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1800 | https://en.wikipedia.org/wiki/Adenosine%20triphosphate | Adenosine triphosphate | Adenosine triphosphate (ATP) is a nucleotide that provides energy to drive and support many processes in living cells, such as muscle contraction, nerve impulse propagation, and chemical synthesis. Found in all known forms of life, it is often referred to as the "molecular unit of currency" of intracellular energy transfer.
When consumed in a metabolic processes, ATP converts either to adenosine diphosphate (ADP) or to adenosine monophosphate (AMP). Other processes regenerate ATP. It is also a precursor to DNA and RNA, and is used as a coenzyme. An average human adult processes around 50 kilograms daily.
From the perspective of biochemistry, ATP is classified as a nucleoside triphosphate, which indicates that it consists of three components: a nitrogenous base (adenine), the sugar ribose, and the triphosphate.
Structure
ATP consists of an adenine attached by the #9-nitrogen atom to the 1′ carbon atom of a sugar (ribose), which in turn is attached at the 5' carbon atom of the sugar to a triphosphate group. In its many reactions related to metabolism, the adenine and sugar groups remain unchanged, but the triphosphate is converted to di- and monophosphate, giving respectively the derivatives ADP and AMP. The three phosphoryl groups are labeled as alpha (α), beta (β), and, for the terminal phosphate, gamma (γ).
In neutral solution, ionized ATP exists mostly as ATP4−, with a small proportion of ATP3−.
Metal cation binding
Polyanionic and featuring a potentially chelating polyphosphate group, ATP binds metal cations with high affinity. The binding constant for is (). The binding of a divalent cation, almost always magnesium, strongly affects the interaction of ATP with various proteins. Due to the strength of the ATP-Mg2+ interaction, ATP exists in the cell mostly as a complex with bonded to the phosphate oxygen centers.
A second magnesium ion is critical for ATP binding in the kinase domain. The presence of Mg2+ regulates kinase activity. It is interesting from an RNA world perspective that ATP can carry a Mg ion which catalyzes RNA polymerization.
Chemical properties
Salts of ATP can be isolated as colorless solids.
ATP is stable in aqueous solutions between pH 6.8 and 7.4 (in the absence of catalysts). At more extreme pH levels, it rapidly hydrolyses to ADP and phosphate. Living cells maintain the ratio of ATP to ADP at a point ten orders of magnitude from equilibrium, with ATP concentrations fivefold higher than the concentration of ADP. In the context of biochemical reactions, the P-O-P bonds are frequently referred to as high-energy bonds.
Reactive aspects
The hydrolysis of ATP into ADP and inorganic phosphate
ATP(aq) + (l) = ADP(aq) + HPO(aq) + H(aq)
releases of enthalpy. This may differ under physiological conditions if the reactant and products are not exactly in these ionization states. The values of the free energy released by cleaving either a phosphate (Pi) or a pyrophosphate (PPi) unit from ATP at standard state concentrations of 1 mol/L at pH 7 are:
ATP + → ADP + Pi ΔG°' = −30.5 kJ/mol (−7.3 kcal/mol)
ATP + → AMP + PPi ΔG°' = −45.6 kJ/mol (−10.9 kcal/mol)
These abbreviated equations at a pH near 7 can be written more explicitly (R = adenosyl):
[RO-P(O)2-O-P(O)2-O-PO3]4− + → [RO-P(O)2-O-PO3]3− + [HPO4]2− + H+
[RO-P(O)2-O-P(O)2-O-PO3]4− + → [RO-PO3]2− + [HO3P-O-PO3]3− + H+
At cytoplasmic conditions, where the ADP/ATP ratio is 10 orders of magnitude from equilibrium, the ΔG is around −57 kJ/mol.
Along with pH, the free energy change of ATP hydrolysis is also associated with Mg2+ concentration, from ΔG°' = −35.7 kJ/mol at a Mg2+ concentration of zero, to ΔG°' = −31 kJ/mol at [Mg2+] = 5 mM. Higher concentrations of Mg2+ decrease free energy released in the reaction due to binding of Mg2+ ions to negatively charged oxygen atoms of ATP at pH 7.
Production from AMP and ADP
Production, aerobic conditions
A typical intracellular concentration of ATP may be 1–10 μmol per gram of tissue in a variety of eukaryotes. The dephosphorylation of ATP and rephosphorylation of ADP and AMP occur repeatedly in the course of aerobic metabolism.
ATP can be produced by a number of distinct cellular processes; the three main pathways in eukaryotes are (1) glycolysis, (2) the citric acid cycle/oxidative phosphorylation, and (3) beta-oxidation. The overall process of oxidizing glucose to carbon dioxide, the combination of pathways 1 and 2, known as cellular respiration, produces about 30 equivalents of ATP from each molecule of glucose.
ATP production by a non-photosynthetic aerobic eukaryote occurs mainly in the mitochondria, which comprise nearly 25% of the volume of a typical cell.
Glycolysis
In glycolysis, glucose and glycerol are metabolized to pyruvate. Glycolysis generates two equivalents of ATP through substrate phosphorylation catalyzed by two enzymes, phosphoglycerate kinase (PGK) and pyruvate kinase. Two equivalents of nicotinamide adenine dinucleotide (NADH) are also produced, which can be oxidized via the electron transport chain and result in the generation of additional ATP by ATP synthase. The pyruvate generated as an end-product of glycolysis is a substrate for the Krebs Cycle.
Glycolysis is viewed as consisting of two phases with five steps each. In phase 1, "the preparatory phase", glucose is converted to 2 d-glyceraldehyde-3-phosphate (g3p). One ATP is invested in Step 1, and another ATP is invested in Step 3. Steps 1 and 3 of glycolysis are referred to as "Priming Steps". In Phase 2, two equivalents of g3p are converted to two pyruvates. In Step 7, two ATP are produced. Also, in Step 10, two further equivalents of ATP are produced. In Steps 7 and 10, ATP is generated from ADP. A net of two ATPs is formed in the glycolysis cycle. The glycolysis pathway is later associated with the Citric Acid Cycle which produces additional equivalents of ATP.
Regulation
In glycolysis, hexokinase is directly inhibited by its product, glucose-6-phosphate, and pyruvate kinase is inhibited by ATP itself. The main control point for the glycolytic pathway is phosphofructokinase (PFK), which is allosterically inhibited by high concentrations of ATP and activated by high concentrations of AMP. The inhibition of PFK by ATP is unusual since ATP is also a substrate in the reaction catalyzed by PFK; the active form of the enzyme is a tetramer that exists in two conformations, only one of which binds the second substrate fructose-6-phosphate (F6P). The protein has two binding sites for ATP – the active site is accessible in either protein conformation, but ATP binding to the inhibitor site stabilizes the conformation that binds F6P poorly. A number of other small molecules can compensate for the ATP-induced shift in equilibrium conformation and reactivate PFK, including cyclic AMP, ammonium ions, inorganic phosphate, and fructose-1,6- and -2,6-biphosphate.
Citric acid cycle
In the mitochondrion, pyruvate is oxidized by the pyruvate dehydrogenase complex to the acetyl group, which is fully oxidized to carbon dioxide by the citric acid cycle (also known as the Krebs cycle). Every "turn" of the citric acid cycle produces two molecules of carbon dioxide, one equivalent of ATP guanosine triphosphate (GTP) through substrate-level phosphorylation catalyzed by succinyl-CoA synthetase, as succinyl-CoA is converted to succinate, three equivalents of NADH, and one equivalent of FADH2. NADH and FADH2 are recycled (to NAD+ and FAD, respectively) by oxidative phosphorylation, generating additional ATP. The oxidation of NADH results in the synthesis of 2–3 equivalents of ATP, and the oxidation of one FADH2 yields between 1–2 equivalents of ATP. The majority of cellular ATP is generated by this process. Although the citric acid cycle itself does not involve molecular oxygen, it is an obligately aerobic process because O2 is used to recycle the NADH and FADH2. In the absence of oxygen, the citric acid cycle ceases.
The generation of ATP by the mitochondrion from cytosolic NADH relies on the malate-aspartate shuttle (and to a lesser extent, the glycerol-phosphate shuttle) because the inner mitochondrial membrane is impermeable to NADH and NAD+. Instead of transferring the generated NADH, a malate dehydrogenase enzyme converts oxaloacetate to malate, which is translocated to the mitochondrial matrix. Another malate dehydrogenase-catalyzed reaction occurs in the opposite direction, producing oxaloacetate and NADH from the newly transported malate and the mitochondrion's interior store of NAD+. A transaminase converts the oxaloacetate to aspartate for transport back across the membrane and into the intermembrane space.
In oxidative phosphorylation, the passage of electrons from NADH and FADH2 through the electron transport chain releases the energy to pump protons out of the mitochondrial matrix and into the intermembrane space. This pumping generates a proton motive force that is the net effect of a pH gradient and an electric potential gradient across the inner mitochondrial membrane. Flow of protons down this potential gradient – that is, from the intermembrane space to the matrix – yields ATP by ATP synthase. Three ATP are produced per turn.
Although oxygen consumption appears fundamental for the maintenance of the proton motive force, in the event of oxygen shortage (hypoxia), intracellular acidosis (mediated by enhanced glycolytic rates and ATP hydrolysis), contributes to mitochondrial membrane potential and directly drives ATP synthesis.
Most of the ATP synthesized in the mitochondria will be used for cellular processes in the cytosol; thus it must be exported from its site of synthesis in the mitochondrial matrix. ATP outward movement is favored by the membrane's electrochemical potential because the cytosol has a relatively positive charge compared to the relatively negative matrix. For every ATP transported out, it costs 1 H+. Producing one ATP costs about 3 H+. Therefore, making and exporting one ATP requires 4H+. The inner membrane contains an antiporter, the ADP/ATP translocase, which is an integral membrane protein used to exchange newly synthesized ATP in the matrix for ADP in the intermembrane space.
Regulation
The citric acid cycle is regulated mainly by the availability of key substrates, particularly the ratio of NAD+ to NADH and the concentrations of calcium, inorganic phosphate, ATP, ADP, and AMP. Citrate – the ion that gives its name to the cycle – is a feedback inhibitor of citrate synthase and also inhibits PFK, providing a direct link between the regulation of the citric acid cycle and glycolysis.
Beta oxidation
In the presence of air and various cofactors and enzymes, fatty acids are converted to acetyl-CoA. The pathway is called beta-oxidation. Each cycle of beta-oxidation shortens the fatty acid chain by two carbon atoms and produces one equivalent each of acetyl-CoA, NADH, and FADH2. The acetyl-CoA is metabolized by the citric acid cycle to generate ATP, while the NADH and FADH2 are used by oxidative phosphorylation to generate ATP. Dozens of ATP equivalents are generated by the beta-oxidation of a single long acyl chain.
Regulation
In oxidative phosphorylation, the key control point is the reaction catalyzed by cytochrome c oxidase, which is regulated by the availability of its substrate – the reduced form of cytochrome c. The amount of reduced cytochrome c available is directly related to the amounts of other substrates:
which directly implies this equation:
Thus, a high ratio of [NADH] to [NAD+] or a high ratio of [ADP] [Pi] to [ATP] imply a high amount of reduced cytochrome c and a high level of cytochrome c oxidase activity. An additional level of regulation is introduced by the transport rates of ATP and NADH between the mitochondrial matrix and the cytoplasm.
Ketosis
Ketone bodies can be used as fuels, yielding 22 ATP and 2 GTP molecules per acetoacetate molecule when oxidized in the mitochondria. Ketone bodies are transported from the liver to other tissues, where acetoacetate and beta-hydroxybutyrate can be reconverted to acetyl-CoA to produce reducing equivalents (NADH and FADH2), via the citric acid cycle. Ketone bodies cannot be used as fuel by the liver, because the liver lacks the enzyme β-ketoacyl-CoA transferase, also called thiolase. Acetoacetate in low concentrations is taken up by the liver and undergoes detoxification through the methylglyoxal pathway which ends with lactate. Acetoacetate in high concentrations is absorbed by cells other than those in the liver and enters a different pathway via 1,2-propanediol. Though the pathway follows a different series of steps requiring ATP, 1,2-propanediol can be turned into pyruvate.
Production, anaerobic conditions
Fermentation is the metabolism of organic compounds in the absence of air. It involves substrate-level phosphorylation in the absence of a respiratory electron transport chain. The equation for the reaction of glucose to form lactic acid is:
+ 2 ADP + 2 Pi → 2 + 2 ATP + 2
Anaerobic respiration is respiration in the absence of . Prokaryotes can utilize a variety of electron acceptors. These include nitrate, sulfate, and carbon dioxide.
ATP replenishment by nucleoside diphosphate kinases
ATP can also be synthesized through several so-called "replenishment" reactions catalyzed by the enzyme families of nucleoside diphosphate kinases (NDKs), which use other nucleoside triphosphates as a high-energy phosphate donor, and the ATP:guanido-phosphotransferase family.
ATP production during photosynthesis
In plants, ATP is synthesized in the thylakoid membrane of the chloroplast. The process is called photophosphorylation. The "machinery" is similar to that in mitochondria except that light energy is used to pump protons across a membrane to produce a proton-motive force. ATP synthase then ensues exactly as in oxidative phosphorylation. Some of the ATP produced in the chloroplasts is consumed in the Calvin cycle, which produces triose sugars.
ATP recycling
The total quantity of ATP in the human body is about 0.1 mol/L. The majority of ATP is recycled from ADP by the aforementioned processes. Thus, at any given time, the total amount of ATP + ADP remains fairly constant.
The energy used by human cells in an adult requires the hydrolysis of 100 to 150 mol/L of ATP daily, which means a human will typically use their body weight worth of ATP over the course of the day. Each equivalent of ATP is recycled 1000–1500 times during a single day (), at approximately 9×1020 molecules/s.
Biochemical functions
Intracellular signaling
ATP is involved in signal transduction by serving as substrate for kinases, enzymes that transfer phosphate groups. Kinases are the most common ATP-binding proteins. They share a small number of common folds. Phosphorylation of a protein by a kinase can activate a cascade such as the mitogen-activated protein kinase cascade.
ATP is also a substrate of adenylate cyclase, most commonly in G protein-coupled receptor signal transduction pathways and is transformed to second messenger, cyclic AMP, which is involved in triggering calcium signals by the release of calcium from intracellular stores. This form of signal transduction is particularly important in brain function, although it is involved in the regulation of a multitude of other cellular processes.
DNA and RNA synthesis
ATP is one of four monomers required in the synthesis of RNA. The process is promoted by RNA polymerases. A similar process occurs in the formation of DNA, except that ATP is first converted to the deoxyribonucleotide dATP. Like many condensation reactions in nature, DNA replication and DNA transcription also consume ATP.
