Item 1. Business - ------- --------
Pursuant to the Exemptive Order, the Company is not required to provide any other information under Item 1.
Item 2.
Item 2. Properties - ------- ----------
The information set forth in the Current Reports on Form 8-K dated January 25, 2000, February 25, 2000, March 27, 2000, April 25, 2000, May 25, 2000, June 26, 2000, July 25, 2000, August 25, 2000, September 25, 2000, October 25, 2000, November 27, 2000 and December 26, 2000 is incorporated herein by reference. See also the Servicer's Annual Statements as to Compliance that are filed as Exhibits 99.1 through 99.14 under Part IV, Item 14(a) hereof.
Item 3.
Item 3. Legal Proceedings - ------- -----------------
In the case captioned Bigelow v. GE Capital Mortgage Services, Inc., filed in the U.S.D.C. Eastern District of California Fresno Branch (Coyle, J.) on October 22, 1999, the plaintiff seeks to represent a nationwide class of borrowers whose loans were originated or serviced by the Company where the borrowers have filed for bankruptcy. The complaint alleges violation of Bankruptcy Code provisions concerning attempts to collect non-reaffirmed debt.
The suit is one of at least six similar cases against various large mortgage servicing companies, all of which are filed in California. The lawsuit seeks an order declaring that the mortgage loans made to the plaintiffs and other class members are void and unenforceable. The lawsuit also seeks damages for the plaintiff and other class members, together with costs, interest, attorneys' fees and other relief.
Although there can be no assurance as to the ultimate outcome of this lawsuit, the Company has denied any liability, is vigorously defending this lawsuit and believes that final resolution thereof will not have a material adverse effect on the financial position of the Company or on the mortgage loans subject to the litigation.
Item 4.
Item 4. Submission of Matters to a Vote of Security Holders - ------- ---------------------------------------------------
None.
PART II
Item 5.
Item 5. Market for Registrant's Common Equity and Related Stockholder Matters - ------- ---------------------------------------------------------------------
There is no established public trading market for the Company's publicly issued Multi-Class Pass-Through Certificates (the "Certificates").
As of December 31, 2000, the number of holders of record of Certificates was as follows:
Mortgage Pool Number of Holders of Record ------------- ---------------------------
Series 2000-1 Class A1 2 Series 2000-1 Class A2 5 Series 2000-1 Class A3 1 Series 2000-1 Class A4 1 Series 2000-1 Class A5 7 Series 2000-1 Class A6 1 Series 2000-1 Class A7 1 Series 2000-1 Class A8 7 Series 2000-1 Class A9 1 Series 2000-1 Class M 1 Series 2000-1 Class R 1 Series 2000-1 Class B1 1 Series 2000-1 Class B2 1
Series 2000-2 Class A1 5 Series 2000-2 Class A2 1 Series 2000-2 Class A3 3 Series 2000-2 Class M 1 Series 2000-2 Class R 1 Series 2000-2 Class B1 1 Series 2000-2 Class B2 1
Series 2000-3 Class A 3 Series 2000-3 Class M 1 Series 2000-3 Class R 1 Series 2000-3 Class B1 1 Series 2000-3 Class B2 1
Series 2000-4 Class A1 2 Series 2000-4 Class A2 10 Series 2000-4 Class A3 8 Series 2000-4 Class A4 1 Series 2000-4 Class A5 1 Series 2000-4 Class A6 14 Series 2000-4 Class A7 18 Series 2000-4 Class A8 15 Series 2000-4 Class A9 8 Series 2000-4 Class A10 3 Series 2000-4 Class A11 2 Series 2000-4 Class A12 5 Series 2000-4 Class A13 5 Series 2000-4 Class A14 8 Series 2000-4 Class A15 9 Series 2000-4 Class A16 17 Series 2000-4 Class A17 3 Series 2000-4 Class A18 12 Series 2000-4 Class A19 4 Series 2000-4 Class A20 2 Series 2000-4 Class A21 8 Series 2000-4 Class A22 2 Series 2000-4 Class A23 2 Series 2000-4 Class A24 15 Series 2000-4 Class A25 6 Series 2000-4 Class M 2 Series 2000-4 Class R 1 Series 2000-4 Class B1 1 Series 2000-4 Class B2 1
Series 2000-5 Class A 4 Series 2000-5 Class M 1 Series 2000-5 Class R 1 Series 2000-5 Class B1 1 Series 2000-5 Class B2 1
Series 2000-6 Class A1 3 Series 2000-6 Class A2 13 Series 2000-6 Class A3 15 Series 2000-6 Class A4 2 Series 2000-6 Class M 1 Series 2000-6 Class R 1 Series 2000-6 Class B1 1 Series 2000-6 Class B2 1
Series 2000-7 Class A1 3 Series 2000-7 Class A2 2 Series 2000-7 Class A3 1 Series 2000-7 Class A4 1 Series 2000-7 Class A5 2 Series 2000-7 Class A6 4 Series 2000-7 Class A7 4 Series 2000-7 Class A8 2 Series 2000-7 Class A9 1 Series 2000-7 Class M 1 Series 2000-7 Class R 2 Series 2000-7 Class RL 1 Series 2000-7 Class B1 1 Series 2000-7 Class B2 0
