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The Gambia (/ˈɡæmbiə/ (listen); Mandinka: Kambiya; Wolof: Gámbi), officially the Republic of The Gambia, is a country in West Africa. The Gambia is often referred to as 'The Smiling Coast'. It is the smallest country within mainland Africa,[6] and is surrounded by Senegal, except for its western coast on the Atlantic Ocean. The Gambia is situated on both sides of the lower reaches of the Gambia River, the nation's namesake, which flows through the centre of The Gambia and empties into the Atlantic Ocean. It has an area of 10,689 square kilometres (4,127 sq mi) with a population of 1,857,181 as of the April 2013 census. Banjul is the Gambian capital and the country's largest metropolitan area.[7] The largest cities are Serekunda and Brikama.[8]
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The Gambia shares historical roots with many other West African nations in the slave trade, which was the key factor in the placing and keeping of a colony on the Gambia River, first by the Portuguese, during which era it was known as A Gâmbia. Later, on 25 May 1765,[9] The Gambia was made a part of the British Empire when the government formally assumed control, establishing the Province of Senegambia. In 1965, The Gambia gained independence under the leadership of Dawda Jawara, who ruled until Yahya Jammeh seized power in a bloodless 1994 coup. Adama Barrow became The Gambia's third president in January 2017, after defeating Jammeh in the December 2016 elections.[10] Jammeh initially accepted the results, then refused to accept them, which triggered a constitutional crisis and military intervention by the Economic Community of West African States, resulting in his exile.[11][12][13]
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The Gambia's economy is dominated by farming, fishing and, especially, tourism. In 2015, 48.6% of the population lived in poverty.[14] In rural areas, poverty is even more widespread, at almost 70%.[14]
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The name "Gambia" is derived from the Mandinka term Kambra/Kambaa, meaning Gambia River (or possibly from the sacred Serer Gamba,[15] a special type of calabash beaten when a Serer elder dies).[16] According to the CIA World Factbook, the United States Department of State, the Times Comprehensive Atlas of the World and the Permanent Committee on Geographical Names for British Official Use, The Gambia is one of two countries whose self-standing short name for official use should begin with the word "The" (the other being The Bahamas). (Habitually, the definite article is sometimes still used when addressing many other countries, including Netherlands, Philippines, Congo, Sudan, Comoros, Central African Republic, Seychelles, Maldives, Solomon Islands, Dominican Republic, Czech Republic, Marshall Islands, United Kingdom and United States of America, with varying degrees of accuracy.[17]) Upon independence in 1965, the country used the name The Gambia. Following the proclamation of a republic in 1970, the long-form name of the country became Republic of The Gambia.[18] The administration of Yahya Jammeh changed the long-form name to Islamic Republic of The Gambia in December 2015.[19] On 29 January 2017 President Adama Barrow changed the name back to Republic of The Gambia.[20][21]
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Arab traders provided the first written accounts of the Gambia area in the ninth and tenth centuries. During the tenth century, Muslim merchants and scholars established communities in several West African commercial centres. Both groups established trans-Saharan trade routes, leading to a large export trade of local people as slaves, along with gold and ivory, as well as imports of manufactured goods.
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By the 11th or 12th century, the rulers of kingdoms such as Takrur (a monarchy centred on the Senegal River just to the north) ancient Ghana and Gao had converted to Islam and had appointed to their courts Muslims who were literate in the Arabic language.[22] At the beginning of the 14th century, most of what is today called The Gambia was part of the Mali Empire. The Portuguese reached this area by sea in the mid-15th century and began to dominate overseas trade.
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In 1588, the claimant to the Portuguese throne, António, Prior of Crato, sold exclusive trade rights on the Gambia River to English merchants. Letters patent from Queen Elizabeth I confirmed the grant. In 1618, King James I of England granted a charter to an English company for trade with the Gambia and the Gold Coast (now Ghana). Between 1651 and 1661, some parts of the Gambia — St. Andrew's Island in the Gambia River including Fort Jakob, and St. Mary Island (modern day Banjul) and Fort Jillifree — came under the rule of the Duchy of Courland and Semigallia (now in modern-day Latvia), having been bought by Prince Jacob Kettler[23]. The colonies were formally ceded to England in 1664.
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During the late 17th century and throughout the 18th century, the British Empire and the French Empire struggled continually for political and commercial supremacy in the regions of the Senegal River and the Gambia River. The British Empire occupied the Gambia when an expedition led by Augustus Keppel landed there following the Capture of Senegal in 1758. The 1783 First Treaty of Versailles gave Great Britain possession of the Gambia River, but the French retained a tiny enclave at Albreda on the river's north bank. This was finally ceded to the United Kingdom in 1856.
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As many as three million people may have been taken as slaves from this general region during the three centuries that the transatlantic slave trade operated. It is not known how many people were taken as slaves by intertribal wars or Muslim traders before the transatlantic slave trade began. Most of those taken were sold by other Africans to Europeans: some were prisoners of intertribal wars; some were victims sold because of unpaid debts, and many others were simply victims of kidnapping.[24]
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Traders initially sent people to Europe to work as servants until the market for labour expanded in the West Indies and North America in the 18th century. In 1807, the United Kingdom abolished the slave trade throughout its empire. It also tried, unsuccessfully, to end the slave trade in the Gambia. Slave ships intercepted by the Royal Navy's West Africa Squadron in the Atlantic were also returned to the Gambia, with people who had been slaves released on MacCarthy Island far up the Gambia River where they were expected to establish new lives.[25] The British established the military post of Bathurst (now Banjul) in 1816.
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In the ensuing years, Banjul was at times under the jurisdiction of the British Governor-General in Sierra Leone. In 1888, The Gambia became a separate colony.[26]
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An agreement with the French Republic in 1889 established the present boundaries. The Gambia became a British Crown colony called British Gambia, divided for administrative purposes into the colony (city of Banjul and the surrounding area) and the protectorate (remainder of the territory). The Gambia received its own executive and legislative councils in 1901, and it gradually progressed toward self-government. Slavery was abolished in 1906[27] and following a brief conflict between the British colonial forces and indigenous Gambians, British colonial authority was firmly established.[28]
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During World War II, some soldiers fought with the Allies of World War II. Though these soldiers fought mostly in Burma, some died closer to home and a Commonwealth War Graves Commission cemetery is in Fajara (close to Banjul). Banjul contained an airstrip for the US Army Air Forces and a port of call for Allied naval convoys.[29]
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After World War II, the pace of constitutional reform increased. Following general elections in 1962, the United Kingdom granted full internal self-governance in the following year.[29][29]
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The Gambia achieved independence on 18 February 1965, as a constitutional monarchy within the Commonwealth, with Elizabeth II as Queen of the Gambia, represented by the Governor-General. Shortly thereafter, the national government held a referendum proposing that the country become a republic. This referendum failed to receive the two-thirds majority required to amend the constitution, but the results won widespread attention abroad as testimony to The Gambia's observance of secret balloting, honest elections, civil rights, and liberties.[29]
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On 24 April 1970, The Gambia became a republic within the Commonwealth, following a second referendum. Prime Minister Sir Dawda Kairaba Jawara assumed the office of President, an executive post, combining the offices of head of state and head of government.
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President Sir Dawda Jawara was re-elected five times. An attempted coup on 29 July 1981 followed a weakening of the economy and allegations of corruption against leading politicians.[30] The coup attempt occurred while President Jawara was visiting London and was carried out by the leftist National Revolutionary Council, composed of Kukoi Samba Sanyang's Socialist and Revolutionary Labour Party (SRLP) and elements of the Field Force, a paramilitary force which constituted the bulk of the country's armed forces.[30]
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President Jawara requested military aid from Senegal, which deployed 400 troops to The Gambia on 31 July. By 6 August, some 2,700 Senegalese troops had been deployed, defeating the rebel force.[30] Between 500 and 800 people were killed during the coup and the ensuing violence.[30]
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In 1982, in the aftermath of the 1981 attempted coup, Senegal and The Gambia signed a treaty of confederation. The Senegambia Confederation aimed to combine the armed forces of the two states and to unify their economies and currencies. After just seven years, The Gambia permanently withdrew from the confederation in 1989.
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In 1994, the Armed Forces Provisional Ruling Council (AFPRC) deposed the Jawara government and banned opposition political activity. Lieutenant Yahya A.J.J. Jammeh, chairman of the AFPRC, became head of state. Jammeh was just 29 years old at the time of the coup. The AFPRC announced a transition plan to return to a democratic civilian government. The Provisional Independent Electoral Commission (PIEC) was established in 1996 to conduct national elections and transformed into the Independent Electoral Commission (IEC) in 1997 and became responsible for the registration of voters and for the conduct of elections and referendums.
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In late 2001 and early 2002, The Gambia completed a full cycle of presidential, legislative, and local elections, which foreign observers[who?] deemed free, fair, and transparent. President Yahya Jammeh, who was elected to continue in the position he had assumed during the coup, took the oath of office again on 21 December 2001. Jammeh's Alliance for Patriotic Reorientation and Construction (APRC) maintained its strong majority in the National Assembly, particularly after the main opposition United Democratic Party (UDP) boycotted the legislative elections.[31] (It has participated in elections since, however).
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On 2 October 2013, the Gambian interior minister announced that The Gambia would leave the Commonwealth with immediate effect, ending 48 years of membership of the organisation. The Gambian government said it had "decided that The Gambia will never be a member of any neo-colonial institution and will never be a party to any institution that represents an extension of colonialism".[32]
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Incumbent President Jammeh faced opposition leaders Adama Barrow from the Independent Coalition of parties[33] and Mamma Kandeh from the Gambia Democratic Congress party[34] in the December 2016 presidential elections. The Gambia sentenced main opposition leader and human rights advocate Ousainou Darboe to 3 years in prison in July 2016,[35] disqualifying him from running in the presidential election.
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Following the 1 December 2016 elections, the elections commission declared Adama Barrow the winner of the presidential election.[36] Jammeh, who had ruled for 22 years, first announced he would step down after losing the 2016 election before declaring the results void and calling for a new vote, sparking a constitutional crisis and leading to an invasion by an ECOWAS coalition.[37] On 20 January 2017, Jammeh announced that he had agreed to step down and would leave the country.[12]
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On 14 February 2017, The Gambia began the process of returning to its membership of the Commonwealth and formally presented its application to re-join to Secretary-General Patricia Scotland on 22 January 2018.[38][39] Boris Johnson, who became the first British Foreign Secretary to visit The Gambia since the country gained independence in 1965,[40] announced that the British government welcomed The Gambia's return to the Commonwealth.[40] The Gambia officially rejoined the Commonwealth on 8 February 2018.[41][42]
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The Gambia is a very small and narrow country whose borders mirror the meandering Gambia River. It lies between latitudes 13 and 14°N, and longitudes 13 and 17°W.
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The Gambia is less than 50 kilometres (31 miles) wide at its widest point, with a total area of 11,295 km2 (4,361 sq mi). About 1,300 square kilometres (500 square miles) (11.5%) of The Gambia's area are covered by water. It is the smallest country on the African mainland. In comparative terms, The Gambia has a total area slightly less than that of the island of Jamaica.
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Senegal surrounds The Gambia on three sides, with 80 km (50 mi) of coastline on the Atlantic Ocean marking its western extremity.[43]
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The present boundaries were defined in 1889 after an agreement between the United Kingdom and France. During the negotiations between the French and the British in Paris, the French initially gave the British around 200 miles (320 km) of the Gambia River to control. Starting with the placement of boundary markers in 1891, it took nearly 15 years after the Paris meetings to determine the final borders of The Gambia. The resulting series of straight lines and arcs gave the British control of areas about 10 miles (16 km) north and south of the Gambia River.[44]
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The Gambia has a tropical climate. A hot and rainy season normally lasts from June until November, but from then until May, cooler temperatures predominate, with less precipitation.[43] The climate in The Gambia closely resembles that of neighbouring Senegal, of southern Mali, and of the northern part of Benin.[45]
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The Gambia gained independence from the United Kingdom on 18 February 1965. From 1965 to 1994, the country was ostensibly a multi-party liberal democracy. It was ruled by Dawda Jawara and his People's Progressive Party (PPP). However, the country never experienced political turnover during this period and its commitment to succession by the ballot box was never tested.[47] In 1994, a military coup propelled a commission of military officers to power, known as the Armed Forces Provisional Ruling Council (AFPRC). After two years of direct rule, a new constitution was written and in 1996, the leader of the AFPRC, Yahya Jammeh, was elected as President. He ruled in an authoritarian style until the 2016 election, which was won by Adama Barrow, backed by a coalition of opposition parties.
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During the Jawara era, there were initially four political parties, the PPP, the United Party (UP), the Democratic Party (DP), and the Muslim Congress Party (MCP). The 1960 constitution had established a House of Representatives, and in the 1960 election no party won a majority of seats. However, in 1961 the British Governor chose UP leader Pierre Sarr N'Jie to serve as the country's first head of government, in the form of a Chief Minister. This was an unpopular decision, and the 1962 election was notable as parties were able to appeal to ethnic and religious differences across The Gambia. The PPP won a majority, and formed a coalition with the Democratic Congress Alliance (DCA; a merger of the DP and MCP). They invited the UP to the coalition in 1963, but it left in 1965.[48]
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The UP was seen as the main opposition party, but it lost power from 1965 to 1970. In 1975, the National Convention Party (NCP) was formed by Sheriff Mustapha Dibba, and became the new main opposition party to the PPP's dominance.[48] Both the PPP and NCP were ideologically similar, so in the 1980s a new opposition party emerged, in the form of the radical socialist People's Democratic Organisation for Independence and Socialism (PDOIS). However, between the 1966 and 1992 elections, the PPP was "overwhelmingly dominant", winning between 55% and 70% of the vote in each election and a large majority of seats continually.[49]
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In principle, competitive politics existed during the Jawara era, however, it was stated that there was in reality a "one-party monopoly of state power centred around the dominant personality of Dawda Jawara." Civil society was limited post-independence, and opposition parties were weak and at the risk of being declared subversive. The opposition did not have equal access to resources, as the business class refused to finance them. The government had control over when they could make public announcements and press briefings, and there were also allegations of vote-buying and improprieties in the preparation of the electoral register. A 1991 court challenge by the PDOIS against irregularities on the electoral register in Banjul was dismissed on a technicality.[50]
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In July 1994, a bloodless military coup d'état brought an end to the Jawara era. The Armed Forces Provisional Ruling Council (AFPRC), led by Yahya Jammeh, ruled dictatorially for two years. The council suspended the constitution, banned all political parties, and imposed a dusk-to-dawn curfew on the populace.[51] A transition back to democracy occurred in 1996, and a new constitution was written, though the process was manipulated to benefit Jammeh.[52] In a 1996 referendum, 70% of voters approved the constitution, and in December 1996 Jammeh was elected as President. All but PDOIS of the pre-coup parties were banned, and former ministers were barred from public office.[53]
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During Jammeh's rule, the opposition was again fragmented. An example was the infighting between members of the National Alliance for Democracy and Development (NADD) that was formed in 2005. Jammeh used the police forces to harass opposition members and parties. Jammeh was also accused of human rights abuses, especially towards human rights activists, civil society organisations, political opponents, and the media. Their fates included being sent into exile, harassment, arbitrary imprisonment, murder, and forced disappearance. Particular examples include the murder of journalist Deyda Hydara in 2004, a student massacre at a protest in 2000, public threats to kill human rights defenders in 2009, and public threats towards homosexuals in 2013. Furthermore, Jammeh made threats to the religious freedom of non-Muslims, used 'mercenary judges' to weaken the judiciary, and faced numerous accusations of election rigging.[54]
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In the December 2016 presidential election, Jammeh was beaten by Adama Barrow, who was backed by a coalition of opposition parties. Jammeh's initial agreement to step down followed by a change of mind induced a constitutional crisis that culminated in a military intervention by ECOWAS forces in January 2017. Barrow pledged to serve at the head of a three-year transitional government.[55] The Nigerian Centre for Democracy and Development describe the challenges facing Barrow as needing to restore "citizen's trust and confidence in the public sector". They describe a "fragile peace" with tensions in rural areas between farmers and the larger communities. They also reported on tensions between ethnic groups developing. An example is that in February 2017, 51 supporters of Jammeh were arrested for harassing supporters of Barrow. Although his election was initially met with enthusiasm, the Centre notes that this has been dampened by Barrow's initial constitutional faux pas with his Vice President, the challenge of inclusion, and high expectations post-Jammeh.[54]
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The Gambia has had a number of constitutions in its history. The two most significant are the 1970 constitution, which established The Gambia as a presidential republic, and the 1996 constitution, which served as a basis for Jammeh's rule and was kept following Barrow's victory in 2016. Jammeh manipulated the 1996 constitutional reform process to benefit himself. No reference was made to term limits, indicating Jammeh's preference to stay in power for an extended period of time.[52] According to the 1996 constitution, the President is the head of state, head of government, and commander-in-chief of the armed forces. Jammeh and Barrow have also both taken on the role of Minister of Defence.[56]
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The president appoints the vice president and cabinet of ministers and also chairs the cabinet. The office of Prime Minister was abolished in 1970. Total executive power is vested in the president. They can also appoint five members of the National Assembly, the judges of the superior courts, regional governors, and district chiefs. In terms of the civil service, they can appoint the Public Service Commission, the ombudsman, and the Independent Electoral Commission. The president is directly elected for five-year terms based on a simple majority of votes. There are no term limits.[56] The Constitution is under review as of 2018 and a two-term limit and other changes required to enhance the governance structures are expected.
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The Gambia followed a formal policy of non-alignment throughout most of former President Jawara's tenure. It maintained close relations with the United Kingdom, Senegal, and other African countries. The July 1994 coup strained The Gambia's relationship with Western powers, particularly the United States, which until 2002 suspended most non-humanitarian assistance in accordance with Section 508 of the Foreign Assistance Act. After 1995 President Jammeh established diplomatic relations with several additional countries, including Libya (suspended in 2010), and Cuba.[57] The People's Republic of China cut ties with the Gambia in 1995 – after the latter established diplomatic links with Taiwan – and re-established them in 2016.[58]
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The Gambia plays an active role in international affairs, especially West African and Islamic affairs, although its representation abroad is limited. As a member of the Economic Community of West African States (ECOWAS), The Gambia has played an active role in that organisation's efforts to resolve the civil wars in Liberia and Sierra Leone and contributed troops to the community's ceasefire monitoring group (ECOMOG) in 1990 and (ECOMIL) in 2003.[57] In November 2019, The Gambia filed a case against Myanmar in The Hague, accusing its military of genocide against Myanmar's ethnic Rohingya community.[59]
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The Gambia has also sought to mediate disputes in nearby Guinea-Bissau and the neighbouring Casamance region of Senegal. The government of The Gambia believed Senegal was complicit in the March 2006 failed coup attempt. This put increasing strains on relations between The Gambia and its neighbour. The subsequent worsening of the human rights situation placed increasing strains on US–Gambian relations.[57]
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The Gambia withdrew from the Commonwealth of Nations on 3 October 2013, with the government stating it had "decided that The Gambia will never be a member of any neo-colonial institution and will never be a party to any institution that represents an extension of colonialism".[60] Under the new president, The Gambia has begun the process of returning to its status as a Commonwealth republic with the support of the British government, formally presenting its application to re-join the Commonwealth of Nations to Secretary-General Patricia Scotland on 22 January 2018.[38][39]
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The Gambia returned to its status as a Commonwealth republic on 8 February 2018.
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According to the World Health Organization, an estimated 78.3% of Gambian girls and women have suffered female genital mutilation.[61] LGBT activity is illegal, and punishable with life imprisonment.[62]
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The Daily Observer reporter Ebrima Manneh is believed by human rights organizations to have been arrested in July 2006 and secretly held in custody since then.[63] Manneh was reportedly arrested by Gambia's National Intelligence Agency after attempting to republish a BBC report criticizing President Yahya Jammeh.[63] Amnesty International considers him to be a prisoner of conscience and named him a 2011 "priority case".[64] In 2019 the Gambian newspaper The Trumpet reported that Manneh had died in captivity at some point in mid-2008.[65][66]
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The Gambia Armed Forces (GAF) was created in 1985 as a stipulation of the Senegambia Confederation, a political union between The Gambia and Senegal. It originally consisted of the Gambia National Army (GNA), trained by the British, and Gambia National Gendarmerie (GNG), trained by the Senegalese. The GNG was merged into the police in 1992, and in 1997 Jammeh created a Gambia Navy (GN). Attempts to create a Gambia Air Force in the mid 2000s ultimately fell through. In 2008, Jammeh created a National Republican Guard, composed of special forces units. The GNA has a strength of roughly 900, in two infantry battalions and an engineering company. It makes use of Ferret and M8 Greyhound armoured cars. The GN is equipped with patrol vessels, and Taiwan donated a number of new vessels to the force in 2013.
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Since the GAF was formed in 1985, it has been active in UN and African Union peacekeeping missions. It has been classed as a Tier 2 peacekeeping contributor[69] and was described by the Center on International Cooperation as a regional leader in peacekeeping.[70] It dispatched soldiers to Liberia as part of ECOMOG from 1990 to 1991, during which two Gambian soldiers were killed. It has since contributed troops to ECOMIL, UNMIL, and UNAMID. Responsibility for the military has rested directly with the President since Jammeh seized power at the head of a bloodless military coup in 1994. Jammeh also created the role of Chief of the Defence Staff, who is the senior military officer responsible for the day-to-day operations of the Gambia Armed Forces. Between 1958 and 1985, the Gambia did not have a military, but the Gambia Field Force existed as a paramilitary wing of the police. The military tradition of the Gambia can be traced to the Gambia Regiment of the British Army, that existed from 1901 to 1958 and fought in World War I and World War II. In 2017, Gambia signed the UN treaty on the Prohibition of Nuclear Weapons.[71]
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The Gambia Armed Forces is and has been the recipient of a number of equipment and training agreements with other countries. In 1992, a contingent of Nigerian soldiers helped lead the GNA. Between 1991 and 2005, the Turkish armed forces helped train Gambian soldiers. It has also hosted British and United States training teams from the Royal Gibraltar Regiment and US AFRICOM.
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The Gambia is divided into eight local government areas, including the national capital, Banjul, which is classified as a city. The Divisions of the Gambia were created by the Independent Electoral Commission in accordance to Article 192 of the National Constitution.[43]
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The local government areas are further subdivided (2013) into 43 districts. Of these, Kanifing and Kombo Saint Mary (which shares Brikama as a capital with the Brikama Local Government Area) are effectively part of the Greater Banjul area.[72]
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The Gambia has a liberal, market-based economy characterised by traditional subsistence agriculture, a historic reliance on groundnuts (peanuts) for export earnings, a re-export trade built up around its ocean port, low import duties, minimal administrative procedures, a fluctuating exchange rate with no exchange controls, and a significant tourism industry.[57]
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The World Bank pegged Gambian GDP for 2018 at US$1,624M; the International Monetary Fund put it at US$977M for 2011.[citation needed]
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From 2006 to 2012, the Gambian economy grew annually at a rate of 5–6% of GDP.[73]
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Agriculture accounts for roughly 30% of the gross domestic product (GDP) and employs about 70% of the labour force. Within agriculture, peanut production accounts for 6.9% of GDP, other crops 8.3%, livestock 5.3%, fishing 1.8%, and forestry 0.5%. Industry accounts for about 8% of GDP and services around 58%. The limited amount of manufacturing is primarily agricultural-based (e.g., peanut processing, bakeries, a brewery, and a tannery). Other manufacturing activities involve soap, soft drinks, and clothing.[57]
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Previously[when?], the United Kingdom and the EU constituted the major Gambian export markets. However, in recent years Senegal, the United States, and Japan have become significant trade partners of the Gambia. In Africa, Senegal represented the biggest trade partner of the Gambia in 2007, which is a defining contrast to previous years that had Guinea-Bissau and Ghana as equally important trade partners. Globally, Denmark, the United States, and China have become important source countries for Gambian imports. The UK, Germany, Ivory Coast, and the Netherlands also provide a fair share of Gambian imports. The Gambian trade deficit for 2007 was $331 million.[57]
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In May 2009 twelve commercial banks existed in the Gambia, including one Islamic bank. The oldest of these, Standard Chartered Bank, dates its presence back to the entry in 1894 of what shortly thereafter became the Bank of British West Africa. In 2005 the Switzerland-based banking group International Commercial Bank established a subsidiary and now has four branches in the country. In 2007 Nigeria's Access Bank established a subsidiary that now has four branches in the country, in addition to its head office; the bank has pledged to open four more.
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In May 2009 the Lebanese Canadian Bank opened a subsidiary called Prime Bank.[74]
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Serekunda market
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Brightly-painted fishing boats are common in Bakau
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The Gambia's wildlife, like this green monkey, attracts tourists
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The urbanisation rate in 2011 was 57.3%.[43] Provisional figures from the 2003 census show that the gap between the urban and rural populations is narrowing as more areas are declared urban. While urban migration, development projects, and modernisation are bringing more Gambians into contact with Western habits and values, indigenous forms of dress and celebration and the traditional emphasis on the extended family remain integral parts of everyday life.[57]
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The United Nations Development Programme (UNDP) Human Development Report for 2010 ranks the Gambia 151st out of 169 countries on its Human Development Index, putting it in the 'Low Human Development' category. This index compares life expectancy, years of schooling, gross national income (GNI) per capita and some other factors.[77]
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The total fertility rate (TFR) was estimated at 3.98 children/woman in 2013.[78]
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A variety of ethnic groups live in the Gambia, each preserving its own language and traditions. The Mandinka ethnicity is the largest, followed by the Fula, Wolof, Jola/Karoninka, Serahule / Jahanka, Serers, Manjago, Bambara, Aku Marabou, Bainunka and others.[1] The Krio people, locally known as Akus, constitute one of the smallest ethnic minorities in the Gambia. They are descendants of the Sierra Leone Creole people and have been traditionally concentrated in the capital.
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The roughly 3,500 non-African residents include Europeans and families of Lebanese origin (0.23% of the total population).[57] Most of the European minority is British, although many of the British left after independence.
|
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English is the official language of the Gambia. Other languages are Mandinka, Wolof, Fula, Serer, Krio, Jola and other indigenous vernaculars.[43] Owing to the country's geographical setting, knowledge of French (an official language in much of West Africa) is relatively widespread.
|
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The constitution mandates free and compulsory primary education in the Gambia. Lack of resources and educational infrastructure has made implementation of this difficult.[79] In 1995, the gross primary enrollment rate was 77.1% and the net primary enrollment rate was 64.7%[79] School fees long prevented many children from attending school, but in February 1998, President Jammeh ordered the termination of fees for the first six years of schooling.[79] Girls make up about 52% of primary school pupils. The figure may be lower for girls in rural areas, where cultural factors and poverty prevent parents from sending girls to school.[79] Approximately 20% of school-age children attend Quranic schools.[79]
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The global headquarters of the International Open University, a higher education institution having more than 435,000 enrolled students from over 250 countries worldwide, is in the Gambia.[80]
|
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Article 25 of the constitution protects the rights of citizens to practice any religion that they choose.[82] Islam is practised by 95% of the country's population.[81] The majority of the Muslims in the Gambia adhere to Sunni laws and traditions.[83].
|
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|
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Virtually all commercial life in the Gambia comes to a standstill during major Muslim holidays, including Eid al-Adha and Eid ul-Fitr.[84] Most Muslims in the Gambia follow the Maliki school of jurisprudence.[85] Also, a Shiite Muslim community exists in the Gambia, mainly from Lebanese and other Arab immigrants to the region.[86]
|
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|
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+
The Christian community represents about 4% of the population.[81] Residing in the western and the southern parts of the Gambia, most of the Christian community identifies themselves as Roman Catholic. However, smaller Christian groups are present, such as Anglicans, Methodists, Baptists, Seventh-day Adventists, Jehovah's Witnesses, and small evangelical denominations.[83]
|
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|
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+
It is unclear to what extent indigenous beliefs, such as the Serer religion, continue to be practiced. Serer religion encompasses cosmology and a belief in a supreme deity called Roog. Some of its religious festivals include the Xooy, Mbosseh, and Randou Rande. Each year, adherents to Serer religion make the annual pilgrimage to Sine in Senegal for the Xooy divination ceremony.[87] Serer religion also has a rather significant imprint on Senegambian Muslim society in that all Senegambian Muslim festivals such as "Tobaski", "Gamo", "Koriteh" and "Weri Kor" are loanwords from the Serer religion as they were ancient Serer festivals.[88]
|
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|
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+
Like the Serers, the Jola people also have their own religious customs. One of the major religious ceremonies of the Jolas is the Boukout.
|
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|
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Owing to a small number of immigrants from South Asia, Hindus and followers of the Bahá'í Faith are also present. Large concentrations of the followers of the Ahmadiyya Jama'at are also found.[89][83] However, the vast majority of South Asian immigrants are Muslim.[83]
|
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|
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+
Although the Gambia is the smallest country on mainland Africa, its culture is the product of very diverse influences. The national borders outline a narrow strip on either side of the River Gambia, a body of water that has played a vital part in the nation's destiny and is known locally simply as "the River". Without natural barriers, the Gambia has become home to most of the ethnic groups that are present throughout western Africa, especially those in Senegal.[90]
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|
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+
Europeans also figure prominently in Gambian history because the River Gambia is navigable deep into the continent, a geographic feature that made this area one of the most profitable sites for the slave trade from the 15th through the 17th centuries. (It also made it strategic to the halt of this trade once it was outlawed in the 19th century.) Some of this history was popularised in the Alex Haley book and TV series Roots, which was set in the Gambia.[91]
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|
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The music of the Gambia is closely linked musically with that of its neighbour, Senegal, which surrounds its inland frontiers completely. It fuses popular Western music and dance, with sabar, the traditional drumming and dance music of the Wolof and Serer people.[92]
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|
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The cuisine of the Gambia includes peanuts, rice, fish, meat, onions, tomatoes, cassava, chili peppers and oysters from the River Gambia that are harvested by women. In particular, yassa and domoda curries[93] are popular with locals and tourists.
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Critics have accused the government of restricting free speech. A law passed in 2002 created a commission with the power to issue licenses and imprison journalists; in 2004, additional legislation allowed prison sentences for libel and slander and cancelled all print and broadcasting licenses, forcing media groups to re-register at five times the original cost.[94][95]
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Three Gambian journalists have been arrested since the coup attempt. It has been suggested that they were imprisoned for criticising the government's economic policy, or for stating that a former interior minister and security chief was among the plotters.[96] Newspaper editor Deyda Hydara was shot to death under unexplained circumstances, days after the 2004 legislation took effect.
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+
Licensing fees are high for newspapers and radio stations, and the only nationwide stations are tightly controlled by the government.[94]
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|
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+
Reporters Without Borders has accused "President Yahya Jammeh's police state" of using murder, arson, unlawful arrest and death threats against journalists.[97]
|
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In December 2010 Musa Saidykhan, former editor of The Independent newspaper, was awarded US$200,000 by the ECOWAS Court in Abuja, Nigeria. The court found the Government of the Gambia guilty of torture while he was detained without trial at the National Intelligence Agency. Apparently he was suspected of knowing about the 2006 failed coup.[98]
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As in neighbouring Senegal, the national and most popular sport in Gambia is wrestling.[99] Association football and basketball are also popular. Football in the Gambia is administered by the Gambia Football Federation, who are affiliated to both FIFA and CAF. The GFA runs league football in the Gambia, including top division GFA League First Division, as well as the Gambia national football team. Nicknamed "The Scorpions", the national side have never qualified for either the FIFA World Cup or the Africa Cup of Nations finals at senior levels. They play at Independence Stadium. The Gambia won two CAF U-17 championships one in 2005 when the country hosted, and 2009 in Algeria automatically qualifying for FIFA U-17 World Cup in Peru (2005) and Nigeria (2009) respectively. The U-20 also qualified for FIFA U-20 2007 in Canada. The female U-17 also competed in FIFA U-17 World Cup 2012 in Azerbaijan.
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The Game Boy[a] is an 8-bit handheld game console developed and manufactured by Nintendo. The first handheld in the Game Boy family, it was first released in Japan on April 21, 1989 (1989-04-21), then North America, three months later, and lastly in Europe, over a year later. It was designed by the same team that developed the Game & Watch and several Nintendo Entertainment System games: Satoru Okada, Gunpei Yokoi, and Nintendo Research & Development 1.[8][9]
|
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+
|
5 |
+
Nintendo's second handheld game console, the Game Boy, combines features from both the NES home system and Game & Watch hardware. The console features a dull green dot-matrix screen with adjustable contrast dial, five control buttons (a directional pad, two game buttons, and "start" and "select"), a single speaker with adjustable volume dial, and, like its rivals, uses cartridges as physical media for games. The color scheme is made from two tones of grey with accents of black, blue, and dark magenta. All the corners of the portrait-oriented rectangular unit are softly rounded, save for the bottom right, which is curved. At launch, it was sold either as a standalone unit, or bundled with one of several games, namely Super Mario Land or Tetris. Several accessories were also developed, including a carrying pouch, Game Genie, and printer.
|
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+
|
7 |
+
Despite being technologically inferior to its fourth-generation competitors (Sega's Game Gear, Atari's Lynx, and NEC's TurboExpress), the Game Boy received praise for its battery life and durability in its construction. It quickly outsold the competition,[10] selling one million units in the United States within a few weeks.[11] The Game Boy and its successor, the Game Boy Color,[7] have sold an estimated 118 million units worldwide.[4] It is one of the most recognizable devices from the 1990s, becoming a cultural icon in the years following its release. Several redesigns were released during the console's lifetime, including the Game Boy Pocket in 1996 and the Game Boy Light in 1998 (Japan only). Production of the Game Boy continued into the early 2000s, even after the release of its second successor, the Game Boy Advance, in 2001. Production ceased in 2003.[12]
|
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+
|
9 |
+
The original internal code name for the Game Boy was "Dot Matrix Game", and the initials DMG came to be featured on the final product's model number: "DMG-01". Internal reception of the console at Nintendo was initially very poor; the DMG even received the derogatory nickname "DameGame" from Nintendo employees, with dame (だめ) being Japanese for 'hopeless' or 'lame' in that context.[13]
|
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+
|
11 |
+
The Game Boy has four operation buttons labeled "A", "B", "SELECT", and "START", as well as a directional pad (d-pad).[14] There is a volume control dial on the right side of the device and a similar dial on the left side to adjust the contrast.[15] At the top of the Game Boy, a sliding on-off switch and the slot for the Game Boy cartridges are located.[16] The on-off switch includes a physical lockout to prevent users from either inserting or removing a cartridge while the unit is switched on. Nintendo recommends users leave a cartridge in the slot to prevent dust and dirt from entering the system.[17]
|
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|
13 |
+
The Game Boy also contains optional input and/or output connectors. On the left side of the system is an external 3.5 mm × 1.35 mm DC power supply jack that allows users to use an external rechargeable battery pack or AC adapter (sold separately) instead of four AA batteries.[18] The Game Boy requires 6 V DC of at least 150 mA.[19] A 3.5 mm stereo headphone jack is located on the bottom side of the unit which allows users to listen to the audio with the bundled headphones or external speakers.[20]
|
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+
|
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+
The right-side of the device offers a port which allows a user to connect to another Game Boy system via a link cable, provided both users are playing games that support connecting to each other (most often, only copies of the same game, although for example the Pokémon games can connect between different generations).[21] The port can also be used to connect a Game Boy Printer. The link cable was originally designed for players to play head-to-head two-player games such as in Tetris. However, game developer Satoshi Tajiri later used the link cable technology as a method of communication and networking in the popular Pokémon video game series.[22]
|
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|
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+
On March 20, 1995, Nintendo released several Game Boy models with colored cases, advertising them in the "Play It Loud!" campaign,[31] known in Japan as Game Boy Bros.[c] Specifications for this unit remain exactly the same as the original Game Boy, including the monochromatic screen. This new line of colored Game Boys set a precedent for later Nintendo handhelds; every one of them since has been available in more than one color. Play It Loud! units were manufactured in red, green, black, yellow, white, blue, and clear (transparent) or sometimes called X-Ray in the UK. Most common are the yellow, red, clear and black. Green is fairly scarce but blue and white are the rarest. Blue was a Europe and Japan only release, white was a Japanese majority release with UK Toys R Us stores also getting it as an exclusive edition to them. The white remains the rarest of all the Play it Loud colors. A rare, limited edition Manchester United Game Boy is red, with the logos of the team emblazoned on it.[citation needed] It was released simultaneously with the Play it Loud! handhelds in the United Kingdom. The Play It Loud's screens also have a darker border than the normal Game Boy.
|
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+
On July 21, 1996, Nintendo released the Game Boy Pocket for US$69.99:[32] a smaller, lighter unit that required fewer batteries. It has space for two AAA batteries, which provide approximately 10 hours of gameplay.[33] The unit is also fitted with a 3 volt, 2.35 mm x 0.75 mm DC jack which can be used to power the system. The Pocket has a smaller link port, which requires an adapter to link with the older Game Boy. The port design is used on all subsequent Game Boy models, excluding the Game Boy Micro. The screen was changed to a true black-and-white display, rather than the "pea soup" monochromatic display of the original Game Boy.[34] Also, the Game Boy Pocket (GBP) has a larger screen than the Game Boy Color (GBC) that later superseded it. The GBP's screen has a 65 mm (2.56 in) diagonal, 48.5 mm (1.91 in) width, and 43.5 mm (1.71 in) height, compared to a 59 mm (2.32 in) diagonal for the GBC. Although like its predecessor, the Game Boy Pocket has no backlight to allow play in a darkened area, it did notably improve visibility and pixel response-time (mostly eliminating ghosting).[35] The first version did not have a power LED. This was soon added due to public demand, along with new Game Boy Pocket units of different colors (released on April 28, 1997), some of them new to the Game Boy line. There were several limited-edition Game Boy Pockets, including a gold-metal model exclusive to Japan.[36] The Game Boy Pocket was not a new software platform and played the same software as the original Game Boy model.[37]
|
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+
|
21 |
+
A clear 'skeleton' Famitsu edition appeared in 1997, which had only 5,000 units released, and a clear yellow edition.[citation needed]
|
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+
|
23 |
+
The Game Boy Light was released on April 14, 1998, and only available in Japan. Like the Game Boy Pocket, the system was also priced at ¥6,800. The Game Boy Light is only slightly bigger than the Game Boy Pocket and features an electroluminescent backlight for low-light conditions. It uses two AA batteries, which gave it approximately 20 hours with the light off and 12 with it on. It was available in two standard colors: gold and silver.[38] It also received numerous special editions, including an Astro Boy edition with a clear case and a picture of Astro Boy on it,[39] an Osamu Tezuka World edition with a clear red case and a picture of his characters,[40] and a solid yellow Pokémon Center Tokyo version.
|
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+
|
25 |
+
The Game Boy was released alongside six launch titles, which are listed in the table below:
|
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+
|
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+
Though it was less technically advanced than the Lynx and other competitors, the Game Boy's excellent battery life and rugged hardware and the popularity of the bundled Tetris and other games made it much more successful.[42] In its first two weeks in Japan, from its release on April 21, 1989, the entire stock consisting of 300,000 units was sold; a few months later, the Game Boy's release in the United States on July 31, 1989, saw 40,000 units sold on its first day.[43] The Game Boy and Game Boy Color combined have sold 118.69 million units worldwide, with 32.47 million units in Japan, 44.06 million in the Americas, and 42.16 million in other regions.[4] By Japanese fiscal year 1997, before Game Boy Color's release in late 1998, the Game Boy alone had sold 64.42 million units worldwide.[4][44] At a March 14, 1994, press conference in San Francisco, Nintendo vice president of marketing Peter Main answered queries about when Nintendo was coming out with a color handheld system by stating that sales of the Game Boy were strong enough that it had decided to hold off on developing a successor handheld for the near future.[45]
|
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+
|
29 |
+
In 1995, Nintendo of America announced that 46% of Game Boy players were female, which was higher than the percentage of female players for both the Nintendo Entertainment System (29%) and Super Nintendo Entertainment System (14%).[46] In 2009, the Game Boy was inducted into the National Toy Hall of Fame, 20 years after its introduction.[47] As of June 6, 2011, Game Boy and Game Boy Color games are available on the Virtual Console service on the Nintendo 3DS's Nintendo eShop.[48]
|
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+
|
31 |
+
In a 1997 year-end review, a team of four Electronic Gaming Monthly editors gave the Game Boy scores of 7.5, 7.0, 8.0, and 2.0. Sushi-X (who contributed the 2.0) panned the system due its black-and-white display and motion blur, while his three co-reviewers praised its long battery life and strong games library, as well as the sleek, conveniently pocket-sized design of the new Game Boy Pocket model.[49]
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The Game Boy[a] is an 8-bit handheld game console developed and manufactured by Nintendo. The first handheld in the Game Boy family, it was first released in Japan on April 21, 1989 (1989-04-21), then North America, three months later, and lastly in Europe, over a year later. It was designed by the same team that developed the Game & Watch and several Nintendo Entertainment System games: Satoru Okada, Gunpei Yokoi, and Nintendo Research & Development 1.[8][9]
|
4 |
+
|
5 |
+
Nintendo's second handheld game console, the Game Boy, combines features from both the NES home system and Game & Watch hardware. The console features a dull green dot-matrix screen with adjustable contrast dial, five control buttons (a directional pad, two game buttons, and "start" and "select"), a single speaker with adjustable volume dial, and, like its rivals, uses cartridges as physical media for games. The color scheme is made from two tones of grey with accents of black, blue, and dark magenta. All the corners of the portrait-oriented rectangular unit are softly rounded, save for the bottom right, which is curved. At launch, it was sold either as a standalone unit, or bundled with one of several games, namely Super Mario Land or Tetris. Several accessories were also developed, including a carrying pouch, Game Genie, and printer.
|
6 |
+
|
7 |
+
Despite being technologically inferior to its fourth-generation competitors (Sega's Game Gear, Atari's Lynx, and NEC's TurboExpress), the Game Boy received praise for its battery life and durability in its construction. It quickly outsold the competition,[10] selling one million units in the United States within a few weeks.[11] The Game Boy and its successor, the Game Boy Color,[7] have sold an estimated 118 million units worldwide.[4] It is one of the most recognizable devices from the 1990s, becoming a cultural icon in the years following its release. Several redesigns were released during the console's lifetime, including the Game Boy Pocket in 1996 and the Game Boy Light in 1998 (Japan only). Production of the Game Boy continued into the early 2000s, even after the release of its second successor, the Game Boy Advance, in 2001. Production ceased in 2003.[12]
|
8 |
+
|
9 |
+
The original internal code name for the Game Boy was "Dot Matrix Game", and the initials DMG came to be featured on the final product's model number: "DMG-01". Internal reception of the console at Nintendo was initially very poor; the DMG even received the derogatory nickname "DameGame" from Nintendo employees, with dame (だめ) being Japanese for 'hopeless' or 'lame' in that context.[13]
|
10 |
+
|
11 |
+
The Game Boy has four operation buttons labeled "A", "B", "SELECT", and "START", as well as a directional pad (d-pad).[14] There is a volume control dial on the right side of the device and a similar dial on the left side to adjust the contrast.[15] At the top of the Game Boy, a sliding on-off switch and the slot for the Game Boy cartridges are located.[16] The on-off switch includes a physical lockout to prevent users from either inserting or removing a cartridge while the unit is switched on. Nintendo recommends users leave a cartridge in the slot to prevent dust and dirt from entering the system.[17]
|
12 |
+
|
13 |
+
The Game Boy also contains optional input and/or output connectors. On the left side of the system is an external 3.5 mm × 1.35 mm DC power supply jack that allows users to use an external rechargeable battery pack or AC adapter (sold separately) instead of four AA batteries.[18] The Game Boy requires 6 V DC of at least 150 mA.[19] A 3.5 mm stereo headphone jack is located on the bottom side of the unit which allows users to listen to the audio with the bundled headphones or external speakers.[20]
|
14 |
+
|
15 |
+
The right-side of the device offers a port which allows a user to connect to another Game Boy system via a link cable, provided both users are playing games that support connecting to each other (most often, only copies of the same game, although for example the Pokémon games can connect between different generations).[21] The port can also be used to connect a Game Boy Printer. The link cable was originally designed for players to play head-to-head two-player games such as in Tetris. However, game developer Satoshi Tajiri later used the link cable technology as a method of communication and networking in the popular Pokémon video game series.[22]
|
16 |
+
|
17 |
+
On March 20, 1995, Nintendo released several Game Boy models with colored cases, advertising them in the "Play It Loud!" campaign,[31] known in Japan as Game Boy Bros.[c] Specifications for this unit remain exactly the same as the original Game Boy, including the monochromatic screen. This new line of colored Game Boys set a precedent for later Nintendo handhelds; every one of them since has been available in more than one color. Play It Loud! units were manufactured in red, green, black, yellow, white, blue, and clear (transparent) or sometimes called X-Ray in the UK. Most common are the yellow, red, clear and black. Green is fairly scarce but blue and white are the rarest. Blue was a Europe and Japan only release, white was a Japanese majority release with UK Toys R Us stores also getting it as an exclusive edition to them. The white remains the rarest of all the Play it Loud colors. A rare, limited edition Manchester United Game Boy is red, with the logos of the team emblazoned on it.[citation needed] It was released simultaneously with the Play it Loud! handhelds in the United Kingdom. The Play It Loud's screens also have a darker border than the normal Game Boy.
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On July 21, 1996, Nintendo released the Game Boy Pocket for US$69.99:[32] a smaller, lighter unit that required fewer batteries. It has space for two AAA batteries, which provide approximately 10 hours of gameplay.[33] The unit is also fitted with a 3 volt, 2.35 mm x 0.75 mm DC jack which can be used to power the system. The Pocket has a smaller link port, which requires an adapter to link with the older Game Boy. The port design is used on all subsequent Game Boy models, excluding the Game Boy Micro. The screen was changed to a true black-and-white display, rather than the "pea soup" monochromatic display of the original Game Boy.[34] Also, the Game Boy Pocket (GBP) has a larger screen than the Game Boy Color (GBC) that later superseded it. The GBP's screen has a 65 mm (2.56 in) diagonal, 48.5 mm (1.91 in) width, and 43.5 mm (1.71 in) height, compared to a 59 mm (2.32 in) diagonal for the GBC. Although like its predecessor, the Game Boy Pocket has no backlight to allow play in a darkened area, it did notably improve visibility and pixel response-time (mostly eliminating ghosting).[35] The first version did not have a power LED. This was soon added due to public demand, along with new Game Boy Pocket units of different colors (released on April 28, 1997), some of them new to the Game Boy line. There were several limited-edition Game Boy Pockets, including a gold-metal model exclusive to Japan.[36] The Game Boy Pocket was not a new software platform and played the same software as the original Game Boy model.[37]
|
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|
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+
A clear 'skeleton' Famitsu edition appeared in 1997, which had only 5,000 units released, and a clear yellow edition.[citation needed]
|
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|
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+
The Game Boy Light was released on April 14, 1998, and only available in Japan. Like the Game Boy Pocket, the system was also priced at ¥6,800. The Game Boy Light is only slightly bigger than the Game Boy Pocket and features an electroluminescent backlight for low-light conditions. It uses two AA batteries, which gave it approximately 20 hours with the light off and 12 with it on. It was available in two standard colors: gold and silver.[38] It also received numerous special editions, including an Astro Boy edition with a clear case and a picture of Astro Boy on it,[39] an Osamu Tezuka World edition with a clear red case and a picture of his characters,[40] and a solid yellow Pokémon Center Tokyo version.
|
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|
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The Game Boy was released alongside six launch titles, which are listed in the table below:
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|
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+
Though it was less technically advanced than the Lynx and other competitors, the Game Boy's excellent battery life and rugged hardware and the popularity of the bundled Tetris and other games made it much more successful.[42] In its first two weeks in Japan, from its release on April 21, 1989, the entire stock consisting of 300,000 units was sold; a few months later, the Game Boy's release in the United States on July 31, 1989, saw 40,000 units sold on its first day.[43] The Game Boy and Game Boy Color combined have sold 118.69 million units worldwide, with 32.47 million units in Japan, 44.06 million in the Americas, and 42.16 million in other regions.[4] By Japanese fiscal year 1997, before Game Boy Color's release in late 1998, the Game Boy alone had sold 64.42 million units worldwide.[4][44] At a March 14, 1994, press conference in San Francisco, Nintendo vice president of marketing Peter Main answered queries about when Nintendo was coming out with a color handheld system by stating that sales of the Game Boy were strong enough that it had decided to hold off on developing a successor handheld for the near future.[45]
|
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|
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In 1995, Nintendo of America announced that 46% of Game Boy players were female, which was higher than the percentage of female players for both the Nintendo Entertainment System (29%) and Super Nintendo Entertainment System (14%).[46] In 2009, the Game Boy was inducted into the National Toy Hall of Fame, 20 years after its introduction.[47] As of June 6, 2011, Game Boy and Game Boy Color games are available on the Virtual Console service on the Nintendo 3DS's Nintendo eShop.[48]
|
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+
|
31 |
+
In a 1997 year-end review, a team of four Electronic Gaming Monthly editors gave the Game Boy scores of 7.5, 7.0, 8.0, and 2.0. Sushi-X (who contributed the 2.0) panned the system due its black-and-white display and motion blur, while his three co-reviewers praised its long battery life and strong games library, as well as the sleek, conveniently pocket-sized design of the new Game Boy Pocket model.[49]
|
en/2126.html.txt
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1 |
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In music theory, a scale is any set of musical notes ordered by fundamental frequency or pitch. A scale ordered by increasing pitch is an ascending scale, and a scale ordered by decreasing pitch is a descending scale. Some scales contain different pitches when ascending than when descending, for example, the melodic minor scale.
|
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|
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Often, especially in the context of the common practice period, most or all of the melody and harmony of a musical work is built using the notes of a single scale, which can be conveniently represented on a staff with a standard key signature.[1]
|
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+
|
7 |
+
Due to the principle of octave equivalence, scales are generally considered to span a single octave, with higher or lower octaves simply repeating the pattern. A musical scale represents a division of the octave space into a certain number of scale steps, a scale step being the recognizable distance (or interval) between two successive notes of the scale.[2] However, there is no need for scale steps to be equal within any scale and, particularly as demonstrated by microtonal music, there is no limit to how many notes can be injected within any given musical interval.
|
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|
9 |
+
A measure of the width of each scale step provides a method to classify scales. For instance, in a chromatic scale each scale step represents a semitone interval, while a major scale is defined by the interval pattern W–W–H–W–W–W–H, where W stands for whole step (an interval spanning two semitones: From C to D), and H stands for half-step (From C to C#). Based on their interval patterns, scales are put into categories including diatonic, chromatic, major, minor, and others.
|
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|
11 |
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A specific scale is defined by its characteristic interval pattern and by a special note, known as its first degree (or tonic). The tonic of a scale is the note selected as the beginning of the octave, and therefore as the beginning of the adopted interval pattern. Typically, the name of the scale specifies both its tonic and its interval pattern. For example, C major indicates a major scale with a C tonic.
|
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|
13 |
+
Scales are typically listed from low to high pitch. Most scales are octave-repeating, meaning their pattern of notes is the same in every octave (the Bohlen–Pierce scale is one exception). An octave-repeating scale can be represented as a circular arrangement of pitch classes, ordered by increasing (or decreasing) pitch class. For instance, the increasing C major scale is C–D–E–F–G–A–B–[C], with the bracket indicating that the last note is an octave higher than the first note, and the decreasing C major scale is C–B–A–G–F–E–D–[C], with the bracket indicating an octave lower than the first note in the scale.
|
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|
15 |
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The distance between two successive notes in a scale is called a scale step.
|
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|
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The notes of a scale are numbered by their steps from the first degree of the scale. For example, in a C major scale the first note is C, the second D, the third E and so on. Two notes can also be numbered in relation to each other: C and E create an interval of a third (in this case a major third); D and F also create a third (in this case a minor third).
|
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|
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A single scale can be manifested at many different pitch levels. For example, a C major scale can be started at C4 (middle C; see scientific pitch notation) and ascending an octave to C5; or it could be started at C6, ascending an octave to C7. As long as all the notes can be played,[clarification needed] the octave they take on can be altered.[citation needed]
|
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|
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Scales may be described according to the number of different pitch classes they contain:
|
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|
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Scales may also be described by their constituent intervals, such as being hemitonic, cohemitonic, or having imperfections.[3] Many music theorists concur that the constituent intervals of a scale have a large role in the cognitive perception of its sonority, or tonal character.
|
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|
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"The number of the notes that make up a scale as well as the quality of the intervals between successive notes of the scale help to give the music of a culture area its peculiar sound quality."[4] "The pitch distances or intervals among the notes of a scale tell us more about the sound of the music than does the mere number of tones."[5]
|
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|
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+
Scales may also be described by their symmetry, such as being palindromic, chiral, or having rotational symmetry as in Messiaen's modes of limited transposition.
|
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|
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The notes of a scale form intervals with each of the other notes of the chord in combination. A 5-note scale has 10 of these harmonic intervals, a 6-note scale has 15, a 7-note scale has 21, an 8-note scale has 28.[6] Though the scale is not a chord, and might never be heard more than one note at a time, still the absence, presence, and placement of certain key intervals plays a large part in the sound of the scale, the natural movement of melody within the scale, and the selection of chords taken naturally from the scale.[6]
|
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|
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A musical scale that contains tritones is called tritonic (though the expression is also used for any scale with just three notes per octave, whether or not it includes a tritone), and one without tritones is atritonic. A scale or chord that contains semitones is called hemitonic, and without semitones is anhemitonic.
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Scales can be abstracted from performance or composition. They are also often used precompositionally to guide or limit a composition. Explicit instruction in scales has been part of compositional training for many centuries. One or more scales may be used in a composition, such as in Claude Debussy's L'Isle Joyeuse.[7] To the right, the first scale is a whole-tone scale, while the second and third scales are diatonic scales. All three are used in the opening pages of Debussy's piece.
|
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|
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Scales in traditional Western music generally consist of seven notes and repeat at the octave. Notes in the commonly used scales (see just below) are separated by whole and half step intervals of tones and semitones. The harmonic minor scale includes a three-semitone step; the anhemitonic pentatonic includes two of those and no semitones.
|
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|
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+
Western music in the Medieval and Renaissance periods (1100–1600) tends to use the white-note diatonic scale C–D–E–F–G–A–B. Accidentals are rare, and somewhat unsystematically used, often to avoid the tritone.
|
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|
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+
Music of the common practice periods (1600–1900) uses three types of scale:
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|
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These scales are used in all of their transpositions. The music of this period introduces modulation, which involves systematic changes from one scale to another. Modulation occurs in relatively conventionalized ways. For example, major-mode pieces typically begin in a "tonic" diatonic scale and modulate to the "dominant" scale a fifth above.
|
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|
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+
In the 19th century (to a certain extent), but more in the 20th century, additional types of scales were explored:
|
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+
|
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+
A large variety of other scales exists, some of the more common being:
|
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+
|
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Scales such as the pentatonic scale may be considered gapped relative to the diatonic scale. An auxiliary scale is a scale other than the primary or original scale. See: modulation (music) and Auxiliary diminished scale.
|
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|
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In many musical circumstances, a specific note of the scale is chosen as the tonic—the central and most stable note of the scale. In Western tonal music, simple songs or pieces typically start and end on the tonic note. Relative to a choice of a certain tonic, the notes of a scale are often labeled with numbers recording how many scale steps above the tonic they are. For example, the notes of the C major scale (C, D, E, F, G, A, B) can be labeled {1, 2, 3, 4, 5, 6, 7}, reflecting the choice of C as tonic. The expression scale degree refers to these numerical labels. Such labeling requires the choice of a "first" note; hence scale-degree labels are not intrinsic to the scale itself, but rather to its modes. For example, if we choose A as tonic, then we can label the notes of the C major scale using A = 1, B = 2, C = 3, and so on. When we do so, we create a new scale called the A minor scale. See the musical note article for how the notes are customarily named in different countries.
|
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|
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+
The scale degrees of a heptatonic (7-note) scale can also be named using the terms tonic, supertonic, mediant, subdominant, dominant, submediant, subtonic. If the subtonic is a semitone away from the tonic, then it is usually called the leading-tone (or leading-note); otherwise the leading-tone refers to the raised subtonic. Also commonly used is the (movable do) solfège naming convention in which each scale degree is denoted by a syllable. In the major scale, the solfège syllables are: do, re, mi, fa, so (or sol), la, ti (or si), do (or ut).
|
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+
|
53 |
+
In naming the notes of a scale, it is customary that each scale degree be assigned its own letter name: for example, the A major scale is written A–B–C♯–D–E–F♯–G♯ rather than A–B–D♭–D–E–E–G♯. However, it is impossible to do this in scales that contain more than seven notes, at least in the English-language nomenclature system.[citation needed]
|
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+
|
55 |
+
Scales may also be identified by using a binary system of twelve zeros or ones to represent each of the twelve notes of a chromatic scale. It is assumed that the scale is tuned using 12-tone equal temperament (so that, for instance, C♯ is the same as D♭), and that the tonic is in the leftmost position. For example, the binary number 101011010101, equivalent to the decimal number 2773, would represent any major scale (such as C–D–E–F–G–A–B). This system includes scales from 100000000000 (2048) to 111111111111 (4095), providing a total of 2048 possible species, but only 351 unique scales containing from 1 to 12 notes.[8]
|
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+
|
57 |
+
Scales may also be shown as semitones from the tonic. For instance, 0 2 4 5 7 9 11 denotes any major scale such as C–D–E–F–G–A–B, in which the first degree is, obviously, 0 semitones from the tonic (and therefore coincides with it), the second is 2 semitones from the tonic, the third is 4 semitones from the tonic, and so on. Again, this implies that the notes are drawn from a chromatic scale tuned with 12-tone equal temperament. For some fretted string instruments, such as the guitar and the bass guitar, scales can be notated in tabulature, an approach which indicates the fret number and string upon which each scale degree is played.
|
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+
|
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+
Composers transform musical patterns by moving every note in the pattern by a constant number of scale steps: thus, in the C major scale, the pattern C–D–E might be shifted up, or transposed, a single scale step to become D–E–F. This process is called "scalar transposition" or "shifting to a new key" and can often be found in musical sequences and patterns. (It is D-E-F# in Chromatic transposition). Since the steps of a scale can have various sizes, this process introduces subtle melodic and harmonic variation into the music. In Western tonal music, the simplest and most common type of modulation (or changing keys) is to shift from one major key to another key built on the first key's fifth (or dominant) scale degree. In the key of C major, this would involve moving to the key of G major (which uses an F#). Composers also often modulate to other related keys. In some Romantic music era pieces and contemporary music, composers modulate to "remote keys" that are not related to or close to the tonic. An example of a remote modulation would be taking a song that begins in C major and modulating (changing keys) to F# major.
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|
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+
Through the introduction of blue notes, jazz and blues employ scale intervals smaller than a semitone. The blue note is an interval that is technically neither major nor minor but "in the middle", giving it a characteristic flavour. A regular piano cannot play blue notes, but with electric guitar, saxophone, trombone and trumpet, performers can "bend" notes a fraction of a tone sharp or flat to create blue notes. For instance, in the key of E, the blue note would be either a note between G and G♯ or a note moving between both.
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|
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In blues, a pentatonic scale is often used. In jazz, many different modes and scales are used, often within the same piece of music. Chromatic scales are common, especially in modern jazz.
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|
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In Western music, scale notes are often separated by equally tempered tones or semitones, creating 12 intervals per octave. Each interval separates two tones; the higher tone has an oscillation frequency of a fixed ratio (by a factor equal to the twelfth root of two, or approximately 1.059463) higher than the frequency of the lower one. A scale uses a subset consisting typically of 7 of these 12 as scale steps.
|
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|
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Many other musical traditions use scales that include other intervals. These scales originate within the derivation of the harmonic series. Musical intervals are complementary values of the harmonic overtones series.[9] Many musical scales in the world are based on this system, except most of the musical scales from Indonesia and the Indochina Peninsulae, which are based on inharmonic resonance of the dominant metalophone and xylophone instruments.
|
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|
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Some scales use a different number of pitches. A common scale in Eastern music is the pentatonic scale, which consists of five notes that span an octave.
|
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Some scales span part of an octave; Several such short scales are typically combined to form a scale spanning a full octave or more, and usually called with a third name of its own. The Middle Eastern music has around a dozen such basic short scales that are combined to form hundreds of full-octave spanning scales. Among these middle eastern scales Hejaz scale has one scale step spanning 14 intervals (of the middle eastern type found 53 in an octave) roughly similar to 3 semitones (of the western type found 12 in an octave), while Saba scale, another of these middle eastern scales, has 3 consecutive scale steps within 14 commas, i.e. separated by roughly one western semitone either side of the middle tone.
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Gamelan music uses a small variety of scales including Pélog and Sléndro, none including equally tempered nor harmonic intervals. Indian classical music uses a moveable seven-note scale. Indian Rāgas often use intervals smaller than a semitone.[10] Arabic music maqamat may use quarter tone intervals.[11][page needed] In both rāgas and maqamat, the distance between a note and an inflection (e.g., śruti) of that same note may be less than a semitone.
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en/2127.html.txt
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1 |
+
|
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In music theory, a scale is any set of musical notes ordered by fundamental frequency or pitch. A scale ordered by increasing pitch is an ascending scale, and a scale ordered by decreasing pitch is a descending scale. Some scales contain different pitches when ascending than when descending, for example, the melodic minor scale.
|
4 |
+
|
5 |
+
Often, especially in the context of the common practice period, most or all of the melody and harmony of a musical work is built using the notes of a single scale, which can be conveniently represented on a staff with a standard key signature.[1]
|
6 |
+
|
7 |
+
Due to the principle of octave equivalence, scales are generally considered to span a single octave, with higher or lower octaves simply repeating the pattern. A musical scale represents a division of the octave space into a certain number of scale steps, a scale step being the recognizable distance (or interval) between two successive notes of the scale.[2] However, there is no need for scale steps to be equal within any scale and, particularly as demonstrated by microtonal music, there is no limit to how many notes can be injected within any given musical interval.
|
8 |
+
|
9 |
+
A measure of the width of each scale step provides a method to classify scales. For instance, in a chromatic scale each scale step represents a semitone interval, while a major scale is defined by the interval pattern W–W–H–W–W–W–H, where W stands for whole step (an interval spanning two semitones: From C to D), and H stands for half-step (From C to C#). Based on their interval patterns, scales are put into categories including diatonic, chromatic, major, minor, and others.
|
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+
|
11 |
+
A specific scale is defined by its characteristic interval pattern and by a special note, known as its first degree (or tonic). The tonic of a scale is the note selected as the beginning of the octave, and therefore as the beginning of the adopted interval pattern. Typically, the name of the scale specifies both its tonic and its interval pattern. For example, C major indicates a major scale with a C tonic.
|
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+
|
13 |
+
Scales are typically listed from low to high pitch. Most scales are octave-repeating, meaning their pattern of notes is the same in every octave (the Bohlen–Pierce scale is one exception). An octave-repeating scale can be represented as a circular arrangement of pitch classes, ordered by increasing (or decreasing) pitch class. For instance, the increasing C major scale is C–D–E–F–G–A–B–[C], with the bracket indicating that the last note is an octave higher than the first note, and the decreasing C major scale is C–B–A–G–F–E–D–[C], with the bracket indicating an octave lower than the first note in the scale.
|
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|
15 |
+
The distance between two successive notes in a scale is called a scale step.
|
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|
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+
The notes of a scale are numbered by their steps from the first degree of the scale. For example, in a C major scale the first note is C, the second D, the third E and so on. Two notes can also be numbered in relation to each other: C and E create an interval of a third (in this case a major third); D and F also create a third (in this case a minor third).
|
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+
|
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+
A single scale can be manifested at many different pitch levels. For example, a C major scale can be started at C4 (middle C; see scientific pitch notation) and ascending an octave to C5; or it could be started at C6, ascending an octave to C7. As long as all the notes can be played,[clarification needed] the octave they take on can be altered.[citation needed]
|
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+
|
21 |
+
Scales may be described according to the number of different pitch classes they contain:
|
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+
|
23 |
+
Scales may also be described by their constituent intervals, such as being hemitonic, cohemitonic, or having imperfections.[3] Many music theorists concur that the constituent intervals of a scale have a large role in the cognitive perception of its sonority, or tonal character.
|
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+
|
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+
"The number of the notes that make up a scale as well as the quality of the intervals between successive notes of the scale help to give the music of a culture area its peculiar sound quality."[4] "The pitch distances or intervals among the notes of a scale tell us more about the sound of the music than does the mere number of tones."[5]
|
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+
|
27 |
+
Scales may also be described by their symmetry, such as being palindromic, chiral, or having rotational symmetry as in Messiaen's modes of limited transposition.
|
28 |
+
|
29 |
+
The notes of a scale form intervals with each of the other notes of the chord in combination. A 5-note scale has 10 of these harmonic intervals, a 6-note scale has 15, a 7-note scale has 21, an 8-note scale has 28.[6] Though the scale is not a chord, and might never be heard more than one note at a time, still the absence, presence, and placement of certain key intervals plays a large part in the sound of the scale, the natural movement of melody within the scale, and the selection of chords taken naturally from the scale.[6]
|
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+
|
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+
A musical scale that contains tritones is called tritonic (though the expression is also used for any scale with just three notes per octave, whether or not it includes a tritone), and one without tritones is atritonic. A scale or chord that contains semitones is called hemitonic, and without semitones is anhemitonic.
|
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+
|
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+
Scales can be abstracted from performance or composition. They are also often used precompositionally to guide or limit a composition. Explicit instruction in scales has been part of compositional training for many centuries. One or more scales may be used in a composition, such as in Claude Debussy's L'Isle Joyeuse.[7] To the right, the first scale is a whole-tone scale, while the second and third scales are diatonic scales. All three are used in the opening pages of Debussy's piece.
|
34 |
+
|
35 |
+
Scales in traditional Western music generally consist of seven notes and repeat at the octave. Notes in the commonly used scales (see just below) are separated by whole and half step intervals of tones and semitones. The harmonic minor scale includes a three-semitone step; the anhemitonic pentatonic includes two of those and no semitones.
|
36 |
+
|
37 |
+
Western music in the Medieval and Renaissance periods (1100–1600) tends to use the white-note diatonic scale C–D–E–F–G–A–B. Accidentals are rare, and somewhat unsystematically used, often to avoid the tritone.
|
38 |
+
|
39 |
+
Music of the common practice periods (1600–1900) uses three types of scale:
|
40 |
+
|
41 |
+
These scales are used in all of their transpositions. The music of this period introduces modulation, which involves systematic changes from one scale to another. Modulation occurs in relatively conventionalized ways. For example, major-mode pieces typically begin in a "tonic" diatonic scale and modulate to the "dominant" scale a fifth above.
|
42 |
+
|
43 |
+
In the 19th century (to a certain extent), but more in the 20th century, additional types of scales were explored:
|
44 |
+
|
45 |
+
A large variety of other scales exists, some of the more common being:
|
46 |
+
|
47 |
+
Scales such as the pentatonic scale may be considered gapped relative to the diatonic scale. An auxiliary scale is a scale other than the primary or original scale. See: modulation (music) and Auxiliary diminished scale.
|
48 |
+
|
49 |
+
In many musical circumstances, a specific note of the scale is chosen as the tonic—the central and most stable note of the scale. In Western tonal music, simple songs or pieces typically start and end on the tonic note. Relative to a choice of a certain tonic, the notes of a scale are often labeled with numbers recording how many scale steps above the tonic they are. For example, the notes of the C major scale (C, D, E, F, G, A, B) can be labeled {1, 2, 3, 4, 5, 6, 7}, reflecting the choice of C as tonic. The expression scale degree refers to these numerical labels. Such labeling requires the choice of a "first" note; hence scale-degree labels are not intrinsic to the scale itself, but rather to its modes. For example, if we choose A as tonic, then we can label the notes of the C major scale using A = 1, B = 2, C = 3, and so on. When we do so, we create a new scale called the A minor scale. See the musical note article for how the notes are customarily named in different countries.
|
50 |
+
|
51 |
+
The scale degrees of a heptatonic (7-note) scale can also be named using the terms tonic, supertonic, mediant, subdominant, dominant, submediant, subtonic. If the subtonic is a semitone away from the tonic, then it is usually called the leading-tone (or leading-note); otherwise the leading-tone refers to the raised subtonic. Also commonly used is the (movable do) solfège naming convention in which each scale degree is denoted by a syllable. In the major scale, the solfège syllables are: do, re, mi, fa, so (or sol), la, ti (or si), do (or ut).
|
52 |
+
|
53 |
+
In naming the notes of a scale, it is customary that each scale degree be assigned its own letter name: for example, the A major scale is written A–B–C♯–D–E–F♯–G♯ rather than A–B–D♭–D–E–E–G♯. However, it is impossible to do this in scales that contain more than seven notes, at least in the English-language nomenclature system.[citation needed]
|
54 |
+
|
55 |
+
Scales may also be identified by using a binary system of twelve zeros or ones to represent each of the twelve notes of a chromatic scale. It is assumed that the scale is tuned using 12-tone equal temperament (so that, for instance, C♯ is the same as D♭), and that the tonic is in the leftmost position. For example, the binary number 101011010101, equivalent to the decimal number 2773, would represent any major scale (such as C–D–E–F–G–A–B). This system includes scales from 100000000000 (2048) to 111111111111 (4095), providing a total of 2048 possible species, but only 351 unique scales containing from 1 to 12 notes.[8]
|
56 |
+
|
57 |
+
Scales may also be shown as semitones from the tonic. For instance, 0 2 4 5 7 9 11 denotes any major scale such as C–D–E–F–G–A–B, in which the first degree is, obviously, 0 semitones from the tonic (and therefore coincides with it), the second is 2 semitones from the tonic, the third is 4 semitones from the tonic, and so on. Again, this implies that the notes are drawn from a chromatic scale tuned with 12-tone equal temperament. For some fretted string instruments, such as the guitar and the bass guitar, scales can be notated in tabulature, an approach which indicates the fret number and string upon which each scale degree is played.
|
58 |
+
|
59 |
+
Composers transform musical patterns by moving every note in the pattern by a constant number of scale steps: thus, in the C major scale, the pattern C–D–E might be shifted up, or transposed, a single scale step to become D–E–F. This process is called "scalar transposition" or "shifting to a new key" and can often be found in musical sequences and patterns. (It is D-E-F# in Chromatic transposition). Since the steps of a scale can have various sizes, this process introduces subtle melodic and harmonic variation into the music. In Western tonal music, the simplest and most common type of modulation (or changing keys) is to shift from one major key to another key built on the first key's fifth (or dominant) scale degree. In the key of C major, this would involve moving to the key of G major (which uses an F#). Composers also often modulate to other related keys. In some Romantic music era pieces and contemporary music, composers modulate to "remote keys" that are not related to or close to the tonic. An example of a remote modulation would be taking a song that begins in C major and modulating (changing keys) to F# major.
|
60 |
+
|
61 |
+
Through the introduction of blue notes, jazz and blues employ scale intervals smaller than a semitone. The blue note is an interval that is technically neither major nor minor but "in the middle", giving it a characteristic flavour. A regular piano cannot play blue notes, but with electric guitar, saxophone, trombone and trumpet, performers can "bend" notes a fraction of a tone sharp or flat to create blue notes. For instance, in the key of E, the blue note would be either a note between G and G♯ or a note moving between both.
|
62 |
+
|
63 |
+
In blues, a pentatonic scale is often used. In jazz, many different modes and scales are used, often within the same piece of music. Chromatic scales are common, especially in modern jazz.
|
64 |
+
|
65 |
+
In Western music, scale notes are often separated by equally tempered tones or semitones, creating 12 intervals per octave. Each interval separates two tones; the higher tone has an oscillation frequency of a fixed ratio (by a factor equal to the twelfth root of two, or approximately 1.059463) higher than the frequency of the lower one. A scale uses a subset consisting typically of 7 of these 12 as scale steps.
|
66 |
+
|
67 |
+
Many other musical traditions use scales that include other intervals. These scales originate within the derivation of the harmonic series. Musical intervals are complementary values of the harmonic overtones series.[9] Many musical scales in the world are based on this system, except most of the musical scales from Indonesia and the Indochina Peninsulae, which are based on inharmonic resonance of the dominant metalophone and xylophone instruments.
|
68 |
+
|
69 |
+
Some scales use a different number of pitches. A common scale in Eastern music is the pentatonic scale, which consists of five notes that span an octave.
|
70 |
+
|
71 |
+
Some scales span part of an octave; Several such short scales are typically combined to form a scale spanning a full octave or more, and usually called with a third name of its own. The Middle Eastern music has around a dozen such basic short scales that are combined to form hundreds of full-octave spanning scales. Among these middle eastern scales Hejaz scale has one scale step spanning 14 intervals (of the middle eastern type found 53 in an octave) roughly similar to 3 semitones (of the western type found 12 in an octave), while Saba scale, another of these middle eastern scales, has 3 consecutive scale steps within 14 commas, i.e. separated by roughly one western semitone either side of the middle tone.
|
72 |
+
|
73 |
+
Gamelan music uses a small variety of scales including Pélog and Sléndro, none including equally tempered nor harmonic intervals. Indian classical music uses a moveable seven-note scale. Indian Rāgas often use intervals smaller than a semitone.[10] Arabic music maqamat may use quarter tone intervals.[11][page needed] In both rāgas and maqamat, the distance between a note and an inflection (e.g., śruti) of that same note may be less than a semitone.
|
en/2128.html.txt
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1 |
+
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2 |
+
|
3 |
+
In music theory, a scale is any set of musical notes ordered by fundamental frequency or pitch. A scale ordered by increasing pitch is an ascending scale, and a scale ordered by decreasing pitch is a descending scale. Some scales contain different pitches when ascending than when descending, for example, the melodic minor scale.
|
4 |
+
|
5 |
+
Often, especially in the context of the common practice period, most or all of the melody and harmony of a musical work is built using the notes of a single scale, which can be conveniently represented on a staff with a standard key signature.[1]
|
6 |
+
|
7 |
+
Due to the principle of octave equivalence, scales are generally considered to span a single octave, with higher or lower octaves simply repeating the pattern. A musical scale represents a division of the octave space into a certain number of scale steps, a scale step being the recognizable distance (or interval) between two successive notes of the scale.[2] However, there is no need for scale steps to be equal within any scale and, particularly as demonstrated by microtonal music, there is no limit to how many notes can be injected within any given musical interval.
|
8 |
+
|
9 |
+
A measure of the width of each scale step provides a method to classify scales. For instance, in a chromatic scale each scale step represents a semitone interval, while a major scale is defined by the interval pattern W–W–H–W–W–W–H, where W stands for whole step (an interval spanning two semitones: From C to D), and H stands for half-step (From C to C#). Based on their interval patterns, scales are put into categories including diatonic, chromatic, major, minor, and others.
|
10 |
+
|
11 |
+
A specific scale is defined by its characteristic interval pattern and by a special note, known as its first degree (or tonic). The tonic of a scale is the note selected as the beginning of the octave, and therefore as the beginning of the adopted interval pattern. Typically, the name of the scale specifies both its tonic and its interval pattern. For example, C major indicates a major scale with a C tonic.
|
12 |
+
|
13 |
+
Scales are typically listed from low to high pitch. Most scales are octave-repeating, meaning their pattern of notes is the same in every octave (the Bohlen–Pierce scale is one exception). An octave-repeating scale can be represented as a circular arrangement of pitch classes, ordered by increasing (or decreasing) pitch class. For instance, the increasing C major scale is C–D–E–F–G–A–B–[C], with the bracket indicating that the last note is an octave higher than the first note, and the decreasing C major scale is C–B–A–G–F–E–D–[C], with the bracket indicating an octave lower than the first note in the scale.
|
14 |
+
|
15 |
+
The distance between two successive notes in a scale is called a scale step.
|
16 |
+
|
17 |
+
The notes of a scale are numbered by their steps from the first degree of the scale. For example, in a C major scale the first note is C, the second D, the third E and so on. Two notes can also be numbered in relation to each other: C and E create an interval of a third (in this case a major third); D and F also create a third (in this case a minor third).
|
18 |
+
|
19 |
+
A single scale can be manifested at many different pitch levels. For example, a C major scale can be started at C4 (middle C; see scientific pitch notation) and ascending an octave to C5; or it could be started at C6, ascending an octave to C7. As long as all the notes can be played,[clarification needed] the octave they take on can be altered.[citation needed]
|
20 |
+
|
21 |
+
Scales may be described according to the number of different pitch classes they contain:
|
22 |
+
|
23 |
+
Scales may also be described by their constituent intervals, such as being hemitonic, cohemitonic, or having imperfections.[3] Many music theorists concur that the constituent intervals of a scale have a large role in the cognitive perception of its sonority, or tonal character.
|
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+
|
25 |
+
"The number of the notes that make up a scale as well as the quality of the intervals between successive notes of the scale help to give the music of a culture area its peculiar sound quality."[4] "The pitch distances or intervals among the notes of a scale tell us more about the sound of the music than does the mere number of tones."[5]
|
26 |
+
|
27 |
+
Scales may also be described by their symmetry, such as being palindromic, chiral, or having rotational symmetry as in Messiaen's modes of limited transposition.
|
28 |
+
|
29 |
+
The notes of a scale form intervals with each of the other notes of the chord in combination. A 5-note scale has 10 of these harmonic intervals, a 6-note scale has 15, a 7-note scale has 21, an 8-note scale has 28.[6] Though the scale is not a chord, and might never be heard more than one note at a time, still the absence, presence, and placement of certain key intervals plays a large part in the sound of the scale, the natural movement of melody within the scale, and the selection of chords taken naturally from the scale.[6]
|
30 |
+
|
31 |
+
A musical scale that contains tritones is called tritonic (though the expression is also used for any scale with just three notes per octave, whether or not it includes a tritone), and one without tritones is atritonic. A scale or chord that contains semitones is called hemitonic, and without semitones is anhemitonic.
|
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+
|
33 |
+
Scales can be abstracted from performance or composition. They are also often used precompositionally to guide or limit a composition. Explicit instruction in scales has been part of compositional training for many centuries. One or more scales may be used in a composition, such as in Claude Debussy's L'Isle Joyeuse.[7] To the right, the first scale is a whole-tone scale, while the second and third scales are diatonic scales. All three are used in the opening pages of Debussy's piece.
|
34 |
+
|
35 |
+
Scales in traditional Western music generally consist of seven notes and repeat at the octave. Notes in the commonly used scales (see just below) are separated by whole and half step intervals of tones and semitones. The harmonic minor scale includes a three-semitone step; the anhemitonic pentatonic includes two of those and no semitones.
|
36 |
+
|
37 |
+
Western music in the Medieval and Renaissance periods (1100–1600) tends to use the white-note diatonic scale C–D–E–F–G–A–B. Accidentals are rare, and somewhat unsystematically used, often to avoid the tritone.
|
38 |
+
|
39 |
+
Music of the common practice periods (1600–1900) uses three types of scale:
|
40 |
+
|
41 |
+
These scales are used in all of their transpositions. The music of this period introduces modulation, which involves systematic changes from one scale to another. Modulation occurs in relatively conventionalized ways. For example, major-mode pieces typically begin in a "tonic" diatonic scale and modulate to the "dominant" scale a fifth above.
|
42 |
+
|
43 |
+
In the 19th century (to a certain extent), but more in the 20th century, additional types of scales were explored:
|
44 |
+
|
45 |
+
A large variety of other scales exists, some of the more common being:
|
46 |
+
|
47 |
+
Scales such as the pentatonic scale may be considered gapped relative to the diatonic scale. An auxiliary scale is a scale other than the primary or original scale. See: modulation (music) and Auxiliary diminished scale.
|
48 |
+
|
49 |
+
In many musical circumstances, a specific note of the scale is chosen as the tonic—the central and most stable note of the scale. In Western tonal music, simple songs or pieces typically start and end on the tonic note. Relative to a choice of a certain tonic, the notes of a scale are often labeled with numbers recording how many scale steps above the tonic they are. For example, the notes of the C major scale (C, D, E, F, G, A, B) can be labeled {1, 2, 3, 4, 5, 6, 7}, reflecting the choice of C as tonic. The expression scale degree refers to these numerical labels. Such labeling requires the choice of a "first" note; hence scale-degree labels are not intrinsic to the scale itself, but rather to its modes. For example, if we choose A as tonic, then we can label the notes of the C major scale using A = 1, B = 2, C = 3, and so on. When we do so, we create a new scale called the A minor scale. See the musical note article for how the notes are customarily named in different countries.
|
50 |
+
|
51 |
+
The scale degrees of a heptatonic (7-note) scale can also be named using the terms tonic, supertonic, mediant, subdominant, dominant, submediant, subtonic. If the subtonic is a semitone away from the tonic, then it is usually called the leading-tone (or leading-note); otherwise the leading-tone refers to the raised subtonic. Also commonly used is the (movable do) solfège naming convention in which each scale degree is denoted by a syllable. In the major scale, the solfège syllables are: do, re, mi, fa, so (or sol), la, ti (or si), do (or ut).
|
52 |
+
|
53 |
+
In naming the notes of a scale, it is customary that each scale degree be assigned its own letter name: for example, the A major scale is written A–B–C♯–D–E–F♯–G♯ rather than A–B–D♭–D–E–E–G♯. However, it is impossible to do this in scales that contain more than seven notes, at least in the English-language nomenclature system.[citation needed]
|
54 |
+
|
55 |
+
Scales may also be identified by using a binary system of twelve zeros or ones to represent each of the twelve notes of a chromatic scale. It is assumed that the scale is tuned using 12-tone equal temperament (so that, for instance, C♯ is the same as D♭), and that the tonic is in the leftmost position. For example, the binary number 101011010101, equivalent to the decimal number 2773, would represent any major scale (such as C–D–E–F–G–A–B). This system includes scales from 100000000000 (2048) to 111111111111 (4095), providing a total of 2048 possible species, but only 351 unique scales containing from 1 to 12 notes.[8]
|
56 |
+
|
57 |
+
Scales may also be shown as semitones from the tonic. For instance, 0 2 4 5 7 9 11 denotes any major scale such as C–D–E–F–G–A–B, in which the first degree is, obviously, 0 semitones from the tonic (and therefore coincides with it), the second is 2 semitones from the tonic, the third is 4 semitones from the tonic, and so on. Again, this implies that the notes are drawn from a chromatic scale tuned with 12-tone equal temperament. For some fretted string instruments, such as the guitar and the bass guitar, scales can be notated in tabulature, an approach which indicates the fret number and string upon which each scale degree is played.
|
58 |
+
|
59 |
+
Composers transform musical patterns by moving every note in the pattern by a constant number of scale steps: thus, in the C major scale, the pattern C–D–E might be shifted up, or transposed, a single scale step to become D–E–F. This process is called "scalar transposition" or "shifting to a new key" and can often be found in musical sequences and patterns. (It is D-E-F# in Chromatic transposition). Since the steps of a scale can have various sizes, this process introduces subtle melodic and harmonic variation into the music. In Western tonal music, the simplest and most common type of modulation (or changing keys) is to shift from one major key to another key built on the first key's fifth (or dominant) scale degree. In the key of C major, this would involve moving to the key of G major (which uses an F#). Composers also often modulate to other related keys. In some Romantic music era pieces and contemporary music, composers modulate to "remote keys" that are not related to or close to the tonic. An example of a remote modulation would be taking a song that begins in C major and modulating (changing keys) to F# major.
|
60 |
+
|
61 |
+
Through the introduction of blue notes, jazz and blues employ scale intervals smaller than a semitone. The blue note is an interval that is technically neither major nor minor but "in the middle", giving it a characteristic flavour. A regular piano cannot play blue notes, but with electric guitar, saxophone, trombone and trumpet, performers can "bend" notes a fraction of a tone sharp or flat to create blue notes. For instance, in the key of E, the blue note would be either a note between G and G♯ or a note moving between both.
|
62 |
+
|
63 |
+
In blues, a pentatonic scale is often used. In jazz, many different modes and scales are used, often within the same piece of music. Chromatic scales are common, especially in modern jazz.
|
64 |
+
|
65 |
+
In Western music, scale notes are often separated by equally tempered tones or semitones, creating 12 intervals per octave. Each interval separates two tones; the higher tone has an oscillation frequency of a fixed ratio (by a factor equal to the twelfth root of two, or approximately 1.059463) higher than the frequency of the lower one. A scale uses a subset consisting typically of 7 of these 12 as scale steps.
|
66 |
+
|
67 |
+
Many other musical traditions use scales that include other intervals. These scales originate within the derivation of the harmonic series. Musical intervals are complementary values of the harmonic overtones series.[9] Many musical scales in the world are based on this system, except most of the musical scales from Indonesia and the Indochina Peninsulae, which are based on inharmonic resonance of the dominant metalophone and xylophone instruments.
|
68 |
+
|
69 |
+
Some scales use a different number of pitches. A common scale in Eastern music is the pentatonic scale, which consists of five notes that span an octave.
|
70 |
+
|
71 |
+
Some scales span part of an octave; Several such short scales are typically combined to form a scale spanning a full octave or more, and usually called with a third name of its own. The Middle Eastern music has around a dozen such basic short scales that are combined to form hundreds of full-octave spanning scales. Among these middle eastern scales Hejaz scale has one scale step spanning 14 intervals (of the middle eastern type found 53 in an octave) roughly similar to 3 semitones (of the western type found 12 in an octave), while Saba scale, another of these middle eastern scales, has 3 consecutive scale steps within 14 commas, i.e. separated by roughly one western semitone either side of the middle tone.
|
72 |
+
|
73 |
+
Gamelan music uses a small variety of scales including Pélog and Sléndro, none including equally tempered nor harmonic intervals. Indian classical music uses a moveable seven-note scale. Indian Rāgas often use intervals smaller than a semitone.[10] Arabic music maqamat may use quarter tone intervals.[11][page needed] In both rāgas and maqamat, the distance between a note and an inflection (e.g., śruti) of that same note may be less than a semitone.
|
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Uttar Pradesh: Bijnor, Farrukhabad, Kannauj, Bithoor, Kanpur, Jajmau, Prayagraj, Varanasi
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Bihar: Patna, Bhagalpur, Katihar
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West Bengal: Murshidabad, Plassey, Nabadwip, Kolkata, Baranagar
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Rajshahi Division: Rajshahi, Ishwardi, Pabna
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Dhaka Division: Dhaka, Narayanganj, Gazipur, Faridpur, Munshiganj
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Chittagong Division: Chandpur, Noakhali
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Coordinates: 25°18′N 83°01′E / 25.30°N 83.01°E / 25.30; 83.01
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The Ganges (/ˈɡændʒiːz/ GAN-jeez) or Ganga (Hindustani: [ˈɡəŋɡaː]), is a trans-boundary river of South Asia which flows through India and Bangladesh. The 2,704 km (1,680 mi) river originates from the Gangotri Glacier of western Himalayas in the Indian state of Uttarakhand, and flows south and east through the Gangetic Plain of India and Bangladesh, eventually emptying into the Bay of Bengal.[4]
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The Ganges is a lifeline to millions who live along its course.[5] It is a sacred river and worshipped as the goddess Ganga in Hinduism.[6][7] It has been important historically; many former provincial or imperial capitals (such as Allahabad, Dhaka, Baharampur, Bikrampur, Kampilya, Kannauj,[8] Kara, Kashi, Kolkata, Murshidabad, Munger, Patliputra,[8] and Sonargaon) have been located on its banks.
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The Ganges is threatened by severe pollution. This poses a danger not only to humans but also to animals; the Ganges is home to approximately 140 species of fish and 90 species of amphibians. The river also contains reptiles and mammals, including critically endangered species such as the Gharial and South Asian river dolphin.[9] The levels of fecal coliform bacteria from human waste in the river near Varanasi are more than a hundred times the Indian government's official limit.[9] The Ganga Action Plan, an environmental initiative to clean up the river, has been considered a failure[a][b][10] which is variously attributed to corruption, a lack of will in the government, poor technical expertise,[c] environmental planning[d] and a lack of support from the native religious authorities.[e]
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The upper phase of the river Ganges begins at the confluence of the Bhagirathi and Alaknanda rivers in the town of Devprayag in the Garhwal division of the Indian state of Uttarakhand. The Bhagirathi is considered to be the source in Hindu culture and mythology, although the Alaknanda is longer, and therefore, hydro-logically the source stream.[11][12] The headwaters of the Alakananda are formed by snow melt from peaks such as Nanda Devi, Trisul, and Kamet. The Bhagirathi rises at the foot of Gangotri Glacier, at Gomukh, at an elevation of 4,356 m (14,291 ft) and being mythologically referred to as residing in the matted locks of Shiva; symbolically Tapovan, which is a meadow of ethereal beauty at the feet of Mount Shivling, just 5 km (3.1 mi) away.[13][14]
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Although many small streams comprise the headwaters of the Ganges, the six longest and their five confluences are considered sacred. The six headstreams are the Alaknanda, Dhauliganga, Nandakini, Pindar, Mandakini and Bhagirathi. Their confluences, known as the Panch Prayag, are all along the Alaknanda. They are, in downstream order, Vishnuprayag, where the Dhauliganga joins the Alaknanda; Nandprayag, where the Nandakini joins; Karnaprayag, where the Pindar joins; Rudraprayag, where the Mandakini joins; and finally, Devprayag, where the Bhagirathi joins the Alaknanda to form the Ganges.[11]
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After flowing for 256.90 km (159.63 mi) [14] through its narrow Himalayan valley, the Ganges emerges from the mountains at Rishikesh, then debouches onto the Gangetic Plain at the pilgrimage town of Haridwar.[11] At Haridwar, a dam diverts some of its waters into the Ganges Canal, which irrigates the Doab region of Uttar Pradesh, whereas the river, whose course has been roughly southwest until this point, now begins to flow southeast through the plains of northern India.
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The Ganges river follows an 900 km (560 mi) arching course passing through the cities of Kannauj, Farukhabad, and Kanpur. Along the way it is joined by the Ramganga, which contributes an average annual flow of about 495 m3/s (17,500 cu ft/s) to the river.[15] The Ganges joins the 1,444 km (897 mi) long River Yamuna and 216 km (134 mi) long underneath River Saraswati at the Triveni Sangam at Allahabad, (now Prayagraj) a confluence considered holy in Hinduism. At their confluence the Yamuna is larger than the Ganges contributing about 58.5% of the combined flow,[16] with an average flow of 2,948 m3/s (104,100 cu ft/s).[15]
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Now flowing east, the river meets the 400 km (250 mi) long Tamsa River (also called Tons), which flows north from the Kaimur Range and contributes an average flow of about 187 m3/s (6,600 cu ft/s). After the Tamsa, the 625 km (388 mi) long Gomti River joins, flowing south from the Himalayas. The Gomti contributes an average annual flow of about 234 m3/s (8,300 cu ft/s). Then the 1,156 km (718 mi) long Ghaghara River (Karnali River), also flowing south from the Himalayas of Tibet through Nepal joins. The Ghaghara (Karnali), with its average annual flow of about 2,991 m3/s (105,600 cu ft/s), is the largest tributary of the Ganges by discharge. After the Ghaghara confluence, the Ganges is joined from the south by the 784 km (487 mi) long Son River, which contributes about 1,008 m3/s (35,600 cu ft/s). The 814 km (506 mi) long Gandaki River, then the 729 km (453 mi) long Kosi River, join from the north flowing from Nepal, contributing about 1,654 m3/s (58,400 cu ft/s) and 2,166 m3/s (76,500 cu ft/s) respectively. The Kosi is the third largest tributary of the Ganges by discharge, after Ghaghara (Karnali) and Yamuna.[15] The Kosi merges into the Ganges near Kursela in Bihar.
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Along the way between Prayagraj and Malda, West Bengal, the Ganges river passes the towns of Chunar, Mirzapur, Varanasi, Ghazipur, Ara, Patna, Chapra, Hajipur, Mokama, Munger, Sahibganj, Rajmahal, Bhagalpur, Ballia, Buxar, Simaria, Sultanganj, and Farakka. At Bhagalpur, the river begins to flow south-southeast and at Farakka, it begins its attrition with the branching away of its first distributary, the 408 km (254 mi) long Bhāgirathi-Hooghly, which goes on to become the Hooghly River. Just before the border with Bangladesh the Farakka Barrage controls the flow of Ganges, diverting some of the water into a feeder canal linked to the Hooghly for the purpose of keeping it relatively silt-free. The Hooghly River is formed by the confluence of the Bhagirathi River and Ajay River at Katwa, and Hooghly has a number of tributaries of its own. The largest is the Damodar River, which is 625 km (388 mi) long, with a drainage basin of 25,820 km2 (9,970 sq mi).[17] The Hooghly River empties into the Bay of Bengal near Sagar Island.[18] Between Malda and the Bay of Bengal, the Hooghly river passes the towns and cities of Murshidabad, Nabadwip, Kolkata and Howrah.
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After entering Bangladesh, the main branch of the Ganges river is known as the Padma. The Padma is joined by the Jamuna River, the largest distributary of the Brahmaputra. Further downstream, the Padma joins the Meghna River, the converged flow of Surma-Meghna river system taking on the Meghna's name as it enters the Meghna Estuary, which empties into the Bay of Bengal. Here it forms the 1,430 by 3,000 km (890 by 1,860 mi) Bengal Fan, the world's largest submarine fan,[19] which alone accounts for 10–20% of the global burial of organic carbon.[20]
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The Ganges Delta, formed mainly by the large, sediment-laden flows of the Ganges and Brahmaputra rivers, is the world's largest delta, at about 64,000 km2 (25,000 sq mi).[21] It stretches 400 km (250 mi) along the Bay of Bengal.[22]
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Only the Amazon and Congo rivers have a greater average discharge than the combined flow of the Ganges, the Brahmaputra, and the Surma-Meghna river system.[22] In full flood only the Amazon is larger.[23]
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The Indian subcontinent lies atop the Indian tectonic plate, a minor plate within the Indo-Australian Plate.[24] Its defining geological processes commenced seventy-five million years ago, when, as a part of the southern supercontinent Gondwana, it began a northeastwards drift—lasting fifty million years—across the then unformed Indian Ocean.[24] The subcontinent's subsequent collision with the Eurasian Plate and subduction under it, gave rise to the Himalayas, the planet's highest mountain ranges.[24] In the former seabed immediately south of the emerging Himalayas, plate movement created a vast trough, which, having gradually been filled with sediment borne by the Indus and its tributaries and the Ganges and its tributaries,[25] now forms the Indo-Gangetic Plain.[26]
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The Indo-Gangetic Plain is geologically known as a foredeep or foreland basin.[27]
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Major left-bank tributaries include Gomti River, Ghaghara River, Gandaki river, and Kosi river; major right-bank tributaries include Yamuna river, Son river, Punpun and Damodar.The hydrology of the Ganges River is very complicated, especially in the Ganges Delta region. One result is different ways to determine the river's length, its discharge, and the size of its drainage basin.
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The name Ganges is used for the river between the confluence of the Bhagirathi and Alaknanda rivers, in the Himalayas, and the first bifurcation of the river, near the Farakka Barrage and the India-Bangladesh Border. The length of the Ganges is frequently said to be slightly over 2,600 km (1,600 mi) long, about 2,601 km (1,616 mi),[28] 2,525 km (1,569 mi)[29][16]or2,650 km (1,650 mi).[30] In these cases the river's source is usually assumed to be the source of the Bhagirathi River, Gangotri Glacier at Gomukh and its mouth being the mouth of the Meghna River on the Bay of Bengal.[29][16][28][30] Sometimes the source of the Ganges is considered to be at Haridwar, where its Himalayan headwater streams debouch onto the Gangetic Plain.[31]
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In some cases, the length of the Ganges is given by its Hooghly River distributary, which is longer than its main outlet via the Meghna River, resulting in a total length of about 2,704 km (1,680 mi), if taken from the source of the Bhagirathi,[21] or 2,321.50 km (1,442.51 mi), if from Haridwar to the Hooghly's mouth.[32] In other cases the length is said to be about 2,304 km (1,432 mi), from the source of the Bhagirathi to the Bangladesh border, where its name changes to Padma.[33]
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For similar reasons, sources differ over the size of the river's drainage basin. The basin covers parts of four countries, India, Nepal, China, and Bangladesh; eleven Indian states, Himachal Pradesh, Uttarakhand, Uttar Pradesh, Madhya Pradesh, Chhattisgarh, Bihar, Jharkhand, Punjab, Haryana, Rajasthan, West Bengal, and the Union Territory of Delhi.[34] The Ganges basin, including the delta but not the Brahmaputra or Meghna basins, is about 1,080,000 km2 (420,000 sq mi), of which 861,000 km2 (332,000 sq mi) is in India (about 80%), 140,000 km2 (54,000 sq mi) in Nepal (13%), 46,000 km2 (18,000 sq mi) in Bangladesh (4%), and 33,000 km2 (13,000 sq mi) in China (3%).[35] Sometimes the Ganges and Brahmaputra–Meghna drainage basins are combined for a total of about 1,600,000 km2 (620,000 sq mi)[23] or 1,621,000 km2 (626,000 sq mi).[22] The combined Ganges-Brahmaputra-Meghna basin (abbreviated GBM or GMB) drainage basin is spread across Bangladesh, Bhutan, India, Nepal, and China.[36]
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The Ganges basin ranges from the Himalaya and the Transhimalaya in the north, to the northern slopes of the Vindhya range in the south, from the eastern slopes of the Aravalli in the west to the Chota Nagpur plateau and the Sunderbans delta in the east. A significant portion of the discharge from the Ganges comes from the Himalayan mountain system. Within the Himalaya, the Ganges basin spreads almost 1,200 km from the Yamuna-Satluj divide along the Simla ridge forming the boundary with the Indus basin in the west to the Singalila Ridge along the Nepal-Sikkim border forming the boundary with the Brahmaputra basin in the east. This section of the Himalaya contains 9 of the 14 highest peaks in the world over 8,000m in height, including Mount Everest which is the high point of the Ganges basin.[37] The other peaks over 8,000m in the basin are Kangchenjunga,[38] Lhotse,[39] Makalu,[40] Cho Oyu,[41] Dhaulagiri,[42] Manaslu,[43] Annapurna[44] and Shishapangma.[45] The Himalayan portion of the basin includes the south-eastern portion of the state of Himachal Pradesh, the entire state of Uttarakhand, the entire country of Nepal and the extreme north-western portion of the state of West Bengal.[citation needed]
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The discharge of the Ganges also differs by source. Frequently, discharge is described for the mouth of the Meghna River, thus combining the Ganges with the Brahmaputra and Meghna. This results in a total average annual discharge of about 38,000 m3/s (1,300,000 cu ft/s),[22] or 42,470 m3/s (1,500,000 cu ft/s).[21] In other cases the average annual discharges of the Ganges, Brahmaputra, and Meghna are given separately, at about 16,650 m3/s (588,000 cu ft/s) for the Ganges, about 19,820 m3/s (700,000 cu ft/s) for the Brahmaputra, and about 5,100 m3/s (180,000 cu ft/s) for the Meghna.[29]
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The maximum peak discharge of the Ganges, as recorded at Hardinge Bridge in Bangladesh, exceeded 70,000 m3/s (2,500,000 cu ft/s).[46] The minimum recorded at the same place was about 180 m3/s (6,400 cu ft/s), in 1997.[47]
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The hydrologic cycle in the Ganges basin is governed by the Southwest Monsoon. About 84% of the total rainfall occurs in the monsoon from June to September. Consequently, streamflow in the Ganges is highly seasonal. The average dry season to monsoon discharge ratio is about 1:6, as measured at Hardinge Bridge. This strong seasonal variation underlies many problems of land and water resource development in the region.[33] The seasonality of flow is so acute it can cause both drought and floods. Bangladesh, in particular, frequently experiences drought during the dry season and regularly suffers extreme floods during the monsoon.[47]
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In the Ganges Delta many large rivers come together, both merging and bifurcating in a complicated network of channels. The two largest rivers, the Ganges and Brahmaputra, both split into distributary channels, the largest of which merge with other large rivers before themselves joining the Bay of Bengal. But this current channel pattern was not always the case. Over time the rivers in Ganges Delta have often changed course, sometimes altering the network of channels in significant ways.
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Before the late 12th century the Bhagirathi-Hooghly distributary was the main channel of the Ganges and the Padma was only a minor spill-channel. The main flow of the river reached the sea not via the modern Hooghly River but rather by the Adi Ganga. Between the 12th and 16th centuries the Bhagirathi-Hooghly and Padma channels were more or less equally significant. After the 16th century the Padma grew to become the main channel of the Ganges.[18] It is thought that the Bhagirathi-Hooghly became increasingly choked with silt, causing the main flow of the Ganges to shift to the southeast and the Padma River. By the end of the 18th century the Padma had become the main distributary of the Ganges.[21] One result of this shift to the Padma was that the Ganges now joined the Meghna and Brahmaputra rivers before emptying into the Bay of Bengal. The present confluence of the Ganges and Meghna was formed very recently, about 150 years ago.[48]
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Also near the end of the 18th century, the course of the lower Brahmaputra changed dramatically, significantly altering its relationship with the Ganges. In 1787 there was a great flood on the Teesta River, which at the time was a tributary of the Ganges-Padma River. The flood of 1787 caused the Teesta to undergo a sudden change course, an avulsion, shifting east to join the Brahmaputra and causing the Brahmaputra to shift its course south, cutting a new channel. This new main channel of the Brahmaputra is called the Jamuna River. It flows south to join the Ganges-Padma. During ancient times, the main flow of the Brahmaputra was more easterly, passing by the city of Mymensingh and joining the Meghna River. Today this channel is a small distributary but retains the name Brahmaputra, sometimes Old Brahmaputra.[49] The site of the old Brahmaputra-Meghna confluence, in the locality of Langalbandh, is still considered sacred by Hindus. Near the confluence is a major early historic site called Wari-Bateshwar.[18]
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In the rainy season of 1809, the lower channel of the Bhagirathi, leading to Kolkata, had been entirely shut; but in the following year it opened again and was nearly of the same size with the upper channel but both however suffered a considerable diminution, owing probably to the new communication opened below the Jalanggi on the upper channel.[50]
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The Late Harappan period, about 1900–1300 BCE, saw the spread of Harappan settlement eastward from the Indus River basin to the Ganges-Yamuna doab, although none crossed the Ganges to settle its eastern bank. The disintegration of the Harappan civilisation, in the early 2nd millennium BC, marks the point when the centre of Indian civilisation shifted from the Indus basin to the Ganges basin.[51] There may be links between the Late Harappan settlement of the Ganges basin and the archaeological culture known as "Cemetery H" and the Indo-Aryan people of the Vedic period.
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This river is the longest and the most sacred in India.[52] But during the early Vedic Period and in the Rigveda, the Indus and the Sarasvati River were given more spiritual importance, not the Ganges. But also, it is important to know that the later three Vedas gave much more importance to the Ganges, showing the change in cultural and religious views due to the events of that time.[f] The Gangetic Plain became the centre of successive powerful states; from the Maurya Empire to the Mughal Empire.[11][53]
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The first European traveller to mention the Ganges was the Greek envoy Megasthenes (ca. 350–290 BCE). He did so several times in his work Indica: "India, again, possesses many rivers both large and navigable, which, having their sources in the mountains which stretch along the northern frontier, traverse the level country, and not a few of these, after uniting with each other, fall into the river called the Ganges. Now this river, which at its source is 30 stadia broad, flows from north to south, and empties its waters into the ocean forming the eastern boundary of the Gangaridai, a nation which possesses a vast force of the largest-sized elephants." (Diodorus II.37).[54]
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In 1951 a water sharing dispute arose between India and East Pakistan (now Bangladesh), after India declared its intention to build the Farakka Barrage. The original purpose of the barrage, which was completed in 1975, was to divert up to 1,100 m3/s (39,000 cu ft/s) of water from the Ganges to the Bhagirathi-Hooghly distributary in order to restore navigability at the Port of Kolkata. It was assumed that during the worst dry season the Ganges flow would be around 1,400 to 1,600 m3/s (49,000 to 57,000 cu ft/s), thus leaving 280 to 420 m3/s (9,900 to 14,800 cu ft/s) for the then East Pakistan.[55] East Pakistan objected and a protracted dispute ensued. In 1996 a 30-year treaty was signed with Bangladesh. The terms of the agreement are complicated, but in essence they state that if the Ganges flow at Farakka was less than 2,000 m3/s (71,000 cu ft/s) then India and Bangladesh would each receive 50% of the water, with each receiving at least 1,000 m3/s (35,000 cu ft/s) for alternating ten-day periods. However, within a year the flow at Farakka fell to levels far below the historic average, making it impossible to implement the guaranteed sharing of water. In March 1997, flow of the Ganges in Bangladesh dropped to its lowest ever, 180 m3/s (6,400 cu ft/s). Dry season flows returned to normal levels in the years following, but efforts were made to address the problem. One plan is for another barrage to be built in Bangladesh at Pangsha, west of Dhaka. This barrage would help Bangladesh better utilise its share of the waters of the Ganges.[g]
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The Ganges is a sacred river to Hindus along every fragment of its length. All along its course, Hindus bathe in its waters,[56] paying homage to their ancestors and to their gods by cupping the water in their hands, lifting it and letting it fall back into the river; they offer flowers and rose petals and float shallow clay dishes filled with oil and lit with wicks (diyas).[56] On the journey back home from the Ganges, they carry small quantities of river water with them for use in rituals; Ganga Jal, literally "the water of the Ganges".[57]
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The Ganges is the embodiment of all sacred waters in Hindu mythology.[58] Local rivers are said to be like the Ganges, and are sometimes called the local Ganges.[58] The Godavari River of Maharashtra in Western India is called the Ganges of the South or the 'Dakshin Ganga'; the Godavari is the Ganges that was led by the sage Gautama to flow through Central India.[58] The Ganges is invoked whenever water is used in Hindu ritual, and is therefore present in all sacred waters.[58] In spite of this, nothing is more stirring for a Hindu than a dip in the actual river, which is thought to remit sins, especially at one of the famous tirthas such as Gangotri, Haridwar, Prayag, or Varanasi.[58] The symbolic and religious importance of the Ganges is one of the few things that Hindus, even their skeptics, have agreed upon.[59] Jawaharlal Nehru, a religious iconoclast himself, asked for a handful of his ashes to be thrown into the Ganges.[59] "The Ganga," he wrote in his will, "is the river of India, beloved of her people, round which are intertwined her racial memories, her hopes and fears, her songs of triumph, her victories and her defeats. She has been a symbol of India's age-long culture and civilization, ever-changing, ever-flowing, and yet ever the same Ganga."[59]
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In late May or early June every year, Hindus celebrate the karunasiri and rise of the Ganges from earth to heaven.[60] The day of the celebration, Ganga Dashahara, the dashami (tenth day) of the waxing moon of the Hindu calendar month Jyestha, brings throngs of bathers to the banks of the river.[60] A dip in the Ganges on this day is said to rid the bather of ten sins (dasha = Sanskrit "ten"; hara = to destroy) or alternatively, ten lifetimes of sins.[60] Those who cannot journey to the river, however, can achieve the same results by bathing in any nearby body of water, which, for the true believer, takes on all the attributes of the Ganges.[60]
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The karunasiri is an old theme in Hinduism with a number of different versions of the story.[60] In the Vedic version, Indra, the Lord of Swarga (Heaven) slays the celestial serpent, Vritra, releasing the celestial liquid, soma, or the nectar of the gods which then plunges to the earth and waters it with sustenance.[60]
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In the Vaishnava version of the myth, the heavenly waters were then a river called Vishnupadi (Sanskrit: "from the foot of Vishnu").[60] As Lord Vishnu as the avatar Vamana completes his celebrated three strides —of earth, sky, and heaven— he stubs his toe on the vault of heaven, punches open a hole, and releases the Vishnupadi, which until now had been circling around the cosmic egg.[61] Flowing out of the vault, she plummets down to Indra's heaven, where she is received by Dhruva, once a steadfast worshipper of Vishnu, now fixed in the sky as the Pole star.[61] Next, she streams across the sky forming the Milky Way and arrives on the moon.[61] She then flows down earthwards to Brahma's realm, a divine lotus atop Mount Meru, whose petals form the earthly continents.[61] There, the divine waters break up, with one stream, the Bhagirathi, flowing down one petal into Bharatvarsha (India) as the Ganges.[61]
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It is Shiva, however, among the major deities of the Hindu pantheon, who appears in the most widely known version of the avatarana story.[62] Told and retold in the Ramayana, the Mahabharata and several Puranas, the story begins with a sage, Kapila, whose intense meditation has been disturbed by the sixty thousand sons of King Sagara. Livid at being disturbed, Kapila sears them with his angry gaze, reduces them to ashes, and dispatches them to the netherworld. Only the waters of the Ganges, then in heaven, can bring the dead sons their salvation. A descendant of these sons, King Bhagiratha, anxious to restore his ancestors, undertakes rigorous penance and is eventually granted the prize of Ganges's descent from heaven. However, since her turbulent force would also shatter the earth, Bhagiratha persuades Shiva in his abode on Mount Kailash to receive Ganges in the coils of his tangled hair and break her fall. Ganges descends, is tamed in Shiva's locks, and arrives in the Himalayas. She is then led by the waiting Bhagiratha down into the plains at Haridwar, across the plains first to the confluence with the Yamuna at Prayag and then to Varanasi, and eventually to Ganges Sagar, where she meets the ocean, sinks to the netherworld, and saves the sons of Sagara.[62] In honour of Bhagirath's pivotal role in the avatarana, the source stream of the Ganges in the Himalayas is named Bhagirathi, (Sanskrit, "of Bhagiratha").[62]
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As the Ganges had descended from heaven to earth, she is also considered the vehicle of ascent, from earth to heaven.[63] As the Triloka-patha-gamini, (Sanskrit: triloka= "three worlds", patha = "road", gamini = "one who travels") of the Hindu tradition, she flows in heaven, earth, and the netherworld, and, consequently, is a "tirtha" or crossing point of all beings, the living as well as the dead.[63] It is for this reason that the story of the avatarana is told at Shraddha ceremonies for the deceased in Hinduism, and Ganges water is used in Vedic rituals after death.[63] Among all hymns devoted to the Ganges, there are none more popular than the ones expressing the worshipper's wish to breathe his last surrounded by her waters.[63] The Gangashtakam expresses this longing fervently:[63]
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O Mother! ... Necklace adorning the worlds! Banner rising to heaven! I ask that I may leave of this body on your banks, Drinking your water, rolling in your waves, Remembering your name, bestowing my gaze upon you.[64]
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No place along her banks is more longed for at the moment of death by Hindus than Varanasi, the Great Cremation Ground, or Mahashmshana.[63] Those who are lucky enough to die in Varanasi, are cremated on the banks of the Ganges, and are granted instant salvation.[65] If the death has occurred elsewhere, salvation can be achieved by immersing the ashes in the Ganges.[65] If the ashes have been immersed in another body of water, a relative can still gain salvation for the deceased by journeying to the Ganges, if possible during the lunar "fortnight of the ancestors" in the Hindu calendar month of Ashwin (September or October), and performing the Shraddha rites.[65]
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Hindus also perform pinda pradana, a rite for the dead, in which balls of rice and sesame seed are offered to the Ganges while the names of the deceased relatives are recited.[66] Every sesame seed in every ball thus offered, according to one story, assures a thousand years of heavenly salvation for the each relative.[66] Indeed, the Ganges is so important in the rituals after death that the Mahabharata, in one of its popular ślokas, says, "If only (one) bone of a (deceased) person should touch the water of the Ganges, that person shall dwell honoured in heaven."[67] As if to illustrate this truism, the Kashi Khanda (Varanasi Chapter) of the Skanda Purana recounts the remarkable story of Vahika, a profligate and unrepentant sinner, who is killed by a tiger in the forest. His soul arrives before Yama, the Lord of Death, to be judged for the afterworld. Having no compensating virtue, Vahika's soul is at once dispatched to hell. While this is happening, his body on earth, however, is being picked at by vultures, one of whom flies away with a foot bone. Another bird comes after the vulture, and in fighting him off, the vulture accidentally drops the bone into the Ganges below. Blessed by this event, Vahika, on his way to hell, is rescued by a celestial chariot which takes him instead to heaven.[68]
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Hindus consider the waters of the Ganges to be both pure and purifying.[69] Nothing reclaims order from disorder more than the waters of the Ganges.[70] Moving water, as in a river, is considered purifying in Hindu culture because it is thought to both absorb impurities and take them away.[70] The swiftly moving Ganges, especially in its upper reaches, where a bather has to grasp an anchored chain in order to not be carried away, is considered especially purifying.[70] What the Ganges removes, however, is not necessarily physical dirt, but symbolic dirt; it wipes away the sins of the bather, not just of the present, but of a lifetime.[70]
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A popular paean to the Ganges is the Ganga Lahiri composed by the seventeenth century poet Jagannatha who, as legend has it, was turned out of his Hindu Brahmin caste for having an affair with a Muslim woman. Having attempted futilely to be rehabilitated within the Hindu fold, the poet finally appeals to Ganges, the hope of the hopeless. Along with his beloved, Jagannatha sits at the top of the flight of steps leading to the water at the famous Panchganga Ghat in Varanasi. As he recites each verse of the poem, the waters of the Ganges rise up one step, until in the end they envelop the lovers and carry them away.[70] "I come to you as a child to his mother," begins the Ganga Lahiri.[71]
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I come as an orphan to you, moist with love. I come without refuge to you, giver of sacred rest. I come a fallen man to you, uplifter of all. I come undone by disease to you, the perfect physician. I come, my heart dry with thirst, to you, ocean of sweet wine. Do with me whatever you will.[71]
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It is Shiva's relationship with Ganga that is the best-known in Ganges mythology.[72] Her descent, the avatarana is not a one time event, but a continuously occurring one in which she is forever falling from heaven into his locks and being forever tamed.[72] Shiva, is depicted in Hindu iconography as Gangadhara, the "Bearer of the Ganges", with Ganga, shown as a spout of water, rising from his hair.[72] Ganga is the moving, restless, rolling energy in the form of which the otherwise recluse and unapproachable Shiva appears on earth.[73] As water, this moving energy can be felt, tasted, and absorbed.[73] The war-god Skanda addresses the sage Agastya in the Kashi Khand of the Skanda Purana in these words:[73]
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One should not be amazed ... that this Ganges is really Power, for is she not the Supreme Shakti of the Eternal Shiva, taken in the form of water? This Ganges, filled with the sweet wine of compassion, was sent out for the salvation of the world by Shiva, the Lord of the Lords. Good people should not think this Triple-Pathed River to be like the thousand other earthly rivers, filled with water.[73]
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The Ganges is also the mother, the Ganga Mata (Hindi: mata ="mother") of Hindu worship and culture, accepting all and forgiving all.[71] Unlike other goddesses, she has no destructive or fearsome aspect, destructive though she might be as a river in nature.[71] She is also a mother of gods and demigods.[74] In the Mahabharata, she is the wife of Shantanu, and the mother of heroic warrior-patriarch, Bhishma.[74] When Bhishma is mortally wounded in battle, Ganga comes out of the water in human form and weeps uncontrollably over his body.[74]
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The Ganges is the distilled lifeblood of the Hindu tradition; of its divinities, holy books, and enlightenment.[73] As such, her worship does not require the usual rites of invocation (avahana) at the beginning and dismissal (visarjana) at the end, required in the worship of other gods.[73] Her divinity is immediate and everlasting.[73]
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Photograph (1875) of goddess Ganga (Gupta Period, 5th or 6th century CE) from Besnagar, Madhya Pradesh, now in Museum of Fine Arts, Boston.
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Goddess Ganga with left hand resting on a dwarf attendant's head from the Rameshwar Temple, Ellora Caves, Maharashtra. Date of Sculpture, 6th century
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The goddess Ganga stands on her mount, the makara, with a kumbha, a full pot of water, in her hand, while an attendant holds a parasol over her. Terracotta, Ahichatra, Uttar Pradesh, Gupta, 5th century, now in National Museum, New Delhi
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The goddess Ganga (right) in tribhanga pose with retinue. Pratihara, 10th century, now in National Museum, New Delhi
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Early in ancient Indian culture, the river Ganges was associated with fecundity, its redeeming waters and its rich silt providing sustenance to all who lived along its banks.[75] A counterpoise to the dazzling heat of the Indian summer, the Ganges came to be imbued with magical qualities and to be revered in anthropomorphic form.[76] By the 5th century CE, an elaborate mythology surrounded the Ganges, now a goddess in her own right, and a symbol for all rivers of India.[77] Hindu temples all over India had statues and reliefs of the goddess carved at their entrances, symbolically washing the sins of arriving worshippers and guarding the gods within.[78] As protector of the sanctum sanctorum, the goddess soon came to be depicted with several characteristic accessories: the makara (a crocodile-like undersea monster, often shown with an elephant-like trunk), the kumbha (an overfull vase), various overhead parasol-like coverings, and a gradually increasing retinue of humans.[79]
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Central to the goddess's visual identification is the makara, which is also her vahana, or mount. An ancient symbol in India, it pre-dates all appearances of the goddess Ganga in art.[79] The makara has a dual symbolism. On the one hand, it represents the life-affirming waters and plants of its environment; on the other, it represents fear, both fear of the unknown which it elicits by lurking in those waters, and real fear which it instils by appearing in sight.[79] The earliest extant unambiguous pairing of the makara with Ganga is at the Udayagiri Caves in Central India (circa 400 CE). Here, in the Cave V, flanking the main figure of Vishnu shown in his boar incarnation, two river goddesses, Ganga and Yamuna appear atop their respective mounts, makara and kurma (a turtle or tortoise).[79]
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The makara is often accompanied by a gana, a small boy or child, near its mouth, as, for example, shown in the Gupta period relief from Besnagar, Central India, in the left-most frame above.[80] The gana represents both posterity and development (udbhava).[80] The pairing of the fearsome, life-destroying makara with the youthful, life-affirming gana speaks to two aspects of the Ganges herself. Although she has provided sustenance to millions, she has also brought hardship, injury, and death by causing major floods along her banks.[81] The goddess Ganga is also accompanied by a dwarf attendant, who carries a cosmetic bag, and on whom she sometimes leans, as if for support.[78] (See, for example, frames 1, 2, and 4 above.)
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The purna kumbha or full pot of water is the second most discernible element of the Ganga iconography.[82] Appearing first also in the relief in the Udayagiri Caves (5th century), it gradually appeared more frequently as the theme of the goddess matured.[82] By the seventh century it had become an established feature, as seen, for example, in the Dashavatara temple, Deogarh, Uttar Pradesh (seventh century), the Trimurti temple, Badoli, Chittorgarh, Rajasthan, and at the Lakshmaneshwar temple, Kharod, Bilaspur, Chhattisgarh,[82] (ninth or tenth century), and seen very clearly in frame 3 above and less clearly in the remaining frames. Worshipped even today, the full pot is emblematic of the formless Brahman, as well as of woman, of the womb, and of birth.[83] Furthermore, The river goddesses Ganga and Saraswati were both born from Brahma's pot, containing the celestial waters.[83]
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In her earliest depictions at temple entrances, the goddess Ganga appeared standing beneath the overhanging branch of a tree, as seen as well in the Udayagiri caves.[84] However, soon the tree cover had evolved into a chatra or parasol held by an attendant, for example, in the seventh-century Dasavatara temple at Deogarh.[84] (The parasol can be clearly seen in frame 3 above; its stem can be seen in frame 4, but the rest has broken off.) The cover undergoes another transformation in the temple at Kharod, Bilaspur (ninth or tenth century), where the parasol is lotus-shaped,[84] and yet another at the Trimurti temple at Badoli where the parasol has been replaced entirely by a lotus.[84]
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As the iconography evolved, sculptors, especially in central India, were producing animated scenes of the goddess, replete with an entourage and suggestive of a queen en route to a river to bathe.[85] A relief similar to the depiction in frame 4 above, is described in Pal 1997, p. 43 as follows:
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A typical relief of about the ninth century that once stood at the entrance of a temple, the river goddess Ganga is shown as a voluptuously endowed lady with a retinue. Following the iconographic prescription, she stands gracefully on her composite makara mount and holds a water pot. The dwarf attendant carries her cosmetic bag, and a ... female holds the stem of a giant lotus leaf that serves as her mistress's parasol. The fourth figure is a male guardian. Often in such reliefs the makara's tail is extended with great flourish into a scrolling design symbolizing both vegetation and water.[78]
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Kumbh Mela is a mass Hindu pilgrimage in which Hindus gather at the Ganges River. The normal Kumbh Mela is celebrated every 3 years, the Ardh (half) Kumbh is celebrated every six years at Haridwar and Prayag,[86] the Purna (complete) Kumbh takes place every twelve years[87] at four places (Prayag (Allahabad), Haridwar, Ujjain, and Nashik). The Maha (great) Kumbh Mela which comes after 12 'Purna Kumbh Melas', or 144 years, is held at Prayag (Allahabad).[87]
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The major event of the festival is ritual bathing at the banks of the river. Other activities include religious discussions, devotional singing, mass feeding of holy men and women and the poor, and religious assemblies where doctrines are debated and standardized. Kumbh Mela is the most sacred of all the pilgrimages.[88][89] Thousands of holy men and women attend, and the auspiciousness of the festival is in part attributable to this. The sadhus are seen clad in saffron sheets with ashes and powder dabbed on their skin per the requirements of ancient traditions. Some, called naga sanyasis, may not wear any clothes.[90]
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The Ganges and its all tributaries, especially the Yamuna, have been used for irrigation since ancient times.[91] Dams and canals were common in gangetic plain by fourth century BCE.[92] The Ganges-Brahmaputra-Meghna basin has a huge hydroelectric potential, on the order of 200,000 to 250,000 megawatts, nearly half of which could easily be harnessed. As of 1999, India tapped about 12% of the hydroelectric potential of the Ganges and just 1% of the vast potential of the Brahmaputra.[93]
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Megasthenes, a Greek ethnographer who visited India during the third century BCE when Mauryans ruled India described the existence of canals in the gangetic plain. Kautilya (also known as Chanakya), an advisor to Chandragupta Maurya, the founder of Maurya Empire, included the destruction of dams and levees as a strategy during war.[92] Firuz Shah Tughlaq had many canals built, the longest of which, 240 km (150 mi), was built in 1356 on the Yamuna River. Now known as the Western Yamuna Canal, it has fallen into disrepair and been restored several times. The Mughal emperor Shah Jahan built an irrigation canal on the Yamuna River in the early 17th century. It fell into disuse until 1830, when it was reopened as the Eastern Yamuna Canal, under British control. The reopened canal became a model for the Upper Ganges Canal and all following canal projects.[91]
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The first British canal in India—with no Indian antecedents—was the Ganges Canal built between 1842 and 1854.[94]
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Contemplated first by Col. John Russell Colvin in 1836, it did not at first elicit much enthusiasm from its eventual architect Sir Proby Thomas Cautley, who balked at idea of cutting a canal through extensive low-lying land in order to reach the drier upland destination. However, after the Agra famine of 1837–38, during which the East India Company's administration spent Rs. 2,300,000 on famine relief, the idea of a canal became more attractive to the company's budget-conscious Court of Directors. In 1839, the Governor General of India, Lord Auckland, with the Court's assent, granted funds to Cautley for a full survey of the swath of land that underlay and fringed the projected course of the canal. The Court of Directors, moreover, considerably enlarged the scope of the projected canal, which, in consequence of the severity and geographical extent of the famine, they now deemed to be the entire Doab region.[95]
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The enthusiasm, however, proved to be short lived. Auckland's successor as Governor General, Lord Ellenborough, appeared less receptive to large-scale public works, and for the duration of his tenure, withheld major funds for the project. Only in 1844, when a new Governor-General, Lord Hardinge, was appointed, did official enthusiasm and funds return to the Ganges canal project. Although the intervening impasse had seemingly affected Cautley's health and required him to return to Britain in 1845 for recuperation, his European sojourn gave him an opportunity to study contemporary hydraulic works in the United Kingdom and Italy. By the time of his return to India even more supportive men were at the helm, both in the North-Western Provinces, with James Thomason as Lt. Governor, and in British India with Lord Dalhousie as Governor-General. Canal construction, under Cautley's supervision, now went into full swing. A 560 km (350 mi) long canal, with another 480 km (300 mi) of branch lines, eventually stretched between the headworks in Haridwar, splitting into two branches below Aligarh, and its two confluences with the Yamuna (Jumna in map) mainstem in Etawah and the Ganges in Kanpur (Cawnpore in map). The Ganges Canal, which required a total capital outlay of £2.15 million, was officially opened in 1854 by Lord Dalhousie.[96] According to historian Ian Stone:
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It was the largest canal ever attempted in the world, five times greater in its length than all the main irrigation lines of Lombardy and Egypt put together, and longer by a third than even the largest USA navigation canal, the Pennsylvania Canal.
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A major barrage at Farakka was opened on 21 April 1975,[97] It is located close to the point where the main flow of the river enters Bangladesh, and the tributary Hooghly (also known as Bhagirathi) continues in West Bengal past
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Kolkata. This barrage, which feeds the Hooghly branch of the river by a 42 km (26 mi) long feeder canal, and its water flow management has been a long-lingering source of dispute with Bangladesh.[98] Indo-Bangladesh Ganges Water Treaty signed in December 1996 addressed some of the water sharing issues between India and Bangladesh.[97] There is Lav Khush Barrage across the river Ganges in Kanpur.
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Tehri Dam was constructed on Bhagirathi River, tributary of the Ganges. It is located 1.5 km downstream of Ganesh Prayag, the place where Bhilangana meets Bhagirathi. Bhagirathi is called Ganges after Devprayag.[99] Construction of the dam in an earthquake prone area[100] was controversial.[101]
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Bansagar Dam was built on the Sone River, a tributary of the Ganges for both irrigation and hydroelectric power generation.[102] Ganges flood waters along with Brahmaputra waters can be supplied to most of its right side basin area along with central and south India by constructing a coastal reservoir to store water on the Bay of Bengal sea area.
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The Ganges Basin with its fertile soil is instrumental to the agricultural economies of India and Bangladesh. The Ganges and its tributaries provide a perennial source of irrigation to a large area. Chief crops cultivated in the area include rice, sugarcane, lentils, oil seeds, potatoes, and wheat. Along the banks of the river, the presence of swamps and lakes provides a rich growing area for crops such as legumes, chillies, mustard, sesame, sugarcane, and jute. There are also many fishing opportunities along the river, though it remains highly polluted. Also the major industrial towns of Unnao and Kanpur, situated on the banks of the river with the predominance of tanning industries add to the pollution.[103] Kanpur is the largest city on the Ganges.
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Tourism is another related activity. Three towns holy to Hinduism—Haridwar, Prayag (Allahabad), and Varanasi—attract millions of pilgrims to its waters to take a dip in the Ganges, which is believed to cleanse oneself of sins and help attain salvation. The rapids of the Ganges also are popular for river rafting, attracting adventure seekers in the summer months. Also, several cities such as Kanpur, Kolkata and Patna have developed riverfront walkways along the banks to attract tourists.[104][105][106][107]
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Human development, mostly agriculture, has replaced nearly all of the original natural vegetation of the Ganges basin. More than 95% of the upper Gangetic Plain has been degraded or converted to agriculture or urban areas. Only one large block of relatively intact habitat remains, running along the Himalayan foothills and including Rajaji National Park, Jim Corbett National Park, and Dudhwa National Park.[108] As recently as the 16th and 17th centuries the upper Gangetic Plain harboured impressive populations of wild Asian elephants (Elephas maximus), Bengal tigers (Panthera t. tigris), Indian rhinoceros (Rhinoceros unicornis), gaurs (Bos gaurus), barasinghas (Rucervus duvaucelii), sloth bears (Melursus ursinus) and Indian lions (Panthera leo leo).[108] In the 21st century there are few large wild animals, mostly deer, wild boars, wildcats, and small numbers of Indian wolves, golden jackals, and red and Bengal foxes. Bengal tigers survive only in the Sundarbans area of the Ganges Delta.[11] The Sundarbands freshwater swamp ecoregion, however, is nearly extinct.[109] Threatened mammals in the upper Gangetic Plain include the tiger, elephant, sloth bear, and four-horned antelope (Tetracerus quadricornis).[108]
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Many types of birds are found throughout the basin, such as myna, Psittacula parakeets, crows, kites, partridges, and fowls. Ducks and snipes migrate across the Himalayas during the winter, attracted in large numbers to wetland areas.[11] There are no endemic birds in the upper Gangetic Plain. The great Indian bustard (Ardeotis nigriceps) and lesser florican (Sypheotides indicus) are considered globally threatened.[108]
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The natural forest of the upper Gangetic Plain has been so thoroughly eliminated it is difficult to assign a natural vegetation type with certainty. There are a few small patches of forest left, and they suggest that much of the upper plains may have supported a tropical moist deciduous forest with sal (Shorea robusta) as a climax species.[108]
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A similar situation is found in the lower Gangetic Plain, which includes the lower Brahmaputra River. The lower plains contain more open forests, which tend to be dominated by Bombax ceiba in association with Albizzia procera, Duabanga grandiflora, and Sterculia vilosa. There are early seral forest communities that would eventually become dominated by the climax species sal (Shorea robusta), if forest succession was allowed to proceed. In most places forests fail to reach climax conditions due to human causes.[110] The forests of the lower Gangetic Plain, despite thousands of years of human settlement, remained largely intact until the early 20th century. Today only about 3% of the ecoregion is under natural forest and only one large block, south of Varanasi, remains. There are over forty protected areas in the ecoregion, but over half of these are less than 100 square kilometres (39 sq mi).[110] The fauna of the lower Gangetic Plain is similar to the upper plains, with the addition of a number of other species such as the smooth-coated otter (Lutrogale perspicillata) and the large Indian civet (Viverra zibetha).[110]
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It has been estimated that about 350 fish species live in the entire Ganges drainage, including several endemics.[111] In a major 2007–2009 study of fish in the Ganges basin (including the river itself and its tributaries, but excluding the Brahmaputra and Meghna basins), a total of 143 fish species were recorded, including 10 non-native introduced species.[112] The most diverse orders are Cypriniformes (barbs and allies), Siluriformes (catfish) and Perciformes (perciform fish), each comprising about 50%, 23% and 14% of the total fish species in the drainage.[112]
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There are distinct differences between the different sections of the river basin, but Cyprinidae is the most diverse throughout. In the upper section (roughly equalling the basin parts in Uttarakhand) more than 50 species have been recorded and Cyprinidae alone accounts for almost 80% those, followed by Balitoridae (about 15.6%) and Sisoridae (about 12.2%).[112] Sections of the Ganges basin at altitudes above 2,400–3,000 m (7,900–9,800 ft) above sea level are generally without fish. Typical genera approaching this altitude are Schizothorax, Tor, Barilius, Nemacheilus and Glyptothorax.[112] About 100 species have been recorded from the middle section of the basin (roughly equalling the sections in Uttar Pradesh and parts of Bihar) and more than 55% of these are in family Cyprinidae, followed by Schilbeidae (about 10.6%) and Clupeidae (about 8.6%).[112] The lower section (roughly equalling the basin in parts of Bihar and West Bengal) includes major floodplains and is home to almost 100 species. About 46% of these are in the family Cyprinidae, followed by Schilbeidae (about 11.4%) and Bagridae (about 9%).[112]
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The Ganges basin supports major fisheries, but these have declined in recent decades. In the Allahabad region in the middle section of the basin, catches of carp fell from 424.91 metric tons in 1961–1968 to 38.58 metric tons in 2001–2006, and catches of catfish fell from 201.35 metric tons in 1961–1968 to 40.56 metric tons in 2001–2006.[112] In the Patna region in the lower section of the basin, catches of carp fell from 383.2 metric tons to 118, and catfish from 373.8 metric tons to 194.48.[112] Some of the fish commonly caught in fisheries include catla (Catla catla), golden mahseer (Tor putitora), tor mahseer (Tor tor), rohu (Labeo rohita), walking catfish (Clarias batrachus), pangas catfish (Pangasius pangasius), goonch catfish (Bagarius), snakeheads (Channa), bronze featherback (Notopterus notopterus) and milkfish (Chanos chanos).[11][112]
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The Ganges basin is home to about 30 fish species that are listed as threatened with the primary issues being overfishing (sometimes illegal), pollution, water abstraction, siltation and invasive species.[112] Among the threatened species is the critically endangered Ganges shark (Glyphis gangeticus).[113] Several fish species migrate between different sections of the river, but these movements may be prevented by the building of dams.[112]
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The main sections of the Ganges River are home to the gharial (Gavialis gangeticus) and mugger crocodile (Crocodylus palustris), and the delta is home to the saltwater crocodile (C. porosus). Among the numerous aquatic and semi-aquatic turtles in the Ganges basin are the northern river terrapin (Batagur baska; only in the lowermost section of the basin), three-striped roofed turtle (B. dhongoka), red-crowned roofed turtle (B. kachuga), black pond turtle (Geoclemys hamiltonii), Brahminy river turtle (Hardella thurjii), Indian black turtle (Melanochelys trijuga), Indian eyed turtle (Morenia petersi), brown roofed turtle (Pangshura smithii), Indian roofed turtle (Pangshura tecta), Indian tent turtle (Pangshura tentoria), Indian flapshell turtle (Lissemys punctata), Indian narrow-headed softshell turtle (Chitra indica), Indian softshell turtle (Nilssonia gangetica), Indian peacock softshell turtle (N. hurum) and Cantor's giant softshell turtle (Pelochelys cantorii; only in the lowermost section of Ganges basin).[115] Most of these are seriously threatened.[115]
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The river's most famed faunal member is the freshwater Ganges river dolphin (Platanista gangetica gangetica),[108] which has been declared India's national aquatic animal.[116]
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This dolphin used to exist in large schools near to urban centres in both the Ganges and Brahmaputra rivers, but is now seriously threatened by pollution and dam construction. Their numbers have now dwindled to a quarter of their numbers of fifteen years before, and they have become extinct in the Ganges' main tributaries.[e] A recent survey by the World Wildlife Fund found only 3,000 left in the water catchment of both river systems.[117]
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The Ganges river dolphin is one of only five true freshwater dolphins in the world. The other four are the baiji (Lipotes vexillifer) of the Yangtze River in China, now likely extinct; the Indus River dolphin of the Indus River in Pakistan; the Amazon river dolphin of the Amazon River in South America; and the Araguaian river dolphin (not considered a separate species until 2014[118]) of the Araguaia–Tocantins basin in Brazil. There are several marine dolphins whose ranges include some freshwater habitats, but these five are the only dolphins who live only in freshwater rivers and lakes.[110]
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The Tibetan Plateau contains the world's third-largest store of ice. Qin Dahe, the former head of the China Meteorological Administration, said that the recent fast pace of melting and warmer temperatures will be good for agriculture and tourism in the short term; but issued a strong warning:
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Temperatures are rising four times faster than elsewhere in China, and the Tibetan glaciers are retreating at a higher speed than in any other part of the world.... In the short term, this will cause lakes to expand and bring floods and mudflows... In the long run, the glaciers are vital lifelines for Asian rivers, including the Indus and the Ganges. Once they vanish, water supplies in those regions will be in peril.[119]
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In 2007, the Intergovernmental Panel on Climate Change (IPCC), in its Fourth Report, stated that the Himalayan glaciers which feed the river, were at risk of melting by 2035.[120] The IPCC has now withdrawn that prediction, as the original source admitted that it was speculative and the cited source was not a peer reviewed finding.[h] In its statement, the IPCC stands by its general findings relating to the Himalayan glaciers being at risk from global warming (with consequent risks to water flow into the Gangetic basin). Many studies have suggested that the climate change will affect the water resources in the Ganges river basin including increased summer (monsoon) flow, and peak runoff could result in an increased risk of flooding.[121]
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The Ganges suffers from extreme pollution levels,[122] caused by the 400 million people who live close to the river.[123][124] Sewage from many cities along the river's course, industrial waste and religious offerings wrapped in non-degradable plastics add large amounts of pollutants to the river as it flows through densely populated areas.[10][125][126] The problem is exacerbated by the fact that many poorer people rely on the river on a daily basis for bathing, washing, and cooking.[125] The World Bank estimates that the health costs of water pollution in India equal three percent of India's GDP.[i] It has also been suggested that eighty percent of all illnesses in India and one-third of deaths can be attributed to water-borne diseases.[e]
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Varanasi, a city of one million people that many pilgrims visit to take a "holy dip" in the Ganges, releases around 200 million liters of untreated human sewage into the river each day, leading to large concentrations of fecal coliform bacteria.[125] According to official standards, water safe for bathing should not contain more than 500 fecal coliforms per 100 ml, yet upstream of Varanasi's ghats the river water already contains 120 times as much, 60,000 fecal coliform bacteria per 100 ml.[127][128]
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After the cremation of the deceased at Varanasi's ghats the bones and ashes are thrown into the Ganges. However, in the past thousands of uncremated bodies were thrown into the Ganges during cholera epidemics, spreading the disease. Even today, holy men, pregnant women, people with leprosy or chicken pox, people who have been bitten by snakes, people who have committed suicide, the poor, and children under 5 are not cremated at the ghats but are left to float free, in order to decompose in the waters. In addition, those who cannot afford the large amount of wood needed to incinerate the entire body, leave behind a lot of half burned body parts.[129][130]
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After passing through Varanasi, and receiving 32 streams of raw sewage from the city, the concentration of fecal coliforms in the river's waters rises from 60,000 to 1.5 million,[127][128] with observed peak values of 100 million per 100 ml.[125] Drinking and bathing in its waters therefore carries a high risk of infection.[125]
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Between 1985 and 2000, Rs. 10 billion, around US$226 million, or less than 4 cents per person per year,[131] were spent on the Ganga Action Plan,[10] an environmental initiative that was "the largest single attempt to clean up a polluted river anywhere in the world."[d] The Ganga Action Plan has been described variously as a "failure",[132][j][k] a "major failure".[a][b][i]
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According to one study,[132]
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The Ganga Action Plan, which was taken on priority and with much enthusiasm, was delayed for two years. The expenditure was almost doubled. But the result was not very appreciable. Much expenditure was done over the political propaganda. The concerning governments and the related agencies were not very prompt to make it a success. The public of the areas was not taken into consideration. The releasing of urban and industrial wastes in the river was not controlled fully. The flowing of dirty water through drains and sewers were not adequately diverted. The continuing customs of burning dead bodies, throwing carcasses, washing of dirty clothes by washermen, and immersion of idols and cattle wallowing were not checked. Very little provision of public latrines was made and the open defecation of lakhs of people continued along the riverside. All these made the Action Plan a failure.
