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PART I
GENERAL
Citation and commencement
1
These Regulations may be cited as the Education (Mandatory Awards) Regulations 1998 and shall come into operation on 1st September 199 8 .
Definitions
2
In these Regulations, unless the context otherwise requires —
“academic authority” means, in relation to an institution, the governing body, or other body having the functions of a governing body and includes a person acting with the authority of that body;
“authority” means a local education authority;
“award” includes either a fees only award or a full award bestowed under these Regulations and any award bestowed under previous Awards Regulations ;
“ British Islands ” means the United Kingdom, the Channel Islands and the Isle of Man;
“ Certificate in Education ” includes a Teacher’s Certificate;
“course”, “designated course”, “sandwich course” and other qualified references to courses have the meanings respectively assigned to them by regulation 4;
“degree” means a degree awarded by a university, institution of higher education in the United Kingdom or the Council for National Academic Awards;
“dependent” means wholly or mainly financially dependent;
“employment” means full-time employment or part-time employment which, in a normal week, involves a significant number of hours of work and “employed” shall be construed accordingly, and for the purposes hereof the references to employment include references to the holding of any office and to any occupation for gain;
“ EEA Agreement ” means the Agreement on the European Economic Area signed at Oporto on 2nd May 1992 as adjusted by the Protocol signed at Brussels on 17th March 1993 ;
“ EEA migrant worker” has the meaning assigned to it in regulation 5;
“ European Community ” means the area comprised by the member states of the European Community (including the United Kingdom) as constituted from time to time;
“ European Economic Area ” means the European Community and subject to the conditions laid down in the EEA Agreement the area comprised by the Republic of Iceland, the Kingdom of Norway, and the Principality of Liechtenstein;
“European student” means a person who is a national of a member state of the European Community or the child of such a national who has not been ordinarily resident in the British Islands as described in regulation 13(1)(a) and (b) or who is not settled in the United Kingdom as described in regulation 13(1)(c);
“fees only award” means an award bestowed only in respect of fees described in Schedule 1;
“full award” means an award bestowed in respect of both fees described in Schedule 1 and a maintenance grant;
“highest-cost country” means Denmark, Finland, … Japan, Norway, Sweden, Switzerland and Taiwan;
“higher-cost country” means Austria, Belgium, France (excluding Départements-d'Outre Mer), the Federal Republic of Germany, Hong Kong, Iceland, Israel, the Republic of Korea, Luxembourg, the Netherlands and countries of the former Soviet Union;
“high-cost country” means Australia, Canada, Greece, Indonesia, the Republic of Ireland, Italy, New Zealand, Spain and the United States of America;
“independent student” has the meaning assigned to it by regulation 3;
“institution” means an educational institution in the United Kingdom providing further or higher education or both, or providing a course which qualifies for funding under Part I of the Education Act 1994 ;
“maintenance grant” has the meaning assigned to it by regulation 17;
“old award” means an award bestowed in respect of a person’s attendance at a designated course the first year of which begins before 1st September 1998, or begins on or after that date and before 1st September 1999 if the person meets the conditions referred to in regulation 6(8);
“overseas institution” means an educational institution … outside the United Kingdom providing further or higher education or both;
“periods of experience”, “prescribed proportion” and “sandwich year”, in relation to a sandwich course, have the meanings respectively assigned to them by paragraph 1 of Schedule 5;
“previous Awards Regulations” means Regulations made under section 1 of the Education Act 1962 and revoked either by regulation 6 or before the coming into force of these Regulations;
“refugee” means a person who is recognized by Her Majesty’s Government as a refugee within the meaning of the United Nations Convention relating to the Status of Refugees done at Geneva on 28th July 1951 as extended by the Protocol thereto which entered into force on 4th October 1967 and any reference to the child of a refugee includes a reference to a person adopted in pursuance of adoption proceedings and a step-child;
“statutory award” means any award bestowed or grant paid by virtue of the Education Act 1962 or any comparable award, grant or other payment made in respect of attendance at a course which is paid out of moneys provided by Parliament;
“student” means a person upon whom an award has been bestowed under these Regulations or previous Awards Regulations;
“transitional award” means an award other than an old award;
“university” means a university in the United Kingdom and includes a university college and a constituent college, school or hall of a university;
“year”, in relation to a course, means the period of twelve months beginning on 1st January, 1st April, 1st July or 1st September according as the academic year of the course in question begins in the winter, the spring, the summer or the autumn respectively; and references to the first or the final year of a designated course shall be construed accordingly.
References to independent students
3
1
In these Regulations “independent student” means a student who —
a
has attained the age of 25 years before the beginning of the year for which payments in pursuance of his award fall to be made; or
b
has supported himself out of his earnings for periods before the first year of his course aggregating not less than three years; or
c
has been married for at least two years before the beginning of the year for which payments in pursuance of his award fall to be made whether or not the marriage is still subsisting; or
d
has no parent living; or
e
is irreconcilably estranged from his parents.
2
For the purposes of paragraph (1)(b) a student shall be treated as having supported himself out of his earnings for any period or periods for which —
a
he was participating in arrangements for training for the unemployed under any scheme operated, sponsored or funded by any state authority or agency, national, regional or local;
b
the student was in receipt of … benefit payable by any state authority or agency, national, regional or local, in respect of a person who is available for employment but who is unemployed;
c
the student was available for employment and had complied with any requirement of registration imposed by a body referred to in paragraphs (a) and (b) as a condition of entitlement for participation in arrangements for training or receipt of benefit; or
d
the student held a State Studentship or comparable award; or
e
the student received any pension, allowance or other benefit paid by reason of a disability to which the student is subject, or by reason of confinement, injury or sickness, paid by any state authority or agency, national, regional or local, by an employer or any former employer, or by any other person ; or
f
the student could not reasonably have been expected to support himself out of his earnings because he had the care of a person under the age of 18 years who was dependent upon him.
3
For the purposes of paragraph (1)(e) a student shall be regarded as irreconcilably estranged from his parents if, but not only if, he has not communicated with either one of them for the period of one year before the beginning of the year for which payments in pursuance of his award fall to be made.
4
In this regulation … “parent” shall have the same meaning as in Part II of Schedule 3 to these Regulations.
References to courses
4
1
In these Regulations any reference to a designated course shall be construed as a reference to a course designated by or under regulation 10 and, in relation to any person, any reference to such a course (otherwise unqualified) shall, as the context requires, be construed as a reference to a designated course which the person in question attends or has applied to attend; and, in relation to any designated course except one designated under regulation 10(1)(d), any reference to a course shall be construed as a reference to either a course of full-time study or a sandwich course.
2
In these Regulations any reference to a first degree course, a Dip HE course, an HND course, a course of initial training for teachers, a course comparable to a first degree course or an international course shall be construed in accordance with regulation 10.
3
In these Regulations any reference to a sandwich course shall be construed as a reference to such a course within the meaning of paragraph 1 of Schedule 5.
4
a
In the case of a student who began his course before 1st April 1989 any reference to a course of higher education is a reference to a course listed in paragraph 2 of Schedule 2 to the Education (Schools and Further Education) Regulations 1981 as in force on 31st March 1989;
b
In the case of a student who began his course on or after 1st April 1989, any reference in these Regulations to a course of higher education shall be construed in accordance with section 120(1) of the Education Reform Act 1988 .
General construction and interpretation
5
1
In these Regulations, references to payments made to a student include references to payments made to the academic authority or to a third party in respect of the student by virtue of regulation 24(5).
2
In calculating a person’s income for any year any reduction for income tax is to be made by calculating the tax payable on the income received in that year as if the year were a year of assessment for the purposes of the relevant tax legislation (the necessary apportionment being made in any case where the relevant provisions of that legislation change during the year).
3
For the purposes of these Regulations a person’s marriage is to be treated as having been terminated, not only by the death of the other spouse or the annulment or dissolution of the marriage by an order of a court of competent jurisdiction, but also by virtue of the parties to the marriage ceasing ordinarily to live together, whether or not an order for their separation has been made by any court.
4
A person shall be treated for the purposes of regulation 13 as ordinarily resident in England and Wales, in the British Islands or in the European Economic Area, if the authority are satisfied that he would have been so resident at the relevant time but for the fact that he, his spouse, his parent, guardian, any other person having parental responsibility for him, or any person having care of him while he is a child, is, or was, temporarily employed outside England and Wales, outside the British Islands or, as the case may be, outside the European Economic Area and paragraph (1)(b) of regulation 13 shall not apply in the case of such a person.
5
For the purposes of these Regulations an area which —
a
was previously not part of the European Community or the European Economic Area, but
b
at any time before or after these Regulations come into force has become part of one or other or both of those areas
shall be considered to have always been part of the European Economic Area.