Series 2000-8 Class A 11 Series 2000-8 Class M 1 Series 2000-8 Class R 1 Series 2000-8 Class B1 1 Series 2000-8 Class B2 1
Series 2000-9 Class A1 3 Series 2000-9 Class A2 8 Series 2000-9 Class A3 1 Series 2000-9 Class A4 6 Series 2000-9 Class A5 8 Series 2000-9 Class A6 3 Series 2000-9 Class M 1 Series 2000-9 Class R 1 Series 2000-9 Class B1 1 Series 2000-9 Class B2 1
Series 2000-10 Class A1 1 Series 2000-10 Class A2 3 Series 2000-10 Class A3 5 Series 2000-10 Class A4 1 Series 2000-10 Class A5 1 Series 2000-10 Class A6 4 Series 2000-10 Class A7 2 Series 2000-10 Class A8 2 Series 2000-10 Class A9 1 Series 2000-10 Class A10 2 Series 2000-10 Class A11 2 Series 2000-10 Class A12 2 Series 2000-10 Class A13 3 Series 2000-10 Class A14 1 Series 2000-10 Class A15 1 Series 2000-10 Class A16 1 Series 2000-10 Class A17 1 Series 2000-10 Class A18 1 Series 2000-10 Class A19 3 Series 2000-10 Class A20 1 Series 2000-10 Class A21 4 Series 2000-10 Class A22 1 Series 2000-10 Class A23 1 Series 2000-10 Class A24 2 Series 2000-10 Class A25 4 Series 2000-10 Class A26 0 Series 2000-10 Class R 1 Series 2000-10 Class RL 1 Series 2000-10 Class M 1 Series 2000-10 Class B1 1 Series 2000-10 Class B2 1
Series 2000-11 Class A1 4 Series 2000-11 Class A2 6 Series 2000-11 Class A3 1 Series 2000-11 Class M 1 Series 2000-11 Class R 1 Series 2000-11 Class B1 1 Series 2000-11 Class B2 1
Series 2000-12 Class A 3 Series 2000-12 Class M 1 Series 2000-12 Class R 1 Series 2000-12 Class B1 1 Series 2000-12 Class B2 1
Series 2000-13 Class A1 14 Series 2000-13 Class A2 1 Series 2000-13 Class A3 1 Series 2000-13 Class A4 0 Series 2000-13 Class A5 1 Series 2000-13 Class A6 2 Series 2000-13 Class A7 1 Series 2000-13 Class A8 1 Series 2000-13 Class R 1 Series 2000-13 Class RL 1 Series 2000-13 Class M 1 Series 2000-13 Class B1 1 Series 2000-13 Class B2 1 Series 2000-13 Class IIA 6
Pursuant to the Exemptive Order, the Company is not required to provide any other information under Item 5.
Item 6.
Item 6. Selected Financial Data - ------- -----------------------
Pursuant to the Exemptive Order, the Company is not required to provide this information.
Item 7.
Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations - ------- ---------------------------------------------------------------
Pursuant to the Exemptive Order, the Company is not required to provide this information.
Item 7A.
Item 7A. Quantitative and Qualitative Disclosures About Market Risk - -------- ----------------------------------------------------------
Pursuant to the Exemptive Order, the Company is not required to provide this information.
Item 8.
Item 8. Financial Statements and Supplementary Data - ------- -------------------------------------------
See the Servicer's Annual Statements as to Compliance that are filed as Exhibits 99.1 through 99.14 under Part IV, Item 14(a) hereof; see also reports concerning the Registrant's servicing activities, dated January 22, 2001, prepared by the Registrant's independent certified public accountants, filed as Exhibit 99.15 (relating to the portion of the mortgage loans in the Registrant's Servicing Portfolio, as defined below, comprised of mortgage loans other than home equity mortgage loans for which Registrant is primary servicer), Exhibit 99.16 (relating to the home equity loan portion of the Registrant's Servicing Portfolio for which Registrant is primary servicer) and Exhibit 99.17 (relating to the portion of mortgage loans in Registrant's Servicing Portfolio for which Registrant is master servicer) under Part IV, Item 14(a) hereof. Insofar as a portion of the mortgage loans covered by the report filed by the Company as Exhibit 99.17 are also directly serviced by the Company, such mortgage loans are also covered by the report filed as Exhibit 99.15. "Registrant's Servicing Portfolio" includes, but is not limited to, mortgage loans in Series with respect to which this Annual Report on Form 10-K is filed.
Item 9.
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure - ------- ----------------------------------------------------------------
None.
PART III
Item 10.
Item 10. Directors and Executive Officers of the Registrant - -------- --------------------------------------------------
Pursuant to the Exemptive Order, the Company is not required to provide this information.
Item 11.
Item 11. Executive Compensation - -------- ----------------------
Pursuant to the Exemptive Order, the Company is not required to provide this information.
Item 12.