Amino acid activation in protein synthesis
Aminoacyl-tRNA synthetase enzymes consume ATP in the attachment tRNA to amino acids, forming aminoacyl-tRNA complexes. Aminoacyl transferase binds AMP-amino acid to tRNA. The coupling reaction proceeds in two steps:
aa + ATP ⟶ aa-AMP + PPi
aa-AMP + tRNA ⟶ aa-tRNA + AMP
The amino acid is coupled to the penultimate nucleotide at the 3′-end of the tRNA (the A in the sequence CCA) via an ester bond (roll over in illustration).
ATP binding cassette transporter
Transporting chemicals out of a cell against a gradient is often associated with ATP hydrolysis. Transport is mediated by ATP binding cassette transporters. The human genome encodes 48 ABC transporters, that are used for exporting drugs, lipids, and other compounds.
Extracellular signalling and neurotransmission
Cells secrete ATP to communicate with other cells in a process called purinergic signalling. ATP serves as a neurotransmitter in many parts of the nervous system, modulates ciliary beating, affects vascular oxygen supply etc. ATP is either secreted directly across the cell membrane through channel proteins or is pumped into vesicles which then fuse with the membrane. Cells detect ATP using the purinergic receptor proteins P2X and P2Y.
Muscle contraction
ATP fuels muscle contractions. Muscle contractions are regulated by signaling pathways, although different muscle types being regulated by specific pathways and stimuli based on their particular function. However, in all muscle types, contraction is performed by the proteins actin and myosin.
ATP is initially bound to myosin. When ATPase hydrolyzes the bound ATP into ADP and inorganic phosphate, myosin is positioned in a way that it can bind to actin. Myosin bound by ADP and Pi forms cross-bridges with actin and the subsequent release of ADP and Pi releases energy as the power stroke. The power stroke causes actin filament to slide past the myosin filament, shortening the muscle and causing a contraction. Another ATP molecule can then bind to myosin, releasing it from actin and allowing this process to repeat.
Protein solubility
ATP has recently been proposed to act as a biological hydrotrope and has been shown to affect proteome-wide solubility.
Abiogenic origins
Acetyl phosphate (AcP), a precursor to ATP, can readily be synthesized at modest yields from thioacetate in pH 7 and 20 °C and pH 8 and 50 °C, although acetyl phosphate is less stable in warmer temperatures and alkaline conditions than in cooler and acidic to neutral conditions. It is unable to promote polymerization of ribonucleotides and amino acids and was only capable of phosphorylation of organic compounds. It was shown that it can promote aggregation and stabilization of AMP in the presence of Na+, aggregation of nucleotides could promote polymerization above 75 °C in the absence of Na+. It is possible that polymerization promoted by AcP could occur at mineral surfaces. It was shown that ADP can only be phosphorylated to ATP by AcP and other nucleoside triphosphates were not phosphorylated by AcP. This might explain why all lifeforms use ATP to drive biochemical reactions.
ATP analogues
Biochemistry laboratories often use in vitro studies to explore ATP-dependent molecular processes. ATP analogs are also used in X-ray crystallography to determine a protein structure in complex with ATP, often together with other substrates.
Enzyme inhibitors of ATP-dependent enzymes such as kinases are needed to examine the binding sites and transition states involved in ATP-dependent reactions.
Most useful ATP analogs cannot be hydrolyzed as ATP would be; instead, they trap the enzyme in a structure closely related to the ATP-bound state. Adenosine 5′-(γ-thiotriphosphate) is an extremely common ATP analog in which one of the gamma-phosphate oxygens is replaced by a sulfur atom; this anion is hydrolyzed at a dramatically slower rate than ATP itself and functions as an inhibitor of ATP-dependent processes. In crystallographic studies, hydrolysis transition states are modeled by the bound vanadate ion.
Caution is warranted in interpreting the results of experiments using ATP analogs, since some enzymes can hydrolyze them at appreciable rates at high concentration.
Medical use
ATP is used intravenously for some heart related conditions.
History
ATP was discovered in 1929 by Karl Lohmann and Jendrassik and, independently, by Cyrus Fiske and Yellapragada Subba Rao of Harvard Medical School, both teams competing against each other to find an assay for phosphorus.
It was proposed to be the intermediary between energy-yielding and energy-requiring reactions in cells by Fritz Albert Lipmann in 1941.
It was first synthesized in the laboratory by Alexander Todd in 1948, and he was awarded the Nobel Prize in Chemistry in 1957 partly for this work.
The 1978 Nobel Prize in Chemistry was awarded to Peter Dennis Mitchell for the discovery of the chemiosmotic mechanism of ATP synthesis.
The 1997 Nobel Prize in Chemistry was divided, one half jointly to Paul D. Boyer and John E. Walker "for their elucidation of the enzymatic mechanism underlying the synthesis of adenosine triphosphate (ATP)" and the other half to Jens C. Skou "for the first discovery of an ion-transporting enzyme, Na+, K+ -ATPase."
See also
Adenosine-tetraphosphatase
Adenosine methylene triphosphate
ATPases
ATP test
Creatine
Cyclic adenosine monophosphate (cAMP)
Nucleotide exchange factor
Phosphagen
References
External links
ATP bound to proteins in the PDB
ScienceAid: Energy ATP and Exercise
PubChem entry for Adenosine Triphosphate
KEGG entry for Adenosine Triphosphate
Adenosine receptor agonists
Cellular respiration
Coenzymes
Ergogenic aids
Exercise physiology
Neurotransmitters
Nucleotides
Phosphate esters
Purinergic signalling
Purines
Substances discovered in the 1920s |
1802 | https://en.wikipedia.org/wiki/%C3%86gir | Ægir | Ægir (anglicised as Aegir; Old Norse 'sea'), Hlér (Old Norse 'sea'), or Gymir (Old Norse less clearly 'sea, engulfer'), is a jötunn and a personification of the sea in Norse mythology. In the Old Norse record, Ægir hosts the gods in his halls and is associated with brewing ale. Ægir is attested as married to a goddess, Rán, who also personifies the sea, and together the two produced daughters who personify waves, the Nine Daughters of Ægir and Rán, and Ægir's son is Snær, personified snow. Ægir may also be the father of the beautiful jötunn Gerðr, wife of the god Freyr, or these may be two separate figures who share the same name (see below and Gymir (father of Gerðr)).
One of Ægir's names, Hlér, is the namesake of the island Læsø (Old Norse Hléysey 'Hlér's island') and perhaps also Lejre in Denmark. Scholars have long analyzed Ægir's role in the Old Norse corpus, and the concept of the figure has had some influence in modern popular culture.
Names
The Old Norse name Ægir ('sea') may stem from a Proto-Germanic form *āgwi-jaz ('that of the river/water'), itself a derivative of the stem *ahwō- ('river'; cf. Gothic 'body of water, river', Old English ēa 'stream', Old High German aha 'river'). Richard Cleasby and Guðbrandur Vigfússon saw his name as deriving from an ancient Indo-European root. Linguist Guus Kroonen argues that the Germanic stem *ahwō- is probably of Proto-Indo-European (PIE) origin, as it may be cognate with Latin aqua (via a common form *h₂ekʷ-eh₂-), and ultimately descend from the PIE root *h₂ep- ('water'; cf. Sanskrit áp- 'water', Tocharian āp- 'water, river'). Linguist Michiel de Vaan notes that the connection between Proto-Germanic *ahwō- and Old Norse Ægir remains uncertain, and that *ahwō- and aqua, if cognates, may also be loanwords from a non-Indo-European language.
The name Ægir is identical to a noun for 'sea' in skaldic poetry, itself a base word in many kennings. For instance, a ship is described as "Ægir's horse" and the waves as the "daughters of Ægir".
Poetic kennings in both Hversu Noregr byggðist (How Norway Was Settled) and Skáldskaparmál (The Language of Poetry) treat Ægir and the sea-jötunn Hlér, who lives on the Hlésey ('Hlér island', modern Læsø), as the same figure.
The meaning of the Old Norse name Gymir is unclear. Proposed translations include 'the earthly' (from Old Norse gumi), 'the wintry one' (from gemla), or 'the protector', the 'engulfer' (from geyma). (For more on this topic, see discussion below)
Attestations
Ægir is attested in a variety of Old Norse sources.
Sonatorrek
Ægir and Rán receive mention in the poem Sonatorrek attributed to 10th century Icelandic skald Egill Skallagrímsson. In the poem, Egill laments the death of his son Böðvar, who drowned at sea during a storm. In one difficult stanza, the skald expresses the pain of losing his son by invoking the image of slaying the personified sea, personified as Ægir (Old Norse ǫlsmið[r] 'ale-smith') and Rán (Ægis man 'Ægir's wife'):
The skald later references Ægir by way of the kenning 'Hlér's fire' (Hlés viti), meaning gold.
Poetic Edda
In the Poetic Edda, Ægir receives mention in the eddic poems Grímnismál, Hymiskviða, Lokasenna, and in the prose section of Helgakviða Hundingsbana I. In Grímnismál, the disguised god Odin references Ægir's status as a renowned host among the gods:
'Fleeting visions I have now revealed before the victory-gods's sons,
now the wished-for protection will awaken;
to the all the Æsir it will become known,
on Ægir's benches,
at Ægir's feast.'
In Hymiskviða, Ægir plays a major role. In the poem, the gods have become thirsty after a successful hunt, and are keen to celebrate with drink. They "shook the twigs and looked at the augury" and "found that at Ægir's was an ample choice of cauldrons". Odin goes to Ægir, who he finds sitting in good cheer, and tells him he shall "often prepare a feast for the Æsir". Referring to Ægir as a jötunn, the poem describes how, now annoyed, Ægir hatches a plan: He asks Thor to fetch a particular cauldron, and that with it he could brew ale for them all. The gods are unable to find a cauldron of a size big enough to meet Ægir's request until the god Týr recommends one he knows of far away, setting the stage for the events of the rest of the poem.
According to the prose introduction to Lokasenna, "Ægir, who is also called Gymir", was hosting a feast "with the great cauldron which has just been told about", which many of the gods and elves attended. The prose introduction describes the feast as featuring gold that shimmers like fire light and ale that serves itself, and that "it was a great place of peace". In attendance also were Ægir's servers, Fimafeng and Eldir. The gods praise the excellence of their service and, hearing this, Loki murders Fimafeng, enraging the gods, who chase him out to the woods before returning to drink.
In the poem that follows the prose introduction (and in accompanying prose), Loki returns to the hall and greets Eldir: He says that before Eldir steps forward, he should first tell him what the gods are discussing in the hall. Eldir says that they're discussing weaponry and war, and having nothing good to say about Loki. Loki says that he will enter Ægir's halls and have a look at the feast, and with him bring quarrel and strife. Eldir notifies Loki that if he enters and causes trouble, he can expect them to return it to him. Loki enters the hall and the gods see him and become silent.
In Helgakviða Hundingsbana I, a great wave is referred to as "Ægir's terrible daughter".
Prose Edda
Ægir receives numerous mentions in the Prose Edda book Skáldskaparmál, where he sits at a banquet and asks the skaldic god Bragi many questions, and Bragi responds with narratives about the gods. The section begins as follows:
Beyond this section of Skáldskaparmál, Ægir receives several other mentions in kennings. Section 25 provides examples for 'sea', including 'visitor of the gods', 'husband of Rán', 'father of Ægir's daughters', 'land of Rán and Ægir's daughters'. Kennings cited to skalds in this section include 'the storm-happy daughters of Ægir' meaning 'waves' (Svein) and a kenning in a fragment of a work by the 11th century Icelandic skald Hofgarða-Refr Gestsson, where Rán is referred to as 'Gymir's ... völva':
The section's author comments that the stanza "[implies] that they are all the same, Ægir and Hler and Gymir.
Chapter 33b of Skáldskaparmál discusses why skalds may refer to gold as "Ægir's fire". The section traces the kenning to a narrative surrounding Ægir, in which the jötunn employs "glowing gold" in the center of his hall to light it "like fire" (which the narrator compares to flaming swords in Valhalla). The section explains that "Ran is the name of Ægir's wife, and the names of their nine daughters are as was written above ... Then the Æsir discovered that Ran had a net in which she caught everyone that went to sea ... so this is the story of the origin of gold being called fire or light or brightness of Ægir, Ran or Ægir's daughters, and from such kennings the practice has now developed of calling gold fire of the sea and of all terms for it, since Ægir and Ran's names are also terms for the sea, and hence gold is now called fire of lakes or rivers and of all river-names."
In chapter 61 provides yet more kennings. Among them the author notes that "Ran, who, it is said, was Ægir's wife" and that "the daughters of Ægir and Ran are nine". In chapter 75, Ægir occurs in a list of jötnar.
Saga corpus
In what appears to be a Norwegian genealogical tradition, Ægir is portrayed as one of the three elements among the sea, the fire and the wind. The beginning of the Orkneyinga saga ('Saga of the Orkney Islanders') and Hversu Noregr byggdisk ('How Norway Was Settled') tell that the jötunn king Fornjót had three sons: Hlér ('sea'), whom he called Ægir, a second named Logi ('fire'), and a third called Kári ('wind').
Scholarly reception and interpretation
Banquets
Carolyne Larrington says that Ægir's role in Hymiskviða "may reflect Scandinavian royal practices in which the king enforces his authority on his subordinates by visiting their homes and demanding to be feasted". According to Andy Orchard, Ægir's role in Skáldskaparmál, where he attends a banquet rather than hosting it, could be a deliberate inversion of the traditional motif of Ægir as host.
Gymir
The name Gymir may indicate that Ægir was understood as the father of the beautiful jötunn Gerðr; they may also have been two different figures sharing the same name (see Gymir, father of Gerðr). Both the prose introduction to Lokasenna and Skáldskaparmál state that Ægir is also known as Gymir, the father of the jötunn Gerðr. Rudolf Simek argues that, if understood to be two different entities, this may stem from an erroneous interpretation of kennings in which different jötunn-names are used interchangeably.
Hlér, Læsø, Lejre, and Snow
As highlighted above in Skáldskaparmál, the name of the island Læsø in Denmark references Hlér (Old Norse Hléysey 'Hlér's Island'). Simek speculates that Hlér may therefore have been seen as something of an ancestor of the island.
Two sources list the personified snow, Snær (Old Norse 'snow'), as Hlér's son. Book nine of Saxo Grammaticus's 12th century history of Denmark Gesta Danorum contains mention of a figure by the name of Lerus (from Old Norse Hlér) whose son is Snio (from Old Norse Snær 'Snow'). The Danish chronicle of Lejre, Chronicon Lethrense also connects the two, and the name Lejre may, like Læsø, derive from the jötunn.
