SECTION IX: OTHER INFORMATION

MATERIAL CONTRACTS AND DOCUMENTS FOR INSPECTION

The copies of the following contracts which have been entered into by our Bank (not being contracts entered into in the ordinary
course of business carried on by our Bank or contracts entered into more than two years before the date of the Red Herring
Prospectus) which are material have been attached to the copy of the Red Herring Prospectus which has been filed with the RoC
and will also be attached to the copy of this Prospectus which shall be delivered to the RoC for filing. Copies of the contracts
and also the documents for inspection referred to hereunder, were provided for inspection at the Registered and Corporate Office
between 10 a.m. and 5 p.m. on all Working Days from date of the Red Herring Prospectus until the Bid/ Issue Closing Date.

a) Material Contracts for the Issue

a)

b)

°)

)

e)

Issue Agreement dated September 30, 2020 between our Bank, the Selling Shareholders, Apneet Kahlon,
Chintan Harkantbhai Trivedi and Polaris Banyan Holding Private Limited and the Book Running Lead
Managers read with the amendment to the Issue Agreement between our Bank, the Selling Shareholders and
the Book Running Lead Managers dated March 3, 2021 read with the IA Termination Letters.

Registrar Agreement dated September 30, 2020 between our Bank, the Selling Shareholders, Apneet Kahlon,
Chintan Harkantbhai Trivedi and Polaris Banyan Holding Private Limited and the Registrar to the Issue read
with the amendment to the Registrar Agreement dated March 3, 2021 between our Bank, the Selling
Shareholders and the Registrar to the Issue read with the RA Termination Letters.

Cash Escrow and Sponsor Bank Agreement dated March 9, 2021 between our Bank, the Selling Shareholders,
the Registrar to the Issue, the Book Running Lead Managers and the Bankers to the Issue.

Share Escrow Agreement dated February 25, 2021 between our Bank, the Selling Shareholders, Apneet
Kahlon, Chintan Harkantbhai Trivedi and Polaris Banyan Holding Private Limited and the Share Escrow Agent
read with the amendment to the Share Escrow Agreement dated March 3, 2021 between our Bank, the Selling
Shareholders and the Share Escrow Agent read with the SE Termination Letters.

Syndicate Agreement dated March 9, 2021 between our Bank, the Selling Shareholders, the Book Running
Lead Managers, and Syndicate Members.

Underwriting Agreement dated March 20, 2021 between our Bank, the Selling Shareholders and the
Underwriters.

b) Material Documents

a)

b)

°

qd)

e)

8)

h)

Certified copies of the updated Memorandum and Articles of Association of our Bank as amended from time
to time.

Certificate of incorporation dated November 10, 2008, and fresh certificates of incorporation dated June 16,
2015 and January 13, 2017 upon change of name.

RBI letter dated August 26, 2016 bearing no. DBR.NBD.(SFB-Suryoday) No. 2489/16.13.216/2016-17,
pursuant to which the RBI granted license no. MUM:120 to our Bank to carry on the SFB business in terms of
Section 22 of the Banking Regulation Act.

RBI notification dated July 24, 2017 bearing No.DBR.NBD.(SFB-Suryoday).No. 766/16.13.216/2017-18,
published in the Gazette of India (Part III — Section 4) dated September 2, 2017, as per which our Bank was
included in the second schedule to the RBI Act.

RBI letter bearing no. DBR.Appt.No.7411/29.44.006/2016-17 dated December 30, 2016 approving the
constitution of our Board, read with RBI letter bearing no. DBR.Appt.No.5567/29.44.006/2016-17 dated
November 17, 2016.

E-mail from RBI dated March 19, 2020 approving the appointment of our Part-Time Chairperson.

RBI letter bearing no. DoR.Appt.No.5621/29.44.006/2019-20 dated January 14, 2020 approving the re-
appointment of our Managing Director and Chief Executive Officer.

RBI letter bearing no. DOR. Appt.No.4387/29.44.006/2019-20 dated December 4, 2019 approving the revision
in remuneration of our Managing Director and Chief Executive Officer.

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