Item 12. Security Ownership of Certain Beneficial Owners and Management - -------- --------------------------------------------------------------
(a) Set forth below is certain information with respect to each holder of record of more than five percent (5%) of the fractional undivided interests in a Mortgage Pool evidenced by a Class of a Series of Certificates publicly-offered during 2000, as of December 31, 2000.
Number of Percent of Name and Address CertificatesCertificates Series of Holder Held Held - ------ --------- ---- ----
Series 2000-1 Class A1 Bankers Trust Company 1 60 648 Grassmere Park Drive Nashville, TN 37211
Citibank, N.A. 1 40 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-1 Class A2 Chase Manhattan Bank 1 64 4 New York Plaza, 13th Floor New York, NY 10004
The Northern Trust Company 1 25 801 S. Canal C-IN Chicago, IL 60607
Prudential Securities Incorporated 1 9 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-1 Class A3 Chase Manhattan Bank 1 100 4 New York Plaza, 13th Floor New York, NY 10004
Series 2000-1 Class A4 Bankers Trust Company 1 100 648 Grassmere Park Drive Nashville, TN 37211
Series 2000-1 Class A5 A.G. Edwards & Sons, Inc. 1 57 125 Broad Street, 40th Floor New York, NY 10004
Dean Witter Reynolds, Inc. 1 40 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-1 Class A6 Chase Manhattan Bank 1 100 4 New York Plaza, 13th Floor New York, NY 10004
Series 2000-1 Class A7 Citibank, N.A. 1 100 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-1 Class A8 The Bank of New York 1 15 925 Patterson Plank Road Secaucus, NJ 07094
Boston Safe Deposit and Trust 1 19 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
The Northern Trust Company 1 22 801 S. Canal C-IN Chicago, IL 60607
State Street Bank and Trust 1 36 Company 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-1 Class A9 Chase Manhattan Bank 1 100 4 New York Plaza, 13th Floor New York, NY 10004
Series 2000-1 Class M Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-1 Class R PaineWebber, Inc. 1 100 1000 Harbor Boulevard Weehawken, NJ 07087
Series 2000-1 Class B1 Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-1 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-2 Class A1 The Bank of New York/Telebank 1 6 One Wall Street New York, NY 10286
Chase Manhattan Bank 1 39 4 New York Plaza, 13th Floor New York, NY 10004
Credit Suisse First Boston 1 27 Corporation c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
LBI-Lehman Government Securities 1 5 Inc. 101 Hudson Street, 30th Floor Jersey City, NJ 07302
Merrill Lynch, Pierce, Fenner & 1 23 Smith, Inc. 4 Corporate Place, Corporate Park 287 Pitscataway, NJ 08855
Series 2000-2 Class A2 Citibank, N.A. 1 100 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-2 Class A3 Chase Manhattan Bank 1 47 4 New York Plaza, 13th Floor New York, NY 10004
First Clearing Corporation 1 10 10700 Wheat First Drive Glen Allen, VA 23060
The Northern Trust Company 1 43 801 S. Canal C-IN Chicago, IL 60607
Series 2000-2 Class M Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-2 Class R Citicorp North America Inc. 1 100 850 Third Avenue, 4th Floor Zone 13 New York, NY 10043
Series 2000-2 Class B1 Bankers Trust Company 1 100 648 Grassmere Park Drive Nashville, TN 37211
Series 2000-2 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-3 Class A The Bank of New York 1 33 925 Patterson Plank Road Secaucus, NJ 07094
Chase Manhattan Bank 1 41 4 New York Plaza, 13th Floor New York, NY 10004
State Street Bank and Trust 1 26 Company 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-3 Class M State Street Bank and Trust 1 100 Company 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-3 Class R Credit Suisse First Boston 1 100 Corporation Eleven Madison Avenue New York, NY 10010
Series 2000-3 Class B1 UMB Bank, National Association 1 100 P.O. Box 419260 Kansas City, MO 64141-6260
Series 2000-3 Class B2 Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-4 Class A1 Chase Manhattan Bank 1 25 4 New York Plaza New York, NY 10004
Citibank, N.A. 1 75 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-4 Class A2 A.G. Edwards & Sons, Inc. 1 94 125 Broad Street, 40th Floor New York, NY 10004
Series 2000-4 Class A3 First Clearing Corporation 1 15 10700 Wheat First Drive Glen Allen, VA 23060
J.J.B. Hilliard, W.L. Lyons, Inc. 1 32 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
National Financial Services 1 26 Corporation 200 Liberty Street New York, NY 10281
Prudential Securities Incorporated 1 10 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Southwest Securities, Inc. 1 10 1201 Elm Street, Suite 3500 Dallas, TX 75270
Series 2000-4 Class A4 Credit Suisse First Boston 1 100 Corporation c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-4 Class A5 Chase Manhattan Bank 1 100 4 New York Plaza New York, NY 10004
Series 2000-4 Class A6 A.G. Edwards & Sons, Inc. 1 60 125 Broad Street, 40th Floor New York, NY 10004
