Recognizing facial expressions is one of the central problems in computer vision. Temporal image sequences have useful spatio-temporal features for recognizing expressions. In this paper, we propose a new 3D Convolution Neural Network (CNN) that can be trained end-to-end for facial expression recognition on temporal image sequences without using facial landmarks. More specifically, a novel 3D convolutional layer that we call Local Binary Volume (LBV) layer is proposed. The LBV layer, when used with our newly proposed LBVCNN network, achieve comparable results compared to state-of-the-art landmark-based or without landmark-based models on image sequences from CK+, Oulu-CASIA, and UNBC McMaster shoulder pain datasets. Furthermore, our LBV layer reduces the number of trainable parameters by a significant amount when compared to a conventional 3D convolutional layer. As a matter of fact, when compared to a 3x3x3 conventional 3D convolutional layer, the LBV layer uses 27 times less trainable parameters.
Many existing techniques target facial expression recognition in images and video sequences @cite_27 . Earlier works on facial expression recognition were concentrated on images @cite_16 @cite_34 @cite_29 @cite_12 @cite_26 @cite_9 @cite_24 @cite_13 @cite_19 . However, they do not consider temporal variations. Facial expression process is a dynamic event which takes minute motion changes through time into account. Before the era of deep learning, hand-crafted features were used to extract spatio-temporal information and to classify facial expressions. We give a brief overview of various methods that have achieved good performance on facial expression video sequences below.
@cite_26 @cite_29 @cite_9 @cite_34 @cite_24 @cite_19 @cite_27 @cite_16 @cite_13 @cite_12
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Automatic analysis of human facial expression is a challenging problem with many applications. Most of the existing automated systems for facial expression analysis attempt to recognize a few prototypic emotional expressions, such as anger and happiness. Instead of representing another approach to machine analysis of prototypic facial expressions of emotion, the method presented in this paper attempts to handle a large range of human facial behavior by recognizing facial muscle actions that produce expressions. Virtually all of the existing vision systems for facial muscle action detection deal only with frontal-view face images and cannot handle temporal dynamics of facial actions. In this paper, we present a system for automatic recognition of facial action units (AUs) and their temporal models from long, profile-view face image sequences. We exploit particle filtering to track 15 facial points in an input face-profile sequence, and we introduce facial-action-dynamics recognition from continuous video input using temporal rules. The algorithm performs both automatic segmentation of an input video into facial expressions pictured and recognition of temporal segments (i.e., onset, apex, offset) of 27 AUs occurring alone or in a combination in the input face-profile video. A recognition rate of 87 is achieved. In this work we report on the progress of building a system that enables fully automated fast and robust facial expression recognition from face video. We analyse subtle changes in facial expression by recognizing facial muscle action units (AUs) and analysing their temporal behavior. By detecting AUs from face video we enable the analysis of various facial communicative signals including facial expressions of emotion, attitude and mood. For an input video picturing a facial expression we detect per frame whether any of 15 different AUs is activated, whether that facial action is in the onset, apex, or offset phase, and what the total duration of the activation in question is. We base this process upon a set of spatio-temporal features calculated from tracking data for 20 facial fiducial points. To detect these 20 points of interest in the first frame of an input face video, we utilize a fully automatic, facial point localization method that uses individual feature GentleBoost templates built from Gabor wavelet features. Then, we exploit a particle filtering scheme that uses factorized likelihoods and a novel observation model that combines a rigid and a morphological model to track the facial points. The AUs displayed in the input video and their temporal segments are recognized finally by Support Vector Machines trained on a subset of most informative spatio-temporal features selected by AdaBoost. For Cohn-Kanade andMMI databases, the proposed system classifies 15 AUs occurring alone or in combination with other AUs with a mean agreement rate of 90.2 with human FACS coders. Facial expressions are widely used in the behavioral interpretation of emotions, cognitive science, and social interactions. In this paper, we present a novel method for fully automatic facial expression recognition in facial image sequences. As the facial expression evolves over time facial landmarks are automatically tracked in consecutive video frames, using displacements based on elastic bunch graph matching displacement estimation. Feature vectors from individual landmarks, as well as pairs of landmarks tracking results are extracted, and normalized, with respect to the first frame in the sequence. The prototypical expression sequence for each class of facial expression is formed, by taking