Benjamin Aw
Add updated pkl file v3
6fa4bc9
{
"paper_id": "W90-0108",
"header": {
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"date_generated": "2023-01-19T04:00:32.915814Z"
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"title": "Upper Modeling: organizing knowledge for natural language processing",
"authors": [
{
"first": "John",
"middle": [
"A"
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"last": "Bateman",
"suffix": "",
"affiliation": {},
"email": "[email protected]"
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"venue": null,
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"abstract": "A general, reusable computational resource has been developed within the Penman text generation project for organizing domain knowledge appropriately for linguistic realization. This resource, called the upper model, provides a domain-and task-independent classification system' that supports sophisticated natural language processing while significantly simplifying the interface between domain-specific knowledge and general linguistic resources. This paper presents the results of our experiences in designing and using the upper model in a variety of applications over the past 5 years. In particular, we present our conclusions concerning the appropriate organization of an upper model, its domainindependence, and the types of interrelationships that need to be supported between upper model and grammar and semantics.",
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"text": "A general, reusable computational resource has been developed within the Penman text generation project for organizing domain knowledge appropriately for linguistic realization. This resource, called the upper model, provides a domain-and task-independent classification system' that supports sophisticated natural language processing while significantly simplifying the interface between domain-specific knowledge and general linguistic resources. This paper presents the results of our experiences in designing and using the upper model in a variety of applications over the past 5 years. In particular, we present our conclusions concerning the appropriate organization of an upper model, its domainindependence, and the types of interrelationships that need to be supported between upper model and grammar and semantics.",
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"section": "Abstract",
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"text": "interfacing with a text generation system Consider the task of interfacing a domain-independent, reusable, general text generation system with a particular application domain, in order to allow that application to express system-internal information in one or more natural languages. Internal information needs to be related to strategies for expressing it. This could be done in a domain-specific way by coding how the application domain requires its information to appear. This is clearly problematic, however: it requires detailed knowledge on the part of the system builder both of how the generator controls its output forms and the kinds of information that the application domain contains. A more general solution to the interfacing problem is thus desirable.",
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"section": "Introduction:",
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"text": "We have found that the definition of a mapping between knowledge and its linguistic expression is facilitated if it is possible to classify any particular instances of facts, states of affairs, situations, etc. that occur in terms of a set of general objects and relations of specified types that behave systematically with respect to their possible linguistic realizations. This approach has been followed within the PENMAN text generation system [Mann and Matthiessen, 1985; The Penman Project, 1989] where, over the past 5 years, we have been developing and using an extensive, domain-and task-independent organization of knowledge that supports natural language generation: this level of organization is called the upper model [Bateman et aL, 1990; Mann, 1985; Moore and Arens, 1985] .",
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"start": 448,
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"text": "[Mann and Matthiessen, 1985;",
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"text": "The Penman Project, 1989]",
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"section": "Introduction:",
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"text": "The majority of natural language processing systems currently planned or under development are now recognizing the necessity of some level of abstract 'semantic' organization similar to the upper model that classifies knowledge so that it may be more readily expressed linguisticaUy. 1 However, they mostly suffer from either a lack of theoretical constraint concerning their internal contents and organization and the necessary mappings between them and surface realization, or a lack of abstraction which binds them too closely with linguistic form. It is important both that the contents of such a level of abstraction be motivated on good theoretical grounds and that the mapping between that level and linguistic form is specifiable.",
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"section": "Introduction:",
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"text": "Our extensive experiences with the implementation and use of a level of semantic organization of this kind within the PENMAN system now permit us to state some clear design criteria and a well-developed set of necessary functionalities.",
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"section": "Introduction:",
