SRL for [disciplined]: The National Association of Securities Dealers , the self - regulatory organization for the over - the - counter securities markets , [disciplined] a number of firms and individuals for alleged violations of industry rules .
ARG-0: The National Association of Securities Dealers , the self - regulatory organization for the over - the - counter securities markets | ARG-1: a number of firms and individuals | ARG-2: for alleged violations of industry rules