Recently, the hybrid convolutional neural network hidden Markov model (CNN-HMM) has been introduced for offline handwritten Chinese text recognition (HCTR) and has achieved state-of-the-art performance. In a CNN-HMM system, a handwritten text line is modeled by a series of cascading HMMs, each representing one character, and the posterior distributions of HMM states are calculated by CNN. However, modeling each of the large vocabulary of Chinese characters with a uniform and fixed number of hidden states requires high memory and computational costs and makes the tens of thousands of HMM state classes confusing. Another key issue of CNN-HMM for HCTR is the diversified writing style, which leads to model strain and a significant performance decline for specific writers. To address these issues, we propose a writer-aware CNN based on parsimonious HMM (WCNN-PHMM). Validated on the ICDAR 2013 competition of CASIA-HWDB database, the more compact WCNN-PHMM of a 7360-class vocabulary can achieve a relative character error rate (CER) reduction of 16.6 over the conventional CNN-HMM without considering language modeling. Moreover, the state-tying results of PHMM explicitly show the information sharing among similar characters and the confusion reduction of tied state classes. Finally, we visualize the learned writer codes and demonstrate the strong relationship with the writing styles of different writers. To the best of our knowledge, WCNN-PHMM yields the best results on the ICDAR 2013 competition set, demonstrating its power when enlarging the size of the character vocabulary.
This paper presents an effective approach for the offline recognition of unconstrained handwritten Chinese texts. Under the general integrated segmentation-and-recognition framework with character oversegmentation, we investigate three important issues: candidate path evaluation, path search, and parameter estimation. For path evaluation, we combine multiple contexts (character recognition scores, geometric and linguistic contexts) from the Bayesian decision view, and convert the classifier outputs to posterior probabilities via confidence transformation. In path search, we use a refined beam search algorithm to improve the search efficiency and, meanwhile, use a candidate character augmentation strategy to improve the recognition accuracy. The combining weights of the path evaluation function are optimized by supervised learning using a Maximum Character Accuracy criterion. We evaluated the recognition performance on a Chinese handwriting database CASIA-HWDB, which contains nearly four million character samples of 7,356 classes and 5,091 pages of unconstrained handwritten texts. The experimental results show that confidence transformation and combining multiple contexts improve the text line recognition performance significantly. On a test set of 1,015 handwritten pages, the proposed approach achieved character-level accurate rate of 90.75 percent and correct rate of 91.39 percent, which are superior by far to the best results reported in the literature. Many real-world sequence learning tasks require the prediction of sequences of labels from noisy, unsegmented input data. In speech recognition, for example, an acoustic signal is transcribed into words or sub-word units. Recurrent neural networks (RNNs) are powerful sequence learners that would seem well suited to such tasks. However, because they require pre-segmented training data, and post-processing to transform their outputs into label sequences, their applicability has so far been limited. This paper presents a novel method for training RNNs to label unsegmented sequences directly, thereby solving both problems. An experiment on the TIMIT speech corpus demonstrates its advantages over both a baseline HMM and a hybrid HMM-RNN. This paper proposes an effective segmentation-free approach using a hybrid neural network hidden Markov model (NN-HMM) for offline handwritten Chinese text recognition (HCTR). In the general Bayesian framework, the handwritten Chinese text line is sequentially modeled by HMMs with each representing one character class, while the NN-based classifier is adopted to calculate the posterior probability of all HMM states. The key issues in feature extraction, character modeling, and language modeling are comprehensively investigated to show the effectiveness of NN-HMM framework for offline HCTR. First, a conventional deep neural network (DNN) architecture is studied with a well-designed feature extractor. As for the training procedure, the label refinement using forced alignment and the sequence training can yield significant gains on top of the frame-level cross-entropy criterion. Second, a deep convolutional neural network (DCNN) with automatically learned discriminative features demonstrates its superiority to DNN in the HMM framework. Moreover, to solve the challenging problem of distinguishing quite confusing classes due to the large vocabulary of Chinese characters, NN-based classifier should output 19900 HMM states as the classification units via a high-resolution modeling within each character. On the ICDAR 2013 competition task of CASIA-HWDB database, DNN-HMM yields a promising character error rate (CER) of 5.24 by making a good trade-off between the computational complexity and recognition accuracy. To the best of our knowledge, DCNN-HMM can achieve a best published CER of 3.53 . The Long Short-Term Memory Recurrent Neural Network (LSTM-RNN) has been demonstrated successful in handwritten text recognition of Western and Arabic scripts. It is totally segmentation free and can be trained directly from text line images. However, the application of LSTM-RNNs (including Multi-Dimensional LSTM-RNN (MDLSTM-RNN)) to Chinese text recognition has shown limited success, even when training them with large datasets and using pre-training on datasets of other languages. In this paper, we propose a handwritten Chinese text recognition method by using Separable MDLSTMRNN (SMDLSTM-RNN) modules, which extract contextual information in various directions, and consume much less computation efforts and resources compared with the traditional MDLSTMRNN. Experimental results on the ICDAR-2013 competition dataset show that the proposed method performs significantly better than the previous LSTM-based methods, and can compete with the state-of-the-art systems.