Under the SFO, the SFC has regulatory, administrative and investigative powers and may impose court orders by civil proceedings in accordance with Sections 213 and 214 of the SFO, administrative or criminal sanctions, as well as initiate or refer matters for criminal prosecution.
Les sociétés de bourse reconnues sont responsables de l'établissement de leurs propres règles de négociation et du respect de ces règles par leurs participants.