Abstract We propose a novel convolutional neural network approach to address the fine-grained recognition problem of multi-view dynamic facial action unit detection. We leverage recent gains in large-scale object recognition by formulating the task of predicting the presence or absence of a specific action unit in a still image of a human face as holistic classification. We then explore the design space of our approach by considering both shared and independent representations for separate action units, and also different CNN architectures for combining color and motion information. We then move to the novel setup of the FERA 2017 Challenge, in which we propose a multi-view extension of our approach that operates by first predicting the viewpoint from which the video was taken, and then evaluating an ensemble of action unit detectors that were trained for that specific viewpoint. Our approach is holistic, efficient, and modular, since new action units can be easily included in the overall system. Our approach significantly outperforms the baseline of the FERA 2017 Challenge, with an absolute improvement of 14 on the F1-metric. Additionally, it compares favorably against the winner of the FERA 2017 Challenge.
Given that groups of action units can co-occur or be mutually exclusive in the human face, several methods @cite_33 @cite_27 @cite_42 @cite_52 have approached the task as multi-label learning. However, as AUs databases are becoming larger and better annotated @cite_46 @cite_55 , these methods need to be completely retrained to integrate new action units. In contrast, AUNets are modular by design, and can naturally evolve towards more general datasets and new action units. Furthermore, by analyzing the whole face, AUNets learn naturally the relevant local face regions for predicting each action unit.
@cite_33 @cite_55 @cite_42 @cite_52 @cite_27 @cite_46
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Facial action units (AU) are the fundamental units to decode human facial expressions. At least three aspects affect performance of automated AU detection: spatial representation, temporal modeling, and AU correlation. Unlike most studies that tackle these aspects separately, we propose a hybrid network architecture to jointly model them. Specifically, spatial representations are extracted by a Convolutional Neural Network (CNN), which, as analyzed in this paper, is able to reduce person-specific biases caused by hand-crafted descriptors (e.g., HOG and Gabor). To model temporal dependencies, Long Short-Term Memory (LSTMs) are stacked on top of these representations, regardless of the lengths of input videos. The outputs of CNNs and LSTMs are further aggregated into a fusion network to produce per-frame prediction of 12 AUs. Our network naturally addresses the three issues together, and yields superior performance compared to existing methods that consider these issues independently. Extensive experiments were conducted on two large spontaneous datasets, GFT and BP4D, with more than 400,000 frames coded with 12 AUs. On both datasets, we report improvements over a standard multi-label CNN and feature-based state-of-the-art. Finally, we provide visualization of the learned AU models, which, to our best knowledge, reveal how machines see AUs for the first time. This paper presents a novel framework for recognition of facial action unit (AU) combinations by viewing the classification as a sparse representation problem. Based on this framework, we represent a facial image exhibiting the combination of AUs as a sparse linear combination of basis constituting an overcomplete dictionary. We build an overcomplete dictionary whose main elements are mean Gabor features of AU combinations under examination. The other elements of the dictionary are randomly sampled from a distribution (e.g., Gaussian distribution) that guarantees sparse signal recovery. Afterwards, by solving L 1 -norm minimization, a facial image is represented as a sparse vector which is used to distinguish various AU patterns. After calculating the sparse representation, the classification problem is simply viewed as a rank maximal problem. The index of the maximal value of the sparse vector is regarded as the class label of the facial image under test. Extensive experiments on the Cohn-Kanade facial expressions database demonstrate that this sparse learning framework is promising for recognition of AU combinations. Facial action units (AUs) are essential to decode human facial expressions. Researchers have focused on training AU detectors with a variety of features and classifiers. However, several issues remain. These are spatial representation, temporal modeling, and AU correlation. Unlike most studies that tackle these issues separately, we propose a hybrid network architecture to jointly address them. Specifically, spatial representations are extracted by a Convolutional Neural Network (CNN), which, as analyzed in this paper, is able to reduce person-specific biases caused by hand-crafted features (eg, SIFT and Gabor). To model temporal dependencies, Long Short-Term Memory (LSTMs) are stacked on top of these representations, regardless of the lengths of input videos. The outputs of CNNs and LSTMs are further aggregated into a fusion network to produce per-frame