the median of the landmark tracking results from the training facial expression sequences. Multi-class AdaBoost with dynamic time warping similarity distance between the feature vector of input facial expression and prototypical facial expression, is used as a weak classifier to select the subset of discriminative feature vectors. Finally, two methods for facial expression recognition are presented, either by using multi-class AdaBoost with dynamic time warping, or by using support vector machine on the boosted feature vectors. The results on the Cohn-Kanade (CK+) facial expression database show a recognition accuracy of 95.17 and 97.35 using multi-class AdaBoost and support vector machines, respectively. In this paper we present the techniques used for the University of Montreal's team submissions to the 2013 Emotion Recognition in the Wild Challenge. The challenge is to classify the emotions expressed by the primary human subject in short video clips extracted from feature length movies. This involves the analysis of video clips of acted scenes lasting approximately one-two seconds, including the audio track which may contain human voices as well as background music. Our approach combines multiple deep neural networks for different data modalities, including: (1) a deep convolutional neural network for the analysis of facial expressions within video frames; (2) a deep belief net to capture audio information; (3) a deep autoencoder to model the spatio-temporal information produced by the human actions depicted within the entire scene; and (4) a shallow network architecture focused on extracted features of the mouth of the primary human subject in the scene. We discuss each of these techniques, their performance characteristics and different strategies to aggregate their predictions. Our best single model was a convolutional neural network trained to predict emotions from static frames using two large data sets, the Toronto Face Database and our own set of faces images harvested from Google image search, followed by a per frame aggregation strategy that used the challenge training data. This yielded a test set accuracy of 35.58 . Using our best strategy for aggregating our top performing models into a single predictor we were able to produce an accuracy of 41.03 on the challenge test set. These compare favorably to the challenge baseline test set accuracy of 27.56 . A key issue regarding feature extraction is the capability of a technique to extract distinctive features to represent facial expressions while requiring a low computational complexity. In this study, the authors propose a novel approach for appearance-based facial feature extraction to perform the task of facial expression recognition on video sequences. The proposed spatiotemporal texture map (STTM) is capable of capturing subtle spatial and temporal variations of facial expressions with low computational complexity. First, face is detected using Viola–Jones face detector and frames are cropped to remove unnecessary background. Facial features are then modelled with the proposed STTM, which uses the spatiotemporal information extracted from three-dimensional Harris corner function. A block-based method is adopted to extract the dynamic features and represent the features in the form of histograms. The features are then classified into classes of emotion by the support vector machine classifier. The experimental results demonstrate that the proposed approach shows superior performance compared with the state-of-the-art approaches with an average recognition rate of 95.37, 98.56, and 84.52 on datasets containing posed expressions, spontaneous micro-expressions, and close-to-real-world expressions, respectively. They also show that the proposed algorithm requires low computational cost. Facial expression can be seen as the dynamic variation of one's appearance over time. Successful recognition thus involves finding representations of high-dimensional spatiotemporal patterns that can be generalized to unseen facial morphologies and variations of the expression dynamics. In this paper, we propose to learn Random Forests from heterogeneous derivative features (e.g. facial fiducial point movements or texture variations) upon pairs of images. Those forests are conditioned on the expression label of the first frame to reduce the variability of the ongoing expression transitions. When testing on a specific frame of a video, pairs are created between this frame and the previous ones. Predictions for each previous frame are used to draw trees from Pairwise Conditional Random Forests (PCRF) whose pairwise outputs are averaged over time to produce robust estimates. As such, PCRF appears as a natural extension of Random Forests to learn spatio-temporal patterns, that leads to significant improvements over standard Random Forests as well as state-of-the-art approaches on several facial expression benchmarks. One key challenging issue of facial expression recognition is to capture the dynamic variation of facial physical structure from videos. In this paper, we propose a part-based hierarchical bidirectional recurrent neural network (PHRNN) to analyze the facial expression information of temporal sequences. Our PHRNN models facial morphological variations and dynamical evolution of expressions, which is effective to extract “temporal features” based on facial landmarks (geometry information) from consecutive frames. Meanwhile, in