Residual connections significantly boost the performance of deep neural networks. However, there are few theoretical results that address the influence of residuals on the hypothesis complexity and the generalization ability of deep neural networks. This paper studies the influence of residual connections on the hypothesis complexity of the neural network in terms of the covering number of its hypothesis space. We prove that the upper bound of the covering number is the same as chain-like neural networks, if the total numbers of the weight matrices and nonlinearities are fixed, no matter whether they are in the residuals or not. This result demonstrates that residual connections may not increase the hypothesis complexity of the neural network compared with the chain-like counterpart. Based on the upper bound of the covering number, we then obtain an @math margin-based multi-class generalization bound for ResNet, as an exemplary case of any deep neural network with residual connections. Generalization guarantees for similar state-of-the-art neural network architectures, such as DenseNet and ResNeXt, are straight-forward. From our generalization bound, a practical implementation is summarized: to approach a good generalization ability, we need to use regularization terms to control the magnitude of the norms of weight matrices not to increase too much, which justifies the standard technique of weight decay.
study the sample complexity of deep neural networks and present upper bounds on the Rademacher complexity of the neural networks in terms of the norm of the weight matrix in each layer @cite_41 . Compared to previous works, these complexity bounds have improved dependence on the network depth, and under some additional assumptions, are fully independent of the network size (both depth and width). The upper bounds on the Rademacher complexity further lead to @math upper bounds on the generalization error of neural networks.
@cite_41
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We study the sample complexity of learning neural networks, by providing new bounds on their Rademacher complexity assuming norm constraints on the parameter matrix of each layer. Compared to previous work, these bounds have improved dependence on the network depth, and under some additional assumptions, are fully independent of the network size (both depth and width). These results are derived using some novel techniques, which may be of independent interest. We study the sample complexity of learning neural networks, by providing new bounds on their Rademacher complexity assuming norm constraints on the parameter matrix of each layer. Compared to previous work, these complexity bounds have improved dependence on the network depth, and under some additional assumptions, are fully independent of the network size (both depth and width). These results are derived using some novel techniques, which may be of independent interest. The generalization error of deep neural networks via their classification margin is studied in this paper. Our approach is based on the Jacobian matrix of a deep neural network and can be applied to networks with arbitrary nonlinearities and pooling layers, and to networks with different architectures such as feed forward networks and residual networks. Our analysis leads to the conclusion that a bounded spectral norm of the network's Jacobian matrix in the neighbourhood of the training samples is crucial for a deep neural network of arbitrary depth and width to generalize well. This is a significant improvement over the current bounds in the literature, which imply that the generalization error grows with either the width or the depth of the network. Moreover, it shows that the recently proposed batch normalization and weight normalization reparametrizations enjoy good generalization properties, and leads to a novel network regularizer based on the network's Jacobian matrix. The analysis is supported with experimental results on the MNIST, CIFAR-10, LaRED, and ImageNet datasets. People believe that depth plays an important role in success of deep neural networks (DNN). However, this belief lacks solid theoretical justifications as far as we know. We investigate role of depth from perspective of margin bound. In margin bound, expected error is upper bounded by empirical margin error plus Rademacher Average (RA) based capacity term. First, we derive an upper bound for RA of DNN, and show that it increases with increasing depth. This indicates negative impact of depth on test performance. Second, we show that deeper networks tend to have larger representation power (measured by Betti numbers based complexity) than shallower networks in multi-class setting, and thus can lead to smaller empirical margin error. This implies positive impact of depth. The combination of these two results shows that for DNN with restricted number of hidden units, increasing depth is not always good since there is a tradeoff between positive and negative impacts. These results inspire us to seek alternative ways to achieve positive impact of depth, e.g., imposing margin-based penalty terms to cross entropy loss so as to reduce empirical margin error without increasing depth. Our experiments show that in this way, we achieve significantly better test performance. Many machine learning models are vulnerable to adversarial attacks; for example, adding adversarial perturbations that are imperceptible to humans can often make machine learning models produce wrong predictions with high confidence. Moreover, although we may obtain robust models on the training dataset via adversarial training, in some problems the learned models cannot generalize well to the test data. In this paper, we focus on @math attacks, and study the adversarially robust generalization problem through the lens of Rademacher complexity. For binary linear classifiers, we prove tight bounds for the adversarial Rademacher complexity, and show that the adversarial Rademacher complexity is never smaller than its natural counterpart, and it has an unavoidable dimension dependence, unless the weight vector has bounded @math norm. The results also extend to multi-class linear