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The failure of the Ganga Action Plan, has also been variously attributed to "environmental planning without proper understanding of the human–environment interactions,"[d] Indian "traditions and beliefs,"[l] "corruption and a lack of technical knowledge"[c] and "lack of support from religious authorities."[e]
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In December 2009 the World Bank agreed to loan India US$1 billion over the next five years to help save the river.[133] According to 2010 Planning Commission estimates, an investment of almost Rs. 70 billion (Rs. 70 billion, approximately US$1.5 billion) is needed to clean up the river.[10]
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In November 2008, the Ganges, alone among India's rivers, was declared a "National River", facilitating the formation of a National Ganga River Basin Authority that would have greater powers to plan, implement and monitor measures aimed at protecting the river.[134]
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In July 2014, the Government of India announced an integrated Ganges-development project titled Namami Ganga and allocated ₹ 2,037 crore for this purpose.[135]
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In March 2017 the High Court of Uttarakhand declared the Ganges River a legal "person", in a move that according to one newspaper, "could help in efforts to clean the pollution-choked rivers."[136] As of 6 April 2017[update], the ruling has been commented on in Indian newspapers to be hard to enforce,[137] that experts do not anticipate immediate benefits,[137] that the ruling is "hardly game changing,"[138] that experts believe "any follow-up action is unlikely,"[139] and that the "judgment is deficient to the extent it acted without hearing others (in states outside Uttarakhand) who have stakes in the matter."[140]
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The incidence of water-borne and enteric diseases—such as gastrointestinal disease, cholera, dysentery, hepatitis A and typhoid—among people who use the river's waters for bathing, washing dishes and brushing teeth is high, at an estimated 66% per year.[125]
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Recent studies by Indian Council of Medical Research (ICMR) say that the river is so full of killer pollutants that those living along its banks in Uttar Pradesh, Bihar and Bengal are more prone to cancer than anywhere else in the country. Conducted by the National Cancer Registry Programme under the ICMR, the study throws up shocking findings indicating that the river is thick with heavy metals and lethal chemicals that cause cancer. According to Deputy Director General of NCRP A. Nandkumar, the incidence of cancer was highest in the country in areas drained by the Ganges and stated that the problem would be studied deeply and with the findings presented in a report to the health ministry.[141]
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Apart from that, many NGOs have came forward to rejuvenate river Ganges. Vikrant Tongad, an Environmental specialist from SAFE Green filed a petition against Simbhaoli Sugar Mill (Hapur UP) to NGT. NGT slapped a fine of Rs. 5 crore to Sugar Mill also, a fine of 25 Lakhs to Gopaljee Dairy for discharging untreated effluents into the Simbhaoli drain.[142]
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Along with ever-increasing pollution, water shortages are getting noticeably worse. Some sections of the river are already completely dry. Around Varanasi, the river once had an average depth of 60 metres (200 ft), but in some places, it is now only 10 metres (33 ft).[143]
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To cope with its chronic water shortages, India employs electric groundwater pumps, diesel-powered tankers, and coal-fed power plants. If the country increasingly relies on these energy-intensive short-term fixes, the whole planet's climate will bear the consequences. India is under enormous pressure to develop its economic potential while also protecting its environment—something few, if any, countries have accomplished. What India does with its water will be a test of whether that combination is possible.[144]
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Illegal mining in the Ganges river bed for stones and sand for construction work has long been a problem in Haridwar district, Uttarakhand, where it touches the plains for the first time. This is despite the fact that quarrying has been banned in Kumbh Mela area zone covering 140 km2 area in Haridwar.[145]
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en/213.html.txt
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An anagram is a word or phrase formed by rearranging the letters of a different word or phrase, typically using all the original letters exactly once.[1] For example, the word anagram can be rearranged into nag a ram, or the word binary into brainy or the word adobe into abode.
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The original word or phrase is known as the subject of the anagram. Any word or phrase that exactly reproduces the letters in another order is an anagram. Someone who creates anagrams may be called an "anagrammatist",[2] and the goal of a serious or skilled anagrammatist is to produce anagrams that reflect or comment on their subject.
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Anagrams may be created as a commentary on the subject. They may be a parody, a criticism or satire. For example:
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An anagram may also be a synonym of the original word. For example:
|
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An anagram that means the opposite of the original word or phrase is called an "antigram".[4] For example:
|
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They can sometimes change from a proper noun or personal name into an appropriate sentence:
|
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|
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They can change part of speech, such as the adjective "silent" to the verb "listen".
|
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"Anagrams" itself can be anagrammatized as "Ars magna" (Latin, 'the great art').[5]
|
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Anagrams can be traced back to the time of the Ancient Greeks, and were then known as "Themuru" or changing, which was to find the hidden and mystical meaning in names.[6]
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They were popular throughout Europe during the Middle Ages, for example with the poet and composer Guillaume de Machaut.[7] They are said to go back at least to the Greek poet Lycophron, in the third century BCE; but this relies on an account of Lycophron given by John Tzetzes in the 12th century.[8]
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Anagrams in Latin were considered witty over many centuries. "Est vir qui adest", explained below, was cited as the example in Samuel Johnson's A Dictionary of the English Language. They became hugely popular in the Early Modern period, especially in Germany.[9]
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Any historical material on anagrams must always be interpreted in terms of the assumptions and spellings that were current for the language in question. In particular, spelling in English only slowly became fixed. There were attempts to regulate anagram formation, an important one in English being that of George Puttenham's Of the Anagram or Posy Transposed in The Art of English Poesie (1589).
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As a literary game when Latin was the common property of the literate, Latin anagrams were prominent.[10] Two examples are the change of Ave Maria, gratia plena, Dominus tecum (Latin: Hail Mary, full of grace, the Lord [is] with you) into Virgo serena, pia, munda et immaculata (Latin: Serene virgin, pious, clean and spotless), and the anagrammatic answer to Pilate's question, Quid est veritas? (Latin: What is truth?), namely, Est vir qui adest (Latin: It is the man who is here). The origins of these are not documented.
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Latin continued to influence letter values (such as I = J, U = V and W = VV). There was an ongoing tradition of allowing anagrams to be "perfect" if the letters were all used once, but allowing for these interchanges. This can be seen in a popular Latin anagram against the Jesuits: Societas Jesu turned into Vitiosa seces (Latin: Cut off the wicked things). Puttenham, in the time of Elizabeth I, wished to start from Elissabet Anglorum Regina (Latin: Elizabeth Queen of the English), to obtain Multa regnabis ense gloria (Latin: By thy sword shalt thou reign in great renown); he explains carefully that H is "a note of aspiration only and no letter", and that Z in Greek or Hebrew is a mere SS. The rules were not completely fixed in the 17th century. William Camden in his Remains commented, singling out some letters—Æ, K, W, and Z—not found in the classical Roman alphabet:[11]
|
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The precise in this practice strictly observing all the parts of the definition, are only bold with H either in omitting or retaining it, for that it cannot challenge the right of a letter. But the Licentiats somewhat licentiously, lest they should prejudice poetical liberty, will pardon themselves for doubling or rejecting a letter, if the sence fall aptly, and "think it no injury to use E for Æ; V for W; S for Z, and C for K, and contrariwise.
|
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When it comes to the 17th century and anagrams in English or other languages, there is a great deal of documented evidence of learned interest. The lawyer Thomas Egerton was praised through the anagram gestat honorem ('he carries honor'); the physician George Ent took the anagrammatic motto genio surget ('he rises through spirit/genius'), which requires his first name as Georgius.[12] James I's courtiers discovered in "James Stuart" "a just master", and converted "Charles James Stuart" into "Claims Arthur's seat" (even at that point in time, the letters I and J were more-or-less interchangeable). Walter Quin, tutor to the future Charles I, worked hard on multilingual anagrams on the name of father James.[13] A notorious murder scandal, the Overbury case, threw up two imperfect anagrams that were aided by typically loose spelling and were recorded by Simonds D'Ewes: "Francis Howard" (for Frances Carr, Countess of Somerset, her maiden name spelled in a variant) became "Car findes a whore", with the letters E hardly counted, and the victim Thomas Overbury, as "Thomas Overburie", was written as "O! O! a busie murther" (an old form of "murder"), with a V counted as U.[14][15]
|
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William Drummond of Hawthornden, in an essay On the Character of a Perfect Anagram, tried to lay down rules for permissible substitutions (such as S standing for Z) and letter omissions.[16] William Camden[17] provided a definition of "Anagrammatisme" as "a dissolution of a name truly written into his letters, as his elements, and a new connection of it by artificial transposition, without addition, subtraction or change of any letter, into different words, making some perfect sense appliable (i.e., applicable) to the person named." Dryden in MacFlecknoe disdainfully called the pastime the "torturing of one poor word ten thousand ways".[18]
|
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"Eleanor Audeley", wife of Sir John Davies, is said to have been brought before the High Commission[clarification needed] in 1634 for extravagances, stimulated by the discovery that her name could be transposed to "Reveale, O Daniel", and to have been laughed out of court by another anagram submitted by Sir John Lambe, the dean of the Arches, "Dame Eleanor Davies", "Never soe mad a ladie".[19][20]
|
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An example from France was a flattering anagram for Cardinal Richelieu, comparing him to Hercules or at least one of his hands (Hercules being a kingly symbol), where Armand de Richelieu became Ardue main d'Hercule ("difficult hand of Hercules").[21]
|
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Examples from the 19th century are the transposition of "Horatio Nelson" into Honor est a Nilo (Latin: Honor is from the Nile); and of "Florence Nightingale" into "Flit on, cheering angel".[22] The Victorian love of anagramming as recreation is alluded to by the mathematician Augustus De Morgan[23] using his own name as example; "Great Gun, do us a sum!" is attributed to his son William De Morgan, but a family friend John Thomas Graves was prolific, and a manuscript with over 2,800 has been preserved.[24][25][26]
|
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With the advent of surrealism as a poetic movement, anagrams regained the artistic respect they had had in the Baroque period. The German poet Unica Zürn, who made extensive use of anagram techniques, came to regard obsession with anagrams as a "dangerous fever", because it created isolation of the author.[27] The surrealist leader André Breton coined the anagram Avida Dollars for Salvador Dalí, to tarnish his reputation by the implication of commercialism.
|
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While anagramming is certainly a recreation first, there are ways in which anagrams are put to use, and these can be more serious, or at least not quite frivolous and formless. For example, psychologists use anagram-oriented tests, often called "anagram solution tasks", to assess the implicit memory of young adults and adults alike.[28]
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Natural philosophers (astronomers and others) of the 17th century transposed their discoveries into Latin anagrams, to establish their priority. In this way they laid claim to new discoveries, before their results were ready for publication.
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Galileo used smaismrmilmepoetaleumibunenugttauiras for Altissimum planetam tergeminum observavi (Latin: I have observed the most distant planet to have a triple form) for discovering the rings of Saturn in 1610.[29][30] Galileo announced his discovery that Venus had phases like the Moon in the form Haec immatura a me iam frustra leguntur oy (Latin: These immature ones have already been read in vain by me -oy), that is, when rearranged, Cynthiae figuras aemulatur Mater Amorum (Latin: The Mother of Loves [= Venus] imitates the figures of Cynthia [= the moon]). In both cases, Johannes Kepler had solved the anagrams incorrectly, assuming they were talking about the Moons of Mars (Salve, umbistineum geminatum Martia proles) and a red spot on Jupiter (Macula rufa in Jove est gyratur mathem), respectively.[31] By coincidence, he turned out to be right about the actual objects existing.
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In 1656, Christiaan Huygens, using a better telescope than those available to Galileo, figured that Galileo's earlier observations of Saturn actually meant it had a ring (Galileo's tools were only sufficient to see it as bumps) and, like Galileo, had published an anagram, aaaaaacccccdeeeeeghiiiiiiillllmmnnnnnnnnnooooppqrrstttttuuuuu. Upon confirming his observations, three years later he revealed it to mean Annulo cingitur, tenui, plano, nusquam coherente, ad eclipticam inclinato (Latin: It [Saturn] is surrounded by a thin, flat, ring, nowhere touching, inclined to the ecliptic).[32]
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When Robert Hooke discovered Hooke's law in 1660, he first published it in anagram form, ceiiinosssttuv, for ut tensio, sic vis (Latin: as the extension, so the force).[33]
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In a related use, from 1975, British naturalist Sir Peter Scott coined the scientific term Nessiteras rhombopteryx (Greek: The monster (or wonder) of Ness with the diamond-shaped fin) for the apocryphal Loch Ness Monster.[34] Shortly afterwards, several London newspapers pointed out that Nessiteras rhombopteryx anagrams into Monster hoax by Sir Peter S. However, Robert Rines, who previously made two underwater photographs allegedly showing the monster, countered that they can also be arranged into Yes, both pix are monsters, R.[35]
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Anagrams are connected to pseudonyms, by the fact that they may conceal or reveal, or operate somewhere in between like a mask that can establish identity. For example, Jim Morrison used an anagram of his name in The Doors song L.A. Woman, calling himself "Mr. Mojo Risin'". The use of anagrams and fabricated personal names may be to circumvent restrictions on the use of real names, as happened in the 18th century when Edward Cave wanted to get around restrictions imposed on the reporting of the House of Commons.[36] In a genre such as farce or parody, anagrams as names may be used for pointed and satiric effect.
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Pseudonyms adopted by authors are sometimes transposed forms of their names; thus "Calvinus" becomes "Alcuinus" (here V = U) or "François Rabelais" = "Alcofribas Nasier". The name "Voltaire" of François Marie Arouet fits this pattern, and is allowed to be an anagram of "Arouet, l[e] j[eune]" (U = V, J = I) that is, "Arouet the younger". Other examples include:
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Several of these are "imperfect anagrams", letters having been left out in some cases for the sake of easy pronunciation.
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Anagrams used for titles afford scope for some types of wit. Examples:
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In Hebrew, the name "Gernot Zippe" (גרנוט ציפה), the inventor of the Zippe-type centrifuge, is an anagram of the word "centrifuge" (צנטריפוגה).[citation needed]
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Anagrams are in themselves a recreational activity, but they also make up part of many other games, puzzles and game shows. The Jumble is a puzzle found in many newspapers in the United States requiring the unscrambling of letters to find the solution. Cryptic crossword puzzles frequently use anagrammatic clues, usually indicating that they are anagrams by the inclusion of a descriptive term like "confused" or "in disarray". An example would be Businessman burst into tears (9 letters). The solution, stationer, is an anagram of into tears, the letters of which have burst out of their original arrangement to form the name of a type of businessman.
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Numerous other games and contests involve some element of anagram formation as a basic skill. Some examples:
|
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Multiple anagramming is a technique used to solve some kinds of cryptograms, such as a permutation cipher, a transposition cipher, and the Jefferson disk.[39] Solutions may be computationally found using a Jumble algorithm.
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Sometimes, it is possible to "see" anagrams in words, unaided by tools, though the more letters involved the more difficult this becomes. Anagram dictionaries could also be used. Computer programs, known as "anagram servers"[40] "anagram solvers"[41] or "anagrammers",[42] offer a much faster route to creating anagrams, and a large number of these programs are available on the Internet.
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The program or server carries out an exhaustive search of a database of words, to produce a list containing every possible combination of words or phrases from the input word or phrase using a jumble algorithm. Some programs (such as Lexpert) restrict to one-word answers. Many anagram servers (for example, The Words Oracle) can control the search results, by excluding or including certain words, limiting the number or length of words in each anagram, or limiting the number of results. Anagram solvers are often banned from online anagram games. The disadvantage of computer anagram solvers, especially when applied to multi-word anagrams, is their poor understanding of the meaning of the words they are manipulating. They usually cannot filter out meaningful or appropriate anagrams from large numbers of nonsensical word combinations. Some servers attempt to improve on this using statistical techniques that try to combine only words that appear together often. This approach provides only limited success since it fails to recognize ironic and humorous combinations.
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Some anagrammatists indicate the method they used. Anagrams constructed without aid of a computer are noted as having been done "manually" or "by hand"; those made by utilizing a computer may be noted "by machine" or "by computer", or may indicate the name of the computer program (using Anagram Genius).
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There are also a few "natural" instances: English words unconsciously created by switching letters around. The French chaise longue ("long chair") became the American "chaise lounge" by metathesis (transposition of letters and/or sounds). It has also been speculated that the English "curd" comes from the Latin crudus ("raw"). Similarly, the ancient English word for bird was "brid".
|
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The French king Louis XIII had a man named Thomas Billen appointed as his Royal Anagrammatist with an annual salary of 1200 pounds.[43] Among contemporary anagrammers, Anu Garg, the founder of Wordsmith.org, created the Internet Anagram Server in 1994. He is also the founder and editor of satirical anagram-based newspaper The Anagram Times. Mike Keith has anagrammed the complete text of Moby Dick.[44] He, along with Richard Brodie, has published The Anagrammed Bible that includes anagrammed version of many books of the Bible.[45] Popular television personality Dick Cavett is known for his anagrams of famous celebrities such as Alec Guinness and Spiro Agnew.[46]
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An animated anagram displays the letters of a word or phrase moving into their new positions. Animations can be created manually, or with software.[47]
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Thy genius calls thee not to purchase fame
|
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In keen iambics, but mild anagram:
|
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Leave writing plays, and choose for thy command
|
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Some peaceful province in acrostic land.
|
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There thou may'st wings display and altars raise,
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And torture one poor word ten thousand ways.
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Federico del Sagrado Corazón de Jesús García Lorca[1] (Spanish pronunciation: [feðeˈɾiko ðel saˈɣɾaðo koɾaˈθon de xeˈsuz ɣaɾˈθi.a ˈloɾka]; 5 June 1898 – 19 August 1936), known as Federico García Lorca[a] (English: /ɡɑːrˌsiːə ˈlɔːrkə/ gar-SEE-ə LOR-kə), was a Spanish poet, playwright, and theatre director.
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García Lorca achieved international recognition as an emblematic member of the Generation of '27, a group consisting of mostly poets who introduced the tenets of European movements (such as symbolism, futurism, and surrealism) into Spanish literature.[2][3] He is believed to have been killed by Nationalist forces at the beginning of the Spanish Civil War.[4][5][6][7][8] His remains have never been found.
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García Lorca was born on 5 June 1898, in Fuente Vaqueros, a small town 17 km west of Granada, southern Spain.[9] His father, Federico García Rodríguez, was a prosperous landowner with a farm in the fertile vega (valley) surrounding Granada and a comfortable villa in the heart of the city. García Rodríguez saw his fortunes rise with a boom in the sugar industry. García Lorca's mother, Vicenta Lorca Romero, was a teacher. After Fuente Vaqueros, the family moved in 1905 to the nearby town of Valderrubio (at the time named Asquerosa). In 1909, when the boy was 11, his family moved to the regional capital of Granada, where there was the equivalent of a high school; their best known residence there is the summer home called the Huerta de San Vicente, on what were then the outskirts of the city of Granada. For the rest of his life, he maintained the importance of living close to the natural world, praising his upbringing in the country.[9] All three of these homes—Fuente Vaqueros, Valderrubio, and Huerta de San Vicente—are today museums.[10][11][12]
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In 1915, after graduating from secondary school, García Lorca attended the University of Granada. During this time his studies included law, literature and composition. Throughout his adolescence he felt a deeper affinity for music than for literature. When he was 11 years old, he began six years of piano lessons with Antonio Segura Mesa, a harmony teacher in the local conservatory and a composer. It was Segura who inspired Federico's dream of developing a career in music.[13] His first artistic inspirations arose from the scores of Claude Debussy, Frédéric Chopin and Ludwig van Beethoven.[13] Later, with his friendship with composer Manuel de Falla, Spanish folklore became his muse. García Lorca did not begin a career in writing until Segura died in 1916, and his first prose works such as "Nocturne", "Ballade", and "Sonata" drew on musical forms.[14] His milieu of young intellectuals gathered in El Rinconcillo at the Café Alameda in Granada. During 1916 and 1917, García Lorca traveled throughout Castile, León, and Galicia, in northern Spain, with a professor of his university, who also encouraged him to write his first book, Impresiones y paisajes (Impressions and Landscapes—printed at his father's expense in 1918). Fernando de los Rios persuaded García Lorca's parents to let him move to the progressive, Oxbridge-inspired Residencia de Estudiantes in Madrid in 1919, while nominally attending classes at the University of Madrid.[14]
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At the Residencia de Estudiantes in Madrid, García Lorca befriended Luis Buñuel and Salvador Dalí and many other creative artists who were, or would become, influential across Spain.[14] He was taken under the wing of the poet Juan Ramón Jiménez, becoming close to playwright Eduardo Marquina and Gregorio Martínez Sierra, the Director of Madrid's Teatro Eslava.[14]
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In 1919–20, at Sierra's invitation, he wrote and staged his first play, The Butterfly's Evil Spell. It was a verse play dramatising the impossible love between a cockroach and a butterfly, with a supporting cast of other insects; it was laughed off the stage by an unappreciative public after only four performances and influenced García Lorca's attitude to the theatre-going public for the rest of his career. He would later claim that Mariana Pineda, written in 1927, was, in fact, his first play. During the time at the Residencia de Estudiantes, he pursued degrees in law and philosophy, though he had more interest in writing than study.[14]
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García Lorca's first book of poems, Libro de poemas, was published in 1921, collecting work written from 1918 and selected with the help of his brother Francisco (nicknamed Paquito). They concern the themes of religious faith, isolation, and nature that had filled his prose reflections.[15] Early in 1922 at Granada García Lorca joined the composer Manuel de Falla in order to promote the Concurso de Cante Jondo, a festival dedicated to enhance flamenco performance. The year before Lorca had begun to write his Poema del cante jondo ("Poem of the Deep Song," not published until 1931), so he naturally composed an essay on the art of flamenco,[16] and began to speak publicly in support of the Concurso. At the music festival in June he met the celebrated Manuel Torre, a flamenco cantaor. The next year in Granada he also collaborated with Falla and others on the musical production of a play for children, La niña que riega la albahaca y el príncipe preguntón (The Girl that Waters the Basil and the Inquisitive Prince) adapted by Lorca from an Andalusian story.[17] Inspired by the same structural form of sequence as "Deep Song," his collection Suites (1923) was never finished and not published until 1983.[15]
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Over the next few years, García Lorca became increasingly involved in Spain's avant-garde. He published a poetry collection called Canciones (Songs), although it did not contain songs in the usual sense. Shortly after, Lorca was invited to exhibit a series of drawings at the Galeries Dalmau in Barcelona, from 25 June to 2 July 1927.[18] Lorca's sketches were a blend of popular and avant-garde styles, complementing Canción. Both his poetry and drawings reflected the influence of traditional Andalusian motifs, Cubist syntax, and a preoccupation with sexual identity. Several drawings consisted of superimposed dreamlike faces (or shadows). He later described the double faces as self-portraits, showing "man's capacity for crying as well as winning," inline with his conviction that sorrow and joy were inseparable, just as life and death.[19]
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Romancero Gitano (Gypsy Ballads, 1928), part of his Cancion series, became his best known book of poetry.[20] It was a highly stylised imitation of the ballads and poems that were still being told throughout the Spanish countryside. García Lorca describes the work as a "carved altar piece" of Andalusia with "gypsies, horses, archangels, planets, its Jewish and Roman breezes, rivers, crimes, the everyday touch of the smuggler and the celestial note of the naked children of Córdoba. A book that hardly expresses visible Andalusia at all, but where the hidden Andalusia trembles."[20] In 1928, the book brought him fame across Spain and the Hispanic world, and it was only much later that he gained notability as a playwright. For the rest of his life, the writer would search for the elements of Andaluce culture, trying to find its essence without resorting to the "picturesque" or the cliched use of "local colour."[21]
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His second play, Mariana Pineda, with stage settings by Salvador Dalí, opened to great acclaim in Barcelona in 1927.[14] In 1926, García Lorca wrote the play The Shoemaker's Prodigious Wife, which would not be shown until the early 1930s. It was a farce about fantasy, based on the relationship between a flirtatious, petulant wife and a hen-pecked shoemaker.
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From 1925 to 1928, he was passionately involved with Dalí.[22] Although Dali's friendship with Lorca had a strong element of mutual passion,[b] Dalí said he rejected the erotic advances of the poet.[23] With the success of "Gypsy Ballads", came an estrangement from Dalí and the breakdown of a love affair with sculptor Emilio Aladrén Perojo. These brought on an increasing depression, a situation exacerbated by his anguish over his homosexuality. He felt he was trapped between the persona of the successful author, which he was forced to maintain in public, and the tortured, authentic self, which he could acknowledge only in private. He also had the sense that he was being pigeon-holed as a "gypsy poet". He wrote: "The gypsies are a theme. And nothing more. I could just as well be a poet of sewing needles or hydraulic landscapes. Besides, this gypsyism gives me the appearance of an uncultured, ignorant and primitive poet that you know very well I'm not. I don't want to be typecast."[21]
|
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Growing estrangement between García Lorca and his closest friends reached its climax when surrealists Dalí and Luis Buñuel collaborated on their 1929 film Un Chien Andalou (An Andalusian Dog). García Lorca interpreted it, perhaps erroneously, as a vicious attack upon himself.[24] At this time Dalí also met his future wife Gala. Aware of these problems (though not perhaps of their causes), García Lorca's family arranged for him to make a lengthy visit to the United States in 1929–30.
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Green wind. Green branches.
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The ship out on the sea
|
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and the horse on the mountain.
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With the shadow at the waist
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she dreams on her balcony,
|
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green flesh, green hair,
|
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with eyes of cold silver.
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From "Romance Sonámbulo", ("Sleepwalking Romance"), García Lorca
|
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In June 1929, García Lorca travelled to the US with Fernando de los Rios on the RMS Olympic, a sister liner to the RMS Titanic.[25] They stayed mostly in New York City, where Rios started a lecture tour and García Lorca enrolled at Columbia University School of General Studies, funded by his parents. He studied English but, as before, was more absorbed by writing than study. He also spent time in Vermont and later in Havana, Cuba.
|
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His collection Poeta en Nueva York (Poet in New York, published posthumously in 1942) explores alienation and isolation through some graphically experimental poetic techniques and was influenced by the Wall Street crash which he personally witnessed.[26]
|
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[27]
|
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[28]
|
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|
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This condemnation of urban capitalist society and materialistic modernity was a sharp departure from his earlier work and label as a folklorist.[25] His play of this time, El público (The Public), was not published until the late 1970s and has never been published in its entirety, the complete manuscript apparently lost. However, the Hispanic Society of America in New York City retains several of his personal letters.[29][30]
|
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García Lorca's return to Spain in 1930 coincided with the fall of the dictatorship of Primo de Rivera and the establishment of the liberal, leftist Second Spanish Republic.[25] In 1931, García Lorca was appointed director of a student theatre company, Teatro Universitario La Barraca (The Shack). It was funded by the Second Republic's Ministry of Education, and it was charged with touring Spain's rural areas in order to introduce audiences to classical Spanish theatre free of charge. With a portable stage and little equipment, they sought to bring theatre to people who had never seen any, with García Lorca directing as well as acting. He commented: "Outside of Madrid, the theatre, which is in its very essence a part of the life of the people, is almost dead, and the people suffer accordingly, as they would if they had lost their two eyes, or ears, or a sense of taste. We [La Barraca] are going to give it back to them."[25] His experiences traveling through impoverished rural Spain and New York (particularly amongst the disenfranchised African-American population), transformed him into a passionate advocate of the theatre of social action.[25] He wrote "The theatre is a school of weeping and of laughter, a free forum, where men can question norms that are outmoded or mistaken and explain with living example the eternal norms of the human heart."[25]
|
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|
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While touring with La Barraca, García Lorca wrote his now best-known plays, the "Rural Trilogy" of Blood Wedding, Yerma and The House of Bernarda Alba, which all rebelled against the norms of bourgeois Spanish society.[25] He called for a rediscovery of the roots of European theatre and the questioning of comfortable conventions such as the popular drawing-room comedies of the time. His work challenged the accepted role of women in society and explored taboo issues of homoeroticism and class. García Lorca wrote little poetry in this last period of his life, declaring in 1936, "theatre is poetry that rises from the book and becomes human enough to talk and shout, weep and despair."[31]
|
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|
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Travelling to Buenos Aires in 1933 to give lectures and direct the Argentine premiere of Blood Wedding, García Lorca spoke of his distilled theories on artistic creation and performance in the famous lecture Play and Theory of the Duende. This attempted to define a schema of artistic inspiration, arguing that great art depends upon a vivid awareness of death, connection with a nation's soil, and an acknowledgment of the limitations of reason.[31][32]
|
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As well as returning to the classical roots of theatre, García Lorca also turned to traditional forms in poetry. His last poetic work, Sonetos de amor oscuro (Sonnets of Dark Love, 1936), was long thought to have been inspired by his passion for Rafael Rodríguez Rapun, secretary of La Barraca. Documents and mementos revealed in 2012 suggest that the actual inspiration was Juan Ramírez de Lucas, a 19-year-old with whom Lorca hoped to emigrate to Mexico.[33] The love sonnets are inspired by the 16th-century poet San Juan de la Cruz.[34] La Barraca's subsidy was cut in half by the rightist government elected in 1934, and its last performance was given in April 1936.
|
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Lorca spent summers at the Huerta de San Vicente from 1926 to 1936. Here he wrote, totally or in part, some of his major works, among them When Five Years Pass (Así que pasen cinco años) (1931), Blood Wedding (1932), Yerma (1934) and Diván del Tamarit (1931–1936). The poet lived in the Huerta de San Vicente in the days just before his arrest and assassination in August 1936.[35]
|
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|
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Although García Lorca's drawings do not often receive attention, he was also a talented artist.[36][37]
|
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Political and social tensions had greatly intensified after the murder of prominent monarchist and anti-Popular Front spokesman José Calvo Sotelo by Republican Assault Guards (Guardias de asalto).[38] García Lorca knew that he would be suspect to the rising right-wing for his outspoken socialist views.[34] Granada was so tumultuous that it had not had a mayor for months; no one dared accept the job. When Lorca's brother-in-law, Manuel Fernández-Montesinos, agreed to accept the position, he was assassinated within a week. On the same day he was shot, 18 August, Lorca was arrested.[39]
|
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It is thought that García Lorca was shot and killed by Nationalist militia[40][41] on 19 August 1936.[42] The author Ian Gibson in his book The Assassination of García Lorca argues that he was shot with three others (Joaquín Arcollas Cabezas, Francisco Galadí Melgar and Dióscoro Galindo González) at a place known as the Fuente Grande ('Great Spring') which is on the road between Víznar and Alfacar.[43] Police reports released by radio station Cadena SER in April 2015 conclude that Lorca was executed by fascist forces. The Franco-era report, dated 9 July 1965, describes the writer as a "socialist" and "freemason belonging to the Alhambra lodge", who engaged in "homosexual and abnormal practices".[44][45][46]
|
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|
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Significant controversy exists about the motives and details of Lorca's murder. Personal, non-political motives have been suggested. García Lorca's biographer, Stainton, states that his killers made remarks about his sexual orientation, suggesting that it played a role in his death.[47] Ian Gibson suggests that García Lorca's assassination was part of a campaign of mass killings intended to eliminate supporters of the Leftist Popular Front.[39] However, Gibson proposes that rivalry between the right-wing Spanish Confederation of the Autonomous Right (CEDA) and the fascist Falange was a major factor in Lorca's death. Former CEDA Parliamentary Deputy Ramón Ruiz Alonso arrested García Lorca at the Rosales's home, and was the one responsible for the original denunciation that led to the arrest warrant being issued.
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|
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Then I realized I had been murdered.
|
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They looked for me in cafes, cemeteries and churches
|
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.... but they did not find me.
|
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They never found me?
|
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No. They never found me.
|
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From "The Fable And Round of the Three Friends", Poet in New York (1929), García Lorca
|
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|
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It has been argued that García Lorca was apolitical and had many friends in both Republican and Nationalist camps. Gibson disputes this in his 1978 book about the poet's death.[39] He cites, for example, Mundo Obrero's published manifesto, which Lorca later signed, and alleges that Lorca was an active supporter of the Popular Front.[48] Lorca read out this manifesto at a banquet in honour of fellow poet Rafael Alberti on 9 February 1936.
|
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|
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Many anti-communists were sympathetic to Lorca or assisted him. In the days before his arrest he found shelter in the house of the artist and leading Falange member Luis Rosales. Indeed, evidence suggests that Rosales was very nearly shot as well by the Civil Governor Valdés for helping García Lorca. Poet Gabriel Celaya wrote in his memoirs that he once found García Lorca in the company of Falangist José Maria Aizpurua. Celaya further wrote that Lorca dined every Friday with Falangist founder and leader José Antonio Primo de Rivera.[49] On 11 March 1937 an article appeared in the Falangist press denouncing the murder and lionizing García Lorca; the article opened: "The finest poet of Imperial Spain has been assassinated."[50] Jean-Louis Schonberg also put forward the 'homosexual jealousy' theory.[51] The dossier on the murder, compiled in 1936 at Franco's request and referred to by Gibson and others without having seen it, has yet to surface. The first published account of an attempt to locate Lorca's grave can be found in British traveller and Hispanist Gerald Brenan's book The Face of Spain.[52] Despite early attempts such as Brenan's in 1949, the site remained undiscovered throughout the Franco era.
|
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|
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In 2008, a Spanish judge opened an investigation into Lorca's death. The García Lorca family dropped objections to the excavation of a potential gravesite near Alfacar, but no human remains were found.[53][54] The investigation was dropped. A further investigation was begun in 2016, to no avail.[55]
|
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|
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In late October 2009, a team of archaeologists and historians from the University of Granada began excavations outside Alfacar.[56] The site was identified three decades previously by a man who said he had helped dig Lorca's grave.[57][58] Lorca was thought to be buried with at least three other men beside a winding mountain road that connects the villages of Víznar and Alfacar.[59]
|
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The excavations began at the request of another victim's family.[60] Following a long-standing objection, the Lorca family also gave their permission.[60] In October 2009 Francisco Espínola, a spokesman for the Justice Ministry of the Andalusian regional government, said that after years of pressure García Lorca's body would "be exhumed in a matter of weeks."[61] Lorca's relatives, who had initially opposed an exhumation, said they might provide a DNA sample in order to identify his remains.[60]
|
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In late November 2009, after two weeks of excavating the site, organic material believed to be human bones was recovered. The remains were taken to the University of Granada for examination.[62] But in mid-December 2009, doubts were raised as to whether the poet's remains would be found.[63] The dig produced "not one bone, item of clothing or bullet shell", said Begoña Álvarez, justice minister of Andalucia. She added, "the soil was only 40 cm (16in) deep, making it too shallow for a grave."[64][65] The failed excavation cost €70,000.[66]
|
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In January 2012, a local historian, Miguel Caballero Pérez, author of "The last 13 hours of García Lorca",[67] applied for permission to excavate another area less than half a kilometre from the site, where he believes Lorca's remains are located.[68]
|
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|
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Claims in 2016, by Stephen Roberts, an associate professor in Spanish literature at Nottingham University, and others that the poet's body was buried in a well in Alfacar have not been substantiated.[69]
|
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|
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Francisco Franco's Falangist regime placed a general ban on García Lorca's work, which was not rescinded until 1953. That year, a (censored) Obras completas (Complete Works) was released. Following this, Blood Wedding, Yerma and The House of Bernarda Alba were successfully played on the main Spanish stages. Obras completas did not include his late heavily homoerotic Sonnets of Dark Love, written in November 1935 and shared only with close friends. They were lost until 1983/4 when they were finally published in draft form. (No final manuscripts have ever been found.) It was only after Franco's death that García Lorca's life and death could be openly discussed in Spain. This was due not only to political censorship, but also to the reluctance of the García Lorca family to allow publication of unfinished poems and plays prior to the publication of a critical edition of his works.
|
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|
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South African Roman Catholic poet Roy Campbell, who enthusiastically supported the Nationalists both during and after the Civil War, later produced acclaimed translations of Lorca's work. In his poem, The Martyrdom of F. Garcia Lorca, Campbell wrote,
|
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|
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Not only did he lose his life
|
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By shots assassinated:
|
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But with a hammer and a knife
|
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Was after that
|
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– translated.[70]
|
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In Granada, the city of his birth, the Parque Federico García Lorca is dedicated to his memory and includes the Huerta de San Vicente, the Lorca family summer home, opened as a museum in 1995. The grounds, including nearly two hectares of land, the two adjoining houses, works of art, and the original furnishings have been preserved.[71] There is a statue of Lorca on the Avenida de la Constitución in the city center, and a cultural center bearing his name is under construction[when?] and will play a major role in preserving and disseminating his works.
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The Parque Federico García Lorca, in Alfacar, is near Fuente Grande; in 2009 excavations in it failed to locate Lorca's body. Close to the olive tree indicated by some as marking the location of the grave, there is a stone memorial to Federico García Lorca and all other victims of the Civil War, 1936–39. Flowers are laid at the memorial every year on the anniversary of his death, and a commemorative event including music and readings of the poet's works is held every year in the park to mark the anniversary. On 17 August 2011, to remember the 75th anniversary of Lorca's assassination and to celebrate his life and legacy, this event included dance, song, poetry and dramatic readings and attracted hundreds of spectators.
|
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At the Barranco de Viznar, between Viznar and Alfacar, there is a memorial stone bearing the words "Lorca eran todos, 18-8-2002" ("All were Lorca"). The Barranco de Viznar is the site of mass graves and has been proposed as another possible location of the poet's remains.
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García Lorca is honored by a statue prominently located in Madrid's Plaza de Santa Ana. Political philosopher David Crocker reports that "the statue, at least, is still an emblem of the contested past: each day, the Left puts a red kerchief on the neck of the statue, and someone from the Right comes later to take it off."[72]
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In Paris, France, the memory of García Lorca is honored on the Federico García Lorca Garden, in the center of the French capital, on the Seine.
|
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The Fundación Federico García Lorca, directed by Lorca's niece Laura García Lorca, sponsors the celebration and dissemination of the writer's work and is currently[when?] building the Centro Federico García Lorca in Madrid. The Lorca family deposited all Federico documents with the foundation, which holds them on their behalf.[73]
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|
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In the Hotel Castelar in Buenos Aires, Argentina, where Lorca lived for six months in 1933, the room where he lived has been kept as a shrine and contains original writings and drawings of his.
|
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In 2014 Lorca was one of the inaugural honorees in the Rainbow Honor Walk, a walk of fame in San Francisco's Castro neighborhood noting LGBTQ people who have "made significant contributions in their fields."[74][75][76]
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in Europe (dark grey) – [Legend]
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Vatican City /ˈvætɪkən/ (listen), officially the Vatican City State (Italian: Stato della Città del Vaticano;[g] Latin: Status Civitatis Vaticanae),[h][i] is the Holy See's independent city-state enclaved within Rome, Italy.[12] Vatican City became independent from Italy with the Lateran Treaty (1929), and it is a distinct territory under "full ownership, exclusive dominion, and sovereign authority and jurisdiction" of the Holy See, itself a sovereign entity of international law, which maintains the city state's temporal, diplomatic, and spiritual independence.[j][13] With an area of 49 hectares (121 acres)[b] and a population of about 805,[c] it is the smallest sovereign state in the world by both area and population.[14]
|
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As governed by the Holy See, the Vatican City is an ecclesiastical or sacerdotal-monarchical state (a type of theocracy) ruled by the pope who is the bishop of Rome and head of the Catholic Church.[3][15] The highest state functionaries are all Catholic clergy of various national origins. Except the Avignon Papacy (1309–1437), the popes have generally resided at the Apostolic Palace within what is now Vatican City, although at times residing instead in the Quirinal Palace in Rome or elsewhere.
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The Holy See dates back to Early Christianity and is the principal episcopal see of the Catholic Church, with approximately 1.313 billion baptised Catholic Christians in the world as of 2017[update] in the Latin Church and 23 Eastern Catholic Churches.[16] The independent Vatican City-state, on the other hand, came into existence on 11 February 1929 by the Lateran Treaty between the Holy See and Italy, which spoke of it as a new creation,[17] not as a vestige of the much larger Papal States (756–1870), which had previously encompassed much of central Italy.
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Within the Vatican City are religious and cultural sites such as St. Peter's Basilica, the Sistine Chapel, and the Vatican Museums. They feature some of the world's most famous paintings and sculptures. The unique economy of Vatican City is supported financially by the sale of postage stamps and souvenirs, fees for admission to museums, and sales of publications.
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The name Vatican City was first used in the Lateran Treaty, signed on 11 February 1929, which established the modern city-state named after Vatican Hill, the geographic location of the state. "Vatican" is derived from the name of an Etruscan settlement, Vatica or Vaticum located in the general area the Romans called Ager Vaticanus, "Vatican territory".[18]
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The official Italian name of the city is Città del Vaticano or, more formally, Stato della Città del Vaticano, meaning "Vatican City State". Although the Holy See (which is distinct from the Vatican City) and the Catholic Church use Ecclesiastical Latin in official documents, the Vatican City uses Italian.[citation needed] The Latin name is Status Civitatis Vaticanae;[19][20] this is used in official documents by the Holy See, the Church and the Pope.
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The name "Vatican" was already in use in the time of the Roman Republic for the Ager Vaticanus, a marshy area on the west bank of the Tiber across from the city of Rome, located between the Janiculum, the Vatican Hill and Monte Mario, down to the Aventine Hill and up to the confluence of the Cremera creek.[21]
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Because of its vicinity to their arch-fiend, the Etruscan city of Veii (another naming for the Ager Vaticanus was Ripa Veientana or Ripa Etrusca) and for being subjected to the floods of the Tiber, the Romans considered this originally uninhabited part of Rome unsalubrious and ominous.[22]
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The particularly low quality of Vatican wine, even after the reclamation of the area, was commented on by the poet Martial (40 – between 102 and 104 AD).[23] Tacitus wrote, that in AD 69, the Year of the Four Emperors, when the northern army that brought Vitellius to power arrived in Rome, "a large proportion camped in the unhealthy districts of the Vatican, which resulted in many deaths among the common soldiery; and the Tiber being close by, the inability of the Gauls and Germans to bear the heat and the consequent greed with which they drank from the stream weakened their bodies, which were already an easy prey to disease".[24]
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The toponym Ager Vaticanus is attested until the 1st century AD: afterwards, another toponym appeared, Vaticanus, denoting an area much more restricted: the Vatican hill, today's St. Peter's Square, and possibly today's Via della Conciliazione.[21]
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Under the Roman Empire, many villas were constructed there, after Agrippina the Elder (14 BC–18 October AD 33) drained the area and laid out her gardens in the early 1st century AD. In AD 40, her son, Emperor Caligula (31 August AD 12–24 January AD 41; r. 37–41) built in her gardens a circus for charioteers (AD 40) that was later completed by Nero, the Circus Gaii et Neronis,[25] usually called, simply, the Circus of Nero.[26]
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The Vatican Obelisk was originally taken by Caligula from Heliopolis in Egypt to decorate the spina of his circus and is thus its last visible remnant.[27] This area became the site of martyrdom of many Christians after the Great Fire of Rome in AD 64. Ancient tradition holds that it was in this circus that Saint Peter was crucified upside-down.[28]
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Opposite the circus was a cemetery separated by the Via Cornelia. Funeral monuments and mausoleums, and small tombs, as well as altars to pagan gods of all kinds of polytheistic religions, were constructed lasting until before the construction of the Constantinian Basilica of St. Peter in the first half of the 4th century. A shrine dedicated to the Phrygian goddess Cybele and her consort Attis remained active long after the ancient Basilica of St. Peter was built nearby.[29]
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Remains of this ancient necropolis were brought to light sporadically during renovations by various popes throughout the centuries, increasing in frequency during the Renaissance until it was systematically excavated by orders of Pope Pius XII from 1939 to 1941. The Constantinian basilica was built in 326 over what was believed to be the tomb of Saint Peter, buried in that cemetery.[30]
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From then on, the area became more populated in connection with activity at the basilica. A palace was constructed nearby as early as the 5th century during the pontificate of Pope Symmachus (reigned 498–514).[31]
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Popes gradually came to have a secular role as governors of regions near Rome. They ruled the Papal States, which covered a large portion of the Italian peninsula, for more than a thousand years until the mid-19th century, when all the territory belonging to the papacy was seized by the newly created Kingdom of Italy.
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For most of this time the popes did not live at the Vatican. The Lateran Palace, on the opposite side of Rome, was their habitual residence for about a thousand years. From 1309 to 1377, they lived at Avignon in France. On their return to Rome they chose to live at the Vatican. They moved to the Quirinal Palace in 1583, after work on it was completed under Pope Paul V (1605–1621), but on the capture of Rome in 1870 retired to the Vatican, and what had been their residence became that of the King of Italy.
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In 1870, the Pope's holdings were left in an uncertain situation when Rome itself was annexed by the Piedmont-led forces which had united the rest of Italy, after a nominal resistance by the papal forces. Between 1861 and 1929 the status of the Pope was referred to as the "Roman Question".
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Italy made no attempt to interfere with the Holy See within the Vatican walls. However, it confiscated church property in many places. In 1871, the Quirinal Palace was confiscated by the King of Italy and became the royal palace. Thereafter, the popes resided undisturbed within the Vatican walls, and certain papal prerogatives were recognized by the Law of Guarantees, including the right to send and receive ambassadors. But the Popes did not recognise the Italian king's right to rule in Rome, and they refused to leave the Vatican compound until the dispute was resolved in 1929; Pope Pius IX (1846–1878), the last ruler of the Papal States, was referred to as a "prisoner in the Vatican". Forced to give up secular power, the popes focused on spiritual issues.[32]
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This situation was resolved on 11 February 1929, when the Lateran Treaty between the Holy See and the Kingdom of Italy was signed by Prime Minister and Head of Government Benito Mussolini on behalf of King Victor Emmanuel III and by Cardinal Secretary of State Pietro Gasparri for Pope Pius XI.[17][13][33] The treaty, which became effective on 7 June 1929, established the independent state of Vatican City and reaffirmed the special status of Catholic Christianity in Italy.[34]
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The Holy See, which ruled Vatican City, pursued a policy of neutrality during World War II, under the leadership of Pope Pius XII. Although German troops occupied the city of Rome after the September 1943 Armistice of Cassibile, and the Allies from 1944, they respected Vatican City as neutral territory.[35] One of the main diplomatic priorities of the bishop of Rome was to prevent the bombing of the city; so sensitive was the pontiff that he protested even the British air dropping of pamphlets over Rome, claiming that the few landing within the city-state violated the Vatican's neutrality.[36] The British policy, as expressed in the minutes of a Cabinet meeting, was: "that we should on no account molest the Vatican City, but that our action as regards the rest of Rome would depend upon how far the Italian government observed the rules of war".[36]
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After the US entered into the war, the US opposed such a bombing, fearful of offending Catholic members of its military forces, but said that "they could not stop the British from bombing Rome if the British so decided". The US military even exempted Catholic pilots and crew from air raids on Rome and other Church holdings, unless voluntarily agreed upon. Notably, with the exception of Rome, and presumably the possibility of the Vatican, no Catholic US pilot or air crew refused a mission within German-held Italy. The British uncompromisingly said "they would bomb Rome whenever the needs of the war demanded".[37] In December 1942, the UK's envoy suggested to the Holy See that Rome be declared an "open city", a suggestion that the Holy See took more seriously than was probably meant by the UK, who did not want Rome to be an open city, but Mussolini rejected the suggestion when the Holy See put it to him. In connection with the Allied invasion of Sicily, 500 US aircraft bombed Rome on 19 July 1943, aiming particularly at the railway hub. Some 1,500 people were killed; Pius XII himself, who had been described in the previous month as "worried sick" about the possible bombing, viewed the aftermath. Another raid took place on 13 August 1943, after Mussolini had been ousted from power.[38] On the following day, the new government declared Rome an open city, after consulting the Holy See on the wording of the declaration, but the UK had decided that they would never recognize Rome as an open city.[39]
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Pius XII had refrained from creating cardinals during the war. By the end of World War II, there were several prominent vacancies: Cardinal Secretary of State, Camerlengo, Chancellor, and Prefect for the Congregation for the Religious among them.[40] Pius XII created 32 cardinals in early 1946, having announced his intentions to do so in his preceding Christmas message.
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The Pontifical Military Corps, except for the Swiss Guard, was disbanded by will of Paul VI, as expressed in a letter of 14 September 1970.[41] The Gendarmerie Corps was transformed into a civilian police and security force.
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In 1984, a new concordat between the Holy See and Italy modified certain provisions of the earlier treaty, including the position of Catholic Christianity as the Italian state religion, a position given to it by a statute of the Kingdom of Sardinia of 1848.[34]
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Construction in 1995 of a new guest house, Domus Sanctae Marthae, adjacent to St Peter's Basilica was criticized by Italian environmental groups, backed by Italian politicians. They claimed the new building would block views of the Basilica from nearby Italian apartments.[42] For a short while the plans strained the relations between the Vatican and the Italian government. The head of the Vatican's Department of Technical Services robustly rejected challenges to the Vatican State's right to build within its borders.[42]
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The name "Vatican" was already in use in the time of the Roman Republic for the Ager Vaticanus, a marshy area on the west bank of the Tiber across from the city of Rome, located between the Janiculum, the Vatican Hill and Monte Mario, down to the Aventine Hill and up to the confluence of the Cremera creek.[21] The territory of Vatican City is part of the Vatican Hill, and of the adjacent former Vatican Fields. It is in this territory that St. Peter's Basilica, the Apostolic Palace, the Sistine Chapel, and museums were built, along with various other buildings. The area was part of the Roman rione of Borgo until 1929. Being separated from the city, on the west bank of the river Tiber, the area was an outcrop of the city that was protected by being included within the walls of Leo IV (847–855), and later expanded by the current fortification walls, built under Paul III (1534–1549), Pius IV (1559–1565), and Urban VIII (1623–1644).
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When the Lateran Treaty of 1929 that gave the state its form was being prepared, the boundaries of the proposed territory were influenced by the fact that much of it was all but enclosed by this loop. For some tracts of the frontier, there was no wall, but the line of certain buildings supplied part of the boundary, and for a small part of the frontier a modern wall was constructed.
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The territory includes St. Peter's Square, distinguished from the territory of Italy only by a white line along the limit of the square, where it touches Piazza Pio XII. St. Peter's Square is reached through the Via della Conciliazione which runs from close to the Tiber to St. Peter's. This grand approach was constructed by Benito Mussolini after the conclusion of the Lateran Treaty.
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According to the Lateran Treaty, certain properties of the Holy See that are located in Italian territory, most notably the Papal Palace of Castel Gandolfo and the major basilicas, enjoy extraterritorial status similar to that of foreign embassies.[43][44] These properties, scattered all over Rome and Italy, house essential offices and institutions necessary to the character and mission of the Holy See.[44]
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Castel Gandolfo and the named basilicas are patrolled internally by police agents of Vatican City State and not by Italian police. According to the Lateran Treaty (Art. 3) St. Peter's Square, up to but not including the steps leading to the basilica, is normally patrolled by the Italian police.[43]
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There are no passport controls for visitors entering Vatican City from the surrounding Italian territory. There is free public access to Saint Peter's Square and Basilica and, on the occasion of papal general audiences, to the hall in which they are held. For these audiences and for major ceremonies in Saint Peter's Basilica and Square, tickets free of charge must be obtained beforehand. The Vatican Museums, incorporating the Sistine Chapel, usually charge an entrance fee. There is no general public access to the gardens, but guided tours for small groups can be arranged to the gardens and excavations under the basilica. Other places are open to only those individuals who have business to transact there.
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Vatican City's climate is the same as Rome's: a temperate, Mediterranean climate Csa with mild, rainy winters from October to mid-May and hot, dry summers from May to September. Some minor local features, principally mists and dews, are caused by the anomalous bulk of St Peter's Basilica, the elevation, the fountains, and the size of the large paved square.
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In July 2007, the Vatican accepted a proposal by two firms based respectively in San Francisco and Budapest,[47] whereby it would become the first carbon neutral state by offsetting its carbon dioxide emissions with the creation of a Vatican Climate Forest in Hungary,[48] as a purely symbolic gesture[49] to encourage Catholics to do more to safeguard the planet.[50] Nothing came of the project.[51][52]
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On 26 November 2008, the Vatican itself put into effect a plan announced in May 2007 to cover the roof of the Paul VI Audience Hall with solar panels.[53][54]
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Within the territory of Vatican City are the Vatican Gardens (Italian: Giardini Vaticani),[55] which account for about half of this territory. The gardens, established during the Renaissance and Baroque era, are decorated with fountains and sculptures.
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The gardens cover approximately 23 hectares (57 acres). The highest point is 60 metres (197 ft) above mean sea level. Stone walls bound the area in the north, south and west.
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The gardens date back to medieval times when orchards and vineyards extended to the north of the Papal Apostolic Palace.[56] In 1279, Pope Nicholas III (Giovanni Gaetano Orsini, 1277–1280) moved his residence back to the Vatican from the Lateran Palace and enclosed this area with walls.[57] He planted an orchard (pomerium), a lawn (pratellum), and a garden (viridarium).[57]
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The politics of Vatican City takes place in an absolute elective monarchy, in which the head of the Catholic Church takes power. The pope exercises principal legislative, executive, and judicial power over the State of Vatican City (an entity distinct from the Holy See), which is a rare case of a non-hereditary monarchy.[58]
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Vatican City is one of the few widely recognized independent states that has not become a member of the United Nations.[59] The Holy See, which is distinct from Vatican City State, has permanent observer status with all the rights of a full member except for a vote in the UN General Assembly.
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The government of Vatican City has a unique structure. The pope is the sovereign of the state. Legislative authority is vested in the Pontifical Commission for Vatican City State, a body of cardinals appointed by the pope for five-year periods. Executive power is in the hands of the president of that commission, assisted by the general secretary and deputy general secretary. The state's foreign relations are entrusted to the Holy See's Secretariat of State and diplomatic service. Nevertheless, the pope has absolute power in the executive, legislative, and judicial branches over Vatican City. He is the only absolute monarch in Europe.
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There are departments that deal with health, security, telecommunications, etc.[60]
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The Cardinal Camerlengo presides over the Apostolic Camera to which is entrusted the administration of the property and protection of other papal temporal powers and rights of the Holy See during the period of the empty throne or sede vacante (papal vacancy). Those of the Vatican State remain under the control of the Pontifical Commission for the State of Vatican City. Acting with three other cardinals chosen by lot every three days, one from each order of cardinals (cardinal bishop, cardinal priest, and cardinal deacon), he in a sense performs during that period the functions of head of state of Vatican City.[citation needed] All the decisions these four cardinals take must be approved by the College of Cardinals as a whole.
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The nobility that was closely associated with the Holy See at the time of the Papal States continued to be associated with the Papal Court after the loss of these territories, generally with merely nominal duties (see Papal Master of the Horse, Prefecture of the Pontifical Household, Hereditary officers of the Roman Curia, Black Nobility). They also formed the ceremonial Noble Guard. In the first decades of the existence of the Vatican City State, executive functions were entrusted to some of them, including that of delegate for the State of Vatican City (now denominated president of the Commission for Vatican City). But with the motu proprio Pontificalis Domus of 28 March 1968,[61] Pope Paul VI abolished the honorary positions that had continued to exist until then, such as Quartermaster general and Master of the Horse.[62]
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Vatican City State, created in 1929 by the Lateran Pacts, provides the Holy See with a temporal jurisdiction and independence within a small territory. It is distinct from the Holy See. The state can thus be deemed a significant but not essential instrument of the Holy See. The Holy See itself has existed continuously as a juridical entity since Roman Imperial times and has been internationally recognized as a powerful and independent sovereign entity since Late Antiquity to the present, without interruption even at times when it was deprived of territory (e.g. 1870 to 1929). The Holy See has the oldest active continuous diplomatic service in the world, dating back to at least AD 325 with its legation to the Council of Nicea.[63]
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The Pope is ex officio head of state[64] of Vatican City since the 1860s, functions dependent on his primordial function as bishop of the diocese of Rome. The term "Holy See" refers not to the Vatican state but to the Pope's spiritual and pastoral governance, largely exercised through the Roman Curia.[65] His official title with regard to Vatican City is Sovereign of the State of the Vatican City.
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Pope Francis, born Jorge Mario Bergoglio in Buenos Aires, Argentina, was elected on 13 March 2013. His principal subordinate government official for Vatican City as well as the country's head of government is the President of the Pontifical Commission for Vatican City State, who since 1952 exercises the functions previously belonging to the Governor of Vatican City. Since 2001, the president of the Pontifical Commission for Vatican City State also has the title of president of the Governorate of the State of Vatican City. The president is Italian Cardinal Giuseppe Bertello, who was appointed on 1 October 2011.
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Legislative functions are delegated to the unicameral Pontifical Commission for Vatican City State, led by the President of the Pontifical Commission for Vatican City State. Its seven members are cardinals appointed by the Pope for terms of five years. Acts of the commission must be approved by the Pope, through the Holy See's Secretariat of State, and before taking effect must be published in a special appendix of the Acta Apostolicae Sedis. Most of the content of this appendix consists of routine executive decrees, such as approval for a new set of postage stamps.
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Executive authority is delegated to the Governorate of Vatican City. The Governorate consists of the President of the Pontifical Commission—using the title "President of the Governorate of Vatican City"—a general secretary, and a Vice general secretary, each appointed by the Pope for five-year terms. Important actions of the Governorate must be confirmed by the Pontifical Commission and by the Pope through the Secretariat of State.
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The Governorate oversees the central governmental functions through several departments and offices. The directors and officials of these offices are appointed by the Pope for five-year terms. These organs concentrate on material questions concerning the state's territory, including local security, records, transportation, and finances. The Governorate oversees a modern security and police corps, the Corpo della Gendarmeria dello Stato della Città del Vaticano.
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Judicial functions are delegated to a supreme court, an appellate court, a tribunal (Tribunal of Vatican City State), and a trial judge. At the Vatican's request, sentences imposed can be served in Italy (see the section on crime, below).
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The international postal country code prefix is SCV, and the only postal code is 00120 – altogether SCV-00120.[66]
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As the Vatican City is an enclave within Italy, its military defence is provided by the Italian Armed Forces. However, there is no formal defence treaty with Italy, as the Vatican City is a neutral state. Vatican City has no armed forces of its own, although the Swiss Guard is a military corps of the Holy See responsible for the personal security of the Pope, and residents in the state. Soldiers of the Swiss Guard are entitled to hold Vatican City State passports and nationality. Swiss mercenaries were historically recruited by Popes as part of an army for the Papal States, and the Pontifical Swiss Guard was founded by Pope Julius II on 22 January 1506 as the pope's personal bodyguard and continues to fulfill that function. It is listed in the Annuario Pontificio under "Holy See", not under "State of Vatican City". At the end of 2005, the Guard had 134 members. Recruitment is arranged by a special agreement between the Holy See and Switzerland. All recruits must be Catholic, unmarried males with Swiss citizenship who have completed their basic training with the Swiss Armed Forces with certificates of good conduct, be between the ages of 19 and 30, and be at least 174 cm (5 ft 9 in) in height. Members are equipped with small arms and the traditional halberd (also called the Swiss voulge), and trained in bodyguarding tactics. The Palatine Guard and the Noble Guard, the last armed forces of the Vatican City State, were disbanded by Pope Paul VI in 1970.[41] As Vatican City has listed every building in its territory on the International Register of Cultural Property under Special Protection, the Hague Convention for the Protection of Cultural Property in the Event of Armed Conflict theoretically renders it immune to armed attack.[67]
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Civil defence is the responsibility of the Corps of Firefighters of the Vatican City State, the national fire brigade. Dating its origins to the early nineteenth century, the Corps in its present form was established in 1941. It is responsible for fire fighting, as well as a range of civil defence scenarios including flood, natural disaster, and mass casualty management. The Corps is governmentally supervised through the Directorate for Security Services and Civil Defence, which is also responsible for the Gendarmerie (see below).
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The Gendarmerie Corps (Corpo della Gendarmeria) is the gendarmerie, or police and security force, of Vatican City and the extraterritorial properties of the Holy See.[68] The corps is responsible for security, public order, border control, traffic control, criminal investigation, and other general police duties in Vatican City including providing security for the Pope outside of Vatican City. The corps has 130 personnel and is a part of the Directorate for Security Services and Civil Defence (which also includes the Vatican Fire Brigade), an organ of the Governorate of Vatican City.[69][70]
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Vatican City State is a recognized national territory under international law, but it is the Holy See that conducts diplomatic relations on its behalf, in addition to the Holy See's own diplomacy, entering into international agreements in its regard. Vatican City thus has no diplomatic service of its own.
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Because of space limitations, Vatican City is one of the few countries in the world that is unable to host embassies. Foreign embassies to the Holy See are located in the city of Rome; only during the Second World War were the staff of some embassies accredited to the Holy See given what hospitality was possible within the narrow confines of Vatican City—embassies such as that of the United Kingdom while Rome was held by the Axis Powers and Germany's when the Allies controlled Rome.
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The size of Vatican City is thus unrelated to the large global reach exercised by the Holy See as an entity quite distinct from the state.[71]
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However, Vatican City State itself participates in some international organizations whose functions relate to the state as a geographical entity, distinct from the non-territorial legal persona of the Holy See. These organizations are much less numerous than those in which the Holy See participates either as a member or with observer status. They include the following eight, in each of which Vatican City State holds membership:[72][73]
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It also participates in:[72]
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The Vatican City State is not a member of the International Criminal Court (ICC). In Europe only Belarus is also a non-party, non-signatory state.
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Further, the Vatican City State is not a member of the European Court of Human Rights. Again, only Belarus is also not a member in Europe.
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The OECD's "Common Reporting Standard" (CRS) aiming at preventing tax evasion and money laundering has also not been signed.[75][76][77] The Vatican City State has been criticized for its money laundering practises in the past decades.[78][79][80] The only other country in Europe that has not agreed to sign the CRS is Belarus.
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The Vatican City State is also one of few countries in the world that does not provide any publicly available financial data to the IMF.[81]
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The Vatican City State budget includes the Vatican Museums and post office and is supported financially by the sale of stamps, coins, medals and tourist mementos; by fees for admission to museums; and by publications sales.[k] The incomes and living standards of lay workers are comparable to those of counterparts who work in the city of Rome.[82] Other industries include printing, the production of mosaics, and the manufacture of staff uniforms. There is a Vatican Pharmacy.
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The Institute for Works of Religion (IOR, Istituto per le Opere di Religione), also known as the Vatican Bank, is a financial agency situated in the Vatican that conducts worldwide financial activities. It has multilingual ATMs with instructions in Latin, possibly the only ATM in the world with this feature.[83]
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Vatican City issues its own coins and stamps. It has used the euro as its currency since 1 January 1999, owing to a special agreement with the European Union (council decision 1999/98). Euro coins and notes were introduced on 1 January 2002—the Vatican does not issue euro banknotes. Issuance of euro-denominated coins is strictly limited by treaty, though somewhat more than usual is allowed in a year in which there is a change in the papacy.[84] Because of their rarity, Vatican euro coins are highly sought by collectors.[85] Until the adoption of the Euro, Vatican coinage and stamps were denominated in their own Vatican lira currency, which was on par with the Italian lira.
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Vatican City State, which employs nearly 2,000 people, had a surplus of 6.7 million euros in 2007 but ran a deficit in 2008 of over 15 million euros.[86]
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In 2012, the US Department of State's International Narcotics Control Strategy Report listed Vatican City for the first time among the nations of concern for money-laundering, placing it in the middle category, which includes countries such as Ireland, but not among the most vulnerable countries, which include the United States itself, Germany, Italy, and Russia.[87]
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On 24 February 2014 the Vatican announced it was establishing a secretariat for the economy, to be responsible for all economic, financial and administrative activities of the Holy See and the Vatican City State, headed by Cardinal George Pell. This followed the charging of two senior clerics including a monsignor with money laundering offences. Pope Francis also appointed an auditor-general authorized to carry out random audits of any agency at any time, and engaged a US financial services company to review the Vatican's 19,000 accounts to ensure compliance with international money laundering practices. The pontiff also ordered that the Administration of the Patrimony of the Apostolic See would be the Vatican's central bank, with responsibilities similar to other central banks around the world.[88]
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As of 2019, Vatican City had a total population of 825, including 453 residents (regardless of citizenship) and 372 Vatican citizens residing elsewhere (diplomats of the Holy See to other countries and cardinals residing in Rome).[9][89] The population is composed of clergy, other religious members, and lay people serving the state (such as the Swiss Guard) and their family members.[90] All citizens, residents and places of worship in the city are Catholic. The city also receives thousands of tourists and workers every day.
|
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+
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+
Vatican City has no formally enacted official language, but, unlike the Holy See which most often uses Latin for the authoritative version of its official documents, Vatican City uses only Italian in its legislation and official communications.[91] Italian is also the everyday language used by most of those who work in the state. In the Swiss Guard, Swiss German is the language used for giving commands, but the individual guards take their oath of loyalty in their own languages: German, French, Italian or Romansh. The official websites of the Holy See[92] and of Vatican City[93] are primarily in Italian, with versions of their pages in a large number of languages to varying extents.
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+
|
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+
Unlike citizenship of other states, which is based either on jus sanguinis (birth from a citizen, even outside the state's territory) or on jus soli (birth within the territory of the state), citizenship of Vatican City is granted jus officii, namely on the grounds of appointment to work in a certain capacity in the service of the Holy See. It usually ceases upon cessation of the appointment. Citizenship is also extended to the spouse and children of a citizen, provided they are living together in the city.[89] Some individuals are also authorized to reside in the city but do not qualify or choose not to request citizenship.[89] Anyone who loses Vatican citizenship and does not possess other citizenship automatically becomes an Italian citizen as provided in the Lateran Treaty.[43]
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The Holy See, not being a country, issues only diplomatic and service passports, whereas Vatican City issues normal passports for its citizens.
|
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+
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+
In statistics comparing countries in various per capita or per area metrics, the Vatican City is often an outlier—these can stem from the state's small size and ecclesiastical function.[94] For example, as most of the roles which would confer citizenship are reserved for men, the gender ratio of the citizenship is several men per woman.[95] Further oddities are petty crimes against tourists resulting in a very high per-capita crime rate,[96] and the city-state leading the world in per-capita wine consumption.[94] A jocular illustration of these anomalies is sometimes made by calculating a "Popes per km2" statistic, which is greater than two because the country is less than half a square kilometre in area.[97]
|
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Vatican City is home to some of the most famous art in the world. St. Peter's Basilica, whose successive architects include Bramante, Michelangelo, Giacomo della Porta, Maderno and Bernini, is a renowned work of Renaissance architecture. The Sistine Chapel is famous for its frescos, which include works by Perugino, Domenico Ghirlandaio and Botticelli as well as the ceiling and Last Judgment by Michelangelo. Artists who decorated the interiors of the Vatican include Raphael and Fra Angelico.
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+
The Vatican Apostolic Library and the collections of the Vatican Museums are of the highest historical, scientific and cultural importance. In 1984, the Vatican was added by UNESCO to the List of World Heritage Sites; it is the only one to consist of an entire state.[98] Furthermore, it is the only site to date registered with the UNESCO as a centre containing monuments in the "International Register of Cultural Property under Special Protection" according to the 1954 Hague Convention for the Protection of Cultural Property in the Event of Armed Conflict.[98]
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Michelangelo's Pietà, in the Basilica, is one of the Vatican's best known artworks
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Michelangelo's frescos on the Sistine Chapel ceiling, "an artistic vision without precedent"[99]
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The elaborately decorated Sistine Hall in the Vatican Library
|
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Main courtyard of the Vatican Museums
|
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|
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There is a football championship, called the Vatican City Championship, with eight teams, including, for example, the Swiss Guard's FC Guardia and police and museum guard teams.[100]
|
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|
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+
Vatican City has a reasonably well-developed transport network considering its size (consisting mostly of a piazza and walkways). As a state that is 1.05 kilometres (0.65 miles) long and 0.85 kilometres (0.53 miles) wide,[101] it has a small transportation system with no airports or highways. The only aviation facility in Vatican City is the Vatican City Heliport. Vatican City is one of the few independent countries without an airport, and is served by the airports that serve the city of Rome, Leonardo da Vinci-Fiumicino Airport and to a lesser extent Ciampino Airport.[102]
|
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|
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+
There is a standard gauge railway, mainly used to transport freight, connected to Italy's network at Rome's Saint Peter's station by an 852-metre-long (932 yd) spur, 300 metres (330 yd) of which is within Vatican territory.[102] Pope John XXIII was the first Pope to make use of the railway; Pope John Paul II rarely used it.[102]
|
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+
|
172 |
+
The closest metro station is Ottaviano – San Pietro – Musei Vaticani.[103]
|
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+
|
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The City is served by an independent, modern telephone system named the Vatican Telephone Service,[104] and a postal system (Poste Vaticane) that started operating on 13 February 1929. On 1 August, the state started to release its own postal stamps, under the authority of the Philatelic and Numismatic Office of the Vatican City State.[105] The City's postal service is sometimes said to be "the best in the world",[106] and faster than the postal service in Rome.[106]
|
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|
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+
The Vatican also controls its own Internet top-level domain, which is registered as (.va). Broadband service is widely provided within Vatican City. Vatican City has also been given a radio ITU prefix, HV, and this is sometimes used by amateur radio operators.
|
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|
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Vatican Radio, which was organized by Guglielmo Marconi, broadcasts on short-wave, medium-wave and FM frequencies and on the Internet.[107] Its main transmission antennae are located in Italian territory, and exceed Italian environmental protection levels of emission. For this reason, the Vatican Radio has been sued. Television services are provided through another entity, the Vatican Television Center.[108]
|
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+
|
180 |
+
L'Osservatore Romano is the multilingual semi-official newspaper of the Holy See. It is published by a private corporation under the direction of Catholic laymen, but reports on official information. However, the official texts of documents are in the Acta Apostolicae Sedis, the official gazette of the Holy See, which has an appendix for documents of the Vatican City State.
|
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|
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+
Vatican Radio, the Vatican Television Center, and L'Osservatore Romano are organs not of the Vatican State but of the Holy See, and are listed as such in the Annuario Pontificio, which places them in the section "Institutions linked with the Holy See", ahead of the sections on the Holy See's diplomatic service abroad and the diplomatic corps accredited to the Holy See, after which is placed the section on the State of Vatican City.
|
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|
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+
In 2008, the Vatican began an "ecological island" for renewable waste and has continued the initiative throughout the papacy of Francis. These innovations included, for example, the installation of a solar power system on the roof of the Paul VI Audience Hall. In July 2019, it was announced that Vatican City would ban the use and sale of single-use plastics as soon as its supply was depleted, well before the 2021 deadline established by the European Union. It is estimated that 50–55% of Vatican City's municipal solid waste is properly sorted and recycled, with the goal of reaching the EU standard of 70–75%[109]
|
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|
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+
Crime in Vatican City consists largely of purse snatching, pickpocketing and shoplifting by outsiders.[110] The tourist foot-traffic in St. Peter's Square is one of the main locations for pickpockets in Vatican City.[111] If crimes are committed in Saint Peter's Square, the perpetrators may be arrested and tried by the Italian authorities, since that area is normally patrolled by Italian police.[112]
|
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|
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+
Under the terms of article 22 of the Lateran Treaty,[113] Italy will, at the request of the Holy See, punish individuals for crimes committed within Vatican City and will itself proceed against the person who committed the offence, if that person takes refuge in Italian territory. Persons accused of crimes recognized as such both in Italy and in Vatican City that are committed in Italian territory will be handed over to the Italian authorities if they take refuge in Vatican City or in buildings that enjoy immunity under the treaty.[113][114]
|
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|
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+
Vatican City has no prison system, apart from a few detention cells for pre-trial detention.[115] People convicted of committing crimes in the Vatican serve terms in Italian prisons (Polizia Penitenziaria), with costs covered by the Vatican.[116]
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en/2132.html.txt
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The Garonne (/ɡəˈrɒn, ɡæˈ-/, also US: /ɡɑːˈrɔːn/, French: [ɡaʁɔn]; Occitan, Catalan, and Spanish: Garona, Occitan pronunciation: [ɡaˈɾunɔ, ɡaˈɾɔnɔ]; Latin: Garumna[1][2]
|
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+
or Garunna), a river in southwest France and northern Spain, has a length of 602 kilometres (374 mi). It flows from the central Spanish Pyrenees to the Gironde estuary at the French port of Bordeaux.
|
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|
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+
The name derives from Garumna, a Latinized version of the Aquitanian name meaning "stony river".
|
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|
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The Garonne's headwaters are to be found in the Aran Valley in the Spanish Pyrenees, though three different locations have been proposed as the true source: the Uelh deth Garona at Plan de Beret (42°42′34″N 0°56′43″E / 42.709494°N 0.945398°E / 42.709494; 0.945398), the Ratera-Saboredo cirque 42°36′26″N 0°57′56″E / 42.607295°N 0.965424°E / 42.607295; 0.965424), or the slopes of Pic Aneto (Salterillo-Barrancs ravine 42°38′59″N 0°40′06″E / 42.6498°N 0.6683°E / 42.6498; 0.6683 according to the season).
|
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The Uelh deth Garona at 1,862 metres (6,109 ft) above sea level has been traditionally considered as the source of the Garonne. From this point a brook (called the Beret-Garona) runs for 2.5 kilometres (1.6 mi) until the bed of the main upper Garonne valley. The river runs for another 38 kilometres (24 mi) until the French border at Pont de Rei, 40.5 kilometres (25.2 mi) in total.
|
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|
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The Ratera-Saboredo cirque is the head of the upper Garonne valley, and its upper lake at 2,600 metres (8,500 ft) above sea level is the origin of the Ruda-Garona river, running for 16 kilometres (9.9 mi) until the confluence with the Beret-Garona brook, and another 38 kilometres (24 mi) until the French border at Pont del Rei, 54 kilometres (34 mi) in total. At the confluence, the Ruda-Garona carries 2.6 cubic metres per second (92 cu ft/s) of water.[3][4] The Ratera-Saboredo cirque has been pointed by many researchers as the origin of the Garonne.[5][6][7][7][8]
|
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The third thesis holds that the river rises on the slopes of Pic Aneto at 2,300 metres (7,500 ft) above sea level and flows by way of a sinkhole known as the Forau de Aigualluts (42°40′00″N 0°40′01″E / 42.6666°N 0.6669°E / 42.6666; 0.6669) through the limestone of the Tuca Blanca de Pomèro and a resurgence in the Val dera Artiga above the Aran Valley in the Spanish Pyrenees.[9] This underground route was suggested by the geologist Ramond de Carbonnières in 1787, but there was no confirmation until 1931, when caver Norbert Casteret poured fluorescein dye into the flow and noted its emergence a few hours later 4 kilometres (2.5 mi) away at Uelhs deth Joèu ("Jove's eyes" 42°40′51″N 0°42′28″E / 42.68092°N 0.7077°E / 42.68092; 0.7077) in the Artiga de Lin on the other side of the mountain.[10][11][12] From Aigualluts to the confluence with the main river at the bed of the upper Garonne valley at 800 metres (2,600 ft) above sea level, the Joèu has run for 12.4 kilometres (7.7 mi) (16 kilometres more to get to the French border), carrying 2.16 cubic metres per second (76 cu ft/s) of water, while the main river is carrying 17.7 cubic metres per second (630 cu ft/s).[3][4][13]
|
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Despite the lack of universal agreement upon definition for determining a stream's source, the United States Geological Survey, the National Geographic Society, and the Smithsonian Institution agree that a stream's source should be considered as the most distant point (along watercourses from the river mouth) in the drainage basin from which water runs.[14][15][16][17][18]
|
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The Ratera-Saboredo cirque is the "most distant point (along watercourses from the river mouth) in the drainage basin from which water runs",[19][20] and the source of the Garonne, according to the United States Geological Survey, the National Geographic Society, and the Smithsonian Institution convention upon determining a stream's source.
|
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|
18 |
+
The Garonne follows the Aran Valley northwards into France, flowing via Toulouse and Agen towards Bordeaux, where it meets the Gironde estuary. The Gironde flows into the Atlantic Ocean (Bay of Biscay). Along its course, the Garonne is joined by three other major rivers: the Ariège, the Tarn, and the Lot. Just after Bordeaux, the Garonne meets the Dordogne at the Bec d'Ambès, forming the Gironde estuary, which after approximately 100 kilometres (62 mi) empties into the Atlantic Ocean. Other tributaries include the Save and the Gers.
|
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+
The Garonne is one of the few rivers in the world that exhibit a tidal bore.[21][22][23] Surfers and jet skiers could ride the tidal bore at least as far as the village of Cambes, 120 kilometres (75 mi) from the Atlantic, and even further upstream to Cadillac, although the tidal bore appears and disappears in response to changes in the channel bathymetry. In 2010 and 2012, some detailed field studies were conducted in the Garonne's Arcins channel between Arcins Island and the right bank close to Lastrene township.[21] A striking feature of the field data sets was the large and rapid fluctuations in turbulent velocities and turbulent stresses during the tidal bore and flood flow.[22][23][24]
|
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+
|
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+
The European sea sturgeon (Acipenser sturio), also known as the Atlantic sturgeon or common sturgeon, is now a Critically Endangered species (IUCN) status.[25] This species of sturgeon can reach a length of 6 m (20 ft), weigh up to 400 kg (880 lb) and can reach an age of 100 years.[26] Previously found on most coasts of Europe, it has now become so rare that they only breed in the Garonne river basin in France.[25] Conservation projects are under way to save this fish from extinction via species reintroduction from aquaculture, with the first releases having been made in 1995.[25]
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+
Following the flow of the river:
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26 |
+
The Garonne plays an important role in inland shipping. The river not only allows seagoing vessels to reach the port of Bordeaux but also forms part of the Canal des Deux Mers, linking the Mediterranean Sea and the Atlantic Ocean.
|
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+
|
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+
From the ocean, ships pass through the Gironde estuary up to the mouth of the Garonne (to the right of the Dordogne when sailing upstream). Ships continue on the tidal river Garonne up to the Pont de Pierre (stone bridge) in Bordeaux. Inland vessels continue upstream to Castets-en-Dorthe, where the Canal de Garonne joins the river. Prior to the building of the Canal lateral à la Garonne, between 1838 and 1856, shallow-draught boats used the Garonne itself as far as Toulouse. However, navigation on the upper river was very uncertain, and this stretch of the river is no longer considered navigable. Instead the lateral canal takes boats through 53 locks to the town of Toulouse, where the canal meets the Canal du Midi.[27]
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The upstream part of the river, upstream from Toulouse depends primarily on snow and snow melt. The lower/downstream part is rain fed as well as its main tributaries.
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|
32 |
+
The Garonne also feeds several channels/canals:
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SANDRE assigns to the Garonne a hydrographic identity number 0 --- 00000 and the generic code O --- 000014,15.
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|
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Flood of the Garonne from 1930, breaking of the dike in Thivras (Marmande)
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In Toulouse, the Garonne has often been the cause of many floods, especially since its left bank is inhabited.
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The earliest records of floods are from around 1177. It is also recorded to have flooded in 1220, 1258, 1430, 1523, 1536 and in 1589, 1608, 1658, 1673, 1675, 1709, 1712, 1727, 1750, 1772, 1788, 1804 and 1810. In 1772, the Garonne reached 8 meters 50.[29] In the recent centuries, in 1827, 1835, 1855 and 1856/7.
|
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In Toulouse, in 1827, the water level of the Garonne rose four meters above the ordinary level and filled the arches of the Pont de Pierre and Pont Neuf.
|
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|
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In 1835, the Garonne rose to five meters above normal and 35 meters above the low water level and flowed through the four arcs of the Pont de Pierre.
|
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|
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Flood of the Garonne in 1835: 7,50 m at Toulouse Pont-Neuf
|
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|
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Flood of the Garonne in 1855: 7.25 m at Toulouse Pont-Neuf
|
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+
|
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+
Flood of the Garonne in 1875: 9,70 m to Toulouse Pont-Neuf (or 8m32 according to vigicrue).
|
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|
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+
Flood of the Garonne in 1879: 4,87 m at Toulouse Pont-Neuf
|
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|
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Flood of the Garonne in 1890: 3.30 m at Toulouse Pont-Neuf
|
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|
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Flood of the Garonne in 1900: 4,00 m in Toulouse Pont-Neuf
|
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|
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Flood of the Garonne in 1905: 4.24 m at Toulouse Pont-Neuf
|
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+
|
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+
Crete of 1927 in Aquitaine, particularly imposing after the confluence of the Garonne with the Lot (of which it remained raw reference), insignificant upstream18.
|
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|
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+
Flood of the Garonne in 1952: 4,57 m at Toulouse Pont-Neuf
|
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|
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+
Flood of the Garonne in 1977: 4,31 m in Toulouse Pont-Neuf
|
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|
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Flood of the Garonne in 2000: 4.38 m at Toulouse Pont-Neuf
|
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|
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Flood of the Garonne in 2004: 3,52 m at Toulouse Pont-Neuf
|
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+
In 1777, the Garonne suffered an extraordinary flood to the point that the priest of Bourdelles took the trouble to retranscribe the event, at the end of the acts of the year, in the parish register of baptisms, marriages and deaths.
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1 |
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The gastropods (/ˈɡæstroʊpɒdz/), commonly known as snails and slugs, belong to a large taxonomic class of invertebrates within the phylum Mollusca called Gastropoda. This class comprises snails and slugs from saltwater, from freshwater, and from the land. There are many thousands of species of sea snails and slugs, as well as freshwater snails, freshwater limpets, and land snails and slugs.
|
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|
5 |
+
The class Gastropoda contains a vast total of named species, second only to the insects in overall number. The fossil history of this class goes back to the Late Cambrian. As of 2017[update], 721 families of gastropods are known, of which 245 are extinct and appear only in the fossil record, while 476 are currently extant with or without a fossil record.[5]
|
6 |
+
|
7 |
+
Gastropoda (previously known as univalves and sometimes spelled "Gasteropoda") are a major part of the phylum Mollusca, and are the most highly diversified class in the phylum, with 65,000 to 80,000[3][4] living snail and slug species. The anatomy, behavior, feeding, and reproductive adaptations of gastropods vary significantly from one clade or group to another. Therefore, it is difficult to state many generalities for all gastropods.
|
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|
9 |
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The class Gastropoda has an extraordinary diversification of habitats. Representatives live in gardens, woodland, deserts, and on mountains; in small ditches, great rivers and lakes; in estuaries, mudflats, the rocky intertidal, the sandy subtidal, in the abyssal depths of the oceans including the hydrothermal vents, and numerous other ecological niches, including parasitic ones.
|
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|
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Although the name "snail" can be, and often is, applied to all the members of this class, commonly this word means only those species with an external shell big enough that the soft parts can withdraw completely into it. Those gastropods without a shell, and those with only a very reduced or internal shell, are usually known as slugs; those with a shell into which they can partly but not completely withdraw are termed semi-slugs.
|
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|
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The marine shelled species of gastropod include species such as abalone, conches, periwinkles, whelks, and numerous other sea snails that produce seashells that are coiled in the adult stage—though in some, the coiling may not be very visible, for example in cowries. In a number of families of species, such as all the various limpets, the shell is coiled only in the larval stage, and is a simple conical structure after that.
|
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|
15 |
+
In the scientific literature, gastropods were described under "gasteropodes" by Georges Cuvier in 1795.[2] The word "gastropod" derives from the Ancient Greek γαστήρ ("stomach") and πούς ("foot"), a reference to the fact that the animal's "foot" is positioned below its guts.[6]
|
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|
17 |
+
The earlier name univalve means "one valve" or shell, in contrast to bivalve applied to other molluscs such as clams and meaning that those animals possess two valves or shells.
|
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+
|
19 |
+
At all taxonomic levels, gastropods are second only to the insects in terms of their diversity.[7]
|
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+
|
21 |
+
Gastropods have the greatest numbers of named mollusc species. However, estimates of the total number of gastropod species vary widely, depending on cited sources. The number of gastropod species can be ascertained from estimates of the number of described species of Mollusca with accepted names: about 85,000 (minimum 50,000, maximum 120,000).[8] But an estimate of the total number of Mollusca, including undescribed species, is about 240,000 species.[9] The estimate of 85,000 molluscs includes 24,000 described species of terrestrial gastropods.[8]
|
22 |
+
|
23 |
+
Different estimates for aquatic gastropods (based on different sources) give about 30,000 species of marine gastropods, and about 5,000 species of freshwater and brackish gastropods. Many deep-sea species remain to be discovered as only 0.0001% of the deep-sea floor has been studied biologically.[10][11] The total number of living species of freshwater snails is about 4,000.[12]
|
24 |
+
|
25 |
+
There are 444 recently extinct species of gastropods (extinct since the year 1500), 18 species that are now extinct in the wild (but still existing in captivity) and 69 "possibly extinct" species.[13]
|
26 |
+
|
27 |
+
The number of prehistoric (fossil) species of gastropods is at least 15,000 species.[14]
|
28 |
+
|
29 |
+
In marine habitats, the continental slope and the continental rise are home to the highest diversity of marine gastropods, while the continental shelf and abyssal depths have a low diversity of marine gastropods.[15]
|
30 |
+
|
31 |
+
Some of the more familiar and better-known gastropods are terrestrial gastropods (the land snails and slugs). Some live in freshwater, but the majority of all named species of gastropods live in a marine environment.
|
32 |
+
|
33 |
+
Gastropods have a worldwide distribution, from the near Arctic and Antarctic zones to the tropics. They have become adapted to almost every kind of existence on earth, having colonized nearly every available medium.
|
34 |
+
|
35 |
+
In habitats where there is not enough calcium carbonate to build a really solid shell, such as on some acidic soils on land, there are still various species of slugs, and also some snails with a thin translucent shell, mostly or entirely composed of the protein conchiolin.
|
36 |
+
|
37 |
+
Snails such as Sphincterochila boissieri and Xerocrassa seetzeni have adapted to desert conditions. Other snails have adapted to an existence in ditches, near deepwater hydrothermal vents, the pounding surf of rocky shores, caves, and many other diverse areas.
|
38 |
+
|
39 |
+
Gastropods can be accidentally transferred from one habitat to another by other animals, e.g. by birds.[16]
|
40 |
+
|
41 |
+
Snails are distinguished by an anatomical process known as torsion, where the visceral mass of the animal rotates 180° to one side during development, such that the anus is situated more or less above the head. This process is unrelated to the coiling of the shell, which is a separate phenomenon. Torsion is present in all gastropods, but the opisthobranch gastropods are secondarily de-torted to various degrees.[17][18]
|
42 |
+
|
43 |
+
Torsion occurs in two stages. The first, mechanistic stage, is muscular, and the second is mutagenetic. The effects of torsion are primarily physiological - the organism develops an asymmetrical growth, with the majority occurring on the left side. This leads to the loss of right-paired appendages (e.g., ctenidia (comb-like respiratory apparatus), gonads, nephridia, etc.). Furthermore, the anus becomes redirected to the same space as the head. This is speculated to have some evolutionary function, as prior to torsion, when retracting into the shell, first the posterior end would get pulled in, and then the anterior. Now, the front can be retracted more easily, perhaps suggesting a defensive purpose.
|
44 |
+
|
45 |
+
However, this "rotation hypothesis" is being challenged by the "asymmetry hypothesis" in which the gastropod mantle cavity originated from one side only of a bilateral set of mantle cavities.[19]
|
46 |
+
|
47 |
+
Gastropods typically have a well-defined head with two or four sensory tentacles with eyes, and a ventral foot, which gives them their name (Greek gaster, stomach, and pous, foot). The foremost division of the foot is called the propodium. Its function is to push away sediment as the snail crawls. The larval shell of a gastropod is called a protoconch.
|
48 |
+
|
49 |
+
The principal characteristic of the Gastropoda is the asymmetry of their principal organs. The essential feature of this asymmetry is that the anus generally lies to one side of the median plane.; The ctenidium (gill-combs), the osphradium (olfactory organs), the hypobranchial gland (or pallial mucous gland), and the auricle of the heart are single or at least are more developed on one side of the body than the other ; Furthermore, there is only one genital orifice, which lies on the same side of the body as the anus.[20]
|
50 |
+
|
51 |
+
Most shelled gastropods have a one piece shell, typically coiled or spiraled, at least in the larval stage. This coiled shell usually opens on the right-hand side (as viewed with the shell apex pointing upward). Numerous species have an operculum, which in many species acts as a trapdoor to close the shell. This is usually made of a horn-like material, but in some molluscs it is calcareous. In the land slugs, the shell is reduced or absent, and the body is streamlined.
|
52 |
+
|
53 |
+
Some sea slugs are very brightly colored. This serves either as a warning, when they are poisonous or contain stinging cells, or to camouflage them on the brightly colored hydroids, sponges and seaweeds on which many of the species are found.
|
54 |
+
|
55 |
+
Lateral outgrowths on the body of nudibranchs are called cerata. These contain an outpocketing of digestive gland called the diverticula.
|
56 |
+
|
57 |
+
The sensory organs of gastropods include olfactory organs, eyes, statocysts and mechanoreceptors.[21] Gastropods have no hearing.[21]
|
58 |
+
|
59 |
+
In terrestrial gastropods (land snails and slugs), the olfactory organs, located on the tips of the four tentacles, are the most important sensory organ.[21] The chemosensory organs of opisthobranch marine gastropods are called rhinophores.
|
60 |
+
|
61 |
+
The majority of gastropods have simple visual organs, eye spots either at the tip or base of the tentacles. However, "eyes" in gastropods range from simple ocelli that only distinguish light and dark, to more complex pit eyes, and even to lens eyes.[22] In land snails and slugs, vision is not the most important sense, because they are mainly nocturnal animals.[21]
|
62 |
+
|
63 |
+
The nervous system of gastropods includes the peripheral nervous system and the central nervous system. The central nervous system consist of ganglia connected by nerve cells. It includes paired ganglia: the cerebral ganglia, pedal ganglia, osphradial ganglia, pleural ganglia, parietal ganglia and the visceral ganglia. There are sometimes also buccal ganglia.[21]
|
64 |
+
|
65 |
+
The radula of a gastropod is usually adapted to the food that a species eats. The simplest gastropods are the limpets and abalones, herbivores that use their hard radula to rasp at seaweeds on rocks.
|
66 |
+
|
67 |
+
Many marine gastropods are burrowers, and have a siphon that extends out from the mantle edge. Sometimes the shell has a siphonal canal to accommodate this structure. A siphon enables the animal to draw water into their mantle cavity and over the gill. They use the siphon primarily to "taste" the water to detect prey from a distance. Gastropods with siphons tend to be either predators or scavengers.
|
68 |
+
|
69 |
+
Almost all marine gastropods breathe with a gill, but many freshwater species, and the majority of terrestrial species, have a pallial lung. The respiratory protein in almost all gastropods is hemocyanin, but one freshwater pulmonate family, the Planorbidae, have hemoglobin as the respiratory protein.
|
70 |
+
|
71 |
+
In one large group of sea slugs, the gills are arranged as a rosette of feathery plumes on their backs, which gives rise to their other name, nudibranchs. Some nudibranchs have smooth or warty backs with no visible gill mechanism, such that respiration may likely take place directly through the skin.
|
72 |
+
|
73 |
+
Gastropods have open circulatory system and the transport fluid is hemolymph. Hemocyanin is present in the hemolymph as the respiratory pigment.
|
74 |
+
|
75 |
+
The primary organs of excretion in gastropods are nephridia, which produce either ammonia or uric acid as a waste product. The nephridium also plays an important role in maintaining water balance in freshwater and terrestrial species. Additional organs of excretion, at least in some species, include pericardial glands in the body cavity, and digestive glands opening into the stomach.
|
76 |
+
|
77 |
+
Courtship is a part of mating behavior in some gastropods, including some of the Helicidae. Again, in some land snails, an unusual feature of the reproductive system of gastropods is the presence and utilization of love darts.
|
78 |
+
|
79 |
+
In many marine gastropods other than the opisthobranchs, there are separate sexes; most land gastropods, however, are hermaphrodites.
|
80 |
+
|
81 |
+
Courtship is a part of the behavior of mating gastropods with some pulmonate families of land snails creating and utilizing love darts, the throwing of which have been identified as a form of sexual selection.[23]
|
82 |
+
|
83 |
+
The main aspects of the life cycle of gastropods include:
|
84 |
+
|
85 |
+
The diet of gastropods differs according to the group considered. Marine gastropods include some that are herbivores, detritus feeders, predatory carnivores, scavengers, parasites, and also a few ciliary feeders, in which the radula is reduced or absent. Land-dwelling species can chew up leaves, bark, fruit and decomposing animals while marine species can scrape algae off the rocks on the sea floor. In some species that have evolved into endoparasites, such as the eulimid Thyonicola doglieli, many of the standard gastropod features are strongly reduced or absent.
|
86 |
+
|
87 |
+
A few sea slugs are herbivores and some are carnivores. The carnivorous habit is due to specialisation. Many gastropods have distinct dietary preferences and regularly occur in close association with their food species.
|
88 |
+
|
89 |
+
Some predatory carnivorous gastropods include, for example: Cone shells, Testacella, Daudebardia, Ghost slug and others.
|
90 |
+
|
91 |
+
Gastropods exhibit an important degree of variation in mitochondrial gene organization when compared to other animals.[24] Main events of gene rearrangement occurred at the origin of Patellogastropoda and Heterobranchia, whereas fewer changes occurred between the ancestors of Vetigastropoda (only tRNAs D, C and N) and Caenogastropoda (a large single inversion, and translocations of the tRNAs D and N).[24] Within Heterobranchia, gene order seems relatively conserved, and gene rearrangements are mostly related with transposition of tRNA genes.[24]
|
92 |
+
|
93 |
+
The first gastropods were exclusively marine, with the earliest representatives of the group appearing in the Late Cambrian (Chippewaella, Strepsodiscus),[25] though their only gastropod character is a coiled shell, so they could lie in the stem lineage, if they are gastropods at all.[26] Earliest Cambrian organisms like Helcionella, Barskovia and Scenella are no longer considered gastropods,[citation needed] and the tiny coiled Aldanella of earliest Cambrian time is probably not even a mollusk.[citation needed]
|
94 |
+
|
95 |
+
As such, it's not until the Ordovician that the first crown-group members arise.[27] By the Ordovician period the gastropods were a varied group present in a range of aquatic habitats. Commonly, fossil gastropods from the rocks of the early Palaeozoic era are too poorly preserved for accurate identification. Still, the Silurian genus Poleumita contains fifteen identified species. Fossil gastropods were less common during the Palaeozoic era than bivalves.[27]
|
96 |
+
|
97 |
+
Most of the gastropods of the Palaeozoic era belong to primitive groups, a few of which still survive. By the Carboniferous period many of the shapes seen in living gastropods can be matched in the fossil record, but despite these similarities in appearance the majority of these older forms are not directly related to living forms. It was during the Mesozoic era that the ancestors of many of the living gastropods evolved.[27]
|
98 |
+
|
99 |
+
One of the earliest known terrestrial (land-dwelling) gastropods is Maturipupa, which is found in the Coal Measures of the Carboniferous period in Europe, but relatives of the modern land snails are rare before the Cretaceous period, when the familiar Helix first appeared.[27]
|
100 |
+
|
101 |
+
In rocks of the Mesozoic era, gastropods are slightly more common as fossils; their shells are often well preserved. Their fossils occur in ancient beds deposited in both freshwater and marine environments. The "Purbeck Marble" of the Jurassic period and the "Sussex Marble" of the early Cretaceous period, which both occur in southern England, are limestones containing the tightly packed remains of the pond snail Viviparus.[27]
|
102 |
+
|
103 |
+
Rocks of the Cenozoic era yield very large numbers of gastropod fossils, many of these fossils being closely related to modern living forms. The diversity of the gastropods increased markedly at the beginning of this era, along with that of the bivalves.[27]
|
104 |
+
|
105 |
+
Certain trail-like markings preserved in ancient sedimentary rocks are thought to have been made by gastropods crawling over the soft mud and sand. Although these trace fossils are of debatable origin, some of them do resemble the trails made by living gastropods today.[27]
|
106 |
+
|
107 |
+
Gastropod fossils may sometimes be confused with ammonites or other shelled cephalopods. An example of this is Bellerophon from the limestones of the Carboniferous period in Europe, the shell of which is planispirally coiled and can be mistaken for the shell of a cephalopod.[citation needed]
|
108 |
+
|
109 |
+
Gastropods are one of the groups that record the changes in fauna caused by the advance and retreat of the Ice Sheets during the Pleistocene epoch.
|
110 |
+
|
111 |
+
A cladogram showing the phylogenic relationships of Gastropoda with example species:[28]
|
112 |
+
|
113 |
+
Panpulmonata ►
|
114 |
+
|
115 |
+
Euopisthobranchia ►
|
116 |
+
|
117 |
+
Nudipleura ►
|
118 |
+
|
119 |
+
Caenogastropoda
|
120 |
+
|
121 |
+
Neritimorpha
|
122 |
+
|
123 |
+
Vetigastropoda
|
124 |
+
|
125 |
+
Patellogastropoda ►
|
126 |
+
|
127 |
+
Cocculiniformia, Neomphalina and Lower Heterobranchia are not included in the above cladogram.
|
128 |
+
|
129 |
+
Since Darwin, biological taxonomy has attempted to reflect the phylogeny of organisms, i.e., the tree of life. The classifications used in taxonomy attempt to represent the precise interrelatedness of the various taxa. However, the taxonomy of the Gastropoda is constantly being revised and so the versions shown in various texts can differ in major ways.
|
130 |
+
|
131 |
+
In the older classification of the gastropods, there were four subclasses:[29]
|
132 |
+
|
133 |
+
The taxonomy of the Gastropoda is still under revision, and more and more of the old taxonomy is being abandoned, as the results of DNA studies slowly become clearer. Nevertheless, a few of the older terms such as "opisthobranch" and "prosobranch" are still sometimes used in a descriptive way.
|
134 |
+
|
135 |
+
New insights based on DNA sequencing of gastropods have produced some revolutionary new taxonomic insights. In the case of the Gastropoda, the taxonomy is now gradually being rewritten to embody strictly monophyletic groups (only one lineage of gastropods in each group). Integrating new findings into a working taxonomy remain challenging. Consistent ranks within the taxonomy at the level of subclass, superorder, order, and suborder have already been abandoned as unworkable. Ongoing revisions of the higher taxonomic levels are expected in the near future.
|
136 |
+
|
137 |
+
Convergent evolution, which appears to exist at especially high frequency in gastropods, may account for the observed differences between the older phylogenies, which were based on morphological data, and more recent gene-sequencing studies.
|
138 |
+
|
139 |
+
Bouchet & Rocroi (2005)[3][30] made sweeping changes in the systematics, resulting in a taxonomy that is a step closer to the evolutionary history of the phylum. The Bouchet & Rocroi classification system is based partly on the older systems of classification, and partly on new cladistic research.
|
140 |
+
|
141 |
+
In the past, the taxonomy of gastropods was largely based on phenetic morphological characters of the taxa. The recent advances are more based on molecular characters from DNA[31] and RNA research. This has made the taxonomical ranks and their hierarchy controversial. The debate about these issues is not likely to end soon.
|
142 |
+
|
143 |
+
In the Bouchet, Rocroi et al. taxonomy, the authors have used unranked clades for taxa above the rank of superfamily (replacing the ranks suborder, order, superorder and subclass), while using the traditional Linnaean approach for all taxa below the rank of superfamily. Whenever monophyly has not been tested, or is known to be paraphyletic or polyphyletic, the term "group" or "informal group" has been used. The classification of families into subfamilies is often not well resolved, and should be regarded as the best possible hypothesis.
|
144 |
+
|
145 |
+
In 2004, Brian Simison and David R. Lindberg showed possible diphyletic origins of the Gastropoda based on mitochondrial gene order and amino acid sequence analyses of complete genes.[32]
|
146 |
+
|
147 |
+
In the 2017 issue of "Malacologia" journal (available online from 4 January 2018) new much updated version of 2005 "Bouchet & Rocroi" taxonomy was published: "Revised Classification, Nomenclator and Typification of Gastropod and Monoplacophoran Families".[33]
|
148 |
+
|
149 |
+
This article incorporates CC-BY-2.0 text from the reference.[24]
|
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1 |
+
|
2 |
+
|
3 |
+
French cuisine consists of the cooking traditions and practices from France.
|
4 |
+
|
5 |
+
French cuisine developed throughout the centuries influenced by the many surrounding cultures of Spain, Italy, Switzerland, Germany and Belgium, in addition to its own food traditions on the long western coastlines of the Atlantic, the Channel and of course inland. In the 14th century, Guillaume Tirel, a court chef known as "Taillevent", wrote Le Viandier, one of the earliest recipe collections of medieval France. In the 17th century, chefs François Pierre La Varenne and Marie-Antoine Carême spearheaded movements that shifted French cooking away from its foreign influences and developed France's own indigenous style. Cheese and wine are a major part of the cuisine. They play different roles regionally and nationally, with many variations and appellation d'origine contrôlée (AOC) (regulated appellation) laws.[citation needed]
|
6 |
+
|
7 |
+
French cuisine was made important in the 20th century by Auguste Escoffier to become the modern haute cuisine; Escoffier, however, left out much of the local culinary character to be found in the regions of France and was considered difficult to execute by home cooks. Culinary tourism and the Guide Michelin helped to acquaint people[who?] with the cuisine bourgeoise of the urban elites[dubious – discuss] and the peasant cuisine of the French countryside starting in the 20th century. Gascon cuisine has also had great influence over the cuisine in the southwest of France. Many dishes that were once regional have proliferated in variations across the country.
|
8 |
+
|
9 |
+
Knowledge of French cooking has contributed significantly to Western cuisines. Its criteria are used widely in Western cookery school boards and culinary education. In November 2010, French gastronomy was added by the UNESCO to its lists of the world's "intangible cultural heritage".[1][2]
|
10 |
+
|
11 |
+
In French medieval cuisine, banquets were common among the aristocracy. Multiple courses would be prepared, but served in a style called service en confusion, or all at once. Food was generally eaten by hand, meats being sliced off in large pieces held between the thumb and two fingers. The sauces were highly seasoned and thick, and heavily flavored mustards were used. Pies were a common banquet item, with the crust serving primarily as a container, rather than as food itself, and it was not until the very end of the Late Middle Ages that the shortcrust pie was developed. Meals often ended with an issue de table, which later changed into the modern dessert, and typically consisted of dragées (in the Middle Ages, meaning spiced lumps of hardened sugar or honey), aged cheese and spiced wine, such as hypocras.[3]:1–7
|
12 |
+
|
13 |
+
The ingredients of the time varied greatly according to the seasons and the church calendar, and many items were preserved with salt, spices, honey, and other preservatives. Late spring, summer, and autumn afforded abundance, while winter meals were more sparse. Livestock were slaughtered at the beginning of winter. Beef was often salted, while pork was salted and smoked. Bacon and sausages would be smoked in the chimney, while the tongue and hams were brined and dried. Cucumbers were brined as well, while greens would be packed in jars with salt. Fruits, nuts and root vegetables would be boiled in honey for preservation. Whale, dolphin and porpoise were considered fish, so during Lent, the salted meats of these sea mammals were eaten.[3]:9–12
|
14 |
+
|
15 |
+
Artificial freshwater ponds (often called stews) held carp, pike, tench, bream, eel, and other fish. Poultry was kept in special yards, with pigeon and squab being reserved for the elite. Game was highly prized, but very rare, and included venison, wild boar, hare, rabbit, and birds. Kitchen gardens provided herbs, including some, such as tansy, rue, pennyroyal, and hyssop, which are rarely used today. Spices were treasured and very expensive at that time – they included pepper, cinnamon, cloves, nutmeg, and mace. Some spices used then, but no longer today in French cuisine are cubebs, long pepper (both from vines similar to black pepper), grains of paradise, and galengale. Sweet-sour flavors were commonly added to dishes with vinegars and verjus combined with sugar (for the affluent) or honey. A common form of food preparation was to finely cook, pound and strain mixtures into fine pastes and mushes, something believed to be beneficial to make use of nutrients.[3]:13–15
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Visual display was prized. Brilliant colors were obtained by the addition of, for example, juices from spinach and the green part of leeks. Yellow came from saffron or egg yolk, while red came from sunflower, and purple came from Crozophora tinctoria or Heliotropium europaeum. Gold and silver leaf were placed on food surfaces and brushed with egg whites. Elaborate and showy dishes were the result, such as tourte parmerienne which was a pastry dish made to look like a castle with chicken-drumstick turrets coated with gold leaf. One of the grandest showpieces of the time was roast swan or peacock sewn back into its skin with feathers intact, the feet and beak being gilded. Since both birds are stringy, and taste unpleasant, the skin and feathers could be kept and filled with the cooked, minced and seasoned flesh of tastier birds, like goose or chicken.[3]:15–16
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The most well known French chef of the Middle Ages was Guillaume Tirel, also known as Taillevent. Taillevent worked in numerous royal kitchens during the 14th century. His first position was as a kitchen boy in 1326. He was chef to Philip VI, then the Dauphin who was son of John II. The Dauphin became King Charles V of France in 1364, with Taillevent as his chief cook. His career spanned sixty-six years, and upon his death he was buried in grand style between his two wives. His tombstone represents him in armor, holding a shield with three cooking pots, marmites, on it.[3]:18–21
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Paris was the central hub of culture and economic activity, and as such, the most highly skilled culinary craftsmen were to be found there. Markets in Paris such as Les Halles, la Mégisserie, those found along Rue Mouffetard, and similar smaller versions in other cities were very important to the distribution of food. Those that gave French produce its characteristic identity were regulated by the guild system, which developed in the Middle Ages. In Paris, the guilds were regulated by city government as well as by the French crown. A guild restricted those in a given branch of the culinary industry to operate only within that field.[3]:71–72
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There were two groups of guilds – first, those that supplied the raw materials; butchers, fishmongers, grain merchants, and gardeners. The second group were those that supplied prepared foods; bakers, pastry cooks, sauce makers, poulterers, and caterers. There were also guilds that offered both raw materials and prepared food, such as the charcutiers and rôtisseurs (purveyors of roasted meat dishes). They would supply cooked meat pies and dishes as well as raw meat and poultry. This caused issues with butchers and poulterers, who sold the same raw materials.[3]:72–73 The guilds served as a training ground for those within the industry. The degrees of assistant-cook, full-fledged cook and master chef were conferred. Those who reached the level of master chef were of considerable rank in their individual industry, and enjoyed a high level of income as well as economic and job security. At times, those in the royal kitchens did fall under the guild hierarchy, but it was necessary to find them a parallel appointment based on their skills after leaving the service of the royal kitchens. This was not uncommon as the Paris cooks' guild regulations allowed for this movement.[3]:73
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During the 16th and 17th centuries, French cuisine assimilated many new food items from the New World. Although they were slow to be adopted, records of banquets show Catherine de' Medici (1519–1589?) serving sixty-six turkeys at one dinner.[3]:81 The dish called cassoulet has its roots in the New World discovery of haricot beans, which are central to the dish's creation, but had not existed outside of the New World until its exploration by Christopher Columbus.[3]:85
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Haute cuisine (pronounced [ot kɥizin], "high cuisine") has foundations during the 17th century with a chef named La Varenne. As author of works such as Le Cuisinier françois, he is credited with publishing the first true French cookbook. His book includes the earliest known reference to roux using pork fat. The book contained two sections, one for meat days, and one for fasting. His recipes marked a change from the style of cookery known in the Middle Ages, to new techniques aimed at creating somewhat lighter dishes, and more modest presentations of pies as individual pastries and turnovers. La Varenne also published a book on pastry in 1667 entitled Le Parfait confitvrier (republished as Le Confiturier françois) which similarly updated and codified the emerging haute cuisine standards for desserts and pastries.[3]:114–120
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Chef François Massialot wrote Le Cuisinier roïal et bourgeois in 1691, during the reign of Louis XIV. The book contains menus served to the royal courts in 1690. Massialot worked mostly as a freelance cook, and was not employed by any particular household. Massialot and many other royal cooks received special privileges by association with the French royalty. They were not subject to the regulation of the guilds; therefore, they could cater weddings and banquets without restriction. His book is the first to list recipes alphabetically, perhaps a forerunner of the first culinary dictionary. It is in this book that a marinade is first seen in print, with one type for poultry and feathered game, while a second is for fish and shellfish. No quantities are listed in the recipes, which suggests that Massialot was writing for trained cooks.[3]:149–154
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The successive updates of Le Cuisinier roïal et bourgeois include important refinements such as adding a glass of wine to fish stock. Definitions were also added to the 1703 edition. The 1712 edition, retitled Le Nouveau cuisinier royal et bourgeois, was increased to two volumes, and was written in a more elaborate style with extensive explanations of technique. Additional smaller preparations are included in this edition as well, leading to lighter preparations, and adding a third course to the meal. Ragout, a stew still central to French cookery, makes its first appearance as a single dish in this edition as well; prior to that, it was listed as a garnish.[3]:155
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Shortly before the French Revolution, dishes like bouchées à la Reine gained prominence. Essentially royal cuisine produced by the royal household, this is a chicken-based recipe served on vol-au-vent created under the influence of Queen Marie Leszczyńska, the Polish-born wife of Louis XV. This recipe is still popular today, as are other recipes from Queen Marie Leszczyńska like consommé à la Reine and filet d'aloyau braisé à la royale. Queen Marie is also credited with introducing lentils to the French diet and Polonaise garnishing.
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The French Revolution was integral to the expansion of French cuisine, because it abolished the guild system. This meant anyone could now produce and sell any culinary item he wished. Bread was a significant food source among peasants and the working class in the late 18th century, with many of the nation's people being dependent on it. In French provinces, bread was often consumed three times a day by the people of France.[4] According to Brace, bread was referred to as the basic dietary item for the masses, and it was also used as a foundation for soup. In fact, bread was so important that harvest, interruption of commerce by wars, heavy flour exploration, and prices and supply were all watched and controlled by the French Government. Among the underprivileged, constant fear of famine was always prevalent. From 1725 to 1789, there was fourteen years of bad yields to blame for low grain supply. In Bordeaux, during 1708–1789, thirty-three bad harvests occurred.[4]
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Marie-Antoine Carême was born in 1784, five years before the Revolution. He spent his younger years working at a pâtisserie until he was discovered by Charles Maurice de Talleyrand-Périgord, who would later cook for Napoleon Bonaparte. Prior to his employment with Talleyrand, Carême had become known for his pièces montées, which were extravagant constructions of pastry and sugar architecture.[5]:144–145
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More important to Carême's career was his contribution to the refinement of French cuisine. The basis for his style of cooking was his sauces, which he named mother sauces. Often referred to as fonds, meaning "foundations", these base sauces, espagnole, velouté, and béchamel, are still known today. Each of these sauces was made in large quantities in his kitchen, then formed the basis of multiple derivatives. Carême had over one hundred sauces in his repertoire. In his writings, soufflés appear for the first time. Although many of his preparations today seem extravagant, he simplified and codified an even more complex cuisine that existed beforehand. Central to his codification of the cuisine were Le Maître d'hôtel français (1822), Le Cuisinier parisien (1828) and L'Art de la cuisine française au dix-neuvième siècle (1833–5).[5]:144–148
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Georges Auguste Escoffier is commonly acknowledged as the central figure to the modernization of haute cuisine and organizing what would become the national cuisine of France. His influence began with the rise of some of the great hotels in Europe and America during the 1880s – 1890s. The Savoy Hotel managed by César Ritz was an early hotel in which Escoffier worked, but much of his influence came during his management of the kitchens in the Carlton from 1898 until 1921. He created a system of "parties" called the brigade system, which separated the professional kitchen into five separate stations.
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These five stations included the "garde manger" that prepared cold dishes; the "entremettier" prepared starches and vegetables, the "rôtisseur" prepared roasts, grilled and fried dishes; the "saucier" prepared sauces and soups; and the "pâtissier" prepared all pastry and desserts items. This system meant that instead of one person preparing a dish on one's own, now multiple cooks would prepare the different components for the dish. An example used is "oeufs au plat Meyerbeer", the prior system would take up to fifteen minutes to prepare the dish, while in the new system, the eggs would be prepared by the entremettier, kidney grilled by the rôtisseur, truffle sauce made by the saucier and thus the dish could be prepared in a shorter time and served quickly in the popular restaurants.[5]:157–159
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Escoffier also simplified and organized the modern menu and structure of the meal. He published a series of articles in professional journals which outlined the sequence, and he finally published his Livre des menus in 1912. This type of service embraced the service à la russe (serving meals in separate courses on individual plates), which Félix Urbain Dubois had made popular in the 1860s. Escoffier's largest contribution was the publication of Le Guide Culinaire in 1903, which established the fundamentals of French cookery. The book was a collaboration with Philéas Gilbert, E. Fetu, A. Suzanne, B. Reboul, Ch. Dietrich, A. Caillat and others. The significance of this is to illustrate the universal acceptance by multiple high-profile chefs to this new style of cooking.[5]:159–160
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Le Guide Culinaire deemphasized the use of heavy sauces and leaned toward lighter fumets, which are the essence of flavor taken from fish, meat and vegetables. This style of cooking looked to create garnishes and sauces whose function is to add to the flavor of the dish, rather than mask flavors like the heavy sauces and ornate garnishes of the past. Escoffier took inspiration for his work from personal recipes in addition to recipes from Carême, Dubois and ideas from Taillevent's Viander, which had a modern version published in 1897. A second source for recipes came from existing peasant dishes that were translated into the refined techniques of haute cuisine.
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Expensive ingredients would replace the common ingredients, making the dishes much less humble. The third source of recipes was Escoffier himself, who invented many new dishes, such as pêche Melba.[5]:160–162 Escoffier updated Le Guide Culinaire four times during his lifetime, noting in the foreword to the book's first edition that even with its 5,000 recipes, the book should not be considered an "exhaustive" text, and that even if it were at the point when he wrote the book, "it would no longer be so tomorrow, because progress marches on each day."[6]
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The 1960s brought about innovative thought to the French cuisine, especially because of the contribution of Portuguese immigrants who had come to the country fleeing the forced drafting to the Colonial Wars Portugal was fighting in Africa. Many new dishes were introduced, as well as techniques.[citation needed]
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This period is also marked by the appearance of the nouvelle cuisine. The term "nouvelle cuisine" has been used many times in the history of French cuisine which emphasized the freshness, lightness and clarity of flavor and inspired by new movements in world cuisine. In the 1740s, Menon first used the term, but the cooking of Vincent La Chapelle and François Marin was also considered modern. In the 1960s, Henri Gault and Christian Millau revived it to describe the cooking of Paul Bocuse, Jean and Pierre Troisgros, Michel Guérard, Roger Vergé and Raymond Oliver.[7] These chefs were working toward rebelling against the "orthodoxy" of Escoffier's cuisine. Some of the chefs were students of Fernand Point at the Pyramide in Vienne, and had left to open their own restaurants. Gault and Millau "discovered the formula" contained in ten characteristics of this new style of cooking.[5]:163–164
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The first characteristic was a rejection of excessive complication in cooking. Second, the cooking times for most fish, seafood, game birds, veal, green vegetables and pâtés was greatly reduced in an attempt to preserve the natural flavors. Steaming was an important trend from this characteristic. The third characteristic was that the cuisine was made with the freshest possible ingredients. Fourth, large menus were abandoned in favor of shorter menus. Fifth, strong marinades for meat and game ceased to be used. Sixth, they stopped using heavy sauces such as espagnole and béchamel thickened with flour based "roux", in favor of seasoning their dishes with fresh herbs, quality butter, lemon juice, and vinegar. Seventh, they used regional dishes for inspiration instead of haute cuisine dishes. Eighth, new techniques were embraced and modern equipment was often used; Bocuse even used microwave ovens. Ninth, the chefs paid close attention to the dietary needs of their guests through their dishes. Tenth and finally, the chefs were extremely inventive and created new combinations and pairings.[5]:163–164
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Some have speculated that a contributor to nouvelle cuisine was World War II when animal protein was in short supply during the German occupation.[8] By the mid-1980s food writers stated that the style of cuisine had reached exhaustion and many chefs began returning to the haute cuisine style of cooking, although much of the lighter presentations and new techniques remained.[5]:163–164
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There are many dishes that are considered part of French national cuisine today.
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A meal often consists of three courses, hors d'œuvre or entrée (introductory course, sometimes soup), plat principal (main course), fromage (cheese course) or dessert, sometimes with a salad offered before the cheese or dessert.
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Basil salmon terrine
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Bisque is a smooth and creamy French potage.
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Foie gras with mustard seeds and green onions in duck jus
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Croque monsieur
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Pot-au-feu is a cuisine classique dish.
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Steak frites is a simple and popular dish.
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Typical French pâtisserie
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Mille-feuille
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Macaron
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Éclair
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Crème brûlée
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Mousse au chocolat
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Crêpe
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floating island
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French regional cuisine is characterized by its extreme diversity and style. Traditionally, each region of France has its own distinctive cuisine.[9]
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Paris and Île-de-France are central regions where almost anything from the country is available, as all train lines meet in the city. Over 9,000 restaurants exist in Paris and almost any cuisine can be obtained here. High-quality Michelin Guide-rated restaurants proliferate here.[10]
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Game and ham are popular in Champagne, as well as the special sparkling wine simply known as Champagne. Fine fruit preserves are known from Lorraine as well as the quiche Lorraine. Alsace is influenced by the German cuisine, especially the one from the Palatinate and Baden region. As such, beers made in the area are similar to the style of bordering Germany. Dishes like choucroute (the French word for sauerkraut) are also popular.[10]:55 Many "Eaux de Vie" (alcoholic distillation) also called schnaps is from this region, due to a wide variety of local fruits (cherry, raspberry, pear, grapes) and especially prunes (mirabelle, plum).[9]:259,295
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Flute of Champagne wine
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Alsatian Flammekueche
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Andouillette
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Quiche
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The coastline supplies many crustaceans, sea bass, monkfish and herring. Normandy has top quality seafood, such as scallops and sole, while Brittany has a supply of lobster, crayfish and mussels. Normandy is home to a large population of apple trees; apples are often used in dishes, as well as cider and Calvados. The northern areas of this region, especially Nord, grow ample amounts of wheat, sugar beets and chicory. Thick stews are found often in these northern areas as well. The produce of these northern regions is also considered some of the best in the country, including cauliflower and artichokes. Buckwheat grows widely in Brittany as well and is used in the region's galettes, called jalet, which is where this dish originated.[10]:93
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Crème Chantilly, created at the Château de Chantilly.
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Camembert, cheese specialty from Normandy
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Crêpe and Cider, specialty from Brittany
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Belon oysters
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High-quality fruits come from the Loire Valley and central France, including cherries grown for the liqueur Guignolet and the 'Belle Angevine' pears. The strawberries and melons are also of high quality. Fish are seen in the cuisine, often served with a beurre blanc sauce, as well as wild game, lamb, calves, Charolais cattle, Géline fowl, and goat cheeses. Young vegetables are used often in the cuisine, as are the specialty mushrooms of the region, champignons de Paris. Vinegars from Orléans are a specialty ingredient used as well.[10]:129, 132
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Burgundy and Franche-Comté are known for their wines. Pike, perch, river crabs, snails, game, redcurrants, blackcurrants are from both Burgundy and Franche-Comté. Amongst savorous specialties accounted in the Cuisine franc-comtoise from the Franche-Comté region are Croûte aux morilles, Poulet à la Comtoise, trout, smoked meats and cheeses such as Mont d'Or, Comté and Morbier which are at the palate best eaten hot or cold, the exquisite Coq au vin jaune and the special dessert gâteau de ménage. Charolais beef, poultry from Bresse, sea snail, honey cake, Chaource and Epoisses cheese are specialties of the local cuisine of Burgundy. Dijon mustard is also a specialty of Burgundy cuisine. Crème de cassis is a popular liquor made from the blackcurrants. Oil are used in the cooking here, types include nut oils and rapeseed oil.[10]:153,156,166,185
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Coq au vin jaune
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Poulet à la Comtoise
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Mont d'Or chaud
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Escargots, with special tongs and fork
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Coq au vin
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Bœuf bourguignon
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Beaujolais wine
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Dijon mustard
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Comté cheese and Vin jaune
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Gâteau de ménage
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The area covers the old province of Dauphiné, once known as the "larder" of France,[dubious – discuss] that gave its name to Gratin dauphinois.[11] The Gratin Dauphinois is traditionally made in an old large baking dish rubbed with garlic. Layers of successively potatoes, salt, pepper and cream are piled up to the top of the dish. It will be baked in the oven at low temperature for 2 hours.[12] Fruit and young vegetables are popular in the cuisine from the Rhône valley, as are great wines like Hermitage AOC, Crozes-Hermitage AOC and Condrieu AOC. Walnuts and walnut products and oil from Noix de Grenoble AOC, lowland cheeses, like St. Marcellin, St. Félicien and Bleu du Vercors-Sassenage. Poultry from Bresse, guinea fowl from Drôme and fish from the Dombes, a light yeast-based cake, called Pogne de Romans and the regional speciality, Raviole du Dauphiné, and there is the short-crust "Suisse", a Valence biscuit speciality. Lakes and mountain streams in Rhône-Alpes are key to the cuisine as well. Lyon and Savoy supply sausages while the Alpine regions supply their specialty cheeses like Beaufort, Abondance, Reblochon, Tomme and Vacherin.[citation needed] Mères lyonnaises are female restaurateurs particular to this region who provide local gourmet establishments.[13] Celebrated chefs from this region include Fernand Point, Paul Bocuse, the Troisgros brothers and Alain Chapel.[14] The Chartreuse Mountains, also in the region, are the source of the green and yellow Digestif liquor, Chartreuse produced by the monks of the Grande Chartreuse.[10]:197,230
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Since the 2014 administrative reform, the ancient area of Auvergne is now part of the region. One of its leading chefs is Regis Marcon.
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Gratin dauphinois
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Bleu du Vercors-Sassenage
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Chartreuse Elixir Végétal
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Salade de ravioles
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Condrieu wine
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Suisse de Valence biscuit
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Bleu de Bresse
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Poulet de Bresse chicken salad
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Rosette de Lyon charcuterie
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noix de Grenoble unusual trilaterally symmetric walnut
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Beaufort cheeses ripening in a cellar
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Oysters come from the Oléron-Marennes basin, while mussels come from the Bay of Aiguillon. High-quality produce comes from the region's hinterland, especially goat cheese. This region and in the Vendée is grazing ground for Parthenaise cattle, while poultry is raised in Challans. The region of Poitou-Charentes purportedly produces the best butter and cream in France. Cognac is also made in the region along the Charente River. Limousin is home to the Limousin cattle, as well as sheep. The woodlands offer game and mushrooms. The southern area around Brive draws its cooking influence from Périgord and Auvergne to produce a robust cuisine.[10]:237
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Bordeaux is known for its wine, with certain areas offering specialty grapes for wine-making. Fishing is popular in the region for the cuisine, sea fishing in the Bay of Biscay, trapping in the Garonne and stream fishing in the Pyrenees. The Pyrenees also support lamb, such as the "Agneau de Pauillac", as well as sheep cheeses. Beef cattle in the region include the Blonde d'Aquitaine, Boeuf de Chalosse, Boeuf Gras de Bazas, and Garonnaise. Free-range chicken, turkey, pigeon, capon, goose and duck prevail in the region as well. Gascony and Périgord cuisines includes patés, terrines, confits and magrets. This is one of the regions notable for its production of foie gras or fattened goose or duck liver. The cuisine of the region is often heavy and farm based. Armagnac is also from this region, as are prunes from Agen.[10]:259,295
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Confit de canard
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A terrine of foie gras with a bottle of Sauternes
|
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Black Périgord Truffle
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Tourin, a garlic soup from Dordogne
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Gers, a department of France, is within this region and has poultry, while La Montagne Noire and Lacaune area offers hams and dry sausages. White corn is planted heavily in the area both for use in fattening the ducks and geese for foie gras and for the production of millas, a cornmeal porridge. Haricot beans are also grown in this area, which are central to the dish cassoulet. The finest sausage in France is commonly acknowledged to be the saucisse de Toulouse, which also finds its way into their version of cassoulet of Toulouse. The Cahors area produces a specialty "black wine" as well as truffles and mushrooms.
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This region also produces milk-fed lamb. Unpasteurized ewe's milk is used to produce the Roquefort in Aveyron, while in Laguiole is producing unpasteurized cow's milk cheese. The Salers cattle produce milk for cheese, as well as beef and veal products. The volcanic soils create flinty cheeses and superb lentils. Mineral waters are produced in high volume in this region as well.[10]:313 Cabécou cheese is from Rocamadour, a medieval settlement erected directly on a cliff, in the rich countryside of Causses du Quercy. This area is one of the region's oldest milk producers; it has chalky soil, marked by history and human activity, and is favourable for the raising of goats.
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Aligot
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Roquefort cheese
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Cassoulet
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Restaurants are popular in the area known as Le Midi. Oysters come from the Etang de Thau, to be served in the restaurants of Bouzigues, Meze, and Sète. Mussels are commonly seen here in addition to fish specialties of Sète, Bourride, Tielles and Rouille de seiche. In the Languedoc jambon cru, sometimes known as jambon de montagne is produced. High quality Roquefort comes from the brebis (sheep) on the Larzac plateau. The Les Cévennes area offers mushrooms, chestnuts, berries, honey, lamb, game, sausages, pâtés and goat cheeses. Catalan influence can be seen in the cuisine here with dishes like brandade made from a purée of dried cod wrapped in mangold leaves. Snails are plentiful and are prepared in a specific Catalan style known as a cargolade. Wild boar can be found in the more mountainous regions of the Midi.[10]:349,360
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The Provence and Côte d'Azur region is rich in quality citrus, vegetables, fruits and herbs; the region is one of the largest suppliers of all these ingredients in France. The region also produces the largest amount of olives, and creates superb olive oil. Lavender is used in many dishes found in Haute Provence. Other important herbs in the cuisine include thyme, sage, rosemary, basil, savory, fennel, marjoram, tarragon, oregano, and bay leaf.[15] Honey is a prized ingredient in the region. Seafood proliferates throughout the coastal area and is heavily represented in the cuisine. Goat cheeses, air-dried sausages, lamb, beef, and chicken are popular here. Garlic* and anchovies are used in many of the region's sauces, as in Poulet Provençal, which uses white wine, tomatoes, herbs, and sometimes anchovies, and Pastis is found everywhere that alcohol is served. The cuisine uses a large amount of vegetables for lighter preparations. Truffles are commonly seen in Provence during the winter. Thirteen desserts in Provence are the traditional Christmas dessert,[16] e.g. quince cheese, biscuits, almonds, nougat, apple, and fougasse.
|
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|
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Rice is grown in the Camargue, which is the northernmost rice growing area in Europe, with Camargue red rice being a specialty.[10]:387,403,404,410,416 Anibal Camous, a Marseillais who lived to be 104, maintained that it was by eating garlic daily that he kept his "youth" and brilliance. When his eighty-year-old son died, the father mourned: "I always told him he wouldn't live long, poor boy. He ate too little garlic!" (cited by chef Philippe Gion)
|
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|
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Salade niçoise
|
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|
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Vacqueyras wine
|
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Bouillabaisse
|
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Pan bagnat
|
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Ratatouille
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Bourride de fruits de mer
|
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Salade Mesclun
|
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|
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Pieds paquets
|
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Goats and sheep proliferate on the island of Corsica, and lamb are used to prepare dishes such as "stufato", ragouts and roasts. Cheeses are also produced, with "brocciu" being the most popular. Chestnuts, growing in the Castagniccia forest, are used to produce flour, which is used in turn to make bread, cakes and polenta. The forest provides acorns used to feed the pigs and boars that provide much of the protein for the island's cuisine. Fresh fish and seafood are common. The island's pork is used to make fine hams, sausage and other unique items including coppa (dried rib cut), lonzu (dried pork fillet), figatella, salumu (a dried sausage) salcietta, Panzetta, bacon, figatellu (smoked and dried liverwurst) and prisuttu (farmer's ham). Clementines (which hold an AOC designation), lemons, nectarines and figs are grown there. Candied citron is used in nougats, while and the aforementioned brocciu and chestnuts are also used in desserts. Corsica offers a variety of wines and fruit liqueurs, including Cap Corse, Patrimonio, Cédratine, Bonapartine, liqueur de myrte, vins de fruit, Rappu, and eau-de-vie de châtaigne.[10]:435,441,442
|
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|
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French Guianan cuisine or Guianan cuisine is a blend of the different cultures that have settled in French Guiana. Creole and Chinese restaurants are common in major cities such as Cayenne, Kourou and Saint-Laurent-du-Maroni. Many indigenous animal species such as caiman and tapir are used in spiced stews.
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|
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French cuisine varies according to the season. In summer, salads and fruit dishes are popular because they are refreshing and produce is inexpensive and abundant. Greengrocers prefer to sell their fruits and vegetables at lower prices if needed, rather than see them rot in the heat. At the end of summer, mushrooms become plentiful and appear in stews throughout France. The hunting season begins in September and runs through February. Game of all kinds is eaten, often in elaborate dishes that celebrate the success of the hunt. Shellfish are at their peak when winter turns to spring, and oysters appear in restaurants in large quantities.
|
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|
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With the advent of deep-freeze and the air-conditioned hypermarché, these seasonal variations are less marked than hitherto, but they are still observed, in some cases due to legal restrictions. Crayfish, for example, have a short season and it is illegal to catch them out of season.[17] Moreover, they do not freeze well.
|
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|
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French regional cuisines use locally grown vegetables, such as pomme de terre (potato), blé (wheat), haricots verts (a type of French green bean), carotte (carrot), poireau (leek), navet (turnip), aubergine (eggplant), courgette (zucchini), and échalotte (shallot).
|
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|
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French regional cuisines use locally grown fungi, such as truffe (truffle), champignon de Paris (button mushroom), chanterelle ou girolle (chanterelle), pleurote (en huître) (oyster mushrooms), and cèpes (porcini).
|
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|
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Common fruits include oranges, tomatoes, tangerines, peaches, apricots, apples, pears, plums, cherries, strawberries, raspberries, redcurrants, blackberries, grapes, grapefruit, and blackcurrants.
|
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|
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Varieties of meat consumed include poulet (chicken), pigeon (squab), canard (duck), oie (goose, the source of foie gras), bœuf (beef), veau (veal), porc (pork), agneau (lamb), mouton (mutton), caille (quail), cheval (horse), grenouille (frog), and escargot (snails). Commonly consumed fish and seafood include cod, canned sardines, fresh sardines, canned tuna, fresh tuna, salmon, trout, mussels, herring, oysters, shrimp and calamari.
|
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Eggs are fine quality and often eaten as: omelettes, hard-boiled with mayonnaise, scrambled plain, scrambled haute cuisine preparation, œuf à la coque.
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Herbs and seasonings vary by region, and include fleur de sel, herbes de Provence, tarragon, rosemary, marjoram, lavender, thyme, fennel, and sage.
|
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Fresh fruit and vegetables, as well as fish and meat, can be purchased either from supermarkets or specialty shops. Street markets are held on certain days in most localities; some towns have a more permanent covered market enclosing food shops, especially meat and fish retailers. These have better shelter than the periodic street markets.