Prudential Securities Incorporated 1 11 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Dean Witter Reynolds, Inc. 1 14 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-4 Class A7 Citibank, N.A. 1 5 3800 Citicorp Center Tampa, FL 33610-9122
Janney Montgomery Scott Inc. 1 7 1801 Market Street, 5th Floor Philadelphia, PA 19103
PaineWebber, Inc. 1 25 1000 Harbor Boulevard Weehawken, NJ 07087
Salomon Smith Barney, Inc. 1 35 333 West 34th Street - 4th Floor New York, NY 10001
Dean Witter Reynolds, Inc. 1 10 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-4 Class A8 Dain Rauscher Incorporated 1 12 312 South 3rd Street Minneapolis, MN 55415-1099
First Clearing Corporation 1 19 10700 Wheat First Drive Glen Allen, VA 23060
Salomon Smith Barney, Inc. 1 55 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A9 Salomon Smith Barney, Inc. 1 98 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A10 Salomon Smith Barney, Inc. 1 97 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A11 PaineWebber, Inc. 1 30 1000 Harbor Boulevard Weehawken, NJ 07087
Salomon Smith Barney, Inc. 1 70 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A12 Salomon Smith Barney, Inc. 1 95 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A13 Salomon Smith Barney, Inc. 1 97 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A14 A.G. Edwards & Sons, Inc. 1 23 125 Broad Street, 40th Floor New York, NY 10004
PaineWebber, Inc. 1 13 1000 Harbor Boulevard Weehawken, NJ 07087
Salomon Smith Barney, Inc. 1 63 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A15 J.J.B. Hilliard, W.L. Lyons, Inc. 1 14 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Janney Montgomery Scott Inc. 1 24 1801 Market Street, 5th Floor Philadelphia, PA 19103
M.L. Stern & Co., LLC 1 15 8350 Wilshire Boulevard, 3rd Floor Beverly Hills, Ca 90211
PaineWebber, Inc. 1 22 1000 Harbor Boulevard Weehawken, NJ 07087
Southwest Securities, Inc. 1 14 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-4 Class A16 Donaldson, Lufkin and Jenrette 1 7 Securities Corporation 1 Pershing Plaza Jersey City, NJ 07399
A.G. Edwards & Sons, Inc. 1 14 125 Broad Street, 40th Floor New York, NY 10004
J.J.B. Hilliard, W.L. Lyons, Inc. 1 24 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Janney Montgomery Scott Inc. 1 6 1801 Market Street, 5th Floor Philadelphia, PA 19103
Prudential Securities Incorporated 1 25 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Stifel, Nicholaus & Company 1 5 Incorporated 501 N. Broadway St. Louis, MO 63102
Series 2000-4 Class A17 PaineWebber, Inc. 1 5 1000 Harbor Boulevard Weehawken, NJ 07087
Prudential Securities Incorporated 1 94 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-4 Class A18 First Clearing Corporation 1 11 10700 Wheat First Drive Glen Allen, VA 23060
Prudential Securities Incorporated 1 28 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Salomon Smith Barney, Inc. 1 44 333 West 34th Street - 4th Floor New York, NY 10001
Wedbush Morgan Securities, Inc. 1 8 1000 Wilshire Boulevard Los Angeles, CA 90017
Series 2000-4 Class A19 Salomon Smith Barney, Inc. 1 96 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A20 Prudential Securities Incorporated 1 8 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Salomon Smith Barney, Inc. 1 92 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A21 Smith, Moore & Co. 1 8 400 Locust Street St. Louis, MO 63102
Salomon Smith Barney, Inc. 1 80 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-4 Class A22 Bankers Trust Company 1 53 648 Grassmere Park Drive Nashville, TN 37211
Citibank, N.A. 1 47 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-4 Class A23 Chase Manhattan Bank 1 54 4 New York Plaza, 13th Floor New York, NY 10004
State Street Bank and Trust Company 1 46 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-4 Class A24 Dain Rauscher Incorporated 1 41 312 South 3rd Street Minneapolis, MN 55415-1099
Donaldson, Lufkin and Jenrette 1 11 Securities Corporation 1 Pershing Plaza Jersey City, NJ 07399
J.J.B. Hilliard, W.L. Lyons, Inc. 1 6 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Janney Montgomery Scott Inc. 1 6 1801 Market Street, 5th Floor Philadelphia, PA 19103
PaineWebber, Inc. 1 15 1000 Harbor Boulevard Weehawken, NJ 07087
Series 2000-4 Class A25 National Investor Services Corp. 1 11 55 Water Street New York, NY 10041
State Street Bank and Trust Company 1 84 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-4 Class M The Bank of New York 1 88 925 Patterson Plank Road Secaucus, NJ 07094
Boston Safe Deposit and Trust 1 12 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-4 Class R Credit Suisse First Boston 1 100 Corporation 5 World Trade Center, 7th Floor New York, NY
Series 2000-4 Class B1 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-4 Class B2 Bear Stearns Securities Corp. 1 100 One Metrotech Center North Brooklyn, NY 11201-3862
Series 2000-5 Class A Bankers Trust Company 1 71 648 Grassmere Park Drive Nashville, TN 37211
Chase Manhattan Bank 1 29 4 New York Plaza, 13th Floor New York, NY 10004
