Recognizing facial expressions is one of the central problems in computer vision. Temporal image sequences have useful spatio-temporal features for recognizing expressions. In this paper, we propose a new 3D Convolution Neural Network (CNN) that can be trained end-to-end for facial expression recognition on temporal image sequences without using facial landmarks. More specifically, a novel 3D convolutional layer that we call Local Binary Volume (LBV) layer is proposed. The LBV layer, when used with our newly proposed LBVCNN network, achieve comparable results compared to state-of-the-art landmark-based or without landmark-based models on image sequences from CK+, Oulu-CASIA, and UNBC McMaster shoulder pain datasets. Furthermore, our LBV layer reduces the number of trainable parameters by a significant amount when compared to a conventional 3D convolutional layer. As a matter of fact, when compared to a 3x3x3 conventional 3D convolutional layer, the LBV layer uses 27 times less trainable parameters.
Deep learning-based models have achieved state-of-the-art results in facial expression recognition. Liu applied 3D CNN with deformable action part constraints (3D CNNDAP) to the problem of expression recognition @cite_7 . Recent models use geometric features like facial landmarks to further boost the accuracy. Jung proposed two separate networks called DTAN and DTGN and jointly fine-tuned the two networks to achieve state-of-the-art performance @cite_36 . The DTAN network is a simple 3D convolutional network that captures spatio-temporal information from temporal image sequences. The DTGN network is a fully-connected network that captures temporal variations in facial landmarks. Guo improved Jung 's result and trained a spatial network (MSCNN) and a temporal network (PHRNN) separately and jointly fine-tuned them @cite_4 . MSCNN is a simple convolutional network on peak expression images. PHRNN is a collection of subnets (recurrent neural networks) that are connected in a binary tree-like structure. Facial landmarks are divided into four parts and passed at the bottom of this structure and the outputs of the subnets are concatenated at the next layer. The process is repeated for upper layers and the final layer is a softmax classification layer.
@cite_36 @cite_4 @cite_7
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One key challenging issue of facial expression recognition is to capture the dynamic variation of facial physical structure from videos. In this paper, we propose a part-based hierarchical bidirectional recurrent neural network (PHRNN) to analyze the facial expression information of temporal sequences. Our PHRNN models facial morphological variations and dynamical evolution of expressions, which is effective to extract “temporal features” based on facial landmarks (geometry information) from consecutive frames. Meanwhile, in order to complement the still appearance information, a multi-signal convolutional neural network (MSCNN) is proposed to extract “spatial features” from still frames. We use both recognition and verification signals as supervision to calculate different loss functions, which are helpful to increase the variations of different expressions and reduce the differences among identical expressions. This deep evolutional spatial-temporal network (composed of PHRNN and MSCNN) extracts the partial-whole, geometry-appearance, and dynamic-still information, effectively boosting the performance of facial expression recognition. Experimental results show that this method largely outperforms the state-of-the-art ones. On three widely used facial expression databases (CK+, Oulu-CASIA, and MMI), our method reduces the error rates of the previous best ones by 45.5 , 25.8 , and 24.4 , respectively. Deep Neural Networks (DNNs) have shown to outperform traditional methods in various visual recognition tasks including Facial Expression Recognition (FER). In spite of efforts made to improve the accuracy of FER systems using DNN, existing methods still are not generalizable enough in practical applications. This paper proposes a 3D Convolutional Neural Network method for FER in videos. This new network architecture consists of 3D Inception-ResNet layers followed by an LSTM unit that together extracts the spatial relations within facial images as well as the temporal relations between different frames in the video. Facial landmark points are also used as inputs to our network which emphasize on the importance of facial components rather than the facial regions that may not contribute significantly to generating facial expressions. Our proposed method is evaluated using four publicly available databases in subject-independent and cross-database tasks and outperforms state-of-the-art methods. Expressions are facial activities invoked by sets of muscle motions, which would give rise to large variations in appearance mainly around facial parts. Therefore, for visual-based expression analysis, localizing the action parts and encoding them effectively become two essential but challenging problems. To take them into account jointly for expression analysis, in this paper, we propose to adapt 3D Convolutional Neural Networks (3D CNN) with deformable action parts constraints. Specifically, we incorporate a deformable parts learning component into the 3D