order to complement the still appearance information, a multi-signal convolutional neural network (MSCNN) is proposed to extract “spatial features” from still frames. We use both recognition and verification signals as supervision to calculate different loss functions, which are helpful to increase the variations of different expressions and reduce the differences among identical expressions. This deep evolutional spatial-temporal network (composed of PHRNN and MSCNN) extracts the partial-whole, geometry-appearance, and dynamic-still information, effectively boosting the performance of facial expression recognition. Experimental results show that this method largely outperforms the state-of-the-art ones. On three widely used facial expression databases (CK+, Oulu-CASIA, and MMI), our method reduces the error rates of the previous best ones by 45.5 , 25.8 , and 24.4 , respectively. Facial expression is temporally dynamic event which can be decomposed into a set of muscle motions occurring in different facial regions over various time intervals. For dynamic expression recognition, two key issues, temporal alignment and semantics-aware dynamic representation, must be taken into account. In this paper, we attempt to solve both problems via manifold modeling of videos based on a novel mid-level representation, i.e. expressionlet. Specifically, our method contains three key components: 1) each expression video clip is modeled as a spatio-temporal manifold (STM) formed by dense low-level features, 2) a Universal Manifold Model (UMM) is learned over all low-level features and represented as a set of local ST modes to statistically unify all the STMs. 3) the local modes on each STM can be instantiated by fitting to UMM, and the corresponding expressionlet is constructed by modeling the variations in each local ST mode. With above strategy, expression videos are naturally aligned both spatially and temporally. To enhance the discriminative power, the expressionlet-based STM representation is further processed with discriminant embedding. Our method is evaluated on four public expression databases, CK+, MMI, Oulu-CASIA, and AFEW. In all cases, our method reports results better than the known state-of-the-art. Obtaining a compact and discriminative representation of facial and body expressions is a difficult problem in emotion recognition. Part of the difficulty is capturing microexpressions, i.e., short, involuntary expressions that last for only a fraction of a second: at a micro-temporal scale, there are so many other subtle face and body movements that do not convey semantically meaningful information. We present a novel approach to this problem by exploiting the sparsity of the frequent micro-temporal motion patterns. Local space-time features are extracted over the face and body region for a very short time period, e.g., few milliseconds. A codebook of microexpressions is learned from the data and used to encode the features in a sparse manner. This allows us to obtain a representation that captures the most salient motion patterns of the face and body at a micro-temporal scale. Experiments performed on the AVEC 2012 dataset show our approach achieving the best published performance on the arousal dimension based solely on visual features. We also report experimental results on audio-visual emotion recognition, comparing early and late data fusion techniques. Almost all work in automatic facial expression analysis has focused on recognition of prototypic expressions rather than dynamic changes in appearance over time. To investigate the relative contribution of dynamic features to expression recognition, we used automatic feature tracking to measure the relation between amplitude and duration of smile onsets in spontaneous and deliberate smiles of 81 young adults of Euro- and African-American background. Spontaneous smiles were of smaller amplitude and had a larger and more consistent relation between amplitude and duration than deliberate smiles. A linear discriminant classifier using timing and amplitude measures of smile onsets achieved a 93 recognition rate. Using timing measures alone, recognition rate declined only marginally to 89 . These findings suggest that by extracting and representing dynamic as well as morphological features, automatic facial expression analysis can begin to discriminate among the message values of morphologically similar expressions. In this paper, a new dynamic facial expression recognition method is proposed. Dynamic facial expression recognition is formulated as a longitudinal groupwise registration problem. The main contributions of this method lie in the following aspects: 1) subject-specific facial feature movements of different expressions are described by a diffeomorphic growth model; 2) salient longitudinal facial expression atlas is built for each expression by a sparse groupwise image registration method, which can describe the overall facial feature changes among the whole population and can suppress the bias due to large intersubject facial variations; and 3) both the image appearance information in spatial domain and topological evolution information in temporal domain are used to guide recognition by a sparse representation method. The proposed framework has been extensively evaluated on five databases for different applications: the extended Cohn-Kanade, MMI, FERA, and AFEW databases for dynamic facial expression recognition, and