6
In these Regulations a reference to an EEA migrant worker is a reference to a person who is a national of a member State of the European Economic Area who has taken up an activity as an employed person in the United Kingdom —
a
under Council Regulation ( EEC ) No. 1612/68 on freedom of movement for workers within the Community, as extended by the EEA Agreement ; or
b
in circumstances where as a national of the United Kingdom he has an enforceable Community right to be treated no less favourably than a national of another member State in relation to matters which are the subject of the above mentioned Council Regulation.
7
Except where the context otherwise requires, in these Regulations any reference to a regulation or a Schedule is a reference to a regulation contained herein or a Schedule hereto and a reference in a regulation or a Schedule to a paragraph is a reference to a paragraph of that regulation or Schedule, and a reference in a paragraph to a sub-paragraph is a reference to a sub-paragraph thereof.
Revocations and transitional provisions
6
1
The Education (Mandatory Awards) Regulations 1997 , The Education (Mandatory Awards) (Amendment) Regulations 1997 and the Education (Mandatory Awards) (Amendment) Regulations 1998 are hereby revoked.
2
Without prejudice to section 17(2)(b) of the Interpretation Act 1978 and the definition of “award” in regulation 2, an award bestowed in pursuance of previous Awards Regulations before the coming into force of these Regulations, in so far as it could have been bestowed in pursuance of these Regulations, shall, for the purposes thereof, be treated as having been so bestowed.
3
Subject to paragraph (4), where the current academic year of a student’s course began in the winter or spring of 199 8 then, notwithstanding anything in these Regulations, payments in pursuance of his award in respect of the year beginning on 1st January or, as the case may be, 1st April 199 8 shall be the aggregate of —
a
two-thirds or, as the case may be, one-third of the payments which would have fallen to be made in respect of that year under the Education (Mandatory Awards) Regulations 199 7 had they not been revoked, and
b
one-third or, as the case may be, two-thirds of the payments which would have fallen to be made in respect of the year beginning on 1st September 199 8 under these Regulations had the academic year of his course begun in the autumn of 199 8 .
4
in the case of a course at the University of Buckingham beginning in the winter, spring or summer of 199 8 then, notwithstanding anything in these Regulations, payments in pursuance of an award in respect of the year beginning on 1st January, 1st April or 1st July (as the case may be) shall be the aggregate of —
a
three-quarters, one-half or one-quarter (as the case may be) of the payments which would have fallen to be made in respect of that year under the Education (Mandatory Awards) Regulations 1997 had they not been revoked, and
b
one-quarter, one-half or three-quarters (as the case may be) of the payments which would have fallen to be made in respect of the year beginning on 1st September 199 8 under these Regulations had the academic year of the course begun in the autumn of 199 8 .
5
Where an award was bestowed on a student under section 2 of the Education Act 1962 (“the discretionary award”) in respect of a course to which section 1 of that Act did not then apply but the course becomes or has become a designated course and an award within the meaning of these Regulations is or has been bestowed on the student in respect of that course (“the mandatory award”) then, if the discretionary award continues to be payable it shall be disregarded in calculating the students’s income for the purposes of regulation 18(1)(b) and for the purposes of regulation 23; but payments on account of the mandatory award in respect of fees and in respect of maintenance for any period shall be respectively reduced or extinguished by those on account of the corresponding element of the discretionary award.
6
Where an award has been bestowed pursuant to previous Awards Regulations —
a
before 1st September 1995 in respect of a person’s attendance at a course referred to in regulation 25(3) of the Education (Mandatory Awards) (No. 2) Regulations 1993 (“the 1993 regulation ”), or
b
on or after 1st September 1995 but before 1st September 1996 in respect of a person’s attendance at a course referred to in regulation 25(3) of the Education (Mandatory Awards) Regulations 1994 (“the 1994 regulation ”)
regulation 25(3) of these Regulations shall have effect in relation to that course as if for the subjects referred to therein there were substituted the subjects referred to in the 1993 regulation or the 1994 regulation respectively.
7
Where —
a
an award was bestowed on a person pursuant to previous Awards Regulations in respect of his attendance at a course during an academic year beginning before 1st September 1997, and
b
the person immediately after ceasing to attend that course (disregarding any intervening vacation) begins to attend another course
an authority shall not be excepted from the duty to bestow an award in respect of the person’s attendance at the second course by the application of the exception relating to settlement in the United Kingdom found in regulation 13(1)(c).
8
Where an award is bestowed on a person in respect of his attendance at a course the first year of which begins on or after 1st September 1998 and before 1st September 1999 the award shall be treated as an old award if —
a
the person had on or before 1st August 1997 received an offer of a place on that course, or on a similar designated course which is no longer offered, in either case for that year, and whether conditional on obtaining specified qualifications or not; or
b
the person had received an offer of a place on a designated course for a year which begins before 1st September 1998, and —
i
he was not able to take up the offer because a specified qualification or grade was not awarded to him,
ii
he appealed against the decision not to award the qualification or grade to him,
iii
the appeal was allowed after the last date when he could have taken up the offer, and
iv
as a result he was offered a place on the course for a year which begins on or after 1st September 1998 and before 1st September 1999;
c
the course is a first degree course designated under regulation 10(1)(a), and —
i
he begins to attend the course immediately after ceasing to attend a DipHE course or an HND course (disregarding any intervening vacation), and
ii
an award was bestowed on him pursuant to previous Awards Regulations in respect of his attendance at the DipHE or HND course during an academic year beginning before 1st September 1998; or
d
the course is a postgraduate course for the initial training of teachers, and —
i
he begins to attend the course immediately after ceasing to attend a first degree course (disregarding any intervening vacation), and
ii
an award was bestowed on him pursuant to previous Awards Regulations in respect of his attendance at the first degree course during an academic year beginning before 1st September 1998.
9
For the purposes of paragraph (8)(a) a course is similar to another course, whether or not it is at the same institution, if —
a
it leads to a degree or other qualification which is the same as the degree or other qualification which the other course leads to, and
b
the authority are satisfied that the subject matter of the course is for the most part the same as the subject matter of the other course.
PART II
AWARDS
Duty to bestow an award
7
In pursuance of section 1(1) of the Education Act 1962 it shall be the duty of an authority, subject to the conditions and exceptions hereinafter provided, to bestow —
a
a full award in respect of a person’s attendance at a designated course within the meaning of these Regulations during an academic year beginning after 31st August 199 8 if —
i
the person concerned is ordinarily resident in the authority’s area within the meaning of section 1 of the said Act of 1962 and Schedule 1 thereto, read with these Regulations, and
ii
the duty is not owed to the person only because he is a European student;
b
where paragraph (a) does not apply, a fees only award in respect of a person’s attendance at a designated course at an institution in England or Wales during an academic year beginning after the 31st August 199 8 if the person is a European student and the institution at which he attends his course is within the area of the authority.
Modification of provisions for determining ordinary residence
8
1
This regulation shall have effect for modifying paragraph 2 of Schedule 1 to the Education Act 1962.
2
A person who, apart from this regulation, would be treated by virtue of that paragraph as having been ordinarily resident in the area of more than one authority within the period of 12 months ending with the date of the beginning of the course shall be treated as being ordinarily resident in the area of the authority in which he was so resident on the last day of the month of October, February, April, or June (according as the academic year of the course begins in the winter, the spring, the summer or the autumn respectively) preceding the beginning of the course.
3
A person who, apart from this regulation, would be treated by virtue of that paragraph as being ordinarily resident in the area of the authority in which he attends his course as a result of having moved from Scotland, Northern Ireland, the Channel Islands or the Isle of Man to become ordinarily resident in the area of an authority for the purpose of attending his current course or such previous course as is mentioned in regulation 8 of the Education (Areas to which Pupils and Students Belong) Regulations 1996 shall be treated as being ordinarily resident in the place from which he has moved.
No area students
9
A person who, apart from this regulation, would by virtue of paragraph 2 of Schedule 1 to the Education Act 1962 fall to be treated for the purposes of section 1 of that Act as not being ordinarily resident in the area of any authority shall be treated for the purposes of that section as ordinarily resident in the area of the authority in which the institution providing his course is situated.