classifiers. For (nonlinear) neural networks, we show that the dimension dependence in the adversarial Rademacher complexity also exists. We further consider a surrogate adversarial loss for one-hidden layer ReLU network and prove margin bounds for this setting. Our results indicate that having @math norm constraints on the weight matrices might be a potential way to improve generalization in the adversarial setting. We demonstrate experimental results that validate our theoretical findings. We compute upper and lower bounds on the VC dimension and pseudodimension of feedforward neural networks composed of piecewise polynomial activation functions. We show that if the number of layers is fixed, then the VC dimension and pseudo-dimension grow as W log W, where W is the number of parameters in the network. This result stands in opposition to the case where the number of layers is unbounded, in which case the VC dimension and pseudo-dimension grow as W2 . We combine our results with recently established approximation error rates and determine error bounds for the problem of regression estimation by piecewise polynomial networks with unbounded weights. We perform an average case analysis of the generalization dynamics of large neural networks trained using gradient descent. We study the practically-relevant "high-dimensional" regime where the number of free parameters in the network is on the order of or even larger than the number of examples in the dataset. Using random matrix theory and exact solutions in linear models, we derive the generalization error and training error dynamics of learning and analyze how they depend on the dimensionality of data and signal to noise ratio of the learning problem. We find that the dynamics of gradient descent learning naturally protect against overtraining and overfitting in large networks. Overtraining is worst at intermediate network sizes, when the effective number of free parameters equals the number of samples, and thus can be reduced by making a network smaller or larger. Additionally, in the high-dimensional regime, low generalization error requires starting with small initial weights. We then turn to non-linear neural networks, and show that making networks very large does not harm their generalization performance. On the contrary, it can in fact reduce overtraining, even without early stopping or regularization of any sort. We identify two novel phenomena underlying this behavior in overcomplete models: first, there is a frozen subspace of the weights in which no learning occurs under gradient descent; and second, the statistical properties of the high-dimensional regime yield better-conditioned input correlations which protect against overtraining. We demonstrate that naive application of worst-case theories such as Rademacher complexity are inaccurate in predicting the generalization performance of deep neural networks, and derive an alternative bound which incorporates the frozen subspace and conditioning effects and qualitatively matches the behavior observed in simulation. Sample complexity results from computational learning theory, when applied to neural network learning for pattern classification problems, suggest that for good generalization performance the number of training examples should grow at least linearly with the number of adjustable parameters in the network. Results in this paper show that if a large neural network is used for a pattern classification problem and the learning algorithm finds a network with small weights that has small squared error on the training patterns, then the generalization performance depends on the size of the weights rather than the number of weights. For example, consider a two-layer feedforward network of sigmoid units, in which the sum of the magnitudes of the weights associated with each unit is bounded by A and the input dimension is n. We show that the misclassification probability is no more than a certain error estimate (that is related to squared error on the training set) plus A sup 3 spl radic ((log n) m) (ignoring log A and log m factors), where m is the number of training patterns. This may explain the generalization performance of neural networks, particularly when the number of training examples is considerably smaller than the number of weights. It also supports heuristics (such as weight decay and early stopping) that attempt to keep the weights small during training. The proof techniques appear to be useful for the analysis of other pattern classifiers: when the input domain is a totally bounded metric space, we use the same approach to give upper bounds on misclassification probability for classifiers with decision boundaries that are far from the training examples. Reduced precision computation for deep neural networks is one of the key areas addressing the widening compute gap driven by an exponential growth in model size. In recent years, deep learning training has largely migrated to 16-bit precision, with significant gains in performance and energy efficiency. However, attempts to train DNNs at 8-bit precision have met with significant challenges because of the higher precision and dynamic range requirements of back-propagation. In this paper, we propose a method to train deep neural networks using 8-bit floating point representation for weights, activations, errors, and gradients. In addition to reducing compute precision, we also reduced the precision requirements for the master copy of weights from 32-bit to 16-bit. We demonstrate state-of-the-art accuracy across multiple data sets (imagenet-1K, WMT16) and a broader set of workloads (Resnet-18 34 50, GNMT, Transformer) than previously reported. We propose an enhanced loss scaling method to augment the reduced subnormal range of 8-bit floating point for improved error propagation. We also examine the impact of quantization noise on generalization and propose a stochastic rounding technique to address gradient noise. As a result of applying all these techniques, we report slightly higher validation accuracy compared to full precision baseline. The complexity of deep neural network algorithms for hardware implementation can be much lowered by optimizing the