Wales in a hurricane that saw more than 800 lives lost across Britain.[150] The greatest single loss occurred with the sinking of the Royal Charter off Anglesey in which 459 people died.[151] The 19th century saw over 100 vessels lost with an average loss of 78 sailors per year.[152] Wartime action caused losses near Holyhead, Milford Haven and Swansea.[152] Because of offshore rocks and unlit islands, Anglesey and Pembrokeshire are still notorious for shipwrecks, most notably the Sea Empress oil spill in 1996.[153]
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The first border between Wales and England was zonal, apart from around the River Wye, which was the first accepted boundary.[154] Offa's Dyke was supposed to form an early distinct line but this was thwarted by Gruffudd ap Llewellyn, who reclaimed swathes of land beyond the dyke.[154] The Act of Union of 1536 formed a linear border stretching from the mouth of the Dee to the mouth of the Wye.[154] Even after the Act of Union, many of the borders remained vague and moveable until the Welsh Sunday Closing act of 1881, which forced local businesses to decide which country they fell within to accept either the Welsh or English law.[154]
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The Seven Wonders of Wales is a doggerel verse of seven geographic and cultural landmarks in Wales probably composed in the late 18th century in response to tourism from England.[155] Composed in English the "wonders" are all in north Wales: Snowdon, the Gresford bells (the peal of bells in the medieval church of All Saints at Gresford), the Llangollen bridge, St Winefride's Well (a pilgrimage site at Holywell) in Flintshire, the Wrexham (Wrecsam) steeple (16th-century tower of St Giles' Church, Wrexham), the Overton yew trees (ancient yew trees in the churchyard of St. Mary's at Overton-on-Dee) and Pistyll Rhaeadr – a waterfall, at 240 ft (73 m).[156]
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The earliest geological period of the Paleozoic era, the Cambrian, takes its name from the Cambrian Mountains, where geologists first identified Cambrian remnants.[157][158] In the mid-19th century, Roderick Murchison and Adam Sedgwick used their studies of Welsh geology to establish certain principles of stratigraphy and palaeontology. The next two periods of the Paleozoic era, the Ordovician and Silurian, were named after ancient Celtic tribes from this area.[159][160]
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Wales lies within the north temperate zone. It has a changeable, maritime climate and is one of the wettest countries in Europe.[161][162] Welsh weather is often cloudy, wet and windy, with warm summers and mild winters.[161][163] The long summer days and short winter days result from Wales' northerly latitudes (between 53° 43′ N and 51° 38′ N). Aberystwyth, at the midpoint of the country's west coast, has nearly 17 hours of daylight at the summer solstice. Daylight at midwinter there falls to just over seven and a half hours.[164]
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The country's wide geographic variations cause localised differences in sunshine, rainfall and temperature. Average annual coastal temperatures reach 10.5 °C (51 °F) and in low lying inland areas, 1 °C (1.8 °F) lower. It becomes cooler at higher altitudes; annual temperatures decrease on average approximately 0.5 °C (0.9 °F) each 100 metres (330 feet) of altitude. Consequently, the higher parts of Snowdonia experience average annual temperatures of 5 °C (41 °F).[161] Temperatures in Wales remain higher than would otherwise be expected at its latitude because of the North Atlantic Drift, a branch of the Gulf Stream. The ocean current, bringing warmer water to northerly latitudes, has a similar effect on most of north-west Europe. As well as its influence on Wales' coastal areas, air warmed by the Gulf Stream blows further inland with the prevailing winds.[165]
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At low elevations, summers tend to be warm and sunny. Average maximum temperatures range between 19 and 22 °C (66 and 72 °F). Winters tend to be fairly wet, but rainfall is rarely excessive and the temperature usually stays above freezing. Spring and autumn feel quite similar and the temperatures tend to stay above 14 °C (57 °F) – also the average annual daytime temperature.[166] The sunniest months are between May and August. The south-western coast is the sunniest part of Wales, averaging over 1700 hours of sunshine annually, with Tenby, Pembrokeshire, its sunniest town. The dullest time of year is between November and January. The least sunny areas are the mountains, some parts of which average less than 1200 hours of sunshine annually.[161][162] The prevailing wind is south-westerly. Coastal areas are the windiest, gales occur most often during winter, on average between 15 and 30 days each year, depending on location. Inland, gales average fewer than six days annually.[161]
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Rainfall patterns show significant variation. The further west, the higher the expected rainfall; up to 40% more.[162] At low elevations, rain is unpredictable at any time of year, although the showers tend to be shorter in summer.[166] The uplands of Wales have most rain, normally more than 50 days of rain during the winter months (December to February), falling to around 35 rainy days during the summer months (June to August). Annual rainfall in Snowdonia averages between 3,000 millimetres (120 in) (Blaenau Ffestiniog) and 5,000 millimetres (200 in) (Snowdon's summit).[162] The likelihood is that it will fall as sleet or snow when the temperature falls below 5 °C (41 °F) and snow tends to be lying on the ground there for an average of 30 days a year. Snow falls several times each winter in inland areas but is relatively uncommon around the coast. Average annual rainfall in those areas can be less than 1,000 millimetres (39 in).[161][162]
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Wales' wildlife is typical of Britain with several distinctions. Because of its long coastline, Wales hosts a variety of seabirds. The coasts and surrounding islands are home to colonies of gannets, Manx shearwater, puffins, kittiwakes, shags and razorbills. In comparison, with 60 per cent of Wales above the 150m contour, the country also supports a variety of upland habitat birds, including raven and ring ouzel.[171][172] Birds of prey include the merlin, hen harrier and the red kite, a national symbol of Welsh wildlife.[173] In total, more than 200 different species of bird have been seen at the RSPB reserve at Conwy, including seasonal visitors.[174]
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Larger mammals, including brown bears, wolves and wildcats, died out during the Norman period. Today, mammals include shrews, voles, badgers, otters, stoats, weasels, hedgehogs and fifteen species of bat. Two species of small rodent, the yellow-necked mouse and the dormouse, are of special Welsh note being found at the historically undisturbed border area.[175] The pine marten, which has been sighted occasionally, has not been officially recorded since the 1950s. The polecat was nearly driven to extinction in Britain, but hung on in Wales and is now rapidly spreading. Feral goats can be found in Snowdonia.[176]
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The waters of south-west Wales of Gower, Pembrokeshire and Cardigan Bay attract marine animals, including basking sharks, Atlantic grey seals, leatherback turtles, dolphins, porpoises, jellyfish, crabs and lobsters. Pembrokeshire and Ceredigion, in particular, are recognised as an area of international importance for bottlenose dolphins, and New Quay has the only summer residence of bottlenose dolphins in the whole of the UK. River fish of note include char, eel, salmon, shad, sparling and Arctic char, whilst the gwyniad is unique to Wales, found only in Bala Lake. Wales is known for its shellfish, including cockles, limpet, mussels and periwinkles. Herring, mackerel and hake are the more common of the country's marine fish.[177]
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The north facing high grounds of Snowdonia support a relict pre-glacial flora including the iconic Snowdon lily – Gagea serotina – and other alpine species such as Saxifraga cespitosa, Saxifraga oppositifolia and Silene acaulis. Wales has a number of plant species not found elsewhere in the UK, including the spotted rock-rose Tuberaria guttata on Anglesey and Draba aizoides on the Gower.[178]
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Over the last 250 years, Wales has been transformed first from a predominantly agricultural country to an industrial, and now a post-industrial economy.[179][180][181] Since the Second World War, the service sector has come to account for the majority of jobs, a feature typifying most advanced economies.[182] Total headline Gross Value Added (GVA) in Wales in 2016 was £59.6 billion, or £19,140 per head of population; 72.7 per cent of the average for the UK total, the lowest GVA per head in the UK.[183] In the three months to December 2017, the employment rate for working-age adults in Wales was 72.7 per cent, compared to 75.2 per cent across the UK as a whole.[183] For the 2018–19 fiscal year, the Welsh fiscal deficit accounts for 19.4 percent of Wales' estimated GDP.[184]
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From the middle of the 19th century until the post-war era, the mining and export of coal was a dominant industry. At its peak of production in 1913, nearly 233,000 men and women were employed in the south Wales coalfield, mining 56 million tons of coal.[185] Cardiff was once the largest coal-exporting port in the world and, for a few years before the First World War, handled a greater tonnage of cargo than either London or Liverpool.[186][187] In the 1920s, over 40% of the male Welsh population worked in heavy industry.[188] According to Professor Phil Williams, the Great Depression "devastated Wales", north and south, because of its "overwhelming dependence on coal and steel".[188] From the mid-1970s, the Welsh economy faced massive restructuring with large numbers of jobs in traditional heavy industry disappearing and being replaced eventually by new ones in light industry and in services. In the late 1970s and early 1980s, Wales was successful in attracting an above average share of foreign direct investment in the UK.[189] However, much of the new industry was essentially of a "branch factory" ("screwdriver factory") type where a manufacturing plant or call centre is located in Wales but the most highly paid jobs in the company are retained elsewhere.[190][191]
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Poor-quality soil in much of Wales is unsuitable for crop-growing and livestock farming has traditionally been the focus of agriculture. About 78% of the land surface is given over to agricultural use.[192] The Welsh landscape, with its three national parks and Blue Flag beaches, attracts large numbers of tourists, who bolster the economy of rural areas.[193][194] Wales has struggled to develop or attract high value-added employment in sectors such as finance and research and development, attributable in part to a comparative lack of 'economic mass' (i.e. population) – Wales lacks a large metropolitan centre.[191] The lack of high value-added employment is reflected in lower economic output per head relative to other regions of the UK – in 2002 it stood at 90% of the EU25 average and around 80% of the UK average.[191] In June 2008, Wales made history by becoming the first nation in the world to be awarded Fairtrade Status.[195]
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The pound sterling is the currency used in Wales. Numerous Welsh banks issued their own banknotes in the 19th century. The last bank to do so closed in 1908; since then, although banks in Scotland and Northern Ireland continue to have the right to issue banknotes in their own countries, the Bank of England has a monopoly on the issue of banknotes in Wales.[196][197] The Commercial Bank of Wales, established in Cardiff by Sir Julian Hodge in 1971, was taken over by the Bank of Scotland in 1988 and absorbed into its parent company in 2002.[198] The Royal Mint, who issue the coinage circulated through the whole of the UK, have been based at a single site in Llantrisant since 1980.[199] Since decimalisation, in 1971, at least one of the coins in UK circulation has depicted a Welsh design, e.g. the 1995 and 2000 one Pound coin (above). However, Wales has not been represented on any coin minted from 2008.[200]
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The M4 motorway running from West London to South Wales links Newport, Cardiff and Swansea. Responsibility for the section of the motorway within Wales, from the Second Severn Crossing to Pont Abraham services, sits with the Welsh Government.
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[201] The A55 expressway has a similar role along the north Wales coast, connecting Holyhead and Bangor with Wrexham and Flintshire. It also links to northwest England, principally Chester.[202] The main north-south Wales link is the A470, which runs from Cardiff to Llandudno.[203] The Welsh Government manages those parts of the British railway network within Wales, through the Transport for Wales Rail train operating company.[204] The Cardiff region has its own urban rail network. Beeching cuts in the 1960s mean that most of the remaining network is geared toward east-west travel connecting with the Irish Sea ports for ferries to Ireland.[205] Services between north and south Wales operate through the English towns of Chester and Shrewsbury along the Welsh Marches Line. Trains in Wales are mainly diesel-powered but the South Wales Main Line branch of the Great Western Main Line used by services from London Paddington to Cardiff is undergoing electrification, although the programme has experienced significant delays and costs-overruns.[206][207][208]
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Cardiff Airport is the international airport of Wales. Providing links to European, African and North American destinations, it is about 12 miles (19 km) southwest of Cardiff city centre, in the Vale of Glamorgan. Intra-Wales flights run between Anglesey (Valley) and Cardiff, operated since 2017 by Eastern Airways.[209] Other internal flights operate to northern England, Scotland and Northern Ireland.[210] Wales has four commercial ferry ports. Regular ferry services to Ireland operate from Holyhead, Pembroke Dock and Fishguard. The Swansea to Cork service was cancelled in 2006, reinstated in March 2010, and withdrawn again in 2012.[211][212]
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A distinct education system has developed in Wales.[214] Formal education before the 18th century was the preserve of the elite. The first grammar schools were established in Welsh towns such as Ruthin, Brecon and Cowbridge.[214] One of the first successful schooling systems was started by Griffith Jones, who introduced the circulating schools in the 1730s; these are believed to have taught half the country's population to read.[215] In the 19th century, with increasing state involvement in education, Wales was forced to adopt an education system that was English in ethos even though the country was predominantly Non-conformist, Welsh-speaking and demographically uneven because of the economic expansion in the south.[215] In some schools, to ensure Welsh children spoke English at school, the Welsh Not was used; this policy was seen as a hated symbol of English oppression.[216] The "not", a piece of wood hung round the neck by string, was given to any child overheard speaking Welsh, who would pass it to a different child if overheard speaking Welsh. At the end of the day, the wearer of the "not" would be beaten.[217][218] The extent of its practice, however, is difficult to determine.[219] State and local governmental edicts resulted in schooling in the English language which, following Brad y Llyfrau Gleision (the Treachery of the Blue Books), was seen as more academic and worthwhile for children.[220]
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The University College of Wales opened in Aberystwyth in 1872. Cardiff and Bangor followed, and the three colleges came together in 1893 to form the University of Wales.[215] The Welsh Intermediate Education Act of 1889 created 95 secondary schools. The Welsh Department for the Board of Education followed in 1907, which gave Wales its first significant educational devolution.[215] A resurgence in Welsh-language schools in the latter half of the 20th century at nursery and primary level saw attitudes shift towards teaching in the medium of Welsh.[221] Welsh is a compulsory subject in all of Wales' state schools for pupils aged 5–16 years old.[222] While there has never been an exclusively Welsh-language college, Welsh-medium higher education is delivered through the individual universities and has since 2011 been supported by the Coleg Cymraeg Cenedlaethol (Welsh National College) as a delocalised federal institution. In 2018–2019, there were 1,494 maintained schools in Wales.[223] In 2018–2019, the country had 468,398 pupils taught by 23,593 full-time equivalent teachers.[224][225]
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Public healthcare in Wales is provided by NHS Wales (GIG Cymru), originally formed as part of the NHS structure for England and Wales by the National Health Service Act 1946, but with powers over the NHS in Wales coming under the Secretary of State for Wales in 1969.[226] Responsibility for NHS Wales passed to the Welsh Assembly under devolution in 1999, and is now the responsibility of the Minister for Health and Social Services.[227] Historically, Wales was served by smaller 'cottage' hospitals, built as voluntary institutions.[228] As newer, more expensive, diagnostic techniques and treatments became available, clinical work has been concentrated in newer, larger district hospitals.[228] In 2006, there were seventeen district hospitals in Wales.[228] NHS Wales employs some 80,000 staff, making it Wales' biggest employer.[229]
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A 2009 Welsh health survey reported that 51 per cent of adults reported their health good or excellent, while 21 per cent described their health as fair or poor.[230] The survey recorded that 27 per cent of Welsh adults had a long-term chronic illness, such as arthritis, asthma, diabetes or heart disease.[227][231] The 2018 National Survey of Wales, which enquired into health-related lifestyle choices, reported that 19 per cent of the adult population were smokers, 18 per cent admitted drinking alcohol above weekly recommended guidelines, while 53 per cent undertook the recommended 150 minutes of physical activity each week.[232]
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The population of Wales doubled from 587,000 in 1801 to 1,163,000 in 1851 and had reached 2,421,000 by 1911. Most of the increase came in the coal mining districts, especially Glamorganshire, which grew from 71,000 in 1801 to 232,000 in 1851 and 1,122,000 in 1911.[235] Part of this increase can be attributed to the demographic transition seen in most industrialising countries during the Industrial Revolution, as death rates dropped and birth rates remained steady. However, there was also large-scale migration into Wales during the Industrial Revolution. The English were the most numerous group, but there were also considerable numbers of Irish and smaller numbers of other ethnic groups,[236][237] including Italians, who migrated to South Wales.[238] Wales also received immigration from various parts of the British Commonwealth of Nations in the 20th century, and African-Caribbean and Asian communities add to the ethnocultural mix, particularly in urban Wales. Many of these self-identify as Welsh.[239]
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The population in 1972 stood at 2.74 million and remained broadly static for the rest of the decade. However, in the early 1980s, the population fell due to net migration out of Wales. Since the 1980s, net migration has generally been inward, and has contributed more to population growth than natural change.[240] The resident population of Wales in 2011 increased by 5% since 2001 to 3,063,456, of whom 1,504,228 are men and 1,559,228 women, according to the 2011 census results. Wales accounted for 4.8% of the UK population in 2011.[241]
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Wales has six cities. In addition to Cardiff, Newport and Swansea, the communities of Bangor, St Asaph and St Davids also have city status in the United Kingdom.[242]
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The Welsh language is an Indo-European language of the Celtic family;[244] the most closely related languages are Cornish and Breton. Most linguists believe that the Celtic languages arrived in Britain around 600 BCE.[245] The Brythonic languages ceased to be spoken in of England and were replaced by the English language, which arrived in Wales around the end of the eighth century due to the defeat of the Kingdom of Powys.[246] The Bible translations into Welsh and Protestant Reformation, which encouraged use of the vernacular in religious services, helped the language survive after Welsh elites abandoned it in favour of English in the fifteenth and sixteenth centuries.[247] Successive Welsh language acts, in 1942, 1967, 1993, and 2011, have improved the legal status of Welsh.[248] Starting in the 1960s, many road signs have been replaced by bilingual versions.[249] Various public and private sector bodies have adopted bilingualism to a varying degree and (since 2011) Welsh is the only official language in any part of the United Kingdom.[250] English is spoken by almost all people in Wales and is the main language in most of the country. Code-switching is common in all parts of Wales and is known by various terms, though none is recognised by professional linguists.[251]
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"Wenglish" is the Welsh English language dialect. It has been influenced significantly by Welsh grammar and includes words derived from Welsh. According to John Davies, Wenglish has "been the object of far greater prejudice than anything suffered by Welsh".[252][253] Northern and western Wales retain many areas where Welsh is spoken as a first language by the majority of the population, and English learnt as a second language. The 2011 Census showed 562,016 people, 19.0% of the Welsh population, were able to speak Welsh, a decrease from the 20.8% returned in the 2001 census.[254][255] Although monoglotism in young children continues, life-long monoglotism in Welsh no longer occurs.[256]
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The largest religion in Wales is Christianity, with 57.6 per cent of the population describing themselves as Christian in the 2011 census.[257] The Church in Wales with 56,000 adherents has the largest attendance of the denominations.[258] It is a province of the Anglican Communion, and was part of the Church of England until disestablishment in 1920 under the Welsh Church Act 1914. The first Independent Church in Wales was founded at Llanvaches in 1638 by William Wroth. The Presbyterian Church of Wales was born out of the Welsh Methodist revival in the 18th century and seceded from the Church of England in 1811.[259] The second largest attending faith in Wales is Roman Catholic, with an estimated 43,000 adherents.[258] Non-Christian religions are small in Wales, making up approximately 2.7 per cent of the population.[257] The 2011 census recorded 32.1 per cent of people declaring no religion, while 7.6 per cent did not reply to the question.[257]
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The patron saint of Wales is Saint David (Dewi Sant), with Saint David's Day (Dydd Gŵyl Dewi Sant) celebrated annually on 1 March.[260] In 1904, there was a religious revival (known by some as the 1904–1905 Welsh Revival, or simply The 1904 Revival) which started through the evangelism of Evan Roberts and saw large numbers of people converting to non-Anglican Christianity, sometimes whole communities.[261] Roberts' style of preaching became the blueprint for new religious bodies such as Pentecostalism and the Apostolic Church.[262]
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Islam is the largest non-Christian religion in Wales, with 24,000 (0.8 per cent) reported Muslims in the 2011 census.[257] 2 Glynrhondda Street in Cathays, Cardiff, is accepted as the first mosque in the United Kingdom[263][264][265] founded by Yemeni and Somali sailors on their trips between Aden and Cardiff Docks.[266] There are also communities of Hindus and Sikhs, mainly in the south Wales cities of Newport, Cardiff and Swansea, while the largest concentration of Buddhists is in the western rural county of Ceredigion.[267]
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Judaism was the first non-Christian faith to be established in Wales since Roman times, though by 2001 the community had declined to approximately 2,000[268] and as of 2019 only numbers in the hundreds.[269]
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Wales has a distinctive culture including its own language, customs, holidays and music. The country has three UNESCO World Heritage Sites: The Castles and Town walls of King Edward I in Gwynedd; Pontcysyllte Aqueduct; and the Blaenavon Industrial Landscape.[270]