Jötunn
Scholars have often discussed Ægir's role as host to the gods and his description as a jötunn. Anthony Faulkes observes that Ægir is "often described by modern writers as god of the sea" yet that he is nowhere described as a god in the Prose Edda and appears in a list of jötnar in Skáldskaparmál. According to John Lindow, since his wife Rán is listed among the Ásynjur (goddesses) in the same part of the Prose Edda, and since he had a close and friendly relationship with the Æsir (gods), Ægir's description as a jötunn appears questionable. Andy Orchard argues on the contrary that Ægir's inclusion among the Æsir is probably a late development since his daughters are described as jötnar and some sources mention him as the descendant of the jötunn Fornjót. According to Rudolf Simek, while attested as a jötunn, Ægir "has characteristics" of a sea god.
Modern influence
Ægir has been the subject of a variety of art pieces. These include Nils Blommér's painting Näcken och Ägirs döttrar (1850), Johan Peter Molin's (d. 1874) fountain relief Ægir, and Emil Doepler's Ægir (1901).
Ægir is referenced in a variety of others ways in modern popular culture. For example, he is the namesake of a Norwegian corvette produced in 1967 (Ægir), a coastal defense ship in the Imperial German Navy, and of an exoplanet, Epsilon Eridani b.
See also
Ler (mythology), figure from Irish folklore
Njörðr, Norse deity associated with the sea
Trent Aegir, tidal bore on the River Trent
Notes
References
Cleasby, Richard, Guðbrandur Vigfússon (1957). An Icelandic-English Dictionary. 2nd ed. with supplement by William A. Craigie. Clarendon Press. Repr. 1975.
External links
MyNDIR (My Norse Digital Image Repository) Illustrations of Ægir from manuscripts and early print books.
Jötnar
Personifications in Norse mythology
Norse gods
Alcohol gods
Deities of wine and beer
Sea and river gods |
1805 | https://en.wikipedia.org/wiki/Antibiotic | Antibiotic | An antibiotic is a type of antimicrobial substance active against bacteria. It is the most important type of antibacterial agent for fighting bacterial infections, and antibiotic medications are widely used in the treatment and prevention of such infections. They may either kill or inhibit the growth of bacteria. A limited number of antibiotics also possess antiprotozoal activity. Antibiotics are not effective against viruses such as the ones which cause the common cold or influenza; drugs which inhibit growth of viruses are termed antiviral drugs or antivirals rather than antibiotics. They are also not effective against fungi; drugs which inhibit growth of fungi are called antifungal drugs.
Sometimes, the term antibiotic—literally "opposing life", from the Greek roots ἀντι anti, "against" and βίος bios, "life"—is broadly used to refer to any substance used against microbes, but in the usual medical usage, antibiotics (such as penicillin) are those produced naturally (by one microorganism fighting another), whereas non-antibiotic antibacterials (such as sulfonamides and antiseptics) are fully synthetic. However, both classes have the same goal of killing or preventing the growth of microorganisms, and both are included in antimicrobial chemotherapy. "Antibacterials" include bactericides, bacteriostatics, antibacterial soaps, and chemical disinfectants, whereas antibiotics are an important class of antibacterials used more specifically in medicine and sometimes in livestock feed.
Antibiotics have been used since ancient times. Many civilizations used topical application of moldy bread, with many references to its beneficial effects arising from ancient Egypt, Nubia, China, Serbia, Greece, and Rome. The first person to directly document the use of molds to treat infections was John Parkinson (1567–1650). Antibiotics revolutionized medicine in the 20th century. Synthetic antibiotic chemotherapy as a science and development of antibacterials began in Germany with Paul Ehrlich in the late 1880s. Alexander Fleming (1881–1955) discovered modern day penicillin in 1928, the widespread use of which proved significantly beneficial during wartime. The first sulfonamide and the first systemically active antibacterial drug, Prontosil, was developed by a research team led by Gerhard Domagk in 1932 or 1933 at the Bayer Laboratories of the IG Farben conglomerate in Germany. However, the effectiveness and easy access to antibiotics have also led to their overuse and some bacteria have evolved resistance to them. The World Health Organization has classified antimicrobial resistance as a widespread "serious threat [that] is no longer a prediction for the future, it is happening right now in every region of the world and has the potential to affect anyone, of any age, in any country". Global deaths attributable to antimicrobial resistance numbered 1.27 million in 2019.
Etymology
The term 'antibiosis', meaning "against life", was introduced by the French bacteriologist Jean Paul Vuillemin as a descriptive name of the phenomenon exhibited by these early antibacterial drugs. Antibiosis was first described in 1877 in bacteria when Louis Pasteur and Robert Koch observed that an airborne bacillus could inhibit the growth of Bacillus anthracis. These drugs were later renamed antibiotics by Selman Waksman, an American microbiologist, in 1947.
The term antibiotic was first used in 1942 by Selman Waksman and his collaborators in journal articles to describe any substance produced by a microorganism that is antagonistic to the growth of other microorganisms in high dilution. This definition excluded substances that kill bacteria but that are not produced by microorganisms (such as gastric juices and hydrogen peroxide). It also excluded synthetic antibacterial compounds such as the sulfonamides. In current usage, the term "antibiotic" is applied to any medication that kills bacteria or inhibits their growth, regardless of whether that medication is produced by a microorganism or not.
The term "antibiotic" derives from anti + βιωτικός (biōtikos), "fit for life, lively", which comes from βίωσις (biōsis), "way of life", and that from βίος (bios), "life". The term "antibacterial" derives from Greek ἀντί (anti), "against" + βακτήριον (baktērion), diminutive of βακτηρία (baktēria), "staff, cane", because the first bacteria to be discovered were rod-shaped.
Usage
Medical uses
Antibiotics are used to treat or prevent bacterial infections, and sometimes protozoan infections. (Metronidazole is effective against a number of parasitic diseases). When an infection is suspected of being responsible for an illness but the responsible pathogen has not been identified, an empiric therapy is adopted. This involves the administration of a broad-spectrum antibiotic based on the signs and symptoms presented and is initiated pending laboratory results that can take several days.
When the responsible pathogenic microorganism is already known or has been identified, definitive therapy can be started. This will usually involve the use of a narrow-spectrum antibiotic. The choice of antibiotic given will also be based on its cost. Identification is critically important as it can reduce the cost and toxicity of the antibiotic therapy and also reduce the possibility of the emergence of antimicrobial resistance. To avoid surgery, antibiotics may be given for non-complicated acute appendicitis.
Antibiotics may be given as a preventive measure and this is usually limited to at-risk populations such as those with a weakened immune system (particularly in HIV cases to prevent pneumonia), those taking immunosuppressive drugs, cancer patients, and those having surgery. Their use in surgical procedures is to help prevent infection of incisions. They have an important role in dental antibiotic prophylaxis where their use may prevent bacteremia and consequent infective endocarditis. Antibiotics are also used to prevent infection in cases of neutropenia particularly cancer-related.
The use of antibiotics for secondary prevention of coronary heart disease is not supported by current scientific evidence, and may actually increase cardiovascular mortality, all-cause mortality and the occurrence of stroke.
Routes of administration
There are many different routes of administration for antibiotic treatment. Antibiotics are usually taken by mouth. In more severe cases, particularly deep-seated systemic infections, antibiotics can be given intravenously or by injection. Where the site of infection is easily accessed, antibiotics may be given topically in the form of eye drops onto the conjunctiva for conjunctivitis or ear drops for ear infections and acute cases of swimmer's ear. Topical use is also one of the treatment options for some skin conditions including acne and cellulitis. Advantages of topical application include achieving high and sustained concentration of antibiotic at the site of infection; reducing the potential for systemic absorption and toxicity, and total volumes of antibiotic required are reduced, thereby also reducing the risk of antibiotic misuse. Topical antibiotics applied over certain types of surgical wounds have been reported to reduce the risk of surgical site infections. However, there are certain general causes for concern with topical administration of antibiotics. Some systemic absorption of the antibiotic may occur; the quantity of antibiotic applied is difficult to accurately dose, and there is also the possibility of local hypersensitivity reactions or contact dermatitis occurring. It is recommended to administer antibiotics as soon as possible, especially in life-threatening infections. Many emergency departments stock antibiotics for this purpose.
Global consumption
Antibiotic consumption varies widely between countries. The WHO report on surveillance of antibiotic consumption published in 2018 analysed 2015 data from 65 countries. As measured in defined daily doses per 1,000 inhabitants per day. Mongolia had the highest consumption with a rate of 64.4. Burundi had the lowest at 4.4. Amoxicillin and amoxicillin/clavulanic acid were the most frequently consumed.
Side effects
Antibiotics are screened for any negative effects before their approval for clinical use, and are usually considered safe and well tolerated. However, some antibiotics have been associated with a wide extent of adverse side effects ranging from mild to very severe depending on the type of antibiotic used, the microbes targeted, and the individual patient. Side effects may reflect the pharmacological or toxicological properties of the antibiotic or may involve hypersensitivity or allergic reactions. Adverse effects range from fever and nausea to major allergic reactions, including photodermatitis and anaphylaxis.
Common side effects of oral antibiotics include diarrhea, resulting from disruption of the species composition in the intestinal flora, resulting, for example, in overgrowth of pathogenic bacteria, such as Clostridium difficile. Taking probiotics during the course of antibiotic treatment can help prevent antibiotic-associated diarrhea. Antibacterials can also affect the vaginal flora, and may lead to overgrowth of yeast species of the genus Candida in the vulvo-vaginal area. Additional side effects can result from interaction with other drugs, such as the possibility of tendon damage from the administration of a quinolone antibiotic with a systemic corticosteroid.
Some antibiotics may also damage the mitochondrion, a bacteria-derived organelle found in eukaryotic, including human, cells. Mitochondrial damage cause oxidative stress in cells and has been suggested as a mechanism for side effects from fluoroquinolones. They are also known to affect chloroplasts.
Interactions
Birth control pills
There are few well-controlled studies on whether antibiotic use increases the risk of oral contraceptive failure. The majority of studies indicate antibiotics do not interfere with birth control pills, such as clinical studies that suggest the failure rate of contraceptive pills caused by antibiotics is very low (about 1%). Situations that may increase the risk of oral contraceptive failure include non-compliance (missing taking the pill), vomiting, or diarrhea. Gastrointestinal disorders or interpatient variability in oral contraceptive absorption affecting ethinylestradiol serum levels in the blood. Women with menstrual irregularities may be at higher risk of failure and should be advised to use backup contraception during antibiotic treatment and for one week after its completion. If patient-specific risk factors for reduced oral contraceptive efficacy are suspected, backup contraception is recommended.
In cases where antibiotics have been suggested to affect the efficiency of birth control pills, such as for the broad-spectrum antibiotic rifampicin, these cases may be due to an increase in the activities of hepatic liver enzymes' causing increased breakdown of the pill's active ingredients. Effects on the intestinal flora, which might result in reduced absorption of estrogens in the colon, have also been suggested, but such suggestions have been inconclusive and controversial. Clinicians have recommended that extra contraceptive measures be applied during therapies using antibiotics that are suspected to interact with oral contraceptives. More studies on the possible interactions between antibiotics and birth control pills (oral contraceptives) are required as well as careful assessment of patient-specific risk factors for potential oral contractive pill failure prior to dismissing the need for backup contraception.
Alcohol
Interactions between alcohol and certain antibiotics may occur and may cause side effects and decreased effectiveness of antibiotic therapy. While moderate alcohol consumption is unlikely to interfere with many common antibiotics, there are specific types of antibiotics with which alcohol consumption may cause serious side effects. Therefore, potential risks of side effects and effectiveness depend on the type of antibiotic administered.
Antibiotics such as metronidazole, tinidazole, cephamandole, latamoxef, cefoperazone, cefmenoxime, and furazolidone, cause a disulfiram-like chemical reaction with alcohol by inhibiting its breakdown by acetaldehyde dehydrogenase, which may result in vomiting, nausea, and shortness of breath. In addition, the efficacy of doxycycline and erythromycin succinate may be reduced by alcohol consumption. Other effects of alcohol on antibiotic activity include altered activity of the liver enzymes that break down the antibiotic compound.
Pharmacodynamics
The successful outcome of antimicrobial therapy with antibacterial compounds depends on several factors. These include host defense mechanisms, the location of infection, and the pharmacokinetic and pharmacodynamic properties of the antibacterial. The bactericidal activity of antibacterials may depend on the bacterial growth phase, and it often requires ongoing metabolic activity and division of bacterial cells. These findings are based on laboratory studies, and in clinical settings have also been shown to eliminate bacterial infection. Since the activity of antibacterials depends frequently on its concentration, in vitro characterization of antibacterial activity commonly includes the determination of the minimum inhibitory concentration and minimum bactericidal concentration of an antibacterial.
To predict clinical outcome, the antimicrobial activity of an antibacterial is usually combined with its pharmacokinetic profile, and several pharmacological parameters are used as markers of drug efficacy.
Combination therapy
In important infectious diseases, including tuberculosis, combination therapy (i.e., the concurrent application of two or more antibiotics) has been used to delay or prevent the emergence of resistance. In acute bacterial infections, antibiotics as part of combination therapy are prescribed for their synergistic effects to improve treatment outcome as the combined effect of both antibiotics is better than their individual effect. Fosfomycin has the highest number of synergistic combinations among antibiotics and is almost always used as a partner drug. Methicillin-resistant Staphylococcus aureus infections may be treated with a combination therapy of fusidic acid and rifampicin. Antibiotics used in combination may also be antagonistic and the combined effects of the two antibiotics may be less than if one of the antibiotics was given as a monotherapy. For example, chloramphenicol and tetracyclines are antagonists to penicillins. However, this can vary depending on the species of bacteria. In general, combinations of a bacteriostatic antibiotic and bactericidal antibiotic are antagonistic.
In addition to combining one antibiotic with another, antibiotics are sometimes co-administered with resistance-modifying agents. For example, β-lactam antibiotics may be used in combination with β-lactamase inhibitors, such as clavulanic acid or sulbactam, when a patient is infected with a β-lactamase-producing strain of bacteria.