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"text": "to the Solution to the Interface Problem: Domain independence and reusability The upper model decomposes the mapping problem by establishing a level of linguistically motivated knowledge organization specifically constructed as a reponse XIncluding, for example: the Functional Sentence Structure of XTRA: [Allgayer et al., 1989] ; [Chen and Cha, 1988] ; [Dahlgren et al., 1989] ; POLYGLOSS: [Emele et ai., 1990] ; certain of the Domain and Text Structure Objects of SPOKESMAN: [Meteer, 1989] ; TRANSLATOR: [Nixenberg et aL, 1987] ; the Semantic Relations of ~UROTa^-D: [Steiner et al., 1987] ; JANUS: [Weischedel, 1989] . Space naturally precludes detailed comparisons here: see for further discussion.",
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"text": "to the task of constraining linguistic realizations2; generally we refer to this level of organization as meaning rather than as knowledge in order to distinguish it from language-independent knowledge and to emphasize its tight connection with linguistic forms (cf. [Matthiessen, 1987:259-260] ). While it may not be reasonable to insist that application domains organize their knowledge in terms that respect linguistic realizations --as this may not provide suitable orgunizations for, e.g., domain-internal reasoning --we have found that it is reasonable, indeed essential, that domain knowledge be so organized if it is also to support expression in natural language relying on general natural language processing capabilities.",
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"text": "The general types constructed within the upper model necessarily respect generalizations concerning how distinct semantic types can be realized. We then achieve the necessary link between particular domain knowledge and the upper model by having an application classify its knowledge organization in terms of the general semantic categories that the upper model provides. This does not require any expertise in grammar or in the mapping between upper model and grammar. An application needs only to concern itself with the 'meaning' of its own knowledge, and not with fine details of linguistic form. This classification functions solely as an interface between domain knowledge and upper model; it does not interfere with domain-internal organization. The text generation system is then responsible for realizing the semantic types of the level of meaning with appropriate grammatical forms, s Further, when this classification has been established for a given application, application concepts can be used freely in input specifications since their possiblities for linguistic realization are then known. This supports two significant functionalities:",
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"text": "\u2022 interfacing with a natural language system is radically simplified since much of the information specific to language processing is factored out of the input specifications required and into the relationship between upper model and linguistic resources;",
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"text": "\u2022 the need for domain-specific linguistic processing rules is greatly reduced since the upper model provides a domain-independent, general and reusable conceptual organization that may be used to classify all domain-specific knowledge when linguistic processing is to be performed.",
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"text": "~Although my discussion here is oriented towards text generation, our current research aims at fully bi-directional linguistic resources [Kasper, 1988; Kasper, 1989] ; the mapping is therefore to be understood as a bi.directional mapping throughout.",
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"text": "3This is handled in the PeNM*N system by the grammar's inquiry semantics, which has been described and illustrated extensively elsewhere (e.g., [Bateman, 1988; Mann, 1983; Matthiessen, 1988] ).",
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"text": "An example of the simplification that use of the upper model offers for a text generation system interface language can be seen by contrasting the input specification required for a generator such as MUMBLE-86 [Meteer el al., 1987] --which employs realization classes considerably less abstract than those provided by the upper model --with the input required for Penman. 4 Figure 1 shows corresponding inputs for the generation of the simple clause: Fluffy is chasing little mice. The appropriate classification of domain knowledge concepts such as chase, cat, mouse, and little in terms of the general semantic types of the upper model (in this case, directed-action, object, object, and size respectively -for definitions see: [Bateman et al., 1990] ) automatically provides information about syntactic realization that needs to be explicitly stated in the MUMBLE-86 input (e.g., S-V-O_two-explicit-args, rip-common-noun, restrictive-modifier, adjective). Thus, for example, the classification of a concept mouse as an object in the upper model is sufficient for the grammar to consider a realization such as, in MUMBLE-86 terms, a general-np with a particular np-common-noun and accessories of gender neuter. Similarly, the classification of chase as a directed-action opens up linguistic realization possibilities including clauses with a certain class of transitive verbs and characteristic possibilities for participants, corresponding nominalizations, etc. Such low-level syntactic information is redundent for the PENMAN input.",