UNBC-McMaster database for spontaneous pain expression monitoring. This framework is also compared with several state-of-the-art dynamic facial expression recognition methods. The experimental results demonstrate that the recognition rates of the new method are consistently higher than other methods under comparison. This paper presents a novel method for automatic spotting (temporal segmentation) of facial expressions in long videos comprising of continuous and changing expressions. The method utilizes the strain impacted on the facial skin due to the non-rigid motion caused during expressions. The strain magnitude is calculated using the central difference method over the robust and dense optical flow field of each subjects face. Testing has been done on 2 datasets (which includes 100 macro-expressions) and promising results have been obtained. The method is robust to several common drawbacks found in automatic facial expression segmentation including moderate in-plane and out-of-plane motion. Additionally, the method has also been modified to work with videos containing micro-expressions. Micro-expressions are detected utilizing their smaller spatial and temporal extent. A subject's face is divided in to sub-regions (mouth, cheeks, forehead, and eyes) and facial strain is calculated for each of these regions. Strain patterns in individual regions are used to identify subtle changes which facilitate the detection of micro-expressions. Video based facial expression recognition has been a long standing problem and attracted growing attention recently. The key to a successful facial expression recognition system is to exploit the potentials of audiovisual modalities and design robust features to effectively characterize the facial appearance and configuration changes caused by facial motions. We propose an effective framework to address this issue in this paper. In our study, both visual modalities (face images) and audio modalities (speech) are utilized. A new feature descriptor called Histogram of Oriented Gradients from Three Orthogonal Planes (HOG-TOP) is proposed to extract dynamic textures from video sequences to characterize facial appearance changes. And a new effective geometric feature derived from the warp transformation of facial landmarks is proposed to capture facial configuration changes. Moreover, the role of audio modalities on recognition is also explored in our study. We applied the multiple feature fusion to tackle the video-based facial expression recognition problems under lab-controlled environment and in the wild, respectively. Experiments conducted on the extended Cohn-Kanade (CK+) database and the Acted Facial Expression in Wild (AFEW) 4.0 database show that our approach is robust in dealing with video-based facial expression recognition problems under lab-controlled environment and in the wild compared with the other state-of-the-art methods. Facial expression recognition is a topical task. However, very little research investigates subtle expression recognition, which is important for mental activity analysis, deception detection, etc. We address subtle expression recognition through convolutional neural networks (CNNs) by developing multi-task learning (MTL) methods to effectively leverage a side task: facial landmark detection. Existing MTL methods follow a design pattern of shared bottom CNN layers and task-specific top layers. However, the sharing architecture is usually heuristically chosen, as it is difficult to decide which layers should be shared. Our approach is composed of (1) a novel MTL framework that automatically learns which layers to share through optimisation under tensor trace norm regularisation and (2) an invariant representation learning approach that allows the CNN to leverage tasks defined on disjoint datasets without suffering from dataset distribution shift. To advance subtle expression recognition, we contribute a Large-scale Subtle Emotions and Mental States in the Wild database (LSEMSW). LSEMSW includes a variety of cognitive states as well as basic emotions. It contains 176K images, manually annotated with 13 emotions, and thus provides the first subtle expression dataset large enough for training deep CNNs. Evaluations on LSEMSW and 300-W (landmark) databases show the effectiveness of the proposed methods. In addition, we investigate transferring knowledge learned from LSEMSW database to traditional (non-subtle) expression recognition. We achieve very competitive performance on Oulu-Casia NIR&Vis and CK+ databases via transfer learning. In this paper, we propose a novel Bayesian approach to modelling temporal transitions of facial expressions represented in a manifold, with the aim of dynamical facial expression recognition in image sequences. A generalised expression manifold is derived by embedding image data into a low dimensional subspace using Supervised Locality Preserving Projections. A Bayesian temporal model is formulated to capture the dynamic facial expression transition in the manifold. Our experimental results demonstrate the advantages gained from exploiting explicitly temporal information in expression image sequences resulting in both superior recognition rates and improved robustness against static frame-based recognition methods. Spontaneous facial expressions differ from posed expressions in both which muscles are moved, and in the dynamics of the movement. Advances in the field of automatic