Classes
Antibiotics are commonly classified based on their mechanism of action, chemical structure, or spectrum of activity. Most target bacterial functions or growth processes. Those that target the bacterial cell wall (penicillins and cephalosporins) or the cell membrane (polymyxins), or interfere with essential bacterial enzymes (rifamycins, lipiarmycins, quinolones, and sulfonamides) have bactericidal activities, killing the bacteria. Protein synthesis inhibitors (macrolides, lincosamides, and tetracyclines) are usually bacteriostatic, inhibiting further growth (with the exception of bactericidal aminoglycosides). Further categorization is based on their target specificity. "Narrow-spectrum" antibiotics target specific types of bacteria, such as gram-negative or gram-positive, whereas broad-spectrum antibiotics affect a wide range of bacteria. Following a 40-year break in discovering classes of antibacterial compounds, four new classes of antibiotics were introduced to clinical use in the late 2000s and early 2010s: cyclic lipopeptides (such as daptomycin), glycylcyclines (such as tigecycline), oxazolidinones (such as linezolid), and lipiarmycins (such as fidaxomicin).
Production
With advances in medicinal chemistry, most modern antibacterials are semisynthetic modifications of various natural compounds. These include, for example, the beta-lactam antibiotics, which include the penicillins (produced by fungi in the genus Penicillium), the cephalosporins, and the carbapenems. Compounds that are still isolated from living organisms are the aminoglycosides, whereas other antibacterials—for example, the sulfonamides, the quinolones, and the oxazolidinones—are produced solely by chemical synthesis. Many antibacterial compounds are relatively small molecules with a molecular weight of less than 1000 daltons.
Since the first pioneering efforts of Howard Florey and Chain in 1939, the importance of antibiotics, including antibacterials, to medicine has led to intense research into producing antibacterials at large scales. Following screening of antibacterials against a wide range of bacteria, production of the active compounds is carried out using fermentation, usually in strongly aerobic conditions.
Resistance
The emergence of antibiotic-resistant bacteria is a common phenomenon mainly caused by the overuse/misuse. It represents a threat to health globally.
Emergence of resistance often reflects evolutionary processes that take place during antibiotic therapy. The antibiotic treatment may select for bacterial strains with physiologically or genetically enhanced capacity to survive high doses of antibiotics. Under certain conditions, it may result in preferential growth of resistant bacteria, while growth of susceptible bacteria is inhibited by the drug. For example, antibacterial selection for strains having previously acquired antibacterial-resistance genes was demonstrated in 1943 by the Luria–Delbrück experiment. Antibiotics such as penicillin and erythromycin, which used to have a high efficacy against many bacterial species and strains, have become less effective, due to the increased resistance of many bacterial strains.
Resistance may take the form of biodegradation of pharmaceuticals, such as sulfamethazine-degrading soil bacteria introduced to sulfamethazine through medicated pig feces.
The survival of bacteria often results from an inheritable resistance, but the growth of resistance to antibacterials also occurs through horizontal gene transfer. Horizontal transfer is more likely to happen in locations of frequent antibiotic use.
Antibacterial resistance may impose a biological cost, thereby reducing fitness of resistant strains, which can limit the spread of antibacterial-resistant bacteria, for example, in the absence of antibacterial compounds. Additional mutations, however, may compensate for this fitness cost and can aid the survival of these bacteria.
Paleontological data show that both antibiotics and antibiotic resistance are ancient compounds and mechanisms. Useful antibiotic targets are those for which mutations negatively impact bacterial reproduction or viability.
Several molecular mechanisms of antibacterial resistance exist. Intrinsic antibacterial resistance may be part of the genetic makeup of bacterial strains. For example, an antibiotic target may be absent from the bacterial genome. Acquired resistance results from a mutation in the bacterial chromosome or the acquisition of extra-chromosomal DNA. Antibacterial-producing bacteria have evolved resistance mechanisms that have been shown to be similar to, and may have been transferred to, antibacterial-resistant strains. The spread of antibacterial resistance often occurs through vertical transmission of mutations during growth and by genetic recombination of DNA by horizontal genetic exchange. For instance, antibacterial resistance genes can be exchanged between different bacterial strains or species via plasmids that carry these resistance genes. Plasmids that carry several different resistance genes can confer resistance to multiple antibacterials. Cross-resistance to several antibacterials may also occur when a resistance mechanism encoded by a single gene conveys resistance to more than one antibacterial compound.
Antibacterial-resistant strains and species, sometimes referred to as "superbugs", now contribute to the emergence of diseases that were, for a while, well controlled. For example, emergent bacterial strains causing tuberculosis that are resistant to previously effective antibacterial treatments pose many therapeutic challenges. Every year, nearly half a million new cases of multidrug-resistant tuberculosis (MDR-TB) are estimated to occur worldwide. For example, NDM-1 is a newly identified enzyme conveying bacterial resistance to a broad range of beta-lactam antibacterials. The United Kingdom's Health Protection Agency has stated that "most isolates with NDM-1 enzyme are resistant to all standard intravenous antibiotics for treatment of severe infections." On 26 May 2016, an E. coli "superbug" was identified in the United States resistant to colistin, "the last line of defence" antibiotic.
In recent years, even anaerobic bacteria, historically considered less concerning in terms of resistance, have demonstrated high rates of antibiotic resistance, particularly Bacteroides, for which resistance rates to penicillin have been reported to exceed 90%.
Misuse
Per The ICU Book "The first rule of antibiotics is to try not to use them, and the second rule is try not to use too many of them." Inappropriate antibiotic treatment and overuse of antibiotics have contributed to the emergence of antibiotic-resistant bacteria. However, potential harm from antibiotics extends beyond selection of antimicrobial resistance and their overuse is associated with adverse effects for patients themselves, seen most clearly in critically ill patients in Intensive care units. Self-prescribing of antibiotics is an example of misuse. Many antibiotics are frequently prescribed to treat symptoms or diseases that do not respond to antibiotics or that are likely to resolve without treatment. Also, incorrect or suboptimal antibiotics are prescribed for certain bacterial infections. The overuse of antibiotics, like penicillin and erythromycin, has been associated with emerging antibiotic resistance since the 1950s. Widespread usage of antibiotics in hospitals has also been associated with increases in bacterial strains and species that no longer respond to treatment with the most common antibiotics.
Common forms of antibiotic misuse include excessive use of prophylactic antibiotics in travelers and failure of medical professionals to prescribe the correct dosage of antibiotics on the basis of the patient's weight and history of prior use. Other forms of misuse include failure to take the entire prescribed course of the antibiotic, incorrect dosage and administration, or failure to rest for sufficient recovery. Inappropriate antibiotic treatment, for example, is their prescription to treat viral infections such as the common cold. One study on respiratory tract infections found "physicians were more likely to prescribe antibiotics to patients who appeared to expect them". Multifactorial interventions aimed at both physicians and patients can reduce inappropriate prescription of antibiotics. The lack of rapid point of care diagnostic tests, particularly in resource-limited settings is considered one of the drivers of antibiotic misuse.
Several organizations concerned with antimicrobial resistance are lobbying to eliminate the unnecessary use of antibiotics. The issues of misuse and overuse of antibiotics have been addressed by the formation of the US Interagency Task Force on Antimicrobial Resistance. This task force aims to actively address antimicrobial resistance, and is coordinated by the US Centers for Disease Control and Prevention, the Food and Drug Administration (FDA), and the National Institutes of Health, as well as other US agencies. A non-governmental organization campaign group is Keep Antibiotics Working. In France, an "Antibiotics are not automatic" government campaign started in 2002 and led to a marked reduction of unnecessary antibiotic prescriptions, especially in children.
The emergence of antibiotic resistance has prompted restrictions on their use in the UK in 1970 (Swann report 1969), and the European Union has banned the use of antibiotics as growth-promotional agents since 2003. Moreover, several organizations (including the World Health Organization, the National Academy of Sciences, and the U.S. Food and Drug Administration) have advocated restricting the amount of antibiotic use in food animal production. However, commonly there are delays in regulatory and legislative actions to limit the use of antibiotics, attributable partly to resistance against such regulation by industries using or selling antibiotics, and to the time required for research to test causal links between their use and resistance to them. Two federal bills (S.742 and H.R. 2562) aimed at phasing out nontherapeutic use of antibiotics in US food animals were proposed, but have not passed. These bills were endorsed by public health and medical organizations, including the American Holistic Nurses' Association, the American Medical Association, and the American Public Health Association.
Despite pledges by food companies and restaurants to reduce or eliminate meat that comes from animals treated with antibiotics, the purchase of antibiotics for use on farm animals has been increasing every year.
There has been extensive use of antibiotics in animal husbandry. In the United States, the question of emergence of antibiotic-resistant bacterial strains due to use of antibiotics in livestock was raised by the US Food and Drug Administration (FDA) in 1977. In March 2012, the United States District Court for the Southern District of New York, ruling in an action brought by the Natural Resources Defense Council and others, ordered the FDA to revoke approvals for the use of antibiotics in livestock, which violated FDA regulations.
Studies have shown that common misconceptions about the effectiveness and necessity of antibiotics to treat common mild illnesses contribute to their overuse.
Other forms of antibiotic associated harm include anaphylaxis, drug toxicity most notably kidney and liver damage, and super-infections with resistant organisms. Antibiotics are also known to affect mitochondrial function, and this may contribute to the bioenergetic failure of immune cells seen in sepsis. They also alter the microbiome of the gut, lungs and skin, which may be associated with adverse effects such as Clostridium difficile associated diarrhoea. Whilst antibiotics can clearly be lifesaving in patients with bacterial infections, their overuse, especially in patients where infections are hard to diagnose, can lead to harm via multiple mechanisms.
History
Before the early 20th century, treatments for infections were based primarily on medicinal folklore. Mixtures with antimicrobial properties that were used in treatments of infections were described over 2,000 years ago. Many ancient cultures, including the ancient Egyptians and ancient Greeks, used specially selected mold and plant materials to treat infections. Nubian mummies studied in the 1990s were found to contain significant levels of tetracycline. The beer brewed at that time was conjectured to have been the source.
The use of antibiotics in modern medicine began with the discovery of synthetic antibiotics derived from dyes.Various Essential oils have been shown to have anti-microbial properties. Along with this, the plants from which these oils have been derived from can be used as niche anti-microbial agents.
Synthetic antibiotics derived from dyes
Synthetic antibiotic chemotherapy as a science and development of antibacterials began in Germany with Paul Ehrlich in the late 1880s. Ehrlich noted certain dyes would colour human, animal, or bacterial cells, whereas others did not. He then proposed the idea that it might be possible to create chemicals that would act as a selective drug that would bind to and kill bacteria without harming the human host. After screening hundreds of dyes against various organisms, in 1907, he discovered a medicinally useful drug, the first synthetic antibacterial organoarsenic compound salvarsan, now called arsphenamine.
This heralded the era of antibacterial treatment that was begun with the discovery of a series of arsenic-derived synthetic antibiotics by both Alfred Bertheim and Ehrlich in 1907. Ehrlich and Bertheim had experimented with various chemicals derived from dyes to treat trypanosomiasis in mice and spirochaeta infection in rabbits. While their early compounds were too toxic, Ehrlich and Sahachiro Hata, a Japanese bacteriologist working with Ehrlich in the quest for a drug to treat syphilis, achieved success with the 606th compound in their series of experiments. In 1910, Ehrlich and Hata announced their discovery, which they called drug "606", at the Congress for Internal Medicine at Wiesbaden. The Hoechst company began to market the compound toward the end of 1910 under the name Salvarsan, now known as arsphenamine. The drug was used to treat syphilis in the first half of the 20th century. In 1908, Ehrlich received the Nobel Prize in Physiology or Medicine for his contributions to immunology. Hata was nominated for the Nobel Prize in Chemistry in 1911 and for the Nobel Prize in Physiology or Medicine in 1912 and 1913.
The first sulfonamide and the first systemically active antibacterial drug, Prontosil, was developed by a research team led by Gerhard Domagk in 1932 or 1933 at the Bayer Laboratories of the IG Farben conglomerate in Germany, for which Domagk received the 1939 Nobel Prize in Physiology or Medicine. Sulfanilamide, the active drug of Prontosil, was not patentable as it had already been in use in the dye industry for some years. Prontosil had a relatively broad effect against Gram-positive cocci, but not against enterobacteria. Research was stimulated apace by its success. The discovery and development of this sulfonamide drug opened the era of antibacterials.
Penicillin and other natural antibiotics
Observations about the growth of some microorganisms inhibiting the growth of other microorganisms have been reported since the late 19th century. These observations of antibiosis between microorganisms led to the discovery of natural antibacterials. Louis Pasteur observed, "if we could intervene in the antagonism observed between some bacteria, it would offer perhaps the greatest hopes for therapeutics".
In 1874, physician Sir William Roberts noted that cultures of the mould Penicillium glaucum that is used in the making of some types of blue cheese did not display bacterial contamination.
In 1895 Vincenzo Tiberio, Italian physician, published a paper on the antibacterial power of some extracts of mold.
In 1897, doctoral student Ernest Duchesne submitted a dissertation, "" (Contribution to the study of vital competition in micro-organisms: antagonism between moulds and microbes), the first known scholarly work to consider the therapeutic capabilities of moulds resulting from their anti-microbial activity. In his thesis, Duchesne proposed that bacteria and moulds engage in a perpetual battle for survival. Duchesne observed that E. coli was eliminated by Penicillium glaucum when they were both grown in the same culture. He also observed that when he inoculated laboratory animals with lethal doses of typhoid bacilli together with Penicillium glaucum, the animals did not contract typhoid. Duchesne's army service after getting his degree prevented him from doing any further research. Duchesne died of tuberculosis, a disease now treated by antibiotics.
In 1928, Sir Alexander Fleming postulated the existence of penicillin, a molecule produced by certain moulds that kills or stops the growth of certain kinds of bacteria. Fleming was working on a culture of disease-causing bacteria when he noticed the spores of a green mold, Penicillium rubens, in one of his culture plates. He observed that the presence of the mould killed or prevented the growth of the bacteria. Fleming postulated that the mould must secrete an antibacterial substance, which he named penicillin in 1928. Fleming believed that its antibacterial properties could be exploited for chemotherapy. He initially characterised some of its biological properties, and attempted to use a crude preparation to treat some infections, but he was unable to pursue its further development without the aid of trained chemists.
Ernst Chain, Howard Florey and Edward Abraham succeeded in purifying the first penicillin, penicillin G, in 1942, but it did not become widely available outside the Allied military before 1945. Later, Norman Heatley developed the back extraction technique for efficiently purifying penicillin in bulk. The chemical structure of penicillin was first proposed by Abraham in 1942 and then later confirmed by Dorothy Crowfoot Hodgkin in 1945. Purified penicillin displayed potent antibacterial activity against a wide range of bacteria and had low toxicity in humans. Furthermore, its activity was not inhibited by biological constituents such as pus, unlike the synthetic sulfonamides. (see below) The development of penicillin led to renewed interest in the search for antibiotic compounds with similar efficacy and safety. For their successful development of penicillin, which Fleming had accidentally discovered but could not develop himself, as a therapeutic drug, Chain and Florey shared the 1945 Nobel Prize in Medicine with Fleming.
