Abstract We propose a novel convolutional neural network approach to address the fine-grained recognition problem of multi-view dynamic facial action unit detection. We leverage recent gains in large-scale object recognition by formulating the task of predicting the presence or absence of a specific action unit in a still image of a human face as holistic classification. We then explore the design space of our approach by considering both shared and independent representations for separate action units, and also different CNN architectures for combining color and motion information. We then move to the novel setup of the FERA 2017 Challenge, in which we propose a multi-view extension of our approach that operates by first predicting the viewpoint from which the video was taken, and then evaluating an ensemble of action unit detectors that were trained for that specific viewpoint. Our approach is holistic, efficient, and modular, since new action units can be easily included in the overall system. Our approach significantly outperforms the baseline of the FERA 2017 Challenge, with an absolute improvement of 14 on the F1-metric. Additionally, it compares favorably against the winner of the FERA 2017 Challenge.
Given that groups of action units can co-occur or be mutually exclusive in the human face, several methods @cite_33 @cite_27 @cite_42 @cite_52 have approached the task as multi-label learning. However, as AUs databases are becoming larger and better annotated @cite_46 @cite_55 , these methods need to be completely retrained to integrate new action units. In contrast, AUNets are modular by design, and can naturally evolve towards more general datasets and new action units. Furthermore, by analyzing the whole face, AUNets learn naturally the relevant local face regions for predicting each action unit.
@cite_33 @cite_55 @cite_42 @cite_52 @cite_27 @cite_46
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Facial action units (AU) are the fundamental units to decode human facial expressions. At least three aspects affect performance of automated AU detection: spatial representation, temporal modeling, and AU correlation. Unlike most studies that tackle these aspects separately, we propose a hybrid network architecture to jointly model them. Specifically, spatial representations are extracted by a Convolutional Neural Network (CNN), which, as analyzed in this paper, is able to reduce person-specific biases caused by hand-crafted descriptors (e.g., HOG and Gabor). To model temporal dependencies, Long Short-Term Memory (LSTMs) are stacked on top of these representations, regardless of the lengths of input videos. The outputs of CNNs and LSTMs are further aggregated into a fusion network to produce per-frame prediction of 12 AUs. Our network naturally addresses the three issues together, and yields superior performance compared to existing methods that consider these issues independently. Extensive experiments were conducted on two large spontaneous datasets, GFT and BP4D, with more than 400,000 frames coded with 12 AUs. On both datasets, we report improvements over a standard multi-label CNN and feature-based state-of-the-art. Finally, we provide visualization of the learned AU models, which, to our best knowledge, reveal how machines see AUs for the first time. This paper presents a novel framework for recognition of facial action unit (AU) combinations by viewing the classification as a sparse representation problem. Based on this framework, we represent a facial image exhibiting the combination of AUs as a sparse linear combination of basis constituting an overcomplete dictionary. We build an overcomplete dictionary whose main elements are mean Gabor features of AU combinations under examination. The other elements of the dictionary are randomly sampled from a distribution (e.g., Gaussian distribution) that guarantees sparse signal recovery. Afterwards, by solving L 1 -norm minimization, a facial image is represented as a sparse vector which is used to distinguish various AU patterns. After calculating the sparse representation, the classification problem is simply viewed as a rank maximal problem. The index of the maximal value of the sparse vector is regarded as the class label of the facial image under test. Extensive experiments on the Cohn-Kanade facial expressions database demonstrate that this sparse learning framework is promising for recognition of AU combinations. Facial action units (AUs) are essential to decode human facial expressions. Researchers have focused on training AU detectors with a variety of features and classifiers. However, several issues remain. These are spatial representation, temporal modeling, and AU correlation. Unlike most studies that tackle these issues separately, we propose a hybrid network architecture to jointly address them. Specifically, spatial representations are extracted by a Convolutional Neural Network (CNN), which, as analyzed in this paper, is able to reduce person-specific biases caused by hand-crafted features (eg, SIFT and Gabor). To model temporal dependencies, Long Short-Term Memory (LSTMs) are stacked on top of these representations, regardless of the lengths of input videos. The outputs of CNNs and LSTMs are further aggregated into a fusion network to produce per-frame predictions of 12 AUs. Our network naturally addresses the three issues, and leads to superior performance compared to existing methods that consider these issues independently. Extensive experiments were conducted on two large spontaneous datasets, GFT and BP4D, containing more than 400,000 frames coded with 12 AUs. On both datasets, we report significant improvement over a standard multi-label CNN and feature-based state-of-the-art. Finally, we provide visualization of the learned AU models, which, to our best knowledge, reveal how machines see facial AUs for the first time. In this article we explore the problem of constructing person-specific models for the detection of facial Action Units (AUs), addressing the problem from the point of view of Transfer Learning and Multi-Task Learning. Our starting point is the fact that some expressions, such as smiles, are very easily elicited, annotated, and automatically detected, while others are much harder to elicit and to annotate. We thus consider a novel problem: all AU models for the target subject are to be learnt using person-specific annotated data for a reference AU (AU12 in our case), and no data or little data regarding the target AU. In order to design such a model, we propose a novel Multi-Task Learning and the associated Transfer Learning framework, in which we consider both relations across subjects and AUs. That is to say, we consider a tensor structure among the tasks. Our approach hinges on learning the latent relations among tasks using one single reference AU, and then transferring these latent relations to other AUs. We show that we are able to effectively make use of the annotated data for AU12 when learning other person-specific AU models, even in the absence of data for the target task. Finally, we show the excellent performance of our method when small amounts of annotated data for the target tasks are made available.