Item 2. Properties.
Pursuant to Section 3.04(b) of the Pooling and Servicing Agreement, dated as of August 1, 1995 relating to the AT&T Universal Card Master Trust among AT&T Universal Funding Corp., as Transferor, AT&T Universal Card Services Corp., as Servicer, and Bankers Trust Company, as Trustee, AT&T Universal Card Services Corp., as Servicer, is required to deliver to the Trustee a monthly servicer certificate (the "Monthly Report") for each outstanding series of investor certificates. Exhibits 99.1, 99.2, 99.3, 99.4, 99.5 and 99.6 contain the Annual Statement for Series 1995-1, Series 1995-2, Series 1995-3, Series 1996-1, Series 1996-2 and Series 1996-3 aggregating the information for each such series contained in the Monthly Reports for calendar year 1996.
Item 3.
Item 3. Legal Proceedings.
None.
Item 4.
Item 4. Submission of Matters to a vote of Security-Holders.
None.
PART II
Item 5.
Item 5. Market for Registrant's Common Equity and Related Stockholders Matters.
The certificates representing investors' interests in the Trust are represented by one or more Certificates registered in the name of Cede & Co., the nominee of the Depository Trust Company.
To the best knowledge of the registrant, there is no established public trading market for the Certificates.
Item 6.
Item 6. Selected Financial Data.
Not Applicable.
Item 7.
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations.
Not Applicable.
Item 8.
Item 8. Financial Statements and Supplementary Data.
Exhibits 99.1 through 99.6 filed as part of this report and listed in Item 14(a) below are also filed as part of this report under this Item 8.
Item 9.
Item 9. Changes in and Disagreements With Accountants on Accounting and Financial Disclosure.
None.
PART III
Item 10.
Item 10. Directors and Executive Officers of the Registrant.
Not Applicable.
Item 11.
Item 11. Executive Compensation.
Not Applicable.
Item 12.
Item 12. Security Ownership of Certain Beneficial Owners and Management.
(a) the Certificates of each Class of Series representing investors' interests in the Trust are represented by one or more Certificates registered in the name of Cede & Co., the nominee of The Depository Trust Company ("DTC"), and an investor holding an interest in the Trust is not entitled to receive a Certificate representing such interest except in certain limited circumstances. Accordingly, Cede & Co. is the sole holder of record of Certificates, which it held on behalf of brokers, dealers, banks and other direct participants in the DTC system at December 31, 1996. Such direct participants may hold Certificates for their own accounts or for the accounts of their customers. At December 31, 1996, the following direct DTC participants held positions in the Certificates representing interests in the Trust equal to or exceeding 5% of the total principal amount of the Certificates of each Class of each Series outstanding on that date:
The address of each above participant is:
c/o The Depository Trust Company 55 Water Street New York, New York 10041
(b) Not Applicable.
(c) Not Applicable.
Item 13.
Item 13. Certain Relationships and Related Transactions.
None. PART IV
Item 14.
Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K.
(a) The following are filed as part of this report.
Exhibit 99.1 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1995-1.
Exhibit 99.2 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1995-2.
Exhibit 99.3 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1995-3.
Exhibit 99.4 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1996-1.
Exhibit 99.5 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1996-2.
Exhibit 99.6 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1996-3.
Exhibit 99.7 AT&T Universal Card Services Corp. Officers Certificate dated March 20, 1997.
*Exhibit 99.8 Report, dated _________, 1997, issued by Coopers & Lybrand LLP.
- ------------------------- *To be filed by Amendment.
(b) The following Current Reports on Form 8-K were filed by the registrant during the quarter ending December 31, 1996:
Current Report on Form 8-K dated September 17, 1996 Current Report on Form 8-K dated October 17, 1996 Current Report on Form 8-K dated November 18, 1996 Current Report on Form 8-K dated December 17, 1996
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AT&T UNIVERSAL CARD MASTER TRUST
BY: AT&T UNIVERSAL CARD SERVICES CORP., AS SERVICER
By: /s/ Robert A. Miller ------------------------------------ Name: Robert A. Miller Title: Vice President Finance
EXHIBIT DESCRIPTION PAGE
Exhibit 99.1 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1995-1.
Exhibit 99.2 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1995-2.
Exhibit 99.3 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1995-3.
Exhibit 99.4 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1996-1.
Exhibit 99.5 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1996-2.
Exhibit 99.6 Annual Statement for the Period Ending December 31, 1996 with respect to the AT&T Universal Card Master Trust Series 1996-3.
Exhibit 99.7 AT&T Universal Card Services Corp. Officers Certificate dated March 20, 1997.
*Exhibit 99.8 Report, dated _________, 1997, issued by Coopers & Lybrand LLP.
- --------------------------- *To be filed by Amendment.