Florey credited René Dubos with pioneering the approach of deliberately and systematically searching for antibacterial compounds, which had led to the discovery of gramicidin and had revived Florey's research in penicillin. In 1939, coinciding with the start of World War II, Dubos had reported the discovery of the first naturally derived antibiotic, tyrothricin, a compound of 20% gramicidin and 80% tyrocidine, from Bacillus brevis. It was one of the first commercially manufactured antibiotics and was very effective in treating wounds and ulcers during World War II. Gramicidin, however, could not be used systemically because of toxicity. Tyrocidine also proved too toxic for systemic usage. Research results obtained during that period were not shared between the Axis and the Allied powers during World War II and limited access during the Cold War.
Late 20th century
During the mid-20th century, the number of new antibiotic substances introduced for medical use increased significantly. From 1935 to 1968, 12 new classes were launched. However, after this, the number of new classes dropped markedly, with only two new classes introduced between 1969 and 2003.
Antibiotic pipeline
Both the WHO and the Infectious Disease Society of America report that the weak antibiotic pipeline does not match bacteria's increasing ability to develop resistance. The Infectious Disease Society of America report noted that the number of new antibiotics approved for marketing per year had been declining and identified seven antibiotics against the Gram-negative bacilli currently in phase 2 or phase 3 clinical trials. However, these drugs did not address the entire spectrum of resistance of Gram-negative bacilli. According to the WHO fifty one new therapeutic entities - antibiotics (including combinations), are in phase 1-3 clinical trials as of May 2017. Antibiotics targeting multidrug-resistant Gram-positive pathogens remains a high priority.
A few antibiotics have received marketing authorization in the last seven years. The cephalosporin ceftaroline and the lipoglycopeptides oritavancin and telavancin have been approved for the treatment of acute bacterial skin and skin structure infection and community-acquired bacterial pneumonia. The lipoglycopeptide dalbavancin and the oxazolidinone tedizolid has also been approved for use for the treatment of acute bacterial skin and skin structure infection. The first in a new class of narrow spectrum macrocyclic antibiotics, fidaxomicin, has been approved for the treatment of C. difficile colitis. New cephalosporin-lactamase inhibitor combinations also approved include ceftazidime-avibactam and ceftolozane-avibactam for complicated urinary tract infection and intra-abdominal infection.
Possible improvements include clarification of clinical trial regulations by FDA. Furthermore, appropriate economic incentives could persuade pharmaceutical companies to invest in this endeavor. In the US, the Antibiotic Development to Advance Patient Treatment (ADAPT) Act was introduced with the aim of fast tracking the drug development of antibiotics to combat the growing threat of 'superbugs'. Under this Act, FDA can approve antibiotics and antifungals treating life-threatening infections based on smaller clinical trials. The CDC will monitor the use of antibiotics and the emerging resistance, and publish the data. The FDA antibiotics labeling process, 'Susceptibility Test Interpretive Criteria for Microbial Organisms' or 'breakpoints', will provide accurate data to healthcare professionals. According to Allan Coukell, senior director for health programs at The Pew Charitable Trusts, "By allowing drug developers to rely on smaller datasets, and clarifying FDA's authority to tolerate a higher level of uncertainty for these drugs when making a risk/benefit calculation, ADAPT would make the clinical trials more feasible."
Replenishing the antibiotic pipeline and developing other new therapies
Because antibiotic-resistant bacterial strains continue to emerge and spread, there is a constant need to develop new antibacterial treatments. Current strategies include traditional chemistry-based approaches such as natural product-based drug discovery, newer chemistry-based approaches such as drug design, traditional biology-based approaches such as immunoglobulin therapy, and experimental biology-based approaches such as phage therapy, fecal microbiota transplants, antisense RNA-based treatments, and CRISPR-Cas9-based treatments.
Natural product-based antibiotic discovery
Most of the antibiotics in current use are natural products or natural product derivatives, and bacterial, fungal, plant and animal extracts are being screened in the search for new antibiotics. Organisms may be selected for testing based on ecological, ethnomedical, genomic, or historical rationales. Medicinal plants, for example, are screened on the basis that they are used by traditional healers to prevent or cure infection and may therefore contain antibacterial compounds. Also, soil bacteria are screened on the basis that, historically, they have been a very rich source of antibiotics (with 70 to 80% of antibiotics in current use derived from the actinomycetes).
In addition to screening natural products for direct antibacterial activity, they are sometimes screened for the ability to suppress antibiotic resistance and antibiotic tolerance. For example, some secondary metabolites inhibit drug efflux pumps, thereby increasing the concentration of antibiotic able to reach its cellular target and decreasing bacterial resistance to the antibiotic. Natural products known to inhibit bacterial efflux pumps include the alkaloid lysergol, the carotenoids capsanthin and capsorubin, and the flavonoids rotenone and chrysin. Other natural products, this time primary metabolites rather than secondary metabolites, have been shown to eradicate antibiotic tolerance. For example, glucose, mannitol, and fructose reduce antibiotic tolerance in Escherichia coli and Staphylococcus aureus, rendering them more susceptible to killing by aminoglycoside antibiotics.
Natural products may be screened for the ability to suppress bacterial virulence factors too. Virulence factors are molecules, cellular structures and regulatory systems that enable bacteria to evade the body's immune defenses (e.g. urease, staphyloxanthin), move towards, attach to, and/or invade human cells (e.g. type IV pili, adhesins, internalins), coordinate the activation of virulence genes (e.g. quorum sensing), and cause disease (e.g. exotoxins). Examples of natural products with antivirulence activity include the flavonoid epigallocatechin gallate (which inhibits listeriolysin O), the quinone tetrangomycin (which inhibits staphyloxanthin), and the sesquiterpene zerumbone (which inhibits Acinetobacter baumannii motility).
Immunoglobulin therapy
Antibodies (anti-tetanus immunoglobulin) have been used in the treatment and prevention of tetanus since the 1910s, and this approach continues to be a useful way of controlling bacterial diseases. The monoclonal antibody bezlotoxumab, for example, has been approved by the US FDA and EMA for recurrent Clostridium difficile infection, and other monoclonal antibodies are in development (e.g. AR-301 for the adjunctive treatment of S. aureus ventilator-associated pneumonia). Antibody treatments act by binding to and neutralizing bacterial exotoxins and other virulence factors.
Phage therapy
Phage therapy is under investigation as a method of treating antibiotic-resistant strains of bacteria. Phage therapy involves infecting bacterial pathogens with viruses. Bacteriophages and their host ranges are extremely specific for certain bacteria, thus, unlike antibiotics, they do not disturb the host organism's intestinal microbiota. Bacteriophages, also known as phages, infect and kill bacteria primarily during lytic cycles. Phages insert their DNA into the bacterium, where it is transcribed and used to make new phages, after which the cell will lyse, releasing new phage that are able to infect and destroy further bacteria of the same strain. The high specificity of phage protects "good" bacteria from destruction.
Some disadvantages to the use of bacteriophages also exist, however. Bacteriophages may harbour virulence factors or toxic genes in their genomes and, prior to use, it may be prudent to identify genes with similarity to known virulence factors or toxins by genomic sequencing. In addition, the oral and IV administration of phages for the eradication of bacterial infections poses a much higher safety risk than topical application. Also, there is the additional concern of uncertain immune responses to these large antigenic cocktails.
There are considerable regulatory hurdles that must be cleared for such therapies. Despite numerous challenges, the use of bacteriophages as a replacement for antimicrobial agents against MDR pathogens that no longer respond to conventional antibiotics, remains an attractive option.
Fecal microbiota transplants
Fecal microbiota transplants involve transferring the full intestinal microbiota from a healthy human donor (in the form of stool) to patients with C. difficile infection. Although this procedure has not been officially approved by the US FDA, its use is permitted under some conditions in patients with antibiotic-resistant C. difficile infection. Cure rates are around 90%, and work is underway to develop stool banks, standardized products, and methods of oral delivery. Fecal microbiota transplantation has also been used more recently for inflammatory bowel diseases.
Antisense RNA-based treatments
Antisense RNA-based treatment (also known as gene silencing therapy) involves (a) identifying bacterial genes that encode essential proteins (e.g. the Pseudomonas aeruginosa genes acpP, lpxC, and rpsJ), (b) synthesizing single stranded RNA that is complementary to the mRNA encoding these essential proteins, and (c) delivering the single stranded RNA to the infection site using cell-penetrating peptides or liposomes. The antisense RNA then hybridizes with the bacterial mRNA and blocks its translation into the essential protein. Antisense RNA-based treatment has been shown to be effective in in vivo models of P. aeruginosa pneumonia.
In addition to silencing essential bacterial genes, antisense RNA can be used to silence bacterial genes responsible for antibiotic resistance. For example, antisense RNA has been developed that silences the S. aureus mecA gene (the gene that encodes modified penicillin-binding protein 2a and renders S. aureus strains methicillin-resistant). Antisense RNA targeting mecA mRNA has been shown to restore the susceptibility of methicillin-resistant staphylococci to oxacillin in both in vitro and in vivo studies.
CRISPR-Cas9-based treatments
In the early 2000s, a system was discovered that enables bacteria to defend themselves against invading viruses. The system, known as CRISPR-Cas9, consists of (a) an enzyme that destroys DNA (the nuclease Cas9) and (b) the DNA sequences of previously encountered viral invaders (CRISPR). These viral DNA sequences enable the nuclease to target foreign (viral) rather than self (bacterial) DNA.
Although the function of CRISPR-Cas9 in nature is to protect bacteria, the DNA sequences in the CRISPR component of the system can be modified so that the Cas9 nuclease targets bacterial resistance genes or bacterial virulence genes instead of viral genes. The modified CRISPR-Cas9 system can then be administered to bacterial pathogens using plasmids or bacteriophages. This approach has successfully been used to silence antibiotic resistance and reduce the virulence of enterohemorrhagic E. coli in an in vivo model of infection.
Reducing the selection pressure for antibiotic resistance
In addition to developing new antibacterial treatments, it is important to reduce the selection pressure for the emergence and spread of antibiotic resistance. Strategies to accomplish this include well-established infection control measures such as infrastructure improvement (e.g. less crowded housing), better sanitation (e.g. safe drinking water and food) and vaccine development, other approaches such as antibiotic stewardship, and experimental approaches such as the use of prebiotics and probiotics to prevent infection. Antibiotic cycling, where antibiotics are alternated by clinicians to treat microbial diseases, is proposed, but recent studies revealed such strategies are ineffective against antibiotic resistance.
Vaccines
Vaccines rely on immune modulation or augmentation. Vaccination either excites or reinforces the immune competence of a host to ward off infection, leading to the activation of macrophages, the production of antibodies, inflammation, and other classic immune reactions. Antibacterial vaccines have been responsible for a drastic reduction in global bacterial diseases. Vaccines made from attenuated whole cells or lysates have been replaced largely by less reactogenic, cell-free vaccines consisting of purified components, including capsular polysaccharides and their conjugates, to protein carriers, as well as inactivated toxins (toxoids) and proteins.
See also
References
Further reading
External links
Anti-infective agents
. |
1807 | https://en.wikipedia.org/wiki/ASA | ASA | ASA as an abbreviation or initialism may refer to:
Biology and medicine
Accessible surface area of a biomolecule, accessible to a solvent
Acetylsalicylic acid, aspirin
Advanced surface ablation, refractive eye surgery
Anterior spinal artery, the blood vessel which supplies the anterior portion of the spinal cord
Antisperm antibodies, antibodies against sperm antigens
Argininosuccinic aciduria, a disorder of the urea cycle
ASA physical status classification system, rating of patients undergoing anesthesia
Education and research
African Studies Association of the United Kingdom
African Studies Association
Alandica Shipping Academy, Åland Islands, Finland
Albany Students' Association, at Massey University, Auckland, New Zealand
Alexander-Smith Academy, in Houston, Texas
Alpha Sigma Alpha, U.S. national sorority
American Society for Aesthetics, philosophical organization
American Student Assistance, national non-profit organization
American Studies Association
Arizona School for the Arts
Armenian Sisters Academy
Association of Social Anthropologists
Astronomical Society of Australia
Austrian Studies Association
Organizations
Acoustical Society of America, international scientific society
Advertising Standards Authority (disambiguation), advertising regulators in several countries
American Scientific Affiliation, an organization of Christians in science
American Society of Agronomy
American Society of Anesthesiologists
American Society of Appraisers
American Sociological Association
American Staffing Association
American Standards Association, a former name of the American National Standards Institute
American Statistical Association
American Synesthesia Association
Americans for Safe Access, marijuana law reform group
Association for Social Advancement, microfinance institution, Bangladesh
Association for the Study of Abortion
Association of Scouts of Azerbaijan
Association of Southeast Asia
Australian Submarine Agency
Australian Society of Authors
Australian Space Agency
Austrian Service Abroad
Autism Society of America
United States Army Security Agency
Sports
Agremiação Sportiva Arapiraquense, Brazilian soccer club
Alliance Sport Alsace, French basketball club
Amateur Softball Association, former name of the governing body now known as USA Softball
Amateur Swimming Association, former name of Swim England
American Sailing Association
American Samoa, IOC country code
American Speed Association, motorsports sanctioning body
American Sportscasters Association
Arizona Soccer Association
Athletics South Africa, the national governing body for the sport of athletics in South Africa
Atlético Sport Aviação, Angolan multisports club
United States Adult Soccer Association
Transportation
ASA (automobile), Italian marque of automobiles (Autocostruzioni Società per Azioni)
ASA Aluminium Body, Argentinian manufacturer of replicas of sports cars
Aeropuertos y Servicios Auxiliares, Mexican airport operator
African Safari Airways, airline company based in East Africa
Air services agreement, bilateral agreement to allow international commercial air transport services between signatories
Atlantic Southeast Airlines, in Atlanta area, Georgia
Airline Superintendents Association, of Trinidad & Tobago
Airservices Australia, air traffic management and related services provider for Australia
The International Civil Aviation Organization's code for Alaska Airlines
Other
ASA ("American Standards Association") a measure of film speed in photography, later replaced by the ISO standard
Acrylonitrile styrene acrylate, a thermoplastic used for 3D printing and in the auto industry
Adaptive simulated annealing, optimization algorithm
Cisco ASA (Adaptive Security Appliances)
Allied States of America, a fictional American nation in the television show Jericho
Allmennaksjeselskap, the designation for a Norwegian public limited company
Anti-Soviet agitation, a criminal offense in the Soviet Union
ASA carriage control characters, a system used for controlling mainframe line printers
Assistant state's attorney, a title for attorneys working in the state's attorney's office in the United States
As-salamu alaykum, a greeting in Arabic that means "peace be upon you"
Auditory scene analysis, a proposed model for the basis of auditory perception
See also
Åsa (disambiguation) |
1810 | https://en.wikipedia.org/wiki/Actium | Actium | Actium or Aktion () was a town on a promontory in ancient Acarnania at the entrance of the Ambraciot Gulf, off which Octavian gained his celebrated victory, the Battle of Actium, over Antony and Cleopatra, on September 2, 31 BCE.