Designated courses
10
1
The following courses are hereby designated —
a
a first degree course, that is to say —
i
a course provided by a publicly funded institution for a first degree or for the degree of Bachelor of Medicine or an equivalent degree;
ii
a course provided by the University of Buckingham for a first degree of that university;
iii
an international course, that is to say a course provided by a publicly funded institution in conjunction with an overseas institution for a first degree;
iv
a course provided by a publicly funded institution in conjunction with a private institution, or by a private institution, for a first degree or for the degree of Bachelor of Medicine or an equivalent degree, which is for the time being designated for the purposes of this provision by the Secretary of State;
b
a Dip HE course, that is to say —
i
a course provided by a publicly funded institution for the Diploma of Higher Education;
ii
a course provided by a publicly funded institution for the Diploma of Higher Education or a first degree as the student may elect after the commencement of the course;
iii
a course provided by a publicly funded institution in conjunction with a private institution, or by a private institution, for the Diploma of Higher Education which is for the time being designated for the purposes of this provision by the Secretary of State;
c
an HND course, that is to say —
i
a course provided by a publicly funded institution for the Higher National Diploma or the Higher National Diploma of the Business & Technology Education Council;
ii
a course provided by a publicly funded institution in conjunction with a private institution, or by a private institution, for the Higher National Diploma or the Higher National Diploma of the Business & Technology Education Council, which is for the time being designated for the purposes of this provision by the Secretary of State;
d
a course of initial training for teachers, that is to say —
i
a full-time course for the initial training of teachers (other than a course for the degree of Bachelor of Education) provided by a publicly funded institution, or, where a private institution is an eligible institution as defined by section 4(2) of the Education Act 1994 , by a public institution in conjunction with such a private institution, or by such a private institution;
ii
a part-time course of teacher training, involving not less than 3 days' attendance for the purposes of study or teaching practice during each of at least 30 weeks during each year of the course, for the time being designated for the purposes of this provision by the Secretary of State;
iii
any other course of teacher training, whether full-time, part-time or partly full-time and partly part-time, for the time being so designated;
e
a course comparable to a first degree course, that is to say —
i
a course of at least 3 academic years' duration provided by a university or universities for a certificate, diploma or other academic award; or
ii
a course for the time being designated for the purposes of this provision by the Secretary of State.
2
In this regulation a reference to a publicly funded institution is a reference to an institution or institutions which are maintained or assisted by recurrent grants out of public funds, and a reference to a private institution is a reference to an institution or institutions which are not so maintained or assisted.
3
For the purposes of paragraph (1)(d) a full-time course is a course involving not less than 30 weeks' full-time attendance for the purposes of study or teaching practice during each year of the course, a part-time course is a course involving periods of attendance for those purposes all of which are part-time, and a partly full-time and partly part-time course is any other course.
4
In paragraphs (1)(d)(ii) and (3) in relation to a course provided at the University of Oxford or Cambridge a reference to a period of 30 weeks shall have effect as a reference to a period of 25 weeks.
Conditions
11
1
Subject to paragraph (2), the duty of an authority to bestow an award shall be subject to the conditions that —
a
an application in writing reaches the authority not later than four months after the date of the beginning of the course; and
b
the applicant gives the authority a written undertaking that, where any provisional or other payments made in pursuance of the award in respect of a year exceed (for whatever reason) the grant payable in respect of that year, he will, if called upon to do so, repay the excess amount.
2
For the purposes of paragraph (1)(a), an application shall be treated as having reached the authority as there mentioned —
a
where, to the knowledge of the authority, an application has so reached some other authority;
b
where, not later than four months after the date of the beginning of the course, it has not become a designated course and the application reaches the authority not later than four months after the date on which it becomes a designated course;
c
in the case of a person who becomes a European student as a result of the accession of the State of which he is a national to the European Community, where the application reaches the authority not later than four months after the date of the accession;
d
in the case of a refugee, or the spouse or child of a refugee, where the application reaches the authority not later than four months after the date on which the refugee was recognized as a refugee; or
e
where, having regard to the circumstances of the particular case, the authority consider that it should be so treated.
3
If the applicant is a minor, paragraph (1)(b) shall have effect, with the necessary modifications, as if the references to the applicant were references to the applicant or his parent.
Exceptions relating to attendance at previous courses
12
1
An authority shall not bestow an award on a person in respect of his attendance at a course if it is their duty under regulation 14 to transfer an award already bestowed on him so that it is held in respect of his attendance at that course.
2
Subject to paragraphs (4), (5) and (7) an authority shall not be under a duty to bestow an award on any person where he has previously attended —
a
a course designated under regulation 10(1)(a); or
b
one or more courses of higher education the aggregate duration of which exceeds two academic years (a part-time course being treated as its full-time equivalent).
3
An authority shall not be under a duty to bestow an award on any person in respect of his attendance at any course designated by or under regulation 10(1)(b) or (c) if he has previously attended any other course designated by or under regulation 10(1).
4
A previous course shall be disregarded for the purposes of paragraph (2) if it was provided by a college providing long term residential courses of full-time education for adults which is specified in regulation 7 of the State Awards Regulations 1978 .
5
Nothing in paragraph (2) shall affect the duty of an authority to bestow an award on a person in respect of his attendance at —
a
a postgraduate course for the initial training of teachers unless he has —
i
previously attended such a course, or
ii
successfully completed a course for the degree of Bachelor of Education (or a comparable first degree or award of an institution or the Council for National Academic Awards) which is referred to in paragraph (6);
b
a course for the degree of Bachelor of Education (or a comparable first degree or academic award of an institution or the Council for National Academic Awards) the duration of which does not exceed two years and which is referred to in paragraph (6) unless he has previously attended —
i
such a course, whether or not its duration exceeded two years, or
ii
a postgraduate course for the initial training of teachers;
c
a full-time course of initial training as a teacher of one year’s duration, or a comparable part-time course, not within sub-paragraphs (a) or (b), unless he has for more than three years held a statutory award in respect of his attendance at a full-time course of higher education or a comparable course outside England and Wales.
6
A course is referred to in this paragraph if the successful completion of it resulted or results in the person completing it being a qualified teacher within the meaning of section 218(2)(a) of the Education Reform Act 1988 .
7
Nothing in paragraph (2) shall affect the duty of an authority to bestow an award on a person who —
a
attends a course having previously attended a designated course in respect of which he received payments of the kind described in regulation 23(3) in pursuance of section 63 of the Health Services and Public Health Act 1968 in respect of the courses referred to therein; and
b
has not attended any other course of higher education;
provided that the requirements of regulation 14(1)(a) or (b) … are satisfied, the payments referred to in sub-paragraph (a) above being treated as an award bestowed in respect of a course.
8
In this regulation any reference to the duration of a course is a reference to the period ordinarily required for its completion by a student who is not excused part of the course on account of his having attended a previous course, in the case of a sandwich course ignoring any periods of experience.
9
For the purposes of this regulation a person shall not be treated as having previously attended a course by reason only of his having attended from its beginning the course to which his application for an award relates.
10
For the purposes of this regulation a person shall only be treated as having attended a course if he has both attended and held a statutory award in respect of either more than one course or one course for a period longer than twenty weeks; and it is hereby declared that any reference to a person having attended a course shall be construed as a reference to his having done so before or after the coming into force of these Regulations.
11
For the purposes of this regulation where an award has been transferred under regulation 14 the student on whom the award has been bestowed shall be treated as having attended only the new course, and the duration of that course shall be treated as the aggregate of the period spent following the previous course and the period which the student in question would ordinarily require for the completion of the new course, in the case of either course being a sandwich course ignoring any periods of experience.
Other exceptions
13
1
An authority shall not be under a duty to bestow an award in respect of a person’s attendance at a course if —
a
he has not been ordinarily resident, throughout the three years preceding the first year of the course in question, in the British Islands or, in the case of such a person as is mentioned in paragraph (3), who has not been so resident in the European Economic Area; or
b
his residence in the British Islands or, in the case of such a person as is mentioned in paragraph (3), in the European Economic Area, has during any part of the period referred to in sub-paragraph (a) been wholly or mainly for the purposes of receiving full-time education; or
c
he is not settled in the United Kingdom within the meaning of the Immigration Act 1971 at the beginning of the first year of the course in question, unless he is such a person as is mentioned in paragraph (3); or
d
he has, in the opinion of the authority, shown himself by his conduct to be unfitted to receive an award.
2
Paragraph (1)(a) to (c) shall not apply in the case of a refugee, ordinarily resident in the British Islands, who has not ceased to be so ordinarily resident since he was recognized as a refugee, or in the case of the spouse or child of such a refugee, and paragraph (1)(c) shall not apply in the case of a person who —
a
has been informed in writing by a person acting under the authority of the Secretary of State for the Home Department that, although he is considered not to qualify for recognition as a refugee, it is thought right to allow him to enter or remain in the United Kingdom,
b
has been granted leave to enter or remain accordingly, and
c
has been ordinarily resident in the British Islands throughout the period since he was granted leave to enter or remain
or in the case of the spouse or child of such a person.
3
The person referred to in paragraph (1)(a) to (c) is —
a
a European student,
b
an EEA migrant worker who is entitled to the payment of an award by virtue of Article 7(2) or (3) of Council Regulation (EEC) No. 1612/68 on freedom of movement of workers within the Community, as extended by the EEA Agreement , or, where he is a national of the United Kingdom, by virtue of an enforceable Community right to be treated no less favourably than a national of another member State in relation to matters which are the subject of Article 7(2) and (3);
c
the spouse of an EEA migrant worker who is installed in the United Kingdom with his spouse, or
d
the child of an EEA migrant worker who is entitled to the payment of an award by virtue of Article 12 of the above mentioned Council Regulation, or where his migrant worker parent is a national of the United Kingdom, by virtue of an enforceable Community right to be treated no less favourably than the child of a national of another member State in relation to matters which are the subject of Article 12.
