GENERAL ELECTRIC CO
Item 1.
Business
18-19, 33-63, 74-75, 98-99
Item 1A.
Risk Factors
120-125
Item 1B.
Unresolved Staff Comments
Not applicable
Item 2.
Properties
Item 3.
Legal Proceedings
126-127
Item 4.
Mine Safety Disclosures
Not applicable
Part II
Item 5.
Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
26, 117
Item 6.
Selected Financial Data
Item 7.
Management's Discussion and Analysis of Financial Condition and Results of Operations
20-115
Item 7A.
Quantitative and Qualitative Disclosures About Market Risk
80-81, 118-119
Item 8.
Financial Statements and Supplementary Data
131-221
Item 9.
Changes in and Disagreements With Accountants on Accounting and Financial Disclosure
Not applicable
Item 9A.
Controls and Procedures
Item 9B.
Other Information
Not applicable
Part III
Item 10.
Directors, Executive Officers and Corporate Governance
Item 11.
Executive Compensation
(a)
Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
(b), Note 16
Item 13.
Certain Relationships and Related Transactions, and Director Independence
(c)
Item 14.
Principal Accounting Fees and Services
(d)
Part IV
Item 15.
Exhibits and Financial Statement Schedules
223-226
Item 16.
Form 10-K Summary
3-16, (e)
Signatures
(a)
Incorporated by reference to "Compensation" in the 2017 Proxy Statement.
(b)
Incorporated by reference to "Stock Ownership Information" and "Key Data About Our Grant Practices" in the 2017 Proxy Statement.
(c)
Incorporated by reference to "Related Person Transactions" and "How We Assess Director Independence" in the 2017 Proxy Statement.
(d)
Incorporated by reference to "Independent Auditor Information" in the 2017 Proxy Statement.
(e)
The Introduction & Summary does not include Part III information because it will be incorporated by reference to the 2017 Proxy Statement.
GE 2016 FORM 10-K 227
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this annual report on Form 10-K for the fiscal year ended December 31, 2016, to be signed on its behalf by the undersigned, and in the capacities indicated, thereunto duly authorized in the City of Boston and Commonwealth of Massachusetts on the 24th day of February 2017.
General Electric Company
(Registrant)
By /s/ Jeffrey S. Bornstein
Jeffrey S. Bornstein
Senior Vice President and
Chief Financial Officer
(Principal Financial Officer)
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signer
Title
Date
/s/ Jeffrey S. Bornstein
Principal Financial Officer
February 24, 2017
Jeffrey S. Bornstein
Senior Vice President and
Chief Financial Officer
/s/ Jan R. Hauser
Principal Accounting Officer
February 24, 2017
Jan R. Hauser
Vice President and Controller
/s/ Jeffrey R. Immelt
Jeffrey R. Immelt*
Chairman of the Board of Directors
Principal Executive Officer
February 24, 2017
Sébastien M. Bazin*
Director
W. Geoffrey Beattie*
Director
John J. Brennan*
Director
Francisco D'Souza*
Director
Marijn E. Dekkers*
Director
Peter B. Henry*
Director
Susan Hockfield*
Director
Andrea Jung*
Director
Robert W. Lane*
Director
Rochelle B. Lazarus*
Director
Lowell C. McAdam*
Director
Steven M. Mollenkopf*
Director
James J. Mulva*
Director
James E. Rohr*
Director
Mary L. Schapiro*
Director
James S. Tisch*
Director
A majority of the Board of Directors
*By
/s/ Christoph A. Pereira
Christoph A. Pereira
Attorney-in-fact
February 24, 2017
GE 2016 FORM 10-K 228