History
Actium belonged originally to the Corinthian colonists of Anactorium, who probably founded the sanctuary of Apollo Actius. This temple was of great antiquity. In the 3rd century BCE it fell to the Acarnanians, who subsequently held their religious summits there.
There was also an ancient festival named Actia, celebrated here in honour of the god. Augustus after his victory enlarged the temple, and revived the ancient festival, which was henceforth celebrated once in five years (πενταετηρίς, ludi quinquennales), with musical and gymnastic contests, and horse races. We learn from a Greek inscription found on the site of Actium, and which is probably prior to the time of Augustus, that the chief priest of the temple was called Ἱεραπόλος, and that his name was employed in official documents, like that of the first Archon at Athens, to mark the date. Strabo says that the temple was situated on an eminence, and that below was a plain with a grove of trees, and a dock-yard; and in another passage he describes the harbour as situated outside of the gulf. On the opposite coast of Epirus, Augustus founded the city of Nicopolis in honour of his victory. After the foundation of Nicopolis, a few buildings sprang up around the temple, and it served as a kind of suburb to Nicopolis.
Archaeology
On October 8, 1980, the Greek Ministry of Transport and Communications reported that shipwrecks from the Battle of Actium had been located at Actium near the entrance to the Ambracan Gulf.
In Summer 2009, archaeologists discovered the ruins of the Temple of Apollo and found two statue heads, one of Apollo, one of Artemis (Diana).
See also
Battle of Actium
List of ancient Greek cities
Preveza the nearest modern town, connected by a 1.5 km long tunnel
References
External links
Ancient Greek archaeological sites in Greece
Archaeological sites in Western Greece
Corinthian colonies
Former populated places in Greece
Roman towns and cities in Greece
Populated places in ancient Acarnania |
1812 | https://en.wikipedia.org/wiki/Amway | Amway | Amway (short for "American Way") is an American multi-level marketing (MLM) company that sells health, beauty, and home care products. The company was founded in 1959 by Jay Van Andel and Richard DeVos and is based in Ada, Michigan. Amway and its sister companies under Alticor reported sales of $8.9 billion in 2019. It is the largest multi-level marketing company in the world by revenue. It conducts business through a number of affiliated companies in more than a hundred countries and territories.
Amway has been investigated in various countries and by institutions such as the Federal Trade Commission (FTC) for alleged pyramid scheme practices. The company has paid tens of millions of dollars to settle these suits. Between 2007 and 2008, Amway was found guilty of illegal business practices in India. This ruling was upheld by the Indian Supreme Court. The crackdown was followed in 2021 by the Enforcement Directorate attaching company and bank assets, and labeling Amway's business model a "pyramid fraud" and the product offerings a "masquerade". In 1983, Amway admitted to defrauding the Canadian government for 15 years and had to pay a fine.
History
Founding
Jay Van Andel and Richard DeVos had been friends since school days and business partners in various endeavors, including a hamburger stand, an air charter service, and a sailing business. In 1949, they were introduced to the Nutrilite Products Corporation by Van Andel's second cousin Neil Maaskant. DeVos and Van Andel signed up to become distributors for Nutrilite food supplements in August. They sold their first box the next day for $19.50, but lost interest for the next two weeks. They traveled to Chicago to attend a Nutrilite seminar soon afterward, at the urging of Maaskant, who had become their sponsor. They watched promotional filmstrips and listened to talks by company representatives and successful distributors, then they decided to pursue the Nutrilite business. They sold their second box of supplements on their return trip to Michigan, and rapidly proceeded to develop the business further.
Earlier in 1949, DeVos and Van Andel had formed the Ja-Ri Corporation (abbreviated from their respective first names) to import wooden goods from South American countries. After the Chicago seminar, they turned Ja-Ri into a Nutrilite distributorship instead. In addition to profits on each product sold, Nutrilite offered commissions on sales made by new distributors introduced to the company by existing distributors—a system known as multi-level marketing or network marketing. By 1958, DeVos and Van Andel had built an organization of more than 5,000 distributors. However, they and some of their top distributors formed the American Way Association, or Amway, in April 1959 in response to concerns about the stability of Nutrilite and in order to represent the distributors and look for additional products to market.
Their first product was called Frisk, an organic cleaner developed by a scientist in Ohio. DeVos and Van Andel bought the rights to manufacture and distribute Frisk, and later changed the name to LOC (Liquid Organic Cleaner). They subsequently formed the Amway Sales Corporation to procure and inventory products and to handle sales and marketing plans, and the Amway Services Corporation to handle insurance and other benefits for distributors. In 1960, they purchased a 50% share in Atco Manufacturing Company in Detroit, the original manufacturers of LOC, and changed its name to Amway Manufacturing Corporation. In 1964, the Amway Sales Corporation, Amway Services Corporation, and Amway Manufacturing Corporation merged to form the Amway Corporation.
Amway bought a controlling interest in Nutrilite in 1972 and full ownership in 1994.
International expansion
Amway expanded to Australia in 1971, to parts of Europe in 1973, to parts of Asia in 1974, to Japan in 1979, to Latin America in 1985, to Thailand in 1987, to China in 1995, to Africa in 1997, to India and Scandinavia in 1998, to Ukraine in 2003, to Russia in 2005, and to Vietnam in 2008.
In 2014, a Russian loyalty card program called "Alfa-Amway" was created when Amway joined with Alfa-Bank.
Amway was ranked by Forbes as the 42nd-largest privately held company in the United States in 2018, and as the number one largest company on the Direct Selling News Global 100 list in 2018.
Quixtar
The founders of the Amway corporation established a new holding company in 1999, named Alticor, and launched three new companies: a sister (and separate) Internet-focused company named Quixtar, Access Business Group, and Pyxis Innovations. Pyxis, later replaced by Fulton Innovation, pursued research and development and Access Business Group handled manufacturing and logistics for Amway, Quixtar, and third-party clients.
The main difference was that each "Independent Business Owner" (IBO) could order directly from Amway on the Internet, rather than from their upline "direct distributor", and have products shipped directly to their home. The Amway name continued being used in the rest of the world. Virtually all Amway distributors in North America switched to Quixtar, prompting Alticor to close Amway North America after 2001. In June 2007, it was announced that the Quixtar brand would be phased out over an eighteen– to twenty-four–month period in favor of a unified Amway brand (Amway Global) worldwide.
Global markets
According to the Amway website, the company operated in over 100 countries and territories, organized into regional markets: the Americas, Europe, greater China, Japan and Korea, and SE Asia/Australia. Amway's top ten markets are China, Korea, the United States, Japan, Thailand, Taiwan, India, Russia, Malaysia and Italy.
In 2008, Alticor announced that two-thirds of the company's 58 markets reported sales increases, including strong growth in the China, Russia, Ukraine and India markets.
Amway Australia
See Amway Australia
Amway China
Amway China launched in 1995. In 1998, after abuses of illegal pyramid schemes led to riots, the Chinese government enacted a ban on all direct selling companies, including Amway. After the negotiations, some companies like Amway, Avon, and Mary Kay continued to operate through a network of retail stores promoted by an independent sales force. China introduced new direct selling laws in December 2005, and in December 2006, Amway was one of the first companies to receive a license to resume direct sales. However, the law forbids teachers, doctors, and civil servants from becoming direct sales agents for the company and, unlike in the United States, salespeople in China are ineligible to receive commissions from sales made by the distributors they recruit.
In 2006, Amway China had a reported 180,000 sales representatives, 140 stores, and $2 billion in annual sales. In 2007, Amway Greater China and South-east Asia Chief Executive Eva Cheng was ranked no. 88 by Forbes magazine in its list of the World's Most Powerful Women. In 2008, China was Amway's largest market, reporting 28% growth and sales of 17 billion yuan (US$2.5 billion). According to a report in Bloomberg Businessweek in April 2010, Amway had 237 retail shops in China, 160,000 direct sales agents, and $3 billion in revenue. Since then, Amway has been continuing to expand in China, even as the government has been imposing greater restrictions on the company, and launched a WeChat mini-program in 2021.
Brands
Amway's product line grew from LOC, with the laundry detergent SA8 added in 1960, and later the hair care product Satinique (1965) and the cosmetics line Artistry (1968).
In 2018, nutrition and wellness products were 52% of total sales, and beauty and personal care products were 26% of total sales.
Household cleaners
Amway is best known in North America for its original multi-purpose cleaning product LOC, SA8 laundry detergent, and Dish Drops dishwashing liquid. Consumer Reports conducted blind testing of detergents in 2010 and ranked versions of Amway's Legacy of Clean detergents 9th and 18th of 20 detergents tested. Consumer Reports program manager Pat Slaven recommended against buying the products because consumers can "go to the grocery store and get something that performs a whole lot better for a whole lot less money".
Health and beauty
Amway's health and beauty brands include Artistry, Satinique, Hymm, Body Series, Glister, Moiskin (South America), Nutrilite, Nutriway (Scandinavia and Australia/New Zealand), Attitude (India), eSpring, Atmosphere and iCook as well as XL and XS Energy drinks. Other Amway brands that were discontinued or replaced include Tolsom, Eddie Funkhouser New York, or beautycycle (Eastern Europe).
Artistry
Amway's Artistry products include skin care, cosmetics, and anti-aging creams and serums. In 2011, Artistry brand reached sales of $2.8 billion.
Nutrilite
Amway's largest-selling brand is the Nutrilite range of health supplements (marketed as Nutriway in some countries), and in 2008 Nutrilite sales exceeded $3 billion globally. In 2001, NSF International issued its first five dietary supplement certifications to Nutrilite.
In 2011, Nutrilite brand of vitamins and dietary supplements led Amway's sales, totaling almost $4.7 billion. According to Euromonitor International, in 2014, Nutrilite was the world's No. 1 selling vitamins and dietary supplements brand. In 2015, it was reported that according to Euromonitor International, Amway was the largest vitamin and dietary supplement vendor in China, with 11% of a market that generated 100 billion yuan ($15.6 billion) in annual sales. In 2015, it was reported that according to China Confidential consumer brands survey, Amway Nutrilite was the most popular vitamin and dietary supplement brand in China.
In January 2009, Amway announced a voluntary recall of Nutrilite and XS Energy Bars after learning that they had possibly been manufactured with Salmonella-contaminated ingredients from Peanut Corporation of America. The company indicated that it had not received any reports of illness in connection with the products.
In 2012, the Center for Science in the Public Interest (CSPI), accused Amway of making unsubstantiated and illegal claims about Nutrilite Fruits & Vegetables 2GO Twist Tubes and threatened to launch a class action lawsuit against the company unless it took remedial action. Amway responded that the claims made about the products were properly substantiated and that they did not plan to change the product's labeling but nevertheless would review the statements that CSPI has questioned. CSPI later reported that Amway had agreed to changing product labels by the end of 2014.
eSpring
Amway's eSpring water filter was introduced in 2000. According to Amway, it was the first system to combine a carbon block filter and ultraviolet light with electronic-monitoring technology in the filter cartridge and it became the first home system to achieve certification for ANSI/NSF Standards 42, 53, and 55. According to Amway, eSpring was the first water treatment system to receive certification for all fifteen NSF/ANSI 401 contaminants which include pharmaceuticals, pesticides and herbicides. The company also claims that, in addition to these 15 contaminants, eSpring is certified for more than 145 potential contaminants, including lead and mercury.
eSpring was the first commercial product which employed Fulton Innovation's eCoupled wireless power induction technology. Companies licensing this technology include Visteon, Herman Miller, Motorola and Mobility Electronics. Fulton was a founding member of the Wireless Power Consortium which developed the Qi (inductive power standard).
In 2007 eSpring was ranked fifth out of 27 brands in a comparison of water filters by Consumer Reports.
XS
On January 14, 2015, Amway announced that it had acquired XS Energy, a California-based brand of energy drinks and snacks. The XS Energy brand has been sold as an Amway product since 2003. As of January 2015, it has been distributed in 38 countries, generating annual sales of $150 million.
According to Euromonitor International, the XS Energy was the first exclusively sugar-free energy drink brand sold globally.
Ditto Delivery
Ditto Delivery is Alticor's automatic, monthly replenishment program that fills orders based on customers' predetermined needs. As of May 2001, Ditto Delivery accounted for 30% of Quixtar's North American sales.
Business model
Amway combines direct selling with a multi-level marketing strategy. Amway distributors, referred to as "independent business owners" (IBOs), may market products directly to potential customers and may also sponsor and mentor other people to become IBOs. IBOs may earn income both from the retail markup on any products they sell personally, plus a performance bonus based on the sales volume they and their downline (IBOs they have sponsored) have generated. People may also register as IBOs to buy products at discounted prices. Harvard Business School, which described Amway as "one of the most profitable direct selling companies in the world", noted that Amway founders Van Andel and DeVos "accomplished their success through the use of an elaborate pyramid-like distribution system in which independent distributors of Amway products received a percentage of the merchandise they sold and also a percentage of the merchandise sold by recruited distributors".
Sports sponsorships
In the late 1980s and early 1990s, Amway sponsored racing driver Scott Brayton in the CART IndyCar championship.
In December 2006, Alticor secured the naming rights for the Orlando Magic's home basketball arena in Orlando, Florida. The Orlando Magic is owned by the DeVos family. The arena, formerly known as the TD Waterhouse Centre, was renamed the Amway Arena. Its successor, the Amway Center, was opened in 2010, and the older arena was demolished in 2012.
In 2009, Amway Global signed a three-year deal with the San Jose Earthquakes Major League Soccer team to become the jersey sponsor.
In March 2009, Amway Global signed a multi-year deal to become the presenting partner of the Los Angeles Sol of Women's Professional Soccer. The deal, however, would last only one year, as the Sol folded in 2010.
In 2011, Amway signed a three-year deal to be the presenting sponsor of the National Hockey League's Detroit Red Wings.