4
In paragraph (3), “parent” includes a guardian, any other person having parental responsibility for a child and any person having care of a child, and “child” shall be construed accordingly.
5
An authority shall not be under a duty to bestow a transitional award in respect of a person’s attendance at a course if it is satisfied that no amount would be payable in pursuance of the award if it were bestowed.
Transfer of awards
14
1
An award shall be transferred by the authority at the request of a student so as to be held in respect of attendance at a course other than that in respect of which it is held in any case where —
a
on the recommendation of the academic authority the student commences to attend another course at the institution;
b
with the written consent of the academic authorities of both institutions concerned, given on educational grounds, the student commences to attend a course at another institution;
c
after commencing a course for the Certificate in Education, the student is, on or before the completion of that course, admitted to a course for the degree of Bachelor of Education;
d
after commencing a course for the degree (other than an honours degree) of Bachelor of Education, the student is, on or before the completion of that course, admitted to a course for the honours degree of Bachelor of Education; or
e
after commencing a course for a first degree (other than an honours degree) the student is, before the completion of that course, admitted to a course for an honours degree in the same subject or subjects at the institution.
2
An authority may, after consulting the academic authority concerned, refuse the transfer of an award in pursuance of paragraph (1)(a) or (b) if they are satisfied that when the student applied for it he did not intend to complete the course to which his application related.
3
For the purposes of the duty of an authority to transfer an award in pursuance of paragraph (1)(c) or (d) it shall be immaterial whether or not the two courses are provided by the same institution.
Termination of awards
15
1
An award shall terminate on the expiry of the period ordinarily required for the completion of the course:
Provided that —
if the academic authority refuse to allow the student to complete the course, the authority shall terminate the award forthwith;
if the student does not complete the course within the period ordinarily required, the authority —
may extend the award until the student has completed the course, and
shall extend it for a period equivalent to any period in respect of which they have made any payment under regulation 25(1).
2
The authority may, after consultation with the academic authority, terminate the award if they are satisfied that the student has either —
a
abandoned the course in respect of which it is held and the award does not fall to be transferred in pursuance of regulation 14; or
b
shown himself by his conduct to be unfitted to hold the award.
Supplementary provisions
16
The authority may require the student to provide from time to time such information as they consider necessary for the exercise of their functions under this Part, and if in the case of any student the authority are satisfied that he has wilfully failed to comply with any such requirement or has provided information which he knows to be false in a material particular or has recklessly provided information which is false in a material particular, they may terminate the award or withhold any payments due under it as they see fit.
PART III
PAYMENTS
Payments
17
1
Subject to regulations 16, 20, 21, 22, 23, 25 and 26, the authority shall in respect of each year pay in pursuance of an old award —
a
in respect of fees, a sum equal to the aggregate of any such fees payable in respect of the student as are described in Schedule 1;
b
where the award is a full award, in respect of maintenance —
i
… a sum … calculated in accordance with regulation 18; and
ii
the aggregate of the amounts specified in paragraph (3).
2
Subject to regulations 16, 20, 21, 22, 23, 25 and 26, the authority shall in respect of the first year of the course pay in pursuance of a transitional award —
a
in respect of fees, a sum equal to the aggregate of any such fees payable in respect of the student as are described in paragraphs (a)(ii), (iii) and (viii), (b) and (c) of Schedule 1, and of any such fees as are payable in respect of a course for the initial training of teachers designated under regulation 10(1)(d);
b
where the award is a fees only award, a sum calculated in accordance with regulation 18 in respect of the aggregate of any such fees payable in respect of the student as are described in Schedule 1 other than the fees mentioned in sub-paragraph (a);
c
where the award is a full award —
i
a sum calculated in accordance with regulation 18, which shall be apportioned so that such sum as is required to meet the requirements for maintenance set out in Parts I to IV of Schedule 2 in respect of maintenance, and any balance remaining shall be paid in respect of the aggregate of any such fees payable in respect of the student as are described in Schedule 1 other than the fees mentioned in sub-paragraph (a); and
ii
in respect of maintenance the aggregate of the amounts specified in paragraph (3).
3
The amounts referred to in paragraph (1)(b)(ii) and (2)(c)(ii) are such amounts —
a
in respect of a non-medical personal helper as the authority consider appropriate not exceeding £10,000;
b
in respect of major items of specialist equipment as the authority consider appropriate not exceeding £3,955, or in the case of an old award where payments in respect of such equipment have been made in pursuance of the award in previous years, not exceeding that sum less the amount of such payments;
c
in respect of expenditure incurred within or outside the United Kingdom for the purposes referred to in paragraph 7(1) of Schedule 2 as the authority consider appropriate; and
d
in respect of any other expenditure including expenditure incurred for the purposes specified in paragraphs (a) and (b) which exceed the maxima specified therein as the authority consider appropriate not exceeding £1,315;
if the authority are satisfied in each case that the student by reason of a disability to which he is subject is obliged to incur additional expenditure in respect of his attendance at the course.
4
The aggregate of any sums paid in respect of maintenance shall be called the “maintenance grant”, and so much of the maintenance grant as appears to the authority to be appropriate shall be treated as being in respect of the Easter and Christmas vacations.
Calculation of … grant
18
1
The sum mentioned in paragraph 17(1)(b), (2)(b) or (c) shall be the amount by which the student’s resources fall short of his requirements and for the purposes of ascertaining that amount —
a
the requirements of the student shall be taken to be the aggregate of —
i
where the award is an old award and a full award the amounts specified in Parts I to IV of Schedule 2 as are applicable in his case; or
ii
where the award is a transitional award and a fees only award the amounts specified in Part V of Schedule 2 as are applicable in his case; or
iii
where the award is a transitional award and a full award the amounts specified in Parts I to V of Schedule 2 as are applicable in his case; and
b
the resources of the student shall be taken to be the aggregate of his income for the year calculated in accordance with Part I of Schedule 3 and any contribution applicable in his case by virtue of Part II or III of that Schedule.
2
This regulation and Schedules 2 and 3 shall have effect —
a
in the case of such a student as is mentioned in Schedule 4, subject to the provisions thereof; and
b
where regulation 20 applies, subject as therein provided.
3
In the case of a transitional award where any such fees as are described in paragraph (a)(iv), (vi), (vii) and (ix) of Schedule 1 are payable the student’s resources shall be reduced by the amount they exceed £500, such reduction not to exceed £500.
Assessment of requirements and resources
19
The requirements and resources of a student shall be assessed by the authority and, for the purpose of the exercise of their function under this regulation, the authority shall require the student to provide from time to time such information as they consider necessary as to the resources of any person whose means are relevant to the assessment of his requirements and resources.
Sandwich courses
20
1
This regulation shall apply where the course is a sandwich course unless —
a
the student is a member of a religious order and regulation 21 applies; or
b
the course is a course for the initial training of teachers designated under regulation 10(1)(d).
2
For the purpose of calculating payments … under regulation 17 in respect of a sandwich year, that regulation and Schedules 2 and 3 shall have effect subject to the provisions of Schedule 5; but no payments in respect of maintenance shall be made in respect of a year in which there are no periods of full-time study.
Members of religious orders
21
1
This regulation shall apply where the student is a member of a religious order (“the Order”) unless the course is a course of teacher training designated under regulation 10(1)(d)(iii) and regulation 22 applies.
2
The payment in respect of maintenance under regulation 17(1)(b) in the case of a student upon whom an old award has been bestowed shall be the sum specified as appropriate … in paragraph (3) or (4):
Provided that —
where the course is a sandwich course, the payment in respect of a sandwich year shall be the prescribed proportion of the sum otherwise payable in respect of mainte nance and no payment shall be made in respect of a year which includes no periods of full-time study;
where the course is a part-time course of teacher training designated under regulation 10(1)(d)(ii), the payment shall be three-quarters of the sum so specified.
3
In the case of a student who resides at his parents' home or in a house of the Order, the appropriate sum shall be £695.
4
In the case of any other student, the appropriate sum shall be £950 except that, where he is attending a course —
a
at the University of London, or
b
at an institution within the area comprising the City of London and the Metropolitan Police District,
it shall be £1,195 and where he is attending a course in a country outside the United Kingdom it shall be —
£1,375 if that country is a highest-cost country;
£1,145 if that country is a higher-cost country;
£925 if that country is a high-cost country; and
£845 in any other case.
