Dropout is a popular regularization technique in neural networks. Yet, the reason for its success is still not fully understood. This paper provides a new interpretation of Dropout from a frame theory perspective. By drawing a connection to recent developments in analog channel coding, we suggest that for a certain family of autoencoders with a linear encoder, the minimizer of an optimization with dropout regularization on the encoder is an equiangular tight frame (ETF). Since this optimization is non-convex, we add another regularization that promotes such structures by minimizing the cross-correlation between filters in the network. We demonstrate its applicability in convolutional and fully connected layers in both feed-forward and recurrent networks. All these results suggest that there is indeed a relationship between dropout and ETF structure of the regularized linear operations.
The generalization error of deep neural networks via their classification margin is studied in this paper. Our approach is based on the Jacobian matrix of a deep neural network and can be applied to networks with arbitrary nonlinearities and pooling layers, and to networks with different architectures such as feed forward networks and residual networks. Our analysis leads to the conclusion that a bounded spectral norm of the network's Jacobian matrix in the neighbourhood of the training samples is crucial for a deep neural network of arbitrary depth and width to generalize well. This is a significant improvement over the current bounds in the literature, which imply that the generalization error grows with either the width or the depth of the network. Moreover, it shows that the recently proposed batch normalization and weight normalization reparametrizations enjoy good generalization properties, and leads to a novel network regularizer based on the network's Jacobian matrix. The analysis is supported with experimental results on the MNIST, CIFAR-10, LaRED, and ImageNet datasets. In this paper, we address the challenging task of simultaneously optimizing (i) the weights of a neural network, (ii) the number of neurons for each hidden layer, and (iii) the subset of active input features (i.e., feature selection). While these problems are traditionally dealt with separately, we propose an efficient regularized formulation enabling their simultaneous parallel execution, using standard optimization routines. Specifically, we extend the group Lasso penalty, originally proposed in the linear regression literature, to impose group-level sparsity on the networks connections, where each group is defined as the set of outgoing weights from a unit. Depending on the specific case, the weights can be related to an input variable, to a hidden neuron, or to a bias unit, thus performing simultaneously all the aforementioned tasks in order to obtain a compact network. We carry out an extensive experimental evaluation, in comparison with classical weight decay and Lasso penalties, both on a toy dataset for handwritten digit recognition, and multiple realistic mid-scale classification benchmarks. Comparative results demonstrate the potential of our proposed sparse group Lasso penalty in producing extremely compact networks, with a significantly lower number of input features, with a classification accuracy which is equal or only slightly inferior to standard regularization terms. It has been observed in numerical simulations that a weight decay can improve generalization in a feed-forward neural network. This paper explains why. It is proven that a weight decay has two effects in a linear network. First, it suppresses any irrelevant components of the weight vector by choosing the smallest vector that solves the learning problem. Second, if the size is chosen right, a weight decay can suppress some of the effects of static noise on the targets, which improves generalization quite a lot. It is then shown how to extend these results to networks with hidden layers and non-linear units. Finally the theory is confirmed by some numerical simulations using the data from NetTalk. We present in this paper a novel approach for training deterministic auto-encoders. We show that by adding a well chosen penalty term to the classical reconstruction cost function, we can achieve results that equal or surpass those attained by other regularized auto-encoders as well as denoising auto-encoders on a range of datasets. This penalty term corresponds to the Frobenius norm of the Jacobian matrix of the encoder activations with respect to the input. We show that this penalty term results in a localized space contraction which in turn yields robust features on the activation layer. Furthermore, we show how this penalty term is related to both regularized auto-encoders and denoising auto-encoders and how it can be seen as a link between deterministic and non-deterministic auto-encoders. We find empirically that this penalty helps to carve a representation that better captures the local directions of variation dictated by the data, corresponding to a lower-dimensional non-linear manifold, while being more invariant to the vast majority of directions orthogonal to the manifold. Finally, we show that by using the learned features to initialize a MLP, we achieve state of the art classification error on a range of datasets, surpassing other methods of pretraining. We study the improper learning of multi-layer neural networks. Suppose that the neural network to be learned has k hidden layers and that the l1-norm of the incoming weights of any neuron is bounded by L. We present a kernel-based method, such that with probability at least 1 - δ, it learns a predictor whose generalization error is at most e worse than that of the neural network. The sample complexity and the time complexity of the presented method are polynomial in the input dimension and in (1 e, log(1 δ), F(k, L)), where F(k, L) is a function depending on (k, L) and on the activation function, independent of the number of neurons. The algorithm applies to both sigmoid-like activation functions and ReLU-like activation functions. It implies that any sufficiently sparse neural network is learnable in polynomial time.