Recently, the hybrid convolutional neural network hidden Markov model (CNN-HMM) has been introduced for offline handwritten Chinese text recognition (HCTR) and has achieved state-of-the-art performance. In a CNN-HMM system, a handwritten text line is modeled by a series of cascading HMMs, each representing one character, and the posterior distributions of HMM states are calculated by CNN. However, modeling each of the large vocabulary of Chinese characters with a uniform and fixed number of hidden states requires high memory and computational costs and makes the tens of thousands of HMM state classes confusing. Another key issue of CNN-HMM for HCTR is the diversified writing style, which leads to model strain and a significant performance decline for specific writers. To address these issues, we propose a writer-aware CNN based on parsimonious HMM (WCNN-PHMM). Validated on the ICDAR 2013 competition of CASIA-HWDB database, the more compact WCNN-PHMM of a 7360-class vocabulary can achieve a relative character error rate (CER) reduction of 16.6 over the conventional CNN-HMM without considering language modeling. Moreover, the state-tying results of PHMM explicitly show the information sharing among similar characters and the confusion reduction of tied state classes. Finally, we visualize the learned writer codes and demonstrate the strong relationship with the writing styles of different writers. To the best of our knowledge, WCNN-PHMM yields the best results on the ICDAR 2013 competition set, demonstrating its power when enlarging the size of the character vocabulary.
This study is comprehensively extended from our previous conference papers @cite_46 @cite_40 with the following new contributions: 1) the proposed PHMM is introduced with more technical details and verified for a more promising CNN-HMM, rather than the DNN-HMM in @cite_46 ; 2) we present a novel unsupervised adaptation strategy with writer codes and adaptation layers to guide the convolutional layers in CNN-HMM, rather than using the fully connected layers in DNN-HMM @cite_40 ; 3) WCNN-PHMM perfectly combines the two techniques to yield a compact and high-performance model; and 4) all experiments are redesigned to verify the effectiveness of WCNN-PHMM, and detailed analyses are described to give the readers a deep understanding of our approach.
@cite_40 @cite_46
2573871018 2584994008 2808523546 2289772031
Recently, we propose deep neural network based hidden Markov models (DNN-HMMs) for offline handwritten Chinese text recognition. In this study, we design a novel writer code based adaptation on top of the DNN-HMM to further improve the accuracy via a customized recognizer. The writer adaptation is implemented by incorporating the new layers with the original input or hidden layers of the writer-independent DNN. These new layers are driven by the so-called writer code, which guides and adapts the DNN-based recognizer with the writer information. In the training stage, the writer-aware layers are jointly learned with the conventional DNN layers in an alternative manner. In the recognition stage, with the initial recognition results from the first-pass decoding with the writer-independent DNN, an unsupervised adaptation is performed to generate the writer code via the cross-entropy criterion for the subsequent second-pass decoding. The experiments on the most challenging task of ICDAR 2013 Chinese handwriting competition show that our proposed adaptation approach can achieve consistent and significant improvements of recognition accuracy over a highperformance writer-independent DNN-HMM based recognizer across all 60 writers, yielding a relative character error rate reduction of 23.62 in average. Intelligent fault diagnosis techniques have replaced time-consuming and unreliable human analysis, increasing the efficiency of fault diagnosis. Deep learning models can improve the accuracy of intelligent fault diagnosis with the help of their multilayer nonlinear mapping ability. This paper proposes a novel method named Deep Convolutional Neural Networks with Wide First-layer Kernels (WDCNN). The proposed method uses raw vibration signals as input (data augmentation is used to generate more inputs), and uses the wide kernels in the first convolutional layer for extracting features and suppressing high frequency noise. Small convolutional kernels in the preceding layers are used for multilayer nonlinear mapping. AdaBN is implemented to improve the domain adaptation ability of the model. The proposed model addresses the problem that currently, the accuracy of CNN applied to fault diagnosis is not very high. WDCNN can not only achieve 100 classification accuracy on normal signals, but also outperform the state-of-the-art DNN model which is based on frequency features under different working load and noisy environment conditions. This paper proposes an effective segmentation-free approach using a hybrid neural network hidden Markov model (NN-HMM) for offline handwritten Chinese text recognition (HCTR). In the general Bayesian framework, the handwritten Chinese text line is sequentially modeled by HMMs with each representing one character class, while the NN-based classifier is adopted to calculate the posterior probability of all HMM states. The key issues in feature extraction, character modeling, and language modeling are comprehensively investigated to show the effectiveness of NN-HMM framework for offline HCTR. First, a conventional deep neural network (DNN) architecture is studied with a well-designed feature extractor. As for the training procedure, the label refinement using forced alignment and the sequence training can yield significant gains on top of the frame-level cross-entropy criterion. Second, a deep convolutional neural network (DCNN) with automatically learned discriminative features demonstrates its superiority to DNN in the HMM framework. Moreover, to solve the challenging problem of distinguishing quite confusing classes due to the large vocabulary of Chinese characters, NN-based classifier should output 19900 HMM states as the classification units via a high-resolution modeling within each character. On the ICDAR 2013 competition task of CASIA-HWDB database, DNN-HMM yields a promising character error rate (CER) of 5.24 by making a good trade-off between the computational complexity and recognition accuracy. To the best of our knowledge, DCNN-HMM can achieve a best published CER of 3.53 . Convolutional neural networks (CNNs) have recently achieved remarkable successes in various image classification and understanding tasks. The deep features obtained at the top fully connected layer of the CNN (FC-features) exhibit rich global semantic information and are extremely effective in image classification. On the other hand, the convolutional features in the middle layers of the CNN also contain meaningful local information, but are not fully explored for image representation. In this paper, we propose a novel locally supervised deep hybrid model (LS-DHM) that effectively enhances and explores the convolutional features for scene recognition. First, we notice that the convolutional features capture local objects and fine structures of scene images, which yield important cues for discriminating ambiguous scenes, whereas these features are significantly eliminated in the highly compressed FC representation. Second, we propose a new local convolutional supervision layer to enhance the local structure of the image by directly propagating the label information to the convolutional layers. Third, we propose an efficient Fisher convolutional vector (FCV) that successfully rescues the orderless mid-level semantic information (e.g., objects and textures) of scene image. The FCV encodes the large-sized convolutional maps into a fixed-length mid-level representation, and is demonstrated to be strongly complementary to the high-level FC-features. Finally, both the FCV and FC-features are collaboratively employed in the LS-DHM representation, which achieves outstanding performance in our experiments. It obtains 83.75 and 67.56 accuracies, respectively, on the heavily benchmarked MIT Indoor67 and SUN397 data sets, advancing the state-of-the-art substantially.