More than ever, technical inventions are the symbol of our society's advance. Patents guarantee their creators protection against infringement. For an invention being patentable, its novelty and inventiveness have to be assessed. Therefore, a search for published work that describes similar inventions to a given patent application needs to be performed. Currently, this so-called search for prior art is executed with semi-automatically composed keyword queries, which is not only time consuming, but also prone to errors. In particular, errors may systematically arise by the fact that different keywords for the same technical concepts may exist across disciplines. In this paper, a novel approach is proposed, where the full text of a given patent application is compared to existing patents using machine learning and natural language processing techniques to automatically detect inventions that are similar to the one described in the submitted document. Various state-of-the-art approaches for feature extraction and document comparison are evaluated. In addition to that, the quality of the current search process is assessed based on ratings of a domain expert. The evaluation results show that our automated approach, besides accelerating the search process, also improves the search results for prior art with respect to their quality.
Most research concerned with facilitating and improving the search for a patent's prior art has focused on automatically composing and extending the search queries. For example, a manually formulated query can be improved by automatically including synonyms for the keywords using a thesaurus @cite_34 @cite_22 @cite_44 @cite_59 @cite_41 . A potential drawback of such an approach, however, is that the thesaurus itself has to be manually curated and extended @cite_76 . Another line of research focuses on pseudo-relevance feedback, where, given an initial search, the first @math search results are used to identify additional keywords that can be used to extend the original query @cite_65 @cite_39 @cite_49 . Similarly, past queries @cite_21 or meta data such as citations can be used to augment the search query @cite_6 @cite_0 @cite_43 . A recent study has also examined the possibility of using the language model @cite_9 @cite_16 @cite_26 to automatically identify relevant words in the search results that can be used to extend the query @cite_46 .
@cite_26 @cite_22 @cite_41 @cite_46 @cite_9 @cite_21 @cite_65 @cite_6 @cite_39 @cite_44 @cite_0 @cite_43 @cite_16 @cite_59 @cite_49 @cite_76 @cite_34
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Patents are used by legal entities to legally protect their inventions and represent a multi-billion dollar industry of licensing and litigation. In 2014, 326,033 patent applications were approved in the US alone -- a number that has doubled in the past 15 years and which makes prior art search a daunting, but necessary task in the patent application process. In this work, we seek to investigate the efficacy of prior art search strategies from the perspective of the inventor who wishes to assess the patentability of their ideas prior to writing a full application. While much of the literature inspired by the evaluation framework of the CLEF-IP competition has aimed to assist patent examiners in assessing prior art for complete patent applications, less of this work has focused on patent search with queries representing partial applications. In the (partial) patent search setting, a query is often much longer than in other standard IR tasks, e.g., the description section may contain hundreds or even thousands of words. While the length of such queries may suggest query reduction strategies to remove irrelevant terms, intentional obfuscation and general language used in patents suggests that it may help to expand queries with additionally relevant terms. To assess the trade-offs among all of these pre-application prior art search strategies, we comparatively evaluate a variety of partial application search and query reformulation methods. Among numerous findings, querying with a full description, perhaps in conjunction with generic (non-patent specific) query reduction methods, is recommended for best performance. However, we also find that querying with an abstract represents the best trade-off in terms of writing effort vs. retrieval efficacy (i.e., querying with the description sections only lead to marginal improvements) and that for such relatively short queries, generic query expansion methods help. Queries in patent prior art search are full patent applications and much longer than standard ad hoc search and web search topics. Standard information retrieval (IR) techniques are not entirely effective for patent prior art search because of ambiguous terms in these massive queries. Reducing patent queries by extracting key terms has been shown to be ineffective mainly because it is not clear what the focus of the query is. An optimal query reduction algorithm must thus seek to retain the useful terms for retrieval favouring recall of relevant patents, but remove terms which impair IR effectiveness. We propose a new query reduction technique decomposing a patent application into constituent text segments and computing the Language Modeling (LM) similarities by calculating the probability of generating each segment from the top ranked documents. We reduce a patent query by removing the least similar segments from the query, hypothesising that removal of these segments can increase the precision of retrieval, while still retaining the useful context to achieve high recall. Experiments on the patent prior art search collection CLEF-IP 2010 show that the proposed method outperforms standard pseudo-relevance feedback (PRF) and a naive method of query reduction based on removal of unit frequency terms (UFTs). In the patent domain significant efforts are invested to assist researchers in formulating better queries, preferably via automated query expansion. Currently, automatic query expansion in patent search is mostly limited to computing co-occurring terms for the searchable features of the invention. Additional query terms are extracted automatically from patent documents based on entropy measures. Learning synonyms in the patent domain for automatic query expansion has been a difficult task. No dedicated sources providing synonyms for the patent domain, such as patent domain specific lexica or thesauri, are available. In this paper we focus on the highly professional search setting of patent examiners. In particular, we use query logs to learn synonyms for the patent domain. For automatic query expansion, we create term networks based on the query logs specifically for several USPTO patent classes. Experiments show good performance in automatic query expansion using these automatically generated term networks. Specifically, with a larger number of query logs for a specific patent US class available the performance of the learned term networks increases. Patent prior art search is a type of search in the patent domain where documents are searched for that describe the work previously carried out related to a patent application. The goal of this search is to check whether the idea in the patent application is novel. Vocabulary mismatch is one of the main problems of patent retrieval which results in low retrievability of similar documents for a given patent application. In this paper we show how the term distribution of the cited documents in an initially retrieved ranked list can be used to address the vocabulary mismatch. We propose a method for query modeling estimation which utilizes the citation links in a pseudo relevance feedback set. We first build a topic dependent citation graph, starting from the initially retrieved set of feedback documents and utilizing citation links of feedback documents to expand the set. We identify the important documents in the topic dependent citation graph using a citation analysis measure. We then use the term distribution of the documents in the citation graph to estimate a query model by identifying the distinguishing terms and their respective weights. We then use these terms to expand our original query. We use CLEF-IP 2011 collection to evaluate the effectiveness of our query modeling approach for prior art search. We also study the influence of different parameters on the performance of the proposed method. The experimental results demonstrate that the proposed approach significantly improves the recall over a state-of-the-art baseline which uses the link-based structure of the citation graph but not the term distribution of the cited documents.