Abstract We consider document listing on string collections, that is, finding in which strings a given pattern appears. In particular, we focus on repetitive collections: a collection of size N over alphabet [ 1 , σ ] is composed of D copies of a string of size n, and s edits are applied on ranges of copies. We introduce the first document listing index with size O ˜ ( n + s ) , precisely O ( ( n lg ⁡ σ + s lg 2 ⁡ N ) lg ⁡ D ) bits, and with useful worst-case time guarantees: Given a pattern of length m, the index reports the ndoc > 0 strings where it appears in time O ( m lg 1 + ϵ ⁡ N ⋅ ndoc ) , for any constant ϵ > 0 (and tells in time O ( m lg ⁡ N ) if ndoc = 0 ). Our technique is to augment a range data structure that is commonly used on grammar-based indexes, so that instead of retrieving all the pattern occurrences, it computes useful summaries on them. We show that the idea has independent interest: we introduce the first grammar-based index that, on a text T [ 1 , N ] with a grammar of size r, uses O ( r lg ⁡ N ) bits and counts the number of occurrences of a pattern P [ 1 , m ] in time O ( m 2 + m lg 2 + ϵ ⁡ r ) , for any constant ϵ > 0 . We also give the first index using O ( z lg ⁡ ( N z ) lg ⁡ N ) bits, where T is parsed by Lempel–Ziv into z phrases, counting occurrences in time O ( m lg 2 + ϵ ⁡ N ) .
Another precedent is ILCP @cite_1 , where it is shown that an array formed by interleaving the longest common prefix arrays of the documents in the order of the global suffix array, ILCP, has long increasing runs on repetitive collections. Then an index of size bounded by the runs in the suffix array @cite_15 and in the ILCP array performs document listing in time @math , where @math and @math are the search and lookup time, respectively, of a run-length compressed suffix array @cite_15 @cite_17 . Yet, there are only average-case bounds for the size of the structure in terms of @math : If the base document is generated at random and the edits are spread at random, then the structure uses @math bits on average.
@cite_15 @cite_1 @cite_17
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Given a set @math of @math strings of total length @math , our task is to report the "most relevant"strings for a given query pattern @math . This involves somewhat more advanced query functionality than the usual pattern matching, as some notion of "most relevant" is involved. In information retrieval literature, this task is best achieved by using inverted indexes. However, inverted indexes work only for some predefined set of patterns. In the pattern matching community, the most popular pattern-matching data structures are suffix trees and suffix arrays. However, a typical suffix tree search involves going through all the occurrences of the pattern over the entire string collection, which might be a lot more than the required relevant documents. The first formal framework to study such kind of retrieval problems was given by [Muthukrishnan, 2002]. He considered two metrics for relevance: frequency and proximity. He took a threshold-based approach on these metrics and gave data structures taking @math words of space. We study this problem in a slightly different framework of reporting the top @math most relevant documents (in sorted order) under similar and more general relevance metrics. Our framework gives linear space data structure with optimal query times for arbitrary score functions. As a corollary, it improves the space utilization for the problems in [Muthukrishnan, 2002] while maintaining optimal query performance. We also develop compressed variants of these data structures for several specific relevance metrics. The field of succinct data structures has flourished over the last 16 years. Starting from the compressed suffix array (CSA) by Grossi and Vitter (STOC 2000) and the FM-index by Ferragina and Manzini (FOCS 2000), a number of generalizations and applications of string indexes based on the Burrows-Wheeler transform (BWT) have been developed, all taking an amount of space that is close to the input size in bits. In many large-scale applications, the construction of the index and its usage need to be considered as one unit of computation. Efficient string indexing and analysis in small space lies also at the core of a number of primitives in the data-intensive field of high-throughput DNA sequencing. We report the following advances in string indexing and analysis. We show that the BWT of a string @math can be built in deterministic @math time using just @math bits of space, where @math . Within the same time and space budget, we can build an index based on the BWT that allows one to enumerate all the internal nodes of the suffix tree of @math . Many fundamental string analysis problems can be mapped to such enumeration, and can thus be solved in deterministic @math time and in @math bits of space from the input string. We also show how to build many of the existing indexes based on the BWT, such as the CSA, the compressed suffix tree (CST), and the bidirectional BWT index, in randomized @math time and in @math bits of space. The previously fastest construction algorithms for BWT, CSA and CST, which used @math bits of space, took @math time for the first two structures, and @math time for the third, where @math is any positive constant. Contrary to the state of the art, our bidirectional BWT index supports every operation in constant time per element in its output. We present a novel implementation of compressed suffix arrays exhibiting new tradeoffs between search time and space occupancy for a given text (or sequence) of n symbols over an alphabet σ, where each symbol is encoded by lgvσv bits. We show that compressed suffix arrays use just nH h + σ bits, while retaining full text indexing functionalities, such as searching any pattern sequence of length m in O(m lg vσv + polylog(n)) time. The term H h ≤ lg vσv denotes the hth-order empirical entropy of the text, which means that our index is nearly optimal in space apart from lower-order terms, achieving asymptotically the empirical entropy of the text (with a multiplicative constant 1). If the text is highly compressible so that H n = o(1) and the alphabet size is small, we obtain a text index with o(m) search time that requires only o(n) bits. Further results and tradeoffs are reported in the paper. Indexing highly repetitive texts --- such as genomic databases, software repositories and versioned text collections --- has become an important problem since the turn of the millennium. A relevant compressibility measure for repetitive texts is @math , the number of runs in their Burrows-Wheeler Transform (BWT). One of the earliest indexes for repetitive collections, the Run-Length FM-index, used @math space and was able to efficiently count the number of occurrences of a pattern of length @math in the text (in loglogarithmic time per pattern symbol, with current techniques). However, it was unable to locate the positions of those occurrences efficiently within a space bounded in terms of @math . Since then, a number of other indexes with space bounded by other measures of repetitiveness --- the number of phrases in the Lempel-Ziv parse, the size of the smallest grammar generating the text, the size of the smallest automaton recognizing the text factors --- have been proposed for efficiently locating, but not directly counting, the occurrences of a pattern. In this paper we close this long-standing problem, showing how to extend the Run-Length FM-index so that it can locate the @math occurrences efficiently within @math space (in loglogarithmic time each), and reaching optimal time @math within @math space, on a RAM machine of @math bits. Within @math space, our index can also count in optimal time @math . Raising the space to @math , we support count and locate in @math and @math time, which is optimal in the packed setting and had not been obtained before in compressed space. We also describe a structure using @math space that replaces the text and extracts any text substring of length @math in almost-optimal time @math . (...continues...)