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Remnants of native Celtic mythology of the pre-Christian Britons was passed down orally by the cynfeirdd (the early poets).[271] Some of their work survives in later medieval Welsh manuscripts: the Black Book of Carmarthen and the Book of Aneirin (both 13th-century); the Book of Taliesin and the White Book of Rhydderch (both 14th-century); and the Red Book of Hergest (c. 1400).[271] The prose stories from the White and Red Books are known as the Mabinogion.[272] Poems such as Cad Goddeu (The Battle of the Trees) and mnemonic list-texts like the Welsh Triads and the Thirteen Treasures of the Island of Britain, also contain mythological material.[273][274][275] These texts include the earliest forms of the Arthurian legend and the traditional history of post-Roman Britain.[271] Other sources of Welsh folklore include the 9th-century Latin historical compilation Historia Britonum (the History of the Britons) and Geoffrey of Monmouth's 12th-century Latin chronicle Historia Regum Britanniae (the History of the Kings of Britain), and later folklore, such as The Welsh Fairy Book by W. Jenkyn Thomas.[276][277]
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Wales has one of the oldest unbroken literary traditions in Europe[278] going back to the sixth century and including Geoffrey of Monmouth and Gerald of Wales, regarded as among the finest Latin authors of the Middle Ages.[278] The earliest body of Welsh verse, by poets Taliesin and Aneirin, survive not in their original form, but in , much changed, medieval versions.[278] Welsh poetry and native lore and learning survived the Dark Ages, through the era of the Poets of the Princes (c. 1100 – 1280) and then the Poets of the Gentry (c. 1350 – 1650). The former were professional poets who composed eulogies and elegies to their patrons while the latter favoured the cywydd metre.[279] The period produced one of Wales' greatest poets, Dafydd ap Gwilym.[280] After the Anglicisation of the gentry the tradition declined.[279]
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Despite the extinction of the professional poet, the integration of the native elite into a wider cultural world did bring other literary benefits.[281] Renaissance scholars such as William Salesbury and John Davies brought humanist ideals from English universities.[281] In 1588 William Morgan became the first person to translate the Bible into Welsh.[281] From the 16th century the proliferation of the 'free-metre' verse became the most important development in Welsh poetry, but from the middle of the 17th century a host of imported accentual metres from England became very popular.[281] By the 19th century the creation of a Welsh epic, fuelled by the eisteddfod, became an obsession with Welsh-language writers.[282] The output of this period was prolific in quantity but unequal in quality.[283] Initially excluded, religious denominations came to dominate the competitions, with bardic themes becoming scriptural and didactic.[283]
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Developments in 19th-century Welsh literature include Lady Charlotte Guest's translation into English of the Mabinogion, one of the most important medieval Welsh prose tales of Celtic mythology. 1885 saw the publication of Rhys Lewis by Daniel Owen, credited as the first novel written in the Welsh language. The 20th century saw a move from verbose Victorian Welsh prose, with works such as Thomas Gwynn Jones's Ymadawiad Arthur.[282] The First World War had a profound effect on Welsh literature with a more pessimistic style championed by T. H. Parry-Williams and R. Williams Parry.[282] The industrialisation of south Wales saw a further shift with the likes of Rhydwen Williams who used the poetry and metre of a bygone rural Wales but in the context of an industrial landscape. Though the inter-war period is dominated by Saunders Lewis, for his political and reactionary views as much as his plays, poetry and criticism.[282]
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The careers of some 1930s writers continued after World War Two, including those of Gwyn Thomas, Vernon Watkins, and Dylan Thomas, whose most famous work Under Milk Wood was first broadcast in 1954. Thomas was one of the most notable and popular Welsh writers of the 20th century and one of the most innovative poets of his time.[284] The attitude of the post-war generation of Welsh writers in English towards Wales differs from the previous generation, with greater sympathy for Welsh nationalism and the Welsh language. The change is linked to the nationalism of Saunders Lewis and the burning of the Bombing School on the Llŷn Peninsula in 1936.[285] In poetry R. S. Thomas (1913–2000) was the most important figure throughout the second half of the twentieth century. He "did not learn the Welsh language until he was 30 and wrote all his poems in English".[286] Major writers in the second half of the twentieth century include Emyr Humphreys (born 1919), who during his long writing career published over twenty novels,[287] and Raymond Williams (1921–1988).[288]
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Amgueddfa Cymru – National Museum Wales was founded by royal charter in 1907 and is now a Welsh Government sponsored body. The National Museum is made up of seven sites across the country, including the National Museum Cardiff, St Fagans National History Museum and Big Pit National Coal Museum. In April 2001, the attractions attached to the National Museum were granted free entry by the Assembly, and this action saw the visitor numbers to the sites increase during 2001–2002 by 87.8 per cent to 1,430,428.[289] Aberystwyth is home to the National Library of Wales, which houses some of the most important collections in Wales, including the Sir John Williams Collection and the Shirburn Castle collection.[290] As well as its printed collection the Library holds important Welsh art collections including portraits and photographs, ephemera such as postcards, posters and Ordnance Survey maps.[290]
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Works of Celtic art have been found in Wales.[291] In the Early Medieval period, the Celtic Christianity of Wales was part of the Insular art of the British Isles. A number of illuminated manuscripts from Wales survive, including the 8th-century Hereford Gospels and Lichfield Gospels. The 11th-century Ricemarch Psalter (now in Dublin) is certainly Welsh, made in St David's, and shows a late Insular style with unusual Viking influence.[292][293]
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Some Welsh artists of the 16th–18th centuries tended to leave the country to work, moving to London or Italy. Richard Wilson (1714–1782) is arguably the first major British landscapist. Although more notable for his Italian scenes, he painted several Welsh scenes on visits from London. By the late 18th century, the popularity of landscape art grew and clients were found in the larger Welsh towns, allowing more Welsh artists to stay in their homeland. Artists from outside Wales were also drawn to paint Welsh scenery, at first because of the Celtic Revival.[294][295]
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An Act of Parliament in 1857 provided for the establishment of a number of art schools throughout the United Kingdom and the Cardiff School of Art opened in 1865. Graduates still very often had to leave Wales to work, but Betws-y-Coed became a popular centre for artists and its artists' colony helped form the Royal Cambrian Academy of Art in 1881.[296][297]The sculptor Sir William Goscombe John made works for Welsh commissions, although he had settled in London. Christopher Williams, whose subjects were mostly resolutely Welsh, was also based in London. Thomas E. Stephens[298] and Andrew Vicari had very successful careers as portraitists based respectively in the United States and France.[299]
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Welsh painters gravitated towards the art capitals of Europe. Augustus John and his sister Gwen John lived mostly in London and Paris. However, the landscapists Sir Kyffin Williams and Peter Prendergast lived in Wales for most of their lives, while remaining in touch with the wider art world. Ceri Richards was very engaged in the Welsh art scene as a teacher in Cardiff and even after moving to London. He was a figurative painter in international styles including Surrealism. Various artists have moved to Wales, including Eric Gill, the London-Welshman David Jones and the sculptor Jonah Jones. The Kardomah Gang was an intellectual circle centred on the poet Dylan Thomas and poet and artist Vernon Watkins in Swansea, which also included the painter Alfred Janes.[300]
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South Wales had several notable potteries, one of the first important sites being the Ewenny Pottery in Bridgend, which began producing earthenware in the 17th century.[301] In the 18th and 19th centuries, with more scientific methods becoming available more refined ceramics were produced led by the Cambrian Pottery (1764–1870, also known as "Swansea pottery") and later Nantgarw Pottery near Cardiff, which was in operation from 1813 to 1822 making fine porcelain and then utilitarian pottery until 1920.[301] Portmeirion Pottery, founded in 1960 by Susan Williams-Ellis, daughter of Clough Williams-Ellis, creator of the Italianate village of Portmeirion, Gwynedd, is based in Stoke-on-Trent, England.[302]
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The Flag of Wales incorporates the red dragon (Y Ddraig Goch) of Prince Cadwalader along with the Tudor colours of green and white.[303] It was used by Henry VII at the Battle of Bosworth in 1485, after which it was carried in state to St Paul's Cathedral.[303] The red dragon was then included in the Tudor royal arms to signify their Welsh descent. It was officially recognised as the Welsh national flag in 1959.[304] On its creation the Union Jack incorporated the flags of the kingdoms of Scotland, of Ireland and the Cross of St. George which then represented the Kingdom of England and Wales.[305] "Hen Wlad Fy Nhadau" (English: Land of My Fathers) is the National Anthem of Wales, and is played at events such as football or rugby matches involving the Wales national team as well as the opening of the Senedd and other official occasions.[306][307] "God Save the Queen", the national anthem of the United Kingdom, is sometimes played alongside Hen Wlad fy Nhadau during official events with a royal connection.[308]
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The daffodil and the leek are both symbols of Wales. The origins of the leek can be traced to the 16th century, while the daffodil became popular in the 19th century, encouraged by David Lloyd George.[309] This is attributed to confusion (or association) between the Welsh for leek, cenhinen, and that for daffodil, cenhinen Bedr or St. Peter's leek.[135] A report in 1916 gave preference to the leek, which has appeared on British pound coins.[309] The Prince of Wales' heraldic badge is also sometimes used to symbolise Wales. The badge, known as the Prince of Wales's feathers, consists of three white feathers emerging from a gold coronet. A ribbon below the coronet bears the German motto Ich dien (I serve). Several Welsh representative teams, including the Welsh rugby union, and Welsh regiments in the British Army (the Royal Welsh, for example) use the badge or a stylised version of it. There have been attempts made to curtail the use of the emblem for commercial purposes and restrict its use to those authorised by the Prince of Wales.[310]
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More than 50 national governing bodies regulate and organise their sports in Wales.[311] Most of those involved in competitive sports select, organise and manage individuals or teams to represent their country at international events or fixtures against other countries. Wales is represented at major world sporting events such as the FIFA World Cup, Rugby World Cup, Rugby League World Cup and the Commonwealth Games. At the Olympic Games, Welsh athletes compete alongside those of Scotland, England and Northern Ireland as part of a Great Britain team. Wales has hosted several international sporting events.[312] These include the 1958 Commonwealth Games,[313] the 1999 Rugby World Cup, the 2010 Ryder Cup and the 2017 UEFA Champions League Final.[312][314]
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Although football has traditionally been the more popular sport in north Wales, rugby union is seen as a symbol of Welsh identity and an expression of national consciousness.[315] The Wales national rugby union team takes part in the annual Six Nations Championship and has also competed in every Rugby World Cup, hosting the tournament in 1999. The five professional sides that replaced the traditional club sides in major competitions in 2003 were replaced in 2004 by the four regions: Cardiff Blues, Dragons, Ospreys and Scarlets.[316][317] The Welsh regional teams play in the Pro14,[318] the Heineken Champions Cup if they qualify[319] and the European Rugby Challenge Cup, again dependant on qualification.[320] Rugby league in Wales dates back to 1907. A professional Welsh League existed from 1908 to 1910.[321]
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Wales has had its own football league, the Welsh Premier League, since 1992.[322] For historical reasons, five Welsh clubs play in the English football league system; Cardiff City, Swansea City, Newport County, Wrexham, and Merthyr Town.[323] Famous Welsh players over the years include John Charles, John Toshack, Gary Speed, Ian Rush, Ryan Giggs, Gareth Bale, Aaron Ramsey, and Daniel James.[324] At UEFA Euro 2016, the Wales national team achieved their best ever finish, reaching the semi-finals where they were beaten by eventual champions Portugal.[325]
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In international cricket, Wales and England field a single representative team, administered by the England and Wales Cricket Board (ECB), called the England cricket team, or simply 'England'.[326] Occasionally, a separate Wales team play limited-overs competitions. Glamorgan County Cricket Club is the only Welsh participant in the England and Wales County Championship.[327] Wales has produced several world-class participants of individual and team sports including snooker players Ray Reardon, Terry Griffiths, Mark Williams and Matthew Stevens.[328] Track athletes who have made a mark on the world stage include hurdler Colin Jackson and Paralympian Tanni Grey-Thompson.[329][330] Champion cyclists include Nicole Cooke[331] and Geraint Thomas.[332] Wales has a tradition of producing world-class boxers. Joe Calzaghe was WBO world super-middleweight champion and then won the WBA, WBC and Ring Magazine super middleweight and Ring Magazine light-heavyweight titles.[333] Other former boxing world champions include Enzo Maccarinelli, Freddie Welsh, Howard Winstone, Percy Jones, Jimmy Wilde, Steve Robinson and Robbie Regan.[334] Tommy Farr, the "Tonypandy Terror", came close to defeating world heavyweight champion Joe Louis at the height of his fame in 1937.[335]
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Wales became the UK's first digital television nation.[336] BBC Cymru Wales is the national broadcaster,[337] producing both television and radio programmes in Welsh and English from its base in Central Square, Cardiff.[338] The broadcaster also produces programmes such as Life on Mars, Doctor Who and Torchwood for BBC's network audience across the United Kingdom.[337][339] ITV, the UK's main commercial broadcaster, has a Welsh-oriented service branded as ITV Cymru Wales, whose studios are in Cardiff Bay.[340] S4C, based in Carmarthen, first broadcast on 1 November 1982. Its output was mostly Welsh-language at peak hours but shared English-language content with Channel 4 at other times. Since the digital switchover in April 2010, the channel has broadcast exclusively in Welsh.[341] BBC Radio Cymru is the BBC's Welsh-language radio service, broadcasting throughout Wales.[337] A number of independent radio stations broadcast to the Welsh regions, predominantly in English. In 2006 several regional radio stations were broadcasting in Welsh: output ranged from two, two-minute news bulletins each weekday (Radio Maldwyn), through to over 14 hours of Welsh-language programmes weekly (Swansea Sound), to essentially bilingual stations such as Heart Cymru and Radio Ceredigion.[342]
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Most of the newspapers sold and read in Wales are national newspapers available throughout Britain. The Western Mail is Wales' only national daily newspaper.[343] Wales-based regional daily newspapers include: Daily Post (which covers north Wales); South Wales Evening Post (Swansea); South Wales Echo (Cardiff); and South Wales Argus (Newport).[343] Y Cymro is a Welsh-language newspaper, published weekly.[344] Wales on Sunday is the only Welsh Sunday newspaper to cover the whole of Wales.[345] The Welsh Books Council (WBC) is the Welsh Government funded body tasked with promoting Welsh literature.[346] The WBC provides publishing grants for qualifying English- and Welsh-language publications.[347] Around 600–650 books are published each year, by some of the dozens of Welsh publishers.[348][349] Wales' main publishing houses include Gomer Press, Gwasg Carreg Gwalch, Honno, the University of Wales Press and Y Lolfa.[348] Cambria, a Welsh affairs magazine published bi-monthly in English, has subscribers internationally.[350] Titles published quarterly in English include Planet and Poetry Wales.[351][352] Welsh-language magazines include the current affairs titles Golwg (View) (published weekly) and Barn (Opinion) (monthly).[344] Among the specialist magazines, Y Wawr (The Dawn) is published quarterly by Merched y Wawr, the national organisation for women.[344] Y Traethodydd (The Essayist), a quarterly publication by The Presbyterian Church of Wales, first appeared in 1845; the oldest Welsh publication still in print.[344]
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Traditional Welsh dishes include laverbread (made from Porphyra umbilicalis, an edible seaweed); bara brith (fruit bread); cawl (a lamb stew); cawl cennin (leek soup); and Welsh cakes.[353] Cockles are sometimes served as a traditional breakfast with bacon and laverbread.[354] Although Wales has its own traditional food and has absorbed much of the cuisine of England, Welsh diets now owe more to the countries of India, China and the United States. Chicken tikka masala is the country's favourite dish while hamburgers and Chinese food outsell fish and chips as a takeaway.[355]
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Wales is often referred to as "the land of song",[356] notable for its harpists, male choirs, and solo artists. The main festival of music and poetry is the annual National Eisteddfod. The Llangollen International Eisteddfod provides an opportunity for the singers and musicians of the world to perform. The Welsh Folk Song Society has published a number of collections of songs and tunes.[357] Traditional instruments of Wales include telyn deires (triple harp), fiddle, crwth (bowed lyre), pibgorn (hornpipe) and other instruments.[358] Male voice choirs emerged in the 19th century, formed as the tenor and bass sections of chapel choirs, and embraced the popular secular hymns of the day.[359] Many of the historic choirs survive in modern Wales, singing a mixture of traditional and popular songs.[359]
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The BBC National Orchestra of Wales performs in Wales and internationally. The Welsh National Opera is based at the Wales Millennium Centre in Cardiff Bay, while the National Youth Orchestra of Wales was the first of its type in the world.[360] Wales has a tradition of producing notable singers, including Sir Geraint Evans, Dame Gwyneth Jones, Dame Anne Evans, Dame Margaret Price, Sir Tom Jones, Bonnie Tyler, Sir Bryn Terfel, Mary Hopkin, Charlotte Church, Donna Lewis, Katherine Jenkins, Meic Stevens, Dame Shirley Bassey, Marina and the Diamonds and Duffy. Popular bands that emerged from Wales include the Beatles-nurtured power pop group Badfinger in the 1960s, Man and Budgie in the 1970s and the Alarm in the 1980s. Many groups emerged during the 1990s, led by Manic Street Preachers, followed by the likes of the Stereophonics and Feeder; notable during this period were Catatonia, Super Furry Animals, and Gorky's Zygotic Mynci who gained popular success as dual-language artists. Recently successful Welsh bands include Lostprophets, Bullet for My Valentine, Funeral for a Friend and Kids in Glass Houses. The Welsh traditional and folk music scene is in resurgence with performers such as Siân James[361]
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The earliest surviving Welsh plays are two medieval miracle plays, Y Tri Brenin o Gwlen ("The three Kings from Cologne") and Y Dioddefaint a'r Atgyfodiad ("The Passion and the Resurrection").[363] A recognised Welsh tradition of theatre emerged during the 18th century, in the form of an interlude, a metrical play performed at fairs and markets.[364] Drama in the early 20th century thrived, but the country established neither a Welsh National Theatre nor a national ballet company.[365] After the Second World War the substantial number of amateur companies that had existed before the outbreak of hostilities reduced by two-thirds.[366] Competition from television in the mid-20th century led to greater professionalism in the theatre.[366] Plays by Emlyn Williams and Alun Owen and others were staged, while Welsh actors, including Richard Burton, Rachel Roberts, Donald Houston and Stanley Baker, were establishing themselves as artistic talents.[366] Anthony Hopkins was an alumnus of the Royal Welsh College of Music & Drama. John Rhys-Davies portrayed Gimli in The Lord of the Rings trilogy and Sallah in the Indiana Jones films. Other Other Welsh actors who have achieved success in the USA include Ioan Gruffudd, Rhys Ifans, Matthew Rhys, Michael Sheen and Catherine Zeta-Jones.[367] Wales has also produced well known comedians including Rob Brydon, Tommy Cooper, Rhod Gilbert, Terry Jones, Harry Secombe and Paul Whitehouse.[368]
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Traditional dances include folk dancing and clog dancing. The first mention of dancing in Wales is in a 12th-century account by Giraldus Cambrensis, but by the 19th century traditional dance had all but died out due to religious opposition.[365] In the 20th century a revival was led by Lois Blake (1890–1974).[365] Clog dancing was preserved and developed by Howel Wood (1882–1967) and others who perpetuated the art on local and national stages.[369] The Welsh Folk Dance Society was founded in 1949;[369] it supports a network of national amateur dance teams and publishes support material. Contemporary dance grew out of Cardiff in the 1970s; one of the earliest companies, Moving Being, came from London to Cardiff in 1973.[369] Diversions was formed in 1983, eventually becoming the National Dance Company Wales, now the resident company at the Wales Millennium Centre.[370]
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As well as celebrating many of the traditional religious festivals of Great Britain, such as Easter and Christmas, Wales has its own unique celebratory days. An early festivity was Mabsant when local parishes would celebrate the patron saint of their local church.[371] Wales's national day is Saint David's Day, marked on 1 March, believed to be the date of David's death in the year 589.[372] Dydd Santes Dwynwen's day commemorates the local patron saint of friendship and love. It is celebrated on 25 January in a similar way to St Valentine's Day.[373] Calan Gaeaf, associated with the supernatural and the dead, is observed on 1 November (All Saints Day). It has largely been replaced by Hallowe'en. Other festivities include Calan Mai (May Day), celebrating the beginning of summer; Calan Awst (Lammas Day); and Gŵyl Fair y Canhwyllau (Candlemas Day).[374]
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Gallium is a chemical element with the symbol Ga and atomic number 31. Elemental gallium is a soft, silvery metal at standard temperature and pressure; however in its liquid state it becomes silvery white. If too much force is applied, the gallium may fracture conchoidally. It is in group 13 of the periodic table, and thus has similarities to the other metals of the group, aluminium, indium, and thallium. Gallium does not occur as a free element in nature, but as gallium(III) compounds in trace amounts in zinc ores and in bauxite.[6] Elemental gallium is a liquid at temperatures greater than 29.76 °C (85.57 °F), and will melt in a person's hands at normal human body temperature of 37 °C (99 °F).
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The melting point of gallium is used as a temperature reference point. Gallium alloys are used in thermometers as a non-toxic and environmentally friendly alternative to mercury, and can withstand higher temperatures than mercury. An even lower melting point of −19 °C (−2 °F), well below the freezing point of water, is claimed for the alloy galinstan (62–95% gallium, 5–22% indium, and 0–16% tin by weight), but that may be the freezing point with the effect of supercooling.
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Since its discovery in 1875, gallium has been used to make alloys with low melting points. It is also used in semiconductors as a dopant in semiconductor substrates.
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Gallium is predominantly used in electronics. Gallium arsenide, the primary chemical compound of gallium in electronics, is used in microwave circuits, high-speed switching circuits, and infrared circuits. Semiconducting gallium nitride and indium gallium nitride produce blue and violet light-emitting diodes (LEDs) and diode lasers. Gallium is also used in the production of artificial gadolinium gallium garnet for jewelry. Gallium is considered a technology-critical element.
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Gallium has no known natural role in biology. Gallium(III) behaves in a similar manner to ferric salts in biological systems and has been used in some medical applications, including pharmaceuticals and radiopharmaceuticals.