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"text": "The further domain-independence of the upper model is shown in the following example of text generation control. Consider two rather different domains: a navy database of ships and an expert system for digital circuit diagnosis. 5 The navy data base contains information concerning ships, submarines, ports, geographical regions, etc. and the kinds of activities that ships, submarines, etc. can take part in. The digital circuit diagnosis expert system contains information about subcomponents of digital circuits, the kinds of connections between those subcomponents, their possible functions, etc. A typical sentence from each domain might be:",
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"text": "circuit domain: The faulty system is connected to the input navy domain: The ship which was inoperative is sailing to Sasebo The input specifications for both of these sentences are shown in Figure 2 . These specifications freely intermix upper model roles and concepts (e.g., domain, 'Note that this is not intended to single out MUMBL~-88: the problem is quite general; cf. unification-based fframeworks such as [McKeown and Paris, 1987] , or the Lexical Functional Grammar (LFG)-based approach of [Momma and DSrre, 1987] . As mentioned above, the current developments within most such approaches are now considering extensions similar to that covered by the upper model. SThese are, in fact, two domains with which we have had experience generating texts using the upper model. range, property-ascription) and the respective domain roles and concepts (e.g., system, faulty, input, destination, sail, ship, inoperative) . Both forms are rendered interpretable by the subordination of the domain concepts to the single generalized hierarchy of the upper model. This is illustrated graphically in Figure 3 . Here we see the single hierarchy of the upper model being used to subordinate concepts from the two domains. The domain concept system, for example, is subordinated to the upper model concept object, domain concept inoperative to upper model concept quality, etc.",
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"text": "system, faulty, input, destination, sail, ship, inoperative)",
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"text": "By virtue of these subordinations, the grammar and semantics of the generator can interpret the input specifications in order to produce appropriate linguistic realizations: the upper model concept object licenses a particular set of realizations, as do the concepts quality, material-process, etc. \u2022 abstract specifications of quality types, and the types of entities which they may relate (e.g., BEHAVIORAL-QUALITY, SENSE-AND-MEASURE'QUALITY, STATUS-QUALITY),",
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"text": "\u2022 abstract specifications of combinations of events (e.g., DISJUNCTION , EXEMPLIFICATION, RESTATEMENT).",
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"text": "These are described in full in [Bateman et al., 1990] .",
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"text": "Appropriate linguistic realizations are not in a oneto-one correspondence with upper model concepts, however. The relationship needs to be rather more complex and so the question of justification of upper model concepts and organization becomes crucial.",
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"text": "The general semantic types defined by a level of meaning such as the upper model need to be 'linguistically responsible', in that mappings between them and linguistic form may be constructed. In addition, to be usable by an application, they must also be sufficiently operationalizable so as to support consistent coding of application knowledge. Both of these requirements have tended to push the level of organization defined closer towards linguistic form. However, it is also crucial for this organization to be su~ciently abstract, i.e., removed from linguistic form, so that it is possible for an application to achieve its classification purely on grounds of meaning. It is thus inadequate to rely on form-oriented criteria for upper model construction because grammatical classifications are often non-isomorphic to semantic classifications: they therefore need to deviate from semantic organization in order to respect the syntactic criteria that define them. Reliance on details of linguistic realization also compromises the design aim that the applications should not be burdened with grammatical knowledge, e eThis is also resonant with the design aim in text generation that higher level processes --e.g., text planners should not need direct access to low level information such as the grammar [Hovy et al., 1988] . For descriptions of all these Thus, the level of abstraction of an upper model must be sufficiently high that it generalizes across syntactic alternations, without being so high that the mapping between it and surface form is impossible to state. This tension between the requirements of abstractness and linguistic responsibility presents perhaps the major point of general theoretical difficulty and interest for future developments of upper model-like levels of meaning. Without a resolution, substantive progress that goes beyond revisions of what the PENMAN upper model already contains is unlikely to be achieved.",
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"text": "It is essential for constraints to be found for what an upper model should contain and how it should be orga. nized so that an appropriate level of abstraction may be constructed.",
