SATTERFIELD THOMAS A JR 2. Date of Event Requiring Statement (MM/DD/YYYY) 5/6/2022
SAFEGUARD SCIENTIFICS INC [SFE]
15 COLLEY COVE DRIVE 4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director ___X___ 10% Owner
GULF BREEZE, FL 32561
(City) (State) (Zip) 5. If Amendment, Date Original Filed(MM/DD/YYYY)
(Instr. 4) 2. Amount of Securities Beneficially Owned
(Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I)
Common Stock 166000 (1) D
Common Stock 145000 I By Tomsat Investment & Trading Co., Inc.
Common Stock 600000 I By Caldwell Mill Opportunity Fund
Common Stock 450000 I By A.G. Family L.P. (2)
Common Stock 10000 I By spouse
Common Stock 306610 I By family members and related entities (3)(4)
(Instr. 4) 2. Date Exercisable and Expiration Date
(MM/DD/YYYY) 3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
Date Exercisable Expiration Date Title Amount or Number of Shares
(1) Includes 20,000 shares held jointly with the reporting person's spouse.
(2) The reporting person controls the general partner of the partnership that owns the reported securities.
(3) The reporting person has been granted limited powers of attorney to exercise voting and dispositive power with respect to the securities held by the following parties: Satterfield Vintage Investments LP (50,000 shares); the reporting person's father (50,000 shares); the reporting person's brother (31,555 shares); the reporting person's sister (42,500 shares); the reporting person's brother-in-law (20,000 shares); Rita Phifer (20,000 shares); the reporting person's second brother-in-law (7,500 shares); the reporting person's nephew (4,000 shares); the reporting person's niece (750 shares); the reporting person's second niece (750 shares); the reporting person's step-brother and his spouse (40,555 shares); the reporting person's daughter (2,000 shares); a trust for the reporting person's granddaughter (3,000 shares); a trust for the reporting person's second granddaughter (1,000 shares); Riachuello Ranch LLC (1,000 shares); the reporting person's step-sister (4,000 shares);
(4) (continued from footnote 3) the reporting person's second step-sister (2,000 shares); the reporting person's third step-sister and spouse (5,000 shares); the reporting person's fourth step-sister and spouse (5,000 shares); and the reporting person's fifth step-sister and spouse (16,000 shares).
Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any equity securities included herein in excess of the reporting person's pecuniary interest in such equity securities.
SATTERFIELD THOMAS A JR
15 COLLEY COVE DRIVE
/s/ Thomas A. Satterfield, Jr. 5/16/2022