CNN framework, which can detect specific facial action parts under the structured spatial constraints, and obtain the discriminative part-based representation simultaneously. The proposed method is evaluated on two posed expression datasets, CK+, MMI, and a spontaneous dataset FERA. We show that, besides achieving state-of-the-art expression recognition accuracy, our method also enjoys the intuitive appeal that the part detection map can desirably encode the mid-level semantics of different facial action parts. Facial expression recognition is a major problem in the domain of artificial intelligence. One of the best ways to solve this problem is the use of convolutional neural networks (CNNs). However, a large amount of data is required to train properly these networks but most of the datasets available for facial expression recognition are relatively small. A common way to circumvent the lack of data is to use CNNs trained on large datasets of different domains and fine-tuning the layers of such networks to the target domain. However, the fine-tuning process does not preserve the memory integrity as CNNs have the tendency to forget patterns they have learned. In this paper, we evaluate different strategies of fine-tuning a CNN with the aim of assessing the memory integrity of such strategies in a cross-dataset scenario. A CNN pre-trained on a source dataset is used as the baseline and four adaptation strategies have been evaluated: fine-tuning its fully connected layers; fine-tuning its last convolutional layer and its fully connected layers; retraining the CNN on a target dataset; and the fusion of the source and target datasets and retraining the CNN. Experimental results on four datasets have shown that the fusion of the source and the target datasets provides the best trade-off between accuracy and memory integrity. Human actions can be represented by the trajectories of skeleton joints. Traditional methods generally model the spatial structure and temporal dynamics of human skeleton with hand-crafted features and recognize human actions by well-designed classifiers. In this paper, considering that recurrent neural network (RNN) can model the long-term contextual information of temporal sequences well, we propose an end-to-end hierarchical RNN for skeleton based action recognition. Instead of taking the whole skeleton as the input, we divide the human skeleton into five parts according to human physical structure, and then separately feed them to five subnets. As the number of layers increases, the representations extracted by the subnets are hierarchically fused to be the inputs of higher layers. The final representations of the skeleton sequences are fed into a single-layer perceptron, and the temporally accumulated output of the perceptron is the final decision. We compare with five other deep RNN architectures derived from our model to verify the effectiveness of the proposed network, and also compare with several other methods on three publicly available datasets. Experimental results demonstrate that our model achieves the state-of-the-art performance with high computational efficiency. Temporal information has useful features for recognizing facial expressions. However, to manually design useful features requires a lot of effort. In this paper, to reduce this effort, a deep learning technique, which is regarded as a tool to automatically extract useful features from raw data, is adopted. Our deep network is based on two different models. The first deep network extracts temporal appearance features from image sequences, while the other deep network extracts temporal geometry features from temporal facial landmark points. These two models are combined using a new integration method in order to boost the performance of the facial expression recognition. Through several experiments, we show that the two models cooperate with each other. As a result, we achieve superior performance to other state-of-the-art methods in the CK+ and Oulu-CASIA databases. Furthermore, we show that our new integration method gives more accurate results than traditional methods, such as a weighted summation and a feature concatenation method. Facial expression recognition (FER) is increasingly gaining importance in various emerging affective computing applications. In practice, achieving accurate FER is challenging due to the large amount of inter-personal variations such as expression intensity variations. In this paper, we propose a new spatio-temporal feature representation learning for FER that is robust to expression intensity variations. The proposed method utilizes representative expression-states (e.g., onset, apex and offset of expressions) which can be specified in facial sequences regardless of the expression intensity. The characteristics of facial expressions are encoded in two parts in this paper. As the first part, spatial image characteristics of the representative expression-state frames are learned via a convolutional neural network. Five objective terms are proposed to improve the expression class separability of the spatial feature representation. In the second part, temporal characteristics of the spatial feature representation in the first part are learned with a long short-term memory of the facial expression. Comprehensive experiments have been