While distributors should not be required to report every sale to manufacturers, they should provide the data that is necessary for the manufacturer to review the product and check that it remains consistent with the needs, characteristics and objectives of the target market defined by the manufacturer.
Afin de renforcer la protection des investisseurs et de garantir aux clients plus de clarté quant à la qualité des services qui leur sont fournis, la directive 2014/65/UE a encore restreint la possibilité, pour les entreprises d'investissement, de percevoir ou de verser des incitations.