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Elemental gallium is not found in nature, but it is easily obtained by smelting. Very pure gallium is a silvery blue metal that fractures conchoidally like glass. Gallium liquid expands by 3.10% when it solidifies; therefore, it should not be stored in glass or metal containers because the container may rupture when the gallium changes state. Gallium shares the higher-density liquid state with a shortlist of other materials that includes water, silicon, germanium, bismuth, and plutonium.[7]
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Gallium attacks most other metals by diffusing into the metal lattice. For example, it diffuses into the grain boundaries of aluminium-zinc alloys[8] and steel,[9] making them very brittle. Gallium easily alloys with many metals, and is used in small quantities in the plutonium-gallium alloy in the plutonium cores of nuclear bombs to stabilize the plutonium crystal structure.[10]
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The melting point of gallium, at 302.9146 K (29.7646 °C, 85.5763 °F), is just above room temperature, and is approximately the same as the average summer daytime temperatures in Earth's mid-latitudes. This melting point (mp) is one of the formal temperature reference points in the International Temperature Scale of 1990 (ITS-90) established by the International Bureau of Weights and Measures (BIPM).[11][12][13] The triple point of gallium, 302.9166 K (29.7666 °C, 85.5799 °F), is used by the US National Institute of Standards and Technology (NIST) in preference to the melting point.[14]
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The melting point of gallium allows it to melt in the human hand, and then refreeze if removed. The liquid metal has a strong tendency to supercool below its melting point/freezing point: Ga nanoparticles can be kept in the liquid state below 90 K.[15] Seeding with a crystal helps to initiate freezing. Gallium is one of the four non-radioactive metals (with caesium, rubidium, and mercury) that are known to be liquid at, or near, normal room temperature. Of the four, gallium is the only one that is neither highly reactive (rubidium and caesium) nor highly toxic (mercury) and can, therefore, be used in metal-in-glass high-temperature thermometers. It is also notable for having one of the largest liquid ranges for a metal, and for having (unlike mercury) a low vapor pressure at high temperatures. Gallium's boiling point, 2673 K, is more than eight times higher than its melting point on the absolute scale, the greatest ratio between melting point and boiling point of any element.[16] Unlike mercury, liquid gallium metal wets glass and skin, along with most other materials (with the exceptions of quartz, graphite, and Teflon)[citation needed], making it mechanically more difficult to handle even though it is substantially less toxic and requires far fewer precautions. Gallium painted onto glass is a brilliant mirror.[17] For this reason as well as the metal contamination and freezing-expansion problems, samples of gallium metal are usually supplied in polyethylene packets within other containers.
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Gallium does not crystallize in any of the simple crystal structures. The stable phase under normal conditions is orthorhombic with 8 atoms in the conventional unit cell. Within a unit cell, each atom has only one nearest neighbor (at a distance of 244 pm). The remaining six unit cell neighbors are spaced 27, 30 and 39 pm farther away, and they are grouped in pairs with the same distance.[19] Many stable and metastable phases are found as function of temperature and pressure.[20]
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The bonding between the two nearest neighbors is covalent; hence Ga2 dimers are seen as the fundamental building blocks of the crystal. This explains the low melting point relative to the neighbor elements, aluminium and indium. This structure is strikingly similar to that of iodine and forms because of interactions between the single 4p electrons of gallium atoms, further away from the nucleus than the 4s electrons and the [Ar]3d10 core. This phenomenon recurs with mercury with its "pseudo-noble-gas" [Xe]4f145d106s2 electron configuration, which is liquid at room temperature.[21] The 3d10 electrons do not shield the outer electrons very well from the nucleus and hence the first ionisation energy of gallium is greater than that of aluminium.[7]
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The physical properties of gallium are highly anisotropic, i.e. have different values along the three major crystallographical axes a, b, and c (see table), producing a significant difference between the linear (α) and volume thermal expansion coefficients. The properties of gallium are strongly temperature-dependent, particularly near the melting point. For example, the coefficient of thermal expansion increases by several hundred percents upon melting.[18]
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Gallium has 31 known isotopes, ranging in mass number from 56 to 86. Only two isotopes are stable and occur naturally, gallium-69 and gallium-71. Gallium-69 is more abundant: it makes up about 60.1% of natural gallium, while gallium-71 makes up the remaining 39.9%. All the other isotopes are radioactive, with gallium-67 being the longest-lived (half-life 3.261 days). Isotopes lighter than gallium-69 usually decay through beta plus decay (positron emission) or electron capture to isotopes of zinc, although the lightest few (with mass numbers 56 through 59) decay through prompt proton emission. Isotopes heavier than gallium-71 decay through beta minus decay (electron emission), possibly with delayed neutron emission, to isotopes of germanium, while gallium-70 can decay through both beta minus decay and electron capture. Gallium-67 is unique among the light isotopes in having only electron capture as a decay mode, as its decay energy is not sufficient to allow positron emission.[22] Gallium-67 and gallium-68 (half-life 67.7 min) are both used in nuclear medicine.
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Gallium is found primarily in the +3 oxidation state. The +1 oxidation state is also found in some compounds, although it is less common than it is for gallium's heavier congeners indium and thallium. For example, the very stable GaCl2 contains both gallium(I) and gallium(III) and can be formulated as GaIGaIIICl4; in contrast, the monochloride is unstable above 0 °C, disproportionating into elemental gallium and gallium(III) chloride. Compounds containing Ga–Ga bonds are true gallium(II) compounds, such as GaS (which can be formulated as Ga24+(S2−)2) and the dioxan complex Ga2Cl4(C4H8O2)2.[23]
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Strong acids dissolve gallium, forming gallium(III) salts such as Ga2(SO4)3 (gallium sulfate) and Ga(NO3)3 (gallium nitrate). Aqueous solutions of gallium(III) salts contain the hydrated gallium ion, [Ga(H2O)6]3+.[24]:1033 Gallium(III) hydroxide, Ga(OH)3, may be precipitated from gallium(III) solutions by adding ammonia. Dehydrating Ga(OH)3 at 100 °C produces gallium oxide hydroxide, GaO(OH).[25]:140–141
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Alkaline hydroxide solutions dissolve gallium, forming gallate salts (not to be confused with identically-named gallic acid salts) containing the Ga(OH)−4 anion.[26][24]:1033[27] Gallium hydroxide, which is amphoteric, also dissolves in alkali to form gallate salts.[25]:141 Although earlier work suggested Ga(OH)3−6 as another possible gallate anion,[28] it was not found in later work.[27]
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Gallium reacts with the chalcogens only at relatively high temperatures. At room temperature, gallium metal is not reactive with air and water because it forms a passive, protective oxide layer. At higher temperatures, however, it reacts with atmospheric oxygen to form gallium(III) oxide, Ga2O3.[26] Reducing Ga2O3 with elemental gallium in vacuum at 500 °C to 700 °C yields the dark brown gallium(I) oxide, Ga2O.[25]:285 Ga2O is a very strong reducing agent, capable of reducing H2SO4 to H2S.[25]:207 It disproportionates at 800 °C back to gallium and Ga2O3.[29]
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Gallium(III) sulfide, Ga2S3, has 3 possible crystal modifications.[29]:104 It can be made by the reaction of gallium with hydrogen sulfide (H2S) at 950 °C.[25]:162 Alternatively, Ga(OH)3 can be used at 747 °C:[30]
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Reacting a mixture of alkali metal carbonates and Ga2O3 with H2S leads to the formation of thiogallates containing the [Ga2S4]2− anion. Strong acids decompose these salts, releasing H2S in the process.[29]:104–105 The mercury salt, HgGa2S4, can be used as a phosphor.[31]
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Gallium also forms sulfides in lower oxidation states, such as gallium(II) sulfide and the green gallium(I) sulfide, the latter of which is produced from the former by heating to 1000 °C under a stream of nitrogen.[29]:94
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The other binary chalcogenides, Ga2Se3 and Ga2Te3, have the zincblende structure. They are all semiconductors but are easily hydrolysed and have limited utility.[29]:104
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Gallium reacts with ammonia at 1050 °C to form gallium nitride, GaN. Gallium also forms binary compounds with phosphorus, arsenic, and antimony: gallium phosphide (GaP), gallium arsenide (GaAs), and gallium antimonide (GaSb). These compounds have the same structure as ZnS, and have important semiconducting properties.[24]:1034 GaP, GaAs, and GaSb can be synthesized by the direct reaction of gallium with elemental phosphorus, arsenic, or antimony.[29]:99 They exhibit higher electrical conductivity than GaN.[29]:101 GaP can also be synthesized by reacting Ga2O with phosphorus at low temperatures.[32]
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Gallium forms ternary nitrides; for example:[29]:99
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Similar compounds with phosphorus and arsenic are possible: Li3GaP2 and Li3GaAs2. These compounds are easily hydrolyzed by dilute acids and water.[29]:101
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Gallium(III) oxide reacts with fluorinating agents such as HF or F2 to form gallium(III) fluoride, GaF3. It is an ionic compound strongly insoluble in water. However, it dissolves in hydrofluoric acid, in which it forms an adduct with water, GaF3·3H2O. Attempting to dehydrate this adduct forms GaF2OH·nH2O. The adduct reacts with ammonia to form GaF3·3NH3, which can then be heated to form anhydrous GaF3.[25]:128–129
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Gallium trichloride is formed by the reaction of gallium metal with chlorine gas.[26] Unlike the trifluoride, gallium(III) chloride exists as dimeric molecules, Ga2Cl6, with a melting point of 78 °C. Eqivalent compounds are formed with bromine and iodine, Ga2Br6 and Ga2I6.[25]:133
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Like the other group 13 trihalides, gallium(III) halides are Lewis acids, reacting as halide acceptors with alkali metal halides to form salts containing GaX−4 anions, where X is a halogen. They also react with alkyl halides to form carbocations and GaX−4.[25]:136–137
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When heated to a high temperature, gallium(III) halides react with elemental gallium to form the respective gallium(I) halides. For example, GaCl3 reacts with Ga to form GaCl:
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At lower temperatures, the equilibrium shifts toward the left and GaCl disproportionates back to elemental gallium and GaCl3. GaCl can also be produced by reacting Ga with HCl at 950 °C; the product can be condensed as a red solid.[24]:1036
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Gallium(I) compounds can be stabilized by forming adducts with Lewis acids. For example:
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The so-called "gallium(II) halides", GaX2, are actually adducts of gallium(I) halides with the respective gallium(III) halides, having the structure Ga+[GaX4]−. For example:[26][24]:1036[33]
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Like aluminium, gallium also forms a hydride, GaH3, known as gallane, which may be produced by reacting lithium gallanate (LiGaH4) with gallium(III) chloride at −30 °C:[24]:1031
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In the presence of dimethyl ether as solvent, GaH3 polymerizes to (GaH3)n. If no solvent is used, the dimer Ga2H6 (digallane) is formed as a gas. Its structure is similar to diborane, having two hydrogen atoms bridging the two gallium centers,[24]:1031 unlike α-AlH3 in which aluminium has a coordination number of 6.[24]:1008
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Gallane is unstable above −10 °C, decomposing to elemental gallium and hydrogen.[34]
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Organogallium compounds are of similar reactivity to organoindium compounds, less reactive than organoaluminium compounds, but more reactive than organothallium compounds.[35] Alkylgalliums are monomeric. Lewis acidity decreases in the order Al > Ga > In and as a result organogallium compounds do not form bridged dimers as organoaluminum compounds do. Organogallium compounds are also less reactive than organoaluminum compounds. They do form stable peroxides.[36] These alkylgalliums are liquids at room temperature, having low melting points, and are quite mobile and flammable. Triphenylgallium is monomeric in solution, but its crystals form chain structures due to weak intermolecluar Ga···C interactions.[35]
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Gallium trichloride is a common starting reagent for the formation of organogallium compounds, such as in carbogallation reactions.[37] Gallium trichloride reacts with lithium cyclopentadienide in diethyl ether to form the trigonal planar gallium cyclopentadienyl complex GaCp3. Gallium(I) forms complexes with arene ligands such as hexamethylbenzene. Because this ligand is quite bulky, the structure of the [Ga(η6-C6Me6)]+ is that of a half-sandwich. Less bulky ligands such as mesitylene allow two ligands to be attached to the central gallium atom in a bent sandwich structure. Benzene is even less bulky and allows the formation of dimers: an example is [Ga(η6-C6H6)2] [GaCl4]·3C6H6.[35]
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In 1871, the existence of gallium was first predicted by Russian chemist Dmitri Mendeleev, who named it "eka-aluminium" from its position in his periodic table. He also predicted several properties of eka-aluminium that correspond closely to the real properties of gallium, such as its density, melting point, oxide character, and bonding in chloride.[38]
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Mendeleev further predicted that eka-aluminium would be discovered by means of the spectroscope, and that metallic eka-aluminium would dissolve slowly in both acids and alkalis and would not react with air. He also predicted that M2O3 would dissolve in acids to give MX3 salts, that eka-aluminium salts would form basic salts, that eka-aluminium sulfate should form alums, and that anhydrous MCl3 should have a greater volatility than ZnCl2: all of these predictions turned out to be true.[39]
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Gallium was discovered using spectroscopy by French chemist Paul Emile Lecoq de Boisbaudran in 1875 from its characteristic spectrum (two violet lines) in a sample of sphalerite.[40] Later that year, Lecoq obtained the free metal by electrolysis of the hydroxide in potassium hydroxide solution.[41]
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He named the element "gallia", from Latin Gallia meaning Gaul, after his native land of France. It was later claimed that, in one of those multilingual puns so beloved by men of science in the 19th century, he had also named gallium after himself: "Le coq" is French for "the rooster" and the Latin word for "rooster" is "gallus". In an 1877 article, Lecoq denied this conjecture.[41]
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Originally, de Boisbaudran determined the density of gallium as 4.7 g/cm3, the only property that failed to match Mendeleev's predictions; Mendeleev then wrote to him and suggested that he should remeasure the density, and de Boisbaudran then obtained the correct value of 5.9 g/cm3, that Mendeleev had predicted exactly.[39]
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From its discovery in 1875 until the era of semiconductors, the primary uses of gallium were high-temperature thermometrics and metal alloys with unusual properties of stability or ease of melting (some such being liquid at room temperature). The development of gallium arsenide as a direct bandgap semiconductor in the 1960s ushered in the most important stage in the applications of gallium.[17]
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Gallium does not exist as a free element in the Earth's crust, and the few high-content minerals, such as gallite (CuGaS2), are too rare to serve as a primary source.[42] The abundance in the Earth's crust is approximately 16.9 ppm.[43] This is comparable to the crustal abundances of lead, cobalt, and niobium. Yet unlike these elements, gallium does not form its own ore deposits with concentrations of > 0.1 wt.% in ore. Rather it occurs at trace concentrations similar to the crustal value in zinc ores,[42][44] and at somewhat higher values (~ 50 ppm) in aluminium ores, from both of which it is extracted as a by-product. This lack of independent deposits is due to gallium's geochemical behaviour, showing no strong enrichment in the processes relevant to the formation of most ore deposits.[42]
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The United States Geological Survey (USGS) estimates that more than 1 million tons of gallium is contained in known reserves of bauxite and zinc ores.[45][46] Some coal flue dusts contain small quantities of gallium, typically less than 1% by weight.[47][48][49][50] However, these amounts are not extractable without mining of the host materials (see below). Thus, the availability of gallium is fundamentally determined by the rate at which bauxite, zinc ores (and coal) are extracted.
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Gallium is produced exclusively as a by-product during the processing of the ores of other metals. Its main source material is bauxite, the chief ore of aluminium, but minor amounts are also extracted from sulfidic zinc ores (sphalerite being the main host mineral). In the past, certain coals were an important source.
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During the processing of bauxite to alumina in the Bayer process, gallium accumulates in the sodium hydroxide liquor. From this it can be extracted by a variety of methods. The most recent is the use of ion-exchange resin.[6] Achievable extraction efficiencies critically depend on the original concentration in the feed bauxite. At a typical feed concentration of 50 ppm, about 15% of the contained gallium is extractable.[6] The remainder reports to the red mud and aluminium hydroxide streams. Gallium is removed from the ion-exchange resin in solution. Electrolysis then gives gallium metal. For semiconductor use, it is further purified with zone melting or single-crystal extraction from a melt (Czochralski process). Purities of 99.9999% are routinely achieved and commercially available.[51]
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Its by-product status means that gallium production is constrained by the amount of bauxite, sulfidic zinc ores (and coal) extracted per year. Therefore, its availability needs to be discussed in terms of supply potential. The supply potential of a by-product is defined as that amount which is economically extractable from its host materials per year under current market conditions (i.e. technology and price).[52] Reserves and resources are not relevant for by-products, since they cannot be extracted independently from the main-products.[53] Recent estimates put the supply potential of gallium at a minimum of 2,100 t/yr from bauxite, 85 t/yr from sulfidic zinc ores, and potentially 590 t/yr from coal.[6] These figures are significantly greater than current production (375 t in 2016).[54] Thus, major future increases in the by-product production of gallium will be possible without significant increases in production costs or price. The average price in for low-grade gallium was $120 per kilogram in 2016 and $135–140 per kilogram in 2017.[55]
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In 2017, the world's production of low-grade gallium was ca. 315 tons — an increase of 15% from 2016. China, Japan, South Korea, Russia, and Ukraine were the leading producers, while Germany ceased primary production of gallium in 2016. The yield of high-purity gallium was ca. 180 tons, mostly originating from China, Japan, Slovakia, UK and U.S. The 2017 world annual production capacity was estimated at 730 tons for low-grade and 320 tons for refined gallium.[55]
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China produced ca. 250 tons of low-grade gallium in 2016 and ca. 300 tons in 2017. It also accounted for more than half of global LED production.[55]
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Semiconductor applications dominate the commercial demand for gallium, accounting for 98% of the total. The next major application is for gadolinium gallium garnets.[56]
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Extremely high-purity (>99.9999%) gallium is commercially available to serve the semiconductor industry. Gallium arsenide (GaAs) and gallium nitride (GaN) used in electronic components represented about 98% of the gallium consumption in the United States in 2007. About 66% of semiconductor gallium is used in the U.S. in integrated circuits (mostly gallium arsenide), such as the manufacture of ultra-high-speed logic chips and MESFETs for low-noise microwave preamplifiers in cell phones. About 20% of this gallium is used in optoelectronics.[45]
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Worldwide, gallium arsenide makes up 95% of the annual global gallium consumption.[51] It amounted $7.5 billion in 2016, with 53% originating from cell phones, 27% from wireless communications, and the rest from automotive, consumer, fiber-optic, and military applications. The recent increase in GaAs consumption is mostly related to the emergence of 3G and 4G smartphones, which use 10 times more GaAs than older models.[55]
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Gallium arsenide and gallium nitride can also be found in a variety of optoelectronic devices which had a market share of $15.3 billion in 2015 and $18.5 billion in 2016.[55] Aluminium gallium arsenide (AlGaAs) is used in high-power infrared laser diodes. The semiconductors gallium nitride and indium gallium nitride are used in blue and violet optoelectronic devices, mostly laser diodes and light-emitting diodes. For example, gallium nitride 405 nm diode lasers are used as a violet light source for higher-density Blu-ray Disc compact data disc drives.[57]
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Other major application of gallium nitride are cable television transmission, commercial wireless infrastructure, power electronics, and satellites. The GaN radio frequency device market alone was estimated at $370 million in 2016 and $420 million in 2016.[55]
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Multijunction photovoltaic cells, developed for satellite power applications, are made by molecular-beam epitaxy or metalorganic vapour-phase epitaxy of thin films of gallium arsenide, indium gallium phosphide, or indium gallium arsenide. The Mars Exploration Rovers and several satellites use triple-junction gallium arsenide on germanium cells.[58] Gallium is also a component in photovoltaic compounds (such as copper indium gallium selenium sulfide Cu(In,Ga)(Se,S)2) used in solar panels as a cost-efficient alternative to crystalline silicon.[59]
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Gallium readily alloys with most metals, and is used as an ingredient in low-melting alloys. The nearly eutectic alloy of gallium, indium, and tin is a room temperature liquid used in medical thermometers. This alloy, with the trade-name Galinstan (with the "-stan" referring to the tin, stannum in Latin), has a low freezing point of −19 °C (−2.2 °F).[60] It has been suggested that this family of alloys could also be used to cool computer chips in place of water, and is often used as a replacement for thermal paste in high-performance computing.[61][62] Gallium alloys have been evaluated as substitutes for mercury dental amalgams, but these materials have yet to see wide acceptance.