Series 2000-5 Class M The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-5 Class R Goldman Sachs & Co. 1 100 85 Broad Street - 6th Floor New York, NY 10004
Series 2000-5 Class B1 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-5 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-6 Class A1 Bankers Trust Company 1 38 648 Grassmere Park Drive Nashville, TN 37211
Citibank, N.A. 1 34 3800 Citicorp Center Tampa, FL 33610-9122
First Union National Bank 1 27 1525 West W.T. Harris Boulevard, 34A Charlotte, NC 28288
Series 2000-6 Class A2 A.G. Edwards & Sons, Inc. 1 86 125 Broad Street, 40th Floor New York, NY 10004
First Clearing Corporation 1 8 10700 Wheat First Drive Glen Allen, VA 23060
Series 2000-6 Class A3 Bank of America, National 1 34 Association 1401 Elm Street Dallas, TX 75202
First Clearing Corporation 1 13 10700 Wheat First Drive Glen Allen, VA 23060
Salomon Smith Barney, Inc. 1 42 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-6 Class A4 Compass Bank - ALFA 1 100 15 South 20th Street, 7th Floor Birmingham, AL 35233
Series 2000-6 Class M Bankers Trust Company 1 100 648 Grassmere Park Drive Nashville, TN 37211
Series 2000-6 Class R PaineWebber, Inc. 1 100 1000 Harbor Boulevard Weehawken, NJ 07087
Series 2000-6 Class B1 Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-6 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-7 Class A1 Bankers Trust Company 1 97 648 Grassmere Park Drive Nashville, TN 37211
Series 2000-7 Class A2 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-7 Class A3 Citibank, N.A. 1 100 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-7 Class A4 Chase Manhattan Bank 1 100 4 New York Plaza, 13th Floor New York, NY 10004
Series 2000-7 Class A5 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-7 Class A6 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-7 Class A7 Salomon Smith Barney, Inc. 1 97 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-7 Class A8 Citibank, N.A. 1 71 3800 Citicorp Center Tampa, FL 33610-9122
First Union National Bank 1 29 1525 West W.T. Harris Boulevard, 34A Charlotte, NC 28288
Series 2000-7 Class A9 Credit Suisse First Boston 1 100 Corporation c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-7 Class M The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-7 Class R Credit Suisse First Boston 1 50 Corporation 5 World Trade Center, 7th Floor New York, NY
DLJ Securities Corp. 1 50 277 Park Avenue, 9th floor New York, NY 10172
Series 2000-7 Class RL Credit Suisse First Boston 1 100 Corporation 5 World Trade Center, 7th Floor New York, NY
Series 2000-7 Class B1 Chase Manhattan Bank 1 100 4 New York Plaza, 13th Floor New York, NY 10004
Series 2000-8 Class A The Bank of New York 1 9 925 Patterson Plank Road Secaucus, NJ 07094
Bankers Trust Company 1 33 648 Grassmere Park Drive Nashville, TN 37211
Chase Manhattan Bank 1 29 4 New York Plaza, 13th Floor New York, NY 10004
Citibank, N.A. 1 13 3800 Citicorp Center Tampa, FL 33610-9122
The Northern Trust Company 1 5 801 S. Canal C-IN Chicago, IL 60607
State Street Bank and Trust Company 1 8 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-8 Class M The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-8 Class R Goldman Sachs & Co. 1 100 85 Broad Street - 6th Floor New York, NY 10004
Series 2000-8 Class B1 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-8 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-9 Class A1 Chase Manhattan Bank 1 26 4 New York Plaza, 13th Floor New York, NY 10004
Citibank, N.A. 1 32 3800 Citicorp Center Tampa, FL 33610-9122
Merrill Lynch, Pierce, Fenner & 1 42 Smith, Inc. 4 Corporate Place, Corporate Park 287 Pitscataway, NJ 08855
Series 2000-9 Class A2 Citibank, N.A. 1 84 3800 Citicorp Center Tampa, FL 33610-9122
Dain Rauscher Incorporated 1 6 312 South 3rd Street Minneapolis, MN 55415-1099
Series 2000-9 Class A3 Chase Manhattan Bank 1 100 4 New York Plaza New York, NY 10004
Series 2000-9 Class A4 The Bank of New York 1 9 925 Patterson Plank Road Secaucus, NJ 07094
Chase Manhattan Bank 1 14 4 New York Plaza, 13th Floor New York, NY 10004
First Union National Bank 1 6 1525 West W.T. Harris Boulevard, 34A Charlotte, NC 28288
Merrill Lynch, Pierce, Fenner & 1 59 Smith, Inc. 4 Corporate Place, Corporate Park 287 Pitscataway, NJ 08855
Series 2000-9 Class A5 Dain Rauscher Incorporated 1 5 312 South 3rd Street Minneapolis, MN 55415-1099
A.G. Edwards & Sons, Inc. 1 88 125 Broad Street, 40th Floor New York, NY 10004
PaineWebber, Inc. 1 5 1000 Harbor Boulevard Weehawken, NJ 07087
Series 2000-9 Class A6 First Clearing Corporation 1 97 10700 Wheat First Drive Glen Allen, VA 23060
Series 2000-9 Class M Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Cente Room 153-3015 Pittsburgh, PA 15259
Series 2000-9 Class R Merrill Lynch, Pierce, Fenner & 1 100 Smith, Inc. 250 Vesy Street New York, NY 10281
Series 2000-9 Class B1 Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-9 Class B2 State Street Bank and Trust Company 1 100 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-10 Class A1 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-10 Class A2 The Bank of New York 1 36 925 Patterson Plank Road Secaucus, NJ 07094