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|
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Herbes de provence
|
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|
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Charolais cattle
|
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Champignon de Paris
|
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|
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Haricots verts
|
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|
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Piments d'Espelette
|
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|
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Fleur de sel de Guérande
|
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|
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Grappe de raisin
|
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|
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Poulet de Bresse
|
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|
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Blé (Wheat)
|
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|
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Black Périgord truffle
|
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|
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Le petit déjeuner (breakfast) is traditionally a quick meal consisting of tartines (slices) of French bread with butter and honey or jam (sometimes brioche), along with café au lait (also called "café crème"), or black coffee, or tea[18] and rarely hot chicory. Children often drink hot chocolate in bowls or cups along with their breakfasts. Croissants, pain aux raisins or pain au chocolat (also named chocolatine in the south-west of France) are mostly included as a weekend treat. Breakfast of some kind is always served in cafés opening early in the day.
|
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There are also savoury dishes for breakfast. An example is "le petit déjeuner gaulois" or "petit déjeuner fermier" with the famous long narrow bread slices with soft white cheese topped or boiled ham, called mouillettes,[19] which is dipped in a soft-boiled egg and some fruit juice and hot drink.
|
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|
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Another variation called "le petit déjeuner chasseur", meant to be very hearty, is served with pâté and other charcuterie products. A more classy version is called "le petit déjeuner du voyageur", where delicatessens serve gizzard, bacon, salmon, omelet, or croque-monsieur, with or without soft-boiled egg and always with the traditional coffee/tea/chocolate along fruits or fruit juice. When the egg is cooked sunny-side over the croque-monsieur, it is called a croque-madame.
|
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In Germinal and other novels, Émile Zola also reported the briquet: two long bread slices stuffed with butter, cheese and or ham. It can be eaten as a standing/walking breakfast, or meant as a "second" one before lunch.
|
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|
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In the movie Bienvenue chez les Ch'tis, Philippe Abrams (Kad Merad) and Antoine Bailleul (Dany Boon) share together countless breakfasts consisting of tartines de Maroilles (a rather strong cheese) along with their hot chicory.
|
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Le déjeuner (lunch) is a two-hour mid-day meal or a one-hour lunch break. In some smaller towns and in the south of France, the two-hour lunch may still be customary. Sunday lunches are often longer and are taken with the family.[20] Restaurants normally open for lunch at noon and close at 2:30 pm. Some restaurants are closed on Monday during lunch hours.[21]
|
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In large cities, a majority of working people and students eat their lunch at a corporate or school cafeteria, which normally serves complete meals as described above; it is not usual for students to bring their own lunch to eat. For companies that do not operate a cafeteria, it is mandatory for white-collar workers to be given lunch vouchers as part of their employee benefits. These can be used in most restaurants, supermarkets and traiteurs; however, workers having lunch in this way typically do not eat all three courses of a traditional lunch due to price and time constraints. In smaller cities and towns, some working people leave their workplaces to return home for lunch. Also, an alternative, especially among blue-collar workers, is eating sandwiches followed by a dessert; both dishes can be found ready-made at bakeries and supermarkets at budget prices.
|
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|
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Le dîner (dinner) often consists of three courses, hors d'œuvre or entrée (appetizers or introductory course, sometimes soup), plat principal (main course), and a cheese course or dessert, sometimes with a salad offered before the cheese or dessert. Yogurt may replace the cheese course, while a simple dessert would be fresh fruit. The meal is often accompanied by bread, wine and mineral water. Most of the time the bread would be a baguette which is very common in France and is made almost every day. Main meat courses are often served with vegetables, along with potatoes, rice or pasta.[20]:82 Restaurants often open at 7:30 pm for dinner, and stop taking orders between the hours of 10:00 pm and 11:00 pm. Some restaurants close for dinner on Sundays.[21]:342
|
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|
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In French cuisine, beverages that precede a meal are called apéritifs (literally: that opens the appetite), and can be served with amuse-bouches (literally: mouth amuser). Those that end it are called digestifs.
|
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|
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The apéritif varies from region to region: Pastis is popular in the south of France, Crémant d'Alsace in the eastern region. Champagne can also be served. Kir, also called Blanc-cassis, is a common and popular apéritif-cocktail made with a measure of crème de cassis (blackcurrant liqueur) topped up with white wine. The phrase Kir Royal is used when white wine is replaced with a Champagne wine. A simple glass of red wine, such as Beaujolais nouveau, can also be presented as an apéritif, accompanied by amuse-bouches. Some apéritifs can be fortified wines with added herbs, such as cinchona, gentian and vermouth. Trade names that sell well include Suze (the classic gentiane), Byrrh, Dubonnet, and Noilly Prat.
|
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|
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+
Digestifs are traditionally stronger, and include Cognac, Armagnac, Calvados, Eau de vie and fruit alcohols.
|
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|
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+
A typical French Christmas dish is turkey with chestnuts. Other common dishes are smoked salmon, oysters, caviar and foie gras. The Yule log is a very French tradition during Christmas. Chocolate and cakes also occupy a prominent place for Christmas in France. This cuisine is normally accompanied by Champagne. Tradition says that thirteen desserts complete the Christmas meal in reference to the twelve apostles and Christ.[22][23][24][25]
|
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|
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+
The modern restaurant has its origins in French culture. Prior to the late 18th century, diners who wished to "dine out" would visit their local guild member's kitchen and have their meal prepared for them. However, guild members were limited to producing whatever their guild registry delegated to them.[26]:8–10 These guild members offered food in their own homes to steady clientele that appeared day-to-day but at set times. The guest would be offered the meal table d'hôte, which is a meal offered at a set price with very little choice of dishes, sometimes none at all.[26]:30–31
|
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|
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The first steps toward the modern restaurant were locations that offered restorative bouillons, or restaurants – these words being the origin of the name "restaurant". This step took place during the 1760s–1770s. These locations were open at all times of the day, featuring ornate tableware and reasonable prices. These locations were meant more as meal replacements for those who had "lost their appetites and suffered from jaded palates and weak chests."[26]:34–35
|
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|
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+
In 1782 Antoine Beauvilliers, pastry chef to the future Louis XVIII, opened one of the most popular restaurants of the time – the Grande Taverne de Londres – in the arcades of the Palais-Royal. Other restaurants were opened by chefs of the time who were leaving the failing monarchy of France, in the period leading up to the French Revolution. It was these restaurants that expanded upon the limited menus of decades prior, and led to the full restaurants that were completely legalized with the advent of the French Revolution and abolition of the guilds. This and the substantial discretionary income of the French Directory's nouveau riche helped keep these new restaurants in business.[26]:140–144
|
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|
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Larger restaurants and hotels in France employ extensive staff and are commonly referred to as either the kitchen brigade for the kitchen staff or dining room brigade system for the dining room staff. This system was created by Georges Auguste Escoffier. This structured team system delegates responsibilities to different individuals who specialize in certain tasks. The following is a list of positions held both in the kitchen and dining rooms brigades in France:[10]:32
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en/2135.html.txt
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1 |
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Cake is a form of sweet food made from flour, sugar, and other ingredients, that is usually baked. In their oldest forms, cakes were modifications of bread, but cakes now cover a wide range of preparations that can be simple or elaborate, and that share features with other desserts such as pastries, meringues, custards, and pies.
|
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+
|
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+
The most commonly used cake ingredients include flour, sugar, eggs, butter or oil or margarine, a liquid, and leavening agents, such as baking soda or baking powder. Common additional ingredients and flavourings include dried, candied, or fresh fruit, nuts, cocoa, and extracts such as vanilla, with numerous substitutions for the primary ingredients. Cakes can also be filled with fruit preserves, nuts or dessert sauces (like pastry cream), iced with buttercream or other icings, and decorated with marzipan, piped borders, or candied fruit.[1]
|
8 |
+
|
9 |
+
Cake is often served as a celebratory dish on ceremonial occasions, such as weddings, anniversaries, and birthdays. There are countless cake recipes; some are bread-like, some are rich and elaborate, and many are centuries old. Cake making is no longer a complicated procedure; while at one time considerable labor went into cake making (particularly the whisking of egg foams), baking equipment and directions have been simplified so that even the most amateur of cooks may bake a cake.
|
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+
|
11 |
+
The term "cake" has a long history. The word itself is of Viking origin, from the Old Norse word "kaka".[2]
|
12 |
+
|
13 |
+
The ancient Greeks called cake πλακοῦς (plakous), which was derived from the word for "flat", πλακόεις (plakoeis). It was baked using flour mixed with eggs, milk, nuts, and honey. They also had a cake called "satura", which was a flat heavy cake. During the Roman period, the name for cake became "placenta" which was derived from the Greek term. A placenta was baked on a pastry base or inside a pastry case.[3]
|
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+
|
15 |
+
The Greeks invented beer as a leavener, frying fritters in olive oil, and cheesecakes using goat's milk.[4] In ancient Rome, the basic bread dough was sometimes enriched with butter, eggs, and honey, which produced a sweet and cake-like baked good.[5] Latin poet Ovid refers to his and his brother's birthday party and cake in his first book of exile, Tristia.[6]
|
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+
|
17 |
+
Early cakes in England were also essentially bread: the most obvious differences between a "cake" and "bread" were the round, flat shape of the cakes, and the cooking method, which turned cakes over once while cooking, while bread was left upright throughout the baking process.[5]
|
18 |
+
|
19 |
+
Sponge cakes, leavened with beaten eggs, originated during the Renaissance, possibly in Spain.[7]
|
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+
|
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+
During the Great Depression, there was a surplus of molasses and the need to provide easily made food to millions of economically depressed people in the United States.[8] One company patented a cake-bread mix to deal with this economic situation, and thereby established the first line of cake in a box. In so doing, cake, as it is known today, became a mass-produced good rather than a home- or bakery-made specialty.
|
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+
|
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+
Later, during the post-war boom, other American companies (notably General Mills) developed this idea further, marketing cake mix on the principle of convenience, especially to housewives. When sales dropped heavily in the 1950s, marketers discovered that baking cakes, once a task at which housewives could exercise skill and creativity, had become dispiriting. This was a period in American ideological history when women, retired from the war-time labor force, were confined to the domestic sphere, while still exposed to the blossoming consumerism in the US.[9] This inspired psychologist Ernest Dichter to find a solution to the cake mix problem in the frosting.[10] Since making the cake was so simple, housewives and other in-home cake makers could expend their creative energy on cake decorating inspired by, among other things, photographs in magazines of elaborately decorated cakes.
|
24 |
+
|
25 |
+
Ever since cake in a box has become a staple of supermarkets and is complemented with frosting in a can.
|
26 |
+
|
27 |
+
Cakes are broadly divided into several categories, based primarily on ingredients and mixing techniques.
|
28 |
+
|
29 |
+
Although clear examples of the difference between cake and bread are easy to find, the precise classification has always been elusive.[5] For example, banana bread may be properly considered either a quick bread or a cake.
|
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+
|
31 |
+
Some varieties of cake are widely available in the form of cake mixes, wherein some of the ingredients (usually flour, sugar, flavoring, baking powder, and sometimes some form of fat) are premixed, and the cook needs add only a few extra ingredients, usually eggs, water, and sometimes vegetable oil or butter. While the diversity of represented styles is limited, cake mixes do provide an easy and readily available homemade option for cooks who are not accomplished bakers.
|
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+
|
33 |
+
Gooey butter cake
|
34 |
+
|
35 |
+
German chocolate cake
|
36 |
+
|
37 |
+
A strawberry cake prepared as a layer cake
|
38 |
+
|
39 |
+
Chocolate Cake pops with sprinkles. A cake pop is a cake styled as a lollipop.
|
40 |
+
|
41 |
+
Malay steamed sponge cake
|
42 |
+
|
43 |
+
Strawberry mousse cake
|
44 |
+
|
45 |
+
Carrot Cake
|
46 |
+
|
47 |
+
Sponge Cake
|
48 |
+
|
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+
Cakes may be classified according to the occasion for which they are intended. For example, wedding cakes, birthday cakes, cakes for first communion, Christmas cakes, Halloween cakes, and Passover plava (a type of sponge cake sometimes made with matzo meal) are all identified primarily according to the celebration they are intended to accompany. The cutting of a wedding cake constitutes a social ceremony in some cultures. The Ancient Roman marriage ritual of confarreatio originated in the sharing of a cake.
|
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+
|
51 |
+
Particular types of cake may be associated with particular festivals, such as stollen or chocolate log (at Christmas), babka and simnel cake (at Easter), or mooncake. There has been a long tradition of decorating an iced cake at Christmas time; other cakes associated with Christmas include chocolate log and mince pies.
|
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+
|
53 |
+
A Lancashire Courting Cake is a fruit-filled cake baked by a fiancée for her betrothed. The cake has been described as "somewhere between a firm sponge – with a greater proportion of flour to fat and eggs than a Victoria sponge cake – and a shortbread base and was proof of the bride-to-be's baking skills". Traditionally it is a two-layer cake filled and topped with strawberries or raspberries and whipped cream.[15]
|
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+
|
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+
A decorated birthday cake
|
56 |
+
|
57 |
+
A Halloween cake shaped like a pumpkin
|
58 |
+
|
59 |
+
Wedding cakes at a bridal show
|
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+
|
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+
Cakes are frequently described according to their physical form. Cakes may be small and intended for individual consumption. Larger cakes may be made to be sliced and served as part of a meal or social function. Common shapes include:
|
62 |
+
|
63 |
+
A plate of white chocolate cake balls
|
64 |
+
|
65 |
+
The kransekage is an example of a conical cake
|
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+
|
67 |
+
Dobos torte is an older form of layer cake.
|
68 |
+
|
69 |
+
A sheet cake
|
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+
|
71 |
+
Special cake flour with a high starch-to-gluten ratio is made from fine-textured, soft, low-protein wheat. It is strongly bleached and compared to all-purpose flour, cake flour tends to result in cakes with a lighter, less dense texture.[16] Therefore, it is frequently specified or preferred in cakes meant to be soft, light, and/or bright white, such as angel food cake. However, if cake flour is called for, a substitute can be made by replacing a small percentage of all-purpose flour with cornstarch or removing two tablespoons from each cup of all-purpose flour.[17][18][19] Some recipes explicitly specify or permit all-purpose flour, notably where a firmer or denser cake texture is desired.
|
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+
|
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+
A cake can fail to bake properly, which is called "falling". In a cake that "falls", parts may sink or flatten, because it was baked at a temperature that is too low or too hot,[20][21] when it has been underbaked[21] and when placed in an oven that is too hot at the beginning of the baking process.[22] The use of excessive amounts of sugar, flour, fat or leavening can also cause a cake to fall.[22][23] A cake can also fall when subjected to cool air that enters an oven when the oven door is opened during the cooking process.[24]
|
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+
|
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+
A finished cake is often enhanced by covering it with icing, or frosting, and toppings such as sprinkles, which are also known as "jimmies" in certain parts of the United States and "hundreds and thousands" in the United Kingdom. The frosting is usually made from powdered (icing) sugar, sometimes a fat of some sort, milk or cream, and often flavorings such as a vanilla extract or cocoa powder. Some decorators use a rolled fondant icing. Commercial bakeries tend to use lard for the fat, and often whip the lard to introduce air bubbles. This makes the icing light and spreadable. Home bakers either use lard, butter, margarine, or some combination thereof. Sprinkles are small firm pieces of sugar and oils that are colored with food coloring. In the late 20th century, new cake decorating products became available to the public. These include several specialized sprinkles and even methods to print pictures and transfer the image onto a cake.
|
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|
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+
Special tools are needed for more complex cake decorating, such as piping bags and various piping tips, syringes and embossing mats. To use a piping bag or syringe, a piping tip is attached to the bag or syringe using a coupler. The bag or syringe is partially filled with icing which is sometimes colored. Using different piping tips and various techniques, a cake decorator can make many different designs. Basic decorating tips include open star, closed star, basketweave, round, drop flower, leaf, multi, petal, and specialty tips. An embossing mat is used to create embossed effects. A cake turntable that cakes are spun upon may be used in cake decoration.
|
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+
|
79 |
+
Royal icing, marzipan (or a less sweet version, known as almond paste), fondant icing
|
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+
(also known as sugar paste), and buttercream are used as covering icings and to create decorations. Floral sugarcraft or wired sugar flowers are an important part of cake decoration. Cakes for special occasions, such as wedding cakes, are traditionally rich fruit cakes or occasionally Madeira cakes, that are covered with marzipan and iced using royal icing or sugar-paste. They are finished with piped borders (made with royal icing) and adorned with a piped message, wired sugar flowers, hand-formed fondant flowers, marzipan fruit, piped flowers, or crystallized fruits or flowers such as grapes or violets.
|
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+
|
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+
A large cake garnished with strawberries
|
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+
|
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+
A slice of strawberry cake with garnishing of strawberry
|
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+
|
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Chocolate layer cake with chocolate frosting and shaved chocolate topping
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A chocolate cake decorated with icing, strawberries, and silvery sugar beads or Dragées
|
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|
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Birthday cake in shape of Lace monitor with egg in mouth
|
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Birthday cake with a variety of toppings.
|
en/2136.html.txt
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1 |
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Cake is a form of sweet food made from flour, sugar, and other ingredients, that is usually baked. In their oldest forms, cakes were modifications of bread, but cakes now cover a wide range of preparations that can be simple or elaborate, and that share features with other desserts such as pastries, meringues, custards, and pies.
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The most commonly used cake ingredients include flour, sugar, eggs, butter or oil or margarine, a liquid, and leavening agents, such as baking soda or baking powder. Common additional ingredients and flavourings include dried, candied, or fresh fruit, nuts, cocoa, and extracts such as vanilla, with numerous substitutions for the primary ingredients. Cakes can also be filled with fruit preserves, nuts or dessert sauces (like pastry cream), iced with buttercream or other icings, and decorated with marzipan, piped borders, or candied fruit.[1]
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+
|
9 |
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Cake is often served as a celebratory dish on ceremonial occasions, such as weddings, anniversaries, and birthdays. There are countless cake recipes; some are bread-like, some are rich and elaborate, and many are centuries old. Cake making is no longer a complicated procedure; while at one time considerable labor went into cake making (particularly the whisking of egg foams), baking equipment and directions have been simplified so that even the most amateur of cooks may bake a cake.
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The term "cake" has a long history. The word itself is of Viking origin, from the Old Norse word "kaka".[2]
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+
|
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The ancient Greeks called cake πλακοῦς (plakous), which was derived from the word for "flat", πλακόεις (plakoeis). It was baked using flour mixed with eggs, milk, nuts, and honey. They also had a cake called "satura", which was a flat heavy cake. During the Roman period, the name for cake became "placenta" which was derived from the Greek term. A placenta was baked on a pastry base or inside a pastry case.[3]
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The Greeks invented beer as a leavener, frying fritters in olive oil, and cheesecakes using goat's milk.[4] In ancient Rome, the basic bread dough was sometimes enriched with butter, eggs, and honey, which produced a sweet and cake-like baked good.[5] Latin poet Ovid refers to his and his brother's birthday party and cake in his first book of exile, Tristia.[6]
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Early cakes in England were also essentially bread: the most obvious differences between a "cake" and "bread" were the round, flat shape of the cakes, and the cooking method, which turned cakes over once while cooking, while bread was left upright throughout the baking process.[5]
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|
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Sponge cakes, leavened with beaten eggs, originated during the Renaissance, possibly in Spain.[7]
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During the Great Depression, there was a surplus of molasses and the need to provide easily made food to millions of economically depressed people in the United States.[8] One company patented a cake-bread mix to deal with this economic situation, and thereby established the first line of cake in a box. In so doing, cake, as it is known today, became a mass-produced good rather than a home- or bakery-made specialty.
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Later, during the post-war boom, other American companies (notably General Mills) developed this idea further, marketing cake mix on the principle of convenience, especially to housewives. When sales dropped heavily in the 1950s, marketers discovered that baking cakes, once a task at which housewives could exercise skill and creativity, had become dispiriting. This was a period in American ideological history when women, retired from the war-time labor force, were confined to the domestic sphere, while still exposed to the blossoming consumerism in the US.[9] This inspired psychologist Ernest Dichter to find a solution to the cake mix problem in the frosting.[10] Since making the cake was so simple, housewives and other in-home cake makers could expend their creative energy on cake decorating inspired by, among other things, photographs in magazines of elaborately decorated cakes.
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Ever since cake in a box has become a staple of supermarkets and is complemented with frosting in a can.
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Cakes are broadly divided into several categories, based primarily on ingredients and mixing techniques.
|
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|
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Although clear examples of the difference between cake and bread are easy to find, the precise classification has always been elusive.[5] For example, banana bread may be properly considered either a quick bread or a cake.
|
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Some varieties of cake are widely available in the form of cake mixes, wherein some of the ingredients (usually flour, sugar, flavoring, baking powder, and sometimes some form of fat) are premixed, and the cook needs add only a few extra ingredients, usually eggs, water, and sometimes vegetable oil or butter. While the diversity of represented styles is limited, cake mixes do provide an easy and readily available homemade option for cooks who are not accomplished bakers.
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Gooey butter cake
|
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|
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German chocolate cake
|
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|
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A strawberry cake prepared as a layer cake
|
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|
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Chocolate Cake pops with sprinkles. A cake pop is a cake styled as a lollipop.
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|
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Malay steamed sponge cake
|
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|
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Strawberry mousse cake
|
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|
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+
Carrot Cake
|
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+
|
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+
Sponge Cake
|
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Cakes may be classified according to the occasion for which they are intended. For example, wedding cakes, birthday cakes, cakes for first communion, Christmas cakes, Halloween cakes, and Passover plava (a type of sponge cake sometimes made with matzo meal) are all identified primarily according to the celebration they are intended to accompany. The cutting of a wedding cake constitutes a social ceremony in some cultures. The Ancient Roman marriage ritual of confarreatio originated in the sharing of a cake.
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Particular types of cake may be associated with particular festivals, such as stollen or chocolate log (at Christmas), babka and simnel cake (at Easter), or mooncake. There has been a long tradition of decorating an iced cake at Christmas time; other cakes associated with Christmas include chocolate log and mince pies.
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A Lancashire Courting Cake is a fruit-filled cake baked by a fiancée for her betrothed. The cake has been described as "somewhere between a firm sponge – with a greater proportion of flour to fat and eggs than a Victoria sponge cake – and a shortbread base and was proof of the bride-to-be's baking skills". Traditionally it is a two-layer cake filled and topped with strawberries or raspberries and whipped cream.[15]
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|
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A decorated birthday cake
|
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|
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A Halloween cake shaped like a pumpkin
|
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|
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Wedding cakes at a bridal show
|
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|
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Cakes are frequently described according to their physical form. Cakes may be small and intended for individual consumption. Larger cakes may be made to be sliced and served as part of a meal or social function. Common shapes include:
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|
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A plate of white chocolate cake balls
|
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|
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The kransekage is an example of a conical cake
|
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|
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Dobos torte is an older form of layer cake.
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A sheet cake
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Special cake flour with a high starch-to-gluten ratio is made from fine-textured, soft, low-protein wheat. It is strongly bleached and compared to all-purpose flour, cake flour tends to result in cakes with a lighter, less dense texture.[16] Therefore, it is frequently specified or preferred in cakes meant to be soft, light, and/or bright white, such as angel food cake. However, if cake flour is called for, a substitute can be made by replacing a small percentage of all-purpose flour with cornstarch or removing two tablespoons from each cup of all-purpose flour.[17][18][19] Some recipes explicitly specify or permit all-purpose flour, notably where a firmer or denser cake texture is desired.
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A cake can fail to bake properly, which is called "falling". In a cake that "falls", parts may sink or flatten, because it was baked at a temperature that is too low or too hot,[20][21] when it has been underbaked[21] and when placed in an oven that is too hot at the beginning of the baking process.[22] The use of excessive amounts of sugar, flour, fat or leavening can also cause a cake to fall.[22][23] A cake can also fall when subjected to cool air that enters an oven when the oven door is opened during the cooking process.[24]
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A finished cake is often enhanced by covering it with icing, or frosting, and toppings such as sprinkles, which are also known as "jimmies" in certain parts of the United States and "hundreds and thousands" in the United Kingdom. The frosting is usually made from powdered (icing) sugar, sometimes a fat of some sort, milk or cream, and often flavorings such as a vanilla extract or cocoa powder. Some decorators use a rolled fondant icing. Commercial bakeries tend to use lard for the fat, and often whip the lard to introduce air bubbles. This makes the icing light and spreadable. Home bakers either use lard, butter, margarine, or some combination thereof. Sprinkles are small firm pieces of sugar and oils that are colored with food coloring. In the late 20th century, new cake decorating products became available to the public. These include several specialized sprinkles and even methods to print pictures and transfer the image onto a cake.
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Special tools are needed for more complex cake decorating, such as piping bags and various piping tips, syringes and embossing mats. To use a piping bag or syringe, a piping tip is attached to the bag or syringe using a coupler. The bag or syringe is partially filled with icing which is sometimes colored. Using different piping tips and various techniques, a cake decorator can make many different designs. Basic decorating tips include open star, closed star, basketweave, round, drop flower, leaf, multi, petal, and specialty tips. An embossing mat is used to create embossed effects. A cake turntable that cakes are spun upon may be used in cake decoration.
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Royal icing, marzipan (or a less sweet version, known as almond paste), fondant icing
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(also known as sugar paste), and buttercream are used as covering icings and to create decorations. Floral sugarcraft or wired sugar flowers are an important part of cake decoration. Cakes for special occasions, such as wedding cakes, are traditionally rich fruit cakes or occasionally Madeira cakes, that are covered with marzipan and iced using royal icing or sugar-paste. They are finished with piped borders (made with royal icing) and adorned with a piped message, wired sugar flowers, hand-formed fondant flowers, marzipan fruit, piped flowers, or crystallized fruits or flowers such as grapes or violets.
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A large cake garnished with strawberries
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A slice of strawberry cake with garnishing of strawberry
|
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|
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Chocolate layer cake with chocolate frosting and shaved chocolate topping
|
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|
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A chocolate cake decorated with icing, strawberries, and silvery sugar beads or Dragées
|
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|
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Birthday cake in shape of Lace monitor with egg in mouth
|
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|
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Birthday cake with a variety of toppings.
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Eugène Henri Paul Gauguin (UK: /ˈɡoʊɡæ̃/, US: /ɡoʊˈɡæ̃/; French: [ø.ʒɛn ɑ̃.ʁi pɔl ɡo.ɡɛ̃]; 7 June 1848 – 8 May 1903) was a French Post-Impressionist artist. Unappreciated until after his death, Gauguin is now recognized for his experimental use of color and Synthetist style that were distinct from Impressionism. Toward the end of his life, he spent ten years in French Polynesia. The paintings from this time depict people or landscapes from that region.
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His work was influential to the French avant-garde and many modern artists, such as Pablo Picasso and Henri Matisse. Gauguin's art became popular after his death, partially from the efforts of art dealer Ambroise Vollard, who organized exhibitions of his work late in his career and assisted in organizing two important posthumous exhibitions in Paris.[1][2]
|
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+
|
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Gauguin was an important figure in the Symbolist movement as a painter, sculptor, printmaker, ceramist, and writer. His expression of the inherent meaning of the subjects in his paintings, under the influence of the cloisonnist style, paved the way to Primitivism and the return to the pastoral. He was also an influential proponent of wood engraving and woodcuts as art forms.[3][4]
|
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Gauguin was born in Paris to Clovis Gauguin and Aline Chazal on 7 June 1848. His birth coincided with revolutionary upheavals throughout Europe that year. His father, a 34-year-old liberal journalist, came from a family of entrepreneurs residing in Orléans.[5] He was compelled to flee France when the newspaper for which he wrote was suppressed by French authorities.[6][7] Gauguin's mother was the 22-year-old daughter of André Chazal, an engraver, and Flora Tristan, an author and activist in early socialist movements. Their union ended when André assaulted his wife Flora and was sentenced to prison for attempted murder.[8]
|
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|
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Paul Gauguin's maternal grandmother, Flora Tristan, was the illegitimate daughter of Thérèse Laisnay and Don Mariano de Tristan Moscoso. Details of Thérèse's family background are not known; her father, Don Mariano, came from an aristocratic Spanish family from the Peruvian city of Arequipa. He was an officer of the Dragoons.[9] Members of the wealthy Tristan Moscoso family held powerful positions in Peru.[10] Nonetheless, Don Mariano's unexpected death plunged his mistress and daughter Flora into poverty.[11] When Flora's marriage with André failed, she petitioned for and obtained a small monetary settlement from her father's Peruvian relatives. She sailed to Peru in hopes of enlarging her share of the Tristan Moscoso family fortune. This never materialized; but she successfully published a popular travelogue of her experiences in Peru which launched her literary career in 1838. An active supporter of early socialist societies, Gauguin's maternal grandmother helped to lay the foundations for the 1848 revolutionary movements. Placed under surveillance by French police and suffering from overwork, she died in 1844.[12] Her grandson Paul "idolized his grandmother, and kept copies of her books with him to the end of his life".[13]
|
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+
|
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In 1850, Clovis Gauguin departed for Peru with his wife Aline and young children in hopes of continuing his journalistic career under the auspices of his wife's South American relations.[14] He died of a heart attack en route, and Aline arrived in Peru a widow with the 18-month-old Paul and his 21⁄2 year-old sister, Marie. Gauguin's mother was welcomed by her paternal granduncle, whose son-in-law would shortly assume the presidency of Peru.[15] To the age of six, Paul enjoyed a privileged upbringing, attended by nursemaids and servants. He retained a vivid memory of that period of his childhood which instilled "indelible impressions of Peru that haunted him the rest of his life".[16][17]
|
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+
|
15 |
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Gauguin's idyllic childhood ended abruptly when his family mentors fell from political power during Peruvian civil conflicts in 1854. Aline returned to France with her children, leaving Paul with his paternal grandfather, Guillaume Gauguin, in Orléans. Deprived by the Peruvian Tristan Moscoso clan of a generous annuity arranged by her granduncle, Aline settled in Paris to work as a dressmaker.[18]
|
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|
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After attending a couple of local schools, Gauguin was sent to the prestigious Catholic boarding school Petit Séminaire de La Chapelle-Saint-Mesmin.[19] He spent three years at the school. At age fourteen, he entered the Loriol Institute in Paris, a naval preparatory school, before returning to Orléans to take his final year at the Lycée Jeanne D'Arc. Gauguin signed on as a pilot's assistant in the merchant marine. Three years later, he joined the French navy in which he served for two years.[20] His mother died on 7 July 1867, but he did not learn of it for several months until a letter from his sister Marie caught up with him in India.[21][22]
|
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|
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+
In 1871, Gauguin returned to Paris where he secured a job as a stockbroker. A close family friend, Gustave Arosa, got him a job at the Paris Bourse; Gauguin was 23. He became a successful Parisian businessman and remained one for the next 11 years. In 1879 he was earning 30,000 francs a year (about $145,000 in 2019 US dollars) as a stockbroker, and as much again in his dealings in the art market.[23][24] But in 1882 the Paris stock market crashed and the art market contracted. Gauguin's earnings deteriorated sharply and he eventually decided to pursue painting full-time.[25][26]
|
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|
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In 1873, he married a Danish woman, Mette-Sophie Gad (1850–1920). Over the next ten years, they had five children: Émile (1874–1955); Aline (1877–1897); Clovis (1879–1900); Jean René (1881–1961); and Paul Rollon (1883–1961). By 1884, Gauguin had moved with his family to Copenhagen, Denmark, where he pursued a business career as a tarpaulin salesman. It was not a success: He could not speak Danish, and the Danes did not want French tarpaulins. Mette became the chief breadwinner, giving French lessons to trainee diplomats.[27]
|
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|
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+
His middle-class family and marriage fell apart after 11 years when Gauguin was driven to paint full-time. He returned to Paris in 1885, after his wife and her family asked him to leave because he had renounced the values they shared.[clarification needed][28][29] Gauguin's last physical contact with them was in 1891, Mette eventually breaking with him decisively in 1894.[30][31][32][33]
|
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|
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+
In 1873, around the same time as he became a stockbroker, Gauguin began painting in his free time. His Parisian life centred on the 9th arrondissement of Paris. Gauguin lived at 15, rue la Bruyère.[34][35] Nearby were the cafés frequented by the Impressionists. Gauguin also visited galleries frequently and purchased work by emerging artists. He formed a friendship with Camille Pissarro[36] and visited him on Sundays to paint in his garden. Pissarro introduced him to various other artists. In 1877 Gauguin "moved downmarket and across the river to the poorer, newer, urban sprawls" of Vaugirard. Here, on the third floor at 8 rue Carcel, he had the first home in which he had a studio.[35]
|
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|
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+
His close friend Émile Schuffenecker, a former stockbroker who also aspired to become an artist, lived close by. Gauguin showed paintings in Impressionist exhibitions held in 1881 and 1882 (earlier, a sculpture of his son Émile had been the only sculpture in the 4th Impressionist Exhibition of 1879). His paintings received dismissive reviews, although several of them, such as The Market Gardens of Vaugirard, are now highly regarded.[37][38]
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In 1882, the stock market crashed and the art market contracted. Paul Durand-Ruel, the Impressionists' primary art dealer, was especially affected by the crash and for a period of time stopped buying pictures from painters such as Gauguin. Gauguin's earnings contracted sharply and over the next two years he slowly formulated his plans to become a full-time artist.[36] The following two summers, he painted with Pissarro and occasionally Paul Cézanne.
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In October 1883, he wrote to Pissarro saying that he had decided to make his living from painting at all costs and asked for his help, which Pissarro at first readily provided. The following January, Gauguin moved with his family to Rouen, where they could live more cheaply and where he thought he had discerned opportunities when visiting Pissarro there the previous summer. However, the venture proved unsuccessful, and by the end of the year Mette and the children moved to Copenhagen, Gauguin following shortly after in November 1884, bringing with him his art collection, which subsequently remained in Copenhagen.[39][40]
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Life in Copenhagen proved equally difficult and their marriage grew strained. At Mette's urging, supported by her family, Gauguin returned to Paris the following year.[41][42]
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34 |
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35 |
+
The Market Gardens of Vaugirard, 1879, Smith College Museum of Art
|
36 |
+
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37 |
+
Winter Landscape, 1879, Museum of Fine Arts, Budapest
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38 |
+
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39 |
+
Portrait of Madame Gauguin, c. 1880–81, Foundation E.G. Bührle, Zürich
|
40 |
+
|
41 |
+
Garden in Vaugirard (Painter's Family in the Garden in Rue Carcel), 1881, Ny Carlsberg Glyptotek, Copenhagen
|
42 |
+
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43 |
+
Gauguin returned to Paris in June 1885, accompanied by his six-year-old son Clovis. The other children remained with Mette in Copenhagen, where they had the support of family and friends while Mette herself was able to get work as a translator and French teacher. Gauguin initially found it difficult to re-enter the art world in Paris and spent his first winter back in real poverty, obliged to take a series of menial jobs. Clovis eventually fell ill and was sent to a boarding school, Gauguin's sister Marie providing the funds.[43][44] During this first year, Gauguin produced very little art. He exhibited nineteen paintings and a wood relief at the eighth (and last) Impressionist exhibition in May 1886.[45]
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44 |
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45 |
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Most of these paintings were earlier work from Rouen or Copenhagen and there was nothing really novel in the few new ones, although his Baigneuses à Dieppe ("Women Bathing") introduced what was to become a recurring motif, the woman in the waves. Nevertheless, Félix Bracquemond did purchase one of his paintings. This exhibition also established Georges Seurat as leader of the avant-garde movement in Paris. Gauguin contemptuously rejected Seurat's Neo-Impressionist Pointillist technique and later in the year broke decisively with Pissarro, who from that point on was rather antagonistic towards Gauguin.[46][47]
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46 |
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|
47 |
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Gauguin spent the summer of 1886 in the artist's colony of Pont-Aven in Brittany. He was attracted in the first place because it was cheap to live there. However, he found himself an unexpected success with the young art students who flocked there in the summer. His naturally pugilistic temperament (he was both an accomplished boxer and fencer) was no impediment in the socially relaxed seaside resort. He was remembered during that period as much for his outlandish appearance as for his art. Amongst these new associates was Charles Laval, who would accompany Gauguin the following year to Panama and Martinique.[48][49]
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48 |
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49 |
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That summer, he executed some pastel drawings of nude figures in the manner of Pissarro and those by Degas exhibited at the 1886 eighth Impressionist exhibition. He mainly painted landscapes such as La Bergère Bretonne ("The Breton Shepherdess"), in which the figure plays a subordinate role. His Jeunes Bretons au bain ("Young Breton Boys Bathing"), introducing a theme he returned to each time he visited Pont-Aven, is clearly indebted to Degas in its design and bold use of pure color. The naive drawings of the English illustrator Randolph Caldecott, used to illustrate a popular guide-book on Brittany, had caught the imagination of the avant-garde student artists at Pont-Aven, anxious to free themselves from the conservatism of their academies, and Gauguin consciously imitated them in his sketches of Breton girls.[50] These sketches were later worked up into paintings back in his Paris studio. The most important of these is Four Breton Women, which shows a marked departure from his earlier Impressionist style as well as incorporating something of the naive quality of Caldecott's illustration, exaggerating features to the point of caricature.[49][51]
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50 |
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|
51 |
+
Gauguin, along with Émile Bernard, Charles Laval, Émile Schuffenecker and many others, re-visited Pont-Aven after his travels in Panama and Martinique. The bold use of pure color and Symbolist choice of subject matter distinguish what is now called the Pont-Aven School. Disappointed with Impressionism, Gauguin felt that traditional European painting had become too imitative and lacked symbolic depth. By contrast, the art of Africa and Asia seemed to him full of mystic symbolism and vigour. There was a vogue in Europe at the time for the art of other cultures, especially that of Japan (Japonism). He was invited to participate in the 1889 exhibition organized by Les XX.
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52 |
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|
53 |
+
Women Bathing, 1885, National Museum of Western Art, Tokyo
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54 |
+
|
55 |
+
La Bergère Bretonne, 1886, Laing Art Gallery
|
56 |
+
|
57 |
+
Breton Girl, 1886, Burrell Collection, Glasgow
|
58 |
+
|
59 |
+
Breton Bather, 1886–87, Art Institute of Chicago
|
60 |
+
|
61 |
+
Under the influence of folk art and Japanese prints, Gauguin's work evolved towards Cloisonnism, a style given its name by the critic Édouard Dujardin to describe Émile Bernard's method of painting with flat areas of color and bold outlines, which reminded Dujardin of the Medieval cloisonné enameling technique. Gauguin was very appreciative of Bernard's art and of his daring with the employment of a style which suited Gauguin in his quest to express the essence of the objects in his art.[52]
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62 |
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|
63 |
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In Gauguin's The Yellow Christ (1889), often cited as a quintessential Cloisonnist work, the image was reduced to areas of pure color separated by heavy black outlines. In such works Gauguin paid little attention to classical perspective and boldly eliminated subtle gradations of color, thereby dispensing with the two most characteristic principles of post-Renaissance painting. His painting later evolved towards Synthetism in which neither form nor color predominate but each has an equal role.
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64 |
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|
65 |
+
The Yellow Christ (Le Christ jaune), 1889, Albright–Knox Art Gallery, Buffalo, NY.
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66 |
+
|
67 |
+
Still Life with Profile of Laval (Charles Laval), 1886, Indianapolis Museum of Art.
|
68 |
+
|
69 |
+
In 1887, after having visited Panama, Gauguin spent the time from June to November near Saint Pierre on the Caribbean island of Martinique, accompanied by his friend the artist Charles Laval. His thoughts and experiences during this time are recorded in his letters to his wife Mette and his artist friend Emile Schuffenecker.[53] He arrived in Martinique by way of Panama where he had found himself broke and without a job. At the time France had a policy of repatriation where if a citizen became broke or stranded on a French colony, the state would pay for the boat ride back. Upon leaving Panama, protected by the repatriation policy, Gauguin and Laval decided to get off the boat at the Martinique port of St Pierre. Scholars disagree on whether Gauguin intentionally or spontaneously decided to stay on the island.
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70 |
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71 |
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At first, the 'negro hut' in which they lived suited him, and he enjoyed watching people in their daily activities.[54] However, the weather in the summer was hot and the hut leaked in the rain. Gauguin also suffered dysentery and marsh fever. While in Martinique, he produced between 10 and 20 works (12 being the most common estimate), traveled widely and apparently came into contact with a small community of Indian immigrants; a contact that would later influence his art through the incorporation of Indian symbols. During his stay, the writer Lafcadio Hearn was also on the island.[55] His account provides an historical comparison to accompany Gauguin's images.
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72 |
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|
73 |
+
Gauguin finished 11 known paintings during his stay in Martinique, many of which seem to be derived from his hut. His letters to Schuffenecker express an excitement about the exotic location and natives represented in his paintings. Gauguin asserted that four of his paintings on the island were better than the rest.[56] The works as a whole are brightly colored, loosely painted, outdoor figural scenes. Even though his time on the island was short, it surely was influential. He recycled some of his figures and sketches in later paintings, like the motif in Among the Mangoes[57] which is replicated on his fans. Rural and indigenous populations remained a popular subject in Gauguin's work after he left the island.
|
74 |
+
|
75 |
+
Huttes sous les arbres, 1887, Private collection, Washington
|
76 |
+
|
77 |
+
Bord de Mer II, 1887, Private collection, Paris
|
78 |
+
|
79 |
+
At the Pond, 1887, Van Gogh Museum, Amsterdam
|
80 |
+
|
81 |
+
Conversation Tropiques (Négresses Causant), 1887, Private collection, Dallas
|
82 |
+
|
83 |
+
Among the Mangoes (La Cueillette des Fruits), 1887, Van Gogh Museum, Amsterdam[57]
|
84 |
+
|
85 |
+
Gauguin's Martinique paintings were exhibited at his color merchant Arsène Poitier's gallery. There they were seen and admired by Vincent van Gogh and his art dealer brother Theo, whose firm Goupil & Cie had dealings with Portier. Theo purchased three of Gauguin's paintings for 900 francs and arranged to have them hung at Goupil's, thus introducing Gauguin to wealthy clients. This arrangement with Goupil's continued past Theo's death in 1891. At the same time, Vincent and Gauguin became close friends (on Vincent's part it amounted to something akin to adulation) and they corresponded together on art, a correspondence that was instrumental in Gauguin formulating his philosophy of art.[58][59]
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86 |
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|
87 |
+
In 1888, at Theo's instigation, Gauguin and Vincent spent nine weeks painting together at Vincent's Yellow House in Arles in the South of France. Gauguin's relationship with Vincent proved fraught. Their relationship deteriorated and eventually Gauguin decided to leave. On the evening of 23 December 1888, according to a much later account of Gauguin's, Vincent confronted Gauguin with a straight razor. Later the same evening, he cut off his own left ear. He wrapped the severed tissue in newspaper and handed it to a woman who worked at a brothel Gauguin and Vincent had both visited, and asked her to "keep this object carefully, in remembrance of me". Vincent was hospitalized the following day and Gauguin left Arles.[60] They never saw each other again, but they continued to correspond, and in 1890 Gauguin went so far as to propose they form an artist studio in Antwerp.[61] An 1889 sculptural self-portrait Jug in the Form of a Head appears to reference Gauguin's traumatic relationship with Vincent.
|
88 |
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|
89 |
+
Gauguin later claimed to have been instrumental in influencing Vincent van Gogh's development as a painter at Arles. While Vincent did briefly experiment with Gauguin's theory of "painting from the imagination" in paintings such as Memory of the Garden at Etten, it did not suit him and he quickly returned to painting from nature.[62][63]
|
90 |
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|
91 |
+
Although Gauguin made some of his early strides in the world of art under Pissarro, Edgar Degas was Gauguin's most admired contemporary artist and a great influence on his work from the beginning, with his figures and interiors as well as a carved and painted medallion of singer Valérie Roumi.[64] He had a deep reverence for Degas' artistic dignity and tact.[65] It was Gauguin's healthiest, longest lasting friendship, spanning his entire artistic career until his death.
|
92 |
+
|
93 |
+
In addition to being one of his earliest supporters, including buying Gauguin's work and persuading dealer Paul Durand-Ruel to do the same, there was never a public support for Gauguin more unwavering than from Degas.[66] Gauguin also purchased work from Degas in the early to mid-1870s and his own monotyping predilection was probably influenced by Degas' advancements in the medium.[67]
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94 |
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|
95 |
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Gauguin's Durand-Ruel exhibition in November 1893, which Degas chiefly organized, received mixed reviews. Among the mocking were Claude Monet, Pierre-Auguste Renoir and former friend Pissarro. Degas, however, praised his work, purchasing Te faaturuma [es] and admiring the exotic sumptuousness of Gauguin's conjured folklore.[68][69][70] In appreciation, Gauguin presented Degas with The Moon and the Earth, one of the exhibited paintings that had attracted the most hostile criticism.[71] Gauguin's late canvas Riders on the Beach (two versions) recalls Degas' horse pictures which he started in the 1860s, specifically Racetrack and Before the Race, testifying to his enduring effect on Gauguin.[72] Degas later purchased two paintings at Gauguin's 1895 auction to raise funds for his final trip to Tahiti. These were Vahine no te vi (Woman with a Mango) and the version Gauguin painted of Manet's Olympia.[71][73]
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97 |
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By 1890, Gauguin had conceived the project of making Tahiti his next artistic destination. A successful auction of paintings in Paris at the Hôtel Drouot in February 1891, along with other events such as a banquet and a benefit concert, provided the necessary funds.[74] The auction had been greatly helped by a flattering review from Octave Mirbeau, courted by Gauguin through Camille Pissarro.[75] After visiting his wife and children in Copenhagen, for what turned out to be the last time, Gauguin set sail for Tahiti on 1 April 1891, promising to return a rich man and make a fresh start.[76] His avowed intent was to escape European civilization and "everything that is artificial and conventional".[77][78] Nevertheless, he took care to take with him a collection of visual stimuli in the form of photographs, drawings and prints.[79][a]
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98 |
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|
99 |
+
He spent the first three months in Papeete, the capital of the colony and already much influenced by French and European culture. His biographer Belinda Thomson observes that he must have been disappointed in his vision of a primitive idyll. He was unable to afford the pleasure-seeking life-style in Papeete, and an early attempt at a portrait, Suzanne Bambridge, was not well liked.[81] He decided to set up his studio in Mataiea, Papeari, some forty-five kilometres from Papeete, installing himself in a native-style bamboo hut. Here he executed paintings depicting Tahitian life such as Fatata te Miti (By the Sea) and Ia Orana Maria (Ave Maria), the latter to become his most prized Tahitian painting.[82]
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|
101 |
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Many of his finest paintings date from this period. His first portrait of a Tahitian model is thought to be Vahine no te tiare (Woman with a Flower). The painting is notable for the care with which it delineates Polynesian features. He sent the painting to his patron George-Daniel de Monfreid, a friend of Schuffenecker, who was to become Gauguin's devoted champion in Tahiti. By late summer 1892 this painting was being displayed at Goupil's gallery in Paris.[83] Art historian Nancy Mowll Mathews believes that Gauguin's encounter with exotic sensuality in Tahiti, so evident in the painting, was by far the most important aspect of his sojourn there.[84]
|
102 |
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|
103 |
+
Gauguin was lent copies of Jacques-Antoine Moerenhout's [fr] 1837 Voyage aux îles du Grand Océan and Edmond de Bovis' [fr] 1855 État de la société tahitienne à l'arrivée des Européens, containing full accounts of Tahiti's forgotten culture and religion. He was fascinated by the accounts of Arioi society and their god 'Oro. Because these accounts contained no illustrations and the Tahitian models were in any case long disappeared, he could give free rein to his imagination. He executed some twenty paintings and a dozen woodcarvings over the next year. The first of these was Te aa no areois (The Seed of the Areoi), representing Oro's terrestrial wife Vairaumati, now held by the Metropolitan Museum of Art. His illustrated notebook of the time, Ancien Culte Mahorie [it], is preserved in the Louvre and was published in facsimile form in 1951.[85][86][87]
|
104 |
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|
105 |
+
In all, Gauguin sent nine of his paintings to Monfreid in Paris. These were eventually exhibited in Copenhagen in a joint exhibition with the late Vincent van Gogh. Reports that they had been well received (though in fact only two of the Tahitian paintings were sold and his earlier paintings were unfavourably compared with van Gogh's) were sufficiently encouraging for Gauguin to contemplate returning with some seventy others he had completed.[88][89] He had in any case largely run out of funds, depending on a state grant for a free passage home. In addition he had some health problems diagnosed as heart problems by the local doctor, which Mathews suggests may have been the early signs of cardiovascular syphilis.[90]
|
106 |
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|
107 |
+
Gauguin later wrote a travelogue (first published 1901) titled Noa Noa [ca], originally conceived as commentary on his paintings and describing his experiences in Tahiti. Modern critics have suggested that the contents of the book were in part fantasized and plagiarized.[91][92] In it he revealed that he had at this time taken a thirteen-year-old girl as native wife or vahine (the Tahitian word for "woman"), a marriage contracted in the course of a single afternoon. This was Teha'amana, called Tehura in the travelogue, who was pregnant by him by the end of summer 1892.[93][94][95][96] Teha'amana was the subject of several of Gauguin's paintings, including Merahi metua no Tehamana and the celebrated Spirit of the Dead Watching, as well as a notable woodcarving Tehura now in the Musée d'Orsay.[97] By the end of July 1893, Gauguin had decided to leave Tahiti and he would never see Teha'amana or her child again even after returning to the island several years later.[98]
|
108 |
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|
109 |
+
Page from Gauguin's notebook (date unknown), Ancien Culte Mahorie. Louvre
|
110 |
+
|
111 |
+
Te aa no areois (The Seed of the Areoi), 1892, Museum of Modern Art
|
112 |
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|
113 |
+
Spirit of the Dead Watching 1892, Albright–Knox Art Gallery, Buffalo, NY
|
114 |
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|
115 |
+
Tehura (Teha'amana), 1891–3, polychromed pua wood, Musée d'Orsay, Paris
|
116 |
+
|
117 |
+
In August 1893, Gauguin returned to France, where he continued to execute paintings on Tahitian subjects such as Mahana no atua (Day of the God) and Nave nave moe [pl] (Sacred spring, sweet dreams).[101][98] An exhibition at the Durand-Ruel gallery in November 1894 was a moderate success, selling at quite elevated prices eleven of the forty paintings exhibited. He set up an apartment at 6 rue Vercingétorix on the edge of the Montparnasse district frequented by artists, and began to conduct a weekly salon. He affected an exotic persona, dressing in Polynesian costume, and conducted a public affair with a young woman still in her teens, "half Indian, half Malayan", known as Annah the Javanese [ca].[102][103]
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118 |
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|
119 |
+
Despite the moderate success of his November exhibition, he subsequently lost Durand-Ruel's patronage in circumstances that are not clear. Mathews characterises this as a tragedy for Gauguin's career. Amongst other things he lost the chance of an introduction to the American market.[104] The start of 1894 found him preparing woodcuts using an experimental technique for his proposed travelogue Noa Noa. He returned to Pont-Aven for the summer. In February 1895 he attempted an auction of his paintings at Hôtel Drouot in Paris, similar to the one of 1891, but this was not a success. The dealer Ambroise Vollard, however, showed his paintings at his gallery in March 1895, but they unfortunately did not come to terms at that date.[105]
|
120 |
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|
121 |
+
He submitted a large ceramic sculpture he called Oviri he had fired the previous winter to the Société Nationale des Beaux-Arts 1895 salon opening in April.[99] There are conflicting versions of how it was received: his biographer and Noa Noa collaborator, the Symbolist poet Charles Morice [fr], contended (1920) that the work was "literally expelled" from the exhibition, while Vollard said (1937) that the work was admitted only when Chaplet threatened to withdraw all his own work.[106] In any case, Gauguin took the opportunity to increase his public exposure by writing an outraged letter on the state of modern ceramics to Le Soir.[107]
|
122 |
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|
123 |
+
By this time it had become clear that he and his wife Mette were irrevocably separated. Although there had been hopes of a reconciliation, they had quickly quarrelled over money matters and neither visited the other. Gauguin initially refused to share any part of a 13,000-franc inheritance from his uncle Isidore which he had come into shortly after returning. Mette was eventually gifted 1,500 francs, but she was outraged and from that point on kept in contact with him only through Schuffenecker—doubly galling for Gauguin, as his friend thus knew the true extent of his betrayal.[108][33]
|
124 |
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|
125 |
+
By mid 1895 attempts to raise funds for Gauguin's return to Tahiti had failed, and he began accepting charity from friends. In June 1895 Eugène Carrière arranged a cheap passage back to Tahiti, and Gauguin never saw Europe again.[109]
|
126 |
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|
127 |
+
Nave nave moe (Sacred spring, sweet dreams), 1894, Hermitage Museum
|
128 |
+
|
129 |
+
Annah the Javanese, (1893), Private collection[110]
|
130 |
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|
131 |
+
Paul Gauguin, Alfons Mucha, Luděk Marold, and Annah the Javanese at Mucha's studio, 1893
|
132 |
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|
133 |
+
Nave Nave Fenua (Delightful Land), woodcut in Noa Noa series, 1894, Art Gallery of Ontario
|
134 |
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|
135 |
+
Gauguin set out for Tahiti again on 28 June 1895. His return is characterised by Thomson as an essentially negative one, his disillusionment with the Paris art scene compounded by two attacks on him in the same issue of Mercure de France;[112][113] one by Emile Bernard, the other by Camille Mauclair. Mathews remarks that his isolation in Paris had become so bitter that he had no choice but to try to reclaim his place in Tahiti society.[114][115]
|
136 |
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|
137 |
+
He arrived in September 1895 and was to spend the next six years living, for the most part, an apparently comfortable life as an artist-colon near, or at times in, Papeete. During this time he was able to support himself with an increasingly steady stream of sales and the support of friends and well-wishers, though there was a period of time 1898–1899 when he felt compelled to take a desk job in Papeete, of which there is not much record. He built a spacious reed and thatch house at Puna'auia in an affluent area ten miles east of Papeete, settled by wealthy families, in which he installed a large studio, sparing no expense. Jules Agostini, an acquaintance of Gauguin's and an accomplished amateur photographer, photographed the house in 1896.[116][117][118] Later a sale of land obliged him to build a new one in the same neighbourhood.[119][120]
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138 |
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|
139 |
+
He maintained a horse and trap, so was in a position to travel daily to Papeete to participate in the social life of the colony should he wish. He subscribed to the Mercure de France (indeed was a shareholder), by then France's foremost critical journal, and kept up an active correspondence with fellow artists, dealers, critics, and patrons in Paris.[121] During his year in Papeete and thereafter, he played an increasing role in local politics, contributing abrasively to a local journal opposed to the colonial government, Les Guêpes (The Wasps), that had recently been formed, and eventually edited his own monthly publication Le Sourire: Journal sérieux (The Smile: A Serious Newspaper), later titled simply Journal méchant (A Wicked Newspaper).[122] A certain amount of artwork and woodcuts from his newspaper survive.[123] In February 1900 he became the editor of Les Guêpes itself, for which he drew a salary, and he continued as editor until he left Tahiti in September 1901. The paper under his editorship was noted for its scurrilous attacks on the governor and officialdom in general, but was not in fact a champion of native causes, although perceived as such nevertheless.[124][125]
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140 |
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|
141 |
+
For the first year at least he produced no paintings, informing Monfreid that he proposed henceforth to concentrate on sculpture. Few of his wooden carvings from this period survive, most of them collected by Monfreid. Thomson cites Oyez Hui Iesu (Christ on the Cross), a wooden cylinder half a metre tall featuring a curious hybrid of religious motifs. The cylinder may have been inspired by similar symbolic carvings in Brittany, such as at Pleumeur-Bodou, where ancient menhirs have been Christianised by local craftsmen.[126] When he resumed painting, it was to continue his long-standing series of sexually charged nudes in paintings such as Te tamari no atua (Son of God) and O Taiti (Nevermore). Thomson observes a progression in complexity.[127] Mathews notes a return to Christian symbolism that would have endeared him to the colonists of the time, now anxious to preserve what was left of native culture by stressing the universality of religious principles. In these paintings, Gauguin was addressing an audience amongst his fellow colonists in Papeete, not his former avant-garde audience in Paris.[128][129]
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142 |
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|
143 |
+
His health took a decided turn for the worse and he was hospitalised several times for a variety of ailments. While he was in France, he had his ankle shattered in a drunken brawl on a seaside visit to Concarneau.[130] The injury, an open fracture, never healed properly. Now painful and debilitating sores that restricted his movement were erupting up and down his legs. These were treated with arsenic. Gauguin blamed the tropical climate and described the sores as "eczema", but his biographers agree this must have been the progress of syphilis.[90][131][b]
|
144 |
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|
145 |
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In April 1897 he received word that his favorite daughter Aline had died from pneumonia. This was also the month he learned he had to vacate his house because its land had been sold. He took out a bank loan to build a much more extravagant wooden house with beautiful views of the mountains and sea. But he overextended himself in so doing, and by the end of the year faced the real prospect of his bank foreclosing on him.[133] Failing health and pressing debts brought him to the brink of despair. At the end of the year he completed his monumental Where Do We Come From? What Are We? Where Are We Going?, which he regarded as his masterpiece and final artistic testament (in a letter to Monfreid he explained that he tried to kill himself after finishing it).[134][135][136] The painting was exhibited at Vollard's gallery in November the following year, along with eight thematically related paintings he had completed by July.[137] This was his first major exhibition in Paris since his Durand-Ruel show in 1893 and it was a decided success, critics praising his new serenity. Where do we come from?, however, received mixed reviews and Vollard had difficulty selling it. He eventually sold it in 1901 for 2,500 francs (about $10,000 in year 2000 US dollars) to Gabriel Frizeau [fr], of which Vollard's commission was perhaps as much as 500 francs.
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146 |
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|
147 |
+
Georges Chaudet, Gauguin's Paris dealer, died in the fall of 1899. Vollard had been buying Gauguin's paintings through Chaudet and now made an agreement with Gauguin directly.[138][139] The agreement provided Gauguin a regular monthly advance of 300 francs against a guaranteed purchase of at least 25 unseen paintings a year at 200 francs each, and in addition Vollard undertook to provide him with his art materials. There were some initial problems on both sides, but Gauguin was finally able to realise his long cherished plan of resettling in the Marquesas Islands in search of a yet more primitive society. He spent his final months in Tahiti living in considerable comfort, as attested by the liberality with which he entertained his friends at that time.[140][141][142]
|
148 |
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|
149 |
+
Gauguin was unable to continue his work in ceramics in the islands for the simple reason that suitable clay was not available.[143] Similarly, without access to a printing press (Le Sourire was hectographed),[144] he was obliged to turn to the monotype process in his graphic work.[145] Surviving examples of these prints are rather rare and command very high prices in the saleroom.[146]
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150 |
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|
151 |
+
Gauguin's female partner during all this time was Pahura (Pau'ura) a Tai, the daughter of neighbours in Puna'auia. Pau'ura was fourteen and a half when he took her in.[147] She gave him two children, of which a daughter died in infancy. The other, a boy, she raised herself. His descendants still inhabited Tahiti at the time of Mathews' biography. Pahura refused to accompany Gauguin to the Marquesas away from her family in Puna'auia (earlier she had left him when he took work in Papeete just 10 miles away).[148] When the English writer Willam Somerset Maugham visited her in 1917, she could offer him no useful memory of Gauguin and chided him for visiting her without bringing money from Gauguin's family.[149]
|
152 |
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|
153 |
+
Oyez Hui Iesu (Christ on the Cross), rubbing (reverse print) from an 1896 wooden cylinder, Museum of Fine Arts, Boston
|
154 |
+
|
155 |
+
Nevermore (O Taiti), 1897, Courtauld Gallery, London
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Eve (The Nightmare), 1899–1900, monotype, J. Paul Getty Museum
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Gauguin had nurtured his plan of settling in the Marquesas ever since seeing a collection of intricately carved Marquesan bowls and weapons in Papeete during his first months in Tahiti.[150] However, he found a society that, as in Tahiti, had lost its cultural identity. Of all the Pacific island groups, the Marquesas were the most affected by the import of Western diseases (especially tuberculosis).[151] An eighteenth century population of some 80,000 had declined to just 4,000.[152] Catholic missionaries held sway and, in their effort to control drunkenness and promiscuity, obliged all native children to attend missionary schools into their teens. French colonial rule was enforced by a gendarmerie noted for its malevolence and stupidity, while traders, both western and Chinese, exploited the natives appallingly.[153][154]
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Gauguin settled in Atuona on the island of Hiva-Oa, arriving 16 September 1901.[c] This was the administrative capital of the island group, but considerably less developed than Papeete although there was an efficient and regular steamer service between the two. There was a military doctor but no hospital. The doctor was relocated to Papeete the following February and thereafter Gauguin had to rely on the island's two health care workers, the Vietnamese exile Nguyen Van Cam (Ky Dong), who had settled on the island but had no formal medical training, and the Protestant pastor Paul Vernier, who had studied medicine in addition to theology.[155][156] Both of these were to become close friends.[157]
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He bought a plot of land in the center of the town from the Catholic mission, having first ingratiated himself with the local bishop by attending mass regularly. This bishop was Monseigneur Joseph Martin, initially well disposed to Gauguin because he was aware that Gauguin had sided with the Catholic party in Tahiti in his journalism.[158]
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Gauguin built a two-floor house on his plot, sturdy enough to survive a later cyclone which washed away most other dwellings in the town. He was helped in the task by the two best Marquesan carpenters on the island, one of them called Tioka, tattooed from head to toe in the traditional Marquesan way (a tradition suppressed by the missionaries). Tioka was a deacon in Vernier's congregation and became Gauguin's neighbour after the cyclone when Gauguin gifted him a corner of his plot. The ground floor was open-air and used for dining and living, while the top floor was used for sleeping and as his studio. The door to the top floor was decorated with a polychrome wood-carved lintel and jambs that still survive in museums. The lintel named the house as Maison du Jouir (i.e. House of Pleasure), while the jambs echoed his earlier 1889 wood-carving Soyez amoureuses vous serez heureuses (i.e. Be in Love, You Will Be Happy). The walls were decorated with, amongst other things, his prized collection of forty-five pornographic photographs he had purchased in Port Said on his way out from France.[159]
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In the early days at least, until Gauguin found a vahine, the house drew appreciative crowds in the evenings from the natives, who came to stare at the pictures and party half the night away.[160] Needless to say, all this did not endear Gauguin to the bishop, still less when Gauguin erected two sculptures he placed at the foot of his steps lampooning the bishop and a servant reputed to be the bishop's mistress,[161] and yet still less when Gauguin later attacked the unpopular missionary school system.[162] The sculpture of the bishop, Père Paillard, is to be found at the National Gallery of Art, Washington, while its pendant piece Thérèse realized a record $30,965,000 for a Gauguin sculpture at a Christie's New York 2015 sale.[163][164] These were among at least eight sculptures that adorned the house according to a posthumous inventory, most of which are lost today. Together they represented a very public attack on the hypocrisy of the church in sexual matters.[165][166]
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State funding for the missionary schools had ceased as a result of the 1901 Associations Bill promulgated throughout the French empire.[151][158][167] The schools continued with difficulty as private institutions, but these difficulties were compounded when Gauguin established that attendance at any given school was only compulsory within a catchment area of some two and a half miles radius. This led to numerous teenage daughters being withdrawn from the schools (Gauguin called this process "rescuing"). He took as vahine one such girl, Vaeoho (also called Marie-Rose), the fourteen-year-old daughter of a native couple who lived in an adjoining valley six miles distant.[168] This can scarcely have been a pleasant task for her as Gauguin's sores were by then extremely noxious and required daily dressing.[156] Nevertheless, she lived willingly with him and the following year gave birth to a healthy daughter whose descendants continue to live on the island.[169][170]
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By November he had settled into his new home with Vaeoho, a cook (Kahui), two other servants (nephews of Tioka), his dog, Pegau (a play on his initials PG), and a cat. The house itself, although in the center of the town, was set amongst trees and secluded from view. The partying ceased and he began a period of productive work, sending twenty canvases to Vollard the following April.[171] He had thought he would find new motifs in the Marquesas, writing to Monfreid:[172][173]
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I think in the Marquesas, where it is easy to find models (a thing that is growing more and more difficult in Tahiti), and with new country to explore – with new and more savage subject matter in brief – that I shall do beautiful things. Here my imagination has begun to cool, and then, too, the public has grown so used to Tahiti. The world is so stupid that if one shows it canvases containing new and terrible elements, Tahiti will become comprehensible and charming. My Brittany pictures are now rose-water because of Tahiti; Tahiti will become eau de Cologne because of the Marquesas.
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In fact his Marquesas work for the most part can only be distinguished from his Tahiti work by experts or by their dates,[174] paintings such as Two Women remaining uncertain in their location.[175] For Anna Szech, what distinguishes them is their repose and melancholy, albeit containing elements of disquiet. Thus, in the second of two versions of Cavaliers sur la Plage (Riders on the Beach), gathering clouds and foamy breakers suggest an impending storm while the two distant figures on grey horses echo similar figures in other paintings that are taken to symbolise death.[172]
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Gauguin chose to paint landscapes, still lifes, and figure studies at this time, with an eye to Vollard's clientele, avoiding the primitive and lost paradise themes of his Tahiti paintings.[176] But there is a significant trio of pictures from this last period that suggest deeper concerns. The first two of these are Jeune fille à l'éventail (Young Girl with Fan) and Le Sorcier d'Hiva Oa (Marquesan Man in a Red Cape). The model for Jeune fille was the red-headed Tohotaua, the daughter of a chieftain on a neighbouring island. The portrait appears to have been taken from a photograph that Vernier later sent to Vollard. The model for Le sorcier may have been Haapuani, an accomplished dancer as well as a feared magician, who was a close friend of Gauguin's and, according to Danielsson, married to Tohotau.[177] Szech notes that the white color of Tohotau's dress is a symbol of power and death in Polynesian culture, the sitter doing duty for a Maohi culture as a whole threatened with extinction.[172] Le Sorcier appears to have been executed at the same time and depicts a long-haired young man wearing an exotic red cape. The androgynous nature of the image has attracted critical attention, giving rise to speculation that Gauguin intended to depict a māhū (i.e. a third gender person) rather than a taua or priest.[174][178][179] The third picture of the trio is the mysterious and beautiful Contes barbares (Primitive Tales) featuring Tohotau again at the right. The left figure is Jacob Meyer de Haan, a painter friend of Gauguin's from their Pont-Aven days who had died a few years previously, while the middle figure is again androgynous, identified by some as Haapuani. The Buddha-like pose and the lotus blossoms suggests to Elizabeth Childs that the picture is a meditation on the perpetual cycle of life and the possibility of rebirth.[176] As these paintings reached Vollard after Gauguin's sudden death, nothing is known about Gauguin's intentions in their execution.[180]
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In March 1902, the governor of French Polynesia, Édouard Petit [fr], arrived in the Marquesas to make an inspection. He was accompanied by Édouard Charlier as head of the judicial system. Charlier was an amateur painter who had been befriended by Gauguin when he first arrived as magistrate at Papeete in 1895.[181] However their relationship had turned to enmity when Charlier refused to prosecute Gauguin's then vahine Pau'ura for a number of trivial offences, allegedly housebreaking and theft, she had committed at Puna'auia while Gauguin was away working in Papeete. Gauguin had gone so far as to publish an open letter attacking Charlier about the affair in Les Guêpes.[182][183][184] Petit, presumably suitably forewarned, refused to see Gauguin to deliver the settlers' protests (Gauguin their spokesman) about the invidious taxation system, which saw most revenue from the Marquesas spent in Papeete. Gauguin responded in April by refusing to pay his taxes and encouraging the settlers, traders and planters, to do likewise.[185]
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At around the same time, Gauguin's health began to deteriorate again, revisited by the same familiar constellation of symptoms involving pain in the legs, heart palpitations, and general debility. The pain in his injured ankle grew insupportable and in July he was obliged to order a trap from Papeete so that he could get about town.[155] By September the pain was so extreme that he resorted to morphine injections. However he was sufficiently concerned by the habit he was developing to turn his syringe set over to a neighbour, relying instead on laudanum. His sight was also beginning to fail him, as attested by the spectacles he wears in his last known self-portrait. This was actually a portrait commenced by his friend Ky Dong that he completed himself, thus accounting for its uncharacteristic style.[186] It shows a man tired and aged, yet not entirely defeated.[187] For a while he considered returning to Europe, to Spain, to get treatment. Monfreid advised him:[188][189]
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In returning you will risk damaging that process of incubation which is taking place in the public's appreciation of you. At present you are a unique and legendary artist, sending to us from the remote South Seas disconcerting and inimitable works which are the definitive creations of a great man who, in a way, has already gone from this world. Your enemies – and like all who upset the mediocrities you have many enemies – are silent; but they dare not attack you, do not even think of it. You are so far away. You should not return... You are already as unassailable as all the great dead; you already belong to the history of art.
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In July 1902, Vaeoho, by then seven months pregnant, left Gauguin to return home to her neighbouring valley of Hekeani to have her baby amongst family and friends. She gave birth in September, but did not return. Gauguin did not subsequently take another vahine. It was at this time that his quarrel with Bishop Martin over missionary schools reached its height. The local gendarme Désiré Charpillet, at first friendly to Gauguin, wrote a report to the administrator of the island group, who resided on the neighbouring island of Nuku Hiva, criticising Gauguin for encouraging natives to withdraw their children from school as well as encouraging settlers to withhold payment of their taxes. As luck would have it, the post of administrator had recently been filled by François Picquenot, an old friend of Gauguin's from Tahiti and essentially sympathetic to him. Picquenot advised Charpillet not to take any action over the schools issue, since Gauguin had the law on his side, but authorised Charpillet to seize goods from Gauguin in lieu of payment of taxes if all else failed.[190] Possibly prompted by loneliness, and at times unable to paint, Gauguin took to writing.[191][192]
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In 1901, the manuscript of Noa Noa that Gauguin had prepared along with woodcuts during his interlude in France was finally published with Morice's poems in book form in the La Plume edition (the manuscript itself is now lodged in the Louvre museum). Sections of it (including his account of Teha'amana) had previously been published without woodcuts in 1897 in La Revue Blanche, while he himself had published extracts in Les Guêpes while he was editor. The La Plume edition was planned to include his woodcuts, but he withheld permission to print them on smooth paper as the publishers wished.[193] In truth he had grown disinterested in the venture with Morice and never saw a copy, declining an offer of one hundred complimentary copies.[194] Nevertheless, its publication inspired him to consider writing other books.[195] At the beginning of the year (1902), he had revised an old 1896–97 manuscript L'Esprit Moderne et le Catholicisme (The Modern Spirit and Catholicism) on the Roman Catholic church, adding some twenty pages containing insights gleaned from his dealings with Bishop Martin. He sent this text to Bishop Martin, who responded by sending him an illustrated history of the church. Gauguin returned the book with critical remarks he later published in his autobiographical reminisces.[196][197] He next prepared a witty and well-documented essay Racontars de Rapin (Tales of a Dabbler) on critics and art criticism, which he sent for publication to André Fontainas, art critic at the Mercure de France whose favourable review of Where Do We Come From? What Are We? Where Are We Going? had done much to restore his reputation. Fontainas, however, replied that he dared not publish it. It was not subsequently published until 1951.[195][198][199][200][201]
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On 27 May that year, the steamer service Croix du Sud was shipwrecked off the Apataki atoll and for a period of three months the island was left without mail or supplies.[202][203] When mail service resumed, Gauguin penned an angry attack on Governor Petit in an open letter, complaining amongst other things about the way they had been abandoned following the shipwreck. The letter was published by L'Indepéndant, the successor newspaper to Les Guêpes, that November in Papeete. Petit had in fact followed an independent and pro-native policy, to the disappointment of the Roman Catholic Party, and the newspaper was preparing an attack on him. Gauguin also sent the letter to Mercure de France, which published a redacted version of it after his death.[198] He followed this with a private letter to the head of the gendarmerie in Papeete, complaining about his own local gendarme Charpillet's excesses in making prisoners labour for him. Danielsson notes that, while these and similar complaints were well-founded, the motivation for them all was wounded vanity and simple animosity. As it happened, the relatively supportive Charpillet was replaced that December by another gendarme Jean-Paul Claverie from Tahiti, much less well disposed to Gauguin and who in fact had fined him in his earliest Mataiea days for public indecency, having caught him bathing naked in a local stream following complaints from the missionaries there.[204]
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His health further deteriorated in December to the extent that he was scarcely able to paint. He began an autobiographical memoir he called Avant et après (Before and After) (published in translation in the US as Intimate Journals), which he completed over the next two months.[63] The title was supposed to reflect his experiences before and after coming to Tahiti and as tribute to his own grandmother's unpublished memoir Past and Future. His memoir proved to be a fragmented collection of observations about life in Polynesia, his own life, and comments on literature and paintings. He included in it attacks on subjects as diverse as the local gendarmerie, Bishop Martin, his wife Mette and the Danes in general, and concluded with a description of his personal philosophy conceiving life as an existential struggle to reconcile opposing binaries.[205][d] Mathews notes two closing remarks as a distillation of his philosophy:
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No one is good; no one is evil; everyone is both, in the same way and in different ways. … It is so small a thing, the life of a man, and yet there is time to do great things, fragments of the common task.
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He sent the manuscript to Fontainas for editing, but the rights reverted to Mette after Gauguin's death and it was not published until 1918 (in a facsimile edition), the American translation appearing in 1921.[209]
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At the beginning of 1903, Gauguin engaged in a campaign designed to expose the incompetence of the island's gendarmes, in particular Jean-Paul Claverie, for taking the side of the natives directly in a case involving the alleged drunkenness of a group of them.[210] Claverie, however, escaped censure. At the beginning of February, Gauguin wrote to the administrator, François Picquenot, alleging corruption by one of Claverie's subordinates. Picquenot investigated the allegations but could not substantiate them. Claverie responded by filing a charge of libeling a gendarme against Gauguin, who was subsequently fined 500 francs and sentenced to three months' imprisonment by the local magistrate on 27 March 1903. Gauguin immediately filed an appeal in Papeete and set about raising the funds to travel to Papeete to hear his appeal.[211]
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At this time Gauguin was very weak and in great pain, and resorted once again to using morphine. He died suddenly on the morning of 8 May 1903.
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[212][213][e]
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Cavaliers sur la Plage [II] (Riders on the Beach), 1902, Private collection
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Landscape with a Pig and a Horse (Hiva Oa), 1903, Ateneum, Helsinki
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Still life with Exotic Birds, 1902, Pushkin Museum
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Jeune fille à l'éventail (Young Girl with a Fan), 1902, Museum Folkwang
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Contes barbares (Primitive Tales), 1902, Museum Folkwang
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Earlier, he had sent for his pastor Paul Vernier, complaining of fainting fits. They had chatted together and Vernier had left, believing him in a stable condition. However Gauguin's neighbour Tioka found him dead at 11 o'clock, confirming the fact in the traditional Marquesan way by chewing his head in an attempt to revive him. By his bedside was an empty bottle of laudanum, which has given rise to speculation that he was the victim of an overdose.[214][215] Vernier believed he died of a heart attack.[216]
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Gauguin was buried in the Catholic Calvary Cemetery (Cimetière Calvaire), Atuona, Hiva 'Oa, at 2 p.m. the next day. In 1973, a bronze cast of his Oviri figure was placed on his grave, as he had indicated was his wish.[217] Ironically his nearest neighbour in the cemetery is Bishop Martin, his grave surmounted by a large white cross. Vernier wrote an account of Gauguin's last days and burial, reproduced in O'Brien's edition of Gauguin's letters to Monfreid.[218]
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Word of Gauguin's death did not reach France (to Monfreid) until 23 August 1903. In the absence of a will, his less valuable effects were auctioned in Atuona while his letters, manuscripts and paintings were auctioned in Papeete on 5 September 1903. Mathews notes that this speedy dispersal of his effects led to the loss of much valuable information about his later years. Thomson notes that the auction inventory of his effects (some of which were burned as pornography) revealed a life that was not as impoverished or primitive as he had liked to maintain.[219] Mette Gauguin in due course received the proceeds of the auction, some 4,000 francs.[220] One of the paintings auctioned in Papeete was Maternité II, a smaller version of Maternité I in the Hermitage Museum. The original was painted at the time his then vahine Pau'ura in Puna'auia gave birth to their son Emile. It is not known why he painted the smaller copy. It was sold for 150 francs to a French naval officer, Commandant Cochin, who said that Governor Petit himself had bid up to 135 francs for the painting. It was sold at Sotheby's for US$39,208,000 in 2004.[221]
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The Paul Gauguin Cultural Center at Atuona has a reconstruction of the Maison du Jouir. The original house stood empty for a few years, the door still carrying Gauguin's carved lintel. This was eventually recovered, four of the five pieces held at the Musée D'Orsay and the fifth at the Paul Gauguin Museum in Tahiti.[222]
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In 2014, forensic examination of four teeth found in a glass jar in a well near Gauguin's house threw into question the conventional belief that Gauguin had suffered from syphilis. DNA examination established that the teeth were almost certainly Gauguin's, but no traces were found of the mercury that was used to treat syphilis at the time, suggesting either that Gauguin did not suffer from syphilis or that he was not being treated for it.[223][224] In 2007 four rotten molars, which may have been Guaugin's, were found by archaeologists at the bottom of a well that he built on the island of Hiva Oa, on the Marquese Islands.[225]
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Gauguin outlived three of his children; his favorite daughter Aline died of pneumonia, his son Clovis died of a blood infection following a hip operation,[226] and a daughter, whose birth was portrayed in Gauguin's painting of 1896 Te tamari no atua, the child of Gauguin's young Tahitian mistress Pau'ura, died only a few days after her birth on Christmas Day 1896.[227] His son Émile Gauguin worked as a construction engineer in the U.S. and is buried in Lemon Bay Historical Cemetery, in Florida. Another son, Jean René, became a well-known sculptor and a staunch socialist. He died on 21 April 1961 in Copenhagen. Pola (Paul Rollon) became an artist and art critic and wrote a memoir, My Father, Paul Gauguin (1937). Gauguin had several other children by his mistresses: Germaine (born 1891) with Juliette Huais (1866–1955); Émile Marae a Tai (born 1899) with Pau'ura; and a daughter (born 1902) with Mari-Rose. There is some speculation that the Belgian artist Germaine Chardon was Gauguin's daughter. Emile Marae a Tai, illiterate and raised in Tahiti by Pau'ura, was brought to Chicago in 1963 by the French journalist Josette Giraud and was an artist in his own right, his descendants still living in Tahiti as of 2001.[226][228]
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Primitivism was an art movement of late 19th-century painting and sculpture, characterized by exaggerated body proportions, animal totems, geometric designs and stark contrasts. The first artist to systematically use these effects and achieve broad public success was Paul Gauguin.[229] The European cultural elite discovering the art of Africa, Micronesia, and Native Americans for the first time were fascinated, intrigued and educated by the newness, wildness and the stark power embodied in the art of those faraway places. Like Pablo Picasso in the early days of the 20th century, Gauguin was inspired and motivated by the raw power and simplicity of the so-called Primitive art of those foreign cultures.[230]
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Gauguin is also considered a Post-Impressionist painter. His bold, colorful and design oriented paintings significantly influenced Modern art. Artists and movements in the early 20th century inspired by him include Vincent van Gogh, Henri Matisse, Pablo Picasso, Georges Braque, André Derain, Fauvism, Cubism and Orphism, among others. Later he influenced Arthur Frank Mathews and the American Arts and Crafts movement.
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John Rewald, recognized as a foremost authority on late 19th-century art, wrote a series of books about the Post-Impressionist period, including Post-Impressionism: From Van Gogh to Gauguin (1956) and an essay, Paul Gauguin: Letters to Ambroise Vollard and André Fontainas (included in Rewald's Studies in Post-Impressionism, 1986), discusses Gauguin's years in Tahiti, and the struggles of his survival as seen through correspondence with the art dealer Vollard and others.[231]
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Gauguin's posthumous retrospective exhibitions at the Salon d'Automne in Paris in 1903 and an even larger one in 1906 had a stunning and powerful influence on the French avant-garde and in particular Pablo Picasso's paintings. In the autumn of 1906, Picasso made paintings of oversized nude women, and monumental sculptural figures that recalled the work of Paul Gauguin and showed his interest in primitive art. Picasso's paintings of massive figures from 1906 were directly influenced by Gauguin's sculpture, painting and his writing as well. The power evoked by Gauguin's work led directly to Les Demoiselles d'Avignon in 1907.[232]
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According to Gauguin biographer David Sweetman, Picasso as early as 1902 became a fan of Gauguin's work when he met and befriended the expatriate Spanish sculptor and ceramist Paco Durrio, in Paris. Durrio had several of Gauguin's works on hand because he was a friend of Gauguin's and an unpaid agent of his work. Durrio tried to help his poverty-stricken friend in Tahiti by promoting his oeuvre in Paris. After they met, Durrio introduced Picasso to Gauguin's stoneware, helped Picasso make some ceramic pieces and gave Picasso a first La Plume edition of Noa Noa: The Tahiti Journal of Paul Gauguin.[233] In addition to seeing Gauguin's work at Durrio's, Picasso also saw the work at Ambroise Vollard's gallery where both he and Gauguin were represented.
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Concerning Gauguin's impact on Picasso, John Richardson wrote,
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The 1906 exhibition of Gauguin's work left Picasso more than ever in this artist's thrall. Gauguin demonstrated the most disparate types of art—not to speak of elements from metaphysics, ethnology, symbolism, the Bible, classical myths, and much else besides—could be combined into a synthesis that was of its time yet timeless. An artist could also confound conventional notions of beauty, he demonstrated, by harnessing his demons to the dark gods (not necessarily Tahitian ones) and tapping a new source of divine energy. If in later years Picasso played down his debt to Gauguin, there is no doubt that between 1905 and 1907 he felt a very close kinship with this other Paul, who prided himself on Spanish genes inherited from his Peruvian grandmother. Had not Picasso signed himself 'Paul' in Gauguin's honor.[234]
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Both David Sweetman and John Richardson point to the Gauguin sculpture called Oviri (literally meaning 'savage'), the gruesome phallic figure of the Tahitian goddess of life and death that was intended for Gauguin's grave, exhibited in the 1906 retrospective exhibition that even more directly led to Les Demoiselles. Sweetman writes, "Gauguin's statue Oviri, which was prominently displayed in 1906, was to stimulate Picasso's interest in both sculpture and ceramics, while the woodcuts would reinforce his interest in print-making, though it was the element of the primitive in all of them which most conditioned the direction that Picasso's art would take. This interest would culminate in the seminal Les Demoiselles d'Avignon."[235]
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According to Richardson,
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Picasso's interest in stoneware was further stimulated by the examples he saw at the 1906 Gauguin retrospective at the Salon d'Automne. The most disturbing of those ceramics (one that Picasso might have already seen at Vollard's) was the gruesome Oviri. Until 1987, when the Musée d'Orsay acquired this little-known work (exhibited only once since 1906) it had never been recognized as the masterpiece it is, let alone recognized for its relevance to the works leading up to the Demoiselles. Although just under 30 inches high, Oviri has an awesome presence, as befits a monument intended for Gauguin's grave. Picasso was very struck by Oviri. 50 years later he was delighted when [Douglas] Cooper and I told him that we had come upon this sculpture in a collection that also included the original plaster of his cubist head. Has it been a revelation, like Iberian sculpture? Picasso's shrug was grudgingly affirmative. He was always loath to admit Gauguin's role in setting him on the road to Primitivism.[236]
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Gauguin's initial artistic guidance was from Pissarro, but the relationship left more of a mark personally than stylistically. Gauguin's masters were Giotto, Raphael, Ingres, Eugène Delacroix, Manet, Degas and Cézanne.[237][66][72][238][239] His own beliefs, and in some cases the psychology behind his work, were also influenced by philosopher Arthur Schopenhauer and poet Stéphane Mallarmé.[240][239]
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Gauguin, like some of his contemporaries such as Degas and Toulouse-Lautrec, employed a technique for painting on canvas known as peinture à l'essence. For this, the oil (binder) is drained from the paint and the remaining sludge of pigment is mixed with turpentine. He may have used a similar technique in preparing his monotypes, using paper instead of metal, as it would absorb oil giving the final images a matte appearance he desired.[241] He also proofed some of his existing drawings with the aid of glass, copying an underneath image onto the glass surface with watercolour or gouache for printing. Gauguin's woodcuts were no less innovative, even to the avant-garde artists responsible for the woodcut revival happening at that time. Instead of incising his blocks with the intent of making a detailed illustration, Gauguin initially chiseled his blocks in a manner similar to wood sculpture, followed by finer tools to create detail and tonality within his bold contours. Many of his tools and techniques were considered experimental. This methodology and use of space ran parallel to his painting of flat, decorative reliefs.[242]
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Starting in Martinique, Gauguin began using analogous colours in close proximity to achieve a muted effect.[243] Shortly after this he also made his breakthroughs in non-representational colour, creating canvases that had an independent existence and vitality all their own.[244] This gap between surface reality and himself displeased Pissarro and quickly led to the end of their relationship.[245] His human figures at this time are also a reminder of his love affair with Japanese prints, particularly gravitating to the naivety of their figures and compositional austerity as an influence on his primitive manifesto.[243] For that very reason, Gauguin was also inspired by folk art. He sought out a bare emotional purity of his subjects conveyed in a straightforward way, emphasizing major forms and upright lines to clearly define shape and contour.[246] Gauguin also used elaborate formal decoration and colouring in patterns of abstraction, attempting to harmonize man and nature.[247] His depictions of the natives in their natural environment are frequently evident of serenity and a self-contained sustainability.[248] This complimented one of Gauguin's favourite themes, which was the intrusion of the supernatural into day-to-day life, in one instance going so far as to recall ancient Egyptian tomb reliefs with Her Name is Vairaumati and Ta Matete.[249]
|
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In an interview with L'Écho de Paris published on 15 March 1895, Gauguin explains that his developing tactical approach is reaching for synesthesia.[250] He states:
|
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In an 1888 letter to Schuffenecker, Gauguin explains the enormous step he had taken away from Impressionism and that he was now intent on capturing the soul of nature, the ancient truths and character of its scenery and inhabitants. Gauguin wrote:
|
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Gauguin began making prints in 1889, highlighted by a series of zincographs commissioned by Theo van Gogh known as the Volpini Suite, which also appeared in the Cafe des Arts show of 1889. Gauguin was not hindered by his printing inexperience, and made a number of provocative and unorthodox choices, such as a zinc plate instead of limestone (lithography), wide margins and large sheets of yellow poster paper.[253][254] The result was vivid to the point of garish, but foreshadows his more elaborate experiments with colour printing and intent to elevate monochromatic images. His first masterpieces of printing were from the Noa Noa Suite of 1893–94 where he essentially reinvented the medium of woodcutting, bringing it into the modern era. He started the series shortly after returning from Tahiti, eager to reclaim a leadership position within the avant-garde and share pictures based on his French Polynesia excursion. These woodcut prints were shown at his unsuccessful 1893 show at Paul Durand-Ruel's, and most were directly related to paintings of his in which he had revised the original composition. They were shown again at a small show in his studio in 1894, where he garnered rare critical praise for his exceptional painterly and sculptural effects. Gauguin's emerging preference for the woodcut was not only a natural extension of his wood reliefs and sculpture, but may have also been provoked by its historical significance to medieval artisans and the Japanese.[255]
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Gauguin started watercolour monotyping in 1894, likely overlapping his Noa Noa woodcuts, perhaps even serving as a source of inspiration for them. His techniques remained innovative and it was an apt medium for him as it didn't require elaborate equipment, such as a printing press. Despite often being a source of practice for related paintings, sculptures or woodcuts, his monotype innovation offers a distinctly ethereal aesthetic; ghostly afterimages that may express his desire to convey the immemorial truths of nature. His next major woodcut and monotype project wasn't until 1898–99, known as the Vollard Suite. He completed this enterprising series of 475 prints from some twenty different compositions and sent them to dealer Ambroise Vollard, despite not compromising to his request for salable, conformed work. Vollard was unsatisfied and made no effort to sell them. Gauguin's series is starkly unified with black and white aesthetic and may have intended the prints to be similar to a set of myriorama cards, in which they may be laid out in any order to create multiple panoramic landscapes.[256] This activity of arranging and rearranging was similar to his own process of repurposing his images and motifs, as well as a symbolism tendency.[257] He printed the work on tissue-thin Japanese paper and the multiple proofs of gray and black could be arranged on top of one another, each transparency of colour showing through to produce a rich, chiaroscuro effect.[258]
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257 |
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In 1899 he started his radical experiment: oil transfer drawings. Much like his watercolour monotype technique, it was a hybrid of drawing and printmaking. The transfers were the grand culmination of his quest for an aesthetic of primordial suggestion, which seems to be relayed in his results that echo ancient rubbings, worn frescos and cave paintings. Gauguin's technical progress from monotyping to the oil transfers is quite noticeable, advancing from small sketches to ambitiously large, highly finished sheets. With these transfers he created depth and texture by printing multiple layers onto the same sheet, beginning with graphite pencil and black ink for delineation, before moving to blue crayon to reinforce line and add shading. He would often complete the image with a wash of oiled-down olive or brown ink. The practice consumed Gauguin until his death, fueling his imagination and conception of new subjects and themes for his paintings. This collection was also sent to Vollard who remained unimpressed. Gauguin prized oil transfers for the way they transformed the quality of drawn line. His process, nearly alchemical in nature, had elements of chance by which unexpected marks and textures regularly arose, something that fascinated him. In metamorphosing a drawing into a print, Gauguin made a calculated decision of relinquishing legibility in order to gain mystery and abstraction.[259][260]
|
259 |
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|
260 |
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He worked in wood throughout his career, particularly during his most prolific periods, and is known for having achieved radical carving results before doing so with painting. Even in his earliest shows, Gauguin often included wood sculpture in his display, from which he built his reputation as a connoisseur of the so-called primitive. A number of his early carvings appear to be influenced by Gothic and Egyptian art.[261] In correspondence, he also asserts a passion for Cambodian art and the masterful colouring of Persian carpet and Oriental rug.[262]
|
261 |
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|
262 |
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The vogue for Gauguin's work started soon after his death. Many of his later paintings were acquired by the Russian collector Sergei Shchukin.[263] A substantial part of his collection is displayed in the Pushkin Museum and the Hermitage. Gauguin paintings are rarely offered for sale, their prices reaching tens of millions of US dollars in the saleroom when they are offered. His 1892 Nafea Faa Ipoipo (When Will You Marry?) became the world's third-most expensive artwork when its owner, the family of Rudolf Staechelin, sold it privately for US$210 million in September 2014. The buyer is believed to be the Qatar Museums.[264]
|
263 |
+
|
264 |
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The Japanese styled Gauguin Museum, opposite the Botanical Gardens of Papeari in Papeari, Tahiti, contains some exhibits, documents, photographs, reproductions and original sketches and block prints of Gauguin and Tahitians. In 2003, the Paul Gauguin Cultural Center opened in Atuona in the Marquesas Islands.
|
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In 2014 the painting Fruits on a Table (1889), with an estimated value of between €10m and €30m (£8.3m to £24.8m), which had been stolen in London in 1970, was discovered in Italy. The painting, together with a work by Pierre Bonnard, had been bought by a Fiat employee in 1975, at a railway lost property sale, for 45,000 lira (about £32).[265]
|
267 |
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|
268 |
+
For a comprehensive list of paintings by Gauguin, see List of paintings by Paul Gauguin.
|
269 |
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|
270 |
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Still-Life with Fruit and Lemons (c. 1880)
|
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|
272 |
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The Swineherd, Brittany (1888)
|
273 |
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|
274 |
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Les Alyscamps (1888)
|
275 |
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|
276 |
+
Vision After the Sermon (Jacob wrestling with the angel) (1888)
|
277 |
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|
278 |
+
Night Café at Arles, (Mme Ginoux) (1888)
|
279 |
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|
280 |
+
Still Life with Japanese Woodcut (1889)
|
281 |
+
|
282 |
+
Tahitian Women on the Beach (1891)
|
283 |
+
|
284 |
+
Delightful Land (Te Nave Nave Fenua) (1892)
|
285 |
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|
286 |
+
Arii Matamoe (The Royal End) (1892)
|
287 |
+
|
288 |
+
The Moon and the Earth (Hina tefatou) (1893)
|
289 |
+
|
290 |
+
Watermill in Pont-Aven (1894)
|
291 |
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|
292 |
+
The Midday Nap (1894)
|
293 |
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|
294 |
+
Maternity (1899)
|
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|
296 |
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Two Tahitian Women (1899)
|
297 |
+
|
298 |
+
Two Women (1901 or 1902)
|
299 |
+
|
300 |
+
Self-portraits:
|
301 |
+
|
302 |
+
Self-portrait, 1875–1877, Fogg Museum, Cambridge, Massachusetts
|
303 |
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|
304 |
+
Self-portrait, 1885, Kimbell Art Museum, Fort Worth, Texas
|
305 |
+
|
306 |
+
Self-portrait, 1888, Van Gogh Museum, Amsterdam
|
307 |
+
|
308 |
+
Self-Portrait with Halo and Snake, 1889, National Gallery of Art, Washington, DC
|
309 |
+
|
310 |
+
Christ in the Garden of Olives (Gauguin's self-portrait) 1889, Norton Museum of Art
|
311 |
+
|
312 |
+
Jug in the Form of a Head, Self-Portrait, 1889. Kunstindustrimuseet, Copenhagen
|
313 |
+
|
314 |
+
Self-portrait, 1889–1890, Musée d'Orsay, Paris
|
315 |
+
|
316 |
+
Self-portrait, 1893, Musée d'Orsay
|
317 |
+
|
318 |
+
Self-portrait, c. 1893, Detroit Institute of Arts
|
319 |
+
|
320 |
+
Self-portrait, 1896, São Paulo Museum of Art
|
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|
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Self-portrait (for my friend Daniel), 1896, Musée d'Orsay
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en/2138.html.txt
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Gaul (Latin: Gallia)[1] was a region of Western Europe first described by the Romans.[2] It was inhabited by Celtic tribes, encompassing present day France, Luxembourg, Belgium, most of Switzerland, and parts of Northern Italy, Netherlands, and Germany, particularly the west bank of the Rhine. It covered an area of 494,000 km2 (191,000 sq mi).[3] According to Julius Caesar, Gaul was divided into three parts: Gallia Celtica, Belgica, and Aquitania.
|
2 |
+
Archaeologically, the Gauls were bearers of the La Tène culture, which extended across all of Gaul, as well as east to Raetia, Noricum, Pannonia, and southwestern Germania during the 5th to 1st centuries BC.[4]
|
3 |
+
During the 2nd and 1st centuries BC, Gaul fell under Roman rule: Gallia Cisalpina was conquered in 203 BC and Gallia Narbonensis in 123 BC. Gaul was invaded after 120 BC by the Cimbri and the Teutons, who were in turn defeated by the Romans by 103 BC. Julius Caesar finally subdued the remaining parts of Gaul in his campaigns of 58 to 51 BC.
|
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|
5 |
+
Roman control of Gaul lasted for five centuries, until the last Roman rump state, the Domain of Soissons, fell to the Franks in AD 486.
|
6 |
+
While the Celtic Gauls had lost their original identities and language during Late Antiquity, becoming amalgamated into a Gallo-Roman culture, Gallia remained the conventional name of the territory throughout the Early Middle Ages, until it acquired a new identity as the Capetian Kingdom of France in the high medieval period. Gallia remains a name of France in modern Greek (Γαλλία) and modern Latin (besides the alternatives Francia and Francogallia).
|
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|
8 |
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The Greek and Latin names Galatia (first attested by Timaeus of Tauromenium in the 4th century BC) and Gallia are ultimately derived from a Celtic ethnic term or clan Gal(a)-to-.[5] The Galli of Gallia Celtica were reported to refer to themselves as Celtae by Caesar. Hellenistic folk etymology connected the name of the Galatians (Γαλάται, Galátai) to the supposedly "milk-white" skin (γάλα, gála "milk") of the Gauls.[6] Modern researchers say it is related to Welsh gallu,[7] Cornish: galloes,[8] "capacity, power",[9] thus meaning "powerful people".
|
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|
10 |
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Despite superficial similarity, the English term Gaul is unrelated to the Latin Gallia. It stems from the French Gaule, itself deriving from the Old Frankish *Walholant (via a Latinized form *Walula),[10] literally the "Land of the Foreigners/Romans". *Walho- is a reflex of the Proto-Germanic *walhaz, "foreigner, Romanized person", an exonym applied by Germanic speakers to Celts and Latin-speaking people indiscriminately. It is cognate with the names Wales, Cornwall, Wallonia, and Wallachia.[11] The Germanic w- is regularly rendered as gu- / g- in French (cf. guerre "war", garder "ward"), and the historic diphthong au is the regular outcome of al before a following consonant (cf. cheval ~ chevaux). French Gaule or Gaulle cannot be derived from Latin Gallia, since g would become j before a (cf. gamba > jambe), and the diphthong au would be unexplained; the regular outcome of Latin Gallia is Jaille in French, which is found in several western place names, such as, La Jaille-Yvon and Saint-Mars-la-Jaille.[12][13] Proto-Germanic *walha is derived ultimately from the name of the Volcae.[14]
|
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|
12 |
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Also unrelated, in spite of superficial similarity, is the name Gael.[15] The Irish word gall did originally mean "a Gaul", i.e. an inhabitant of Gaul, but its meaning was later widened to "foreigner", to describe the Vikings, and later still the Normans.[16] The dichotomic words gael and gall are sometimes used together for contrast, for instance in the 12th-century book Cogad Gáedel re Gallaib.
|
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+
|
14 |
+
As adjectives, English has the two variants: Gaulish and Gallic. The two adjectives are used synonymously, as "pertaining to Gaul or the Gauls", although the Celtic language or languages spoken in Gaul is predominantly known as Gaulish.
|
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|
16 |
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There is little written information concerning the peoples that inhabited the regions of Gaul, save what can be gleaned from coins. Therefore, the early history of the Gauls is predominantly a work in archaeology, and the relationships between their material culture, genetic relationships (the study of which has been aided, in recent years, through the field of archaeogenetics) and linguistic divisions rarely coincide.
|
17 |
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|
18 |
+
Before the rapid spread of the La Tène culture in the 5th to 4th centuries BC, the territory of eastern and southern France already participated in the Late Bronze Age Urnfield culture (c. 12th to 8th centuries BC) out of which the early iron-working Hallstatt culture (7th to 6th centuries BC) would develop. By 500 BC, there is strong Hallstatt influence throughout most of France (except for the Alps and the extreme north-west).
|
19 |
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|
20 |
+
Out of this Hallstatt background, during the 7th and 6th century presumably representing an early form of Continental Celtic culture, the La Tène culture arises, presumably under Mediterranean influence from the Greek, Phoenician, and Etruscan civilizations, spread out in a number of early centers along the Seine, the Middle Rhine and the upper Elbe. By the late 5th century BC, La Tène influence spreads rapidly across the entire territory of Gaul.
|
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+
The La Tène culture developed and flourished during the late Iron Age (from 450 BC to the Roman conquest in the 1st century BC) in France, Switzerland, Italy, Austria, southwest Germany, Bohemia, Moravia, Slovakia and Hungary. Farther north extended the contemporary pre-Roman Iron Age culture of northern Germany and Scandinavia.
|
22 |
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|
23 |
+
The major source of materials on the Celts of Gaul was Poseidonios of Apamea, whose writings were quoted by Timagenes, Julius Caesar, the Sicilian Greek Diodorus Siculus, and the Greek geographer Strabo.[17]
|
24 |
+
|
25 |
+
In the 4th and early 3rd century BC, Gallic clan confederations expanded far beyond the territory of what would become Roman Gaul (which defines usage of the term "Gaul" today), into Pannonia, Illyria, northern Italy, Transylvania and even Asia Minor.
|
26 |
+
By the 2nd century BC, the Romans described Gallia Transalpina as distinct from Gallia Cisalpina. In his Gallic Wars, Julius Caesar distinguishes among three ethnic groups in Gaul: the Belgae in the north (roughly between the Rhine and the Seine), the Celtae in the center and in Armorica, and the Aquitani in the southwest, the southeast being already colonized by the Romans.
|
27 |
+
While some scholars believe the Belgae south of the Somme were a mixture of Celtic and Germanic elements, their ethnic affiliations have not been definitively resolved. One of the reasons is political interference upon the French historical interpretation during the 19th century.
|
28 |
+
|
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+
In addition to the Gauls, there were other peoples living in Gaul, such as the Greeks and Phoenicians who had established outposts such as Massilia (present-day Marseille) along the Mediterranean coast.[18] Also, along the southeastern Mediterranean coast, the Ligures had merged with the Celts to form a Celto-Ligurian culture.
|
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|
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In the 2nd century BC Mediterranean Gaul had an extensive urban fabric and was prosperous. Archeologists know of cities in northern Gaul including the Biturigian capital of Avaricum (Bourges), Cenabum (Orléans), Autricum (Chartres) and the excavated site of Bibracte near Autun in Saône-et-Loire, along with a number of hill forts (or oppida) used in times of war. The prosperity of Mediterranean Gaul encouraged Rome to respond to pleas for assistance from the inhabitants of Massilia, who found themselves under attack by a coalition of Ligures and Gauls.[19] The Romans intervened in Gaul in 154 BC and again in 125 BC.[19] Whereas on the first occasion they came and went, on the second they stayed.[20] In 122 BC Domitius Ahenobarbus managed to defeat the Allobroges (allies of the Salluvii), while in the ensuing year Quintus Fabius Maximus "destroyed" an army of the Arverni led by their king Bituitus, who had come to the aid of the Allobroges.[20] Rome allowed Massilia to keep its lands, but added to its own territories the lands of the conquered tribes.[20] As a direct result of these conquests, Rome now controlled an area extending from the Pyrenees to the lower Rhône river, and in the east up the Rhône valley to Lake Geneva.[21]
|
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By 121 BC Romans had conquered the Mediterranean region called Provincia (later named Gallia Narbonensis). This conquest upset the ascendancy of the Gaulish Arverni peoples.
|
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|
34 |
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The Roman proconsul and general Julius Caesar pushed his army into Gaul in 58 BC, ostensibly to assist Rome's Gaullish allies against the migrating Helvetii. With the help of various Gallic clans (e.g. the Aedui) he managed to conquer nearly all of Gaul. While their military was just as strong as the Romans, the internal division between the Gallic tribes guaranteed an easy victory for Caesar, and Vercingetorix's attempt to unite the Gauls against Roman invasion came too late.[22][23] Julius Caesar was checked by Vercingetorix at a siege of Gergovia, a fortified town in the center of Gaul. Caesar's alliances with many Gallic clans broke. Even the Aedui, their most faithful supporters, threw in their lot with the Arverni, but the ever-loyal Remi (best known for its cavalry) and Lingones sent troops to support Caesar. The Germani of the Ubii also sent cavalry, which Caesar equipped with Remi horses. Caesar captured Vercingetorix in the Battle of Alesia, which ended the majority of Gallic resistance to Rome.
|
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As many as a million people (probably 1 in 5 of the Gauls) died, another million were enslaved,[24] 300 clans were subjugated and 800 cities were destroyed during the Gallic Wars.[25] The entire population of the city of Avaricum (Bourges) (40,000 in all) were slaughtered.[26] Before Julius Caesar's campaign against the Helvetii (present-day Switzerland), the Helvetians had numbered 263,000, but afterwards only 100,000 remained, most of whom Caesar took as slaves.[27]
|
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+
After Gaul was absorbed as Gallia, a set of Roman provinces, its inhabitants gradually adopted aspects of Roman culture and assimilated, resulting in the distinct Gallo-Roman culture.[28] Citizenship was granted to all in 212 by the Constitutio Antoniniana. From the third to 5th centuries, Gaul was exposed to raids by the Franks. The Gallic Empire, consisting of the provinces of Gaul, Britannia, and Hispania, including the peaceful Baetica in the south, broke away from Rome from 260 to 273. In addition to the large number of natives, Gallia also became home to some Roman citizens from elsewhere and also in-migrating Germanic and Scythian tribes such as the Alans.[29]
|
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|
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+
The religious practices of inhabitants became a combination of Roman and Celtic practice, with Celtic deities such as Cobannus and Epona subjected to interpretatio romana.[30][31] The imperial cult and Eastern mystery religions also gained a following. Eventually, after it became the official religion of the Empire and paganism became suppressed, Christianity won out in the twilight days of the Western Roman Empire (while the Christianized Eastern Roman Empire lasted another thousand years, until the invasion of Constantinople by the Ottomans in 1453); a small but notable Jewish presence also became established.
|
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|
42 |
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The Gaulish language is thought to have survived into the 6th century in France, despite considerable Romanization of the local material culture.[32] The last record of spoken Gaulish deemed to be plausibly credible[32] concerned the destruction by Christians of a pagan shrine in Auvergne "called Vasso Galatae in the Gallic tongue".[33] Coexisting with Latin, Gaulish helped shape the Vulgar Latin dialects that developed into French.[34][35][36][37][38]
|
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|
44 |
+
The Vulgar Latin in the region of Gallia took on a distinctly local character, some of which is attested in graffiti,[38] which evolved into the Gallo-Romance dialects which include French and its closest relatives. The influence of substrate languages may be seen in graffiti showing sound changes that matched changes that had earlier occurred in the indigenous languages, especially Gaulish.[38] The Vulgar Latin in the north of Gaul evolved into the langues d'oil and Franco-Provencal, while the dialects in the south evolved into the modern Occitan and Catalan tongues. Other languages held to be "Gallo-Romance" include the Gallo-Italic languages and the Rhaeto-Romance languages.
|
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|
46 |
+
Following the Frankish victory at the Battle of Soissons in AD 486, Gaul (except for Septimania) came under the rule of the Merovingians, the first kings of France. Gallo-Roman culture, the Romanized culture of Gaul under the rule of the Roman Empire, persisted particularly in the areas of Gallia Narbonensis that developed into Occitania, Gallia Cisalpina and to a lesser degree, Aquitania. The formerly Romanized north of Gaul, once it had been occupied by the Franks, would develop into Merovingian culture instead. Roman life, centered on the public events and cultural responsibilities of urban life in the res publica and the sometimes luxurious life of the self-sufficient rural villa system, took longer to collapse in the Gallo-Roman regions, where the Visigoths largely inherited the status quo in the early 5th century. Gallo-Roman language persisted in the northeast into the Silva Carbonaria that formed an effective cultural barrier, with the Franks to the north and east, and in the northwest to the lower valley of the Loire, where Gallo-Roman culture interfaced with Frankish culture in a city like Tours and in the person of that Gallo-Roman bishop confronted with Merovingian royals, Gregory of Tours.
|
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|
48 |
+
Massalia (modern Marseille) silver coin with Greek legend, 5th–1st century BC.
|
49 |
+
|
50 |
+
Gold coins of the Gaul Parisii, 1st century BC, (Cabinet des Médailles, Paris).
|
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+
|
52 |
+
Roman silver Denarius with the head of captive Gaul 48 BC, following the campaigns of Julius Caesar.
|
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+
The Druids were not the only political force in Gaul, however, and the early political system was complex, if ultimately fatal to the society as a whole. The fundamental unit of Gallic politics was the clan, which itself consisted of one or more of what Caesar called pagi. Each clan had a council of elders, and initially a king. Later, the executive was an annually-elected magistrate. Among the Aedui, a clan of Gaul, the executive held the title of Vergobret, a position much like a king, but his powers were held in check by rules laid down by the council.
|
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|
58 |
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The regional ethnic groups, or pagi as the Romans called them (singular: pagus; the French word pays, "region" [a more accurate translation is 'country'], comes from this term), were organized into larger multi-clan groups, which the Romans called civitates. These administrative groupings would be taken over by the Romans in their system of local control, and these civitates would also be the basis of France's eventual division into ecclesiastical bishoprics and dioceses, which would remain in place—with slight changes—until the French Revolution.
|
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|
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+
Although the individual clans were moderately stable political entities, Gaul as a whole tended to be politically divided, there being virtually no unity among the various clans. Only during particularly trying times, such as the invasion of Caesar, could the Gauls unite under a single leader like Vercingetorix. Even then, however, the faction lines were clear.
|
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|
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The Romans divided Gaul broadly into Provincia (the conquered area around the Mediterranean), and the northern Gallia Comata ("free Gaul" or "long haired Gaul"). Caesar divided the people of Gallia Comata into three broad groups: the Aquitani; Galli (who in their own language were called Celtae); and Belgae. In the modern sense, Gaulish peoples are defined linguistically, as speakers of dialects of the Gaulish language. While the Aquitani were probably Vascons, the Belgae would thus probably be a mixture of Celtic and Germanic elements.
|
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|
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+
Julius Caesar, in his book, The Gallic Wars, comments:
|
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|
66 |
+
All Gaul is divided into three parts, one of which the Belgae inhabit, the Aquitani another, those who in their own language are called Celts, in our Gauls, the third. All these differ from each other in language, customs and laws. The river Garonne separates the Gauls from the Aquitani; the Marne and the Seine separate them from the Belgae. Of all these, the Belgae are the bravest, because they are furthest from the civilization and refinement of [our] Province, and merchants least frequently resort to them, and import those things which tend to effeminate the mind; and they are the nearest to the Germans, who dwell beyond the Rhine, with whom they are continually waging war; for which reason the Helvetii also surpass the rest of the Gauls in valor, as they contend with the Germans in almost daily battles, when they either repel them from their own territories, or themselves wage war on their frontiers. One part of these, which it has been said that the Gauls occupy, takes its beginning at the river Rhone; it is bounded by the river Garonne, the ocean, and the territories of the Belgae; it borders, too, on the side of the Sequani and the Helvetii, upon the river Rhine, and stretches toward the north. The Belgae rises from the extreme frontier of Gaul, extend to the lower part of the river Rhine; and look toward the north and the rising sun. Aquitania extends from the river Garonne to the Pyrenaean mountains and to that part of the ocean which is near Spain: it looks between the setting of the sun, and the north star. .[39]
|
67 |
+
|
68 |
+
The Gauls practiced a form of animism, ascribing human characteristics to lakes, streams, mountains, and other natural features and granting them a quasi-divine status. Also, worship of animals was not uncommon; the animal most sacred to the Gauls was the boar[40] which can be found on many Gallic military standards, much like the Roman eagle.
|
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+
|
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+
Their system of gods and goddesses was loose, there being certain deities which virtually every Gallic person worshipped, as well as clan and household gods. Many of the major gods were related to Greek gods; the primary god worshipped at the time of the arrival of Caesar was Teutates, the Gallic equivalent of Mercury. The "ancestor god" of the Gauls was identified by Julius Caesar in his Commentarii de Bello Gallico with the Roman god Dis Pater.[41]
|
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+
|
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+
Perhaps the most intriguing facet of Gallic religion is the practice of the Druids. The druids presided over human or animal sacrifices that were made in wooded groves or crude temples. They also appear to have held the responsibility for preserving the annual agricultural calendar and instigating seasonal festivals which corresponded to key points of the lunar-solar calendar. The religious practices of druids were syncretic and borrowed from earlier pagan traditions, with probably indo-European roots. Julius Caesar mentions in his Gallic Wars that those Celts who wanted to make a close study of druidism went to Britain to do so. In a little over a century later, Gnaeus Julius Agricola mentions Roman armies attacking a large druid sanctuary in Anglesey in Wales. There is no certainty concerning the origin of the druids, but it is clear that they vehemently guarded the secrets of their order and held sway over the people of Gaul. Indeed, they claimed the right to determine questions of war and peace, and thereby held an "international" status. In addition, the Druids monitored the religion of ordinary Gauls and were in charge of educating the aristocracy. They also practiced a form of excommunication from the assembly of worshippers, which in ancient Gaul meant a separation from secular society as well. Thus the Druids were an important part of Gallic society. The nearly complete and mysterious disappearance of the Celtic language from most of the territorial lands of ancient Gaul, with the exception of Brittany France, can be attributed to the fact that Celtic druids refused to allow the Celtic oral literature or traditional wisdom to be committed to the written letter.[42]
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en/2139.html.txt
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1 |
+
Gaul (Latin: Gallia)[1] was a region of Western Europe first described by the Romans.[2] It was inhabited by Celtic tribes, encompassing present day France, Luxembourg, Belgium, most of Switzerland, and parts of Northern Italy, Netherlands, and Germany, particularly the west bank of the Rhine. It covered an area of 494,000 km2 (191,000 sq mi).[3] According to Julius Caesar, Gaul was divided into three parts: Gallia Celtica, Belgica, and Aquitania.
|
2 |
+
Archaeologically, the Gauls were bearers of the La Tène culture, which extended across all of Gaul, as well as east to Raetia, Noricum, Pannonia, and southwestern Germania during the 5th to 1st centuries BC.[4]
|
3 |
+
During the 2nd and 1st centuries BC, Gaul fell under Roman rule: Gallia Cisalpina was conquered in 203 BC and Gallia Narbonensis in 123 BC. Gaul was invaded after 120 BC by the Cimbri and the Teutons, who were in turn defeated by the Romans by 103 BC. Julius Caesar finally subdued the remaining parts of Gaul in his campaigns of 58 to 51 BC.
|
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+
|
5 |
+
Roman control of Gaul lasted for five centuries, until the last Roman rump state, the Domain of Soissons, fell to the Franks in AD 486.
|
6 |
+
While the Celtic Gauls had lost their original identities and language during Late Antiquity, becoming amalgamated into a Gallo-Roman culture, Gallia remained the conventional name of the territory throughout the Early Middle Ages, until it acquired a new identity as the Capetian Kingdom of France in the high medieval period. Gallia remains a name of France in modern Greek (Γαλλία) and modern Latin (besides the alternatives Francia and Francogallia).
|
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+
|
8 |
+
The Greek and Latin names Galatia (first attested by Timaeus of Tauromenium in the 4th century BC) and Gallia are ultimately derived from a Celtic ethnic term or clan Gal(a)-to-.[5] The Galli of Gallia Celtica were reported to refer to themselves as Celtae by Caesar. Hellenistic folk etymology connected the name of the Galatians (Γαλάται, Galátai) to the supposedly "milk-white" skin (γάλα, gála "milk") of the Gauls.[6] Modern researchers say it is related to Welsh gallu,[7] Cornish: galloes,[8] "capacity, power",[9] thus meaning "powerful people".
|
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+
|
10 |
+
Despite superficial similarity, the English term Gaul is unrelated to the Latin Gallia. It stems from the French Gaule, itself deriving from the Old Frankish *Walholant (via a Latinized form *Walula),[10] literally the "Land of the Foreigners/Romans". *Walho- is a reflex of the Proto-Germanic *walhaz, "foreigner, Romanized person", an exonym applied by Germanic speakers to Celts and Latin-speaking people indiscriminately. It is cognate with the names Wales, Cornwall, Wallonia, and Wallachia.[11] The Germanic w- is regularly rendered as gu- / g- in French (cf. guerre "war", garder "ward"), and the historic diphthong au is the regular outcome of al before a following consonant (cf. cheval ~ chevaux). French Gaule or Gaulle cannot be derived from Latin Gallia, since g would become j before a (cf. gamba > jambe), and the diphthong au would be unexplained; the regular outcome of Latin Gallia is Jaille in French, which is found in several western place names, such as, La Jaille-Yvon and Saint-Mars-la-Jaille.[12][13] Proto-Germanic *walha is derived ultimately from the name of the Volcae.[14]
|
11 |
+
|
12 |
+
Also unrelated, in spite of superficial similarity, is the name Gael.[15] The Irish word gall did originally mean "a Gaul", i.e. an inhabitant of Gaul, but its meaning was later widened to "foreigner", to describe the Vikings, and later still the Normans.[16] The dichotomic words gael and gall are sometimes used together for contrast, for instance in the 12th-century book Cogad Gáedel re Gallaib.
|
13 |
+
|
14 |
+
As adjectives, English has the two variants: Gaulish and Gallic. The two adjectives are used synonymously, as "pertaining to Gaul or the Gauls", although the Celtic language or languages spoken in Gaul is predominantly known as Gaulish.
|
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+
|
16 |
+
There is little written information concerning the peoples that inhabited the regions of Gaul, save what can be gleaned from coins. Therefore, the early history of the Gauls is predominantly a work in archaeology, and the relationships between their material culture, genetic relationships (the study of which has been aided, in recent years, through the field of archaeogenetics) and linguistic divisions rarely coincide.
|
17 |
+
|
18 |
+
Before the rapid spread of the La Tène culture in the 5th to 4th centuries BC, the territory of eastern and southern France already participated in the Late Bronze Age Urnfield culture (c. 12th to 8th centuries BC) out of which the early iron-working Hallstatt culture (7th to 6th centuries BC) would develop. By 500 BC, there is strong Hallstatt influence throughout most of France (except for the Alps and the extreme north-west).
|
19 |
+
|
20 |
+
Out of this Hallstatt background, during the 7th and 6th century presumably representing an early form of Continental Celtic culture, the La Tène culture arises, presumably under Mediterranean influence from the Greek, Phoenician, and Etruscan civilizations, spread out in a number of early centers along the Seine, the Middle Rhine and the upper Elbe. By the late 5th century BC, La Tène influence spreads rapidly across the entire territory of Gaul.
|
21 |
+
The La Tène culture developed and flourished during the late Iron Age (from 450 BC to the Roman conquest in the 1st century BC) in France, Switzerland, Italy, Austria, southwest Germany, Bohemia, Moravia, Slovakia and Hungary. Farther north extended the contemporary pre-Roman Iron Age culture of northern Germany and Scandinavia.
|
22 |
+
|
23 |
+
The major source of materials on the Celts of Gaul was Poseidonios of Apamea, whose writings were quoted by Timagenes, Julius Caesar, the Sicilian Greek Diodorus Siculus, and the Greek geographer Strabo.[17]
|
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+
|
25 |
+
In the 4th and early 3rd century BC, Gallic clan confederations expanded far beyond the territory of what would become Roman Gaul (which defines usage of the term "Gaul" today), into Pannonia, Illyria, northern Italy, Transylvania and even Asia Minor.
|
26 |
+
By the 2nd century BC, the Romans described Gallia Transalpina as distinct from Gallia Cisalpina. In his Gallic Wars, Julius Caesar distinguishes among three ethnic groups in Gaul: the Belgae in the north (roughly between the Rhine and the Seine), the Celtae in the center and in Armorica, and the Aquitani in the southwest, the southeast being already colonized by the Romans.
|
27 |
+
While some scholars believe the Belgae south of the Somme were a mixture of Celtic and Germanic elements, their ethnic affiliations have not been definitively resolved. One of the reasons is political interference upon the French historical interpretation during the 19th century.
|
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+
|
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+
In addition to the Gauls, there were other peoples living in Gaul, such as the Greeks and Phoenicians who had established outposts such as Massilia (present-day Marseille) along the Mediterranean coast.[18] Also, along the southeastern Mediterranean coast, the Ligures had merged with the Celts to form a Celto-Ligurian culture.
|
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+
|
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+
In the 2nd century BC Mediterranean Gaul had an extensive urban fabric and was prosperous. Archeologists know of cities in northern Gaul including the Biturigian capital of Avaricum (Bourges), Cenabum (Orléans), Autricum (Chartres) and the excavated site of Bibracte near Autun in Saône-et-Loire, along with a number of hill forts (or oppida) used in times of war. The prosperity of Mediterranean Gaul encouraged Rome to respond to pleas for assistance from the inhabitants of Massilia, who found themselves under attack by a coalition of Ligures and Gauls.[19] The Romans intervened in Gaul in 154 BC and again in 125 BC.[19] Whereas on the first occasion they came and went, on the second they stayed.[20] In 122 BC Domitius Ahenobarbus managed to defeat the Allobroges (allies of the Salluvii), while in the ensuing year Quintus Fabius Maximus "destroyed" an army of the Arverni led by their king Bituitus, who had come to the aid of the Allobroges.[20] Rome allowed Massilia to keep its lands, but added to its own territories the lands of the conquered tribes.[20] As a direct result of these conquests, Rome now controlled an area extending from the Pyrenees to the lower Rhône river, and in the east up the Rhône valley to Lake Geneva.[21]
|
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By 121 BC Romans had conquered the Mediterranean region called Provincia (later named Gallia Narbonensis). This conquest upset the ascendancy of the Gaulish Arverni peoples.
|
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The Roman proconsul and general Julius Caesar pushed his army into Gaul in 58 BC, ostensibly to assist Rome's Gaullish allies against the migrating Helvetii. With the help of various Gallic clans (e.g. the Aedui) he managed to conquer nearly all of Gaul. While their military was just as strong as the Romans, the internal division between the Gallic tribes guaranteed an easy victory for Caesar, and Vercingetorix's attempt to unite the Gauls against Roman invasion came too late.[22][23] Julius Caesar was checked by Vercingetorix at a siege of Gergovia, a fortified town in the center of Gaul. Caesar's alliances with many Gallic clans broke. Even the Aedui, their most faithful supporters, threw in their lot with the Arverni, but the ever-loyal Remi (best known for its cavalry) and Lingones sent troops to support Caesar. The Germani of the Ubii also sent cavalry, which Caesar equipped with Remi horses. Caesar captured Vercingetorix in the Battle of Alesia, which ended the majority of Gallic resistance to Rome.
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+
As many as a million people (probably 1 in 5 of the Gauls) died, another million were enslaved,[24] 300 clans were subjugated and 800 cities were destroyed during the Gallic Wars.[25] The entire population of the city of Avaricum (Bourges) (40,000 in all) were slaughtered.[26] Before Julius Caesar's campaign against the Helvetii (present-day Switzerland), the Helvetians had numbered 263,000, but afterwards only 100,000 remained, most of whom Caesar took as slaves.[27]
|
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+
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+
After Gaul was absorbed as Gallia, a set of Roman provinces, its inhabitants gradually adopted aspects of Roman culture and assimilated, resulting in the distinct Gallo-Roman culture.[28] Citizenship was granted to all in 212 by the Constitutio Antoniniana. From the third to 5th centuries, Gaul was exposed to raids by the Franks. The Gallic Empire, consisting of the provinces of Gaul, Britannia, and Hispania, including the peaceful Baetica in the south, broke away from Rome from 260 to 273. In addition to the large number of natives, Gallia also became home to some Roman citizens from elsewhere and also in-migrating Germanic and Scythian tribes such as the Alans.[29]
|
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|
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+
The religious practices of inhabitants became a combination of Roman and Celtic practice, with Celtic deities such as Cobannus and Epona subjected to interpretatio romana.[30][31] The imperial cult and Eastern mystery religions also gained a following. Eventually, after it became the official religion of the Empire and paganism became suppressed, Christianity won out in the twilight days of the Western Roman Empire (while the Christianized Eastern Roman Empire lasted another thousand years, until the invasion of Constantinople by the Ottomans in 1453); a small but notable Jewish presence also became established.
|
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|
42 |
+
The Gaulish language is thought to have survived into the 6th century in France, despite considerable Romanization of the local material culture.[32] The last record of spoken Gaulish deemed to be plausibly credible[32] concerned the destruction by Christians of a pagan shrine in Auvergne "called Vasso Galatae in the Gallic tongue".[33] Coexisting with Latin, Gaulish helped shape the Vulgar Latin dialects that developed into French.[34][35][36][37][38]
|
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The Vulgar Latin in the region of Gallia took on a distinctly local character, some of which is attested in graffiti,[38] which evolved into the Gallo-Romance dialects which include French and its closest relatives. The influence of substrate languages may be seen in graffiti showing sound changes that matched changes that had earlier occurred in the indigenous languages, especially Gaulish.[38] The Vulgar Latin in the north of Gaul evolved into the langues d'oil and Franco-Provencal, while the dialects in the south evolved into the modern Occitan and Catalan tongues. Other languages held to be "Gallo-Romance" include the Gallo-Italic languages and the Rhaeto-Romance languages.
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Following the Frankish victory at the Battle of Soissons in AD 486, Gaul (except for Septimania) came under the rule of the Merovingians, the first kings of France. Gallo-Roman culture, the Romanized culture of Gaul under the rule of the Roman Empire, persisted particularly in the areas of Gallia Narbonensis that developed into Occitania, Gallia Cisalpina and to a lesser degree, Aquitania. The formerly Romanized north of Gaul, once it had been occupied by the Franks, would develop into Merovingian culture instead. Roman life, centered on the public events and cultural responsibilities of urban life in the res publica and the sometimes luxurious life of the self-sufficient rural villa system, took longer to collapse in the Gallo-Roman regions, where the Visigoths largely inherited the status quo in the early 5th century. Gallo-Roman language persisted in the northeast into the Silva Carbonaria that formed an effective cultural barrier, with the Franks to the north and east, and in the northwest to the lower valley of the Loire, where Gallo-Roman culture interfaced with Frankish culture in a city like Tours and in the person of that Gallo-Roman bishop confronted with Merovingian royals, Gregory of Tours.
|
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48 |
+
Massalia (modern Marseille) silver coin with Greek legend, 5th–1st century BC.
|
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+
Gold coins of the Gaul Parisii, 1st century BC, (Cabinet des Médailles, Paris).
|
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Roman silver Denarius with the head of captive Gaul 48 BC, following the campaigns of Julius Caesar.
|
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56 |
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The Druids were not the only political force in Gaul, however, and the early political system was complex, if ultimately fatal to the society as a whole. The fundamental unit of Gallic politics was the clan, which itself consisted of one or more of what Caesar called pagi. Each clan had a council of elders, and initially a king. Later, the executive was an annually-elected magistrate. Among the Aedui, a clan of Gaul, the executive held the title of Vergobret, a position much like a king, but his powers were held in check by rules laid down by the council.
|
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+
|
58 |
+
The regional ethnic groups, or pagi as the Romans called them (singular: pagus; the French word pays, "region" [a more accurate translation is 'country'], comes from this term), were organized into larger multi-clan groups, which the Romans called civitates. These administrative groupings would be taken over by the Romans in their system of local control, and these civitates would also be the basis of France's eventual division into ecclesiastical bishoprics and dioceses, which would remain in place—with slight changes—until the French Revolution.
|
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+
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60 |
+
Although the individual clans were moderately stable political entities, Gaul as a whole tended to be politically divided, there being virtually no unity among the various clans. Only during particularly trying times, such as the invasion of Caesar, could the Gauls unite under a single leader like Vercingetorix. Even then, however, the faction lines were clear.
|
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+
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+
The Romans divided Gaul broadly into Provincia (the conquered area around the Mediterranean), and the northern Gallia Comata ("free Gaul" or "long haired Gaul"). Caesar divided the people of Gallia Comata into three broad groups: the Aquitani; Galli (who in their own language were called Celtae); and Belgae. In the modern sense, Gaulish peoples are defined linguistically, as speakers of dialects of the Gaulish language. While the Aquitani were probably Vascons, the Belgae would thus probably be a mixture of Celtic and Germanic elements.
|
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+
|
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+
Julius Caesar, in his book, The Gallic Wars, comments:
|
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+
All Gaul is divided into three parts, one of which the Belgae inhabit, the Aquitani another, those who in their own language are called Celts, in our Gauls, the third. All these differ from each other in language, customs and laws. The river Garonne separates the Gauls from the Aquitani; the Marne and the Seine separate them from the Belgae. Of all these, the Belgae are the bravest, because they are furthest from the civilization and refinement of [our] Province, and merchants least frequently resort to them, and import those things which tend to effeminate the mind; and they are the nearest to the Germans, who dwell beyond the Rhine, with whom they are continually waging war; for which reason the Helvetii also surpass the rest of the Gauls in valor, as they contend with the Germans in almost daily battles, when they either repel them from their own territories, or themselves wage war on their frontiers. One part of these, which it has been said that the Gauls occupy, takes its beginning at the river Rhone; it is bounded by the river Garonne, the ocean, and the territories of the Belgae; it borders, too, on the side of the Sequani and the Helvetii, upon the river Rhine, and stretches toward the north. The Belgae rises from the extreme frontier of Gaul, extend to the lower part of the river Rhine; and look toward the north and the rising sun. Aquitania extends from the river Garonne to the Pyrenaean mountains and to that part of the ocean which is near Spain: it looks between the setting of the sun, and the north star. .[39]
|
67 |
+
|
68 |
+
The Gauls practiced a form of animism, ascribing human characteristics to lakes, streams, mountains, and other natural features and granting them a quasi-divine status. Also, worship of animals was not uncommon; the animal most sacred to the Gauls was the boar[40] which can be found on many Gallic military standards, much like the Roman eagle.
|
69 |
+
|
70 |
+
Their system of gods and goddesses was loose, there being certain deities which virtually every Gallic person worshipped, as well as clan and household gods. Many of the major gods were related to Greek gods; the primary god worshipped at the time of the arrival of Caesar was Teutates, the Gallic equivalent of Mercury. The "ancestor god" of the Gauls was identified by Julius Caesar in his Commentarii de Bello Gallico with the Roman god Dis Pater.[41]
|
71 |
+
|
72 |
+
Perhaps the most intriguing facet of Gallic religion is the practice of the Druids. The druids presided over human or animal sacrifices that were made in wooded groves or crude temples. They also appear to have held the responsibility for preserving the annual agricultural calendar and instigating seasonal festivals which corresponded to key points of the lunar-solar calendar. The religious practices of druids were syncretic and borrowed from earlier pagan traditions, with probably indo-European roots. Julius Caesar mentions in his Gallic Wars that those Celts who wanted to make a close study of druidism went to Britain to do so. In a little over a century later, Gnaeus Julius Agricola mentions Roman armies attacking a large druid sanctuary in Anglesey in Wales. There is no certainty concerning the origin of the druids, but it is clear that they vehemently guarded the secrets of their order and held sway over the people of Gaul. Indeed, they claimed the right to determine questions of war and peace, and thereby held an "international" status. In addition, the Druids monitored the religion of ordinary Gauls and were in charge of educating the aristocracy. They also practiced a form of excommunication from the assembly of worshippers, which in ancient Gaul meant a separation from secular society as well. Thus the Druids were an important part of Gallic society. The nearly complete and mysterious disappearance of the Celtic language from most of the territorial lands of ancient Gaul, with the exception of Brittany France, can be attributed to the fact that Celtic druids refused to allow the Celtic oral literature or traditional wisdom to be committed to the written letter.[42]
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en/214.html.txt
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Ananas is a plant genus in the family Bromeliaceae.[1] It is native to South America . The genus contains Ananas comosus, the pineapple.[2]
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The genus Ananas includes only two species:[2][3]
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Pineapple plantation
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Ananas comosus, habitat, Suriname
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A pineapple in a garden in Martinique (Caribbean Sea)
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Media related to Ananas at Wikimedia Commons
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Homosexuality is romantic attraction, sexual attraction, or sexual behavior between members of the same sex or gender.[1] As a sexual orientation, homosexuality is "an enduring pattern of emotional, romantic, and/or sexual attractions" to people of the same sex. It "also refers to a person's sense of identity based on those attractions, related behaviors, and membership in a community of others who share those attractions."[2][3]
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Along with bisexuality and heterosexuality, homosexuality is one of the three main categories of sexual orientation within the heterosexual–homosexual continuum.[2] Scientists do not know the exact cause of sexual orientation, but they theorize that it is caused by a complex interplay of genetic, hormonal, and environmental influences,[4][5][6] and do not view it as a choice.[4][5][7] Although no single theory on the cause of sexual orientation has yet gained widespread support, scientists favor biologically-based theories.[4] There is considerably more evidence supporting nonsocial, biological causes of sexual orientation than social ones, especially for males.[8][9][10] There is no substantive evidence which suggests parenting or early childhood experiences play a role with regard to sexual orientation.[11] While some people believe that homosexual activity is unnatural,[12] scientific research shows that homosexuality is a normal and natural variation in human sexuality and is not in and of itself a source of negative psychological effects.[2][13] There is insufficient evidence to support the use of psychological interventions to change sexual orientation.[14][15]
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The most common terms for homosexual people are lesbian for females and gay for males, but gay also commonly refers to both homosexual females and males. The percentage of people who are gay or lesbian and the proportion of people who are in same-sex romantic relationships or have had same-sex sexual experiences are difficult for researchers to estimate reliably for a variety of reasons, including many gay and lesbian people not openly identifying as such due to prejudice or discrimination such as homophobia and heterosexism.[16] Homosexual behavior has also been documented in many non-human animal species.[22]
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Many gay and lesbian people are in committed same-sex relationships, though only in the 2010s have census forms and political conditions facilitated their visibility and enumeration.[23] These relationships are equivalent to heterosexual relationships in essential psychological respects.[3] Homosexual relationships and acts have been admired, as well as condemned, throughout recorded history, depending on the form they took and the culture in which they occurred.[24] Since the end of the 19th century, there has been a global movement towards freedom and equality for gay people, including the introduction of anti-bullying legislation to protect gay children at school, legislation ensuring non-discrimination, equal ability to serve in the military, equal access to health care, equal ability to adopt and parent, and the establishment of marriage equality.
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The word homosexual is a Greek and Latin hybrid, with the first element derived from Greek ὁμός homos, "same" (not related to the Latin homo, "man", as in Homo sapiens), thus connoting sexual acts and affections between members of the same sex, including lesbianism.[25][26] The first known appearance of homosexual in print is found in an 1869 German pamphlet by the Austrian-born novelist Karl-Maria Kertbeny, published anonymously,[27] arguing against a Prussian anti-sodomy law.[27][28] In 1886, the psychiatrist Richard von Krafft-Ebing used the terms homosexual and heterosexual in his book Psychopathia Sexualis. Krafft-Ebing's book was so popular among both laymen and doctors that the terms heterosexual and homosexual became the most widely accepted terms for sexual orientation.[29][30] As such, the current use of the term has its roots in the broader 19th-century tradition of personality taxonomy.
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Many modern style guides in the U.S. recommend against using homosexual as a noun, instead using gay man or lesbian.[31] Similarly, some recommend completely avoiding usage of homosexual as it has a negative, clinical history and because the word only refers to one's sexual behavior (as opposed to romantic feelings) and thus it has a negative connotation.[31] Gay and lesbian are the most common alternatives. The first letters are frequently combined to create the initialism LGBT (sometimes written as GLBT), in which B and T refer to bisexual and transgender people.
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Gay especially refers to male homosexuality,[32] but may be used in a broader sense to refer to all LGBT people. In the context of sexuality, lesbian refers only to female homosexuality. The word lesbian is derived from the name of the Greek island Lesbos, where the poet Sappho wrote largely about her emotional relationships with young women.[33][34]
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Although early writers also used the adjective homosexual to refer to any single-sex context (such as an all-girls school), today the term is used exclusively in reference to sexual attraction, activity, and orientation. The term homosocial is now used to describe single-sex contexts that are not specifically sexual. There is also a word referring to same-sex love, homophilia.
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Some synonyms for same-sex attraction or sexual activity include men who have sex with men or MSM (used in the medical community when specifically discussing sexual activity) and homoerotic (referring to works of art).[35][36] Pejorative terms in English include queer, faggot, fairy, poof, and homo.[37][38][39][40] Beginning in the 1990s, some of these have been reclaimed as positive words by gay men and lesbians, as in the usage of queer studies, queer theory, and even the popular American television program Queer Eye for the Straight Guy.[41] The word homo occurs in many other languages without the pejorative connotations it has in English.[42] As with ethnic slurs and racial slurs, the use of these terms can still be highly offensive. The range of acceptable use for these terms depends on the context and speaker.[43] Conversely, gay, a word originally embraced by homosexual men and women as a positive, affirmative term (as in gay liberation and gay rights),[44] has come into widespread pejorative use among young people.[45]
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The American LGBT rights organization GLAAD advises the media to avoid using the term homosexual to describe gay people or same-sex relationships as the term is "frequently used by anti-gay extremists to denigrate gay people, couples and relationships".[46]
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Some scholars argue that the term "homosexuality" is problematic when applied to ancient cultures since, for example, neither Greeks or Romans possessed any one word covering the same semantic range as the modern concept of "homosexuality".[47][48] Furthermore, there were diverse sexual practices that varied in acceptance depending on time and place.[47] Other scholars argue that there are significant continuities between ancient and modern homosexuality.[49][50]
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In a detailed compilation of historical and ethnographic materials of preindustrial cultures, "strong disapproval of homosexuality was reported for 41% of 42 cultures; it was accepted or ignored by 21%, and 12% reported no such concept. Of 70 ethnographies, 59% reported homosexuality absent or rare in frequency and 41% reported it present or not uncommon."[51]
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In cultures influenced by Abrahamic religions, the law and the church established sodomy as a transgression against divine law or a crime against nature. The condemnation of anal sex between males, however, predates Christian belief. It was frequent in ancient Greece; "unnatural" can be traced back to Plato.[52]
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Many historical figures, including Socrates, Lord Byron, Edward II, and Hadrian,[53] have had terms such as gay or bisexual applied to them. Some scholars, such as Michel Foucault, have regarded this as risking the anachronistic introduction of a contemporary construction of sexuality foreign to their times,[54] though other scholars challenge this.[55][50][49]
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In social science, there has been a dispute between "essentialist" and "constructionist" views of homosexuality. The debate divides those who believe that terms such as "gay" and "straight" refer to objective, culturally invariant properties of persons from those who believe that the experiences they name are artifacts of unique cultural and social processes. "Essentialists" typically believe that sexual preferences are determined by biological forces, while "constructionists" assume that sexual desires are learned.[56] The philosopher of science Michael Ruse has stated that the social constructionist approach, which is influenced by Foucault, is based on a selective reading of the historical record that confuses the existence of homosexual people with the way in which they are labelled or treated.[57]
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The first record of a possible homosexual couple in history is commonly regarded as Khnumhotep and Niankhkhnum, an ancient Egyptian male couple, who lived around 2400 BCE. The pair are portrayed in a nose-kissing position, the most intimate pose in Egyptian art, surrounded by what appear to be their heirs. The anthropologists Stephen Murray and Will Roscoe reported that women in Lesotho engaged in socially sanctioned "long term, erotic relationships" called motsoalle.[58] The anthropologist E. E. Evans-Pritchard also recorded that male Azande warriors in the northern Congo routinely took on young male lovers between the ages of twelve and twenty, who helped with household tasks and participated in intercrural sex with their older husbands.[59]
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As is true of many other non-Western cultures, it is difficult to determine the extent to which Western notions of sexual orientation and gender identity apply to Pre-Columbian cultures. Evidence of homoerotic sexual acts and transvestism has been found in many pre-conquest civilizations in Latin America, such as the Aztecs, Mayas, Quechuas, Moches, Zapotecs, the Incas, and the Tupinambá of Brazil.[60][61][62]
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The Spanish conquerors were horrified to discover sodomy openly practiced among native peoples, and attempted to crush it out by subjecting the berdaches (as the Spanish called them) under their rule to severe penalties, including public execution, burning and being torn to pieces by dogs.[63] The Spanish conquerors talked extensively of sodomy among the natives to depict them as savages and hence justify their conquest and forceful conversion to Christianity. As a result of the growing influence and power of the conquerors, many native cultures started condemning homosexual acts themselves.[citation needed]
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Among some of the indigenous peoples of the Americas in North America prior to European colonization, a relatively common form of same-sex sexuality centered around the figure of the Two-Spirit individual (the term itself was coined only in 1990). Typically, this individual was recognized early in life, given a choice by the parents to follow the path and, if the child accepted the role, raised in the appropriate manner, learning the customs of the gender it had chosen. Two-Spirit individuals were commonly shamans and were revered as having powers beyond those of ordinary shamans. Their sexual life was with the ordinary tribe members of the same sex.[citation needed]
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During the colonial times following the European invasion, homosexuality was prosecuted by the Inquisition, some times leading to death sentences on the charges of sodomy, and the practices became clandestine. Many homosexual individuals went into heterosexual marriages to keep appearances, and many turned to the clergy to escape public scrutiny of their lack of interest in the opposite sex.[citation needed]
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In 1986, the Supreme Court of the United States ruled in Bowers v. Hardwick that a state could criminalize sodomy, but, in 2003, overturned itself in Lawrence v. Texas and thereby legalized homosexual activity throughout the United States of America.