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Because gallium wets glass or porcelain, gallium can be used to create brilliant mirrors. When the wetting action of gallium-alloys is not desired (as in Galinstan glass thermometers), the glass must be protected with a transparent layer of gallium(III) oxide.[63]
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The plutonium used in nuclear weapon pits is stabilized in the δ phase and made machinable by alloying with gallium.[64]
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Although gallium has no natural function in biology, gallium ions interact with processes in the body in a manner similar to iron(III). Because these processes include inflammation, a marker for many disease states, several gallium salts are used (or are in development) as pharmaceuticals and radiopharmaceuticals in medicine. Interest in the anticancer properties of gallium emerged when it was discovered that 67Ga(III) citrate injected in tumor-bearing animals localized to sites of tumor. Clinical trials have shown gallium nitrate to have antineoplastic activity against non-Hodgkin's lymphoma and urothelial cancers. A new generation of gallium-ligand complexes such as tris(8-quinolinolato)gallium(III) (KP46) and gallium maltolate has emerged.[65] Gallium nitrate (brand name Ganite) has been used as an intravenous pharmaceutical to treat hypercalcemia associated with tumor metastasis to bones. Gallium is thought to interfere with osteoclast function, and the therapy may be effective when other treatments have failed.[66] Gallium maltolate, an oral, highly absorbable form of gallium(III) ion, is an anti-proliferative to pathologically proliferating cells, particularly cancer cells and some bacteria that accept it in place of ferric iron (Fe3+). Researchers are conducting clinical and preclinical trials on this compound as a potential treatment for a number of cancers, infectious diseases, and inflammatory diseases.[67]
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When gallium ions are mistakenly taken up in place of iron(III) by bacteria such as Pseudomonas, the ions interfere with respiration, and the bacteria die. This happens because iron is redox-active, allowing the transfer of electrons during respiration, while gallium is redox-inactive.[68][69]
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A complex amine-phenol Ga(III) compound MR045 is selectively toxic to parasites resistant to chloroquine, a common drug against malaria. Both the Ga(III) complex and chloroquine act by inhibiting crystallization of hemozoin, a disposal product formed from the digestion of blood by the parasites.[70][71]
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Gallium-67 salts such as gallium citrate and gallium nitrate are used as radiopharmaceutical agents in the nuclear medicine imaging known as gallium scan. The radioactive isotope 67Ga is used, and the compound or salt of gallium is unimportant. The body handles Ga3+ in many ways as though it were Fe3+, and the ion is bound (and concentrates) in areas of inflammation, such as infection, and in areas of rapid cell division. This allows such sites to be imaged by nuclear scan techniques.[72]
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Gallium-68, a positron emitter with a half-life of 68 min, is now used as a diagnostic radionuclide in PET-CT when linked to pharmaceutical preparations such as DOTATOC, a somatostatin analogue used for neuroendocrine tumors investigation, and DOTA-TATE, a newer one, used for neuroendocrine metastasis and lung neuroendocrine cancer, such as certain types of microcytoma. Gallium-68's preparation as a pharmaceutical is chemical, and the radionuclide is extracted by elution from germanium-68, a synthetic radioisotope of germanium, in gallium-68 generators.[73]
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Gallium is used for neutrino detection. Possibly the largest amount of pure gallium ever collected in a single spot is the Gallium-Germanium Neutrino Telescope used by the SAGE experiment at the Baksan Neutrino Observatory in Russia. This detector contains 55–57 tonnes (~9 cubic metres) of liquid gallium.[74] Another experiment was the GALLEX neutrino detector operated in the early 1990s in an Italian mountain tunnel. The detector contained 12.2 tons of watered gallium-71. Solar neutrinos caused a few atoms of 71Ga to become radioactive 71Ge, which were detected. This experiment showed that the solar neutrino flux is 40% less than theory predicted. This deficit was not explained until better solar neutrino detectors and theories were constructed (see SNO).[75]
|
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|
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+
Gallium is also used as a liquid metal ion source for a focused ion beam. For example, a focused gallium-ion beam was used to create the world's smallest book, Teeny Ted from Turnip Town.[76] Another use of gallium is as an additive in glide wax for skis, and other low-friction surface materials.[77]
|
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+
|
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+
A well-known practical joke among chemists is to fashion gallium spoons and use them to serve tea to unsuspecting guests, since gallium has a similar appearance to its lighter homolog aluminium. The spoons then melt in the hot tea.[78]
|
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+
|
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+
Metallic gallium is not toxic. However, exposure to gallium halide complexes can result in acute toxicity.[81] The Ga3+ ion of soluble gallium salts tends to form the insoluble hydroxide when injected in large doses; precipitation of this hydroxide resulted in nephrotoxicity in animals. In lower doses, soluble gallium is tolerated well and does not accumulate as a poison, instead being excreted mostly through urine. Excretion of gallium occurs in two phases: the first phase has a biological half-life of 1 hour, while the second has a biological half-life of 25 hours.[72]
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en/212.html.txt
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A figure of speech or rhetorical figure is an intentional deviation from ordinary language, chosen to produce a rhetorical effect.[1] Figures of speech are traditionally classified into schemes, which vary the ordinary sequence or pattern of words, and tropes, where words are made to carry a meaning other than what they ordinarily signify. A type of scheme is polysyndeton, the repeating of a conjunction before every element in a list, where normally the conjunction would appear only before the last element, as in "Lions and tigers and bears, oh my!"—emphasizing the danger and number of animals more than the prosaic wording with only the second "and". A type of trope is metaphor, describing one thing as something that it clearly is not, in order to lead the mind to compare them, in "All the world's a stage."
|
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+
Classical rhetoricians classified figures of speech into four categories or quadripartita ratio:[2]
|
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+
These categories are often still used. The earliest known text listing them, though not explicitly as a system, is the Rhetorica ad Herennium, of unknown authorship, where they are called πλεονασμός (pleonasmos - addition), ἔνδεια (endeia - omission), μετάθεσις (metathesis - transposition) and ἐναλλαγή (enallage - permutation).[3] Quintillian then mentioned them in Institutio Oratoria.[4] Philo of Alexandria also listed them as addition (πρόσθεσις - prosthesis), subtraction (ἀφαίρεσις - afairesis), transposition (μετάθεσις - metathesis), and transmutation (ἀλλοίωσις - alloiosis).[5]
|
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Figures of speech come in many varieties. The aim is to use the language inventively to accentuate the effect of what is being said. A few examples follow:
|
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|
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Scholars of classical Western rhetoric have divided figures of speech into two main categories: schemes and tropes. Schemes (from the Greek schēma, 'form or shape') are figures of speech that change the ordinary or expected pattern of words. For example, the phrase, "John, my best friend" uses the scheme known as apposition. Tropes (from Greek trepein, 'to turn') change the general meaning of words. An example of a trope is irony, which is the use of words to convey the opposite of their usual meaning ("For Brutus is an honorable man; / So are they all, all honorable men").
|
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|
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During the Renaissance, scholars meticulously enumerated and classified figures of speech. Henry Peacham, for example, in his The Garden of Eloquence (1577), enumerated 184 different figures of speech. Professor Robert DiYanni, in his book Literature: Reading Fiction, Poetry, Drama and the Essay[6] wrote: "Rhetoricians have catalogued more than 250 different figures of speech, expressions or ways of using words in a nonliteral sense."
|
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|
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+
For simplicity, this article divides the figures between schemes and tropes, but does not further sub-classify them (e.g., "Figures of Disorder"). Within each category, words are listed alphabetically. Most entries link to a page that provides greater detail and relevant examples, but a short definition is placed here for convenience. Some of those listed may be considered rhetorical devices, which are similar in many ways.
|
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|
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Using these formulas, a pupil could render the same subject or theme in a myriad of ways. For the mature author, this principle offered a set of tools to rework source texts into a new creation. In short, the quadripartita ratio offered the student or author a ready-made framework, whether for changing words or the transformation of entire texts. Since it concerned relatively mechanical procedures of adaptation that for the most part could be learned, the techniques concerned could be taught at school at a relatively early age, for example in the improvement of pupils’ own writing.
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Figure of speech by theidioms.com
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Welsh (Cymraeg [kəmˈraːɨɡ] (listen) or y Gymraeg [ə ɡəmˈraːɨɡ]) is a Brittonic language of the Celtic language family. It is spoken natively in Wales, by some in England, and in Y Wladfa (the Welsh colony in Chubut Province, Argentina).[8] Historically, it has also been known in English as "British",[9] "Cambrian",[10] "Cambric"[11] and "Cymric".[12]
|
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+
|
5 |
+
According to the United Kingdom Census 2011, 19 per cent of residents in Wales aged three and over were able to speak Welsh. According to the 2001 Census, 21 per cent of the population aged 3+ were able to speak Welsh. This suggests that there was a decrease in the number of Welsh speakers in Wales from 2001 to 2011 – from about 582,000 to 562,000 respectively.
|
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+
|
7 |
+
The Annual Population Survey conducted by the Office for National Statistics for the year ending in March 2020 concluded that 855,200 Welsh residents (28.3 per cent) aged three or over were able to speak Welsh.[13] The results for the most recent National Survey for Wales (2018-2019) suggest that 22 per cent of the population aged three and over were able to speak Welsh, with an additional 16 per cent noting that they had "some Welsh speaking ability".[14]
|
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+
|
9 |
+
The Welsh Language (Wales) Measure 2011 gave the Welsh language official status in Wales,[15] making it the only language that is de jure official in any part of the United Kingdom, with English being de facto official. The Welsh language, along with English, is also a de jure official language of the Senedd.[16]
|
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+
The Welsh government plan to have one million Welsh language speakers by 2050. There has been an increase in children going to Welsh-medium schools since 1980 and a decrease in those going to Welsh bilingual and dual-medium schools.[17]
|
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+
|
12 |
+
The language of the Welsh developed from the language of Britons.[19] The emergence of Welsh was not instantaneous and clearly identifiable. Instead, the shift occurred over a long period of time, with some historians claiming that it had happened by as late as the 9th century, with a watershed moment being that proposed by linguist Kenneth H. Jackson, the Battle of Dyrham, a military battle between the West Saxons and the Britons in 577 AD,[20] which split the South Western British from direct overland contact with the Welsh.
|
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+
|
14 |
+
Four periods are identified in the history of Welsh, with rather indistinct boundaries: Primitive Welsh, Old Welsh, Middle Welsh, and Modern Welsh. The period immediately following the language's emergence is sometimes referred to as Primitive Welsh,[20] followed by the Old Welsh period – which is generally considered to stretch from the beginning of the 9th century to sometime during the 12th century.[20] The Middle Welsh period is considered to have lasted from then until the 14th century, when the Modern Welsh period began, which in turn is divided into Early and Late Modern Welsh.
|
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+
|
16 |
+
The word Welsh is a descendant, via Old English wealh, wielisc, of the Proto-Germanic word "Walhaz", which was derived from the name of the Celtic people known to the Romans as Volcae and which came to refer to speakers of Celtic languages, and then indiscriminately to the people of the Western Roman Empire. In Old English the term went through semantic narrowing, coming to refer to either Britons in particular or, in some contexts, slaves.[21] The plural form Wēalas evolved into the name for their territory, Wales.[22] The modern names for various Romance-speaking people in Continental Europe (e.g. Wallonia, Wallachia, Valais, Vlachs, and Włochy, the Polish name for Italy) have a similar etymology.[23] The Welsh term for the language, Cymraeg, descends from the Brythonic word combrogi, meaning "compatriots" or "fellow countrymen".[24]
|
17 |
+
|
18 |
+
Welsh evolved from Common Brittonic, the Celtic language spoken by the ancient Celtic Britons. Classified as Insular Celtic, the British language probably arrived in Britain during the Bronze Age or Iron Age and was probably spoken throughout the island south of the Firth of Forth.[25] During the Early Middle Ages the British language began to fragment due to increased dialect differentiation, thus evolving into Welsh and the other Brittonic languages. It is not clear when Welsh became distinct.[20][26][27]
|
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+
|
20 |
+
Linguist Kenneth H. Jackson has suggested that the evolution in syllabic structure and sound pattern was complete by around AD 550, and labelled the period between then and about AD 800 "Primitive Welsh".[28] This Primitive Welsh may have been spoken in both Wales and the Hen Ogledd ("Old North") – the Brittonic-speaking areas of what is now northern England and southern Scotland – and therefore may have been the ancestor of Cumbric as well as Welsh. Jackson, however, believed that the two varieties were already distinct by that time.[20] The earliest Welsh poetry – that attributed to the Cynfeirdd or "Early Poets" – is generally considered to date to the Primitive Welsh period. However, much of this poetry was supposedly composed in the Hen Ogledd, raising further questions about the dating of the material and language in which it was originally composed.[20] This discretion stems from the fact that Cumbric was widely believed to have been the language used in Hen Ogledd. An 8th-century inscription in Tywyn shows the language already dropping inflections in the declension of nouns.[29]
|
21 |
+
|
22 |
+
Janet Davies proposed that the origins of Welsh language were much less definite; in The Welsh Language: A History, she proposes that Welsh may have been around even earlier than 600 AD. This is evidenced by the dropping of final syllables from Brittonic: *bardos "poet" became bardd, and *abona "river" became afon.[26] Though both Davies and Jackson cite minor changes in syllable structure and sounds as evidence for the creation of Old Welsh, Davies suggests it may be more appropriate to refer to this derivative language as Lingua Britannica rather than characterising it as a new language altogether.
|
23 |
+
|
24 |
+
The argued dates for the period of "Primitive Welsh" are widely debated, with some historians' suggestions differing by hundreds of years.
|
25 |
+
|
26 |
+
The next main period is Old Welsh (Hen Gymraeg, 9th to 11th centuries); poetry from both Wales and Scotland has been preserved in this form of the language. As Germanic and Gaelic colonisation of Britain proceeded, the Brittonic speakers in Wales were split off from those in northern England, speaking Cumbric, and those in the southwest, speaking what would become Cornish, and so the languages diverged. Both the works of Aneirin (Canu Aneirin, c. 600) and the Book of Taliesin (Canu Taliesin) were written during this era.
|
27 |
+
|
28 |
+
Middle Welsh (Cymraeg Canol) is the label attached to the Welsh of the 12th to 14th centuries, of which much more remains than for any earlier period. This is the language of nearly all surviving early manuscripts of the Mabinogion, although the tales themselves are certainly much older. It is also the language of the existing Welsh law manuscripts. Middle Welsh is reasonably intelligible to a modern-day Welsh speaker.
|
29 |
+
|
30 |
+
Modern Welsh is subdivided into Early Modern Welsh and Late Modern Welsh.[30] Early Modern Welsh ran from the 15th century through to the end of the 16th century,[31] and the Late Modern Welsh period roughly dates from the 16th century onwards. Contemporary Welsh differs greatly from the Welsh of the 16th century, but they are similar enough for a fluent Welsh speaker to have little trouble understanding it. During the Modern Welsh period there has been a decline in the popularity of the Welsh language: the number of Welsh speakers declined to the point at which there was concern that the language would become extinct. Welsh government processes and legislation have worked to increase the proliferation of the Welsh language, e.g. through education.
|
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+
|
32 |
+
The Bible translations into Welsh helped maintain the use of Welsh in daily life. The New Testament was translated by William Salesbury in 1567,[32] and the complete Bible by William Morgan in 1588.[33]
|
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+
|
34 |
+
Welsh has been spoken continuously in Wales throughout recorded history, but by 1911 it had become a minority language, spoken by 43.5 percent of the population.[34] While this decline continued over the following decades, the language did not die out. By the start of the 21st century, numbers began to increase once more, at least partly as a result of the increase in Welsh-medium education.[35][36]
|
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+
|
36 |
+
The 2004 Welsh Language Use Survey showed that 21.7 percent of the population of Wales spoke Welsh,[37] compared with 20.8 percent in the 2001 Census, and 18.5 percent in 1991 Census. The 2011 Census, however, showed a slight decline to 562,000, or 19 per cent of the population.[38]
|
37 |
+
The census also showed a "big drop" in the number of speakers in the Welsh-speaking heartlands, with the number dropping to under 50 percent in Ceredigion and Carmarthenshire for the first time.[39] However, according to the Welsh Language Use Survey in 2013–15, 24 percent of people aged three and over were able to speak Welsh.[40]
|
38 |
+
|
39 |
+
The Annual Population Survey by the Office for National Statistics estimated that, for the year ending in March 2020, 855,200, or 28.3 percent of the population of Wales aged 3 and over, were able to speak the language, implying a possible increase in the prevalence of the Welsh language since the 2011 census. Similarly, the National Survey for Wales, conducted by Welsh Government, has also tended to have a higher percentage of Welsh speakers than the Census, with the most recent results for 2018-2019 suggesting that 22 percent of the population aged 3 and over were able to speak Welsh, with an additional 16 percent noting that they had some Welsh-speaking ability.
|
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+
|
41 |
+
Historically, large numbers of Welsh people spoke only Welsh.[41] Over the course of the 20th century this monolingual population "all but disappeared", but a small percentage remained at the time of the 1981 census.[42] Most Welsh-speaking people in Wales also speak English (while in Chubut Province, Argentina, most speakers can speak Spanish – see Y Wladfa). However, many Welsh-speaking people are more comfortable expressing themselves in Welsh than in English. A speaker's choice of language can vary according to the subject domain and the social context, even within a single discourse (known in linguistics as code-switching).[43]
|
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+
|
43 |
+
Welsh speakers are largely concentrated in the north and west of Wales, principally Gwynedd, Conwy, Denbighshire (Sir Ddinbych), Anglesey (Ynys Môn), Carmarthenshire (Sir Gâr), north Pembrokeshire (Sir Benfro), Ceredigion, parts of Glamorgan (Morgannwg), and north-west and extreme south-west Powys. However, first-language and other fluent speakers can be found throughout Wales.[44]
|
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+
|
45 |
+
Welsh-speaking communities persisted well into the modern period across the border in England. Archenfield was still Welsh enough in the time of Elizabeth I for the Bishop of Hereford to be made responsible, together with the four Welsh bishops, for the translation of the Bible and the Book of Common Prayer into Welsh. Welsh was still commonly spoken there in the first half of the 19th century, and churchwardens' notices were put up in both Welsh and English until about 1860.[45] In one of the earliest works of phonetics, On Early English Pronunciation in 1889, Alexander John Ellis identified a small part of Shropshire as still speaking Welsh, and plotted a Celtic border that passed from Llanymynech to Chirk through Oswestry.[46]
|
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+
|
47 |
+
The number of Welsh-speaking people in the rest of Britain has not yet been counted for statistical purposes. In 1993, the Welsh-language television channel S4C published the results of a survey into the numbers of people who spoke or understood Welsh, which estimated that there were around 133,000 Welsh-speaking people living in England, about 50,000 of them in the Greater London area.[47] The Welsh Language Board, on the basis of an analysis of the Office for National Statistics Longitudinal Study, estimated there were 110,000 Welsh-speaking people in England, and another thousand in Scotland and Northern Ireland.[48]
|
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+
|
49 |
+
In the 2011 Census, 8,248 people in England gave Welsh in answer to the question "What is your main language?"[49] The Office for National Statistics subsequently published a census glossary of terms to support the release of results from the census, including their definition of "main language" as referring to "first or preferred language" (though that wording was not in the census questionnaire itself).[50][51] The wards in England with the most people giving Welsh as their main language were the Liverpool wards of Central and Greenbank and Oswestry South.[49] The wards of Oswestry South (1.15%), Oswestry East (0.86%) and St Oswald (0.71%) had the highest percentage of residents giving Welsh as their main language. The Census also revealed that 3,528 wards in England, or 46% of the total number, contained at least one resident whose main language is Welsh. In terms of the regions of England, North West England (1,945), London (1,310) and the West Midlands (1,265) had the highest number of people noting Welsh as their main language.[52]
|
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+
|
51 |
+
In the 2011 Census, 1,189 people aged three and over in Scotland noted that Welsh was a language (other than English) that they used at home.[53]
|
52 |
+
|
53 |
+
The American Community Survey 2009–2013 noted that 2,235 people aged 5 years and over in the United States spoke Welsh at home. The highest number of those (255) lived in Florida.[54]
|
54 |
+
|
55 |
+
In response to the question 'Does the person speak a language other than English at home?' in the 2016 Australian Census, 1,688 people noted that they spoke Welsh.[55]
|
56 |
+
|
57 |
+
|
58 |
+
|
59 |
+
Although Welsh is a minority language, support for it grew during the second half of the 20th century, along with the rise of organisations such as the nationalist political party Plaid Cymru from 1925 and Welsh Language Society from 1962.
|
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+
|
61 |
+
The Welsh Language Act 1993 and the Government of Wales Act 1998 provide that the Welsh and English languages be treated equally in the public sector, as far as is reasonable and practicable. Each public body is required to prepare for approval a Welsh Language Scheme, which indicates its commitment to the equality of treatment principle. This is sent out in draft form for public consultation for a three-month period, whereupon comments on it may be incorporated into a final version. It requires the final approval of the now defunct Welsh Language Board (Bwrdd yr Iaith Gymraeg). Thereafter, the public body is charged with implementing and fulfilling its obligations under the Welsh Language Scheme. The list of other public bodies which have to prepare Schemes could be added to by initially the Secretary of State for Wales, from 1993–1997, by way of statutory instrument. Subsequent to the forming of the National Assembly for Wales in 1997, the Government Minister responsible for the Welsh language can and has passed statutory instruments naming public bodies who have to prepare Schemes. Neither the 1993 Act nor secondary legislation made under it covers the private sector, although some organisations, notably banks and some railway companies, provide some of their information in Welsh.[56][57]
|
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+
|
63 |
+
On 7 December 2010, the Welsh Assembly unanimously approved a set of measures to develop the use of the Welsh language within Wales.[58][59] On 9 February 2011 this measure, the Proposed Welsh Language (Wales) Measure 2011, was passed and received Royal Assent, thus making the Welsh language an officially recognised language within Wales. The measure:
|
64 |
+
|
65 |
+
The measure requires public bodies and some private companies to provide services in Welsh. The Welsh government's Minister for Heritage at the time, Alun Ffred Jones, said, "The Welsh language is a source of great pride for the people of Wales, whether they speak it or not, and I am delighted that this measure has now become law. I am very proud to have steered legislation through the Assembly which confirms the official status of the Welsh language; which creates a strong advocate for Welsh speakers and will improve the quality and quantity of services available through the medium of Welsh. I believe that everyone who wants to access services in the Welsh language should be able to do so, and that is what this government has worked towards. This legislation is an important and historic step forward for the language, its speakers and for the nation."[60] The measure was not welcomed warmly by all supporters: Bethan Williams, chairman of the Welsh Language Society, gave a mixed response to the move, saying, "Through this measure we have won official status for the language and that has been warmly welcomed. But there was a core principle missing in the law passed by the Assembly before Christmas. It doesn't give language rights to the people of Wales in every aspect of their lives. Despite that, an amendment to that effect was supported by 18 Assembly Members from three different parties, and that was a significant step forward."[61]
|
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+
|
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+
On 5 October 2011, Meri Huws, Chair of the Welsh Language Board, was appointed the new Welsh Language Commissioner.[62] She released a statement that she was "delighted" to have been appointed to the "hugely important role", adding, "I look forward to working with the Welsh Government and organisations in Wales in developing the new system of standards. I will look to build on the good work that has been done by the Welsh Language Board and others to strengthen the Welsh language and ensure that it continues to thrive." First Minister Carwyn Jones said that Meri would act as a champion for the Welsh language, though some had concerns over her appointment: Plaid Cymru spokeswoman Bethan Jenkins said, "I have concerns about the transition from Meri Huws's role from the Welsh Language Board to the language commissioner, and I will be asking the Welsh government how this will be successfully managed. We must be sure that there is no conflict of interest, and that the Welsh Language Commissioner can demonstrate how she will offer the required fresh approach to this new role." Ms Huws started her role as the Welsh Language Commissioner on 1 April 2012.
