Abstract We propose a novel convolutional neural network approach to address the fine-grained recognition problem of multi-view dynamic facial action unit detection. We leverage recent gains in large-scale object recognition by formulating the task of predicting the presence or absence of a specific action unit in a still image of a human face as holistic classification. We then explore the design space of our approach by considering both shared and independent representations for separate action units, and also different CNN architectures for combining color and motion information. We then move to the novel setup of the FERA 2017 Challenge, in which we propose a multi-view extension of our approach that operates by first predicting the viewpoint from which the video was taken, and then evaluating an ensemble of action unit detectors that were trained for that specific viewpoint. Our approach is holistic, efficient, and modular, since new action units can be easily included in the overall system. Our approach significantly outperforms the baseline of the FERA 2017 Challenge, with an absolute improvement of 14 on the F1-metric. Additionally, it compares favorably against the winner of the FERA 2017 Challenge.
Most recent methods @cite_20 @cite_9 @cite_56 @cite_34 @cite_42 @cite_15 @cite_49 @cite_33 @cite_6 follow the paradigm of first detecting facial landmarks using external approaches such as Active Appearance Models @cite_16 , either to treat these keypoints as anchors for extracting rectangular regions for further analysis, to perform face alignment, or both. The recent method of Li al @cite_52 does not require robust facial keypoint alignment as it is trained taking this issue into account; however, facial alignment is recommended and the method is developed and tested only in a frontal face setup. In contrast, AUNets operate on the whole face and do not require any particular alignment in existing AU detection multi-view benchmarks.
@cite_33 @cite_9 @cite_42 @cite_52 @cite_6 @cite_56 @cite_16 @cite_49 @cite_15 @cite_34 @cite_20
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Facial landmark detection of face alignment has long been impeded by the problems of occlusion and pose variation. Instead of treating the detection task as a single and independent problem, we investigate the possibility of improving detection robustness through multitask learning. Specifically, we wish to optimize facial landmark detection together with heterogeneous but subtly correlated tasks, e.g. head pose estimation and facial attribute inference. This is non-trivial since different tasks have different learning difficulties and convergence rates. To address this problem, we formulate a novel tasks-constrained deep model, with task-wise early stopping to facilitate learning convergence. Extensive evaluations show that the proposed task-constrained learning (i) outperforms existing methods, especially in dealing with faces with severe occlusion and pose variation, and (ii) reduces model complexity drastically compared to the state-of-the-art method based on cascaded deep model [29]. In this technical report, we extend the method presented in our ECCV 2014 [39] paper to handle more landmark points (68 points instead of 5 major facial points) without either redesigning the deep model or involving significant increase in run time cost. This is made possible by transferring the learned 5-point model to the desired facial landmark configuration, through model fine-tuning with dense landmark annotations. Our new model achieves the state-of-the-art result on the 300-W benchmark dataset (mean error of 9.15 on the challenging IBUG subset). Face detection and alignment in unconstrained environment are challenging due to various poses, illuminations, and occlusions. Recent studies show that deep learning approaches can achieve impressive performance on these two tasks. In this letter, we propose a deep cascaded multitask framework that exploits the inherent correlation between detection and alignment to boost up their performance. In particular, our framework leverages a cascaded architecture with three stages of carefully designed deep convolutional networks to predict face and landmark location in a coarse-to-fine manner. In addition, we propose a new online hard sample mining strategy that further improves the performance in practice. Our method achieves superior accuracy over the state-of-the-art techniques on the challenging face detection dataset and benchmark and WIDER FACE benchmarks for face detection, and annotated facial landmarks in the wild benchmark for face alignment, while keeps real-time performance. Accurate face alignment is a vital prerequisite step for most face perception tasks such as face recognition, facial expression analysis and non-realistic face re-rendering. It can be formulated as the nonlinear inference of the facial landmarks from the detected face region. Deep network seems a good choice to model the nonlinearity, but it is nontrivial to apply it directly. In this paper, instead of a straightforward application of deep network, we propose a Coarse-to-Fine Auto-encoder Networks (CFAN) approach, which cascades a few successive Stacked Auto-encoder Networks (SANs). Specifically, the first SAN predicts the landmarks quickly but accurately enough as a preliminary, by taking as input a low-resolution version of the detected face holistically. The following SANs then progressively refine the landmark by taking as input the local features extracted around the current landmarks (output of the previous SAN) with higher and higher resolution. Extensive experiments conducted on three challenging datasets demonstrate that our CFAN outperforms the state-of-the-art methods and performs in real-time(40+fps excluding face detection on a desktop). Face alignment, which fits a face model to an image and extracts the semantic meanings of facial pixels, has been an important topic in CV