 

Sr. Activity Responsibility Co-ordination
No

 

¢ Formulating marketing strategies, preparation of
publicity budget

¢  Finalising media, marketing and public relations
strategy;

¢ Arranging for selection of underwriters and
underwriting agreement;

¢  Finalising collection centers;

¢  Finalising centres for holding conferences for
brokers etc.

¢ Follow-up on distribution of publicity and Offer
material including form, RHP/Prospectus and
deciding on the quantum of the Offer material

10. Conduct non-institutional marketing of the Offer, which JM Financial, DAM JM Financial
will cover, inter-alia: Capital and ICICI
¢  Finalising media, marketing and public relations Securities

strategy; and
¢  Finalising centres for holding conferences for
brokers, etc.
11. Managing anchor book related activities and submission JM Financial and DAM DAM Capital
of letters to regulators post completion of anchor Capital
allocation, book building software, bidding terminals and
mock trading, payment of 1% security deposit to the
designated stock exchange.

12. Managing the book and finalization of pricing in JM Financial and DAM JM Financial
consultation with the Company. Capital

13. Post bidding activities including management of escrow JM Financial and DAM DAM Capital
accounts, coordinate non-institutional allocation, Capital

coordination with Registrar, SCSBs and Banks,
intimation of allocation and dispatch of refund to Bidders,
etc.

 

Post-Offer activities, which shall involve essential
follow-up steps including allocation to Anchor Investors,
follow-up with Bankers to the Offer and SCSBs to get
quick estimates of collection and advising the Issuer
about the closure of the Offer, based on correct figures,
finalisation of the basis of allotment or weeding out of
multiple applications, listing of instruments, dispatch of
certificates or demat credit and refunds, unblocking of
application monies and coordination with various
agencies connected with the post-Offer activity such as
registrar to the Offer, Bankers to the Offer, SCSBs
including responsibility for underwriting arrangements,
as applicable.

Payment of the applicable securities transactions tax on
sale of unlisted equity shares by the Selling Shareholder
under the Offer for Sale to the Government and filing of
the securities transactions tax return by the prescribed due
date as per Chapter VII of Finance (No. 2) Act, 2004.

Co-ordination with SEBI and Stock Exchanges for refund
of 1% security deposit and submission of all post Offer
reports including the initial and final post Offer report to
SEBI.

*In compliance with the proviso to Regulation 21A(1) of the SEBI Merchant Bankers Regulations, read with the proviso to Regulation 23(3)
of the SEBI ICDR Regulations, ICICI Securities Limited was involved only in marketing of the Offer as the BRLM.

 

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