ITEM 1. BUSINESS
Not Applicable.
ITEM 2.
ITEM 2. PROPERTIES
Commercial Mortgage Pass-Through Certificates:
The series of commercial mortgage pass-through certificates (as hereinafter defined in Item 5(b)), do not own any physical property. Title to real estate will only be acquired upon default of the mortgagors under the mortgage loans.
ITEM 3.
ITEM 3. LEGAL PROCEEDINGS
There are no material pending legal proceedings that involve any Series of Certificates, the Trustee, the Master Servicer or the Registrant with respect to any Series of Certificates nor is the Registrant aware of any proceedings known to be contemplated by governmental authorities.
ITEM 4.
ITEM 4. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
There have been no matters submitted to a vote of certificate holders.
PART II
ITEM 5.
ITEM 5. MARKET FOR REGISTRANTS COMMON EQUITY AND RELATED STOCKHOLDER MATTERS
(a) There is no established public trading market for the Certificates representing interests in conventional mortgage loans, commercial mortgage loans, or manufactured housing contract pools established by the Registrant.
(b) At December 26, 1997, the number of holders of record for certificates issued during 1997 was as follows:
(c) Not Applicable.
ITEM 6.
ITEM 6. SELECTED FINANCIAL DATA
Not Applicable.
ITEM 7.
ITEM 7. MANAGEMENT DISCUSSION AND ANALYSIS OF FINANCIAL CONDITION AND RESULTS OF OPERATIONS
Not Applicable
ITEM 8.
ITEM 8. FINANCIAL STATEMENTS AND SUPPLEMENTARY DATA
Not Applicable
ITEM 9.
ITEM 9. CHANGES IN AND DISAGREEMENTS WITH ACCOUNTANTS ON ACCOUNTING AND FINANCIAL DISCLOSURE
None
PART III
ITEM 10.
ITEM 10. DIRECTORS AND EXECUTIVE OFFICERS OF THE REGISTRANT
Not Applicable
ITEM 11.
ITEM 11. EXECUTIVE COMPENSATION
Not Applicable
ITEM 12
ITEM 12 SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT (for each Series issued during 1997)
ITEM 13.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS
(a) Not Applicable
PART IV
ITEM 14.
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K
(a) Mortgage Pass-Through Certificates C-1 and C-2 Annual Statement of Compliance ("the Certification"): Auditors' Report and Management Assertion are presented in Exhibit 99.
(b) Reports on Form 8-K have been filed through December 1997. Form 15 for each Series of Certificates was filed in January 1998.
(c) Not Applicable
(d) Not Applicable
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
MERRILL LYNCH MORTGAGE INVESTORS, INC.
By: /s/ Jeffrey W. Kronthal Name: Jeffrey W. Kronthal Title: Chairman of the Board Dated: March 26, 1998
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By: /s/ Thomas Layton Name Thomas Layton Title: Treasurer Dated: March 26, 1998
By: /s/ Michael M. McGovern Name: Michael M. McGovern Title: Secretary and Director Dated: March 26, 1998
EXHIBIT INDEX
EXHIBIT 27 FINANCIAL DATA SCHEDULE EXHIBIT 99.1 ANNUAL COMPLIANCE STATEMENT-CERTIFICATE SERIES 1997 C-1 EXHIBIT 99.2 AUDITORS' REPORT FOR CERTIFICATE SERIES 1997 C-1 EXHIBIT 99.3 MANAGEMENT ASSERTION FOR CERTIFICATE SERIES 1997 C-1 EXHIBIT 99.4 ANNUAL COMPLIANCE STATEMENT-CERTIFICATE SERIES 1997 C-2 EXHIBIT 99.5 AUDITORS' REPORT FOR CERTIFICATE SERIES 1997 C-2 EXHIBIT 99.6 MANAGEMENT ASSERTION FOR CERTIFICATE SERIES 1997 C-2