predictions of 12 AUs. Our network naturally addresses the three issues, and leads to superior performance compared to existing methods that consider these issues independently. Extensive experiments were conducted on two large spontaneous datasets, GFT and BP4D, containing more than 400,000 frames coded with 12 AUs. On both datasets, we report significant improvement over a standard multi-label CNN and feature-based state-of-the-art. Finally, we provide visualization of the learned AU models, which, to our best knowledge, reveal how machines see facial AUs for the first time. In this article we explore the problem of constructing person-specific models for the detection of facial Action Units (AUs), addressing the problem from the point of view of Transfer Learning and Multi-Task Learning. Our starting point is the fact that some expressions, such as smiles, are very easily elicited, annotated, and automatically detected, while others are much harder to elicit and to annotate. We thus consider a novel problem: all AU models for the target subject are to be learnt using person-specific annotated data for a reference AU (AU12 in our case), and no data or little data regarding the target AU. In order to design such a model, we propose a novel Multi-Task Learning and the associated Transfer Learning framework, in which we consider both relations across subjects and AUs. That is to say, we consider a tensor structure among the tasks. Our approach hinges on learning the latent relations among tasks using one single reference AU, and then transferring these latent relations to other AUs. We show that we are able to effectively make use of the annotated data for AU12 when learning other person-specific AU models, even in the absence of data for the target task. Finally, we show the excellent performance of our method when small amounts of annotated data for the target tasks are made available. Facial expressions are combinations of basic components called Action Units (AU). Recognizing AUs is key for developing general facial expression analysis. In recent years, most efforts in automatic AU recognition have been dedicated to learning combinations of local features and to exploiting correlations between Action Units. In this paper, we propose a deep neural architecture that tackles both problems by combining learned local and global features in its initial stages and replicating a message passing algorithm between classes similar to a graphical model inference approach in later stages. We show that by training the model end-to-end with increased supervision we improve state-of-the-art by 5.3 and 8.2 performance on BP4D and DISFA datasets, respectively. Action Unit (AU) detection becomes essential for facial analysis. Many proposed approaches face challenging problems in dealing with the alignments of different face regions, in the effective fusion of temporal information, and in training a model for multiple AU labels. To better address these problems, we propose a deep learning framework for AU detection with region of interest (ROI) adaptation, integrated multi-label learning, and optimal LSTM-based temporal fusing. First, an ROI cropping net is designed to make sure specific interested regions of faces are learned independently, each sub-region has a local convolutional neural network (CNN) whose convolutional filters will only be trained for the corresponding region. Second, multi-label learning is employed to integrate the outputs of those individual ROI cropping nets, which learns the inter-relationships of various AUs and acquires global features across sub-regions for AU detection. Finally, the optimal selection of multiple LSTM layers are carried out to best fuse temporal features, in order to make the AU prediction the most accurate. The proposed approach is evaluated on two popular AU detection datasets, BP4D and DISFA, outperforming the state of the art significantly, with an average improvement of around 13 in BP4D and 25 in DISFA, respectively. Automatic detection of Facial Action Units (AUs) is crucial for facial analysis systems. Due to the large individual differences, performance of AU classifiers depends largely on training data and the ability to estimate facial expressions of a neutral face. In this paper, we present a real-time Facial Action Unit intensity estimation and occurrence detection system based on appearance (Histograms of Oriented Gradients) and geometry features (shape parameters and landmark locations). Our experiments show the benefits of using additional labelled data from different datasets, which demonstrates the generalisability of our approach. This holds both when training for a specific dataset or when a generic model is needed. We also demonstrate the benefits of using a simple and efficient median based feature normalisation technique that accounts for person-specific neutral expressions. Finally, we show that our results outperform the FERA 2015 baselines in all three challenge tasks - AU occurrence detection, fully automatic AU intensity and pre-segmented AU intensity estimation. Action Unit (AU) detection becomes essential for facial analysis. Many proposed approaches face challenging problems in dealing with the alignments of different face regions, in the effective fusion of