Citibank, N.A. 1 61 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-10 Class A3 Edward E. Jones & Co. 1 99 700 Maryville Center Drive St. Louis, MO 63141
Series 2000-10 Class A4 Chase Manhattan Bank 1 100 4 New York Plaza New York, NY 10004
Series 2000-10 Class A5 Credit Suisse First Boston 1 100 Corporation c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-10 Class A6 First Clearing Corporation 1 5 10700 Wheat First Drive Glen Allen, VA 23060
Salomon Smith Barney, Inc. 1 92 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A7 PaineWebber, Inc. 1 13 1000 Harbor Boulevard Weehawken, NJ 07087
Salomon Smith Barney, Inc. 1 87 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A8 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A9 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A10 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A11 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A12 Salomon Smith Barney, Inc. 1 99 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A13 First Clearing Corporation 1 5 10700 Wheat First Drive Glen Allen, VA 23060
Salomon Smith Barney, Inc. 1 94 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A14 Salomon Smith Barney, Inc. 1 100 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A15 Salomon Smith Barney, Inc. 1 100 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A16 Salomon Smith Barney, Inc. 1 100 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A17 Salomon Smith Barney, Inc. 1 100 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A18 Salomon Smith Barney, Inc. 1 100 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A19 Banc of America Securities L.L.C. 1 6 Montgomery Division 655 Montgomery Street San Francisco, CA 94111
Salomon Smith Barney, Inc. 1 93 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A20 Salomon Smith Barney, Inc. 1 100 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A21 Salomon Smith Barney, Inc. 1 96 333 West 34th Street - 4th Floor New York, NY 10001
Series 2000-10 Class A22 Chase Manhattan Bank 1 100 4 New York Plaza New York, NY 10004
Series 2000-10 Class A23 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-10 Class A24 Citibank, N.A. 1 90 3800 Citicorp Center Tampa, FL 33610-9122
State Street Bank and Trust Company 1 10 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-10 Class A25 Chase Manhattan Bank 1 21 4 New York Plaza New York, NY 10004
Citibank, N.A. 1 33 3800 Citicorp Center Tampa, FL 33610-9122
The Northern Trust Company 1 33 801 S. Canal C-IN Chicago, IL 60607
State Street Bank and Trust Company 1 13 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-10 Class R DLJ Mortgage Capital Inc. 1 100 277 Park Avenue New York, NY 10172
Series 2000-10 Class RL Credit Suisse First Boston Corp. 1 100 5 World Trade Center, 7th Floor New York, NY
Series 2000-10 Class M The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-10 Class B1 Boston Safe Deposit and Trust 1 100 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Series 2000-10 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-11 Class A1 Bankers Trust Company 1 15 648 Grassmere Park Drive Nashville, TN 37211
Chase Manhattan Bank 1 29 4 New York Plaza, 13th Floor New York, NY 10004
Citibank, N.A. 1 51 3800 Citicorp Center Tampa, FL 33610-9122
First Union National Bank 1 5 1525 West W.T. Harris Boulevard, 34A Charlotte, NC 28288
Series 2000-11 Class A2 Boston Safe Deposit and Trust 1 21 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Chase Manhattan Bank 1 6 4 New York Plaza New York, NY 10004
The Northern Trust Company 1 43 801 S. Canal C-IN Chicago, IL 60607
State Street Bank and Trust Company 1 18 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Wells Fargo Bak Minnesota, N.A. 1 9 733 Marquette Avenue - N9306-051 Minneapolis, MN 55479
Series 2000-11 Class A3 Bankers Trust Company 1 100 648 Grassmere Park Drive Nashville, TN 37211
Series 2000-11 Class M The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-11 Class R Bear Stearns Securities Corp. 1 100 One Metrotech Center North Brooklyn, NY 11201-3862
Series 2000-11 Class B1 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-11 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-12 Class A Bankers Trust Company 1 11 648 Grassmere Park Drive Nashville, TN 37211
Chase Manhattan Bank 1 50 4 New York Plaza, 13th Floor New York, NY 10004
Citibank, N.A. 1 39 3800 Citicorp Center Tampa, FL 33610-9122
Series 2000-12 Class M The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-12 Class R Merrill Lynch, Pierce, Fenner & 1 100 Smith, Inc. World Financial Tower - North Tower New York, NY 10281
Series 2000-12 Class B1 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-12 Class B2 The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-13 Class A1 Chase Manhattan Bank 1 23 4 New York Plaza, 13th Floor New York, NY 10004
LBI-Lehman Government Securities 1 19 Inc. 101 Hudson Street, 30th Floor Jersey City, NJ 07302