word-length of weights and signals. Direct quantization of floating-point weights, however, does not show good performance when the number of bits assigned is small. Retraining of quantized networks has been developed to relieve this problem. In this work, the effects of retraining are analyzed for a feedforward deep neural network (FFDNN) and a convolutional neural network (CNN). The network complexity is controlled to know their effects on the resiliency of quantized networks by retraining. The complexity of the FFDNN is controlled by varying the unit size in each hidden layer and the number of layers, while that of the CNN is done by modifying the feature map configuration. We find that the performance gap between the floating-point and the retrain-based ternary (+1, 0, -1) weight neural networks exists with a fair amount in 'complexity limited' networks, but the discrepancy almost vanishes in fully complex networks whose capability is limited by the training data, rather than by the number of connections. This research shows that highly complex DNNs have the capability of absorbing the effects of severe weight quantization through retraining, but connection limited networks are less resilient. This paper also presents the effective compression ratio to guide the trade-off between the network size and the precision when the hardware resource is limited. We consider the following norm ∥ƒ for Boolean functions ƒ: 0, 1 n × 0, 1 n → 0, 1 : ∥ƒ|| = max ¦M(ƒ∗)v¦, v ϵ R2n, ¦v¦ = 1 . Here, M(ƒ∗) denotes the 2n × 2n-matrix obtained by setting M(ƒ∗)x,y=1 if ƒ(x,y)=1−1 if ƒ(x,y)=0. Further, we refer to the usual product of real matrices and vectors and denote by ¦v¦ the Euclidean norm of real vectors v. In this paper it will be shown by geometric arguments that for each function ƒ: 0,1 n × 0,1 n → 0,1 the following is true. - The length of each probabilistic communication protocol which computes ƒ with error bounded by 12 − 1s, s ϵ N, can be estimated from below by 14(n − log2∥ƒ||−log2 √s−2). - The number of edges of any threshold circuit of depth two computing ƒ cannot be smaller than 2n−1‖ƒ‖ These results yield better lower bounds on probabilistic communication complexity as well as on the complexity of threshold circuits of depth two. Further, characterizing ∥ƒ∥ by the eigenvalues of M(ƒ∗) we obtain a method to construct iteratively functions which are hard to compute in the above models. This implies lower bounds for decision problems that previous probabilistic techniques from Yao (1983), Halstenberg and Reischuk (1988) and (1987) cannot be applied to. An artificial neural network (ANN) is commonly modeled by a threshold circuit, a network of interconnected processing units called linear threshold gates. The depth of a network represents the number of unit delays or the time for parallel computation. The Size of a circuit is the number of gates and measures the amount of hardware. It was known that traditional logic circuits consisting of only unbounded fan-in AND, OR, NOT gates would require at least Ω(log n log log n) depth to compute common arithmetic functions such as the product or the quotient of two n-bit numbers, unless we allow the size (and fan-in) to increase exponentially (in n). We show in this paper that ANNs can be much more powerful than traditional logic circuits. In particular, we prove that that iterated addition can be computed by depth-2 ANN, and multiplication and division can be computed by depth-3 ANNs with polynomial size and polynomially bounded integer weights, respectively. Moreover, it follows from known lower bound results that these ANNs are optimal in depth. We also indicate that these techniques can be applied to construct polynomial-size depth-3 ANN for powering, and depth-4 ANN for multiple product. We study the connection between the highly non-convex loss function of a simple model of the fully-connected feed-forward neural network and the Hamiltonian of the spherical spin-glass model under the assumptions of: i) variable independence, ii) redundancy in network parametrization, and iii) uniformity. These assumptions enable us to explain the complexity of the fully decoupled neural network through the prism of the results from random matrix theory. We show that for large-size decoupled networks the lowest critical values of the random loss function form a layered structure and they are located in a well-defined band lower-bounded by the global minimum. The number of local minima outside that band diminishes exponentially with the size of the network. We empirically verify that the mathematical model exhibits similar behavior as the computer simulations, despite the presence of high dependencies in real networks. We conjecture that both simulated annealing and SGD converge to the band of low critical points, and that all critical points found there are local minima of high quality measured by the test error. This emphasizes a major difference between largeand small-size networks where for the latter poor quality local minima have nonzero probability of being recovered. Finally, we prove that recovering the global minimum becomes harder as the network size increases and that it is in practice irrelevant as global minimum often leads to overfitting. The learning capability of a neural network improves with increasing depth at higher computational costs. Wider layers with dense kernel connectivity patterns furhter increase this cost and may hinder real-time inference. We propose feature map and kernel level pruning for reducing the computational complexity of a deep convolutional neural network. Pruning feature maps reduces the width of a layer and hence does not need any sparse representation. Further, kernel pruning converts the dense connectivity pattern into a sparse one. Due to coarse nature, these pruning granularities can be exploited by GPUs and VLSI based implementations. We propose a simple and generic strategy to choose the least adversarial pruning masks for both granularities. The pruned networks are retrained which compensates the loss in accuracy. We obtain the best pruning ratios when we prune a network with both granularities. Experiments with the CIFAR-10 dataset show