conducted on a deliberate expression dataset (MMI) and a spontaneous micro-expression dataset (CASME II). Experimental results showed that the proposed method achieved higher recognition rates in both datasets compared to the state-of-the-art methods. Spontaneous facial expression recognition under uncontrolled conditions is a hard task. It depends on multiple factors including shape, appearance and dynamics of the facial features, all of which are adversely affected by environmental noise and low intensity signals typical of such conditions. In this work, we present a novel approach to Facial Action Unit detection using a combination of Convolutional and Bi-directional Long Short-Term Memory Neural Networks (CNN-BLSTM), which jointly learns shape, appearance and dynamics in a deep learning manner. In addition, we introduce a novel way to encode shape features using binary image masks computed from the locations of facial landmarks. We show that the combination of dynamic CNN features and Bi-directional Long Short-Term Memory excels at modelling the temporal information. We thoroughly evaluate the contributions of each component in our system and show that it achieves state-of-the-art performance on the FERA-2015 Challenge dataset. We have developed a convolutional neural network for the purpose of recognizing facial expressions in human beings. We have fine-tuned the existing convolutional neural network model trained on the visual recognition dataset used in the ILSVRC2012 to two widely used facial expression datasets - CFEE and RaFD, which when trained and tested independently yielded test accuracies of 74.79 and 95.71 , respectively. Generalization of results was evident by training on one dataset and testing on the other. Further, the image product of the cropped faces and their visual saliency maps were computed using Deep Multi-Layer Network for saliency prediction and were fed to the facial expression recognition CNN. In the most generalized experiment, we observed the top-1 accuracy in the test set to be 65.39 . General confusion trends between different facial expressions as exhibited by humans were also observed. Relatively small data sets available for expression recognition research make the training of deep networks very challenging. Although fine-tuning can partially alleviate the issue, the performance is still below acceptable levels as the deep features probably contain redundant information from the pretrained domain. In this paper, we present FaceNet2ExpNet, a novel idea to train an expression recognition network based on static images. We first propose a new distribution function to model the high-level neurons of the expression network. Based on this, a two-stage training algorithm is carefully designed. In the pre-training stage, we train the convolutional layers of the expression net, regularized by the face net; In the refining stage, we append fully-connected layers to the pre-trained convolutional layers and train the whole network jointly. Visualization results show that the model trained with our method captures improved high-level expression semantics. Evaluations on four public expression databases, CK+, Oulu- CASIA, TFD, and SFEW demonstrate that our method achieves better results than state-of-the-art. Monocular 3D facial shape reconstruction from a single 2D facial image has been an active research area due to its wide applications. Inspired by the success of deep neural networks (DNN), we propose a DNN-based approach for End-to-End 3D FAce Reconstruction (UH-E2FAR) from a single 2D image. Different from recent works that reconstruct and refine the 3D face in an iterative manner using both an RGB image and an initial 3D facial shape rendering, our DNN model is end-to-end, and thus the complicated 3D rendering process can be avoided. Moreover, we integrate in the DNN architecture two components, namely a multi-task loss function and a fusion convolutional neural network (CNN) to improve facial expression reconstruction. With the multi-task loss function, 3D face reconstruction is divided into neutral 3D facial shape reconstruction and expressive 3D facial shape reconstruction. The neutral 3D facial shape is class-specific. Therefore, higher layer features are useful. In comparison, the expressive 3D facial shape favors lower or intermediate layer features. With the fusion-CNN, features from different intermediate layers are fused and transformed for predicting the 3D expressive facial shape. Through extensive experiments, we demonstrate the superiority of our end-to-end framework in improving the accuracy of 3D face reconstruction. Human actions in video sequences are three-dimensional (3D) spatio-temporal signals characterizing both the visual appearance and motion dynamics of the involved humans and objects. Inspired by the success of convolutional neural networks (CNN) for image classification, recent attempts have been made to learn 3D CNNs for recognizing human actions in videos. However, partly due to the high complexity of training 3D convolution kernels and the need for large quantities of training videos, only limited success has been reported. This has triggered us to investigate in this paper a new deep architecture which can handle 3D signals more effectively. Specifically, we propose factorized spatio-temporal