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"text": "Upper Model Figure 4 sets several methodologies have been pursued for uncovering the organization\" and contents of a level of meaning such as an upper model, with examples of approaches that have adopted them, along the continuum of abstraction from linguistic form to abstract ontology. While the problem of being too bound to linguistic form has been mentioned, there are also severe problems with attempts to construct an upper model independent of form and motivated by other criteria, e.g., a logical theory of the organization of knowledge per se. Without a strong theoretical connection to the linguistic system the criteria for organizing an abstraction hierarchy remain ill-specified; there is very little guarantee that such systems will organize themselves in a way appropriate for interfacing well with the linguistic system. 7 An alternative route is offered by the approaches in the middle of the continuum, i.e., those which abstract beyond linguistic form but which still maintain a commitment to language as a motivating force. This is further strengthened by the notion, now resurgent within current linguistics, that the organization of language informs us about the organization of 'knowledge' (e.g., [HaUiday, 1978; Jackendoff, 1983; Langacker, 1987; Talmy, 1987] ): that is, the relation between grammar and semantics/meaning is not arbitrary. Detailed theories of grammar can then be expected to provide us with insights concerning the organization that is required for the level of meaning.",
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"text": "We have found that the range of meanings required to support one particular generalized functional region of distinctions in detail, see the PENMAN documentation [The Penman Project, 1989] .",
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"text": "7Furthermore, the experience of the JANUS project (e.g., [Weischedel, 1989] ) has been that the cost of using a sufficiently rich logic to permit axiomatization of the complex phenomenon required is very high, motivating augmentation by an abstraction hierarchy very similar to that of the upper model and facing the same problem of definitional criteria. ing what an upper model should contain. It provides for the representation of'conceptual' meanings at a high level of abstraction while still maintaining a mapping to linguistic form. This functional region corresponds with the Systemic Functional Linguistic notion of the experiential metafunction [Matthiessen, 19877] , one of four generalized meaning types which are simultanously and necessarily made whenever language is used. Any sentence must contain contributions to its function from all four 'metafunctions' R each metafunction providing a distinct type of constraint. The value of this factorization of distinct meaning types as far as the design of an upper model is concerned can best be seen by examining briefly what it ezcludes from consideration for inclusion within an upper model: i.e., all information that is controlled by the remaining three metafunctions should not be represented.",
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"text": "The logical metaf~nction is responsible for the construction of composite semantic entities using the resources of interdependency; it is manifested in grammar by dependency relationships such as those that hold between the head of a phrase and its dependents and the association of concepts to be expressed with particular heads in the sentence structure. The removal of this kind of information permits upper model specifications to be independent of grammatical constituents and grammatical dominance relations.",
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"text": "This relaxes, for example, the mapping between objects and processes at the upper model level and nominals and verbals at the grammatical level, enabling generalizations to be captured concerning the existence of verbal participants in nominalizations, and permits the largely textual variations shown in (1) and (2) 8 to be removed from the upper model coding.",
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"text": "(1) It will probably rain tomorrow It is fikely that it will rain tomorrow SExample taken from [Meteer, 1988] .",
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"text": "There is a high probability that it will rain tomorrow",
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"text": "(2) independently in a way that is independent",
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"text": "No change in upper model representation or classification is required to represent these variations. This can be seen more specifically by considering the following PENMAN input specification that uses only upper model terms:",
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"text": "((cO / came-effect : domain discharge : range breakdown) (discharge / directed-action :actee (electricity / substance)) (breakdoen / nondirected-action :actor (system / object))) This states that there are two configurations of processes and participants --one classified as an upper model directed-action, the other as a nondirected-action --which are related by the upper model relationship cause-effect. Now, the assignment of concepts to differently 'ranked' heads in the grammar governs realization variants including the following:",
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"text": "Electricity being discharged resulted in the system breaking down. ",
