Item 1. Business.
Not Applicable
Item 2.
Item 2. Properties.
Not Applicable
Item 3.
Item 3. Legal Proceedings.
None
Item 4.
Item 4. Submission of Matters to a Vote of Security Holders.
None
PART II
Item 5.
Item 5. Market for Registrant's Common Equity and Related Stockholder Matters.
(a) Market Information: Not Applicable. To the best knowledge of the Trustee, there is no established public trading market for the Certificates.
(b) Holders: The Certificates issued by the Trust representing investors' interest in the Trust are represented by one or more physical Certificates registered in the name of Cede & Co., the nominee of The Depository Trust Company.
(c) Dividends: Not Applicable.
Item 6.
Item 6. Selected Financial Data.
Not Applicable
Item 7.
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations.
Not Applicable
Item 7A.
Item 7A. Quantitative and Qualitative Disclosures About Market Risk.
Not Applicable
Item 8.
Item 8. Financial Statements and Supplementary Data.
Trustee's Distribution Statements to the Certificate Holders for the six-month periods ending February 1, 2001 and August 1, 2001 are hereby incorporated by reference as exhibits to Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on on December 13, 2001.
Item 9.
Item 9. Changes in and Disagreements on Accounting and Financial Disclosure.
None
PART III
Item 10.
Item 10. Directors and Executive Officers of the Registrant.
Not Applicable
Item 11.
Item 11. Executive Compensation.
Not Applicable
Item 12.
Item 12. Security Ownership of Certain Beneficial Owners and Management.
(a) Not Available
(b) Not Applicable
(c) Not Applicable
Item 13.
Item 13. Certain Relationships and Related Transactions.
(a) None
(b) None
(c) Not Applicable
(d) Not Applicable
PART IV
Item 14.
Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K.
(a) The following documents are filed as a part of the report:
Trustee's Distribution Statements to the Certificate Holders for the six-month periods ending February 1, 2001 and August 1, 2001 are hereby incorporated by reference as exhibits to Registrant's Current Report on Form 8-K filed with the Securities and Exchange Commission on on December 13, 2001.
(b) None
(c) See item 14(a) above.
(d) Not Applicable
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Trustee of the Fund has duly caused this report to be signed on behalf of the Fund by the undersigned, thereunto duly authorized.
Date: January 10, 2002
THE BANK OF NEW YORK AS TRUSTEE, FOR CORPORATE BOND-BACKED CERTIFICATES, SERIES 1997-CHR-1 TRUST
By:/s/ Kevin Cremin ------------------------------------ Kevin Cremin Vice President