Deep networks trained on millions of facial images are believed to be closely approaching human-level performance in face recognition. However, open world face recognition still remains a challenge. Although, 3D face recognition has an inherent edge over its 2D counterpart, it has not benefited from the recent developments in deep learning due to the unavailability of large training as well as large test datasets. Recognition accuracies have already saturated on existing 3D face datasets due to their small gallery sizes. Unlike 2D photographs, 3D facial scans cannot be sourced from the web causing a bottleneck in the development of deep 3D face recognition networks and datasets. In this backdrop, we propose a method for generating a large corpus of labeled 3D face identities and their multiple instances for training and a protocol for merging the most challenging existing 3D datasets for testing. We also propose the first deep CNN model designed specifically for 3D face recognition and trained on 3.1 Million 3D facial scans of 100K identities. Our test dataset comprises 1,853 identities with a single 3D scan in the gallery and another 31K scans as probes, which is several orders of magnitude larger than existing ones. Without fine tuning on this dataset, our network already outperforms state of the art face recognition by over 10 . We fine tune our network on the gallery set to perform end-to-end large scale 3D face recognition which further improves accuracy. Finally, we show the efficacy of our method for the open world face recognition problem.
In this work, we propose and experiment an original solution to 3D face recognition that supports face matching also in the case of probe scans with missing parts. In the proposed approach, distinguishing traits of the face are captured by first extracting 3D keypoints of the scan and then measuring how the face surface changes in the keypoints neighborhood using local shape descriptors. In particular: 3D keypoints detection relies on the adaptation to the case of 3D faces of the meshDOG algorithm that has been demonstrated to be effective for 3D keypoints extraction from generic objects; as 3D local descriptors we used the HOG descriptor and also proposed two alternative solutions that develop, respectively, on the histogram of orientations and the geometric histogram descriptors. Face similarity is evaluated by comparing local shape descriptors across inlier pairs of matching keypoints between probe and gallery scans. The face recognition accuracy of the approach has been first experimented on the difficult probes included in the new 2D 3D Florence face dataset that has been recently collected and released at the University of Firenze, and on the Binghamton University 3D facial expression dataset. Then, a comprehensive comparative evaluation has been performed on the Bosphorus, Gavab and UND FRGC v2.0 databases, where competitive results with respect to existing solutions for 3D face biometrics have been obtained. Graphical abstractDisplay Omitted Highlights3D face recognition approach deployable in real non-cooperative contexts of use.Fully-3D approach, based on keypoints detection, description and matching.MeshDOG keypoints detector combined with the multi-ring GH descriptor.RANSAC algorithm included for outlier removal from matching keypoints.State of the art accuracy for recognizing 3D scans with missing parts. We present a fully automatic face recognition algorithm and demonstrate its performance on the FRGC v2.0 data. Our algorithm is multimodal (2D and 3D) and performs hybrid (feature based and holistic) matching in order to achieve efficiency and robustness to facial expressions. The pose of a 3D face along with its texture is automatically corrected using a novel approach based on a single automatically detected point and the Hotelling transform. A novel 3D spherical face representation (SFR) is used in conjunction with the scale-invariant feature transform (SIFT) descriptor to form a rejection classifier, which quickly eliminates a large number of candidate faces at an early stage for efficient recognition in case of large galleries. The remaining faces are then verified using a novel region-based matching approach, which is robust to facial expressions. This approach automatically segments the eyes- forehead and the nose regions, which are relatively less sensitive to expressions and matches them separately using a modified iterative closest point (ICP) algorithm. The results of all the matching engines are fused at the metric level to achieve higher accuracy. We use the FRGC benchmark to compare our results to other algorithms that used the same database. Our multimodal hybrid algorithm performed better than others by achieving 99.74 percent and 98.31 percent verification rates at a 0.001 false acceptance rate (FAR) and identification rates of 99.02 percent and 95.37 percent for probes with a neutral and a nonneutral expression, respectively. This survey focuses on recognition performed by matching models of the three-dimensional shape of the face, either alone or in combination with matching corresponding two-dimensional intensity images. Research trends to date are summarized, and challenges confronting the development of more accurate three-dimensional face recognition are identified. These challenges include the need for better sensors, improved recognition algorithms, and more rigorous experimental methodology. The authors describe a general-purpose, representation-independent method for the accurate and computationally efficient registration