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"text": "Many such 'paraphrase' issues are currently of concern within the text generation community (e.g., [Meteer, 1988; Iordanskaja et al., 1988; Bateman and Paris, 1989; ). The textual metafunction is responsible for the creation and presentation of text in context, i.e., for estab-lishing textual cohesion, thematic development, rhetorical organization, information salience, etc. The removal of this kind of information allows upper model specifications to be invariant with respect to their particular occasions of use in texts and the adoption of textually motivated perspectives, such as, e.g., theme/rheme selections, definiteness, anaphora, etc. Thus, with the same input specification as above, the following variations are supported by varying the textual constraints:",
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"text": "It was the electricity being discharged that resulted in the system breaking down. The discharge of electricity resulted in the system breaking down.",
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"text": "The system breaking down --the electricity being discharged did it! etc. These textual variations are controlled during the construction of text (cf. Dale, 1989; Hovy and McCoy, 1989; Meteer, 1989; Bateman and Matthiessen, 1990] ) and, again, are factored out of the upper model.",
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{
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"section": "etc.",
"sec_num": null
},
{
"text": "The interpersonal metafunction is responsible for the speaker's interaction with the listener, for the speech act type of an utterance, the force with which it is expressed, etc. Thus, again with the same input specification, the following variants are possible:",
"cite_spans": [],
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"section": "etc.",
"sec_num": null
},
{
"text": "Did electricity being discharged result in the system breaking down? Electricity being discharged resulted surprisingly in the whole damn thing breaking down. 1 rather suspect that electricity being discharged may have resulted in the system breaking down. etc. The metafunctional factorization thus permits the upper model to specify experiential meanings that are invariant with respect to the linguistic alternations driven by the other metafunetions. That is, a specification in upper model terms is consistent with a set of linguistic realizations that may be regarded as 'experiential paraphrases': the specification expresses the 'semantic' content that is shared across those paraphrases and often provides just the level of linguistically decommitted representation required for nonlinguistically oriented applications. Generation of any unique surface realization is achieved by additionally respecting the functional constraints that the other metafunctions bring to bear; particular surface forms are only specifiable when a complete set of constraints from each of the four metafunctions are combined. The application of these constraints is directly represented in the PENMAN grammar, which provides for the perspicuous and modular integration of many disparate sources of information. The interdependencies between these constraints and their conditions of applicability are also directly represented in the grammar. This organization of the grammar allows us to construct a rather abstract upper model while still preserving the necessary mapping to linguistic form. The value of achieving the abstract specification of meaning supported by the upper model is then that it permits a genuinely form-independent, but nevertheless form-constraining, 'conceptual' representation that can be used both as a statement of the semantic contents of an utterance and as an abstract specification of content for application domains that require linguistic output.",
"cite_spans": [],
"ref_spans": [],
"eq_spans": [],
"section": "etc.",
"sec_num": null
},
{
"text": "A computational resource has been developed within the PENMAN text generation project that significantly simplifies control of a text generator. This resource, called the upper model, is a hierarchy of concepts that captures semantic distinctions necessary for generating natural language. Although similar levels of abstract semantic organization are now being sought in many natural language systems, they are often built anew for each project, are to an unnecessary extent domain or theory specific, are required to fulfill an ill-determined set of functionalities, and lack criteria for their design. This paper has presented the results of our experiences in designing and using the upper model in a variety of applications; in particular, it presented our conclusions concerning the appropriate source of constraints concerning the organization of an upper model. We have found that restricting the information contained in an upper model to experiential meaning has significantly improved our understanding of how a semantic hierarchy should be organized and how it needs to relate to the rest of the linguistic system. We strongly feel, therefore, that subsequently constructed semantic organizations should follow the guidelines set out by the metafunctional hypothesis; the factorization that it provides concerning what should, and should not, be represented in an 'abstract semantic knowledge' hierarchy supports functionalities well beyond those envisioned in current text generation/understanding systems.",
"cite_spans": [],
"ref_spans": [],
"eq_spans": [],
"section": "Summary and Conclusions",
"sec_num": null
}
],
"back_matter": [
{
"text": "The upper model has been under development for several years, and many have and continue to contribute to it. The ideas I have reported on here would not have been possible without that development. Those responsible for the present form of the upper model include: William Mann, Christian Matthiessen, Robert Kasper, Richard Whitney, Johanna Moore, Eduard Hovy, Yigal Arens, and mysel\u00a3 Thanks also to C~:ile Pads and Eduard Hovy for improving the paper's organization. Financial support was provided by AFOSR contract F49620-87-C-0005, and in part by DARPA contract MDA903-87-C-641. The opinions in this report are solely those of the author.",