5
The payment under regulation 17(2)(c) in the case of a student upon whom a transitional award has been bestowed shall be in respect of fees a sum equal to the aggregate of any such fees payable in respect of the student as are described in Schedule 1 other than those referred to in regulation 17(2)(a) and in respect of maintenance the sum specified as appropriate in paragraphs (6) or (7);
Provided that
where the course is a sandwich course, the payment in respect of maintenance in respect of a sandwich year shall be the prescribed proportion of the sum otherwise payable, and no payment shall be made in respect of a year which includes no periods of full-time study;
where the course is a part-time course of teacher training designated under regulation 10(1)(d)(ii), the payment in respect of maintenance shall be three-quarters of the sum otherwise payable.
6
In the case of a student who resides at his parents' home or in a house of the Order, the appropriate sum shall be £340.
7
In the case of any other student, the appropriate sum shall be £460 except that, where he is attending a course —
a
at the University of London, or
b
at an institution within the area comprising the City of London and the Metropolitan Police District,
it shall be £580 and where he is attending a course in a country outside the United Kingdom it shall be —
£670 if that country is a highest-cost country;
£550 if that country is a higher-cost country;
£450 if that country is a high-cost country; and
£410 in any other case.
Courses of teacher training
22
1
This regulation shall apply —
a
where the course is a part-time course of teacher training designated under sub-paragraph (d)(ii) or (d)(iii) of regulation 10(1); or
b
where it is a partly full-time and partly part-time course designated under the said sub-paragraph (d)(iii),
unless the student is a member of a religious order, the course is a part-time course of teacher training designated under the said sub-paragraph (d)(ii) and regulation 21 applies.
2
Where the course is designated under the said sub-paragraph (d)(ii), the payment in respect of maintenance under regulation 17(1)(b) or (2)(c) shall be a grant equal to three-quarters of the sum otherwise payable.
3
Subject to the following paragraphs, where the course is designated under the said sub-paragraph (d)(iii), the said payment under regulation 17(1)(b) or (2)(c) shall be —
a
in a year in which the student’s periods of attendance are all periods of full-time attendance or in which his aggregate period of full-time attendance is 30 weeks or more, the maintenance grant;
b
in a year in which the student’s periods of attendance are all periods of part-time attendance, in the case of an old award, the sum of £325, and in the case of a transitional award, no payment;
c
in any other year, a sum equal to the aggregate of —
i
the proportion of the maintenance grant which the student’s aggregate period of full-time attendance in the year, expressed in weeks, bears to 30, and
ii
in the case of an old award the proportion of £325 which the difference between the said aggregate period and 30 weeks bears to 30.
4
In relation to a student employed full-time as a teacher, in the case of an old award paragraph (3) shall have effect except in such a year as is mentioned in sub-paragraph (a) thereof, as if it provided that the said payment under regulation 17 … should be £90, and in the case of a transitional award, no payment.
5
In relation to a student attending a course provided at the University of Oxford or Cambridge, sub-paragraphs (a) and (c) of paragraph (3) shall have effect as if any reference therein to —
a
a period of 30 weeks were a reference to a period of 25 weeks; and
b
the proportion which a period expressed in weeks bears to 30 were a reference to the proportion which that period bears to 25.
6
For the purposes of this regulation a day shall be reckoned as a seventh of a week, and “attendance” means attendance for the purposes of study or teaching practice.
Assisted Students
23
1
Notwithstanding anything in the preceding provisions of these Regulations, no payment under regulation 17 shall be made to a person in respect of any year in respect whereof he receives such payments as are mentioned in paragraph (2) amounting to not less than the aggregate of —
a
such fees payable by him —
i
as are described in Schedule 1, and
ii
if they are payable to an institution which is maintained or assisted by recurrent grants out of public funds, which do not exceed the maxima referred to therein; and
b
his requirements for maintenance ascertained in accordance with —
i
Part I of Schedule 2,
ii
paragraphs 5 and 6 of Part II of that Schedule, and
iii
Parts III and IV of that Schedule; and
c
the amounts specified in regulation 17(3),
irrespective of whether any maintenance grant would be payable in his case by virtue of any other provision in these Regulations.
2
The payments referred to in paragraph (1) are the aggregate payments received by the person —
a
in pursuance of any scholarship, studentship, exhibition, bursary or award of similar description bestowed on him in respect of the course (otherwise than in pursuance of section 1 of the Education Act 1962 … or out of access funds held by the institution at which he attends his course); and
b
if he is in gainful employment, by way of remuneration (reduced by income tax and social security contributions) paid in respect of any period for which he has leave of absence or is relieved of his normal duties for the purpose of attending the course; except that, if the person’s course is a part-time course of teacher training designated under regulation 10(1)(d)(iii), and some or all of his periods of attendance are periods of part-time attendance, any payments by way of remuneration shall be disregarded.
3
Where a person receives such payments as are mentioned in paragraph (2) in a currency other than sterling the value of a payment shall be —
a
if the person purchases sterling with the payment the amount of sterling the person receives for it, otherwise
b
the value of the sterling which the payment would purchase using the rate for the month in which it is received as published by the Office for National Statistics in ‘Financial Statistics’.
4
Notwithstanding anything in the preceding provisions of these Regulations, no payment under regulation 17 shall be made to a person in respect of any year in respect whereof he receives any payment in pursuance of any bursary or award of similar description bestowed on him in pursuance of section 63 of the Health Services and Public Health Act 1968 , in respect of a course in nursing, occupational therapy, orthoptics, physiotherapy, radiography, midwifery, speech and language therapy, chiropody, dietetics, or prosthetics and orthotics, or in pursuance of the Training for Work Programme .
Method of payment
24
1
Subject to paragraphs (2) to (6), the authority shall make any payment due under these Regulations in such instalments (if any) and at such times as they consider appropriate: and in the exercise of their functions under this paragraph the authority may in particular make provisional payments pending the final calculation of the award.
2
Subject to paragraphs (3) and (4), the authority shall pay such fees as are described in Schedule 1 promptly when a valid request for payment in respect thereof has been received.
3
Fees described in paragraph (a)(i), (ii), (iv), (v), (vi), (vii) and (ix) and (c) of Schedule 1 shall be paid during the period of 10 weeks which begins after the expiry of 3 months from the beginning of the year.
4
Fees described in paragraphs (a)(iii) and (viii) and (b) of Schedule 1 shall be paid in the number of instalments mentioned therein after the first dates on which the student is required to attend his course after 1st January, 1st April, 1st July and 1st September respectively, beginning with a payment after the first date on which he is required to attend after the beginning of the year of the course, and continuing with payments after the next such first dates on which he is required to attend, until all the instalments which are payable for the year have been paid.
…
5
All payments shall be made to the student, except —
a
payment of the fees described in Schedule 1 may be made to the academic authority, and
b
where amounts specified in regulation 17(3) are payable to him on his written instruction payment in respect of his maintenance grant may be made to a third party.
6
Without prejudice to regulation 26 or the recovery of an over-payment by way of a deduction from a subsequent payment, any over-payment or under-payment made in pursuance of this regulation shall be adjusted by payment between the student or, as the case may be, the academic authority and the authority.
Reduced entitlement to payments
25
1
In respect of any period during which the student repeats any part of his course, the authority shall not be required to make any payments under regulation 17 but may pay in pursuance of the award such sums (if any) as they consider appropriate, being sums not exceeding the amount of any payments that would, apart from this regulation, be payable to that student in respect of that period.
2
Subject to paragraph (3), paragraph (4) shall apply in the case of a student who —
a
has previously attended a course of higher education being —
i
a course of up to two academic years' duration, in the case of one designated by or under regulation 10(1), or
ii
a course of two academic years' duration, in the case of one not so designated, or
b
has previously successfully completed a part-time course corresponding to such a course as is mentioned above
(‘the previous course’), and who holds an award bestowed so as to be held, in respect of a course designated by or under regulation 10(1)(a), (d) or (e) being a course of more than one year’s duration (‘the current course’).
3
Paragraph (4) shall not apply if the current course is for the degree of Bachelor of Education (or a comparable first degree or academic award of an institution) and a subject thereof is —
a
physics, chemistry or biology (or a combination of those subjects); or
b
mathematics; or
c
design and technology; or
d
information technology; or
e
a modern foreign language or languages; or
f
Welsh; or
g
religious education; or
h
music; or
i
some other subject the study of which the authority are satisfied fits a person to teach in schools any of the above-mentioned subjects.
4
Where this paragraph applies, the authority shall only be required to make payments under regulation 17 in pursuance of the award in respect of the current course —
a
where that course is not more than two years' duration, in respect of the final year of the student’s course;
b
where that course is of a greater number of years' duration, in respect of that number less two of the final years of the student’s course;
but, in respect of any other year of the student’s current course, they may make such payments as they consider appropriate not exceeding those which would, apart from this regulation, have been payable under regulation 17 as aforesaid.
5
In paragraphs (2) and (4) any reference —
a
to the duration of a course is a reference to the period ordinarily required for its completion by a student who is not excused part of the course on account of his having attended a previous course, in the case of a sandwich course ignoring any periods of experience;
b
to the final year or years of a student’s course is, in the case of a student so excused part of the course, a reference thereto after taking account of the consequential reduction in the duration of his course; and
c
to a person’s having attended a course shall be construed as provided in regulation 12(9) and (10).