Politics and culture
Political contributions
In the 1990s, the Amway organization was a major contributor to the Republican Party (GOP) and to the election campaigns of various GOP candidates. Amway and its sales force contributed a substantial amount (up to half) of the total funds ($669,525) for the 1994 political campaign of Republican congresswoman and Amway distributor Sue Myrick (N.C.). According to two reports by Mother Jones magazine, Amway distributor Dexter Yager "used the company's extensive voice-mail system to rally hundreds of Amway distributors into giving a total of $295,871" to Myrick's campaign. According to a campaign staffer quoted by the magazine, Myrick had appeared regularly on the Amway circuit, speaking at hundreds of rallies and selling $5 and $10 audiotapes. Following the 1994 election, Myrick maintained "close ties to Amway and Yager", and raised $100,000 from Amway sources, "most notably through fundraisers at the homes of big distributors", in the 1997–98 election cycle.
In October 1994, Amway gave the biggest corporate contribution recorded to that date to a political party for a single election, $2.5 million to the Republican National Committee (RNC), and was the number one corporate political donor in the United States. In the 2004 election cycle, the organization contributed a total of $4 million to a conservative 527 group, Progress for America.
In July 1996, Amway co-founder Richard DeVos was honored at a $3 million fundraiser for the Republican Party, and a week later, it was reported that Amway had tried to donate $1.3 million to pay for Republican "infomercials" and televising of the GOP convention on Pat Robertson's Family Channel, but backed off when Democrats criticized the donation as a ploy to avoid campaign-finance restrictions.
In April 1997, Richard DeVos and his wife, Helen, gave $1 million to the RNC, which, at the time, was the second-largest soft-money donation ever, behind Amway's 1994 gift of $2.5 million to the RNC. In July 1997, Senate Majority Leader Trent Lott and House Speaker Newt Gingrich slipped a last-minute provision into a hotly contested compromise tax bill that granted Amway and four other companies a tax break on their Asian branches that totaled $19 million.
In a column published in the Fort Worth Star-Telegram newspaper in August 1997, reporter Molly Ivins wrote that Amway had "its own caucus in Congress...Five Republican House members are also Amway distributors: Reps. Sue Myrick of North Carolina, Jon Christensen of Nebraska, Dick Chrysler of Michigan, Richard Pombo of California, and John Ensign of Nevada. Their informal caucus meets several times a year with Amway bigwigs to discuss policy matters affecting the company, including China's trade status."
A 1998 analysis of campaign contributions conducted by Businessweek found that Amway, along with the founding families and some top distributors, had donated at least $7 million to GOP causes in the preceding decade. Political candidates who received campaign funding from Amway in 1998 included Representatives Bill Redmond (R–N.M.), Heather Wilson (R–N.M.), and Jon Christensen (R–Neb).
According to a report by the Center for Public Integrity, in the 2004 election cycle, members of the Van Andel and DeVos families were the second, third and fifth largest donors to the Republican party.
Dick DeVos, son of Amway founder Richard DeVos and past president of the company, served as Finance Chairman of the Republican National Committee, and his wife Betsy DeVos served as chair of the Michigan Republican Party from 1996 to 2000 and 2003 to 2005.
In May 2005, Dick DeVos ran against incumbent Governor Jennifer Granholm in Michigan's 2006 gubernatorial election. DeVos was defeated by Granholm, who won 56% of the popular vote to his 42%.
In August 2012, gay rights activist Fred Karger began a movement to boycott Amway in protest of the contribution from a private foundation of Amway President Doug DeVos to the National Organization for Marriage, a political organization which opposes legalization of same-sex marriage in the United States.
On February 7, 2017, Betsy DeVos was confirmed by the Senate as the 11th Secretary of Education.
Religion
Several sources have commented on the promotion of Christian conservative ideology within the Amway organization. Mother Jones magazine described the Amway distributor force as "heavily influenced by the company's dual themes of Christian morality and free enterprise" and operating "like a private political army". In The Cult of Free Enterprise, Stephen Butterfield, who spent time in the Yager group within Amway, wrote "[Amway] sells a marketing and motivational system, a cause, a way of life, in a fervid emotional atmosphere of rallies and political religious revivalism." Philadelphia City Paper correspondent Maryam Henein stated that "The language used in motivational tools for Amway frequently echoes or directly quotes the Bible, with the unstated assumption of a shared Christian perspective."
Businessweek correspondents Bill Vlasic and Beth Regan characterized the founding families of Amway as "fervently conservative, fervently Christian, and hugely influential in the Republican Party", noting that "Rich DeVos charged up the troops with a message of Christian beliefs and rock-ribbed conservatism."
High-ranking Amway leaders such as Richard DeVos and Dexter Yager were owners and members of the board of Gospel Films, a producer of movies and books geared toward conservative Christians, as well as co-owners (along with Salem Communications) of a right-wing, Christian nonprofit called Gospel Communications International. Yager, interviewed on 60 Minutes in 1983, admitted that he promotes Christianity through his Amway group, but stated that this might not be the case in other Amway groups.
Rolling Stone's Bob Moser reported that former Amway CEO and co-founder Richard DeVos is connected with the Dominionist political movement in the United States. Moser states that DeVos was a supporter of the late D. James Kennedy, giving more than $5 million to Kennedy's Coral Ridge Ministries. DeVos was also a founding member and two-time president of the Council for National Policy, a right-wing Christian organization.
Sociologist David G. Bromley calls Amway a "quasi-religious corporation" having sectarian characteristics. Bromley and Anson Shupe view Amway as preaching the gospel of prosperity. Patralekha Bhattacharya and Krishna Kumar Mehta, reasoned that although some critics have referred to organizations such as Amway as "cults" and have speculated that they engage in "mind control", there are other explanations that could account for the behavior of distributors. Namely, continued involvement of distributors despite minimal economic return may result from social satisfaction compensating for diminished economic satisfaction.
Chamber of commerce
Amway co-founder Jay Van Andel (in 1980), and later his son Steve Van Andel (in 2001), were elected by the board of directors of the United States Chamber of Commerce to be the chairman of the private American lobbying organization.
Accreditation program
In 2006, Amway (then Quixtar in North America) introduced its Professional Development Accreditation Program in response to concerns surrounding business support materials (BSM), including books, tapes and meetings. In 2010 this was superseded by its Accreditation Plus program to ensure that all BSM content is consistent with Amway's quality assurance standards, which approved providers of BSM must abide by. The quality assurance standards state that
Promoting political causes or other issues of a personal nature in the Amway Business environment is not permitted
Spiritual references are not allowed as the message or focus and presenters may not use the stage as a platform to promote religious and/or personal social beliefs
Endorsement or denouncement of specific candidates, political parties, and/or issues, unless specifically related to the operation of an Amway Business is not allowed.
Pyramid scheme allegations
Robert Carroll, of the Skeptic's Dictionary, has described Amway as a "legal pyramid scheme", and has said that the quasi-religious devotion of its affiliates is used by the company to conceal poor performance rates by distributors.
FTC investigation
In a 1979 ruling, the Federal Trade Commission found that Amway did not fit the definition of a pyramid scheme because (a) distributors were not paid to recruit people, (b) it did not require distributors to buy a large stock of unmoving inventory, (c) distributors were required to maintain retail sales (at least 10 per month), and (d) the company and all distributors were required to accept returns of excess inventory from down-level distributors.
The FTC did, however, find Amway "guilty of price-fixing and making exaggerated income claims"; the company was ordered to stop retail price fixing and allocating customers among distributors and was prohibited from misrepresenting the amount of profit, earnings or sales its distributors are likely to achieve with the business. Amway was ordered to accompany any such statements with the actual averages per distributor, pointing out that more than half of the distributors do not make any money, with the average distributor making less than $100 per month. The order was violated with a 1986 ad campaign, resulting in a $100,000 fine.
Studies of independent consumer watchdog agencies have shown that between 990 and 999 of 1000 participants in MLMs that use Amway-type pay plans in fact lose money. According to The Skeptic's Dictionary, "In the United States, the Federal Trade Commission requires Amway to label its products with the message that 54% of Amway recruits make nothing and the rest earn on average $65 a month."
Amway India
In September 2006, following a public complaint, Andhra Pradesh and Telangana state police (CID) initiated raids and seizures against Amway distributors in the state, and submitted a petition against them, claiming the company violated the Prize Chits and Money Circulation Schemes (Banning) Act. They shut down all corporate offices associated with the Amway organization including the offices of some Amway distributors. The enforcement said that the business model of the company is illegal. The Reserve Bank of India (RBI) had notified the police that Amway in India may be violating certain laws regarding a "money circulation scheme" and the IB Times article writes that "some say ... Amway is really more about making money from recruiting people to become distributors, as opposed to selling products". In 2008, the state government of Andhra Pradesh enacted a ban on Amway media advertisements.
On August 6, 2011, Kerala Police sealed the offices of Amway at Kozhikode, Kannur, Kochi, Kottayam, Thrissur, Kollam and Thiruvananthapuram following complaints. In November 2012, the Economic Offences Wing of Kerala Police conducted searches at the offices of Amway at Kozhikode, Thrissur and Kannur as part of its crackdown on money chain activities and closed down the firm's warehouses at these centres. Products valued at 21.4 million rupees (about US$400,000 at the time) were also seized. Later, Area manager of Amway, P. M. Rajkumar, who was arrested following searches was remanded in judicial custody for 14 days.
On May 27, 2013, Crime Branch officials of Kerala Police arrested William S. Pinckney, Managing Director & CEO of Amway India Enterprises along with two other directors of the company from Kozhikode. The three were arrested on charges of running a pyramid scheme. They were granted bail the next day and the business was unaffected. On June 8, 2013, Kozhikode Court lifted the freeze on Amway offices in Kerala. On May 26, 2014, Pinckney was arrested by Andhra Pradesh police on the basis of a consumer complaint that alleged unethical circulation of money by Amway. He was subsequently arrested in other criminal cases registered against him in the state on allegations of financial irregularities by the company. Pinckney was jailed for two months until being released on bail.
In 2017, a Chandigarh court framed charges, under Section 420 of the Indian Penal Code and the Prize Chits and Money Circulation Scheme (Banning) Act, against two directors of Amway India, William Scot Pinckney and Prithvai Raj Bijlani. This was based on a cheating case filed by eight complainants in 2002, following which the Economic Offences Wing had filed chargesheet in 2012. A revision plea moved by the two Amway officials against the framed charges was dismissed in 2018.
In April 2022, the Enforcement Directorate attached both movable and immovable assets of Amway India worth including the firm's factory in Dindigul along with bank accounts under the Prevention of Money Laundering Act (PMLA).
U.S. class action settlement
On November 3, 2010, Amway announced that it had agreed to pay $56 million—$34 million in cash and $22 million in products—to settle a class action that had been filed in Federal District Court in California in 2007. The class action, which had been brought against Quixtar and several of its top-level distributors, alleged fraud, racketeering, and that the defendants operated as an illegal pyramid scheme.
Amway, while noting that the settlement is not an admission of wrongdoing or liability, acknowledged that it had made changes to its business operations as a result of the lawsuit. The settlement is subject to approval by the court, which was expected in early 2011. The economic value of the settlement, including the changes Amway made to its business model, totals $100 million.
Lobbying for deregulation
The DeVoses supported an amendment to the US House of Representatives' omnibus Financial Services and General Government Appropriations bill for fiscal year 2018 by US Representative John Moolenaar that would have limited the ability of the FTC to investigate whether MLMs are pyramid schemes. The amendment would have barred the Treasury Department, the Justice Department, the Small Business Administration, the Securities and Exchange Commission, the FTC, or any other agencies from using any monies to take enforcement actions against pyramid operations for the fiscal year. It also adopted provisions from H.R. 3409, the so-called "Anti-Pyramid Scheme Promotion Act of 2016", which would blur the lines between legitimate MLM activity and pyramid schemes established under the original 1979 FTC case by deeming sales made to people inside the company as sales to an "ultimate user," thus erasing the key distinction made in the ruling between sales to actual consumers of a product and sales made to members of the MLM network as part of recruitment of members or to qualify for commissions. The amendment was opposed by a coalition of consumer interest groups including Consumer Action, the Consumer Federation of America, Consumers Union (the publisher of Consumer Reports magazine), Consumer Watchdog, the National Consumers League, and the United States Public Interest Research Group (US PIRG), as well as Truth in Advertising (TINA.org) in its original incarnation.
Other legal actions
Canadian tax fraud case
In 1982, Amway co-founders, Richard M. DeVos and Jay Van Andel, along with Amway's executive vice president for corporate services, William J. Discher Jr., were indicted in Canada on several criminal charges, including allegations that they underreported the value of goods brought into the country and had defrauded the Canadian government of more than $28 million from 1965 to 1980. The charges were dropped in 1983 after Amway and its Canadian subsidiary pleaded guilty to criminal customs fraud charges. The companies paid a fine of $25 million CAD, the largest fine ever imposed in Canada at the time. In 1989, the company settled the outstanding customs duties for $45 million CAD.
RIAA lawsuit
The Recording Industry Association of America (RIAA), as part of its anti-piracy efforts, sued Amway and several distributors in 1996, alleging that copyrighted music was used on "highly profitable" training videotapes. Amway denied wrongdoing, blaming the case on a misunderstanding by distributors, and settled the case out of court for $9 million.
Amway UK
In 2007, Amway's operations were halted in the United Kingdom and Ireland following a yearlong investigation by the UK Department of Trade and Industry, which moved to have Amway banned on the basis that the company had employed deceptive marketing, presented inflated earnings estimates, and lured distributors into buying bogus "motivation and training" tools. In 2008, a UK judge dismissed government claims against Amway's operations, saying major reforms in the prior year (which included banning non-Amway-approved motivational events and materials) had fixed company faults that favoured selling training materials over products and misrepresented earnings. However, the judge also expressed his belief that Amway allowed "misrepresentations" of its business by independent sellers in years past and failed to act decisively against the misrepresentations.
Welcome to Life (Poland)
In 1997, Amway Poland and Network TwentyOne separately sued the makers of a Polish film, Welcome to Life (), for defamation and copyright violations. Henryk Dederko (the director) and producer were later acquitted on the charge of disseminating false information. The film, banned for 12 years, was one of the highly anticipated movies of 2009's Warsaw Film Festival and was dubbed by the promoters as a "scary movie about brainwashing" It was said to depict hard-sell "pep rallies", and to include statements from distributors that meetings had a similar tone to meetings of the Communist Party before it lost power in Poland. Methods of recruitment that confusingly resembled those of a sect were also described. A bestseller on the local video black market, the film was banned while the suit proceeded.