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Same-sex marriage in the United States expanded from one state in 2004 to all fifty states in 2015, through various state court rulings, state legislation, direct popular votes (referendums and initiatives), and federal court rulings.
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In East Asia, same-sex love has been referred to since the earliest recorded history.
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Homosexuality in China, known as the passions of the cut peach and various other euphemisms, has been recorded since approximately 600 BCE. Homosexuality was mentioned in many famous works of Chinese literature. The instances of same-sex affection and sexual interactions described in the classical novel Dream of the Red Chamber seem as familiar to observers in the present as do equivalent stories of romances between heterosexual people during the same period. Confucianism, being primarily a social and political philosophy, focused little on sexuality, whether homosexual or heterosexual. Ming Dynasty literature, such as Bian Er Chai (弁而釵/弁而钗), portray homosexual relationships between men as more enjoyable and more "harmonious" than heterosexual relationships.[64] Writings from the Liu Song Dynasty by Wang Shunu claimed that homosexuality was as common as heterosexuality in the late 3rd century.[65]
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Opposition to homosexuality in China originates in the medieval Tang Dynasty (618–907), attributed to the rising influence of Christian and Islamic values,[66] but did not become fully established until the Westernization efforts of the late Qing Dynasty and the Republic of China.[67]
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The Laws of Manu mentions a "third sex", members of which may engage in nontraditional gender expression and homosexual activities.[68]
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The earliest Western documents (in the form of literary works, art objects, and mythographic materials) concerning same-sex relationships are derived from ancient Greece.
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In regard to male homosexuality, such documents depict an at times complex understanding in which relationships with women and relationships with adolescent boys could be a part of a normal man's love life. Same-sex relationships were a social institution variously constructed over time and from one city to another. The formal practice, an erotic yet often restrained relationship between a free adult male and a free adolescent, was valued for its pedagogic benefits and as a means of population control, though occasionally blamed for causing disorder. Plato praised its benefits in his early writings[69] but in his late works proposed its prohibition.[70] Aristotle, in the Politics, dismissed Plato's ideas about abolishing homosexuality (2.4); he explains that barbarians like the Celts accorded it a special honor (2.6.6), while the Cretans used it to regulate the population (2.7.5).[71]
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Little is known of female homosexuality in antiquity. Sappho, born on the island of Lesbos, was included by later Greeks in the canonical list of nine lyric poets. The adjectives deriving from her name and place of birth (Sapphic and Lesbian) came to be applied to female homosexuality beginning in the 19th century.[72][73] Sappho's poetry centers on passion and love for various personages and both genders. The narrators of many of her poems speak of infatuations and love (sometimes requited, sometimes not) for various females, but descriptions of physical acts between women are few and subject to debate.[74][75]
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In Ancient Rome, the young male body remained a focus of male sexual attention, but relationships were between older free men and slaves or freed youths who took the receptive role in sex. The Hellenophile emperor Hadrian is renowned for his relationship with Antinous, but the Christian emperor Theodosius I decreed a law on 6 August 390, condemning passive males to be burned at the stake. Notwithstanding these regulations taxes on brothels with boys available for homosexual sex continued to be collected until the end of the reign of Anastasius I in 518. Justinian, towards the end of his reign, expanded the proscription to the active partner as well (in 558), warning that such conduct can lead to the destruction of cities through the "wrath of God".
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During the Renaissance, wealthy cities in northern Italy—Florence and Venice in particular—were renowned for their widespread practice of same-sex love, engaged in by a considerable part of the male population and constructed along the classical pattern of Greece and Rome.[76][77] But even as many of the male population were engaging in same-sex relationships, the authorities, under the aegis of the Officers of the Night court, were prosecuting, fining, and imprisoning a good portion of that population.
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From the second half of the 13th century, death was the punishment for male homosexuality in most of Europe.[78]
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The relationships of socially prominent figures, such as King James I and the Duke of Buckingham, served to highlight the issue, including in anonymously authored street pamphlets: "The world is chang'd I know not how, For men Kiss Men, not Women now;...Of J. the First and Buckingham: He, true it is, his Wives Embraces fled, To slabber his lov'd Ganimede" (Mundus Foppensis, or The Fop Display'd, 1691).
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Love Letters Between a Certain Late Nobleman and the Famous Mr. Wilson was published in 1723 in England, and was presumed by some modern scholars to be a novel. The 1749 edition of John Cleland's popular novel Fanny Hill includes a homosexual scene, but this was removed in its 1750 edition. Also in 1749, the earliest extended and serious defense of homosexuality in English, Ancient and Modern Pederasty Investigated and Exemplified, written by Thomas Cannon, was published, but was suppressed almost immediately. It includes the passage, "Unnatural Desire is a Contradiction in Terms; downright Nonsense. Desire is an amatory Impulse of the inmost human Parts."[79] Around 1785 Jeremy Bentham wrote another defense, but this was not published until 1978.[80] Executions for sodomy continued in the Netherlands until 1803, and in England until 1835, James Pratt and John Smith being the last Englishmen to be so hanged.
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Between 1864 and 1880 Karl Heinrich Ulrichs published a series of twelve tracts, which he collectively titled Research on the Riddle of Man-Manly Love. In 1867, he became the first self-proclaimed homosexual person to speak out publicly in defense of homosexuality when he pleaded at the Congress of German Jurists in Munich for a resolution urging the repeal of anti-homosexual laws.[16] Sexual Inversion by Havelock Ellis, published in 1896, challenged theories that homosexuality was abnormal, as well as stereotypes, and insisted on the ubiquity of homosexuality and its association with intellectual and artistic achievement.[81]
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Although medical texts like these (written partly in Latin to obscure the sexual details) were not widely read by the general public, they did lead to the rise of Magnus Hirschfeld's Scientific-Humanitarian Committee, which campaigned from 1897 to 1933 against anti-sodomy laws in Germany, as well as a much more informal, unpublicized movement among British intellectuals and writers, led by such figures as Edward Carpenter and John Addington Symonds. Beginning in 1894 with Homogenic Love, Socialist activist and poet Edward Carpenter wrote a string of pro-homosexual articles and pamphlets, and "came out" in 1916 in his book My Days and Dreams. In 1900, Elisar von Kupffer published an anthology of homosexual literature from antiquity to his own time, Lieblingminne und Freundesliebe in der Weltliteratur.
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There are a handful of accounts by Arab travelers to Europe during the mid-1800s. Two of these travelers, Rifa'ah al-Tahtawi and Muhammad as-Saffar, show their surprise that the French sometimes deliberately mistranslated love poetry about a young boy, instead referring to a young female, to maintain their social norms and morals.[82]
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Israel is considered the most tolerant country in the Middle East and Asia to homosexuals,[83] with Tel Aviv being named "the gay capital of the Middle East"[84] and considered one of the most gay friendly cities in the world.[85] The annual Pride Parade in support of homosexuality takes place in Tel Aviv.[86]
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On the other hand, many governments in the Middle East often ignore, deny the existence of, or criminalize homosexuality. Homosexuality is illegal in almost all Muslim countries.[87] Same-sex intercourse officially carries the death penalty in several Muslim nations: Saudi Arabia, Iran, Mauritania, northern Nigeria, Sudan, and Yemen.[88] Iranian President Mahmoud Ahmadinejad, during his 2007 speech at Columbia University, asserted that there were no gay people in Iran. However, the probable reason is that they keep their sexuality a secret for fear of government sanction or rejection by their families.[89]
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In ancient Sumer, a set of priests known as gala worked in the temples of the goddess Inanna, where they performed elegies and lamentations.[91]:285 Gala took female names, spoke in the eme-sal dialect, which was traditionally reserved for women, and appear to have engaged in homosexual intercourse.[92] The Sumerian sign for gala was a ligature of the signs for "penis" and "anus".[92] One Sumerian proverb reads: "When the gala wiped off his ass [he said], 'I must not arouse that which belongs to my mistress [i.e., Inanna].'"[92] In later Mesopotamian cultures, kurgarrū and assinnu were servants of the goddess Ishtar (Inanna's East Semitic equivalent), who dressed in female clothing and performed war dances in Ishtar's temples.[92] Several Akkadian proverbs seem to suggest that they may have also engaged in homosexual intercourse.[92]
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In ancient Assyria, homosexuality was present and common; it was also not prohibited, condemned, nor looked upon as immoral or disordered. Some religious texts contain prayers for divine blessings on homosexual relationships.[93][94] The Almanac of Incantations contained prayers favoring on an equal basis the love of a man for a woman, of a woman for a man, and of a man for man.[95]
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Some scholars argue that there are examples of homosexual love in ancient literature, like in the Mesopotamian Epic of Gilgamesh as well as in the Biblical story of David and Jonathan. In the Epic of Gilgamesh, the relationship between the main protagonist Gilgamesh and the character Enkidu has been seen by some to be homosexual in nature.[96][97][98][99] Similarly, David's love for Jonathan is "greater than the love of women."[100]
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In some societies of Melanesia, especially in Papua New Guinea, same-sex relationships were an integral part of the culture until the middle of the 1900s. The Etoro and Marind-anim for example, viewed heterosexuality as unclean and celebrated homosexuality instead. In some traditional Melanesian cultures a prepubertal boy would be paired with an older adolescent who would become his mentor and who would "inseminate" him (orally, anally, or topically, depending on the tribe) over a number of years in order for the younger to also reach puberty. Many Melanesian societies, however, have become hostile towards same-sex relationships since the introduction of Christianity by European missionaries.[101]
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The American Psychological Association, the American Psychiatric Association, and the National Association of Social Workers identify sexual orientation as "not merely a personal characteristic that can be defined in isolation. Rather, one's sexual orientation defines the universe of persons with whom one is likely to find the satisfying and fulfilling relationships":[3]
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Sexual orientation is commonly discussed as a characteristic of the individual, like biological sex, gender identity, or age. This perspective is incomplete because sexual orientation is always defined in relational terms and necessarily involves relationships with other individuals. Sexual acts and romantic attractions are categorized as homosexual or heterosexual according to the biological sex of the individuals involved in them, relative to each other. Indeed, it is by acting—or desiring to act—with another person that individuals express their heterosexuality, homosexuality, or bisexuality. This includes actions as simple as holding hands with or kissing another person. Thus, sexual orientation is integrally linked to the intimate personal relationships that human beings form with others to meet their deeply felt needs for love, attachment, and intimacy. In addition to sexual behavior, these bonds encompass nonsexual physical affection between partners, shared goals and values, mutual support, and ongoing commitment.[3]
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The Kinsey scale, also called the Heterosexual-Homosexual Rating Scale,[102] attempts to describe a person's sexual history or episodes of his or her sexual activity at a given time. It uses a scale from 0, meaning exclusively heterosexual, to 6, meaning exclusively homosexual. In both the Male and Female volumes of the Kinsey Reports, an additional grade, listed as "X", has been interpreted by scholars to indicate asexuality.[103]
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Often, sexual orientation and sexual identity are not distinguished, which can impact accurately assessing sexual identity and whether or not sexual orientation is able to change; sexual orientation identity can change throughout an individual's life, and may or may not align with biological sex, sexual behavior or actual sexual orientation.[104][105][106] Sexual orientation is stable and unlikely to change for the vast majority of people, but some research indicates that some people may experience change in their sexual orientation, and this is more likely for women than for men.[107] The American Psychological Association distinguishes between sexual orientation (an innate attraction) and sexual orientation identity (which may change at any point in a person's life).[108]
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People with a homosexual orientation can express their sexuality in a variety of ways, and may or may not express it in their behaviors.[2] Many have sexual relationships predominantly with people of their own sex, though some have sexual relationships with those of the opposite sex, bisexual relationships, or none at all (celibacy).[2] Studies have found same-sex and opposite-sex couples to be equivalent to each other in measures of satisfaction and commitment in relationships, that age and sex are more reliable than sexual orientation as a predictor of satisfaction and commitment to a relationship, and that people who are heterosexual or homosexual share comparable expectations and ideals with regard to romantic relationships.[109][110][111]
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Coming out (of the closet) is a phrase referring to one's disclosure of their sexual orientation or gender identity, and is described and experienced variously as a psychological process or journey.[113] Generally, coming out is described in three phases. The first phase is that of "knowing oneself", and the realization emerges that one is open to same-sex relations.[114] This is often described as an internal coming out. The second phase involves one's decision to come out to others, e.g. family, friends, or colleagues. The third phase more generally involves living openly as an LGBT person.[115] In the United States today, people often come out during high school or college age. At this age, they may not trust or ask for help from others, especially when their orientation is not accepted in society. Sometimes their own families are not even informed.
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According to Rosario, Schrimshaw, Hunter, Braun (2006), "the development of a lesbian, gay, or bisexual (LGB) sexual identity is a complex and often difficult process. Unlike members of other minority groups (e.g., ethnic and racial minorities), most LGB individuals are not raised in a community of similar others from whom they learn about their identity and who reinforce and support that identity. Rather, LGB individuals are often raised in communities that are either ignorant of or openly hostile toward homosexuality."[105]
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Outing is the practice of publicly revealing the sexual orientation of a closeted person.[116] Notable politicians, celebrities, military service people, and clergy members have been outed, with motives ranging from malice to political or moral beliefs. Many commentators oppose the practice altogether,[117] while some encourage outing public figures who use their positions of influence to harm other gay people.[118]
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Lesbians often experience their sexuality differently from gay men, and have different understandings about etiology from those derived from studies focused mostly on men.[citation needed]
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In a U.S.-based 1970s mail survey by Shere Hite, lesbians self-reported their reasons for being lesbian. This is the only major piece of research into female sexuality that has looked at how women understand being homosexual since Kinsey in 1953.[citation needed] The research yielded information about women's general understanding of lesbian relationships and their sexual orientation. Women gave various reasons for preferring sexual relations with women to sexual relations with men, including finding women more sensitive to other people's needs.[119]
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Since Hite carried out her study she has acknowledged that some women may have chosen the political identity of a lesbian. Julie Bindel, a UK journalist, reaffirmed that "political lesbianism continues to make intrinsic sense because it reinforces the idea that sexuality is a choice, and we are not destined to a particular fate because of our chromosomes." as recently as 2009.[120]
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Reliable data as to the size of the gay and lesbian population are of value in informing public policy.[123] For example, demographics would help in calculating the costs and benefits of domestic partnership benefits, of the impact of legalizing gay adoption, and of the impact of the U.S. military's Don't Ask Don't Tell policy.[123] Further, knowledge of the size of the "gay and lesbian population holds promise for helping social scientists understand a wide array of important questions—questions about the general nature of labor market choices, accumulation of human capital, specialization within households, discrimination, and decisions about geographic location."[123]
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Measuring the prevalence of homosexuality presents difficulties. It is necessary to consider the measuring criteria that are used, the cutoff point and the time span taken to define a sexual orientation.[16] Many people, despite having same-sex attractions, may be reluctant to identify themselves as gay or bisexual. The research must measure some characteristic that may or may not be defining of sexual orientation. The number of people with same-sex desires may be larger than the number of people who act on those desires, which in turn may be larger than the number of people who self-identify as gay, lesbian, or bisexual.[123]
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In 1948 and 1953, Alfred Kinsey reported that nearly 46% of the male subjects had "reacted" sexually to persons of both sexes in the course of their adult lives, and 37% had had at least one homosexual experience.[124][125] Kinsey's methodology was criticized by John Tukey for using convenience samples and not random samples.[126][127]
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A later study tried to eliminate the sample bias, but still reached similar conclusions.[128] Simon LeVay cites these Kinsey results as an example of the caution needed to interpret demographic studies, as they may give quite differing numbers depending on what criteria are used to conduct them, in spite of using sound scientific methods.[16]
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According to major studies, 2% to 11% of people have had some form of same-sex sexual contact within their lifetime;[129][130][131][132][133][134][135][136][137][138] this percentage rises to 16–21% when either or both same-sex attraction and behavior are reported.[138] In a 2006 study, 20% of respondents anonymously reported some homosexual feelings, although only 2–3% identified themselves as homosexual.[139] A 1992 study reported that 6.1% of males in Britain have had a homosexual experience, while in France the number was reported at 4.1%.[140]
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In the United States, according to a report by The Williams Institute in April 2011, 3.5% or approximately 9 million of the adult population identify as lesbian, gay, or bisexual.[141][142] According to the 2000 United States Census, there were about 601,209 same-sex unmarried partner households.[143]
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A 2013 study by the CDC, in which over 34,000 Americans were interviewed, puts the percentage of self-identifying lesbians and gay men at 1.6%, and of bisexuals at 0.7%.[144]
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According to a 2008 poll, 13% of Britons have had some form of same-sex sexual contact while only 6% of Britons identify themselves as either homosexual or bisexual.[145] In contrast, a survey by the UK Office for National Statistics (ONS) in 2010 found that 95% of Britons identified as heterosexual, 1.5% of Britons identified themselves as homosexual or bisexual, and the last 3.5% gave more vague answers such as "don't know", "other", or did not respond to the question.[125][146]
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In October 2012, Gallup started conducting annual surveys to study the demographics of LGBT people, determining that 3.4% (±1%) of adults identified as LGBT in the United States.[147] It was the nation's largest poll on the issue at the time.[148][149] In 2017, the percentage was estimated to have risen to 4.5% of adults, with the increase largely driven by Millennials. The poll attributes the rise to greater willingness of younger people to reveal their sexual identity.[150]
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The American Psychological Association, the American Psychiatric Association, and the National Association of Social Workers state:
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In 1952, when the American Psychiatric Association published its first Diagnostic and Statistical Manual of Mental Disorders, homosexuality was included as a disorder. Almost immediately, however, that classification began to be subjected to critical scrutiny in research funded by the National Institute of Mental Health. That study and subsequent research consistently failed to produce any empirical or scientific basis for regarding homosexuality as a disorder or abnormality, rather than a normal and healthy sexual orientation. As results from such research accumulated, professionals in medicine, mental health, and the behavioral and social sciences reached the conclusion that it was inaccurate to classify homosexuality as a mental disorder and that the DSM classification reflected untested assumptions based on once-prevalent social norms and clinical impressions from unrepresentative samples comprising patients seeking therapy and individuals whose conduct brought them into the criminal justice system.
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In recognition of the scientific evidence,[151] the American Psychiatric Association removed homosexuality from the DSM in 1973, stating that "homosexuality per se implies no impairment in judgment, stability, reliability, or general social or vocational capabilities." After thoroughly reviewing the scientific data, the American Psychological Association adopted the same position in 1975, and urged all mental health professionals "to take the lead in removing the stigma of mental illness that has long been associated with homosexual orientations." The National Association of Social Workers has adopted a similar policy.
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Thus, mental health professionals and researchers have long recognized that being homosexual poses no inherent obstacle to leading a happy, healthy, and productive life, and that the vast majority of gay and lesbian people function well in the full array of social institutions and interpersonal relationships.[3]
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The consensus of research and clinical literature demonstrates that same-sex sexual and romantic attractions, feelings, and behaviors are normal and positive variations of human sexuality.[152] There is now a large body of research evidence that indicates that being gay, lesbian or bisexual is compatible with normal mental health and social adjustment.[11] The World Health Organization's ICD-9 (1977) listed homosexuality as a mental illness; it was removed from the ICD-10, endorsed by the Forty-third World Health Assembly on 17 May 1990.[153][154][155] Like the DSM-II, the ICD-10 added ego-dystonic sexual orientation to the list, which refers to people who want to change their gender identities or sexual orientation because of a psychological or behavioral disorder (F66.1). The Chinese Society of Psychiatry removed homosexuality from its Chinese Classification of Mental Disorders in 2001 after five years of study by the association.[156] According to the Royal College of Psychiatrists "This unfortunate history demonstrates how marginalisation of a group of people who have a particular personality feature (in this case homosexuality) can lead to harmful medical practice and a basis for discrimination in society.[11] There is now a large body of research evidence that indicates that being gay, lesbian or bisexual is compatible with normal mental health and social adjustment. However, the experiences of discrimination in society and possible rejection by friends, families and others, such as employers, means that some LGB people experience a greater than expected prevalence of mental health difficulties and substance misuse problems. Although there have been claims by conservative political groups in the USA that this higher prevalence of mental health difficulties is confirmation that homosexuality is itself a mental disorder, there is no evidence whatever to substantiate such a claim."[157]
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Most lesbian, gay, and bisexual people who seek psychotherapy do so for the same reasons as heterosexual people (stress, relationship difficulties, difficulty adjusting to social or work situations, etc.); their sexual orientation may be of primary, incidental, or no importance to their issues and treatment. Whatever the issue, there is a high risk for anti-gay bias in psychotherapy with lesbian, gay, and bisexual clients.[158] Psychological research in this area has been relevant to counteracting prejudicial ("homophobic") attitudes and actions, and to the LGBT rights movement generally.[159]
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The appropriate application of affirmative psychotherapy is based on the following scientific facts:[152]
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Although scientists favor biological models for the cause of sexual orientation,[4] they do not believe that the development of sexual orientation is the result of any one factor. They generally believe that it is determined by a complex interplay of biological and environmental factors, and is shaped at an early age.[2][5][6] There is considerably more evidence supporting nonsocial, biological causes of sexual orientation than social ones, especially for males.[8] There is no substantive evidence which suggests parenting or early childhood experiences play a role with regard to sexual orientation.[11] Scientists do not believe that sexual orientation is a choice.[4][5][7]
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The American Academy of Pediatrics stated in Pediatrics in 2004:
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There is no scientific evidence that abnormal parenting, sexual abuse, or other adverse life events influence sexual orientation. Current knowledge suggests that sexual orientation is usually established during early childhood.[4][160]
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The American Psychological Association, American Psychiatric Association, and National Association of Social Workers stated in 2006:
|
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Currently, there is no scientific consensus about the specific factors that cause an individual to become heterosexual, homosexual, or bisexual—including possible biological, psychological, or social effects of the parents' sexual orientation. However, the available evidence indicates that the vast majority of lesbian and gay adults were raised by heterosexual parents and the vast majority of children raised by lesbian and gay parents eventually grow up to be heterosexual.[2]
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Despite numerous attempts, no "gay gene" has been identified. However, there is substantial evidence for a genetic basis of homosexuality, especially in males, based on twin studies; some association with regions of Chromosome 8, the Xq28 locus on the X chromosome, and other sites across many chromosomes.[161]
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Sanders et al. 2015
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Sanders et al. 2015
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Starting in the 2010s, potential epigenetic factors have become a topic of increased attention in genetic research on sexual orientation. A study presented at the ASHG 2015 Annual Meeting found that the methylation pattern in nine regions of the genome appeared very closely linked to sexual orientation, with a resulting algorithm using the methylation pattern to predict the sexual orientation of a control group with almost 70% accuracy.[164][165]
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Research into the causes of homosexuality plays a role in political and social debates and also raises concerns about genetic profiling and prenatal testing.[166][167]
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Since homosexuality tends to lower reproductive success, and since there is considerable evidence that human sexual orientation is genetically influenced, it is unclear how it is maintained in the population at a relatively high frequency.[168] There are many possible explanations, such as genes predisposing to homosexuality also conferring advantage in heterosexuals, a kin selection effect, social prestige, and more.[169] A 2009 study also suggested a significant increase in fecundity in the females related to the homosexual people from the maternal line (but not in those related from the paternal one).[170]
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There are no studies of adequate scientific rigor that conclude that sexual orientation change efforts work to change a person's sexual orientation. Those efforts have been controversial due to tensions between the values held by some faith-based organizations, on the one hand, and those held by LGBT rights organizations and professional and scientific organizations and other faith-based organizations, on the other.[14] The longstanding consensus of the behavioral and social sciences and the health and mental health professions is that homosexuality per se is a normal and positive variation of human sexual orientation, and therefore not a mental disorder.[14] The American Psychological Association says that "most people experience little or no sense of choice about their sexual orientation".[171]
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Some individuals and groups have promoted the idea of homosexuality as symptomatic of developmental defects or spiritual and moral failings and have argued that sexual orientation change efforts, including psychotherapy and religious efforts, could alter homosexual feelings and behaviors. Many of these individuals and groups appeared to be embedded within the larger context of conservative religious political movements that have supported the stigmatization of homosexuality on political or religious grounds.[14]
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No major mental health professional organization has sanctioned efforts to change sexual orientation and virtually all of them have adopted policy statements cautioning the profession and the public about treatments that purport to change sexual orientation. These include the American Psychiatric Association, American Psychological Association, American Counseling Association, National Association of Social Workers in the US,[172] the Royal College of Psychiatrists,[173] and the Australian Psychological Society.[174] The American Psychological Association and the Royal College of Psychiatrists expressed concerns that the positions espoused by NARTH are not supported by the science and create an environment in which prejudice and discrimination can flourish.[173][175]
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The American Psychological Association states that "sexual orientation is not a choice that can be changed at will, and that sexual orientation is most likely the result of a complex interaction of environmental, cognitive and biological factors...is shaped at an early age...[and evidence suggests] biological, including genetic or inborn hormonal factors, play a significant role in a person's sexuality."[5] They say that "sexual orientation identity—not sexual orientation—appears to change via psychotherapy, support groups, and life events."[14] The American Psychiatric Association says "individuals maybe become aware at different points in their lives that they are heterosexual, gay, lesbian, or bisexual" and "opposes any psychiatric treatment, such as 'reparative' or 'conversion' therapy, which is based upon the assumption that homosexuality per se is a mental disorder, or based upon a prior assumption that the patient should change his/her homosexual orientation". They do, however, encourage gay affirmative psychotherapy.[176] Similarly, the American *Psychological* Association[177] is doubtful about the effectiveness and side-effect profile of sexual orientation change efforts, including conversion therapy.
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The American Psychological Association "encourages mental health professionals to avoid misrepresenting the efficacy of sexual orientation change efforts by promoting or promising change in sexual orientation when providing assistance to individuals distressed by their own or others' sexual orientation and concludes that the benefits reported by participants in sexual orientation change efforts can be gained through approaches that do not attempt to change sexual orientation".[14]
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Scientific research has been generally consistent in showing that lesbian and gay parents are as fit and capable as heterosexual parents, and their children are as psychologically healthy and well-adjusted as children reared by heterosexual parents.[178][179][180] According to scientific literature reviews, there is no evidence to the contrary.[3][181][182][183][184]
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A 2001 review suggested that the children with lesbian or gay parents appear less traditionally gender-typed and are more likely to be open to homoerotic relationships, partly due to genetic (80% of the children being raised by same-sex couples in the US are not adopted and most are the result of previous heterosexual marriages.[185]) and family socialization processes (children grow up in relatively more tolerant school, neighborhood, and social contexts, which are less heterosexist), even though majority of children raised by same-sex couples identify as heterosexual.[186] A 2005 review by Charlotte J. Patterson for the American Psychological Association found that the available data did not suggest higher rates of homosexuality among the children of lesbian or gay parents.[187]
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The terms "men who have sex with men" (MSM) and "women who have sex with women" (WSW) refer to people who engage in sexual activity with others of the same sex regardless of how they identify themselves—as many choose not to accept social identities as lesbian, gay and bisexual.[188][189][190][191][192] These terms are often used in medical literature and social research to describe such groups for study, without needing to consider the issues of sexual self-identity. The terms are seen as problematic by some, however, because they "obscure social dimensions of sexuality; undermine the self-labeling of lesbian, gay, and bisexual people; and do not sufficiently describe variations in sexual behavior".[193]
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In contrast to its benefits, sexual behavior can be a disease vector. Safe sex is a relevant harm reduction philosophy.[194] Many countries currently prohibit men who have sex with men from donating blood; the policy of the United States Food and Drug Administration states that "they are, as a group, at increased risk for HIV, hepatitis B and certain other infections that can be transmitted by transfusion."[195]
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These safer sex recommendations are agreed upon by public health officials for women who have sex with women to avoid sexually transmitted infections (STIs):
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These safer sex recommendations are agreed upon by public health officials for men who have sex with men to avoid sexually transmitted infections:
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When it was first described in medical literature, homosexuality was often approached from a view that sought to find an inherent psychopathology as its root cause. Much literature on mental health and homosexual patients centered on their depression, substance abuse, and suicide. Although these issues exist among people who are non-heterosexual, discussion about their causes shifted after homosexuality was removed from the Diagnostic and Statistical Manual (DSM) in 1973. Instead, social ostracism, legal discrimination, internalization of negative stereotypes, and limited support structures indicate factors homosexual people face in Western societies that often adversely affect their mental health.[199]
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Stigma, prejudice, and discrimination stemming from negative societal attitudes toward homosexuality lead to a higher prevalence of mental health disorders among lesbians, gay men, and bisexuals compared to their heterosexual peers.[200] Evidence indicates that the liberalization of these attitudes over the 1990s through the 2010s is associated with a decrease in such mental health risks among younger LGBT people.[201]
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Gay and lesbian youth bear an increased risk of suicide, substance abuse, school problems, and isolation because of a "hostile and condemning environment, verbal and physical abuse, rejection and isolation from family and peers".[202] Further, LGBT youths are more likely to report psychological and physical abuse by parents or caretakers, and more sexual abuse. Suggested reasons for this disparity are that (1) LGBT youths may be specifically targeted on the basis of their perceived sexual orientation or gender non-conforming appearance, and (2) that "risk factors associated with sexual minority status, including discrimination, invisibility, and rejection by family members...may lead to an increase in behaviors that are associated with risk for victimization, such as substance abuse, sex with multiple partners, or running away from home as a teenager."[203] A 2008 study showed a correlation between the degree of rejecting behavior by parents of LGB adolescents and negative health problems in the teenagers studied:
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Higher rates of family rejection were significantly associated with poorer health outcomes. On the basis of odds ratios, lesbian, gay, and bisexual young adults who reported higher levels of family rejection during adolescence were 8.4 times more likely to report having attempted suicide, 5.9 times more likely to report high levels of depression, 3.4 times more likely to use illegal drugs, and 3.4 times more likely to report having engaged in unprotected sexual intercourse compared with peers from families that reported no or low levels of family rejection.[204]
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Crisis centers in larger cities and information sites on the Internet have arisen to help youth and adults.[205] The Trevor Project, a suicide prevention helpline for gay youth, was established following the 1998 airing on HBO of the Academy Award winning short film Trevor.[206]
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Most nations do not prohibit consensual sex between unrelated persons above the local age of consent. Some jurisdictions further recognize identical rights, protections, and privileges for the family structures of same-sex couples, including marriage. Some countries and jurisdictions mandate that all individuals restrict themselves to heterosexual activity and disallow homosexual activity via sodomy laws. Offenders can face the death penalty in Islamic countries and jurisdictions ruled by sharia. There are, however, often significant differences between official policy and real-world enforcement.
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Although homosexual acts were decriminalized in some parts of the Western world, such as Poland in 1932, Denmark in 1933, Sweden in 1944, and the England and Wales in 1967, it was not until the mid-1970s that the gay community first began to achieve limited civil rights in some developed countries. A turning point was reached in 1973 when the American Psychiatric Association, which previously listed homosexuality in the DSM-I in 1952, removed homosexuality in the DSM-II, in recognition of scientific evidence.[3] In 1977, Quebec became the first state-level jurisdiction in the world to prohibit discrimination on the grounds of sexual orientation. During the 1980s and 1990s, most developed countries enacted laws decriminalizing homosexual behavior and prohibiting discrimination against lesbian and gay people in employment, housing, and services. On the other hand, many countries today in the Middle East and Africa, as well as several countries in Asia, the Caribbean and the South Pacific, outlaw homosexuality. In 2013, the Supreme Court of India upheld Section 377 of the Indian Penal Code,[207] but in 2018 overturned itself and legalized homosexual activity throughout India.[208] The Section 377, a British colonial-era law which criminalizes homosexual activity, remains in effect in more than 40 former British colonies.[209][210]
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10 countries or jurisdictions, all of which are Islamic and ruled by sharia, impose the death penalty for homosexuality.
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In the European Union, discrimination of any type based on sexual orientation or gender identity is illegal under the Charter of Fundamental Rights of the European Union.[220]
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Since the 1960s, many LGBT people in the West, particularly those in major metropolitan areas, have developed a so-called gay culture. To many,[who?] gay culture is exemplified by the gay pride movement, with annual parades and displays of rainbow flags. Yet not all LGBT people choose to participate in "queer culture", and many gay men and women specifically decline to do so. To some[who?] it seems to be a frivolous display, perpetuating gay stereotypes.
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With the outbreak of AIDS in the early 1980s, many LGBT groups and individuals organized campaigns to promote efforts in AIDS education, prevention, research, patient support, and community outreach, as well as to demand government support for these programs.
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The death toll wrought by the AIDS epidemic at first seemed to slow the progress of the gay rights movement, but in time it galvanized some parts of the LGBT community into community service and political action, and challenged the heterosexual community to respond compassionately. Major American motion pictures from this period that dramatized the response of individuals and communities to the AIDS crisis include An Early Frost (1985), Longtime Companion (1990), And the Band Played On (1993), Philadelphia (1993), and Common Threads: Stories from the Quilt (1989).
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Publicly gay politicians have attained numerous government posts, even in countries that had sodomy laws in their recent past. Examples include Guido Westerwelle, Germany's Vice-Chancellor; Peter Mandelson, a British Labour Party cabinet minister and Per-Kristian Foss, formerly Norwegian Minister of Finance.
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LGBT movements are opposed by a variety of individuals and organizations. Some social conservatives believe that all sexual relationships with people other than an opposite-sex spouse undermine the traditional family[221] and that children should be reared in homes with both a father and a mother.[222][223] Some argue that gay rights may conflict with individuals' freedom of speech,[224][225] religious freedoms in the workplace,[226][227] the ability to run churches,[228] charitable organizations[229][230] and other religious organizations[231] in accordance with one's religious views, and that the acceptance of homosexual relationships by religious organizations might be forced through threatening to remove the tax-exempt status of churches whose views do not align with those of the government.[232][233][234][235] Some critics charge that political correctness has led to the association of sex between males and HIV being downplayed.[236]
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Policies and attitudes toward gay and lesbian military personnel vary widely around the world. Some countries allow gay men, lesbians, and bisexual people to serve openly and have granted them the same rights and privileges as their heterosexual counterparts. Many countries neither ban nor support LGB service members. A few countries continue to ban homosexual personnel outright.
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Most Western military forces have removed policies excluding sexual minority members. Of the 26 countries that participate militarily in NATO, more than 20 permit openly gay, lesbian and bisexual people to serve. Of the permanent members of the United Nations Security Council, three (United Kingdom, France and United States) do so. The other two generally do not: China bans gay and lesbian people outright, Russia excludes all gay and lesbian people during peacetime but allows some gay men to serve in wartime (see below). Israel is the only country in the Middle East region that allows openly LGB people to serve in the military.
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While the question of homosexuality in the military has been highly politicized in the United States, it is not necessarily so in many countries. Generally speaking, sexuality in these cultures is considered a more personal aspect of one's identity than it is in the United States.
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According to the American Psychological Association, empirical evidence fails to show that sexual orientation is germane to any aspect of military effectiveness including unit cohesion, morale, recruitment and retention.[237] Sexual orientation is irrelevant to task cohesion, the only type of cohesion that critically predicts the team's military readiness and success.[238]
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Societal acceptance of non-heterosexual orientations such as homosexuality is lowest in Asian, African and Eastern European countries,[239][240] and is highest in Western Europe, Australia, and the Americas. Western society has become increasingly accepting of homosexuality since the 1990s. In 2017, Professor Amy Adamczyk contended that these cross-national differences in acceptance can be largely explained by three factors: the relative strength of democratic institutions, the level of economic development, and the religious context of the places where people live.[241]
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In 2006, the American Psychological Association, American Psychiatric Association and National Association of Social Workers stated in an amicus brief presented to the Supreme Court of California: "Gay men and lesbians form stable, committed relationships that are equivalent to heterosexual relationships in essential respects. The institution of marriage offers social, psychological, and health benefits that are denied to same-sex couples. By denying same-sex couples the right to marry, the state reinforces and perpetuates the stigma historically associated with homosexuality. Homosexuality remains stigmatized, and this stigma has negative consequences. California's prohibition on marriage for same-sex couples reflects and reinforces this stigma". They concluded: "There is no scientific basis for distinguishing between same-sex couples and heterosexual couples with respect to the legal rights, obligations, benefits, and burdens conferred by civil marriage."[3]
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Though the relationship between homosexuality and religion is complex, current authoritative bodies and doctrines of the world's largest religions view homosexual behaviour negatively.[citation needed] This can range from quietly discouraging homosexual activity, to explicitly forbidding same-sex sexual practices among adherents and actively opposing social acceptance of homosexuality. Some teach that homosexual desire itself is sinful,[242] others state that only the sexual act is a sin,[243] others are completely accepting of gays and lesbians,[244] while some encourage homosexuality.[245] Some claim that homosexuality can be overcome through religious faith and practice. On the other hand, voices exist within many of these religions that view homosexuality more positively, and liberal religious denominations may bless same-sex marriages. Some view same-sex love and sexuality as sacred, and a mythology of same-sex love can be found around the world.[246]
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Gay bullying can be the verbal or physical abuse against a person who is perceived by the aggressor to be lesbian, gay, bisexual or transgender, including persons who are actually heterosexual or of non-specific or unknown sexual orientation. In the US, teenage students heard anti-gay slurs such as "homo", "faggot" and "sissy" about 26 times a day on average, or once every 14 minutes, according to a 1998 study by Mental Health America (formerly National Mental Health Association).[247]
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In many cultures, homosexual people are frequently subject to prejudice and discrimination. A 2011 Dutch study concluded that 49% of Holland's youth and 58% of youth foreign to the country reject homosexuality.[248] Similar to other minority groups they can also be subject to stereotyping. These attitudes tend to be due to forms of homophobia and heterosexism (negative attitudes, bias, and discrimination in favor of opposite-sex sexuality and relationships). Heterosexism can include the presumption that everyone is heterosexual or that opposite-sex attractions and relationships are the norm and therefore superior. Homophobia is a fear of, aversion to, or discrimination against homosexual people. It manifests in different forms, and a number of different types have been postulated, among which are internalized homophobia, social homophobia, emotional homophobia, rationalized homophobia, and others.[249] Similar is lesbophobia (specifically targeting lesbians) and biphobia (against bisexual people). When such attitudes manifest as crimes they are often called hate crimes and gay bashing.
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Negative stereotypes characterize LGB people as less romantically stable, more promiscuous and more likely to abuse children, but there is no scientific basis to such assertions. Gay men and lesbians form stable, committed relationships that are equivalent to heterosexual relationships in essential respects.[3] Sexual orientation does not affect the likelihood that people will abuse children.[250][251][252] Claims that there is scientific evidence to support an association between being gay and being a pedophile are based on misuses of those terms and misrepresentation of the actual evidence.[251]
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In the United States, the FBI reported that 20.4% of hate crimes reported to law enforcement in 2011 were based on sexual orientation bias. 56.7% of these crimes were based on bias against homosexual men. 11.1% were based on bias against homosexual women. 29.6% were based on anti-homosexual bias without regard to gender.[253] The 1998 murder of Matthew Shepard, a gay student, is a notorious such incident in the U.S. LGBT people, especially lesbians, may become the victims of "corrective rape", a violent crime with the supposed aim of making them heterosexual. In certain parts of the world, LGBT people are also at risk of "honor killings" perpetrated by their families or relatives.[254][255][256]
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In Morocco, a constitutional monarchy following Islamic laws, homosexual acts are a punishable offence. With a population hostile towards LGBT people, the country has witnessed public demonstrations against homosexuals, public denunciations of presumed homosexual individuals, as well as violent intrusions in private homes. The community in the country is exposed to additional risk of prejudice, social rejection and violence, with a greater impossibility of obtaining protection even from the police.[257]
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In 2017, Abderrahim El Habachi became one of the many homosexual Moroccans to flee the country for fear, and sought shelter in the United Kingdom. In August 2019, he accused the UK Home Office of not taking LGBT migrants seriously. He highlighted that they are being put through tough times because the Home Office don't believe their sexual orientation or in the struggles they face in their countries.[258]
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Homosexual and bisexual behaviors occur in a number of other animal species. Such behaviors include sexual activity, courtship, affection, pair bonding, and parenting,[20] and are widespread; a 1999 review by researcher Bruce Bagemihl shows that homosexual behavior has been documented in about 500 species, ranging from primates to gut worms.[20][21] Animal sexual behavior takes many different forms, even within the same species. The motivations for and implications of these behaviors have yet to be fully understood, since most species have yet to be fully studied.[260] According to Bagemihl, "the animal kingdom [does] it with much greater sexual diversity—including homosexual, bisexual and nonreproductive sex—than the scientific community and society at large have previously been willing to accept".[261]
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A review paper by N. W. Bailey and Marlene Zuk looking into studies of same-sex sexual behaviour in animals challenges the view that such behaviour lowers reproductive success, citing several hypotheses about how same-sex sexual behavior might be adaptive; these hypotheses vary greatly among different species. Bailey and Zuk also suggest future research needs to look into evolutionary consequences of same-sex sexual behaviour, rather than only looking into origins of such behaviour.[262]
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Category:LGBT culture
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|
1 |
+
|
2 |
+
|
3 |
+
|
4 |
+
|
5 |
+
Carbon dioxide (chemical formula CO2) is a colorless gas with a density about 60% higher than that of dry air. Carbon dioxide consists of a carbon atom covalently double bonded to two oxygen atoms. It occurs naturally in Earth's atmosphere as a trace gas. The current concentration is about 0.04% (412 ppm) by volume, having risen from pre-industrial levels of 280 ppm.[8] Natural sources include volcanoes, hot springs and geysers, and it is freed from carbonate rocks by dissolution in water and acids. Because carbon dioxide is soluble in water, it occurs naturally in groundwater, rivers and lakes, ice caps, glaciers and seawater. It is present in deposits of petroleum and natural gas. Carbon dioxide is odorless at normally encountered concentrations, but at high concentrations, it has a sharp and acidic odor.[1] At such concentrations it generates the taste of soda water in the mouth.[9]
|
6 |
+
|
7 |
+
As the source of available carbon in the carbon cycle, atmospheric carbon dioxide is the primary carbon source for life on Earth and its concentration in Earth's pre-industrial atmosphere since late in the Precambrian has been regulated by photosynthetic organisms and geological phenomena. Plants, algae and cyanobacteria use light energy to photosynthesize carbohydrate from carbon dioxide and water, with oxygen produced as a waste product.[10]
|
8 |
+
|
9 |
+
CO2 is produced by all aerobic organisms when they metabolize carbohydrates and lipids to produce energy by respiration.[11] It is returned to water via the gills of fish and to the air via the lungs of air-breathing land animals, including humans. Carbon dioxide is produced during the processes of decay of organic materials and the fermentation of sugars in bread, beer and wine making. It is produced by combustion of wood and other organic materials and fossil fuels such as coal, peat, petroleum and natural gas. It is an unwanted byproduct in many large scale oxidation processes, for example, in the production of acrylic acid (over 5 million tons/year).[12][13][14]
|
10 |
+
|
11 |
+
It is a versatile industrial material, used, for example, as an inert gas in welding and fire extinguishers, as a pressurizing gas in air guns and oil recovery, as a chemical feedstock and as a supercritical fluid solvent in decaffeination of coffee and supercritical drying.[15] It is added to drinking water and carbonated beverages including beer and sparkling wine to add effervescence. The frozen solid form of CO2, known as dry ice is used as a refrigerant and as an abrasive in dry-ice blasting. It is a feedstock for the synthesis of fuels and chemicals.[16][17][18][19]
|
12 |
+
|
13 |
+
Carbon dioxide is the most significant long-lived greenhouse gas in Earth's atmosphere. Since the Industrial Revolution anthropogenic emissions – primarily from use of fossil fuels and deforestation – have rapidly increased its concentration in the atmosphere, leading to global warming. Carbon dioxide also causes ocean acidification because it dissolves in water to form carbonic acid.[20]
|
14 |
+
|
15 |
+
Carbon dioxide was the first gas to be described as a discrete substance. In about 1640,[21] the Flemish chemist Jan Baptist van Helmont observed that when he burned charcoal in a closed vessel, the mass of the resulting ash was much less than that of the original charcoal. His interpretation was that the rest of the charcoal had been transmuted into an invisible substance he termed a "gas" or "wild spirit" (spiritus sylvestris).[22]
|
16 |
+
|
17 |
+
The properties of carbon dioxide were further studied in the 1750s by the Scottish physician Joseph Black. He found that limestone (calcium carbonate) could be heated or treated with acids to yield a gas he called "fixed air." He observed that the fixed air was denser than air and supported neither flame nor animal life. Black also found that when bubbled through limewater (a saturated aqueous solution of calcium hydroxide), it would precipitate calcium carbonate. He used this phenomenon to illustrate that carbon dioxide is produced by animal respiration and microbial fermentation. In 1772, English chemist Joseph Priestley published a paper entitled Impregnating Water with Fixed Air in which he described a process of dripping sulfuric acid (or oil of vitriol as Priestley knew it) on chalk in order to produce carbon dioxide, and forcing the gas to dissolve by agitating a bowl of water in contact with the gas.[23]
|
18 |
+
|
19 |
+
Carbon dioxide was first liquefied (at elevated pressures) in 1823 by Humphry Davy and Michael Faraday.[24] The earliest description of solid carbon dioxide (dry ice) was given by the French inventor Adrien-Jean-Pierre Thilorier, who in 1835 opened a pressurized container of liquid carbon dioxide, only to find that the cooling produced by the rapid evaporation of the liquid yielded a "snow" of solid CO2.[25][26]
|
20 |
+
|
21 |
+
The carbon dioxide molecule is linear and centrosymmetric at equilibrium. The carbon–oxygen bond length is 116.3 pm, noticeably shorter than the bond length of a C–O single bond and even shorter than most other C–O multiply-bonded functional groups.[27] Since it is centrosymmetric, the molecule has no electrical dipole. Consequently, only two vibrational bands are observed in the IR spectrum – an antisymmetric stretching mode at wavenumber 2349 cm−1 and a degenerate pair of bending modes at 667 cm−1 (wavelength 15 μm). There is also a symmetric stretching mode at 1388 cm−1 which is only observed in the Raman spectrum.[28] In a gas phase sample of carbon dioxide, none of the molecules
|
22 |
+
are linear as a result of the vibrational motions. This is shown both by theory[29] and by Coulomb explosion imaging experiments.[30]
|
23 |
+
|
24 |
+
Carbon dioxide is soluble in water, in which it reversibly forms H2CO3 (carbonic acid), which is a weak acid since its ionization in water is incomplete.
|
25 |
+
|
26 |
+
The hydration equilibrium constant of carbonic acid is
|
27 |
+
|
28 |
+
|
29 |
+
|
30 |
+
|
31 |
+
K
|
32 |
+
|
33 |
+
|
34 |
+
h
|
35 |
+
|
36 |
+
|
37 |
+
|
38 |
+
=
|
39 |
+
|
40 |
+
|
41 |
+
|
42 |
+
[
|
43 |
+
|
44 |
+
H
|
45 |
+
|
46 |
+
2
|
47 |
+
|
48 |
+
|
49 |
+
C
|
50 |
+
|
51 |
+
O
|
52 |
+
|
53 |
+
3
|
54 |
+
|
55 |
+
|
56 |
+
]
|
57 |
+
|
58 |
+
|
59 |
+
[
|
60 |
+
C
|
61 |
+
|
62 |
+
O
|
63 |
+
|
64 |
+
2
|
65 |
+
|
66 |
+
|
67 |
+
(
|
68 |
+
a
|
69 |
+
q
|
70 |
+
)
|
71 |
+
]
|
72 |
+
|
73 |
+
|
74 |
+
|
75 |
+
=
|
76 |
+
1.70
|
77 |
+
×
|
78 |
+
|
79 |
+
10
|
80 |
+
|
81 |
+
−
|
82 |
+
3
|
83 |
+
|
84 |
+
|
85 |
+
|
86 |
+
|
87 |
+
{\displaystyle K_{\mathrm {h} }={\frac {\rm {[H_{2}CO_{3}]}}{\rm {[CO_{2}(aq)]}}}=1.70\times 10^{-3}}
|
88 |
+
|
89 |
+
(at 25 °C). Hence, the majority of the carbon dioxide is not converted into carbonic acid, but remains as CO2 molecules, not affecting the pH.
|
90 |
+
|
91 |
+
The relative concentrations of CO2, H2CO3, and the deprotonated forms HCO−3 (bicarbonate) and CO2−3(carbonate) depend on the pH. As shown in a Bjerrum plot, in neutral or slightly alkaline water (pH > 6.5), the bicarbonate form predominates (>50%) becoming the most prevalent (>95%) at the pH of seawater. In very alkaline water (pH > 10.4), the predominant (>50%) form is carbonate. The oceans, being mildly alkaline with typical pH = 8.2–8.5, contain about 120 mg of bicarbonate per liter.
|
92 |
+
|
93 |
+
Being diprotic, carbonic acid has two acid dissociation constants, the first one for the dissociation into the bicarbonate (also called hydrogen carbonate) ion (HCO3−):
|
94 |
+
|
95 |
+
This is the true first acid dissociation constant, defined as
|
96 |
+
|
97 |
+
|
98 |
+
|
99 |
+
|
100 |
+
K
|
101 |
+
|
102 |
+
a
|
103 |
+
1
|
104 |
+
|
105 |
+
|
106 |
+
=
|
107 |
+
|
108 |
+
|
109 |
+
|
110 |
+
[
|
111 |
+
H
|
112 |
+
C
|
113 |
+
|
114 |
+
O
|
115 |
+
|
116 |
+
3
|
117 |
+
|
118 |
+
|
119 |
+
−
|
120 |
+
|
121 |
+
|
122 |
+
]
|
123 |
+
[
|
124 |
+
|
125 |
+
H
|
126 |
+
|
127 |
+
+
|
128 |
+
|
129 |
+
|
130 |
+
]
|
131 |
+
|
132 |
+
|
133 |
+
[
|
134 |
+
|
135 |
+
H
|
136 |
+
|
137 |
+
2
|
138 |
+
|
139 |
+
|
140 |
+
C
|
141 |
+
|
142 |
+
O
|
143 |
+
|
144 |
+
3
|
145 |
+
|
146 |
+
|
147 |
+
]
|
148 |
+
|
149 |
+
|
150 |
+
|
151 |
+
|
152 |
+
|
153 |
+
{\displaystyle K_{a1}={\frac {\rm {[HCO_{3}^{-}][H^{+}]}}{\rm {[H_{2}CO_{3}]}}}}
|
154 |
+
|
155 |
+
, where the denominator includes only covalently bound H2CO3 and does not include hydrated CO2(aq). The much smaller and often-quoted value near 4.16×10−7 is an apparent value calculated on the (incorrect) assumption that all dissolved CO2 is present as carbonic acid, so that
|
156 |
+
|
157 |
+
|
158 |
+
|
159 |
+
|
160 |
+
K
|
161 |
+
|
162 |
+
|
163 |
+
a
|
164 |
+
1
|
165 |
+
|
166 |
+
|
167 |
+
|
168 |
+
|
169 |
+
|
170 |
+
(
|
171 |
+
a
|
172 |
+
p
|
173 |
+
p
|
174 |
+
a
|
175 |
+
r
|
176 |
+
e
|
177 |
+
n
|
178 |
+
t
|
179 |
+
)
|
180 |
+
|
181 |
+
|
182 |
+
=
|
183 |
+
|
184 |
+
|
185 |
+
|
186 |
+
[
|
187 |
+
H
|
188 |
+
C
|
189 |
+
|
190 |
+
O
|
191 |
+
|
192 |
+
3
|
193 |
+
|
194 |
+
|
195 |
+
−
|
196 |
+
|
197 |
+
|
198 |
+
]
|
199 |
+
[
|
200 |
+
|
201 |
+
H
|
202 |
+
|
203 |
+
+
|
204 |
+
|
205 |
+
|
206 |
+
]
|
207 |
+
|
208 |
+
|
209 |
+
[
|
210 |
+
|
211 |
+
H
|
212 |
+
|
213 |
+
2
|
214 |
+
|
215 |
+
|
216 |
+
C
|
217 |
+
|
218 |
+
O
|
219 |
+
|
220 |
+
3
|
221 |
+
|
222 |
+
|
223 |
+
]
|
224 |
+
+
|
225 |
+
[
|
226 |
+
C
|
227 |
+
|
228 |
+
O
|
229 |
+
|
230 |
+
2
|
231 |
+
|
232 |
+
|
233 |
+
(
|
234 |
+
a
|
235 |
+
q
|
236 |
+
)
|
237 |
+
]
|
238 |
+
|
239 |
+
|
240 |
+
|
241 |
+
|
242 |
+
|
243 |
+
{\displaystyle K_{\mathrm {a1} }{\rm {(apparent)}}={\frac {\rm {[HCO_{3}^{-}][H^{+}]}}{\rm {[H_{2}CO_{3}]+[CO_{2}(aq)]}}}}
|
244 |
+
|
245 |
+
. Since most of the dissolved CO2 remains as CO2 molecules, Ka1(apparent) has a much larger denominator and a much smaller value than the true Ka1.[31]
|
246 |
+
|
247 |
+
The bicarbonate ion is an amphoteric species that can act as an acid or as a base, depending on pH of the solution. At high pH, it dissociates significantly into the carbonate ion (CO32−):
|
248 |
+
|
249 |
+
In organisms carbonic acid production is catalysed by the enzyme, carbonic anhydrase.
|
250 |
+
|
251 |
+
CO2 is a potent electrophile having an electrophilic reactivity that is comparable to benzaldehyde or strong α,β-unsaturated carbonyl compounds. However, unlike electrophiles of similar reactivity, the reactions of nucleophiles with CO2 are thermodynamically less favored and are often found to be highly reversible.[32] Only very strong nucleophiles, like the carbanions provided by Grignard reagents and organolithium compounds react with CO2 to give carboxylates:
|
252 |
+
|
253 |
+
In metal carbon dioxide complexes, CO2 serves as a ligand, which can facilitate the conversion of CO2 to other chemicals.[33]
|
254 |
+
|
255 |
+
The reduction of CO2 to CO is ordinarily a difficult and slow reaction:
|
256 |
+
|
257 |
+
Photoautotrophs (i.e. plants and cyanobacteria) use the energy contained in sunlight to photosynthesize simple sugars from CO2 absorbed from the air and water:
|
258 |
+
|
259 |
+
The redox potential for this reaction near pH 7 is about −0.53 V versus the standard hydrogen electrode. The nickel-containing enzyme carbon monoxide dehydrogenase catalyses this process.[34]
|
260 |
+
|
261 |
+
Carbon dioxide is colorless. At low concentrations the gas is odorless; however, at sufficiently-high concentrations, it has a sharp, acidic odor.[1] At standard temperature and pressure, the density of carbon dioxide is around 1.98 kg/m3, about 1.67 times that of air.
|
262 |
+
|
263 |
+
Carbon dioxide has no liquid state at pressures below 5.1 standard atmospheres (520 kPa). At 1 atmosphere (near mean sea level pressure), the gas deposits directly to a solid at temperatures below −78.5 °C (−109.3 °F; 194.7 K) and the solid sublimes directly to a gas above −78.5 °C. In its solid state, carbon dioxide is commonly called dry ice.
|
264 |
+
|
265 |
+
Liquid carbon dioxide forms only at pressures above 5.1 atm; the triple point of carbon dioxide is about 5.1 bar (517 kPa) at 217 K (see phase diagram). The critical point is 7.38 MPa at 31.1 °C.[35][36] Another form of solid carbon dioxide observed at high pressure is an amorphous glass-like solid.[37] This form of glass, called carbonia, is produced by supercooling heated CO2 at extreme pressure (40–48 GPa or about 400,000 atmospheres) in a diamond anvil. This discovery confirmed the theory that carbon dioxide could exist in a glass state similar to other members of its elemental family, like silicon (silica glass) and germanium dioxide. Unlike silica and germania glasses, however, carbonia glass is not stable at normal pressures and reverts to gas when pressure is released.
|
266 |
+
|
267 |
+
At temperatures and pressures above the critical point, carbon dioxide behaves as a supercritical fluid known as supercritical carbon dioxide. In this state it is starting (as of 2018) to be used for power generation.[38]
|
268 |
+
|
269 |
+
Carbon dioxide can be obtained by distillation from air, but the method is inefficient. Industrially, carbon dioxide is predominantly an unrecovered waste product, produced by several methods which may be practiced at various scales.[39]
|
270 |
+
|
271 |
+
The combustion of all carbon-based fuels, such as methane (natural gas), petroleum distillates (gasoline, diesel, kerosene, propane), coal, wood and generic organic matter produces carbon dioxide and, except in the case of pure carbon, water. As an example, the chemical reaction between methane and oxygen:
|
272 |
+
|
273 |
+
It is produced by thermal decomposition of limestone, CaCO3 by heating (calcining) at about 850 °C (1,560 °F), in the manufacture of quicklime (calcium oxide, CaO), a compound that has many industrial uses:
|
274 |
+
|
275 |
+
Iron is reduced from its oxides with coke in a blast furnace, producing pig iron and carbon dioxide:[40]
|
276 |
+
|
277 |
+
Carbon dioxide is a byproduct of the industrial production of hydrogen by steam reforming and the water gas shift reaction in ammonia production. These processes begin with the reaction of water and natural gas (mainly methane).[41] This is a major source of food-grade carbon dioxide for use in carbonation of beer and soft drinks, and is also used for stunning animals such as poultry. In the summer of 2018 a shortage of carbon dioxide for these purposes arose in Europe due to the temporary shut-down of several ammonia plants for maintenance.[42]
|
278 |
+
|
279 |
+
Acids liberate CO2 from most metal carbonates. Consequently, it may be obtained directly from natural carbon dioxide springs, where it is produced by the action of acidified water on limestone or dolomite. The reaction between hydrochloric acid and calcium carbonate (limestone or chalk) is shown below:
|
280 |
+
|
281 |
+
The carbonic acid (H2CO3) then decomposes to water and CO2:
|
282 |
+
|
283 |
+
Such reactions are accompanied by foaming or bubbling, or both, as the gas is released. They have widespread uses in industry because they can be used to neutralize waste acid streams.
|
284 |
+
|
285 |
+
Carbon dioxide is a by-product of the fermentation of sugar in the brewing of beer, whisky and other alcoholic beverages and in the production of bioethanol. Yeast metabolizes sugar to produce CO2 and ethanol, also known as alcohol, as follows:
|
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All aerobic organisms produce CO2 when they oxidize carbohydrates, fatty acids, and proteins. The large number of reactions involved are exceedingly complex and not described easily. Refer to (cellular respiration, anaerobic respiration and photosynthesis). The equation for the respiration of glucose and other monosaccharides is:
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Anaerobic organisms decompose organic material producing methane and carbon dioxide together with traces of other compounds.[43] Regardless of the type of organic material, the production of gases follows well defined kinetic pattern. Carbon dioxide comprises about 40–45% of the gas that emanates from decomposition in landfills (termed "landfill gas"). Most of the remaining 50–55% is methane.[44]
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Carbon dioxide is used by the food industry, the oil industry, and the chemical industry.[39]
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The compound has varied commercial uses but one of its greatest uses as a chemical is in the production of carbonated beverages; it provides the sparkle in carbonated beverages such as soda water, beer and sparkling wine.
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In the chemical industry, carbon dioxide is mainly consumed as an ingredient in the production of urea, with a smaller fraction being used to produce methanol and a range of other products.[45] Some carboxylic acid derivatives such as sodium salicylate are prepared using CO2 by the Kolbe-Schmitt reaction.[46]
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In addition to conventional processes using CO2 for chemical production, electrochemical methods are also being explored at a research level. In particular, the use of renewable energy for production of fuels from CO2 (such as methanol) is attractive as this could result in fuels that could be easily transported and used within conventional combustion technologies but have no net CO2 emissions.[47]
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Carbon dioxide is a food additive used as a propellant and acidity regulator in the food industry. It is approved for usage in the EU[48] (listed as E number E290), US[49] and Australia and New Zealand[50] (listed by its INS number 290).
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A candy called Pop Rocks is pressurized with carbon dioxide gas[51] at about 4 × 106 Pa (40 bar, 580 psi). When placed in the mouth, it dissolves (just like other hard candy) and releases the gas bubbles with an audible pop.
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Leavening agents cause dough to rise by producing carbon dioxide.[52] Baker's yeast produces carbon dioxide by fermentation of sugars within the dough, while chemical leaveners such as baking powder and baking soda release carbon dioxide when heated or if exposed to acids.
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Carbon dioxide is used to produce carbonated soft drinks and soda water. Traditionally, the carbonation of beer and sparkling wine came about through natural fermentation, but many manufacturers carbonate these drinks with carbon dioxide recovered from the fermentation process. In the case of bottled and kegged beer, the most common method used is carbonation with recycled carbon dioxide. With the exception of British real ale, draught beer is usually transferred from kegs in a cold room or cellar to dispensing taps on the bar using pressurized carbon dioxide, sometimes mixed with nitrogen.
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The taste of soda water (and related taste sensations in other carbonated beverages) is an effect of the dissolved carbon dioxide rather than the bursting bubbles of the gas. Carbonic anhydrase 4 converts to carbonic acid leading to a sour taste, and also the dissolved carbon dioxide induces a somatosensory response.[53]
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Carbon dioxide in the form of dry ice is often used during the cold soak phase in winemaking to cool clusters of grapes quickly after picking to help prevent spontaneous fermentation by wild yeast. The main advantage of using dry ice over water ice is that it cools the grapes without adding any additional water that might decrease the sugar concentration in the grape must, and thus the alcohol concentration in the finished wine. Carbon dioxide is also used to create a hypoxic environment for carbonic maceration, the process used to produce Beaujolais wine.
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Carbon dioxide is sometimes used to top up wine bottles or other storage vessels such as barrels to prevent oxidation, though it has the problem that it can dissolve into the wine, making a previously still wine slightly fizzy. For this reason, other gases such as nitrogen or argon are preferred for this process by professional wine makers.
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Carbon dioxide is often used to "stun" animals before slaughter.[54] "Stunning" may be a misnomer, as the animals are not knocked out immediately and may suffer distress.[55][56]
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It is one of the most commonly used compressed gases for pneumatic (pressurized gas) systems in portable pressure tools. Carbon dioxide is also used as an atmosphere for welding, although in the welding arc, it reacts to oxidize most metals. Use in the automotive industry is common despite significant evidence that welds made in carbon dioxide are more brittle than those made in more inert atmospheres.[citation needed] It is used as a welding gas primarily because it is much less expensive than more inert gases such as argon or helium.[citation needed] When used for MIG welding, CO2 use is sometimes referred to as MAG welding, for Metal Active Gas, as CO2 can react at these high temperatures. It tends to produce a hotter puddle than truly inert atmospheres, improving the flow characteristics. Although, this may be due to atmospheric reactions occurring at the puddle site. This is usually the opposite of the desired effect when welding, as it tends to embrittle the site, but may not be a problem for general mild steel welding, where ultimate ductility is not a major concern.
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It is used in many consumer products that require pressurized gas because it is inexpensive and nonflammable, and because it undergoes a phase transition from gas to liquid at room temperature at an attainable pressure of approximately 60 bar (870 psi, 59 atm), allowing far more carbon dioxide to fit in a given container than otherwise would. Life jackets often contain canisters of pressured carbon dioxide for quick inflation. Aluminium capsules of CO2 are also sold as supplies of compressed gas for air guns, paintball markers/guns, inflating bicycle tires, and for making carbonated water. Rapid vaporization of liquid carbon dioxide is used for blasting in coal mines.[citation needed] High concentrations of carbon dioxide can also be used to kill pests. Liquid carbon dioxide is used in supercritical drying of some food products and technological materials, in the preparation of specimens for scanning electron microscopy[57] and in the decaffeination of coffee beans.
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Carbon dioxide can be used to extinguish flames by flooding the environment around the flame with the gas. It does not itself react to extinguish the flame, but starves the flame of oxygen by displacing it. Some fire extinguishers, especially those designed for electrical fires, contain liquid carbon dioxide under pressure. Carbon dioxide extinguishers work well on small flammable liquid and electrical fires, but not on ordinary combustible fires, because although it excludes oxygen, it does not cool the burning substances significantly and when the carbon dioxide disperses they are free to catch fire upon exposure to atmospheric oxygen. Their desirability in electrical fire stems from the fact that, unlike water or other chemical based methods, Carbon dioxide will not cause short circuits, leading to even more damage to equipment. Because it is a gas, it is also easy to dispense large amounts of the gas automatically in IT infrastructure rooms, where the fire itself might be hard to reach with more immediate methods because it is behind rack doors and inside of cases. Carbon dioxide has also been widely used as an extinguishing agent in fixed fire protection systems for local application of specific hazards and total flooding of a protected space.[58] International Maritime Organization standards also recognize carbon dioxide systems for fire protection of ship holds and engine rooms. Carbon dioxide based fire protection systems have been linked to several deaths, because it can cause suffocation in sufficiently high concentrations. A review of CO2 systems identified 51 incidents between 1975 and the date of the report (2000), causing 72 deaths and 145 injuries.[59]
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Liquid carbon dioxide is a good solvent for many lipophilic organic compounds and is used to remove caffeine from coffee.[15] Carbon dioxide has attracted attention in the pharmaceutical and other chemical processing industries as a less toxic alternative to more traditional solvents such as organochlorides. It is also used by some dry cleaners for this reason (see green chemistry). It is used in the preparation of some aerogels because of the properties of supercritical carbon dioxide.
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Plants require carbon dioxide to conduct photosynthesis. The atmospheres of greenhouses may (if of large size, must) be enriched with additional CO2 to sustain and increase the rate of plant growth.[60][61] At very high concentrations (100 times atmospheric concentration, or greater), carbon dioxide can be toxic to animal life, so raising the concentration to 10,000 ppm (1%) or higher for several hours will eliminate pests such as whiteflies and spider mites in a greenhouse.[62]
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In medicine, up to 5% carbon dioxide (130 times atmospheric concentration) is added to oxygen for stimulation of breathing after apnea and to stabilize the O2/CO2 balance in blood.
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Carbon dioxide can be mixed with up to 50% oxygen, forming an inhalable gas; this is known as Carbogen and has a variety of medical and research uses.
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Carbon dioxide is used in enhanced oil recovery where it is injected into or adjacent to producing oil wells, usually under supercritical conditions, when it becomes miscible with the oil. This approach can increase original oil recovery by reducing residual oil saturation by between 7% to 23% additional to primary extraction.[63] It acts as both a pressurizing agent and, when dissolved into the underground crude oil, significantly reduces its viscosity, and changing surface chemistry enabling the oil to flow more rapidly through the reservoir to the removal well.[64] In mature oil fields, extensive pipe networks are used to carry the carbon dioxide to the injection points.
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In enhanced coal bed methane recovery, carbon dioxide would be pumped into the coal seam to displace methane, as opposed to current methods which primarily rely on the removal of water (to reduce pressure) to make the coal seam release its trapped methane.[65]
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It has been proposed that CO2 from power generation be bubbled into ponds to stimulate growth of algae that could then be converted into biodiesel fuel.[66] A strain of the cyanobacterium Synechococcus elongatus has been genetically engineered to produce the fuels isobutyraldehyde and isobutanol from CO2 using photosynthesis.[67]
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Liquid and solid carbon dioxide are important refrigerants, especially in the food industry, where they are employed during the transportation and storage of ice cream and other frozen foods. Solid carbon dioxide is called "dry ice" and is used for small shipments where refrigeration equipment is not practical. Solid carbon dioxide is always below −78.5 °C (−109.3 °F) at regular atmospheric pressure, regardless of the air temperature.
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Liquid carbon dioxide (industry nomenclature R744 or R-744) was used as a refrigerant prior to the discovery of R-12 and may enjoy a renaissance due to the fact that R134a contributes to climate change more than CO2 does. Its physical properties are highly favorable for cooling, refrigeration, and heating purposes, having a high volumetric cooling capacity. Due to the need to operate at pressures of up to 130 bar (1880 psi), CO2 systems require highly resistant components that have already been developed for mass production in many sectors. In automobile air conditioning, in more than 90% of all driving conditions for latitudes higher than 50°, R744 operates more efficiently than systems using R134a. Its environmental advantages (GWP of 1, non-ozone depleting, non-toxic, non-flammable) could make it the future working fluid to replace current HFCs in cars, supermarkets, and heat pump water heaters, among others. Coca-Cola has fielded CO2-based beverage coolers and the U.S. Army is interested in CO2 refrigeration and heating technology.[68][69]
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The global automobile industry is expected to decide on the next-generation refrigerant in car air conditioning. CO2 is one discussed option.(see Sustainable automotive air conditioning)
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Carbon dioxide is the lasing medium in a carbon dioxide laser, which is one of the earliest type of lasers.
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Carbon dioxide can be used as a means of controlling the pH of swimming pools,[70] by continuously adding gas to the water, thus keeping the pH from rising. Among the advantages of this is the avoidance of handling (more hazardous) acids. Similarly, it is also used in the maintaining reef aquaria, where it is commonly used in calcium reactors to temporarily lower the pH of water being passed over calcium carbonate in order to allow the calcium carbonate to dissolve into the water more freely where it is used by some corals to build their skeleton.
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Used as the primary coolant in the British advanced gas-cooled reactor for nuclear power generation.
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Carbon dioxide induction is commonly used for the euthanasia of laboratory research animals. Methods to administer CO2 include placing animals directly into a closed, prefilled chamber containing CO2, or exposure to a gradually increasing concentration of CO2. In 2013, the American Veterinary Medical Association issued new guidelines for carbon dioxide induction, stating that a displacement rate of 10% to 30% of the gas chamber volume per minute is optimal for the humane euthanization of small rodents.[71] However, there is opposition to the practice of using carbon dioxide for this, on the grounds that it is cruel.[56]
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Carbon dioxide is also used in several related cleaning and surface preparation techniques.
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Carbon dioxide in Earth's atmosphere is a trace gas, currently (start of 2020) having a global average concentration of 412 parts per million by volume[72][73][74] (or 622 parts per million by mass). Atmospheric concentrations of carbon dioxide fluctuate slightly with the seasons, falling during the Northern Hemisphere spring and summer as plants consume the gas and rising during northern autumn and winter as plants go dormant or die and decay. Concentrations also vary on a regional basis, most strongly near the ground with much smaller variations aloft. In urban areas concentrations are generally higher[75] and indoors they can reach 10 times background levels.
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The concentration of carbon dioxide has risen due to human activities.[77] Combustion of fossil fuels and deforestation have caused the atmospheric concentration of carbon dioxide to increase by about 43% since the beginning of the age of industrialization.[78] Most carbon dioxide from human activities is released from burning coal and other fossil fuels. Other human activities, including deforestation, biomass burning, and cement production also produce carbon dioxide. Human activities emit about 29 billion tons of carbon dioxide per year, while volcanoes emit between 0.2 and 0.3 billion tons.[79][80] Human activities have caused CO2 to increase above levels not seen in hundreds of thousands of years. Currently, about half of the carbon dioxide released from the burning of fossil fuels remains in the atmosphere and is not absorbed by vegetation and the oceans.[81][82][83][84]
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While transparent to visible light, carbon dioxide is a greenhouse gas, absorbing and emitting infrared radiation at its two infrared-active vibrational frequencies (see the section "Structure and bonding" above). Light emission from the earth's surface is most intense in the infrared region between 200 and 2500 cm−1,[85] as opposed to light emission from the much hotter sun which is most intense in the visible region. Absorption of infrared light at the vibrational frequencies of atmospheric carbon dioxide traps energy near the surface, warming the surface and the lower atmosphere. Less energy reaches the upper atmosphere, which is therefore cooler because of this absorption.[86] Increases in atmospheric concentrations of CO2 and other long-lived greenhouse gases such as methane, nitrous oxide and ozone have correspondingly strengthened their absorption and emission of infrared radiation, causing the rise in average global temperature since the mid-20th century. Carbon dioxide is of greatest concern because it exerts a larger overall warming influence than all of these other gases combined and because it has a long atmospheric lifetime (hundreds to thousands of years).
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Not only do increasing carbon dioxide concentrations lead to increases in global surface temperature, but increasing global temperatures also cause increasing concentrations of carbon dioxide. This produces a positive feedback for changes induced by other processes such as orbital cycles.[87] Five hundred million years ago the carbon dioxide concentration was 20 times greater than today, decreasing to 4–5 times during the Jurassic period and then slowly declining with a particularly swift reduction occurring 49 million years ago.[88][89]
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Local concentrations of carbon dioxide can reach high values near strong sources, especially those that are isolated by surrounding terrain. At the Bossoleto hot spring near Rapolano Terme in Tuscany, Italy, situated in a bowl-shaped depression about 100 m (330 ft) in diameter, concentrations of CO2 rise to above 75% overnight, sufficient to kill insects and small animals. After sunrise the gas is dispersed by convection.[90] High concentrations of CO2 produced by disturbance of deep lake water saturated with CO2 are thought to have caused 37 fatalities at Lake Monoun, Cameroon in 1984 and 1700 casualties at Lake Nyos, Cameroon in 1986.[91]
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Carbon dioxide dissolves in the ocean to form carbonic acid (H2CO3), bicarbonate (HCO3−) and carbonate (CO32−). There is about fifty times as much carbon dioxide dissolved in the oceans as exists in the atmosphere. The oceans act as an enormous carbon sink, and have taken up about a third of CO2 emitted by human activity.[92]
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As the concentration of carbon dioxide increases in the atmosphere, the increased uptake of carbon dioxide into the oceans is causing a measurable decrease in the pH of the oceans, which is referred to as ocean acidification. This reduction in pH affects biological systems in the oceans, primarily oceanic calcifying organisms. These effects span the food chain from autotrophs to heterotrophs and include organisms such as coccolithophores, corals, foraminifera, echinoderms, crustaceans and mollusks. Under normal conditions, calcium carbonate is stable in surface waters since the carbonate ion is at supersaturating concentrations. However, as ocean pH falls, so does the concentration of this ion, and when carbonate becomes undersaturated, structures made of calcium carbonate are vulnerable to dissolution.[93] Corals,[94][95][96] coccolithophore algae,[97][98][99][100] coralline algae,[101] foraminifera,[102] shellfish[103] and pteropods[104] experience reduced calcification or enhanced dissolution when exposed to elevated CO2.
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Gas solubility decreases as the temperature of water increases (except when both pressure exceeds 300 bar and temperature exceeds 393 K, only found near deep geothermal vents)[105] and therefore the rate of uptake from the atmosphere decreases as ocean temperatures rise.
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Most of the CO2 taken up by the ocean, which is about 30% of the total released into the atmosphere,[106] forms carbonic acid in equilibrium with bicarbonate. Some of these chemical species are consumed by photosynthetic organisms that remove carbon from the cycle. Increased CO2 in the atmosphere has led to decreasing alkalinity of seawater, and there is concern that this may adversely affect organisms living in the water. In particular, with decreasing alkalinity, the availability of carbonates for forming shells decreases,[107] although there's evidence of increased shell production by certain species under increased CO2 content.[108]
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NOAA states in their May 2008 "State of the science fact sheet for ocean acidification" that:
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"The oceans have absorbed about 50% of the carbon dioxide (CO2) released from the burning of fossil fuels, resulting in chemical reactions that lower ocean pH. This has caused an increase in hydrogen ion (acidity) of about 30% since the start of the industrial age through a process known as "ocean acidification." A growing number of studies have demonstrated adverse impacts on marine organisms, including:
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Also, the Intergovernmental Panel on Climate Change (IPCC) writes in their Climate Change 2007: Synthesis Report:[109]
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"The uptake of anthropogenic carbon since 1750 has led to the ocean becoming more acidic with an average decrease in pH of 0.1 units. Increasing atmospheric CO2 concentrations lead to further acidification ... While the effects of observed ocean acidification on the marine biosphere are as yet undocumented, the progressive acidification of oceans is expected to have negative impacts on marine shell-forming organisms (e.g. corals) and their dependent species."
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Some marine calcifying organisms (including coral reefs) have been singled out by major research agencies, including NOAA, OSPAR commission, NANOOS and the IPCC, because their most current research shows that ocean acidification should be expected to impact them negatively.[110]
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Carbon dioxide is also introduced into the oceans through hydrothermal vents. The Champagne hydrothermal vent, found at the Northwest Eifuku volcano in the Marianas Trench, produces almost pure liquid carbon dioxide, one of only two known sites in the world as of 2004, the other being in the Okinawa Trough.[111]
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The finding of a submarine lake of liquid carbon dioxide in the Okinawa Trough was reported in 2006.[112]
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Carbon dioxide is an end product of cellular respiration in organisms that obtain energy by breaking down sugars, fats and amino acids with oxygen as part of their metabolism. This includes all plants, algae and animals and aerobic fungi and bacteria. In vertebrates, the carbon dioxide travels in the blood from the body's tissues to the skin (e.g., amphibians) or the gills (e.g., fish), from where it dissolves in the water, or to the lungs from where it is exhaled. During active photosynthesis, plants can absorb more carbon dioxide from the atmosphere than they release in respiration.
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Carbon fixation is a biochemical process by which atmospheric carbon dioxide is incorporated by plants, algae and (cyanobacteria) into energy-rich organic molecules such as glucose, thus creating their own food by photosynthesis. Photosynthesis uses carbon dioxide and water to produce sugars from which other organic compounds can be constructed, and oxygen is produced as a by-product.
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Ribulose-1,5-bisphosphate carboxylase oxygenase, commonly abbreviated to RuBisCO, is the enzyme involved in the first major step of carbon fixation, the production of two molecules of 3-phosphoglycerate from CO2 and ribulose bisphosphate, as shown in the diagram at left.
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RuBisCO is thought to be the single most abundant protein on Earth.[113]
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Phototrophs use the products of their photosynthesis as internal food sources and as raw material for the biosynthesis of more complex organic molecules, such as polysaccharides, nucleic acids and proteins. These are used for their own growth, and also as the basis of the food chains and webs that feed other organisms, including animals such as ourselves. Some important phototrophs, the coccolithophores synthesise hard calcium carbonate scales.[114] A globally significant species of coccolithophore is Emiliania huxleyi whose calcite scales have formed the basis of many sedimentary rocks such as limestone, where what was previously atmospheric carbon can remain fixed for geological timescales.
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Plants can grow as much as 50 percent faster in concentrations of 1,000 ppm CO2 when compared with ambient conditions, though this assumes no change in climate and no limitation on other nutrients.[115] Elevated CO2 levels cause increased growth reflected in the harvestable yield of crops, with wheat, rice and soybean all showing increases in yield of 12–14% under elevated CO2 in FACE experiments.[116][117]
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Increased atmospheric CO2 concentrations result in fewer stomata developing on plants[118] which leads to reduced water usage and increased water-use efficiency.[119] Studies using FACE have shown that CO2 enrichment leads to decreased concentrations of micronutrients in crop plants.[120] This may have knock-on effects on other parts of ecosystems as herbivores will need to eat more food to gain the same amount of protein.[121]
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The concentration of secondary metabolites such as phenylpropanoids and flavonoids
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can also be altered in plants exposed to high concentrations of CO2.[122][123]
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Plants also emit CO2 during respiration, and so the majority of plants and algae, which use C3 photosynthesis, are only net absorbers during the day. Though a growing forest will absorb many tons of CO2 each year, a mature forest will produce as much CO2 from respiration and decomposition of dead specimens (e.g., fallen branches) as is used in photosynthesis in growing plants.[124] Contrary to the long-standing view that they are carbon neutral, mature forests can continue to accumulate carbon[125] and remain valuable carbon sinks, helping to maintain the carbon balance of Earth's atmosphere. Additionally, and crucially to life on earth, photosynthesis by phytoplankton consumes dissolved CO2 in the upper ocean and thereby promotes the absorption of CO2 from the atmosphere.[126]
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Carbon dioxide content in fresh air (averaged between sea-level and 10 kPa level, i.e., about 30 km (19 mi) altitude) varies between 0.036% (360 ppm) and 0.041% (412 ppm), depending on the location.[128][clarification needed]
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CO2 is an asphyxiant gas and not classified as toxic or harmful in accordance with Globally Harmonized System of Classification and Labelling of Chemicals standards of United Nations Economic Commission for Europe by using the OECD Guidelines for the Testing of Chemicals. In concentrations up to 1% (10,000 ppm), it will make some people feel drowsy and give the lungs a stuffy feeling.[127] Concentrations of 7% to 10% (70,000 to 100,000 ppm) may cause suffocation, even in the presence of sufficient oxygen, manifesting as dizziness, headache, visual and hearing dysfunction, and unconsciousness within a few minutes to an hour.[129] The physiological effects of acute carbon dioxide exposure are grouped together under the term hypercapnia, a subset of asphyxiation.
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Because it is heavier than air, in locations where the gas seeps from the ground (due to sub-surface volcanic or geothermal activity) in relatively high concentrations, without the dispersing effects of wind, it can collect in sheltered/pocketed locations below average ground level, causing animals located therein to be suffocated. Carrion feeders attracted to the carcasses are then also killed. Children have been killed in the same way near the city of Goma by CO2 emissions from the nearby volcano Mt. Nyiragongo.[130] The Swahili term for this phenomenon is 'mazuku'.
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Adaptation to increased concentrations of CO2 occurs in humans, including modified breathing and kidney bicarbonate production, in order to balance the effects of blood acidification (acidosis). Several studies suggested that 2.0 percent inspired concentrations could be used for closed air spaces (e.g. a submarine) since the adaptation is physiological and reversible, as deterioration in performance or in normal physical activity does not happen at this level of exposure for five days.[131][132] Yet, other studies show a decrease in cognitive function even at much lower levels.[133][134] Also, with ongoing respiratory acidosis, adaptation or compensatory mechanisms will be unable to reverse such condition.
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There are few studies of the health effects of long-term continuous CO2 exposure on humans and animals at levels below 1%. Occupational CO2 exposure limits have been set in the United States at 0.5% (5000 ppm) for an eight-hour period.[135] At this CO2 concentration, International Space Station crew experienced headaches, lethargy, mental slowness, emotional irritation, and sleep disruption.[136] Studies in animals at 0.5% CO2 have demonstrated kidney calcification and bone loss after eight weeks of exposure.[137] A study of humans exposed in 2.5 hour sessions demonstrated significant negative effects on cognitive abilities at concentrations as low as 0.1% (1000 ppm) CO2 likely due to CO2 induced increases in cerebral blood flow.[133] Another study observed a decline in basic activity level and information usage at 1000 ppm, when compared to 500 ppm.[134]
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Poor ventilation is one of the main causes of excessive CO2 concentrations in closed spaces. Carbon dioxide differential above outdoor concentrations at steady state conditions (when the occupancy and ventilation system operation are sufficiently long that CO2 concentration has stabilized) are sometimes used to estimate ventilation rates per person.[citation needed] Higher CO2 concentrations are associated with occupant health, comfort and performance degradation.[138][139] ASHRAE Standard 62.1–2007 ventilation rates may result in indoor concentrations up to 2,100 ppm above ambient outdoor conditions. Thus if the outdoor concentration is 400 ppm, indoor concentrations may reach 2,500 ppm with ventilation rates that meet this industry consensus standard. Concentrations in poorly ventilated spaces can be found even higher than this (range of 3,000 or 4,000).
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Miners, who are particularly vulnerable to gas exposure due to an insufficient ventilation, referred to mixtures of carbon dioxide and nitrogen as "blackdamp," "choke damp" or "stythe." Before more effective technologies were developed, miners would frequently monitor for dangerous levels of blackdamp and other gases in mine shafts by bringing a caged canary with them as they worked. The canary is more sensitive to asphyxiant gases than humans, and as it became unconscious would stop singing and fall off its perch. The Davy lamp could also detect high levels of blackdamp (which sinks, and collects near the floor) by burning less brightly, while methane, another suffocating gas and explosion risk, would make the lamp burn more brightly.
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In February 2020, three people died from suffocation at a party in Moscow when dry ice (frozen CO2) was added to a swimming pool to cool it down.[140]
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The body produces approximately 2.3 pounds (1.0 kg) of carbon dioxide per day per person,[142] containing 0.63 pounds (290 g) of carbon. In humans, this carbon dioxide is carried through the venous system and is breathed out through the lungs, resulting in lower concentrations in the arteries. The carbon dioxide content of the blood is often given as the partial pressure, which is the pressure which carbon dioxide would have had if it alone occupied the volume.[143] In humans, the blood carbon dioxide contents is shown in the adjacent table:
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CO2 is carried in blood in three different ways. (The exact percentages vary depending whether it is arterial or venous blood).
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Hemoglobin, the main oxygen-carrying molecule in red blood cells, carries both oxygen and carbon dioxide. However, the CO2 bound to hemoglobin does not bind to the same site as oxygen. Instead, it combines with the N-terminal groups on the four globin chains. However, because of allosteric effects on the hemoglobin molecule, the binding of CO2 decreases the amount of oxygen that is bound for a given partial pressure of oxygen. This is known as the Haldane Effect, and is important in the transport of carbon dioxide from the tissues to the lungs. Conversely, a rise in the partial pressure of CO2 or a lower pH will cause offloading of oxygen from hemoglobin, which is known as the Bohr effect.
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Carbon dioxide is one of the mediators of local autoregulation of blood supply. If its concentration is high, the capillaries expand to allow a greater blood flow to that tissue.
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Bicarbonate ions are crucial for regulating blood pH. A person's breathing rate influences the level of CO2 in their blood. Breathing that is too slow or shallow causes respiratory acidosis, while breathing that is too rapid leads to hyperventilation, which can cause respiratory alkalosis.
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|
424 |
+
Although the body requires oxygen for metabolism, low oxygen levels normally do not stimulate breathing. Rather, breathing is stimulated by higher carbon dioxide levels. As a result, breathing low-pressure air or a gas mixture with no oxygen at all (such as pure nitrogen) can lead to loss of consciousness without ever experiencing air hunger. This is especially perilous for high-altitude fighter pilots. It is also why flight attendants instruct passengers, in case of loss of cabin pressure, to apply the oxygen mask to themselves first before helping others; otherwise, one risks losing consciousness.[144]
|
425 |
+
|
426 |
+
The respiratory centers try to maintain an arterial CO2 pressure of 40 mm Hg. With intentional hyperventilation, the CO2 content of arterial blood may be lowered to 10–20 mm Hg (the oxygen content of the blood is little affected), and the respiratory drive is diminished. This is why one can hold one's breath longer after hyperventilating than without hyperventilating. This carries the risk that unconsciousness may result before the need to breathe becomes overwhelming, which is why hyperventilation is particularly dangerous before free diving.
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en/2142.html.txt
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1 |
+
|
2 |
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|
3 |
+
Gas is one of the four fundamental states of matter (the others being solid, liquid, and plasma). A pure gas may be made up of individual atoms (e.g. a noble gas like neon), elemental molecules made from one type of atom (e.g. oxygen), or compound molecules made from a variety of atoms (e.g. carbon dioxide). A gas mixture, such as air, contains a variety of pure gases. What distinguishes a gas from liquids and solids is the vast separation of the individual gas particles. This separation usually makes a colorless gas invisible to the human observer. The interaction of gas particles in the presence of electric and gravitational fields are considered[by whom?] negligible, as indicated by the constant velocity vectors in the image.
|
4 |
+
|
5 |
+
The gaseous state of matter occurs between the liquid and plasma states,[1] the latter of which provides the upper temperature boundary for gases. Bounding the lower end of the temperature scale lie degenerative quantum gases[2] which are gaining increasing attention.[3]
|
6 |
+
High-density atomic gases super-cooled to very low temperatures are classified by their statistical behavior as either Bose gases or Fermi gases. For a comprehensive listing of these exotic states of matter see list of states of matter.
|
7 |
+
|
8 |
+
The only chemical elements that are stable diatomic homonuclear molecules at STP are hydrogen (H2), nitrogen (N2), oxygen (O2), and two halogens: fluorine (F2) and chlorine (Cl2). When grouped together with the monatomic noble gases – helium (He), neon (Ne), argon (Ar), krypton (Kr), xenon (Xe), and radon (Rn) – these gases are called "elemental gases".
|
9 |
+
|
10 |
+
The word gas was first used by the early 17th-century Flemish chemist Jan Baptist van Helmont.[4] He identified carbon dioxide, the first known gas other than air.[5] Van Helmont's word appears to have been simply a phonetic transcription of the Ancient Greek word χάος Chaos – the g in Dutch being pronounced like ch in "loch" (voiceless velar fricative, /x/) – in which case Van Helmont was simply following the established alchemical usage first attested in the works of Paracelsus. According to Paracelsus's terminology, chaos meant something like "ultra-rarefied water".[6]
|
11 |
+
|
12 |
+
An alternative story[7] is that Van Helmont's word is corrupted from gahst (or geist), signifying a ghost or spirit. This was because certain gases suggested a supernatural origin, such as from their ability to cause death, extinguish flames, and to occur in "mines, bottom of wells, churchyards and other lonely places". In contrast, French-American historian Jacques Barzun[8] speculated that Van Helmont had borrowed the word from the German Gäscht, meaning the froth resulting from fermentation.
|
13 |
+
|
14 |
+
Because most gases are difficult to observe directly, they are described through the use of four physical properties or macroscopic characteristics: pressure, volume, number of particles (chemists group them by moles) and temperature. These four characteristics were repeatedly observed by scientists such as Robert Boyle, Jacques Charles, John Dalton, Joseph Gay-Lussac and Amedeo Avogadro for a variety of gases in various settings. Their detailed studies ultimately led to a mathematical relationship among these properties expressed by the ideal gas law (see simplified models section below).
|
15 |
+
|
16 |
+
Gas particles are widely separated from one another, and consequently, have weaker intermolecular bonds than liquids or solids. These intermolecular forces result from electrostatic interactions between gas particles. Like-charged areas of different gas particles repel, while oppositely charged regions of different gas particles attract one another; gases that contain permanently charged ions are known as plasmas. Gaseous compounds with polar covalent bonds contain permanent charge imbalances and so experience relatively strong intermolecular forces, although the molecule while the compound's net charge remains neutral. Transient, randomly induced charges exist across non-polar covalent bonds of molecules and electrostatic interactions caused by them are referred to as Van der Waals forces. The interaction of these intermolecular forces varies within a substance which determines many of the physical properties unique to each gas.[9][10] A comparison of boiling points for compounds formed by ionic and covalent bonds leads us to this conclusion.[11] The drifting smoke particles in the image provides some insight into low-pressure gas behavior.
|
17 |
+
|
18 |
+
Compared to the other states of matter, gases have low density and viscosity. Pressure and temperature influence the particles within a certain volume. This variation in particle separation and speed is referred to as compressibility. This particle separation and size influences optical properties of gases as can be found in the following list of refractive indices. Finally, gas particles spread apart or diffuse in order to homogeneously distribute themselves throughout any container.
|
19 |
+
|
20 |
+
When observing a gas, it is typical to specify a frame of reference or length scale. A larger length scale corresponds to a macroscopic or global point of view of the gas. This region (referred to as a volume) must be sufficient in size to contain a large sampling of gas particles. The resulting statistical analysis of this sample size produces the "average" behavior (i.e. velocity, temperature or pressure) of all the gas particles within the region. In contrast, a smaller length scale corresponds to a microscopic or particle point of view.
|
21 |
+
|
22 |
+
Macroscopically, the gas characteristics measured are either in terms of the gas particles themselves (velocity, pressure, or temperature) or their surroundings (volume). For example, Robert Boyle studied pneumatic chemistry for a small portion of his career. One of his experiments related the macroscopic properties of pressure and volume of a gas. His experiment used a J-tube manometer which looks like a test tube in the shape of the letter J. Boyle trapped an inert gas in the closed end of the test tube with a column of mercury, thereby making the number of particles and the temperature constant. He observed that when the pressure was increased in the gas, by adding more mercury to the column, the trapped gas' volume decreased (this is known as an inverse relationship). Furthermore, when Boyle multiplied the pressure and volume of each observation, the product was constant. This relationship held for every gas that Boyle observed leading to the law, (PV=k), named to honor his work in this field.
|
23 |
+
|
24 |
+
There are many mathematical tools available for analyzing gas properties. As gases are subjected to extreme conditions, these tools become more complex, from the Euler equations for inviscid flow to the Navier–Stokes equations[12] that fully account for viscous effects. These equations are adapted to the conditions of the gas system in question. Boyle's lab equipment allowed the use of algebra to obtain his analytical results. His results were possible because he was studying gases in relatively low pressure situations where they behaved in an "ideal" manner. These ideal relationships apply to safety calculations for a variety of flight conditions on the materials in use. The high technology equipment in use today was designed to help us safely explore the more exotic operating environments where the gases no longer behave in an "ideal" manner. This advanced math, including statistics and multivariable calculus, makes possible the solution to such complex dynamic situations as space vehicle reentry. An example is the analysis of the space shuttle reentry pictured to ensure the material properties under this loading condition are appropriate. In this flight regime, the gas is no longer behaving ideally.
|
25 |
+
|
26 |
+
The symbol used to represent pressure in equations is "p" or "P" with SI units of pascals.
|
27 |
+
|
28 |
+
When describing a container of gas, the term pressure (or absolute pressure) refers to the average force per unit area that the gas exerts on the surface of the container. Within this volume, it is sometimes easier to visualize the gas particles moving in straight lines until they collide with the container (see diagram at top of the article). The force imparted by a gas particle into the container during this collision is the change in momentum of the particle.[13] During a collision only the normal component of velocity changes. A particle traveling parallel to the wall does not change its momentum. Therefore, the average force on a surface must be the average change in linear momentum from all of these gas particle collisions.
|
29 |
+
|
30 |
+
Pressure is the sum of all the normal components of force exerted by the particles impacting the walls of the container divided by the surface area of the wall.
|
31 |
+
|
32 |
+
The symbol used to represent temperature in equations is T with SI units of kelvins.
|
33 |
+
|
34 |
+
The speed of a gas particle is proportional to its absolute temperature. The volume of the balloon in the video shrinks when the trapped gas particles slow down with the addition of extremely cold nitrogen. The temperature of any physical system is related to the motions of the particles (molecules and atoms) which make up the [gas] system.[14] In statistical mechanics, temperature is the measure of the average kinetic energy stored in a particle. The methods of storing this energy are dictated by the degrees of freedom of the particle itself (energy modes). Kinetic energy added (endothermic process) to gas particles by way of collisions produces linear, rotational, and vibrational motion. In contrast, a molecule in a solid can only increase its vibrational modes with the addition of heat as the lattice crystal structure prevents both linear and rotational motions. These heated gas molecules have a greater speed range which constantly varies due to constant collisions with other particles. The speed range can be described by the Maxwell–Boltzmann distribution. Use of this distribution implies ideal gases near thermodynamic equilibrium for the system of particles being considered.
|
35 |
+
|
36 |
+
The symbol used to represent specific volume in equations is "v" with SI units of cubic meters per kilogram.
|
37 |
+
|
38 |
+
The symbol used to represent volume in equations is "V" with SI units of cubic meters.
|
39 |
+
|
40 |
+
When performing a thermodynamic analysis, it is typical to speak of intensive and extensive properties. Properties which depend on the amount of gas (either by mass or volume) are called extensive properties, while properties that do not depend on the amount of gas are called intensive properties. Specific volume is an example of an intensive property because it is the ratio of volume occupied by a unit of mass of a gas that is identical throughout a system at equilibrium.[15] 1000 atoms a gas occupy the same space as any other 1000 atoms for any given temperature and pressure. This concept is easier to visualize for solids such as iron which are incompressible compared to gases. However, volume itself --- not specific --- is an extensive property.
|
41 |
+
|
42 |
+
The symbol used to represent density in equations is ρ (rho) with SI units of kilograms per cubic meter. This term is the reciprocal of specific volume.
|
43 |
+
|
44 |
+
Since gas molecules can move freely within a container, their mass is normally characterized by density. Density is the amount of mass per unit volume of a substance, or the inverse of specific volume. For gases, the density can vary over a wide range because the particles are free to move closer together when constrained by pressure or volume. This variation of density is referred to as compressibility. Like pressure and temperature, density is a state variable of a gas and the change in density during any process is governed by the laws of thermodynamics. For a static gas, the density is the same throughout the entire container. Density is therefore a scalar quantity. It can be shown by kinetic theory that the density is inversely proportional to the size of the container in which a fixed mass of gas is confined. In this case of a fixed mass, the density decreases as the volume increases.
|
45 |
+
|
46 |
+
If one could observe a gas under a powerful microscope, one would see a collection of particles (molecules, atoms, ions, electrons, etc.) without any definite shape or volume that are in more or less random motion. These neutral gas particles only change direction when they collide with another particle or with the sides of the container. In an ideal gas, these collisions are perfectly elastic. This particle or microscopic view of a gas is described by the kinetic-molecular theory. The assumptions behind this theory can be found in the postulates section of kinetic theory.
|
47 |
+
|
48 |
+
Kinetic theory provides insight into the macroscopic properties of gases by considering their molecular composition and motion. Starting with the definitions of momentum and kinetic energy,[16] one can use the conservation of momentum and geometric relationships of a cube to relate macroscopic system properties of temperature and pressure to the microscopic property of kinetic energy per molecule. The theory provides averaged values for these two properties.
|
49 |
+
|
50 |
+
The theory also explains how the gas system responds to change. For example, as a gas is heated from absolute zero, when it is (in theory) perfectly still, its internal energy (temperature) is increased. As a gas is heated, the particles speed up and its temperature rises. This results in greater numbers of collisions with the container per unit time due to the higher particle speeds associated with elevated temperatures. The pressure increases in proportion to the number of collisions per unit time.
|
51 |
+
|
52 |
+
Brownian motion is the mathematical model used to describe the random movement of particles suspended in a fluid. The gas particle animation, using pink and green particles, illustrates how this behavior results in the spreading out of gases (entropy). These events are also described by particle theory.
|
53 |
+
|
54 |
+
Since it is at the limit of (or beyond) current technology to observe individual gas particles (atoms or molecules), only theoretical calculations give suggestions about how they move, but their motion is different from Brownian motion because Brownian motion involves a smooth drag due to the frictional force of many gas molecules, punctuated by violent collisions of an individual (or several) gas molecule(s) with the particle. The particle (generally consisting of millions or billions of atoms) thus moves in a jagged course, yet not so jagged as would be expected if an individual gas molecule were examined.
|
55 |
+
|
56 |
+
As discussed earlier, momentary attractions (or repulsions) between particles have an effect on gas dynamics. In physical chemistry, the name given to these intermolecular forces is van der Waals force. These forces play a key role in determining physical properties of a gas such as viscosity and flow rate (see physical characteristics section). Ignoring these forces in certain conditions allows a real gas to be treated like an ideal gas. This assumption allows the use of ideal gas laws which greatly simplifies calculations.
|
57 |
+
|
58 |
+
Proper use of these gas relationships requires the kinetic-molecular theory (KMT). When gas particles experience intermolecular forces they gradually influence one another as the spacing between them is reduced (the hydrogen bond model illustrates one example). In the absence of any charge, at some point when the spacing between gas particles is greatly reduced they can no longer avoid collisions between themselves at normal gas temperatures. Another case for increased collisions among gas particles would include a fixed volume of gas, which upon heating would contain very fast particles. This means that these ideal equations provide reasonable results except for extremely high pressure (compressible) or high temperature (ionized) conditions. All of these excepted conditions allow energy transfer to take place within the gas system. The absence of these internal transfers is what is referred to as ideal conditions in which the energy exchange occurs only at the boundaries of the system. Real gases experience some of these collisions and intermolecular forces. When these collisions are statistically negligible (incompressible), results from these ideal equations are still meaningful. If the gas particles are compressed into close proximity they behave more like a liquid (see fluid dynamics).
|
59 |
+
|
60 |
+
An equation of state (for gases) is a mathematical model used to roughly describe or predict the state properties of a gas. At present, there is no single equation of state that accurately predicts the properties of all gases under all conditions. Therefore, a number of much more accurate equations of state have been developed for gases in specific temperature and pressure ranges. The "gas models" that are most widely discussed are "perfect gas", "ideal gas" and "real gas". Each of these models has its own set of assumptions to facilitate the analysis of a given thermodynamic system.[17] Each successive model expands the temperature range of coverage to which it applies.
|
61 |
+
|
62 |
+
The equation of state for an ideal or perfect gas is the ideal gas law and reads
|
63 |
+
|
64 |
+
where P is the pressure, V is the volume, n is amount of gas (in mol units), R is the universal gas constant, 8.314 J/(mol K), and T is the temperature. Written this way, it is sometimes called the "chemist's version", since it emphasizes the number of molecules n. It can also be written as
|
65 |
+
|
66 |
+
where
|
67 |
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|
68 |
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|
69 |
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|
70 |
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|
71 |
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R
|
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|
73 |
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s
|
74 |
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|
75 |
+
|
76 |
+
|
77 |
+
|
78 |
+
{\displaystyle R_{s}}
|
79 |
+
|
80 |
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is the specific gas constant for a particular gas, in units J/(kg K), and ρ = m/V is density. This notation is the "gas dynamicist's" version, which is more practical in modeling of gas flows involving acceleration without chemical reactions.
|
81 |
+
|
82 |
+
The ideal gas law does not make an assumption about the specific heat of a gas. In the most general case, the specific heat is a function of both temperature and pressure. If the pressure-dependence is neglected (and possibly the temperature-dependence as well) in a particular application, sometimes the gas is said to be a perfect gas, although the exact assumptions may vary depending on the author and/or field of science.
|
83 |
+
|
84 |
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For an ideal gas, the ideal gas law applies without restrictions on the specific heat. An ideal gas is a simplified "real gas" with the assumption that the compressibility factor Z is set to 1 meaning that this pneumatic ratio remains constant. A compressibility factor of one also requires the four state variables to follow the ideal gas law.
|
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|
86 |
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This approximation is more suitable for applications in engineering although simpler models can be used to produce a "ball-park" range as to where the real solution should lie. An example where the "ideal gas approximation" would be suitable would be inside a combustion chamber of a jet engine.[18] It may also be useful to keep the elementary reactions and chemical dissociations for calculating emissions.
|
87 |
+
|
88 |
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Each one of the assumptions listed below adds to the complexity of the problem's solution. As the density of a gas increases with rising pressure, the intermolecular forces play a more substantial role in gas behavior which results in the ideal gas law no longer providing "reasonable" results. At the upper end of the engine temperature ranges (e.g. combustor sections – 1300 K), the complex fuel particles absorb internal energy by means of rotations and vibrations that cause their specific heats to vary from those of diatomic molecules and noble gases. At more than double that temperature, electronic excitation and dissociation of the gas particles begins to occur causing the pressure to adjust to a greater number of particles (transition from gas to plasma).[19] Finally, all of the thermodynamic processes were presumed to describe uniform gases whose velocities varied according to a fixed distribution. Using a non-equilibrium situation implies the flow field must be characterized in some manner to enable a solution. One of the first attempts to expand the boundaries of the ideal gas law was to include coverage for different thermodynamic processes by adjusting the equation to read pVn = constant and then varying the n through different values such as the specific heat ratio, γ.
|
89 |
+
|
90 |
+
Real gas effects include those adjustments made to account for a greater range of gas behavior:
|
91 |
+
|
92 |
+
For most applications, such a detailed analysis is excessive. Examples where real gas effects would have a significant impact would be on the Space Shuttle re-entry where extremely high temperatures and pressures were present or the gases produced during geological events as in the image of the 1990 eruption of Mount Redoubt.
|
93 |
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|
94 |
+
Boyle's law was perhaps the first expression of an equation of state. In 1662 Robert Boyle performed a series of experiments employing a J-shaped glass tube, which was sealed on one end. Mercury was added to the tube, trapping a fixed quantity of air in the short, sealed end of the tube. Then the volume of gas was carefully measured as additional mercury was added to the tube. The pressure of the gas could be determined by the difference between the mercury level in the short end of the tube and that in the long, open end. The image of Boyle's equipment shows some of the exotic tools used by Boyle during his study of gases.
|
95 |
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|
96 |
+
Through these experiments, Boyle noted that the pressure exerted by a gas held at a constant temperature varies inversely with the volume of the gas.[20] For example, if the volume is halved, the pressure is doubled; and if the volume is doubled, the pressure is halved. Given the inverse relationship between pressure and volume, the product of pressure (P) and volume (V) is a constant (k) for a given mass of confined gas as long as the temperature is constant. Stated as a formula, thus is:
|
97 |
+
|
98 |
+
Because the before and after volumes and pressures of the fixed amount of gas, where the before and after temperatures are the same both equal the constant k, they can be related by the equation:
|
99 |
+
|
100 |
+
P
|
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|
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+
1
|
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|
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|
105 |
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|
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V
|
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|
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1
|
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|
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|
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=
|
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|
113 |
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P
|
114 |
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|
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2
|
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|
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|
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|
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V
|
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|
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2
|
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|
123 |
+
|
124 |
+
.
|
125 |
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|
126 |
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|
127 |
+
{\displaystyle \qquad P_{1}V_{1}=P_{2}V_{2}.}
|
128 |
+
|
129 |
+
In 1787, the French physicist and balloon pioneer, Jacques Charles, found that oxygen, nitrogen, hydrogen, carbon dioxide, and air expand to the same extent over the same 80 kelvin interval. He noted that, for an ideal gas at constant pressure, the volume is directly proportional to its temperature:
|
130 |
+
|
131 |
+
In 1802, Joseph Louis Gay-Lussac published results of similar, though more extensive experiments.[21] Gay-Lussac credited Charles' earlier work by naming the law in his honor. Gay-Lussac himself is credited with the law describing pressure, which he found in 1809. It states that the pressure exerted on a container's sides by an ideal gas is proportional to its temperature.
|
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+
|
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+
In 1811, Amedeo Avogadro verified that equal volumes of pure gases contain the same number of particles. His theory was not generally accepted until 1858 when another Italian chemist Stanislao Cannizzaro was able to explain non-ideal exceptions. For his work with gases a century prior, the number that bears his name Avogadro's constant represents the number of atoms found in 12 grams of elemental carbon-12 (6.022×1023 mol−1). This specific number of gas particles, at standard temperature and pressure (ideal gas law) occupies 22.40 liters, which is referred to as the molar volume.
|
134 |
+
|
135 |
+
Avogadro's law states that the volume occupied by an ideal gas is proportional to the number of moles (or molecules) present in the container. This gives rise to the molar volume of a gas, which at STP is 22.4 dm3 (or litres). The relation is given by
|
136 |
+
|
137 |
+
where n is equal to the number of moles of gas (the number of molecules divided by Avogadro's number).
|
138 |
+
|
139 |
+
In 1801, John Dalton published the law of partial pressures from his work with ideal gas law relationship: The pressure of a mixture of non reactive gases is equal to the sum of the pressures of all of the constituent gases alone. Mathematically, this can be represented for n species as:
|
140 |
+
|
141 |
+
The image of Dalton's journal depicts symbology he used as shorthand to record the path he followed. Among his key journal observations upon mixing unreactive "elastic fluids" (gases) were the following:[22]
|
142 |
+
|
143 |
+
Thermodynamicists use this factor (Z) to alter the ideal gas equation to account for compressibility effects of real gases. This factor represents the ratio of actual to ideal specific volumes. It is sometimes referred to as a "fudge-factor" or correction to expand the useful range of the ideal gas law for design purposes. Usually this Z value is very close to unity. The compressibility factor image illustrates how Z varies over a range of very cold temperatures.
|
144 |
+
|
145 |
+
In fluid mechanics, the Reynolds number is the ratio of inertial forces (vsρ) to viscous forces (μ/L). It is one of the most important dimensionless numbers in fluid dynamics and is used, usually along with other dimensionless numbers, to provide a criterion for determining dynamic similitude. As such, the Reynolds number provides the link between modeling results (design) and the full-scale actual conditions. It can also be used to characterize the flow.
|
146 |
+
|
147 |
+
Viscosity, a physical property, is a measure of how well adjacent molecules stick to one another. A solid can withstand a shearing force due to the strength of these sticky intermolecular forces. A fluid will continuously deform when subjected to a similar load. While a gas has a lower value of viscosity than a liquid, it is still an observable property. If gases had no viscosity, then they would not stick to the surface of a wing and form a boundary layer. A study of the delta wing in the Schlieren image reveals that the gas particles stick to one another (see Boundary layer section).
|
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|
149 |
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In fluid dynamics, turbulence or turbulent flow is a flow regime characterized by chaotic, stochastic property changes. This includes low momentum diffusion, high momentum convection, and rapid variation of pressure and velocity in space and time. The satellite view of weather around Robinson Crusoe Islands illustrates one example.
|
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|
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Particles will, in effect, "stick" to the surface of an object moving through it. This layer of particles is called the boundary layer. At the surface of the object, it is essentially static due to the friction of the surface. The object, with its boundary layer is effectively the new shape of the object that the rest of the molecules "see" as the object approaches. This boundary layer can separate from the surface, essentially creating a new surface and completely changing the flow path. The classical example of this is a stalling airfoil. The delta wing image clearly shows the boundary layer thickening as the gas flows from right to left along the leading edge.
|
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|
153 |
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As the total number of degrees of freedom approaches infinity, the system will be found in the macrostate that corresponds to the highest multiplicity. In order to illustrate this principle, observe the skin temperature of a frozen metal bar. Using a thermal image of the skin temperature, note the temperature distribution on the surface. This initial observation of temperature represents a "microstate". At some future time, a second observation of the skin temperature produces a second microstate. By continuing this observation process, it is possible to produce a series of microstates that illustrate the thermal history of the bar's surface. Characterization of this historical series of microstates is possible by choosing the macrostate that successfully classifies them all into a single grouping.
|
154 |
+
|
155 |
+
When energy transfer ceases from a system, this condition is referred to as thermodynamic equilibrium. Usually, this condition implies the system and surroundings are at the same temperature so that heat no longer transfers between them. It also implies that external forces are balanced (volume does not change), and all chemical reactions within the system are complete. The timeline varies for these events depending on the system in question. A container of ice allowed to melt at room temperature takes hours, while in semiconductors the heat transfer that occurs in the device transition from an on to off state could be on the order of a few nanoseconds.
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1 |
+
Legend
|
2 |
+
|
3 |
+
The noble gases (historically also the inert gases; sometimes referred to as aerogens[1]) make up a class of chemical elements with similar properties; under standard conditions, they are all odourless, colourless, monatomic gases with very low chemical reactivity. The six naturally occurring noble gases are helium (He), neon (Ne), argon (Ar), krypton (Kr), xenon (Xe), and the radioactive radon (Rn). Oganesson (Og) is variously predicted to be a noble gas as well or to break the trend due to relativistic effects; its chemistry has not yet been investigated.
|
4 |
+
|
5 |
+
For the first six periods of the periodic table, the noble gases are exactly the members of group 18. Noble gases are typically highly unreactive except when under particular extreme conditions. The inertness of noble gases makes them very suitable in applications where reactions are not wanted. For example, argon is used in incandescent lamps to prevent the hot tungsten filament from oxidizing; also, helium is used in breathing gas by deep-sea divers to prevent oxygen, nitrogen and carbon dioxide (hypercapnia) toxicity.
|
6 |
+
|
7 |
+
The properties of the noble gases can be well explained by modern theories of atomic structure: their outer shell of valence electrons is considered to be "full", giving them little tendency to participate in chemical reactions, and it has been possible to prepare only a few hundred noble gas compounds. The melting and boiling points for a given noble gas are close together, differing by less than 10 °C (18 °F); that is, they are liquids over only a small temperature range.
|
8 |
+
|
9 |
+
Neon, argon, krypton, and xenon are obtained from air in an air separation unit using the methods of liquefaction of gases and fractional distillation. Helium is sourced from natural gas fields that have high concentrations of helium in the natural gas, using cryogenic gas separation techniques, and radon is usually isolated from the radioactive decay of dissolved radium, thorium, or uranium compounds. Noble gases have several important applications in industries such as lighting, welding, and space exploration. A helium-oxygen breathing gas is often used by deep-sea divers at depths of seawater over 55 m (180 ft). After the risks caused by the flammability of hydrogen became apparent, it was replaced with helium in blimps and balloons.
|
10 |
+
|
11 |
+
Noble gas is translated from the German noun Edelgas, first used in 1898 by Hugo Erdmann[2] to indicate their extremely low level of reactivity. The name makes an analogy to the term "noble metals", which also have low reactivity. The noble gases have also been referred to as inert gases, but this label is deprecated as many noble gas compounds are now known.[3] Rare gases is another term that was used,[4] but this is also inaccurate because argon forms a fairly considerable part (0.94% by volume, 1.3% by mass) of the Earth's atmosphere due to decay of radioactive potassium-40.[5]
|
12 |
+
|
13 |
+
Pierre Janssen and Joseph Norman Lockyer discovered a new element on August 18, 1868 while looking at the chromosphere of the Sun, and named it helium after the Greek word for the Sun, ἥλιος (hḗlios).[6] No chemical analysis was possible at the time, but helium was later found to be a noble gas. Before them, in 1784, the English chemist and physicist Henry Cavendish had discovered that air contains a small proportion of a substance less reactive than nitrogen.[7] A century later, in 1895, Lord Rayleigh discovered that samples of nitrogen from the air were of a different density than nitrogen resulting from chemical reactions. Along with Scottish scientist William Ramsay at University College, London, Lord Rayleigh theorized that the nitrogen extracted from air was mixed with another gas, leading to an experiment that successfully isolated a new element, argon, from the Greek word ἀργός (argós, "idle" or "lazy").[7] With this discovery, they realized an entire class of gases was missing from the periodic table. During his search for argon, Ramsay also managed to isolate helium for the first time while heating cleveite, a mineral. In 1902, having accepted the evidence for the elements helium and argon, Dmitri Mendeleev included these noble gases as group 0 in his arrangement of the elements, which would later become the periodic table.[8]
|
14 |
+
|
15 |
+
Ramsay continued his search for these gases using the method of fractional distillation to separate liquid air into several components. In 1898, he discovered the elements krypton, neon, and xenon, and named them after the Greek words κρυπτός (kryptós, "hidden"), νέος (néos, "new"), and ξένος (ksénos, "stranger"), respectively. Radon was first identified in 1898 by Friedrich Ernst Dorn,[9] and was named radium emanation, but was not considered a noble gas until 1904 when its characteristics were found to be similar to those of other noble gases.[10] Rayleigh and Ramsay received the 1904 Nobel Prizes in Physics and in Chemistry, respectively, for their discovery of the noble gases;[11][12] in the words of J. E. Cederblom, then president of the Royal Swedish Academy of Sciences, "the discovery of an entirely new group of elements, of which no single representative had been known with any certainty, is something utterly unique in the history of chemistry, being intrinsically an advance in science of peculiar significance".[12]
|
16 |
+
|
17 |
+
The discovery of the noble gases aided in the development of a general understanding of atomic structure. In 1895, French chemist Henri Moissan attempted to form a reaction between fluorine, the most electronegative element, and argon, one of the noble gases, but failed. Scientists were unable to prepare compounds of argon until the end of the 20th century, but these attempts helped to develop new theories of atomic structure. Learning from these experiments, Danish physicist Niels Bohr proposed in 1913 that the electrons in atoms are arranged in shells surrounding the nucleus, and that for all noble gases except helium the outermost shell always contains eight electrons.[10] In 1916, Gilbert N. Lewis formulated the octet rule, which concluded an octet of electrons in the outer shell was the most stable arrangement for any atom; this arrangement caused them to be unreactive with other elements since they did not require any more electrons to complete their outer shell.[13]
|
18 |
+
|
19 |
+
In 1962, Neil Bartlett discovered the first chemical compound of a noble gas, xenon hexafluoroplatinate.[14] Compounds of other noble gases were discovered soon after: in 1962 for radon, radon difluoride (RnF2),[15] which was identified by radiotracer techniques and in 1963 for krypton, krypton difluoride (KrF2).[16] The first stable compound of argon was reported in 2000 when argon fluorohydride (HArF) was formed at a temperature of 40 K (−233.2 °C; −387.7 °F).[17]
|
20 |
+
|
21 |
+
In December 1998, scientists at the Joint Institute for Nuclear Research working in Dubna, Russia bombarded plutonium with calcium to produce a single atom of element 114,[18] flerovium.[19] Preliminary chemistry experiments have indicated this element may be the first superheavy element to show abnormal noble-gas-like properties, even though it is a member of group 14 on the periodic table.[20] In October 2006, scientists from the Joint Institute for Nuclear Research and Lawrence Livermore National Laboratory successfully created synthetically oganesson, the seventh element in group 18,[21] by bombarding californium with calcium.[22]
|
22 |
+
|
23 |
+
The noble gases have weak interatomic force, and consequently have very low melting and boiling points. They are all monatomic gases under standard conditions, including the elements with larger atomic masses than many normally solid elements.[10] Helium has several unique qualities when compared with other elements: its boiling point at 1 atm is lower than those of any other known substance; it is the only element known to exhibit superfluidity; it is the only element that cannot be solidified by cooling under standard conditions—a pressure of 25 standard atmospheres (2,500 kPa; 370 psi) must be applied at a temperature of 0.95 K (−272.200 °C; −457.960 °F) to convert it to a solid.[27] The noble gases up to xenon have multiple stable isotopes. Radon has no stable isotopes; its longest-lived isotope, 222Rn, has a half-life of 3.8 days and decays to form helium and polonium, which ultimately decays to lead.[10] Melting and boiling points increase going down the group.
|
24 |
+
|
25 |
+
The noble gas atoms, like atoms in most groups, increase steadily in atomic radius from one period to the next due to the increasing number of electrons. The size of the atom is related to several properties. For example, the ionization potential decreases with an increasing radius because the valence electrons in the larger noble gases are farther away from the nucleus and are therefore not held as tightly together by the atom. Noble gases have the largest ionization potential among the elements of each period, which reflects the stability of their electron configuration and is related to their relative lack of chemical reactivity.[23] Some of the heavier noble gases, however, have ionization potentials small enough to be comparable to those of other elements and molecules. It was the insight that xenon has an ionization potential similar to that of the oxygen molecule that led Bartlett to attempt oxidizing xenon using platinum hexafluoride, an oxidizing agent known to be strong enough to react with oxygen.[14] Noble gases cannot accept an electron to form stable anions; that is, they have a negative electron affinity.[28]
|
26 |
+
|
27 |
+
The macroscopic physical properties of the noble gases are dominated by the weak van der Waals forces between the atoms. The attractive force increases with the size of the atom as a result of the increase in polarizability and the decrease in ionization potential. This results in systematic group trends: as one goes down group 18, the atomic radius, and with it the interatomic forces, increases, resulting in an increasing melting point, boiling point, enthalpy of vaporization, and solubility. The increase in density is due to the increase in atomic mass.[23]
|
28 |
+
|
29 |
+
The noble gases are nearly ideal gases under standard conditions, but their deviations from the ideal gas law provided important clues for the study of intermolecular interactions. The Lennard-Jones potential, often used to model intermolecular interactions, was deduced in 1924 by John Lennard-Jones from experimental data on argon before the development of quantum mechanics provided the tools for understanding intermolecular forces from first principles.[29] The theoretical analysis of these interactions became tractable because the noble gases are monatomic and the atoms spherical, which means that the interaction between the atoms is independent of direction, or isotropic.
|
30 |
+
|
31 |
+
The noble gases are colorless, odorless, tasteless, and nonflammable under standard conditions.[30] They were once labeled group 0 in the periodic table because it was believed they had a valence of zero, meaning their atoms cannot combine with those of other elements to form compounds. However, it was later discovered some do indeed form compounds, causing this label to fall into disuse.[10]
|
32 |
+
|
33 |
+
Like other groups, the members of this family show patterns in its electron configuration, especially the outermost shells resulting in trends in chemical behavior:
|
34 |
+
|
35 |
+
The noble gases have full valence electron shells. Valence electrons are the outermost electrons of an atom and are normally the only electrons that participate in chemical bonding. Atoms with full valence electron shells are extremely stable and therefore do not tend to form chemical bonds and have little tendency to gain or lose electrons.[31] However, heavier noble gases such as radon are held less firmly together by electromagnetic force than lighter noble gases such as helium, making it easier to remove outer electrons from heavy noble gases.
|
36 |
+
|
37 |
+
As a result of a full shell, the noble gases can be used in conjunction with the electron configuration notation to form the noble gas notation. To do this, the nearest noble gas that precedes the element in question is written first, and then the electron configuration is continued from that point forward. For example, the electron notation of
|
38 |
+
phosphorus is 1s2 2s2 2p6 3s2 3p3, while the noble gas notation is [Ne] 3s2 3p3. This more compact notation makes it easier to identify elements, and is shorter than writing out the full notation of atomic orbitals.[32]
|
39 |
+
|
40 |
+
The noble gases cross the boundary between blocks—helium is an s-element whereas the rest of members are p-elements—which is unusual among the IUPAC groups. Most, if not all[33] other IUPAC groups contain elements from one block each.
|
41 |
+
|
42 |
+
The noble gases show extremely low chemical reactivity; consequently, only a few hundred noble gas compounds have been formed. Neutral compounds in which helium and neon are involved in chemical bonds have not been formed (although some helium-containing ions exist and there is some theoretical evidence for a few neutral helium-containing ones), while xenon, krypton, and argon have shown only minor reactivity.[34] The reactivity follows the order Ne < He < Ar < Kr < Xe < Rn < ~Og.
|
43 |
+
|
44 |
+
In 1933, Linus Pauling predicted that the heavier noble gases could form compounds with fluorine and oxygen. He predicted the existence of krypton hexafluoride (KrF6) and xenon hexafluoride (XeF6), speculated that XeF8 might exist as an unstable compound, and suggested that xenic acid could form perxenate salts.[35][36] These predictions were shown to be generally accurate, except that XeF8 is now thought to be both thermodynamically and kinetically unstable.[37]
|
45 |
+
|
46 |
+
Xenon compounds are the most numerous of the noble gas compounds that have been formed.[38] Most of them have the xenon atom in the oxidation state of +2, +4, +6, or +8 bonded to highly electronegative atoms such as fluorine or oxygen, as in xenon difluoride (XeF2), xenon tetrafluoride (XeF4), xenon hexafluoride (XeF6), xenon tetroxide (XeO4), and sodium perxenate (Na4XeO6). Xenon reacts with fluorine to form numerous xenon fluorides according to the following equations:
|
47 |
+
|
48 |
+
Some of these compounds have found use in chemical synthesis as oxidizing agents; XeF2, in particular, is commercially available and can be used as a fluorinating agent.[39] As of 2007, about five hundred compounds of xenon bonded to other elements have been identified, including organoxenon compounds (containing xenon bonded to carbon), and xenon bonded to nitrogen, chlorine, gold, mercury, and xenon itself.[34][40] Compounds of xenon bound to boron, hydrogen, bromine, iodine, beryllium, sulphur, titanium, copper, and silver have also been observed but only at low temperatures in noble gas matrices, or in supersonic noble gas jets.[34]
|
49 |
+
|
50 |
+
In theory, radon is more reactive than xenon, and therefore should form chemical bonds more easily than xenon does. However, due to the high radioactivity and short half-life of radon isotopes, only a few fluorides and oxides of radon have been formed in practice.[41]
|
51 |
+
|
52 |
+
Krypton is less reactive than xenon, but several compounds have been reported with krypton in the oxidation state of +2.[34] Krypton difluoride is the most notable and easily characterized. Under extreme conditions, krypton reacts with fluorine to form KrF2 according to the following equation:
|
53 |
+
|
54 |
+
Compounds in which krypton forms a single bond to nitrogen and oxygen have also been characterized,[42] but are only stable below −60 °C (−76 °F) and −90 °C (−130 °F) respectively.[34]
|
55 |
+
|
56 |
+
Krypton atoms chemically bound to other nonmetals (hydrogen, chlorine, carbon) as well as some late transition metals (copper, silver, gold) have also been observed, but only either at low temperatures in noble gas matrices, or in supersonic noble gas jets.[34] Similar conditions were used to obtain the first few compounds of argon in 2000, such as argon fluorohydride (HArF), and some bound to the late transition metals copper, silver, and gold.[34] As of 2007, no stable neutral molecules involving covalently bound helium or neon are known.[34]
|
57 |
+
|
58 |
+
The noble gases—including helium—can form stable molecular ions in the gas phase. The simplest is the helium hydride molecular ion, HeH+, discovered in 1925.[43] Because it is composed of the two most abundant elements in the universe, hydrogen and helium, it is believed to occur naturally in the interstellar medium, although it has not been detected yet.[44] In addition to these ions, there are many known neutral excimers of the noble gases. These are compounds such as ArF and KrF that are stable only when in an excited electronic state; some of them find application in excimer lasers.
|
59 |
+
|
60 |
+
In addition to the compounds where a noble gas atom is involved in a covalent bond, noble gases also form non-covalent compounds. The clathrates, first described in 1949,[45] consist of a noble gas atom trapped within cavities of crystal lattices of certain organic and inorganic substances. The essential condition for their formation is that the guest (noble gas) atoms must be of appropriate size to fit in the cavities of the host crystal lattice. For instance, argon, krypton, and xenon form clathrates with hydroquinone, but helium and neon do not because they are too small or insufficiently polarizable to be retained.[46] Neon, argon, krypton, and xenon also form clathrate hydrates, where the noble gas is trapped in ice.[47]
|
61 |
+
|
62 |
+
Noble gases can form endohedral fullerene compounds, in which the noble gas atom is trapped inside a fullerene molecule. In 1993, it was discovered that when C60, a spherical molecule consisting of 60 carbon atoms, is exposed to noble gases at high pressure, complexes such as He@C60 can be formed (the @ notation indicates He is contained inside C60 but not covalently bound to it).[48] As of 2008, endohedral complexes with helium, neon, argon, krypton, and xenon have been created.[49] These compounds have found use in the study of the structure and reactivity of fullerenes by means of the nuclear magnetic resonance of the noble gas atom.[50]
|
63 |
+
|
64 |
+
Noble gas compounds such as xenon difluoride (XeF2) are considered to be hypervalent because they violate the octet rule. Bonding in such compounds can be explained using a three-center four-electron bond model.[51][52] This model, first proposed in 1951, considers bonding of three collinear atoms. For example, bonding in XeF2 is described by a set of three molecular orbitals (MOs) derived from p-orbitals on each atom. Bonding results from the combination of a filled p-orbital from Xe with one half-filled p-orbital from each F atom, resulting in a filled bonding orbital, a filled non-bonding orbital, and an empty antibonding orbital. The highest occupied molecular orbital is localized on the two terminal atoms. This represents a localization of charge that is facilitated by the high electronegativity of fluorine.[53]
|
65 |
+
|
66 |
+
The chemistry of the heavier noble gases, krypton and xenon, are well established. The chemistry of the lighter ones, argon and helium, is still at an early stage, while a neon compound is yet to be identified.
|
67 |
+
|
68 |
+
The abundances of the noble gases in the universe decrease as their atomic numbers increase. Helium is the most common element in the universe after hydrogen, with a mass fraction of about 24%. Most of the helium in the universe was formed during Big Bang nucleosynthesis, but the amount of helium is steadily increasing due to the fusion of hydrogen in stellar nucleosynthesis (and, to a very slight degree, the alpha decay of heavy elements).[54][55] Abundances on Earth follow different trends; for example, helium is only the third most abundant noble gas in the atmosphere. The reason is that there is no primordial helium in the atmosphere; due to the small mass of the atom, helium cannot be retained by the Earth's gravitational field.[56] Helium on Earth comes from the alpha decay of heavy elements such as uranium and thorium found in the Earth's crust, and tends to accumulate in natural gas deposits.[56] The abundance of argon, on the other hand, is increased as a result of the beta decay of potassium-40, also found in the Earth's crust, to form argon-40, which is the most abundant isotope of argon on Earth despite being relatively rare in the Solar System. This process is the basis for the potassium-argon dating method.[57] Xenon has an unexpectedly low abundance in the atmosphere, in what has been called the missing xenon problem; one theory is that the missing xenon may be trapped in minerals inside the Earth's crust.[58] After the discovery of xenon dioxide, research showed that Xe can substitute for Si in quartz.[59] Radon is formed in the lithosphere by the alpha decay of radium. It can seep into buildings through cracks in their foundation and accumulate in areas that are not well ventilated. Due to its high radioactivity, radon presents a significant health hazard; it is implicated in an estimated 21,000 lung cancer deaths per year in the United States alone.[60] Oganesson is not biologically found in the earth but instead created manually by scientists.
|
69 |
+
|
70 |
+
For large-scale use, helium is extracted by fractional distillation from natural gas, which can contain up to 7% helium.[65]
|
71 |
+
|
72 |
+
Neon, argon, krypton, and xenon are obtained from air using the methods of liquefaction of gases, to convert elements to a liquid state, and fractional distillation, to separate mixtures into component parts. Helium is typically produced by separating it from natural gas, and radon is isolated from the radioactive decay of radium compounds.[10] The prices of the noble gases are influenced by their natural abundance, with argon being the cheapest and xenon the most expensive. As an example, the adjacent table lists the 2004 prices in the United States for laboratory quantities of each gas.
|
73 |
+
|
74 |
+
Noble gases have very low boiling and melting points, which makes them useful as cryogenic refrigerants.[66] In particular, liquid helium, which boils at 4.2 K (−268.95 °C; −452.11 °F), is used for superconducting magnets, such as those needed in nuclear magnetic resonance imaging and nuclear magnetic resonance.[67] Liquid neon, although it does not reach temperatures as low as liquid helium, also finds use in cryogenics because it has over 40 times more refrigerating capacity than liquid helium and over three times more than liquid hydrogen.[63]
|
75 |
+
|
76 |
+
Helium is used as a component of breathing gases to replace nitrogen, due its low solubility in fluids, especially in lipids. Gases are absorbed by the blood and body tissues when under pressure like in scuba diving, which causes an anesthetic effect known as nitrogen narcosis.[68] Due to its reduced solubility, little helium is taken into cell membranes, and when helium is used to replace part of the breathing mixtures, such as in trimix or heliox, a decrease in the narcotic effect of the gas at depth is obtained.[69] Helium's reduced solubility offers further advantages for the condition known as decompression sickness, or the bends.[10][70] The reduced amount of dissolved gas in the body means that fewer gas bubbles form during the decrease in pressure of the ascent. Another noble gas, argon, is considered the best option for use as a drysuit inflation gas for scuba diving.[71] Helium is also used as filling gas in nuclear fuel rods for nuclear reactors.[72]
|
77 |
+
|
78 |
+
Since the Hindenburg disaster in 1937,[73] helium has replaced hydrogen as a lifting gas in blimps and balloons due to its lightness and incombustibility, despite an 8.6%[74] decrease in buoyancy.[10]
|
79 |
+
|
80 |
+
In many applications, the noble gases are used to provide an inert atmosphere. Argon is used in the synthesis of air-sensitive compounds that are sensitive to nitrogen. Solid argon is also used for the study of very unstable compounds, such as reactive intermediates, by trapping them in an inert matrix at very low temperatures.[75] Helium is used as the carrier medium in gas chromatography, as a filler gas for thermometers, and in devices for measuring radiation, such as the Geiger counter and the bubble chamber.[64] Helium and argon are both commonly used to shield welding arcs and the surrounding base metal from the atmosphere during welding and cutting, as well as in other metallurgical processes and in the production of silicon for the semiconductor industry.[63]
|
81 |
+
|
82 |
+
Noble gases are commonly used in lighting because of their lack of chemical reactivity. Argon, mixed with nitrogen, is used as a filler gas for incandescent light bulbs.[63] Krypton is used in high-performance light bulbs, which have higher color temperatures and greater efficiency, because it reduces the rate of evaporation of the filament more than argon; halogen lamps, in particular, use krypton mixed with small amounts of compounds of iodine or bromine.[63] The noble gases glow in distinctive colors when used inside gas-discharge lamps, such as "neon lights". These lights are called after neon but often contain other gases and phosphors, which add various hues to the orange-red color of neon. Xenon is commonly used in xenon arc lamps, which, due to their nearly continuous spectrum that resembles daylight, find application in film projectors and as automobile headlamps.[63]
|
83 |
+
|
84 |
+
The noble gases are used in excimer lasers, which are based on short-lived electronically excited molecules known as excimers. The excimers used for lasers may be noble gas dimers such as Ar2, Kr2 or Xe2, or more commonly, the noble gas is combined with a halogen in excimers such as ArF, KrF, XeF, or XeCl. These lasers produce ultraviolet light, which, due to its short wavelength (193 nm for ArF and 248 nm for KrF), allows for high-precision imaging. Excimer lasers have many industrial, medical, and scientific applications. They are used for microlithography and microfabrication, which are essential for integrated circuit manufacture, and for laser surgery, including laser angioplasty and eye surgery.[76]
|
85 |
+
|
86 |
+
Some noble gases have direct application in medicine. Helium is sometimes used to improve the ease of breathing of asthma sufferers.[63] Xenon is used as an anesthetic because of its high solubility in lipids, which makes it more potent than the usual nitrous oxide, and because it is readily eliminated from the body, resulting in faster recovery.[77] Xenon finds application in medical imaging of the lungs through hyperpolarized MRI.[78] Radon, which is highly radioactive and is only available in minute amounts, is used in radiotherapy.[10]
|
87 |
+
|
88 |
+
Noble gases, particularly xenon, are predominantly used in ion engines due to their inertness. Since ion engines are not driven by chemical reactions, chemically inert fuels are desired to prevent unwanted reaction between the fuel and anything else on the engine.
|
89 |
+
|
90 |
+
Oganesson is too unstable to work with and has no known application other than research.
|
91 |
+
|
92 |
+
The color of gas discharge emission depends on several factors, including the following:[79]
|
93 |
+
|
94 |
+
Helium He Atomic Number: 2 Atomic Weight: 4.002602 Melting Point: 0.95 KBoiling Point: 4.22 KSpecific mass: 0.0001785 Electronegativity: ?
|
95 |
+
|
96 |
+
Neon Ne Atomic Number: 10 Atomic Weight: 20.1797 Melting Point: 24.703 K Boiling Point: 27.07 KSpecific mass: 0.0008999 Electronegativity: ?
|
97 |
+
|
98 |
+
Argon Ar Atomic Number: 18 Atomic Weight: 39.948 Melting Point: 83.96 K Boiling Point: 87.30 KSpecific mass: 0.0017837 Electronegativity: ?
|
99 |
+
|
100 |
+
Krypton Kr Atomic Number: 36 Atomic Weight: 83.798 Melting Point: 115.93 K Boiling Point: 119.93 KSpecific mass: 0.003733 Electronegativity: 3
|
101 |
+
|
102 |
+
Specific mass is given in g/cm3.
|
103 |
+
|
104 |
+
Xenon Xe Atomic Number: 54 Atomic Weight: 131.293 Melting Point: 161.45 K Boiling Point: 165.03 KSpecific mass: 0.005887 Electronegativity: 2.6
|
105 |
+
|
106 |
+
Radon Rn Atomic Number: 86 Atomic Weight: [222] Melting Point: 202.15 K Boiling Point: 211.3 K Specific mass: 0.00973 Electronegativity: 2.2
|
107 |
+
|
108 |
+
Oganesson Og Atomic Number: 118 Atomic Weight: [294] Melting Point: ? K Boiling Point: ? 350±30 K Specific mass: ? 13.65 Electronegativity: ?