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"section": "Acknowledgments",
"sec_num": null
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"title": "The development of the EUROTRA-D system of semantic relations",
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{
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{
"first": "",
"middle": [],
"last": "Mann",
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{
"first": "",
"middle": [],
"last": "Steiner",
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"year": 1987,
"venue": "Natural Language Generation in Artificial Intelligence and Computational Linguistics",
"volume": "",
"issue": "",
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"other_ids": {},
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"raw_text": "Paris, William R. Swartout, and William C. Mann, editors. Natural Language Generation in Artificial Intelligence and Computational Linguistics. Kluwer Academic Publishers, 1990. [Steiner et al., 1987] Erich H. Steiner, Ursula Eckert, Birgit Week, and Jutta Winter. The development of the EUROTRA-D system of semantic relations. Tech- nical Report Eurotra-D Working Papers, No. 2, In- stitut der angewandten Informationsforschung, Uni- versit~it des Saarlandes, Saarbriicken, West Germany, 1987.",
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"raw_text": "Steiner, 1990] Erich H. Steiner. A model off goal- directed-action as a structuring principle for the con- text of situation in systemic linguistics. Mouton and de Gruyter, Berlin, 1990. [Talmy, 1987] Leonard Talmy. The relation of gram- mar to cognition. In B. Rudzka-Ostyn, editor, Topics in Cognitive Linguistics. John Benjamins, 1987. [The Penman Project, 1989] The Penman Project. The PENMAN documentation: User guide, primer, reference manual, and nigel manual. Techni- cal report, USC/Information Sciences Institute, Ma- rina del Rey, CA, 1989. [Weischedel, 1989] Ralph M. Weischedel. A hybrid ap- proach to representation in the janus natural lan- guage processor. In ~Tth Annual Meeting of the As- sociation for Computational Linguistics, pages 193- 202, Vancouver, British Columbia, 1989. 6:i.",
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},
"ref_entries": {
"FIGREF0": {
"num": null,
"type_str": "figure",
"text": "general-clause :head (CHASFES/S-V-0_two-explicit -args (genereL1-np :head (rip-proper-name \u00b0'Fluffy\") : accessories ( : number singular : gender masculine :person third : determiner-policy no-determiner) ) (general-np :head (np-common-noun \"mouse\") : accessories ( : number plural : gender neuter : person third : detei~miner-policy init iall y-inde f init e) : further-specifications ( ( : attachment-function restrictive-mod/fier : specification(predication-to-be *self* (adjective \"little\"))) )) ):accessories (:tense-modal present :progressive :unmarked) ) .-Input to MUMSLE-86 for the clause: Fluffy is chasing little mice from: Meteer, McDonald, Anderson, Forster, Gay, Huettner, and Sibun (1987) (e / chase :actor (e / cat :name Fluffy) :actee (m / mouse :size-ascription (s / little) :lultiplicity-q multiple : singulaxit y-q nonsinbmlar) : tense present-progressive) Corresponding input to PENMAN Figure 1: Comparison of input requirements for MUMBLE-86 and PENMAN",
"uris": null
},
"FIGREF1": {
"num": null,
"type_str": "figure",
"text": "Input specifications from navy and digital circuit domains such categories, as motivated by the requirements of the grammar, and is organized as a structured inheritance lattice represented in the LOOM knowledge representation language [MacGregor and Bates, 1987]. Generally, the upper model represents the speaker's experience in terms of generalized linguistically-motivated 'ontological' categories. More specifically, the following information is required (with example categories drawn from the current PENMAN upper model): \u2022 abstract specifications of process-type/relations and configurations of participants and circumstances (e.g., NO NDIRECTED-ACTION, ADDRESSEE-ORIENTED-VERBAL-PROCESS, ACTOR, SENSER, RECIPIENT, SPATIO-TEMPORAL, CAUSAL-RELATION, GENERALIZED-MEANS),\u2022 abstract specifications of object types, for, e.g., semantic selection restrictions (e.g., DECOMPOSABLE-OBJECT, ABSTRACTION, PERSON, SPATIAL-TEMPORAL),",
"uris": null
},
"FIGREF2": {
"num": null,
"type_str": "figure",
"text": "Sources of motivations for upper model development the grammar developed within the PENMAN system provides a powerful set of organizing constraints concern-",
"uris": null
},
"TABREF0": {
"content": "<table><tr><td>(el / connects</td></tr><tr><td>:domain (v2 / system</td></tr><tr><td>: relations (v3 / property-ascription</td></tr><tr><td>: domain v2 :range (v4 / faulty)))</td></tr><tr><td>:range (v5 / input)</td></tr><tr><td>: tense present)</td></tr><tr><td>(el / sail</td></tr><tr><td>:actor (v2 / ship</td></tr><tr><td>: relat ions (v3 / property-ascription</td></tr><tr><td>: domain v2</td></tr><tr><td>:range (v4 / inoperative)</td></tr><tr><td>: tense past)</td></tr><tr><td>:destination (sasebo / port)</td></tr><tr><td>:tense present-progressive)</td></tr><tr><td>Input for navy example sentence:</td></tr><tr><td>The ship which was inoperative is sailing to Sasebo</td></tr><tr><td>Our present upper model contains approximately 200</td></tr></table>",
"type_str": "table",
"text": "Input for digital circuit example sentence:The faulty system is connected to the input",
"num": null,
"html": null
}
}
}
}