6
Where the authority have come under a duty to bestow an award on a person during a year because he has become —
a
a European student as a result of the accession of the State of which he is a national to the European Community, or
b
a refugee, or the spouse or child of a refugee, as a result of the recognition of him, or his spouse or parent, as a refugee,
they shall deduct from the sums and grant payable in respect of that year in pursuance of the award under regulation 17 the amounts referred to in paragraph (7).
7
The amounts to be deducted under paragraph (6) are —
a
from the sum payable in respect of fees under regulation 17 the amount of any instalment payable before the date on which the student became a European student or the refugee was recognized as a refugee, and
b
from the sum or grant payable in respect of maintenance under regulation 17 the proportion of that sum or grant which relates to the period before the date referred to in sub-paragraph (a).
8
Where an award has been transferred by the authority under regulation 14(1)(a) or (b) and —
a
the requisite recommendation or consent to the transfer is given after the expiry of four months after the end of the first year of the course in respect of which the award was originally bestowed (“the previous course”), and
b
the authority are not satisfied, after consulting the academic authority or authorities concerned, that the fact that the requisite recommendation or consent was given after the expiry of the period specified in sub-paragraph (a) was due only to the need to apply through a clearing admission system, and
c
the authority are satisfied, after consulting the academic authority or authorities concerned, that the period which the student in question will ordinarily require for the completion of the course which he now attends (“the current course”) will expire later than the period which he would have required for the completion of the previous course
then the authority shall not make payments otherwise due under regulation 17 in respect of the current course in respect of the period mentioned in paragraph (9).
9
The period referred to in paragraph (8) is the period which begins on the first day the student attends the current course and which ends after the number of weeks mentioned in paragraph (10).
10
The number of weeks referred to in paragraph (9) is the difference between the number of weeks which the student in question will ordinarily require for the completion of the current course and the number of weeks which he would have required to complete the previous course.
11
Where an award has been transferred under regulation 14(1)(c) or (d) so as to be held in respect of a student’s attendance at a course for the degree of Bachelor of Education (“the current course”) if the period which the student in question would ordinarily require for the completion of the current course, when aggregated with the period for which the student has already pursued a course in respect of which the award was held (“the overall period of study”), exceeds —
a
five years where the current course is for the honours degree of Bachelor of Education; or
b
four years where the current course is for that degree not being an honours degree
(“the prescribed period of study”) then the authority shall not make payments otherwise due under regulation 17 in respect of the current course in respect of the period mentioned in paragraph (12).
12
The period referred to in paragraph (11) is the period beginning on the first day on which the student attends the current course and continues for the number of weeks mentioned in paragraph (13).
13
The number of weeks referred to in paragraph (12) is the number of weeks by which the overall period of study exceeds the prescribed period of study.
14
In determining the period ordinarily required to complete a course for the purposes of paragraphs (8), (10) or (11) there shall be included vacations, and any period until the end of the final year of the course, but there shall be ignored —
a
in each case, periods of experience which are part of a sandwich course, and
b
in the case of the previous course any period during which the student would now be required by the academic authority to repeat part of the course, if the authority would not make any payments for maintenance in respect of that period under paragraph (1).
15
For the purposes of paragraphs (8) and (11) a payment is due in respect of the period mentioned in paragraphs (9) and (12) respectively if it is —
a
any instalment or other payment on account of fees becoming payable under regulation 17 during that period; or
b
a sum or grant payable, or the proportion of a sum or grant payable, in respect of maintenance under regulation 17 which relates to that period.
Withholding and reduction of payments
26
1
Without prejudice to regulation 16, in the case of any student who is for the time being in default of any requirement to provide such information as is described in regulation 19, the authority may withhold, in whole or in part, any payment due to him and calculated or determined in accordance with regulation 18, 20, 21, or 22.
2
No payment shall be made in respect of fees if —
a
before the date on which the fees become payable the student ceases to attend the course, and
b
the academic authority has determined or agreed that he will not commence attending again during the year in respect of which the fees are payable, or at all.
3
In respect of any period —
a
after the termination of an award;
b
during which a student is excluded from attendance at the course by the academic authority; or
c
during which a student is absent from his course without leave,
any payment in respect of maintenance otherwise due in pursuance of the award shall be reduced by the … sum mentioned in paragraph (5).
4
In respect of any other period being —
a
a period during which a student is absent from his course (other than a period of not more than 60 days due to illness);
b
where an award held in respect of one course is transferred in pursuance of regulation 14 so as to be held in respect of another course, a period during which the student is not required to attend either course (other than the period of a single vacation); or
c
a period during which the student is detained in pursuance of an order made by any court,
the authority may reduce any payment in respect of maintenance otherwise due in pursuance of the award by such amount, not exceeding the … sum mentioned in paragraph (5), as having regard to all relevant circumstances they consider appropriate.
5
The sum referred to in paragraphs (3) and (4) is the aggregate of —
a
the maintenance grant payable for the year under regulation 17(1) or (2) multiplied by the number of days for which the period in question lasted divided by the number of days in respect of which the grant is payable for the year; and
b
such portion of the maintenance grant payable under regulation 17(3) as the authority consider appropriate.
6
In determining the number of days for which the period in question lasted under paragraph (5) the authority shall disregard the first 60 days of any period of absence due to illness.


type: legislation

jurisdiction: UK

text:
1
This Order may be cited as the Foreign Satellite Service Proscription Order 1998 and shall come into force on 20th August 1998.
2
The foreign satellite service which at the date of making this Order is known as Eurotica Rendez-Vous (and also as Eurotica) is hereby proscribed for the purposes of section 178 of the Broadcasting Act 1990.
Chris Smith
Secretary of State forCulture, Media and Sport
30th July 1998.


text:
1
These Regulations may be cited as the Value Added Tax (Amendment) Regulations 1998 and shall come into force on 11th February 1998.
2
After Part V of the Value Added Tax Regulations 1995 there shall be inserted the following —
PART VA
REIMBURSEMENT ARRANGEMENTS
Interpretation of Part VA
37A
In this Part —
“claim” means a claim made (irrespective of when it was made) under section 80 of the Act for repayment of an amount paid to the Commissioners by way of VAT which was not VAT due to them; and “claimed” and “claimant” shall be construed accordingly;
“reimbursement arrangements” means any arrangements (whether made before, on or after 30th January 1998) for the purposes of a claim which —
are made by a claimant for the purpose of securing that he is not unjustly enriched by the repayment of any amount in pursuance of the claim; and
provide for the reimbursement of persons (consumers) who have, for practical purposes, borne the whole or any part of the cost of the original payment of that amount to the Commissioners;
“relevant amount” means that part (which may be the whole) of the amount of a claim which the claimant has reimbursed or intends to reimburse to consumers.
Reimbursement arrangements — general
37B
Without prejudice to regulation 37H below, for the purposes of section 80(3) of the Act (defence by the Commissioners that repayment by them of an amount claimed would unjustly enrich the claimant) reimbursement arrangements made by a claimant shall be disregarded except where they —
a
include the provisions described in regulation 37C below; and
b
are supported by the undertakings described in regulation 37G below.
Reimbursement arrangements — provisions to be included
37C
The provisions referred to in regulation 37B(a) above are that —
a
reimbursement for which the arrangements provide will be completed by no later than 90 days after the repayment to which it relates;
b
no deduction will be made from the relevant amount by way of fee or charge (howsoever expressed or effected);
c
reimbursement will be made only in cash or by cheque;
d
any part of the relevant amount that is not reimbursed by the time mentioned in paragraph (a) above will be repaid by the claimant to the Commissioners;
e
any interest paid by the Commissioners on any relevant amount repaid by them will also be treated by the claimant in the same way as the relevant amount falls to be treated under paragraphs (a) and (b) above; and
f
the records described in regulation 37E below will be kept by the claimant and produced by him to the Commissioners, or to an officer of theirs in accordance with regulation 37F below.
Repayments to the Commissioners
37D
The claimant shall, without prior demand, make any repayment to the Commissioners that he is required to make by virtue of regulation 37C(d) and (e) above within 14 days of the expiration of the period of 90 days referred to in regulation 37C(a) above.
Records
37E
The claimant shall keep records of the following matters —
a
the names and addresses of those consumers whom he has reimbursed or whom he intends to reimburse;
b
the total amount reimbursed to each such consumer;
c
the amount of interest included in each total amount reimbursed to each consumer;
d
the date that each reimbursement is made.
Production of records
37F
1
Where a claimant is given notice in accordance with paragraph (2) below, he shall, in accordance with such notice produce to the Commissioners, or to an officer of theirs, the records that he is required to keep pursuant to regulation 37E above.