community. However, most algorithms are designed for faces in small to medium poses (below 45), lacking the ability to align faces in large poses up to 90. The challenges are three-fold: Firstly, the commonly used landmark-based face model assumes that all the landmarks are visible and is therefore not suitable for profile views. Secondly, the face appearance varies more dramatically across large poses, ranging from frontal view to profile view. Thirdly, labelling landmarks in large poses is extremely challenging since the invisible landmarks have to be guessed. In this paper, we propose a solution to the three problems in an new alignment framework, called 3D Dense Face Alignment (3DDFA), in which a dense 3D face model is fitted to the image via convolutional neutral network (CNN). We also propose a method to synthesize large-scale training samples in profile views to solve the third problem of data labelling. Experiments on the challenging AFLW database show that our approach achieves significant improvements over state-of-the-art methods. In this paper we consider the problem of multi-view face detection. While there has been significant research on this problem, current state-of-the-art approaches for this task require annotation of facial landmarks, e.g. TSM [25], or annotation of face poses [28, 22]. They also require training dozens of models to fully capture faces in all orientations, e.g. 22 models in HeadHunter method [22]. In this paper we propose Deep Dense Face Detector (DDFD), a method that does not require pose landmark annotation and is able to detect faces in a wide range of orientations using a single model based on deep convolutional neural networks. The proposed method has minimal complexity; unlike other recent deep learning object detection methods [9], it does not require additional components such as segmentation, bounding-box regression, or SVM classifiers. Furthermore, we analyzed scores of the proposed face detector for faces in different orientations and found that 1) the proposed method is able to detect faces from different angles and can handle occlusion to some extent, 2) there seems to be a correlation between distribution of positive examples in the training set and scores of the proposed face detector. The latter suggests that the proposed method's performance can be further improved by using better sampling strategies and more sophisticated data augmentation techniques. Evaluations on popular face detection benchmark datasets show that our single-model face detector algorithm has similar or better performance compared to the previous methods, which are more complex and require annotations of either different poses or facial landmarks. In this study, we show that landmark detection or face alignment task is not a single and independent problem. Instead, its robustness can be greatly improved with auxiliary information. Specifically, we jointly optimize landmark detection together with the recognition of heterogeneous but subtly correlated facial attributes, such as gender, expression, and appearance attributes. This is non-trivial since different attribute inference tasks have different learning difficulties and convergence rates. To address this problem, we formulate a novel tasks-constrained deep model, which not only learns the inter-task correlation but also employs dynamic task coefficients to facilitate the optimization convergence when learning multiple complex tasks. Extensive evaluations show that the proposed task-constrained learning (i) outperforms existing face alignment methods, especially in dealing with faces with severe occlusion and pose variation, and (ii) reduces model complexity drastically compared to the state-of-the-art methods based on cascaded deep model. For facial expression recognition systems to be applicable in the real world, they need to be able to detect and track a previously unseen person's face and its facial movements accurately in realistic environments. A highly plausible solution involves performing a “dense” form of alignment, where 60-70 fiducial facial points are tracked with high accuracy. The problem is that, in practice, this type of dense alignment had so far been impossible to achieve in a generic sense, mainly due to poor reliability and robustness. Instead, many expression detection methods have opted for a “coarse” form of face alignment, followed by an application of a biologically inspired appearance descriptor such as the histogram of oriented gradients or Gabor magnitudes. Encouragingly, recent advances to a number of dense alignment algorithms have demonstrated both high reliability and accuracy for unseen subjects [e.g., constrained local models (CLMs)]. This begs the question: Aside from countering against illumination variation, what do these appearance descriptors do that standard pixel representations do not? In this paper, we show that, when close to perfect alignment is obtained, there is no real benefit in employing these different appearance-based representations (under consistent illumination conditions). In fact, when misalignment does occur, we show that these appearance descriptors do work well by encoding robustness to alignment error. For this work, we compared two popular methods for dense alignment-subject-dependent active appearance models versus subject-independent CLMs-on the task of action-unit detection. These comparisons were conducted through a battery of experiments across various publicly available data sets (i.e., CK+, Pain, M3, and GEMEP-FERA). We also report our performance in the recent 2011 Facial Expression Recognition and Analysis Challenge for the subject-independent task. The locations of the fiducial facial landmark points around facial components and facial contour capture the rigid and non-rigid facial deformations due to head movements and facial expressions. They are hence important for various facial analysis tasks. Many facial landmark detection algorithms have