 

Term

Description

 

Promoter Group

Persons and entities constituting the promoter group of our Bank in terms of Regulation 2(1)(pp) of the
SEBI ICDR Regulations, as disclosed in “Our Promoters and Promoter Group” beginning on page 205

 

Promoters

‘The promoters of our Bank, namely Baskar Babu Ramachandran, P. Surendra Pai, P. S. Jagdish and G. V.
Alankara. For details, see “Our Promoters and Promoter Group” beginning on page 205

 

RBI Final Approval

RBI letter dated August 26, 2016 bearing no. DBR.NBD.(SFB-Suryoday) No. 2489/16.13.216/2016-17,
pursuant to which the RBI granted license no. MUM:120 to our Bank to carry on the SFB business in terms
of Section 22 of the Banking Regulation Act

 

RBI In-Principle Approval

RBI letter dated October 7, 2015 bearing no. DBR.PSBD.NBC (SFB-SMFPL). No. 4920/16.13.216/2015-
16, pursuant to which the RBI granted an in-principal approval to our Bank in order to establish an SFB
under Section 22 of the Banking Regulation Act

 

Registered Office 7 Corporate
Office

Unit No.1101, Sharda Terraces, Plot No. 65, Sector 11, CBD Belapur, Navi Mumbai 400 614, Maharashtra,
India

 

 

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“Registrar of Companies
“RoC”

Registrar of Companies, Maharashtra at Mumbai

 

Restated Financial Statements

Restated financial statements of our Bank as at and for the nine months ended December 31, 2020 and
December 31, 2019, for the Fiscals 2020, 2019 and 2018 which comprises the restated summary statement
of assets and liabilities as at December 31, 2020, December 31, 2019, March 31, 2020, March 31, 2019 and
March 31, 2018, the restated summary statements of profit and loss and the restated summary statement of
cash flows for the nine months ended December 31, 2020 and December 31, 2019, for the years ended
March 31, 2020, March 31, 2019 and March 31, 2018 and notes thereto prepared in terms of the
requirements of Section 26 of Part | of Chapter III of the Companies Act, the SEBI ICDR Regulations and
the Guidance Note on Reports in Company Prospectuses (Revised 2019) issued by the ICAI, as amended
from time to time

 

Selling Shareholders

IFC, Gaja Capital Fund II Limited, DWM (International) Mauritius Ltd, HDFC Holdings Limited, IDFC
FIRST Bank Limited, Americorp Ventures Limited, Kotak Mahindra Life Insurance Company Limited and
Gaja Capital India AIF Trust (represented by its trustee, Gaja Trustee Company Private Limited)

 

Selling Shareholders’ Consent
Letters

Consent letters issued by each of the Selling Shareholders, pursuant to the notice for Offer of Sale dated
July 7, 2020, read with extensions granted by our emails dated July 24, 2020, August 12, 2020 and August
25, 2020 issued by our Bank to our Shareholders whose names appeared in the records of the depository as
on July 3, 2020, inviting them to participate in the Issue and setting out the related terms and conditions.

For details on authorizations of the Selling Shareholders in relation to the Offered Shares, see “Other
Regulatory and Statutory Disclosures” beginning on page 344

 

“Shareholders’ Agreement” or
“SHA”

Shareholders’ agreement dated March 20, 2019 eniered into by and amongst, Sarva Capital LLC, HDFC
Holdings Limited, HDFC Life Insurance Company Limited, Jhelum Investment Fund 1, International
Finance Corporation, DWM (International) Mauritius Ltd, ResponsAbility Participations Mauritius, ASK
Pravi Private Equity Opportunities Fund, IDFC FIRST Bank Limited, Polaris Banyan Holding Private
Limited, Kiran Vyapar Limited, Dr. Aravind Srinivasan, Gaja Capital India AIF Trust (represented by its
trustee, Gaja Trustee Company Private Limited), Gaja Capital Fund II Limited, Evolvence India Fund II
Ltd, TVS Shriram Growth Fund, Lok Capital Growth Fund, Americorp Ventures Limited, DEG — Deutsche
Investitions — Und Entwicklungsgesellschaft, Kotak Mahindra Life Insurance Company Limited, TVS
Shriram Growth Fund 3, a scheme of TVS Shriram Growth AIF Trust, Teachers Insurance and Annuity
Association of America, our Promoters and our Bank read along with amendments to the Shareholders’
agreement dated December 16, 2019 and the Shareholders’ Second Amendment Agreement.

 

“Shareholders” Second
Amendment Agreement”

The second amendment agreement dated September 28, 2020 to the Shareholders’ Agreement

 

Shareholders

Holders of Equity Shares of our Bank from time to time

 

Stakeholders’
Committee

Relationship

Stakeholders’ relationship committee of our Bank, constituted in accordance with the applicable provisions
of the Companies Act, 2013 and the SEBI Listing Regulations

 

TVS Entities

TVS Shriram Growth Fund and TVS Shriram Growth Fund 3, a scheme of TVS Shriram Growth AIF Trust

 

Issue Related Terms

 

 

 

 

 

 

 

 

 

Term Description

Addendum The addendum to the Draft Red Herring Prospectus dated February 8, 2021

“Allot” or “Allotment” or| Unless the context otherwise requires, the allotment of Equity Shares pursuant to the Fresh Issue and

“Allotted” transfer of the Offered Shares pursuant to the Offer for Sale to the successful Bidders

Allotment Advice A note or advice or intimation of Allotment, sent to the successful Bidders who have been or are to be
Allotted the Equity Shares after the Basis of Allotment has been approved by the Designated Stock
Exchange

Allottee A successful Bidder to whom the Equity Shares are Allotted

Anchor Investor A Qualified Institutional Buyer, who applied under the Anchor Investor Portion in accordance with the
requirements specified in the SEBI ICDR Regulations and this Prospectus and who had Bid for an amount
of at least 2100 million

Anchor Investor Allocation] The price at which Equity Shares were allocated to the Anchor Investors, being € 305 per Equity Share in

Price terms of the Red Herring Prospectus and this Prospectus, which was decided by our Bank and the Selling

Shareholders, in consultation with the Book Running Lead Managers

 

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