temporal information, and in training a model for multiple AU labels. To better address these problems, we propose a deep learning framework for AU detection with region of interest (ROI) adaptation, integrated multi-label learning, and optimal LSTM-based temporal fusing. First, ROI cropping nets (ROI Nets) are designed to make sure specifically interested regions of faces are learned independently; each sub-region has a local convolutional neural network (CNN) - an ROI Net, whose convolutional filters will only be trained for the corresponding region. Second, multi-label learning is employed to integrate the outputs of those individual ROI cropping nets, which learns the inter-relationships of various AUs and acquires global features across sub-regions for AU detection. Finally, the optimal selection of multiple LSTM layers to form the best LSTM Net is carried out to best fuse temporal features, in order to make the AU prediction the most accurate. The proposed approach is evaluated on two popular AU detection datasets, BP4D and DISFA, outperforming the state of the art significantly, with an average improvement of around 13 on BP4D and 25 on DISFA, respectively. The face is one of the most powerful channel of nonverbal communication. The most commonly used taxonomy to describe facial behaviour is the Facial Action Coding System (FACS). FACS segments the visible effects of facial muscle activation into 30+ action units (AUs). AUs, which may occur alone and in thousands of combinations, can describe nearly all-possible facial expressions. Most existing methods for automatic AU detection treat the problem using one-vs-all classifiers and fail to exploit dependencies among AU and facial features. We introduce joint-patch and multi-label learning (JPML) to address these issues. JPML leverages group sparsity by selecting a sparse subset of facial patches while learning a multi-label classifier. In four of five comparisons on three diverse datasets, CK+, GFT, and BP4D, JPML produced the highest average F1 scores in comparison with state-of-the art. Ground truth annotation of the occurrence and intensity of FACS Action Unit (AU) activation requires great amount of attention. The efforts towards achieving a common platform for AU evaluation have been addressed in the FG 2015 Facial Expression Recognition and Analysis challenge (FERA 2015). Participants are invited to estimate AU occurrence and intensity on a common benchmark dataset. Conventional approaches towards achieving automated methods are to train multiclass classifiers or to use regression models. In this paper, we propose a novel application of a deep convolutional neural network (CNN) to recognize AUs as part of FERA 2015 challenge. The 7 layer network is composed of 3 convolutional layers and a max-pooling layer. The final fully connected layers provide the classification output. For the selected tasks of the challenge, we have trained two different networks for the two different datasets, where one focuses on the AU occurrences and the other on both occurrences and intensities of the AUs. The occurrence and intensity of AU activation are estimated using specific neuron activations of the output layer. This way, we are able to create a single network architecture that could simultaneously be trained to produce binary and continuous classification output. Most previous algorithms for the recognition of Action Units (AUs) were trained on a small number of sample images. This was due to the limited amount of labeled data available at the time. This meant that data-hungry deep neural networks, which have shown their potential in other computer vision problems, could not be successfully trained to detect AUs. A recent publicly available database with close to a million labeled images has made this training possible. Image and individual variability (e.g., pose, scale, illumination, ethnicity) in this set is very large. Unfortunately, the labels in this dataset are not perfect (i.e., they are noisy), making convergence of deep nets difficult. To harness the richness of this dataset while being robust to the inaccuracies of the labels, we derive a novel global-local loss. This new loss function is shown to yield fast globally meaningful convergences and locally accurate results. Comparative results with those of the EmotioNet challenge demonstrate that our newly derived loss yields superior recognition of AUs than state-of-the-art algorithms. In this paper we tackle the problem of facial action unit (AU) recognition by exploiting the complex semantic relationships among AUs, which carry crucial top-down information yet have not been thoroughly exploited. Towards this goal, we build a hierarchical model that combines the bottom-level image features and the top-level AU relationships to jointly recognize AUs in a principled manner. The proposed model has two major advantages over existing methods. 