2
A notice given for the purposes of paragraph (1) above shall —
a
be in writing;
b
state the place and time at which, and the date on which the records are to be produced; and
c
be signed and dated by the Commissioners, or by an officer of theirs,
and may be given before or after, or both before and after the Commissioners have paid the relevant amount to the claimant.
Undertakings
37G
1
Without prejudice to regulation 37H(b) below, the undertakings referred to in regulation 37B(b) above shall be given to the Commissioners by the claimant no later than the time at which he makes the claim for which the reimbursement arrangements have been made.
2
The undertakings shall be in writing, shall be signed and dated by the claimant, and shall be to the effect that —
a
at the date of the undertakings he is able to identify the names and addresses of those consumers whom he has reimbursed or whom he intends to reimburse;
b
he will apply the whole of the relevant amount repaid to him, without any deduction by way of fee or charge or otherwise, to the reimbursement in cash or by cheque, of such consumers by no later than 90 days after his receipt of that amount (except insofar as he has already so reimbursed them);
c
he will apply any interest paid to him on the relevant amount repaid to him wholly to the reimbursement of such consumers by no later than 90 days after his receipt of that interest;
d
he will repay to the Commissioners without demand the whole or such part of the relevant amount repaid to him or of any interest paid to him as he fails to apply in accordance with the undertakings mentioned in sub-paragraphs (b) and (c) above;
e
he will keep the records described in regulation 37E above; and
f
he will comply with any notice given to him in accordance with regulation 37F above concerning the production of such records.
Reimbursement arrangements made before 11th February 1998
37H
Reimbursement arrangements made by a claimant before 11th February 1998 shall not be disregarded for the purposes of section 80(3) of the Act if, not later than 11th March 1998 —
a
he includes in those arrangements (if they are not already included) the provisions described in regulation 37C above; and
b
gives the undertakings described in regulation 37G above.
.
Martin Brown
Commissioner of Customs and Excise
New King’s Beam House
22 Upper Ground
London
SE1 9PJ
20th January 1998


text:
Citation and commencement
1
These Regulations may be cited as the National Health Service (General Dental Services) Amendment Regulations 1998 and shall come into force on 1st August 1998.
Amendment of the National Health Service (General Dental Services) Regulations 1992
2
The National Health Service (General Dental Services) Regulations 1992 shall be amended in accordance with the following provisions of these Regulations.
Amendment of regulation 2
3
In regulation 2 (interpretation), in paragraph (1), in the appropriate alphabetical positions there shall be inserted —
“the 1997 Act ” means the National Health Service (Primary Care) Act 1997 ;
;
“personal dental services” has the meaning given in section 1(8) of the 1997 Act;
; and
“pilot scheme” has the meaning given in section 1(1) of the 1997 Act;
.
Amendment of regulation 4
4
In regulation 4 (dental list), in paragraph (2)(b) —
a
at the end of paragraph (i), “and” shall be omitted; and
b
at the end of paragraph (ii), there shall be inserted —
; and
iii
whether the dentist is indemnified against claims relating to the practice of dentistry in relation to dentistry performed by the dentist himself, and by any assistant, deputy and dental auxiliary whose work he directs.
.
Amendment of regulation 5
5
In regulation 5 (application for inclusion in the dental list), in paragraph (1)(a) —
a
in paragraph (i) —
i
“or a dentist undertaking to provide only emergency dental services” shall be omitted;
ii
for “11 and 14” there shall be substituted “11, 14 and 15”; and
iii
at the end “and” shall be omitted; and
b
for paragraph (ii) there shall be substituted —
ii
in the case of a dentist undertaking to provide only emergency dental services, the information specified in paragraphs 1, 2, 3, 4, 5, 5A, 11, 14, 15 and 16 of Part I of Schedule 2 and the undertaking specified in that Part of that Schedule; and
iii
in any other case, all the information and the undertaking specified in Part I of Schedule 2; and
.
Amendment of regulation 5A
6
In regulation 5A (applications for vocational training numbers) , in paragraph (3), for sub-paragraph (d) there shall be substituted —
d
he has practised in primary dental care in either the Community Dental Services or the armed forces of the Crown for a period amounting in aggregate to not less than four years full-time employment (or part-time employment of equivalent duration), and has so practised for not less than four months in full-time employment (or part-time employment of equivalent duration) within the period of four years ending with the date of his application under regulation 5(1).
.
Amendment of Schedule 1
7
1
Schedule 1 (terms of service for dentists) shall be amended as follows.
2
In paragraph 11 (termination of a continuing care arrangement or a capitation arrangement) —
a
in sub-paragraph (1), for “sub-paragraph (4)” there shall be inserted “sub-paragraphs (4) and (7) and paragraph 11A”;
b
in sub-paragraph (4), at the beginning there shall be inserted “Subject to sub-paragraph (7) and paragraph 11A,”;
c
after sub-paragraph (6) there shall be inserted —
7
Where —
a
under section 5 of the 1997 Act the Secretary of State has approved a proposal for a pilot scheme under which personal dental services are to be provided, or such a proposal has been subsequently varied with the agreement of the Secretary of State or, as the case may be, in a manner authorised by directions given by the Secretary of State under section 6 of the Act; and
b
under the proposal (or the varied proposal) a dentist named in it as a performer of personal dental services would treat a patient under the pilot scheme and not under a continuing care arrangement or a capitation arrangement,
the dentist shall give to him such notice of the termination of the arrangement as is required under the pilot scheme.
.
3
After paragraph 11 there shall be inserted —
Violent patients
11A
1
Where —
a
a person with whom a dentist has a continuing care arrangement or a capitation arrangement has committed an act of violence against the dentist or an employee of the dentist or has behaved in such a way that such dentist or employee has feared for his safety; and
b
the dentist has reported the incident to the police,
the dentist may notify the Health Authority that he wishes the arrangement to be terminated immediately.
2
Notification under sub-paragraph (1) may be given by any means including telephone or fax, but if not given in writing shall subsequently be confirmed in writing before the end of the period of seven days beginning with the date of the notification under sub-paragraph (1) (and for this purpose a faxed confirmation is not a written one).
3
The time at which the dentist notifies the Health Authority shall be the time at which he makes the telephone call or sends or delivers the notification to the Health Authority.
4
Where pursuant to this paragraph a dentist has notified the Health Authority that he wishes a continuing care arrangement or a capitation arrangement to be terminated immediately, the Health Authority shall take all reasonable steps to inform the person concerned.
.
4
After paragraph 31C there shall be inserted —
Professional indemnity
31D
A dentist shall, if asked in writing to do so by a Health Authority in whose dental list his name is included —
a
state whether he is indemnified against claims relating to the practice of dentistry in relation to dentistry performed by himself, and by any assistant, deputy and dental auxiliary whose work he directs; and
b
if he is so indemnified, provide documentary evidence to that effect.
.
Amendment of Schedule 2
8
In Schedule 2 (information and undertaking to be included in an application for inclusion in the dental list), in Part I, after paragraph 14 there shall be inserted —
15
Whether he is indemnified against claims relating to the practice of dentistry in relation to dentistry performed by himself, and by any assistant, deputy and dental auxiliary whose work the dentist intends to direct, and if he is so indemnified documentary evidence to that effect.
16
Details of any limitations imposed by the Home Office which restrict his ability to work in any specific capacity in England and Wales.
.
Amendment of Schedule 4
9
In Part II of Schedule 4 (prior approval treatment), in each of paragraphs 1 and 2, for “£200”there shall be substituted “£230”.
Frank Dobson
One of Her Majesty’s Principal Secretaries of State (Department of Health)
7th July 1998


text:
1
This Order may be cited as the Afan College (Dissolution) Order 1998 and shall come into force on 1st January 1999.
2
On 1st January 1999 the College shall be dissolved and all of its property, rights and liabilities shall be transferred to Neath College, being a body corporate established for purposes which include the provision of educational facilities or services.
3
Section 26(2), (3) and (4) of the Act shall apply to any person employed by the College immediately before 1st January 1999 as if the references in that section–
a
to a person to whom that section applies were to a person so employed;
b
to the operative date were to 1st January 1999;
c
to the transferor were to the College; and
d
to the corporation were to Neath College.
Alun Michael
Secretary of State for Wales
29th November 1998


text:
1
The Llandeilo–Carmarthen Trunk Road (Pont-ar-Gothi By-Pass) Order 1976 is hereby revoked.
2
This Order shall come into force on 16th September 1998 and may be cited as the Llandeilo–Carmarthen Trunk Road (A40) (Pont-ar-Gothi By-Pass) (Revocation) Order 1998.
Signed by authority of the Secretary of State
D. M. Timlin
Head of Roads Administration Division, Welsh Office
25th August 1998


text:
Citation, commencement and interpretation
1
1
This Order may be cited as the Borough of Barrow-in-Furness (Electoral Changes) Order 1998.
