21.

 

For the period
April 1, 2020 till
the date of this
Prospectus

Particulars Fiscal 2018 Fiscal 2019 Fiscal 2020

 

 

 

 

capital (excluding outstanding
warrants and conversions)

 

 

 

# Aggregate number of 551,150 Equity Shares comprise of 347,150 shares held as on date by the KMPs and 204,000 options
vested but not exercised which may be allotted pursuant to exercise of options granted under any ESOP scheme.

Employee wise details of options granted to Key Management Personnel under ESOP 2010

 

No. of options No. of options
5 A granted during No. of options No. of options outstanding at the
ee Lo the year lapsed / cancelled exercised end of the
Iperiod year/period

 

Fiscal Year ending March 2018 - - - =

 

Fiscal Year ending March 2019 - - - =

 

Fiscal Year ending March 2019 - - - -

 

Period from April 1, 2020 till the : 3 z -
date of this Prospectus

 

 

 

 

 

 

 

List of Employees who received a grant in any one year of options amounting to 5% or more of the options granted
during the year

 

Name No. of options No. of options No. of options No. of options
granted during | lapsed/ cancelled | exercised during the| _ outstanding
the year/ period | during the year/ year/ period

period

 

Fiscal Year ending March 2018 - - - s

 

Fiscal Year ending March 2019 - - . e

 

Fiscal Year ending March 2020 - - = =

 

Period from April 1, 2020 till the
date of this Prospectus

 

 

 

 

 

 

 

Identified employees who are granted options, during any one year equal to or exceeding 1% of the issued capital
(excluding outstanding warrants and conversions) of our Bank at the time of grant

 

 

No. of
: No. of Options | No.of Options | No. of Options x
Nene (eee Granted lapsed / cancelled Exercised opciones
outstanding
NIL * 7 ‘i ‘ 7

 

 

 

 

 

 

 

 

Our Bank, pursuant to the resolutions by our Board and our Shareholders (which was passed on April 10, 2014),
adopted the ESOP 2014, The aggregate number of Equity Shares, issued under the ESOP 2014 is 360,350 Equity
Shares of face value = 10 each. As on the date of this Prospectus, there are no outstanding option under ESOP
2014. Our Nomination and Remuneration Committee, pursuant to its resolution dated September 23, 2020, has
noted that the ESOP 2014 is closed.

The details of the ESOP 2014, as certified by C N K & Associates LLP through a certificate dated March 3,
2021:

 

 

 

 

Particulars of scheme Total

Options granted 521,500
Options vested (excluding options that have been exercised or cancelled) Nil
Options exercised 360,350

 

 

 

 

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