Merrill Lynch, Pierce, Fenner & 1 27 Smith, Inc. 4 Corporate Place Pitcataway, NJ 08855
State Street Bank and Trust Company 1 17 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
Series 2000-13 Class A2 Bankers Trust Company 1 100 648 Grassmere Park Drive Nashville, TN 37211
Series 2000-13 Class A3 Citibank, N.A. 1 100 3800 Citicorp Center Tampa, FL 33630-9122
Series 2000-13 Class A5 SSB - Trust Custody 1 100 225 Franklin Street, M4 Boston, MA 02110
Series 2000-13 Class A6 First Union National Bank 1 82 1525 West W.T. Harris Boulevard, 34A Charlotte, NC 28288
Norwest Investment Services, Inc. 1 18 c/o ADP Proxy Services 51 Mercedes Way Edgewood, NY 11717
Series 2000-13 Class A7 Chase Bank/Greenwich Capital 1 100 4 New York Plaza New York, NY 10004
Series 2000-13 Class A8 Chase Manhattan Bank 1 100 4 New York Plaza New York, NY 10004
Series 2000-13 Class R Bear Stearns Securities Corp. 1 100 245 Park Avenue New York, NY 10167
Series 2000-13 Class RL Bear Stearns Securities Corp. 1 100 245 Park Avenue New York, NY 10167
Series 2000-13 Class M The Bank of New York 1 100 925 Patterson Plank Road Secaucus, NJ 07094
Series 2000-13 Class B1 Bear Stearns Securities Corp. 1 100 One Metrotech Center North Brooklyn, NY 11201-3862
Series 2000-13 Class B2 Bear Stearns Securities Corp. 1 100 One Metrotech Center North Brooklyn, NY 11201-3862
Series 2000-13 Class IIA Bankers Trust Company 1 8 648 Grassmere Park Drive Nashville, TN 37211
Boston Safe Deposit and Trust 1 17 Company c/o Mellon Bank N.A. Three Mellon Bank Center Room 153-3015 Pittsburgh, PA 15259
Citibank, N.A. 1 41 3800 Citicorp Center Tampa, FL 33610-9122
Merrill Lynch, Pierce, Fenner & 1 9 Smith, Inc. 4 Corporate Place, Corporate Park 287 Piscataway, NJ 08855
State Street Bank and Trust Company 1 21 1776 Heritage Drive Global Corporate Action Unit JAB 5NW North Quincy, MA 02171
(b) Pursuant to the Exemptive Order, the Company is not required to provide this information.
(c) Pursuant to the Exemptive Order, the Company is not required to provide this information.
Item 13.
Item 13. Certain Relationships and Related Transactions - -------- ----------------------------------------------
Pursuant to the Exemptive Order, the Company is not required to provide this information.
PART IV
Item 14.
Item 14. Exhibits, Financial Statement Schedules and Reports on Form 8-K - -------- ---------------------------------------------------------------
(a) 99.1 Servicer's Annual Statement as to Compliance for the Series 2000-1 Certificates dated March 23, 2001. 99.2 Servicer's Annual Statement as to Compliance for the Series 2000-2 Certificates dated March 23, 2001. 99.3 Servicer's Annual Statement as to Compliance for the Series 2000-3 Certificates dated March 23, 2001. 99.4 Servicer's Annual Statement as to Compliance for the Series 2000-4 Certificates dated March 23, 2001. 99.5 Servicer's Annual Statement as to Compliance for the Series 2000-5 Certificates dated March 23, 2001. 99.6 Servicer's Annual Statement as to Compliance for the Series 2000-6 Certificates dated March 23, 2001. 99.7 Servicer's Annual Statement as to Compliance for the Series 2000-7 Certificates dated March 23, 2001. 99.8 Servicer's Annual Statement as to Compliance for the Series 2000-8 Certificates dated March 23, 2001. 99.9 Servicer's Annual Statement as to Compliance for the Series 2000-9 Certificates dated March 23, 2001. 99.10 Servicer's Annual Statement as to Compliance for the Series 2000-10 Certificates dated March 23, 2001. 99.11 Servicer's Annual Statement as to Compliance for the Series 2000-11 Certificates dated March 23, 2001. 99.12 Servicer's Annual Statement as to Compliance for the Series 2000-12 Certificates dated March 23, 2001. 99.13 Servicer's Annual Statement as to Compliance for the Series 2000-13A Certificates dated March 23, 2001. 99.14 Servicer's Annual Statement as to Compliance for the Series 2000-13B Certificates dated March 23, 2001. 99.15 Report dated January 22, 2001 prepared by the Servicer's independent certified public accountants, concerning the Servicer's activities for the period ended December 31, 2000 (relating to the portion of mortgage loans in Registrant's Servicing Portfolio, as defined in Item 8, other than home equity mortgage loans, for which Registrant is primary servicer). 99.16 Report dated January 22, 2001 prepared by the Servicer's independent certified public accountants, concerning the Servicer's activities for the period ended December 31, 2000 (relating to the portion of mortgage loans in Registrant's Servicing Portfolio, as defined in Item 8, which are home equity mortgage loans, for which Registrant is primary servicer) 99.17 Report dated January 22, 2001 prepared by the Servicer's independent certified public accountants, concerning the Servicer's activities for the period ended December 31, 2000 (relating to the portion of mortgage loans in Registrant's Servicing Portfolio, as defined in Item 8, for which Registrant is master servicer).
