SRL for [transacting]: W.N. Whelen & Co. , of Georgetown , Del. , and its president , William N. Whelen Jr. , also of Georgetown , were barred from [transacting] principal trades for 90 days and were jointly fined $ 15,000 .
ARG-0: W.N. Whelen & Co. , of Georgetown , Del. , and its president , William N. Whelen Jr. , also of Georgetown | ARG-1: principal trades