Item 3. Legal Proceedings
Item 4.
Item 4. Reserved
PART II
Item 5.
Item 5.
Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities.
There is no established public trading market for our equity securities. All of our equity is owned by CenterPoint Houston Electric, LLC. As of December 31, 2009, the sole record holder of the transition bonds was Cede & Co., as nominee of the Depository Trust Company. The transition bonds are not listed on any national securities exchange.
PART III
Item 12.
Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters.
None.
PART IV
Item 15.
Item 15.
Exhibits and Financial Statement Schedules.
See the Index to Exhibits which appears following the signature page to this report.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Houston, the State of Texas, on the 30th day of March, 2010.
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities indicated on March 30, 2010.
Signature
Title
/s/ Gary L. Whitlock
President and Manager
(Gary L. Whitlock)
(Principal Executive Officer)
/s/ Marc Kilbride
Vice President, Treasurer and Manager
(Marc Kilbride)
(Principal Financial Officer)
/s/ Walter L. Fitzgerald
Senior Vice President, Chief Accounting Officer and Manager
(Walter L. Fitzgerald)
(Principal Accounting Officer)
/s/ Bernard J. Angelo
Manager
(Bernard J. Angelo)
/s/ Timothy O’Connor
Manager
(Timothy O’Connor)
Vice President and Treasurer of
/s/ Marc Kilbride
(Marc Kilbride)
CenterPoint Energy Houston Electric, LLC
(Senior Officer in Charge of Servicing Function)
CENTERPOINT ENERGY TRANSITION BOND COMPANY II, LLC
EXHIBITS TO THE ANNUAL REPORT ON FORM 10-K
For Fiscal Year Ended December 31, 2009
INDEX TO EXHIBITS
Exhibits not incorporated by reference to a prior filing are designated by a cross (+); all exhibits not so designated are incorporated herein by reference to a prior filing as indicated.