11.

12,

13.

14.

15.

16.

17.

18.

19.

20.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Name of the Shareholder Pre-Issue®)

Number of Equity Percentage of the
Shares on a diluted | Equity Share capital

basis (%) ona diluted

basis

7.__|Gaja Capital Fund II Limited 3,015,332 4.16
8. __| Ask Pravi Private Equity Opportunities Fund 2,969,656 4.10
9. | Evolvence India Fund II Ltd 2,969,656 4.10
10. | TVS Shriram Growth Fund 2,896,098 4.00
11._| Americorp Ventures Limited 2,671,758 3.69
12. [P.S. Jagdish 2,667,823 3.68
13. | HDEFC Standard Life Insurance Company Limited 2,578,679 3.56
14. | IDFC Bank Limited 2,556,742 3.53
15. | HDFC Holdings Limited 2,001,597 2.76
16. | Kiran Vyapar Limited 1,637,013 2.26
17. | Jhelum Investment Fund 1 1,605,012 2.22
18. | Lok Capital Growth Fund 987,720 1.36
19. | Polaris Banyan Holding Private Limited 759,859 1.05
Total 68,650,364 94.76

 

 

 

 

 

(“Jointly held with Savita S. Pai

(i) full conversion of vested options as of two years prior to the date of this Prospectus and (ii) the issue of application form
and payment of application monies and consequent preferential allotment of up to 4,500,000 Equity Shares to Baskar Babu
Ramachandran two years prior to the date of this Prospectus.

© — 1,203,578 Equity Shares were jointly held by Baskar Babu Ramachandran (as the first holder) and Shilpa Bhaskar Babu
as of two years prior to the date of this Prospectus.

Our Bank shall ensure that any transaction in the Equity Shares by the Promoters and the Promoter Group during
the period between the date of filing of the Draft Red Herring Prospectus and the date of closure of the Issue
shall be reported to the Stock Exchanges within 24 hours of such transaction.

Except as disclosed in “~ Notes to the capital structure - Equity Share capital history of our Bank” on pages 73
to 77, our Bank has not made any public issue or rights issue of any kind or class of securities since its
incorporation.

Our Bank has not allotted any Equity Shares pursuant to any scheme of arrangement approved under Sections
391 to 394 of the Companies Act, 1956 or Sections 230 to 234 of the Companies Act.

All Equity Shares issued pursuant to the Issue shall be fully paid-up at the time of Allotment.
As on the date of filing of this Prospectus, our Bank has 2,290 Shareholders.

Except for the issue of any Equity Shares pursuant to exercise of options granted under the ESOP Schemes, our
Bank presently does not intend or propose to alter its capital structure for a period of six months from the
Bid/Issue Opening Date, by way of sub-division or consolidation of the denomination of Equity Shares or further
issue of Equity Shares (including issue of securities convertible into or exchangeable, directly or indirectly for
Equity Shares) whether on a preferential basis or by way of issue of bonus shares or on a rights basis or by way
of further public issue of Equity Shares or otherwise.

There have been no financing arrangements whereby members of our Promoter Group, our Directors and their
relatives have financed the purchase by any other person of securities of our Bank (other than in the normal
course of the business of the relevant financing entity) during a period of six months immediately preceding the
date of filing of the Draft Red Herring Prospectus, the Red Herring Prospectus and this Prospectus.

Neither our Bank, nor the Directors have entered into any buy-back arrangements for purchase of Equity Shares
from any person. Further, the Book Running Lead Managers have not entered into any buy-back arrangements
for purchase of Equity Shares from any person.

Except as disclosed in “Our Management” beginning on page 188, none of our Directors or Key Managerial
Personnel hold any Equity Shares of our Bank.

Our Bank, pursuant to the resolutions by our Board on May 29, 2010 and Shareholders on June 10, 2010, adopted
the ESOP 2010. The aggregate number of Equity Shares issued under the ESOP 2010 is 342,400 Equity Shares
of face value = 10 each. As on the date of this Prospectus, there are no outstanding options under ESOP 2010.
Our Nomination and Remuneration Committee, pursuant to its resolution dated September 23, 2020, has noted
that the ESOP 2010 is closed.

88