convolutional networks (FstCN) that factorize the original 3D convolution kernel learning as a sequential process of learning 2D spatial kernels in the lower layers (called spatial convolutional layers), followed by learning 1D temporal kernels in the upper layers (called temporal convolutional layers). We introduce a novel transformation and permutation operator to make factorization in FstCN possible. Moreover, to address the issue of sequence alignment, we propose an effective training and inference strategy based on sampling multiple video clips from a given action video sequence. We have tested FstCN on two commonly used benchmark datasets (UCF-101 and HMDB-51). Without using auxiliary training videos to boost the performance, FstCN outperforms existing CNN based methods and achieves comparable performance with a recent method that benefits from using auxiliary training videos. Automated Facial Expression Recognition (FER) has remained a challenging and interesting problem in computer vision. Despite efforts made in developing various methods for FER, existing approaches lack generalizability when applied to unseen images or those that are captured in wild setting (i.e. the results are not significant). Most of the existing approaches are based on engineered features (e.g. HOG, LBPH, and Gabor) where the classifier's hyper-parameters are tuned to give best recognition accuracies across a single database, or a small collection of similar databases. This paper proposes a deep neural network architecture to address the FER problem across multiple well-known standard face datasets. Specifically, our network consists of two convolutional layers each followed by max pooling and then four Inception layers. The network is a single component architecture that takes registered facial images as the input and classifies them into either of the six basic or the neutral expressions. We conducted comprehensive experiments on seven publicly available facial expression databases, viz. MultiPIE, MMI, CK+, DISFA, FERA, SFEW, and FER2013. The results of our proposed architecture are comparable to or better than the state-of-the-art methods and better than traditional convolutional neural networks in both accuracy and training time. Deep learning based approaches to facial analysis and video analysis have recently demonstrated high performance on a variety of key tasks such as face recognition, emotion recognition and activity recognition. In the case of video, information often must be aggregated across a variable length sequence of frames to produce a classification result. Prior work using convolutional neural networks (CNNs) for emotion recognition in video has relied on temporal averaging and pooling operations reminiscent of widely used approaches for the spatial aggregation of information. Recurrent neural networks (RNNs) have seen an explosion of recent interest as they yield state-of-the-art performance on a variety of sequence analysis tasks. RNNs provide an attractive framework for propagating information over a sequence using a continuous valued hidden layer representation. In this work we present a complete system for the 2015 Emotion Recognition in the Wild (EmotiW) Challenge. We focus our presentation and experimental analysis on a hybrid CNN-RNN architecture for facial expression analysis that can outperform a previously applied CNN approach using temporal averaging for aggregation. In this paper we present DCFE, a real-time facial landmark regression method based on a coarse-to-fine Ensemble of Regression Trees (ERT). We use a simple Convolutional Neural Network (CNN) to generate probability maps of landmarks location. These are further refined with the ERT regressor, which is initialized by fitting a 3D face model to the landmark maps. The coarse-to-fine structure of the ERT lets us address the combinatorial explosion of parts deformation. With the 3D model we also tackle other key problems such as robust regressor initialization, self occlusions, and simultaneous frontal and profile face analysis. In the experiments DCFE achieves the best reported result in AFLW, COFW, and 300 W private and common public data sets. Ground truth annotation of the occurrence and intensity of FACS Action Unit (AU) activation requires great amount of attention. The efforts towards achieving a common platform for AU evaluation have been addressed in the FG 2015 Facial Expression Recognition and Analysis challenge (FERA 2015). Participants are invited to estimate AU occurrence and intensity on a common benchmark dataset. Conventional approaches towards achieving automated methods are to train multiclass classifiers or to use regression models. In this paper, we propose a novel application of a deep convolutional neural network (CNN) to recognize AUs as part of FERA 2015 challenge. The 7 layer network is composed of 3 convolutional layers and a max-pooling layer. The final fully connected layers provide the classification output. For the selected tasks of the challenge, we have trained two different networks for the two different datasets, where one focuses on the AU occurrences and the other on both occurrences and intensities of the AUs. The occurrence and intensity of AU activation are estimated using specific neuron activations of the output layer. This way, we are able