|
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+
|
69 |
+
Local councils and the National Assembly for Wales use Welsh, issuing Welsh versions of their literature, to varying degrees.
|
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+
|
71 |
+
Most road signs in Wales are in English and Welsh.[63]
|
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+
|
73 |
+
Since 2000, the teaching of Welsh has been compulsory in all schools in Wales up to age 16; this has had an effect in stabilising and reversing the decline in the language.[64]
|
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+
|
75 |
+
The wording on currency is only in English, except in the legend on Welsh pound coins dated 1985, 1990 and 1995, which circulate in all parts of the UK. The wording is Pleidiol wyf i'm gwlad, (Welsh for 'True am I to my country'), and derives from the national anthem of Wales, Hen Wlad Fy Nhadau.
|
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+
|
77 |
+
Some shops employ bilingual signage. Welsh sometimes appears on product packaging or instructions.
|
78 |
+
|
79 |
+
The UK government has ratified the European Charter for Regional or Minority Languages in respect of Welsh.[65]
|
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+
|
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+
The language has greatly increased its prominence since the creation of the television channel S4C in November 1982, which until digital switchover in 2010 broadcast 70 per cent of Channel 4's programming along with a majority of Welsh language shows[66] during peak viewing hours. The all-Welsh-language digital station S4C Digidol is available throughout Europe on satellite and online throughout the UK. Since the digital switchover was completed in South Wales on 31 March 2010, S4C Digidol became the main broadcasting channel and fully in Welsh. The main evening television news provided by the BBC in Welsh is available for download.[67] There is also a Welsh-language radio station, BBC Radio Cymru, which was launched in 1977.[68]
|
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+
|
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+
The only Welsh-language national newspaper Y Cymro (The Welshman) was published weekly until 2017. There is no daily newspaper in Welsh. A daily newspaper called Y Byd (The World) was scheduled to be launched on 3 March 2008, but was scrapped, owing to insufficient sales of subscriptions and the Welsh Government offering only one third of the £600,000 public funding it needed.[69] There is a Welsh-language online news service which publishes news stories in Welsh called Golwg360 ("360 [degree] view").
|
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+
|
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+
The decade around 1840 was a period of great social upheaval in Wales, manifested in the Chartist movement. In 1839, 20,000 people marched on Newport, resulting in a riot when 20 people were killed by soldiers defending the Westgate Hotel, and the Rebecca Riots where tollbooths on turnpikes were systematically destroyed.
|
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+
|
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+
This unrest brought the state of education in Wales to the attention of the English establishment since social reformers of the time considered education as a means of dealing with social ills. The Times newspaper was prominent among those who considered that the lack of education of the Welsh people was the root cause of most of the problems.
|
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+
|
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+
In July 1846, three commissioners, R.R.W. Lingen, Jellynger C. Symons and H.R. Vaughan Johnson, were appointed to inquire into the state of education in Wales; the Commissioners were all Anglicans and thus presumed unsympathetic to the nonconformist majority in Wales. The Commissioners presented their report to the Government on 1 July 1847 in three large blue-bound volumes. This report quickly became known as the Treachery of the Blue Books (Brad y Llyfrau Gleision)[70] since, apart from documenting the state of education in Wales, the Commissioners were also free with their comments disparaging the language, nonconformity, and the morals of the Welsh people in general. An immediate effect of the report was that ordinary Welsh people began to believe that the only way to get on in the world was through the medium of English, and an inferiority complex developed about the Welsh language whose effects have not yet been completely eradicated. The historian Professor Kenneth O. Morgan referred to the significance of the report and its consequences as "the Glencoe and the Amritsar of Welsh history".[71]
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In the later 19th century, virtually all teaching in the schools of Wales was in English, even in areas where the pupils barely understood English. Some schools used the Welsh Not, a piece of wood, often bearing the letters "WN", which was hung around the neck of any pupil caught speaking Welsh. The pupil could pass it on to any schoolmate heard speaking Welsh, with the pupil wearing it at the end of the day being given a beating. One of the most famous Welsh-born pioneers of higher education in Wales was Sir Hugh Owen. He made great progress in the cause of education, and more especially the University College of Wales at Aberystwyth, of which he was chief founder. He has been credited[by whom?] with the Welsh Intermediate Education Act 1889 (52 & 53 Vict c 40), following which several new Welsh schools were built. The first was completed in 1894 and named Ysgol Syr Hugh Owen.
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Towards the beginning of the 20th century this policy slowly began to change, partly owing to the efforts of O.M. Edwards when he became chief inspector of schools for Wales in 1907.
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The Aberystwyth Welsh School (Ysgol Gymraeg Aberystwyth) was founded in 1939 by Sir Ifan ap Owen Edwards, the son of O.M. Edwards, as the first Welsh Primary School.[72] The headteacher was Norah Isaac. Ysgol Gymraeg Aberystwyth is still a very successful school, and now there are Welsh-language primary schools all over the country. Ysgol Glan Clwyd was established in Rhyl in 1956 as the first Welsh-medium secondary school.[73]
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Welsh is now widely used in education, with 101,345 children and young people in Wales receiving their education in Welsh medium schools in 2014/15, 65,460 in primary and 35,885 in secondary.[74] 26 per cent of all schools in Wales are defined as Welsh medium schools, with a further 7.3 per cent offering some Welsh-medium instruction to pupils.[75] 22 per cent of pupils are in schools in which Welsh is the primary language of instruction. Under the National Curriculum, it is compulsory that all students study Welsh up to the age of 16 as either a first or a second language.[76] Some students choose to continue with their studies through the medium of Welsh for the completion of their A-levels as well as during their college years. All local education authorities in Wales have schools providing bilingual or Welsh-medium education.[77] The remainder study Welsh as a second language in English-medium schools. Specialist teachers of Welsh called Athrawon Bro support the teaching of Welsh in the National Curriculum. Welsh is also taught in adult education classes. The Welsh Government has recently set up six centres of excellence in the teaching of Welsh for Adults, with centres in North Wales,[78] Mid Wales, South West, Glamorgan, Gwent, and Cardiff.
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The ability to speak Welsh or to have Welsh as a qualification is desirable for certain career choices in Wales, such as teaching or customer service.[79] All universities in Wales teach courses in the language, with many undergraduate and post-graduate degree programs offered in the medium of Welsh, ranging from law, modern languages, social sciences, and also other sciences such as biological sciences. Aberystwyth, Cardiff, Bangor, and Swansea have all had chairs in Welsh since their virtual establishment, and all their schools of Welsh are successful centres for the study of the Welsh language and its literature, offering a BA in Welsh as well as post-graduate courses. At all Welsh universities and the Open University, students have the right to submit assessed work and sit exams in Welsh even if the course was taught in English (usually the only exception is where the course requires demonstrating proficiency in another language). Following a commitment made in the One Wales coalition government between Labour and Plaid Cymru, the Coleg Cymraeg Cenedlaethol (Welsh Language National College) was established. The purpose of the federal structured college, spread out between all the universities of Wales, is to provide and also advance Welsh medium courses and Welsh medium scholarship and research in Welsh universities. There is also a Welsh-medium academic journal called Gwerddon ("Oasis"), which is a platform for academic research in Welsh and is published quarterly. There have been calls for more teaching of Welsh in English-medium schools.
|
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Like many of the world's languages, the Welsh language has seen an increased use and presence on the internet, ranging from formal lists of terminology in a variety of fields[80] to Welsh language interfaces for Windows 7, Microsoft Windows XP, Vista, Microsoft Office, LibreOffice, OpenOffice.org, Mozilla Firefox and a variety of Linux distributions, and on-line services to blogs kept in Welsh.[81] Wikipedia has had a Welsh version since July 2003 and Facebook since 2009.
|
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In 2006 the Welsh Language Board launched a free software pack which enabled the use of SMS predictive text in Welsh.[82] At the National Eisteddfod of Wales 2009, a further announcement was made by the Welsh Language Board that the mobile phone company Samsung was to work with the network provider Orange to provide the first mobile phone in the Welsh language,[83] with the interface and the T9 dictionary on the Samsung S5600 available in the Welsh language. The model, available with the Welsh language interface, has been available since 1 September 2009, with plans to introduce it on other networks.[84]
|
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|
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On Android devices, both the built-in Google Keyboard and user-created keyboards can be used.[85] iOS devices have fully supported the Welsh language since the release of iOS 8 in September 2014. Users can switch their device to Welsh to access apps that are available in Welsh. Date and time on iOS is also localised, as shown by the built-in Calendar application, as well as certain third party apps that have been localised.[86][87]
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Secure communications are often difficult to achieve in wartime. In a similar way as Navajo code talkers were used by the United States military during World War II, the Royal Welch Fusiliers, a Welsh regiment serving in Bosnia, used Welsh for emergency communications that needed to be secure.[88]
|
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|
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In 2017, parliamentary rules were amended to allow the use of Welsh when the Welsh Grand Committee meets at Westminster. The change did not alter the rules about debates within the House of Commons, where only English can be used.[89]
|
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In February 2018, Welsh was first used when the Welsh Secretary, Alun Cairns, delivered his welcoming speech at a sitting of the committee. He said, "I am proud to be using the language I grew up speaking, which is not only important to me, my family and the communities Welsh MPs represent, but is also an integral part of Welsh history and culture".[90][91][92]
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In November 2008, the Welsh language was used at a meeting of the European Union's Council of Ministers for the first time. The Heritage Minister Alun Ffred Jones addressed his audience in Welsh and his words were interpreted into the EU's 23 official languages. The official use of the language followed years of campaigning. Jones said "In the UK we have one of the world's major languages, English, as the mother tongue of many. But there is a diversity of languages within our islands. I am proud to be speaking to you in one of the oldest of these, Welsh, the language of Wales." He described the breakthrough as "more than [merely] symbolic" saying "Welsh might be one of the oldest languages to be used in the UK, but it remains one of the most vibrant. Our literature, our arts, our festivals, our great tradition of song all find expression through our language. And this is a powerful demonstration of how our culture, the very essence of who we are, is expressed through language."[93]
|
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A greeting in Welsh is one of the 55 languages included on the Voyager Golden Record chosen to be representative of Earth in NASA's Voyager program launched in 1977.[94] The greetings are unique to each language, with the Welsh greeting being Iechyd da i chwi yn awr ac yn oesoedd, which translates into English as "Good health to you now and forever".[95][96]
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Welsh supplements its core Brittonic vocabulary (words such as wy "egg", carreg "stone"), with hundreds of word lemmas borrowed from Latin,[97] such as (ffenestr "window" < Latin fenestra, gwin "wine" < Latin vinum). It also borrows words from English, such as (silff "shelf", giât "gate").
|
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The phonology of Welsh includes a number of sounds that do not occur in English and are typologically rare in European languages. The voiceless alveolar lateral fricative [ɬ], the voiceless nasals [m̥], [n̥] and [ŋ̊], and the voiceless alveolar trill [r̥] are distinctive features of the Welsh language. Stress usually falls on the penultimate syllable in polysyllabic words, and the word-final unstressed syllable receives a higher pitch than the stressed syllable.
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Welsh is written in a Latin alphabet of 29 letters, of which eight are digraphs treated as separate letters for collation:
|
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In contrast to English practice, "w" and "y" are considered vowel letters in Welsh along with "a", "e", "i", "o" and "u".
|
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|
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The letter "j" was not used traditionally, but is now used in many everyday words borrowed from English, like jam, jôc (joke) and garej (garage). The letters "k", "q", "v", "x", and "z" are used in some technical terms, like kilogram, volt and zero, but in all cases can be, and often are, replaced by Welsh letters: cilogram, folt and sero.[98] The letter "k" was in common use until the 16th century, but was dropped at the time of the publication of the New Testament in Welsh, as William Salesbury explained: "C for K, because the printers have not so many as the Welsh requireth". This change was not popular at the time.[99]
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The most common diacritic is the circumflex, which disambiguates long vowels, most often in the case of homographs, where the vowel is short in one word and long in the other: e.g. man ("place") vs mân ("fine, small").
|
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Welsh morphology has much in common with that of the other modern Insular Celtic languages, such as the use of initial consonant mutations and of so-called "conjugated prepositions" (prepositions that fuse with the personal pronouns that are their object). Welsh nouns belong to one of two grammatical genders, masculine and feminine, but they are not inflected for case. Welsh has a variety of different endings and other methods to indicate the plural, and two endings to indicate the singular (technically the singulative) of some nouns. In spoken Welsh, verbal features are indicated primarily by the use of auxiliary verbs rather than by the inflection of the main verb. In literary Welsh, on the other hand, inflection of the main verb is usual.
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The canonical word order in Welsh is verb–subject–object (VSO).
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Colloquial Welsh inclines very strongly towards the use of auxiliaries with its verbs, as in English. The present tense is constructed with bod ("to be") as an auxiliary verb, with the main verb appearing as a verbnoun (used in a way loosely equivalent to an infinitive) after the particle yn:
|
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|
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There, mae is a third-person singular present indicative form of bod, and mynd is the verbnoun meaning "to go". The imperfect is constructed in a similar manner, as are the periphrastic forms of the future and conditional tenses.
|
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|
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In the preterite, future and conditional mood tenses, there are inflected forms of all verbs, which are used in the written language. However, speech now more commonly uses the verbnoun together with an inflected form of gwneud ("do"), so "I went" can be Mi es i or Mi wnes i fynd ("I did go"). Mi is an example of a preverbal particle; such particles are common in Welsh, though less so in the spoken language.
|
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|
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Welsh lacks separate pronouns for constructing subordinate clauses; instead, special verb forms or relative pronouns that appear identical to some preverbal particles are used.
|
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The Welsh for "I like Rhodri" is Dw i'n hoffi Rhodri (word for word, "am I in [the] liking [of] Rhodri"), with Rhodri in a possessive relationship with hoffi. With personal pronouns, the possessive form of the personal pronoun is used, as in "I like him": [Dw i'n ei hoffi], literally, "am I his liking" – "I like you" is [Dw i'n dy hoffi] ("am I your liking"). Very informally, the pronouns are often heard in their normal subject/object form and aping English word order: Dw i'n hoffi ti ("Am I liking you").
|
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In colloquial Welsh, possessive pronouns, whether they are used to mean "my", "your", etc. or to indicate the direct object of a verbnoun, are commonly reinforced by the use of the corresponding personal pronoun after the noun or verbnoun: ei dŷ e "his house" (literally "his house of him"), Dw i'n dy hoffi di "I like you" ("I am [engaged in the action of] your liking of you"), etc. The "reinforcement" (or, simply, "redoubling") adds no emphasis in the colloquial register. While the possessive pronoun alone may be used, especially in more formal registers, as shown above, it is considered incorrect to use only the personal pronoun. Such usage is nevertheless sometimes heard in very colloquial speech, mainly among young speakers: Ble 'dyn ni'n mynd? Tŷ ti neu dŷ fi? ("Where are we going? Your house or my house?").
|
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The traditional counting system used in the Welsh language is vigesimal, i.e. it is based on twenties, as in standard French numbers 70 (soixante-dix, literally "sixty-ten") to 99 (quatre-vingt-dix-neuf, literally "four twenty nineteen"). Welsh numbers from 11 to 14 are "x on ten" (e.g. un ar ddeg: 11), 16 to 19 are "x on fifteen" (e.g. un ar bymtheg: 16), though 18 is deunaw, "two nines"; numbers from 21 to 39 are "1–19 on twenty"(e.g. deg ar hugain: 30), 40 is deugain "two twenties", 60 is trigain "three twenties", etc. This form continues to be used, especially by older people, and it is obligatory in certain circumstances (such as telling the time, and in ordinal numbers).[100]
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|
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There is also a decimal counting system, which has become relatively widely used, though less so in giving the time, ages, and dates (it features no ordinal numbers). This system originated in Patagonian Welsh and was subsequently introduced to Wales in the 1940s.[101] Whereas 39 in the vigesimal system is pedwar ar bymtheg ar hugain ("four on fifteen on twenty") or even deugain namyn un ("two twenty minus one"), in the decimal system it is tri deg naw ("three tens nine").
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|
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Although there is only one word for "one" (un), it triggers the soft mutation (treiglad meddal) of feminine nouns, where possible, other than those beginning with "ll" or "rh". There are separate masculine and feminine forms of the numbers "two" (dau and dwy), "three" (tri and tair) and "four" (pedwar and pedair), which must agree with the grammatical gender of the objects being counted. The objects being counted appear in the singular, not plural form.
|
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|
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Currently, there is no standardised or definitive form of the Welsh language, with significant differences in dialect marked in pronunciation, vocabulary and in points of grammar.
|
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|
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For example: consider the question "Do you want a cuppa [a cup of tea]?" In Gwynedd this would typically be Dach chi isio panad? while in the south of Dyfed one would be more likely to hear Ych chi'n moyn dishgled? (though in other parts of the South one would not be surprised to hear Ych chi isie paned? as well, among other possibilities). An example of a pronunciation difference is the tendency in some southern dialects to palatalise the letter "s", e.g. mis (Welsh for 'month'), usually pronounced IPA: [miːs], but as IPA: [miːʃ] in parts of the south. This normally occurs next to a high front vowel like /i/, although exceptions include the pronunciation of sut "how" as IPA: [ʃʊd] in the southern dialects (compared with northern IPA: [sɨt]).
|
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|
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Although modern understanding often splits Welsh into northern (Gogledd) and southern (De) 'dialects', the traditional classification of four Welsh dialects remains the most academically useful:
|
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|
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A fifth dialect is Patagonian Welsh, which has developed since the start of Y Wladfa (the Welsh settlement in Argentina) in 1865; it includes Spanish loanwords and terms for local features, but a survey in the 1970s showed that the language in Patagonia is consistent throughout the lower Chubut valley and in the Andes.
|
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|
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Subdialects exist within the main dialects (such as the Cofi dialect). The book Cymraeg, Cymrâg, Cymrêg: Cyflwyno'r Tafodieithoedd (Welsh for 'Welsh, Welsh, Welsh: Introducing the Dialects')[103] was accompanied by a cassette containing recordings of fourteen different speakers demonstrating aspects of different regional dialects. The book also refers to the earlier Linguistic Geography of Wales[104] as describing six different regions which could be identified as having words specific to those regions.
|
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|
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In the 1970s, there was an attempt to standardise the Welsh language by teaching Cymraeg Byw ("Living Welsh") – a colloquially-based generic form of Welsh.[105] But the attempt largely failed because it did not encompass the regional differences used by Welsh-speakers.
|
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|
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Modern Welsh can be considered to fall broadly into two main registers—Colloquial Welsh (Cymraeg llafar) and Literary Welsh (Cymraeg llenyddol). The grammar described is that of Colloquial Welsh, which is used in most speech and informal writing. Literary Welsh is closer to the form of Welsh standardised by the 1588 translation of the Bible and is found in official documents and other formal registers, including much literature. As a standardised form, literary Welsh shows little if any of the dialectal variation found in colloquial Welsh. Some differences include:
|
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Amongst the characteristics of the literary, as against the spoken, language are a higher dependence on inflected verb forms, different usage of some of the tenses, less frequent use of pronouns (since the information is usually conveyed in the verb/preposition inflections) and a much lesser tendency to substitute English loanwords for native Welsh words. In addition, more archaic pronouns and forms of mutation may be observed in Literary Welsh.
|
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The differences between dialects of modern spoken Welsh pale into insignificance compared to the difference between some forms of the spoken language and the most formal constructions of the literary language. The latter is considerably more conservative and is the language used in Welsh translations of the Bible, amongst other things - although the 2004 Beibl Cymraeg Newydd (Welsh for 'New Welsh Bible') is significantly less formal than the traditional 1588 Bible. Gareth King, author of a popular Welsh grammar, observes that "The difference between these two is much greater than between the virtually identical colloquial and literary forms of English".[107] A grammar of Literary Welsh can be found in A Grammar of Welsh by Stephen J. Williams[108] or more completely in Gramadeg y Gymraeg by Peter Wynn Thomas.[109] (No comprehensive grammar of formal literary Welsh exists in English.) An English-language guide to colloquial Welsh forms and register and dialect differences is Dweud Eich Dweud by Ceri Jones.[110]
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Welsh (Cymraeg [kəmˈraːɨɡ] (listen) or y Gymraeg [ə ɡəmˈraːɨɡ]) is a Brittonic language of the Celtic language family. It is spoken natively in Wales, by some in England, and in Y Wladfa (the Welsh colony in Chubut Province, Argentina).[8] Historically, it has also been known in English as "British",[9] "Cambrian",[10] "Cambric"[11] and "Cymric".[12]
|
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|
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According to the United Kingdom Census 2011, 19 per cent of residents in Wales aged three and over were able to speak Welsh. According to the 2001 Census, 21 per cent of the population aged 3+ were able to speak Welsh. This suggests that there was a decrease in the number of Welsh speakers in Wales from 2001 to 2011 – from about 582,000 to 562,000 respectively.
