 

Date of
allotment

Allottees

Number of
Equity Shares
allotted

Face value
per Equity
Share (®)

Issue price per
Equity Share (2)

Reason for allotment

 

Limited, 96,154 Equity Shares
were allotted to Gaja Trustee
Company Private Limited
(representing Gaja Capital India
AIF Trust as a trustee), 93,258
Equity Shares were allotted to
Teachers Insurance and Annuity
Association of America, 32,431
Equity Shares were allotted to
Kiran Vyapar Limited, 192,308
Equity Shares were allotted to
Kotak Mahindra Life Insurance
Company Limited and 148,946
Equity Shares were allotted to
Lok Capital Growth Fund.

 

Quarter ended
June 30, 2020

‘An aggregate of 400 Equity
Shares were allotted by our Bank
under ESOP 2016 on June 7, 2020

400

10

140 to 173

Allotment pursuant to
ESOP 2016

 

Quarter ended
September 30,
2020

‘An aggregate of 139,830 Equity
Shares were allotted by our Bank
under ESOP 2016 on September
3, 2020.

139,830

10

108 to 173

Allotment pursuant to
ESOP 2016

 

Quarter ended
December 31,
2020

‘An aggregate of 60,558 Equity
Shares were allotted by our Bank
under ESOP 2016 and ESOP
2019 on December 5, 2020.

60,558

10

108 to 196

Allotment pursuant to
ESOP 2016 and ESOP
2019

 

February 23,
2021

3,084,833 Equity Shares were
allotted to SBI Life Insurance
Company Limited, 1,713,795
Equity Shares were allotted to
Axis Flexi Cap Fund, 342,760
Equity Shares were allotted to
Axis Equity Hybrid Fund and
66,838 Equity Shares were
allotted to Kiran Vyapar Limited.

5,208,226

10

291.75

Private placement

 

March 2, 2021

3,140,000 Equity Shares were
allotted to Baskar Babu
Ramachandran, 100,000 were
allotted to P.S. Jagdish and 85,000
Equity Shares were allotted to
G.V. Alankara

3,325,000

10

180

Preferential allotment

 

Quarter ended
March 31, 2021

 

 

‘An aggregate of 262,661 Equity
Shares were allotted by our Bank
under ESOP 2016 and ESOP
2019 on February 23, 2021

 

262,661

 

10

 

108 to 196

 

Allotment pursuant to
ESOP 2016 and ESOP
2019

 

 

Issue of Equity Shares for consideration other than cash or out of revaluation reserves

Our Bank has not issued any Equity Shares for consideration other than cash or out of revaluation reserves since its

incorporation.

History of the Equity Share capital held by our Promoters

As on the date of this Prospectus, our Promoters, Baskar Babu Ramachandran, P. Surendra Pai, P. S. Jagdish and G. V.
Alankara hold 12,343,578, 1,352,3215, 3,323,378 and 5,44,561 Equity Shares, respectively, aggregating to 30.35% of
the pre-Issue Equity Share capital of our Bank.

The details regarding the shareholding of our Promoters since the incorporation of our Bank is set forth in the table

 

 

 

 

 

 

 

 

 

below:
Date of allotment/ Nature of Number of | Nature of | Face value | Issue price/ | Percentage of | Percentage
transfer transaction Equity consideration| per Equity | transfer the pre- _| of the post-
Shares Share (2) | price per |Equity Share| Equity
Equity _| Issue capital | Share Issue
Share (2) (%) capital (%)
|Baskar Babu Ramachandran ©

 

 

78

 