|
109 |
+
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en/2144.html.txt
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1 |
+
Legend
|
2 |
+
|
3 |
+
The noble gases (historically also the inert gases; sometimes referred to as aerogens[1]) make up a class of chemical elements with similar properties; under standard conditions, they are all odourless, colourless, monatomic gases with very low chemical reactivity. The six naturally occurring noble gases are helium (He), neon (Ne), argon (Ar), krypton (Kr), xenon (Xe), and the radioactive radon (Rn). Oganesson (Og) is variously predicted to be a noble gas as well or to break the trend due to relativistic effects; its chemistry has not yet been investigated.
|
4 |
+
|
5 |
+
For the first six periods of the periodic table, the noble gases are exactly the members of group 18. Noble gases are typically highly unreactive except when under particular extreme conditions. The inertness of noble gases makes them very suitable in applications where reactions are not wanted. For example, argon is used in incandescent lamps to prevent the hot tungsten filament from oxidizing; also, helium is used in breathing gas by deep-sea divers to prevent oxygen, nitrogen and carbon dioxide (hypercapnia) toxicity.
|
6 |
+
|
7 |
+
The properties of the noble gases can be well explained by modern theories of atomic structure: their outer shell of valence electrons is considered to be "full", giving them little tendency to participate in chemical reactions, and it has been possible to prepare only a few hundred noble gas compounds. The melting and boiling points for a given noble gas are close together, differing by less than 10 °C (18 °F); that is, they are liquids over only a small temperature range.
|
8 |
+
|
9 |
+
Neon, argon, krypton, and xenon are obtained from air in an air separation unit using the methods of liquefaction of gases and fractional distillation. Helium is sourced from natural gas fields that have high concentrations of helium in the natural gas, using cryogenic gas separation techniques, and radon is usually isolated from the radioactive decay of dissolved radium, thorium, or uranium compounds. Noble gases have several important applications in industries such as lighting, welding, and space exploration. A helium-oxygen breathing gas is often used by deep-sea divers at depths of seawater over 55 m (180 ft). After the risks caused by the flammability of hydrogen became apparent, it was replaced with helium in blimps and balloons.
|
10 |
+
|
11 |
+
Noble gas is translated from the German noun Edelgas, first used in 1898 by Hugo Erdmann[2] to indicate their extremely low level of reactivity. The name makes an analogy to the term "noble metals", which also have low reactivity. The noble gases have also been referred to as inert gases, but this label is deprecated as many noble gas compounds are now known.[3] Rare gases is another term that was used,[4] but this is also inaccurate because argon forms a fairly considerable part (0.94% by volume, 1.3% by mass) of the Earth's atmosphere due to decay of radioactive potassium-40.[5]
|
12 |
+
|
13 |
+
Pierre Janssen and Joseph Norman Lockyer discovered a new element on August 18, 1868 while looking at the chromosphere of the Sun, and named it helium after the Greek word for the Sun, ἥλιος (hḗlios).[6] No chemical analysis was possible at the time, but helium was later found to be a noble gas. Before them, in 1784, the English chemist and physicist Henry Cavendish had discovered that air contains a small proportion of a substance less reactive than nitrogen.[7] A century later, in 1895, Lord Rayleigh discovered that samples of nitrogen from the air were of a different density than nitrogen resulting from chemical reactions. Along with Scottish scientist William Ramsay at University College, London, Lord Rayleigh theorized that the nitrogen extracted from air was mixed with another gas, leading to an experiment that successfully isolated a new element, argon, from the Greek word ἀργός (argós, "idle" or "lazy").[7] With this discovery, they realized an entire class of gases was missing from the periodic table. During his search for argon, Ramsay also managed to isolate helium for the first time while heating cleveite, a mineral. In 1902, having accepted the evidence for the elements helium and argon, Dmitri Mendeleev included these noble gases as group 0 in his arrangement of the elements, which would later become the periodic table.[8]
|
14 |
+
|
15 |
+
Ramsay continued his search for these gases using the method of fractional distillation to separate liquid air into several components. In 1898, he discovered the elements krypton, neon, and xenon, and named them after the Greek words κρυπτός (kryptós, "hidden"), νέος (néos, "new"), and ξένος (ksénos, "stranger"), respectively. Radon was first identified in 1898 by Friedrich Ernst Dorn,[9] and was named radium emanation, but was not considered a noble gas until 1904 when its characteristics were found to be similar to those of other noble gases.[10] Rayleigh and Ramsay received the 1904 Nobel Prizes in Physics and in Chemistry, respectively, for their discovery of the noble gases;[11][12] in the words of J. E. Cederblom, then president of the Royal Swedish Academy of Sciences, "the discovery of an entirely new group of elements, of which no single representative had been known with any certainty, is something utterly unique in the history of chemistry, being intrinsically an advance in science of peculiar significance".[12]
|
16 |
+
|
17 |
+
The discovery of the noble gases aided in the development of a general understanding of atomic structure. In 1895, French chemist Henri Moissan attempted to form a reaction between fluorine, the most electronegative element, and argon, one of the noble gases, but failed. Scientists were unable to prepare compounds of argon until the end of the 20th century, but these attempts helped to develop new theories of atomic structure. Learning from these experiments, Danish physicist Niels Bohr proposed in 1913 that the electrons in atoms are arranged in shells surrounding the nucleus, and that for all noble gases except helium the outermost shell always contains eight electrons.[10] In 1916, Gilbert N. Lewis formulated the octet rule, which concluded an octet of electrons in the outer shell was the most stable arrangement for any atom; this arrangement caused them to be unreactive with other elements since they did not require any more electrons to complete their outer shell.[13]
|
18 |
+
|
19 |
+
In 1962, Neil Bartlett discovered the first chemical compound of a noble gas, xenon hexafluoroplatinate.[14] Compounds of other noble gases were discovered soon after: in 1962 for radon, radon difluoride (RnF2),[15] which was identified by radiotracer techniques and in 1963 for krypton, krypton difluoride (KrF2).[16] The first stable compound of argon was reported in 2000 when argon fluorohydride (HArF) was formed at a temperature of 40 K (−233.2 °C; −387.7 °F).[17]
|
20 |
+
|
21 |
+
In December 1998, scientists at the Joint Institute for Nuclear Research working in Dubna, Russia bombarded plutonium with calcium to produce a single atom of element 114,[18] flerovium.[19] Preliminary chemistry experiments have indicated this element may be the first superheavy element to show abnormal noble-gas-like properties, even though it is a member of group 14 on the periodic table.[20] In October 2006, scientists from the Joint Institute for Nuclear Research and Lawrence Livermore National Laboratory successfully created synthetically oganesson, the seventh element in group 18,[21] by bombarding californium with calcium.[22]
|
22 |
+
|
23 |
+
The noble gases have weak interatomic force, and consequently have very low melting and boiling points. They are all monatomic gases under standard conditions, including the elements with larger atomic masses than many normally solid elements.[10] Helium has several unique qualities when compared with other elements: its boiling point at 1 atm is lower than those of any other known substance; it is the only element known to exhibit superfluidity; it is the only element that cannot be solidified by cooling under standard conditions—a pressure of 25 standard atmospheres (2,500 kPa; 370 psi) must be applied at a temperature of 0.95 K (−272.200 °C; −457.960 °F) to convert it to a solid.[27] The noble gases up to xenon have multiple stable isotopes. Radon has no stable isotopes; its longest-lived isotope, 222Rn, has a half-life of 3.8 days and decays to form helium and polonium, which ultimately decays to lead.[10] Melting and boiling points increase going down the group.
|
24 |
+
|
25 |
+
The noble gas atoms, like atoms in most groups, increase steadily in atomic radius from one period to the next due to the increasing number of electrons. The size of the atom is related to several properties. For example, the ionization potential decreases with an increasing radius because the valence electrons in the larger noble gases are farther away from the nucleus and are therefore not held as tightly together by the atom. Noble gases have the largest ionization potential among the elements of each period, which reflects the stability of their electron configuration and is related to their relative lack of chemical reactivity.[23] Some of the heavier noble gases, however, have ionization potentials small enough to be comparable to those of other elements and molecules. It was the insight that xenon has an ionization potential similar to that of the oxygen molecule that led Bartlett to attempt oxidizing xenon using platinum hexafluoride, an oxidizing agent known to be strong enough to react with oxygen.[14] Noble gases cannot accept an electron to form stable anions; that is, they have a negative electron affinity.[28]
|
26 |
+
|
27 |
+
The macroscopic physical properties of the noble gases are dominated by the weak van der Waals forces between the atoms. The attractive force increases with the size of the atom as a result of the increase in polarizability and the decrease in ionization potential. This results in systematic group trends: as one goes down group 18, the atomic radius, and with it the interatomic forces, increases, resulting in an increasing melting point, boiling point, enthalpy of vaporization, and solubility. The increase in density is due to the increase in atomic mass.[23]
|
28 |
+
|
29 |
+
The noble gases are nearly ideal gases under standard conditions, but their deviations from the ideal gas law provided important clues for the study of intermolecular interactions. The Lennard-Jones potential, often used to model intermolecular interactions, was deduced in 1924 by John Lennard-Jones from experimental data on argon before the development of quantum mechanics provided the tools for understanding intermolecular forces from first principles.[29] The theoretical analysis of these interactions became tractable because the noble gases are monatomic and the atoms spherical, which means that the interaction between the atoms is independent of direction, or isotropic.
|
30 |
+
|
31 |
+
The noble gases are colorless, odorless, tasteless, and nonflammable under standard conditions.[30] They were once labeled group 0 in the periodic table because it was believed they had a valence of zero, meaning their atoms cannot combine with those of other elements to form compounds. However, it was later discovered some do indeed form compounds, causing this label to fall into disuse.[10]
|
32 |
+
|
33 |
+
Like other groups, the members of this family show patterns in its electron configuration, especially the outermost shells resulting in trends in chemical behavior:
|
34 |
+
|
35 |
+
The noble gases have full valence electron shells. Valence electrons are the outermost electrons of an atom and are normally the only electrons that participate in chemical bonding. Atoms with full valence electron shells are extremely stable and therefore do not tend to form chemical bonds and have little tendency to gain or lose electrons.[31] However, heavier noble gases such as radon are held less firmly together by electromagnetic force than lighter noble gases such as helium, making it easier to remove outer electrons from heavy noble gases.
|
36 |
+
|
37 |
+
As a result of a full shell, the noble gases can be used in conjunction with the electron configuration notation to form the noble gas notation. To do this, the nearest noble gas that precedes the element in question is written first, and then the electron configuration is continued from that point forward. For example, the electron notation of
|
38 |
+
phosphorus is 1s2 2s2 2p6 3s2 3p3, while the noble gas notation is [Ne] 3s2 3p3. This more compact notation makes it easier to identify elements, and is shorter than writing out the full notation of atomic orbitals.[32]
|
39 |
+
|
40 |
+
The noble gases cross the boundary between blocks—helium is an s-element whereas the rest of members are p-elements—which is unusual among the IUPAC groups. Most, if not all[33] other IUPAC groups contain elements from one block each.
|
41 |
+
|
42 |
+
The noble gases show extremely low chemical reactivity; consequently, only a few hundred noble gas compounds have been formed. Neutral compounds in which helium and neon are involved in chemical bonds have not been formed (although some helium-containing ions exist and there is some theoretical evidence for a few neutral helium-containing ones), while xenon, krypton, and argon have shown only minor reactivity.[34] The reactivity follows the order Ne < He < Ar < Kr < Xe < Rn < ~Og.
|
43 |
+
|
44 |
+
In 1933, Linus Pauling predicted that the heavier noble gases could form compounds with fluorine and oxygen. He predicted the existence of krypton hexafluoride (KrF6) and xenon hexafluoride (XeF6), speculated that XeF8 might exist as an unstable compound, and suggested that xenic acid could form perxenate salts.[35][36] These predictions were shown to be generally accurate, except that XeF8 is now thought to be both thermodynamically and kinetically unstable.[37]
|
45 |
+
|
46 |
+
Xenon compounds are the most numerous of the noble gas compounds that have been formed.[38] Most of them have the xenon atom in the oxidation state of +2, +4, +6, or +8 bonded to highly electronegative atoms such as fluorine or oxygen, as in xenon difluoride (XeF2), xenon tetrafluoride (XeF4), xenon hexafluoride (XeF6), xenon tetroxide (XeO4), and sodium perxenate (Na4XeO6). Xenon reacts with fluorine to form numerous xenon fluorides according to the following equations:
|
47 |
+
|
48 |
+
Some of these compounds have found use in chemical synthesis as oxidizing agents; XeF2, in particular, is commercially available and can be used as a fluorinating agent.[39] As of 2007, about five hundred compounds of xenon bonded to other elements have been identified, including organoxenon compounds (containing xenon bonded to carbon), and xenon bonded to nitrogen, chlorine, gold, mercury, and xenon itself.[34][40] Compounds of xenon bound to boron, hydrogen, bromine, iodine, beryllium, sulphur, titanium, copper, and silver have also been observed but only at low temperatures in noble gas matrices, or in supersonic noble gas jets.[34]
|
49 |
+
|
50 |
+
In theory, radon is more reactive than xenon, and therefore should form chemical bonds more easily than xenon does. However, due to the high radioactivity and short half-life of radon isotopes, only a few fluorides and oxides of radon have been formed in practice.[41]
|
51 |
+
|
52 |
+
Krypton is less reactive than xenon, but several compounds have been reported with krypton in the oxidation state of +2.[34] Krypton difluoride is the most notable and easily characterized. Under extreme conditions, krypton reacts with fluorine to form KrF2 according to the following equation:
|
53 |
+
|
54 |
+
Compounds in which krypton forms a single bond to nitrogen and oxygen have also been characterized,[42] but are only stable below −60 °C (−76 °F) and −90 °C (−130 °F) respectively.[34]
|
55 |
+
|
56 |
+
Krypton atoms chemically bound to other nonmetals (hydrogen, chlorine, carbon) as well as some late transition metals (copper, silver, gold) have also been observed, but only either at low temperatures in noble gas matrices, or in supersonic noble gas jets.[34] Similar conditions were used to obtain the first few compounds of argon in 2000, such as argon fluorohydride (HArF), and some bound to the late transition metals copper, silver, and gold.[34] As of 2007, no stable neutral molecules involving covalently bound helium or neon are known.[34]
|
57 |
+
|
58 |
+
The noble gases—including helium—can form stable molecular ions in the gas phase. The simplest is the helium hydride molecular ion, HeH+, discovered in 1925.[43] Because it is composed of the two most abundant elements in the universe, hydrogen and helium, it is believed to occur naturally in the interstellar medium, although it has not been detected yet.[44] In addition to these ions, there are many known neutral excimers of the noble gases. These are compounds such as ArF and KrF that are stable only when in an excited electronic state; some of them find application in excimer lasers.
|
59 |
+
|
60 |
+
In addition to the compounds where a noble gas atom is involved in a covalent bond, noble gases also form non-covalent compounds. The clathrates, first described in 1949,[45] consist of a noble gas atom trapped within cavities of crystal lattices of certain organic and inorganic substances. The essential condition for their formation is that the guest (noble gas) atoms must be of appropriate size to fit in the cavities of the host crystal lattice. For instance, argon, krypton, and xenon form clathrates with hydroquinone, but helium and neon do not because they are too small or insufficiently polarizable to be retained.[46] Neon, argon, krypton, and xenon also form clathrate hydrates, where the noble gas is trapped in ice.[47]
|
61 |
+
|
62 |
+
Noble gases can form endohedral fullerene compounds, in which the noble gas atom is trapped inside a fullerene molecule. In 1993, it was discovered that when C60, a spherical molecule consisting of 60 carbon atoms, is exposed to noble gases at high pressure, complexes such as He@C60 can be formed (the @ notation indicates He is contained inside C60 but not covalently bound to it).[48] As of 2008, endohedral complexes with helium, neon, argon, krypton, and xenon have been created.[49] These compounds have found use in the study of the structure and reactivity of fullerenes by means of the nuclear magnetic resonance of the noble gas atom.[50]
|
63 |
+
|
64 |
+
Noble gas compounds such as xenon difluoride (XeF2) are considered to be hypervalent because they violate the octet rule. Bonding in such compounds can be explained using a three-center four-electron bond model.[51][52] This model, first proposed in 1951, considers bonding of three collinear atoms. For example, bonding in XeF2 is described by a set of three molecular orbitals (MOs) derived from p-orbitals on each atom. Bonding results from the combination of a filled p-orbital from Xe with one half-filled p-orbital from each F atom, resulting in a filled bonding orbital, a filled non-bonding orbital, and an empty antibonding orbital. The highest occupied molecular orbital is localized on the two terminal atoms. This represents a localization of charge that is facilitated by the high electronegativity of fluorine.[53]
|
65 |
+
|
66 |
+
The chemistry of the heavier noble gases, krypton and xenon, are well established. The chemistry of the lighter ones, argon and helium, is still at an early stage, while a neon compound is yet to be identified.
|
67 |
+
|
68 |
+
The abundances of the noble gases in the universe decrease as their atomic numbers increase. Helium is the most common element in the universe after hydrogen, with a mass fraction of about 24%. Most of the helium in the universe was formed during Big Bang nucleosynthesis, but the amount of helium is steadily increasing due to the fusion of hydrogen in stellar nucleosynthesis (and, to a very slight degree, the alpha decay of heavy elements).[54][55] Abundances on Earth follow different trends; for example, helium is only the third most abundant noble gas in the atmosphere. The reason is that there is no primordial helium in the atmosphere; due to the small mass of the atom, helium cannot be retained by the Earth's gravitational field.[56] Helium on Earth comes from the alpha decay of heavy elements such as uranium and thorium found in the Earth's crust, and tends to accumulate in natural gas deposits.[56] The abundance of argon, on the other hand, is increased as a result of the beta decay of potassium-40, also found in the Earth's crust, to form argon-40, which is the most abundant isotope of argon on Earth despite being relatively rare in the Solar System. This process is the basis for the potassium-argon dating method.[57] Xenon has an unexpectedly low abundance in the atmosphere, in what has been called the missing xenon problem; one theory is that the missing xenon may be trapped in minerals inside the Earth's crust.[58] After the discovery of xenon dioxide, research showed that Xe can substitute for Si in quartz.[59] Radon is formed in the lithosphere by the alpha decay of radium. It can seep into buildings through cracks in their foundation and accumulate in areas that are not well ventilated. Due to its high radioactivity, radon presents a significant health hazard; it is implicated in an estimated 21,000 lung cancer deaths per year in the United States alone.[60] Oganesson is not biologically found in the earth but instead created manually by scientists.
|
69 |
+
|
70 |
+
For large-scale use, helium is extracted by fractional distillation from natural gas, which can contain up to 7% helium.[65]
|
71 |
+
|
72 |
+
Neon, argon, krypton, and xenon are obtained from air using the methods of liquefaction of gases, to convert elements to a liquid state, and fractional distillation, to separate mixtures into component parts. Helium is typically produced by separating it from natural gas, and radon is isolated from the radioactive decay of radium compounds.[10] The prices of the noble gases are influenced by their natural abundance, with argon being the cheapest and xenon the most expensive. As an example, the adjacent table lists the 2004 prices in the United States for laboratory quantities of each gas.
|
73 |
+
|
74 |
+
Noble gases have very low boiling and melting points, which makes them useful as cryogenic refrigerants.[66] In particular, liquid helium, which boils at 4.2 K (−268.95 °C; −452.11 °F), is used for superconducting magnets, such as those needed in nuclear magnetic resonance imaging and nuclear magnetic resonance.[67] Liquid neon, although it does not reach temperatures as low as liquid helium, also finds use in cryogenics because it has over 40 times more refrigerating capacity than liquid helium and over three times more than liquid hydrogen.[63]
|
75 |
+
|
76 |
+
Helium is used as a component of breathing gases to replace nitrogen, due its low solubility in fluids, especially in lipids. Gases are absorbed by the blood and body tissues when under pressure like in scuba diving, which causes an anesthetic effect known as nitrogen narcosis.[68] Due to its reduced solubility, little helium is taken into cell membranes, and when helium is used to replace part of the breathing mixtures, such as in trimix or heliox, a decrease in the narcotic effect of the gas at depth is obtained.[69] Helium's reduced solubility offers further advantages for the condition known as decompression sickness, or the bends.[10][70] The reduced amount of dissolved gas in the body means that fewer gas bubbles form during the decrease in pressure of the ascent. Another noble gas, argon, is considered the best option for use as a drysuit inflation gas for scuba diving.[71] Helium is also used as filling gas in nuclear fuel rods for nuclear reactors.[72]
|
77 |
+
|
78 |
+
Since the Hindenburg disaster in 1937,[73] helium has replaced hydrogen as a lifting gas in blimps and balloons due to its lightness and incombustibility, despite an 8.6%[74] decrease in buoyancy.[10]
|
79 |
+
|
80 |
+
In many applications, the noble gases are used to provide an inert atmosphere. Argon is used in the synthesis of air-sensitive compounds that are sensitive to nitrogen. Solid argon is also used for the study of very unstable compounds, such as reactive intermediates, by trapping them in an inert matrix at very low temperatures.[75] Helium is used as the carrier medium in gas chromatography, as a filler gas for thermometers, and in devices for measuring radiation, such as the Geiger counter and the bubble chamber.[64] Helium and argon are both commonly used to shield welding arcs and the surrounding base metal from the atmosphere during welding and cutting, as well as in other metallurgical processes and in the production of silicon for the semiconductor industry.[63]
|
81 |
+
|
82 |
+
Noble gases are commonly used in lighting because of their lack of chemical reactivity. Argon, mixed with nitrogen, is used as a filler gas for incandescent light bulbs.[63] Krypton is used in high-performance light bulbs, which have higher color temperatures and greater efficiency, because it reduces the rate of evaporation of the filament more than argon; halogen lamps, in particular, use krypton mixed with small amounts of compounds of iodine or bromine.[63] The noble gases glow in distinctive colors when used inside gas-discharge lamps, such as "neon lights". These lights are called after neon but often contain other gases and phosphors, which add various hues to the orange-red color of neon. Xenon is commonly used in xenon arc lamps, which, due to their nearly continuous spectrum that resembles daylight, find application in film projectors and as automobile headlamps.[63]
|
83 |
+
|
84 |
+
The noble gases are used in excimer lasers, which are based on short-lived electronically excited molecules known as excimers. The excimers used for lasers may be noble gas dimers such as Ar2, Kr2 or Xe2, or more commonly, the noble gas is combined with a halogen in excimers such as ArF, KrF, XeF, or XeCl. These lasers produce ultraviolet light, which, due to its short wavelength (193 nm for ArF and 248 nm for KrF), allows for high-precision imaging. Excimer lasers have many industrial, medical, and scientific applications. They are used for microlithography and microfabrication, which are essential for integrated circuit manufacture, and for laser surgery, including laser angioplasty and eye surgery.[76]
|
85 |
+
|
86 |
+
Some noble gases have direct application in medicine. Helium is sometimes used to improve the ease of breathing of asthma sufferers.[63] Xenon is used as an anesthetic because of its high solubility in lipids, which makes it more potent than the usual nitrous oxide, and because it is readily eliminated from the body, resulting in faster recovery.[77] Xenon finds application in medical imaging of the lungs through hyperpolarized MRI.[78] Radon, which is highly radioactive and is only available in minute amounts, is used in radiotherapy.[10]
|
87 |
+
|
88 |
+
Noble gases, particularly xenon, are predominantly used in ion engines due to their inertness. Since ion engines are not driven by chemical reactions, chemically inert fuels are desired to prevent unwanted reaction between the fuel and anything else on the engine.
|
89 |
+
|
90 |
+
Oganesson is too unstable to work with and has no known application other than research.
|
91 |
+
|
92 |
+
The color of gas discharge emission depends on several factors, including the following:[79]
|
93 |
+
|
94 |
+
Helium He Atomic Number: 2 Atomic Weight: 4.002602 Melting Point: 0.95 KBoiling Point: 4.22 KSpecific mass: 0.0001785 Electronegativity: ?
|
95 |
+
|
96 |
+
Neon Ne Atomic Number: 10 Atomic Weight: 20.1797 Melting Point: 24.703 K Boiling Point: 27.07 KSpecific mass: 0.0008999 Electronegativity: ?
|
97 |
+
|
98 |
+
Argon Ar Atomic Number: 18 Atomic Weight: 39.948 Melting Point: 83.96 K Boiling Point: 87.30 KSpecific mass: 0.0017837 Electronegativity: ?
|
99 |
+
|
100 |
+
Krypton Kr Atomic Number: 36 Atomic Weight: 83.798 Melting Point: 115.93 K Boiling Point: 119.93 KSpecific mass: 0.003733 Electronegativity: 3
|
101 |
+
|
102 |
+
Specific mass is given in g/cm3.
|
103 |
+
|
104 |
+
Xenon Xe Atomic Number: 54 Atomic Weight: 131.293 Melting Point: 161.45 K Boiling Point: 165.03 KSpecific mass: 0.005887 Electronegativity: 2.6
|
105 |
+
|
106 |
+
Radon Rn Atomic Number: 86 Atomic Weight: [222] Melting Point: 202.15 K Boiling Point: 211.3 K Specific mass: 0.00973 Electronegativity: 2.2
|
107 |
+
|
108 |
+
Oganesson Og Atomic Number: 118 Atomic Weight: [294] Melting Point: ? K Boiling Point: ? 350±30 K Specific mass: ? 13.65 Electronegativity: ?
|
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1 |
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Legend
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The noble gases (historically also the inert gases; sometimes referred to as aerogens[1]) make up a class of chemical elements with similar properties; under standard conditions, they are all odourless, colourless, monatomic gases with very low chemical reactivity. The six naturally occurring noble gases are helium (He), neon (Ne), argon (Ar), krypton (Kr), xenon (Xe), and the radioactive radon (Rn). Oganesson (Og) is variously predicted to be a noble gas as well or to break the trend due to relativistic effects; its chemistry has not yet been investigated.
|
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|
5 |
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For the first six periods of the periodic table, the noble gases are exactly the members of group 18. Noble gases are typically highly unreactive except when under particular extreme conditions. The inertness of noble gases makes them very suitable in applications where reactions are not wanted. For example, argon is used in incandescent lamps to prevent the hot tungsten filament from oxidizing; also, helium is used in breathing gas by deep-sea divers to prevent oxygen, nitrogen and carbon dioxide (hypercapnia) toxicity.
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6 |
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|
7 |
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The properties of the noble gases can be well explained by modern theories of atomic structure: their outer shell of valence electrons is considered to be "full", giving them little tendency to participate in chemical reactions, and it has been possible to prepare only a few hundred noble gas compounds. The melting and boiling points for a given noble gas are close together, differing by less than 10 °C (18 °F); that is, they are liquids over only a small temperature range.
|
8 |
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|
9 |
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Neon, argon, krypton, and xenon are obtained from air in an air separation unit using the methods of liquefaction of gases and fractional distillation. Helium is sourced from natural gas fields that have high concentrations of helium in the natural gas, using cryogenic gas separation techniques, and radon is usually isolated from the radioactive decay of dissolved radium, thorium, or uranium compounds. Noble gases have several important applications in industries such as lighting, welding, and space exploration. A helium-oxygen breathing gas is often used by deep-sea divers at depths of seawater over 55 m (180 ft). After the risks caused by the flammability of hydrogen became apparent, it was replaced with helium in blimps and balloons.
|
10 |
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|
11 |
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Noble gas is translated from the German noun Edelgas, first used in 1898 by Hugo Erdmann[2] to indicate their extremely low level of reactivity. The name makes an analogy to the term "noble metals", which also have low reactivity. The noble gases have also been referred to as inert gases, but this label is deprecated as many noble gas compounds are now known.[3] Rare gases is another term that was used,[4] but this is also inaccurate because argon forms a fairly considerable part (0.94% by volume, 1.3% by mass) of the Earth's atmosphere due to decay of radioactive potassium-40.[5]
|
12 |
+
|
13 |
+
Pierre Janssen and Joseph Norman Lockyer discovered a new element on August 18, 1868 while looking at the chromosphere of the Sun, and named it helium after the Greek word for the Sun, ἥλιος (hḗlios).[6] No chemical analysis was possible at the time, but helium was later found to be a noble gas. Before them, in 1784, the English chemist and physicist Henry Cavendish had discovered that air contains a small proportion of a substance less reactive than nitrogen.[7] A century later, in 1895, Lord Rayleigh discovered that samples of nitrogen from the air were of a different density than nitrogen resulting from chemical reactions. Along with Scottish scientist William Ramsay at University College, London, Lord Rayleigh theorized that the nitrogen extracted from air was mixed with another gas, leading to an experiment that successfully isolated a new element, argon, from the Greek word ἀργός (argós, "idle" or "lazy").[7] With this discovery, they realized an entire class of gases was missing from the periodic table. During his search for argon, Ramsay also managed to isolate helium for the first time while heating cleveite, a mineral. In 1902, having accepted the evidence for the elements helium and argon, Dmitri Mendeleev included these noble gases as group 0 in his arrangement of the elements, which would later become the periodic table.[8]
|
14 |
+
|
15 |
+
Ramsay continued his search for these gases using the method of fractional distillation to separate liquid air into several components. In 1898, he discovered the elements krypton, neon, and xenon, and named them after the Greek words κρυπτός (kryptós, "hidden"), νέος (néos, "new"), and ξένος (ksénos, "stranger"), respectively. Radon was first identified in 1898 by Friedrich Ernst Dorn,[9] and was named radium emanation, but was not considered a noble gas until 1904 when its characteristics were found to be similar to those of other noble gases.[10] Rayleigh and Ramsay received the 1904 Nobel Prizes in Physics and in Chemistry, respectively, for their discovery of the noble gases;[11][12] in the words of J. E. Cederblom, then president of the Royal Swedish Academy of Sciences, "the discovery of an entirely new group of elements, of which no single representative had been known with any certainty, is something utterly unique in the history of chemistry, being intrinsically an advance in science of peculiar significance".[12]
|
16 |
+
|
17 |
+
The discovery of the noble gases aided in the development of a general understanding of atomic structure. In 1895, French chemist Henri Moissan attempted to form a reaction between fluorine, the most electronegative element, and argon, one of the noble gases, but failed. Scientists were unable to prepare compounds of argon until the end of the 20th century, but these attempts helped to develop new theories of atomic structure. Learning from these experiments, Danish physicist Niels Bohr proposed in 1913 that the electrons in atoms are arranged in shells surrounding the nucleus, and that for all noble gases except helium the outermost shell always contains eight electrons.[10] In 1916, Gilbert N. Lewis formulated the octet rule, which concluded an octet of electrons in the outer shell was the most stable arrangement for any atom; this arrangement caused them to be unreactive with other elements since they did not require any more electrons to complete their outer shell.[13]
|
18 |
+
|
19 |
+
In 1962, Neil Bartlett discovered the first chemical compound of a noble gas, xenon hexafluoroplatinate.[14] Compounds of other noble gases were discovered soon after: in 1962 for radon, radon difluoride (RnF2),[15] which was identified by radiotracer techniques and in 1963 for krypton, krypton difluoride (KrF2).[16] The first stable compound of argon was reported in 2000 when argon fluorohydride (HArF) was formed at a temperature of 40 K (−233.2 °C; −387.7 °F).[17]
|
20 |
+
|
21 |
+
In December 1998, scientists at the Joint Institute for Nuclear Research working in Dubna, Russia bombarded plutonium with calcium to produce a single atom of element 114,[18] flerovium.[19] Preliminary chemistry experiments have indicated this element may be the first superheavy element to show abnormal noble-gas-like properties, even though it is a member of group 14 on the periodic table.[20] In October 2006, scientists from the Joint Institute for Nuclear Research and Lawrence Livermore National Laboratory successfully created synthetically oganesson, the seventh element in group 18,[21] by bombarding californium with calcium.[22]
|
22 |
+
|
23 |
+
The noble gases have weak interatomic force, and consequently have very low melting and boiling points. They are all monatomic gases under standard conditions, including the elements with larger atomic masses than many normally solid elements.[10] Helium has several unique qualities when compared with other elements: its boiling point at 1 atm is lower than those of any other known substance; it is the only element known to exhibit superfluidity; it is the only element that cannot be solidified by cooling under standard conditions—a pressure of 25 standard atmospheres (2,500 kPa; 370 psi) must be applied at a temperature of 0.95 K (−272.200 °C; −457.960 °F) to convert it to a solid.[27] The noble gases up to xenon have multiple stable isotopes. Radon has no stable isotopes; its longest-lived isotope, 222Rn, has a half-life of 3.8 days and decays to form helium and polonium, which ultimately decays to lead.[10] Melting and boiling points increase going down the group.
|
24 |
+
|
25 |
+
The noble gas atoms, like atoms in most groups, increase steadily in atomic radius from one period to the next due to the increasing number of electrons. The size of the atom is related to several properties. For example, the ionization potential decreases with an increasing radius because the valence electrons in the larger noble gases are farther away from the nucleus and are therefore not held as tightly together by the atom. Noble gases have the largest ionization potential among the elements of each period, which reflects the stability of their electron configuration and is related to their relative lack of chemical reactivity.[23] Some of the heavier noble gases, however, have ionization potentials small enough to be comparable to those of other elements and molecules. It was the insight that xenon has an ionization potential similar to that of the oxygen molecule that led Bartlett to attempt oxidizing xenon using platinum hexafluoride, an oxidizing agent known to be strong enough to react with oxygen.[14] Noble gases cannot accept an electron to form stable anions; that is, they have a negative electron affinity.[28]
|
26 |
+
|
27 |
+
The macroscopic physical properties of the noble gases are dominated by the weak van der Waals forces between the atoms. The attractive force increases with the size of the atom as a result of the increase in polarizability and the decrease in ionization potential. This results in systematic group trends: as one goes down group 18, the atomic radius, and with it the interatomic forces, increases, resulting in an increasing melting point, boiling point, enthalpy of vaporization, and solubility. The increase in density is due to the increase in atomic mass.[23]
|
28 |
+
|
29 |
+
The noble gases are nearly ideal gases under standard conditions, but their deviations from the ideal gas law provided important clues for the study of intermolecular interactions. The Lennard-Jones potential, often used to model intermolecular interactions, was deduced in 1924 by John Lennard-Jones from experimental data on argon before the development of quantum mechanics provided the tools for understanding intermolecular forces from first principles.[29] The theoretical analysis of these interactions became tractable because the noble gases are monatomic and the atoms spherical, which means that the interaction between the atoms is independent of direction, or isotropic.
|
30 |
+
|
31 |
+
The noble gases are colorless, odorless, tasteless, and nonflammable under standard conditions.[30] They were once labeled group 0 in the periodic table because it was believed they had a valence of zero, meaning their atoms cannot combine with those of other elements to form compounds. However, it was later discovered some do indeed form compounds, causing this label to fall into disuse.[10]
|
32 |
+
|
33 |
+
Like other groups, the members of this family show patterns in its electron configuration, especially the outermost shells resulting in trends in chemical behavior:
|
34 |
+
|
35 |
+
The noble gases have full valence electron shells. Valence electrons are the outermost electrons of an atom and are normally the only electrons that participate in chemical bonding. Atoms with full valence electron shells are extremely stable and therefore do not tend to form chemical bonds and have little tendency to gain or lose electrons.[31] However, heavier noble gases such as radon are held less firmly together by electromagnetic force than lighter noble gases such as helium, making it easier to remove outer electrons from heavy noble gases.
|
36 |
+
|
37 |
+
As a result of a full shell, the noble gases can be used in conjunction with the electron configuration notation to form the noble gas notation. To do this, the nearest noble gas that precedes the element in question is written first, and then the electron configuration is continued from that point forward. For example, the electron notation of
|
38 |
+
phosphorus is 1s2 2s2 2p6 3s2 3p3, while the noble gas notation is [Ne] 3s2 3p3. This more compact notation makes it easier to identify elements, and is shorter than writing out the full notation of atomic orbitals.[32]
|
39 |
+
|
40 |
+
The noble gases cross the boundary between blocks—helium is an s-element whereas the rest of members are p-elements—which is unusual among the IUPAC groups. Most, if not all[33] other IUPAC groups contain elements from one block each.
|
41 |
+
|
42 |
+
The noble gases show extremely low chemical reactivity; consequently, only a few hundred noble gas compounds have been formed. Neutral compounds in which helium and neon are involved in chemical bonds have not been formed (although some helium-containing ions exist and there is some theoretical evidence for a few neutral helium-containing ones), while xenon, krypton, and argon have shown only minor reactivity.[34] The reactivity follows the order Ne < He < Ar < Kr < Xe < Rn < ~Og.
|
43 |
+
|
44 |
+
In 1933, Linus Pauling predicted that the heavier noble gases could form compounds with fluorine and oxygen. He predicted the existence of krypton hexafluoride (KrF6) and xenon hexafluoride (XeF6), speculated that XeF8 might exist as an unstable compound, and suggested that xenic acid could form perxenate salts.[35][36] These predictions were shown to be generally accurate, except that XeF8 is now thought to be both thermodynamically and kinetically unstable.[37]
|
45 |
+
|
46 |
+
Xenon compounds are the most numerous of the noble gas compounds that have been formed.[38] Most of them have the xenon atom in the oxidation state of +2, +4, +6, or +8 bonded to highly electronegative atoms such as fluorine or oxygen, as in xenon difluoride (XeF2), xenon tetrafluoride (XeF4), xenon hexafluoride (XeF6), xenon tetroxide (XeO4), and sodium perxenate (Na4XeO6). Xenon reacts with fluorine to form numerous xenon fluorides according to the following equations:
|
47 |
+
|
48 |
+
Some of these compounds have found use in chemical synthesis as oxidizing agents; XeF2, in particular, is commercially available and can be used as a fluorinating agent.[39] As of 2007, about five hundred compounds of xenon bonded to other elements have been identified, including organoxenon compounds (containing xenon bonded to carbon), and xenon bonded to nitrogen, chlorine, gold, mercury, and xenon itself.[34][40] Compounds of xenon bound to boron, hydrogen, bromine, iodine, beryllium, sulphur, titanium, copper, and silver have also been observed but only at low temperatures in noble gas matrices, or in supersonic noble gas jets.[34]
|
49 |
+
|
50 |
+
In theory, radon is more reactive than xenon, and therefore should form chemical bonds more easily than xenon does. However, due to the high radioactivity and short half-life of radon isotopes, only a few fluorides and oxides of radon have been formed in practice.[41]
|
51 |
+
|
52 |
+
Krypton is less reactive than xenon, but several compounds have been reported with krypton in the oxidation state of +2.[34] Krypton difluoride is the most notable and easily characterized. Under extreme conditions, krypton reacts with fluorine to form KrF2 according to the following equation:
|
53 |
+
|
54 |
+
Compounds in which krypton forms a single bond to nitrogen and oxygen have also been characterized,[42] but are only stable below −60 °C (−76 °F) and −90 °C (−130 °F) respectively.[34]
|
55 |
+
|
56 |
+
Krypton atoms chemically bound to other nonmetals (hydrogen, chlorine, carbon) as well as some late transition metals (copper, silver, gold) have also been observed, but only either at low temperatures in noble gas matrices, or in supersonic noble gas jets.[34] Similar conditions were used to obtain the first few compounds of argon in 2000, such as argon fluorohydride (HArF), and some bound to the late transition metals copper, silver, and gold.[34] As of 2007, no stable neutral molecules involving covalently bound helium or neon are known.[34]
|
57 |
+
|
58 |
+
The noble gases—including helium—can form stable molecular ions in the gas phase. The simplest is the helium hydride molecular ion, HeH+, discovered in 1925.[43] Because it is composed of the two most abundant elements in the universe, hydrogen and helium, it is believed to occur naturally in the interstellar medium, although it has not been detected yet.[44] In addition to these ions, there are many known neutral excimers of the noble gases. These are compounds such as ArF and KrF that are stable only when in an excited electronic state; some of them find application in excimer lasers.
|
59 |
+
|
60 |
+
In addition to the compounds where a noble gas atom is involved in a covalent bond, noble gases also form non-covalent compounds. The clathrates, first described in 1949,[45] consist of a noble gas atom trapped within cavities of crystal lattices of certain organic and inorganic substances. The essential condition for their formation is that the guest (noble gas) atoms must be of appropriate size to fit in the cavities of the host crystal lattice. For instance, argon, krypton, and xenon form clathrates with hydroquinone, but helium and neon do not because they are too small or insufficiently polarizable to be retained.[46] Neon, argon, krypton, and xenon also form clathrate hydrates, where the noble gas is trapped in ice.[47]
|
61 |
+
|
62 |
+
Noble gases can form endohedral fullerene compounds, in which the noble gas atom is trapped inside a fullerene molecule. In 1993, it was discovered that when C60, a spherical molecule consisting of 60 carbon atoms, is exposed to noble gases at high pressure, complexes such as He@C60 can be formed (the @ notation indicates He is contained inside C60 but not covalently bound to it).[48] As of 2008, endohedral complexes with helium, neon, argon, krypton, and xenon have been created.[49] These compounds have found use in the study of the structure and reactivity of fullerenes by means of the nuclear magnetic resonance of the noble gas atom.[50]
|
63 |
+
|
64 |
+
Noble gas compounds such as xenon difluoride (XeF2) are considered to be hypervalent because they violate the octet rule. Bonding in such compounds can be explained using a three-center four-electron bond model.[51][52] This model, first proposed in 1951, considers bonding of three collinear atoms. For example, bonding in XeF2 is described by a set of three molecular orbitals (MOs) derived from p-orbitals on each atom. Bonding results from the combination of a filled p-orbital from Xe with one half-filled p-orbital from each F atom, resulting in a filled bonding orbital, a filled non-bonding orbital, and an empty antibonding orbital. The highest occupied molecular orbital is localized on the two terminal atoms. This represents a localization of charge that is facilitated by the high electronegativity of fluorine.[53]
|
65 |
+
|
66 |
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The chemistry of the heavier noble gases, krypton and xenon, are well established. The chemistry of the lighter ones, argon and helium, is still at an early stage, while a neon compound is yet to be identified.
|
67 |
+
|
68 |
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The abundances of the noble gases in the universe decrease as their atomic numbers increase. Helium is the most common element in the universe after hydrogen, with a mass fraction of about 24%. Most of the helium in the universe was formed during Big Bang nucleosynthesis, but the amount of helium is steadily increasing due to the fusion of hydrogen in stellar nucleosynthesis (and, to a very slight degree, the alpha decay of heavy elements).[54][55] Abundances on Earth follow different trends; for example, helium is only the third most abundant noble gas in the atmosphere. The reason is that there is no primordial helium in the atmosphere; due to the small mass of the atom, helium cannot be retained by the Earth's gravitational field.[56] Helium on Earth comes from the alpha decay of heavy elements such as uranium and thorium found in the Earth's crust, and tends to accumulate in natural gas deposits.[56] The abundance of argon, on the other hand, is increased as a result of the beta decay of potassium-40, also found in the Earth's crust, to form argon-40, which is the most abundant isotope of argon on Earth despite being relatively rare in the Solar System. This process is the basis for the potassium-argon dating method.[57] Xenon has an unexpectedly low abundance in the atmosphere, in what has been called the missing xenon problem; one theory is that the missing xenon may be trapped in minerals inside the Earth's crust.[58] After the discovery of xenon dioxide, research showed that Xe can substitute for Si in quartz.[59] Radon is formed in the lithosphere by the alpha decay of radium. It can seep into buildings through cracks in their foundation and accumulate in areas that are not well ventilated. Due to its high radioactivity, radon presents a significant health hazard; it is implicated in an estimated 21,000 lung cancer deaths per year in the United States alone.[60] Oganesson is not biologically found in the earth but instead created manually by scientists.
|
69 |
+
|
70 |
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For large-scale use, helium is extracted by fractional distillation from natural gas, which can contain up to 7% helium.[65]
|
71 |
+
|
72 |
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Neon, argon, krypton, and xenon are obtained from air using the methods of liquefaction of gases, to convert elements to a liquid state, and fractional distillation, to separate mixtures into component parts. Helium is typically produced by separating it from natural gas, and radon is isolated from the radioactive decay of radium compounds.[10] The prices of the noble gases are influenced by their natural abundance, with argon being the cheapest and xenon the most expensive. As an example, the adjacent table lists the 2004 prices in the United States for laboratory quantities of each gas.
|
73 |
+
|
74 |
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Noble gases have very low boiling and melting points, which makes them useful as cryogenic refrigerants.[66] In particular, liquid helium, which boils at 4.2 K (−268.95 °C; −452.11 °F), is used for superconducting magnets, such as those needed in nuclear magnetic resonance imaging and nuclear magnetic resonance.[67] Liquid neon, although it does not reach temperatures as low as liquid helium, also finds use in cryogenics because it has over 40 times more refrigerating capacity than liquid helium and over three times more than liquid hydrogen.[63]
|
75 |
+
|
76 |
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Helium is used as a component of breathing gases to replace nitrogen, due its low solubility in fluids, especially in lipids. Gases are absorbed by the blood and body tissues when under pressure like in scuba diving, which causes an anesthetic effect known as nitrogen narcosis.[68] Due to its reduced solubility, little helium is taken into cell membranes, and when helium is used to replace part of the breathing mixtures, such as in trimix or heliox, a decrease in the narcotic effect of the gas at depth is obtained.[69] Helium's reduced solubility offers further advantages for the condition known as decompression sickness, or the bends.[10][70] The reduced amount of dissolved gas in the body means that fewer gas bubbles form during the decrease in pressure of the ascent. Another noble gas, argon, is considered the best option for use as a drysuit inflation gas for scuba diving.[71] Helium is also used as filling gas in nuclear fuel rods for nuclear reactors.[72]
|
77 |
+
|
78 |
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Since the Hindenburg disaster in 1937,[73] helium has replaced hydrogen as a lifting gas in blimps and balloons due to its lightness and incombustibility, despite an 8.6%[74] decrease in buoyancy.[10]
|
79 |
+
|
80 |
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In many applications, the noble gases are used to provide an inert atmosphere. Argon is used in the synthesis of air-sensitive compounds that are sensitive to nitrogen. Solid argon is also used for the study of very unstable compounds, such as reactive intermediates, by trapping them in an inert matrix at very low temperatures.[75] Helium is used as the carrier medium in gas chromatography, as a filler gas for thermometers, and in devices for measuring radiation, such as the Geiger counter and the bubble chamber.[64] Helium and argon are both commonly used to shield welding arcs and the surrounding base metal from the atmosphere during welding and cutting, as well as in other metallurgical processes and in the production of silicon for the semiconductor industry.[63]
|
81 |
+
|
82 |
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Noble gases are commonly used in lighting because of their lack of chemical reactivity. Argon, mixed with nitrogen, is used as a filler gas for incandescent light bulbs.[63] Krypton is used in high-performance light bulbs, which have higher color temperatures and greater efficiency, because it reduces the rate of evaporation of the filament more than argon; halogen lamps, in particular, use krypton mixed with small amounts of compounds of iodine or bromine.[63] The noble gases glow in distinctive colors when used inside gas-discharge lamps, such as "neon lights". These lights are called after neon but often contain other gases and phosphors, which add various hues to the orange-red color of neon. Xenon is commonly used in xenon arc lamps, which, due to their nearly continuous spectrum that resembles daylight, find application in film projectors and as automobile headlamps.[63]
|
83 |
+
|
84 |
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The noble gases are used in excimer lasers, which are based on short-lived electronically excited molecules known as excimers. The excimers used for lasers may be noble gas dimers such as Ar2, Kr2 or Xe2, or more commonly, the noble gas is combined with a halogen in excimers such as ArF, KrF, XeF, or XeCl. These lasers produce ultraviolet light, which, due to its short wavelength (193 nm for ArF and 248 nm for KrF), allows for high-precision imaging. Excimer lasers have many industrial, medical, and scientific applications. They are used for microlithography and microfabrication, which are essential for integrated circuit manufacture, and for laser surgery, including laser angioplasty and eye surgery.[76]
|
85 |
+
|
86 |
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Some noble gases have direct application in medicine. Helium is sometimes used to improve the ease of breathing of asthma sufferers.[63] Xenon is used as an anesthetic because of its high solubility in lipids, which makes it more potent than the usual nitrous oxide, and because it is readily eliminated from the body, resulting in faster recovery.[77] Xenon finds application in medical imaging of the lungs through hyperpolarized MRI.[78] Radon, which is highly radioactive and is only available in minute amounts, is used in radiotherapy.[10]
|
87 |
+
|
88 |
+
Noble gases, particularly xenon, are predominantly used in ion engines due to their inertness. Since ion engines are not driven by chemical reactions, chemically inert fuels are desired to prevent unwanted reaction between the fuel and anything else on the engine.
|
89 |
+
|
90 |
+
Oganesson is too unstable to work with and has no known application other than research.
|
91 |
+
|
92 |
+
The color of gas discharge emission depends on several factors, including the following:[79]
|
93 |
+
|
94 |
+
Helium He Atomic Number: 2 Atomic Weight: 4.002602 Melting Point: 0.95 KBoiling Point: 4.22 KSpecific mass: 0.0001785 Electronegativity: ?
|
95 |
+
|
96 |
+
Neon Ne Atomic Number: 10 Atomic Weight: 20.1797 Melting Point: 24.703 K Boiling Point: 27.07 KSpecific mass: 0.0008999 Electronegativity: ?
|
97 |
+
|
98 |
+
Argon Ar Atomic Number: 18 Atomic Weight: 39.948 Melting Point: 83.96 K Boiling Point: 87.30 KSpecific mass: 0.0017837 Electronegativity: ?
|
99 |
+
|
100 |
+
Krypton Kr Atomic Number: 36 Atomic Weight: 83.798 Melting Point: 115.93 K Boiling Point: 119.93 KSpecific mass: 0.003733 Electronegativity: 3
|
101 |
+
|
102 |
+
Specific mass is given in g/cm3.
|
103 |
+
|
104 |
+
Xenon Xe Atomic Number: 54 Atomic Weight: 131.293 Melting Point: 161.45 K Boiling Point: 165.03 KSpecific mass: 0.005887 Electronegativity: 2.6
|
105 |
+
|
106 |
+
Radon Rn Atomic Number: 86 Atomic Weight: [222] Melting Point: 202.15 K Boiling Point: 211.3 K Specific mass: 0.00973 Electronegativity: 2.2
|
107 |
+
|
108 |
+
Oganesson Og Atomic Number: 118 Atomic Weight: [294] Melting Point: ? K Boiling Point: ? 350±30 K Specific mass: ? 13.65 Electronegativity: ?
|
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A gas giant is a giant planet composed mainly of hydrogen and helium.[1] Gas giants are sometimes known as failed stars because they contain the same basic elements as a star. Jupiter and Saturn are the gas giants of the Solar System. The term "gas giant" was originally synonymous with "giant planet", but in the 1990s it became known that Uranus and Neptune are really a distinct class of giant planet, being composed mainly of heavier volatile substances (which are referred to as "ices"). For this reason, Uranus and Neptune are now often classified in the separate category of ice giants.[2]
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Jupiter and Saturn consist mostly of hydrogen and helium, with heavier elements making up between 3 and 13 percent of the mass.[3] They are thought to consist of an outer layer of molecular hydrogen surrounding a layer of liquid metallic hydrogen, with probably a molten rocky core. The outermost portion of their hydrogen atmosphere is characterized by many layers of visible clouds that are mostly composed of water and ammonia. The layer of metallic hydrogen makes up the bulk of each planet, and is referred to as "metallic" because the very large pressure turns hydrogen into an electrical conductor. The gas giants' cores are thought to consist of heavier elements at such high temperatures (20,000 K) and pressures that their properties are poorly understood.[3]
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The defining differences between a very low-mass brown dwarf and a gas giant (estimated at about 13 Jupiter masses) are debated.[4] One school of thought is based on formation; the other, on the physics of the interior.[4] Part of the debate concerns whether "brown dwarfs" must, by definition, have experienced nuclear fusion at some point in their history.
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The term gas giant was coined in 1952 by the science fiction writer James Blish[5] and was originally used to refer to all giant planets. It is, arguably, something of a misnomer because throughout most of the volume of all giant planets, the pressure is so high that matter is not in gaseous form.[6] Other than solids in the core and the upper layers of the atmosphere, all matter is above the critical point, where there is no distinction between liquids and gases. The term has nevertheless caught on, because planetary scientists typically use "rock", "gas", and "ice" as shorthands for classes of elements and compounds commonly found as planetary constituents, irrespective of what phase the matter may appear in. In the outer Solar System, hydrogen and helium are referred to as "gases"; water, methane, and ammonia as "ices"; and silicates and metals as "rock". Because Uranus and Neptune are primarily composed of, in this terminology, ices, not gas, they are increasingly referred to as ice giants and separated from the gas giants.
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Gas giants can, theoretically, be divided into five distinct classes according to their modeled physical atmospheric properties, and hence their appearance: ammonia clouds (I), water clouds (II), cloudless (III), alkali-metal clouds (IV), and silicate clouds (V). Jupiter and Saturn are both class I. Hot Jupiters are class IV or V.
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A cold hydrogen-rich gas giant more massive than Jupiter but less than about 500 M⊕ (1.6 MJ) will only be slightly larger in volume than Jupiter.[7] For masses above 500 M⊕, gravity will cause the planet to shrink (see degenerate matter).[7]
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Kelvin–Helmholtz heating can cause a gas giant to radiate more energy than it receives from its host star.[8][9]
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Although the words "gas" and "giant" are often combined, hydrogen planets need not be as large as the familiar gas giants from the Solar System. However, smaller gas planets and planets closer to their star will lose atmospheric mass more quickly via hydrodynamic escape than larger planets and planets farther out.[10][11]
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A gas dwarf could be defined as a planet with a rocky core that has accumulated a thick envelope of hydrogen, helium and other volatiles, having as result a total radius between 1.7 and 3.9 Earth-radii.[12][13]
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The smallest known extrasolar planet that is likely a "gas planet" is Kepler-138d, which has the same mass as Earth but is 60% larger and therefore has a density that indicates a thick gas envelope.[14]
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A low-mass gas planet can still have a radius resembling that of a gas giant if it has the right temperature.[15]
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Solar System → Local Interstellar Cloud → Local Bubble → Gould Belt → Orion Arm → Milky Way → Milky Way subgroup → Local Group → Local Sheet → Virgo Supercluster → Laniakea Supercluster → Observable universe → UniverseEach arrow (→) may be read as "within" or "part of".
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A red giant is a luminous giant star of low or intermediate mass (roughly 0.3–8 solar masses (M☉)) in a late phase of stellar evolution. The outer atmosphere is inflated and tenuous, making the radius large and the surface temperature around 5,000 K (4,700 °C; 8,500 °F) or lower. The appearance of the red giant is from yellow-orange to red, including the spectral types K and M, but also class S stars and most carbon stars.
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Red giants differ in a way by which they generate energy:
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Many of the well-known bright stars are red giants, because they are luminous and moderately common. The K0 RGB star Arcturus is 36 light-years away, and Gamma Crucis is the nearest M-class giant at 88 light-years' distance.
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A red giant is a star that has exhausted the supply of hydrogen in its core and has begun thermonuclear fusion of hydrogen in a shell surrounding the core. They have radii tens to hundreds of times larger than that of the Sun. However, their outer envelope is lower in temperature, giving them a reddish-orange hue. Despite the lower energy density of their envelope, red giants are many times more luminous than the Sun because of their great size. Red-giant-branch stars have luminosities up to nearly three thousand times that of the Sun (L☉), spectral types of K or M, have surface temperatures of 3,000–4,000 K, and radii up to about 200 times the Sun (R☉). Stars on the horizontal branch are hotter, with only a small range of luminosities around 75 L☉. Asymptotic-giant-branch stars range from similar luminosities as the brighter stars of the red-giant branch, up to several times more luminous at the end of the thermal pulsing phase.
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Among the asymptotic-giant-branch stars belong the carbon stars of type C-N and late C-R, produced when carbon and other elements are convected to the surface in what is called a dredge-up.[1] The first dredge-up occurs during hydrogen shell burning on the red-giant branch, but does not produce a large carbon abundance at the surface. The second, and sometimes third, dredge up occurs during helium shell burning on the asymptotic-giant branch and convects carbon to the surface in sufficiently massive stars.
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The stellar limb of a red giant is not sharply defined, contrary to their depiction in many illustrations. Rather, due to the very low mass density of the envelope, such stars lack a well-defined photosphere, and the body of the star gradually transitions into a 'corona'.[2] The coolest red giants have complex spectra, with molecular lines, emission features, and sometimes masers, particularly from thermally pulsing AGB stars.[3]
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Another noteworthy feature of red giants is that, unlike Sun-like stars whose photospheres have a large number of small convection cells (solar granules), red-giant photospheres, as well as those of red supergiants, have just a few large cells, the features of which cause the variations of brightness so common on both types of stars.[4]
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Red giants are evolved from main-sequence stars with masses in the range from about 0.3 M☉ to around 8 M☉.[5] When a star initially forms from a collapsing molecular cloud in the interstellar medium, it contains primarily hydrogen and helium, with trace amounts of "metals" (in stellar structure, this simply refers to any element that is not hydrogen or helium i.e. atomic number greater than 2). These elements are all uniformly mixed throughout the star. The star reaches the main sequence when the core reaches a temperature high enough to begin fusing hydrogen (a few million kelvin) and establishes hydrostatic equilibrium. Over its main sequence life, the star slowly converts the hydrogen in the core into helium; its main-sequence life ends when nearly all the hydrogen in the core has been fused. For the Sun, the main-sequence lifetime is approximately 10 billion years. More-massive stars burn disproportionately faster and so have a shorter lifetime than less massive stars.[6]
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When the star exhausts the hydrogen fuel in its core, nuclear reactions can no longer continue and so the core begins to contract due to its own gravity. This brings additional hydrogen into a zone where the temperature and pressure are sufficient to cause fusion to resume in a shell around the core. The hydrogen-burning shell results in a situation that has been described as the mirror principle; when the core within the shell contracts, the layers of the star outside the shell must expand. The detailed physical processes that cause this are complex, but the behaviour is necessary to satisfy simultaneous conservation of gravitational and thermal energy in a star with the shell structure. The core contracts and heats up due to the lack of fusion, and so the outer layers of the star expand greatly, absorbing most of the extra energy from shell fusion. This process of cooling and expanding is the subgiant star. When the envelope of the star cools sufficiently it becomes convective, the star stops expanding, its luminosity starts to increase, and the star is ascending the red-giant branch of the Hertzsprung��Russell (H–R) diagram.[6][7]
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The evolutionary path the star takes as it moves along the red-giant branch depends on the mass of the star. For the Sun and stars of less than about 2 M☉[8] the core will become dense enough that electron degeneracy pressure will prevent it from collapsing further. Once the core is degenerate, it will continue to heat until it reaches a temperature of roughly 108 K, hot enough to begin fusing helium to carbon via the triple-alpha process. Once the degenerate core reaches this temperature, the entire core will begin helium fusion nearly simultaneously in a so-called helium flash. In more-massive stars, the collapsing core will reach 108 K before it is dense enough to be degenerate, so helium fusion will begin much more smoothly, and produce no helium flash.[6] The core helium fusing phase of a star's life is called the horizontal branch in metal-poor stars, so named because these stars lie on a nearly horizontal line in the H–R diagram of many star clusters. Metal-rich helium-fusing stars instead lie on the so-called red clump in the H–R diagram.[9]
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An analogous process occurs when the central helium is exhausted and the star collapses once again, causing helium in a shell to begin fusing. At the same time hydrogen may begin fusion in a shell just outside the burning helium shell. This puts the star onto the asymptotic giant branch, a second red-giant phase.[10] The helium fusion results in the build up of a carbon–oxygen core. A star below about 8 M☉ will never start fusion in its degenerate carbon–oxygen core.[8] Instead, at the end of the asymptotic-giant-branch phase the star will eject its outer layers, forming a planetary nebula with the core of the star exposed, ultimately becoming a white dwarf. The ejection of the outer mass and the creation of a planetary nebula finally ends the red-giant phase of the star's evolution.[6] The red-giant phase typically lasts only around a billion years in total for a solar mass star, almost all of which is spent on the red-giant branch. The horizontal-branch and asymptotic-giant-branch phases proceed tens of times faster.
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If the star has about 0.2 to 0.5 M☉,[8] it is massive enough to become a red giant but does not have enough mass to initiate the fusion of helium.[5] These "intermediate" stars cool somewhat and increase their luminosity but never achieve the tip of the red-giant branch and helium core flash. When the ascent of the red-giant branch ends they puff off their outer layers much like a post-asymptotic-giant-branch star and then become a white dwarf.
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Very-low-mass stars are fully convective[11][12] and may continue to fuse hydrogen into helium for up to a trillion years[13] until only a small fraction of the entire star is hydrogen. Luminosity and temperature steadily increase during this time, just as for more-massive main-sequence stars, but the length of time involved means that the temperature eventually increases by about 50% and the luminosity by around 10 times. Eventually the level of helium increases to the point where the star ceases to be fully convective and the remaining hydrogen locked in the core is consumed in only a few billion more years. Depending on mass, the temperature and luminosity continue to increase for a time during hydrogen shell burning, the star can become hotter than the Sun and tens of times more luminous than when it formed although still not as luminous as the Sun. After some billions more years, they start to become less luminous and cooler even though hydrogen shell burning continues. These become cool helium white dwarfs.[5]
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Very-high-mass stars develop into supergiants that follow an evolutionary track that takes them back and forth horizontally over the H–R diagram, at the right end constituting red supergiants. These usually end their life as a type II supernova. The most massive stars can become Wolf–Rayet stars without becoming giants or supergiants at all.[14][15]
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Red giants with known planets: the M-type HD 208527, HD 220074 and, as of February 2014, a few tens[16] of known K-giants including Pollux, Gamma Cephei and Iota Draconis.
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Although traditionally it has been suggested the evolution of a star into a red giant will render its planetary system, if present, uninhabitable, some research suggests that, during the evolution of a 1 M☉ star along the red-giant branch, it could harbor a habitable zone for several billion years at 2 astronomical units (AU) out to around 100 million years at 9 AU out, giving perhaps enough time for life to develop on a suitable world. After the red-giant stage, there would for such a star be a habitable zone between 7 and 22 AU for an additional one billion years.[17] Later studies have refined this scenario, showing how for a 1 M☉ star the habitable zone lasts from 100 million years for a planet with an orbit similar to that of Mars to 210 million years for one that orbits at Saturn's distance to the Sun, the maximum time (370 million years) corresponding for planets orbiting at the distance of Jupiter. However, for planets orbiting a 0.5 M☉ star in equivalent orbits to those of Jupiter and Saturn they would be in the habitable zone for 5.8 billion years and 2.1 billion years, respectively; for stars more massive than the Sun, the times are considerably shorter.[18]
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As of June 2014, fifty giant planets have been discovered around giant stars. However, these giant planets are more massive than the giant planets found around solar-type stars. This could be because giant stars are more massive than the Sun (less massive stars will still be on the main sequence and will not have become giants yet) and more massive stars are expected to have more massive planets. However, the masses of the planets that have been found around giant stars do not correlate with the masses of the stars; therefore, the planets could be growing in mass during the stars' red giant phase. The growth in planet mass could be partly due to accretion from stellar wind, although a much larger effect would be Roche lobe overflow causing mass-transfer from the star to the planet when the giant expands out to the orbital distance of the planet.[19]
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Many of the well-known bright stars are red giants, because they are luminous and moderately common. The red-giant branch variable star Gamma Crucis is the nearest M-class giant star at 88 light-years.[20] The K0 red-giant branch star Arcturus is 36 light-years away.[21]
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The Sun will exit the main sequence in approximately 5 billion years and start to turn into a red giant.[23][24] As a red giant, the Sun will grow so large that it will engulf Mercury, Venus, and probably Earth.[24][1]
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Media related to Red giants at Wikimedia Commons
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A red giant is a luminous giant star of low or intermediate mass (roughly 0.3–8 solar masses (M☉)) in a late phase of stellar evolution. The outer atmosphere is inflated and tenuous, making the radius large and the surface temperature around 5,000 K (4,700 °C; 8,500 °F) or lower. The appearance of the red giant is from yellow-orange to red, including the spectral types K and M, but also class S stars and most carbon stars.
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Red giants differ in a way by which they generate energy:
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Many of the well-known bright stars are red giants, because they are luminous and moderately common. The K0 RGB star Arcturus is 36 light-years away, and Gamma Crucis is the nearest M-class giant at 88 light-years' distance.
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A red giant is a star that has exhausted the supply of hydrogen in its core and has begun thermonuclear fusion of hydrogen in a shell surrounding the core. They have radii tens to hundreds of times larger than that of the Sun. However, their outer envelope is lower in temperature, giving them a reddish-orange hue. Despite the lower energy density of their envelope, red giants are many times more luminous than the Sun because of their great size. Red-giant-branch stars have luminosities up to nearly three thousand times that of the Sun (L☉), spectral types of K or M, have surface temperatures of 3,000–4,000 K, and radii up to about 200 times the Sun (R☉). Stars on the horizontal branch are hotter, with only a small range of luminosities around 75 L☉. Asymptotic-giant-branch stars range from similar luminosities as the brighter stars of the red-giant branch, up to several times more luminous at the end of the thermal pulsing phase.
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Among the asymptotic-giant-branch stars belong the carbon stars of type C-N and late C-R, produced when carbon and other elements are convected to the surface in what is called a dredge-up.[1] The first dredge-up occurs during hydrogen shell burning on the red-giant branch, but does not produce a large carbon abundance at the surface. The second, and sometimes third, dredge up occurs during helium shell burning on the asymptotic-giant branch and convects carbon to the surface in sufficiently massive stars.
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The stellar limb of a red giant is not sharply defined, contrary to their depiction in many illustrations. Rather, due to the very low mass density of the envelope, such stars lack a well-defined photosphere, and the body of the star gradually transitions into a 'corona'.[2] The coolest red giants have complex spectra, with molecular lines, emission features, and sometimes masers, particularly from thermally pulsing AGB stars.[3]
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Another noteworthy feature of red giants is that, unlike Sun-like stars whose photospheres have a large number of small convection cells (solar granules), red-giant photospheres, as well as those of red supergiants, have just a few large cells, the features of which cause the variations of brightness so common on both types of stars.[4]
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Red giants are evolved from main-sequence stars with masses in the range from about 0.3 M☉ to around 8 M☉.[5] When a star initially forms from a collapsing molecular cloud in the interstellar medium, it contains primarily hydrogen and helium, with trace amounts of "metals" (in stellar structure, this simply refers to any element that is not hydrogen or helium i.e. atomic number greater than 2). These elements are all uniformly mixed throughout the star. The star reaches the main sequence when the core reaches a temperature high enough to begin fusing hydrogen (a few million kelvin) and establishes hydrostatic equilibrium. Over its main sequence life, the star slowly converts the hydrogen in the core into helium; its main-sequence life ends when nearly all the hydrogen in the core has been fused. For the Sun, the main-sequence lifetime is approximately 10 billion years. More-massive stars burn disproportionately faster and so have a shorter lifetime than less massive stars.[6]
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When the star exhausts the hydrogen fuel in its core, nuclear reactions can no longer continue and so the core begins to contract due to its own gravity. This brings additional hydrogen into a zone where the temperature and pressure are sufficient to cause fusion to resume in a shell around the core. The hydrogen-burning shell results in a situation that has been described as the mirror principle; when the core within the shell contracts, the layers of the star outside the shell must expand. The detailed physical processes that cause this are complex, but the behaviour is necessary to satisfy simultaneous conservation of gravitational and thermal energy in a star with the shell structure. The core contracts and heats up due to the lack of fusion, and so the outer layers of the star expand greatly, absorbing most of the extra energy from shell fusion. This process of cooling and expanding is the subgiant star. When the envelope of the star cools sufficiently it becomes convective, the star stops expanding, its luminosity starts to increase, and the star is ascending the red-giant branch of the Hertzsprung��Russell (H–R) diagram.[6][7]
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The evolutionary path the star takes as it moves along the red-giant branch depends on the mass of the star. For the Sun and stars of less than about 2 M☉[8] the core will become dense enough that electron degeneracy pressure will prevent it from collapsing further. Once the core is degenerate, it will continue to heat until it reaches a temperature of roughly 108 K, hot enough to begin fusing helium to carbon via the triple-alpha process. Once the degenerate core reaches this temperature, the entire core will begin helium fusion nearly simultaneously in a so-called helium flash. In more-massive stars, the collapsing core will reach 108 K before it is dense enough to be degenerate, so helium fusion will begin much more smoothly, and produce no helium flash.[6] The core helium fusing phase of a star's life is called the horizontal branch in metal-poor stars, so named because these stars lie on a nearly horizontal line in the H–R diagram of many star clusters. Metal-rich helium-fusing stars instead lie on the so-called red clump in the H–R diagram.[9]
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An analogous process occurs when the central helium is exhausted and the star collapses once again, causing helium in a shell to begin fusing. At the same time hydrogen may begin fusion in a shell just outside the burning helium shell. This puts the star onto the asymptotic giant branch, a second red-giant phase.[10] The helium fusion results in the build up of a carbon–oxygen core. A star below about 8 M☉ will never start fusion in its degenerate carbon–oxygen core.[8] Instead, at the end of the asymptotic-giant-branch phase the star will eject its outer layers, forming a planetary nebula with the core of the star exposed, ultimately becoming a white dwarf. The ejection of the outer mass and the creation of a planetary nebula finally ends the red-giant phase of the star's evolution.[6] The red-giant phase typically lasts only around a billion years in total for a solar mass star, almost all of which is spent on the red-giant branch. The horizontal-branch and asymptotic-giant-branch phases proceed tens of times faster.
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If the star has about 0.2 to 0.5 M☉,[8] it is massive enough to become a red giant but does not have enough mass to initiate the fusion of helium.[5] These "intermediate" stars cool somewhat and increase their luminosity but never achieve the tip of the red-giant branch and helium core flash. When the ascent of the red-giant branch ends they puff off their outer layers much like a post-asymptotic-giant-branch star and then become a white dwarf.
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Very-low-mass stars are fully convective[11][12] and may continue to fuse hydrogen into helium for up to a trillion years[13] until only a small fraction of the entire star is hydrogen. Luminosity and temperature steadily increase during this time, just as for more-massive main-sequence stars, but the length of time involved means that the temperature eventually increases by about 50% and the luminosity by around 10 times. Eventually the level of helium increases to the point where the star ceases to be fully convective and the remaining hydrogen locked in the core is consumed in only a few billion more years. Depending on mass, the temperature and luminosity continue to increase for a time during hydrogen shell burning, the star can become hotter than the Sun and tens of times more luminous than when it formed although still not as luminous as the Sun. After some billions more years, they start to become less luminous and cooler even though hydrogen shell burning continues. These become cool helium white dwarfs.[5]
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Very-high-mass stars develop into supergiants that follow an evolutionary track that takes them back and forth horizontally over the H–R diagram, at the right end constituting red supergiants. These usually end their life as a type II supernova. The most massive stars can become Wolf–Rayet stars without becoming giants or supergiants at all.[14][15]
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Red giants with known planets: the M-type HD 208527, HD 220074 and, as of February 2014, a few tens[16] of known K-giants including Pollux, Gamma Cephei and Iota Draconis.
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Although traditionally it has been suggested the evolution of a star into a red giant will render its planetary system, if present, uninhabitable, some research suggests that, during the evolution of a 1 M☉ star along the red-giant branch, it could harbor a habitable zone for several billion years at 2 astronomical units (AU) out to around 100 million years at 9 AU out, giving perhaps enough time for life to develop on a suitable world. After the red-giant stage, there would for such a star be a habitable zone between 7 and 22 AU for an additional one billion years.[17] Later studies have refined this scenario, showing how for a 1 M☉ star the habitable zone lasts from 100 million years for a planet with an orbit similar to that of Mars to 210 million years for one that orbits at Saturn's distance to the Sun, the maximum time (370 million years) corresponding for planets orbiting at the distance of Jupiter. However, for planets orbiting a 0.5 M☉ star in equivalent orbits to those of Jupiter and Saturn they would be in the habitable zone for 5.8 billion years and 2.1 billion years, respectively; for stars more massive than the Sun, the times are considerably shorter.[18]
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As of June 2014, fifty giant planets have been discovered around giant stars. However, these giant planets are more massive than the giant planets found around solar-type stars. This could be because giant stars are more massive than the Sun (less massive stars will still be on the main sequence and will not have become giants yet) and more massive stars are expected to have more massive planets. However, the masses of the planets that have been found around giant stars do not correlate with the masses of the stars; therefore, the planets could be growing in mass during the stars' red giant phase. The growth in planet mass could be partly due to accretion from stellar wind, although a much larger effect would be Roche lobe overflow causing mass-transfer from the star to the planet when the giant expands out to the orbital distance of the planet.[19]
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Many of the well-known bright stars are red giants, because they are luminous and moderately common. The red-giant branch variable star Gamma Crucis is the nearest M-class giant star at 88 light-years.[20] The K0 red-giant branch star Arcturus is 36 light-years away.[21]
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The Sun will exit the main sequence in approximately 5 billion years and start to turn into a red giant.[23][24] As a red giant, the Sun will grow so large that it will engulf Mercury, Venus, and probably Earth.[24][1]
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Media related to Red giants at Wikimedia Commons
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Jewel often refers to:
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Jewel may also refer to:
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Anarchism is a political philosophy and movement that rejects all involuntary, coercive forms of hierarchy. It radically calls for the abolition of the state which it holds to be undesirable, unnecessary, and harmful.
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The history of anarchism goes back to prehistory, when some humans lived in anarchistic societies long before the establishment of formal states, realms or empires. With the rise of organised hierarchical bodies, skepticism toward authority also rose, but it was not until the 19th century that a self-conscious political movement emerged. During the latter half of the 19th and the first decades of the 20th century, the anarchist movement flourished in most parts of the world and had a significant role in workers' struggles for emancipation. Various anarchist schools of thought formed during this period. Anarchists have taken part in several revolutions, most notably in the Spanish Civil War, whose end marked the end of anarchism's classical era. In the last decades of the 20th century and into the 21st century, the anarchist movement has been resurgent once more.
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Anarchism employs various tactics in order to meet its ideal ends; these can be broadly separated into revolutionary and evolutionary tactics. There is significant overlap between the two which are merely descriptive. Revolutionary tactics aim to bring down authority and state, and have taken a violent turn in the past. Evolutionary tactics aim to prefigure what an anarchist society would be like. Anarchist thought, criticism and praxis have played a part in diverse areas of human society. Criticism of anarchism mainly focuses on claims of it being internally inconsistent, violent and utopian.
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The etymological origin of anarchism is from the Ancient Greek anarkhia, meaning "without a ruler", composed of the prefix an- (i.e. "without") and the word arkhos (i.e. "leader" or "ruler"). The suffix -ism denotes the ideological current that favours anarchy.[1] Anarchism appears in English from 1642[2] as anarchisme and anarchy from 1539.[3] Various factions within the French Revolution labelled their opponents as anarchists, although few such accused shared many views with later anarchists. Many revolutionaries of the 19th century such as William Godwin (1756–1836) and Wilhelm Weitling (1808–1871) would contribute to the anarchist doctrines of the next generation, but they did not use anarchist or anarchism in describing themselves or their beliefs.[4]
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The first political philosopher to call himself an anarchist (French: anarchiste) was Pierre-Joseph Proudhon (1809–1865), marking the formal birth of anarchism in the mid-19th century. Since the 1890s and beginning in France,[5] libertarianism has often been used as a synonym for anarchism[6] and its use as a synonym is still common outside the United States.[7] On the other hand, some use libertarianism to refer to individualistic free-market philosophy only, referring to free-market anarchism as libertarian anarchism.[8]
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While opposition to the state is central to anarchist thought, defining anarchism is not an easy task as there is a lot of discussion among scholars and anarchists on the matter and various currents perceive anarchism slightly differently.[9] Hence, it might be true to say that anarchism is a cluster of political philosophies opposing authority and hierarchical organization (including the state, capitalism, nationalism and all associated institutions) in the conduct of all human relations in favour of a society based on voluntary association, on freedom and on decentralisation, but this definition has the same shortcomings as the definition based on etymology (which is simply a negation of a ruler), or based on anti-statism (anarchism is much more than that) or even the anti-authoritarian (which is an a posteriori conclusion).[10] Nonetheless, major elements of the definition of anarchism include the following:[11]
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During the prehistoric era of mankind, an established authority did not exist.[clarification needed] It was after the creation of towns and cities that institutions of authority were established and anarchistic ideas espoused as a reaction.[13] Most notable precursors to anarchism in the ancient world were in China and Greece. In China, philosophical anarchism (i.e. the discussion on the legitimacy of the state) was delineated by Taoist philosophers Zhuang Zhou and Laozi.[14]
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Likewise, anarchic attitudes were articulated by tragedians and philosophers in Greece. Aeschylus and Sophocles used the myth of Antigone to illustrate the conflict between rules set by the state and personal autonomy. Socrates questioned Athenian authorities constantly and insisted to the right of individual freedom of consciousness. Cynics dismissed human law (nomos) and associated authorities while trying to live according to nature (physis). Stoics were supportive of a society based on unofficial and friendly relations among its citizens without the presence of a state.[15]
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During the Middle Ages, there was no anarchistic activity except some ascetic religious movements in the Muslim world or in Christian Europe. This kind of tradition later gave birth to religious anarchism. In the Sasanian Empire, Mazdak called for an egalitarian society and the abolition of monarchy, only to be soon executed by Emperor Kavad I.[16]
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In Basra, religious sects preached against the state. In Europe, various sects developed anti-state and libertarian tendencies. Libertarian ideas further emerged during the Renaissance with the spread of reasoning and humanism through Europe. Novelists fictionalised ideal societies that were based not on coercion but voluntarism. The Enlightenment further pushed towards anarchism with the optimism for social progress.[17]
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During the French Revolution, partisan groups such as the Enragés and the sans-culottes saw a turning point in the fermentation of anti-state and federalist sentiments.[18] The first anarchist currents developed throughout the 18th century—William Godwin espoused philosophical anarchism in England, morally delegitimizing the state, Max Stirner's thinking paved the way to individualism, and Pierre-Joseph Proudhon's theory of mutualism found fertile soil in France.[19] This era of classical anarchism lasted until the end of the Spanish Civil War of 1936 and is considered the golden age of anarchism.[19]
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Drawing from mutualism, Mikhail Bakunin founded collectivist anarchism and entered the International Workingmen's Association, a class worker union later known as the First International that formed in 1864 to unite diverse revolutionary currents. The International became a significant political force, with Karl Marx being a leading figure and a member of its General Council. Bakunin's faction (the Jura Federation) and Proudhon's followers (the mutualists) opposed Marxist state socialism, advocating political abstentionism and small property holdings.[20] After bitter disputes, the Bakuninists were expelled from the International by the Marxists at the 1872 Hague Congress.[21] Bakunin famously predicted that if revolutionaries gained power by Marx's terms, they would end up the new tyrants of workers. After being expelled, anarchists formed the St. Imier International. Under the influence of Peter Kropotkin, a Russian philosopher and scientist, anarcho-communism overlapped with collectivism.[22] Anarcho-communists, who drew inspiration from the 1871 Paris Commune, advocated for free federation and for the distribution of goods according to one's needs.[23]
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At the turn of the century, anarchism had spread all over the world.[24] In China, small groups of students imported the humanistic pro-science version of anarcho-communism.[25] Tokyo was a hotspot for rebellious youth from countries of the far east, travelling to the Japanese capital to study.[26] In Latin America, Argentina was a stronghold for anarcho-syndicalism, where it became the most prominent left-wing ideology.[27] During this time, a minority of anarchists adopted tactics of revolutionary political violence. This strategy became known as propaganda of the deed.[28] The dismemberment of the French socialist movement into many groups, and the execution and exile of many Communards to penal colonies following the suppression of the Paris Commune, favoured individualist political expression and acts.[29] Even though many anarchists distanced themselves from these terrorist acts, infamy came upon the movement.[28] Illegalism was another strategy which some anarchists adopted during this period.[30]
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Anarchists enthusiastically participated in the Russian Revolution—despite concerns—in opposition to the Whites. However, they met harsh suppression after the Bolshevik government was stabilized. Several anarchists from Petrograd and Moscow fled to Ukraine,[31] notably leading to the Kronstadt rebellion and Nestor Makhno's struggle in the Free Territory. With the anarchists being crushed in Russia, two new antithetical currents emerged, namely platformism and synthesis anarchism. The former sought to create a coherent group that would push for revolution while the latter were against anything that would resemble a political party. Seeing the victories of the Bolsheviks in the October Revolution and the resulting Russian Civil War, many workers and activists turned to communist parties, which grew at the expense of anarchism and other socialist movements. In France and the United States, members of major syndicalist movements, the General Confederation of Labour and Industrial Workers of the World, left their organisations and joined the Communist International.[32]
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In the Spanish Civil War, anarchists and syndicalists (CNT and FAI) once again allied themselves with various currents of leftists. A long tradition of Spanish anarchism led to anarchists playing a pivotal role in the war. In response to the army rebellion, an anarchist-inspired movement of peasants and workers, supported by armed militias, took control of Barcelona and of large areas of rural Spain, where they collectivised the land.[33] The Soviet Union provided some limited assistance at the beginning of the war, but the result was a bitter fight among communists and anarchists at a series of events named May Days as Joseph Stalin tried to seize control of the Republicans.[34]
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At the end of World War II, the anarchist movement was severely weakened.[35] However, the 1960s witnessed a revival of anarchism likely caused by a perceived failure of Marxism–Leninism and tensions built by the Cold War.[36] During this time, anarchism took root in other movements critical towards both the state and capitalism, such as the anti-nuclear, environmental and pacifist movements, the New Left, and the counterculture of the 1960s.[37] Anarchism became associated with punk subculture, as exemplified by bands such as Crass and the Sex Pistols,[38] and the established feminist tendencies of anarcha-feminism returned with vigour during the second wave of feminism.[39]
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Around the turn of the 21st century, anarchism grew in popularity and influence within anti-war, anti-capitalist, and anti-globalisation movements.[40] Anarchists became known for their involvement in protests against the World Trade Organization, the Group of Eight and the World Economic Forum. During the protests, ad hoc leaderless anonymous cadres known as black blocs engaged in rioting, property destruction, and violent confrontations with the police. Other organisational tactics pioneered in this time include security culture, affinity groups, and the use of decentralised technologies such as the internet. A significant event of this period was the confrontations at the WTO conference in Seattle in 1999.[40] Anarchist ideas have been influential in the development of the Zapatistas in Mexico and the Democratic Federation of Northern Syria, more commonly known as Rojava, a de facto autonomous region in northern Syria.[41]
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Anarchist schools of thought have been generally grouped into two main historical traditions, social anarchism and individualist anarchism, owing to their different origins, values and evolution.[42] The individualist current emphasises negative liberty in opposing restraints upon the free individual, while the social current emphasises positive liberty in aiming to achieve the free potential of society through equality and social ownership.[43] In a chronological sense, anarchism can be segmented by the classical currents of the late 19th century, and the post-classical currents (such as anarcha-feminism, green anarchism and post-anarchism) developed thereafter.[44]
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Beyond the specific factions of anarchist movements which constitute political anarchism lies philosophical anarchism, which holds that the state lacks moral legitimacy, without necessarily accepting the imperative of revolution to eliminate it.[45] A component especially of individualist anarchism,[46] philosophical anarchism may tolerate the existence of a minimal state, but argues that citizens have no moral obligation to obey government when it conflicts with individual autonomy.[47] Anarchism pays significant attention to moral arguments since ethics have a central role in anarchist philosophy.[48]
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One reaction against sectarianism within the anarchist milieu was anarchism without adjectives, a call for toleration and unity among anarchists first adopted by Fernando Tarrida del Mármol in 1889 in response to the bitter debates of anarchist theory at the time.[49] Despite separation, the various anarchist schools of thought are not seen as distinct entities, but as tendencies that intermingle.[50]
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Anarchism is usually placed on the far-left of the political spectrum.[51] Much of its economics and legal philosophy reflect anti-authoritarian, anti-statist, and libertarian interpretations of the radical left-wing and socialist politics[52] of collectivism, communism, individualism, mutualism, and syndicalism, among other libertarian socialist economic theories.[53] As anarchism does not offer a fixed body of doctrine from a single particular worldview,[54] many anarchist types and traditions exist, and varieties of anarchy diverge widely.[55]
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Inceptive currents among classical anarchist currents were mutualism and individualism. They were followed by the major currents of social anarchism (collectivist, communist, and syndicalist). They differ on organizational and economic aspects of their ideal society.[57]
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Mutualism is an 18th-century economic theory that was developed into anarchist theory by Pierre-Joseph Proudhon. Its aims include reciprocity, free association, voluntary contract, federation, and credit and currency reform that would be regulated by a bank of the people.[58] Mutualism has been retrospectively characterised as ideologically situated between individualist and collectivist forms of anarchism.[59] Proudhon first characterised his goal as a "third form of society, the synthesis of communism and property".[60]
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Collectivist anarchism, also known as anarchist collectivism or anarcho-collectivism,[61] is a revolutionary socialist form of anarchism commonly associated with Mikhail Bakunin.[62] Collectivist anarchists advocate collective ownership of the means of production, theorised to be achieved through violent revolution,[63] and that workers be paid according to time worked, rather than goods being distributed according to need as in communism. Collectivist anarchism arose alongside Marxism, but rejected the dictatorship of the proletariat despite the stated Marxist goal of a collectivist stateless society.[64] Anarcho-communism, also known as anarchist-communism, communist anarchism, and libertarian communism, is a theory of anarchism that advocates a communist society with common ownership of the means of production,[65] direct democracy, and a horizontal network of voluntary associations and workers' councils with production and consumption based on the guiding principle: "From each according to his ability, to each according to his need".[66] Anarcho-communism developed from radical socialist currents after the French Revolution,[67] but it was first formulated as such in the Italian section of the First International.[68] It was later expanded upon in the theoretical work of Peter Kropotkin.[69]
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Anarcho-syndicalism, also referred to as revolutionary syndicalism, is a branch of anarchism that views labour syndicates as a potential force for revolutionary social change, replacing capitalism and the state with a new society democratically self-managed by workers. The basic principles of anarcho-syndicalism are workers' solidarity, direct action, and workers' self-management.[70]
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Individualist anarchism refers to several traditions of thought within the anarchist movement that emphasise the individual and their will over any kinds of external determinants.[71] Early influences on individualist forms of anarchism include William Godwin, Max Stirner and Henry David Thoreau. Through many countries, individualist anarchism attracted a small yet diverse following of Bohemian artists and intellectuals[72] as well as young anarchist outlaws in what became known as illegalism and individual reclamation.[73]
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Anarchist principles undergird contemporary radical social movements of the left. Interest in the anarchist movement developed alongside momentum in the anti-globalization movement,[74] whose leading activist networks were anarchist in orientation.[75] As the movement shaped 21st century radicalism, wider embrace of anarchist principles signaled a revival of interest.[75] Contemporary news coverage which emphasizes black bloc demonstrations has reinforced anarchism's historical association with chaos and violence, although its publicity has also led more scholars to engage with the anarchist movement.[74] Anarchism has continued to generate many philosophies and movements—at times eclectic, drawing upon various sources, and syncretic, combining disparate concepts to create new philosophical approaches.[76] The anti-capitalist tradition of classical anarchism has remained prominent within contemporary currents.[77]
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Various anarchist groups, tendencies, and schools of thought exist today, making it difficult to describe contemporary anarchist movement.[78] While theorists and activists have established "relatively stable constellations of anarchist principles", there is no consensus on which principles are core. As a result, commentators describe multiple "anarchisms" (rather than a singular "anarchism") in which common principles are shared between schools of anarchism while each group prioritizes those principles differently. For example, gender equality can be a common principle but ranks as a higher priority to anarcha-feminists than anarchist communists.[79] Anarchists are generally committed against coercive authority in all forms, namely "all centralized and hierarchical forms of government (e.g., monarchy, representative democracy, state socialism, etc.), economic class systems (e.g., capitalism, Bolshevism, feudalism, slavery, etc.), autocratic religions (e.g., fundamentalist Islam, Roman Catholicism, etc.), patriarchy, heterosexism, white supremacy, and imperialism".[80] However, anarchist schools disagree on the methods by which these forms should be opposed.[81]
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Anarchists' tactics take various forms but in general serve two major goals—first, to oppose the Establishment; and second, to promote anarchist ethics and reflect an anarchist vision of society, illustrating the unity of means and ends.[82] A broad categorization can be made between aims to destroy oppressive states and institutions by revolutionary means, and aims to change society through evolutionary means.[83] Evolutionary tactics reject violence and take a gradual approach to anarchist aims, though there is significant overlap between the two.[84]
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Anarchist tactics have shifted during the course of the last century. Anarchists during the early 20th century focused more on strikes and militancy, while contemporary anarchists use a broader array of approaches.[85]
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During the classical era, anarchists had a militant tendency. Not only did they confront state armed forces (as in Spain and Ukraine) but some of them also employed terrorism as propaganda of the deed. Assassination attempts were carried out against heads of state, some of which were successful. Anarchists also took part in revolutions.[86] Anarchist perspectives towards violence have always been perplexing and controversial.[87] On one hand, anarcho-pacifists point out the unity of means and ends.[88] On the other hand, other anarchist groups advocate direct action, a tactic which can include acts of sabotage or even acts of terrorism. This attitude was quite prominent a century ago; seeing the state as a tyrant, some anarchists believed that they had every right to oppose its oppression by any means possible.[89] Emma Goldman and Errico Malatesta, who were proponents of limited use of violence, argued that violence is merely a reaction to state violence as a necessary evil.[90]
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Anarchists took an active role in strikes, although they tended to be antipathetic to formal syndicalism, seeing it as reformist. They saw it as a part of the movement which sought to overthrow the state and capitalism.[91] Anarchists also reinforced their propaganda within the arts, some of whom practiced nudism. They also built communities which were based on friendship. They were also involved in the press.[92]
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In the current era, Italian anarchist Alfredo Bonanno, a proponent of insurrectionary anarchism, has reinstated the debate on violence by rejecting the nonviolence tactic adopted since the late 19th century by Kropotkin and other prominent anarchists afterwards. Both Bonanno and the French group The Invisible Committee advocate for small, informal affiliation groups, where each member is responsible for their own actions but works together to bring down oppression utilizing sabotage and other violent means against state, capitalism and other enemies. Members of The Invisible Committee were arrested in 2008 on various charges, terrorism included.[93]
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Overall, today's anarchists are much less violent and militant than their ideological ancestors. They mostly engage in confronting the police during demonstrations and riots, especially in countries like Canada, Mexico or Greece. Μilitant black bloc protest groups are known for clashing with the police.[94] However, anarchists not only clash with state operators; they also engage in the struggle against fascists and racists, taking anti-fascist action and mobilizing to prevent hate rallies from happening.[95]
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Anarchists commonly employ direct action. This can take the form of disrupting and protesting against unjust hierarchy, or the form of self-managing their lives through the creation of counter-institutions such as communes and non-hierarchical collectives.[83] Often, decision-making is handled in an anti-authoritarian way, with everyone having equal say in each decision, an approach known as horizontalism.[96] Contemporary-era anarchists have been engaging with various grassroots movements that are not explicitly anarchist but are more or less based on horizontalism, respecting personal autonomy, and participating in mass activism such as strikes and demonstrations. The newly coined term "small-a anarchism", in contrast with the "big-A anarchism" of the classical era, signals their tendency not to base their thoughts and actions on classical-era anarchism or to refer to Kropotkin or Proudhon to justify their opinions. They would rather base their thought and praxis on their own experience, which they will later theorize.[97]
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The decision-making process of small affinity anarchist groups play a significant tactical role.[98] Anarchists have employed various methods in order to build a rough consensus among members of their group, without the need of a leader or a leading group. One way is for an individual from the group to play the role of facilitator to help achieve a consensus without taking part in the discussion themselves or promoting a specific point. Minorities usually accept rough consensus, except when they feel the proposal contradicts anarchist goals, values, or ethics. Anarchists usually form small groups (5–20 individuals) to enhance autonomy and friendships among their members. These kind of groups more often than not interconnect with each other, forming larger networks. Anarchists still support and participate in strikes, especially wildcat strikes; these are leaderless strikes not organised centrally by a syndicate.[99]
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Anarchists have gone online to spread their message. As in the past, newspapers and journals are used; however, because of distributional and other difficulties, anarchists have found it easier to create websites, hosting electronic libraries and other portals.[100] Anarchists were also involved in developing various software that are available for free. The way these hacktivists work to develop and distribute resembles the anarchist ideals, especially when it comes to preserving user's privacy from state surveillance.[101]
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Anarchists organize themselves to squat and reclaim public spaces. During important events such as protests and when spaces are being occupied, they are often called Temporary Autonomous Zones (TAZ), spaces where surrealism, poetry and art are blended to display the anarchist ideal.[102] As seen by anarchists, squatting is a way to regain urban space from the capitalist market, serving pragmatical needs, and is also seen an exemplary direct action.[103] Acquiring space enables anarchists to experiment with their ideas and build social bonds.[104] Adding up these tactics, and having in mind that not all anarchists share the same attitudes towards them, along with various forms of protesting at highly symbolic events, make up a carnivalesque atmosphere that is part of contemporary anarchist vividity.[105]
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As anarchism is a philosophy that embodies many diverse attitudes, tendencies, and schools of thought, and disagreement over questions of values, ideology, and tactics is common, its diversity has led to widely different uses of identical terms among different anarchist traditions, which has created a number of definitional concerns in anarchist theory. For instance, the compatibility of capitalism,[106] nationalism and religion with anarchism is widely disputed. Similarly, anarchism enjoys complex relationships with ideologies such as Marxism, communism, collectivism and trade unionism. Anarchists may be motivated by humanism, divine authority, enlightened self-interest, veganism, or any number of alternative ethical doctrines. Phenomena such as civilisation, technology (e.g. within anarcho-primitivism) and the democratic process may be sharply criticised within some anarchist tendencies and simultaneously lauded in others.[107]
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Gender and sexuality carry along them dynamics of hierarchy; anarchism is obliged to address, analyse and oppose the suppression of one's autonomy because of the dynamics that gender roles traditionally impose.[108]
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A historical current that arose and flourished during 1890 and 1920 within anarchism was free love; in contemporary anarchism, this current survives as a tendency to support polyamory and queer anarchism.[109] Free love advocates were against marriage, which they saw as a way of men imposing authority over women, largely because marriage law greatly favoured the power of men. The notion of free love, though, was much broader; it included critique of the established order that limited women's sexual freedom and pleasure.[110] Such free love movements contributed to the establishment of communal houses, where large groups of travelers, anarchists, and other activists slept in beds together.[111] Free love had roots both in Europe and the United States. Some anarchists, however, struggled with the jealousy that arose from free love.[112] Anarchist feminists were advocates of free love, against marriage, were pro-choice (utilizing a contemporary term) and had a likewise agenda. Anarchist and non-anarchist feminists differed on suffrage, but were nonetheless supportive of one another.[113]
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During the second half of the 20th century, anarchism intermingled with the second wave of feminism, radicalizing some currents of the feminist movement (and being influenced as well). By the latest decades of the 20th century, anarchists and feminists were advocating for the rights and autonomy of women, gays, queers and other marginalized groups, with some feminist thinkers suggesting a fusion of the two currents.[114] With the third wave of feminism, sexual identity and compulsory heterosexuality became a subject of study for anarchists, which yielded a post-structuralist critique of sexual normality.[115] However, some anarchists distanced themselves from this line of thinking, suggesting that it leaned towards individualism and was, therefore, dropping the cause of social liberation.[116]
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The interest of anarchists in education stretches back to the first emergence of classical anarchism. Anarchists consider 'proper' education, which sets the foundations of the future autonomy of the individual and the society, to be an act of mutual aid.[118] Anarchist writers such as Willian Godwin and Max Stirner attacked both state education and private education as another means by which the ruling class replicate their privileges.[119]
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In 1901, Catalan anarchist and free thinker Francisco Ferrer established the Escuela Moderna in Barcelona as an opposition to the established education system, which was dictated largely by the Catholic Church.[120] Ferrer's approach was secular, rejecting both state and church involvement in the educational process, and gave pupils large amounts of autonomy in planning their work and attendance. Ferrer aimed to educate the working class and explicitly sought to foster class consciousness among students. The school closed after constant harassment by the state and Ferrer was later arrested. His ideas, however, formed the inspiration for a series of modern schools around the world.[121] Christian anarchist Leo Tolstoy also established a similar school, with its founding principle, according to Tolstoy, being that "for education to be effective it had to be free".[122] In a similar token, A. S. Neill founding what became Summerhill School in 1921, also declaring being free from coercion.[123]
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Anarchist education is based largely on the idea that a child's right to develop freely, without manipulation, ought to be respected, and that rationality will lead children to morally good conclusions. However, there has been little consensus among anarchist figures as to what constitutes manipulation; Ferrer, for example, believed that moral indoctrination was necessary and explicitly taught pupils that equality, liberty, and social justice were not possible under capitalism (along with other critiques of nationalism and government).[124][125]
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Late 20th century and contemporary anarchist writers (such as Colin Ward, Herbert Read and Paul Goodman) intensified and expanded the anarchist critique of state education, largely focusing on the need for a system that focuses on children's creativity rather than on their ability to attain a career or participate in consumer society.[126] Contemporary anarchists, such as Colin Ward, have further argued that state education serves to perpetuate socio-economic inequality.[127]
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While few anarchist education institutions have survived to the modern day, major tenets of anarchist schools, such as respect for child autonomy and relying on reasoning rather than indoctrination as a teaching method, have spread among mainstream educational institutions.[128]
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Objection to the state and its institutions is a sine qua non of anarchism.[129] Anarchists consider the state as a tool of domination and believe it to be illegitimate regardless of its political tendencies. Instead of people being able to control the aspects of their life, major decisions are taken by a small elite. Authority ultimately rests solely on power, regardless of whether that power is open or transparent, as it still has the ability to coerce people. Another anarchist argument against states is that the people constituting a government, even the most altruistic among officials, will unavoidably seek to gain more power, leading to corruption. Anarchists consider the idea that the state is the collective will of the people to be an unachievable fiction, due to the fact that the ruling class is distinct from the rest of society.[130]
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The connection between anarchism and art was quite profound during the classical era of anarchism, especially among artistic currents that were developing during that era, such as futurists, surrealists, and others,[133] while in literature anarchism was mostly associated with the New Apocalyptics and the Neo-romanticism movement.[134] In music, anarchism has been associated with music scenes such as Punk.[135] Anarchists such as Leo Tolstoy and Herbert Read argued that the border between the artist and the non-artist, what separates art from a daily act, is a construct produced by the alienation caused by capitalism, and it prevents humans from living a joyful life.[136]
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Other anarchists advocated for or used art as a means to achieve anarchist ends.[137] In his book Breaking the Spell: A History of Anarchist Filmmakers, Videotape Guerrillas, and Digital Ninjas Chris Robé claims that "anarchist-inflected practices have increasingly structured movement-based video activism."[138]
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Three overlapping properties made art useful to anarchists: It could depict a critique of existing society and hierarchies; it could serve as a prefigurative tool to reflect the anarchist ideal society, and also it could turn into a means of direct action, in protests for example. As it appeals to both emotion and reason, art could appeal to the "whole human" and have a powerful effect.[139]
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Philosophy lecturer Andrew G. Fiala has listed five main arguments against anarchism. Firstly, he notes that anarchism is related to violence and destruction, not only in the pragmatic world (i.e. at protests) but in the world of ethics as well. The second argument is that it is impossible for a society to function without a state or something like a state, acting to protect citizens from criminality. Fiala takes Leviathan from Thomas Hobbes and the night-watchman state from philosopher Robert Nozick as examples. Thirdly, anarchism is evaluated as unfeasible or utopian since the state can not be defeated practically; this line of arguments most often calls for political action within the system to reform it. The fourth argument is that anarchism is self-contradictory since while it advocates for no-one to archiei, if accepted by the many, then anarchism will turn into the ruling political theory. In this line of criticism also comes the self contradiction that anarchist calls for collective action while anarchism endorses the autonomy of the individual and hence no collective action can be taken. Lastly, Fiala mentions a critique towards philosophical anarchism, of being ineffective (all talk and thoughts) and in the meantime capitalism and bourgeois class remains strong.[140]
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Philosophical anarchism has met the criticism of members of academia, following the release of pro-anarchist books such as A. John Simmons' Moral Principles and Political Obligations (1979).[141] Law professor William A. Edmundson authored an essay arguing against three major philosophical anarchist principles, which he finds fallacious; Edmundson claims that while the individual does not owe a normal state[ambiguous] a duty of obedience, this does not imply that anarchism is the inevitable conclusion, and the state is still morally legitimate.[142]
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In biology, a gene is a sequence of nucleotides in DNA or RNA that encodes the synthesis of a gene product, either RNA or protein.
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During gene expression, the DNA is first copied into RNA. The RNA can be directly functional or be the intermediate template for a protein that performs a function. The transmission of genes to an organism's offspring is the basis of the inheritance of phenotypic trait. These genes make up different DNA sequences called genotypes. Genotypes along with environmental and developmental factors determine what the phenotypes will be. Most biological traits are under the influence of polygenes (many different genes) as well as gene–environment interactions. Some genetic traits are instantly visible, such as eye color or the number of limbs, and some are not, such as blood type, the risk for specific diseases, or the thousands of basic biochemical processes that constitute life.
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Genes can acquire mutations in their sequence, leading to different variants, known as alleles, in the population. These alleles encode slightly different versions of a protein, which cause different phenotypical traits. Usage of the term "having a gene" (e.g., "good genes," "hair colour gene") typically refers to containing a different allele of the same, shared gene.[1] Genes evolve due to natural selection / survival of the fittest and genetic drift of the alleles.
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The concept of gene continues to be refined as new phenomena are discovered.[2] For example, regulatory regions of a gene can be far removed from its coding regions, and coding regions can be split into several exons. Some viruses store their genome in RNA instead of DNA and some gene products are functional non-coding RNAs. Therefore, a broad, modern working definition of a gene is any discrete locus of heritable, genomic sequence which affect an organism's traits by being expressed as a functional product or by regulation of gene expression.[3][4]
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The term gene was introduced by Danish botanist, plant physiologist and geneticist Wilhelm Johannsen in 1909.[5] It is inspired by the ancient Greek: γόνος, gonos, that means offspring and procreation.
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The existence of discrete inheritable units was first suggested by Gregor Mendel (1822–1884).[6] From 1857 to 1864, in Brno, Austrian Empire (today's Czech Republic), he studied inheritance patterns in 8000 common edible pea plants, tracking distinct traits from parent to offspring. He described these mathematically as 2n combinations where n is the number of differing characteristics in the original peas. Although he did not use the term gene, he explained his results in terms of discrete inherited units that give rise to observable physical characteristics. This description prefigured Wilhelm Johannsen's distinction between genotype (the genetic material of an organism) and phenotype (the observable traits of that organism). Mendel was also the first to demonstrate independent assortment, the distinction between dominant and recessive traits, the distinction between a heterozygote and homozygote, and the phenomenon of discontinuous inheritance.
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Prior to Mendel's work, the dominant theory of heredity was one of blending inheritance, which suggested that each parent contributed fluids to the fertilisation process and that the traits of the parents blended and mixed to produce the offspring. Charles Darwin developed a theory of inheritance he termed pangenesis, from Greek pan ("all, whole") and genesis ("birth") / genos ("origin").[7][8] Darwin used the term gemmule to describe hypothetical particles that would mix during reproduction.
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Mendel's work went largely unnoticed after its first publication in 1866, but was rediscovered in the late 19th century by Hugo de Vries, Carl Correns, and Erich von Tschermak, who (claimed to have) reached similar conclusions in their own research.[9] Specifically, in 1889, Hugo de Vries published his book Intracellular Pangenesis,[10] in which he postulated that different characters have individual hereditary carriers and that inheritance of specific traits in organisms comes in particles. De Vries called these units "pangenes" (Pangens in German), after Darwin's 1868 pangenesis theory.
|
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Sixteen years later, in 1905, Wilhelm Johannsen introduced the term 'gene'[5] and William Bateson that of 'genetics'[11] while Eduard Strasburger, amongst others, still used the term 'pangene' for the fundamental physical and functional unit of heredity.[10]:Translator's preface, viii
|
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|
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+
Advances in understanding genes and inheritance continued throughout the 20th century. Deoxyribonucleic acid (DNA) was shown to be the molecular repository of genetic information by experiments in the 1940s to 1950s.[12][13] The structure of DNA was studied by Rosalind Franklin and Maurice Wilkins using X-ray crystallography, which led James D. Watson and Francis Crick to publish a model of the double-stranded DNA molecule whose paired nucleotide bases indicated a compelling hypothesis for the mechanism of genetic replication.[14][15]
|
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In the early 1950s the prevailing view was that the genes in a chromosome acted like discrete entities, indivisible by recombination and arranged like beads on a string. The experiments of Benzer using mutants defective in the rII region of bacteriophage T4 (1955–1959) showed that individual genes have a simple linear structure and are likely to be equivalent to a linear section of DNA.[16][17]
|
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Collectively, this body of research established the central dogma of molecular biology, which states that proteins are translated from RNA, which is transcribed from DNA. This dogma has since been shown to have exceptions, such as reverse transcription in retroviruses. The modern study of genetics at the level of DNA is known as molecular genetics.
|
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In 1972, Walter Fiers and his team were the first to determine the sequence of a gene: that of Bacteriophage MS2 coat protein.[18] The subsequent development of chain-termination DNA sequencing in 1977 by Frederick Sanger improved the efficiency of sequencing and turned it into a routine laboratory tool.[19] An automated version of the Sanger method was used in early phases of the Human Genome Project.[20]
|
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The theories developed in the early 20th century to integrate Mendelian genetics with Darwinian evolution are called the modern synthesis, a term introduced by Julian Huxley.[21]
|
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+
|
31 |
+
Evolutionary biologists have subsequently modified this concept, such as George C. Williams' gene-centric view of evolution. He proposed an evolutionary concept of the gene as a unit of natural selection with the definition: "that which segregates and recombines with appreciable frequency."[22]:24 In this view, the molecular gene transcribes as a unit, and the evolutionary gene inherits as a unit. Related ideas emphasizing the centrality of genes in evolution were popularized by Richard Dawkins.[23][24]
|
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|
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The vast majority of organisms encode their genes in long strands of DNA (deoxyribonucleic acid). DNA consists of a chain made from four types of nucleotide subunits, each composed of: a five-carbon sugar (2-deoxyribose), a phosphate group, and one of the four bases adenine, cytosine, guanine, and thymine.[25]:2.1
|
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+
|
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+
Two chains of DNA twist around each other to form a DNA double helix with the phosphate-sugar backbone spiraling around the outside, and the bases pointing inwards with adenine base pairing to thymine and guanine to cytosine. The specificity of base pairing occurs because adenine and thymine align to form two hydrogen bonds, whereas cytosine and guanine form three hydrogen bonds. The two strands in a double helix must, therefore, be complementary, with their sequence of bases matching such that the adenines of one strand are paired with the thymines of the other strand, and so on.[25]:4.1
|
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+
|
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+
Due to the chemical composition of the pentose residues of the bases, DNA strands have directionality. One end of a DNA polymer contains an exposed hydroxyl group on the deoxyribose; this is known as the 3' end of the molecule. The other end contains an exposed phosphate group; this is the 5' end. The two strands of a double-helix run in opposite directions. Nucleic acid synthesis, including DNA replication and transcription occurs in the 5'→3' direction, because new nucleotides are added via a dehydration reaction that uses the exposed 3' hydroxyl as a nucleophile.[26]:27.2
|
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|
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+
The expression of genes encoded in DNA begins by transcribing the gene into RNA, a second type of nucleic acid that is very similar to DNA, but whose monomers contain the sugar ribose rather than deoxyribose. RNA also contains the base uracil in place of thymine. RNA molecules are less stable than DNA and are typically single-stranded. Genes that encode proteins are composed of a series of three-nucleotide sequences called codons, which serve as the "words" in the genetic "language". The genetic code specifies the correspondence during protein translation between codons and amino acids. The genetic code is nearly the same for all known organisms.[25]:4.1
|
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The total complement of genes in an organism or cell is known as its genome, which may be stored on one or more chromosomes. A chromosome consists of a single, very long DNA helix on which thousands of genes are encoded.[25]:4.2 The region of the chromosome at which a particular gene is located is called its locus. Each locus contains one allele of a gene; however, members of a population may have different alleles at the locus, each with a slightly different gene sequence.
|
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The majority of eukaryotic genes are stored on a set of large, linear chromosomes. The chromosomes are packed within the nucleus in complex with storage proteins called histones to form a unit called a nucleosome. DNA packaged and condensed in this way is called chromatin.[25]:4.2 The manner in which DNA is stored on the histones, as well as chemical modifications of the histone itself, regulate whether a particular region of DNA is accessible for gene expression. In addition to genes, eukaryotic chromosomes contain sequences involved in ensuring that the DNA is copied without degradation of end regions and sorted into daughter cells during cell division: replication origins, telomeres and the centromere.[25]:4.2 Replication origins are the sequence regions where DNA replication is initiated to make two copies of the chromosome. Telomeres are long stretches of repetitive sequences that cap the ends of the linear chromosomes and prevent degradation of coding and regulatory regions during DNA replication. The length of the telomeres decreases each time the genome is replicated and has been implicated in the aging process.[28] The centromere is required for binding spindle fibres to separate sister chromatids into daughter cells during cell division.[25]:18.2
|
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Prokaryotes (bacteria and archaea) typically store their genomes on a single large, circular chromosome. Similarly, some eukaryotic organelles contain a remnant circular chromosome with a small number of genes.[25]:14.4 Prokaryotes sometimes supplement their chromosome with additional small circles of DNA called plasmids, which usually encode only a few genes and are transferable between individuals. For example, the genes for antibiotic resistance are usually encoded on bacterial plasmids and can be passed between individual cells, even those of different species, via horizontal gene transfer.[29]
|
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Whereas the chromosomes of prokaryotes are relatively gene-dense, those of eukaryotes often contain regions of DNA that serve no obvious function. Simple single-celled eukaryotes have relatively small amounts of such DNA, whereas the genomes of complex multicellular organisms, including humans, contain an absolute majority of DNA without an identified function.[30] This DNA has often been referred to as "junk DNA". However, more recent analyses suggest that, although protein-coding DNA makes up barely 2% of the human genome, about 80% of the bases in the genome may be expressed, so the term "junk DNA" may be a misnomer.[4]
|
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The structure of a gene consists of many elements of which the actual protein coding sequence is often only a small part. These include DNA regions that are not transcribed as well as untranslated regions of the RNA.
|
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+
|
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Flanking the open reading frame, genes contain a regulatory sequence that is required for their expression. First, genes require a promoter sequence. The promoter is recognized and bound by transcription factors that recruit and help RNA polymerase bind to the region to initiate transcription.[25]:7.1 The recognition typically occurs as a consensus sequence like the TATA box. A gene can have more than one promoter, resulting in messenger RNAs (mRNA) that differ in how far they extend in the 5' end.[32] Highly transcribed genes have "strong" promoter sequences that form strong associations with transcription factors, thereby initiating transcription at a high rate. Others genes have "weak" promoters that form weak associations with transcription factors and initiate transcription less frequently.[25]:7.2 Eukaryotic promoter regions are much more complex and difficult to identify than prokaryotic promoters.[25]:7.3
|
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+
|
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+
Additionally, genes can have regulatory regions many kilobases upstream or downstream of the open reading frame that alter expression. These act by binding to transcription factors which then cause the DNA to loop so that the regulatory sequence (and bound transcription factor) become close to the RNA polymerase binding site.[33] For example, enhancers increase transcription by binding an activator protein which then helps to recruit the RNA polymerase to the promoter; conversely silencers bind repressor proteins and make the DNA less available for RNA polymerase.[34]
|
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|
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The transcribed pre-mRNA contains untranslated regions at both ends which contain a ribosome binding site, terminator and start and stop codons.[35] In addition, most eukaryotic open reading frames contain untranslated introns which are removed before the exons are translated. The sequences at the ends of the introns dictate the splice sites to generate the final mature mRNA which encodes the protein or RNA product.[36]
|
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|
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Many prokaryotic genes are organized into operons, with multiple protein-coding sequences that are transcribed as a unit.[37][38] The genes in an operon are transcribed as a continuous messenger RNA, referred to as a polycistronic mRNA. The term cistron in this context is equivalent to gene. The transcription of an operon's mRNA is often controlled by a repressor that can occur in an active or inactive state depending on the presence of specific metabolites.[39] When active, the repressor binds to a DNA sequence at the beginning of the operon, called the operator region, and represses transcription of the operon; when the repressor is inactive transcription of the operon can occur (see e.g. Lac operon). The products of operon genes typically have related functions and are involved in the same regulatory network.[25]:7.3
|
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Defining exactly what section of a DNA sequence comprises a gene is difficult.[2] Regulatory regions of a gene such as enhancers do not necessarily have to be close to the coding sequence on the linear molecule because the intervening DNA can be looped out to bring the gene and its regulatory region into proximity. Similarly, a gene's introns can be much larger than its exons. Regulatory regions can even be on entirely different chromosomes and operate in trans to allow regulatory regions on one chromosome to come in contact with target genes on another chromosome.[40][41]
|
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Early work in molecular genetics suggested the concept that one gene makes one protein. This concept (originally called the one gene-one enzyme hypothesis) emerged from an influential 1941 paper by George Beadle and Edward Tatum on experiments with mutants of the fungus Neurospora crassa.[42] Norman Horowitz, an early colleague on the Neurospora research, reminisced in 2004 that “these experiments founded the science of what Beadle and Tatum called biochemical genetics. In actuality they proved to be the opening gun in what became molecular genetics and all the developments that have followed from that.”[43] The one gene-one protein concept has been refined since the discovery of genes that can encode multiple proteins by alternative splicing and coding sequences split in short section across the genome whose mRNAs are concatenated by trans-splicing.[4][44][45]
|
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A broad operational definition is sometimes used to encompass the complexity of these diverse phenomena, where a gene is defined as a union of genomic sequences encoding a coherent set of potentially overlapping functional products.[11] This definition categorizes genes by their functional products (proteins or RNA) rather than their specific DNA loci, with regulatory elements classified as gene-associated regions.[11]
|
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In all organisms, two steps are required to read the information encoded in a gene's DNA and produce the protein it specifies. First, the gene's DNA is transcribed to messenger RNA (mRNA).[25]:6.1 Second, that mRNA is translated to protein.[25]:6.2 RNA-coding genes must still go through the first step, but are not translated into protein.[46] The process of producing a biologically functional molecule of either RNA or protein is called gene expression, and the resulting molecule is called a gene product.
|
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The nucleotide sequence of a gene's DNA specifies the amino acid sequence of a protein through the genetic code. Sets of three nucleotides, known as codons, each correspond to a specific amino acid.[25]:6 The principle that three sequential bases of DNA code for each amino acid was demonstrated in 1961 using frameshift mutations in the rIIB gene of bacteriophage T4[47] (see Crick, Brenner et al. experiment).
|
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Additionally, a "start codon", and three "stop codons" indicate the beginning and end of the protein coding region. There are 64 possible codons (four possible nucleotides at each of three positions, hence 43 possible codons) and only 20 standard amino acids; hence the code is redundant and multiple codons can specify the same amino acid. The correspondence between codons and amino acids is nearly universal among all known living organisms.[48]
|
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Transcription produces a single-stranded RNA molecule known as messenger RNA, whose nucleotide sequence is complementary to the DNA from which it was transcribed.[25]:6.1 The mRNA acts as an intermediate between the DNA gene and its final protein product. The gene's DNA is used as a template to generate a complementary mRNA. The mRNA matches the sequence of the gene's DNA coding strand because it is synthesised as the complement of the template strand. Transcription is performed by an enzyme called an RNA polymerase, which reads the template strand in the 3' to 5' direction and synthesizes the RNA from 5' to 3'. To initiate transcription, the polymerase first recognizes and binds a promoter region of the gene. Thus, a major mechanism of gene regulation is the blocking or sequestering the promoter region, either by tight binding by repressor molecules that physically block the polymerase or by organizing the DNA so that the promoter region is not accessible.[25]:7
|
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In prokaryotes, transcription occurs in the cytoplasm; for very long transcripts, translation may begin at the 5' end of the RNA while the 3' end is still being transcribed. In eukaryotes, transcription occurs in the nucleus, where the cell's DNA is stored. The RNA molecule produced by the polymerase is known as the primary transcript and undergoes post-transcriptional modifications before being exported to the cytoplasm for translation. One of the modifications performed is the splicing of introns which are sequences in the transcribed region that do not encode a protein. Alternative splicing mechanisms can result in mature transcripts from the same gene having different sequences and thus coding for different proteins. This is a major form of regulation in eukaryotic cells and also occurs in some prokaryotes.[25]:7.5[49]
|
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Translation is the process by which a mature mRNA molecule is used as a template for synthesizing a new protein.[25]:6.2 Translation is carried out by ribosomes, large complexes of RNA and protein responsible for carrying out the chemical reactions to add new amino acids to a growing polypeptide chain by the formation of peptide bonds. The genetic code is read three nucleotides at a time, in units called codons, via interactions with specialized RNA molecules called transfer RNA (tRNA). Each tRNA has three unpaired bases known as the anticodon that are complementary to the codon it reads on the mRNA. The tRNA is also covalently attached to the amino acid specified by the complementary codon. When the tRNA binds to its complementary codon in an mRNA strand, the ribosome attaches its amino acid cargo to the new polypeptide chain, which is synthesized from amino terminus to carboxyl terminus. During and after synthesis, most new proteins must fold to their active three-dimensional structure before they can carry out their cellular functions.[25]:3
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Genes are regulated so that they are expressed only when the product is needed, since expression draws on limited resources.[25]:7 A cell regulates its gene expression depending on its external environment (e.g. available nutrients, temperature and other stresses), its internal environment (e.g. cell division cycle, metabolism, infection status), and its specific role if in a multicellular organism. Gene expression can be regulated at any step: from transcriptional initiation, to RNA processing, to post-translational modification of the protein. The regulation of lactose metabolism genes in E. coli (lac operon) was the first such mechanism to be described in 1961.[50]
|
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A typical protein-coding gene is first copied into RNA as an intermediate in the manufacture of the final protein product.[25]:6.1 In other cases, the RNA molecules are the actual functional products, as in the synthesis of ribosomal RNA and transfer RNA. Some RNAs known as ribozymes are capable of enzymatic function, and microRNA has a regulatory role. The DNA sequences from which such RNAs are transcribed are known as non-coding RNA genes.[46]
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Some viruses store their entire genomes in the form of RNA, and contain no DNA at all.[51][52] Because they use RNA to store genes, their cellular hosts may synthesize their proteins as soon as they are infected and without the delay in waiting for transcription.[53] On the other hand, RNA retroviruses, such as HIV, require the reverse transcription of their genome from RNA into DNA before their proteins can be synthesized. RNA-mediated epigenetic inheritance has also been observed in plants and very rarely in animals.[54]
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Organisms inherit their genes from their parents. Asexual organisms simply inherit a complete copy of their parent's genome. Sexual organisms have two copies of each chromosome because they inherit one complete set from each parent.[25]:1
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According to Mendelian inheritance, variations in an organism's phenotype (observable physical and behavioral characteristics) are due in part to variations in its genotype (particular set of genes). Each gene specifies a particular trait with a different sequence of a gene (alleles) giving rise to different phenotypes. Most eukaryotic organisms (such as the pea plants Mendel worked on) have two alleles for each trait, one inherited from each parent.[25]:20
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Alleles at a locus may be dominant or recessive; dominant alleles give rise to their corresponding phenotypes when paired with any other allele for the same trait, whereas recessive alleles give rise to their corresponding phenotype only when paired with another copy of the same allele. If you know the genotypes of the organisms, you can determine which alleles are dominant and which are recessive. For example, if the allele specifying tall stems in pea plants is dominant over the allele specifying short stems, then pea plants that inherit one tall allele from one parent and one short allele from the other parent will also have tall stems. Mendel's work demonstrated that alleles assort independently in the production of gametes, or germ cells, ensuring variation in the next generation. Although Mendelian inheritance remains a good model for many traits determined by single genes (including a number of well-known genetic disorders) it does not include the physical processes of DNA replication and cell division.[55][56]
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The growth, development, and reproduction of organisms relies on cell division; the process by which a single cell divides into two usually identical daughter cells. This requires first making a duplicate copy of every gene in the genome in a process called DNA replication.[25]:5.2 The copies are made by specialized enzymes known as DNA polymerases, which "read" one strand of the double-helical DNA, known as the template strand, and synthesize a new complementary strand. Because the DNA double helix is held together by base pairing, the sequence of one strand completely specifies the sequence of its complement; hence only one strand needs to be read by the enzyme to produce a faithful copy. The process of DNA replication is semiconservative; that is, the copy of the genome inherited by each daughter cell contains one original and one newly synthesized strand of DNA.[25]:5.2
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The rate of DNA replication in living cells was first measured as the rate of phage T4 DNA elongation in phage-infected E. coli and found to be impressively rapid.[57] During the period of exponential DNA increase at 37 °C, the rate of elongation was 749 nucleotides per second.
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After DNA replication is complete, the cell must physically separate the two copies of the genome and divide into two distinct membrane-bound cells.[25]:18.2 In prokaryotes (bacteria and archaea) this usually occurs via a relatively simple process called binary fission, in which each circular genome attaches to the cell membrane and is separated into the daughter cells as the membrane invaginates to split the cytoplasm into two membrane-bound portions. Binary fission is extremely fast compared to the rates of cell division in eukaryotes. Eukaryotic cell division is a more complex process known as the cell cycle; DNA replication occurs during a phase of this cycle known as S phase, whereas the process of segregating chromosomes and splitting the cytoplasm occurs during M phase.[25]:18.1
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The duplication and transmission of genetic material from one generation of cells to the next is the basis for molecular inheritance and the link between the classical and molecular pictures of genes. Organisms inherit the characteristics of their parents because the cells of the offspring contain copies of the genes in their parents' cells. In asexually reproducing organisms, the offspring will be a genetic copy or clone of the parent organism. In sexually reproducing organisms, a specialized form of cell division called meiosis produces cells called gametes or germ cells that are haploid, or contain only one copy of each gene.[25]:20.2 The gametes produced by females are called eggs or ova, and those produced by males are called sperm. Two gametes fuse to form a diploid fertilized egg, a single cell that has two sets of genes, with one copy of each gene from the mother and one from the father.[25]:20
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During the process of meiotic cell division, an event called genetic recombination or crossing-over can sometimes occur, in which a length of DNA on one chromatid is swapped with a length of DNA on the corresponding homologous non-sister chromatid. This can result in reassortment of otherwise linked alleles.[25]:5.5 The Mendelian principle of independent assortment asserts that each of a parent's two genes for each trait will sort independently into gametes; which allele an organism inherits for one trait is unrelated to which allele it inherits for another trait. This is in fact only true for genes that do not reside on the same chromosome or are located very far from one another on the same chromosome. The closer two genes lie on the same chromosome, the more closely they will be associated in gametes and the more often they will appear together (known as genetic linkage).[58] Genes that are very close are essentially never separated because it is extremely unlikely that a crossover point will occur between them.[58]
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DNA replication is for the most part extremely accurate, however errors (mutations) do occur.[25]:7.6 The error rate in eukaryotic cells can be as low as 10−8 per nucleotide per replication,[59][60] whereas for some RNA viruses it can be as high as 10−3.[61] This means that each generation, each human genome accumulates 1–2 new mutations.[61] Small mutations can be caused by DNA replication and the aftermath of DNA damage and include point mutations in which a single base is altered and frameshift mutations in which a single base is inserted or deleted. Either of these mutations can change the gene by missense (change a codon to encode a different amino acid) or nonsense (a premature stop codon).[62] Larger mutations can be caused by errors in recombination to cause chromosomal abnormalities including the duplication, deletion, rearrangement or inversion of large sections of a chromosome. Additionally, DNA repair mechanisms can introduce mutational errors when repairing physical damage to the molecule. The repair, even with mutation, is more important to survival than restoring an exact copy, for example when repairing double-strand breaks.[25]:5.4
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When multiple different alleles for a gene are present in a species's population it is called polymorphic. Most different alleles are functionally equivalent, however some alleles can give rise to different phenotypic traits. A gene's most common allele is called the wild type, and rare alleles are called mutants. The genetic variation in relative frequencies of different alleles in a population is due to both natural selection and genetic drift.[63] The wild-type allele is not necessarily the ancestor of less common alleles, nor is it necessarily fitter.
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Most mutations within genes are neutral, having no effect on the organism's phenotype (silent mutations). Some mutations do not change the amino acid sequence because multiple codons encode the same amino acid (synonymous mutations). Other mutations can be neutral if they lead to amino acid sequence changes, but the protein still functions similarly with the new amino acid (e.g. conservative mutations). Many mutations, however, are deleterious or even lethal, and are removed from populations by natural selection. Genetic disorders are the result of deleterious mutations and can be due to spontaneous mutation in the affected individual, or can be inherited. Finally, a small fraction of mutations are beneficial, improving the organism's fitness and are extremely important for evolution, since their directional selection leads to adaptive evolution.[25]:7.6
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Genes with a most recent common ancestor, and thus a shared evolutionary ancestry, are known as homologs.[64] These genes appear either from gene duplication within an organism's genome, where they are known as paralogous genes, or are the result of divergence of the genes after a speciation event, where they are known as orthologous genes,[25]:7.6 and often perform the same or similar functions in related organisms. It is often assumed that the functions of orthologous genes are more similar than those of paralogous genes, although the difference is minimal.[65][66]
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The relationship between genes can be measured by comparing the sequence alignment of their DNA.[25]:7.6 The degree of sequence similarity between homologous genes is called conserved sequence. Most changes to a gene's sequence do not affect its function and so genes accumulate mutations over time by neutral molecular evolution. Additionally, any selection on a gene will cause its sequence to diverge at a different rate. Genes under stabilizing selection are constrained and so change more slowly whereas genes under directional selection change sequence more rapidly.[67] The sequence differences between genes can be used for phylogenetic analyses to study how those genes have evolved and how the organisms they come from are related.[68][69]
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The most common source of new genes in eukaryotic lineages is gene duplication, which creates copy number variation of an existing gene in the genome.[70][71] The resulting genes (paralogs) may then diverge in sequence and in function. Sets of genes formed in this way compose a gene family. Gene duplications and losses within a family are common and represent a major source of evolutionary biodiversity.[72] Sometimes, gene duplication may result in a nonfunctional copy of a gene, or a functional copy may be subject to mutations that result in loss of function; such nonfunctional genes are called pseudogenes.[25]:7.6
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"Orphan" genes, whose sequence shows no similarity to existing genes, are less common than gene duplicates. The human genome contains an estimate 18[73] to 60[74] genes with no identifiable homologs outside humans. Orphan genes arise primarily from either de novo emergence from previously non-coding sequence, or gene duplication followed by such rapid sequence change that the original relationship becomes undetectable.[75] De novo genes are typically shorter and simpler in structure than most eukaryotic genes, with few if any introns.[70] Over long evolutionary time periods, de novo gene birth may be responsible for a significant fraction of taxonomically-restricted gene families.[76]
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Horizontal gene transfer refers to the transfer of genetic material through a mechanism other than reproduction. This mechanism is a common source of new genes in prokaryotes, sometimes thought to contribute more to genetic variation than gene duplication.[77] It is a common means of spreading antibiotic resistance, virulence, and adaptive metabolic functions.[29][78] Although horizontal gene transfer is rare in eukaryotes, likely examples have been identified of protist and alga genomes containing genes of bacterial origin.[79][80]
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The genome is the total genetic material of an organism and includes both the genes and non-coding sequences.[81]
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The genome size, and the number of genes it encodes varies widely between organisms. The smallest genomes occur in viruses,[90] and viroids (which act as a single non-coding RNA gene).[91] Conversely, plants can have extremely large genomes,[92] with rice containing >46,000 protein-coding genes.[86] The total number of protein-coding genes (the Earth's proteome) is estimated to be 5 million sequences.[93]
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Although the number of base-pairs of DNA in the human genome has been known since the 1960s, the estimated number of genes has changed over time as definitions of genes, and methods of detecting them have been refined. Initial theoretical predictions of the number of human genes were as high as 2,000,000.[94] Early experimental measures indicated there to be 50,000–100,000 transcribed genes (expressed sequence tags).[95] Subsequently, the sequencing in the Human Genome Project indicated that many of these transcripts were alternative variants of the same genes, and the total number of protein-coding genes was revised down to ~20,000[89] with 13 genes encoded on the mitochondrial genome.[87] With the GENCODE annotation project, that estimate has continued to fall to 19,000.[96] Of the human genome, only 1–2% consists of protein-coding sequences,[97] with the remainder being 'noncoding' DNA such as introns, retrotransposons, and noncoding RNAs.[97][98] Every multicellular organism has all its genes in each cell of its body but not every gene functions in every cell .
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Essential genes are the set of genes thought to be critical for an organism's survival.[100] This definition assumes the abundant availability of all relevant nutrients and the absence of environmental stress. Only a small portion of an organism's genes are essential. In bacteria, an estimated 250–400 genes are essential for Escherichia coli and Bacillus subtilis, which is less than 10% of their genes.[101][102][103] Half of these genes are orthologs in both organisms and are largely involved in protein synthesis.[103] In the budding yeast Saccharomyces cerevisiae the number of essential genes is slightly higher, at 1000 genes (~20% of their genes).[104] Although the number is more difficult to measure in higher eukaryotes, mice and humans are estimated to have around 2000 essential genes (~10% of their genes).[105] The synthetic organism, Syn 3, has a minimal genome of 473 essential genes and quasi-essential genes (necessary for fast growth), although 149 have unknown function.[99]
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Essential genes include housekeeping genes (critical for basic cell functions)[106] as well as genes that are expressed at different times in the organisms development or life cycle.[107] Housekeeping genes are used as experimental controls when analysing gene expression, since they are constitutively expressed at a relatively constant level.
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Gene nomenclature has been established by the HUGO Gene Nomenclature Committee (HGNC), a committee of the Human Genome Organisation, for each known human gene in the form of an approved gene name and symbol (short-form abbreviation), which can be accessed through a database maintained by HGNC. Symbols are chosen to be unique, and each gene has only one symbol (although approved symbols sometimes change). Symbols are preferably kept consistent with other members of a gene family and with homologs in other species, particularly the mouse due to its role as a common model organism.[108]
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Genetic engineering is the modification of an organism's genome through biotechnology. Since the 1970s, a variety of techniques have been developed to specifically add, remove and edit genes in an organism.[109] Recently developed genome engineering techniques use engineered nuclease enzymes to create targeted DNA repair in a chromosome to either disrupt or edit a gene when the break is repaired.[110][111][112][113] The related term synthetic biology is sometimes used to refer to extensive genetic engineering of an organism.[114]
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Genetic engineering is now a routine research tool with model organisms. For example, genes are easily added to bacteria[115] and lineages of knockout mice with a specific gene's function disrupted are used to investigate that gene's function.[116][117] Many organisms have been genetically modified for applications in agriculture, industrial biotechnology, and medicine.
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For multicellular organisms, typically the embryo is engineered which grows into the adult genetically modified organism.[118] However, the genomes of cells in an adult organism can be edited using gene therapy techniques to treat genetic diseases.
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Francisco Franco Bahamonde (/ˈfræŋkoʊ/, Spanish: [fɾanˈθisko ˈfɾaŋko]; 4 December 1892 – 20 November 1975) was a Spanish general who led the Nationalist forces in overthrowing the Second Spanish Republic during the Spanish Civil War and thereafter ruled over Spain from 1939 to 1975 as a dictator, assuming the title Caudillo. This period in Spanish history, from the Nationalist victory to Franco's death, is commonly known as Francoist Spain or the Francoist dictatorship.
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Born in Ferrol, Spain into an upper-class military family, Franco served in the Spanish Army as a cadet in the Toledo Infantry Academy from 1907 to 1910. While serving in Morocco, he rose through the ranks to become brigadier general in 1926, aged 33, becoming the youngest general in Spain. Two years later Franco became the director of the General Military Academy in Zaragoza. As a conservative and monarchist, Franco regretted the abolition of the monarchy and the establishment of the Second Republic in 1931. He was devastated by the closing of his Academy, but nevertheless continued his service in the Republican Army.[1] His career redoubled after the right-wing CEDA and PRR won the 1933 election empowering him to lead the suppression of the 1934 uprising in Asturias. Franco was briefly elevated to Chief of Army Staff before the 1936 election moved the leftist Popular Front into power, relegating him to the Canary Islands. Two years later Franco, after initial reluctance, joined a military coup which, after failing to take Spain, sparked the Spanish Civil War.
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During the war, he commandeered Spain's colonial army in Africa and after the death of much of the rebel leadership became his faction's only leader, later appointed Generalissimo and Head of State in 1936. He consolidated all nationalist parties into the FET y de las JONS (creating a one-party state). Three years later the Nationalists declared victory which extended Franco's dictatorship over Spain through a period of repression of political opponents. His dictatorship's use of forced labor, concentration camps, and executions led to between 30,000 and 50,000 deaths.[9][10] Combined with wartime killings, this brings the death toll of the White Terror to between 100,000 and 200,000.[11][12] In post-war Spain, Franco ruled with more power than any Spanish leader before or since and developed a cult of personality around his rule by founding the Movimiento Nacional. During World War II he maintained Spanish neutrality but supported the Axis — whose members Italy and Germany had supported him during the Civil War — in various ways, damaging the country's international reputation.
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During the start of the Cold War, Franco lifted Spain out of its mid-19th century economic depression through technocratic and economically liberal policies, presiding over a period of rampant growth known as the "Spanish miracle". At the same time, his regime transitioned from being totalitarian to authoritarian with limited pluralism and became a leader in the anti-Communist movement, garnering support from the West, particularly the United States.[13][14] The dictatorship softened and Luis Carrero Blanco became Franco's éminence grise, whose role expanded after Franco struggled with Parkinson's disease in the 1960s. In 1973 Franco resigned as prime minister – separated from the head of state office since 1966 – due to advanced age and illness, but remained in power as the latter and commander-in-chief. Franco died in 1975, aged 82, and was entombed in the Valle de los Caídos. He restored the monarchy in his final years, being succeeded by Juan Carlos as King of Spain, who, in turn, led the Spanish transition to democracy.
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The legacy of Franco in Spanish history remains controversial as the nature of his dictatorship changed over time. His reign was marked by both brutal repression, with thousands killed, and economic prosperity, which greatly improved the quality of life in Spain. His dictatorial style proved highly adaptable, which enabled wide-sweeping social and economic reform, while consistent pursuits during his reign centered on highly centralised government, authoritarianism, nationalism, national Catholicism, anti-freemasonry, and anti-communism.