that more than 85 sparsity can be induced in the convolution layers with less than 1 increase in the missclassification rate of the baseline network. In this paper, we propose layer-wise weight decay for efficient training of deep neural networks. Our method sets different values of the weight-decay coefficients layer by layer so that the ratio of the scale of back-propagated gradients and that of the weight decay is constant throughout the network. By utilizing such a setting, we can avoid under or over-fitting and train all layers properly without having to tune the coefficients layer by layer. Experimental results show that our method can enhance the performance of existing deep neural networks without any change of network models. Optimizing deep neural networks (DNNs) often suffers from the ill-conditioned problem. We observe that the scaling-based weight space symmetry property in rectified nonlinear network will cause this negative effect. Therefore, we propose to constrain the incoming weights of each neuron to be unit-norm, which is formulated as an optimization problem over Oblique manifold. A simple yet efficient method referred to as projection based weight normalization (PBWN) is also developed to solve this problem. PBWN executes standard gradient updates, followed by projecting the updated weight back to Oblique manifold. This proposed method has the property of regularization and collaborates well with the commonly used batch normalization technique. We conduct comprehensive experiments on several widely-used image datasets including CIFAR-10, CIFAR-100, SVHN and ImageNet for supervised learning over the state-of-the-art convolutional neural networks, such as Inception, VGG and residual networks. The results show that our method is able to improve the performance of DNNs with different architectures consistently. We also apply our method to Ladder network for semi-supervised learning on permutation invariant MNIST dataset, and our method outperforms the state-of-the-art methods: we obtain test errors as 2.52 , 1.06 , and 0.91 with only 20, 50, and 100 labeled samples, respectively. Deep neural networks are widely used in machine learning applications. However, the deployment of large neural networks models can be difficult to deploy on mobile devices with limited power budgets. To solve this problem, we propose Trained Ternary Quantization (TTQ), a method that can reduce the precision of weights in neural networks to ternary values. This method has very little accuracy degradation and can even improve the accuracy of some models (32, 44, 56-layer ResNet) on CIFAR-10 and AlexNet on ImageNet. And our AlexNet model is trained from scratch, which means it’s as easy as to train normal full precision model. We highlight our trained quantization method that can learn both ternary values and ternary assignment. During inference, only ternary values (2-bit weights) and scaling factors are needed, therefore our models are nearly 16× smaller than full- precision models. Our ternary models can also be viewed as sparse binary weight networks, which can potentially be accelerated with custom circuit. Experiments on CIFAR-10 show that the ternary models obtained by trained quantization method outperform full-precision models of ResNet-32,44,56 by 0.04 , 0.16 , 0.36 , respectively. On ImageNet, our model outperforms full-precision AlexNet model by 0.3 of Top-1 accuracy and outperforms previous ternary models by 3 . Deep neural networks are widely used in machine learning applications. However, the deployment of large neural networks models can be difficult to deploy on mobile devices with limited power budgets. To solve this problem, we propose Trained Ternary Quantization (TTQ), a method that can reduce the precision of weights in neural networks to ternary values. This method has very little accuracy degradation and can even improve the accuracy of some models (32, 44, 56-layer ResNet) on CIFAR-10 and AlexNet on ImageNet. And our AlexNet model is trained from scratch, which means it's as easy as to train normal full precision model. We highlight our trained quantization method that can learn both ternary values and ternary assignment. During inference, only ternary values (2-bit weights) and scaling factors are needed, therefore our models are nearly 16x smaller than full-precision models. Our ternary models can also be viewed as sparse binary weight networks, which can potentially be accelerated with custom circuit. Experiments on CIFAR-10 show that the ternary models obtained by trained quantization method outperform full-precision models of ResNet-32,44,56 by 0.04 , 0.16 , 0.36 , respectively. On ImageNet, our model outperforms full-precision AlexNet model by 0.3 of Top-1 accuracy and outperforms previous ternary models by 3 . This paper presents a margin-based multiclass generalization bound for neural networks that scales with their margin-normalized "spectral complexity": their Lipschitz constant, meaning the product of the spectral norms of the weight matrices, times a certain correction factor. This bound is empirically investigated for a standard AlexNet network trained with SGD on the mnist and cifar10 datasets, with both original and random labels; the bound, the Lipschitz constants, and the excess risks are all in direct correlation, suggesting both that SGD selects predictors whose complexity scales with the difficulty of the learning task, and secondly that the presented bound is sensitive to this complexity. This paper presents a margin-based multiclass generalization bound for neural networks that scales with their margin-normalized "spectral complexity": their Lipschitz constant, meaning the product of the spectral norms of the weight matrices, times a certain correction factor. This bound is empirically investigated for a standard AlexNet network trained with SGD on the MNIST and CIFAR10 datasets, with both original and random labels; the bound, the Lipschitz constants, and the excess risks are all in direct correlation, suggesting both that SGD selects predictors whose complexity scales with the difficulty of the learning task, and secondly that the presented bound is sensitive to this complexity.