In today's complex regulatory environment, nearly every facet of a company's leadership and its relationship with its investors and the public is subject to heightened scrutiny.
Loeb & Loeb's Corporate Governance Practice draws on lawyers from disciplines across the firm — Corporate and Capital Markets, Employment and Labor, Insurance, White Collar and Litigation — to help clients fulfill their obligations and responsibilities to investors, while protecting their businesses from civil enforcement actions and criminal prosecutions.
Our integrated team — which includes former assistant U.S. attorneys and lawyers who have served in government and law enforcement positions in various federal agencies and departments — has years of experience dealing with the SEC and other regulatory agencies in both adversarial and cooperative capacities.
We advise companies, as well as boards of directors, board committees and independent directors, on a comprehensive range of compliance, risk management, transactional and investigative matters, including:
Compliance with the Dodd-Frank Act, the Sarbanes-Oxley Act, and SEC and stock exchange rules and regulations
Compliance with the Foreign Corrupt Practices Act (FCPA)
Development and implementation of comprehensive compliance policies, procedures and best practices, including for boards of directors, board committees and independent directors
Development of strategic responses to proposed regulations, rule changes and new laws
Delineation of the role of special committees in sensitive transactional matters
Internal or independent investigations of suspected fraud, embezzlement and other business crimes, including serving as or representing court-appointed trustees, independent board committees, monitors and receivers of entities victimized by fraud
Transactional due diligence and evaluation to identify risks, strategies and opportunities for additional leverage in negotiations in the context of business combinations, operational changes and new business relationships
Identification of and coordination with experts in accounting and other specialized areas
White Collar Criminal Defense & Investigations
Fran M. Stoller
Co-Chair, Life Sciences
+1.212.407.4935 fstoller@loeb.com
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Destination Crenshaw Art Installation Approved by City of Los Angeles
92 Loeb & Loeb Lawyers Recognized in the 2021 Edition of Best Lawyers in America
Loeb & Loeb Expands Corporate Presence With Addition of Terrence Allen
Loeb & Loeb Advises on Sale of Fidelis Care to Centene and Formation of $3.2 Billion Mother Cabrini Health Foundation
Loeb & Loeb Partner Steve Hurdle Recognized by the M&A Advisor Among 2017 Emerging Leaders
National Association of Investment Companies (NAIC) 2019 Annual Privacy & Equity Hedge Fund Conference
Association for Corporate Growth Los Angeles (ACGLA)'s 2nd Annual Beers with Peers Event
Music Row's SOURCE Hall of Fame
Illinois Legal Aid Online 9th Annual Benefit
20th Annual B. Riley Institutional Investor Conference
Media Mentions Deal Watch: Week of January 3
Media Mentions Loeb Ranked in Bloomberg Law's List of Top 10 Firms Leading SPAC IPOs in 2021
Media Mentions Loeb & Loeb to Guide Malaysia-Focused SPAC's $100 Million IPO
Sponsored 34th Annual ROTH Conference