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Francisco Franco Bahamonde was born on 4 December 1892 in the Calle Frutos Saavedra in El Ferrol, Galicia.[15] He was baptised thirteen days later at the military church of San Francisco, with the baptismal name Francisco Paulino Hermenegildo Teódulo;[15] Francisco for his paternal grandfather, Paulino for his godfather, Hermenegildo for his maternal grandmother and godmother, and Teódulo for the saint day of his birth. Franco was born into a seafaring family of Andalusian ancestry.[16][b]
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After relocating to Galicia, the family was involved in the Spanish Navy, and over the span of two centuries produced naval officers for six uninterrupted generations (including several admirals),[19] down to Franco's father Nicolás Franco y Salgado Araújo (22 November 1855 – 22 February 1942).[20]
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His mother, María del Pilar Bahamonde y Pardo de Andrade (15 October 1865 – 28 February 1934), was from an upper-middle-class Roman Catholic family. Her father, Ladislao Bahamonde Ortega, was the commissar of naval equipment at the Port of El Ferrol. Franco's parents married in 1890 in the Church of San Francisco in El Ferrol.[21] The young Franco spent much of his childhood with his two brothers, Nicolás and Ramón, and his two sisters, María del Pilar and María de la Paz. His brother Nicolás was naval officer and diplomat who married María Isabel Pascual del Pobil y Ravello.[22] Ramón was an internationally-known aviator, a Freemason originally with leftist political leanings.[23] He was also the second sibling to die, killed in an air accident on a military mission in 1938.[23]
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Franco's father was a naval officer who reached the rank of vice admiral (intendente general). When Franco was fourteen, his father moved away to Madrid following a reassignment and ultimately abandoned his family, marrying another woman. While Franco did not suffer any great abuse at his father's hand, he would never overcome his antipathy for his father and largely ignored him for the rest of his life; years after becoming dictator, Franco wrote a brief novel Raza under the pseudonym Jaime de Andrade, whose protagonist is believed by Stanley Payne to represent the idealised man Franco wished his father had been. Conversely, Franco strongly identified with his mother (who always wore widow's black once she realised her husband had abandoned her) and learned from her moderation, austerity, self-control, family solidarity and respect for Catholicism, though he would also inherit his father's harshness, coldness and implacability.[24]
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Francisco was to follow his father into the Navy, but as a result of the Spanish–American War the country lost much of its navy as well as most of its colonies. Not needing any more officers, the Naval Academy admitted no new entrants from 1906 to 1913. To his father's chagrin, Francisco decided to try the Spanish Army. In 1907, he entered the Infantry Academy in Toledo. At the age of fourteen, Franco was one of the youngest members of his class, with most boys being between sixteen and eighteen. He was short and was bullied for his small size. His grades were average; though his good memory meant he seldom struggled in mental tests, his small stature was a hindrance in physical tests. He would graduate in July 1910 as second lieutenant, coming in at position 251 out of 312, though this may have been less to do with his grades than his small size, young age and reduced physical presence; Stanley Payne observes that by the time Civil War began, Franco had already become a major general and would soon be a generalissimo, while none of his higher-ranking fellow cadets had managed to get beyond the rank of lieutenant-colonel.[25][26] At 19, Franco was promoted to the rank of first lieutenant in June 1912.[27][28] Two years later, he obtained a commission to Morocco. Spanish efforts to occupy their new African protectorate provoked the Second Melillan campaign in 1909 with native Moroccans, the first of a period of Riffian rebellions. Their tactics resulted in heavy losses among Spanish military officers, and also provided an opportunity to earn promotion through merit. It was said that officers would receive either la caja o la faja (a coffin or a general's sash). Franco quickly gained a reputation as a good officer.
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In 1913, Franco transferred into the newly formed regulares: Moroccan colonial troops with Spanish officers, who acted as shock troops. This transfer into a perilous role may have been decided because Franco failed to win the hand of his first love, Sofía Subirán. The letters between the two were found and she was questioned by journalists.
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In 1916, aged 23 as a captain, he was shot by enemy machine gun fire. He was badly wounded in the abdomen, specifically the liver, in a skirmish at El Biutz. The physicians of the battle later concluded that his intestines were spared because he inhaled the moment he was shot. In 2008, it was alleged by historian José María Zavala that this injury had left Franco with only one testicle. Zavala cites Ana Puigvert, whose father Antonio Puigvert, was Franco's physician.[29]
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His recovery was seen by native troops in Africa as a spiritual event – they believed Franco to be blessed with baraka, or protected by God. He was recommended for promotion to major and to receive Spain's highest honour for gallantry, the coveted Cruz Laureada de San Fernando. Both proposals were denied citing the 23-year-old Franco's young age as the reason for denial. Instead Franco received the Cross of Maria Cristina, First Class.[30]
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With that he was promoted to major at the end of February 1917 at age 24. This made him the youngest major in the Spanish army. From 1917 to 1920, he served in Spain. In 1920, Lieutenant Colonel José Millán Astray, a histrionic but charismatic officer, founded the Spanish Foreign Legion, on similar lines as the French Foreign Legion. Franco became the Legion's second-in-command and returned to Africa. In the Rif War, on 24 July 1921, the poorly commanded and overextended Spanish Army suffered a crushing defeat at Annual from the Republic of the Rif led by the Abd el-Krim brothers. The Legion and supporting units relieved the Spanish enclave of Melilla after a three-day forced march led by Franco. In 1923, by now a lieutenant colonel, he was made commander of the Legion.
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On 22 October 1923, Franco married María del Carmen Polo y Martínez-Valdès (11 June 1900 – 6 February 1988).[31] Three years later, on 14 September 1926, the couple had a daughter, María del Carmen. Franco would have a close relationship with his daughter and was a proud parent, though his traditionalist attitudes and increasing responsibilities meant he left much of the child-rearing to his wife.[32][33] Following his honeymoon Franco was summoned to Madrid to be presented to King Alfonso XIII.[34] This and other occasions of royal attention would mark him during the Republic as a monarchical officer. Promoted to colonel, Franco led the first wave of troops ashore at Al Hoceima (Spanish: Alhucemas) in 1925. This landing in the heartland of Abd el-Krim's tribe, combined with the French invasion from the south, spelled the beginning of the end for the short-lived Republic of the Rif. Franco's recognition eventually caught up with him, and he was promoted to brigadier general on 3 February 1926. This made him the youngest general in Spain, and perhaps, along with Major-General Joe Sweeney of the Irish Army, one of the youngest generals in Europe.[35] In 1928 Franco was appointed director of the newly created General Military Academy of Zaragoza, a new college for all army cadets, replacing the former separate institutions for young men seeking to become officers in infantry, cavalry, artillery, and other branches of the army. Franco was removed as Director of the Zaragoza Military Academy in 1931; about 95% of his former Zaragoza cadets later came to side with him in the Civil War.
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The municipal elections of 12 April 1931 were largely seen as plebiscite on the monarchy. The Republican-Socialist alliance failed to win the majority of the municipality cities in Spain, but had a landslide victory in all large cities and in almost all provincial capitals.[36] The monarchists and the army deserted Alfonso XIII and the King decided to leave the country into exile, giving way to the Second Spanish Republic. Although Franco believed that the majority of the Spanish people still supported the crown, and although he regretted the end of the monarchy, he did not object, nor did he challenge the legitimacy of the republic.[37] But the closing of the Academy in June by the provisional War Minister Manuel Azaña was a major setback for Franco and provoked his first clash with the Spanish Republic. Azaña found Franco's farewell speech to the cadets insulting.[38] In his speech Franco stressed the Republic's need for discipline and respect.[39] Azaña entered an official reprimand into Franco's personnel file and for six months Franco was without a post and under surveillance.[38]
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In December 1931, a new reformist, liberal, and democratic constitution was declared. It included strong provisions enforcing a broad secularisation of the Catholic country, which included the abolishing of Catholic schools and charities, which many moderate committed Catholics opposed.[40] At this point once the constituent assembly had fullfilled its mandate of approving a new constitution, it should have[clarification needed] arranged for regular parliamentary elections and adjourned. Fearing the increasing popular opposition, the Radical and Socialist majority postponed the regular elections, therefore prolonging their way in power for two more years. This way the republican government of Manuel Azaña initiated numerous reforms to what in their view would "modernize" the country.[41]
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Franco was a subscriber to the journal of Acción Española, a monarchist organisation, and a firm believer in a supposed Jewish-Masonic-Bolshevik conspiracy, or contubernio (filthy cohabitation). The conspiracy suggested that Jews, Freemasons, Communists, and other leftists alike sought the destruction of Christian Europe, with Spain the principal target.[42]
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On 5 February 1932, Franco was given a command in A Coruña. Franco avoided involvement in José Sanjurjo's attempted coup that year, and even wrote a hostile letter to Sanjurjo expressing his anger over the attempt. As a result of Azaña's military reform, in January 1933 Franco was relegated from first to 24th in the list of brigadiers. The same year, on 17 February he was given the military command of the Balearic Islands. The post was above his rank, but Franco was still angered that he was purposely stuck in positions he disliked. It was quite common for conservative officers to be moved or demoted.
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In 1932 the Jesuits who were in charge of the best schools throughout the country were banned and had all their property confiscated. The army was further reduced. Landowners were expropriated. Home rule was granted to Catalonia, with a local parliament and a president of its own. [41] In June 1933 Pope Pius XI issued the encyclical Dilectissima Nobis, "On Oppression of the Church of Spain", raising his voice against the persecution of the Catholic Church in Spain.[43]
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The elections held in October 1933 resulted in a centre-right majority. The political party with the most votes was the Confederación Español de Derechas Autónomas ("CEDA"), but president Alcalá-Zamora declined to invite the leader of the CEDA, Gil Robles, to form a government. Instead he invited the Radical Republican Party's Alejandro Lerroux to do so. Despite receiving the most votes, CEDA was denied cabinet positions for nearly a year.[44] After a year of intense pressure, CEDA, the largest party in the congress, was finally successful in forcing the acceptance of three ministries. The entrance of CEDA in the government, despite being normal in a parliamentary democracy, was not well accepted by the left. The Socialists triggered an insurrection that they had been preparing for nine months.[45] A general strike was called by the UGT and the PSOE in the name of the Alianza Obrera. The issue was that the Left Republicans identified the Republic not with democracy or constitutional law but a specific set of left-wing policies and politicians. Any deviation, even if democratic, was seen as treasonous.[46] A Catalan state was proclaimed by Catalan nationalist leader Lluis Companys, but it lasted just ten hours. Despite an attempt at a general stoppage in Madrid, other strikes did not endure. This left Asturian strikers to fight alone.[47]
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In several mining towns in Asturias, local unions gathered small arms and were determined to see the strike through. It began on the evening of 4 October, with the miners occupying several towns, attacking and seizing local Civil and Assault Guard barracks.[48] Thirty four priests, six young seminarists with ages between 18 and 21, and several businessmen and civil guards were summarily executed by the revolutionaries in Mieres and Sama, 58 religious buildings including churches, convents and part of the university at Oviedo were burned and destroyed.[49][50] Franco, already General of Division and aide to the war minister, Diego Hidalgo, was put in command of the operations directed to suppress the violent insurgency. Troops of the Spanish Army of Africa carried this out, with General Eduardo López Ochoa as commander in the field. After two weeks of heavy fighting (and a death toll estimated between 1,200 and 2,000), the rebellion was suppressed.
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The insurgency in Asturias sparked a new era of violent anti-Christian persecutions, initiated the practice of atrocities against the clergy,[50] and sharpened the antagonism between Left and Right. Franco and López Ochoa (who, prior to the campaign in Asturias, had been seen as a left-leaning officer)[51] emerged as officers prepared to use "troops against Spanish civilians as if they were a foreign enemy".[52] Franco described the rebellion to a journalist in Oviedo as, "a frontier war and its fronts are socialism, communism and whatever attacks civilisation to replace it with barbarism." Though the colonial units sent to the north by the government at Franco's recommendation[53] consisted of the Spanish Foreign Legion and the Moroccan Regulares Indigenas, the right-wing press portrayed the Asturian rebels as lackeys of a foreign Jewish-Bolshevik conspiracy.[54]
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With this rebellion against established political legitimate authority, the Socialists showed identical repudiation of representative institutional system that anarchists had practiced.[55] The Spanish historian Salvador de Madariaga, an Azaña supporter, and an exhiled vocal opponent of Francisco Franco is the author of a sharp critical reflection against the participation of the left in the revolt: “The uprising of 1934 is unforgivable. The argument that Mr Gil Robles tried to destroy the Constitution to establish fascism was, at once, hypocritical and false. With the rebellion of 1934, the Spanish left lost even the shadow of moral authority to condemn the rebellion of 1936.” [56]
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At the start of the Civil War, López Ochoa was assassinated. Some time after these events, Franco was briefly commander-in-chief of the Army of Africa (from 15 February onwards), and from 19 May 1935, on, Chief of the General Staff.
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In the end of 1935 President Alcalá-Zamora manipulated a petty-corruption issue into a major scandal in parliament, and eliminated Alejandro Lerroux, the head of the Radical Republican Party, from premiership. Subsequently, Alcalá-Zamora vetoed the logical replacement, a majority center-right coalition, led by the CEDA, which would reflect the composition of the parliament. He then arbitrarily appointed an interim prime minister and after a short period announced the dissolution of parliament and new elections.[57]
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Two wide coalitions formed: the Popular Front on the left, ranging from Republican Union to Communists, and the Frente Nacional on the right, ranging from the centre radicals to the conservative Carlists. On 16 February 1936 the elections ended in a virtual draw, but in the evening leftist mobs started to interfere in the balloting and in the registration of votes distorting the results.[58][59] Stanley G. Payne claims that the process was a major electoral fraud, with widespread violation of the laws and the constitution.[60] In line with Payne's point of view, in 2017 two Spanish scholars, Manuel Álvarez Tardío and Roberto Villa García published the result of a major research work where they concluded that the 1936 elections were rigged.[61][62]
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On 19 February the cabinet presided by Portela Valladares resigned, with a new cabinet being quickly set up, composed chiefly of members of the Republican Left and the Republican Union and presided by Manuel Azaña.[63]
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José Calvo Sotelo, who acquired anti-communism as the axis of his parliamentary speeches, became the speaker of violent propaganda—advocating for a military coup d'état; formulating a catastrophist discourse of a dichotomous choice between "communism" or a markedly totalitarian "National" State, setting the mood of the masses for a military rebellion.[64] The diffusion of the myth about an alleged Communist coup d'état as well a pretended state of "social chaos" became pretexts for a coup.[64] Franco himself along with General Emilio Mola had stirred an Anti-Communist campaign in Morocco.[64]
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At the same time PSOE's left-wing socialists became more radical. Julio Álvarez del Vayo talked about "Spain's being converted into a socialist Republic in association with the Soviet Union". Francisco Largo Caballero declared that "the organized proletariat will carry everything before it and destroy everything until we reach our goal".[65] The country rapidly descended into anarchy. Even the staunch socialist Indalecio Prieto, at a party rally in Cuenca in May 1936, complained: "we have never seen so tragic a panorama or so great a collapse as in Spain at this moment. Abroad Spain is classified as insolvent. This is not the road to socialism or communism but to desperate anarchism without even the advantage of liberty".[65]
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On 23 February Franco was sent to the Canary Islands to serve as the islands' military commander, an appointment perceived by him as a destierro (banishment).[66] Meanwhile, a conspiracy led by General Mola was taking shape.
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Interested in the parliamentary immunity granted by a seat at the Cortes, Franco intended to stand as candidate of the Right Bloc alongside José Antonio Primo de Rivera for the by-election in the province of Cuenca programmed for 3 May 1936, after the results of the February 1936 election were annulled in the constituency. But Primo de Rivera refused to run alongside a military officer (and Franco in particular) and Franco himself ultimately desisted on 26 April, one day before the decision of the election authority.[67] By that time, PSOE politician Indalecio Prieto already deemed Franco as "possible caudillo for a military uprising".[67]
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The disenchantment with Azaña's rulling continued to grow and was dramatically voiced by Miguel de Unamuno, a republican and one of Spain's most respected intellectuals, who in June 1936 told a reporter who published his statement in El Adelanto that President Manuel Azaña should "commit suicide as a patriotic act".[68]
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In June 1936, Franco was contacted and a secret meeting was held within La Esperanza forest on Tenerife to discuss starting a military coup.[69] An obelisk commemorating this historic meeting was erected at the site in a clearing at Las Raíces.[70]
|
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|
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Outwardly, Franco maintained an ambiguous attitude until nearly July. On 23 June 1936, he wrote to the head of the government, Casares Quiroga, offering to quell the discontent in the Spanish Republican Army, but received no reply. The other rebels were determined to go ahead con Paquito o sin Paquito (with Paquito or without Paquito; Paquito being a diminutive of Paco, which in turn is short for Francisco), as it was put by José Sanjurjo, the honorary leader of the military uprising. After various postponements, 18 July was fixed as the date of the uprising. The situation reached a point of no return and, as presented to Franco by Mola, the coup was unavoidable and he had to choose a side. He decided to join the rebels and was given the task of commanding the Army of Africa. A privately owned DH 89 De Havilland Dragon Rapide, flown by two British pilots, Cecil Bebb and Hugh Pollard,[71] was chartered in England on 11 July to take Franco to Africa.
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The coup underway was precipitated by the assassination of the right-wing opposition leader Calvo Sotelo in retaliation for the murder of assault guard José Castillo, which had been committed by a group headed by a civil guard and composed of assault guards and members of the socialist militias.[72] On 17 July, one day earlier than planned, the Army of Africa rebelled, detaining their commanders. On 18 July, Franco published a manifesto[73] and left for Africa, where he arrived the next day to take command.
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A week later the rebels, who soon called themselves the Nationalists, controlled a third of Spain; most naval units remained under control of the Republican loyalist forces, which left Franco isolated. The coup had failed in the attempt to bring a swift victory, but the Spanish Civil War had begun. The revolt was remarkably devoid of any particular ideology.[74] The major goal was to put an end to anarchical disorder.[75] Franco himself certainly detested communism, but had no commitment to any ideology: his stand was motivated not by foreign fascism but by Spanish tradition and patriotism.[75]
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The Spanish Civil War began in July 1936 and officially ended with Franco's victory in April 1939, leaving 190,000[76] to 500,000[77] dead. Despite the Non-Intervention Agreement of August 1936, the war was marked by foreign intervention on behalf of both sides, leading to international repercussions. The nationalist side was supported by Fascist Italy, which sent the Corpo Truppe Volontarie, and later by Nazi Germany, which assisted with the Condor Legion. They were opposed by the Soviet Union and communists, socialists, and anarchists within Spain. The United Kingdom and France strictly adhered to the arms embargo,[citation needed] provoking dissensions within the French Popular Front coalition which was led by Léon Blum, but the Republican side was nonetheless supported by the Soviet Union and volunteers who fought in the International Brigades (see for example Ken Loach's Land and Freedom).
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Some historians, such as Ernst Nolte, have considered that Adolf Hitler and Joseph Stalin used the Spanish Civil war as a testing ground for modern warfare,[citation needed] being quickly set up and that the Spanish Civil War, along with World War II, to be part of a European Civil War which lasted from 1936 to 1945 and was mainly characterised as a left/right ideological conflict. This interpretation has not been accepted by most historians,[who?] who consider the Spanish Civil War and the Second World War to be two distinct conflicts. Among other things, they point to the political heterogeneity on both sides (See Spanish Civil War: other factions) and criticise a monolithic interpretation, which overlooks the local nuances of Spanish history.
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Following 18 July 1936 pronunciamiento, Franco assumed the leadership of the 30,000 soldiers of the Spanish Army of Africa. The first days of the insurgency were marked by a serious need to secure control over the Spanish Moroccan Protectorate. On one side, Franco had to win the support of the natives and their (nominal) authorities, and, on the other, had to ensure his control over the army. His method was the summary execution of some 200 senior officers loyal to the Republic (one of them his own cousin). His loyal bodyguard was shot by Manuel Blanco.[78] Franco's first problem was how to move his troops to the Iberian Peninsula, since most units of the Navy had remained in control of the Republic and were blocking the Strait of Gibraltar. He requested help from Benito Mussolini, who responded with an unconditional offer of arms and planes; in Germany Wilhelm Canaris, the head of the Abwehr military intelligence, persuaded Hitler to support the Nationalists. From 20 July onward Franco was able, with a small group of 22 mainly German Junkers Ju 52 aircraft, to initiate an air bridge to Seville, where his troops helped to ensure the rebel control of the city. Through representatives, he started to negotiate with the United Kingdom, Germany, and Italy for more military support, and above all for more aircraft. Negotiations were successful with the last two on 25 July and aircraft began to arrive in Tetouan on 2 August. On 5 August Franco was able to break the blockade with the newly arrived air support, successfully deploying a ship convoy with some 2,000 soldiers.
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On the Republican side, in July 26, just eight days after the revolt had started, an international communist conference was held at Prague to arrange plans to help the Republican Government. It decide to raise an international brigade of 5,000 men and a fund of 1 billion francs to be administered by a commission where Largo Caballero and Dolores Ibárruri had prominent roles.[79] At the same time communist parties throughout the world quicly launched a full scale propaganda campaign in support of the Popular Front. The Communist International immediately reinforced its activity, sending to Spain its leader Georgi Dimitrov, and Palmiro Togliatti the chief of the Communist Party of Italy.[80][81] From August onward, aid from the Soviet Union began; over one ship per day arrived at Spain's Mediterranean ports carrying munitions, rifles, machine guns, hand grenades, artillery, trucks. With the cargo came Soviet agents, technicians, instructors and propagandists.[80]
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The Communist International immediately started to organize the International Brigades with great care to conceal or minimize the communist character of the enterprise and to make it appear as a campaign on behalf of progressive democracy.[80] Attractive misleading names were deliberately chosen, such as "Garibaldi" in Italy or "Abraham Lincoln" in the United States.[80]
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In early August, the situation in western Andalusia was stable enough to allow Franco to organise a column (some 15,000 men at its height), under the command of then Lieutenant-Colonel Juan Yagüe, which would march through Extremadura towards Madrid. On 11 August Mérida was taken, and on 15 August Badajoz, thus joining both nationalist-controlled areas. Additionally, Mussolini ordered a voluntary army, the Corpo Truppe Volontarie (CTV) of fully motorised units (some 12,000 Italians), to Seville, and Hitler added to them a professional squadron from the Luftwaffe (2JG/88) with about 24 planes. All these planes had the Nationalist Spanish insignia painted on them, but were flown by Italian and German nationals. The backbone of Franco's aviation in those days was the Italian SM.79 and SM.81 bombers, the biplane Fiat CR.32 fighter and the German Junkers Ju 52 cargo-bomber and the Heinkel He 51 biplane fighter.
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|
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On 21 September, with the head of the column at the town of Maqueda (some 80 km away from Madrid), Franco ordered a detour to free the besieged garrison at the Alcázar of Toledo, which was achieved on 27 September. This controversial decision gave the Popular Front time to strengthen its defenses in Madrid and hold the city that year, but with Soviet support.[82] Kennan alleges that, once Stalin had decided to assist the Spanish Republicans, the operation was put in place with remarkable speed and energy. The first load of arms and tanks arrived as early as 26 September and was secretly unloaded at night. Advisers accompanied the armaments. Soviet officers were in effective charge of military operations on the Madrid front. Kennan believes that this operation was originally conducted in good faith with no other purpose than saving the Republic.[83] Effort was made to encourage the Spanish Communist Party to seize power,[84] but the holding of Alcázar was an important morale and propaganda success for the Nationalists, because it is clear that Hitler's primary aim was not a Franco victory but to prolong the war by the active intervention of the Soviet Government as well as that of Italy, Britain, and France in the Civil War.[85]
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+
Hitler's policy for Spain was shrewd and pragmatic. His instructions were clear: "A hundred per cent Franco's victory was not desirable from a German Point of view; rather were we interested in a continuance of the war and in the keeping up of the tension in the Mediterranean."[86] Hitler wanted to help Franco just enough to gain his gratitude and to prevent the side supported by the Soviet Union from winning, but not large enough to give the Caudillo a quick victory.[87]
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By February 1937 the Soviet Union's military help started to taper off, to be replaced by limited economic aid. A more likely motive was Stalin's instinct for self-preservation; the Spanish Civil War had aroused a spirit of heroism in support of freedom more in line with Trotskyism, and such ideas might be exported to the Soviet Union. Further proof of this is that Modin stated that Stalin decided to attack the extreme Left, particularly Trotskyites and militants of the POUM before liquidating Franco.[88] Those who had served in Spain were tainted in Stalin's view and were singled out for harshness in the purges and were virtually all eliminated. The defector Orlov, who worked for the NKVD in Spain, confirms that he was told by a Soviet general, whom Orlov did not want to name, that when the general returned to Moscow to seek further instructions, he was told that the Politburo had adopted a new line towards Spain. Until then, the policy of the Politburo was to assist Republican Spain by supplying armaments, Soviet pilots, and tanks to bring about a speedy victory over Franco, but now the Politburo had revised its strategy. Stalin had come to the conclusion that "it would be more advantageous to the Soviet Union if neither of the warring camps gained proponderant strength, and if the war in Spain dragged on as long as possible and thus tied up Hitler for a long time." The general who informed Orlov of this was shocked by the Machiavellian calculation of the Politburo which, in its desire to obtain time, wanted the Spanish people to bleed as long as possible.[89]
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The designated leader of the uprising, General José Sanjurjo, died on 20 July 1936, in a plane crash. In the nationalist zone, "political life ceased."[90] Initially, only military command mattered: this was divided into regional commands (Emilio Mola in the North, Gonzalo Queipo de Llano in Seville commanding Andalusia, Franco with an independent command, and Miguel Cabanellas in Zaragoza commanding Aragon). The Spanish Army of Morocco was itself split into two columns, one commanded by General Juan Yagüe and the other commanded by Colonel José Varela.
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From 24 July a coordinating junta was established, based at Burgos. Nominally led by Cabanellas, as the most senior general,[91] it initially included Mola, three other generals, and two colonels; Franco was later added in early August.[92] On 21 September it was decided that Franco was to be commander-in-chief (this unified command was opposed only by Cabanellas),[93] and, after some discussion, with no more than a lukewarm agreement from Queipo de Llano and from Mola, also head of government.[94] He was, doubtlessly, helped to this primacy by the fact that, in late July, Hitler had decided that all of Germany's aid to the nationalists would go to Franco.[95]
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Mola had been somewhat discredited as the main planner of the attempted coup that had now degenerated into a civil war, and was strongly identified with the Carlist monarchists and not at all with the Falange, a party with Fascist leanings and connections ("phalanx", a far-right Spanish political party founded by José Antonio Primo de Rivera), nor did he have good relations with Germany. Queipo de Llano and Cabanellas had both previously rebelled against the dictatorship of General Miguel Primo de Rivera and were therefore discredited in some nationalist circles, and Falangist leader José Antonio Primo de Rivera was in prison in Alicante (he would be executed a few months later). The desire to keep a place open for him prevented any other Falangist leader from emerging as a possible head of state. Franco's previous aloofness from politics meant that he had few active enemies in any of the factions that needed to be placated, and he had also cooperated in recent months with both Germany and Italy.[96]
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On 1 October 1936, in Burgos, Franco was publicly proclaimed as Generalísimo of the National army and Jefe del Estado (Head of State).[97] When Mola was killed in another air accident a year later on 2 June 1937 (which some believe was an assassination), no military leader was left from those who organized the conspiracy against the Republic between 1933 and 1935.[98]
|
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Franco personally guided military operations from this time until the end of the war. Franco himself was not a strategic genius but he was very effective at organisation, administration, logistics and diplomacy.[99] After the failed assault on Madrid in November 1936, Franco settled on a piecemeal approach to winning the war, rather than bold maneuvering. As with his decision to relieve the garrison at Toledo, this approach has been subject of some debate: some of his decisions, such as in June 1938 when he preferred to head for Valencia instead of Catalonia, remain particularly controversial from a military viewpoint. Valencia, Castellon and Alicante saw the last Republican troops defeated by Franco.
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Although both Germany and Italy provided military support to Franco, the degree of influence of both powers on his direction of the war seems to have been very limited. Nevertheless, the Italian troops, despite not always being effective, were present in most of the large operations in large numbers, while the German aircraft helped the Nationalist air force dominate the skies for most of the war.
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Franco's direction of the German and Italian forces was limited, particularly in the direction of the Condor Legion, but he was by default their supreme commander, and they rarely made decisions on their own. For reasons of prestige it was decided to continue assisting Franco until the end of the war, and Italian and German troops paraded on the day of the final victory in Madrid.[100]
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|
109 |
+
The Nationalist victory could be accounted for by various factors:[101]
|
110 |
+
|
111 |
+
The Nazis were disappointed with Franco's resistance to installing fascism. Historian James S. Corum states:
|
112 |
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|
113 |
+
Robert H. Whealey provides more detail:
|
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From 1937 to 1948 the Franco regime was a hybrid as Franco fused the ideologically incompatible national-syndicalist Falange ("Phalanx", a fascist Spanish political party founded by José Antonio Primo de Rivera) and the Carlist monarchist parties into one party under his rule, dubbed Falange Española Tradicionalista y de las Juntas de Ofensiva Nacional-Sindicalista (FET y de las JONS), which became the only legal party in 1939. Unlike some other fascist movements, the Falangists had developed an official program in 1934, the "Twenty-Seven Points".[106] In 1937, Franco assumed as the tentative doctrine of his regime 26 out of the original 27 points.[107] Franco made himself jefe nacional (National Chief) of the new FET (Falange Española Tradicionalista; Traditionalist Spanish Phalanx) with a secretary, Junta Political and National Council to be named subsequently by himself. Five days later (24 April) the raised-arm salute of the Falange was made the official salute of the Nationalist regime.[108] In 1939 the personalist style heavily predominated, with ritualistic invocations of "Franco, Franco, Franco."[109] The Falangists' hymn, Cara al Sol, became the semi-national anthem of Franco's not-yet-established regime.
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This new political formation appeased the pro-German Falangists while tempering them with the anti-German Carlists. Franco's brother-in-law Ramón Serrano Súñer, who was his main political advisor, was able to turn the various parties under Franco against each other to absorb a series of political confrontations against Franco himself. Franco expelled the original leading members of both the Carlists (Manuel Fal Condé) and the Falangists (Manuel Hedilla) to secure his political future. Franco also appeased the Carlists by exploiting the Republicans' anti-clericalism in his propaganda, in particular concerning the "Martyrs of the war". While the Republican forces presented the war as a struggle to defend the Republic against fascism, Franco depicted himself as the defender of "Catholic Spain" against "atheist communism".
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By early 1939 only Madrid (see History of Madrid) and a few other areas remained under control of the government forces. On 27 February Chamberlain's Britain and Daladier's France officially recognised the Franco regime. On 28 March 1939, with the help of pro-Franco forces inside the city (the "fifth column" General Mola had mentioned in propaganda broadcasts in 1936), Madrid fell to the Nationalists. The next day, Valencia, which had held out under the guns of the Nationalists for close to two years, also surrendered. Victory was proclaimed on 1 April 1939, when the last of the Republican forces surrendered. On the same day, Franco placed his sword upon the altar of a church and in a vow, promised that he would never again take up his sword unless Spain itself was threatened with invasion.
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Although Germany had recognised the Franco Government, Franco's policy towards Germany was extremely cautious until spectacular German victories at the beginning of the Second World War. An early indication that Franco was going to keep his distance from Germany soon proved true.[85] A rumoured state visit by Franco to Germany did not take place and a further rumour of a visit by Goering to Spain, after he had enjoyed a cruise in the Western Mediterranean, again did not materialise. Instead Goering had to return to Berlin.[110] This proved how right Eden was when he said "Whatever the final outcome of the strife ... the Spanish people will continue to display that proud independence, that arrogant individualism which is a characteristic of the race. There are twenty-four million reasons why Spain will never for long be dominated by the forces or controlled by the advice of any foreign power."[111]
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+
During the Civil War and in the aftermath, a period known as the White Terror took place. This saw mass executions of Republican and other Nationalist enemies, standing in contrast to the war-time Red Terror. Historical analysis and investigations estimate the number of executions by the Franco regime during this time to be between 100,000 and 200,000 dead.
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Stanley G. Payne approximates 50,000 executions by the Republicans and at least 70,000 executions by the Nationalists during the civil war,[77][2][112] with the victory being followed by a further 30,000 executions by the Nationalists.[2] Recent searches conducted with parallel excavations of mass graves in Spain (in particular by the Association for the Recovery of Historical Memory, ARMH) estimate the total of people executed after the civil war between 15,000 and 35,000.[3]
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Julián Casanova Ruiz, nominated in 2008 among the experts in the first judicial investigation (conducted by judge Baltasar Garzón) against the Francoist crimes,[113] as well as historians Josep Fontana and Hugh Thomas, estimate the deaths in the White Terror to be around 150,000 in total.[4][114][5][6] According to Paul Preston, 150,000 wartime civilian executions took place in the Francoist area, as well as 50,000 in the Republican area, in addition to 20,000 civilians executed by the Franco regime after the end of the war.[115][c] According to Helen Graham, the Spanish working classes became to the Francoist project what the Jews were to the German Volksgemeinschaft.[117]
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According to Gabriel Jackson and Antony Beevor, the number of victims of the "White Terror" (executions and hunger or illness in prisons) only between 1939 and 1943 was 200,000.[100] Beevor "reckons Franco's ensuing 'white terror' claimed 200,000 lives. The 'red terror' had already killed 38,000."[118] Julius Ruiz concludes that "although the figures remain disputed, a minimum of 37,843 executions were carried out in the Republican zone with a maximum of 150,000 executions (including 50,000 after the war) in Nationalist Spain."[119]
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Despite the end of the war, guerrilla resistance to Franco, known as "the Maquis", occurred in the Pyrenees, carrying out sabotage and robberies against the Francoist regime. Several exiled Republicans also fought in the French resistance against the German occupation in Vichy France during World War II. In 1944, a group of republican veterans from the French resistance invaded the Val d'Aran in northwest Catalonia, but were quickly defeated. The activities of the Maquis continued well into the 1950s.
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The end of the war led to hundreds of thousands of exiles, mostly to France, but also to Mexico, Chile, Cuba, and the United States.[120] On the other side of the Pyrenees, refugees were confined in internment camps in France, such as Camp Gurs or Camp Vernet, where 12,000 Republicans were housed in squalid conditions (mostly soldiers from the Durruti Division[121]). The 17,000 refugees housed in Gurs were divided into four categories: Brigadists, pilots, Gudaris and ordinary "Spaniards". The Gudaris (Basques) and the pilots easily found local backers and jobs, and were allowed to quit the camp, but the farmers and ordinary people, who could not find relations in France, were encouraged by the French government, in agreement with the Francoist government, to return to Spain. The great majority did so and were turned over to the Francoist authorities in Irún. From there they were transferred to the Miranda de Ebro camp for "purification" according to the Law of Political Responsibilities.
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After the proclamation by Marshal Philippe Pétain of the Vichy France regime, the refugees became political prisoners, and the French police attempted to round up those who had been liberated from the camp. Along with other "undesirables", they were sent to the Drancy internment camp before being deported to Nazi Germany. 5,000 Spaniards thus died in Mauthausen concentration camp.[122] The Chilean poet Pablo Neruda, who had been named by the Chilean President Pedro Aguirre Cerda special consul for immigration in Paris, was given responsibility for what he called "the noblest mission I have ever undertaken": shipping more than 2,000 Spanish refugees, who had been housed by the French in squalid camps, to Chile on an old cargo ship, the Winnipeg.[123]
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In September 1939 World War II began. On 23 October 1940, Hitler and Franco met in Hendaye in France to discuss the possibility of Spain's entry on the side of the Axis. Franco's demands, including supplies of food and fuel, as well as Spanish control of Gibraltar and French North Africa, proved too much for Hitler. At the time Hitler did not want to risk damaging his relations with the new Vichy French government. (An oft-cited remark attributed to Hitler is that the German leader said that he would rather have some of his own teeth extracted than to have to personally deal further with Franco.)[124][125] Franco had received important support from Adolf Hitler and Benito Mussolini during the Spanish Civil War, and he had signed the Anti-Comintern Pact. He described Spain as part of the Axis in official documents[citation needed], while offering various kinds of support to Italy and Germany. He allowed Spanish soldiers to volunteer to fight in the German Army against the Soviet Union (the Blue Division), but forbade Spaniards to fight in the West against the democracies. Franco's common ground with Hitler was particularly weakened by Hitler's propagation of Nazi mysticism and his attempts to manipulate Christianity, which went against Franco's fervent commitment to defending Catholicism.[126] Contributing to the disagreement was an ongoing dispute over German mining rights in Spain. Some historians argue that Franco made demands he knew Hitler would not accede to, in order to stay out of the war. Other historians argue that Franco, as the leader of a destroyed and bankrupt country in chaos following a brutal three-year civil war, simply had little to offer the Axis and that the Spanish armed forces were not ready for a major war. It has also been suggested that Franco decided not to join the war after the resources he requested from Hitler in October 1940 were not forthcoming.[127]
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According to some scholars, after the Fall of France in June 1940, Spain did adopt a pro-Axis stance (for example, German and Italian ships and U-boats were allowed to use Spanish naval facilities) before returning to a more neutral position in late 1943 when the tide of the war had turned decisively against the Axis Powers, and Italy had changed sides. Franco was initially keen to join the war before the UK was defeated.[128]
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In the winter of 1940–41 Franco toyed with the idea of a "Latin Bloc" formed by Spain, Portugal, Vichy France, the Vatican and Italy, without much consequence.[129] Franco had cautiously decided to enter the war on the Axis side in June 1940, and to prepare his people for war, an anti-British and anti-French campaign was launched in the Spanish media that demanded French Morocco, Cameroon and Gibraltar.[130] On 19 June 1940, Franco pressed along a message to Hitler saying he wanted to enter the war, but Hitler was annoyed at Franco's demand for the French colony of Cameroon, which had been German before World War I, and which Hitler was planning on taking back for Plan Z.[131] Franco seriously considered blocking allied access to the Mediterranean Sea by invading British-held Gibraltar,[124] but he abandoned the idea after learning that the plan would have likely failed due to Gibraltar being too heavily defended. In addition, declaring war on the UK and its allies would no doubt give them an opportunity to capture both the Canary Islands and Spanish Morocco, as well as possibly launch an invasion of mainland Spain itself.[124][132] Franco was aware that his air force would be defeated if going into action against the Royal Air Force, and the Royal Navy would be able to blockade Spain to prevent imports of crucial materials such as oil. Spain depended on oil imports from the United States, which were almost certain to be cut off if Spain formally joined the Axis. Franco and Serrano Suñer held a meeting with Mussolini and Ciano in Bordighera, Italy on 12 February 1941.[133] Mussolini affected not to be interested in Franco's help due to the defeats his forces had suffered in North Africa and the Balkans, and he even told Franco that he wished he could find any way to leave the war. When the invasion of the Soviet Union began on 22 June 1941, Franco's foreign minister Ramón Serrano Suñer immediately suggested the formation of a unit of military volunteers to join the invasion.[citation needed] Volunteer Spanish troops (the División Azul, or "Blue Division") fought on the Eastern Front under German command from 1941 to 1944. Some historians have argued that not all of the Blue Division were true volunteers and that Franco expended relatively small but significant resources to aid the Axis powers' battle against the Soviet Union.
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Franco was initially disliked by Cuban President Fulgencio Batista, who, during World War II, suggested a joint U.S.-Latin American declaration of war on Spain to overthrow Franco's regime.[134] Hitler may not have really wanted Spain to join the war, as he needed neutral harbors to import materials from countries in Latin America and elsewhere. In addition Hitler felt Spain would be a burden as it would be dependent on Germany for help. By 1941 Vichy French forces were proving their effectiveness in North Africa, reducing the need for Spanish help, and Hitler was wary about opening up a new front on the western coast of Europe as he struggled to reinforce the Italians in Greece and Yugoslavia. Franco signed a revised Anti-Comintern Pact on 25 November 1941. Spain continued to import[clarification needed] war materials and trade wolfram with Germany until August 1944 when the Germans withdrew from the Spanish frontier.[127]
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Spanish neutrality during World War II was appreciated and publicly acknowledged by leading Allied statesmen.[135] In November 1942 President Roosevelt wrote to General Franco: "...your nation and mine are friends in the best sense of the word."[136] In May 1944 Winston Churchill stated in the House of Commons: "in the dark days of the war the attitude of the Spanish Government in not giving our enemies passage through Spain was extremelly helpful to us...I must say that I shall always consider that a service was rendered...by Spain, not only to the United Kingdom and to the British Empire and Commonwealth, but to the cause of the United Nations."[136] Similar gratitude was also expressed by the Provisional French Government.[136] Franco interposed no obstacle to Britain's construction of a big air base extending out of Gibraltar into Spanish territorial waters, and welcomed the Anglo-American landings in North Africa. Moreover, Spain did not intern any of the 1,200 American airmen who were forced to land in the country, but gave them shelter and helped them to leave.[136]
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After the war, the Spanish government tried to destroy all evidence of its cooperation with the Axis. In 2010 documents were discovered showing that on 13 May 1941, Franco ordered his provincial governors to compile a list of Jews while he negotiated an alliance with the Axis powers.[137] Franco supplied Reichsführer-SS Heinrich Himmler, architect of the Nazis' Final Solution, with a list of 6,000 Jews in Spain.[137]
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On 14 June 1940, Spanish forces in Morocco occupied Tangier (a city under the rule of the League of Nations) and did not leave until the war's end in 1945.
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After the war, Franco allowed many former Nazis, such as Otto Skorzeny and Léon Degrelle, and other former fascists, to flee to Spain.
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According to Anti-Semitism: A Historical Encyclopedia of Prejudice and Persecution (2005):
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Spain provided visas for thousands of French Jews to transit Spain en route to Portugal to escape the Nazis. Spanish diplomats protected about 4,000 Jews living in Hungary, Romania, Bulgaria, Czechoslovakia, and Austria. At least some 20,000 to 30,000 Jews were allowed to pass through Spain in the first half of the War. Jews who were not allowed to enter Spain, however, were sent to the Miranda de Ebro concentration camp or deported to France. In January 1943, after the German embassy in Spain told the Spanish government that it had two months to remove its Jewish citizens from Western Europe, Spain severely limited visas, and only 800 Jews were allowed to enter the country. After the war, Franco exaggerated his contribution to helping to save Jews to end Spain's isolation, to improve Spain's image in the world.[139][140][141][142]
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After the war, Franco refused to recognize Israel as a legitimate state. The regime's propaganda claimed that there was an international conspiracy of Jews, Freemasons, and Communists against Spain.[143] Under the Francoist regime, Jews, along with other non-Catholic communities, were heavily discriminated against – in 1945, the regime enacted the "Spanish Bill of Rights" (Fuero de los Españoles), which allowed the worship of non-Catholic religions; however, worship of non-Catholic religions was only allowed in private, no signs to indicate they were places of worship were allowed, and only Catholic public ceremonies were allowed, making it a huge regression in comparison to the Republican Constitution of 1931, which granted Jews rights they had not enjoyed in Spain since their expulsion in 1492.[144] The situation improved with the 1967 Law on Religious Freedom, but discrimination still existed and non-Catholic groups were forced to register with the regime and to provide records of their members.[145]
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On 16 December 1968, the regime formally revoked the 1492 Edict of Expulsion against Spain's Jewish population.[146][147]
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Freedom of religion would be completely established in Spain in 1978, with the new Constitution of Spain, three years after Franco's death.
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Franco was recognized as the Spanish head of state by Great Britain, France and Argentina in February 1939.[148][149] Already proclaimed Generalísimo of the Nationalists and Jefe del Estado (Head of State) in October 1936,[97] he thereafter assumed the official title of "Su Excelencia el Jefe de Estado" ("His Excellency the Head of State"). He was also referred to in state and official documents as "Caudillo de España" ("the Leader of Spain"), and sometimes called "el Caudillo de la Última Cruzada y de la Hispanidad" ("the Leader of the Last Crusade and of the Hispanic heritage") and "el Caudillo de la Guerra de Liberación contra el Comunismo y sus Cómplices" ("the Leader of the War of Liberation Against Communism and Its Accomplices").
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On paper, Franco had more power than any Spanish leader before or since. For the first four years after taking Madrid, he ruled almost exclusively by decree. The "Law of the Head of State," passed in August 1939, "permanently confided" all governing power to Franco; he was not required to even consult the cabinet for most legislation or decrees.[150] According to Payne, Franco possessed far more day-to-day power than Hitler or Stalin possessed at the respective heights of their power. He noted that while Hitler and Stalin maintained rubber-stamp parliaments, this was not the case in Spain in the early years after the war – a situation that nominally made Franco's regime "the most purely arbitrary in the world."[151]
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This changed in 1942, when Franco convened a parliament known as the Cortes Españolas. It was elected in accordance with corporatist principles, and had little real power. Notably, it had no control over government spending, and the government was not responsible to it; ministers were appointed and dismissed by Franco alone.
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On 26 July 1947 Franco proclaimed Spain a monarchy, but did not designate a monarch. This gesture was largely done to appease the monarchists in the Movimiento Nacional (Carlists and Alfonsists). Franco left the throne vacant until 1969, proclaiming himself as a de facto regent for life. At the same time, Franco appropriated many of the privileges of a king. He wore the uniform of a Captain General (a rank traditionally reserved for the King) and resided in El Pardo Palace. In addition he began walking under a canopy, and his portrait appeared on most Spanish coins and postage stamps. He also added "by the grace of God", a phrase usually part of the styles of monarchs, to his style.
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Franco initially sought support from various groups. His administration marginalised fascist ideologues in favor of technocrats, many of whom were linked with Opus Dei, who promoted economic modernisation.[152]
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Although Franco adopted some trappings of fascism, he, and Spain under his rule, are generally not considered to be fascist; among the distinctions, fascism entails a revolutionary aim to transform society, where Franco did not seek to do so, and, to the contrary, although authoritarian, he was by nature conservative and traditional.[153][154][155][156] Stanley Payne notes that very few scholars consider him to be a "core fascist".[157] The few consistent points in Franco's long rule were above all authoritarianism, nationalism, Catholicism, anti-Freemasonry, and anti-communism.
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With the end of World War II, Spain suffered from the consequences of its isolation from the international economy. Spain was excluded from the Marshall Plan,[158] unlike other neutral countries in Europe. This situation ended in part when, in the light of Cold War tensions and of Spain's strategic location, the United States of America entered into a trade and military alliance with Franco. This historic alliance commenced with the visit of US President Dwight Eisenhower to Spain in 1953, which resulted in the Pact of Madrid. Spain was then admitted to the United Nations in 1955.[159] American military facilities in Spain built since then include Naval Station Rota, Morón Air Base, and Torrejón Air Base.[160]
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The first decade of Franco's rule following the end of the Civil War in 1939 saw continued repression and the killing of an undetermined number of political opponents. Estimation is difficult and controversial, but the total number of people who were killed during this period probably lies somewhere between 15,000 and 50,000.
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By the start of the 1950s Franco's state had become less violent, but during his entire rule, non-government trade unions and all political opponents across the political spectrum, from communist and anarchist organisations to liberal democrats and Catalan or Basque separatists, were either suppressed or tightly controlled with all means, up to and including violent police repression. The Confederación Nacional del Trabajo (CNT) and the Unión General de Trabajadores (UGT) trade unions were outlawed, and replaced in 1940 by the corporatist Sindicato Vertical. The Spanish Socialist Workers' Party and the Esquerra Republicana de Catalunya (ERC) were banned in 1939, while the Communist Party of Spain (PCE) went underground. The Basque Nationalist Party (PNV) went into exile, and in 1959 the ETA armed group was created to wage a low-intensity war against Franco.
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Franco's Spanish nationalism promoted a unitary national identity by repressing Spain's cultural diversity. Bullfighting and flamenco[161] were promoted as national traditions while those traditions not considered "Spanish" were suppressed. Franco's view of Spanish tradition was somewhat artificial and arbitrary: while some regional traditions were suppressed, flamenco, an Andalusian tradition, was considered part of a larger, national identity. All cultural activities were subject to censorship, and many, such as the Sardana, the national dance of Catalonia, were plainly forbidden (often in an erratic manner). This cultural policy was relaxed over time, most notably during the late 1960s and early 1970s.
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Franco also used language politics in an attempt to establish national homogeneity. He promoted the use of Castilian Spanish and suppressed other languages such as Catalan, Galician, and Basque. The legal usage of languages other than Castilian was forbidden. All government, notarial, legal and commercial documents were to be drawn up exclusively in Castilian and any documents written in other languages were deemed null and void. The usage of any other language was forbidden in schools, in advertising, and on road and shop signs. For unofficial use, citizens continued to speak these languages. This was the situation throughout the 1940s and to a lesser extent during the 1950s, but after 1960 the non-Castilian Spanish languages were freely spoken and written, and they reached bookshops and stages, although they never received official status.
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The Catholic Church was upheld as the established church of the Spanish State, and it regained many of the traditional privileges which it had lost under the Republic. Civil servants had to be Catholic, and some official jobs even required a "good behavior" statement by a priest. Civil marriages which had taken place in Republican Spain were declared null and void unless they had been confirmed by the Catholic Church. Divorce was forbidden, along with contraceptives, and abortion.[citation needed]
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Most country towns and rural areas were patrolled by pairs of Guardia Civil, a military police force for civilians, which functioned as Franco's chief means of social control. Larger cities and capitals were mostly under the jurisdiction of the Policia Armada, or the grises ("greys", due to the colour of their uniforms) as they were called.
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Student revolts at universities in the late 1960s and early 1970s were violently repressed by the heavily armed Policía Armada (Armed Police). Plain-clothed secret police worked inside Spanish universities.[citation needed] The enforcement by public authorities of traditional Catholic values was a stated intent of the regime, mainly by using a law (the Ley de Vagos y Maleantes, Vagrancy Act) enacted by Azaña.[162] The remaining nomads of Spain (Gitanos and Mercheros like El Lute) were especially affected. Through this law, homosexuality and prostitution were made criminal offenses in 1954.[163]
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Francoism professed a devotion to the traditional role of a woman in society, that is being a loving daughter and sister to her parents and brothers, being a faithful wife to her husband, and residing with her family. Official propaganda confined the role of women to family care and motherhood. Immediately after the civil war most progressive laws passed by the Republic aimed at equality between the sexes were nullified. Women could not become judges, or testify in a trial. They could not become university professors. Their affairs and economic lives had to be managed by their fathers and husbands. Until the 1970s women could not open a bank account without having it co-signed by her father or husband.[164] In the 1960s and 1970s these restrictions were somewhat relaxed.
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Spain attempted to retain control of its colonies throughout Franco's rule. During the Algerian War (1954–62), Madrid became the base of the Organisation armée secrète (OAS), a right-wing French Army group which sought to preserve French Algeria. Despite this, Franco was forced to make some concessions. When French Morocco became independent in 1956, he surrendered Spanish Morocco to Morocco, retaining only a few enclaves (the Plazas de soberanía). The year after, Mohammed V invaded Spanish Sahara during the Ifni War (known as the "Forgotten War" in Spain). Only in 1975, with the Green March, did Morocco take control of all of the former Spanish territories in the Sahara.
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In 1968, under pressure from the United Nations,[165] Spain granted Equatorial Guinea its independence, and the following year it ceded Ifni to Morocco. Under Franco, Spain also pursued a campaign to force a negotiation on the British overseas territory of Gibraltar, and closed its border with that territory in 1969. The border would not be fully reopened until 1985.
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The Civil War ravaged the Spanish economy.[166] Infrastructure had been damaged, workers killed, and daily business severely hampered. For more than a decade after Franco's victory, the devastated economy recovered very slowly. Franco initially pursued a policy of autarky, cutting off almost all international trade. The policy had devastating effects, and the economy stagnated. Only black marketeers could enjoy an evident affluence.
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On the brink of bankruptcy, a combination of pressure from the United States and the IMF managed to convince the regime to adopt a free market economy. Many of the old guard in charge of the economy were replaced by "technocrata", despite some initial opposition from Franco. From the mid-1950s there was modest acceleration in economic activity after some minor reforms and a relaxation of controls. But the growth proved too much for the economy, with shortages and inflation breaking out towards the end of the 1950s.
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When Franco replaced his ideological ministers with the apolitical technocrats, the regime implemented several development policies that included deep economic reforms. After a recession, growth took off from 1959, creating an economic boom that lasted until 1974, and became known as the "Spanish miracle".
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Concurrent with the absence of social reforms, and the economic power shift, a tide of mass emigration commenced to other European countries, and to a lesser extent, to South America. Emigration helped the regime in two ways. The country got rid of populations it would not have been able to keep in employment, and the emigrants supplied the country with much needed monetary remittances.
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During the 1960s, the wealthy classes of Francoist Spain experienced further increases in wealth, particularly those who remained politically faithful, while a burgeoning middle class became visible as the "economic miracle" progressed. International firms established factories in Spain where salaries were low, company taxes very low, strikes forbidden and workers' health or state protections almost unheard of. State-owned firms like the car manufacturer SEAT, truck builder Pegaso, and oil refiner INH, massively expanded production. Furthermore, Spain was virtually a new mass market. Spain became the second-fastest growing economy in the world between 1959 and 1973, just behind Japan. By the time of Franco's death in 1975, Spain still lagged behind most of Western Europe but the gap between its per capita GDP and that of the leading Western European countries had narrowed greatly, and the country had developed a large industrialised economy.
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Franco decided to name a monarch to succeed his regency, but the simmering tensions between the Carlists and the Alfonsoists continued. In a bid to avoid a repeat of the Carlist Wars, he offered the throne to the Habsburg Archduke Otto von Habsburg; by doing so he believed that he could eliminate the question of a Bourbon succession entirely, since the Habsburg family which had ruled the Habsburg Spain during its golden age had an alternate claim to the Spanish throne before the War of the Spanish Succession. Archduke Otto declined, stating that he would be seen as a German ruling Spain and could never forget his Austrian identity. In 1969 Franco nominated as his heir-apparent Prince Juan Carlos de Borbón, who had been educated by him in Spain, with the new title of Prince of Spain. This designation came as a surprise to the Carlist pretender to the throne, as well as to Juan Carlos's father, Don Juan, the Count of Barcelona, who had a superior claim to the throne, but whom Franco feared to be too liberal.
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However, when King Carlos asked Franco if he could sit in on cabinet meetings, Franco would not permit him saying that "you would do things differently." Due to the spread of democracy (excluding the Soviet Bloc) in Europe since the Second World War, Carlos could or would not have been a dictator in the way Franco had been.[167]
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By 1973 Franco had surrendered the function of prime minister (Presidente del Gobierno), remaining only as head of state and commander in chief of the military.
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As his final years progressed, tensions within the various factions of the Movimiento would consume Spanish political life, as varying groups jockeyed for position in an effort to win control of the country's future. The assassination of prime minister Luis Carrero Blanco in the 20 December 1973 bombing by ETA eventually gave an edge to the liberalizing faction.
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On 19 July 1974, the aged Franco fell ill from various health problems, and Juan Carlos took over as acting head of state. Franco soon recovered and on 2 September he resumed his duties as head of state. A year later he fell ill again, afflicted with further health problems, including a long battle with Parkinson's disease. Franco's last public appearance was on 1 October 1975 when, despite his gaunt and frail appearance, he gave a speech to crowds from the balcony at the Royal Palace of El Pardo in Madrid. On 30 October 1975 he fell into a coma and was put on life support. Franco's family agreed to disconnect the life-support machines. Officially, he died a few minutes after midnight on 20 November 1975 from heart failure, at the age of 82 – on the same date as the death of José Antonio Primo de Rivera, the founder of the Falange, in 1936. Historian Ricardo de la Cierva claimed that he had been told around 6 pm on 19 November that Franco had already died.[168] Juan Carlos was proclaimed King two days later.
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Franco's body was interred at Valle de los Caídos, a colossal memorial built by the forced labour of political prisoners to honour the casualties of both sides of the Spanish Civil War.[169][170] The site was designated by the interim government, assured by Prince Juan Carlos and Prime Minister Carlos Arias Navarro, as the burial place for Franco. According to his family, Franco did not want to be buried in the Valley, but in the Almudena Cathedral in Madrid. Nonetheless, the family agreed to the interim government's request to bury him in the Valley, and has stood by the decision. This made Franco the only person interred in the Valley who did not die during the civil war.
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No Western European countries sent their leaders to attend Franco's funeral due to his tenure as dictator. The following guests took part in his funeral:
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It was revealed that both Pinochet and Banzer revered Franco and modelled their leadership style on the Spanish leader.[171] Former US President Richard Nixon called Franco "a loyal friend and ally of the United States."[160]
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On 11 May 2017, the Congress of Deputies approved, by 198–1 with 140 abstentions, a motion driven by the Socialist Workers' Party ordering the Government to exhume Franco's remains.[172]
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On 24 August 2018, the Government of Prime Minister Pedro Sánchez approved legal amendments to the Historical Memory Law stating that only those who died during the Civil War would be buried at the Valle de los Caídos, resulting in plans to exhume Franco's remains for reburial elsewhere. Deputy Prime Minister Carmen Calvo Poyato stated that having Franco buried at the monument "shows a lack of respect ... for the victims buried there". The government gave Franco's family a 15-day deadline to decide Franco's final resting place, or else a "dignified place" will be chosen by the government.[173]
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On 13 September 2018, the Congress of Deputies voted 176–2, with 165 abstentions, to approve the government's plan to remove Franco's body from the monument.[174]
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Franco's family opposed the exhumation, and attempted to prevent it by making appeals to the Ombudsman's Office. The family expressed its wish that Franco's remains be reinterred with full military honors at the Almudena Cathedral in the centre of Madrid, the burial place he had requested before his death.[175] The demand was rejected by the Spanish Government, which issued another 15-day deadline to choose another site.[176] Because the family refused to choose another location, the Spanish Government ultimately chose to rebury Franco at the Mingorrubio Cemetery in El Pardo, where his wife Carmen Polo and a number of Francoist officials, most notably prime ministers Luis Carrero Blanco and Carlos Arias Navarro, are buried.[177] His body was to be exhumed from the Valle de los Caídos on 10 June 2019, but the Supreme Court of Spain ruled that the exhumation would be delayed until the family has exhausted all possible appeals.[178] On 24 September 2019, the Supreme Court ruled that the exhumation could proceed, and the Sánchez government announced that it would move Franco's remains to the Mingorrubio cemetery as soon as possible.[179] On 24 October 2019 his remains were moved to his wife's mausoleum which is located in the Mingorrubio Cemetery, and buried in a private ceremony.[180] Though barred by the Spanish government from being draped in the Spanish flag, Francisco Franco's grandson, also named Francisco Franco, draped his coffin in the nationalist flag.[181]
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According to a poll by the Spanish newspaper, El Mundo, 43% of Spanish people approved of the exhumation while 32.5% opposed it. The exhumation also seems to have been an opinion divided by party line with the Socialist party strongly in favor of its removal as well as the removal of his statue there. There seems to be no consensus on whether the statue should simply be moved or completely destroyed.[182]
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In Spain and abroad, the legacy of Franco remains controversial. The longevity of Franco's rule, his suppression of opposition, and the effective propaganda sustained through the years have made a detached evaluation difficult. For almost 40 years, Spaniards, and particularly children at school, were told that Divine Providence had sent Franco to save Spain from chaos, atheism, and poverty.[183] Historian Stanley Payne described Franco as being the most significant figure to dominate Spain since Philip II,[184] while Michael Seidman argued that Franco was the most successful counterrevolutionary leader of the 20th century.[185]
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A highly controversial figure within Spain, Franco is seen as a divisive leader. Supporters credit him for keeping Spain neutral and uninvaded in World War II. They emphasize his strong anti-communist and nationalist views, economic policies, and opposition to socialism as major factors in Spain's post-war economic success and later international integration.[186] Abroad he had support from Winston Churchill and many American Catholics, but was strongly opposed by the Roosevelt and Truman administrations.[187][188]
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Conversely, critics on the left have denounced him as a tyrant responsible for thousands of deaths in years-long political repression, and have called him complicit in atrocities committed by Axis forces during World War II due to his support of Axis governments.
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When he died in 1975, the major parties of the left and the right agreed to follow the "Pact of Forgetting." To secure the transition to democracy, they agreed not to have investigations or prosecutions dealing with the civil war or Franco. The agreement effectively lapsed after 2000, the year the Association for the Recovery of Historical Memory was founded and the public debate started.[189] In 2006, a poll indicated that almost two-thirds of Spaniards favored a "fresh investigation into the war."[190]
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The Oxford Living Dictionary uses Franco's regime as an example of fascism.[191] However, most historians agree that although Franco and Spain under his rule adopted some trappings of fascism they are generally not considered to be fascist,[153][154][155][156][192] at most describing the early totalitarian phase of his rule as a "fascistized dictatorship",[193] or "semi-fascist regime".[194]
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Franco served as a role model for several anti-communist dictators in South America. Augusto Pinochet is known to have admired Franco.[195] Similarly, as recently as 2006, Franco supporters in Spain have honored Pinochet.[196]
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In 2006, the BBC reported that Maciej Giertych, an MEP of the clerical-nationalist League of Polish Families, had expressed admiration for Franco, stating that the Spanish leader "guaranteed the maintenance of traditional values in Europe".[197]
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Spaniards who suffered under Franco's rule have sought to remove memorials of his regime. Most government buildings and streets that were named after Franco during his rule have been reverted to their original names. Owing to Franco's human-rights record, the Spanish government in 2007 banned all official public references to the Franco regime and began the removal of all statues, street names and memorials associated with the regime, with the last statue reportedly being removed in 2008 in the city of Santander.[198] Churches that retain plaques commemorating Franco and the victims of his Republican opponents may lose state aid.[199] Since 1978, the national anthem of Spain, the Marcha Real, does not include lyrics introduced by Franco. Attempts to give the national anthem new lyrics have failed due to lack of consensus.
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In March 2006, the Permanent Commission of the Parliamentary Assembly of the Council of Europe unanimously adopted a resolution "firmly" condemning the "multiple and serious violations" of human rights committed in Spain under the Francoist regime from 1939 to 1975.[200][201] The resolution was at the initiative of Leo Brincat and of the historian Luis María de Puig, and was the first international official condemnation of the repression enacted by Franco's regime.[200] The resolution also urged that historians (professional and amateur) be given access to the various archives of the Francoist regime, including those of the private Francisco Franco National Foundation (FNFF) which, along with other Francoist archives, remain inaccessible to the public as of 2006.[200] The FNFF received various archives from the El Pardo Palace, and is alleged to have sold some of them to private individuals.[202] Furthermore, the resolution urged the Spanish authorities to set up an underground exhibit in the Valle de los Caidos monument to explain the "terrible" conditions in which it was built.[200] Finally, it proposed the construction of monuments to commemorate Franco's victims in Madrid and other important cities.[200]
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In Spain, a commission to "repair the dignity" and "restore the memory" of the "victims of Francoism" (Comisión para reparar la dignidad y restituir la memoria de las víctimas del franquismo) was approved in 2004, and is directed by the socialist deputy Prime Minister María Teresa Fernández de la Vega.[200]
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Recently the Association for the Recovery of Historical Memory (ARHM) initiated a systematic search for mass graves of people executed during Franco's regime, which has been supported since the Spanish Socialist Workers' Party's (PSOE) victory during the 2004 elections by José Luis Rodríguez Zapatero's government. A Ley de la memoria histórica de España (Law on the Historical Memory of Spain) was approved on 28 July 2006, by the Council of Ministers,[203] but it took until 31 October 2007, for the Congress of Deputies to approve an amended version as "The Bill to recognise and extend rights and to establish measures in favour of those who suffered persecution or violence during the Civil War and the Dictatorship" (in common parlance still known as Law of Historical Memory).[204] The Senate approved the bill on 10 December 2007.[205]
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Official endeavors to preserve the historical memory of the Franco regime include exhibitions like the one the Museu d'Història de Catalunya (Museum of Catalan History) organised around the prison experience.[206]
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The accumulated wealth of Franco's family (including much real estate inherited from Franco, such as the Pazo de Meirás, the Canto del Pico in Torrelodones and the Casa Cornide [es] in A Coruña[202]), and its provenance, have also become matters of public discussion. Estimates of the family's wealth have ranged from 350 million to 600 million euros.[202] While Franco was dying, the Francoist Cortes voted a large public pension for his wife Carmen Polo, which the later democratic governments kept paying. At the time of her death in 1988, Carmen Polo was receiving as a pension more than 12.5 million pesetas (four million more than the salary of Felipe González, then head of the government).[202]
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Genetics is a branch of biology concerned with the study of genes, genetic variation, and heredity in organisms.[1][2][3]
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Though heredity had been observed for millennia, Gregor Mendel, a scientist and Augustinian friar working in the 19th century, was the first to study genetics scientifically. Mendel studied "trait inheritance", patterns in the way traits are handed down from parents to offspring. He observed that organisms (pea plants) inherit traits by way of discrete "units of inheritance". This term, still used today, is a somewhat ambiguous definition of what is referred to as a gene.
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Trait inheritance and molecular inheritance mechanisms of genes are still primary principles of genetics in the 21st century, but modern genetics has expanded beyond inheritance to studying the function and behavior of genes. Gene structure and function, variation, and distribution are studied within the context of the cell, the organism (e.g. dominance), and within the context of a population. Genetics has given rise to a number of subfields, including molecular genetics, epigenetics and population genetics. Organisms studied within the broad field span the domains of life (archaea, bacteria, and eukarya).
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Genetic processes work in combination with an organism's environment and experiences to influence development and behavior, often referred to as nature versus nurture. The intracellular or extracellular environment of a living cell or organism may switch gene transcription on or off. A classic example is two seeds of genetically identical corn, one placed in a temperate climate and one in an arid climate (lacking sufficient waterfall or rain). While the average height of the two corn stalks may be genetically determined to be equal, the one in the arid climate only grows to half the height of the one in the temperate climate due to lack of water and nutrients in its environment.
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The word genetics stems from the ancient Greek γενετικός genetikos meaning "genitive"/"generative", which in turn derives from γένεσις genesis meaning "origin".[4][5][6]
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The observation that living things inherit traits from their parents has been used since prehistoric times to improve crop plants and animals through selective breeding.[7] The modern science of genetics, seeking to understand this process, began with the work of the Augustinian friar Gregor Mendel in the mid-19th century.[8]
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Prior to Mendel, Imre Festetics, a Hungarian noble, who lived in Kőszeg before Mendel, was the first who used the word "genetics." He described several rules of genetic inheritance in his work The genetic law of the Nature (Die genetische Gesätze der Natur, 1819). His second law is the same as what Mendel published. In his third law, he developed the basic principles of mutation (he can be considered a forerunner of Hugo de Vries).[9]
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Other theories of inheritance preceded Mendel's work. A popular theory during the 19th century, and implied by Charles Darwin's 1859 On the Origin of Species, was blending inheritance: the idea that individuals inherit a smooth blend of traits from their parents.[10] Mendel's work provided examples where traits were definitely not blended after hybridization, showing that traits are produced by combinations of distinct genes rather than a continuous blend. Blending of traits in the progeny is now explained by the action of multiple genes with quantitative effects. Another theory that had some support at that time was the inheritance of acquired characteristics: the belief that individuals inherit traits strengthened by their parents. This theory (commonly associated with Jean-Baptiste Lamarck) is now known to be wrong—the experiences of individuals do not affect the genes they pass to their children,[11] although evidence in the field of epigenetics has revived some aspects of Lamarck's theory.[12] Other theories included the pangenesis of Charles Darwin (which had both acquired and inherited aspects) and Francis Galton's reformulation of pangenesis as both particulate and inherited.[13]
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Modern genetics started with Mendel's studies of the nature of inheritance in plants. In his paper "Versuche über Pflanzenhybriden" ("Experiments on Plant Hybridization"), presented in 1865 to the Naturforschender Verein (Society for Research in Nature) in Brünn, Mendel traced the inheritance patterns of certain traits in pea plants and described them mathematically.[14] Although this pattern of inheritance could only be observed for a few traits, Mendel's work suggested that heredity was particulate, not acquired, and that the inheritance patterns of many traits could be explained through simple rules and ratios.
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The importance of Mendel's work did not gain wide understanding until 1900, after his death, when Hugo de Vries and other scientists rediscovered his research. William Bateson, a proponent of Mendel's work, coined the word genetics in 1905[15][16] (the adjective genetic, derived from the Greek word genesis—γένεσις, "origin", predates the noun and was first used in a biological sense in 1860[17]). Bateson both acted as a mentor and was aided significantly by the work of other scientists from Newnham College at Cambridge, specifically the work of Becky Saunders, Nora Darwin Barlow, and Muriel Wheldale Onslow.[18] Bateson popularized the usage of the word genetics to describe the study of inheritance in his inaugural address to the Third International Conference on Plant Hybridization in London in 1906.[19]
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After the rediscovery of Mendel's work, scientists tried to determine which molecules in the cell were responsible for inheritance. In 1900, Nettie Stevens began studying the mealworm.[20] Over the next 11 years, she discovered that females only had the X chromosome and males had both X and Y chromosomes.[20] She was able to conclude that sex is a chromosomal factor and is determined by the male.[20] In 1911, Thomas Hunt Morgan argued that genes are on chromosomes, based on observations of a sex-linked white eye mutation in fruit flies.[21] In 1913, his student Alfred Sturtevant used the phenomenon of genetic linkage to show that genes are arranged linearly on the chromosome.[22]
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Although genes were known to exist on chromosomes, chromosomes are composed of both protein and DNA, and scientists did not know which of the two is responsible for inheritance. In 1928, Frederick Griffith discovered the phenomenon of transformation (see Griffith's experiment): dead bacteria could transfer genetic material to "transform" other still-living bacteria. Sixteen years later, in 1944, the Avery–MacLeod–McCarty experiment identified DNA as the molecule responsible for transformation.[23] The role of the nucleus as the repository of genetic information in eukaryotes had been established by Hämmerling in 1943 in his work on the single celled alga Acetabularia.[24] The Hershey–Chase experiment in 1952 confirmed that DNA (rather than protein) is the genetic material of the viruses that infect bacteria, providing further evidence that DNA is the molecule responsible for inheritance.[25]
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James Watson and Francis Crick determined the structure of DNA in 1953, using the X-ray crystallography work of Rosalind Franklin and Maurice Wilkins that indicated DNA has a helical structure (i.e., shaped like a corkscrew).[26][27] Their double-helix model had two strands of DNA with the nucleotides pointing inward, each matching a complementary nucleotide on the other strand to form what look like rungs on a twisted ladder.[28] This structure showed that genetic information exists in the sequence of nucleotides on each strand of DNA. The structure also suggested a simple method for replication: if the strands are separated, new partner strands can be reconstructed for each based on the sequence of the old strand. This property is what gives DNA its semi-conservative nature where one strand of new DNA is from an original parent strand.[29]
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Although the structure of DNA showed how inheritance works, it was still not known how DNA influences the behavior of cells. In the following years, scientists tried to understand how DNA controls the process of protein production.[30] It was discovered that the cell uses DNA as a template to create matching messenger RNA, molecules with nucleotides very similar to DNA. The nucleotide sequence of a messenger RNA is used to create an amino acid sequence in protein; this translation between nucleotide sequences and amino acid sequences is known as the genetic code.[31]
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With the newfound molecular understanding of inheritance came an explosion of research.[32] A notable theory arose from Tomoko Ohta in 1973 with her amendment to the neutral theory of molecular evolution through publishing the nearly neutral theory of molecular evolution. In this theory, Ohta stressed the importance of natural selection and the environment to the rate at which genetic evolution occurs.[33] One important development was chain-termination DNA sequencing in 1977 by Frederick Sanger. This technology allows scientists to read the nucleotide sequence of a DNA molecule.[34] In 1983, Kary Banks Mullis developed the polymerase chain reaction, providing a quick way to isolate and amplify a specific section of DNA from a mixture.[35] The efforts of the Human Genome Project, Department of Energy, NIH, and parallel private efforts by Celera Genomics led to the sequencing of the human genome in 2003.[36][37]
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At its most fundamental level, inheritance in organisms occurs by passing discrete heritable units, called genes, from parents to offspring.[38] This property was first observed by Gregor Mendel, who studied the segregation of heritable traits in pea plants.[14][39] In his experiments studying the trait for flower color, Mendel observed that the flowers of each pea plant were either purple or white—but never an intermediate between the two colors. These different, discrete versions of the same gene are called alleles.
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In the case of the pea, which is a diploid species, each individual plant has two copies of each gene, one copy inherited from each parent.[40] Many species, including humans, have this pattern of inheritance. Diploid organisms with two copies of the same allele of a given gene are called homozygous at that gene locus, while organisms with two different alleles of a given gene are called heterozygous.
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The set of alleles for a given organism is called its genotype, while the observable traits of the organism are called its phenotype. When organisms are heterozygous at a gene, often one allele is called dominant as its qualities dominate the phenotype of the organism, while the other allele is called recessive as its qualities recede and are not observed. Some alleles do not have complete dominance and instead have incomplete dominance by expressing an intermediate phenotype, or codominance by expressing both alleles at once.[41]
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When a pair of organisms reproduce sexually, their offspring randomly inherit one of the two alleles from each parent. These observations of discrete inheritance and the segregation of alleles are collectively known as Mendel's first law or the Law of Segregation.
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Geneticists use diagrams and symbols to describe inheritance. A gene is represented by one or a few letters. Often a "+" symbol is used to mark the usual, non-mutant allele for a gene.[42]
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In fertilization and breeding experiments (and especially when discussing Mendel's laws) the parents are referred to as the "P" generation and the offspring as the "F1" (first filial) generation. When the F1 offspring mate with each other, the offspring are called the "F2" (second filial) generation. One of the common diagrams used to predict the result of cross-breeding is the Punnett square.
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When studying human genetic diseases, geneticists often use pedigree charts to represent the inheritance of traits.[43] These charts map the inheritance of a trait in a family tree.
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Organisms have thousands of genes, and in sexually reproducing organisms these genes generally assort independently of each other. This means that the inheritance of an allele for yellow or green pea color is unrelated to the inheritance of alleles for white or purple flowers. This phenomenon, known as "Mendel's second law" or the "law of independent assortment," means that the alleles of different genes get shuffled between parents to form offspring with many different combinations. (Some genes do not assort independently, demonstrating genetic linkage, a topic discussed later in this article.)
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Often different genes can interact in a way that influences the same trait. In the Blue-eyed Mary (Omphalodes verna), for example, there exists a gene with alleles that determine the color of flowers: blue or magenta. Another gene, however, controls whether the flowers have color at all or are white. When a plant has two copies of this white allele, its flowers are white—regardless of whether the first gene has blue or magenta alleles. This interaction between genes is called epistasis, with the second gene epistatic to the first.[44]
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Many traits are not discrete features (e.g. purple or white flowers) but are instead continuous features (e.g. human height and skin color). These complex traits are products of many genes.[45] The influence of these genes is mediated, to varying degrees, by the environment an organism has experienced. The degree to which an organism's genes contribute to a complex trait is called heritability.[46] Measurement of the heritability of a trait is relative—in a more variable environment, the environment has a bigger influence on the total variation of the trait. For example, human height is a trait with complex causes. It has a heritability of 89% in the United States. In Nigeria, however, where people experience a more variable access to good nutrition and health care, height has a heritability of only 62%.[47]
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The molecular basis for genes is deoxyribonucleic acid (DNA). DNA is composed of a chain of nucleotides, of which there are four types: adenine (A), cytosine (C), guanine (G), and thymine (T). Genetic information exists in the sequence of these nucleotides, and genes exist as stretches of sequence along the DNA chain.[48] Viruses are the only exception to this rule—sometimes viruses use the very similar molecule RNA instead of DNA as their genetic material.[49] Viruses cannot reproduce without a host and are unaffected by many genetic processes, so tend not to be considered living organisms.
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DNA normally exists as a double-stranded molecule, coiled into the shape of a double helix. Each nucleotide in DNA preferentially pairs with its partner nucleotide on the opposite strand: A pairs with T, and C pairs with G. Thus, in its two-stranded form, each strand effectively contains all necessary information, redundant with its partner strand. This structure of DNA is the physical basis for inheritance: DNA replication duplicates the genetic information by splitting the strands and using each strand as a template for synthesis of a new partner strand.[50]
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Genes are arranged linearly along long chains of DNA base-pair sequences. In bacteria, each cell usually contains a single circular genophore, while eukaryotic organisms (such as plants and animals) have their DNA arranged in multiple linear chromosomes. These DNA strands are often extremely long; the largest human chromosome, for example, is about 247 million base pairs in length.[51] The DNA of a chromosome is associated with structural proteins that organize, compact, and control access to the DNA, forming a material called chromatin; in eukaryotes, chromatin is usually composed of nucleosomes, segments of DNA wound around cores of histone proteins.[52] The full set of hereditary material in an organism (usually the combined DNA sequences of all chromosomes) is called the genome.
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DNA is most often found in the nucleus of cells, but Ruth Sager helped in the discovery of nonchromosomal genes found outside of the nucleus.[53] In plants, these are often found in the chloroplasts and in other organisms, in the mitochondria.[53] These nonchromosomal genes can still be passed on by either partner in sexual reproduction and they control a variety of hereditary characteristics that replicate and remain active throughout generations.[53]
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While haploid organisms have only one copy of each chromosome, most animals and many plants are diploid, containing two of each chromosome and thus two copies of every gene.[40] The two alleles for a gene are located on identical loci of the two homologous chromosomes, each allele inherited from a different parent.
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Many species have so-called sex chromosomes that determine the gender of each organism.[54] In humans and many other animals, the Y chromosome contains the gene that triggers the development of the specifically male characteristics. In evolution, this chromosome has lost most of its content and also most of its genes, while the X chromosome is similar to the other chromosomes and contains many genes. This being said, Mary Frances Lyon discovered that there is X-chromosome inactivation during reproduction to avoid passing on twice as many genes to the offspring.[55] Lyon's discovery led to the discovery of other things including X-linked diseases.[55] The X and Y chromosomes form a strongly heterogeneous pair.
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When cells divide, their full genome is copied and each daughter cell inherits one copy. This process, called mitosis, is the simplest form of reproduction and is the basis for asexual reproduction. Asexual reproduction can also occur in multicellular organisms, producing offspring that inherit their genome from a single parent. Offspring that are genetically identical to their parents are called clones.
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Eukaryotic organisms often use sexual reproduction to generate offspring that contain a mixture of genetic material inherited from two different parents. The process of sexual reproduction alternates between forms that contain single copies of the genome (haploid) and double copies (diploid).[40] Haploid cells fuse and combine genetic material to create a diploid cell with paired chromosomes. Diploid organisms form haploids by dividing, without replicating their DNA, to create daughter cells that randomly inherit one of each pair of chromosomes. Most animals and many plants are diploid for most of their lifespan, with the haploid form reduced to single cell gametes such as sperm or eggs.
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Although they do not use the haploid/diploid method of sexual reproduction, bacteria have many methods of acquiring new genetic information. Some bacteria can undergo conjugation, transferring a small circular piece of DNA to another bacterium.[56] Bacteria can also take up raw DNA fragments found in the environment and integrate them into their genomes, a phenomenon known as transformation.[57] These processes result in horizontal gene transfer, transmitting fragments of genetic information between organisms that would be otherwise unrelated. Natural bacterial transformation occurs in many bacterial species, and can be regarded as a sexual process for transferring DNA from one cell to another cell (usually of the same species).[58] Transformation requires the action of numerous bacterial gene products, and its primary adaptive function appears to be repair of DNA damages in the recipient cell.[58]
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The diploid nature of chromosomes allows for genes on different chromosomes to assort independently or be separated from their homologous pair during sexual reproduction wherein haploid gametes are formed. In this way new combinations of genes can occur in the offspring of a mating pair. Genes on the same chromosome would theoretically never recombine. However, they do, via the cellular process of chromosomal crossover. During crossover, chromosomes exchange stretches of DNA, effectively shuffling the gene alleles between the chromosomes.[59] This process of chromosomal crossover generally occurs during meiosis, a series of cell divisions that creates haploid cells. Meiotic recombination, particularly in microbial eukaryotes, appears to serve the adaptive function of repair of DNA damages.[58]
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The first cytological demonstration of crossing over was performed by Harriet Creighton and Barbara McClintock in 1931. Their research and experiments on corn provided cytological evidence for the genetic theory that linked genes on paired chromosomes do in fact exchange places from one homolog to the other.[60]
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The probability of chromosomal crossover occurring between two given points on the chromosome is related to the distance between the points. For an arbitrarily long distance, the probability of crossover is high enough that the inheritance of the genes is effectively uncorrelated.[61] For genes that are closer together, however, the lower probability of crossover means that the genes demonstrate genetic linkage; alleles for the two genes tend to be inherited together. The amounts of linkage between a series of genes can be combined to form a linear linkage map that roughly describes the arrangement of the genes along the chromosome.[62]
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Genes generally express their functional effect through the production of proteins, which are complex molecules responsible for most functions in the cell. Proteins are made up of one or more polypeptide chains, each of which is composed of a sequence of amino acids, and the DNA sequence of a gene (through an RNA intermediate) is used to produce a specific amino acid sequence. This process begins with the production of an RNA molecule with a sequence matching the gene's DNA sequence, a process called transcription.
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This messenger RNA molecule is then used to produce a corresponding amino acid sequence through a process called translation. Each group of three nucleotides in the sequence, called a codon, corresponds either to one of the twenty possible amino acids in a protein or an instruction to end the amino acid sequence; this correspondence is called the genetic code.[63] The flow of information is unidirectional: information is transferred from nucleotide sequences into the amino acid sequence of proteins, but it never transfers from protein back into the sequence of DNA—a phenomenon Francis Crick called the central dogma of molecular biology.[64]
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The specific sequence of amino acids results in a unique three-dimensional structure for that protein, and the three-dimensional structures of proteins are related to their functions.[65][66] Some are simple structural molecules, like the fibers formed by the protein collagen. Proteins can bind to other proteins and simple molecules, sometimes acting as enzymes by facilitating chemical reactions within the bound molecules (without changing the structure of the protein itself). Protein structure is dynamic; the protein hemoglobin bends into slightly different forms as it facilitates the capture, transport, and release of oxygen molecules within mammalian blood.
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A single nucleotide difference within DNA can cause a change in the amino acid sequence of a protein. Because protein structures are the result of their amino acid sequences, some changes can dramatically change the properties of a protein by destabilizing the structure or changing the surface of the protein in a way that changes its interaction with other proteins and molecules. For example, sickle-cell anemia is a human genetic disease that results from a single base difference within the coding region for the β-globin section of hemoglobin, causing a single amino acid change that changes hemoglobin's physical properties.[67] Sickle-cell versions of hemoglobin stick to themselves, stacking to form fibers that distort the shape of red blood cells carrying the protein. These sickle-shaped cells no longer flow smoothly through blood vessels, having a tendency to clog or degrade, causing the medical problems associated with this disease.
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Some DNA sequences are transcribed into RNA but are not translated into protein products—such RNA molecules are called non-coding RNA. In some cases, these products fold into structures which are involved in critical cell functions (e.g. ribosomal RNA and transfer RNA). RNA can also have regulatory effects through hybridization interactions with other RNA molecules (e.g. microRNA).
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Although genes contain all the information an organism uses to function, the environment plays an important role in determining the ultimate phenotypes an organism displays. The phrase "nature and nurture" refers to this complementary relationship. The phenotype of an organism depends on the interaction of genes and the environment. An interesting example is the coat coloration of the Siamese cat. In this case, the body temperature of the cat plays the role of the environment. The cat's genes code for dark hair, thus the hair-producing cells in the cat make cellular proteins resulting in dark hair. But these dark hair-producing proteins are sensitive to temperature (i.e. have a mutation causing temperature-sensitivity) and denature in higher-temperature environments, failing to produce dark-hair pigment in areas where the cat has a higher body temperature. In a low-temperature environment, however, the protein's structure is stable and produces dark-hair pigment normally. The protein remains functional in areas of skin that are colder—such as its legs, ears, tail and face—so the cat has dark hair at its extremities.[68]
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Environment plays a major role in effects of the human genetic disease phenylketonuria.[69] The mutation that causes phenylketonuria disrupts the ability of the body to break down the amino acid phenylalanine, causing a toxic build-up of an intermediate molecule that, in turn, causes severe symptoms of progressive intellectual disability and seizures. However, if someone with the phenylketonuria mutation follows a strict diet that avoids this amino acid, they remain normal and healthy.
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A common method for determining how genes and environment ("nature and nurture") contribute to a phenotype involves studying identical and fraternal twins, or other siblings of multiple births.[70] Identical siblings are genetically the same since they come from the same zygote. Meanwhile, fraternal twins are as genetically different from one another as normal siblings. By comparing how often a certain disorder occurs in a pair of identical twins to how often it occurs in a pair of fraternal twins, scientists can determine whether that disorder is caused by genetic or postnatal environmental factors. One famous example involved the study of the Genain quadruplets, who were identical quadruplets all diagnosed with schizophrenia.[71]
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However, such tests cannot separate genetic factors from environmental factors affecting fetal development.
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The genome of a given organism contains thousands of genes, but not all these genes need to be active at any given moment. A gene is expressed when it is being transcribed into mRNA and there exist many cellular methods of controlling the expression of genes such that proteins are produced only when needed by the cell. Transcription factors are regulatory proteins that bind to DNA, either promoting or inhibiting the transcription of a gene.[72] Within the genome of Escherichia coli bacteria, for example, there exists a series of genes necessary for the synthesis of the amino acid tryptophan. However, when tryptophan is already available to the cell, these genes for tryptophan synthesis are no longer needed. The presence of tryptophan directly affects the activity of the genes—tryptophan molecules bind to the tryptophan repressor (a transcription factor), changing the repressor's structure such that the repressor binds to the genes. The tryptophan repressor blocks the transcription and expression of the genes, thereby creating negative feedback regulation of the tryptophan synthesis process.[73]
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Differences in gene expression are especially clear within multicellular organisms, where cells all contain the same genome but have very different structures and behaviors due to the expression of different sets of genes. All the cells in a multicellular organism derive from a single cell, differentiating into variant cell types in response to external and intercellular signals and gradually establishing different patterns of gene expression to create different behaviors. As no single gene is responsible for the development of structures within multicellular organisms, these patterns arise from the complex interactions between many cells.
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Within eukaryotes, there exist structural features of chromatin that influence the transcription of genes, often in the form of modifications to DNA and chromatin that are stably inherited by daughter cells.[74] These features are called "epigenetic" because they exist "on top" of the DNA sequence and retain inheritance from one cell generation to the next. Because of epigenetic features, different cell types grown within the same medium can retain very different properties. Although epigenetic features are generally dynamic over the course of development, some, like the phenomenon of paramutation, have multigenerational inheritance and exist as rare exceptions to the general rule of DNA as the basis for inheritance.[75]
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During the process of DNA replication, errors occasionally occur in the polymerization of the second strand. These errors, called mutations, can affect the phenotype of an organism, especially if they occur within the protein coding sequence of a gene. Error rates are usually very low—1 error in every 10–100 million bases—due to the "proofreading" ability of DNA polymerases.[76][77] Processes that increase the rate of changes in DNA are called mutagenic: mutagenic chemicals promote errors in DNA replication, often by interfering with the structure of base-pairing, while UV radiation induces mutations by causing damage to the DNA structure.[78] Chemical damage to DNA occurs naturally as well and cells use DNA repair mechanisms to repair mismatches and breaks. The repair does not, however, always restore the original sequence. A particularly important source of DNA damages appears to be reactive oxygen species[79] produced by cellular aerobic respiration, and these can lead to mutations.[80]
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In organisms that use chromosomal crossover to exchange DNA and recombine genes, errors in alignment during meiosis can also cause mutations.[81] Errors in crossover are especially likely when similar sequences cause partner chromosomes to adopt a mistaken alignment; this makes some regions in genomes more prone to mutating in this way. These errors create large structural changes in DNA sequence – duplications, inversions, deletions of entire regions – or the accidental exchange of whole parts of sequences between different chromosomes (chromosomal translocation).
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Mutations alter an organism's genotype and occasionally this causes different phenotypes to appear. Most mutations have little effect on an organism's phenotype, health, or reproductive fitness.[82] Mutations that do have an effect are usually detrimental, but occasionally some can be beneficial.[83] Studies in the fly Drosophila melanogaster suggest that if a mutation changes a protein produced by a gene, about 70 percent of these mutations will be harmful with the remainder being either neutral or weakly beneficial.[84]
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Population genetics studies the distribution of genetic differences within populations and how these distributions change over time.[85] Changes in the frequency of an allele in a population are mainly influenced by natural selection, where a given allele provides a selective or reproductive advantage to the organism,[86] as well as other factors such as mutation, genetic drift, genetic hitchhiking,[87] artificial selection and migration.[88]
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Over many generations, the genomes of organisms can change significantly, resulting in evolution. In the process called adaptation, selection for beneficial mutations can cause a species to evolve into forms better able to survive in their environment.[89] New species are formed through the process of speciation, often caused by geographical separations that prevent populations from exchanging genes with each other.[90]
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By comparing the homology between different species' genomes, it is possible to calculate the evolutionary distance between them and when they may have diverged. Genetic comparisons are generally considered a more accurate method of characterizing the relatedness between species than the comparison of phenotypic characteristics. The evolutionary distances between species can be used to form evolutionary trees; these trees represent the common descent and divergence of species over time, although they do not show the transfer of genetic material between unrelated species (known as horizontal gene transfer and most common in bacteria).[91]
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Although geneticists originally studied inheritance in a wide range of organisms, researchers began to specialize in studying the genetics of a particular subset of organisms. The fact that significant research already existed for a given organism would encourage new researchers to choose it for further study, and so eventually a few model organisms became the basis for most genetics research.[92] Common research topics in model organism genetics include the study of gene regulation and the involvement of genes in development and cancer.
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Organisms were chosen, in part, for convenience—short generation times and easy genetic manipulation made some organisms popular genetics research tools. Widely used model organisms include the gut bacterium Escherichia coli, the plant Arabidopsis thaliana, baker's yeast (Saccharomyces cerevisiae), the nematode Caenorhabditis elegans, the common fruit fly (Drosophila melanogaster), and the common house mouse (Mus musculus).
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Medical genetics seeks to understand how genetic variation relates to human health and disease.[93] When searching for an unknown gene that may be involved in a disease, researchers commonly use genetic linkage and genetic pedigree charts to find the location on the genome associated with the disease. At the population level, researchers take advantage of Mendelian randomization to look for locations in the genome that are associated with diseases, a method especially useful for multigenic traits not clearly defined by a single gene.[94] Once a candidate gene is found, further research is often done on the corresponding (or homologous) genes of model organisms. In addition to studying genetic diseases, the increased availability of genotyping methods has led to the field of pharmacogenetics: the study of how genotype can affect drug responses.[95]
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Individuals differ in their inherited tendency to develop cancer,[96] and cancer is a genetic disease.[97] The process of cancer development in the body is a combination of events. Mutations occasionally occur within cells in the body as they divide. Although these mutations will not be inherited by any offspring, they can affect the behavior of cells, sometimes causing them to grow and divide more frequently. There are biological mechanisms that attempt to stop this process; signals are given to inappropriately dividing cells that should trigger cell death, but sometimes additional mutations occur that cause cells to ignore these messages. An internal process of natural selection occurs within the body and eventually mutations accumulate within cells to promote their own growth, creating a cancerous tumor that grows and invades various tissues of the body.
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Normally, a cell divides only in response to signals called growth factors and stops growing once in contact with surrounding cells and in response to growth-inhibitory signals. It usually then divides a limited number of times and dies, staying within the epithelium where it is unable to migrate to other organs. To become a cancer cell, a cell has to accumulate mutations in a number of genes (three to seven). A cancer cell can divide without growth factor and ignores inhibitory signals. Also, it is immortal and can grow indefinitely, even after it makes contact with neighboring cells. It may escape from the epithelium and ultimately from the primary tumor. Then, the escaped cell can cross the endothelium of a blood vessel and get transported by the bloodstream to colonize a new organ, forming deadly metastasis. Although there are some genetic predispositions in a small fraction of cancers, the major fraction is due to a set of new genetic mutations that originally appear and accumulate in one or a small number of cells that will divide to form the tumor and are not transmitted to the progeny (somatic mutations). The most frequent mutations are a loss of function of p53 protein, a tumor suppressor, or in the p53 pathway, and gain of function mutations in the Ras proteins, or in other oncogenes.
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DNA can be manipulated in the laboratory. Restriction enzymes are commonly used enzymes that cut DNA at specific sequences, producing predictable fragments of DNA.[98] DNA fragments can be visualized through use of gel electrophoresis, which separates fragments according to their length.
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The use of ligation enzymes allows DNA fragments to be connected. By binding ("ligating") fragments of DNA together from different sources, researchers can create recombinant DNA, the DNA often associated with genetically modified organisms. Recombinant DNA is commonly used in the context of plasmids: short circular DNA molecules with a few genes on them. In the process known as molecular cloning, researchers can amplify the DNA fragments by inserting plasmids into bacteria and then culturing them on plates of agar (to isolate clones of bacteria cells—"cloning" can also refer to the various means of creating cloned ("clonal") organisms).
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DNA can also be amplified using a procedure called the polymerase chain reaction (PCR).[99] By using specific short sequences of DNA, PCR can isolate and exponentially amplify a targeted region of DNA. Because it can amplify from extremely small amounts of DNA, PCR is also often used to detect the presence of specific DNA sequences.
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DNA sequencing, one of the most fundamental technologies developed to study genetics, allows researchers to determine the sequence of nucleotides in DNA fragments. The technique of chain-termination sequencing, developed in 1977 by a team led by Frederick Sanger, is still routinely used to sequence DNA fragments.[100] Using this technology, researchers have been able to study the molecular sequences associated with many human diseases.
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As sequencing has become less expensive, researchers have sequenced the genomes of many organisms using a process called genome assembly, which utilizes computational tools to stitch together sequences from many different fragments.[101] These technologies were used to sequence the human genome in the Human Genome Project completed in 2003.[36] New high-throughput sequencing technologies are dramatically lowering the cost of DNA sequencing, with many researchers hoping to bring the cost of resequencing a human genome down to a thousand dollars.[102]
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Next-generation sequencing (or high-throughput sequencing) came about due to the ever-increasing demand for low-cost sequencing. These sequencing technologies allow the production of potentially millions of sequences concurrently.[103][104] The large amount of sequence data available has created the field of genomics, research that uses computational tools to search for and analyze patterns in the full genomes of organisms. Genomics can also be considered a subfield of bioinformatics, which uses computational approaches to analyze large sets of biological data. A common problem to these fields of research is how to manage and share data that deals with human subject and personally identifiable information.
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On 19 March 2015, a group of leading biologists urged a worldwide ban on clinical use of methods, particularly the use of CRISPR and zinc finger, to edit the human genome in a way that can be inherited.[105][106][107][108] In April 2015, Chinese researchers reported results of basic research to edit the DNA of non-viable human embryos using CRISPR.[109][110]
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Geneva (/dʒɪˈniːvə/ jin-EE-və;[4] French: Genève [ʒənɛv] (listen); Arpitan: Genèva [dzəˈnɛva] (listen); German: Genf [ɡɛnf] (listen); Italian: Ginevra [dʒiˈneːvra]; Romansh: Genevra) is the second-most populous city in Switzerland (after Zürich) and the most populous city of Romandy, the French-speaking part of Switzerland. Situated where the Rhône exits Lake Geneva, it is the capital of the Republic and Canton of Geneva.
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The municipality (ville de Genève) has a population (as of December 2018[update]) of 201,818, and the canton (essentially the city and its inner-ring suburbs) has 499,480 residents.[5] In 2014, the compact agglomération du Grand Genève had 946,000 inhabitants in 212 communities in both Switzerland and France.[6] Within Swiss territory, the commuter area named "Métropole lémanique" contains a population of 1.26 million.[7][8] This area is essentially spread east from Geneva towards the Riviera area (Vevey, Montreux) and north-east towards Yverdon-les-Bains, in the neighbouring canton of Vaud.
|
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Geneva is a global city, a financial centre, and a worldwide centre for diplomacy due to the presence of numerous international organizations, including the headquarters of many agencies of the United Nations[9] and the Red Cross.[10] Geneva hosts the highest number of international organizations in the world.[11] It is also where the Geneva Conventions were signed, which chiefly concern the treatment of wartime non-combatants and prisoners of war.
|
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In 2017, Geneva was ranked as the world's fifteenth most important financial centre for competitiveness by the Global Financial Centres Index, fifth in Europe behind London, Zürich, Frankfurt and Luxembourg.[12] In 2019, Geneva was ranked among the ten most liveable cities in the world by Mercer together with Zürich and Basel.[13] The city has been referred to as the world's most compact metropolis[14] and the "Peace Capital".[15] In 2019, Mercer ranked Geneva as the thirteenth most expensive city in the world.[16] Geneva was ranked first by gross earnings, second expensive, third in earnings purchasing power gross hourly pay in a global cities ranking by UBS in 2018.[17]
|
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The city was mentioned in Latin texts, by Caesar, with the spelling Genava,[18] probably from the Celtic *genawa- from the stem *genu- ("bend, knee"), in the sense of a bending river or estuary, an etymology shared with the Italian port city of Genoa (in Italian Genova).[19]
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The medieval county of Geneva in Middle Latin was known as pagus major Genevensis or Comitatus Genevensis (also Gebennensis). After 1400 it became the Genevois province of Savoy (albeit not extending to the city proper, until the reformation of the seat of the Bishop of Geneva).[20]
|
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Geneva was an Allobrogian border town, fortified against the Helvetii tribe,[21] when the Romans took it in 121 BC. It became Christian under the Late Roman Empire, and acquired its first bishop in the 5th century, having been connected to the Bishopric of Vienne in the 4th.
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In the Middle Ages, Geneva was ruled by a count under the Holy Roman Empire until the late 14th century, when it was granted a charter giving it a high degree of self-governance. Around this time, the House of Savoy came to at least nominally dominate the city. In the 15th century, an oligarchic republican government emerged with the creation of the Grand Council. In the first half of the 16th century, the Protestant Reformation reached the city, causing religious strife, during which Savoy rule was thrown off and Geneva allied itself with the Swiss Confederacy.
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In 1541, with Protestantism on the rise, John Calvin, the Protestant Reformer and proponent of Calvinism, became the spiritual leader of the city and established the Republic of Geneva. By the 18th century, Geneva had come under the influence of Catholic France, which cultivated the city as its own. France tended to be at odds with the ordinary townsfolk, which inspired the failed Geneva Revolution of 1782, an attempt to win representation in the government for men of modest means. In 1798, revolutionary France under the Directory annexed Geneva. At the end of the Napoleonic Wars, on 1 June 1814, Geneva was admitted to the Swiss Confederation. In 1907, the separation of Church and State was adopted. Geneva flourished in the 19th and 20th centuries, becoming the seat of many international organizations.[22]
|
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Geneva is located at 46°12' North, 6°09' East, at the south-western end of Lake Geneva, where the Rhône flows out. It is surrounded by three mountain chains, each belonging to the Jura: the Jura main range lies north-westward, the Vuache southward, and the Salève south-eastward.
|
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The city covers an area of 15.93 km2 (6.2 sq mi), while the area of the canton is 282 km2 (108.9 sq mi), including the two small exclaves of Céligny in Vaud. The part of the lake that is attached to Geneva has an area of 38 km2 (14.7 sq mi) and is sometimes referred to as petit lac (small lake). The canton has only a 4.5-kilometre-long (2.8 mi) border with the rest of Switzerland. Of 107.5 km (66.8 mi) of border, 103 are shared with France, the Département de l'Ain to the north and west and the Département de la Haute-Savoie to the south and east.
|
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Of the land in the city, 0.24 km2 (0.093 sq mi), or 1.5%, is used for agricultural purposes, while 0.5 km2 (0.19 sq mi), or 3.1%, is forested. The rest of the land, 14.63 km2 (5.65 sq mi), or 91.8%, is built up (buildings or roads), 0.49 km2 (0.19 sq mi), or 3.1%, is either rivers or lakes and 0.02 km2 (4.9 acres), or 0.1%, is wasteland.[23]
|
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Of the built up area, industrial buildings made up 3.4%, housing and buildings made up 46.2% and transportation infrastructure 25.8%, while parks, green belts and sports fields made up 15.7%. Of the agricultural land, 0.3% is used for growing crops. Of the water in the municipality, 0.2% is composed of lakes and 2.9% is rivers and streams.[23]
|
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The altitude of Geneva is 373.6 metres (1,225.7 ft) and corresponds to the altitude of the largest of the Pierres du Niton, two large rocks emerging from the lake which date from the last ice age. This rock was chosen by General Guillaume Henri Dufour as the reference point for surveying in Switzerland.[24] The second main river of Geneva is the Arve, which flows into the Rhône just west of the city centre. Mont Blanc can be seen from Geneva and is an hour's drive from the city.
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The climate of Geneva is a temperate climate, more specifically an oceanic climate (Köppen climate classification: Cfb). Winters are cool, usually with light frosts at night and thawing conditions during the day. Summers are relatively warm. Precipitation is adequate and is relatively well-distributed throughout the year, although autumn is slightly wetter than other seasons. Ice storms near Lac Léman are normal in the winter: Geneva can be affected by the Bise, a north-easterly wind. This can lead to severe icing in winter.[26]
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In summer, many people swim in the lake and patronise public beaches such as Genève Plage and the Bains des Pâquis. The city, in certain years, receives snow during colder months. The nearby mountains are subject to substantial snowfall and are suitable for skiing. Many world-renowned ski resorts such as Verbier and Crans-Montana are less than three hours away by car. Mont Salève (1,379 m (4,524 ft)), just across the border in France, dominates the southerly view from the city centre, and Mont Blanc, the highest of the Alpine range, is visible from most of the city, towering high above Chamonix, which, along with Morzine, Le Grand Bornand, La Clusaz, and resorts of the Grand Massif such as Samoens, Morillon, and Flaine, are the closest French skiing destinations to Geneva.
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During the years 2000–2009, the mean yearly temperature was 11 °C and the mean number of sunshine-hours per year was 2003.[27]
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The highest temperature recorded in Genève–Cointrin was 39.7 °C (103.5 °F) in July 2015, and the lowest temperature recorded was −20.0 °C (−4.0 °F) in February 1956.
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The city is divided into eight quartiers, or districts, sometimes composed of several neighbourhoods. On the left bank are: (1) Jonction, (2) Centre, Plainpalais, and Acacias; (3) Eaux-Vives; and (4) Champel. The right bank includes: (1) Saint-Jean and Charmilles; (2) Servette and Petit-Saconnex; (3) Grottes and Saint-Gervais; and (4) Paquis and Nations.[32]
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The Administrative Council (Conseil administratif) constitutes the executive government of the city of Geneva and operates as a collegiate authority. It is composed of five councilors (French: Conseiller administratif/ Conseillère administrative), each presiding over a department. The president of the executive department acts as mayor (la maire/le maire). In the governmental year 2020–2021, the Administrative Council is presided over by Monsieur le maire de Genève Sami Kanaan. Departmental tasks, coordination measures and implementation of laws decreed by the Municipal Council are carried out by the Administrative Council. Elections for the Administrative Council are held every five years. The current term of (la législature) is from 1 June 2020 to 31 May 2025. The delegates are elected by means of a system of Majorz. The mayor and vice change each year, while the heads of the other departments are assigned by the collegiate. The executive body holds its meetings in the Palais Eynard, near the Parc des Bastions.[33]
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As of 2020[update], Geneva's Administrative Council is made up of two representatives each of the Social Demcratic Party (PS) and the Green Party (PES), and one member of the Christian Democratic Party (PDC). This gives the left-wing parties four out of the five seats and for the first time in history a female majority. The last election was held on 15 March/5 April 2020.[34] Except for the mayor, all other councillors have been elected for the first time.[35]
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Le Conseil municipal of Geneva for the mandate period of 2020–2025
|
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The Municipal Council (Conseil municipal) holds legislative power. It is made up of 80 members, with elections held every five years. The Municipal Council makes regulations and by-laws that are executed by the Administrative Council and the administration. The delegates are selected by means of a system of proportional representation with a seven percent threshold.
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The sessions of the Municipal Council are public. Unlike members of the Administrative Council, members of the Municipal Council are not politicians by profession, and they are paid a fee based on their attendance. Any resident of Geneva allowed to vote can be elected as a member of the Municipal Council. The Council holds its meetings in the Town Hall (Hôtel de Ville), in the old city.[36]
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The last election of the Municipal Council was held on 15 March 2020 for the (législature) of 2020–2025. Currently, the Municipal Council consists of: 19 members of the Social Democratic Party (PS), 18 Green Party (PES), 14 Les Libéraux-Radicaux (PLR), 8 Christian Democratic People's Party (PDC); 7 Geneva Citizens' Movement (MCG,), 7 Ensemble à Gauche (an alliance of the left parties PST-POP (Parti Suisse du Travail – Parti Ouvrier et Populaire) and solidaritéS), 6 Swiss People's Party (UDC).[37]
|
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In the 2019 federal election for the Swiss National Council the most popular party was the Green Party which received 26% (+14.6) of the vote. The next seven most popular parties were the PS (17.9%, -5.9), PLR (15.1%, -2.4), the UDC (12.6%, -3.7), the PdA/solidaritéS (10%, +1.3), the PDC (5.4%, -5.3), the pvl (5%, +2.9), and MCR (4.9%, -2.7).[38] In the federal election a total of 34,319 votes were cast, and the voter turnout was 39.6%.[39]
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In the 2015 federal election for the Swiss National Council the most popular party was the PS which received 23.8% of the vote. The next five most popular parties were the PLR (17.6%), the UDC (16.3%), the Green Party (11.4%), the PDC (10.7%), and the solidaritéS (8.8%). In the federal election a total of 36,490 votes were cast, and the voter turnout was 44.1%.[40]
|
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Geneva intentionally does not have any sister relationships with other cities. It declares itself related to the entire world.[41][42]
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Geneva has a population (as of December 2018[update]) of 201,818.[5] The city of Geneva is at the centre of the Geneva metropolitan area, known as Grand Genève in French (Greater Geneva). Greater Geneva includes the Canton of Geneva in its entirety as well as the District of Nyon in the Canton of Vaud and several areas in the neighbouring French departments of Haute-Savoie and Ain. In 2011, the agglomération franco-valdo-genevoise had 915,000 inhabitants, two-thirds of whom lived on Swiss soil and one-third on French soil.[43] The Geneva metropolitan area is experiencing steady demographic growth of 1.2% a year and the population of the agglomération franco-valdo-genevoise is expected to reach a total of one million people in the near future.[43]
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The official language of Geneva (both the city and the canton) is French. English is also common due to the high number of anglophone expatriates and foreigners working in international institutions and in the bank sector. As of 2000[update], 128,622 or 72.3% of the population speaks French as a first language, with English being the second most common (7,853 or 4.4%) language. 7,462 inhabitants speak Spanish (or 4.2%), 7,320 speak Italian (4.1%), 7,050 speak German (4.0%) and 113 people who speak Romansh.[44] As a result of immigration flows in the 1960s and 1980s, Portuguese is also spoken by a considerable proportion of the population.
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In the city of Geneva, as of 2013[update], 48% of the population are resident foreign nationals.[45] For a list of the largest groups of foreign residents see the cantonal overview. Over the last 10 years (1999–2009), the population has changed at a rate of 7.2%; a rate of 3.4% due to migration and at a rate of 3.4% due to births and deaths.[46]
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As of 2008[update], the gender distribution of the population was 47.8% male and 52.2% female. The male population was made up of 46,284 Swiss men (24.2% of the population) and 45,127 (23.6%) non-Swiss men. There were 56,091 Swiss women (29.3%) and 43,735 (22.9%) non-Swiss women.[47] As of 2000[update] approximately 24.3% of the population of the municipality were born in Geneva and lived there in 2000 – 43,296. A further 11,757 or 6.6% who were born in the same canton, while 27,359 or 15.4% were born elsewhere in Switzerland, and 77,893 or 43.8% were born outside of Switzerland.[44]
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In 2008[update], there were 1,147 live births to Swiss citizens and 893 births to non-Swiss citizens, and in the same time span there were 1,114 deaths of Swiss citizens and 274 non-Swiss citizen deaths. Ignoring immigration and emigration, the population of Swiss citizens increased by 33, while the foreign population increased by 619. There were 465 Swiss men and 498 Swiss women who emigrated from Switzerland. At the same time, there were 2933 non-Swiss men and 2662 non-Swiss women who immigrated from another country to Switzerland. The total Swiss population change in 2008 (from all sources, including moves across municipal borders) was an increase of 135 and the non-Swiss population increased by 3181 people. This represents a population growth rate of 1.8%.[48]
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As of 2000[update], children and teenagers (0–19 years old) make up 18.2% of the population, while adults (20–64 years old) make up 65.8% and seniors (over 64 years old) make up 16%.[46]
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As of 2000[update], there were 78,666 people who were single and never married in the municipality. There were 74,205 married individuals, 10,006 widows or widowers and 15,087 individuals who are divorced.[44]
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As of 2000[update], there were 86,231 private households in the municipality, and an average of 1.9 persons per household.[46] There were 44,373 households that consist of only one person and 2,549 households with five or more people. Out of a total of 89,269 households that answered this question, 49.7% were households made up of just one person and there were 471 adults who lived with their parents. Of the rest of the households, there are 17,429 married couples without children, 16,607 married couples with children. There were 5,499 single parents with a child or children. There were 1,852 households that were made up of unrelated people and 3,038 households that were made up of some sort of institution or another collective housing.[44]
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In 2000[update], there were 743 single family homes (or 10.6% of the total) out of a total of 6,990 inhabited buildings. There were 2,758 multi-family buildings (39.5%), along with 2,886 multi-purpose buildings that were mostly used for housing (41.3%) and 603 other use buildings (commercial or industrial) that also had some housing (8.6%). Of the single family homes, 197 were built before 1919, while 20 were built between 1990 and 2000. The greatest number of single family homes (277) were built between 1919 and 1945.[49]
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In 2000[update], there were 101,794 apartments in the municipality. The most common apartment size was 3 rooms of which there were 27,084. There were 21,889 single room apartments and 11,166 apartments with five or more rooms. Of these apartments, a total of 85,330 apartments (83.8% of the total) were permanently occupied, while 13,644 apartments (13.4%) were seasonally occupied and 2,820 apartments (2.8%) were empty.[49] As of 2009[update], the construction rate of new housing units was 1.3 new units per 1000 residents.[46]
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As of 2003[update], the average price to rent an average apartment in Geneva was 1163.30 Swiss francs (CHF) per month (US$930, £520, €740 approx. exchange rate from 2003). The average rate for a one-room apartment was 641.60 CHF (US$510, £290, €410), a two-room apartment was about 874.46 CHF (US$700, £390, €560), a three-room apartment was about 1126.37 CHF (US$900, £510, €720) and a six or more room apartment cost an average of 2691.07 CHF (US$2150, £1210, €1720). The average apartment price in Geneva was 104.2% of the national average of 1116 CHF.[50] The vacancy rate for the municipality, in 2010[update], was 0.25%.[46]
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In June 2011, the average price of an apartment in and around Geneva was 13,681 CHF per square metre (11 square feet). The average can be as high as 17,589 Swiss francs (CHF) per square metre (11 square feet) for a luxury apartment and as low as 9,847 Swiss francs (CHF) for an older or basic apartment. For houses in and around Geneva, the average price was 11,595 Swiss francs (CHF) per square metre (11 square feet) (June 2011), with a lowest price per square metre (11 square feet) of 4,874 Swiss francs (CHF), and a maximum price of 21,966 Swiss francs (CHF).[51]
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William Monter calculates that the city's total population was 12,000–13,000 in 1550, doubling to over 25,000 by 1560.[52]
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The historical population is given in the following chart:[53]
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The 2000 census[update] recorded 66,491 residents (37.4% of the population) as Roman Catholic, while 41,289 people (23.20%) belonged to no church or were agnostic or atheist, 24,105 (13.5%) belonged to the Swiss Reformed Church, and 8,698 (4.89%) were Muslim. There were also 3,959 members of an Orthodox church (2.22%), 220 individuals (or about 0.12% of the population) who belonged to the Christian Catholic Church of Switzerland, 2,422 (1.36%) who belonged to another Christian church, and 2,601 people (1.46%) who were Jewish. There were 707 individuals who were Buddhist, 474 who were Hindu and 423 who belonged to another church. 26,575 respondents (14.93%) did not answer the question.[44]
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According to 2012 statistics by Swiss Bundesamt für Statistik 49.2% of the population are Christian, divided into 34.2% Roman Catholic, 8.8% Swiss Reformed (organized in the Protestant Church of Geneva) and 6.2% other Christian (mostly various other Protestants), 38% of Genevans are non-religious, 6.1% are Muslim and 1.6% are Jews.[54]
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Geneva has historically been considered a Protestant city and was known as the Protestant Rome due to it being the base of John Calvin, William Farel, Theodore Beza and other Protestant reformers. Over the past century, substantial immigration from France and other predominantly Roman Catholic countries, as well as general European secularization has changed its religious landscape. As a result, three times as many Roman Catholics as Protestants lived in the city in 2000, while a large number of residents were members of neither group. Geneva forms part of the Roman Catholic Diocese of Lausanne, Geneva and Fribourg.
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The World Council of Churches and the Lutheran World Federation both have their headquarters at the Ecumenical Centre in Grand-Saconnex, Geneva. The World Communion of Reformed Churches, a worldwide organization of Presbyterian, Continental Reformed, Congregational and other Reformed churches gathering more than 80 million people around the world was based here from 1948 until 2013. The Executive Committee of the World Communion of Reformed Churches voted in 2012 to move its offices to Hanover, Germany, citing the high costs of running the ecumenical organization in Geneva, Switzerland. The move was completed in 2013. Likewise, the Conference of European Churches have moved their headquarters from Geneva to Brussels.
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Prior to the Protestant Reformation the city was de jure and de facto Roman Catholic. Reaction to the new movement varied across Switzerland. John Calvin went to Geneva in 1536 after William Farel encouraged him to do so. In Geneva, the Catholic bishop had been obliged to seek exile in 1532. Geneva became a stronghold of Calvinism. Some of the tenets created there influenced Protestantism as a whole. St. Pierre Cathedral was where Calvin and his Protestant reformers preached. It constituted the epicentre of the newly developing Protestant thought that would later become known as the Reformed tradition. Many prominent Reformed theologians operated there, including William Farel and Theodore Beza, Calvin's successor who progressed Reformed thought after his death.
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Geneva was a shelter for Calvinists, but at the same time it persecuted Roman Catholics and others considered heretics. The case of Michael Servetus, an early Nontrinitarian, is notable. Condemned by Catholics and Protestants alike, he was arrested in Geneva and burnt at the stake as a heretic by order of the city's Protestant governing council. John Calvin and his followers denounced him, and possibly contributed to his sentence.
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In 1802, during its annexation to France under Napoleon I, the Diocese of Geneva was united with the Diocese of Chambéry, but the 1814 Congress of Vienna and the 1816 Treaty of Turin stipulated that in the territories transferred to a now considerably extended Geneva, the Catholic religion was to be protected and that no changes were to be made in existing conditions without an agreement with the Holy See.[21] Napoleon's common policy was to emancipate Catholics in Protestant-majority areas, and the other way around, as well as emancipating Jews. In 1819, the city of Geneva and 20 parishes were united to the Diocese of Lausanne by Pope Pius VII and in 1822, the non-Swiss territory was made into the Diocese of Annecy. A variety of concord with the civil authorities came as a result of the separation of church and state, enacted with strong Catholic support in 1907.[21]
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In 2014 the incidence of crimes listed in the Swiss Criminal Code in Geneva was 143.9 per thousand residents. During the same period the rate of drug crimes was 33.6 per thousand residents. The rate of violations of immigration, visa and work permit laws was 35.7 per thousand residents.[55]
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There are 82 buildings or sites in Geneva that are listed as Swiss heritage sites of national significance, and the entire old city of Geneva is part of the Inventory of Swiss Heritage Sites.[56]
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Religious buildings: Cathedral St-Pierre et Chapel des Macchabés, Notre-Dame Church, Russian church, St-Germain Church, Temple de la Fusterie, Temple de l'Auditoire
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Civic buildings: Former Arsenal and Archives of the City of Genève, Former Crédit Lyonnais, Former Hôtel Buisson, Former Hôtel du Résident de France et Bibliothèque de la Société de lecture de Genève, Former école des arts industriels, Archives d'État de Genève (Annexe), Bâtiment des forces motrices, Bibliothèque de Genève, Library juive de Genève «Gérard Nordmann», Cabinet des estampes, Centre d'Iconographie genevoise, Collège Calvin, École Geisendorf, University Hospital of Geneva (HUG), Hôtel de Ville et tour Baudet, Immeuble Clarté at Rue Saint-Laurent 2 and 4, Immeubles House Rotonde at Rue Charles-Giron 11–19, Immeubles at Rue Beauregard 2, 4, 6, 8, Immeubles at Rue de la Corraterie 10–26, Immeubles at Rue des Granges 2–6, Immeuble at Rue des Granges 8, Immeubles at Rue des Granges 10 and 12, Immeuble at Rue des Granges 14, Immeuble and Former Armory at Rue des Granges 16, Immeubles at Rue Pierre Fatio 7 and 9, House de Saussure at Rue de la Cité 24, House Des arts du Grütli at Rue du Général-Dufour 16, House Royale et les deux immeubles à côté at Quai Gustave Ador 44–50, Tavel House at Rue du Puits-St-Pierre 6, Turrettini House at Rue de l'Hôtel-de-Ville 8 and 10, Brunswick Monument, Palais de Justice, Palais de l'Athénée, Palais des Nations with library and archives of the SDN and ONU, Palais Eynard et Archives de la ville de Genève, Palais Wilson, Parc des Bastions avec Mur des Réformateurs, Place de Neuve et Monument du Général Dufour, Pont de la Machine, Pont sur l'Arve, Poste du Mont-Blanc, Quai du Mont-Blanc, Quai et Hôtel des Bergues, Quai Général Guisan and English Gardens, Quai Gustave-Ador and Jet d'eau, Télévision Suisse Romande, University of Geneva, Victoria Hall.
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Archeological sites:
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Foundation Baur and Museum of the arts d'Extrême-Orient, Parc et campagne de la Grange and Library (neolithic shore settlement/Roman villa), Bronze Age shore settlement of Plonjon, Temple de la Madeleine archeological site, Temple Saint-Gervais archeological site, Old City with Celtic, Roman and medieval villages.
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Museums, theaters, and other cultural sites: Conservatoire de musique at Place Neuve 5, Conservatoire et Jardin botaniques, Fonds cantonal d'art contemporain, Ile Rousseau and statue, Institut et Musée Voltaire with Library and Archives, Mallet House and Museum international de la Réforme, Musée Ariana, Museum of Art and History, Museum d'art moderne et contemporain, Museum d'ethnographie, Museum of the International Red Cross, Musée Rath, Natural History Museum, Plainpalais Commune Auditorium, Pitoëff Theatre, Villa Bartholoni at the Museum of History and Science.
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International organizations: International Labour Organization (BIT), International Committee of the Red Cross, United Nations High Commissioner for Refugees (UNHCR), World Meteorological Organization, World Trade Organization, International Telecommunication Union, World YMCA.
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St. Pierre Cathedral
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Collège Calvin
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International Committee of the Red Cross (CICR)
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Conservatory and Botanical Garden of the City of Geneva
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Notre-Dame Church
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Russian Orthodox Church
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United Nations High Commissioner for Refugees (UNHCR)
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Hôtel de Ville and the Tour Baudet
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Institut et Musée Voltaire
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Mallet House and Museum international de la Réforme
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Tavel House
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Brunswick Monument
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Musée d'Art et d'Histoire
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The city's main newspaper is the daily Tribune de Genève, with a readership of about 187,000. Le Courrier mainly focuses on Geneva. Both Le Temps (headquartered in Geneva) and Le Matin are widely read in Geneva, but cover the whole of Romandy.
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Geneva is the main media center for French-speaking Switzerland. It is the headquarters for the numerous French language radio and television networks of the Swiss Broadcasting Corporation, known collectively as Radio Télévision Suisse. While both networks cover the whole of Romandy, special programs related to Geneva are sometimes broadcast on some of the local radio frequencies. Other local radio stations broadcast from the city, including YesFM (FM 91.8 MHz), Radio Cité (non-commercial radio, FM 92.2 MHz), OneFM (FM 107.0 MHz, also broadcast in Vaud), and World Radio Switzerland (FM 88.4 MHz). Léman Bleu is a local TV channel, founded in 1996 and distributed by cable. Due to the proximity to France, many French television channels are also available.
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Geneva observes Jeûne genevois on the first Thursday following the first Sunday in September. By local tradition, this commemorates the date news of the St. Bartholomew's Day massacre of Huguenots reached Geneva.
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Geneva celebrates L'Escalade on the weekend nearest 12 December, celebrating the defeat of the surprise attack of troops sent by Charles Emmanuel I, Duke of Savoy during the night of 11–12 December 1602. Festive traditions include chocolate cauldrons filled with vegetable-shaped marzipan treats and the Escalade procession on horseback in seventeenth century armour. Geneva has also been organizing a 'Course de l'Escalade', which means 'Climbing Race'. This race takes place in Geneva's Old Town, and has been popular across all ages. Non-competitive racers dress up in fancy costumes, while walking in the race.
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Since 1818, a particular chestnut tree has been used as the official "herald of the spring" in Geneva. The sautier (secretary of the Parliament of the Canton of Geneva) observes the tree and notes the day of arrival of the first bud. While this event has no practical effect, the sautier issues a formal press release and the local newspaper will usually mention the news.[57]
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As this is one of the world's oldest records of a plant's reaction to climatic conditions, researchers have been interested to note that the first bud has been appearing earlier and earlier in the year. During the 19th century many dates were in March or April. In recent years, they have usually been in late February (sometimes earlier).[58] In 2002, the first bud appeared unusually early, on 7 February, and then again on 29 December of the same year. The following year, one of the hottest years recorded in Europe, was a year with no bud. In 2008, the first bud also appeared early, on 19 February.
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The opera house, the Grand Théâtre de Genève, which officially opened in 1876, was partly destroyed by a fire in 1951 and reopened in 1962. It has the largest stage in Switzerland. It features opera and dance performances, recitals, concerts and, occasionally, theatre. The Victoria Hall is used for classical music concerts. It is the home of the Orchestre de la Suisse Romande.
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Every summer the Fêtes de Genève (Geneva Festival) are organised in Geneva. According to Radio Télévision Suisse in 2013 hundreds of thousands of people came to Geneva to see the annual hour-long grand firework display of the Fêtes de Genève.[59]
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An annual music festival takes place in June. Groups of artists perform in different parts of the city. In 2016 the festival celebrated its 25th anniversary.[60]
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Further annual festivals are the Fête de l’Olivier, a festival of Arabic music, organized by the ICAM since 1980,[61] and the Genevan Brass Festival, founded by Christophe Sturzenegger in 2010.[62]
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The Canton of Geneva's public school system has écoles primaires (ages 4–12) and cycles d'orientation (ages 12–15). Students can leave school at 15, but secondary education is provided by collèges (ages 15–19), the oldest of which is the Collège Calvin, which could be considered one of the oldest public schools in the world,[59][63] écoles de culture générale (15–18/19) and the écoles professionnelles (15–18/19). The écoles professionnelles offer full-time courses and part-time study as part of an apprenticeship. Geneva also has a number of private schools.[64]
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In 2011 89,244 (37.0%) of the population had completed non-mandatory upper secondary education, and 107,060 or (44.3%) had completed additional higher education (either university or a Fachhochschule). Of the 107,060 who completed tertiary schooling, 32.5% were Swiss men, 31.6% were Swiss women, 18.1% were non-Swiss men and 17.8% were non-Swiss women.
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During the 2011–2012 school year, there were a total of 92,311 students in the Geneva school system (primary to university). The education system in the Canton of Geneva has eight years of primary school, with 32,716 students. The secondary school program consists of three lower, obligatory years of schooling, followed by three to five years of optional, advanced study. There were 13,146 lower-secondary students who attended schools in Geneva. There were 10,486 upper-secondary students from the municipality along with 10,330 students who were in a professional, non-university track program. An additional 11,797 students were attending private schools.[65]
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Geneva is home to the University of Geneva where approximately 16,500 students are regularly enrolled.[66] In 1559 John Calvin founded the Geneva Academy, a theological and humanist seminary. In the 19th century the Academy lost its ecclesiastic links and in 1873, with the addition of a medical faculty, it became the University of Geneva. In 2011 it was ranked 35th European university.[67]
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The Graduate Institute of International and Development Studies was among the first academic institutions in the World to teach international relations. It is one of Europe's most prestigious institutions, offering MA and PhD programmes in law, political science, history, economics, international affairs, and development studies.
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The oldest international school in the world is the International School of Geneva, founded in 1924 along with the League of Nations. The Geneva School of Diplomacy and International Relations is a private university in the grounds of the Château de Penthes.
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CERN (the European Organization for Nuclear Research) is probably the best known of Geneva's educational and research facilities, most recently for the Large Hadron Collider. Founded in 1954, CERN was one of Europe's first joint ventures and has developed as the world's largest particle physics laboratory. Physicists from around the world travel to CERN to research matter and explore the fundamental forces and materials that form the universe.
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Geneva is home to five major libraries, the Bibliothèques municipales Genève, the Haute école de travail social, Institut d'études sociales, the Haute école de santé, the Ecole d'ingénieurs de Genève and the Haute école d'art et de design. There were (as of 2008[update]) 877,680 books or other media in the libraries, and in the same year 1,798,980 items were loaned.[68]
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Geneva's economy is services oriented. The city has an important and long-established finance sector, which specialises in private banking, managing assets of about US$1 trillion, and the financing of international trade. In the September 2017 Global Financial Centres Index, Geneva was ranked as being the 15th most competitive financial centre in the world (up from 20th in March 2017) and the fifth most competitive in Europe (after London, Zürich, Frankfurt, and Luxembourg).[12]
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Geneva hosts the international headquarters of companies such as Japan Tobacco International, Mediterranean Shipping Company, Vitol, Gunvor, Mercuria Energy Group, Merck Serono,[69] SITA, Société Générale de Surveillance, STMicroelectronics, and Weatherford International.[70] Many other multinational companies such as Caterpillar, DuPont, and Cargill have their international headquarters in the city; Take Two Interactive, Electronic Arts, INVISTA, Procter & Gamble and Oracle Corporation have their European headquarters in the city. Hewlett Packard has its Europe, Africa, and Middle East headquarters in Meyrin, near Geneva,[71][72] as does PrivatAir.[73][74]
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There is a long tradition of watchmaking in the city, which dates back to the 16th century.[75] Many watchmakers have been based in Geneva since their foundation, such as (Baume et Mercier, Charriol, Chopard, Franck Muller, Patek Philippe, Rolex, Universal Genève, Raymond Weil, Vacheron Constantin and Frédérique Constant).
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|
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Two major international producers of flavours and fragrances, Firmenich and Givaudan, have their headquarters and main production facilities in Geneva.
|
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+
|
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The private sector has a number of employers' organizations, including the Fédération des Entreprises Romandes Genève (FER Genève) and the Fédération des métiers du bâtiment (FMB).[76][77]
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Many people also work in the numerous offices of international organisations located in Geneva (about 22,233 in March 2012).[78]
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|
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The Geneva Motor Show is one of the most important international auto shows. It is held at Palexpo, a large convention centre next to the International Airport.[79]
|
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|
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In 2009, Geneva was ranked as the fourth most expensive city in the world. Geneva moved up four places from eighth place the previous year.[16]
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|
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As of 2011[update], Geneva had an unemployment rate of 6.3%.[80] As of 2008[update], there were five[clarification needed] people employed in the primary economic sector and about three[clarification needed] businesses involved in this sector. 9,783 people were employed in the secondary sector and there were 1,200 businesses in this sector. 134,429 people were employed in the tertiary sector, with 12,489 businesses in this sector.[46] There were 91,880 residents of the municipality who were employed in some capacity, with women making up 47.7% of the workforce.
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|
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In 2008[update], the total number of full-time equivalent jobs was 124,185. The number of jobs in the primary sector was four, all of which were in agriculture. The number of jobs in the secondary sector was 9,363 of which 4,863 or (51.9%) were in manufacturing and 4,451 (47.5%) were in construction. The number of jobs in the tertiary sector was 114,818. In the tertiary sector; 16,573 or 14.4% were in wholesale or retail sales or the repair of motor vehicles, 3,474 or 3.0% were in the movement and storage of goods, 9,484 or 8.3% were in a hotel or restaurant, 4,544 or 4.0% were in the information industry, 20,982 or 18.3% were the insurance or financial industry, 12,177 or 10.6% were technical professionals or scientists, 10,007 or 8.7% were in education and 15,029 or 13.1% were in health care.[81]
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In 2000[update], there were 95,190 workers who commuted into the municipality and 25,920 workers who commuted away. The municipality is a net importer of workers, with about 3.7 workers entering the municipality for every one leaving. About 13.8% of the workforce coming into Geneva are coming from outside Switzerland, while 0.4% of the locals commute out of Switzerland for work.[82] Of the working population, 38.2% used public transportation to get to work, and 30.6% used a private car.[46]
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Ice hockey is the most popular sport in Geneva.[83] Geneva is home to Genève-Servette HC, which plays in the National League. They play their home games in the 7,135-seat Patinoire des Vernets. In 2008 and 2010 the team made it to the league finals but lost to the ZSC Lions and SC Bern respectively.[84] The team is by far the most popular one in both the city and the canton of Geneva, drawing three times more spectators than the football team in 2017.[85][86]
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The town is home to Servette FC, a football club founded in 1890 and named after a borough on the right bank of the Rhône. The home of Servette FC is the 30,000-seat Stade de Genève. Servette FC plays in the Raiffeisen Super League. Urania Genève Sport also play in the city.
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Geneva is home to the basketball team Lions de Genève, 2013 and 2015 champions of the Swiss Basketball League. The team plays its home games in the Pavilion des Sports.
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Geneva Jets Australian Football Club have been playing Australian Football in the AFL Switzerland league since 2019.
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The city is served by the Geneva Cointrin International Airport. It is connected by Geneva Airport railway station (French: Gare de Genève-Aéroport) to both the Swiss Federal Railways network and the French SNCF network, including links to Paris, Lyon, Marseille and Montpellier by TGV. Geneva is connected to the motorway systems of both Switzerland (A1 motorway) and France.
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Public transport by bus, trolleybus or tram is provided by Transports Publics Genevois. In addition to an extensive coverage of the city centre, the network extends to most of the municipalities of the Canton, with a few lines reaching into France. Public transport by boat is provided by the Mouettes Genevoises, which link the two banks of the lake within the city, and by the Compagnie Générale de Navigation sur le lac Léman which serves more distant destinations such as Nyon, Yvoire, Thonon, Évian, Lausanne and Montreux using both modern diesel vessels and vintage paddle steamers.
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Trains operated by Swiss Federal Railways connect the airport to the main station of Cornavin in six minutes. Regional train services are being developed towards Coppet and Bellegarde. At the city limits two new railway stations have been opened since 2002: Genève-Sécheron (close to the UN and the Botanical Gardens) and Lancy-Pont-Rouge.
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In 2011 work started on the CEVA rail (Cornavin – Eaux-Vives – Annemasse) project, first planned in 1884, which will connect Cornavin with the Cantonal hospital, Eaux-Vives railway station and Annemasse, in France. The link between the main railway station and the classification yard of La Praille already exists; from there, the line runs mostly underground to the Hospital and Eaux-Vives, where it links to the existing line to France. The line fully opened in December 2019.
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In May 2013, the demonstrator electric bus system[87] with a capacity of 133 passengers commenced between Geneva Airport and Palexpo. The project aims to introduce a new system of mass transport with electric "flash" recharging of the buses at selected stops while passengers are disembarking and embarking.[88]
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Taxis in Geneva can be difficult to find, and may need to be booked in advance, especially in the early morning or at peak hours. Taxis can refuse to take babies and children because of seating legislation.[89]
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An ambitious project to close 200 streets in the centre of Geneva to cars was approved by the Geneva cantonal authorities in 2010 and was planned to be implemented over a span of four years (2010–2014), though as of 2018[update], work on the project has yet to be started.[90]
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Water, natural gas and electricity are provided to the municipalities of the Canton of Geneva by the state-owned Services Industriels de Genève, known as SIG. Most of the drinking water (80%) is extracted from the lake; the remaining 20% is provided by groundwater, originally formed by infiltration from the Arve. 30% of the Canton's electricity needs is locally produced, mainly by three hydroelectric dams on the Rhône (Seujet, Verbois and Chancy-Pougny). In addition, 13% of the electricity produced in the Canton is from the burning of waste at the waste incineration facility of Les Cheneviers. The remaining needs (57%) are covered by imports from other cantons in Switzerland or other European countries; SIG buys only electricity produced by renewable methods, and in particular does not use electricity produced using nuclear reactors or fossil fuels.
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Natural gas is available in the City of Geneva, as well as in about two-thirds of the municipalities of the canton, and is imported from Western Europe by the Swiss company Gaznat. SIG also provides telecommunication facilities to carriers, service providers and large enterprises. From 2003 to 2005, "Voisin, voisine" a fibre to the Home pilot project with a triple play offering was launched to test the end-user market in the Charmilles district.
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Geneva is the European headquarters of the United Nations, in the Palace of Nations building, which was also the headquarters of the former League of Nations. Several agencies are headquartered at Geneva, including the United Nations High Commissioner for Refugees, the UN Office of the High Commissioner for Human Rights, the World Health Organization, the International Labour Organization, International Telecommunication Union, the International Baccalaureate Organization and the World Intellectual Property Organization.
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Apart from the UN agencies, Geneva hosts many inter-governmental organizations, such as the World Trade Organization, the South Centre, the World Meteorological Organization, the World Economic Forum, the International Organization for Migration, the International Federation of Red Cross and Red Crescent Societies and the International Committee of the Red Cross.
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The Maison de la Paix building hosts the three Geneva centres supported by the Swiss Confederation: the International Centre for Humanitarian Demining, the Centre for the Democratic Control of Armed Forces and the Geneva Centre for Security Policy, as well as other organisations active in the field of peace, international affairs and sustainable development.[91]
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Organizations on the European level include the European Broadcasting Union (EBU) and CERN (the European Organization for Nuclear Research) which is the world's largest particle physics laboratory.
|
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The Geneva Environment Network (GEN) publishes the Geneva Green Guide,[92] an extensive listing of Geneva-based global organisations working on environment protection and sustainable development. A website,[93] jointly run by the Swiss Government, the World Business Council for Sustainable Development, the United Nations Environment Programme and the International Union for Conservation of Nature, includes accounts of how NGOs, business, government and the UN cooperate. By doing so, it attempts to explain why Geneva has been picked by so many NGOs and UN bodies as their headquarters' location.
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The World Organization of the Scout Movement and the World Scout Bureau Central Office are headquartered in Geneva.