been developed to automatically detect those key points over the years, and in this paper, we perform an extensive review of them. We classify the facial landmark detection algorithms into three major categories: holistic methods, Constrained Local Model (CLM) methods, and the regression-based methods. They differ in the ways to utilize the facial appearance and shape information. The holistic methods explicitly build models to represent the global facial appearance and shape information. The CLMs explicitly leverage the global shape model but build the local appearance models. The regression based methods implicitly capture facial shape and appearance information. For algorithms within each category, we discuss their underlying theories as well as their differences. We also compare their performances on both controlled and in the wild benchmark datasets, under varying facial expressions, head poses, and occlusion. Based on the evaluations, we point out their respective strengths and weaknesses. There is also a separate section to review the latest deep learning based algorithms. The survey also includes a listing of the benchmark databases and existing software. Finally, we identify future research directions, including combining methods in different categories to leverage their respective strengths to solve landmark detection "in-the-wild". Face alignment, which fits a face model to an image and extracts the semantic meanings of facial pixels, has been an important topic in the computer vision community. However, most algorithms are designed for faces in small to medium poses (yaw angle is smaller than 45 degree), which lack the ability to align faces in large poses up to 90 degree. The challenges are three-fold. First, the commonly used landmark face model assumes that all the landmarks are visible and is therefore not suitable for large poses. Second, the face appearance varies more drastically across large poses, from the frontal view to the profile view. Third, labelling landmarks in large poses is extremely challenging since the invisible landmarks have to be guessed. In this paper, we propose to tackle these three challenges in an new alignment framework termed 3D Dense Face Alignment (3DDFA), in which a dense 3D Morphable Model (3DMM) is fitted to the image via Cascaded Convolutional Neural Networks. We also utilize 3D information to synthesize face images in profile views to provide abundant samples for training. Experiments on the challenging AFLW database show that the proposed approach achieves significant improvements over the state-of-the-art methods. Face alignment is a crucial step in face recognition tasks. Especially, using landmark localization for geometric face normalization has shown to be very effective, clearly improving the recognition results. However, no adequate databases exist that provide a sufficient number of annotated facial landmarks. The databases are either limited to frontal views, provide only a small number of annotated images or have been acquired under controlled conditions. Hence, we introduce a novel database overcoming these limitations: Annotated Facial Landmarks in the Wild (AFLW). AFLW provides a large-scale collection of images gathered from Flickr, exhibiting a large variety in face appearance (e.g., pose, expression, ethnicity, age, gender) as well as general imaging and environmental conditions. In total 25,993 faces in 21,997 real-world images are annotated with up to 21 landmarks per image. Due to the comprehensive set of annotations AFLW is well suited to train and test algorithms for multi-view face detection, facial landmark localization and face pose estimation. Further, we offer a rich set of tools that ease the integration of other face databases and associated annotations into our joint framework. Detecting faces in uncontrolled environments continues to be a challenge to traditional face detection methods due to the large variation in facial appearances, as well as occlusion and clutter. In order to overcome these challenges, we present a novel and robust exemplar-based face detector that integrates image retrieval and discriminative learning. A large database of faces with bounding rectangles and facial landmark locations is collected, and simple discriminative classifiers are learned from each of them. A voting-based method is then proposed to let these classifiers cast votes on the test image through an efficient image retrieval technique. As a result, faces can be very efficiently detected by selecting the modes from the voting maps, without resorting to exhaustive sliding window-style scanning. Moreover, due to the exemplar-based framework, our approach can detect faces under challenging conditions without explicitly modeling their variations. Evaluation on two public benchmark datasets shows that our new face detection approach is accurate and efficient, and achieves the state-of-the-art performance. We further propose to use image retrieval for face validation (in order to remove false positives) and for face alignment landmark localization. The same methodology can also be easily generalized to other face-related tasks, such as attribute recognition, as well as general object detection. Facial landmark detection has long been impeded by the problems of occlusion and pose variation. Instead of treating the detection task as a single and independent problem, we investigate the possibility of improving detection robustness through multi-task learning. Specifically, we wish to optimize facial landmark detection together with heterogeneous but subtly correlated tasks, e.g. head pose estimation and facial attribute inference. This is non-trivial since different tasks have different learning difficulties and convergence rates. To address this problem, we formulate a novel tasks-constrained deep model, with task-wise early stopping to facilitate learning convergence. Extensive evaluations show that the proposed task-constrained