|
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|
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The Annual Population Survey conducted by the Office for National Statistics for the year ending in March 2020 concluded that 855,200 Welsh residents (28.3 per cent) aged three or over were able to speak Welsh.[13] The results for the most recent National Survey for Wales (2018-2019) suggest that 22 per cent of the population aged three and over were able to speak Welsh, with an additional 16 per cent noting that they had "some Welsh speaking ability".[14]
|
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The Welsh Language (Wales) Measure 2011 gave the Welsh language official status in Wales,[15] making it the only language that is de jure official in any part of the United Kingdom, with English being de facto official. The Welsh language, along with English, is also a de jure official language of the Senedd.[16]
|
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The Welsh government plan to have one million Welsh language speakers by 2050. There has been an increase in children going to Welsh-medium schools since 1980 and a decrease in those going to Welsh bilingual and dual-medium schools.[17]
|
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|
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The language of the Welsh developed from the language of Britons.[19] The emergence of Welsh was not instantaneous and clearly identifiable. Instead, the shift occurred over a long period of time, with some historians claiming that it had happened by as late as the 9th century, with a watershed moment being that proposed by linguist Kenneth H. Jackson, the Battle of Dyrham, a military battle between the West Saxons and the Britons in 577 AD,[20] which split the South Western British from direct overland contact with the Welsh.
|
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|
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Four periods are identified in the history of Welsh, with rather indistinct boundaries: Primitive Welsh, Old Welsh, Middle Welsh, and Modern Welsh. The period immediately following the language's emergence is sometimes referred to as Primitive Welsh,[20] followed by the Old Welsh period – which is generally considered to stretch from the beginning of the 9th century to sometime during the 12th century.[20] The Middle Welsh period is considered to have lasted from then until the 14th century, when the Modern Welsh period began, which in turn is divided into Early and Late Modern Welsh.
|
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The word Welsh is a descendant, via Old English wealh, wielisc, of the Proto-Germanic word "Walhaz", which was derived from the name of the Celtic people known to the Romans as Volcae and which came to refer to speakers of Celtic languages, and then indiscriminately to the people of the Western Roman Empire. In Old English the term went through semantic narrowing, coming to refer to either Britons in particular or, in some contexts, slaves.[21] The plural form Wēalas evolved into the name for their territory, Wales.[22] The modern names for various Romance-speaking people in Continental Europe (e.g. Wallonia, Wallachia, Valais, Vlachs, and Włochy, the Polish name for Italy) have a similar etymology.[23] The Welsh term for the language, Cymraeg, descends from the Brythonic word combrogi, meaning "compatriots" or "fellow countrymen".[24]
|
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Welsh evolved from Common Brittonic, the Celtic language spoken by the ancient Celtic Britons. Classified as Insular Celtic, the British language probably arrived in Britain during the Bronze Age or Iron Age and was probably spoken throughout the island south of the Firth of Forth.[25] During the Early Middle Ages the British language began to fragment due to increased dialect differentiation, thus evolving into Welsh and the other Brittonic languages. It is not clear when Welsh became distinct.[20][26][27]
|
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Linguist Kenneth H. Jackson has suggested that the evolution in syllabic structure and sound pattern was complete by around AD 550, and labelled the period between then and about AD 800 "Primitive Welsh".[28] This Primitive Welsh may have been spoken in both Wales and the Hen Ogledd ("Old North") – the Brittonic-speaking areas of what is now northern England and southern Scotland – and therefore may have been the ancestor of Cumbric as well as Welsh. Jackson, however, believed that the two varieties were already distinct by that time.[20] The earliest Welsh poetry – that attributed to the Cynfeirdd or "Early Poets" – is generally considered to date to the Primitive Welsh period. However, much of this poetry was supposedly composed in the Hen Ogledd, raising further questions about the dating of the material and language in which it was originally composed.[20] This discretion stems from the fact that Cumbric was widely believed to have been the language used in Hen Ogledd. An 8th-century inscription in Tywyn shows the language already dropping inflections in the declension of nouns.[29]
|
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22 |
+
Janet Davies proposed that the origins of Welsh language were much less definite; in The Welsh Language: A History, she proposes that Welsh may have been around even earlier than 600 AD. This is evidenced by the dropping of final syllables from Brittonic: *bardos "poet" became bardd, and *abona "river" became afon.[26] Though both Davies and Jackson cite minor changes in syllable structure and sounds as evidence for the creation of Old Welsh, Davies suggests it may be more appropriate to refer to this derivative language as Lingua Britannica rather than characterising it as a new language altogether.
|
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|
24 |
+
The argued dates for the period of "Primitive Welsh" are widely debated, with some historians' suggestions differing by hundreds of years.
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25 |
+
|
26 |
+
The next main period is Old Welsh (Hen Gymraeg, 9th to 11th centuries); poetry from both Wales and Scotland has been preserved in this form of the language. As Germanic and Gaelic colonisation of Britain proceeded, the Brittonic speakers in Wales were split off from those in northern England, speaking Cumbric, and those in the southwest, speaking what would become Cornish, and so the languages diverged. Both the works of Aneirin (Canu Aneirin, c. 600) and the Book of Taliesin (Canu Taliesin) were written during this era.
|
27 |
+
|
28 |
+
Middle Welsh (Cymraeg Canol) is the label attached to the Welsh of the 12th to 14th centuries, of which much more remains than for any earlier period. This is the language of nearly all surviving early manuscripts of the Mabinogion, although the tales themselves are certainly much older. It is also the language of the existing Welsh law manuscripts. Middle Welsh is reasonably intelligible to a modern-day Welsh speaker.
|
29 |
+
|
30 |
+
Modern Welsh is subdivided into Early Modern Welsh and Late Modern Welsh.[30] Early Modern Welsh ran from the 15th century through to the end of the 16th century,[31] and the Late Modern Welsh period roughly dates from the 16th century onwards. Contemporary Welsh differs greatly from the Welsh of the 16th century, but they are similar enough for a fluent Welsh speaker to have little trouble understanding it. During the Modern Welsh period there has been a decline in the popularity of the Welsh language: the number of Welsh speakers declined to the point at which there was concern that the language would become extinct. Welsh government processes and legislation have worked to increase the proliferation of the Welsh language, e.g. through education.
|
31 |
+
|
32 |
+
The Bible translations into Welsh helped maintain the use of Welsh in daily life. The New Testament was translated by William Salesbury in 1567,[32] and the complete Bible by William Morgan in 1588.[33]
|
33 |
+
|
34 |
+
Welsh has been spoken continuously in Wales throughout recorded history, but by 1911 it had become a minority language, spoken by 43.5 percent of the population.[34] While this decline continued over the following decades, the language did not die out. By the start of the 21st century, numbers began to increase once more, at least partly as a result of the increase in Welsh-medium education.[35][36]
|
35 |
+
|
36 |
+
The 2004 Welsh Language Use Survey showed that 21.7 percent of the population of Wales spoke Welsh,[37] compared with 20.8 percent in the 2001 Census, and 18.5 percent in 1991 Census. The 2011 Census, however, showed a slight decline to 562,000, or 19 per cent of the population.[38]
|
37 |
+
The census also showed a "big drop" in the number of speakers in the Welsh-speaking heartlands, with the number dropping to under 50 percent in Ceredigion and Carmarthenshire for the first time.[39] However, according to the Welsh Language Use Survey in 2013–15, 24 percent of people aged three and over were able to speak Welsh.[40]
|
38 |
+
|
39 |
+
The Annual Population Survey by the Office for National Statistics estimated that, for the year ending in March 2020, 855,200, or 28.3 percent of the population of Wales aged 3 and over, were able to speak the language, implying a possible increase in the prevalence of the Welsh language since the 2011 census. Similarly, the National Survey for Wales, conducted by Welsh Government, has also tended to have a higher percentage of Welsh speakers than the Census, with the most recent results for 2018-2019 suggesting that 22 percent of the population aged 3 and over were able to speak Welsh, with an additional 16 percent noting that they had some Welsh-speaking ability.
|
40 |
+
|
41 |
+
Historically, large numbers of Welsh people spoke only Welsh.[41] Over the course of the 20th century this monolingual population "all but disappeared", but a small percentage remained at the time of the 1981 census.[42] Most Welsh-speaking people in Wales also speak English (while in Chubut Province, Argentina, most speakers can speak Spanish – see Y Wladfa). However, many Welsh-speaking people are more comfortable expressing themselves in Welsh than in English. A speaker's choice of language can vary according to the subject domain and the social context, even within a single discourse (known in linguistics as code-switching).[43]
|
42 |
+
|
43 |
+
Welsh speakers are largely concentrated in the north and west of Wales, principally Gwynedd, Conwy, Denbighshire (Sir Ddinbych), Anglesey (Ynys Môn), Carmarthenshire (Sir Gâr), north Pembrokeshire (Sir Benfro), Ceredigion, parts of Glamorgan (Morgannwg), and north-west and extreme south-west Powys. However, first-language and other fluent speakers can be found throughout Wales.[44]
|
44 |
+
|
45 |
+
Welsh-speaking communities persisted well into the modern period across the border in England. Archenfield was still Welsh enough in the time of Elizabeth I for the Bishop of Hereford to be made responsible, together with the four Welsh bishops, for the translation of the Bible and the Book of Common Prayer into Welsh. Welsh was still commonly spoken there in the first half of the 19th century, and churchwardens' notices were put up in both Welsh and English until about 1860.[45] In one of the earliest works of phonetics, On Early English Pronunciation in 1889, Alexander John Ellis identified a small part of Shropshire as still speaking Welsh, and plotted a Celtic border that passed from Llanymynech to Chirk through Oswestry.[46]
|
46 |
+
|
47 |
+
The number of Welsh-speaking people in the rest of Britain has not yet been counted for statistical purposes. In 1993, the Welsh-language television channel S4C published the results of a survey into the numbers of people who spoke or understood Welsh, which estimated that there were around 133,000 Welsh-speaking people living in England, about 50,000 of them in the Greater London area.[47] The Welsh Language Board, on the basis of an analysis of the Office for National Statistics Longitudinal Study, estimated there were 110,000 Welsh-speaking people in England, and another thousand in Scotland and Northern Ireland.[48]
|
48 |
+
|
49 |
+
In the 2011 Census, 8,248 people in England gave Welsh in answer to the question "What is your main language?"[49] The Office for National Statistics subsequently published a census glossary of terms to support the release of results from the census, including their definition of "main language" as referring to "first or preferred language" (though that wording was not in the census questionnaire itself).[50][51] The wards in England with the most people giving Welsh as their main language were the Liverpool wards of Central and Greenbank and Oswestry South.[49] The wards of Oswestry South (1.15%), Oswestry East (0.86%) and St Oswald (0.71%) had the highest percentage of residents giving Welsh as their main language. The Census also revealed that 3,528 wards in England, or 46% of the total number, contained at least one resident whose main language is Welsh. In terms of the regions of England, North West England (1,945), London (1,310) and the West Midlands (1,265) had the highest number of people noting Welsh as their main language.[52]
|
50 |
+
|
51 |
+
In the 2011 Census, 1,189 people aged three and over in Scotland noted that Welsh was a language (other than English) that they used at home.[53]
|
52 |
+
|
53 |
+
The American Community Survey 2009–2013 noted that 2,235 people aged 5 years and over in the United States spoke Welsh at home. The highest number of those (255) lived in Florida.[54]
|
54 |
+
|
55 |
+
In response to the question 'Does the person speak a language other than English at home?' in the 2016 Australian Census, 1,688 people noted that they spoke Welsh.[55]
|
56 |
+
|
57 |
+
|
58 |
+
|
59 |
+
Although Welsh is a minority language, support for it grew during the second half of the 20th century, along with the rise of organisations such as the nationalist political party Plaid Cymru from 1925 and Welsh Language Society from 1962.
|
60 |
+
|
61 |
+
The Welsh Language Act 1993 and the Government of Wales Act 1998 provide that the Welsh and English languages be treated equally in the public sector, as far as is reasonable and practicable. Each public body is required to prepare for approval a Welsh Language Scheme, which indicates its commitment to the equality of treatment principle. This is sent out in draft form for public consultation for a three-month period, whereupon comments on it may be incorporated into a final version. It requires the final approval of the now defunct Welsh Language Board (Bwrdd yr Iaith Gymraeg). Thereafter, the public body is charged with implementing and fulfilling its obligations under the Welsh Language Scheme. The list of other public bodies which have to prepare Schemes could be added to by initially the Secretary of State for Wales, from 1993–1997, by way of statutory instrument. Subsequent to the forming of the National Assembly for Wales in 1997, the Government Minister responsible for the Welsh language can and has passed statutory instruments naming public bodies who have to prepare Schemes. Neither the 1993 Act nor secondary legislation made under it covers the private sector, although some organisations, notably banks and some railway companies, provide some of their information in Welsh.[56][57]
|
62 |
+
|
63 |
+
On 7 December 2010, the Welsh Assembly unanimously approved a set of measures to develop the use of the Welsh language within Wales.[58][59] On 9 February 2011 this measure, the Proposed Welsh Language (Wales) Measure 2011, was passed and received Royal Assent, thus making the Welsh language an officially recognised language within Wales. The measure:
|
64 |
+
|
65 |
+
The measure requires public bodies and some private companies to provide services in Welsh. The Welsh government's Minister for Heritage at the time, Alun Ffred Jones, said, "The Welsh language is a source of great pride for the people of Wales, whether they speak it or not, and I am delighted that this measure has now become law. I am very proud to have steered legislation through the Assembly which confirms the official status of the Welsh language; which creates a strong advocate for Welsh speakers and will improve the quality and quantity of services available through the medium of Welsh. I believe that everyone who wants to access services in the Welsh language should be able to do so, and that is what this government has worked towards. This legislation is an important and historic step forward for the language, its speakers and for the nation."[60] The measure was not welcomed warmly by all supporters: Bethan Williams, chairman of the Welsh Language Society, gave a mixed response to the move, saying, "Through this measure we have won official status for the language and that has been warmly welcomed. But there was a core principle missing in the law passed by the Assembly before Christmas. It doesn't give language rights to the people of Wales in every aspect of their lives. Despite that, an amendment to that effect was supported by 18 Assembly Members from three different parties, and that was a significant step forward."[61]
|
66 |
+
|
67 |
+
On 5 October 2011, Meri Huws, Chair of the Welsh Language Board, was appointed the new Welsh Language Commissioner.[62] She released a statement that she was "delighted" to have been appointed to the "hugely important role", adding, "I look forward to working with the Welsh Government and organisations in Wales in developing the new system of standards. I will look to build on the good work that has been done by the Welsh Language Board and others to strengthen the Welsh language and ensure that it continues to thrive." First Minister Carwyn Jones said that Meri would act as a champion for the Welsh language, though some had concerns over her appointment: Plaid Cymru spokeswoman Bethan Jenkins said, "I have concerns about the transition from Meri Huws's role from the Welsh Language Board to the language commissioner, and I will be asking the Welsh government how this will be successfully managed. We must be sure that there is no conflict of interest, and that the Welsh Language Commissioner can demonstrate how she will offer the required fresh approach to this new role." Ms Huws started her role as the Welsh Language Commissioner on 1 April 2012.
|
68 |
+
|
69 |
+
Local councils and the National Assembly for Wales use Welsh, issuing Welsh versions of their literature, to varying degrees.
|
70 |
+
|
71 |
+
Most road signs in Wales are in English and Welsh.[63]
|
72 |
+
|
73 |
+
Since 2000, the teaching of Welsh has been compulsory in all schools in Wales up to age 16; this has had an effect in stabilising and reversing the decline in the language.[64]
|
74 |
+
|
75 |
+
The wording on currency is only in English, except in the legend on Welsh pound coins dated 1985, 1990 and 1995, which circulate in all parts of the UK. The wording is Pleidiol wyf i'm gwlad, (Welsh for 'True am I to my country'), and derives from the national anthem of Wales, Hen Wlad Fy Nhadau.
|
76 |
+
|
77 |
+
Some shops employ bilingual signage. Welsh sometimes appears on product packaging or instructions.
|
78 |
+
|
79 |
+
The UK government has ratified the European Charter for Regional or Minority Languages in respect of Welsh.[65]
|
80 |
+
|
81 |
+
The language has greatly increased its prominence since the creation of the television channel S4C in November 1982, which until digital switchover in 2010 broadcast 70 per cent of Channel 4's programming along with a majority of Welsh language shows[66] during peak viewing hours. The all-Welsh-language digital station S4C Digidol is available throughout Europe on satellite and online throughout the UK. Since the digital switchover was completed in South Wales on 31 March 2010, S4C Digidol became the main broadcasting channel and fully in Welsh. The main evening television news provided by the BBC in Welsh is available for download.[67] There is also a Welsh-language radio station, BBC Radio Cymru, which was launched in 1977.[68]
|
82 |
+
|
83 |
+
The only Welsh-language national newspaper Y Cymro (The Welshman) was published weekly until 2017. There is no daily newspaper in Welsh. A daily newspaper called Y Byd (The World) was scheduled to be launched on 3 March 2008, but was scrapped, owing to insufficient sales of subscriptions and the Welsh Government offering only one third of the £600,000 public funding it needed.[69] There is a Welsh-language online news service which publishes news stories in Welsh called Golwg360 ("360 [degree] view").
|
84 |
+
|
85 |
+
The decade around 1840 was a period of great social upheaval in Wales, manifested in the Chartist movement. In 1839, 20,000 people marched on Newport, resulting in a riot when 20 people were killed by soldiers defending the Westgate Hotel, and the Rebecca Riots where tollbooths on turnpikes were systematically destroyed.
|
86 |
+
|
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+
This unrest brought the state of education in Wales to the attention of the English establishment since social reformers of the time considered education as a means of dealing with social ills. The Times newspaper was prominent among those who considered that the lack of education of the Welsh people was the root cause of most of the problems.
|
88 |
+
|
89 |
+
In July 1846, three commissioners, R.R.W. Lingen, Jellynger C. Symons and H.R. Vaughan Johnson, were appointed to inquire into the state of education in Wales; the Commissioners were all Anglicans and thus presumed unsympathetic to the nonconformist majority in Wales. The Commissioners presented their report to the Government on 1 July 1847 in three large blue-bound volumes. This report quickly became known as the Treachery of the Blue Books (Brad y Llyfrau Gleision)[70] since, apart from documenting the state of education in Wales, the Commissioners were also free with their comments disparaging the language, nonconformity, and the morals of the Welsh people in general. An immediate effect of the report was that ordinary Welsh people began to believe that the only way to get on in the world was through the medium of English, and an inferiority complex developed about the Welsh language whose effects have not yet been completely eradicated. The historian Professor Kenneth O. Morgan referred to the significance of the report and its consequences as "the Glencoe and the Amritsar of Welsh history".[71]
|
90 |
+
|
91 |
+
In the later 19th century, virtually all teaching in the schools of Wales was in English, even in areas where the pupils barely understood English. Some schools used the Welsh Not, a piece of wood, often bearing the letters "WN", which was hung around the neck of any pupil caught speaking Welsh. The pupil could pass it on to any schoolmate heard speaking Welsh, with the pupil wearing it at the end of the day being given a beating. One of the most famous Welsh-born pioneers of higher education in Wales was Sir Hugh Owen. He made great progress in the cause of education, and more especially the University College of Wales at Aberystwyth, of which he was chief founder. He has been credited[by whom?] with the Welsh Intermediate Education Act 1889 (52 & 53 Vict c 40), following which several new Welsh schools were built. The first was completed in 1894 and named Ysgol Syr Hugh Owen.
|
92 |
+
|
93 |
+
Towards the beginning of the 20th century this policy slowly began to change, partly owing to the efforts of O.M. Edwards when he became chief inspector of schools for Wales in 1907.
|
94 |
+
|
95 |
+
The Aberystwyth Welsh School (Ysgol Gymraeg Aberystwyth) was founded in 1939 by Sir Ifan ap Owen Edwards, the son of O.M. Edwards, as the first Welsh Primary School.[72] The headteacher was Norah Isaac. Ysgol Gymraeg Aberystwyth is still a very successful school, and now there are Welsh-language primary schools all over the country. Ysgol Glan Clwyd was established in Rhyl in 1956 as the first Welsh-medium secondary school.[73]
|
96 |
+
|
97 |
+
Welsh is now widely used in education, with 101,345 children and young people in Wales receiving their education in Welsh medium schools in 2014/15, 65,460 in primary and 35,885 in secondary.[74] 26 per cent of all schools in Wales are defined as Welsh medium schools, with a further 7.3 per cent offering some Welsh-medium instruction to pupils.[75] 22 per cent of pupils are in schools in which Welsh is the primary language of instruction. Under the National Curriculum, it is compulsory that all students study Welsh up to the age of 16 as either a first or a second language.[76] Some students choose to continue with their studies through the medium of Welsh for the completion of their A-levels as well as during their college years. All local education authorities in Wales have schools providing bilingual or Welsh-medium education.[77] The remainder study Welsh as a second language in English-medium schools. Specialist teachers of Welsh called Athrawon Bro support the teaching of Welsh in the National Curriculum. Welsh is also taught in adult education classes. The Welsh Government has recently set up six centres of excellence in the teaching of Welsh for Adults, with centres in North Wales,[78] Mid Wales, South West, Glamorgan, Gwent, and Cardiff.
|
98 |
+
|
99 |
+
The ability to speak Welsh or to have Welsh as a qualification is desirable for certain career choices in Wales, such as teaching or customer service.[79] All universities in Wales teach courses in the language, with many undergraduate and post-graduate degree programs offered in the medium of Welsh, ranging from law, modern languages, social sciences, and also other sciences such as biological sciences. Aberystwyth, Cardiff, Bangor, and Swansea have all had chairs in Welsh since their virtual establishment, and all their schools of Welsh are successful centres for the study of the Welsh language and its literature, offering a BA in Welsh as well as post-graduate courses. At all Welsh universities and the Open University, students have the right to submit assessed work and sit exams in Welsh even if the course was taught in English (usually the only exception is where the course requires demonstrating proficiency in another language). Following a commitment made in the One Wales coalition government between Labour and Plaid Cymru, the Coleg Cymraeg Cenedlaethol (Welsh Language National College) was established. The purpose of the federal structured college, spread out between all the universities of Wales, is to provide and also advance Welsh medium courses and Welsh medium scholarship and research in Welsh universities. There is also a Welsh-medium academic journal called Gwerddon ("Oasis"), which is a platform for academic research in Welsh and is published quarterly. There have been calls for more teaching of Welsh in English-medium schools.