2
This Order shall come into force on 6th May 1999, except that for the purpose of all proceedings preliminary or relating to an election to be held on or after that date this Order shall come into force on the day after the day on which it is made.
3
In this Order–
“the borough” means the borough of Barrow-in-Furness;
“existing”, in relation to a ward, means the ward as it exists on the date this Order is made;
any reference to “the map” is a reference to the map prepared by the Department of the Environment, Transport and the Regions, marked “Map of the Borough of Barrow-in-Furness (Electoral Changes) Order 1998”, and deposited in accordance with regulation 27 of the Local Government Changes for England Regulations 1994 ; and
any reference to a numbered sheet is a reference to the sheet of the map which bears that number.
Wards of Barrow-in-Furness
2
1
The existing wards of the borough shall be abolished.
2
The borough shall be divided into thirteen wards which shall bear the names set out in column (1) of the Schedule.
3
The wards shall comprise the areas designated on the map by reference to the name of the ward and demarcated by red lines; and the number of councillors to be elected for each ward shall be the number specified in respect of that ward in column (2) of the Schedule.
4
Where a boundary is shown on the map as running along a road, railway line, footway, waterway or other similar geographical feature, it shall be treated as running along the centre line of the feature.
Elections of the council of Barrow-in-Furness
3
1
Subject to the following provisions of this article, the election of councillors for wards of the borough shall be by thirds.
2
Elections of all councillors for wards of the borough shall be held simultaneously on the ordinary day of election of councillors in 1999 .
3
The councillors holding office for any ward in the borough immediately before 10th May 1999 shall retire on that date and the newly elected councillors for any such ward shall come into office on that date.
4
Of the councillors elected in 1999 in each ward of the borough, other than Barrow Island —
a
one-third shall retire in 2000 being, subject to paragraphs (6) and (7) below, the councillor elected in each such ward by the smallest number of votes;
b
one third shall retire in 2002 being, subject to paragraphs (6) and (7) below, the councillor elected in each such ward by the next smallest number of votes; and
c
the remaining councillor shall retire in 2003.
5
Of the councillors elected in 1999 for the Barrow Island ward of the borough–
a
one councillor shall retire in 2002 being, subject to paragraphs (6) and (7) below, the councillor elected by the smaller number of votes, and
b
the remaining councillor shall retire in 2003.
6
In the case of an equality of votes between any persons elected which makes it uncertain which of them is to retire in any such year, the person to retire in that year shall be determined by lot.
7
If an election of councillors for any ward is not contested, the person to retire in each such year shall be determined by lot.
8
Where under this article any question is to be determined by lot, the lot shall be drawn at the next practicable meeting of the council after the question has arisen and the drawing shall be conducted under the direction of the person presiding at the meeting.
9
Except as otherwise provided in the foregoing paragraphs of this article, the term of office of councillors shall be four years and all councillors shall retire on the fourth day after the ordinary day of election of councillors in the year of retirement and the newly elected councillors shall come into office on the day on which their predecessors retire.
Wards of the parish of Dalton Town with Newton
4
1
The existing wards of the parish of Dalton Town with Newton shall be abolished.
2
The parish shall be divided into three parish wards which shall bear the names Anty Cross & Newton, Beckside, and Dowdales and the wards shall comprise the areas designated on sheet 4 by reference to the name of the ward and demarcated by orange lines.
3
The number of councillors to be elected for each of the Beckside and Dowdales parish wards shall be three and the number of councillors to be elected for the Anty Cross & Newton parish ward shall be four.
Revocation
5
The Borough of Barrow-in-Furness (Electoral Arrangements) Order 1976 is hereby revoked.
Signed by authority of the Secretary of State
Hilary Armstrong
Minister of State,
Department of the Environment, Transport and the Regions
16th October 1998


text:
Citation, commencement and interpretation
1
1
These Regulations may be cited as the National Health Service (Pilot Schemes: Part II Practitioners) Regulations 1998 and shall come into force on 1st April 1998.
2
In these Regulations —
a
“normal hours” means such days and times as may be specified in a pilot scheme as the days on which and times at which a doctor will normally be available to perform personal medical services ;
“pilot scheme provider” means a person, other than an authority , who is a party to a pilot scheme; and
b
“Part II practitioner” and “pilot scheme practitioner” have the meanings respectively assigned to them in section 15(3) of the National Health Service (Primary Care) Act 1997, but for the purposes of these Regulations a Part II practitioner who performs personal medical services in any of the circumstances mentioned in regulation 2(2) is not a “pilot scheme practitioner”.
Performance of personal medical services by a Part II practitioner
2
1
An authority shall not remove from their medical list the name of a Part II practitioner who is performing personal medical services in circumstances mentioned in any of the sub-paragraphs of paragraph (2), unless —
a
under the pilot scheme in question, he either has his own list of patients, or participates in arrangements under which he and one or more pilot scheme practitioners together have a single list of patients; or
b
he is, in relation to that pilot scheme, a pilot scheme provider.
2
The circumstances are —
a
he has been engaged or employed by a pilot scheme provider (or by a person with whom a pilot scheme provider has made arrangements for that purpose) to perform personal medical services —
i
temporarily, in place of the pilot scheme practitioner who is normally responsible for the performance of those services (or the Part II practitioner who is normally responsible for performing those services by virtue of sub-paragraph (c)), or
ii
during periods outside normal hours when no pilot scheme practitioner is available to perform those services;
b
he performs personal medical services in connection with arrangements under which, outside normal hours, pilot scheme practitioners and Part II practitioners co-operate in such a way that one practitioner will cover for another to secure the performance of personal medical services or, as the case may be, the provision of general medical services for their patients;
c
he has been engaged or employed by a pilot scheme provider to perform personal medical services for a specified number of hours each week and the authority is satisfied that —
i
the Part II practitioner has particular skills or experience which would, if he were engaged or employed by the pilot scheme provider, enable the pilot scheme provider to provide the persons to whom personal medical services are to be provided under the pilot scheme with personal medical services which are of greater benefit to them (or any of them) than the services which the pilot scheme provider would otherwise provide; and
ii
the performance of personal medical services by the Part II practitioner will not adversely affect the provision of general medical services to the persons for whom he is obliged to provide those services.
Liability of Part II practitioners who perform personal medical services
3
A Part II practitioner who performs personal medical services by virtue of subparagraph (a) or (b) of regulation 2(2) shall be responsible for any act or omission of his which both gives rise to a breach of a pilot scheme and would, if the practitioner had been providing general medical services when the act or omission occurred, have been contrary to the terms of service contained in Schedule 2 to the National Health Service (General Medical Services) Regulations 1992 or (as the case may be) Schedule 1 to the National Health Service (General Medical Services) (Scotland) Regulations 1995 , and that act or omission shall be treated as if it were a breach of those terms of service.
Frank Dobson
One of Her Majesty’s Principal Secretaries of State,
Department of Health
11th March 1998


text:
Citation and interpretation
1
1
This Order may be cited as the National Health Service (Primary Care) Act 1997 (Commencement No. 5) Order 1998.
2
In this Order, “ the Act ” means the National Health Service (Primary Care) Act 1997.
Appointed day
2
1
14th August 1998 is the day appointed for the coming into force of section 3 of the Act (provision of personal dental services under a pilot scheme).
2
1st October 1998 is the day appointed for the coming into force of —
a
the provisions of the Act specified in column (1) of Schedule 1 to this Order either fully or, if an extent is so specified, to that extent (the subject matter of each provision being mentioned in column (2) of that Schedule); and
b
the provisions of Part I of Schedule 2 to the Act (minor and consequential amendments) specified in column (1) of Schedule 2 to this Order, either fully or, if an extent specified in column (2) of that Schedule, to that extent.
References to certain terms
3
1
Paragraph (2) of this article applies to the following enactments —
a
a provision of the Act brought into force pursuant to article 2(2)(a); and
b
a provision of another Act, as amended, inserted or replaced by a provision of the Act brought into force pursuant to article 2(2)(b).
2
Where an enactment to which this paragraph applies refers to arrangements made under section 28C of the 1977 Act or to arrangements made under section 17C of the 1978 Act (however the reference is worded) such a reference is to be taken as referring only to a pilot scheme under Part I of the Act and the purpose of bringing the provision of the Act in question into force is limited accordingly.
3
In article 3 of the National Health Service (Primary Care) Act 1997 (Commencement Order No. 4) Order 1998 (references to certain terms) —
a
in paragraph (2), the words “under which personal medical services are to be provided” are hereby revoked; and
b
paragraphs (3) and (4) (which limited the purposes for which paragraphs 1, 2, 5, 35, 38, 63, 67 and 68 of Part I of Schedule 2 to the Act were brought into force by that Order) are hereby revoked.
Frank Dobson
One of Her Majesty’s Principal Secretaries of Health
Department of Health
13th August 1998