ILLUMINA, INC.
Item 1
Business
Item 1A
Risk Factors
Item 1B
Unresolved Staff Comments
None
Item 2
Properties
Item 3
Legal Proceedings
Item 4
Mine Safety Disclosures
Not Applicable
PART II
Item 5
Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
25; 27
Item 6
Selected Financial Data
Item 7
Management’s Discussion and Analysis of Financial Condition and Results of Operations
Item 7A
Quantitative and Qualitative Disclosures About Market Risk
Item 8
Financial Statements and Supplementary Data
Item 9
Changes in and Disagreements with Accountants on Accounting and Financial Disclosure
None
Item 9A
Controls and Procedures
Item 9B
Other Information
None
PART III
Item 10
Directors, Executive Officers and Corporate Governance
Item 11
Executive Compensation
Item 12
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
Item 13
Certain Relationships and Related Transactions, and Director Independence
Item 14
Principal Accountant Fees and Services
PART IV
Item 15
Exhibits, Financial Statement Schedules
Signatures
SIGNATURES
Pursuant to the requirements of the Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized, on February 10, 2020.
ILLUMINA, INC.
By
/s/ FRANCIS A. DESOUZA
Francis A. deSouza
President and Chief Executive Officer
February 10, 2020
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENT, that each person whose signature appears below constitutes and appoints Francis A. deSouza and Sam A. Samad, and each or any one of them, his or her true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for him and in his or her name, place and stead, in any and all capacities, to sign any and all amendments to this Annual Report on Form 10-K, and to file the same, with all exhibits thereto, and other documents in connection therewith, with the Securities and Exchange Commission, granting unto said attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite and necessary to be done in connection therewith, as fully to all intents and purposes as he might or could do in person, hereby ratifying and confirming all that said attorneys-in-fact and agents, or any of them, or their, his, or her substitutes or substitute, may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Exchange Act of 1934, this Annual Report on Form 10-K has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
/s/ FRANCIS A. DESOUZA
President, Chief Executive Officer, and Director
(Principal Executive Officer)
February 10, 2020
Francis A. deSouza
/s/ SAM A. SAMAD
Senior Vice President and Chief Financial Officer
(Principal Financial Officer)
February 10, 2020
Sam A. Samad
/s/ KAREN MCGINNIS
Vice President and Chief Accounting Officer
(Principal Accounting Officer)
February 10, 2020
Karen McGinnis
/s/ JAY T. FLATLEY
Chairman of the Board of Directors
February 10, 2020
Jay T. Flatley
/s/ FRANCES ARNOLD
Director
February 10, 2020
Frances Arnold
/s/ CAROLINE D. DORSA
Director
February 10, 2020
Caroline D. Dorsa
/s/ ROBERT S. EPSTEIN
Director
February 10, 2020
Robert S. Epstein
/s/ SCOTT GOTTLIEB
Director
February 10, 2020
Scott Gottlieb, M.D.
/s/ GARY S. GUTHART
Director
February 10, 2020
Gary S. Guthart, Ph.D.
/s/ PHILIP W. SCHILLER
Director
February 10, 2020
Philip W. Schiller
/s/ SUSAN E. SIEGEL
Director
February 10, 2020
Susan E. Siegel
/s/ JOHN W. THOMPSON
Director
February 10, 2020
John W. Thompson