|
100 |
+
|
101 |
+
Like many of the world's languages, the Welsh language has seen an increased use and presence on the internet, ranging from formal lists of terminology in a variety of fields[80] to Welsh language interfaces for Windows 7, Microsoft Windows XP, Vista, Microsoft Office, LibreOffice, OpenOffice.org, Mozilla Firefox and a variety of Linux distributions, and on-line services to blogs kept in Welsh.[81] Wikipedia has had a Welsh version since July 2003 and Facebook since 2009.
|
102 |
+
|
103 |
+
In 2006 the Welsh Language Board launched a free software pack which enabled the use of SMS predictive text in Welsh.[82] At the National Eisteddfod of Wales 2009, a further announcement was made by the Welsh Language Board that the mobile phone company Samsung was to work with the network provider Orange to provide the first mobile phone in the Welsh language,[83] with the interface and the T9 dictionary on the Samsung S5600 available in the Welsh language. The model, available with the Welsh language interface, has been available since 1 September 2009, with plans to introduce it on other networks.[84]
|
104 |
+
|
105 |
+
On Android devices, both the built-in Google Keyboard and user-created keyboards can be used.[85] iOS devices have fully supported the Welsh language since the release of iOS 8 in September 2014. Users can switch their device to Welsh to access apps that are available in Welsh. Date and time on iOS is also localised, as shown by the built-in Calendar application, as well as certain third party apps that have been localised.[86][87]
|
106 |
+
|
107 |
+
Secure communications are often difficult to achieve in wartime. In a similar way as Navajo code talkers were used by the United States military during World War II, the Royal Welch Fusiliers, a Welsh regiment serving in Bosnia, used Welsh for emergency communications that needed to be secure.[88]
|
108 |
+
|
109 |
+
In 2017, parliamentary rules were amended to allow the use of Welsh when the Welsh Grand Committee meets at Westminster. The change did not alter the rules about debates within the House of Commons, where only English can be used.[89]
|
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+
|
111 |
+
In February 2018, Welsh was first used when the Welsh Secretary, Alun Cairns, delivered his welcoming speech at a sitting of the committee. He said, "I am proud to be using the language I grew up speaking, which is not only important to me, my family and the communities Welsh MPs represent, but is also an integral part of Welsh history and culture".[90][91][92]
|
112 |
+
|
113 |
+
In November 2008, the Welsh language was used at a meeting of the European Union's Council of Ministers for the first time. The Heritage Minister Alun Ffred Jones addressed his audience in Welsh and his words were interpreted into the EU's 23 official languages. The official use of the language followed years of campaigning. Jones said "In the UK we have one of the world's major languages, English, as the mother tongue of many. But there is a diversity of languages within our islands. I am proud to be speaking to you in one of the oldest of these, Welsh, the language of Wales." He described the breakthrough as "more than [merely] symbolic" saying "Welsh might be one of the oldest languages to be used in the UK, but it remains one of the most vibrant. Our literature, our arts, our festivals, our great tradition of song all find expression through our language. And this is a powerful demonstration of how our culture, the very essence of who we are, is expressed through language."[93]
|
114 |
+
|
115 |
+
A greeting in Welsh is one of the 55 languages included on the Voyager Golden Record chosen to be representative of Earth in NASA's Voyager program launched in 1977.[94] The greetings are unique to each language, with the Welsh greeting being Iechyd da i chwi yn awr ac yn oesoedd, which translates into English as "Good health to you now and forever".[95][96]
|
116 |
+
|
117 |
+
Welsh supplements its core Brittonic vocabulary (words such as wy "egg", carreg "stone"), with hundreds of word lemmas borrowed from Latin,[97] such as (ffenestr "window" < Latin fenestra, gwin "wine" < Latin vinum). It also borrows words from English, such as (silff "shelf", giât "gate").
|
118 |
+
|
119 |
+
The phonology of Welsh includes a number of sounds that do not occur in English and are typologically rare in European languages. The voiceless alveolar lateral fricative [ɬ], the voiceless nasals [m̥], [n̥] and [ŋ̊], and the voiceless alveolar trill [r̥] are distinctive features of the Welsh language. Stress usually falls on the penultimate syllable in polysyllabic words, and the word-final unstressed syllable receives a higher pitch than the stressed syllable.
|
120 |
+
|
121 |
+
Welsh is written in a Latin alphabet of 29 letters, of which eight are digraphs treated as separate letters for collation:
|
122 |
+
|
123 |
+
In contrast to English practice, "w" and "y" are considered vowel letters in Welsh along with "a", "e", "i", "o" and "u".
|
124 |
+
|
125 |
+
The letter "j" was not used traditionally, but is now used in many everyday words borrowed from English, like jam, jôc (joke) and garej (garage). The letters "k", "q", "v", "x", and "z" are used in some technical terms, like kilogram, volt and zero, but in all cases can be, and often are, replaced by Welsh letters: cilogram, folt and sero.[98] The letter "k" was in common use until the 16th century, but was dropped at the time of the publication of the New Testament in Welsh, as William Salesbury explained: "C for K, because the printers have not so many as the Welsh requireth". This change was not popular at the time.[99]
|
126 |
+
|
127 |
+
The most common diacritic is the circumflex, which disambiguates long vowels, most often in the case of homographs, where the vowel is short in one word and long in the other: e.g. man ("place") vs mân ("fine, small").
|
128 |
+
|
129 |
+
Welsh morphology has much in common with that of the other modern Insular Celtic languages, such as the use of initial consonant mutations and of so-called "conjugated prepositions" (prepositions that fuse with the personal pronouns that are their object). Welsh nouns belong to one of two grammatical genders, masculine and feminine, but they are not inflected for case. Welsh has a variety of different endings and other methods to indicate the plural, and two endings to indicate the singular (technically the singulative) of some nouns. In spoken Welsh, verbal features are indicated primarily by the use of auxiliary verbs rather than by the inflection of the main verb. In literary Welsh, on the other hand, inflection of the main verb is usual.
|
130 |
+
|
131 |
+
The canonical word order in Welsh is verb–subject–object (VSO).
|
132 |
+
|
133 |
+
Colloquial Welsh inclines very strongly towards the use of auxiliaries with its verbs, as in English. The present tense is constructed with bod ("to be") as an auxiliary verb, with the main verb appearing as a verbnoun (used in a way loosely equivalent to an infinitive) after the particle yn:
|
134 |
+
|
135 |
+
There, mae is a third-person singular present indicative form of bod, and mynd is the verbnoun meaning "to go". The imperfect is constructed in a similar manner, as are the periphrastic forms of the future and conditional tenses.
|
136 |
+
|
137 |
+
In the preterite, future and conditional mood tenses, there are inflected forms of all verbs, which are used in the written language. However, speech now more commonly uses the verbnoun together with an inflected form of gwneud ("do"), so "I went" can be Mi es i or Mi wnes i fynd ("I did go"). Mi is an example of a preverbal particle; such particles are common in Welsh, though less so in the spoken language.
|
138 |
+
|
139 |
+
Welsh lacks separate pronouns for constructing subordinate clauses; instead, special verb forms or relative pronouns that appear identical to some preverbal particles are used.
|
140 |
+
|
141 |
+
The Welsh for "I like Rhodri" is Dw i'n hoffi Rhodri (word for word, "am I in [the] liking [of] Rhodri"), with Rhodri in a possessive relationship with hoffi. With personal pronouns, the possessive form of the personal pronoun is used, as in "I like him": [Dw i'n ei hoffi], literally, "am I his liking" – "I like you" is [Dw i'n dy hoffi] ("am I your liking"). Very informally, the pronouns are often heard in their normal subject/object form and aping English word order: Dw i'n hoffi ti ("Am I liking you").
|
142 |
+
|
143 |
+
In colloquial Welsh, possessive pronouns, whether they are used to mean "my", "your", etc. or to indicate the direct object of a verbnoun, are commonly reinforced by the use of the corresponding personal pronoun after the noun or verbnoun: ei dŷ e "his house" (literally "his house of him"), Dw i'n dy hoffi di "I like you" ("I am [engaged in the action of] your liking of you"), etc. The "reinforcement" (or, simply, "redoubling") adds no emphasis in the colloquial register. While the possessive pronoun alone may be used, especially in more formal registers, as shown above, it is considered incorrect to use only the personal pronoun. Such usage is nevertheless sometimes heard in very colloquial speech, mainly among young speakers: Ble 'dyn ni'n mynd? Tŷ ti neu dŷ fi? ("Where are we going? Your house or my house?").
|
144 |
+
|
145 |
+
The traditional counting system used in the Welsh language is vigesimal, i.e. it is based on twenties, as in standard French numbers 70 (soixante-dix, literally "sixty-ten") to 99 (quatre-vingt-dix-neuf, literally "four twenty nineteen"). Welsh numbers from 11 to 14 are "x on ten" (e.g. un ar ddeg: 11), 16 to 19 are "x on fifteen" (e.g. un ar bymtheg: 16), though 18 is deunaw, "two nines"; numbers from 21 to 39 are "1–19 on twenty"(e.g. deg ar hugain: 30), 40 is deugain "two twenties", 60 is trigain "three twenties", etc. This form continues to be used, especially by older people, and it is obligatory in certain circumstances (such as telling the time, and in ordinal numbers).[100]
|
146 |
+
|
147 |
+
There is also a decimal counting system, which has become relatively widely used, though less so in giving the time, ages, and dates (it features no ordinal numbers). This system originated in Patagonian Welsh and was subsequently introduced to Wales in the 1940s.[101] Whereas 39 in the vigesimal system is pedwar ar bymtheg ar hugain ("four on fifteen on twenty") or even deugain namyn un ("two twenty minus one"), in the decimal system it is tri deg naw ("three tens nine").
|
148 |
+
|
149 |
+
Although there is only one word for "one" (un), it triggers the soft mutation (treiglad meddal) of feminine nouns, where possible, other than those beginning with "ll" or "rh". There are separate masculine and feminine forms of the numbers "two" (dau and dwy), "three" (tri and tair) and "four" (pedwar and pedair), which must agree with the grammatical gender of the objects being counted. The objects being counted appear in the singular, not plural form.
|
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Currently, there is no standardised or definitive form of the Welsh language, with significant differences in dialect marked in pronunciation, vocabulary and in points of grammar.
|
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+
For example: consider the question "Do you want a cuppa [a cup of tea]?" In Gwynedd this would typically be Dach chi isio panad? while in the south of Dyfed one would be more likely to hear Ych chi'n moyn dishgled? (though in other parts of the South one would not be surprised to hear Ych chi isie paned? as well, among other possibilities). An example of a pronunciation difference is the tendency in some southern dialects to palatalise the letter "s", e.g. mis (Welsh for 'month'), usually pronounced IPA: [miːs], but as IPA: [miːʃ] in parts of the south. This normally occurs next to a high front vowel like /i/, although exceptions include the pronunciation of sut "how" as IPA: [ʃʊd] in the southern dialects (compared with northern IPA: [sɨt]).
|
154 |
+
|
155 |
+
Although modern understanding often splits Welsh into northern (Gogledd) and southern (De) 'dialects', the traditional classification of four Welsh dialects remains the most academically useful:
|
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+
|
157 |
+
A fifth dialect is Patagonian Welsh, which has developed since the start of Y Wladfa (the Welsh settlement in Argentina) in 1865; it includes Spanish loanwords and terms for local features, but a survey in the 1970s showed that the language in Patagonia is consistent throughout the lower Chubut valley and in the Andes.
|
158 |
+
|
159 |
+
Subdialects exist within the main dialects (such as the Cofi dialect). The book Cymraeg, Cymrâg, Cymrêg: Cyflwyno'r Tafodieithoedd (Welsh for 'Welsh, Welsh, Welsh: Introducing the Dialects')[103] was accompanied by a cassette containing recordings of fourteen different speakers demonstrating aspects of different regional dialects. The book also refers to the earlier Linguistic Geography of Wales[104] as describing six different regions which could be identified as having words specific to those regions.
|
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|
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In the 1970s, there was an attempt to standardise the Welsh language by teaching Cymraeg Byw ("Living Welsh") – a colloquially-based generic form of Welsh.[105] But the attempt largely failed because it did not encompass the regional differences used by Welsh-speakers.
|
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+
|
163 |
+
Modern Welsh can be considered to fall broadly into two main registers—Colloquial Welsh (Cymraeg llafar) and Literary Welsh (Cymraeg llenyddol). The grammar described is that of Colloquial Welsh, which is used in most speech and informal writing. Literary Welsh is closer to the form of Welsh standardised by the 1588 translation of the Bible and is found in official documents and other formal registers, including much literature. As a standardised form, literary Welsh shows little if any of the dialectal variation found in colloquial Welsh. Some differences include:
|
164 |
+
|
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+
Amongst the characteristics of the literary, as against the spoken, language are a higher dependence on inflected verb forms, different usage of some of the tenses, less frequent use of pronouns (since the information is usually conveyed in the verb/preposition inflections) and a much lesser tendency to substitute English loanwords for native Welsh words. In addition, more archaic pronouns and forms of mutation may be observed in Literary Welsh.
|
166 |
+
|
167 |
+
The differences between dialects of modern spoken Welsh pale into insignificance compared to the difference between some forms of the spoken language and the most formal constructions of the literary language. The latter is considerably more conservative and is the language used in Welsh translations of the Bible, amongst other things - although the 2004 Beibl Cymraeg Newydd (Welsh for 'New Welsh Bible') is significantly less formal than the traditional 1588 Bible. Gareth King, author of a popular Welsh grammar, observes that "The difference between these two is much greater than between the virtually identical colloquial and literary forms of English".[107] A grammar of Literary Welsh can be found in A Grammar of Welsh by Stephen J. Williams[108] or more completely in Gramadeg y Gymraeg by Peter Wynn Thomas.[109] (No comprehensive grammar of formal literary Welsh exists in English.) An English-language guide to colloquial Welsh forms and register and dialect differences is Dweud Eich Dweud by Ceri Jones.[110]
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1 |
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The chicken (Gallus gallus domesticus) is a type of domesticated fowl, a subspecies of the red junglefowl (Gallus gallus). Chickens are one of the most common and widespread domestic animals, with a total population of 23.7 billion as of 2018.[1] up from more than 19 billion in 2011.[2] There are more chickens in the world than any other bird or domesticated fowl.[2] Humans keep chickens primarily as a source of food (consuming both their meat and eggs) and, less commonly, as pets. Originally raised for cockfighting or for special ceremonies, chickens were not kept for food until the Hellenistic period (4th–2nd centuries BC).[3][4]
|
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|
7 |
+
Genetic studies have pointed to multiple maternal origins in South Asia, Southeast Asia, and East Asia,[5] but with the clade found in the Americas, Europe, the Middle East and Africa originating in the Indian subcontinent. From ancient India, the domesticated chicken spread to Lydia in western Asia Minor, and to Greece by the 5th century BC.[6] Fowl had been known in Egypt since the mid-15th century BC, with the "bird that gives birth every day" having come to Egypt from the land between Syria and Shinar, Babylonia, according to the annals of Thutmose III.[7][8][9]
|
8 |
+
|
9 |
+
In the UK and Ireland, adult male chickens over the age of one year are primarily known as cocks, whereas in the United States, Canada, Australia and New Zealand, they are more commonly called roosters. Males less than a year old are cockerels.[10] Castrated or neutered roosters are called capons (surgical and chemical castration are now illegal in some parts of the world). Females over a year old are known as hens, and younger females as pullets,[11] although in the egg-laying industry, a pullet becomes a hen when she begins to lay eggs, at 16 to 20 weeks of age. In Australia and New Zealand (also sometimes in Britain), there is a generic term chook /tʃʊk/ to describe all ages and both sexes.[12] The young are often called chicks.
|
10 |
+
|
11 |
+
Chicken originally referred to young domestic fowl.[13] The species as a whole was then called domestic fowl, or just fowl. This use of chicken survives in the phrase Hen and Chickens, sometimes used as a British public house or theatre name, and to name groups of one large and many small rocks or islands in the sea (see for example Hen and Chicken Islands).
|
12 |
+
|
13 |
+
In the Deep South of the United States, chickens are referred to by the slang term yardbird.[14]
|
14 |
+
|
15 |
+
Chickens are omnivores.[15] In the wild, they often scratch at the soil to search for seeds, insects and even animals as large as lizards, small snakes,[16] or young mice.[17]
|
16 |
+
|
17 |
+
The average chicken may live for five to ten years, depending on the breed.[18] The world's oldest known chicken was a hen which died of heart failure at the age of 16 years according to the Guinness World Records.[19]
|
18 |
+
|
19 |
+
Roosters can usually be differentiated from hens by their striking plumage of long flowing tails and shiny, pointed feathers on their necks (hackles) and backs (saddle), which are typically of brighter, bolder colours than those of females of the same breed. However, in some breeds, such as the Sebright chicken, the rooster has only slightly pointed neck feathers, the same colour as the hen's. The identification can be made by looking at the comb, or eventually from the development of spurs on the male's legs (in a few breeds and in certain hybrids, the male and female chicks may be differentiated by colour). Adult chickens have a fleshy crest on their heads called a comb, or cockscomb, and hanging flaps of skin either side under their beaks called wattles. Collectively, these and other fleshy protuberances on the head and throat are called caruncles. Both the adult male and female have wattles and combs, but in most breeds these are more prominent in males.
|
20 |
+
A muff or beard is a mutation found in several chicken breeds which causes extra feathering under the chicken's face, giving the appearance of a beard.
|
21 |
+
Domestic chickens are not capable of long distance flight, although lighter chickens are generally capable of flying for short distances, such as over fences or into trees (where they would naturally roost). Chickens may occasionally fly briefly to explore their surroundings, but generally do so only to flee perceived danger.
|
22 |
+
|
23 |
+
Chickens are gregarious birds and live together in flocks. They have a communal approach to the incubation of eggs and raising of young. Individual chickens in a flock will dominate others, establishing a "pecking order", with dominant individuals having priority for food access and nesting locations. Removing hens or roosters from a flock causes a temporary disruption to this social order until a new pecking order is established. Adding hens, especially younger birds, to an existing flock can lead to fighting and injury.[20]
|
24 |
+
When a rooster finds food, he may call other chickens to eat first. He does this by clucking in a high pitch as well as picking up and dropping the food. This behaviour may also be observed in mother hens to call their chicks and encourage them to eat.
|
25 |
+
|
26 |
+
A rooster's crowing is a loud and sometimes shrill call and sends a territorial signal to other roosters.[21] However, roosters may also crow in response to sudden disturbances within their surroundings. Hens cluck loudly after laying an egg, and also to call their chicks. Chickens also give different warning calls when they sense a predator approaching from the air or on the ground.[22]
|
27 |
+
|
28 |
+
To initiate courting, some roosters may dance in a circle around or near a hen ("a circle dance"), often lowering the wing which is closest to the hen.[23] The dance triggers a response in the hen[23] and when she responds to his "call", the rooster may mount the hen and proceed with the mating.
|
29 |
+
|
30 |
+
More specifically, mating typically involves the following sequence: 1. Male approaching the hen. 2. Male pre-copulatory waltzing. 3. Male waltzing. 4. Female crouching (receptive posture) or stepping aside or running away (if unwilling to copulate). 5. Male mounting. 6. Male treading with both feet on hen's back. 7. Male tail bending (following successful copulation).[24]
|
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+
|
32 |
+
Hens will often try to lay in nests that already contain eggs and have been known to move eggs from neighbouring nests into their own. The result of this behaviour is that a flock will use only a few preferred locations, rather than having a different nest for every bird. Hens will often express a preference to lay in the same location. It is not unknown for two (or more) hens to try to share the same nest at the same time. If the nest is small, or one of the hens is particularly determined, this may result in chickens trying to lay on top of each other. There is evidence that individual hens prefer to be either solitary or gregarious nesters.[25]
|
33 |
+
|
34 |
+
Under natural conditions, most birds lay only until a clutch is complete, and they will then incubate all the eggs. Hens are then said to "go broody". The broody hen will stop laying and instead will focus on the incubation of the eggs (a full clutch is usually about 12 eggs). She will "sit" or "set" on the nest, protesting or pecking in defense if disturbed or removed, and she will rarely leave the nest to eat, drink, or dust-bathe. While brooding, the hen maintains the nest at a constant temperature and humidity, as well as turning the eggs regularly during the first part of the incubation. To stimulate broodiness, owners may place several artificial eggs in the nest. To discourage it, they may place the hen in an elevated cage with an open wire floor.[citation needed]
|
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+
|
36 |
+
Breeds artificially developed for egg production rarely go broody, and those that do often stop part-way through the incubation. However, other breeds, such as the Cochin, Cornish and Silkie, do regularly go broody, and they make excellent mothers, not only for chicken eggs but also for those of other species — even those with much smaller or larger eggs and different incubation periods, such as quail, pheasants, turkeys, or geese.
|
37 |
+
|
38 |
+
Fertile chicken eggs hatch at the end of the incubation period, about 21 days.[23] Development of the chick starts only when incubation begins, so all chicks hatch within a day or two of each other, despite perhaps being laid over a period of two weeks or so. Before hatching, the hen can hear the chicks peeping inside the eggs, and will gently cluck to stimulate them to break out of their shells. The chick begins by "pipping"; pecking a breathing hole with its egg tooth towards the blunt end of the egg, usually on the upper side. The chick then rests for some hours, absorbing the remaining egg yolk and withdrawing the blood supply from the membrane beneath the shell (used earlier for breathing through the shell). The chick then enlarges the hole, gradually turning round as it goes, and eventually severing the blunt end of the shell completely to make a lid. The chick crawls out of the remaining shell, and the wet down dries out in the warmth of the nest.