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1 |
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The Holocaust, also known as the Shoah,[c] was the World War II genocide of the European Jews. Between 1941 and 1945, across German-occupied Europe, Nazi Germany and its collaborators systematically murdered some six million Jews, around two-thirds of Europe's Jewish population.[a][d] The murders were carried out in pogroms and mass shootings; by a policy of extermination through work in concentration camps; and in gas chambers and gas vans in German extermination camps, chiefly Auschwitz, Bełżec, Chełmno, Majdanek, Sobibór, and Treblinka in occupied Poland.[4]
|
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+
|
5 |
+
Germany implemented the persecution in stages. Following Adolf Hitler's appointment as Chancellor on 30 January 1933, the regime built a network of concentration camps in Germany for political opponents and those deemed "undesirable", starting with Dachau on 22 March 1933.[5] After the passing of the Enabling Act on 24 March,[6] which gave Hitler plenary powers, the government began isolating Jews from civil society; this included boycotting Jewish businesses in April 1933 and enacting the Nuremberg Laws in September 1935. On 9–10 November 1938, eight months after Germany annexed Austria, Jewish businesses and other buildings were ransacked or set on fire throughout Germany and Austria during what became known as Kristallnacht (the "Night of Broken Glass"). After Germany invaded Poland in September 1939, triggering World War II, the regime set up ghettos to segregate Jews. Eventually thousands of camps and other detention sites were established across German-occupied Europe.
|
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+
|
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+
The segregation of Jews in ghettos culminated in the policy of extermination the Nazis called the "Final Solution to the Jewish Question", discussed by senior Nazi officials at the Wannsee Conference in Berlin in January 1942. As German forces captured territories in the East, all anti-Jewish measures were radicalized. Under the coordination of the SS, with directions from the highest leadership of the Nazi Party, killings were committed within Germany itself, throughout occupied Europe, and within territories controlled by Germany's allies. Paramilitary death squads called Einsatzgruppen, in cooperation with the German Army and local collaborators, murdered around 1.3 million Jews in mass shootings and pogroms between 1941 and 1945. By mid-1942, victims were being deported from ghettos across Europe in sealed freight trains to extermination camps where, if they survived the journey, they were gassed, worked or beaten to death, or killed by disease or during death marches. The killing continued until the end of World War II in Europe in May 1945.
|
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|
9 |
+
The European Jews were targeted for extermination as part of a larger event during the Holocaust era (1933–1945),[7][8] in which Germany and its collaborators persecuted and murdered other groups, including ethnic Poles, Soviet civilians and prisoners of war, the Roma, the handicapped, political and religious dissidents, and gay men.[e] The death toll of these other groups is thought to be over 11 million.[b]
|
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+
|
11 |
+
The term holocaust, first used in 1895 by the New York Times to describe the massacre of Armenian Christians by Ottoman Muslims,[9] comes from the Greek: ὁλόκαυστος, romanized: holókaustos; ὅλος hólos, "whole" + καυστός kaustós, "burnt offering".[f] The biblical term shoah (Hebrew: שׁוֹאָה), meaning "destruction", became the standard Hebrew term for the murder of the European Jews. According to Haaretz, the writer Yehuda Erez may have been the first to describe events in Germany as the shoah. Davar and later Haaretz both used the term in September 1939.[12][g] Yom HaShoah became Israel's Holocaust Remembrance Day in 1951.[14]
|
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+
|
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+
On 3 October 1941 the American Hebrew used the phrase "before the Holocaust", apparently to refer to the situation in France,[15] and in May 1943 the New York Times, discussing the Bermuda Conference, referred to the "hundreds of thousands of European Jews still surviving the Nazi Holocaust".[16] In 1968 the Library of Congress created a new category, "Holocaust, Jewish (1939–1945)".[17] The term was popularized in the United States by the NBC mini-series Holocaust (1978), about a fictional family of German Jews,[18] and in November that year the President's Commission on the Holocaust was established.[19] As non-Jewish groups began to include themselves as Holocaust victims, many Jews chose to use the Hebrew terms Shoah or Churban.[20][h] The Nazis used the phrase "Final Solution to the Jewish Question" (German: die Endlösung der Judenfrage).[22]
|
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+
|
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+
Most Holocaust historians define the Holocaust as the genocide of the European Jews by Nazi Germany and its collaborators between 1941 and 1945.[a]
|
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+
|
17 |
+
Michael Gray, a specialist in Holocaust education,[30] offers three definitions: (a) "the persecution and murder of Jews by the Nazis and their collaborators between 1933 and 1945", which views Kristallnacht in 1938 as an early phase of the Holocaust; (b) "the systematic mass murder of the Jews by the Nazi regime and its collaborators between 1941 and 1945", which recognizes the policy shift in 1941 toward extermination; and (c) "the persecution and murder of various groups by the Nazi regime and its collaborators between 1933 and 1945", which includes all the Nazis' victims, a definition that fails, Gray writes, to acknowledge that only the Jews were singled out for annihilation.[31] Donald Niewyk and Francis Nicosia, in The Columbia Guide to the Holocaust (2000), favor a definition that focuses on the Jews, Roma and handicapped: "the systematic, state-sponsored murder of entire groups determined by heredity".[32]
|
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+
|
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+
The United States Holocaust Memorial Museum distinguishes between the Holocaust (the murder of six million Jews) and "the era of the Holocaust", which began when Hitler became Chancellor of Germany in January 1933.[33] Victims of the era of the Holocaust include those the Nazis viewed as inherently inferior (chiefly Slavs, the Roma and the handicapped), and those targeted because of their beliefs or behavior (such as Jehovah's Witnesses, communists and homosexuals).[34] Peter Hayes writes that the persecution of these groups was less consistent than that of the Jews; the Nazis' treatment of the Slavs, for example, consisted of "enslavement and gradual attrition", while some Slavs (Hayes lists Bulgarians, Croats, Slovaks and some Ukrainians) were favored.[24] Against this, Hitler regarded the Jews as what Dan Stone calls "a Gegenrasse: a 'counter-race' ... not really human at all".[e]
|
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+
|
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+
The logistics of the mass murder turned Germany into what Michael Berenbaum called a "genocidal state".[36] Eberhard Jäckel wrote in 1986 during the German Historikerstreit—a dispute among historians about the uniqueness of the Holocaust and its relationship with the crimes of the Soviet Union—that it was the first time a state had thrown its power behind the idea that an entire people should be wiped out.[i] Anyone with three or four Jewish grandparents was to be exterminated,[38] and complex rules were devised to deal with Mischlinge ("mixed breeds").[39] Bureaucrats identified who was a Jew, confiscated property, and scheduled trains to deport them. Companies fired Jews and later used them as slave labor. Universities dismissed Jewish faculty and students. German pharmaceutical companies tested drugs on camp prisoners; other companies built the crematoria.[36] As prisoners entered the death camps, they surrendered all personal property,[40] which was catalogued and tagged before being sent to Germany for reuse or recycling.[41] Through a concealed account, the German National Bank helped launder valuables stolen from the victims.[42]
|
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+
|
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+
Dan Stone writes that since the opening of archives following the fall of former communist states in Eastern Europe, it has become increasingly clear that the Holocaust was a pan-European phenomenon, a series of "Holocausts" impossible to conduct without the help of local collaborators. Without collaborators, the Germans could not have extended the killing across most of the continent.[43][j][45] According to Donald Bloxham, in many parts of Europe "extreme collective violence was becoming an accepted measure of resolving identity crises".[46] Christian Gerlach writes that non-Germans "not under German command" killed 5–6 percent of the six million, but that their involvement was crucial in other ways.[47]
|
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The industrialization and scale of the murder was unprecedented. Killings were systematically conducted in virtually all areas of occupied Europe—more than 20 occupied countries.[48] Nearly three million Jews in occupied Poland and between 700,000 and 2.5 million Jews in the Soviet Union were killed. Hundreds of thousands more died in the rest of Europe.[49] Some Christian churches defended converted Jews, but otherwise, Saul Friedländer wrote in 2007: "Not one social group, not one religious community, not one scholarly institution or professional association in Germany and throughout Europe declared its solidarity with the Jews ..."[50]
|
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|
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+
Medical experiments conducted on camp inmates by the SS were another distinctive feature.[51] At least 7,000 prisoners were subjected to experiments; most died as a result, during the experiments or later.[52] Twenty-three senior physicians and other medical personnel were charged at Nuremberg, after the war, with crimes against humanity. They included the head of the German Red Cross, tenured professors, clinic directors, and biomedical researchers.[53] Experiments took place at Auschwitz, Buchenwald, Dachau, Natzweiler-Struthof, Neuengamme, Ravensbrück, Sachsenhausen, and elsewhere. Some dealt with sterilization of men and women, the treatment of war wounds, ways to counteract chemical weapons, research into new vaccines and drugs, and the survival of harsh conditions.[52]
|
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The most notorious physician was Josef Mengele, an SS officer who became the Auschwitz camp doctor on 30 May 1943.[54] Interested in genetics[54] and keen to experiment on twins, he would pick out subjects from the new arrivals during "selection" on the ramp, shouting "Zwillinge heraus!" (twins step forward!).[55] They would be measured, killed, and dissected. One of Mengele's assistants said in 1946 that he was told to send organs of interest to the directors of the "Anthropological Institute in Berlin-Dahlem". This is thought to refer to Mengele's academic supervisor, Otmar Freiherr von Verschuer, director from October 1942 of the Kaiser Wilhelm Institute of Anthropology, Human Heredity, and Eugenics in Berlin-Dahlem.[56][k]
|
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There were around 9.5 million Jews in Europe in 1933.[60] Most heavily concentrated in the east, the pre-war population was 3.5 million in Poland; 3 million in the Soviet Union; nearly 800,000 in Romania, and 700,000 in Hungary. Germany had over 500,000.[49]
|
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+
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+
Throughout the Middle Ages in Europe, Jews were subjected to antisemitism based on Christian theology, which blamed them for killing Jesus. Even after the Reformation, Catholicism and Lutheranism continued to persecute Jews, accusing them of blood libels and subjecting them to pogroms and expulsions.[61] The second half of the 19th century saw the emergence in the German empire and Austria-Hungary of the völkisch movement, developed by such thinkers as Houston Stewart Chamberlain and Paul de Lagarde. The movement embraced a pseudo-scientific racism that viewed Jews as a race whose members were locked in mortal combat with the Aryan race for world domination.[62] These ideas became commonplace throughout Germany; the professional classes adopted an ideology that did not see humans as racial equals with equal hereditary value.[63] The Nazi Party (the Nationalsozialistische Deutsche Arbeiterpartei or National Socialist German Workers' Party) originated as an offshoot of the völkisch movement, and it adopted that movement's antisemitism.[64]
|
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After World War I (1914–1918), many Germans did not accept that their country had been defeated, which gave birth to the stab-in-the-back myth. This insinuated that it was disloyal politicians, chiefly Jews and communists, who had orchestrated Germany's surrender. Inflaming the anti-Jewish sentiment was the apparent over-representation of Jews in the leadership of communist revolutionary governments in Europe, such as Ernst Toller, head of a short-lived revolutionary government in Bavaria. This perception contributed to the canard of Jewish Bolshevism.[65]
|
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|
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+
Early antisemites in the Nazi Party included Dietrich Eckart, publisher of the Völkischer Beobachter, the party's newspaper, and Alfred Rosenberg, who wrote antisemitic articles for it in the 1920s. Rosenberg's vision of a secretive Jewish conspiracy ruling the world would influence Hitler's views of Jews by making them the driving force behind communism.[66] Central to Hitler's world view was the idea of expansion and Lebensraum (living space) in Eastern Europe for German Aryans, a policy of what Doris Bergen called "race and space". Open about his hatred of Jews, he subscribed to common antisemitic stereotypes.[67] From the early 1920s onwards, he compared the Jews to germs and said they should be dealt with in the same way. He viewed Marxism as a Jewish doctrine, said he was fighting against "Jewish Marxism", and believed that Jews had created communism as part of a conspiracy to destroy Germany.[68]
|
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|
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With the appointment in January 1933 of Adolf Hitler as Chancellor of Germany and the Nazi's seizure of power, German leaders proclaimed the rebirth of the Volksgemeinschaft ("people's community").[70] Nazi policies divided the population into two groups: the Volksgenossen ("national comrades") who belonged to the Volksgemeinschaft, and the Gemeinschaftsfremde ("community aliens") who did not. Enemies were divided into three groups: the "racial" or "blood" enemies, such as the Jews and Roma; political opponents of Nazism, such as Marxists, liberals, Christians, and the "reactionaries" viewed as wayward "national comrades"; and moral opponents, such as gay men, the work-shy, and habitual criminals. The latter two groups were to be sent to concentration camps for "re-education", with the aim of eventual absorption into the Volksgemeinschaft. "Racial" enemies could never belong to the Volksgemeinschaft; they were to be removed from society.[71]
|
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Before and after the March 1933 Reichstag elections, the Nazis intensified their campaign of violence against opponents,[72] setting up concentration camps for extrajudicial imprisonment.[73] One of the first, at Dachau, opened on 22 March 1933.[74] Initially the camp contained mostly Communists and Social Democrats.[75] Other early prisons were consolidated by mid-1934 into purpose-built camps outside the cities, run exclusively by the SS.[76] The camps served as a deterrent by terrorizing Germans who did not support the regime.[77]
|
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|
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+
Throughout the 1930s, the legal, economic, and social rights of Jews were steadily restricted.[78]On 1 April 1933, there was a boycott of Jewish businesses.[79] On 7 April 1933, the Law for the Restoration of the Professional Civil Service was passed, which excluded Jews and other "non-Aryans" from the civil service.[80] Jews were disbarred from practicing law, being editors or proprietors of newspapers, joining the Journalists' Association, or owning farms.[81] In Silesia, in March 1933, a group of men entered the courthouse and beat up Jewish lawyers; Friedländer writes that, in Dresden, Jewish lawyers and judges were dragged out of courtrooms during trials.[82] Jewish students were restricted by quotas from attending schools and universities.[80] Jewish businesses were targeted for closure or "Aryanization", the forcible sale to Germans; of the approximately 50,000 Jewish-owned businesses in Germany in 1933, about 7,000 were still Jewish-owned in April 1939. Works by Jewish composers,[83] authors, and artists were excluded from publications, performances, and exhibitions.[84] Jewish doctors were dismissed or urged to resign. The Deutsches Ärzteblatt (a medical journal) reported on 6 April 1933: "Germans are to be treated by Germans only."[85]
|
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|
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+
The economic strain of the Great Depression led Protestant charities and some members of the German medical establishment to advocate compulsory sterilization of the "incurable" mentally and physically handicapped,[87] people the Nazis called Lebensunwertes Leben (life unworthy of life).[88] On 14 July 1933, the Law for the Prevention of Hereditarily Diseased Offspring (Gesetz zur Verhütung erbkranken Nachwuchses), the Sterilization Law, was passed.[89][90] The New York Times reported on 21 December that year: "400,000 Germans to be sterilized".[91] There were 84,525 applications from doctors in the first year. The courts reached a decision in 64,499 of those cases; 56,244 were in favor of sterilization.[92] Estimates for the number of involuntary sterilizations during the whole of the Third Reich range from 300,000 to 400,000.[93]
|
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|
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+
In October 1939 Hitler signed a "euthanasia decree" backdated to 1 September 1939 that authorized Reichsleiter Philipp Bouhler, the chief of Hitler's Chancellery, and Karl Brandt, Hitler's personal physician, to carry out a program of involuntary euthanasia. After the war this program came to be known as Aktion T4,[94] named after Tiergartenstraße 4, the address of a villa in the Berlin borough of Tiergarten, where the various organizations involved were headquartered.[95] T4 was mainly directed at adults, but the euthanasia of children was also carried out.[96] Between 1939 and 1941, 80,000 to 100,000 mentally ill adults in institutions were killed, as were 5,000 children and 1,000 Jews, also in institutions. There were also dedicated killing centers, where the deaths were estimated at 20,000, according to Georg Renno, deputy director of Schloss Hartheim, one of the euthanasia centers, or 400,000, according to Frank Zeireis, commandant of the Mauthausen concentration camp.[97] Overall, the number of mentally and physically handicapped murdered was about 150,000.[98]
|
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|
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+
Although not ordered to take part, psychiatrists and many psychiatric institutions were involved in the planning and carrying out of Aktion T4.[99] In August 1941, after protests from Germany's Catholic and Protestant churches, Hitler cancelled the T4 program,[100] although the handicapped continued to be killed until the end of the war.[98] The medical community regularly received bodies for research; for example, the University of Tübingen received 1,077 bodies from executions between 1933 and 1945. The German neuroscientist Julius Hallervorden received 697 brains from one hospital between 1940 and 1944: "I accepted these brains of course. Where they came from and how they came to me was really none of my business."[101]
|
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+
|
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+
On 15 September 1935, the Reichstag passed the Reich Citizenship Law and the Law for the Protection of German Blood and German Honor, known as the Nuremberg Laws. The former said that only those of "German or kindred blood" could be citizens. Anyone with three or more Jewish grandparents was classified as a Jew.[103] The second law said: "Marriages between Jews and subjects of the state of German or related blood are forbidden." Sexual relationships between them were also criminalized; Jews were not allowed to employ German women under the age of 45 in their homes.[104][103] The laws referred to Jews but applied equally to the Roma and black Germans. Although other European countries—Bulgaria, Croatia, Hungary, Italy, Romania, Slovakia, and Vichy France—passed similar legislation,[103] Gerlach notes that "Nazi Germany adopted more nationwide anti-Jewish laws and regulations (about 1,500) than any other state."[105]
|
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+
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+
By the end of 1934, 50,000 German Jews had left Germany,[106] and by the end of 1938, approximately half the German Jewish population had left,[107] among them the conductor Bruno Walter, who fled after being told that the hall of the Berlin Philharmonic would be burned down if he conducted a concert there.[108] Albert Einstein, who was in the United States when Hitler came to power, never returned to Germany; his citizenship was revoked and he was expelled from the Kaiser Wilhelm Society and Prussian Academy of Sciences.[109] Other Jewish scientists, including Gustav Hertz, lost their teaching positions and left the country.[110]
|
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On 12 March 1938, Germany annexed Austria. Austrian Nazis broke into Jewish shops, stole from Jewish homes and businesses, and forced Jews to perform humiliating acts such as scrubbing the streets or cleaning toilets.[111] Jewish businesses were "Aryanized", and all the legal restrictions on Jews in Germany were imposed.[112] In August that year, Adolf Eichmann was put in charge of the Central Agency for Jewish Emigration in Vienna (Zentralstelle für jüdische Auswanderung in Wien). About 100,000 Austrian Jews had left the country by May 1939, including Sigmund Freud and his family, who moved to London.[113] The Évian Conference was held in France in July 1938 by 32 countries, as an attempt to help the increased refugees from Germany, but aside from establishing the largely ineffectual Intergovernmental Committee on Refugees, little was accomplished and most countries participating did not increase the number of refugees they would accept.[114]
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On 7 November 1938, Herschel Grynszpan, a Polish Jew, shot the German diplomat Ernst vom Rath in the German Embassy in Paris, in retaliation for the expulsion of his parents and siblings from Germany.[115][l] When vom Rath died on 9 November, the government used his death as a pretext to instigate a pogrom against the Jews. The government claimed it was spontaneous, but in fact it had been ordered and planned by Adolf Hitler and Joseph Goebbels, although with no clear goals, according to David Cesarani. The result, he writes, was "murder, rape, looting, destruction of property, and terror on an unprecedented scale".[117]
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Known as Kristallnacht (or "Night of Broken Glass"), the attacks on 9–10 November 1938 were partly carried out by the SS and SA,[118] but ordinary Germans joined in; in some areas, the violence began before the SS or SA arrived.[119] Over 7,500 Jewish shops (out of 9,000) were looted and attacked, and over 1,000 synagogues damaged or destroyed. Groups of Jews were forced by the crowd to watch their synagogues burn; in Bensheim they were made to dance around it, and in Laupheim to kneel before it.[120] At least 90 Jews died. The damage was estimated at 39 million Reichmarks.[121] Cesarani writes that "[t]he extent of the desolation stunned the population and rocked the regime."[122] It also shocked the rest of the world. The Times of London wrote on 11 November 1938: "No foreign propagandist bent upon blackening Germany before the world could outdo the tale of burnings and beatings, of blackguardly assaults upon defenseless and innocent people, which disgraced that country yesterday. Either the German authorities were a party to this outbreak or their powers over public order and a hooligan minority are not what they are proudly claimed to be."[123]
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Between 9 and 16 November, 30,000 Jews were sent to the Buchenwald, Dachau, and Sachsenhausen concentration camps.[124] Many were released within weeks; by early 1939, 2,000 remained in the camps.[125] German Jewry was held collectively responsible for restitution of the damage; they also had to pay an "atonement tax" of over a billion Reichmarks. Insurance payments for damage to their property were confiscated by the government. A decree on 12 November 1938 barred Jews from most remaining occupations.[126] Kristallnacht marked the end of any sort of public Jewish activity and culture, and Jews stepped up their efforts to leave the country.[127]
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Before World War II, Germany considered mass deportation from Europe of German, and later European, Jewry.[128] Among the areas considered for possible resettlement were British Palestine and, after the war began, French Madagascar,[129] Siberia, and two reservations in Poland.[130][m] Palestine was the only location to which any German resettlement plan produced results, via the Haavara Agreement between the Zionist Federation of Germany and the German government. Between November 1933 and December 1939, the agreement resulted in the emigration of about 53,000 German Jews, who were allowed to transfer RM 100 million of their assets to Palestine by buying German goods, in violation of the Jewish-led anti-Nazi boycott of 1933.[132]
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When Germany invaded Poland on 1 September 1939, triggering a declaration of war from France and the UK, it gained control of an additional two million Jews, reduced to around 1.7 – 1.8 million in the German zone when the Soviet Union invaded from the east on 17 September.[133] The German army, the Wehrmacht, was accompanied by seven SS Einsatzgruppen ("special task forces") and an Einsatzkommando, numbering altogether 3,000 men, whose role was to deal with "all anti-German elements in hostile country behind the troops in combat". Most of the Einsatzgruppen commanders were professionals; 15 of the 25 leaders had PhDs. By 29 August, two days before the invasion, they had already drawn up a list of 30,000 people to send to concentration camps. By the first week of the invasion, 200 people were being executed every day.[134]
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The Germans began sending Jews from territories they had recently annexed (Austria, Czechoslovakia, and western Poland) to the central section of Poland, which they called the General Government.[135] To
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make it easier to control and deport them, the Jews were concentrated in ghettos in major cities.[136] The Germans planned to set up a Jewish reservation in southeast Poland around the transit camp in Nisko, but the "Nisko plan" failed, in part because it was opposed by Hans Frank, the new Governor-General of the General Government.[137] In mid-October 1940 the idea was revived, this time to be located in Lublin. Resettlement continued until January 1941 under SS officer Odilo Globocnik, but further plans for the Lublin reservation failed for logistical and political reasons.[138]
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There had been anti-Jewish pogroms in Poland before the war, including in around 100 towns between 1935 and 1937,[139] and again in 1938.[140] In June and July 1941, during the Lviv pogroms in Lwów (now Lviv, Ukraine), around 6,000 Polish Jews were murdered in the streets by the Ukrainian People's Militia and local people.[141][n] Another 2,500–3,500 Jews died in mass shootings by Einsatzgruppe C.[142] During the Jedwabne pogrom on 10 July 1941, a group of Poles in Jedwabne killed the town's Jewish community, many of whom were burned alive in a barn.[143] The attack may have been engineered by the German Security Police.[144][o]
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The Germans established ghettos in Poland, in the incorporated territories and General Government area, to confine Jews.[135] These were closed off from the outside world at different times and for different reasons.[146] In early 1941, the Warsaw ghetto contained 445,000 people, including 130,000 from elsewhere,[147] while the second largest, the Łódź ghetto, held 160,000.[148] Although the Warsaw ghetto contained 30 percent of the city's population, it occupied only 2.5 percent of its area, averaging over nine people per room.[149] The massive overcrowding, poor hygiene facilities and lack of food killed thousands. Over 43,000 residents died in 1941.[150]
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According to a letter dated 21 September 1939 from SS-Obergruppenführer Reinhard Heydrich, head of the Reichssicherheitshauptamt (RSHA or Reich Security Head Office), to the Einsatzgruppen, each ghetto had to be run by a Judenrat, or "Jewish Council of Elders", to consist of 24 male Jews with local influence.[151] Judenräte were responsible for the ghetto's day-to-day operations, including distributing food, water, heat, medical care, and shelter. The Germans also required them to confiscate property, organize forced labor, and, finally, facilitate deportations to extermination camps.[152] The Jewish councils' basic strategy was one of trying to minimize losses by cooperating with German authorities, bribing officials, and petitioning for better conditions.[153]
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Germany invaded Norway and Denmark on 9 April 1940, during Operation Weserübung. Denmark was overrun so quickly that there was no time for a resistance to form. Consequently, the Danish government stayed in power and the Germans found it easier to work through it. Because of this, few measures were taken against the Danish Jews before 1942.[154] By June 1940 Norway was completely occupied.[155] In late 1940, the country's 1,800 Jews were banned from certain occupations, and in 1941 all Jews had to register their property with the government.[156] On 26 November 1942, 532 Jews were taken by police officers, at four o'clock in the morning, to Oslo harbor, where they boarded a German ship. From Germany they were sent by freight train to Auschwitz. According to Dan Stone, only nine survived the war.[157]
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In May 1940, Germany invaded the Netherlands, Luxembourg, Belgium, and France. After Belgium's surrender, the country was ruled by a German military governor, Alexander von Falkenhausen, who enacted anti-Jewish measures against its 90,000 Jews, many of them refugees from Germany or Eastern Europe.[158] In the Netherlands, the Germans installed Arthur Seyss-Inquart as Reichskommissar, who began to persecute the country's 140,000 Jews. Jews were forced out of their jobs and had to register with the government. In February 1941, non-Jewish Dutch citizens staged a strike in protest that was quickly crushed.[159] From July 1942, over 107,000 Dutch Jews were deported; only 5,000 survived the war. Most were sent to Auschwitz; the first transport of 1,135 Jews left Holland for Auschwitz on 15 July 1942. Between 2 March and 20 July 1943, 34,313 Jews were sent in 19 transports to the Sobibór extermination camp, where all but 18 are thought to have been gassed on arrival.[160]
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France had approximately 300,000 Jews, divided between the German-occupied north and the unoccupied collaborationist southern areas in Vichy France (named after the town Vichy). The occupied regions were under the control of a military governor, and there, anti-Jewish measures were not enacted as quickly as they were in the Vichy-controlled areas.[161] In July 1940, the Jews in the parts of Alsace-Lorraine that had been annexed to Germany were expelled into Vichy France.[162] Vichy France's government implemented anti-Jewish measures in French Algeria and the two French Protectorates of Tunisia and Morocco.[163] Tunisia had 85,000 Jews when the Germans and Italians arrived in November 1942; an estimated 5,000 Jews were subjected to forced labor.[164]
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The fall of France gave rise to the Madagascar Plan in the summer of 1940, when French Madagascar in Southeast Africa became the focus of discussions about deporting all European Jews there; it was thought that the area's harsh living conditions would hasten deaths.[165] Several Polish, French and British leaders had discussed the idea in the 1930s, as did German leaders from 1938.[166] Adolf Eichmann's office was ordered to investigate the option, but no evidence of planning exists until after the defeat of France in June 1940.[167] Germany's inability to defeat Britain, something that was obvious to the Germans by September 1940, prevented the movement of Jews across the seas,[168] and the Foreign Ministry abandoned the plan in February 1942.[169]
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Yugoslavia and Greece were invaded in April 1941 and surrendered before the end of the month. Germany and Italy divided Greece into occupation zones but did not eliminate it as a country. Yugoslavia, home to around 80,000 Jews, was dismembered; regions in the north were annexed by Germany and regions along the coast made part of Italy. The rest of the country was divided into the Independent State of Croatia, nominally an ally of Germany, and Serbia, which was governed by a combination of military and police administrators.[170] Serbia was declared free of Jews (Judenfrei) in August 1942.[171][172] Croatia's ruling party, the Ustashe, killed the majority of the country's Jews and massacred, expelled or forcibly converted to Catholicism the area's local Orthodox Christian Serb population.[173] On 18 April 1944 Croatia was declared as Judenfrei.[174][175] Jews and Serbs alike were "hacked to death and burned in barns", writes historian Jeremy Black. One difference between the Germans and Croatians was that the Ustashe allowed its Jewish and Serbian victims to convert to Catholicism so they could escape death.[171] According to Jozo Tomasevich of the 115 Jewish religious communities from Yugoslavia which existed in 1939 and 1940, only the Jewish communities from Zagreb managed to survive the war.[176]
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Germany invaded the Soviet Union on 22 June 1941, a day Timothy Snyder called "one of the most significant days in the history of Europe ... the beginning of a calamity that defies description".[177] Jürgen Matthäus described it as "a quantum leap toward the Holocaust".[178] German propaganda portrayed the conflict as an ideological war between German National Socialism and Jewish Bolshevism and as a racial war between the Germans and the Jewish, Romani, and Slavic Untermenschen ("sub-humans").[179] David Cesarani writes that the war was driven primarily by the need for resources: agricultural land to feed Germany, natural resources for German industry, and control over Europe's largest oil fields. But precisely because of the Soviet Union's vast resources, "[v]ictory would have to be swift".[180] Between early fall 1941 and late spring 1942, according to Matthäus, 2 million of the 3.5 million Soviet soldiers captured by the Wehrmacht (Germany's armed forces) had been executed or had died of neglect and abuse. By 1944 the Soviet death toll was at least 20 million.[181]
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As German troops advanced, the mass shooting of "anti-German elements" was assigned, as in Poland, to the Einsatzgruppen, this time under the command of Reinhard Heydrich.[182] The point of the attacks was to destroy the local Communist Party leadership and therefore the state, including "Jews in the Party and State employment", and any "radical elements".[p] Cesarani writes that the killing of Jews was at this point a "subset" of these activities.[184]
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Einsatzgruppe A arrived in the Baltic states (Estonia, Latvia, and Lithuania) with Army Group North; Einsatzgruppe B in Belarus with Army Group Center; Einsatzgruppe C in the Ukraine with Army Group South; and Einsatzgruppe D went further south into Ukraine with the 11th Army.[185] Each Einsatzgruppe numbered around 600–1,000 men, with a few women in administrative roles.[186] Travelling with nine German Order Police battalions and three units of the Waffen-SS,[187] the Einsatzgruppen and their local collaborators had murdered almost 500,000 people by the winter of 1941–1942. By the end of the war, they had killed around two million, including about 1.3 million Jews and up to a quarter of a million Roma.[188] According to Wolfram Wette, the Germany army took part in these shootings as bystanders, photographers and active shooters; to justify their troops' involvement, army commanders would describe the victims as "hostages", "bandits" and "partisans".[189] Local populations helped by identifying and rounding up Jews, and by actively participating in the killing. In Lithuania, Latvia and western Ukraine, locals were deeply involved; Latvian and Lithuanian units participated in the murder of Jews in Belarus, and in the south, Ukrainians killed about 24,000 Jews. Some Ukrainians went to Poland to serve as guards in the camps.[190]
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Typically, victims would undress and give up their valuables before lining up beside a ditch to be shot, or they would be forced to climb into the ditch, lie on a lower layer of corpses, and wait to be killed.[192] The latter was known as Sardinenpackung ("packing sardines"), a method reportedly started by SS officer Friedrich Jeckeln.[193]
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At first the Einsatzgruppen targeted the male Jewish intelligentsia, defined as male Jews aged 15–60 who had worked for the state and in certain professions (the commandos would describe them as "Bolshevist functionaries" and similar), but from August 1941 they began to murder women and children too.[194] Christopher Browning reports that on 1 August, the SS Cavalry Brigade passed an order to its units: "Explicit order by RF-SS [Heinrich Himmler, Reichsführer-SS]. All Jews must be shot. Drive the female Jews into the swamps."[195] In a speech on 6 October 1943 to party leaders, Heinrich Himmler said he had ordered that women and children be shot, but Peter Longerich and Christian Gerlach write that the murder of women and children began at different times in different areas, suggesting local influence.[196]
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Notable massacres include the July 1941 Ponary massacre near Vilnius (Soviet Lithuania), in which Einsatgruppe B and Lithuanian collaborators shot 72,000 Jews and 8,000 non-Jewish Lithuanians and Poles.[197] In the Kamianets-Podilskyi massacre (Soviet Ukraine), nearly 24,000 Jews were killed between 27 and 30 August 1941.[181] The largest massacre was at a ravine called Babi Yar outside Kiev (also Soviet Ukraine), where 33,771 Jews were killed on 29–30 September 1941.[198] Einsatzgruppe C and the Order Police, assisted by Ukrainian militia, carried out the killings,[199] while the German 6th Army helped round up and transport the victims to be shot.[200] The Germans continued to use the ravine for mass killings throughout the war; the total killed there could be as high as 100,000.[201]
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Historians agree that there was a "gradual radicalization" between the spring and autumn of 1941 of what Longerich calls Germany's Judenpolitik, but they disagree about whether a decision—Führerentscheidung (Führer's decision)—to murder the European Jews was made at this point.[202][q] According to Christopher Browning, writing in 2004, most historians maintain that there was no order before the invasion to kill all the Soviet Jews.[204] Longerich wrote in 2010 that the gradual increase in brutality and numbers killed between July and September 1941 suggests there was "no particular order"; instead it was a question of "a process of increasingly radical interpretations of orders".[205]
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According to Dan Stone, the murder of Jews in Romania was "essentially an independent undertaking".[206] Romania implemented anti-Jewish measures in May and June 1940 as part of its efforts towards an alliance with Germany. Jews were forced from government service, pogroms were carried out, and by March 1941 all Jews had lost their jobs and had their property confiscated.[207] In June 1941 Romania joined Germany in its invasion of the Soviet Union.
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Thousands of Jews were killed in January and June 1941 in the Bucharest pogrom and Iaşi pogrom.[208] According to a 2004 report by Tuvia Friling and others, up to 14,850 Jews died during the Iaşi pogrom.[209] The Romanian military killed up to 25,000 Jews during the Odessa massacre between 18 October 1941 and March 1942, assisted by gendarmes and the police.[210] Mihai Antonescu, Romania's deputy prime minister, was reported to have said it was "the most favorable moment in our history" to solve the "Jewish problem".[211] In July 1941 he said it was time for "total ethnic purification, for a revision of national life, and for purging our race of all those elements which are foreign to its soul, which have grown like mistletoes and darken our future".[212] Romania set up concentration camps under its control in Transnistria, reportedly extremely brutal, where 154,000–170,000 Jews were deported from 1941 to 1943.[213]
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Bulgaria introduced anti-Jewish measures between 1940 and 1943, which included a curfew, the requirement to wear a yellow star, restrictions on owning telephones or radios, the banning of mixed marriages (except for Jews who had converted to Christianity), and the registration of property.[214] It annexed Thrace and Macedonia, and in February 1943 agreed to a demand from Germany that it deport 20,000 Jews to the Treblinka extermination camp. All 11,000 Jews from the annexed territories were sent to their deaths, and plans were made to deport an additional 6,000–8,000 Bulgarian Jews from Sofia to meet the quota.[215] When the plans became public, the Orthodox Church and many Bulgarians protested, and King Boris III canceled the deportation of Jews native to Bulgaria.[216] Instead, they were expelled to provincial areas of the country.[215]
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Stone writes that Slovakia, led by Roman Catholic priest Jozef Tiso (president of the Slovak State, 1939–1945), was "one of the most loyal of the collaborationist regimes". It deported 7,500 Jews in 1938 on its own initiative; introduced anti-Jewish measures in 1940; and by the autumn of 1942 had deported around 60,000 Jews to ghettos and concentration camps in Poland. Another 2,396 were deported and 2,257 killed that autumn during an uprising, and 13,500 were deported between October 1944 and March 1945.[217] According to Stone, "the Holocaust in Slovakia was far more than a German project, even if it was carried out in the context of a 'puppet' state."[218]
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Although Hungary expelled Jews who were not citizens from its newly annexed lands in 1941, it did not deport most of its Jews[219] until the German invasion of Hungary in March 1944. Between 15 May and early July 1944, 437,000 Jews were deported from Hungary, mostly to Auschwitz, where most of them were gassed; there were four transports a day, each carrying 3,000 people.[220] In Budapest in October and November 1944, the Hungarian Arrow Cross forced 50,000 Jews to march to the Austrian border as part of a deal with Germany to supply forced labor. So many died that the marches were stopped.[221]
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Italy introduced some antisemitic measures, but there was less antisemitism there than in Germany, and Italian-occupied countries were generally safer for Jews than those occupied by Germany. There were no deportations of Italian Jews to Germany while Italy remained an ally. In some areas, the Italian authorities even tried to protect Jews, such as in the Croatian areas of the Balkans. But while Italian forces in Russia were not as vicious towards Jews as the Germans, they did not try to stop German atrocities either.[222] Several forced labor camps for Jews were established in Italian-controlled Libya; almost 2,600 Libyan Jews were sent to camps, where 562 died.[223] In Finland, the government was pressured in 1942 to hand over its 150–200 non-Finnish Jews to Germany. After opposition from both the government and public, eight non-Finnish Jews were deported in late 1942; only one survived the war.[224] Japan had little antisemitism in its society and did not persecute Jews in most of the territories it controlled. Jews in Shanghai were confined, but despite German pressure they were not killed.[225]
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Germany first used concentration camps as places of terror and unlawful incarceration of political opponents.[227] Large numbers of Jews were not sent there until after Kristallnacht in November 1938.[228] After war broke out in 1939, new camps were established, many outside Germany in occupied Europe.[229] Most wartime prisoners of the camps were not Germans but belonged to countries under German occupation.[230]
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After 1942, the economic function of the camps, previously secondary to their penal and terror functions, came to the fore. Forced labor of camp prisoners became commonplace.[228] The guards became much more brutal, and the death rate increased as the guards not only beat and starved prisoners, but killed them more frequently.[230] Vernichtung durch Arbeit ("extermination through labor") was a policy; camp inmates would literally be worked to death, or to physical exhaustion, at which point they would be gassed or shot.[231] The Germans estimated the average prisoner's lifespan in a concentration camp at three months, as a result of lack of food and clothing, constant epidemics, and frequent punishments for the most minor transgressions.[232] The shifts were long and often involved exposure to dangerous materials.[233]
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Transportation to and between camps was often carried out in closed freight cars with littie air or water, long delays and prisoners packed tightly.[234] In mid-1942 work camps began requiring newly arrived prisoners to be placed in quarantine for four weeks.[235] Prisoners wore colored triangles on their uniforms, the color denoting the reason for their incarceration. Red signified a political prisoner, Jehovah's Witnesses had purple triangles, "asocials" and criminals wore black and green, and gay men wore pink.[236] Jews wore two yellow triangles, one over another to form a six-pointed star.[237] Prisoners in Auschwitz were tattooed on arrival with an identification number.[238]
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On 7 December 1941, Japanese aircraft attacked Pearl Harbor, an American naval base in Honolulu, Hawaii, killing 2,403 Americans. The following day, the United States declared war on Japan, and on 11 December, Germany declared war on the United States.[239] According to Deborah Dwork and Robert Jan van Pelt, Hitler had trusted American Jews, whom he assumed were all powerful, to keep the United States out of the war in the interests of German Jews. When America declared war, he blamed the Jews.[240]
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Nearly three years earlier, on 30 January 1939, Hitler had told the Reichstag: "if the international Jewish financiers in and outside Europe should succeed in plunging the nations once more into a world war, then the result will be not the Bolshevising of the earth, and thus a victory of Jewry, but the annihilation of the Jewish race in Europe!"[241] In the view of Christian Gerlach, Hitler "announced his decision in principle" to annihilate the Jews on or around 12 December 1941, one day after his declaration of war. On that day, Hitler gave a speech in his private apartment at the Reich Chancellery to senior Nazi Party leaders: the Reichsleiter, the most senior, and the Gauleiter, the regional leaders.[242] The following day, Joseph Goebbels, the Reich Minister of Propaganda, noted in his diary:
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Regarding the Jewish question, the Führer is determined to clear the table. He warned the Jews that if they were to cause another world war, it would lead to their destruction. Those were not empty words. Now the world war has come. The destruction of the Jews must be its necessary consequence. We cannot be sentimental about it.[t]
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Christopher Browning argues that Hitler gave no order during the Reich Chancellery meeting but did make clear that he had intended his 1939 warning to the Jews to be taken literally, and he signaled to party leaders that they could give appropriate orders to others.[244] Peter Longerich interprets Hitler's speech to the party leaders as an appeal to radicalize a policy that was already being executed.[245] According to Gerlach, an unidentified former German Sicherheitsdienst officer wrote in a report in 1944, after defecting to Switzerland: "After America entered the war, the annihilation (Ausrottung) of all European Jews was initiated on the Führer's order."[246]
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Four days after Hitler's meeting with party leaders, Hans Frank, Governor-General of the General Government area of occupied Poland, who was at the meeting, spoke to district governors: "We must put an end to the Jews ... I will in principle proceed only on the assumption that they will disappear. They must go."[247][u] On 18 December Hitler and Himmler held a meeting to which Himmler referred in his appointment book as "Juden frage | als Partisanen auszurotten" ("Jewish question / to be exterminated as partisans"). Browning interprets this as a meeting to discuss how to justify and speak about the killing.[249]
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SS-Obergruppenführer Reinhard Heydrich, head of the Reich Security Head Office (RSHA), convened what became known as the Wannsee Conference on 20 January 1942 at Am Großen Wannsee 56–58, a villa in Berlin's Wannsee suburb.[250][251] The meeting had been scheduled for 9 December 1941, and invitations had been sent on 29 November, but it had been postponed indefinitely. A month later, invitations were sent out again, this time for 20 January.[252]
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The 15 men present at Wannsee included Adolf Eichmann (head of Jewish affairs for the RSHA), Heinrich Müller (head of the Gestapo), and other SS and party leaders and department heads.[w] Browning writes that eight of the 15 had doctorates: "Thus it was not a dimwitted crowd unable to grasp what was going to be said to them."[254] Thirty copies of the minutes, known as the Wannsee Protocol, were made. Copy no. 16 was found by American prosecutors in March 1947 in a German Foreign Office folder.[255] Written by Eichmann and stamped "Top Secret", the minutes were written in "euphemistic language" on Heydrich's instructions, according to Eichmann's later testimony.[245]
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Discussing plans for a "final solution to the Jewish question" ("Endlösung der Judenfrage"), and a "final solution to the Jewish question in Europe" ("Endlösung der europäischen Judenfrage"),[250] the conference was held to share information and responsibility, coordinate efforts and policies ("Parallelisierung der Linienführung"), and ensure that authority rested with Heydrich. There was also discussion about whether to include the German Mischlinge (half-Jews).[256] Heydrich told the meeting: "Another possible solution of the problem has now taken the place of emigration, i.e. the evacuation of the Jews to the East, provided that the Fuehrer gives the appropriate approval in advance."[250] He continued:
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Under proper guidance, in the course of the Final Solution, the Jews are to be allocated for appropriate labor in the East. Able-bodied Jews, separated according to sex, will be taken in large work columns to these areas for work on roads, in the course of which action doubtless a large portion will be eliminated by natural causes.
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The possible final remnant will, since it will undoubtedly consist of the most resistant portion, have to be treated accordingly because it is the product of natural selection and would, if released, act as the seed of a new Jewish revival. (See the experience of history.)
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In the course of the practical execution of the Final Solution, Europe will be combed through from west to east. Germany proper, including the Protectorate of Bohemia and Moravia, will have to be handled first due to the housing problem and additional social and political necessities.
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The evacuated Jews will first be sent, group by group, to so-called transit ghettos, from which they will be transported to the East.[250]
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These evacuations were regarded as provisional or "temporary solutions" ("Ausweichmöglichkeiten").[257][x] The final solution would encompass the 11 million Jews living not only in territories controlled by Germany, but elsewhere in Europe and adjacent territories, such as Britain, Ireland, Switzerland, Turkey, Sweden, Portugal, Spain, and Hungary, "dependent on military developments".[257] There was little doubt what the final solution was, writes Longerich: "the Jews were to be annihilated by a combination of forced labour and mass murder."[259]
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At the end of 1941 in occupied Poland, the Germans began building additional camps or expanding existing ones. Auschwitz, for example, was expanded in October 1941 by building Auschwitz II-Birkenau a few kilometers away.[4] By the spring or summer of 1942, gas chambers had been installed in these new facilities, except for Chełmno, which used gas vans.
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Other camps sometimes described as extermination camps include Maly Trostinets near Minsk in the occupied Soviet Union, where 65,000 are thought to have died, mostly by shooting but also in gas vans;[278] Mauthausen in Austria;[279] Stutthof, near Gdańsk, Poland;[280] and Sachsenhausen and Ravensbrück in Germany. The camps in Austria, Germany and Poland all had gas chambers to kill inmates deemed unable to work.[281]
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Chełmno, with gas vans only, had its roots in the Aktion T4 euthanasia program.[282] In December 1939 and January 1940, gas vans equipped with gas cylinders and a sealed compartment had been used to kill the handicapped in occupied Poland.[283] As the mass shootings continued in Russia, Himmler and his subordinates in the field feared that the murders were causing psychological problems for the SS,[284] and began searching for more efficient methods. In December 1941, similar vans, using exhaust fumes rather than bottled gas, were introduced into the camp at Chełmno,[267] Victims were asphyxiated while being driven to prepared burial pits in the nearby forests.[285] The vans were also used in the occupied Soviet Union, for example in smaller clearing actions in the Minsk ghetto,[286] and in Yugoslavia.[287] Apparently, as with the mass shootings, the vans caused emotional problems for the operators, and the small number of victims the vans could handle made them ineffective.[288]
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Christian Gerlach writes that over three million Jews were murdered in 1942, the year that "marked the peak" of the mass murder.[290] At least 1.4 million of these were in the General Government area of Poland.[291] Victims usually arrived at the extermination camps by freight train.[292] Almost all arrivals at Bełżec, Sobibór and Treblinka were sent directly to the gas chambers,[293] with individuals occasionally selected to replace dead workers.[294] At Auschwitz, about 20 percent of Jews were selected to work.[295] Those selected for death at all camps were told to undress and hand their valuables to camp workers.[40] They were then herded naked into the gas chambers. To prevent panic, they were told the gas chambers were showers or delousing chambers.[296]
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At Auschwitz, after the chambers were filled, the doors were shut and pellets of Zyklon-B were dropped into the chambers through vents,[297] releasing toxic prussic acid.[298] Those inside died within 20 minutes; the speed of death depended on how close the inmate was standing to a gas vent, according to the commandant Rudolf Höss, who estimated that about one-third of the victims died immediately.[299] Johann Kremer, an SS doctor who oversaw the gassings, testified that: "Shouting and screaming of the victims could be heard through the opening and it was clear that they fought for their lives."[300] The gas was then pumped out, and the Sonderkommando—work groups of mostly Jewish prisoners—carried out the bodies, extracted gold fillings, cut off women's hair, and removed jewellery, artificial limbs and glasses.[301] At Auschwitz, the bodies were at first buried in deep pits and covered with lime, but between September and November 1942, on the orders of Himmler, 100,000 bodies were dug up and burned. In early 1943, new gas chambers and crematoria were built to accommodate the numbers.[302]
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Bełżec, Sobibór and Treblinka became known as the Operation Reinhard camps, named after the German plan to murder the Jews in the General Government area of occupied Poland.[303] Between March 1942 and November 1943, around 1,526,500 Jews were gassed in these three camps in gas chambers using carbon monoxide from the exhaust fumes of stationary diesel engines.[4] Gold fillings were pulled from the corpses before burial, but unlike in Auschwitz the women's hair was cut before death. At Treblinka, to calm the victims, the arrival platform was made to look like a train station, complete with fake clock.[304] Most of the victims at these three camps were buried in pits at first. From mid-1942, as part of Sonderaktion 1005, prisoners at Auschwitz, Chelmno, Bełżec, Sobibór, and Treblinka were forced to exhume and burn bodies that had been buried, in part to hide the evidence, and in part because of the terrible smell pervading the camps and a fear that the drinking water would become polluted.[305] The corpses—700,000 in Treblinka—were burned on wood in open fire pits and the remaining bones crushed into powder.[306]
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There was almost no resistance in the ghettos in Poland until the end of 1942.[308] Raul Hilberg accounted for this by evoking the history of Jewish persecution: compliance might avoid inflaming the situation until the onslaught abated.[309] Timothy Snyder noted that it was only during the three months after the deportations of July–September 1942 that agreement on the need for armed resistance was reached.[310]
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Several resistance groups were formed, such as the Jewish Combat Organization (ŻOB) and Jewish Military Union (ŻZW) in the Warsaw Ghetto and the United Partisan Organization in Vilna.[311] Over 100 revolts and uprisings occurred in at least 19 ghettos and elsewhere in Eastern Europe. The best known is the Warsaw Ghetto Uprising in April 1943, when the Germans arrived to send the remaining inhabitants to extermination camps. Forced to retreat on 19 April from the ŻOB and ŻZW fighters, they returned later that day under the command of SS General Jürgen Stroop (author of the Stroop Report about the uprising).[312] Around 1,000 poorly armed fighters held the SS at bay for four weeks.[313] Polish and Jewish accounts stated that hundreds or thousands of Germans had been killed,[314] while the Germans reported 16 dead.[315] The Germans said that 14,000 Jews had been killed—7000 during the fighting and 7000 sent to Treblinka[316]—and between 53,000[317] and 56,000 deported.[315] According to Gwardia Ludowa, a Polish resistance newspaper, in May 1943:
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From behind the screen of smoke and fire, in which the ranks of fighting Jewish partisans are dying, the legend of the exceptional fighting qualities of the Germans is being undermined. ... The fighting Jews have won for us what is most important: the truth about the weakness of the Germans."[318]
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During a revolt in Treblinka on 2 August 1943, inmates killed five or six guards and set fire to camp buildings; several managed to escape.[319] In the Białystok Ghetto on 16 August, Jewish insurgents fought for five days when the Germans announced mass deportations.[320] On 14 October, Jewish prisoners in Sobibór attempted an escape, killing 11 SS officers, as well as two or three Ukrainian and Volksdeutsche guards. According to Yitzhak Arad, this was the highest number of SS officers killed in a single revolt.[321] Around 300 inmates escaped (out of 600 in the main camp), but 100 were recaptured and shot.[322] On 7 October 1944, 300 Jewish members, mostly Greek or Hungarian, of the Sonderkommando at Auschwitz learned they were about to be killed, and staged an uprising, blowing up crematorium IV.[323] Three SS officers were killed.[324] The Sonderkommando at crematorium II threw their Oberkapo into an oven when they heard the commotion, believing that a camp uprising had begun.[325] By the time the SS had regained control, 451 members of the Sonderkommando were dead; 212 survived.[326]
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Estimates of Jewish participation in partisan units throughout Europe range from 20,000 to 100,000.[327] In the occupied Polish and Soviet territories, thousands of Jews fled into the swamps or forests and joined the partisans,[328] although the partisan movements did not always welcome them.[329] An estimated 20,000 to 30,000 joined the Soviet partisan movement.[330] One of the famous Jewish groups was the Bielski partisans in Belarus, led by the Bielski brothers.[328] Jews also joined Polish forces, including the Home Army. According to Timothy Snyder, "more Jews fought in the Warsaw Uprising of August 1944 than in the Warsaw Ghetto Uprising of April 1943."[331][ab]
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The Polish government-in-exile in London learned about Auschwitz from the Polish leadership in Warsaw, who from late 1940 "received a continual flow of information" about the camp, according to historian Michael Fleming.[337] This was in large measure thanks to Captain Witold Pilecki of the Polish Home Army, who allowed himself to be arrested in September 1940 and sent there. An inmate until he escaped in April 1943, his mission was to set up a resistance movement (ZOW), prepare to take over the camp, and smuggle out information about it.[338]
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On 6 January 1942, the Soviet Minister of Foreign Affairs, Vyacheslav Molotov, sent out diplomatic notes about German atrocities. The notes were based on reports about mass graves and bodies surfacing from pits and quarries in areas the Red Army had liberated, as well as witness reports from German-occupied areas.[339] The following month, Szlama Ber Winer escaped from the Chełmno concentration camp in Poland and passed information about it to the Oneg Shabbat group in the Warsaw Ghetto. His report, known by his pseudonym as the Grojanowski Report, had reached London by June 1942.[268][340] Also in 1942, Jan Karski sent information to the Allies after being smuggled into the Warsaw Ghetto twice.[341] By late July or early August 1942, Polish leaders in Warsaw had learned about the mass killing of Jews in Auschwitz, according to Fleming.[337][ac] The Polish Interior Ministry prepared a report, Sprawozdanie 6/42,[343] which said at the end:
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There are different methods of execution. People are shot by firing squads, killed by an "air hammer" /Hammerluft/, and poisoned by gas in special gas chambers. Prisoners condemned to death by the Gestapo are murdered by the first two methods. The third method, the gas chamber, is employed for those who are ill or incapable of work and those who have been brought in transports especially for the purpose /Soviet prisoners of war, and, recently Jews/.[337]
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Sprawozdanie 6/42 was sent to Polish officials in London by courier and had reached them by 12 November 1942, where it was translated into English and added to another, "Report on Conditions in Poland", dated 27 November. Fleming writes that the latter was sent to the Polish Embassy in the United States.[344] On 10 December 1942, the Polish Foreign Affairs Minister, Edward Raczyński, addressed the fledgling United Nations on the killings; the address was distributed with the title The Mass Extermination of Jews in German Occupied Poland. He told them about the use of poison gas; about Treblinka, Bełżec and Sobibór; that the Polish underground had referred to them as extermination camps; and that tens of thousands of Jews had been killed in Bełżec in March and April 1942.[345] One in three Jews in Poland were already dead, he estimated, from a population of 3,130,000.[346] Raczyński's address was covered by the New York Times and The Times of London. Winston Churchill received it, and Anthony Eden presented it to the British cabinet. On 17 December 1942, 11 Allies issued the Joint Declaration by Members of the United Nations condemning the "bestial policy of cold-blooded extermination".[347][348]
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The British and American governments were reluctant to publicize the intelligence they had received. A BBC Hungarian Service memo, written by Carlile Macartney, a BBC broadcaster and senior Foreign Office adviser on Hungary, stated in 1942: "We shouldn't mention the Jews at all." The British government's view was that the Hungarian people's antisemitism would make them distrust the Allies if their broadcasts focused on the Jews.[349] The US government similarly feared turning the war into one about the Jews; antisemitism and isolationism were common in the US before its entry into the war.[350] Although governments and the German public appear to have understood what was happening, it seems the Jews themselves did not. According to Saul Friedländer, "[t]estimonies left by Jews from all over occupied Europe indicate that, in contradistinction to vast segments of surrounding society, the victims did not understand what was ultimately in store for them." In Western Europe, he writes, Jewish communities seem to have failed to piece the information together, while in Eastern Europe, they could not accept that the stories they had heard from elsewhere would end up applying to them too.[351]
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The SS liquidated most of the Jewish ghettos of the General Government area of Poland in 1942–1943 and shipped their populations to the camps for extermination.[353] The only exception was the Lodz Ghetto, which was not liquidated until mid-1944.[354] About 42,000 Jews in the General Government were shot during Operation Harvest Festival (Aktion Erntefest) on 3–4 November 1943.[355] At the same time, rail shipments were arriving regularly from western and southern Europe at the extermination camps.[356] Shipments of Jews to the camps had priority on the German railways over anything but the army's needs, and continued even in the face of the increasingly dire military situation at the end of 1942.[357] Army leaders and economic managers complained about this diversion of resources and the killing of skilled Jewish workers,[358] but Nazi leaders rated ideological imperatives above economic considerations.[359]
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By 1943 it was evident to the armed forces leadership that Germany was losing the war.[360] The mass murder continued nevertheless, reaching a "frenetic" pace in 1944[361] when Auschwitz gassed nearly 500,000 people.[362] On 19 March 1944, Hitler ordered the military occupation of Hungary and dispatched Adolf Eichmann to Budapest to supervise the deportation of the country's Jews.[363] From 22 March Jews were required to wear the yellow star; were forbidden from owning cars, bicycles, radios or telephones; and were later forced into ghettos.[364] Between 15 May and 9 July, 437,000 Jews were deported from Hungary to Auschwitz II-Birkenau, almost all sent directly to the gas chambers.[ad] A month before the deportations began, Eichmann offered through an intermediary, Joel Brand, to exchange one million Jews for 10,000 trucks from the Allies, which the Germans would undertake not to use on the Western front.[367] The British leaked the proposal to the press; The Times called it "a new level of fantasy and self-deception".[368] By mid-1944 Jewish communities within easy reach of the Nazi regime had largely been exterminated.[369]
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As the Soviet armed forces advanced, the SS closed down the camps in eastern Poland and made efforts to conceal what had happened. The gas chambers were dismantled, the crematoria dynamited, and the mass graves dug up and corpses cremated.[370] From January to April 1945, the SS sent inmates westward on "death marches" to camps in Germany and Austria.[371][372] In January 1945, the Germans held records of 714,000 inmates in concentration camps; by May, 250,000 (35 percent) had died during death marches.[373] Already sick after months or years of violence and starvation, they were marched to train stations and transported for days at a time without food or shelter in open freight cars, then forced to march again at the other end to the new camp. Some went by truck or wagons; others were marched the entire distance to the new camp. Those who lagged behind or fell were shot.[374]
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The first major camp to be encountered by Allied troops, Majdanek, was discovered by the advancing Soviets, along with its gas chambers, on 25 July 1944.[375] Treblinka, Sobibór, and Bełżec were never liberated, but were destroyed by the Germans in 1943.[376] On 17 January 1945, 58,000 Auschwitz inmates were sent on a death march westwards;[377] when the camp was liberated by the Soviets on 27 January, they found just 7,000 inmates in the three main camps and 500 in subcamps.[378] Buchenwald was liberated by the Americans on 11 April;[379] Bergen-Belsen by the British on 15 April;[380] Dachau by the Americans on 29 April;[381] Ravensbrück by the Soviets on 30 April;[382] and Mauthausen by the Americans on 5 May.[383] The Red Cross took control of Theresienstadt on 3 May, days before the Soviets arrived.[384]
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The British 11th Armoured Division found around 60,000 prisoners (90 percent Jews) when they liberated Bergen-Belsen,[380][385] as well as 13,000 unburied corpses; another 10,000 people died from typhus or malnutrition over the following weeks.[386] The BBC's war correspondent Richard Dimbleby described the scenes that greeted him and the British Army at Belsen, in a report so graphic the BBC declined to broadcast it for four days, and did so, on 19 April, only after Dimbleby threatened to resign.[387] He said he had "never seen British soldiers so moved to cold fury":[388]
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Here over an acre of ground lay dead and dying people. You could not see which was which. ... The living lay with their heads against the corpses and around them moved the awful, ghostly procession of emaciated, aimless people, with nothing to do and with no hope of life, unable to move out of your way, unable to look at the terrible sights around them ... Babies had been born here, tiny wizened things that could not live. A mother, driven mad, screamed at a British sentry to give her milk for her child, and thrust the tiny mite into his arms. ... He opened the bundle and found the baby had been dead for days. This day at Belsen was the most horrible of my life.
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The Jews killed represented around one third of world Jewry[394] and about two-thirds of European Jewry, based on a pre-war estimate of 9.7 million Jews in Europe.[395] According to the Yad Vashem Holocaust Martyrs' and Heroes' Remembrance Authority in Jerusalem, "[a]ll the serious research" confirms that between five and six million Jews died.[396] Early postwar calculations were 4.2–4.5 million from Gerald Reitlinger;[397] 5.1 million from Raul Hilberg; and 5.95 million from Jacob Lestschinsky.[398] In 1990 Yehuda Bauer and Robert Rozett estimated 5.59–5.86 million,[399] and in 1991 Wolfgang Benz suggested 5.29 to just over 6 million.[400][af] The figures include over one million children.[401] Much of the uncertainty stems from the lack of a reliable figure for the number of Jews in Europe in 1939, border changes that make double-counting of victims difficult to avoid, lack of accurate records from the perpetrators, and uncertainty about whether to include post-liberation deaths caused by the persecution.[397]
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The death camps in occupied Poland accounted for half the Jews killed. At Auschwitz the Jewish death toll was 960,000;[402] Treblinka 870,000;[276] Bełżec 600,000;[266] Chełmno 320,000;[268] Sobibór 250,000;[274] and Majdanek 79,000.[273]
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Death rates were heavily dependent on the survival of European states willing to protect their Jewish citizens.[403] In countries allied to Germany, the control over Jewish citizens was sometimes seen as a matter of sovereignty; the continuous presence of state institutions prevented the Jewish communities' complete destruction.[403] In occupied countries, the survival of the state was likewise correlated with lower Jewish death rates: 75 percent of Jews died in the Netherlands, as did 99 percent of Jews who were in Estonia when the Germans arrived—the Nazis declared Estonia Judenfrei ("free of Jews") in January 1942 at the Wannsee Conference—while 75 percent survived in France and 99 percent in Denmark.[404]
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The survival of Jews in countries where states survived demonstrates, writes Christian Gerlach, "that there were limits to German power" and that the influence of non-Germans—governments and others—was "crucial".[47] Jews who lived where pre-war statehood was destroyed (Poland and the Baltic states) or displaced (western USSR) were at the mercy of both German power and sometimes hostile local populations. Almost all Jews living in German-occupied Poland, Baltic states and the USSR were killed, with a 5 percent chance of survival on average.[403] Of Poland's 3.3 million Jews, about 90 percent were killed.[405]
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The Nazis regarded the Slavs as Untermenschen (subhuman).[24] German troops destroyed villages throughout the Soviet Union,[409] rounded up civilians for forced labor in Germany, and caused famine by taking foodstuffs.[410] In Belarus, Germany imposed a regime that deported 380,000 people for slave labor and killed hundreds of thousands. Over 600 villages had their populations killed and at least 5,295 Belarusian settlements were destroyed. According to Timothy Snyder, of nine million people in Soviet Belarus in 1941, around 1.6 million were killed by Germans away from the battlefield.[411] The United States Holocaust Memorial Museum estimates that 3.3 million of 5.7 million Soviet POWs died in German custody.[412]
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Hitler made clear that Polish workers were to be kept in what Robert Gellately called a "permanent condition of inferiority".[413] In a memorandum to Hitler dated 25 May 1940, "A Few Thoughts on the Treatment of the Ethnically Alien Population in the East", Himmler stated that it was in German interests to foster divisions between the ethnic groups in the East. He wanted to restrict non-Germans in the conquered territories to an elementary-school education that would teach them how to write their names, count up to 500, work hard, and obey Germans.[414] The Polish political class became the target of a campaign of murder (Intelligenzaktion and AB-Aktion).[415] Between 1.8 and 1.9 million non-Jewish Polish citizens were killed by Germans during the war; about four-fifths were ethnic Poles and the rest Ukrainians and Belarusians.[406] At least 200,000 died in concentration camps, around 146,000 in Auschwitz. Others died in massacres or in uprisings such as the Warsaw Uprising, where 120,000–200,000 were killed.[416]
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Germany and its allies killed up to 220,000 Roma, around 25 percent of the community in Europe,[417] in what the Romani people call the Pořajmos.[418] Robert Ritter, head of the Rassenhygienische und Bevolkerungsbiologische Forschungsstelle called them "a peculiar form of the human species who are incapable of development and came about by mutation".[419] In May 1942 they were placed under similar laws to the Jews, and in December Himmler ordered that they be sent to Auschwitz, unless they had served in the Wehrmacht.[420] He adjusted the order on 15 November 1943 to allow "sedentary Gypsies and part-Gypsies" in the occupied Soviet areas to be viewed as citizens.[421] In Belgium, France and the Netherlands, the Roma were subject to restrictions on movement and confinement to collection camps,[422] while in Eastern Europe they were sent to concentration camps, where large numbers were murdered.[423] In the camps, they were usually counted among the asocials and required to wear brown or black triangles on their prison clothes.[424]
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German communists, socialists and trade unionists were among the earliest opponents of the Nazis[425] and among the first to be sent to concentration camps.[426] Nacht und Nebel ("Night and Fog"), a directive issued by Hitler on 7 December 1941, resulted in the disappearance, torture and death of political activists throughout German-occupied Europe; the courts had sentenced 1,793 people to death by April 1944, according to Jack Fischel.[427] Because they refused to pledge allegiance to the Nazi party or serve in the military, Jehovah's Witnesses were sent to concentration camps, where they were identified by purple triangles and given the option of renouncing their faith and submitting to the state's authority.[428] The United States Holocaust Memorial Museum estimates that between 2,700 and 3,300 were sent to the camps, where 1,400 died.[407] According to German historian Detlef Garbe, "no other religious movement resisted the pressure to conform to National Socialism with comparable unanimity and steadfastness."[429]
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Around 100,000 gay men were arrested in Germany and 50,000 jailed between 1933 and 1945; 5,000–15,000 are thought to have been sent to concentration camps, where they were identified by a pink triangle on their camp clothes. It is not known how many died.[408] Hundreds were castrated, sometimes "voluntarily" to avoid criminal sentences.[430] In 1936 Himmler created the Reich Central Office for the Combating of Homosexuality and Abortion.[431] The police closed gay bars and shut down gay publications.[408] Lesbians were left relatively unaffected; the Nazis saw them as "asocials", rather than sexual deviants.[432]
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There were 5,000–25,000 Afro-Germans in Germany when the Nazis came to power.[433] Although blacks in Germany and German-occupied Europe were subjected to incarceration, sterilization and murder, there was no program to kill them as a group.[434]
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The Nuremberg trials were a series of military tribunals held after the war by the Allies in Nuremberg, Germany, to prosecute the German leadership. The first was the 1945–1946 trial of 22 political and military leaders before the International Military Tribunal.[435] Adolf Hitler, Heinrich Himmler, and Joseph Goebbels had committed suicide months earlier.[436] The prosecution entered indictments against 24 men (two were dropped before the end of the trial)[ag] and seven organizations: the Reich Cabinet, Schutzstaffel (SS), Sicherheitsdienst (SD), Gestapo, Sturmabteilung (SA), and the "General Staff and High Command".[437]
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The indictments were for participation in a common plan or conspiracy for the accomplishment of a crime against peace; planning, initiating and waging wars of aggression and other crimes against peace; war crimes; and crimes against humanity. The tribunal passed judgements ranging from acquittal to death by hanging.[437] Eleven defendants were executed, including Joachim von Ribbentrop, Wilhelm Keitel, Alfred Rosenberg, and Alfred Jodl. Ribbentrop, the judgement declared, "played an important part in Hitler's 'final solution of the Jewish question'".[438]
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The subsequent Nuremberg trials, 1946–1949, tried another 185 defendants.[439] West Germany initially tried few ex-Nazis, but after the 1958 Ulm Einsatzkommando trial, the government set up a dedicated agency.[440] Other trials of Nazis and collaborators took place in Western and Eastern Europe. In 1960 Mossad agents captured Adolf Eichmann in Argentina and brought him to Israel to stand trial on 15 indictments, including war crimes, crimes against humanity, and crimes against the Jewish people. He was convicted in December 1961 and executed in June 1962. Eichmann's trial and death revived interest in war criminals and the Holocaust in general.[441]
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The government of Israel requested $1.5 billion from the Federal Republic of Germany in March 1951 to finance the rehabilitation of 500,000 Jewish survivors, arguing that Germany had stolen $6 billion from the European Jews. Israelis were divided about the idea of taking money from Germany. The Conference on Jewish Material Claims Against Germany (known as the Claims Conference) was opened in New York, and after negotiations the claim was reduced to $845 million.[442][443]
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West Germany allocated another $125 million for reparations in 1988. Companies such as BMW, Deutsche Bank, Ford, Opel, Siemens, and Volkswagen faced lawsuits for their use of forced labor during the war.[442] In response, Germany set up the "Remembrance, Responsibility and Future" Foundation in 2000, which paid €4.45 billion to former slave laborers (up to €7,670 each).[444] In 2013 Germany agreed to provide €772 million to fund nursing care, social services, and medication for 56,000 Holocaust survivors around the world.[445] The French state-owned railway company, the SNCF, agreed in 2014 to pay $60 million to Jewish-American survivors, around $100,000 each, for its role in the transport of 76,000 Jews from France to extermination camps between 1942 and 1944.[446]
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In the early decades of Holocaust studies, scholars approached the Holocaust as a genocide unique in its reach and specificity; Nora Levin called the "world of Auschwitz" a "new planet."[447] This was questioned in the 1980s during the West German Historikerstreit ("historians' dispute"), an attempt to re-position the Holocaust within German historiography.[448][ah]
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Ernst Nolte triggered the Historikerstreit in June 1986 with an article in the conservative newspaper Frankfurter Allgemeine Zeitung: "The past that will not pass: A speech that could be written but no longer delivered".[450][451][ai] Rather than being studied as an historical event, the Nazi era was suspended like a sword over Germany's present, he wrote. He compared "the guilt of the Germans" to the Nazi idea of "the guilt of the Jews", and argued that the focus on the Final Solution overlooked the Nazi's euthanasia program and treatment of Soviet POWs, as well as post-war issues such as the Vietnam War and Soviet–Afghan War. Comparing Auschwitz to the Gulag, he suggested that the Holocaust was a response to Hitler's fear of the Soviet Union: "Did the Gulag Archipelago not precede Auschwitz? Was the Bolshevik murder of an entire class not the logical and factual prius of the 'racial murder' of National Socialism? ... Was Auschwitz perhaps rooted in a past that would not pass?"[aj]
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Nolte's arguments were viewed as an attempt to normalize the Holocaust; one of the debate's key questions, according to historian Ernst Piper, was whether history should "historicize" or "moralize".[455][ak] In September 1986 in the left-leaning Die Zeit, Eberhard Jäckel responded that "never before had a state, with the authority of its leader, decided and announced that a specific group of humans, including the elderly, women, children and infants, would be killed as quickly as possible, then carried out this resolution using every possible means of state power."[i]
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Despite the criticism of Nolte, the Historikerstreit put "the question of comparison" on the agenda, according to Dan Stone in 2010. [448] He argued that the idea of the Holocaust as unique was overtaken by attempts to place it within the context of Stalinism, ethnic cleansing, and the Nazis' intentions for post-war "demographic reordering", particularly the Generalplan Ost, the plan to kill tens of millions of Slavs to create living space for Germans.[457] Jäckel's position continued nevertheless to inform the views of many specialists. Richard J. Evans argued in 2015:
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Thus although the Nazi "Final Solution" was one genocide among many, it had features that made it stand out from all the rest as well. Unlike all the others it was bounded neither by space nor by time. It was launched not against a local or regional obstacle, but at a world-enemy seen as operating on a global scale. It was bound to an even larger plan of racial reordering and reconstruction involving further genocidal killing on an almost unimaginable scale, aimed, however, at clearing the way in a particular region – Eastern Europe – for a further struggle against the Jews and those the Nazis regarded as their puppets. It was set in motion by ideologues who saw world history in racial terms. It was, in part, carried out by industrial methods. These things all make it unique.
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In September 2018, an online CNN–ComRes poll of 7,092 adults in seven European countries—Austria, France, Germany, Great Britain, Hungary, Poland, and Sweden—found that one in 20 had never heard of the Holocaust. The figure included one in five people in France aged 18–34. Four in 10 Austrians said they knew "just a little" about it; 12 percent of young people there said they had never heard of it.[459] A 2018 survey in the United States found that 22 percent of 1,350 adults said they had never heard of it, while 41 percent of Americans and 66 percent of millennials did not know what Auschwitz was.[460][461] In 2019, a survey of 1,100 Canadians found that 49 percent could not name any of the concentration camps.[462]
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Yad Vashem (undated): "The Holocaust was the murder of approximately six million Jews by the Nazis and their collaborators. Between the German invasion of the Soviet Union in the summer of 1941 and the end of the war in Europe in May 1945, Nazi Germany and its accomplices strove to murder every Jew under their domination."[29]
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The Century Dictionary (1904): "a sacrifice or offering entirely consumed by fire, in use among the Jews and some pagan nations. Figuratively, a great slaughter or sacrifice of life, as by fire or other accident, or in battle."[11]
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Translation, Avalon Project: "These actions are, however, only to be considered provisional, but practical experience is already being collected which is of the greatest importance in relation to the future final solution of the Jewish question."[250]
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The speech that could not be delivered referred to a lecture Nolte had planned to give to the Römerberg-Gesprächen (Römerberg Colloquium) in Frankfurt; he said his invitation had been withdrawn, which the organizers disputed.[453] At that point, his lecture had the title "The Past That Will Not Pass: To Debate or to Draw the Line?".[454]
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"The Holocaust: Definition and Preliminary Discussion". Holocaust Resource Center, Yad Vashem. Archived from the original on 26 June 2015.
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German: "Wannsee-Protokoll". EuroDocs. Harold B. Lee Library, Brigham Young University. Archived from the original on 22 June 2006.
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"Audio slideshow: Liberation of Belsen". BBC News. 15 April 2005. Archived from the original on 13 February 2009.
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For France, Gerlach 2016, p. 14; for Denmark and Estonia, Snyder 2015, p. 212; for Estonia (Estland) and the Wannsee Conference, "Besprechungsprotokoll" (PDF). Haus der Wannsee-Konferenz. p. 171. Archived (PDF) from the original on 2 February 2019.
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245 |
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Davies, Lizzie (17 February 2009). "France responsible for sending Jews to concentration camps, says court". The Guardian. Archived from the original on 10 October 2017.
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Knowlton & Cates 1993, pp. 18–23; partly reproduced in "The Past That Will Not Pass" (translation), German History in Documents and Images.
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Anarchism is a political philosophy and movement that rejects all involuntary, coercive forms of hierarchy. It radically calls for the abolition of the state which it holds to be undesirable, unnecessary, and harmful.
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The history of anarchism goes back to prehistory, when some humans lived in anarchistic societies long before the establishment of formal states, realms or empires. With the rise of organised hierarchical bodies, skepticism toward authority also rose, but it was not until the 19th century that a self-conscious political movement emerged. During the latter half of the 19th and the first decades of the 20th century, the anarchist movement flourished in most parts of the world and had a significant role in workers' struggles for emancipation. Various anarchist schools of thought formed during this period. Anarchists have taken part in several revolutions, most notably in the Spanish Civil War, whose end marked the end of anarchism's classical era. In the last decades of the 20th century and into the 21st century, the anarchist movement has been resurgent once more.
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Anarchism employs various tactics in order to meet its ideal ends; these can be broadly separated into revolutionary and evolutionary tactics. There is significant overlap between the two which are merely descriptive. Revolutionary tactics aim to bring down authority and state, and have taken a violent turn in the past. Evolutionary tactics aim to prefigure what an anarchist society would be like. Anarchist thought, criticism and praxis have played a part in diverse areas of human society. Criticism of anarchism mainly focuses on claims of it being internally inconsistent, violent and utopian.
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The etymological origin of anarchism is from the Ancient Greek anarkhia, meaning "without a ruler", composed of the prefix an- (i.e. "without") and the word arkhos (i.e. "leader" or "ruler"). The suffix -ism denotes the ideological current that favours anarchy.[1] Anarchism appears in English from 1642[2] as anarchisme and anarchy from 1539.[3] Various factions within the French Revolution labelled their opponents as anarchists, although few such accused shared many views with later anarchists. Many revolutionaries of the 19th century such as William Godwin (1756–1836) and Wilhelm Weitling (1808–1871) would contribute to the anarchist doctrines of the next generation, but they did not use anarchist or anarchism in describing themselves or their beliefs.[4]
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The first political philosopher to call himself an anarchist (French: anarchiste) was Pierre-Joseph Proudhon (1809–1865), marking the formal birth of anarchism in the mid-19th century. Since the 1890s and beginning in France,[5] libertarianism has often been used as a synonym for anarchism[6] and its use as a synonym is still common outside the United States.[7] On the other hand, some use libertarianism to refer to individualistic free-market philosophy only, referring to free-market anarchism as libertarian anarchism.[8]
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While opposition to the state is central to anarchist thought, defining anarchism is not an easy task as there is a lot of discussion among scholars and anarchists on the matter and various currents perceive anarchism slightly differently.[9] Hence, it might be true to say that anarchism is a cluster of political philosophies opposing authority and hierarchical organization (including the state, capitalism, nationalism and all associated institutions) in the conduct of all human relations in favour of a society based on voluntary association, on freedom and on decentralisation, but this definition has the same shortcomings as the definition based on etymology (which is simply a negation of a ruler), or based on anti-statism (anarchism is much more than that) or even the anti-authoritarian (which is an a posteriori conclusion).[10] Nonetheless, major elements of the definition of anarchism include the following:[11]
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During the prehistoric era of mankind, an established authority did not exist.[clarification needed] It was after the creation of towns and cities that institutions of authority were established and anarchistic ideas espoused as a reaction.[13] Most notable precursors to anarchism in the ancient world were in China and Greece. In China, philosophical anarchism (i.e. the discussion on the legitimacy of the state) was delineated by Taoist philosophers Zhuang Zhou and Laozi.[14]
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Likewise, anarchic attitudes were articulated by tragedians and philosophers in Greece. Aeschylus and Sophocles used the myth of Antigone to illustrate the conflict between rules set by the state and personal autonomy. Socrates questioned Athenian authorities constantly and insisted to the right of individual freedom of consciousness. Cynics dismissed human law (nomos) and associated authorities while trying to live according to nature (physis). Stoics were supportive of a society based on unofficial and friendly relations among its citizens without the presence of a state.[15]
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During the Middle Ages, there was no anarchistic activity except some ascetic religious movements in the Muslim world or in Christian Europe. This kind of tradition later gave birth to religious anarchism. In the Sasanian Empire, Mazdak called for an egalitarian society and the abolition of monarchy, only to be soon executed by Emperor Kavad I.[16]
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In Basra, religious sects preached against the state. In Europe, various sects developed anti-state and libertarian tendencies. Libertarian ideas further emerged during the Renaissance with the spread of reasoning and humanism through Europe. Novelists fictionalised ideal societies that were based not on coercion but voluntarism. The Enlightenment further pushed towards anarchism with the optimism for social progress.[17]
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During the French Revolution, partisan groups such as the Enragés and the sans-culottes saw a turning point in the fermentation of anti-state and federalist sentiments.[18] The first anarchist currents developed throughout the 18th century—William Godwin espoused philosophical anarchism in England, morally delegitimizing the state, Max Stirner's thinking paved the way to individualism, and Pierre-Joseph Proudhon's theory of mutualism found fertile soil in France.[19] This era of classical anarchism lasted until the end of the Spanish Civil War of 1936 and is considered the golden age of anarchism.[19]
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Drawing from mutualism, Mikhail Bakunin founded collectivist anarchism and entered the International Workingmen's Association, a class worker union later known as the First International that formed in 1864 to unite diverse revolutionary currents. The International became a significant political force, with Karl Marx being a leading figure and a member of its General Council. Bakunin's faction (the Jura Federation) and Proudhon's followers (the mutualists) opposed Marxist state socialism, advocating political abstentionism and small property holdings.[20] After bitter disputes, the Bakuninists were expelled from the International by the Marxists at the 1872 Hague Congress.[21] Bakunin famously predicted that if revolutionaries gained power by Marx's terms, they would end up the new tyrants of workers. After being expelled, anarchists formed the St. Imier International. Under the influence of Peter Kropotkin, a Russian philosopher and scientist, anarcho-communism overlapped with collectivism.[22] Anarcho-communists, who drew inspiration from the 1871 Paris Commune, advocated for free federation and for the distribution of goods according to one's needs.[23]
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At the turn of the century, anarchism had spread all over the world.[24] In China, small groups of students imported the humanistic pro-science version of anarcho-communism.[25] Tokyo was a hotspot for rebellious youth from countries of the far east, travelling to the Japanese capital to study.[26] In Latin America, Argentina was a stronghold for anarcho-syndicalism, where it became the most prominent left-wing ideology.[27] During this time, a minority of anarchists adopted tactics of revolutionary political violence. This strategy became known as propaganda of the deed.[28] The dismemberment of the French socialist movement into many groups, and the execution and exile of many Communards to penal colonies following the suppression of the Paris Commune, favoured individualist political expression and acts.[29] Even though many anarchists distanced themselves from these terrorist acts, infamy came upon the movement.[28] Illegalism was another strategy which some anarchists adopted during this period.[30]
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Anarchists enthusiastically participated in the Russian Revolution—despite concerns—in opposition to the Whites. However, they met harsh suppression after the Bolshevik government was stabilized. Several anarchists from Petrograd and Moscow fled to Ukraine,[31] notably leading to the Kronstadt rebellion and Nestor Makhno's struggle in the Free Territory. With the anarchists being crushed in Russia, two new antithetical currents emerged, namely platformism and synthesis anarchism. The former sought to create a coherent group that would push for revolution while the latter were against anything that would resemble a political party. Seeing the victories of the Bolsheviks in the October Revolution and the resulting Russian Civil War, many workers and activists turned to communist parties, which grew at the expense of anarchism and other socialist movements. In France and the United States, members of major syndicalist movements, the General Confederation of Labour and Industrial Workers of the World, left their organisations and joined the Communist International.[32]
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In the Spanish Civil War, anarchists and syndicalists (CNT and FAI) once again allied themselves with various currents of leftists. A long tradition of Spanish anarchism led to anarchists playing a pivotal role in the war. In response to the army rebellion, an anarchist-inspired movement of peasants and workers, supported by armed militias, took control of Barcelona and of large areas of rural Spain, where they collectivised the land.[33] The Soviet Union provided some limited assistance at the beginning of the war, but the result was a bitter fight among communists and anarchists at a series of events named May Days as Joseph Stalin tried to seize control of the Republicans.[34]
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At the end of World War II, the anarchist movement was severely weakened.[35] However, the 1960s witnessed a revival of anarchism likely caused by a perceived failure of Marxism–Leninism and tensions built by the Cold War.[36] During this time, anarchism took root in other movements critical towards both the state and capitalism, such as the anti-nuclear, environmental and pacifist movements, the New Left, and the counterculture of the 1960s.[37] Anarchism became associated with punk subculture, as exemplified by bands such as Crass and the Sex Pistols,[38] and the established feminist tendencies of anarcha-feminism returned with vigour during the second wave of feminism.[39]
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Around the turn of the 21st century, anarchism grew in popularity and influence within anti-war, anti-capitalist, and anti-globalisation movements.[40] Anarchists became known for their involvement in protests against the World Trade Organization, the Group of Eight and the World Economic Forum. During the protests, ad hoc leaderless anonymous cadres known as black blocs engaged in rioting, property destruction, and violent confrontations with the police. Other organisational tactics pioneered in this time include security culture, affinity groups, and the use of decentralised technologies such as the internet. A significant event of this period was the confrontations at the WTO conference in Seattle in 1999.[40] Anarchist ideas have been influential in the development of the Zapatistas in Mexico and the Democratic Federation of Northern Syria, more commonly known as Rojava, a de facto autonomous region in northern Syria.[41]
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Anarchist schools of thought have been generally grouped into two main historical traditions, social anarchism and individualist anarchism, owing to their different origins, values and evolution.[42] The individualist current emphasises negative liberty in opposing restraints upon the free individual, while the social current emphasises positive liberty in aiming to achieve the free potential of society through equality and social ownership.[43] In a chronological sense, anarchism can be segmented by the classical currents of the late 19th century, and the post-classical currents (such as anarcha-feminism, green anarchism and post-anarchism) developed thereafter.[44]
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Beyond the specific factions of anarchist movements which constitute political anarchism lies philosophical anarchism, which holds that the state lacks moral legitimacy, without necessarily accepting the imperative of revolution to eliminate it.[45] A component especially of individualist anarchism,[46] philosophical anarchism may tolerate the existence of a minimal state, but argues that citizens have no moral obligation to obey government when it conflicts with individual autonomy.[47] Anarchism pays significant attention to moral arguments since ethics have a central role in anarchist philosophy.[48]
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One reaction against sectarianism within the anarchist milieu was anarchism without adjectives, a call for toleration and unity among anarchists first adopted by Fernando Tarrida del Mármol in 1889 in response to the bitter debates of anarchist theory at the time.[49] Despite separation, the various anarchist schools of thought are not seen as distinct entities, but as tendencies that intermingle.[50]
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Anarchism is usually placed on the far-left of the political spectrum.[51] Much of its economics and legal philosophy reflect anti-authoritarian, anti-statist, and libertarian interpretations of the radical left-wing and socialist politics[52] of collectivism, communism, individualism, mutualism, and syndicalism, among other libertarian socialist economic theories.[53] As anarchism does not offer a fixed body of doctrine from a single particular worldview,[54] many anarchist types and traditions exist, and varieties of anarchy diverge widely.[55]
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Inceptive currents among classical anarchist currents were mutualism and individualism. They were followed by the major currents of social anarchism (collectivist, communist, and syndicalist). They differ on organizational and economic aspects of their ideal society.[57]
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Mutualism is an 18th-century economic theory that was developed into anarchist theory by Pierre-Joseph Proudhon. Its aims include reciprocity, free association, voluntary contract, federation, and credit and currency reform that would be regulated by a bank of the people.[58] Mutualism has been retrospectively characterised as ideologically situated between individualist and collectivist forms of anarchism.[59] Proudhon first characterised his goal as a "third form of society, the synthesis of communism and property".[60]
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Collectivist anarchism, also known as anarchist collectivism or anarcho-collectivism,[61] is a revolutionary socialist form of anarchism commonly associated with Mikhail Bakunin.[62] Collectivist anarchists advocate collective ownership of the means of production, theorised to be achieved through violent revolution,[63] and that workers be paid according to time worked, rather than goods being distributed according to need as in communism. Collectivist anarchism arose alongside Marxism, but rejected the dictatorship of the proletariat despite the stated Marxist goal of a collectivist stateless society.[64] Anarcho-communism, also known as anarchist-communism, communist anarchism, and libertarian communism, is a theory of anarchism that advocates a communist society with common ownership of the means of production,[65] direct democracy, and a horizontal network of voluntary associations and workers' councils with production and consumption based on the guiding principle: "From each according to his ability, to each according to his need".[66] Anarcho-communism developed from radical socialist currents after the French Revolution,[67] but it was first formulated as such in the Italian section of the First International.[68] It was later expanded upon in the theoretical work of Peter Kropotkin.[69]
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Anarcho-syndicalism, also referred to as revolutionary syndicalism, is a branch of anarchism that views labour syndicates as a potential force for revolutionary social change, replacing capitalism and the state with a new society democratically self-managed by workers. The basic principles of anarcho-syndicalism are workers' solidarity, direct action, and workers' self-management.[70]
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Individualist anarchism refers to several traditions of thought within the anarchist movement that emphasise the individual and their will over any kinds of external determinants.[71] Early influences on individualist forms of anarchism include William Godwin, Max Stirner and Henry David Thoreau. Through many countries, individualist anarchism attracted a small yet diverse following of Bohemian artists and intellectuals[72] as well as young anarchist outlaws in what became known as illegalism and individual reclamation.[73]
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Anarchist principles undergird contemporary radical social movements of the left. Interest in the anarchist movement developed alongside momentum in the anti-globalization movement,[74] whose leading activist networks were anarchist in orientation.[75] As the movement shaped 21st century radicalism, wider embrace of anarchist principles signaled a revival of interest.[75] Contemporary news coverage which emphasizes black bloc demonstrations has reinforced anarchism's historical association with chaos and violence, although its publicity has also led more scholars to engage with the anarchist movement.[74] Anarchism has continued to generate many philosophies and movements—at times eclectic, drawing upon various sources, and syncretic, combining disparate concepts to create new philosophical approaches.[76] The anti-capitalist tradition of classical anarchism has remained prominent within contemporary currents.[77]
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Various anarchist groups, tendencies, and schools of thought exist today, making it difficult to describe contemporary anarchist movement.[78] While theorists and activists have established "relatively stable constellations of anarchist principles", there is no consensus on which principles are core. As a result, commentators describe multiple "anarchisms" (rather than a singular "anarchism") in which common principles are shared between schools of anarchism while each group prioritizes those principles differently. For example, gender equality can be a common principle but ranks as a higher priority to anarcha-feminists than anarchist communists.[79] Anarchists are generally committed against coercive authority in all forms, namely "all centralized and hierarchical forms of government (e.g., monarchy, representative democracy, state socialism, etc.), economic class systems (e.g., capitalism, Bolshevism, feudalism, slavery, etc.), autocratic religions (e.g., fundamentalist Islam, Roman Catholicism, etc.), patriarchy, heterosexism, white supremacy, and imperialism".[80] However, anarchist schools disagree on the methods by which these forms should be opposed.[81]
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Anarchists' tactics take various forms but in general serve two major goals—first, to oppose the Establishment; and second, to promote anarchist ethics and reflect an anarchist vision of society, illustrating the unity of means and ends.[82] A broad categorization can be made between aims to destroy oppressive states and institutions by revolutionary means, and aims to change society through evolutionary means.[83] Evolutionary tactics reject violence and take a gradual approach to anarchist aims, though there is significant overlap between the two.[84]
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Anarchist tactics have shifted during the course of the last century. Anarchists during the early 20th century focused more on strikes and militancy, while contemporary anarchists use a broader array of approaches.[85]
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During the classical era, anarchists had a militant tendency. Not only did they confront state armed forces (as in Spain and Ukraine) but some of them also employed terrorism as propaganda of the deed. Assassination attempts were carried out against heads of state, some of which were successful. Anarchists also took part in revolutions.[86] Anarchist perspectives towards violence have always been perplexing and controversial.[87] On one hand, anarcho-pacifists point out the unity of means and ends.[88] On the other hand, other anarchist groups advocate direct action, a tactic which can include acts of sabotage or even acts of terrorism. This attitude was quite prominent a century ago; seeing the state as a tyrant, some anarchists believed that they had every right to oppose its oppression by any means possible.[89] Emma Goldman and Errico Malatesta, who were proponents of limited use of violence, argued that violence is merely a reaction to state violence as a necessary evil.[90]
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Anarchists took an active role in strikes, although they tended to be antipathetic to formal syndicalism, seeing it as reformist. They saw it as a part of the movement which sought to overthrow the state and capitalism.[91] Anarchists also reinforced their propaganda within the arts, some of whom practiced nudism. They also built communities which were based on friendship. They were also involved in the press.[92]
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In the current era, Italian anarchist Alfredo Bonanno, a proponent of insurrectionary anarchism, has reinstated the debate on violence by rejecting the nonviolence tactic adopted since the late 19th century by Kropotkin and other prominent anarchists afterwards. Both Bonanno and the French group The Invisible Committee advocate for small, informal affiliation groups, where each member is responsible for their own actions but works together to bring down oppression utilizing sabotage and other violent means against state, capitalism and other enemies. Members of The Invisible Committee were arrested in 2008 on various charges, terrorism included.[93]
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Overall, today's anarchists are much less violent and militant than their ideological ancestors. They mostly engage in confronting the police during demonstrations and riots, especially in countries like Canada, Mexico or Greece. Μilitant black bloc protest groups are known for clashing with the police.[94] However, anarchists not only clash with state operators; they also engage in the struggle against fascists and racists, taking anti-fascist action and mobilizing to prevent hate rallies from happening.[95]
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Anarchists commonly employ direct action. This can take the form of disrupting and protesting against unjust hierarchy, or the form of self-managing their lives through the creation of counter-institutions such as communes and non-hierarchical collectives.[83] Often, decision-making is handled in an anti-authoritarian way, with everyone having equal say in each decision, an approach known as horizontalism.[96] Contemporary-era anarchists have been engaging with various grassroots movements that are not explicitly anarchist but are more or less based on horizontalism, respecting personal autonomy, and participating in mass activism such as strikes and demonstrations. The newly coined term "small-a anarchism", in contrast with the "big-A anarchism" of the classical era, signals their tendency not to base their thoughts and actions on classical-era anarchism or to refer to Kropotkin or Proudhon to justify their opinions. They would rather base their thought and praxis on their own experience, which they will later theorize.[97]
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The decision-making process of small affinity anarchist groups play a significant tactical role.[98] Anarchists have employed various methods in order to build a rough consensus among members of their group, without the need of a leader or a leading group. One way is for an individual from the group to play the role of facilitator to help achieve a consensus without taking part in the discussion themselves or promoting a specific point. Minorities usually accept rough consensus, except when they feel the proposal contradicts anarchist goals, values, or ethics. Anarchists usually form small groups (5–20 individuals) to enhance autonomy and friendships among their members. These kind of groups more often than not interconnect with each other, forming larger networks. Anarchists still support and participate in strikes, especially wildcat strikes; these are leaderless strikes not organised centrally by a syndicate.[99]
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Anarchists have gone online to spread their message. As in the past, newspapers and journals are used; however, because of distributional and other difficulties, anarchists have found it easier to create websites, hosting electronic libraries and other portals.[100] Anarchists were also involved in developing various software that are available for free. The way these hacktivists work to develop and distribute resembles the anarchist ideals, especially when it comes to preserving user's privacy from state surveillance.[101]
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Anarchists organize themselves to squat and reclaim public spaces. During important events such as protests and when spaces are being occupied, they are often called Temporary Autonomous Zones (TAZ), spaces where surrealism, poetry and art are blended to display the anarchist ideal.[102] As seen by anarchists, squatting is a way to regain urban space from the capitalist market, serving pragmatical needs, and is also seen an exemplary direct action.[103] Acquiring space enables anarchists to experiment with their ideas and build social bonds.[104] Adding up these tactics, and having in mind that not all anarchists share the same attitudes towards them, along with various forms of protesting at highly symbolic events, make up a carnivalesque atmosphere that is part of contemporary anarchist vividity.[105]
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As anarchism is a philosophy that embodies many diverse attitudes, tendencies, and schools of thought, and disagreement over questions of values, ideology, and tactics is common, its diversity has led to widely different uses of identical terms among different anarchist traditions, which has created a number of definitional concerns in anarchist theory. For instance, the compatibility of capitalism,[106] nationalism and religion with anarchism is widely disputed. Similarly, anarchism enjoys complex relationships with ideologies such as Marxism, communism, collectivism and trade unionism. Anarchists may be motivated by humanism, divine authority, enlightened self-interest, veganism, or any number of alternative ethical doctrines. Phenomena such as civilisation, technology (e.g. within anarcho-primitivism) and the democratic process may be sharply criticised within some anarchist tendencies and simultaneously lauded in others.[107]
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Gender and sexuality carry along them dynamics of hierarchy; anarchism is obliged to address, analyse and oppose the suppression of one's autonomy because of the dynamics that gender roles traditionally impose.[108]
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A historical current that arose and flourished during 1890 and 1920 within anarchism was free love; in contemporary anarchism, this current survives as a tendency to support polyamory and queer anarchism.[109] Free love advocates were against marriage, which they saw as a way of men imposing authority over women, largely because marriage law greatly favoured the power of men. The notion of free love, though, was much broader; it included critique of the established order that limited women's sexual freedom and pleasure.[110] Such free love movements contributed to the establishment of communal houses, where large groups of travelers, anarchists, and other activists slept in beds together.[111] Free love had roots both in Europe and the United States. Some anarchists, however, struggled with the jealousy that arose from free love.[112] Anarchist feminists were advocates of free love, against marriage, were pro-choice (utilizing a contemporary term) and had a likewise agenda. Anarchist and non-anarchist feminists differed on suffrage, but were nonetheless supportive of one another.[113]
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During the second half of the 20th century, anarchism intermingled with the second wave of feminism, radicalizing some currents of the feminist movement (and being influenced as well). By the latest decades of the 20th century, anarchists and feminists were advocating for the rights and autonomy of women, gays, queers and other marginalized groups, with some feminist thinkers suggesting a fusion of the two currents.[114] With the third wave of feminism, sexual identity and compulsory heterosexuality became a subject of study for anarchists, which yielded a post-structuralist critique of sexual normality.[115] However, some anarchists distanced themselves from this line of thinking, suggesting that it leaned towards individualism and was, therefore, dropping the cause of social liberation.[116]
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The interest of anarchists in education stretches back to the first emergence of classical anarchism. Anarchists consider 'proper' education, which sets the foundations of the future autonomy of the individual and the society, to be an act of mutual aid.[118] Anarchist writers such as Willian Godwin and Max Stirner attacked both state education and private education as another means by which the ruling class replicate their privileges.[119]
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In 1901, Catalan anarchist and free thinker Francisco Ferrer established the Escuela Moderna in Barcelona as an opposition to the established education system, which was dictated largely by the Catholic Church.[120] Ferrer's approach was secular, rejecting both state and church involvement in the educational process, and gave pupils large amounts of autonomy in planning their work and attendance. Ferrer aimed to educate the working class and explicitly sought to foster class consciousness among students. The school closed after constant harassment by the state and Ferrer was later arrested. His ideas, however, formed the inspiration for a series of modern schools around the world.[121] Christian anarchist Leo Tolstoy also established a similar school, with its founding principle, according to Tolstoy, being that "for education to be effective it had to be free".[122] In a similar token, A. S. Neill founding what became Summerhill School in 1921, also declaring being free from coercion.[123]
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Anarchist education is based largely on the idea that a child's right to develop freely, without manipulation, ought to be respected, and that rationality will lead children to morally good conclusions. However, there has been little consensus among anarchist figures as to what constitutes manipulation; Ferrer, for example, believed that moral indoctrination was necessary and explicitly taught pupils that equality, liberty, and social justice were not possible under capitalism (along with other critiques of nationalism and government).[124][125]
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Late 20th century and contemporary anarchist writers (such as Colin Ward, Herbert Read and Paul Goodman) intensified and expanded the anarchist critique of state education, largely focusing on the need for a system that focuses on children's creativity rather than on their ability to attain a career or participate in consumer society.[126] Contemporary anarchists, such as Colin Ward, have further argued that state education serves to perpetuate socio-economic inequality.[127]
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While few anarchist education institutions have survived to the modern day, major tenets of anarchist schools, such as respect for child autonomy and relying on reasoning rather than indoctrination as a teaching method, have spread among mainstream educational institutions.[128]
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Objection to the state and its institutions is a sine qua non of anarchism.[129] Anarchists consider the state as a tool of domination and believe it to be illegitimate regardless of its political tendencies. Instead of people being able to control the aspects of their life, major decisions are taken by a small elite. Authority ultimately rests solely on power, regardless of whether that power is open or transparent, as it still has the ability to coerce people. Another anarchist argument against states is that the people constituting a government, even the most altruistic among officials, will unavoidably seek to gain more power, leading to corruption. Anarchists consider the idea that the state is the collective will of the people to be an unachievable fiction, due to the fact that the ruling class is distinct from the rest of society.[130]
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The connection between anarchism and art was quite profound during the classical era of anarchism, especially among artistic currents that were developing during that era, such as futurists, surrealists, and others,[133] while in literature anarchism was mostly associated with the New Apocalyptics and the Neo-romanticism movement.[134] In music, anarchism has been associated with music scenes such as Punk.[135] Anarchists such as Leo Tolstoy and Herbert Read argued that the border between the artist and the non-artist, what separates art from a daily act, is a construct produced by the alienation caused by capitalism, and it prevents humans from living a joyful life.[136]
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Other anarchists advocated for or used art as a means to achieve anarchist ends.[137] In his book Breaking the Spell: A History of Anarchist Filmmakers, Videotape Guerrillas, and Digital Ninjas Chris Robé claims that "anarchist-inflected practices have increasingly structured movement-based video activism."[138]
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Three overlapping properties made art useful to anarchists: It could depict a critique of existing society and hierarchies; it could serve as a prefigurative tool to reflect the anarchist ideal society, and also it could turn into a means of direct action, in protests for example. As it appeals to both emotion and reason, art could appeal to the "whole human" and have a powerful effect.[139]
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Philosophy lecturer Andrew G. Fiala has listed five main arguments against anarchism. Firstly, he notes that anarchism is related to violence and destruction, not only in the pragmatic world (i.e. at protests) but in the world of ethics as well. The second argument is that it is impossible for a society to function without a state or something like a state, acting to protect citizens from criminality. Fiala takes Leviathan from Thomas Hobbes and the night-watchman state from philosopher Robert Nozick as examples. Thirdly, anarchism is evaluated as unfeasible or utopian since the state can not be defeated practically; this line of arguments most often calls for political action within the system to reform it. The fourth argument is that anarchism is self-contradictory since while it advocates for no-one to archiei, if accepted by the many, then anarchism will turn into the ruling political theory. In this line of criticism also comes the self contradiction that anarchist calls for collective action while anarchism endorses the autonomy of the individual and hence no collective action can be taken. Lastly, Fiala mentions a critique towards philosophical anarchism, of being ineffective (all talk and thoughts) and in the meantime capitalism and bourgeois class remains strong.[140]
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Philosophical anarchism has met the criticism of members of academia, following the release of pro-anarchist books such as A. John Simmons' Moral Principles and Political Obligations (1979).[141] Law professor William A. Edmundson authored an essay arguing against three major philosophical anarchist principles, which he finds fallacious; Edmundson claims that while the individual does not owe a normal state[ambiguous] a duty of obedience, this does not imply that anarchism is the inevitable conclusion, and the state is still morally legitimate.[142]
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1 |
+
A genus (plural genera) is a taxonomic rank used in the biological classification of living and fossil organisms, as well as viruses,[1] in biology. In the hierarchy of biological classification, genus comes above species and below family. In binomial nomenclature, the genus name forms the first part of the binomial species name for each species within the genus.
|
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|
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+
The composition of a genus is determined by a taxonomist. The standards for genus classification are not strictly codified, so different authorities often produce different classifications for genera. There are some general practices used, however,[2][3] including the idea that a newly defined genus should fulfill these three criteria to be descriptively useful:
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+
Moreover, genera should be composed of phylogenetic units of the same kind as other (analogous) genera.[4]
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The term "genus" comes from the Latin genus ("origin, type, group, race"),[5][6] a noun form cognate with gignere ("to bear; to give birth to"). Linnaeus popularized its use in his 1753 Species Plantarum, but the French botanist Joseph Pitton de Tournefort (1656–1708) is considered "the founder of the modern concept of genera".[7]
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The scientific name (or the scientific epithet) of a genus is also called the generic name; in modern style guides and science it is always capitalised. It plays a fundamental role in binomial nomenclature, the system of naming organisms, where it is combined with the scientific name of a species: see Specific name (botany) and Specific name (zoology).
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|
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+
The rules for the scientific names of organisms are laid down in the Nomenclature Codes, which allow each species a single unique name that, for "animals" (including protists), "plants" (also including algae and fungi) and prokaryotes (Bacteria and Archaea), is Latin and binomial in form; this contrasts with common or vernacular names, which are non-standardized, can be non-unique, and typically also vary by country and language of usage.
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Except for viruses, the standard format for a species name comprises the generic name, indicating the genus to which the species belongs, followed by the specific epithet, which (within that genus) is unique to the species. For example, the gray wolf's scientific name is Canis lupus, with Canis (Lat. "dog") being the generic name shared by the wolf's close relatives and lupus (Lat. "wolf") being the specific name particular to the wolf. A botanical example would be Hibiscus arnottianus, a particular species of the genus Hibiscus native to Hawaii. The specific name is written in lower-case and may be followed by subspecies names in zoology or a variety of infraspecific names in botany.
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When the generic name is already known from context, it may be shortened to its initial letter, for example C. lupus in place of Canis lupus. Where species are further subdivided, the generic name (or its abbreviated form) still forms the leading portion of the scientific name, for example, Canis lupus familiaris for the domestic dog (when considered a subspecies of the gray wolf) in zoology, or as a botanical example, Hibiscus arnottianus ssp. immaculatus. Also, as visible in the above examples, the Latinised portions of the scientific names of genera and their included species (and infraspecies, where applicable) are, by convention, written in italics.
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The scientific names of virus species are descriptive, not binomial in form, and may or may not incorporate an indication of their containing genus; for example, the virus species "Salmonid herpesvirus 1", "Salmonid herpesvirus 2" and "Salmonid herpesvirus 3" are all within the genus Salmonivirus, however, the genus to which the species with the formal names "Everglades virus" and "Ross River virus" are assigned is Alphavirus.
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|
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+
As with scientific names at other ranks, in all groups other than viruses, names of genera may be cited with their authorities, typically in the form "author, year" in zoology, and "standard abbreviated author name" in botany. Thus in the examples above, the genus Canis would be cited in full as "Canis Linnaeus, 1758" (zoological usage), while Hibiscus, also first established by Linnaeus but in 1753, is simply "Hibiscus L." (botanical usage).
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Each genus should have a designated type, although in practice there is a backlog of older names without one. In zoology, this is the type species and the generic name is permanently associated with the type specimen of its type species. Should the specimen turn out to be assignable to another genus, the generic name linked to it becomes a junior synonym and the remaining taxa in the former genus need to be reassessed.
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In zoological usage, taxonomic names, including those of genera, are classified as "available" or "unavailable". Available names are those published in accordance with the International Code of Zoological Nomenclature and not otherwise suppressed by subsequent decisions of the International Commission on Zoological Nomenclature (ICZN); the earliest such name for any taxon (for example, a genus) should then be selected as the "valid" (i.e., current or accepted) name for the taxon in question.
|
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|
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+
Consequently, there will be more available names than valid names at any point in time, which names are currently in use depending on the judgement of taxonomists in either combining taxa described under multiple names, or splitting taxa which may bring available names previously treated as synonyms back into use. "Unavailable" names in zoology comprise names that either were not published according to the provisions of the ICZN Code, or have subsequently been suppressed, e.g., incorrect original or subsequent spellings, names published only in a thesis, and generic names published after 1930 with no type species indicated.[8]
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In botany, similar concepts exist but with different labels. The botanical equivalent of zoology's "available name" is a validly published name. An invalidly published name is a nomen invalidum or nom. inval.; a rejected name is a nomen rejiciendum or nom. rej.; a later homonym of a validly published name is a nomen illegitimum or nom. illeg.; for a full list refer the International Code of Nomenclature for algae, fungi, and plants (ICNafp) and the work cited above by Hawksworth, 2010.[8] In place of the "valid taxon" in zoology, the nearest equivalent in botany is "correct name" or "current name" which can, again, differ or change with alternative taxonomic treatments or new information that results in previously accepted genera being combined or split.
|
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+
|
31 |
+
Prokaryote and virus Codes of Nomenclature also exist which serve as a reference for designating currently accepted genus names as opposed to others which may be either reduced to synonymy, or, in the case of prokaryotes, relegated to a status of "names without standing in prokaryotic nomenclature".
|
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|
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+
An available (zoological) or validly published (botanical) name that has been historically applied to a genus but is not regarded as the accepted (current/valid) name for the taxon is termed a synonym; some authors also include unavailable names in lists of synonyms as well as available names, such as misspellings, names previously published without fulfilling all of the requirements of the relevant nomenclatural Code, and rejected or suppressed names.
|
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+
A particular genus name may have zero to many synonyms, the latter case generally if the genus has been known for a long time and redescribed as new by a range of subsequent workers, or if a range of genera previously considered separate taxa have subsequently been consolidated into one. For example, the World Register of Marine Species presently lists 8 genus-level synonyms for the sperm whale genus Physeter Linnaeus, 1758,[9] and 13 for the bivalve genus Pecten O.F. Müller, 1776.[10]
|
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+
|
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+
Within the same kingdom, one generic name can apply to one genus only. However, many names have been assigned (usually unintentionally) to two or more different genera. For example, the platypus belongs to the genus Ornithorhynchus although George Shaw named it Platypus in 1799 (these two names are thus synonyms). However, the name Platypus had already been given to a group of ambrosia beetles by Johann Friedrich Wilhelm Herbst in 1793. A name that means two different things is a homonym. Since beetles and platypuses are both members of the kingdom Animalia, the name could not be used for both. Johann Friedrich Blumenbach published the replacement name Ornithorhynchus in 1800.
|
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+
|
39 |
+
However, a genus in one kingdom is allowed to bear a scientific name that is in use as a generic name (or the name of a taxon in another rank) in a kingdom that is governed by a different nomenclature code. Names with the same form but applying to different taxa are called "homonyms". Although this is discouraged by both the International Code of Zoological Nomenclature and the International Code of Nomenclature for algae, fungi, and plants, there are some five thousand such names in use in more than one kingdom. For instance,
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+
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+
A list of generic homonyms (with their authorities), including both available (validly published) and selected unavailable names, has been compiled by the Interim Register of Marine and Nonmarine Genera (IRMNG).[11]
|
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The type genus forms the base for higher taxonomic ranks, such as the family name Canidae ("Canids") based on Canis. However, this does not typically ascend more than one or two levels: the order to which dogs and wolves belong is Carnivora ("Carnivores").
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The numbers of either accepted, or all published genus names is not known precisely; Rees et al., 2020 estimate that approximately 310,000 accepted names (valid taxa) may exist, out of a total of c. 520,000 published names (including synonyms) as at end 2019, increasing at some 2,500 published generic names per year.[12] "Official" registers of taxon names at all ranks, including genera, exist for a few groups only such as viruses[1] and prokaryotes,[13] while for others there are compendia with no "official" standing such as Index Fungorum for Fungi,[14] Index Nominum Algarum[15] and AlgaeBase[16] for algae, Index Nominum Genericorum[17] and the International Plant Names Index[18] for plants in general, and ferns through angiosperms, respectively, and Nomenclator Zoologicus[19] and the Index to Organism Names (http://www.organismnames.com/) for zoological names.
|
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Totals for both "all names" and estimates for "accepted names" as held in the Interim Register of Marine and Nonmarine Genera (IRMNG) are broken down further in the publication by Rees et al., 2020 cited above. The accepted names estimates are as follows, broken down by kingdom:
|
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+
The cited ranges of uncertainty arise because IRMNG lists "uncertain" names (not researched therein) in addition to known "accepted" names; the values quoted are the mean of "accepted" names alone (all "uncertain" names treated as unaccepted) and "accepted + uncertain" names (all "uncertain" names treated as accepted), with the associated range of uncertainty indicating these two extremes.
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Within Animalia, the largest phylum is Arthropoda, with 151,697 ± 33,160 accepted genus names, of which 114,387 ± 27,654 are insects (class Insecta). Within Plantae, Tracheophya (vascular plants) make up the largest component, with 23,236 ± 5,379 accepted genus names, of which 20,845 ± 4,494 are angiosperms (superclass Angiospermae).
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By comparison, the 2018 annual edition of the Catalogue of Life (estimated >90% complete, for extant species in the main) contains currently 175,363 "accepted" genus names for 1,744,204 living and 59,284 extinct species,[20] also including genus names only (no species) for some groups.
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The number of species in genera varies considerably among taxonomic groups. For instance, among (non-avian) reptiles, which have about 1180 genera, the most (>300) have only 1 species, ~360 have between 2 and 4 species, 260 have 5-10 species, ~200 have 11-50 species, and only 27 genera have more than 50 species. However, some insect genera such as the bee genera Lasioglossum and Andrena have over 1000 species each. The largest flowering plant genus, Astragalus, contains over 3,000 species.[21]
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Which species are assigned to a genus is somewhat arbitrary. Although all species within a genus are supposed to be "similar" there are no objective criteria for grouping species into genera. There is much debate among zoologists whether large, species-rich genera should be maintained, as it is extremely difficult to come up with identification keys or even character sets that distinguish all species. Hence, many taxonomists argue in favor of breaking down large genera. For instance, the lizard genus Anolis has been suggested to be broken down into 8 or so different genera which would bring its ~400 species to smaller, more manageable subsets.[22]
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1 |
+
A genus (plural genera) is a taxonomic rank used in the biological classification of living and fossil organisms, as well as viruses,[1] in biology. In the hierarchy of biological classification, genus comes above species and below family. In binomial nomenclature, the genus name forms the first part of the binomial species name for each species within the genus.
|
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|
3 |
+
The composition of a genus is determined by a taxonomist. The standards for genus classification are not strictly codified, so different authorities often produce different classifications for genera. There are some general practices used, however,[2][3] including the idea that a newly defined genus should fulfill these three criteria to be descriptively useful:
|
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+
|
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+
Moreover, genera should be composed of phylogenetic units of the same kind as other (analogous) genera.[4]
|
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|
7 |
+
|
8 |
+
|
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+
The term "genus" comes from the Latin genus ("origin, type, group, race"),[5][6] a noun form cognate with gignere ("to bear; to give birth to"). Linnaeus popularized its use in his 1753 Species Plantarum, but the French botanist Joseph Pitton de Tournefort (1656–1708) is considered "the founder of the modern concept of genera".[7]
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|
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The scientific name (or the scientific epithet) of a genus is also called the generic name; in modern style guides and science it is always capitalised. It plays a fundamental role in binomial nomenclature, the system of naming organisms, where it is combined with the scientific name of a species: see Specific name (botany) and Specific name (zoology).
|
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|
13 |
+
The rules for the scientific names of organisms are laid down in the Nomenclature Codes, which allow each species a single unique name that, for "animals" (including protists), "plants" (also including algae and fungi) and prokaryotes (Bacteria and Archaea), is Latin and binomial in form; this contrasts with common or vernacular names, which are non-standardized, can be non-unique, and typically also vary by country and language of usage.
|
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+
|
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+
Except for viruses, the standard format for a species name comprises the generic name, indicating the genus to which the species belongs, followed by the specific epithet, which (within that genus) is unique to the species. For example, the gray wolf's scientific name is Canis lupus, with Canis (Lat. "dog") being the generic name shared by the wolf's close relatives and lupus (Lat. "wolf") being the specific name particular to the wolf. A botanical example would be Hibiscus arnottianus, a particular species of the genus Hibiscus native to Hawaii. The specific name is written in lower-case and may be followed by subspecies names in zoology or a variety of infraspecific names in botany.
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|
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+
When the generic name is already known from context, it may be shortened to its initial letter, for example C. lupus in place of Canis lupus. Where species are further subdivided, the generic name (or its abbreviated form) still forms the leading portion of the scientific name, for example, Canis lupus familiaris for the domestic dog (when considered a subspecies of the gray wolf) in zoology, or as a botanical example, Hibiscus arnottianus ssp. immaculatus. Also, as visible in the above examples, the Latinised portions of the scientific names of genera and their included species (and infraspecies, where applicable) are, by convention, written in italics.
|
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|
19 |
+
The scientific names of virus species are descriptive, not binomial in form, and may or may not incorporate an indication of their containing genus; for example, the virus species "Salmonid herpesvirus 1", "Salmonid herpesvirus 2" and "Salmonid herpesvirus 3" are all within the genus Salmonivirus, however, the genus to which the species with the formal names "Everglades virus" and "Ross River virus" are assigned is Alphavirus.
|
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|
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+
As with scientific names at other ranks, in all groups other than viruses, names of genera may be cited with their authorities, typically in the form "author, year" in zoology, and "standard abbreviated author name" in botany. Thus in the examples above, the genus Canis would be cited in full as "Canis Linnaeus, 1758" (zoological usage), while Hibiscus, also first established by Linnaeus but in 1753, is simply "Hibiscus L." (botanical usage).
|
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Each genus should have a designated type, although in practice there is a backlog of older names without one. In zoology, this is the type species and the generic name is permanently associated with the type specimen of its type species. Should the specimen turn out to be assignable to another genus, the generic name linked to it becomes a junior synonym and the remaining taxa in the former genus need to be reassessed.
|
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|
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In zoological usage, taxonomic names, including those of genera, are classified as "available" or "unavailable". Available names are those published in accordance with the International Code of Zoological Nomenclature and not otherwise suppressed by subsequent decisions of the International Commission on Zoological Nomenclature (ICZN); the earliest such name for any taxon (for example, a genus) should then be selected as the "valid" (i.e., current or accepted) name for the taxon in question.
|
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+
|
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+
Consequently, there will be more available names than valid names at any point in time, which names are currently in use depending on the judgement of taxonomists in either combining taxa described under multiple names, or splitting taxa which may bring available names previously treated as synonyms back into use. "Unavailable" names in zoology comprise names that either were not published according to the provisions of the ICZN Code, or have subsequently been suppressed, e.g., incorrect original or subsequent spellings, names published only in a thesis, and generic names published after 1930 with no type species indicated.[8]
|
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|
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In botany, similar concepts exist but with different labels. The botanical equivalent of zoology's "available name" is a validly published name. An invalidly published name is a nomen invalidum or nom. inval.; a rejected name is a nomen rejiciendum or nom. rej.; a later homonym of a validly published name is a nomen illegitimum or nom. illeg.; for a full list refer the International Code of Nomenclature for algae, fungi, and plants (ICNafp) and the work cited above by Hawksworth, 2010.[8] In place of the "valid taxon" in zoology, the nearest equivalent in botany is "correct name" or "current name" which can, again, differ or change with alternative taxonomic treatments or new information that results in previously accepted genera being combined or split.
|
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+
|
31 |
+
Prokaryote and virus Codes of Nomenclature also exist which serve as a reference for designating currently accepted genus names as opposed to others which may be either reduced to synonymy, or, in the case of prokaryotes, relegated to a status of "names without standing in prokaryotic nomenclature".
|
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+
|
33 |
+
An available (zoological) or validly published (botanical) name that has been historically applied to a genus but is not regarded as the accepted (current/valid) name for the taxon is termed a synonym; some authors also include unavailable names in lists of synonyms as well as available names, such as misspellings, names previously published without fulfilling all of the requirements of the relevant nomenclatural Code, and rejected or suppressed names.
|
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+
|
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+
A particular genus name may have zero to many synonyms, the latter case generally if the genus has been known for a long time and redescribed as new by a range of subsequent workers, or if a range of genera previously considered separate taxa have subsequently been consolidated into one. For example, the World Register of Marine Species presently lists 8 genus-level synonyms for the sperm whale genus Physeter Linnaeus, 1758,[9] and 13 for the bivalve genus Pecten O.F. Müller, 1776.[10]
|
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+
|
37 |
+
Within the same kingdom, one generic name can apply to one genus only. However, many names have been assigned (usually unintentionally) to two or more different genera. For example, the platypus belongs to the genus Ornithorhynchus although George Shaw named it Platypus in 1799 (these two names are thus synonyms). However, the name Platypus had already been given to a group of ambrosia beetles by Johann Friedrich Wilhelm Herbst in 1793. A name that means two different things is a homonym. Since beetles and platypuses are both members of the kingdom Animalia, the name could not be used for both. Johann Friedrich Blumenbach published the replacement name Ornithorhynchus in 1800.
|
38 |
+
|
39 |
+
However, a genus in one kingdom is allowed to bear a scientific name that is in use as a generic name (or the name of a taxon in another rank) in a kingdom that is governed by a different nomenclature code. Names with the same form but applying to different taxa are called "homonyms". Although this is discouraged by both the International Code of Zoological Nomenclature and the International Code of Nomenclature for algae, fungi, and plants, there are some five thousand such names in use in more than one kingdom. For instance,
|
40 |
+
|
41 |
+
A list of generic homonyms (with their authorities), including both available (validly published) and selected unavailable names, has been compiled by the Interim Register of Marine and Nonmarine Genera (IRMNG).[11]
|
42 |
+
|
43 |
+
The type genus forms the base for higher taxonomic ranks, such as the family name Canidae ("Canids") based on Canis. However, this does not typically ascend more than one or two levels: the order to which dogs and wolves belong is Carnivora ("Carnivores").
|
44 |
+
|
45 |
+
The numbers of either accepted, or all published genus names is not known precisely; Rees et al., 2020 estimate that approximately 310,000 accepted names (valid taxa) may exist, out of a total of c. 520,000 published names (including synonyms) as at end 2019, increasing at some 2,500 published generic names per year.[12] "Official" registers of taxon names at all ranks, including genera, exist for a few groups only such as viruses[1] and prokaryotes,[13] while for others there are compendia with no "official" standing such as Index Fungorum for Fungi,[14] Index Nominum Algarum[15] and AlgaeBase[16] for algae, Index Nominum Genericorum[17] and the International Plant Names Index[18] for plants in general, and ferns through angiosperms, respectively, and Nomenclator Zoologicus[19] and the Index to Organism Names (http://www.organismnames.com/) for zoological names.
|
46 |
+
|
47 |
+
Totals for both "all names" and estimates for "accepted names" as held in the Interim Register of Marine and Nonmarine Genera (IRMNG) are broken down further in the publication by Rees et al., 2020 cited above. The accepted names estimates are as follows, broken down by kingdom:
|
48 |
+
|
49 |
+
The cited ranges of uncertainty arise because IRMNG lists "uncertain" names (not researched therein) in addition to known "accepted" names; the values quoted are the mean of "accepted" names alone (all "uncertain" names treated as unaccepted) and "accepted + uncertain" names (all "uncertain" names treated as accepted), with the associated range of uncertainty indicating these two extremes.
|
50 |
+
|
51 |
+
Within Animalia, the largest phylum is Arthropoda, with 151,697 ± 33,160 accepted genus names, of which 114,387 ± 27,654 are insects (class Insecta). Within Plantae, Tracheophya (vascular plants) make up the largest component, with 23,236 ± 5,379 accepted genus names, of which 20,845 ± 4,494 are angiosperms (superclass Angiospermae).
|
52 |
+
|
53 |
+
By comparison, the 2018 annual edition of the Catalogue of Life (estimated >90% complete, for extant species in the main) contains currently 175,363 "accepted" genus names for 1,744,204 living and 59,284 extinct species,[20] also including genus names only (no species) for some groups.
|
54 |
+
|
55 |
+
The number of species in genera varies considerably among taxonomic groups. For instance, among (non-avian) reptiles, which have about 1180 genera, the most (>300) have only 1 species, ~360 have between 2 and 4 species, 260 have 5-10 species, ~200 have 11-50 species, and only 27 genera have more than 50 species. However, some insect genera such as the bee genera Lasioglossum and Andrena have over 1000 species each. The largest flowering plant genus, Astragalus, contains over 3,000 species.[21]
|
56 |
+
|
57 |
+
Which species are assigned to a genus is somewhat arbitrary. Although all species within a genus are supposed to be "similar" there are no objective criteria for grouping species into genera. There is much debate among zoologists whether large, species-rich genera should be maintained, as it is extremely difficult to come up with identification keys or even character sets that distinguish all species. Hence, many taxonomists argue in favor of breaking down large genera. For instance, the lizard genus Anolis has been suggested to be broken down into 8 or so different genera which would bring its ~400 species to smaller, more manageable subsets.[22]
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en/2162.html.txt
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1 |
+
A genus (plural genera) is a taxonomic rank used in the biological classification of living and fossil organisms, as well as viruses,[1] in biology. In the hierarchy of biological classification, genus comes above species and below family. In binomial nomenclature, the genus name forms the first part of the binomial species name for each species within the genus.
|
2 |
+
|
3 |
+
The composition of a genus is determined by a taxonomist. The standards for genus classification are not strictly codified, so different authorities often produce different classifications for genera. There are some general practices used, however,[2][3] including the idea that a newly defined genus should fulfill these three criteria to be descriptively useful:
|
4 |
+
|
5 |
+
Moreover, genera should be composed of phylogenetic units of the same kind as other (analogous) genera.[4]
|
6 |
+
|
7 |
+
|
8 |
+
|
9 |
+
The term "genus" comes from the Latin genus ("origin, type, group, race"),[5][6] a noun form cognate with gignere ("to bear; to give birth to"). Linnaeus popularized its use in his 1753 Species Plantarum, but the French botanist Joseph Pitton de Tournefort (1656–1708) is considered "the founder of the modern concept of genera".[7]
|
10 |
+
|
11 |
+
The scientific name (or the scientific epithet) of a genus is also called the generic name; in modern style guides and science it is always capitalised. It plays a fundamental role in binomial nomenclature, the system of naming organisms, where it is combined with the scientific name of a species: see Specific name (botany) and Specific name (zoology).
|
12 |
+
|
13 |
+
The rules for the scientific names of organisms are laid down in the Nomenclature Codes, which allow each species a single unique name that, for "animals" (including protists), "plants" (also including algae and fungi) and prokaryotes (Bacteria and Archaea), is Latin and binomial in form; this contrasts with common or vernacular names, which are non-standardized, can be non-unique, and typically also vary by country and language of usage.
|
14 |
+
|
15 |
+
Except for viruses, the standard format for a species name comprises the generic name, indicating the genus to which the species belongs, followed by the specific epithet, which (within that genus) is unique to the species. For example, the gray wolf's scientific name is Canis lupus, with Canis (Lat. "dog") being the generic name shared by the wolf's close relatives and lupus (Lat. "wolf") being the specific name particular to the wolf. A botanical example would be Hibiscus arnottianus, a particular species of the genus Hibiscus native to Hawaii. The specific name is written in lower-case and may be followed by subspecies names in zoology or a variety of infraspecific names in botany.
|
16 |
+
|
17 |
+
When the generic name is already known from context, it may be shortened to its initial letter, for example C. lupus in place of Canis lupus. Where species are further subdivided, the generic name (or its abbreviated form) still forms the leading portion of the scientific name, for example, Canis lupus familiaris for the domestic dog (when considered a subspecies of the gray wolf) in zoology, or as a botanical example, Hibiscus arnottianus ssp. immaculatus. Also, as visible in the above examples, the Latinised portions of the scientific names of genera and their included species (and infraspecies, where applicable) are, by convention, written in italics.
|
18 |
+
|
19 |
+
The scientific names of virus species are descriptive, not binomial in form, and may or may not incorporate an indication of their containing genus; for example, the virus species "Salmonid herpesvirus 1", "Salmonid herpesvirus 2" and "Salmonid herpesvirus 3" are all within the genus Salmonivirus, however, the genus to which the species with the formal names "Everglades virus" and "Ross River virus" are assigned is Alphavirus.
|
20 |
+
|
21 |
+
As with scientific names at other ranks, in all groups other than viruses, names of genera may be cited with their authorities, typically in the form "author, year" in zoology, and "standard abbreviated author name" in botany. Thus in the examples above, the genus Canis would be cited in full as "Canis Linnaeus, 1758" (zoological usage), while Hibiscus, also first established by Linnaeus but in 1753, is simply "Hibiscus L." (botanical usage).
|
22 |
+
|
23 |
+
Each genus should have a designated type, although in practice there is a backlog of older names without one. In zoology, this is the type species and the generic name is permanently associated with the type specimen of its type species. Should the specimen turn out to be assignable to another genus, the generic name linked to it becomes a junior synonym and the remaining taxa in the former genus need to be reassessed.
|
24 |
+
|
25 |
+
In zoological usage, taxonomic names, including those of genera, are classified as "available" or "unavailable". Available names are those published in accordance with the International Code of Zoological Nomenclature and not otherwise suppressed by subsequent decisions of the International Commission on Zoological Nomenclature (ICZN); the earliest such name for any taxon (for example, a genus) should then be selected as the "valid" (i.e., current or accepted) name for the taxon in question.
|
26 |
+
|
27 |
+
Consequently, there will be more available names than valid names at any point in time, which names are currently in use depending on the judgement of taxonomists in either combining taxa described under multiple names, or splitting taxa which may bring available names previously treated as synonyms back into use. "Unavailable" names in zoology comprise names that either were not published according to the provisions of the ICZN Code, or have subsequently been suppressed, e.g., incorrect original or subsequent spellings, names published only in a thesis, and generic names published after 1930 with no type species indicated.[8]
|
28 |
+
|
29 |
+
In botany, similar concepts exist but with different labels. The botanical equivalent of zoology's "available name" is a validly published name. An invalidly published name is a nomen invalidum or nom. inval.; a rejected name is a nomen rejiciendum or nom. rej.; a later homonym of a validly published name is a nomen illegitimum or nom. illeg.; for a full list refer the International Code of Nomenclature for algae, fungi, and plants (ICNafp) and the work cited above by Hawksworth, 2010.[8] In place of the "valid taxon" in zoology, the nearest equivalent in botany is "correct name" or "current name" which can, again, differ or change with alternative taxonomic treatments or new information that results in previously accepted genera being combined or split.
|
30 |
+
|
31 |
+
Prokaryote and virus Codes of Nomenclature also exist which serve as a reference for designating currently accepted genus names as opposed to others which may be either reduced to synonymy, or, in the case of prokaryotes, relegated to a status of "names without standing in prokaryotic nomenclature".
|
32 |
+
|
33 |
+
An available (zoological) or validly published (botanical) name that has been historically applied to a genus but is not regarded as the accepted (current/valid) name for the taxon is termed a synonym; some authors also include unavailable names in lists of synonyms as well as available names, such as misspellings, names previously published without fulfilling all of the requirements of the relevant nomenclatural Code, and rejected or suppressed names.
|
34 |
+
|
35 |
+
A particular genus name may have zero to many synonyms, the latter case generally if the genus has been known for a long time and redescribed as new by a range of subsequent workers, or if a range of genera previously considered separate taxa have subsequently been consolidated into one. For example, the World Register of Marine Species presently lists 8 genus-level synonyms for the sperm whale genus Physeter Linnaeus, 1758,[9] and 13 for the bivalve genus Pecten O.F. Müller, 1776.[10]
|
36 |
+
|
37 |
+
Within the same kingdom, one generic name can apply to one genus only. However, many names have been assigned (usually unintentionally) to two or more different genera. For example, the platypus belongs to the genus Ornithorhynchus although George Shaw named it Platypus in 1799 (these two names are thus synonyms). However, the name Platypus had already been given to a group of ambrosia beetles by Johann Friedrich Wilhelm Herbst in 1793. A name that means two different things is a homonym. Since beetles and platypuses are both members of the kingdom Animalia, the name could not be used for both. Johann Friedrich Blumenbach published the replacement name Ornithorhynchus in 1800.
|
38 |
+
|
39 |
+
However, a genus in one kingdom is allowed to bear a scientific name that is in use as a generic name (or the name of a taxon in another rank) in a kingdom that is governed by a different nomenclature code. Names with the same form but applying to different taxa are called "homonyms". Although this is discouraged by both the International Code of Zoological Nomenclature and the International Code of Nomenclature for algae, fungi, and plants, there are some five thousand such names in use in more than one kingdom. For instance,
|
40 |
+
|
41 |
+
A list of generic homonyms (with their authorities), including both available (validly published) and selected unavailable names, has been compiled by the Interim Register of Marine and Nonmarine Genera (IRMNG).[11]
|
42 |
+
|
43 |
+
The type genus forms the base for higher taxonomic ranks, such as the family name Canidae ("Canids") based on Canis. However, this does not typically ascend more than one or two levels: the order to which dogs and wolves belong is Carnivora ("Carnivores").
|
44 |
+
|
45 |
+
The numbers of either accepted, or all published genus names is not known precisely; Rees et al., 2020 estimate that approximately 310,000 accepted names (valid taxa) may exist, out of a total of c. 520,000 published names (including synonyms) as at end 2019, increasing at some 2,500 published generic names per year.[12] "Official" registers of taxon names at all ranks, including genera, exist for a few groups only such as viruses[1] and prokaryotes,[13] while for others there are compendia with no "official" standing such as Index Fungorum for Fungi,[14] Index Nominum Algarum[15] and AlgaeBase[16] for algae, Index Nominum Genericorum[17] and the International Plant Names Index[18] for plants in general, and ferns through angiosperms, respectively, and Nomenclator Zoologicus[19] and the Index to Organism Names (http://www.organismnames.com/) for zoological names.
|
46 |
+
|
47 |
+
Totals for both "all names" and estimates for "accepted names" as held in the Interim Register of Marine and Nonmarine Genera (IRMNG) are broken down further in the publication by Rees et al., 2020 cited above. The accepted names estimates are as follows, broken down by kingdom:
|
48 |
+
|
49 |
+
The cited ranges of uncertainty arise because IRMNG lists "uncertain" names (not researched therein) in addition to known "accepted" names; the values quoted are the mean of "accepted" names alone (all "uncertain" names treated as unaccepted) and "accepted + uncertain" names (all "uncertain" names treated as accepted), with the associated range of uncertainty indicating these two extremes.
|
50 |
+
|
51 |
+
Within Animalia, the largest phylum is Arthropoda, with 151,697 ± 33,160 accepted genus names, of which 114,387 ± 27,654 are insects (class Insecta). Within Plantae, Tracheophya (vascular plants) make up the largest component, with 23,236 ± 5,379 accepted genus names, of which 20,845 ± 4,494 are angiosperms (superclass Angiospermae).
|
52 |
+
|
53 |
+
By comparison, the 2018 annual edition of the Catalogue of Life (estimated >90% complete, for extant species in the main) contains currently 175,363 "accepted" genus names for 1,744,204 living and 59,284 extinct species,[20] also including genus names only (no species) for some groups.
|
54 |
+
|
55 |
+
The number of species in genera varies considerably among taxonomic groups. For instance, among (non-avian) reptiles, which have about 1180 genera, the most (>300) have only 1 species, ~360 have between 2 and 4 species, 260 have 5-10 species, ~200 have 11-50 species, and only 27 genera have more than 50 species. However, some insect genera such as the bee genera Lasioglossum and Andrena have over 1000 species each. The largest flowering plant genus, Astragalus, contains over 3,000 species.[21]
|
56 |
+
|
57 |
+
Which species are assigned to a genus is somewhat arbitrary. Although all species within a genus are supposed to be "similar" there are no objective criteria for grouping species into genera. There is much debate among zoologists whether large, species-rich genera should be maintained, as it is extremely difficult to come up with identification keys or even character sets that distinguish all species. Hence, many taxonomists argue in favor of breaking down large genera. For instance, the lizard genus Anolis has been suggested to be broken down into 8 or so different genera which would bring its ~400 species to smaller, more manageable subsets.[22]
|
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1 |
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The Romani (also spelled Romany /ˈroʊməni/, /ˈrɒ-/), colloquially known as Roma, are an Indo-Aryan ethnic group, traditionally nomadic itinerants living mostly in Europe, and diaspora populations in the Americas. The Romani as a people originate from the northern Indian subcontinent,[61][62][63] from the Rajasthan, Haryana, and Punjab regions of modern-day India.[62][63]
|
6 |
+
|
7 |
+
Genetic findings appear to confirm that the Romani "came from a single group that left northwestern India" in about 512 CE.[64] Genetic research published in the European Journal of Human Genetics "revealed that over 70% of males belong to a single lineage that appears unique to the Roma".[65] They are dispersed, but their most concentrated populations are located in Europe, especially Central, Eastern and Southern Europe (including Turkey, Spain and Southern France). The Romani arrived in Mid-West Asia and Europe around 1007.[66] They have been associated with another Indo-Aryan group, the Dom people: the two groups have been said to have separated from each other or, at least, to share a similar history.[67] Specifically, the ancestors of both the Romani and the Dom left North India sometime between the 6th and 11th century.[66]
|
8 |
+
|
9 |
+
The Romani are widely known in English by the exonym Gypsies (or Gipsies), which is considered by some Roma people to be pejorative due to its connotations of illegality and irregularity.[68] Beginning in 1888, the Gypsy Lore Society[69] started to publish a journal that was meant to dispel rumors about their lifestyle.[70]
|
10 |
+
|
11 |
+
Since the 19th century, some Romani have also migrated to the Americas. There are an estimated one million Roma in the United States;[6] and 800,000 in Brazil, most of whose ancestors emigrated in the 19th century from Eastern Europe. Brazil also includes a notable Romani community descended from people deported by the Portuguese Empire during the Portuguese Inquisition.[71] In migrations since the late 19th century, Romani have also moved to other countries in South America and to Canada.[72][page needed]
|
12 |
+
|
13 |
+
In February 2016, during the International Roma Conference, the Indian Minister of External Affairs stated that the people of the Roma community were children of India.[73] The conference ended with a recommendation to the government of India to recognize the Roma community spread across 30 countries as a part of the Indian diaspora.[74]
|
14 |
+
|
15 |
+
The Romani language is divided into several dialects which together have an estimated number of speakers of more than two million.[75] The total number of Romani people is at least twice as high (several times as high according to high estimates). Many Romani are native speakers of the dominant language in their country of residence or of mixed languages combining the dominant language with a dialect of Romani; those varieties are sometimes called Para-Romani.[76]
|
16 |
+
|
17 |
+
Perceived as derogatory, many of these exonyms are falling out of standard usage and being replaced by a version of the name Roma.
|
18 |
+
|
19 |
+
Rom means man or husband in the Romani language. It has the variants dom and lom, which may be related to the Sanskrit words dam-pati (lord of the house, husband), dama (to subdue), lom (hair), lomaka (hairy), loman, roman (hairy), romaça (man with beard and long hair).[86] Another possible origin is from Sanskrit डोम doma (member of a low caste of travelling musicians and dancers).
|
20 |
+
|
21 |
+
In the Romani language, Rom is a masculine noun, meaning 'man of the Roma ethnic group' or 'man, husband', with the plural Roma. The feminine of Rom in the Romani language is Romni. However, in most cases, in other languages Rom is now used for people of both genders.[87]
|
22 |
+
|
23 |
+
Romani is the feminine adjective, while Romano is the masculine adjective. Some Romanies use Rom or Roma as an ethnic name, while others (such as the Sinti, or the Romanichal) do not use this term as a self-ascription for the entire ethnic group.[88]
|
24 |
+
|
25 |
+
Sometimes, rom and romani are spelled with a double r, i.e., rrom and rromani. In this case rr is used to represent the phoneme /ʀ/ (also written as ř and rh), which in some Romani dialects has remained different from the one written with a single r. The rr spelling is common in certain institutions (such as the INALCO Institute in Paris), or used in certain countries, e.g., Romania, to distinguish from the endonym/homonym for Romanians (sg. român, pl. români).[89]
|
26 |
+
|
27 |
+
In the English language (according to the Oxford English Dictionary), Rom is a noun (with the plural Roma or Roms) and an adjective, while Romani (Romany) is also a noun (with the plural Romani, the Romani, Romanies, or Romanis) and an adjective. Both Rom and Romani have been in use in English since the 19th century as an alternative for Gypsy.[90] Romani was sometimes spelled Rommany, but more often Romany, while today Romani is the most popular spelling. Occasionally, the double r spelling (e.g., Rroma, Rromani) mentioned above is also encountered in English texts.
|
28 |
+
|
29 |
+
The term Roma is increasingly encountered,[91][92] as a generic term for the Romani people.[93][94][95]
|
30 |
+
|
31 |
+
Because all Romanis use the word Romani as an adjective, the term became a noun for the entire ethnic group.[96] Today, the term Romani is used by some organizations, including the United Nations and the US Library of Congress.[89] However, the Council of Europe and other organizations consider that Roma is the correct term referring to all related groups, regardless of their country of origin, and recommend that Romani be restricted to the language and culture: Romani language, Romani culture.[87]
|
32 |
+
|
33 |
+
The standard assumption is that the demonyms of the Romani people, Lom and Dom share the same origin.[97][98]
|
34 |
+
|
35 |
+
The English term Gypsy (or Gipsy) originates from the Middle English gypcian, short for Egipcien. The Spanish term Gitano and French Gitan have similar etymologies. They are ultimately derived from the Greek Αιγύπτιοι (Aigyptioi), meaning Egyptian, via Latin. This designation owes its existence to the belief, common in the Middle Ages, that the Romani, or some related group (such as the Middle Eastern Dom people), were itinerant Egyptians.[99][100] This belief appears to derive from verses in the biblical Book of Ezekiel (29: 6 and 12-13) referring to the Egyptians being scattered among the nations by an angry God. According to one narrative, they were exiled from Egypt as punishment for allegedly harbouring the infant Jesus.[101] In his book 'The Zincali: an account of the Gypsies of Spain', George Borrow notes that when they first appeared in Germany it was under the character of Egyptians doing penance for their having refused hospitality to the Virgin and her son. As described in Victor Hugo's novel The Hunchback of Notre Dame, the medieval French referred to the Romanies as Egyptiens.