learning (i) outperforms existing methods, especially in dealing with faces with severe occlusion and pose variation, and (ii) reduces model complexity drastically compared to the state-of-the-art method based on cascaded deep model [21]. Abstract Facial landmark localization is a fundamental module for pose-invariant face recognition. The most common approach for facial landmark detection is cascaded regression, which is composed of two steps: feature extraction and facial shape regression. Recent methods employ deep convolutional networks to extract robust features for each step, while the whole system could be regarded as a deep cascaded regression architecture. In this work, instead of employing a deep regression network, a Globally Optimized Dual-Pathway (GoDP) deep architecture is proposed to identify the target pixels through solving a cascaded pixel labeling problem without resorting to high-level inference models or complex stacked architecture. The proposed end-to-end system relies on distance-aware soft-max functions and dual-pathway proposal-refinement architecture. Results show that it outperforms the state-of-the-art cascaded regression-based methods on multiple in-the-wild face alignment databases. The model achieves 1.84 normalized mean error (NME) on the AFLW database [1], which outperforms 3DDFA [2] by 61.8 . Experiments on face identification demonstrate that GoDP, coupled with DPM-headhunter [3], is able to improve rank-1 identification rate by 44.2 compare to Dlib [4] toolbox on a challenging database. Recently proposed robust 3D face alignment methods establish either dense or sparse correspondence between a 3D face model and a 2D facial image. The use of these methods presents new challenges as well as opportunities for facial texture analysis. In particular, by sampling the image using the fitted model, a facial UV can be created. Unfortunately, due to self-occlusion, such a UV map is always incomplete. In this paper, we propose a framework for training Deep Convolutional Neural Network (DCNN) to complete the facial UV map extracted from in-the-wild images. To this end, we first gather complete UV maps by fitting a 3D Morphable Model (3DMM) to various multiview image and video datasets, as well as leveraging on a new 3D dataset with over 3,000 identities. Second, we devise a meticulously designed architecture that combines local and global adversarial DCNNs to learn an identity-preserving facial UV completion model. We demonstrate that by attaching the completed UV to the fitted mesh and generating instances of arbitrary poses, we can increase pose variations for training deep face recognition verification models, and minimise pose discrepancy during testing, which lead to better performance. Experiments on both controlled and in-the-wild UV datasets prove the effectiveness of our adversarial UV completion model. We achieve state-of-the-art verification accuracy, 94.05 , under the CFP frontal-profile protocol only by combining pose augmentation during training and pose discrepancy reduction during testing. We will release the first in-the-wild UV dataset (we refer as WildUV) that comprises of complete facial UV maps from 1,892 identities for research purposes. In this work we report on the progress of building a system that enables fully automated fast and robust facial expression recognition from face video. We analyse subtle changes in facial expression by recognizing facial muscle action units (AUs) and analysing their temporal behavior. By detecting AUs from face video we enable the analysis of various facial communicative signals including facial expressions of emotion, attitude and mood. For an input video picturing a facial expression we detect per frame whether any of 15 different AUs is activated, whether that facial action is in the onset, apex, or offset phase, and what the total duration of the activation in question is. We base this process upon a set of spatio-temporal features calculated from tracking data for 20 facial fiducial points. To detect these 20 points of interest in the first frame of an input face video, we utilize a fully automatic, facial point localization method that uses individual feature GentleBoost templates built from Gabor wavelet features. Then, we exploit a particle filtering scheme that uses factorized likelihoods and a novel observation model that combines a rigid and a morphological model to track the facial points. The AUs displayed in the input video and their temporal segments are recognized finally by Support Vector Machines trained on a subset of most informative spatio-temporal features selected by AdaBoost. For Cohn-Kanade andMMI databases, the proposed system classifies 15 AUs occurring alone or in combination with other AUs with a mean agreement rate of 90.2 with human FACS coders. Keypoint detection is one of the most importantpre-processing steps in tasks such as face modeling, recognitionand verification. In this paper, we present an iterative methodfor Keypoint Estimation and Pose prediction of unconstrainedfaces by Learning Efficient H-CNN Regressors (KEPLER) foraddressing the face alignment problem. Recent state of the artmethods have shown improvements in face keypoint detectionby employing Convolution Neural Networks (CNNs). Althougha simple feed forward neural network can learn the mappingbetween input and output spaces, it cannot learn the inherentstructural dependencies. We present a novel architecture calledH-CNN (Heatmap-CNN) which captures structured global andlocal features and thus favors accurate keypoint detecion. H-CNNis jointly trained on the visibility, fiducials and 3D-pose of theface. As the iterations proceed, the error decreases making thegradients small and thus requiring efficient training of DCNNs tomitigate this. KEPLER performs global corrections in pose andfiducials for the first four iterations followed by local correctionsin a subsequent stage. As a by-product, KEPLER also