|
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+
|
40 |
+
Hens usually remain on the nest for about two days after the first chick hatches, and during this time the newly hatched chicks feed by absorbing the internal yolk sac. Some breeds sometimes start eating cracked eggs, which can become habitual.[26] Hens fiercely guard their chicks, and brood them when necessary to keep them warm, at first often returning to the nest at night. She leads them to food and water and will call them toward edible items, but seldom feeds them directly. She continues to care for them until they are several weeks old. Although there are some hens, the Black Hen Atriana, in the territory of Atri, that are aggressive and often kill their own chicks. They are characterized as a small-sized hen that lays mant eggs daily.[27]
|
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+
|
42 |
+
Chickens may occasionally gang up on a weak or inexperienced predator. At least one credible report exists of a young fox killed by hens.[28][29][30] A group of hens have been recorded in attacking a hawk that had entered their coop.[31]
|
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+
|
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+
.
|
45 |
+
|
46 |
+
In 2006, scientists researching the ancestry of birds "turned on" a chicken recessive gene, talpid2, and found that the embryo jaws initiated formation of teeth, like those found in ancient bird fossils. John Fallon, the overseer of the project, stated that chickens have "...retained the ability to make teeth, under certain conditions... ."[32]
|
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+
|
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+
Galliformes, the class of bird that chickens belong to, is directly linked to the survival of birds when all other dinosaurs went extinct. Water or ground-dwelling fowl, similar to modern partridges, survived the Cretaceous–Paleogene extinction event that killed all tree-dwelling birds and dinosaurs.[33] Some of these evolved into the modern galliformes, of which domesticated chickens are a main model. They are descended primarily from the red junglefowl (Gallus gallus) and are scientifically classified as the same species.[34] As such, they can and do freely interbreed with populations of red junglefowl.[34] Subsequent hybridization of domestic chicken with grey junglefowl, Sri Lankan junglefowl and green junglefowl occurred[35] with at least, a gene for yellow skin was incorporated into domestic birds through hybridization with the grey junglefowl (G. sonneratii).[36] In a study published in 2020, it was found that chickens shared between 71% - 79% of their genome with red junglefowl with domestication period dated to 8,000 years ago.[35]
|
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+
|
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+
The traditional view is that chickens were first domesticated for cockfighting in Asia, Africa, and Europe.[3] In the last decade, there have been a number of genetic studies to clarify the origins. According to one early study, a single domestication event which took place in what now is the country of Thailand gave rise to the modern chicken with minor transitions separating the modern breeds.[37] However, that study was later found to be based on incomplete data, and recent studies point to multiple maternal origins, with the clade found in the Americas, Europe, Middle East, and Africa, originating from the Indian subcontinent, where a large number of unique haplotypes occur.[38][39] The red junglefowl, known as the bamboo fowl in many Southeast Asian languages, is a special bird well-adapted to take advantage of the large amounts of fruits that are produced during the end of the 50-year bamboo seeding cycle, to boost its own reproduction.[40] In domesticating the chicken, humans took advantage of this predisposition for prolific reproduction of the red junglefowl when exposed to large amounts of food.[41]
|
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+
|
52 |
+
Several controversies still surround the time chicken was domesticated. A recent molecular evidence obtained from whole-genome study published in 2020 reveal that chicken was domesticated 8,000 years ago.[35] Though, it was previously thought to have been domesticated in Southern China in 6000 BC based on paleoclimatic assumptions[42] which has now raised doubts from another study that question whether those birds were the ancestors of chickens today.[43] Majority of the world chicken today may have migrated from the Harappan culture of the Indus Valley. Eventually, the chicken moved to the Tarim basin of central Asia. The chicken reached Europe (Romania, Turkey, Greece, Ukraine) about 3000 BC.[44]
|
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+
Introduction into Western Europe came far later, about the 1st millennium BC. Phoenicians spread chickens along the Mediterranean coasts as far as Iberia. Breeding increased under the Roman Empire, and was reduced in the Middle Ages.[44] Genetic sequencing of chicken bones from archaeological sites in Europe revealed that in the High Middle Ages chickens became less aggressive and began to lay eggs earlier in the breeding season.[45]
|
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+
|
55 |
+
Middle East traces of chicken go back to a little earlier than 2000 BC, in Syria; chickens went southward only in the 1st millennium BC. They reached Egypt for purposes of cockfighting about 1400 BC, and became widely bred only in Ptolemaic Egypt (about 300 BC).[44] Little is known about the chicken's introduction into Africa. It was during the Hellenistic period (4th-2nd centuries BC), in the Southern Levant, that chickens began widely to be domesticated for food.[4] This change occurred at least 100 years before domestication of chickens spread to Europe.
|
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+
|
57 |
+
Three possible routes of introduction in about the early first millennium AD could have been through the Egyptian Nile Valley, the East Africa Roman-Greek or Indian trade, or from Carthage and the Berbers, across the Sahara. The earliest known remains are from Mali, Nubia, East Coast, and South Africa and date back to the middle of the first millennium AD.[44]
|
58 |
+
|
59 |
+
Domestic chicken in the Americas before Western contact is still an ongoing discussion, but blue-egged chickens, found only in the Americas and Asia, suggest an Asian origin for early American chickens.[44]
|
60 |
+
|
61 |
+
A lack of data from Thailand, Russia, the Indian subcontinent, Southeast Asia and Sub-Saharan Africa makes it difficult to lay out a clear map of the spread of chickens in these areas; better description and genetic analysis of local breeds threatened by extinction may also help with research into this area.[44]
|
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+
|
63 |
+
An unusual variety of chicken that has its origins in South America is the araucana, bred in southern Chile by the Mapuche people. Araucanas, some of which are tailless and some of which have tufts of feathers around their ears, lay blue-green eggs. It has long been suggested that they pre-date the arrival of European chickens brought by the Spanish and are evidence of pre-Columbian trans-Pacific contacts between Asian or Pacific Oceanic peoples, particularly the Polynesians, and South America. In 2007, an international team of researchers reported the results of analysis of chicken bones found on the Arauco Peninsula in south-central Chile. Radiocarbon dating suggested that the chickens were Pre-Columbian, and DNA analysis showed that they were related to prehistoric populations of chickens in Polynesia.[46] These results appeared to confirm that the chickens came from Polynesia and that there were transpacific contacts between Polynesia and South America before Columbus's arrival in the Americas.[47]
|
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+
|
65 |
+
However, a later report looking at the same specimens concluded:
|
66 |
+
|
67 |
+
A published, apparently pre-Columbian, Chilean specimen and six pre-European Polynesian specimens also cluster with the same European/Indian subcontinental/Southeast Asian sequences, providing no support for a Polynesian introduction of chickens to South America. In contrast, sequences from two archaeological sites on Easter Island group with an uncommon haplogroup from Indonesia, Japan, and China and may represent a genetic signature of an early Polynesian dispersal. Modeling of the potential marine carbon contribution to the Chilean archaeological specimen casts further doubt on claims for pre-Columbian chickens, and definitive proof will require further analyses of ancient DNA sequences and radiocarbon and stable isotope data from archaeological excavations within both Chile and Polynesia.[48]
|
68 |
+
|
69 |
+
The debate for and against a Polynesian origin for South American chickens continued with this 2014 paper and subsequent responses in PNAS.[49]
|
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+
|
71 |
+
More than 50 billion chickens are reared annually as a source of meat and eggs.[51] In the United States alone, more than 8 billion chickens are slaughtered each year for meat,[52] and more than 300 million chickens are reared for egg production.[53]
|
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+
|
73 |
+
The vast majority of poultry are raised in factory farms. According to the Worldwatch Institute, 74 percent of the world's poultry meat and 68 percent of eggs are produced this way.[54] An alternative to intensive poultry farming is free-range farming.
|
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+
|
75 |
+
Friction between these two main methods has led to long-term issues of ethical consumerism. Opponents of intensive farming argue that it harms the environment, creates human health risks and is inhumane.[55] Advocates of intensive farming say that their highly efficient systems save land and food resources owing to increased productivity, and that the animals are looked after in state-of-the-art environmentally controlled facilities.[56]
|
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+
|
77 |
+
Chickens farmed for meat are called broilers. Chickens will naturally live for six or more years, but broiler breeds typically take less than six weeks to reach slaughter size.[57] A free range or organic broiler will usually be slaughtered at about 14 weeks of age.
|
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+
|
79 |
+
Chickens farmed primarily for eggs are called layer hens. In total, the UK alone consumes more than 34 million eggs per day.[58] Some hen breeds can produce over 300 eggs per year, with "the highest authenticated rate of egg laying being 371 eggs in 364 days".[59] After 12 months of laying, the commercial hen's egg-laying ability starts to decline to the point where the flock is commercially unviable. Hens, particularly from battery cage systems, are sometimes infirm or have lost a significant amount of their feathers, and their life expectancy has been reduced from around seven years to less than two years.[60] In the UK and Europe, laying hens are then slaughtered and used in processed foods or sold as "soup hens".[60] In some other countries, flocks are sometimes force moulted, rather than being slaughtered, to re-invigorate egg-laying. This involves complete withdrawal of food (and sometimes water) for 7–14 days[61] or sufficiently long to cause a body weight loss of 25 to 35%,[62] or up to 28 days under experimental conditions.[63] This stimulates the hen to lose her feathers, but also re-invigorates egg-production. Some flocks may be force-moulted several times. In 2003, more than 75% of all flocks were moulted in the US.[64]
|
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+
|
81 |
+
Keeping chickens as pets became increasingly popular in the 2000s[65] among urban and suburban residents.[66] Many people obtain chickens for their egg production but often name them and treat them as any other pet. Chickens are just like any other pet in that they provide companionship and have individual personalities. While many do not cuddle much, they will eat from one's hand, respond to and follow their handlers, as well as show affection.[67]
|
82 |
+
|
83 |
+
Chickens are social, inquisitive, intelligent[failed verification] birds, and many find their behaviour entertaining.[68] Certain breeds, such as Silkies and many bantam varieties, are generally docile and are often recommended as good pets around children with disabilities.[69] Many people feed chickens in part with kitchen food scraps.
|
84 |
+
|
85 |
+
Chickens can carry and transmit salmonella in their dander and feces. In the United States, the Centers for Disease Control and Prevention advise against bringing them indoors or letting small children handle them.[70][71]
|
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+
|
87 |
+
Incubation can successfully occur artificially in machines that provide the correct, controlled environment for the developing chick.[72][73] The average incubation period for chickens is 21 days but may depend on the temperature and humidity in the incubator. Temperature regulation is the most critical factor for a successful hatch. Variations of more than 1 °C (1.8 °F) from the optimum temperature of 37.5 °C (99.5 °F) will reduce hatch rates. Humidity is also important because the rate at which eggs lose water by evaporation depends on the ambient relative humidity. Evaporation can be assessed by candling, to view the size of the air sac, or by measuring weight loss. Relative humidity should be increased to around 70% in the last three days of incubation to keep the membrane around the hatching chick from drying out after the chick cracks the shell. Lower humidity is usual in the first 18 days to ensure adequate evaporation. The position of the eggs in the incubator can also influence hatch rates. For best results, eggs should be placed with the pointed ends down and turned regularly (at least three times per day) until one to three days before hatching. If the eggs aren't turned, the embryo inside may stick to the shell and may hatch with physical defects. Adequate ventilation is necessary to provide the embryo with oxygen. Older eggs require increased ventilation.
|
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|
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Many commercial incubators are industrial-sized with shelves holding tens of thousands of eggs at a time, with rotation of the eggs a fully automated process. Home incubators are boxes holding from 6 to 75 eggs; they are usually electrically powered, but in the past some were heated with an oil or paraffin lamp.
|
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|
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Chickens are susceptible to several parasites, including lice, mites, ticks, fleas, and intestinal worms, as well as other diseases. Despite the name, they are not affected by chickenpox, which is generally restricted to humans.[74]
|
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|
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+
Some of the diseases that can affect chickens are shown below:
|
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|
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Since antiquity chickens have been, and still are, a sacred animal in some cultures[77] and deeply embedded within belief systems and religious worship. The term "Persian bird" for the rooster appears to have been given by the Greeks after Persian contact "because of his great importance and his religious use among the Persians".[78]
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In Indonesia the chicken has great significance during the Hindu cremation ceremony. A chicken is considered a channel for evil spirits which may be present during the ceremony. A chicken is tethered by the leg and kept present at the ceremony for its duration to ensure that any evil spirits present go into the chicken and not the family members. The chicken is then taken home and returns to its normal life.
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In ancient Greece, chickens were not normally used for sacrifices, perhaps because they were still considered an exotic animal. Because of its valor, the cock is found as an attribute of Ares, Heracles, and Athena. The alleged last words of Socrates as he died from hemlock poisoning, as recounted by Plato, were "Crito, I owe a cock to Asclepius; will you remember to pay the debt?", signifying that death was a cure for the illness of life.
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The Greeks believed that even lions were afraid of roosters. Several of Aesop's Fables reference this belief.
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In the New Testament, Jesus prophesied the betrayal by Peter: "Jesus answered, 'I tell you, Peter, before the rooster crows today, you will deny three times that you know me.'"[79] It happened,[80] and Peter cried bitterly. This made the rooster a symbol for both vigilance and betrayal.
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Earlier, Jesus compares himself to a mother hen when talking about Jerusalem: "O Jerusalem, Jerusalem, you who kill the prophets and stone those sent to you, how often I have longed to gather your children together, as a hen gathers her chicks under her wings, but you were not willing."[81]
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In the sixth century, Pope Gregory I declared the rooster the emblem of Christianity[82] and another Papal enactment of the ninth century by Pope Nicholas I[77] ordered the figure of the rooster to be placed on every church steeple.[83]
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In many Central European folk tales, the devil is believed to flee at the first crowing of a rooster.
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In traditional Jewish practice, a kosher animal is swung around the head and then slaughtered on the afternoon before Yom Kippur, the Day of Atonement, in a ritual called kapparos; it is now common practice to cradle the bird and move him or her around the head. A chicken or fish is typically used because it is commonly available (and small enough to hold). The sacrifice of the animal is to receive atonement, for the animal symbolically takes on all the person's sins in kapparos. The meat is then donated to the poor. A woman brings a hen for the ceremony, while a man brings a rooster. Although not a sacrifice in the biblical sense, the death of the animal reminds the penitent sinner that his or her life is in God's hands.
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The Talmud speaks of learning "courtesy toward one's mate" from the rooster.[84] This might refer to the fact that when a rooster finds something good to eat, he calls his hens to eat first. A rooster might also come to the aid of a hen if she is attacked. The Talmud likewise provides us with the statement "Had the Torah not been given to us, we would have learned modesty from cats, honest toil from ants, chastity from doves and gallantry from cocks",[85][86] which may be further understood as to that of the gallantry of cocks being taken in the context of a religious instilling vessel of "a girt one of the loins" (Young's Literal Translation) that which is "stately in his stride" and "move with stately bearing" in the Book of Proverbs 30:29-31 as referenced by Michael V. Fox in his Proverbs 10-31 where Saʻadiah ben Yosef Gaon (Saadia Gaon) identifies the definitive trait of "A cock girded about the loins" in Proverbs 30:31 (Douay–Rheims Bible) as "the honesty of their behavior and their success",[87] identifying a spiritual purpose of a religious vessel within that religious instilling schema of purpose and use.
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The chicken is one of the symbols of the Chinese Zodiac. In Chinese folk religion, a cooked chicken as a religious offering is usually limited to ancestor veneration and worship of village deities. Vegetarian deities such as the Buddha are not recipients of such offerings. Under some observations, an offering of chicken is presented with "serious" prayer (while roasted pork is offered during a joyous celebration). In Confucian Chinese weddings, a chicken can be used as a substitute for one who is seriously ill or not available (e.g., sudden death) to attend the ceremony. A red silk scarf is placed on the chicken's head and a close relative of the absent bride/groom holds the chicken so the ceremony may proceed. However, this practice is rare today.
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A cockatrice was supposed to have been born from an egg laid by a rooster, as well as killed by a rooster's call.
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An early domestication of chickens in Southeast Asia is probable, since the word for domestic chicken (*manuk) is part of the reconstructed Proto-Austronesian language (see Austronesian languages). Chickens, together with dogs and pigs, were the domestic animals of the Lapita culture,[88] the first Neolithic culture of Oceania.[89]
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The first pictures of chickens in Europe are found on Corinthian pottery of the 7th century BC.[90][91] The poet Cratinus (mid-5th century BC, according to the later Greek author Athenaeus) calls the chicken "the Persian alarm". In Aristophanes's comedy The Birds (414 BC) a chicken is called "the Median bird", which points to an introduction from the East. Pictures of chickens are found on Greek red figure and black-figure pottery.
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In ancient Greece, chickens were still rare and were a rather prestigious food for symposia.[92] Delos seems to have been a center of chicken breeding (Columella, De Re Rustica 8.3.4). "About 3200 BC chickens were common in Sindh. After the attacks of Aria people these fowls spred from Sindh to Balakh and Iran. During attacks and wars between Iranian and Greeks the chickens of Hellanic breed came in Iran and about 1000 BC Hellanic chickens came into Sindh through Medan".[93]
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The Romans used chickens for oracles, both when flying ("ex avibus", Augury) and when feeding ("auspicium ex tripudiis", Alectryomancy). The hen ("gallina") gave a favourable omen ("auspicium ratum"), when appearing from the left (Cic., de Div. ii.26), like the crow and the owl.
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For the oracle "ex tripudiis" according to Cicero (Cic. de Div. ii.34), any bird could be used in auspice, and shows at one point that any bird could perform the tripudium[94] but normally only chickens ("pulli") were consulted. The chickens were cared for by the pullarius, who opened their cage and fed them pulses or a special kind of soft cake when an augury was needed. If the chickens stayed in their cage, made noises ("occinerent"), beat their wings or flew away, the omen was bad; if they ate greedily, the omen was good.[95]
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In 249 BC, the Roman general Publius Claudius Pulcher had his "sacred chickens" "[96] thrown overboard when they refused to feed before the battle of Drepana, saying "If they won't eat, perhaps they will drink." He promptly lost the battle against the Carthaginians and 93 Roman ships were sunk. Back in Rome, he was tried for impiety and heavily fined.[97]
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In 162 BC, the Lex Faunia forbade fattening hens on grain which was a measure enacted to reduce the demand for grain.[98] To get around this, the Romans castrated roosters (capon), which resulted in a doubling of size[99] despite the law that was passed in Rome that forbade the consumption of fattened chickens. It was renewed a number of times, but does not seem to have been successful. Fattening chickens with bread soaked in milk was thought to give especially delicious results. The Roman gourmet Apicius offers 17 recipes for chicken, mainly boiled chicken with a sauce. All parts of the animal are used: the recipes include the stomach, liver, testicles and even the pygostyle (the fatty "tail" of the chicken where the tail feathers attach).
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The Roman author Columella gives advice on chicken breeding in the eighth book of his treatise, De Re Rustica (On Agriculture). He identified Tanagrian, Rhodic, Chalkidic and Median (commonly misidentified as Melian) breeds, which have an impressive appearance, a quarrelsome nature and were used for cockfighting by the Greeks (De Re Rustica 8.3.4). For farming, native (Roman) chickens are to be preferred, or a cross between native hens and Greek cocks (De Re Rustica 8.2.13). Dwarf chickens are nice to watch because of their size but have no other advantages.
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According to Columella (De Re Rustica 8.2.7), the ideal flock consists of 200 birds, which can be supervised by one person if someone is watching for stray animals. White chickens should be avoided as they are not very fertile and are easily caught by eagles or goshawks. One cock should be kept for five hens. In the case of Rhodian and Median cocks that are very heavy and therefore not much inclined to sex, only three hens are kept per cock. The hens of heavy fowls are not much inclined to brood; therefore their eggs are best hatched by normal hens. A hen can hatch no more than 15-23 eggs, depending on the time of year, and supervise no more than 30 hatchlings. Eggs that are long and pointed give more male hatchlings, rounded eggs mainly female hatchlings (De Re Rustica 8.5.11).
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Columella also states that chicken coops should face southeast and lie adjacent to the kitchen, as smoke is beneficial for the animals and "poultry never thrive so well as in warmth and smoke" (De Re Rustica 8.3.1).[100] Coops should consist of three rooms and possess a hearth. Dry dust or ash should be provided for dust-baths.
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According to Columella (De Re Rustica 8.4.1), chickens should be fed on barley groats, small chick-peas, millet and wheat bran, if they are cheap. Wheat itself should be avoided as it is harmful to the birds. Boiled ryegrass (Lolium sp.) and the leaves and seeds of alfalfa (Medicago sativa L.) can be used as well. Grape marc can be used, but only when the hens stop laying eggs, that is, about the middle of November; otherwise eggs are small and few. When feeding grape marc, it should be supplemented with some bran. Hens start to lay eggs after the winter solstice, in warm places around the first of January, in colder areas in the middle of February. Parboiled barley increases their fertility; this should be mixed with alfalfa leaves and seeds, or vetches or millet if alfalfa is not at hand. Free-ranging chickens should receive two cups of barley daily.
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Columella[101] advises farmers to slaughter hens that are older than three years, those that aren't productive or are poor care-takers of their eggs, and particularly those that eat their own and other hens' eggs.
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According to Aldrovandi, capons were produced by burning "the hind part of the bowels, or loins or spurs"[102] with a hot iron. The wound was treated with potter's chalk.
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For the use of poultry and eggs in the kitchens of ancient Rome see Roman eating and drinking.
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Chickens were spread by Polynesian seafarers and reached Easter Island in the 12th century AD, where they were the only domestic animal, with the possible exception of the Polynesian rat (Rattus exulans). They were housed in extremely solid chicken coops built from stone, which was first reported as such to Linton Palmer in 1868, who also "expressed his doubts about this".[103].
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