1) Unlike methods that can only capture local pair-wise AU dependencies, our model is developed upon the restricted Boltzmann machine and therefore can exploit the global relationships among AUs. 2) Although AU relationships are influenced by many related factors such as facial expressions, these factors are generally ignored by the current methods. Our model, however, can successfully capture them to more accurately characterize the AU relationships. Efficient learning and inference algorithms of the proposed model are also developed. Experimental results on benchmark databases demonstrate the effectiveness of the proposed approach in modelling complex AU relationships as well as its superior AU recognition performance over existing approaches. A system that could automatically analyze the facial actions in real time has applications in a wide range of different fields. However, developing such a system is always challenging due to the richness, ambiguity, and dynamic nature of facial actions. Although a number of research groups attempt to recognize facial action units (AUs) by improving either the facial feature extraction techniques or the AU classification techniques, these methods often recognize AUs or certain AU combinations individually and statically, ignoring the semantic relationships among AUs and the dynamics of AUs. Hence, these approaches cannot always recognize AUs reliably, robustly, and consistently. In this paper, we propose a novel approach that systematically accounts for the relationships among AUs and their temporal evolutions for AU recognition. Specifically, we use a dynamic Bayesian network (DBN) to model the relationships among different AUs. The DBN provides a coherent and unified hierarchical probabilistic framework to represent probabilistic relationships among various AUs and to account for the temporal changes in facial action development. Within our system, robust computer vision techniques are used to obtain AU measurements. Such AU measurements are then applied as evidence to the DBN for inferring various AUs. The experiments show that the integration of AU relationships and AU dynamics with AU measurements yields significant improvement of AU recognition, especially for spontaneous facial expressions and under more realistic environment including illumination variation, face pose variation, and occlusion. This paper presents a framework to automatically measure the intensity of naturally occurring facial actions. Naturalistic expressions are non-posed spontaneous actions. The facial action coding system (FACS) is the gold standard technique for describing facial expressions, which are parsed as comprehensive, nonoverlapping action units (Aus). AUs have intensities ranging from absent to maximal on a six-point metric (i.e., 0 to 5). Despite the efforts in recognizing the presence of non-posed action units, measuring their intensity has not been studied comprehensively. In this paper, we develop a framework to measure the intensity of AU12 (lip corner puller) and AU6 (cheek raising) in videos captured from infant-mother live face-to-face communications. The AU12 and AU6 are the most challenging case of infant's expressions (e.g., low facial texture in infant's face). One of the problems in facial image analysis is the large dimensionality of the visual data. Our approach for solving this problem is to utilize the spectral regression technique to project high dimensionality facial images into a low dimensionality space. Represented facial images in the low dimensional space are utilized to train support vector machine classifiers to predict the intensity of action units. Analysis of 18 minutes of captured video of non-posed facial expressions of several infants and mothers shows significant agreement between a human FACS coder and our approach, which makes it an efficient approach for automated measurement of the intensity of non-posed facial action units. Recognizing facial action units (AUs) from spontaneous facial expressions is still a challenging problem. Most recently, CNNs have shown promise on facial AU recognition. However, the learned CNNs are often overfitted and do not generalize well to unseen subjects due to limited AU-coded training images. We proposed a novel Incremental Boosting CNN (IB-CNN) to integrate boosting into the CNN via an incremental boosting layer that selects discriminative neurons from the lower layer and is incrementally updated on successive mini-batches. In addition, a novel loss function that accounts for errors from both the incremental boosted classifier and individual weak classifiers was proposed to fine-tune the IB-CNN. Experimental results on four benchmark AU databases have demonstrated that the IB-CNN yields significant improvement over the traditional CNN and the boosting CNN without incremental learning, as well as outperforming the state-of-the-art CNN-based methods in AU recognition. The improvement is more impressive for the AUs that have the lowest frequencies in the databases. Although both feature dependencies and label dependencies are crucial for facial action unit (AU) recognition, little work addresses them simultaneously till now. To address this limitation, we propose a 4-layer Restrict Boltzmann Machine (RBM) to simultaneously capture feature level and AU level dependencies to recognize multiple AUs. Specifically, the bottom two layers of the RBM model capture dependencies among image features, while the top two layers capture the high order dependencies among AU labels. An efficient learning algorithm is introduced to jointly learn all layers to leverage the interactions among different layers. Experiments on