A face image contains geometric cues in the form of configurational information and contours that can be used to estimate 3D face shape. While it is clear that 3D reconstruction from 2D points is highly ambiguous if no further constraints are enforced, one might expect that the face-space constraint solves this problem. We show that this is not the case and that geometric information is an ambiguous cue. There are two sources for this ambiguity. The first is that, within the space of 3D face shapes, there are flexibility modes that remain when some parts of the face are fixed. The second occurs only under perspective projection and is a result of perspective transformation as camera distance varies. Two different faces, when viewed at different distances, can give rise to the same 2D geometry. To demonstrate these ambiguities, we develop new algorithms for fitting a 3D morphable model to 2D landmarks or contours under either orthographic or perspective projection and show how to compute flexibility modes for both cases. We show that both fitting problems can be posed as a separable nonlinear least squares problem and solved efficiently. We demonstrate both quantitatively and qualitatively that the ambiguity is present in reconstructions from geometric information alone but also in reconstructions from a state-of-the-art CNN-based method.
Other ambiguities There are other known ambiguities in the monocular estimation of 3D shape. The bas relief ambiguity arises in photometric stereo with unknown light source directions. A continuous class of surfaces (differing by a linear transformation) can produce the same set of images when an appropriate transformation is applied to the illumination and albedo. For the particular case of faces, @cite_4 resolve this ambiguity by exploiting the symmetries and similarities in faces. Specifically they assume: bilateral symmetry; that the forehead and chin should be at approximately the same depth; and that the range of facial depths is about twice the distance between the eyes.
@cite_4
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We present a generative appearance-based method for recognizing human faces under variation in lighting and viewpoint. Our method exploits the fact that the set of images of an object in fixed pose, but under all possible illumination conditions, is a convex cone in the space of images. Using a small number of training images of each face taken with different lighting directions, the shape and albedo of the face can be reconstructed. In turn, this reconstruction serves as a generative model that can be used to render (or synthesize) images of the face under novel poses and illumination conditions. The pose space is then sampled and, for each pose, the corresponding illumination cone is approximated by a low-dimensional linear subspace whose basis vectors are estimated using the generative model. Our recognition algorithm assigns to a test image the identity of the closest approximated illumination cone. Test results show that the method performs almost without error, except on the most extreme lighting directions.