facial expression measurement will require development and assessment on spontaneous behavior. Here we present preliminary results on a task of facial action detection in spontaneous facial expressions. We employ a user independent fully automatic system for real time recognition of facial actions from the Facial Action Coding System (FACS). The system automatically detects frontal faces in the video stream and coded each frame with respect to 20 Action units. The approach applies machine learning methods such as support vector machines and AdaBoost, to texture-based image representations. The output margin for the learned classifiers predicts action unit intensity. Frame-by-frame intensity measurements will enable investigations into facial expression dynamics which were previously intractable by human coding. We present a novel human vision inspired framework that can recognize facial expressions very efficiently and accurately. We propose to computationally process small, salient region of the face to extract features as it happens in human vision. To determine which facial region(s) is perceptually salient for a particular expression, we conducted a psycho-visual experimental study with an eye-tracker. A novel feature space conducive for recognition task is proposed, which is created by extracting Pyramid Histogram of Orientation Gradients features only from the salient facial regions. By processing only salient regions, proposed framework achieved two goals: (a) reduction in computational time for feature extraction (b) reduction in feature vector dimensionality. The proposed framework achieved automatic expression recognition accuracy of 95.3 on extended Cohn-Kanade (CK+) facial expression database for six universal facial expressions. Automated facial expression recognition has received increased attention over the past two decades. Existing works in the field usually do not encode either the temporal evolution or the intensity of the observed facial displays. They also fail to jointly model multidimensional (multi-class) continuous facial behaviour data; binary classifiers — one for each target basic-emotion class — are used instead. In this paper, intrinsic topology of multidimensional continuous facial affect data is first modeled by an ordinal manifold. This topology is then incorporated into the Hidden Conditional Ordinal Random Field (H-CORF) framework for dynamic ordinal regression by constraining H-CORF parameters to lie on the ordinal manifold. The resulting model attains simultaneous dynamic recognition and intensity estimation of facial expressions of multiple emotions. To the best of our knowledge, the proposed method is the first one to achieve this on both deliberate as well as spontaneous facial affect data. A novel method based on fusion of texture and shape information is proposed for facial expression and Facial Action Unit (FAU) recognition from video sequences. Regarding facial expression recognition, a subspace method based on Discriminant Non-negative Matrix Factorization (DNMF) is applied to the images, thus extracting the texture information. In order to extract the shape information, the system firstly extracts the deformed Candide facial grid that corresponds to the facial expression depicted in the video sequence. A Support Vector Machine (SVM) system designed on an Euclidean space, defined over a novel metric between grids, is used for the classification of the shape information. Regarding FAU recognition, the texture extraction method (DNMF) is applied on the differences images of the video sequence, calculated taking under consideration the neutral and the expressive frame. An SVM system is used for FAU classification from the shape information. This time, the shape information consists of the grid node coordinate displacements between the neutral and the expressed facial expression frame. The fusion of texture and shape information is performed using various approaches, among which are SVMs and Median Radial Basis Functions (MRBFs), in order to detect the facial expression and the set of present FAUs. The accuracy achieved using the Cohn-Kanade database is 92.3 when recognizing the seven basic facial expressions (anger, disgust, fear, happiness, sadness, surprise and neutral), and 92.1 when recognizing the 17 FAUs that are responsible for facial expression development. Spatial-temporal relations among facial muscles carry crucial information about facial expressions yet have not been thoroughly exploited. One contributing factor for this is the limited ability of the current dynamic models in capturing complex spatial and temporal relations. Existing dynamic models can only capture simple local temporal relations among sequential events, or lack the ability for incorporating uncertainties. To overcome these limitations and take full advantage of the spatio-temporal information, we propose to model the facial expression as a complex activity that consists of temporally overlapping or sequential primitive facial events. We further propose the Interval Temporal Bayesian Network to capture these complex temporal relations among primitive facial events for facial expression modeling and recognition. Experimental results on benchmark databases demonstrate the feasibility of the proposed approach in recognizing facial expressions based purely on spatio-temporal relations among facial muscles, as well as its advantage over the existing methods.