two benchmark databases demonstrate the effectiveness of the proposed approach in modelling complex AU relationships from both features and labels jointly, and its improved performance over the existing methods. We present a novel Bayesian framework for facial action unit recognition. The first key observation behind this work is sparsity: out of possible 45 (and more) facial action units, only very few are active at any moment. The second is the strong statistical co-occurrence structure: most facial expressions are made by common combinations of facial action units, so knowing the presence of one can act as a strong prior for inferring the presence of others. We developed a novel Bayesian graphical model that encodes these two natural aspects of facial action units via compressed sensing and group-wise sparsity inducing priors. One crucial aspect of our approach is the allowance of overlapping group structures, which proves useful in dealing with action units that occur frequently across multiple groups. We derive an efficient inference scheme and show how such sparsity and co-occurrence can be automatically learned from data. Experiments on three standard benchmark datasets show superiority over the state-of-the-art. In this work we report on the progress of building a system that enables fully automated fast and robust facial expression recognition from face video. We analyse subtle changes in facial expression by recognizing facial muscle action units (AUs) and analysing their temporal behavior. By detecting AUs from face video we enable the analysis of various facial communicative signals including facial expressions of emotion, attitude and mood. For an input video picturing a facial expression we detect per frame whether any of 15 different AUs is activated, whether that facial action is in the onset, apex, or offset phase, and what the total duration of the activation in question is. We base this process upon a set of spatio-temporal features calculated from tracking data for 20 facial fiducial points. To detect these 20 points of interest in the first frame of an input face video, we utilize a fully automatic, facial point localization method that uses individual feature GentleBoost templates built from Gabor wavelet features. Then, we exploit a particle filtering scheme that uses factorized likelihoods and a novel observation model that combines a rigid and a morphological model to track the facial points. The AUs displayed in the input video and their temporal segments are recognized finally by Support Vector Machines trained on a subset of most informative spatio-temporal features selected by AdaBoost. For Cohn-Kanade andMMI databases, the proposed system classifies 15 AUs occurring alone or in combination with other AUs with a mean agreement rate of 90.2 with human FACS coders. Both the configuration and the dynamics of facial expressions are crucial for the interpretation of human facial behavior. Yet to date, the vast majority of reported efforts in the field either do not take the dynamics of facial expressions into account, or focus only on prototypic facial expressions of six basic emotions. Facial dynamics can be explicitly analyzed by detecting the constituent temporal segments in Facial Action Coding System (FACS) Action Units (AUs)-onset, apex, and offset. In this paper, we present a novel approach to explicit analysis of temporal dynamics of facial actions using the dynamic appearance descriptor Local Phase Quantization from Three Orthogonal Planes (LPQ-TOP). Temporal segments are detected by combining a discriminative classifier for detecting the temporal segments on a frame-by-frame basis with Markov Models that enforce temporal consistency over the whole episode. The system is evaluated in detail over the MMI facial expression database, the UNBC-McMaster pain database, the SAL database, the GEMEP-FERA dataset in database-dependent experiments, in cross-database experiments using the Cohn-Kanade, and the SEMAINE databases. The comparison with other state-of-the-art methods shows that the proposed LPQ-TOP method outperforms the other approaches for the problem of AU temporal segment detection, and that overall AU activation detection benefits from dynamic appearance information. Most previous work focuses on how to learn discriminating appearance features over all the face without considering the fact that each facial expression is physically composed of some relative action units (AU). However, the definition of AU is an ambiguous semantic description in Facial Action Coding System (FACS), so it makes accurate AU detection very difficult. In this paper, we adopt a scheme of compromise to avoid AU detection, and try to interpret facial expression by learning some compositional appearance features around AU areas. We first divided face image into local patches according to the locations of AUs, and then we extract local appearance features from each patch. A minimum error based optimization strategy is adopted to build compositional features based on local appearance features, and this process embedded into Boosting learning structure. Experiments on the Cohn-Kanada database show that the proposed method has a promising performance and the built compositional features are basically consistent to FACS.