 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

No. of options | No. of options No. of options
sonati granted during | lapsed / cancelled ss 7 No. of options
Name and Designation . exercised during “5
the year/ during the year/ 7 outstanding
period period Hn yeas’ pened

Fiscal Year ending March 2020
Bhavin Damania = - 31,250 31,250
Geeta Krishnan = - 6,250 15,000
Narayan Rao = - 80,000 117,500
Sominder Singh = - 37,500 81,250
Bharath Nyamathi Sondur = - 25,000 75,000
Dhara Manoj Vyas Z s 8,750 32,500
Period from April 1, 2020 till the date of this Prospectus
Bhavin Damania - - - 31,250
Geeta Krishnan = - 6,250 8,750
Narayan Rao s - 7 117,500
Sominder Singh 2 - 35,000 46,250
Bharath Nyamathi Sondur - ° - 75,000
Dhara Manoj Vyas - ° 16,250 16,250

 

 

 

 

 

List of Employees who received a grant of option amounting to 5% or more of the options granted during the year

 

No. of options

Noch || paeetl  garsait

Name granted during the

No. of options

exer eel Wciiciny || noe cae

 

 

 

 

 

 

 

 

 

 

 

. during the year/ < outstanding
year/ period period the year/ period

Fiscal Year ending March 2018

Narayan Rao 60,000 - 12,500 47,500
Sominder Singh 125,000 - - 125,000
R. Sathyanarayanan 100,000 - - 100,000
Sarabjit Singh 75,000 - - 75,000
Shweta Singh 60,000 - - 60,000
Fiscal Year ending March 2019

‘Narayan Rao 100,000 = = 100,000
Bharath Nyamathi 100,000 7 00000
Sondur

 

 

Fiscal Year ending
March 2020

 

 

Period from April 1,
2020 till the date of this = 7 - -
Prospectus

 

 

 

 

 

 

 

Identified employees who are granted options, during any one year equal to or exceeding 1% of the issued capital
(excluding outstanding warrants and conversions) of our Bank at the time of grant

 

 

 

 

Name Grant Period No. of options | No. ofoptions | No. of options _ | No. of options
Granted lapsed / Exercised outstanding
cancelled
Nil - = - 2 -

 

 

 

 

 

 

Our Bank, pursuant to the resolutions by our Board on July 31, 2019 and Shareholders on September 26, 2019,
adopted the ESOP 2019, which was amended by our Bank pursuant to resolutions passed by our Board on July
3, 2020 and Shareholders on July 27, 2020. The aggregate number of Equity Shares, issued under the ESOP
2019, shall not exceed 4,000,000 Equity Shares of face value = 10 each.

98
