GENERAL ELECTRIC CO
Item 1.
Business
3, 7, 9-20
Item 1A.
Risk Factors
50-57
Item 1B.
Unresolved Staff Comments
Not applicable
Item 2.
Properties
Item 3.
Legal Proceedings
106-109
Item 4.
Mine Safety Disclosures
Not applicable
Part II
Item 5.
Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities
Item 6.
Selected Financial Data
Item 7.
Management’s Discussion and Analysis of Financial Condition and Results of Operations
4-49
Item 7A.
Quantitative and Qualitative Disclosures About Market Risk
28-30, 102-104
Item 8.
Financial Statements and Supplementary Data
62-120
Item 9.
Changes in and Disagreements With Accountants on Accounting and Financial Disclosure
Not applicable
Item 9A.
Controls and Procedures
Item 9B.
Other Information
Not applicable
Part III
Item 10.
Directors, Executive Officers and Corporate Governance
Item 11.
Executive Compensation
(a)
Item 12.
Security Ownership of Certain Beneficial Owners and Management and Related Stockholder Matters
(b), 99-100
Item 13.
Certain Relationships and Related Transactions, and Director Independence
(c)
Item 14.
Principal Accountant Fees and Services
(d)
Part IV
Item 15.
Exhibits and Financial Statement Schedules
123-125
Item 16.
Form 10-K Summary
Not applicable
Signatures
(a)
Incorporated by reference to “Compensation” in the 2020 Proxy Statement.
(b)
Incorporated by reference to “Stock Ownership Information” in the 2020 Proxy Statement.
(c)
Incorporated by reference to “Related Person Transactions” and “How We Assess Director Independence” in the 2020 Proxy Statement.
(d)
Incorporated by reference to “Independent Auditor Information” in the 2020 Proxy Statement.
GE 2019 FORM 10-K 126
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this annual report on Form 10-K for the fiscal year ended December 31, 2019, to be signed on its behalf by the undersigned, and in the capacities indicated, thereunto duly authorized in the City of Boston and Commonwealth of Massachusetts on the 24th day of February 2020.
General Electric Company
(Registrant)
By
/s/ Jamie S. Miller
Jamie S. Miller
Senior Vice President and
Chief Financial Officer
(Principal Financial Officer)
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
Signer
Title
Date
/s/ Jamie S. Miller
Principal Financial Officer
February 24, 2020
Jamie S. Miller
Senior Vice President and
Chief Financial Officer
/s/ Thomas S. Timko
Principal Accounting Officer
February 24, 2020
Thomas S. Timko
Vice President, Chief Accounting Officer and Controller
/s/ H. Lawrence Culp, Jr.
Principal Executive Officer
February 24, 2020
H. Lawrence Culp, Jr.*
Chairman of the Board of Directors
Sébastien M. Bazin*
Director
Francisco D'Souza*
Director
Edward P. Garden*
Director
Thomas W. Horton*
Director
Risa Lavizzo-Mourey*
Director
Catherine A. Lesjak*
Director
Paula Rosput Reynolds*
Director
Leslie F. Seidman*
Director
James S. Tisch*
Director
A majority of the Board of Directors
*By
/s/ Christoph A. Pereira
Christoph A. Pereira
Attorney-in-fact
February 24, 2020
GE 2019 FORM 10-K 127