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36 |
+
|
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+
This exonym is sometimes written with capital letter, to show that it designates an ethnic group.[102] However, the word is considered derogatory because of its negative and stereotypical associations.[94][103][104][105] The Council of Europe consider that "Gypsy" or equivalent terms, as well as administrative terms such as "Gens du Voyage" (referring in fact to an ethnic group but not acknowledging ethnic identification) are not in line with European recommendations.[87] In North America, the word Gypsy is most commonly used as a reference to Romani ethnicity, though lifestyle and fashion are at times also referenced by using this word.[106]
|
38 |
+
|
39 |
+
Another common designation of the Romani people is Cingane (alt. Tsinganoi, Zigar, Zigeuner), which likely derives from Athinganoi, the name of a Christian sect with whom the Romani (or some related group) became associated in the Middle Ages.[100][107][108][109]
|
40 |
+
|
41 |
+
For a variety of reasons, many Romanis choose not to register their ethnic identity in official censuses. There are an estimated 10 million Romani people in Europe (as of 2019),[110] although some high estimates by Romani organizations give numbers as high as 14 million.[111] Significant Romani populations are found in the Balkans, in some Central European states, in Spain, France, Russia and Ukraine. In the European Union there are an estimated 6 million Romanis.[112] Several million more Romanis may live outside Europe, in particular in the Middle East and in the Americas.[113]
|
42 |
+
|
43 |
+
Like the Roma in general, many different ethnonyms are given to subgroups of Roma. Sometimes a subgroup uses more than one endonym, is commonly known by an exonym or erroneously by the endonym of another subgroup. The only name approaching an all-encompassing self-description is Rom.[114] Even when subgroups don't use the name, they all acknowledge a common origin and a dichotomy between themselves and Gadjo (non-Roma).[114] For instance, while the main group of Roma in German-speaking countries refer to themselves as Sinti, their name for their original language is Romanes.
|
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+
|
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Subgroups have been described as, in part, a result of the Hindu caste system, which the founding population of Rom almost certainly experienced in their South Asian urheimat.[114][115]
|
46 |
+
|
47 |
+
Many groups use names apparently derived from the Romani word kalo or calo, meaning "black" or "absorbing all light".[116] This closely resembles words for "black" or "dark" in Indo-Aryan languages (e.g., Sanskrit काल kāla: "black", "of a dark colour").[114] Likewise, the name of the Dom or Domba people of North India – to whom the Roma have genetic,[117] cultural and linguistic links – has come to imply "dark-skinned", in some Indian languages.[118] Hence names such as kale and calé may have originated as an exonym or a euphemism for Roma.
|
48 |
+
|
49 |
+
Other endonyms for Romani include, for example:
|
50 |
+
|
51 |
+
The Roma people have a number of distinct populations, the largest being the Roma and the Iberian Calé or Caló, who reached Anatolia and the Balkans about the early 12th century, from a migration out of northwestern India beginning about 600 years earlier.[132][64] They settled in present-day Turkey, Greece, Serbia, Romania, Moldova, Bulgaria, North Macedonia, Hungary and Slovakia, by order of volume, and Spain. From the Balkans, they migrated throughout Europe and, in the nineteenth and later centuries, to the Americas. The Romani population in the United States is estimated at more than one million.[133] Brazil has the second largest Romani population in the Americas, estimated at approximately 800,000 by the 2011 census. The Romani people are mainly called by non-Romani ethnic Brazilians as ciganos. Most of them belong to the ethnic subgroup Calés (Kale), of the Iberian peninsula. Juscelino Kubitschek, Brazilian president during 1956–1961 term, was 50% Czech Romani by his mother's bloodline; and Washington Luís, last president of the First Brazilian Republic (1926–1930 term), had Portuguese Kale ancestry.
|
52 |
+
|
53 |
+
There is no official or reliable count of the Romani populations worldwide.[134] Many Romani refuse to register their ethnic identity in official censuses for fear of discrimination.[135][better source needed] Others are descendants of intermarriage with local populations and no longer identify only as Romani, or not at all.
|
54 |
+
|
55 |
+
As of the early 2000s, an estimated 3.8[136][page needed] to 9 million Romani people lived in Europe and Asia Minor.[137][page needed] although some Romani organizations estimate numbers as high as 14 million.[138] Significant Romani populations are found in the Balkan peninsula, in some Central European states, in Spain, France, Russia, and Ukraine. The total number of Romani living outside Europe are primarily in the Middle East and North Africa and in the Americas, and are estimated in total at more than two million. Some countries do not collect data by ethnicity.
|
56 |
+
|
57 |
+
The Romani people identify as distinct ethnicities based in part on territorial, cultural and dialectal differences, and self-designation.[139][140][141][142]
|
58 |
+
|
59 |
+
Genetic findings suggest an Indian origin for Roma.[132][64][143] Because Romani groups did not keep chronicles of their history or have oral accounts of it, most hypotheses about the Romani's migration early history are based on linguistic theory.[144] There is also no known record of a migration from India to Europe from medieval times that can be connected indisputably to Roma.[145]
|
60 |
+
|
61 |
+
According to a legend reported in the Persian epic poem, the Shahnameh, from Iran and repeated by several modern authors, the Sasanian king Bahrām V Gōr learned towards the end of his reign (421–39) that the poor could not afford to enjoy music, and he asked the king of India to send him ten thousand luris, lute-playing experts. When the luris arrived, Bahrām gave each one an ox, a donkey, and a donkey-load of wheat so that they could live on agriculture and play music for free for the poor. But the luris ate the oxen and the wheat and came back a year later with their cheeks hollowed with hunger. The king, angered with their having wasted what he had given them, ordered them to pack up their bags and go wandering around the world on their donkeys.[146]
|
62 |
+
|
63 |
+
The linguistic evidence has indisputably shown that the roots of the Romani language lie in India: the language has grammatical characteristics of Indian languages and shares with them a large part of the basic lexicon, for example, regarding body parts or daily routines.[147]
|
64 |
+
|
65 |
+
More exactly, Romani shares the basic lexicon with Hindi and Punjabi. It shares many phonetic features with Marwari, while its grammar is closest to Bengali.[148]
|
66 |
+
|
67 |
+
Romani and Domari share some similarities: agglutination of postpositions of the second Layer (or case marking clitics) to the nominal stem, concord markers for the past tense, the neutralisation of gender marking in the plural, and the use of the oblique case as an accusative.[149] This has prompted much discussion about the relationships between these two languages. Domari was once thought to be a "sister language" of Romani, the two languages having split after the departure from the Indian subcontinent – but later research suggests that the differences between them are significant enough to treat them as two separate languages within the Central zone (Hindustani) group of languages. The Dom and the Rom therefore likely descend from two different migration waves out of India, separated by several centuries.[67][150]
|
68 |
+
|
69 |
+
In phonology, Romani language shares several isoglosses with the Central branch of Indo-Aryan languages especially in the realization of some sounds of the Old Indo-Aryan. However, it also preserves several dental clusters. In regards to verb morphology, Romani follows exactly the same pattern of northwestern languages such as Kashmiri and Shina through the adoption of oblique enclitic pronouns as person markers, lending credence to the theory of their Central Indian origin and a subsequent migration to northwestern India. Though the retention of dental clusters suggests a break from central languages during the transition from Old to Middle Indo-Aryan, the overall morphology suggests that the language participated in some of the significant developments leading toward the emergence of New Indo-Aryan languages.[151]
|
70 |
+
Numerals in the Romani, Domari and Lomavren languages, with Sanskrit, Hindi and Persian forms for comparison.[152] Note that Romani 7–9 are borrowed from Greek.
|
71 |
+
|
72 |
+
Genetic findings in 2012 suggest the Romani originated in northwestern India and migrated as a group.[132][64][153] According to the study, the ancestors of present scheduled castes and scheduled tribes populations of northern India, traditionally referred to collectively as the Ḍoma, are the likely ancestral populations of modern European Roma.[154] In December 2012, additional findings appeared to confirm the "Roma came from a single group that left northwestern India about 1,500 years ago".[64] They reached the Balkans about 900 years ago[132] and then spread throughout Europe. The team also found the Roma to display genetic isolation, as well as "differential gene flow in time and space with non-Romani Europeans".[132][64]
|
73 |
+
|
74 |
+
Genetic research published in European Journal of Human Genetics "has revealed that over 70% of males belong to a single lineage that appears unique to the Roma".[65]
|
75 |
+
|
76 |
+
Genetic evidence supports the medieval migration from India. The Romani have been described as "a conglomerate of genetically isolated founder populations",[155] while a number of common Mendelian disorders among Romanies from all over Europe indicates "a common origin and founder effect".[155][156]
|
77 |
+
|
78 |
+
A study from 2001 by Gresham et al. suggests "a limited number of related founders, compatible with a small group of migrants splitting from a distinct caste or tribal group".[157] The same study found that "a single lineage... found across Romani populations, accounts for almost one-third of Romani males".[157] A 2004 study by Morar et al. concluded that the Romani population "was founded approximately 32–40 generations ago, with secondary and tertiary founder events occurring approximately 16–25 generations ago".[158]
|
79 |
+
|
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+
Haplogroup H-M82 is a major lineage cluster in the Balkan Romani group, accounting for approximately 60% of the total.[159] Haplogroup H is uncommon in Europe but present in the Indian subcontinent and Sri Lanka.
|
81 |
+
|
82 |
+
A study of 444 people representing three different ethnic groups in North Macedonia found mtDNA haplogroups M5a1 and H7a1a were dominant in Romanies (13.7% and 10.3%, respectively).[160]
|
83 |
+
|
84 |
+
Y-DNA composition of Romani in North Macedonia, based on 57 samples:[161]
|
85 |
+
|
86 |
+
Y-DNA Haplogroup H1a occurs in Romani at frequencies 7–70%. Unlike ethnic Hungarians, among Hungarian and Slovakian Romani subpopulations, Haplogroup E-M78 and I1 usually occur above 10% and sometimes over 20%. While among Slovakian and Tiszavasvari Romani the dominant haplogroup is H1a, among Tokaj Romani is Haplogroup J2a (23%), while among Taktaharkány Romani is Haplogroup I2a (21%).[162] Five, rather consistent founder lineages throughout the subpopulations, were found among Romani – J-M67 and J-M92 (J2), H-M52 (H1a1), and I-P259 (I1?). Haplogroup I-P259 as H is not found at frequencies of over 3 percent among host populations, while haplogroups E and I are absent in South Asia. The lineages E-V13, I-P37 (I2a) and R-M17 (R1a) may represent gene flow from the host populations. Bulgarian, Romanian and Greek Romani are dominated by Haplogroup H-M82 (H1a1), while among Spanish Romani J2 is prevalent.[163] In Serbia among Kosovo[a] and Belgrade Romani Haplogroup H prevails, while among Vojvodina Romani, H drops to 7 percent and E-V13 rises to a prevailing level.[164]
|
87 |
+
|
88 |
+
Among non-Roma Europeans Haplogroup H is extremely rare, peaking at 7 percent among Albanians from Tirana[165] and 11 percent among Bulgarian Turks. It occurs at 5 percent among Hungarians,[162] although the carriers might be of Romani origin.[163] Among non Roma-speaking Europeans at 2 percent among Slovaks,[166] 2 percent among Croats,[167] 1 percent among Macedonians from Skopje, 3 percent among Macedonian Albanians,[168] 1 percent among Serbs from Belgrade,[169] 3 percent among Bulgarians from Sofia,[170] 1 percent among Austrians and Swiss,[171] 3 percent among Romanians from Ploiesti, 1 percent among Turks.[166]
|
89 |
+
|
90 |
+
They may have emerged from the modern Indian state of Rajasthan,[172] migrating to the northwest (the Punjab region, Sindh and Baluchistan of the Indian subcontinent) around 250 BC. Their subsequent westward migration, possibly in waves, is now believed to have occurred beginning in about CE 500.[64]
|
91 |
+
It has also been suggested that emigration from India may have taken place in the context of the raids by Mahmud of Ghazni. As these soldiers were defeated, they were moved west with their families into the Byzantine Empire.[173] The author Ralph Lilley Turner theorised a central Indian origin of Romani followed by a migration to Northwest India as it shares a number of ancient isoglosses with Central Indo-Aryan languages in relation to realization of some sounds of Old Indo-Aryan. This is lent further credence by its sharing exactly the same pattern of northwestern languages such as Kashmiri and Shina through the adoption of oblique enclitic pronouns as person markers. The overall morphology suggests that Romani participated in some of the significant developments leading toward the emergence of New Indo-Aryan languages, thus indicating that the proto-Romani did not leave the Indian subcontinent until late in the second half of the first millennium.[151][174]
|
92 |
+
|
93 |
+
Though according to a 2012 genomic study, the Romani reached the Balkans as early as the 12th century,[175] the first historical records of the Romani reaching south-eastern Europe are from the 14th century: in 1322, after leaving Ireland on a pilgrimage to Jerusalem, Irish Franciscan friar Symon Semeonis encountered a migrant group of Romani outside the town of Candia (modern Heraklion), in Crete, calling them "the descendants of Cain"; his account is the earliest surviving description by a Western chronicler of the Romani in Europe.
|
94 |
+
|
95 |
+
In 1350, Ludolph of Saxony mentioned a similar people with a unique language whom he called Mandapolos, a word some think derives from the Greek word mantes (meaning prophet or fortune teller).[176]
|
96 |
+
|
97 |
+
Around 1360, a fiefdom called the Feudum Acinganorum was established in Corfu, which mainly used Romani serfs and to which the Romani on the island were subservient.[177]
|
98 |
+
|
99 |
+
By the 1440s, they were recorded in Germany;[178] and by the 16th century, Scotland and Sweden.[179] Some Romani migrated from Persia through North Africa, reaching the Iberian Peninsula in the 15th century. The two currents met in France.[180]
|
100 |
+
|
101 |
+
Their early history shows a mixed reception. Although 1385 marks the first recorded transaction for a Romani slave in Wallachia, they were issued safe conduct by Holy Roman Emperor Sigismund in 1417. Romanies were ordered expelled from the Meissen region of Germany in 1416, Lucerne in 1471, Milan in 1493, France in 1504, Catalonia in 1512, Sweden in 1525, England in 1530 (see Egyptians Act 1530), and Denmark in 1536. In 1510, any Romani found in Switzerland were ordered put to death, with similar rules established in England in 1554, and Denmark in 1589, whereas Portugal began deportations of Romanies to its colonies in 1538.[182]
|
102 |
+
|
103 |
+
A 1596 English statute gave Romanis special privileges that other wanderers lacked. France passed a similar law in 1683. Catherine the Great of Russia declared the Romanies "crown slaves" (a status superior to serfs), but also kept them out of certain parts of the capital.[183] In 1595, Ștefan Răzvan overcame his birth into slavery, and became the Voivode (Prince) of Moldavia.[182]
|
104 |
+
|
105 |
+
Since a royal edict by Charles II in 1695, Spanish Romanis had been restricted to certain towns.[184] An official edict in 1717 restricted them to only 75 towns and districts, so that they would not be concentrated in any one region. In the Great Gypsy Round-up, Romani were arrested and imprisoned by the Spanish Monarchy in 1749.
|
106 |
+
|
107 |
+
During the latter part of the 17th century, around the Franco-Dutch War, both France and Holland needed thousands of men to fight. Some recruitment took the form of rounding up vagrants and the poor to work the galleys and provide the armies' labour force. With this background, Romanis were targets of both the French and the Dutch.
|
108 |
+
|
109 |
+
After the wars, and into the first decade of the 18th century, Romanis were slaughtered with impunity throughout Holland. Romanis, called ‘heiden’ by the Dutch, wandered throughout the rural areas of Europe and became the societal pariahs of the age. Heidenjachten, translated as "heathen hunt" happened throughout Holland in an attempt to eradicate them.[185]
|
110 |
+
|
111 |
+
Although some Romani could be kept as slaves in Wallachia and Moldavia until abolition in 1856, the majority traveled as free nomads with their wagons, as alluded to in the spoked wheel symbol in the Romani flag.[186] Elsewhere in Europe, they were subjected to ethnic cleansing, abduction of their children, and forced labour. In England, Romani were sometimes expelled from small communities or hanged; in France, they were branded, and their heads were shaved; in Moravia and Bohemia, the women were marked by their ears being severed. As a result, large groups of the Romani moved to the East, toward Poland, which was more tolerant, and Russia, where the Romani were treated more fairly as long as they paid the annual taxes.[187]
|
112 |
+
|
113 |
+
Romani began emigrating to North America in colonial times, with small groups recorded in Virginia and French Louisiana. Larger-scale Roma emigration to the United States began in the 1860s, with Romanichal groups from Great Britain. The most significant number immigrated in the early 20th century, mainly from the Vlax group of Kalderash. Many Romani also settled in South America.
|
114 |
+
|
115 |
+
During World War II, the Nazis embarked on a systematic genocide of the Romani, a process known in Romani as the Porajmos.[188] Romanies were marked for extermination and sentenced to forced labor and imprisonment in concentration camps. They were often killed on sight, especially by the Einsatzgruppen (paramilitary death squads) on the Eastern Front.[189] The total number of victims has been variously estimated at between 220,000 and 1,500,000.[190]
|
116 |
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|
117 |
+
The treatment of the Romani in Nazi puppet states differed markedly. In the Independent State of Croatia, the Ustaša killed almost the entire Roma population of 25,000. The concentration camp system of Jasenovac, run by the Ustaša militia and the Croat political police, were responsible for the deaths of between 15,000 and 20,000 Roma.[191]
|
118 |
+
|
119 |
+
In Czechoslovakia, they were labeled a "socially degraded stratum", and Romani women were sterilized as part of a state policy to reduce their population. This policy was implemented with large financial incentives, threats of denying future welfare payments, with misinformation, or after administering drugs.[192][193]
|
120 |
+
|
121 |
+
An official inquiry from the Czech Republic, resulting in a report (December 2005), concluded that the Communist authorities had practised an assimilation policy towards Romanis, which "included efforts by social services to control the birth rate in the Romani community. The problem of sexual sterilisation carried out in the Czech Republic, either with improper motivation or illegally, exists," said the Czech Public Defender of Rights, recommending state compensation for women affected between 1973 and 1991.[194] New cases were revealed up until 2004, in both the Czech Republic and Slovakia. Germany, Norway, Sweden and Switzerland "all have histories of coercive sterilization of minorities and other groups".[195]
|
122 |
+
|
123 |
+
The traditional Romanies place a high value on the extended family. Virginity is essential in unmarried women. Both men and women often marry young; there has been controversy in several countries over the Romani practise of child marriage. Romani law establishes that the man's family must pay a bride price to the bride's parents, but only traditional families still follow it.
|
124 |
+
|
125 |
+
Once married, the woman joins the husband's family, where her main job is to tend to her husband's and her children's needs and take care of her in-laws. The power structure in the traditional Romani household has at its top the oldest man or grandfather, and men, in general, have more authority than women. Women gain respect and power as they get older. Young wives begin gaining authority once they have children.
|
126 |
+
|
127 |
+
Romani social behavior is strictly regulated by Hindu purity laws[196] ("marime" or "marhime"), still respected by most Roma (and by most older generations of Sinti). This regulation affects many aspects of life and is applied to actions, people and things: parts of the human body are considered impure: the genital organs (because they produce emissions) and the rest of the lower body. Clothes for the lower body, as well as the clothes of menstruating women, are washed separately. Items used for eating are also washed in a different place. Childbirth is considered impure and must occur outside the dwelling place. The mother is deemed to be impure for forty days after giving birth.
|
128 |
+
|
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+
Death is considered impure, and affects the whole family of the dead, who remain impure for a period of time. In contrast to the practice of cremating the dead, Romani dead must be buried.[197] Cremation and burial are both known from the time of the Rigveda, and both are widely practiced in Hinduism today (although the tendency is for Hindus to practice cremation, while some communities in South India tend to bury their dead).[198] Some animals are also considered impure, for instance, cats, because they lick their hindquarters. Horses, in contrast, are not considered impure because they cannot do so.[199]
|
130 |
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|
131 |
+
In Romani philosophy, Romanipen (also romanypen, romanipe, romanype, romanimos, romaimos, romaniya) is the totality of the Romani spirit, Romani culture, Romani Law, being a Romani, a set of Romani strains.
|
132 |
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|
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+
An ethnic Romani is considered a gadjo in the Romani society if he has no Romanipen. Sometimes a non-Romani may be considered a Romani if he has Romanipen. Usually this is an adopted child. It has been hypothesized that it owes more to a framework of culture rather than simply an adherence to historically received rules.[200]
|
134 |
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|
135 |
+
Most Romani people are Christian,[201] others Muslim; some retained their ancient faith of Hinduism from their original homeland of India, while others have their own religion and political organization.[202]
|
136 |
+
|
137 |
+
The ancestors of modern-day Romani people were Hindu, but adopted Christianity or Islam depending on the regions through which they had migrated.[203] Muslim Roma are found in Turkey, Bosnia and Herzegovina, Albania, Egypt, Kosovo, North Macedonia, and Bulgaria, forming a very significant proportion of the Romani people. In neighboring countries such as Serbia and Greece, most Romani inhabitants follow the practice of Orthodoxy. It is likely that the adherence to differing religions prevented families from engaging in intermarriage.[204]
|
138 |
+
|
139 |
+
In Spain, most Gitanos are Roman Catholics.[citation needed]
|
140 |
+
Some brotherhoods have organized Gitanos in their Holy Week devotions.
|
141 |
+
They are popularly known as Cofradía de los Gitanos.
|
142 |
+
However, the proportion of followers of Evangelical Christianity among Gitanos is higher than among the rest of Spaniards.[citation needed]
|
143 |
+
Their version of el culto integrates Flamenco music.
|
144 |
+
|
145 |
+
Blessed Ceferino Giménez Malla is recently considered a patron saint of the Romani people in Roman Catholicism.[205] Saint Sarah, or Sara e Kali, has also been venerated as a patron saint in her shrine at Saintes-Maries-de-la-Mer, France. Since the turn of the 21st century, Sara e Kali is understood to have been Kali, an Indian deity brought from India by the refugee ancestors of the Roma people; as the Roma became Christianized, she was absorbed in a syncretic way and venerated as a saint.[206]
|
146 |
+
|
147 |
+
Saint Sarah is now increasingly being considered as "a Romani Goddess, the Protectress of the Roma" and an "indisputable link with Mother India".[206][207]
|
148 |
+
|
149 |
+
Romanies often adopt the dominant religion of their host country in the event that a ceremony associated with a formal religious institution is necessary, such as a baptism or funeral (their particular belief systems and indigenous religion and worship remain preserved regardless of such adoption processes). The Roma continue to practice "Shaktism", a practice with origins in India, whereby a female consort is required for the worship of a god. Adherence to this practice means that for the Roma who worship the Christian God, prayer is conducted through the Virgin Mary, or her mother, Saint Anne. Shaktism continues over one thousand years after the people's separation from India.[208]
|
150 |
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|
151 |
+
Besides the Roma elders (who serve as spiritual leaders), priests, churches, or bibles do not exist among the Romanies – the only exception is the Pentecostal Roma.[208]
|
152 |
+
|
153 |
+
For the Roma communities that have resided in the Balkans for numerous centuries, often referred to as "Turkish Gypsies", the following histories apply for religious beliefs:
|
154 |
+
|
155 |
+
In Ukraine and Russia, the Roma populations are also Muslim as the families of Balkan migrants continue to live in these locations. Their ancestors settled on the Crimean peninsula during the 17th and 18th centuries, but then migrated to Ukraine, southern Russia and the Povolzhie (along the Volga River). Formally, Islam is the religion that these communities align themselves with and the people are recognized for their staunch preservation of the Romani language and identity.[210]
|
156 |
+
|
157 |
+
In Poland and Slovakia, their populations are Roman Catholic, many times adopting and following local, cultural Catholicism as a syncretic system of belief that incorporates distinct Roma beliefs and cultural aspects. For example, many Polish Roma delays their Church wedding due to the belief that sacramental marriage is accompanied by divine ratification, creating a virtually indissoluble union until the couple consummate, after which the sacramental marriage is dissoluble only by the death of a spouse. Therefore, for Polish Roma, once married, one can't ever divorce. Another aspect of Polish Roma's Catholicism is a tradition of pilgrimage to the Jasna Góra Monastery.[212]
|
158 |
+
|
159 |
+
Most Eastern European Romanies are Roman Catholic, Eastern Orthodox, or Muslim.[213] Those in Western Europe and the United States are mostly Roman Catholic or Protestant – in southern Spain, many Romanies are Pentecostal, but this is a small minority that has emerged in contemporary times.[208] In Egypt, the Romanies are split into Christian and Muslim populations.[214]
|
160 |
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161 |
+
Romani music plays an important role in Central and Eastern European countries such as Croatia, Bosnia and Herzegovina, Serbia, Montenegro, Bulgaria, North Macedonia, Albania, Hungary, Slovakia, Slovenia and Romania, and the style and performance practices of Romani musicians have influenced European classical composers such as Franz Liszt and Johannes Brahms. The lăutari who perform at traditional Romanian weddings are virtually all Romani.[citation needed]
|
162 |
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|
163 |
+
Probably the most internationally prominent contemporary performers[citation needed] in the lăutari tradition are Taraful Haiducilor. Bulgaria's popular "wedding music", too, is almost exclusively performed by Romani musicians such as Ivo Papasov, a virtuoso clarinetist closely associated with this genre and Bulgarian pop-folk singer Azis.
|
164 |
+
|
165 |
+
Many famous classical musicians, such as the Hungarian pianist Georges Cziffra, are Romani, as are many prominent performers of manele. Zdob și Zdub, one of the most prominent rock bands in Moldova, although not Romanies themselves, draw heavily on Romani music, as do Spitalul de Urgență in Romania, Shantel in Germany, Goran Bregović in Serbia, Darko Rundek in Croatia, Beirut and Gogol Bordello in the United States.
|
166 |
+
|
167 |
+
Another tradition of Romani music is the genre of the Romani brass band, with such notable practitioners as Boban Marković of Serbia, and the brass lăutari groups Fanfare Ciocărlia and Fanfare din Cozmesti of Romania.
|
168 |
+
|
169 |
+
Dances such as the flamenco of Spain and Oriental dances of Egypt are said to have originated from the Romani.[215]
|
170 |
+
|
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+
The distinctive sound of Romani music has also strongly influenced bolero, jazz, and flamenco (especially cante jondo) in Spain. European-style gypsy jazz ("jazz Manouche" or "Sinti jazz") is still widely practiced among the original creators (the Romanie People); one who acknowledged this artistic debt was guitarist Django Reinhardt. Contemporary artists in this tradition known internationally include Stochelo Rosenberg, Biréli Lagrène, Jimmy Rosenberg, Paulus Schäfer and Tchavolo Schmitt.
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The Romanies of Turkey have achieved musical acclaim from national and local audiences. Local performers usually perform for special holidays. Their music is usually performed on instruments such as the darbuka, gırnata and cümbüş.[216]
|
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|
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Romani contemporary art is art created by Romani people. It emerged at the climax of the process that began in Central and Eastern Europe in the late-1980s, when the interpretation of the cultural practice of minorities was enabled by a paradigm shift, commonly referred to in specialist literature as the Cultural turn. The idea of the "cultural turn" was introduced; and this was also the time when the notion of cultural democracy became crystallized in the debates carried on at various public forums. Civil society gained strength, and civil politics appeared, which is a prerequisite for cultural democracy. This shift of attitude in scholarly circles derived from concerns specific not only to ethnicity, but also to society, gender and class.[217]
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Most Romani speak one of several dialects of the Romani language,[218] an Indo-Aryan language, with roots in Sanskrit. They also often speak the languages of the countries they live in. Typically, they also incorporate loanwords and calques into Romani from the languages of those countries and especially words for terms that the Romani language does not have. Most of the Ciganos of Portugal, the Gitanos of Spain, the Romanichal of the UK, and Scandinavian Travellers have lost their knowledge of pure Romani, and respectively speak the mixed languages Caló,[219] Angloromany, and Scandoromani. Most of the speaker communities in these regions consist of later immigrants from eastern or central Europe.[220]
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There are no concrete statistics for the number of Romani speakers, both in Europe and globally. However, a conservative estimation has been made at 3.5 million speakers in Europe and a further 500,000 elsewhere,[220] although the actual number may be considerably higher. This makes Romani the second largest minority language in Europe, behind Catalan.[220]
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In relation to dialect diversity, Romani works in the same way as most other European languages.[221] Cross-dialect communication is dominated by the following features:
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One of the most enduring persecutions against the Romani people was their enslavement. Slavery was widely practiced in medieval Europe, including the territory of present-day Romania from before the founding of the principalities of Moldavia and Wallachia in the 13th–14th century.[222][page needed] Legislation decreed that all the Romani living in these states, as well as any others who immigrated there, were classified as slaves.[223] Slavery was gradually abolished during the 1840s and 1850s.[224][page needed]
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The exact origins of slavery in the Danubian Principalities are not known. There is some debate over whether the Romani people came to Wallachia and Moldavia as free men or were brought as slaves. Historian Nicolae Iorga associated the Roma people's arrival with the 1241 Mongol invasion of Europe and considered their slavery as a vestige of that era, in which the Romanians took the Roma as slaves from the Mongols and preserved their status to use their labor. Other historians believe that the Romani were enslaved while captured during the battles with the Tatars. The practice of enslaving war prisoners may also have been adopted from the Mongols.[222][page needed]
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Some Romani may have been slaves or auxiliary troops of the Mongols or Tatars, but most of them migrated from south of the Danube at the end of the 14th century, some time after the foundation of Wallachia. By then, the institution of slavery was already established in Moldavia and possibly in both principalities. After the Roma migrated into the area, slavery became a widespread practice by the majority population. The Tatar slaves, smaller in numbers, were eventually merged into the Roma population.[225]
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|
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Some branches of the Romani people reached Western Europe in the 15th century, fleeing as refugees from the Ottoman conquest of the Balkans.[226] Although the Romani were refugees from the conflicts in southeastern Europe, they were often suspected by certain populations in the West of being associated with the Ottoman invasion because their physical appearance seemed Turkish. (The Imperial Diet at Landau and Freiburg in 1496–1498 declared that the Romani were spies of the Turks). In Western Europe, such suspicions and discrimination against a people who were a visible minority resulted in persecution, often violent, with efforts to achieve ethnic cleansing until the modern era. In times of social tension, the Romani suffered as scapegoats; for instance, they were accused of bringing the plague during times of epidemics.[227]
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|
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On 30 July 1749, Spain conducted The Great Roundup of Romani (Gitanos) in its territory. The Spanish Crown ordered a nationwide raid that led to the break-up of families as all able-bodied men were interned into forced labor camps in an attempt at ethnic cleansing. The measure was eventually reversed and the Romanis were freed as protests began to arise in different communities, sedentary romanis being highly esteemed and protected in rural Spain.[228][229]
|
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+
|
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Later in the 19th century, Romani immigration was forbidden on a racial basis in areas outside Europe, mostly in the English-speaking world. Argentina in 1880 prohibited immigration by Roma, as did the United States in 1885.[227]
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|
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+
In the Habsburg Monarchy under Maria Theresa (1740–1780), a series of decrees tried to force the Romanies to permanently settle, removed rights to horse and wagon ownership (1754), renamed them as "New Citizens" and forced Romani boys into military service if they had no trade (1761), forced them to register with the local authorities (1767), and prohibited marriage between Romanies (1773). Her successor Josef II prohibited the wearing of traditional Romani clothing and the use of the Romani language, punishable by flogging.[230]
|
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|
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In Spain, attempts to assimilate the Gitanos were under way as early as 1619, when Gitanos were forcibly settled, the use of the Romani language was prohibited, Gitano men and women were sent to separate workhouses and their children sent to orphanages. King Charles III took on a more progressive attitude to Gitano assimilation, proclaiming their equal rights as Spanish citizens and ending official denigration based on their race. While he prohibited the nomadic lifestyle, the use of the Calo language, Romani clothing, their trade in horses and other itinerant trades, he also forbade any form of discrimination against them or barring them from the guilds. The use of the word gitano was also forbidden to further assimilation, substituted for "New Castilian", which was also applied to former Jews and Muslims.[231][232]
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|
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Most historians agree that Charles III pragmática failed for three main reasons, ultimately derived from its implementation outside major cities and in marginal areas: The difficulty the Gitano community faced in changing its nomadic lifestyle, the marginal lifestyle in which the community had been driven by society and the serious difficulties of applying the pragmática in the fields of education and work. One author ascribes its failure to the overall rejection by the wider population of the integration of the Gitanos.[230][233]
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Other examples of forced assimilation include Norway, where a law was passed in 1896 permitting the state to remove children from their parents and place them in state institutions.[234] This resulted in some 1,500 Romani children being taken from their parents in the 20th century.[235]
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|
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The persecution of the Romanies reached a peak during World War II in the Porajmos genocide perpetrated by Nazi Germany. In 1935, the Nuremberg laws stripped the Romani people living in Nazi Germany of their citizenship, after which they were subjected to violence, imprisonment in concentration camps and later genocide in extermination camps. The policy was extended in areas occupied by the Nazis during the war, and it was also applied by their allies, notably the Independent State of Croatia, Romania, and Hungary.
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|
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Because no accurate pre-war census figures exist for the Romanis, it is impossible to accurately assess the actual number of victims. Most estimates for numbers of Romani victims of the Holocaust fall between 200,000 and 500,000, although figures ranging between 90,000 and 1.5 million have been proposed. Lower estimates do not include those killed in all Axis-controlled countries. A detailed study by Sybil Milton, formerly senior historian at the U.S. Holocaust Memorial Museum gave a figure of at least a minimum of 220,000, possibly closer to 500,000.[236] Ian Hancock, Director of the Program of Romani Studies and the Romani Archives and Documentation Center at the University of Texas at Austin, argues in favour of a higher figure of between 500,000 and 1,500,000.[237]
|
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In Central Europe, the extermination in the Protectorate of Bohemia and Moravia was so thorough that the Bohemian Romani language became extinct.
|
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|
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In Europe, Romani people are associated with poverty, and are accused of high rates of crime and behaviours that are perceived by the rest of the population as being antisocial or inappropriate.[239] Partly for this reason, discrimination against the Romani people has continued to the present day,[240][241] although efforts are being made to address them.[242] Amnesty International reports continued instances of Antizigan discrimination during the 20th century, particularly in Romania, Serbia,[243] Slovakia,[244] Hungary,[245] Slovenia,[246] and Kosovo.[247] The European Union has recognized that discrimination against Romani must be addressed, and with the national Roma integration strategy they encourage member states to work towards greater Romani inclusion and upholding the rights of the Romani in the European union.[248]
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In Eastern Europe, Roma children often attend Roma Special Schools, separate from non-Roma children, which puts them at an educational disadvantage.[251]:83
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The Romanis of Kosovo have been severely persecuted by ethnic Albanians since the end of the Kosovo War, and the region's Romani community is, for the most part, annihilated.[252]
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Czechoslovakia carried out a policy of sterilization of Romani women, starting in 1973.[253] The dissidents of the Charter 77 denounced it in 1977–78 as a genocide, but the practice continued through the Velvet Revolution of 1989.[254] A 2005 report by the Czech Republic's independent ombudsman, Otakar Motejl, identified dozens of cases of coercive sterilization between 1979 and 2001, and called for criminal investigations and possible prosecution against several health care workers and administrators.[255]
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In 2008, following the rape and subsequent murder of an Italian woman in Rome at the hands of a young man from a local Romani encampment,[256] the Italian government declared that Italy's Romani population represented a national security risk and that swift action was required to address the emergenza nomadi (nomad emergency).[257] Specifically, officials in the Italian government accused the Romanies of being responsible for rising crime rates in urban areas.
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The 2008 deaths of Cristina and Violetta Djeordsevic, two Roma children who drowned while Italian beach-goers remained unperturbed, brought international attention to the relationship between Italians and the Roma people. Reviewing the situation in 2012, one Belgian magazine observed:
|
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|
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On International Roma Day, which falls on 8 April, the significant proportion of Europe's 12 million Roma who live in deplorable conditions will not have much to celebrate. And poverty is not the only worry for the community. Ethnic tensions are on the rise. In 2008, Roma camps came under attack in Italy, intimidation by racist parliamentarians is the norm in Hungary. Speaking in 1993, Václav Havel prophetically remarked that "the treatment of the Roma is a Litmus test for democracy": and democracy has been found wanting. The consequences of the transition to capitalism have been disastrous for the Roma. Under communism they had jobs, free housing and schooling. Now many are unemployed, many are losing their homes and racism is increasingly rewarded with impunity.[258]
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The 2016 Pew Research poll found that Italians, in particular, hold strong anti-Roma views, with 82% of Italians expressing negative opinions about Roma. In Greece 67%, in Hungary 64%, in France 61%, in Spain 49%, in Poland 47%, in the UK 45%, in Sweden 42%, in Germany 40%, and in the Netherlands[259] 37% had an unfavourable view of Roma.[260] The 2019 Pew Research poll found that 83% of Italians, 76% of Slovaks, 72% of Greeks, 68% of Bulgarians, 66% of Czechs, 61% of Lithuanians, 61% of Hungarians, 54% of Ukrainians, 52% of Russians, 51% of Poles, 44% of French, 40% of Spaniards, and 37% of Germans held unfavorable views of Roma.[261]
|
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|
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+
Reports of anti-Roma incidents are increasing across Europe.[262] Discrimination against Roma remains widespread in Romania,[263] Slovakia,[264] Bulgaria,[265][266], and the Czech Republic.[267] Roma communities across Ukraine have been the target of violent attacks.[268][269]
|
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+
In the summer of 2010, French authorities demolished at least 51 illegal Roma camps and began the process of repatriating their residents to their countries of origin.[270] This followed tensions between the French state and Roma communities, which had been heightened after French police opened fire and killed a traveller who drove through a police checkpoint, hitting an officer, and attempted to hit two more officers at another checkpoint. In retaliation a group of Roma, armed with hatchets and iron bars, attacked the police station of Saint-Aignan, toppled traffic lights and road signs and burned three cars.[271][272] The French government has been accused of perpetrating these actions to pursue its political agenda.[273] EU Justice Commissioner Viviane Reding stated that the European Commission should take legal action against France over the issue, calling the deportations "a disgrace". A leaked file dated 5 August, sent from the Interior Ministry to regional police chiefs, included the instruction: "Three hundred camps or illegal settlements must be cleared within three months, Roma camps are a priority."[274]
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|
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Many depictions of Romani people in literature and art present romanticized narratives of mystical powers of fortune telling or irascible or passionate temper paired with an indomitable love of freedom and a habit of criminality. Romani were a popular subject in Venetian painting from the time of Giorgione at the start of the 16th century; the inclusion of such a figure adds an exotic oriental flavour to scenes. A Venetian Renaissance painting by Paris Bordone (ca. 1530, Strasbourg) of the Holy Family in Egypt makes Elizabeth, a Romani fortune-teller; the scene is otherwise located in a distinctly European landscape.[275]
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|
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Particularly notable are classics like the story Carmen by Prosper Mérimée and the opera based on it by Georges Bizet, Victor Hugo's The Hunchback of Notre Dame, Herge's The Castafiore Emerald and Miguel de Cervantes' La Gitanilla. The Romani were also depicted in A Midsummer Night's Dream, As You Like It, Othello and The Tempest, all by William Shakespeare.
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|
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+
The Romani were also heavily romanticized in the Soviet Union, a classic example being the 1975 film Tabor ukhodit v Nebo.
|
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+
A more realistic depiction of contemporary Romani in the Balkans, featuring Romani lay actors speaking in their native dialects, although still playing with established clichés of a Romani penchant for both magic and crime, was presented by Emir Kusturica in his Time of the Gypsies (1988) and Black Cat, White Cat (1998). The films of Tony Gatlif, a French director of Romani ethnicity, like Les Princes (1983), Latcho Drom (1993) and Gadjo Dilo (1997) also portray romani life.
|
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|
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+
Paris Bordone, c. 1530, Elizabeth, at right, is shown as a Romani fortune-teller
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August von Pettenkofen: Gypsy Children (1885), Hermitage Museum
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|
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Vincent van Gogh: The Caravans – Gypsy Camp near Arles (1888, oil on canvas)
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Carmen
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Esméralda
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Nicolae Grigorescu Gypsy from Boldu (1897), Art Museum of Iași
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General
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Lists
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European countries Roma links
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Non-governmental organisations
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Museums and libraries
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Theoretical Approaches
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Methods
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Methods and Techniques
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Geography (from Greek: γεωγραφία, geographia, literally "earth description") is a field of science devoted to the study of the lands, features, inhabitants, and phenomena of the Earth and planets. The first person to use the word γεωγραφία was Eratosthenes (276–194 BC). Geography is an all-encompassing discipline that seeks an understanding of Earth and its human and natural complexities—not merely where objects are, but also how they have changed and come to be.
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Geography is often defined in terms of two branches: human geography and physical geography. Human geography is concerned with the study of people and their communities, cultures, economies, and interactions with the environment by studying their relations with and across space and place. Physical geography is concerned with the study of processes and patterns in the natural environment like the atmosphere, hydrosphere, biosphere, and geosphere.
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The four historical traditions in geographical research are spatial analyses of natural and the human phenomena, area studies of places and regions, studies of human-land relationships, and the Earth sciences. Geography has been called "the world discipline" and "the bridge between the human and the physical sciences".
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Geography is a systematic study of the Universe and its features. Traditionally, geography has been associated with cartography and place names. Although many geographers are trained in toponymy and cartology, this is not their main preoccupation. Geographers study the space and the temporal database distribution of phenomena, processes, and features as well as the interaction of humans and their environment.[1] Because space and place affect a variety of topics, such as economics, health, climate, plants and animals, geography is highly interdisciplinary. The interdisciplinary nature of the geographical approach depends on an attentiveness to the relationship between physical and human phenomena and its spatial patterns.[2]
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Names of places...are not geography...know by heart a whole gazetteer full of them would not, in itself, constitute anyone a geographer. Geography has higher aims than this: it seeks to classify phenomena (alike of the natural and of the political world, in so far as it treats of the latter), to compare, to generalize, to ascend from effects to causes, and, in doing so, to trace out the laws of nature and to mark their influences upon man. This is 'a description of the world'—that is Geography. In a word Geography is a Science—a thing not of mere names but of argument and reason, of cause and effect.[3]
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Just as all phenomena exist in time and thus have a history, they also exist in space and have a geography.[4]
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Geography as a discipline can be split broadly into two main subsidiary fields: human geography and physical geography.[5] The former largely focuses on the built environment and how humans create, view, manage, and influence space.[5] The latter examines the natural environment, and how organisms, climate, soil, water, and landforms produce and interact.[6] The difference between these approaches led to a third field, environmental geography, which combines physical and human geography and concerns the interactions between the environment and humans.[1]
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Physical geography (or physiography) focuses on geography as an Earth science. It aims to understand the physical problems and the issues of lithosphere, hydrosphere, atmosphere, pedosphere, and global flora and fauna patterns (biosphere). Physical geography is the study of earth's seasons, climate, atmosphere, soil, streams, landforms, and oceans.
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Biogeography
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Climatology & meteorology
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Coastal geography
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Environmental management
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Geodesy
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Geomorphology
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Glaciology
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Hydrology & hydrography
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Landscape ecology
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Oceanography
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Pedology
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Palaeogeography
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Quaternary science
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Human geography is a branch of geography that focuses on the study of patterns and processes that shape the human society. It encompasses the human, political, cultural, social, and economic aspects.
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Cultural geography
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Development geography
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Economic geography
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Health geography
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Historical & Time geog.
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Political geog. & Geopolitics
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Pop. geog. or Demography
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Religion geography
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Social geography
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Transportation geography
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Tourism geography
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Urban geography
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Various approaches to the study of human geography have also arisen through time and include:
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Integrated geography is concerned with the description of the spatial interactions between humans and the natural world.[7] It requires an understanding of the traditional aspects of physical and human geography, like the ways that human societies conceptualize the environment. Integrated geography has emerged as a bridge between human and physical geography, as a result of the increasing specialisation of the two sub-fields. Since the changing of the human relationship with the environment as a result of globalization and technological change, a new approach was needed to understand the changing and dynamic relationship. Examples of areas of research in environmental geography include: emergency management, environmental management, sustainability, and political ecology.
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Geomatics is concerned with the application of computers to the traditional spatial techniques used in cartography and topography. Geomatics emerged from the quantitative revolution in geography in the mid-1950s. Today, geomatics methods include spatial analysis, geographic information systems (GIS), remote sensing, and global positioning systems (GPS). Geomatics has led to a revitalization of some geography departments, especially in Northern America where the subject had a declining status during the 1950s.
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|
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A branch which is concerned with the description of the unique characteristics of the earth's surface, resulting in each area from the combination of its complete natural or elements, as of physical and human environment.[8] The main aim is to understand, or define the uniqueness, or character of a particular region that consists of natural as well as human elements. Attention is paid also to regionalization, which covers the proper techniques of space delimitation into regions.
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As spatial interrelationships are key to this synoptic science, maps are a key tool. Classical cartography has been joined by a more modern approach to geographical analysis, computer-based geographic information systems (GIS).
|
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|
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In their study, geographers use four interrelated approaches:
|
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Cartography studies the representation of the Earth's surface with abstract symbols (map making). Although other subdisciplines of geography rely on maps for presenting their analyses, the actual making of maps is abstract enough to be regarded separately. Cartography has grown from a collection of drafting techniques into an actual science.
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Cartographers must learn cognitive psychology and ergonomics to understand which symbols convey information about the Earth most effectively, and behavioural psychology to induce the readers of their maps to act on the information. They must learn geodesy and fairly advanced mathematics to understand how the shape of the Earth affects the distortion of map symbols projected onto a flat surface for viewing. It can be said, without much controversy, that cartography is the seed from which the larger field of geography grew. Most geographers will cite a childhood fascination with maps as an early sign they would end up in the field.
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|
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Geographic information systems (GIS) deal with the storage of information about the Earth for automatic retrieval by a computer, in an accurate manner appropriate to the information's purpose. In addition to all of the other subdisciplines of geography, GIS specialists must understand computer science and database systems. GIS has revolutionized the field of cartography: nearly all mapmaking is now done with the assistance of some form of GIS software. GIS also refers to the science of using GIS software and GIS techniques to represent, analyse, and predict the spatial relationships. In this context, GIS stands for geographic information science.
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|
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Remote sensing is the science of obtaining information about Earth features from measurements made at a distance. Remotely sensed data comes in many forms, such as satellite imagery, aerial photography, and data obtained from hand-held sensors. Geographers increasingly use remotely sensed data to obtain information about the Earth's land surface, ocean, and atmosphere, because it: (a) supplies objective information at a variety of spatial scales (local to global), (b) provides a synoptic view of the area of interest, (c) allows access to distant and inaccessible sites, (d) provides spectral information outside the visible portion of the electromagnetic spectrum, and (e) facilitates studies of how features/areas change over time. Remotely sensed data may be analysed either independently of, or in conjunction with other digital data layers (e.g., in a geographic information system).
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Geostatistics deal with quantitative data analysis, specifically the application of statistical methodology to the exploration of geographic phenomena. Geostatistics is used extensively in a variety of fields, including hydrology, geology, petroleum exploration, weather analysis, urban planning, logistics, and epidemiology. The mathematical basis for geostatistics derives from cluster analysis, linear discriminant analysis and non-parametric statistical tests, and a variety of other subjects. Applications of geostatistics rely heavily on geographic information systems, particularly for the interpolation (estimate) of unmeasured points. Geographers are making notable contributions to the method of quantitative techniques.
|
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|
101 |
+
Geographic qualitative methods, or ethnographical research techniques, are used by human geographers. In cultural geography there is a tradition of employing qualitative research techniques, also used in anthropology and sociology. Participant observation and in-depth interviews provide human geographers with qualitative data.
|
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|
103 |
+
The oldest known world maps date back to ancient Babylon from the 9th century BC.[9] The best known Babylonian world map, however, is the Imago Mundi of 600 BC.[10] The map as reconstructed by Eckhard Unger shows Babylon on the Euphrates, surrounded by a circular landmass showing Assyria, Urartu,[11] and several cities, in turn surrounded by a "bitter river" (Oceanus), with seven islands arranged around it so as to form a seven-pointed star. The accompanying text mentions seven outer regions beyond the encircling ocean. The descriptions of five of them have survived.[12] In contrast to the Imago Mundi, an earlier Babylonian world map dating back to the 9th century BC depicted Babylon as being further north from the center of the world, though it is not certain what that center was supposed to represent.[9]
|
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|
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+
The ideas of Anaximander (c. 610–545 BC): considered by later Greek writers to be the true founder of geography, come to us through fragments quoted by his successors.[13] Anaximander is credited with the invention of the gnomon, the simple, yet efficient Greek instrument that allowed the early measurement of latitude.[13] Thales is also credited with the prediction of eclipses. The foundations of geography can be traced to the ancient cultures, such as the ancient, medieval, and early modern Chinese. The Greeks, who were the first to explore geography as both art and science, achieved this through Cartography, Philosophy, and Literature, or through Mathematics. There is some debate about who was the first person to assert that the Earth is spherical in shape, with the credit going either to Parmenides or Pythagoras. Anaxagoras was able to demonstrate that the profile of the Earth was circular by explaining eclipses. However, he still believed that the Earth was a flat disk, as did many of his contemporaries. One of the first estimates of the radius of the Earth was made by Eratosthenes.[14]
|
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|
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+
The first rigorous system of latitude and longitude lines is credited to Hipparchus. He employed a sexagesimal system that was derived from Babylonian mathematics. The meridians were sub-divided into 360°, with each degree further subdivided into 60 (minutes). To measure the longitude at different locations on Earth, he suggested using eclipses to determine the relative difference in time.[15] The extensive mapping by the Romans as they explored new lands would later provide a high level of information for Ptolemy to construct detailed atlases. He extended the work of Hipparchus, using a grid system on his maps and adopting a length of 56.5 miles for a degree.[16]
|
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+
|
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+
From the 3rd century onwards, Chinese methods of geographical study and writing of geographical literature became much more comprehensive than what was found in Europe at the time (until the 13th century).[17] Chinese geographers such as Liu An, Pei Xiu, Jia Dan, Shen Kuo, Fan Chengda, Zhou Daguan, and Xu Xiake wrote important treatises, yet by the 17th century advanced ideas and methods of Western-style geography were adopted in China.
|
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+
|
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+
During the Middle Ages, the fall of the Roman empire led to a shift in the evolution of geography from Europe to the Islamic world.[17] Muslim geographers such as Muhammad al-Idrisi produced detailed world maps (such as Tabula Rogeriana), while other geographers such as Yaqut al-Hamawi, Abu Rayhan Biruni, Ibn Battuta, and Ibn Khaldun provided detailed accounts of their journeys and the geography of the regions they visited. Turkish geographer, Mahmud al-Kashgari drew a world map on a linguistic basis, and later so did Piri Reis (Piri Reis map). Further, Islamic scholars translated and interpreted the earlier works of the Romans and the Greeks and established the House of Wisdom in Baghdad for this purpose.[18] Abū Zayd al-Balkhī, originally from Balkh, founded the "Balkhī school" of terrestrial mapping in Baghdad.[19] Suhrāb, a late tenth century Muslim geographer accompanied a book of geographical coordinates, with instructions for making a rectangular world map with equirectangular projection or cylindrical equidistant projection.[20]
|
112 |
+
|
113 |
+
Abu Rayhan Biruni (976–1048) first described a polar equi-azimuthal equidistant projection of the celestial sphere.[21] He was regarded as the most skilled when it came to mapping cities and measuring the distances between them, which he did for many cities in the Middle East and the Indian subcontinent. He often combined astronomical readings and mathematical equations, in order to develop methods of pin-pointing locations by recording degrees of latitude and longitude. He also developed similar techniques when it came to measuring the heights of mountains, depths of the valleys, and expanse of the horizon. He also discussed human geography and the planetary habitability of the Earth. He also calculated the latitude of Kath, Khwarezm, using the maximum altitude of the Sun, and solved a complex geodesic equation in order to accurately compute the Earth's circumference, which was close to modern values of the Earth's circumference.[22] His estimate of 6,339.9 km for the Earth radius was only 16.8 km less than the modern value of 6,356.7 km. In contrast to his predecessors, who measured the Earth's circumference by sighting the Sun simultaneously from two different locations, al-Biruni developed a new method of using trigonometric calculations, based on the angle between a plain and mountain top, which yielded more accurate measurements of the Earth's circumference, and made it possible for it to be measured by a single person from a single location.[23]
|
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+
|
115 |
+
The European Age of Discovery during the 16th and the 17th centuries, where many new lands were discovered and accounts by European explorers such as Christopher Columbus, Marco Polo, and James Cook revived a desire for both accurate geographic detail, and more solid theoretical foundations in Europe. The problem facing both explorers and geographers was finding the latitude and longitude of a geographic location. The problem of latitude was solved long ago but that of longitude remained; agreeing on what zero meridian should be was only part of the problem. It was left to John Harrison to solve it by inventing the chronometer H-4 in 1760, and later in 1884 for the International Meridian Conference to adopt by convention the Greenwich meridian as zero meridian.[24]
|
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+
|
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+
The 18th and the 19th centuries were the times when geography became recognized as a discrete academic discipline, and became part of a typical university curriculum in Europe (especially Paris and Berlin). The development of many geographic societies also occurred during the 19th century, with the foundations of the Société de Géographie in 1821,[25] the Royal Geographical Society in 1830,[26] Russian Geographical Society in 1845,[27] American Geographical Society in 1851,[28] and the National Geographic Society in 1888.[29] The influence of Immanuel Kant, Alexander von Humboldt, Carl Ritter, and Paul Vidal de la Blache can be seen as a major turning point in geography from a philosophy to an academic subject.
|
118 |
+
|
119 |
+
Over the past two centuries, the advancements in technology with computers have led to the development of geomatics and new practices such as participant observation and geostatistics being incorporated into geography's portfolio of tools. In the West during the 20th century, the discipline of geography went through four major phases: environmental determinism, regional geography, the quantitative revolution, and critical geography. The strong interdisciplinary links between geography and the sciences of geology and botany, as well as economics, sociology and demographics have also grown greatly, especially as a result of earth system science that seeks to understand the world in a holistic view.
|
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1 |
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2 |
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3 |
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4 |
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5 |
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Theoretical Approaches
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Methods
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8 |
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9 |
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Methods and Techniques
|
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Geography (from Greek: γεωγραφία, geographia, literally "earth description") is a field of science devoted to the study of the lands, features, inhabitants, and phenomena of the Earth and planets. The first person to use the word γεωγραφία was Eratosthenes (276–194 BC). Geography is an all-encompassing discipline that seeks an understanding of Earth and its human and natural complexities—not merely where objects are, but also how they have changed and come to be.
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12 |
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|
13 |
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Geography is often defined in terms of two branches: human geography and physical geography. Human geography is concerned with the study of people and their communities, cultures, economies, and interactions with the environment by studying their relations with and across space and place. Physical geography is concerned with the study of processes and patterns in the natural environment like the atmosphere, hydrosphere, biosphere, and geosphere.
|
14 |
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|
15 |
+
The four historical traditions in geographical research are spatial analyses of natural and the human phenomena, area studies of places and regions, studies of human-land relationships, and the Earth sciences. Geography has been called "the world discipline" and "the bridge between the human and the physical sciences".
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16 |
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|
17 |
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Geography is a systematic study of the Universe and its features. Traditionally, geography has been associated with cartography and place names. Although many geographers are trained in toponymy and cartology, this is not their main preoccupation. Geographers study the space and the temporal database distribution of phenomena, processes, and features as well as the interaction of humans and their environment.[1] Because space and place affect a variety of topics, such as economics, health, climate, plants and animals, geography is highly interdisciplinary. The interdisciplinary nature of the geographical approach depends on an attentiveness to the relationship between physical and human phenomena and its spatial patterns.[2]
|
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|
19 |
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Names of places...are not geography...know by heart a whole gazetteer full of them would not, in itself, constitute anyone a geographer. Geography has higher aims than this: it seeks to classify phenomena (alike of the natural and of the political world, in so far as it treats of the latter), to compare, to generalize, to ascend from effects to causes, and, in doing so, to trace out the laws of nature and to mark their influences upon man. This is 'a description of the world'—that is Geography. In a word Geography is a Science—a thing not of mere names but of argument and reason, of cause and effect.[3]
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|
21 |
+
Just as all phenomena exist in time and thus have a history, they also exist in space and have a geography.[4]
|
22 |
+
|
23 |
+
Geography as a discipline can be split broadly into two main subsidiary fields: human geography and physical geography.[5] The former largely focuses on the built environment and how humans create, view, manage, and influence space.[5] The latter examines the natural environment, and how organisms, climate, soil, water, and landforms produce and interact.[6] The difference between these approaches led to a third field, environmental geography, which combines physical and human geography and concerns the interactions between the environment and humans.[1]
|
24 |
+
|
25 |
+
Physical geography (or physiography) focuses on geography as an Earth science. It aims to understand the physical problems and the issues of lithosphere, hydrosphere, atmosphere, pedosphere, and global flora and fauna patterns (biosphere). Physical geography is the study of earth's seasons, climate, atmosphere, soil, streams, landforms, and oceans.
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|
27 |
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Biogeography
|
28 |
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|
29 |
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Climatology & meteorology
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|
31 |
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Coastal geography
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32 |
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|
33 |
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Environmental management
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|
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Geodesy
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|
37 |
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Geomorphology
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38 |
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|
39 |
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Glaciology
|
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Hydrology & hydrography
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Landscape ecology
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Oceanography
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Pedology
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49 |
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Palaeogeography
|
50 |
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|
51 |
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Quaternary science
|
52 |
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|
53 |
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Human geography is a branch of geography that focuses on the study of patterns and processes that shape the human society. It encompasses the human, political, cultural, social, and economic aspects.
|
54 |
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|
55 |
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Cultural geography
|
56 |
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|
57 |
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Development geography
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Economic geography
|
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|
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Health geography
|
62 |
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|
63 |
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Historical & Time geog.
|
64 |
+
|
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Political geog. & Geopolitics
|
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|
67 |
+
Pop. geog. or Demography
|
68 |
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|
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Religion geography
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|
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+
Social geography
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|
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Transportation geography
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|
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Tourism geography
|
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|
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Urban geography
|
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|
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Various approaches to the study of human geography have also arisen through time and include:
|
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|
81 |
+
Integrated geography is concerned with the description of the spatial interactions between humans and the natural world.[7] It requires an understanding of the traditional aspects of physical and human geography, like the ways that human societies conceptualize the environment. Integrated geography has emerged as a bridge between human and physical geography, as a result of the increasing specialisation of the two sub-fields. Since the changing of the human relationship with the environment as a result of globalization and technological change, a new approach was needed to understand the changing and dynamic relationship. Examples of areas of research in environmental geography include: emergency management, environmental management, sustainability, and political ecology.
|
82 |
+
|
83 |
+
Geomatics is concerned with the application of computers to the traditional spatial techniques used in cartography and topography. Geomatics emerged from the quantitative revolution in geography in the mid-1950s. Today, geomatics methods include spatial analysis, geographic information systems (GIS), remote sensing, and global positioning systems (GPS). Geomatics has led to a revitalization of some geography departments, especially in Northern America where the subject had a declining status during the 1950s.
|
84 |
+
|
85 |
+
A branch which is concerned with the description of the unique characteristics of the earth's surface, resulting in each area from the combination of its complete natural or elements, as of physical and human environment.[8] The main aim is to understand, or define the uniqueness, or character of a particular region that consists of natural as well as human elements. Attention is paid also to regionalization, which covers the proper techniques of space delimitation into regions.
|
86 |
+
|
87 |
+
As spatial interrelationships are key to this synoptic science, maps are a key tool. Classical cartography has been joined by a more modern approach to geographical analysis, computer-based geographic information systems (GIS).
|
88 |
+
|
89 |
+
In their study, geographers use four interrelated approaches:
|
90 |
+
|
91 |
+
Cartography studies the representation of the Earth's surface with abstract symbols (map making). Although other subdisciplines of geography rely on maps for presenting their analyses, the actual making of maps is abstract enough to be regarded separately. Cartography has grown from a collection of drafting techniques into an actual science.
|
92 |
+
|
93 |
+
Cartographers must learn cognitive psychology and ergonomics to understand which symbols convey information about the Earth most effectively, and behavioural psychology to induce the readers of their maps to act on the information. They must learn geodesy and fairly advanced mathematics to understand how the shape of the Earth affects the distortion of map symbols projected onto a flat surface for viewing. It can be said, without much controversy, that cartography is the seed from which the larger field of geography grew. Most geographers will cite a childhood fascination with maps as an early sign they would end up in the field.
|
94 |
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|
95 |
+
Geographic information systems (GIS) deal with the storage of information about the Earth for automatic retrieval by a computer, in an accurate manner appropriate to the information's purpose. In addition to all of the other subdisciplines of geography, GIS specialists must understand computer science and database systems. GIS has revolutionized the field of cartography: nearly all mapmaking is now done with the assistance of some form of GIS software. GIS also refers to the science of using GIS software and GIS techniques to represent, analyse, and predict the spatial relationships. In this context, GIS stands for geographic information science.
|
96 |
+
|
97 |
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Remote sensing is the science of obtaining information about Earth features from measurements made at a distance. Remotely sensed data comes in many forms, such as satellite imagery, aerial photography, and data obtained from hand-held sensors. Geographers increasingly use remotely sensed data to obtain information about the Earth's land surface, ocean, and atmosphere, because it: (a) supplies objective information at a variety of spatial scales (local to global), (b) provides a synoptic view of the area of interest, (c) allows access to distant and inaccessible sites, (d) provides spectral information outside the visible portion of the electromagnetic spectrum, and (e) facilitates studies of how features/areas change over time. Remotely sensed data may be analysed either independently of, or in conjunction with other digital data layers (e.g., in a geographic information system).
|
98 |
+
|
99 |
+
Geostatistics deal with quantitative data analysis, specifically the application of statistical methodology to the exploration of geographic phenomena. Geostatistics is used extensively in a variety of fields, including hydrology, geology, petroleum exploration, weather analysis, urban planning, logistics, and epidemiology. The mathematical basis for geostatistics derives from cluster analysis, linear discriminant analysis and non-parametric statistical tests, and a variety of other subjects. Applications of geostatistics rely heavily on geographic information systems, particularly for the interpolation (estimate) of unmeasured points. Geographers are making notable contributions to the method of quantitative techniques.
|
100 |
+
|
101 |
+
Geographic qualitative methods, or ethnographical research techniques, are used by human geographers. In cultural geography there is a tradition of employing qualitative research techniques, also used in anthropology and sociology. Participant observation and in-depth interviews provide human geographers with qualitative data.
|
102 |
+
|
103 |
+
The oldest known world maps date back to ancient Babylon from the 9th century BC.[9] The best known Babylonian world map, however, is the Imago Mundi of 600 BC.[10] The map as reconstructed by Eckhard Unger shows Babylon on the Euphrates, surrounded by a circular landmass showing Assyria, Urartu,[11] and several cities, in turn surrounded by a "bitter river" (Oceanus), with seven islands arranged around it so as to form a seven-pointed star. The accompanying text mentions seven outer regions beyond the encircling ocean. The descriptions of five of them have survived.[12] In contrast to the Imago Mundi, an earlier Babylonian world map dating back to the 9th century BC depicted Babylon as being further north from the center of the world, though it is not certain what that center was supposed to represent.[9]
|
104 |
+
|
105 |
+
The ideas of Anaximander (c. 610–545 BC): considered by later Greek writers to be the true founder of geography, come to us through fragments quoted by his successors.[13] Anaximander is credited with the invention of the gnomon, the simple, yet efficient Greek instrument that allowed the early measurement of latitude.[13] Thales is also credited with the prediction of eclipses. The foundations of geography can be traced to the ancient cultures, such as the ancient, medieval, and early modern Chinese. The Greeks, who were the first to explore geography as both art and science, achieved this through Cartography, Philosophy, and Literature, or through Mathematics. There is some debate about who was the first person to assert that the Earth is spherical in shape, with the credit going either to Parmenides or Pythagoras. Anaxagoras was able to demonstrate that the profile of the Earth was circular by explaining eclipses. However, he still believed that the Earth was a flat disk, as did many of his contemporaries. One of the first estimates of the radius of the Earth was made by Eratosthenes.[14]
|
106 |
+
|
107 |
+
The first rigorous system of latitude and longitude lines is credited to Hipparchus. He employed a sexagesimal system that was derived from Babylonian mathematics. The meridians were sub-divided into 360°, with each degree further subdivided into 60 (minutes). To measure the longitude at different locations on Earth, he suggested using eclipses to determine the relative difference in time.[15] The extensive mapping by the Romans as they explored new lands would later provide a high level of information for Ptolemy to construct detailed atlases. He extended the work of Hipparchus, using a grid system on his maps and adopting a length of 56.5 miles for a degree.[16]
|
108 |
+
|
109 |
+
From the 3rd century onwards, Chinese methods of geographical study and writing of geographical literature became much more comprehensive than what was found in Europe at the time (until the 13th century).[17] Chinese geographers such as Liu An, Pei Xiu, Jia Dan, Shen Kuo, Fan Chengda, Zhou Daguan, and Xu Xiake wrote important treatises, yet by the 17th century advanced ideas and methods of Western-style geography were adopted in China.
|
110 |
+
|
111 |
+
During the Middle Ages, the fall of the Roman empire led to a shift in the evolution of geography from Europe to the Islamic world.[17] Muslim geographers such as Muhammad al-Idrisi produced detailed world maps (such as Tabula Rogeriana), while other geographers such as Yaqut al-Hamawi, Abu Rayhan Biruni, Ibn Battuta, and Ibn Khaldun provided detailed accounts of their journeys and the geography of the regions they visited. Turkish geographer, Mahmud al-Kashgari drew a world map on a linguistic basis, and later so did Piri Reis (Piri Reis map). Further, Islamic scholars translated and interpreted the earlier works of the Romans and the Greeks and established the House of Wisdom in Baghdad for this purpose.[18] Abū Zayd al-Balkhī, originally from Balkh, founded the "Balkhī school" of terrestrial mapping in Baghdad.[19] Suhrāb, a late tenth century Muslim geographer accompanied a book of geographical coordinates, with instructions for making a rectangular world map with equirectangular projection or cylindrical equidistant projection.[20]
|
112 |
+
|
113 |
+
Abu Rayhan Biruni (976–1048) first described a polar equi-azimuthal equidistant projection of the celestial sphere.[21] He was regarded as the most skilled when it came to mapping cities and measuring the distances between them, which he did for many cities in the Middle East and the Indian subcontinent. He often combined astronomical readings and mathematical equations, in order to develop methods of pin-pointing locations by recording degrees of latitude and longitude. He also developed similar techniques when it came to measuring the heights of mountains, depths of the valleys, and expanse of the horizon. He also discussed human geography and the planetary habitability of the Earth. He also calculated the latitude of Kath, Khwarezm, using the maximum altitude of the Sun, and solved a complex geodesic equation in order to accurately compute the Earth's circumference, which was close to modern values of the Earth's circumference.[22] His estimate of 6,339.9 km for the Earth radius was only 16.8 km less than the modern value of 6,356.7 km. In contrast to his predecessors, who measured the Earth's circumference by sighting the Sun simultaneously from two different locations, al-Biruni developed a new method of using trigonometric calculations, based on the angle between a plain and mountain top, which yielded more accurate measurements of the Earth's circumference, and made it possible for it to be measured by a single person from a single location.[23]
|
114 |
+
|
115 |
+
The European Age of Discovery during the 16th and the 17th centuries, where many new lands were discovered and accounts by European explorers such as Christopher Columbus, Marco Polo, and James Cook revived a desire for both accurate geographic detail, and more solid theoretical foundations in Europe. The problem facing both explorers and geographers was finding the latitude and longitude of a geographic location. The problem of latitude was solved long ago but that of longitude remained; agreeing on what zero meridian should be was only part of the problem. It was left to John Harrison to solve it by inventing the chronometer H-4 in 1760, and later in 1884 for the International Meridian Conference to adopt by convention the Greenwich meridian as zero meridian.[24]
|
116 |
+
|
117 |
+
The 18th and the 19th centuries were the times when geography became recognized as a discrete academic discipline, and became part of a typical university curriculum in Europe (especially Paris and Berlin). The development of many geographic societies also occurred during the 19th century, with the foundations of the Société de Géographie in 1821,[25] the Royal Geographical Society in 1830,[26] Russian Geographical Society in 1845,[27] American Geographical Society in 1851,[28] and the National Geographic Society in 1888.[29] The influence of Immanuel Kant, Alexander von Humboldt, Carl Ritter, and Paul Vidal de la Blache can be seen as a major turning point in geography from a philosophy to an academic subject.
|
118 |
+
|
119 |
+
Over the past two centuries, the advancements in technology with computers have led to the development of geomatics and new practices such as participant observation and geostatistics being incorporated into geography's portfolio of tools. In the West during the 20th century, the discipline of geography went through four major phases: environmental determinism, regional geography, the quantitative revolution, and critical geography. The strong interdisciplinary links between geography and the sciences of geology and botany, as well as economics, sociology and demographics have also grown greatly, especially as a result of earth system science that seeks to understand the world in a holistic view.
|
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1 |
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Theoretical Approaches
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Methods
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Methods and Techniques
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Geography (from Greek: γεωγραφία, geographia, literally "earth description") is a field of science devoted to the study of the lands, features, inhabitants, and phenomena of the Earth and planets. The first person to use the word γεωγραφία was Eratosthenes (276–194 BC). Geography is an all-encompassing discipline that seeks an understanding of Earth and its human and natural complexities—not merely where objects are, but also how they have changed and come to be.
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Geography is often defined in terms of two branches: human geography and physical geography. Human geography is concerned with the study of people and their communities, cultures, economies, and interactions with the environment by studying their relations with and across space and place. Physical geography is concerned with the study of processes and patterns in the natural environment like the atmosphere, hydrosphere, biosphere, and geosphere.
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The four historical traditions in geographical research are spatial analyses of natural and the human phenomena, area studies of places and regions, studies of human-land relationships, and the Earth sciences. Geography has been called "the world discipline" and "the bridge between the human and the physical sciences".
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Geography is a systematic study of the Universe and its features. Traditionally, geography has been associated with cartography and place names. Although many geographers are trained in toponymy and cartology, this is not their main preoccupation. Geographers study the space and the temporal database distribution of phenomena, processes, and features as well as the interaction of humans and their environment.[1] Because space and place affect a variety of topics, such as economics, health, climate, plants and animals, geography is highly interdisciplinary. The interdisciplinary nature of the geographical approach depends on an attentiveness to the relationship between physical and human phenomena and its spatial patterns.[2]
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Names of places...are not geography...know by heart a whole gazetteer full of them would not, in itself, constitute anyone a geographer. Geography has higher aims than this: it seeks to classify phenomena (alike of the natural and of the political world, in so far as it treats of the latter), to compare, to generalize, to ascend from effects to causes, and, in doing so, to trace out the laws of nature and to mark their influences upon man. This is 'a description of the world'—that is Geography. In a word Geography is a Science—a thing not of mere names but of argument and reason, of cause and effect.[3]
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Just as all phenomena exist in time and thus have a history, they also exist in space and have a geography.[4]
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Geography as a discipline can be split broadly into two main subsidiary fields: human geography and physical geography.[5] The former largely focuses on the built environment and how humans create, view, manage, and influence space.[5] The latter examines the natural environment, and how organisms, climate, soil, water, and landforms produce and interact.[6] The difference between these approaches led to a third field, environmental geography, which combines physical and human geography and concerns the interactions between the environment and humans.[1]
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Physical geography (or physiography) focuses on geography as an Earth science. It aims to understand the physical problems and the issues of lithosphere, hydrosphere, atmosphere, pedosphere, and global flora and fauna patterns (biosphere). Physical geography is the study of earth's seasons, climate, atmosphere, soil, streams, landforms, and oceans.
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Biogeography
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Climatology & meteorology
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Coastal geography
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Environmental management
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Geodesy
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Geomorphology
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Glaciology
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Hydrology & hydrography
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Landscape ecology
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Oceanography
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Pedology
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Palaeogeography
|
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Quaternary science
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Human geography is a branch of geography that focuses on the study of patterns and processes that shape the human society. It encompasses the human, political, cultural, social, and economic aspects.
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Cultural geography
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Development geography
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Economic geography
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Health geography
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Historical & Time geog.
|
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Political geog. & Geopolitics
|
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Pop. geog. or Demography
|
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Religion geography
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Social geography
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Transportation geography
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Tourism geography
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Urban geography
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Various approaches to the study of human geography have also arisen through time and include:
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Integrated geography is concerned with the description of the spatial interactions between humans and the natural world.[7] It requires an understanding of the traditional aspects of physical and human geography, like the ways that human societies conceptualize the environment. Integrated geography has emerged as a bridge between human and physical geography, as a result of the increasing specialisation of the two sub-fields. Since the changing of the human relationship with the environment as a result of globalization and technological change, a new approach was needed to understand the changing and dynamic relationship. Examples of areas of research in environmental geography include: emergency management, environmental management, sustainability, and political ecology.
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Geomatics is concerned with the application of computers to the traditional spatial techniques used in cartography and topography. Geomatics emerged from the quantitative revolution in geography in the mid-1950s. Today, geomatics methods include spatial analysis, geographic information systems (GIS), remote sensing, and global positioning systems (GPS). Geomatics has led to a revitalization of some geography departments, especially in Northern America where the subject had a declining status during the 1950s.
|
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A branch which is concerned with the description of the unique characteristics of the earth's surface, resulting in each area from the combination of its complete natural or elements, as of physical and human environment.[8] The main aim is to understand, or define the uniqueness, or character of a particular region that consists of natural as well as human elements. Attention is paid also to regionalization, which covers the proper techniques of space delimitation into regions.
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|
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As spatial interrelationships are key to this synoptic science, maps are a key tool. Classical cartography has been joined by a more modern approach to geographical analysis, computer-based geographic information systems (GIS).
|
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|
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In their study, geographers use four interrelated approaches:
|
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|
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Cartography studies the representation of the Earth's surface with abstract symbols (map making). Although other subdisciplines of geography rely on maps for presenting their analyses, the actual making of maps is abstract enough to be regarded separately. Cartography has grown from a collection of drafting techniques into an actual science.
|
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Cartographers must learn cognitive psychology and ergonomics to understand which symbols convey information about the Earth most effectively, and behavioural psychology to induce the readers of their maps to act on the information. They must learn geodesy and fairly advanced mathematics to understand how the shape of the Earth affects the distortion of map symbols projected onto a flat surface for viewing. It can be said, without much controversy, that cartography is the seed from which the larger field of geography grew. Most geographers will cite a childhood fascination with maps as an early sign they would end up in the field.
|
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|
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Geographic information systems (GIS) deal with the storage of information about the Earth for automatic retrieval by a computer, in an accurate manner appropriate to the information's purpose. In addition to all of the other subdisciplines of geography, GIS specialists must understand computer science and database systems. GIS has revolutionized the field of cartography: nearly all mapmaking is now done with the assistance of some form of GIS software. GIS also refers to the science of using GIS software and GIS techniques to represent, analyse, and predict the spatial relationships. In this context, GIS stands for geographic information science.
|
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|
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Remote sensing is the science of obtaining information about Earth features from measurements made at a distance. Remotely sensed data comes in many forms, such as satellite imagery, aerial photography, and data obtained from hand-held sensors. Geographers increasingly use remotely sensed data to obtain information about the Earth's land surface, ocean, and atmosphere, because it: (a) supplies objective information at a variety of spatial scales (local to global), (b) provides a synoptic view of the area of interest, (c) allows access to distant and inaccessible sites, (d) provides spectral information outside the visible portion of the electromagnetic spectrum, and (e) facilitates studies of how features/areas change over time. Remotely sensed data may be analysed either independently of, or in conjunction with other digital data layers (e.g., in a geographic information system).
|
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|
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Geostatistics deal with quantitative data analysis, specifically the application of statistical methodology to the exploration of geographic phenomena. Geostatistics is used extensively in a variety of fields, including hydrology, geology, petroleum exploration, weather analysis, urban planning, logistics, and epidemiology. The mathematical basis for geostatistics derives from cluster analysis, linear discriminant analysis and non-parametric statistical tests, and a variety of other subjects. Applications of geostatistics rely heavily on geographic information systems, particularly for the interpolation (estimate) of unmeasured points. Geographers are making notable contributions to the method of quantitative techniques.
|
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|
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Geographic qualitative methods, or ethnographical research techniques, are used by human geographers. In cultural geography there is a tradition of employing qualitative research techniques, also used in anthropology and sociology. Participant observation and in-depth interviews provide human geographers with qualitative data.
|
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|
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The oldest known world maps date back to ancient Babylon from the 9th century BC.[9] The best known Babylonian world map, however, is the Imago Mundi of 600 BC.[10] The map as reconstructed by Eckhard Unger shows Babylon on the Euphrates, surrounded by a circular landmass showing Assyria, Urartu,[11] and several cities, in turn surrounded by a "bitter river" (Oceanus), with seven islands arranged around it so as to form a seven-pointed star. The accompanying text mentions seven outer regions beyond the encircling ocean. The descriptions of five of them have survived.[12] In contrast to the Imago Mundi, an earlier Babylonian world map dating back to the 9th century BC depicted Babylon as being further north from the center of the world, though it is not certain what that center was supposed to represent.[9]
|
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|
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The ideas of Anaximander (c. 610–545 BC): considered by later Greek writers to be the true founder of geography, come to us through fragments quoted by his successors.[13] Anaximander is credited with the invention of the gnomon, the simple, yet efficient Greek instrument that allowed the early measurement of latitude.[13] Thales is also credited with the prediction of eclipses. The foundations of geography can be traced to the ancient cultures, such as the ancient, medieval, and early modern Chinese. The Greeks, who were the first to explore geography as both art and science, achieved this through Cartography, Philosophy, and Literature, or through Mathematics. There is some debate about who was the first person to assert that the Earth is spherical in shape, with the credit going either to Parmenides or Pythagoras. Anaxagoras was able to demonstrate that the profile of the Earth was circular by explaining eclipses. However, he still believed that the Earth was a flat disk, as did many of his contemporaries. One of the first estimates of the radius of the Earth was made by Eratosthenes.[14]
|
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|
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The first rigorous system of latitude and longitude lines is credited to Hipparchus. He employed a sexagesimal system that was derived from Babylonian mathematics. The meridians were sub-divided into 360°, with each degree further subdivided into 60 (minutes). To measure the longitude at different locations on Earth, he suggested using eclipses to determine the relative difference in time.[15] The extensive mapping by the Romans as they explored new lands would later provide a high level of information for Ptolemy to construct detailed atlases. He extended the work of Hipparchus, using a grid system on his maps and adopting a length of 56.5 miles for a degree.[16]
|
108 |
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|
109 |
+
From the 3rd century onwards, Chinese methods of geographical study and writing of geographical literature became much more comprehensive than what was found in Europe at the time (until the 13th century).[17] Chinese geographers such as Liu An, Pei Xiu, Jia Dan, Shen Kuo, Fan Chengda, Zhou Daguan, and Xu Xiake wrote important treatises, yet by the 17th century advanced ideas and methods of Western-style geography were adopted in China.
|
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+
|
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+
During the Middle Ages, the fall of the Roman empire led to a shift in the evolution of geography from Europe to the Islamic world.[17] Muslim geographers such as Muhammad al-Idrisi produced detailed world maps (such as Tabula Rogeriana), while other geographers such as Yaqut al-Hamawi, Abu Rayhan Biruni, Ibn Battuta, and Ibn Khaldun provided detailed accounts of their journeys and the geography of the regions they visited. Turkish geographer, Mahmud al-Kashgari drew a world map on a linguistic basis, and later so did Piri Reis (Piri Reis map). Further, Islamic scholars translated and interpreted the earlier works of the Romans and the Greeks and established the House of Wisdom in Baghdad for this purpose.[18] Abū Zayd al-Balkhī, originally from Balkh, founded the "Balkhī school" of terrestrial mapping in Baghdad.[19] Suhrāb, a late tenth century Muslim geographer accompanied a book of geographical coordinates, with instructions for making a rectangular world map with equirectangular projection or cylindrical equidistant projection.[20]
|
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|
113 |
+
Abu Rayhan Biruni (976–1048) first described a polar equi-azimuthal equidistant projection of the celestial sphere.[21] He was regarded as the most skilled when it came to mapping cities and measuring the distances between them, which he did for many cities in the Middle East and the Indian subcontinent. He often combined astronomical readings and mathematical equations, in order to develop methods of pin-pointing locations by recording degrees of latitude and longitude. He also developed similar techniques when it came to measuring the heights of mountains, depths of the valleys, and expanse of the horizon. He also discussed human geography and the planetary habitability of the Earth. He also calculated the latitude of Kath, Khwarezm, using the maximum altitude of the Sun, and solved a complex geodesic equation in order to accurately compute the Earth's circumference, which was close to modern values of the Earth's circumference.[22] His estimate of 6,339.9 km for the Earth radius was only 16.8 km less than the modern value of 6,356.7 km. In contrast to his predecessors, who measured the Earth's circumference by sighting the Sun simultaneously from two different locations, al-Biruni developed a new method of using trigonometric calculations, based on the angle between a plain and mountain top, which yielded more accurate measurements of the Earth's circumference, and made it possible for it to be measured by a single person from a single location.[23]
|
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+
|
115 |
+
The European Age of Discovery during the 16th and the 17th centuries, where many new lands were discovered and accounts by European explorers such as Christopher Columbus, Marco Polo, and James Cook revived a desire for both accurate geographic detail, and more solid theoretical foundations in Europe. The problem facing both explorers and geographers was finding the latitude and longitude of a geographic location. The problem of latitude was solved long ago but that of longitude remained; agreeing on what zero meridian should be was only part of the problem. It was left to John Harrison to solve it by inventing the chronometer H-4 in 1760, and later in 1884 for the International Meridian Conference to adopt by convention the Greenwich meridian as zero meridian.[24]
|
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+
|
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+
The 18th and the 19th centuries were the times when geography became recognized as a discrete academic discipline, and became part of a typical university curriculum in Europe (especially Paris and Berlin). The development of many geographic societies also occurred during the 19th century, with the foundations of the Société de Géographie in 1821,[25] the Royal Geographical Society in 1830,[26] Russian Geographical Society in 1845,[27] American Geographical Society in 1851,[28] and the National Geographic Society in 1888.[29] The influence of Immanuel Kant, Alexander von Humboldt, Carl Ritter, and Paul Vidal de la Blache can be seen as a major turning point in geography from a philosophy to an academic subject.
|
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+
|
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Over the past two centuries, the advancements in technology with computers have led to the development of geomatics and new practices such as participant observation and geostatistics being incorporated into geography's portfolio of tools. In the West during the 20th century, the discipline of geography went through four major phases: environmental determinism, regional geography, the quantitative revolution, and critical geography. The strong interdisciplinary links between geography and the sciences of geology and botany, as well as economics, sociology and demographics have also grown greatly, especially as a result of earth system science that seeks to understand the world in a holistic view.
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1 |
+
Geology (from the Ancient Greek γῆ, gē ("earth") and -λoγία, -logia, ("study of", "discourse")[1][2]) is an earth science concerned with the solid Earth, the rocks of which it is composed, and the processes by which they change over time. Geology can also include the study of the solid features of any terrestrial planet or natural satellite such as Mars or the Moon. Modern geology significantly overlaps all other earth sciences, including hydrology and the atmospheric sciences, and so is treated as one major aspect of integrated earth system science and planetary science.
|
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|
3 |
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Geology describes the structure of the Earth on and beneath its surface, and the processes that have shaped that structure. It also provides tools to determine the relative and absolute ages of rocks found in a given location, and also to describe the histories of those rocks.[3] By combining these tools, geologists are able to chronicle the geological history of the Earth as a whole, and also to demonstrate the age of the Earth. Geology provides the primary evidence for plate tectonics, the evolutionary history of life, and the Earth's past climates.
|
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|
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Geologists use a wide variety of methods to understand the Earth's structure and evolution, including field work, rock description, geophysical techniques, chemical analysis, physical experiments, and numerical modelling. In practical terms, geology is important for mineral and hydrocarbon exploration and exploitation, evaluating water resources, understanding of natural hazards, the remediation of environmental problems, and providing insights into past climate change. Geology is a major academic discipline, and it plays an important role in geotechnical engineering.
|
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|
7 |
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The majority of geological data comes from research on solid Earth materials. These typically fall into one of two categories: rock and unlithified material.
|
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|
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The majority of research in geology is associated with the study of rock, as rock provides the primary record of the majority of the geologic history of the Earth. There are three major types of rock: igneous, sedimentary, and metamorphic. The rock cycle
|
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+
illustrates the relationships among them (see diagram).
|
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+
|
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+
When a rock solidifies or crystallizes from melt (magma or lava), it is an igneous rock. This rock can be weathered and eroded, then redeposited and lithified into a sedimentary rock. It can then be turned into a metamorphic rock by heat and pressure that change its mineral content, resulting in a characteristic fabric. All three types may melt again, and when this happens, new magma is formed, from which an igneous rock may once more solidify.
|
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+
|
14 |
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To study all three types of rock, geologists evaluate the minerals of which they are composed. Each mineral has distinct physical properties, and there are many tests to determine each of them. The specimens can be tested for:[4]
|
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+
|
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Geologists also study unlithified materials (referred to as drift), which typically come from more recent deposits. These materials are superficial deposits that lie above the bedrock.[5] This study is often known as Quaternary geology, after the Quaternary period of geologic history.
|
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|
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However, unlithified material does not only include sediments. Magmas and lavas are the original unlithified source of all igneous rocks. The active flow of molten rock is closely studied in volcanology, and igneous petrology aims to determine the history of igneous rocks from their final crystallization to their original molten source.
|
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|
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In the 1960s, it was discovered that the Earth's lithosphere, which includes the crust and rigid uppermost portion of the upper mantle, is separated into tectonic plates that move across the plastically deforming, solid, upper mantle, which is called the asthenosphere. This theory is supported by several types of observations, including seafloor spreading[6][7] and the global distribution of mountain terrain and seismicity.
|
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+
|
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There is an intimate coupling between the movement of the plates on the surface and the convection of the mantle (that is, the heat transfer caused by bulk movement of molecules within fluids). Thus, oceanic plates and the adjoining mantle convection currents always move in the same direction – because the oceanic lithosphere is actually the rigid upper thermal boundary layer of the convecting mantle. This coupling between rigid plates moving on the surface of the Earth and the convecting mantle is called plate tectonics.
|
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|
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+
The development of plate tectonics has provided a physical basis for many observations of the solid Earth. Long linear regions of geologic features are explained as plate boundaries.[8]
|
25 |
+
|
26 |
+
For example:
|
27 |
+
|
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+
Transform boundaries, such as the San Andreas Fault system, resulted in widespread powerful earthquakes. Plate tectonics also has provided a mechanism for Alfred Wegener's theory of continental drift,[9] in which the continents move across the surface of the Earth over geologic time. They also provided a driving force for crustal deformation, and a new setting for the observations of structural geology. The power of the theory of plate tectonics lies in its ability to combine all of these observations into a single theory of how the lithosphere moves over the convecting mantle.
|
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+
|
30 |
+
Advances in seismology, computer modeling, and mineralogy and crystallography at high temperatures and pressures give insights into the internal composition and structure of the Earth.
|
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+
|
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+
Seismologists can use the arrival times of seismic waves in reverse to image the interior of the Earth. Early advances in this field showed the existence of a liquid outer core (where shear waves were not able to propagate) and a dense solid inner core. These advances led to the development of a layered model of the Earth, with a crust and lithosphere on top, the mantle below (separated within itself by seismic discontinuities at 410 and 660 kilometers), and the outer core and inner core below that. More recently, seismologists have been able to create detailed images of wave speeds inside the earth in the same way a doctor images a body in a CT scan. These images have led to a much more detailed view of the interior of the Earth, and have replaced the simplified layered model with a much more dynamic model.
|
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+
|
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+
Mineralogists have been able to use the pressure and temperature data from the seismic and modelling studies alongside knowledge of the elemental composition of the Earth to reproduce these conditions in experimental settings and measure changes in crystal structure. These studies explain the chemical changes associated with the major seismic discontinuities in the mantle and show the crystallographic structures expected in the inner core of the Earth.
|
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+
|
36 |
+
The geologic time scale encompasses the history of the Earth.[10] It is bracketed at the earliest by the dates of the first Solar System material at 4.567 Ga[11] (or 4.567 billion years ago) and the formation of the Earth at
|
37 |
+
4.54 Ga[12][13]
|
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+
(4.54 billion years), which is the beginning of the informally recognized Hadean eon – a division of geologic time. At the later end of the scale, it is marked by the present day (in the Holocene epoch).
|
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+
|
40 |
+
The following four timelines show the geologic time scale. The first shows the entire time from the formation of the Earth to the present, but this gives little space for the most recent eon. Therefore, the second timeline shows an expanded view of the most recent eon. In a similar way, the most recent era is expanded in the third timeline, and the most recent period is expanded in the fourth timeline.
|
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+
|
42 |
+
|
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+
|
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+
Methods for relative dating were developed when geology first emerged as a natural science. Geologists still use the following principles today as a means to provide information about geologic history and the timing of geologic events.
|
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The principle of uniformitarianism states that the geologic processes observed in operation that modify the Earth's crust at present have worked in much the same way over geologic time.[14] A fundamental principle of geology advanced by the 18th century Scottish physician and geologist James Hutton is that "the present is the key to the past." In Hutton's words: "the past history of our globe must be explained by what can be seen to be happening now."[15]
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The principle of intrusive relationships concerns crosscutting intrusions. In geology, when an igneous intrusion cuts across a formation of sedimentary rock, it can be determined that the igneous intrusion is younger than the sedimentary rock. Different types of intrusions include stocks, laccoliths, batholiths, sills and dikes.
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The principle of cross-cutting relationships pertains to the formation of faults and the age of the sequences through which they cut. Faults are younger than the rocks they cut; accordingly, if a fault is found that penetrates some formations but not those on top of it, then the formations that were cut are older than the fault, and the ones that are not cut must be younger than the fault. Finding the key bed in these situations may help determine whether the fault is a normal fault or a thrust fault.[16]
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The principle of inclusions and components states that, with sedimentary rocks, if inclusions (or clasts) are found in a formation, then the inclusions must be older than the formation that contains them. For example, in sedimentary rocks, it is common for gravel from an older formation to be ripped up and included in a newer layer. A similar situation with igneous rocks occurs when xenoliths are found. These foreign bodies are picked up as magma or lava flows, and are incorporated, later to cool in the matrix. As a result, xenoliths are older than the rock that contains them.
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The principle of original horizontality states that the deposition of sediments occurs as essentially horizontal beds. Observation of modern marine and non-marine sediments in a wide variety of environments supports this generalization (although cross-bedding is inclined, the overall orientation of cross-bedded units is horizontal).[16]
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The principle of superposition states that a sedimentary rock layer in a tectonically undisturbed sequence is younger than the one beneath it and older than the one above it. Logically a younger layer cannot slip beneath a layer previously deposited. This principle allows sedimentary layers to be viewed as a form of vertical time line, a partial or complete record of the time elapsed from deposition of the lowest layer to deposition of the highest bed.[16]
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The principle of faunal succession is based on the appearance of fossils in sedimentary rocks. As organisms exist during the same period throughout the world, their presence or (sometimes) absence provides a relative age of the formations where they appear. Based on principles that William Smith laid out almost a hundred years before the publication of Charles Darwin's theory of evolution, the principles of succession developed independently of evolutionary thought. The principle becomes quite complex, however, given the uncertainties of fossilization, localization of fossil types due to lateral changes in habitat (facies change in sedimentary strata), and that not all fossils formed globally at the same time.[17]
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Geologists also use methods to determine the absolute age of rock samples and geological events. These dates are useful on their own and may also be used in conjunction with relative dating methods or to calibrate relative methods.[18]
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At the beginning of the 20th century, advancement in geological science was facilitated by the ability to obtain accurate absolute dates to geologic events using radioactive isotopes and other methods. This changed the understanding of geologic time. Previously, geologists could only use fossils and stratigraphic correlation to date sections of rock relative to one another. With isotopic dates, it became possible to assign absolute ages to rock units, and these absolute dates could be applied to fossil sequences in which there was datable material, converting the old relative ages into new absolute ages.
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For many geologic applications, isotope ratios of radioactive elements are measured in minerals that give the amount of time that has passed since a rock passed through its particular closure temperature, the point at which different radiometric isotopes stop diffusing into and out of the crystal lattice.[19][20] These are used in geochronologic and thermochronologic studies. Common methods include uranium-lead dating, potassium-argon dating, argon-argon dating and uranium-thorium dating. These methods are used for a variety of applications. Dating of lava and volcanic ash layers found within a stratigraphic sequence can provide absolute age data for sedimentary rock units that do not contain radioactive isotopes and calibrate relative dating techniques. These methods can also be used to determine ages of pluton emplacement.
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Thermochemical techniques can be used to determine temperature profiles within the crust, the uplift of mountain ranges, and paleotopography.
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Fractionation of the lanthanide series elements is used to compute ages since rocks were removed from the mantle.
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Other methods are used for more recent events. Optically stimulated luminescence and cosmogenic radionuclide dating are used to date surfaces and/or erosion rates. Dendrochronology can also be used for the dating of landscapes. Radiocarbon dating is used for geologically young materials containing organic carbon.
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The geology of an area changes through time as rock units are deposited and inserted, and deformational processes change their shapes and locations.
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Rock units are first emplaced either by deposition onto the surface or intrusion into the overlying rock. Deposition can occur when sediments settle onto the surface of the Earth and later lithify into sedimentary rock, or when as volcanic material such as volcanic ash or lava flows blanket the surface. Igneous intrusions such as batholiths, laccoliths, dikes, and sills, push upwards into the overlying rock, and crystallize as they intrude.
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After the initial sequence of rocks has been deposited, the rock units can be deformed and/or metamorphosed. Deformation typically occurs as a result of horizontal shortening, horizontal extension, or side-to-side (strike-slip) motion. These structural regimes broadly relate to convergent boundaries, divergent boundaries, and transform boundaries, respectively, between tectonic plates.
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When rock units are placed under horizontal compression, they shorten and become thicker. Because rock units, other than muds, do not significantly change in volume, this is accomplished in two primary ways: through faulting and folding. In the shallow crust, where brittle deformation can occur, thrust faults form, which causes deeper rock to move on top of shallower rock. Because deeper rock is often older, as noted by the principle of superposition, this can result in older rocks moving on top of younger ones. Movement along faults can result in folding, either because the faults are not planar or because rock layers are dragged along, forming drag folds as slip occurs along the fault. Deeper in the Earth, rocks behave plastically and fold instead of faulting. These folds can either be those where the material in the center of the fold buckles upwards, creating "antiforms", or where it buckles downwards, creating "synforms". If the tops of the rock units within the folds remain pointing upwards, they are called anticlines and synclines, respectively. If some of the units in the fold are facing downward, the structure is called an overturned anticline or syncline, and if all of the rock units are overturned or the correct up-direction is unknown, they are simply called by the most general terms, antiforms and synforms.
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Even higher pressures and temperatures during horizontal shortening can cause both folding and metamorphism of the rocks. This metamorphism causes changes in the mineral composition of the rocks; creates a foliation, or planar surface, that is related to mineral growth under stress. This can remove signs of the original textures of the rocks, such as bedding in sedimentary rocks, flow features of lavas, and crystal patterns in crystalline rocks.
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Extension causes the rock units as a whole to become longer and thinner. This is primarily accomplished through normal faulting and through the ductile stretching and thinning. Normal faults drop rock units that are higher below those that are lower. This typically results in younger units ending up below older units. Stretching of units can result in their thinning. In fact, at one location within the Maria Fold and Thrust Belt, the entire sedimentary sequence of the Grand Canyon appears over a length of less than a meter. Rocks at the depth to be ductilely stretched are often also metamorphosed. These stretched rocks can also pinch into lenses, known as boudins, after the French word for "sausage" because of their visual similarity.
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Where rock units slide past one another, strike-slip faults develop in shallow regions, and become shear zones at deeper depths where the rocks deform ductilely.
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The addition of new rock units, both depositionally and intrusively, often occurs during deformation. Faulting and other deformational processes result in the creation of topographic gradients, causing material on the rock unit that is increasing in elevation to be eroded by hillslopes and channels. These sediments are deposited on the rock unit that is going down. Continual motion along the fault maintains the topographic gradient in spite of the movement of sediment, and continues to create accommodation space for the material to deposit. Deformational events are often also associated with volcanism and igneous activity. Volcanic ashes and lavas accumulate on the surface, and igneous intrusions enter from below. Dikes, long, planar igneous intrusions, enter along cracks, and therefore often form in large numbers in areas that are being actively deformed. This can result in the emplacement of dike swarms, such as those that are observable across the Canadian shield, or rings of dikes around the lava tube of a volcano.
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All of these processes do not necessarily occur in a single environment, and do not necessarily occur in a single order. The Hawaiian Islands, for example, consist almost entirely of layered basaltic lava flows. The sedimentary sequences of the mid-continental United States and the Grand Canyon in the southwestern United States contain almost-undeformed stacks of sedimentary rocks that have remained in place since Cambrian time. Other areas are much more geologically complex. In the southwestern United States, sedimentary, volcanic, and intrusive rocks have been metamorphosed, faulted, foliated, and folded. Even older rocks, such as the Acasta gneiss of the Slave craton in northwestern Canada, the oldest known rock in the world have been metamorphosed to the point where their origin is undiscernable without laboratory analysis. In addition, these processes can occur in stages. In many places, the Grand Canyon in the southwestern United States being a very visible example, the lower rock units were metamorphosed and deformed, and then deformation ended and the upper, undeformed units were deposited. Although any amount of rock emplacement and rock deformation can occur, and they can occur any number of times, these concepts provide a guide to understanding the geological history of an area.
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Geologists use a number of field, laboratory, and numerical modeling methods to decipher Earth history and to understand the processes that occur on and inside the Earth. In typical geological investigations, geologists use primary information related to petrology (the study of rocks), stratigraphy (the study of sedimentary layers), and structural geology (the study of positions of rock units and their deformation). In many cases, geologists also study modern soils, rivers, landscapes, and glaciers; investigate past and current life and biogeochemical pathways, and use geophysical methods to investigate the subsurface. Sub-specialities of geology may distinguish endogenous and exogenous geology.[21]
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Geological field work varies depending on the task at hand. Typical fieldwork could consist of:
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In addition to identifying rocks in the field (lithology), petrologists identify rock samples in the laboratory. Two of the primary methods for identifying rocks in the laboratory are through optical microscopy and by using an electron microprobe. In an optical mineralogy analysis, petrologists analyze thin sections of rock samples using a petrographic microscope, where the minerals can be identified through their different properties in plane-polarized and cross-polarized light, including their birefringence, pleochroism, twinning, and interference properties with a conoscopic lens.[28] In the electron microprobe, individual locations are analyzed for their exact chemical compositions and variation in composition within individual crystals.[29] Stable[30] and radioactive isotope[31] studies provide insight into the geochemical evolution of rock units.
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Petrologists can also use fluid inclusion data[32] and perform high temperature and pressure physical experiments[33] to understand the temperatures and pressures at which different mineral phases appear, and how they change through igneous[34] and metamorphic processes. This research can be extrapolated to the field to understand metamorphic processes and the conditions of crystallization of igneous rocks.[35] This work can also help to explain processes that occur within the Earth, such as subduction and magma chamber evolution.
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Structural geologists use microscopic analysis of oriented thin sections of geologic samples to observe the fabric within the rocks, which gives information about strain within the crystalline structure of the rocks. They also plot and combine measurements of geological structures to better understand the orientations of faults and folds to reconstruct the history of rock deformation in the area. In addition, they perform analog and numerical experiments of rock deformation in large and small settings.
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The analysis of structures is often accomplished by plotting the orientations of various features onto stereonets. A stereonet is a stereographic projection of a sphere onto a plane, in which planes are projected as lines and lines are projected as points. These can be used to find the locations of fold axes, relationships between faults, and relationships between other geologic structures.
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Among the most well-known experiments in structural geology are those involving orogenic wedges, which are zones in which mountains are built along convergent tectonic plate boundaries.[36] In the analog versions of these experiments, horizontal layers of sand are pulled along a lower surface into a back stop, which results in realistic-looking patterns of faulting and the growth of a critically tapered (all angles remain the same) orogenic wedge.[37] Numerical models work in the same way as these analog models, though they are often more sophisticated and can include patterns of erosion and uplift in the mountain belt.[38] This helps to show the relationship between erosion and the shape of a mountain range. These studies can also give useful information about pathways for metamorphism through pressure, temperature, space, and time.[39]
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In the laboratory, stratigraphers analyze samples of stratigraphic sections that can be returned from the field, such as those from drill cores.[40] Stratigraphers also analyze data from geophysical surveys that show the locations of stratigraphic units in the subsurface.[41] Geophysical data and well logs can be combined to produce a better view of the subsurface, and stratigraphers often use computer programs to do this in three dimensions.[42] Stratigraphers can then use these data to reconstruct ancient processes occurring on the surface of the Earth,[43] interpret past environments, and locate areas for water, coal, and hydrocarbon extraction.
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In the laboratory, biostratigraphers analyze rock samples from outcrop and drill cores for the fossils found in them.[40] These fossils help scientists to date the core and to understand the depositional environment in which the rock units formed. Geochronologists precisely date rocks within the stratigraphic section to provide better absolute bounds on the timing and rates of deposition.[44]
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Magnetic stratigraphers look for signs of magnetic reversals in igneous rock units within the drill cores.[40] Other scientists perform stable-isotope studies on the rocks to gain information about past climate.[40]
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With the advent of space exploration in the twentieth century, geologists have begun to look at other planetary bodies in the same ways that have been developed to study the Earth. This new field of study is called planetary geology (sometimes known as astrogeology) and relies on known geologic principles to study other bodies of the solar system.
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Although the Greek-language-origin prefix geo refers to Earth, "geology" is often used in conjunction with the names of other planetary bodies when describing their composition and internal processes: examples are "the geology of Mars" and "Lunar geology". Specialised terms such as selenology (studies of the Moon), areology (of Mars), etc., are also in use.
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Although planetary geologists are interested in studying all aspects of other planets, a significant focus is to search for evidence of past or present life on other worlds. This has led to many missions whose primary or ancillary purpose is to examine planetary bodies for evidence of life. One of these is the Phoenix lander, which analyzed Martian polar soil for water, chemical, and mineralogical constituents related to biological processes.
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Economic geology is a branch of geology that deals with aspects of economic minerals that humankind uses to fulfill various needs. Economic minerals are those extracted profitably for various practical uses. Economic geologists help locate and manage the Earth's natural resources, such as petroleum and coal, as well as mineral resources, which include metals such as iron, copper, and uranium.
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Mining geology consists of the extractions of mineral resources from the Earth. Some resources of economic interests include gemstones, metals such as gold and copper, and many minerals such as asbestos, perlite, mica, phosphates, zeolites, clay, pumice, quartz, and silica, as well as elements such as sulfur, chlorine, and helium.
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Petroleum geologists study the locations of the subsurface of the Earth that can contain extractable hydrocarbons, especially petroleum and natural gas. Because many of these reservoirs are found in sedimentary basins,[45] they study the formation of these basins, as well as their sedimentary and tectonic evolution and the present-day positions of the rock units.
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Engineering geology is the application of the geologic principles to engineering practice for the purpose of assuring that the geologic factors affecting the location, design, construction, operation, and maintenance of engineering works are properly addressed.
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In the field of civil engineering, geological principles and analyses are used in order to ascertain the mechanical principles of the material on which structures are built. This allows tunnels to be built without collapsing, bridges and skyscrapers to be built with sturdy foundations, and buildings to be built that will not settle in clay and mud.[46]
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Geology and geologic principles can be applied to various environmental problems such as stream restoration, the restoration of brownfields, and the understanding of the interaction between natural habitat and the geologic environment. Groundwater hydrology, or hydrogeology, is used to locate groundwater,[47] which can often provide a ready supply of uncontaminated water and is especially important in arid regions,[48] and to monitor the spread of contaminants in groundwater wells.[47][49]
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Geologists also obtain data through stratigraphy, boreholes, core samples, and ice cores. Ice cores[50] and sediment cores[51] are used to for paleoclimate reconstructions, which tell geologists about past and present temperature, precipitation, and sea level across the globe. These datasets are our primary source of information on global climate change outside of instrumental data.[52]
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Geologists and geophysicists study natural hazards in order to enact safe building codes and warning systems that are used to prevent loss of property and life.[53] Examples of important natural hazards that are pertinent to geology (as opposed those that are mainly or only pertinent to meteorology) are:
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The study of the physical material of the Earth dates back at least to ancient Greece when Theophrastus (372–287 BCE) wrote the work Peri Lithon (On Stones). During the Roman period, Pliny the Elder wrote in detail of the many minerals and metals then in practical use – even correctly noting the origin of amber.
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James Hutton, Scottish geologist and father of modern geology
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John Tuzo Wilson, Canadian geophysicist and father of plate tectonics
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The volcanologist David A. Johnston 13 hours before his death at the1980 eruption of Mount St. Helens
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Some modern scholars, such as Fielding H. Garrison, are of the opinion that the origin of the science of geology can be traced to Persia after the Muslim conquests had come to an end.[55] Abu al-Rayhan al-Biruni (973–1048 CE) was one of the earliest Persian geologists, whose works included the earliest writings on the geology of India, hypothesizing that the Indian subcontinent was once a sea.[56] Drawing from Greek and Indian scientific literature that were not destroyed by the Muslim conquests, the Persian scholar Ibn Sina (Avicenna, 981–1037) proposed detailed explanations for the formation of mountains, the origin of earthquakes, and other topics central to modern geology, which provided an essential foundation for the later development of the science.[57][58] In China, the polymath Shen Kuo (1031–1095) formulated a hypothesis for the process of land formation: based on his observation of fossil animal shells in a geological stratum in a mountain hundreds of miles from the ocean, he inferred that the land was formed by erosion of the mountains and by deposition of silt.[59]
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Nicolas Steno (1638–1686) is credited with the law of superposition, the principle of original horizontality, and the principle of lateral continuity: three defining principles of stratigraphy.
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The word geology was first used by Ulisse Aldrovandi in 1603,[60][61] then by Jean-André Deluc in 1778[62] and introduced as a fixed term by Horace-Bénédict de Saussure in 1779.[63][64] The word is derived from the Greek γῆ, gê, meaning "earth" and λόγος, logos, meaning "speech".[65] But according to another source, the word "geology" comes from a Norwegian, Mikkel Pedersøn Escholt (1600–1699), who was a priest and scholar. Escholt first used the definition in his book titled, Geologia Norvegica (1657).[66][67]
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William Smith (1769–1839) drew some of the first geological maps and began the process of ordering rock strata (layers) by examining the fossils contained in them.[54]
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James Hutton (1726-1797) is often viewed as the first modern geologist.[68] In 1785 he presented a paper entitled Theory of the Earth to the Royal Society of Edinburgh. In his paper, he explained his theory that the Earth must be much older than had previously been supposed to allow enough time for mountains to be eroded and for sediments to form new rocks at the bottom of the sea, which in turn were raised up to become dry land. Hutton published a two-volume version of his ideas in 1795 (Vol. 1, Vol. 2).
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Followers of Hutton were known as Plutonists because they believed that some rocks were formed by vulcanism, which is the deposition of lava from volcanoes, as opposed to the Neptunists, led by Abraham Werner, who believed that all rocks had settled out of a large ocean whose level gradually dropped over time.
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The first geological map of the U.S. was produced in 1809 by William Maclure.[69] In 1807, Maclure commenced the self-imposed task of making a geological survey of the United States. Almost every state in the Union was traversed and mapped by him, the Allegheny Mountains being crossed and recrossed some 50 times.[70] The results of his unaided labours were submitted to the American Philosophical Society in a memoir entitled Observations on the Geology of the United States explanatory of a Geological Map, and published in the Society's Transactions, together with the nation's first geological map.[71] This antedates William Smith's geological map of England by six years, although it was constructed using a different classification of rocks.
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Sir Charles Lyell (1797-1875) first published his famous book, Principles of Geology,[72] in 1830. This book, which influenced the thought of Charles Darwin, successfully promoted the doctrine of uniformitarianism. This theory states that slow geological processes have occurred throughout the Earth's history and are still occurring today. In contrast, catastrophism is the theory that Earth's features formed in single, catastrophic events and remained unchanged thereafter. Though Hutton believed in uniformitarianism, the idea was not widely accepted at the time.
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Much of 19th-century geology revolved around the question of the Earth's exact age. Estimates varied from a few hundred thousand to billions of years.[73] By the early 20th century, radiometric dating allowed the Earth's age to be estimated at two billion years. The awareness of this vast amount of time opened the door to new theories about the processes that shaped the planet.
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Some of the most significant advances in 20th-century geology have been the development of the theory of plate tectonics in the 1960s and the refinement of estimates of the planet's age. Plate tectonics theory arose from two separate geological observations: seafloor spreading and continental drift. The theory revolutionized the Earth sciences. Today the Earth is known to be approximately 4.5 billion years old.[13]
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Geology (from the Ancient Greek γῆ, gē ("earth") and -λoγία, -logia, ("study of", "discourse")[1][2]) is an earth science concerned with the solid Earth, the rocks of which it is composed, and the processes by which they change over time. Geology can also include the study of the solid features of any terrestrial planet or natural satellite such as Mars or the Moon. Modern geology significantly overlaps all other earth sciences, including hydrology and the atmospheric sciences, and so is treated as one major aspect of integrated earth system science and planetary science.
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Geology describes the structure of the Earth on and beneath its surface, and the processes that have shaped that structure. It also provides tools to determine the relative and absolute ages of rocks found in a given location, and also to describe the histories of those rocks.[3] By combining these tools, geologists are able to chronicle the geological history of the Earth as a whole, and also to demonstrate the age of the Earth. Geology provides the primary evidence for plate tectonics, the evolutionary history of life, and the Earth's past climates.
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Geologists use a wide variety of methods to understand the Earth's structure and evolution, including field work, rock description, geophysical techniques, chemical analysis, physical experiments, and numerical modelling. In practical terms, geology is important for mineral and hydrocarbon exploration and exploitation, evaluating water resources, understanding of natural hazards, the remediation of environmental problems, and providing insights into past climate change. Geology is a major academic discipline, and it plays an important role in geotechnical engineering.
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The majority of geological data comes from research on solid Earth materials. These typically fall into one of two categories: rock and unlithified material.
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The majority of research in geology is associated with the study of rock, as rock provides the primary record of the majority of the geologic history of the Earth. There are three major types of rock: igneous, sedimentary, and metamorphic. The rock cycle
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illustrates the relationships among them (see diagram).
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When a rock solidifies or crystallizes from melt (magma or lava), it is an igneous rock. This rock can be weathered and eroded, then redeposited and lithified into a sedimentary rock. It can then be turned into a metamorphic rock by heat and pressure that change its mineral content, resulting in a characteristic fabric. All three types may melt again, and when this happens, new magma is formed, from which an igneous rock may once more solidify.
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To study all three types of rock, geologists evaluate the minerals of which they are composed. Each mineral has distinct physical properties, and there are many tests to determine each of them. The specimens can be tested for:[4]
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Geologists also study unlithified materials (referred to as drift), which typically come from more recent deposits. These materials are superficial deposits that lie above the bedrock.[5] This study is often known as Quaternary geology, after the Quaternary period of geologic history.
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However, unlithified material does not only include sediments. Magmas and lavas are the original unlithified source of all igneous rocks. The active flow of molten rock is closely studied in volcanology, and igneous petrology aims to determine the history of igneous rocks from their final crystallization to their original molten source.
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In the 1960s, it was discovered that the Earth's lithosphere, which includes the crust and rigid uppermost portion of the upper mantle, is separated into tectonic plates that move across the plastically deforming, solid, upper mantle, which is called the asthenosphere. This theory is supported by several types of observations, including seafloor spreading[6][7] and the global distribution of mountain terrain and seismicity.
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There is an intimate coupling between the movement of the plates on the surface and the convection of the mantle (that is, the heat transfer caused by bulk movement of molecules within fluids). Thus, oceanic plates and the adjoining mantle convection currents always move in the same direction – because the oceanic lithosphere is actually the rigid upper thermal boundary layer of the convecting mantle. This coupling between rigid plates moving on the surface of the Earth and the convecting mantle is called plate tectonics.
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The development of plate tectonics has provided a physical basis for many observations of the solid Earth. Long linear regions of geologic features are explained as plate boundaries.[8]
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For example:
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Transform boundaries, such as the San Andreas Fault system, resulted in widespread powerful earthquakes. Plate tectonics also has provided a mechanism for Alfred Wegener's theory of continental drift,[9] in which the continents move across the surface of the Earth over geologic time. They also provided a driving force for crustal deformation, and a new setting for the observations of structural geology. The power of the theory of plate tectonics lies in its ability to combine all of these observations into a single theory of how the lithosphere moves over the convecting mantle.
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Advances in seismology, computer modeling, and mineralogy and crystallography at high temperatures and pressures give insights into the internal composition and structure of the Earth.
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Seismologists can use the arrival times of seismic waves in reverse to image the interior of the Earth. Early advances in this field showed the existence of a liquid outer core (where shear waves were not able to propagate) and a dense solid inner core. These advances led to the development of a layered model of the Earth, with a crust and lithosphere on top, the mantle below (separated within itself by seismic discontinuities at 410 and 660 kilometers), and the outer core and inner core below that. More recently, seismologists have been able to create detailed images of wave speeds inside the earth in the same way a doctor images a body in a CT scan. These images have led to a much more detailed view of the interior of the Earth, and have replaced the simplified layered model with a much more dynamic model.
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Mineralogists have been able to use the pressure and temperature data from the seismic and modelling studies alongside knowledge of the elemental composition of the Earth to reproduce these conditions in experimental settings and measure changes in crystal structure. These studies explain the chemical changes associated with the major seismic discontinuities in the mantle and show the crystallographic structures expected in the inner core of the Earth.
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The geologic time scale encompasses the history of the Earth.[10] It is bracketed at the earliest by the dates of the first Solar System material at 4.567 Ga[11] (or 4.567 billion years ago) and the formation of the Earth at
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4.54 Ga[12][13]
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(4.54 billion years), which is the beginning of the informally recognized Hadean eon – a division of geologic time. At the later end of the scale, it is marked by the present day (in the Holocene epoch).
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The following four timelines show the geologic time scale. The first shows the entire time from the formation of the Earth to the present, but this gives little space for the most recent eon. Therefore, the second timeline shows an expanded view of the most recent eon. In a similar way, the most recent era is expanded in the third timeline, and the most recent period is expanded in the fourth timeline.
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Methods for relative dating were developed when geology first emerged as a natural science. Geologists still use the following principles today as a means to provide information about geologic history and the timing of geologic events.
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The principle of uniformitarianism states that the geologic processes observed in operation that modify the Earth's crust at present have worked in much the same way over geologic time.[14] A fundamental principle of geology advanced by the 18th century Scottish physician and geologist James Hutton is that "the present is the key to the past." In Hutton's words: "the past history of our globe must be explained by what can be seen to be happening now."[15]
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The principle of intrusive relationships concerns crosscutting intrusions. In geology, when an igneous intrusion cuts across a formation of sedimentary rock, it can be determined that the igneous intrusion is younger than the sedimentary rock. Different types of intrusions include stocks, laccoliths, batholiths, sills and dikes.
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The principle of cross-cutting relationships pertains to the formation of faults and the age of the sequences through which they cut. Faults are younger than the rocks they cut; accordingly, if a fault is found that penetrates some formations but not those on top of it, then the formations that were cut are older than the fault, and the ones that are not cut must be younger than the fault. Finding the key bed in these situations may help determine whether the fault is a normal fault or a thrust fault.[16]
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The principle of inclusions and components states that, with sedimentary rocks, if inclusions (or clasts) are found in a formation, then the inclusions must be older than the formation that contains them. For example, in sedimentary rocks, it is common for gravel from an older formation to be ripped up and included in a newer layer. A similar situation with igneous rocks occurs when xenoliths are found. These foreign bodies are picked up as magma or lava flows, and are incorporated, later to cool in the matrix. As a result, xenoliths are older than the rock that contains them.
|
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+
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The principle of original horizontality states that the deposition of sediments occurs as essentially horizontal beds. Observation of modern marine and non-marine sediments in a wide variety of environments supports this generalization (although cross-bedding is inclined, the overall orientation of cross-bedded units is horizontal).[16]
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The principle of superposition states that a sedimentary rock layer in a tectonically undisturbed sequence is younger than the one beneath it and older than the one above it. Logically a younger layer cannot slip beneath a layer previously deposited. This principle allows sedimentary layers to be viewed as a form of vertical time line, a partial or complete record of the time elapsed from deposition of the lowest layer to deposition of the highest bed.[16]
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The principle of faunal succession is based on the appearance of fossils in sedimentary rocks. As organisms exist during the same period throughout the world, their presence or (sometimes) absence provides a relative age of the formations where they appear. Based on principles that William Smith laid out almost a hundred years before the publication of Charles Darwin's theory of evolution, the principles of succession developed independently of evolutionary thought. The principle becomes quite complex, however, given the uncertainties of fossilization, localization of fossil types due to lateral changes in habitat (facies change in sedimentary strata), and that not all fossils formed globally at the same time.[17]
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Geologists also use methods to determine the absolute age of rock samples and geological events. These dates are useful on their own and may also be used in conjunction with relative dating methods or to calibrate relative methods.[18]
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At the beginning of the 20th century, advancement in geological science was facilitated by the ability to obtain accurate absolute dates to geologic events using radioactive isotopes and other methods. This changed the understanding of geologic time. Previously, geologists could only use fossils and stratigraphic correlation to date sections of rock relative to one another. With isotopic dates, it became possible to assign absolute ages to rock units, and these absolute dates could be applied to fossil sequences in which there was datable material, converting the old relative ages into new absolute ages.
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For many geologic applications, isotope ratios of radioactive elements are measured in minerals that give the amount of time that has passed since a rock passed through its particular closure temperature, the point at which different radiometric isotopes stop diffusing into and out of the crystal lattice.[19][20] These are used in geochronologic and thermochronologic studies. Common methods include uranium-lead dating, potassium-argon dating, argon-argon dating and uranium-thorium dating. These methods are used for a variety of applications. Dating of lava and volcanic ash layers found within a stratigraphic sequence can provide absolute age data for sedimentary rock units that do not contain radioactive isotopes and calibrate relative dating techniques. These methods can also be used to determine ages of pluton emplacement.
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Thermochemical techniques can be used to determine temperature profiles within the crust, the uplift of mountain ranges, and paleotopography.
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+
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Fractionation of the lanthanide series elements is used to compute ages since rocks were removed from the mantle.
|
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+
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Other methods are used for more recent events. Optically stimulated luminescence and cosmogenic radionuclide dating are used to date surfaces and/or erosion rates. Dendrochronology can also be used for the dating of landscapes. Radiocarbon dating is used for geologically young materials containing organic carbon.
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The geology of an area changes through time as rock units are deposited and inserted, and deformational processes change their shapes and locations.
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Rock units are first emplaced either by deposition onto the surface or intrusion into the overlying rock. Deposition can occur when sediments settle onto the surface of the Earth and later lithify into sedimentary rock, or when as volcanic material such as volcanic ash or lava flows blanket the surface. Igneous intrusions such as batholiths, laccoliths, dikes, and sills, push upwards into the overlying rock, and crystallize as they intrude.
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|
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After the initial sequence of rocks has been deposited, the rock units can be deformed and/or metamorphosed. Deformation typically occurs as a result of horizontal shortening, horizontal extension, or side-to-side (strike-slip) motion. These structural regimes broadly relate to convergent boundaries, divergent boundaries, and transform boundaries, respectively, between tectonic plates.
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When rock units are placed under horizontal compression, they shorten and become thicker. Because rock units, other than muds, do not significantly change in volume, this is accomplished in two primary ways: through faulting and folding. In the shallow crust, where brittle deformation can occur, thrust faults form, which causes deeper rock to move on top of shallower rock. Because deeper rock is often older, as noted by the principle of superposition, this can result in older rocks moving on top of younger ones. Movement along faults can result in folding, either because the faults are not planar or because rock layers are dragged along, forming drag folds as slip occurs along the fault. Deeper in the Earth, rocks behave plastically and fold instead of faulting. These folds can either be those where the material in the center of the fold buckles upwards, creating "antiforms", or where it buckles downwards, creating "synforms". If the tops of the rock units within the folds remain pointing upwards, they are called anticlines and synclines, respectively. If some of the units in the fold are facing downward, the structure is called an overturned anticline or syncline, and if all of the rock units are overturned or the correct up-direction is unknown, they are simply called by the most general terms, antiforms and synforms.
|
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|
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Even higher pressures and temperatures during horizontal shortening can cause both folding and metamorphism of the rocks. This metamorphism causes changes in the mineral composition of the rocks; creates a foliation, or planar surface, that is related to mineral growth under stress. This can remove signs of the original textures of the rocks, such as bedding in sedimentary rocks, flow features of lavas, and crystal patterns in crystalline rocks.
|
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+
|
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Extension causes the rock units as a whole to become longer and thinner. This is primarily accomplished through normal faulting and through the ductile stretching and thinning. Normal faults drop rock units that are higher below those that are lower. This typically results in younger units ending up below older units. Stretching of units can result in their thinning. In fact, at one location within the Maria Fold and Thrust Belt, the entire sedimentary sequence of the Grand Canyon appears over a length of less than a meter. Rocks at the depth to be ductilely stretched are often also metamorphosed. These stretched rocks can also pinch into lenses, known as boudins, after the French word for "sausage" because of their visual similarity.
|
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Where rock units slide past one another, strike-slip faults develop in shallow regions, and become shear zones at deeper depths where the rocks deform ductilely.
|
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+
|
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The addition of new rock units, both depositionally and intrusively, often occurs during deformation. Faulting and other deformational processes result in the creation of topographic gradients, causing material on the rock unit that is increasing in elevation to be eroded by hillslopes and channels. These sediments are deposited on the rock unit that is going down. Continual motion along the fault maintains the topographic gradient in spite of the movement of sediment, and continues to create accommodation space for the material to deposit. Deformational events are often also associated with volcanism and igneous activity. Volcanic ashes and lavas accumulate on the surface, and igneous intrusions enter from below. Dikes, long, planar igneous intrusions, enter along cracks, and therefore often form in large numbers in areas that are being actively deformed. This can result in the emplacement of dike swarms, such as those that are observable across the Canadian shield, or rings of dikes around the lava tube of a volcano.
|
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|
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All of these processes do not necessarily occur in a single environment, and do not necessarily occur in a single order. The Hawaiian Islands, for example, consist almost entirely of layered basaltic lava flows. The sedimentary sequences of the mid-continental United States and the Grand Canyon in the southwestern United States contain almost-undeformed stacks of sedimentary rocks that have remained in place since Cambrian time. Other areas are much more geologically complex. In the southwestern United States, sedimentary, volcanic, and intrusive rocks have been metamorphosed, faulted, foliated, and folded. Even older rocks, such as the Acasta gneiss of the Slave craton in northwestern Canada, the oldest known rock in the world have been metamorphosed to the point where their origin is undiscernable without laboratory analysis. In addition, these processes can occur in stages. In many places, the Grand Canyon in the southwestern United States being a very visible example, the lower rock units were metamorphosed and deformed, and then deformation ended and the upper, undeformed units were deposited. Although any amount of rock emplacement and rock deformation can occur, and they can occur any number of times, these concepts provide a guide to understanding the geological history of an area.
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|
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Geologists use a number of field, laboratory, and numerical modeling methods to decipher Earth history and to understand the processes that occur on and inside the Earth. In typical geological investigations, geologists use primary information related to petrology (the study of rocks), stratigraphy (the study of sedimentary layers), and structural geology (the study of positions of rock units and their deformation). In many cases, geologists also study modern soils, rivers, landscapes, and glaciers; investigate past and current life and biogeochemical pathways, and use geophysical methods to investigate the subsurface. Sub-specialities of geology may distinguish endogenous and exogenous geology.[21]
|
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|
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Geological field work varies depending on the task at hand. Typical fieldwork could consist of:
|
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+
|
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In addition to identifying rocks in the field (lithology), petrologists identify rock samples in the laboratory. Two of the primary methods for identifying rocks in the laboratory are through optical microscopy and by using an electron microprobe. In an optical mineralogy analysis, petrologists analyze thin sections of rock samples using a petrographic microscope, where the minerals can be identified through their different properties in plane-polarized and cross-polarized light, including their birefringence, pleochroism, twinning, and interference properties with a conoscopic lens.[28] In the electron microprobe, individual locations are analyzed for their exact chemical compositions and variation in composition within individual crystals.[29] Stable[30] and radioactive isotope[31] studies provide insight into the geochemical evolution of rock units.
|
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|
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Petrologists can also use fluid inclusion data[32] and perform high temperature and pressure physical experiments[33] to understand the temperatures and pressures at which different mineral phases appear, and how they change through igneous[34] and metamorphic processes. This research can be extrapolated to the field to understand metamorphic processes and the conditions of crystallization of igneous rocks.[35] This work can also help to explain processes that occur within the Earth, such as subduction and magma chamber evolution.
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|
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Structural geologists use microscopic analysis of oriented thin sections of geologic samples to observe the fabric within the rocks, which gives information about strain within the crystalline structure of the rocks. They also plot and combine measurements of geological structures to better understand the orientations of faults and folds to reconstruct the history of rock deformation in the area. In addition, they perform analog and numerical experiments of rock deformation in large and small settings.
|
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|
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The analysis of structures is often accomplished by plotting the orientations of various features onto stereonets. A stereonet is a stereographic projection of a sphere onto a plane, in which planes are projected as lines and lines are projected as points. These can be used to find the locations of fold axes, relationships between faults, and relationships between other geologic structures.
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Among the most well-known experiments in structural geology are those involving orogenic wedges, which are zones in which mountains are built along convergent tectonic plate boundaries.[36] In the analog versions of these experiments, horizontal layers of sand are pulled along a lower surface into a back stop, which results in realistic-looking patterns of faulting and the growth of a critically tapered (all angles remain the same) orogenic wedge.[37] Numerical models work in the same way as these analog models, though they are often more sophisticated and can include patterns of erosion and uplift in the mountain belt.[38] This helps to show the relationship between erosion and the shape of a mountain range. These studies can also give useful information about pathways for metamorphism through pressure, temperature, space, and time.[39]
|
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|
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In the laboratory, stratigraphers analyze samples of stratigraphic sections that can be returned from the field, such as those from drill cores.[40] Stratigraphers also analyze data from geophysical surveys that show the locations of stratigraphic units in the subsurface.[41] Geophysical data and well logs can be combined to produce a better view of the subsurface, and stratigraphers often use computer programs to do this in three dimensions.[42] Stratigraphers can then use these data to reconstruct ancient processes occurring on the surface of the Earth,[43] interpret past environments, and locate areas for water, coal, and hydrocarbon extraction.
|
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In the laboratory, biostratigraphers analyze rock samples from outcrop and drill cores for the fossils found in them.[40] These fossils help scientists to date the core and to understand the depositional environment in which the rock units formed. Geochronologists precisely date rocks within the stratigraphic section to provide better absolute bounds on the timing and rates of deposition.[44]
|
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Magnetic stratigraphers look for signs of magnetic reversals in igneous rock units within the drill cores.[40] Other scientists perform stable-isotope studies on the rocks to gain information about past climate.[40]
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+
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With the advent of space exploration in the twentieth century, geologists have begun to look at other planetary bodies in the same ways that have been developed to study the Earth. This new field of study is called planetary geology (sometimes known as astrogeology) and relies on known geologic principles to study other bodies of the solar system.
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Although the Greek-language-origin prefix geo refers to Earth, "geology" is often used in conjunction with the names of other planetary bodies when describing their composition and internal processes: examples are "the geology of Mars" and "Lunar geology". Specialised terms such as selenology (studies of the Moon), areology (of Mars), etc., are also in use.
|
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Although planetary geologists are interested in studying all aspects of other planets, a significant focus is to search for evidence of past or present life on other worlds. This has led to many missions whose primary or ancillary purpose is to examine planetary bodies for evidence of life. One of these is the Phoenix lander, which analyzed Martian polar soil for water, chemical, and mineralogical constituents related to biological processes.
|
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Economic geology is a branch of geology that deals with aspects of economic minerals that humankind uses to fulfill various needs. Economic minerals are those extracted profitably for various practical uses. Economic geologists help locate and manage the Earth's natural resources, such as petroleum and coal, as well as mineral resources, which include metals such as iron, copper, and uranium.
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Mining geology consists of the extractions of mineral resources from the Earth. Some resources of economic interests include gemstones, metals such as gold and copper, and many minerals such as asbestos, perlite, mica, phosphates, zeolites, clay, pumice, quartz, and silica, as well as elements such as sulfur, chlorine, and helium.
|
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Petroleum geologists study the locations of the subsurface of the Earth that can contain extractable hydrocarbons, especially petroleum and natural gas. Because many of these reservoirs are found in sedimentary basins,[45] they study the formation of these basins, as well as their sedimentary and tectonic evolution and the present-day positions of the rock units.
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Engineering geology is the application of the geologic principles to engineering practice for the purpose of assuring that the geologic factors affecting the location, design, construction, operation, and maintenance of engineering works are properly addressed.
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In the field of civil engineering, geological principles and analyses are used in order to ascertain the mechanical principles of the material on which structures are built. This allows tunnels to be built without collapsing, bridges and skyscrapers to be built with sturdy foundations, and buildings to be built that will not settle in clay and mud.[46]
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Geology and geologic principles can be applied to various environmental problems such as stream restoration, the restoration of brownfields, and the understanding of the interaction between natural habitat and the geologic environment. Groundwater hydrology, or hydrogeology, is used to locate groundwater,[47] which can often provide a ready supply of uncontaminated water and is especially important in arid regions,[48] and to monitor the spread of contaminants in groundwater wells.[47][49]
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Geologists also obtain data through stratigraphy, boreholes, core samples, and ice cores. Ice cores[50] and sediment cores[51] are used to for paleoclimate reconstructions, which tell geologists about past and present temperature, precipitation, and sea level across the globe. These datasets are our primary source of information on global climate change outside of instrumental data.[52]
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Geologists and geophysicists study natural hazards in order to enact safe building codes and warning systems that are used to prevent loss of property and life.[53] Examples of important natural hazards that are pertinent to geology (as opposed those that are mainly or only pertinent to meteorology) are:
|
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|
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The study of the physical material of the Earth dates back at least to ancient Greece when Theophrastus (372–287 BCE) wrote the work Peri Lithon (On Stones). During the Roman period, Pliny the Elder wrote in detail of the many minerals and metals then in practical use – even correctly noting the origin of amber.
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James Hutton, Scottish geologist and father of modern geology
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John Tuzo Wilson, Canadian geophysicist and father of plate tectonics
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The volcanologist David A. Johnston 13 hours before his death at the1980 eruption of Mount St. Helens
|
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+
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Some modern scholars, such as Fielding H. Garrison, are of the opinion that the origin of the science of geology can be traced to Persia after the Muslim conquests had come to an end.[55] Abu al-Rayhan al-Biruni (973–1048 CE) was one of the earliest Persian geologists, whose works included the earliest writings on the geology of India, hypothesizing that the Indian subcontinent was once a sea.[56] Drawing from Greek and Indian scientific literature that were not destroyed by the Muslim conquests, the Persian scholar Ibn Sina (Avicenna, 981–1037) proposed detailed explanations for the formation of mountains, the origin of earthquakes, and other topics central to modern geology, which provided an essential foundation for the later development of the science.[57][58] In China, the polymath Shen Kuo (1031–1095) formulated a hypothesis for the process of land formation: based on his observation of fossil animal shells in a geological stratum in a mountain hundreds of miles from the ocean, he inferred that the land was formed by erosion of the mountains and by deposition of silt.[59]
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|
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Nicolas Steno (1638–1686) is credited with the law of superposition, the principle of original horizontality, and the principle of lateral continuity: three defining principles of stratigraphy.
|
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+
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The word geology was first used by Ulisse Aldrovandi in 1603,[60][61] then by Jean-André Deluc in 1778[62] and introduced as a fixed term by Horace-Bénédict de Saussure in 1779.[63][64] The word is derived from the Greek γῆ, gê, meaning "earth" and λόγος, logos, meaning "speech".[65] But according to another source, the word "geology" comes from a Norwegian, Mikkel Pedersøn Escholt (1600–1699), who was a priest and scholar. Escholt first used the definition in his book titled, Geologia Norvegica (1657).[66][67]
|
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William Smith (1769–1839) drew some of the first geological maps and began the process of ordering rock strata (layers) by examining the fossils contained in them.[54]
|
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+
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James Hutton (1726-1797) is often viewed as the first modern geologist.[68] In 1785 he presented a paper entitled Theory of the Earth to the Royal Society of Edinburgh. In his paper, he explained his theory that the Earth must be much older than had previously been supposed to allow enough time for mountains to be eroded and for sediments to form new rocks at the bottom of the sea, which in turn were raised up to become dry land. Hutton published a two-volume version of his ideas in 1795 (Vol. 1, Vol. 2).
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Followers of Hutton were known as Plutonists because they believed that some rocks were formed by vulcanism, which is the deposition of lava from volcanoes, as opposed to the Neptunists, led by Abraham Werner, who believed that all rocks had settled out of a large ocean whose level gradually dropped over time.
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The first geological map of the U.S. was produced in 1809 by William Maclure.[69] In 1807, Maclure commenced the self-imposed task of making a geological survey of the United States. Almost every state in the Union was traversed and mapped by him, the Allegheny Mountains being crossed and recrossed some 50 times.[70] The results of his unaided labours were submitted to the American Philosophical Society in a memoir entitled Observations on the Geology of the United States explanatory of a Geological Map, and published in the Society's Transactions, together with the nation's first geological map.[71] This antedates William Smith's geological map of England by six years, although it was constructed using a different classification of rocks.
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Sir Charles Lyell (1797-1875) first published his famous book, Principles of Geology,[72] in 1830. This book, which influenced the thought of Charles Darwin, successfully promoted the doctrine of uniformitarianism. This theory states that slow geological processes have occurred throughout the Earth's history and are still occurring today. In contrast, catastrophism is the theory that Earth's features formed in single, catastrophic events and remained unchanged thereafter. Though Hutton believed in uniformitarianism, the idea was not widely accepted at the time.
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Much of 19th-century geology revolved around the question of the Earth's exact age. Estimates varied from a few hundred thousand to billions of years.[73] By the early 20th century, radiometric dating allowed the Earth's age to be estimated at two billion years. The awareness of this vast amount of time opened the door to new theories about the processes that shaped the planet.
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Some of the most significant advances in 20th-century geology have been the development of the theory of plate tectonics in the 1960s and the refinement of estimates of the planet's age. Plate tectonics theory arose from two separate geological observations: seafloor spreading and continental drift. The theory revolutionized the Earth sciences. Today the Earth is known to be approximately 4.5 billion years old.[13]
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