Item 1B. Unresolved Staff Comments.
None.
PART II
Item 9B.
Item 9B. Other Information.
None.
PART IV
Item 15.
Item 15. Exhibits, Financial Statement Schedules.
Exhibit Description
Number
Exhibit 3**
Trust Agreement entered into between U.S. Bank National Association, as trustee, and GSS
Holdings II, Inc., as trust beneficial owner dated as of the date of the Pricing Supplement.
Exhibit 4.1**
Indenture entered into between Citibank, N.A., as indenture trustee, and U.S. Bank National
Association, as trustee, on behalf of the Trust dated as of the original issue date.
Exhibit 4.2**
Notes issued by the Trust dated October 11, 2007.
Exhibit 10.1* Form of Expense and Indemnity Agreement by and between ING USA and U.S. Bank National
Association, as trustee (on behalf of itself and each trust).
Exhibit 10.2* Form of Expense and Indemnity Agreement by and between ING USA and Citibank, N.A., as
indenture trustee, registrar, transfer agent, paying agent and calculation agent.
Exhibit 10.3* Form of Expense and Indemnity Agreement by and between ING USA and GSS Holdings II, Inc., as trust beneficial owner.
Exhibit 10.4* Form of Expense and Indemnity Agreement by and between ING USA and U.S. Bank National Association, as custodian.
Exhibit 10.5** Funding Agreement issued by ING USA to the Trust dated the original issue date.
Exhibit 31.1 Section 302 Certification.
Exhibit 33.1 Report on Assessment of Compliance with Servicing Criteria of Citibank, N.A.
Exhibit 33.2 Report on Assessment of Compliance with Servicing Criteria of U.S. Bank National Association
Exhibit 33.3 Report on Assessment of Compliance with Servicing Criteria of ING USA Annuity and Life Insurance Company
Exhibit 34.1 Attestation Report on Assessment of Compliance with Servicing Criteria of KPMG LLP, accountants for Citibank, N.A.
Exhibit 34.2 Attestation Report on Assessment of Compliance with Servicing Criteria of Ernst & Young LLP,
accountants for U.S. Bank National Association.
Exhibit 34.3 Attestation Report on Assessment of Compliance with Servicing Criteria of Ernst & Young LLP,
accountants for ING USA Annuity and Life Insurance Company
Exhibit 35.1 Servicer Compliance Statement
*
Previously filed with the SEC on March 18, 2005 with Registration Statement File No. 333-123457.
**
Previously filed with the SEC on October 17, 2007 on Form 8-K.
SUPPLEMENTAL INFORMATION TO BE FURNISHED WITH REPORTS FILED PURSUANT TO
SECTION 15(D) OF THE ACT BY REGISTRANTS WHICH HAVE NOT REGISTERED SECURITIES
PURSUANT TO SECTION 12 OF THE ACT
No annual report or proxy materials have been sent to security holders and no such report or proxy materials are to be furnished to security holders subsequent to the filling of this Annual Report on Form 10-K.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
EXHIBIT INDEX
Exhibit
Number Description
Exhibit 3**
Trust Agreement entered into between U.S. Bank National Association, as trustee, and GSS
Holdings II, Inc., as trust beneficial owner dated as of the date of the Pricing Supplement.
Exhibit 4.1**
Indenture entered into between Citibank, N.A., as indenture trustee, and U.S. Bank National
Association, as trustee, on behalf of the Trust dated as of the original issue date.
Exhibit 4.2**
Notes issued by the Trust dated October 11, 2007.
Exhibit 10.1* Form of Expense and Indemnity Agreement by and between ING USA and U.S. Bank National
Association, as trustee (on behalf of itself and each trust).
Exhibit 10.2* Form of Expense and Indemnity Agreement by and between ING USA and Citibank, N.A., as
indenture trustee, registrar, transfer agent, paying agent and calculation agent.
Exhibit 10.3* Form of Expense and Indemnity Agreement by and between ING USA and GSS Holdings II, Inc., as trust beneficial owner.
Exhibit 10.4* Form of Expense and Indemnity Agreement by and between ING USA and U.S. Bank National Association, as custodian.
Exhibit 10.5** Funding Agreement issued by ING USA to the Trust dated the original issue date.
Exhibit 31.1 Section 302 Certification.
Exhibit 33.1 Report on Assessment of Compliance with Servicing Criteria of Citibank, N.A.
Exhibit 33.2 Report on Assessment of Compliance with Servicing Criteria of U.S. Bank National Association
Exhibit 33.3 Report on Assessment of Compliance with Servicing Criteria of ING USA Annuity and Life Insurance Company
Exhibit 34.1 Attestation Report on Assessment of Compliance with Servicing Criteria of KPMG LLP, accountants for Citibank, N.A.
Exhibit 34.2 Attestation Report on Assessment of Compliance with Servicing Criteria of Ernst & Young LLP,
accountants for U.S. Bank National Association.
Exhibit 34.3 Attestation Report on Assessment of Compliance with Servicing Criteria of Ernst & Young LLP,
accountants for ING USA Annuity and Life Insurance Company
Exhibit 35.1 Servicer Compliance Statement
*
Previously filed with the SEC on March 18, 2005 with Registration Statement File No. 333-123457.
**
Previously filed with the SEC on October 17, 2007 on Form 8-K.