(b) Pursuant to the Exemptive Order, the Company is not required to provide this information.
(c) Pursuant to the Exemptive Order, the Company is not required to provide this information.
(d) Pursuant to the Exemptive Order, the Company is not required to provide this information.
Supplemental Information to be Furnished with Reports Filed Pursuant to Section 15(d) of the Act by Registrants Which Have Not Registered Securities Pursuant to Section 12 of the Act
No annual report to security holders covering the Registrant's last fiscal year or proxy statement, form of proxy or other proxy solicitation material has been sent to holders of Certificates.
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, on the 29th day of March, 2001.
GE CAPITAL MORTGAGE SERVICES, INC.
By: /s/Jacqui Maloney-Peace ------------------------------------- Jacqui Maloney-Peace Senior Vice President
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been executed below by the following persons on behalf of the Registrant and in the capacities and on the dates indicated.
Signature Title Date --------- ----- ----
/s/ Thomas H. Mann Director (Principal March 29, 2001 - ------------------------------------ Executive Officer) Thomas H. Mann
/s/ Jacqui Maloney-Peace Director March 29, 2001 - ------------------------------------ Jacqui Maloney-Peace
/s/ Gerhard A. Miller Director March 29, 2001 - ------------------------------------- Gerhard A. Miller
/s/ JoAnn B. Rabitz Director March 29, 2001 - ------------------------------------- JoAnn B. Rabitz
/s/ Theodore F. Weiland Director March 29, 2001 - ------------------------------------- Theodore F. Weiland
/s/ Larry R. Spangler, Jr. Principal Financial March 29, 2001 - -------------------------------------Officer Larry R. Spangler, Jr.
/s/ Jerome Upton Controller March 29, 2001 - ------------------------------------- Jerome Upton
EXHIBIT INDEX
Exhibit No. Description Page No.
99.1 Servicer's Annual Statement as to Compliance for the Series 39 2000-1 Certificates dated March 23, 2001.
99.2 Servicer's Annual Statement as to Compliance for the Series 41 2000-2 Certificates dated March 23, 2001.
99.3 Servicer's Annual Statement as to Compliance for the Series 43 2000-3 Certificates dated March 23, 2001.
99.4 Servicer's Annual Statement as to Compliance for the Series 45 2000-4 Certificates dated March 23, 2001.
99.5 Servicer's Annual Statement as to Compliance for the Series 47 2000-5 Certificates dated March 23, 2001.
99.6 Servicer's Annual Statement as to Compliance for the Series 49 2000-6 Certificates dated March 23, 2001.
99.7 Servicer's Annual Statement as to Compliance for the Series 51 2000-7 Certificates dated March 23, 2001.
99.8 Servicer's Annual Statement as to Compliance for the Series 53 2000-8 Certificates dated March 23, 2001.
99.9 Servicer's Annual Statement as to Compliance for the Series 55 2000-9 Certificates dated March 23, 2001.
99.10 Servicer's Annual Statement as to Compliance for the Series 57 2000-10 Certificates dated March 23, 2001.
99.11 Servicer's Annual Statement as to Compliance for the Series 59 2000-11 Certificates dated March 23, 2001.
99.12 Servicer's Annual Statement as to Compliance for the Series 61 2000-12 Certificates dated March 23, 2001.
99.13 Servicer's Annual Statement as to Compliance for the Series 63 2000-13A Certificates dated March 23, 2001.
99.14 Servicer's Annual Statement as to Compliance for the Series 65 2000-13B Certificates dated March 23, 2001.
99.15 Report dated January 22, 2001 prepared by the Servicer's 67 independent certified public accountants, concerning the Servicer's activities for the period ended December 31, 2000 (relating to the portion of mortgage loans in Registrant's Servicing Portfolio, as defined in Item 8, other than home equity mortgage loans, for which Registrant is primary servicer).
99.16 Report dated January 22, 2001 prepared by the Servicer's 70 independent certified public accountants, concerning the Servicer's activities for the period ended December 31, 2000 (relating to the portion of mortgage loans in Registrant's Servicing Portfolio, as defined in Item 8, which are home equity mortgage loans, for which Registrant is primary servicer).
99.17 Report dated January 22, 2001 prepared by the Servicer's 73 independent certified public accountants, concerning the Servicer's activities for the period ended December 31, 2000 (relating to the portion of mortgage loans in Registrant's Servicing Portfolio, as defined in Item 8, for which Registrant is master servicer).