of 3-D shapes including free-form curves and surfaces. The method handles the full six degrees of freedom and is based on the iterative closest point (ICP) algorithm, which requires only a procedure to find the closest point on a geometric entity to a given point. The ICP algorithm always converges monotonically to the nearest local minimum of a mean-square distance metric, and the rate of convergence is rapid during the first few iterations. Therefore, given an adequate set of initial rotations and translations for a particular class of objects with a certain level of 'shape complexity', one can globally minimize the mean-square distance metric over all six degrees of freedom by testing each initial registration. One important application of this method is to register sensed data from unfixtured rigid objects with an ideal geometric model, prior to shape inspection. Experimental results show the capabilities of the registration algorithm on point sets, curves, and surfaces. > Face recognition using standard 2D images struggles to cope with changes in illumination and pose. 3D face recognition algorithms have been more successful in dealing with these challenges. 3D face shape data is used as an independent cue for face recognition and has also been combined with texture to facilitate multimodal face recognition. Additionally, 3D face models have been used for pose correction and calculation of the facial albedo map, which is invariant to illumination. Finally, 3D face recognition has also achieved significant success towards expression invariance by modeling non-rigid surface deformations, removing facial expressions or by using parts-based face recognition. This chapter gives an overview of 3D face recognition and details both well-established and more recent state-of-the-art 3D face recognition techniques in terms of their implementation and expected performance on benchmark datasets. Government agencies are investing a considerable amount of resources into improving security systems as result of recent terrorist events that dangerously exposed flaws and weaknesses in today's safety mechanisms. Badge or password-based authentication procedures are too easy to hack. Biometrics represents a valid alternative but they suffer of drawbacks as well. Iris scanning, for example, is very reliable but too intrusive; fingerprints are socially accepted, but not applicable to non-consentient people. On the other hand, face recognition represents a good compromise between what's socially acceptable and what's reliable, even when operating under controlled conditions. In last decade, many algorithms based on linear nonlinear methods, neural networks, wavelets, etc. have been proposed. Nevertheless, Face Recognition Vendor Test 2002 shown that most of these approaches encountered problems in outdoor conditions. This lowered their reliability compared to state of the art biometrics. This paper provides an ''ex cursus'' of recent face recognition research trends in 2D imagery and 3D model based algorithms. To simplify comparisons across different approaches, tables containing different collection of parameters (such as input size, recognition rate, number of addressed problems) are provided. This paper concludes by proposing possible future directions. We propose a novel geometric framework for analyzing 3D faces, with the specific goals of comparing, matching, and averaging their shapes. Here we represent facial surfaces by radial curves emanating from the nose tips and use elastic shape analysis of these curves to develop a Riemannian framework for analyzing shapes of full facial surfaces. This representation, along with the elastic Riemannian metric, seems natural for measuring facial deformations and is robust to challenges such as large facial expressions (especially those with open mouths), large pose variations, missing parts, and partial occlusions due to glasses, hair, and so on. This framework is shown to be promising from both-empirical and theoretical-perspectives. In terms of the empirical evaluation, our results match or improve upon the state-of-the-art methods on three prominent databases: FRGCv2, GavabDB, and Bosphorus, each posing a different type of challenge. From a theoretical perspective, this framework allows for formal statistical inferences, such as the estimation of missing facial parts using PCA on tangent spaces and computing average shapes. Holistic face recognition algorithms are sensitive to expressions, illumination, pose, occlusions and makeup. On the other hand, feature-based algorithms are robust to such variations. In this paper, we present a feature-based algorithm for the recognition of textured 3D faces. A novel keypoint detection technique is proposed which can repeatably identify keypoints at locations where shape variation is high in 3D faces. Moreover, a unique 3D coordinate basis can be defined locally at each keypoint facilitating the extraction of highly descriptive pose invariant features. A 3D feature is extracted by fitting a surface to the neighborhood of a keypoint and sampling it on a uniform grid. Features from a probe and gallery face are projected to the PCA subspace and matched. The set of matching features are used to construct two graphs. The similarity between two faces is measured as the similarity between their graphs. In the 2D domain, we employed the SIFT features and performed fusion of the 2D and 3D features at the feature and score-level. The proposed algorithm achieved 96.1 identification rate and 98.6 verification rate on the complete FRGC v2 data set.