to create a single network architecture that could simultaneously be trained to produce binary and continuous classification output. Abstract We introduce DeepNAT, a 3D Deep convolutional neural network for the automatic segmentation of NeuroAnaTomy in T1-weighted magnetic resonance images. DeepNAT is an end-to-end learning-based approach to brain segmentation that jointly learns an abstract feature representation and a multi-class classification. We propose a 3D patch-based approach, where we do not only predict the center voxel of the patch but also neighbors, which is formulated as multi-task learning. To address a class imbalance problem, we arrange two networks hierarchically, where the first one separates foreground from background, and the second one identifies 25 brain structures on the foreground. Since patches lack spatial context, we augment them with coordinates. To this end, we introduce a novel intrinsic parameterization of the brain volume, formed by eigenfunctions of the Laplace-Beltrami operator. As network architecture, we use three convolutional layers with pooling, batch normalization, and non-linearities, followed by fully connected layers with dropout. The final segmentation is inferred from the probabilistic output of the network with a 3D fully connected conditional random field, which ensures label agreement between close voxels. The roughly 2.7 million parameters in the network are learned with stochastic gradient descent. Our results show that DeepNAT compares favorably to state-of-the-art methods. Finally, the purely learning-based method may have a high potential for the adaptation to young, old, or diseased brains by fine-tuning the pre-trained network with a small training sample on the target application, where the availability of larger datasets with manual annotations may boost the overall segmentation accuracy in the future. Recent applications of Convolutional Neural Networks (ConvNets) for human action recognition in videos have proposed different solutions for incorporating the appearance and motion information. We study a number of ways of fusing ConvNet towers both spatially and temporally in order to best take advantage of this spatio-temporal information. We make the following findings: (i) that rather than fusing at the softmax layer, a spatial and temporal network can be fused at a convolution layer without loss of performance, but with a substantial saving in parameters, (ii) that it is better to fuse such networks spatially at the last convolutional layer than earlier, and that additionally fusing at the class prediction layer can boost accuracy, finally (iii) that pooling of abstract convolutional features over spatiotemporal neighbourhoods further boosts performance. Based on these studies we propose a new ConvNet architecture for spatiotemporal fusion of video snippets, and evaluate its performance on standard benchmarks where this architecture achieves state-of-the-art results. Recent applications of Convolutional Neural Networks (ConvNets) for human action recognition in videos have proposed different solutions for incorporating the appearance and motion information. We study a number of ways of fusing ConvNet towers both spatially and temporally in order to best take advantage of this spatio-temporal information. We make the following findings: (i) that rather than fusing at the softmax layer, a spatial and temporal network can be fused at a convolution layer without loss of performance, but with a substantial saving in parameters; (ii) that it is better to fuse such networks spatially at the last convolutional layer than earlier, and that additionally fusing at the class prediction layer can boost accuracy; finally (iii) that pooling of abstract convolutional features over spatiotemporal neighbourhoods further boosts performance. Based on these studies we propose a new ConvNet architecture for spatiotemporal fusion of video snippets, and evaluate its performance on standard benchmarks where this architecture achieves state-of-the-art results. We present a new approach to localize extensive facial landmarks with a coarse-to-fine convolutional network cascade. Deep convolutional neural networks (DCNN) have been successfully utilized in facial landmark localization for two-fold advantages: 1) geometric constraints among facial points are implicitly utilized, 2) huge amount of training data can be leveraged. However, in the task of extensive facial landmark localization, a large number of facial landmarks (more than 50 points) are required to be located in a unified system, which poses great difficulty in the structure design and training process of traditional convolutional networks. In this paper, we design a four-level convolutional network cascade, which tackles the problem in a coarse-to-fine manner. In our system, each network level is trained to locally refine a subset of facial landmarks generated by previous network levels. In addition, each level predicts explicit geometric constraints (the position and rotation angles of a specific facial component) to rectify the inputs of the current network level. The combination of coarse-to-fine cascade and geometric refinement enables our system to locate extensive facial landmarks (68 points) accurately in the 300-W facial landmark localization challenge.