provides3D pose (pitch, yaw and roll) of the face accurately. In thispaper, we show that without using any 3D information, KEPLERoutperforms state of the art methods for alignment on challengingdatasets such as AFW [38] and AFLW [17]. This paper presents a method for face detection in the wild, which integrates a ConvNet and a 3D mean face model in an end-to-end multi-task discriminative learning framework. The 3D mean face model is predefined and fixed (e.g., we used the one provided in the AFLW dataset). The ConvNet consists of two components: (i) The face proposal component computes face bounding box proposals via estimating facial key-points and the 3D transformation (rotation and translation) parameters for each predicted key-point w.r.t. the 3D mean face model. (ii) The face verification component computes detection results by pruning and refining proposals based on facial key-points based configuration pooling. The proposed method addresses two issues in adapting state-of-the-art generic object detection ConvNets (e.g., faster R-CNN) for face detection: (i) One is to eliminate the heuristic design of predefined anchor boxes in the region proposals network (RPN) by exploiting a 3D mean face model. (ii) The other is to replace the generic RoI (Region-of-Interest) pooling layer with a configuration pooling layer to respect underlying object structures. The multi-task loss consists of three terms: the classification Softmax loss and the location smooth (l_1 )-losses of both the facial key-points and the face bounding boxes. In experiments, our ConvNet is trained on the AFLW dataset only and tested on the FDDB benchmark with fine-tuning and on the AFW benchmark without fine-tuning. The proposed method obtains very competitive state-of-the-art performance in the two benchmarks. This paper concerns the problem of facial landmark detection. We provide a unique new analysis of the features produced at intermediate layers of a convolutional neural network (CNN) trained to regress facial landmark coordinates. This analysis shows that while being processed by the CNN, face images can be partitioned in an unsupervised manner into subsets containing faces in similar poses (i.e., 3D views) and facial properties (e.g., presence or absence of eye-wear). Based on this finding, we describe a novel CNN architecture, specialized to regress the facial landmark coordinates of faces in specific poses and appearances. To address the shortage of training data, particularly in extreme profile poses, we additionally present data augmentation techniques designed to provide sufficient training examples for each of these specialized sub-networks. The proposed Tweaked CNN (TCNN) architecture is shown to outperform existing landmark detection methods in an extensive battery of tests on the AFW, ALFW, and 300W benchmarks. Finally, to promote reproducibility of our results, we make code and trained models publicly available through our project webpage. Computer Vision has recently witnessed great research advance towards automatic facial points detection. Numerous methodologies have been proposed during the last few years that achieve accurate and efficient performance. However, fair comparison between these methodologies is infeasible mainly due to two issues. (a) Most existing databases, captured under both constrained and unconstrained (in-the-wild) conditions have been annotated using different mark-ups and, in most cases, the accuracy of the annotations is low. (b) Most published works report experimental results using different training testing sets, different error metrics and, of course, landmark points with semantically different locations. In this paper, we aim to overcome the aforementioned problems by (a) proposing a semi-automatic annotation technique that was employed to re-annotate most existing facial databases under a unified protocol, and (b) presenting the 300 Faces In-The-Wild Challenge (300-W), the first facial landmark localization challenge that was organized twice, in 2013 and 2015. To the best of our knowledge, this is the first effort towards a unified annotation scheme of massive databases and a fair experimental comparison of existing facial landmark localization systems. The images and annotations of the new testing database that was used in the 300-W challenge are available from http: ibug.doc.ic.ac.uk resources 300-W_IMAVIS . This paper presents a method for face detection in the wild, which integrates a ConvNet and a 3D mean face model in an end-to-end multi-task discriminative learning framework. The 3D mean face model is predefined and fixed (e.g., we used the one provided in the AFLW dataset). The ConvNet consists of two components: (i) The face pro- posal component computes face bounding box proposals via estimating facial key-points and the 3D transformation (rotation and translation) parameters for each predicted key-point w.r.t. the 3D mean face model. (ii) The face verification component computes detection results by prun- ing and refining proposals based on facial key-points based configuration pooling. The proposed method addresses two issues in adapting state- of-the-art generic object detection ConvNets (e.g., faster R-CNN) for face detection: (i) One is to eliminate the heuristic design of prede- fined anchor boxes in the region proposals network (RPN) by exploit- ing a 3D mean face model. (ii) The other is to replace the generic RoI (Region-of-Interest) pooling layer with a configuration pooling layer to respect underlying object structures. The multi-task loss consists of three terms: the classification Softmax loss and the location smooth l1 -losses [14] of both the facial key-points and the face bounding boxes. In ex- periments, our ConvNet is trained on the AFLW dataset only and tested on the FDDB benchmark with fine-tuning and on the AFW benchmark without fine-tuning. The proposed method obtains very competitive state-of-the-art performance in the two benchmarks.