Difficult People and How to Handle Them. 1  The Tyrant rants and raves and makes no sense. 2  The Ogre is grumpy and unpleasant and snaps for no reason. 3  The Bully derives pleasure from pushing other people around. 4  The Loose Cannon is quiet and pent up but abusive when set off.
A compliance manager is a professional that keeps the legal and ethical integrity of a company intact through policy enforcement and program planning. He or she makes sure all departments of a business are complying with the rules and regulations the company upholds.
Practical comPliance & risk management for the securities industry â¢ sePtemberâoctober 2010 9 Lawyers and Compliance Officers: Examining the Conflicts charged with preventing and detecting violations, the lawyer may be in the position to subordinate the compliance function to legal concerns.or is privilege the only area where conflict may arise in the relationship between compliance and legal. The privilege is a symptom of the conflict, but the source of the conflict runs much deeper and has broader implications for firms, senior management, lawyers, and compliance officers.