In 2001 a regional court ruled in favor of Network 21; however, in 2004 the Warsaw Regional Court dismissed Amway's civil lawsuit. On appeal Amway won the case and the producers were ordered to pay a fine to a children's charity and publish a public apology. the film was still banned due to an ongoing case brought by "private individuals" ridiculed in the film.
On December 18, 2012, the court ruled that film can be screened, but the makers have to remove "untrue information", as the screen near the end of the movie stated that 30% of company income is generated by sales of training materials and that the vast majority of its profits are shared only by the tiny fraction of top distributors. This is not the only court case, so the film is still banned on other grounds.
Dr. Phil and Shape Up
In March 2004, TV personality Phil McGraw (a.k.a. Dr. Phil) pulled his "Shape Up" line of supplements off the market in the face of an investigation by the U.S. Federal Trade Commission (FTC). The supplements were manufactured by CSA Nutraceuticals, a subsidiary of Alticor's Access Business Group. The FTC later dropped the probe, but in October 2005 a class-action lawsuit was filed against McGraw by several people who used the products and claimed that the supplements, which cost $120 per month, did not stimulate weight loss. In September 2006, a $10.5 million settlement was reached, in which Alticor agreed to provide $4.5 million in cash and $6 million in Nutrilite products to disgruntled users of Shape Up.
Procter & Gamble
Some Amway distributors distributed an urban legend that the (old) Procter & Gamble service mark was in fact a Satanic symbol or that the CEO of P&G is himself a practicing Satanist. (In some variants of the story, it is also claimed that the CEO of Procter & Gamble donated "satanic tithes" to the Church of Satan.) Procter & Gamble alleged that several Amway distributors were behind a resurgence of the story in the 1990s and sued several independent Amway distributors and the company for defamation and slander. The distributors had used Amway's Amvox voice messaging service to send the rumor to their downline distributors in April 1995. By 2003, after more than a decade of lawsuits in multiple states, all allegations against Amway and Amway distributors had been dismissed. In October 2005, a Utah appeals court reversed part of the decision dismissing the case against the four Amway distributors, and remanded it to the lower court for further proceedings. In the lawsuit against the four former Amway distributors, Procter & Gamble was awarded $19.25 million by a U.S. District Court jury in Salt Lake City on March 20, 2007. On November 24, 2008, the case was officially settled. "It's hard to imagine they'd pursue it this long, especially after all the retractions we put out," said distributor Randy Haugen, a 53-year-old Ogden, Utah, businessman who maintained P&G was never able to show how it was harmed by the rumors. "We are stunned. All of us."
Regulatory violations in Vietnam
In January 2017, the Vietnam Ministry of Industry and Trade determined that Amway Vietnam had violated federal regulations by engaging in unauthorized multi-level marketing.
Other issues
Cultism
Some Amway distributor groups have been accused of using "cult-like" tactics to attract new distributors and keep them involved and committed. Allegations include resemblance to a Big Brother organization with a paranoid attitude toward insiders critical of the organization, seminars and rallies resembling religious revival meetings, and enormous involvement of distributors despite minimal incomes. An examination of the 1979–1980 tax records in the state of Wisconsin showed that the Direct Distributors reported a net loss of $918 on average.
Dateline NBC
In 2004, Dateline NBC featured a critical report based on a yearlong undercover investigation of business practices of Quixtar. The report noted that the average distributor makes only about $1,400 per year and that many of the "high level distributors singing the praises of Quixtar" are actually "making most of their money by selling motivational books, tapes and seminars; not Quixtar's cosmetics, soaps, and electronics":
In fact, about twenty high level distributors are part of an exclusive club; one that those hundreds of thousands of other distributors don't get to join. For years only a privileged few, including Bill Britt, have run hugely profitable businesses selling all those books, tapes and seminars; things the rank and file distributors can't sell themselves but, are told over and over again, they need to buy in order to succeed.
The program said that a Quixtar recruiter featured in the report made misleading and inconsistent statements about Quixtar earnings during a recruitment meeting and had an outstanding arrest warrant for cocaine possession from the mid-90s.
See also
List of multi-level marketing companies
Morrison v. Amway Corp.
References
Books
American Victory: The Real Story of Today's Amway, published April 1997 by Chapel & Croft Publishing;
Amway: The Cult of Free Enterprise, published December 1, 1985, by South End Press;
Amway Forever: The Amazing Story of a Global Business Phenomenon (), published August 2011 by John Wiley & Sons;
Amway: The True Story of the Company That Transformed the Lives of Millions, published September 1, 1999, by Berkley Publishing Group;
An Enterprising Life, published 1998 by HarperCollins;
An Uncommon Freedom: The Amway Experience and Why It Grows, published 1982 by Revell;
Commitment to excellence: The Remarkable Amway Story, published 1986 by Benjamin;
Compassionate Capitalism: People Helping People Help Themselves, published September 1994 by Penguin Books;
Empire of Freedom: The Amway Story and What It Means to You, published September 3, 1997, by Prima Lifestyles;
How to Be Like Rich DeVos: Succeeding with Integrity in Business and Life, published 2004 by Health Communications, Inc;
Merchants of Deception: An Insider's Chilling Look at the Worldwide, Multi-Billion Dollar Conspiracy of Lies That Is Amway and Its Motivational Organizations, published 2009 by BookSurge Publishing;
The First Eleven: The Growth of Amway in Britain Through the Lives of Its Local Heroes, published 1984 by AM Publishing;
Promises to Keep: The Amway Phenomenon and How It Works, published 1986 by Berkley Books;
The Direct Selling Revolution: Understanding the Growth of the Amway Corporation, published 1993 by WileyBlackwell;
The Possible Dream: A Candid Look At Amway, published 1977 by Revell;
Profiles of the American Dream: Rich DeVos and Jay Van Andel and the Remarkable Beginnings of Amway, 1997 by Premiere Films
External links
1959 establishments in Michigan
Companies based in Kent County, Michigan
Multi-level marketing companies
Privately held companies based in Michigan
Privately held companies of the United States
Retail companies established in 1959 |
1814 | https://en.wikipedia.org/wiki/Adam%20Smith | Adam Smith | Adam Smith (baptised 1723 – 17 July 1790) was a Scottish economist and philosopher who was a pioneer in the thinking of political economy and key figure during the Scottish Enlightenment. Seen by some as "The Father of Economics" or "The Father of Capitalism", he wrote two classic works, The Theory of Moral Sentiments (1759) and An Inquiry into the Nature and Causes of the Wealth of Nations (1776). The latter, often abbreviated as The Wealth of Nations, is considered his magnum opus and the first modern work that treats economics as a comprehensive system and as an academic discipline. Smith refuses to explain the distribution of wealth and power in terms of God's will and instead appeals to natural, political, social, economic, legal, environmental and technological factors and the interactions among them. Among other economic theories, the work introduced Smith's idea of absolute advantage.
Smith studied social philosophy at the University of Glasgow and at Balliol College, Oxford, where he was one of the first students to benefit from scholarships set up by fellow Scot John Snell. After graduating, he delivered a successful series of public lectures at the University of Edinburgh, leading him to collaborate with David Hume during the Scottish Enlightenment. Smith obtained a professorship at Glasgow, teaching moral philosophy and during this time, wrote and published The Theory of Moral Sentiments. In his later life, he took a tutoring position that allowed him to travel throughout Europe, where he met other intellectual leaders of his day.
As a reaction to the common policy of protecting national markets and merchants through minimizing imports and maximizing exports, what came to be known as mercantilism, Smith laid the foundations of classical free market economic theory. The Wealth of Nations was a precursor to the modern academic discipline of economics. In this and other works, he developed the concept of division of labour and expounded upon how rational self-interest and competition can lead to economic prosperity. Smith was controversial in his own day and his general approach and writing style were often satirised by writers such as Horace Walpole.
Biography
Early life
Smith was born in Kirkcaldy, in Fife, Scotland. His father, Adam Smith senior, was a Scottish Writer to the Signet (senior solicitor), advocate and prosecutor (judge advocate) and also served as comptroller of the customs in Kirkcaldy. Smith's mother was born Margaret Douglas, daughter of the landed Robert Douglas of Strathendry, also in Fife; she married Smith's father in 1720. Two months before Smith was born, his father died, leaving his mother a widow. The date of Smith's baptism into the Church of Scotland at Kirkcaldy was 5 June 1723 and this has often been treated as if it were also his date of birth, which is unknown.
Although few events in Smith's early childhood are known, the Scottish journalist John Rae, Smith's biographer, recorded that Smith was abducted by Romani at the age of three and released when others went to rescue him. Smith was close to his mother, who probably encouraged him to pursue his scholarly ambitions. He attended the Burgh School of Kirkcaldy—characterised by Rae as "one of the best secondary schools of Scotland at that period"—from 1729 to 1737, he learned Latin, mathematics, history, and writing.
Formal education
Smith entered the University of Glasgow at age 14 and studied moral philosophy under Francis Hutcheson. Here he developed his passion for the philosophical concepts of reason, civilian liberties, and free speech. In 1740, he was the graduate scholar presented to undertake postgraduate studies at Balliol College, Oxford, under the Snell Exhibition.
Smith considered the teaching at Glasgow to be far superior to that at Oxford, which he found intellectually stifling. In Book V, Chapter II of The Wealth of Nations, he wrote: "In the University of Oxford, the greater part of the public professors have, for these many years, given up altogether even the pretence of teaching." Smith is also reported to have complained to friends that Oxford officials once discovered him reading a copy of David Hume's A Treatise of Human Nature, and they subsequently confiscated his book and punished him severely for reading it. According to William Robert Scott, "The Oxford of [Smith's] time gave little if any help towards what was to be his lifework." Nevertheless, he took the opportunity while at Oxford to teach himself several subjects by reading many books from the shelves of the large Bodleian Library. When Smith was not studying on his own, his time at Oxford was not a happy one, according to his letters. Near the end of his time there, he began suffering from shaking fits, probably the symptoms of a nervous breakdown. He left Oxford University in 1746, before his scholarship ended.
In Book V of The Wealth of Nations, Smith comments on the low quality of instruction and the meager intellectual activity at English universities, when compared to their Scottish counterparts. He attributes this both to the rich endowments of the colleges at Oxford and Cambridge, which made the income of professors independent of their ability to attract students, and to the fact that distinguished men of letters could make an even more comfortable living as ministers of the Church of England.
Smith's discontent at Oxford might be in part due to the absence of his beloved teacher in Glasgow, Francis Hutcheson, who was well regarded as one of the most prominent lecturers at the University of Glasgow in his day and earned the approbation of students, colleagues, and even ordinary residents with the fervor and earnestness of his orations (which he sometimes opened to the public). His lectures endeavoured not merely to teach philosophy, but also to make his students embody that philosophy in their lives, appropriately acquiring the epithet, the preacher of philosophy. Unlike Smith, Hutcheson was not a system builder; rather, his magnetic personality and method of lecturing so influenced his students and caused the greatest of those to reverentially refer to him as "the never to be forgotten Hutcheson"—a title that Smith in all his correspondence used to describe only two people, his good friend David Hume and influential mentor Francis Hutcheson.
Teaching career
Smith began delivering public lectures in 1748 at the University of Edinburgh, sponsored by the Philosophical Society of Edinburgh under the patronage of Lord Kames. His lecture topics included rhetoric and belles-lettres, and later the subject of "the progress of opulence". On this latter topic, he first expounded his economic philosophy of "the obvious and simple system of natural liberty". While Smith was not adept at public speaking, his lectures met with success.
In 1750, Smith met the philosopher David Hume, who was his senior by more than a decade. In their writings covering history, politics, philosophy, economics, and religion, Smith and Hume shared closer intellectual and personal bonds than with other important figures of the Scottish Enlightenment.
In 1751, Smith earned a professorship at Glasgow University teaching logic courses, and in 1752, he was elected a member of the Philosophical Society of Edinburgh, having been introduced to the society by Lord Kames. When the head of Moral Philosophy in Glasgow died the next year, Smith took over the position. He worked as an academic for the next 13 years, which he characterised as "by far the most useful and therefore by far the happiest and most honorable period [of his life]".
Smith published The Theory of Moral Sentiments in 1759, embodying some of his Glasgow lectures. This work was concerned with how human morality depends on sympathy between agent and spectator, or the individual and other members of society. Smith defined "mutual sympathy" as the basis of moral sentiments. He based his explanation, not on a special "moral sense" as the Third Lord Shaftesbury and Hutcheson had done, nor on utility as Hume did, but on mutual sympathy, a term best captured in modern parlance by the 20th-century concept of empathy, the capacity to recognise feelings that are being experienced by another being.
Following the publication of The Theory of Moral Sentiments, Smith became so popular that many wealthy students left their schools in other countries to enroll at Glasgow to learn under Smith. At this time, Smith began to give more attention to jurisprudence and economics in his lectures and less to his theories of morals. For example, Smith lectured that the cause of increase in national wealth is labour, rather than the nation's quantity of gold or silver, which is the basis for mercantilism, the economic theory that dominated Western European economic policies at the time.
In 1762, the University of Glasgow conferred on Smith the title of Doctor of Laws (LL.D.). At the end of 1763, he obtained an offer from British chancellor of the Exchequer Charles Townshend—who had been introduced to Smith by David Hume—to tutor his stepson, Henry Scott, the young Duke of Buccleuch as preparation for a career in international politics. Smith resigned from his professorship in 1764 to take the tutoring position. He subsequently attempted to return the fees he had collected from his students because he had resigned partway through the term, but his students refused.
Tutoring, travels, European intellectuals
Smith's tutoring job entailed touring Europe with Scott, during which time he educated Scott on a variety of subjects. He was paid £300 per year (plus expenses) along with a £300 per year pension; roughly twice his former income as a teacher. Smith first travelled as a tutor to Toulouse, France, where he stayed for a year and a half. According to his own account, he found Toulouse to be somewhat boring, having written to Hume that he "had begun to write a book to pass away the time". After touring the south of France, the group moved to Geneva, where Smith met with the philosopher Voltaire.
From Geneva, the party moved to Paris. Here, Smith met American publisher and diplomat Benjamin Franklin, who a few years later would lead the opposition in the American colonies against four British resolutions from Charles Townshend (in history known as the Townshend Acts), which threatened American colonial self-government and imposed revenue duties on a number of items necessary to the colonies. Smith discovered the Physiocracy school founded by François Quesnay and discussed with their intellectuals. Physiocrats were opposed to mercantilism, the dominating economic theory of the time, illustrated in their motto Laissez faire et laissez passer, le monde va de lui même! (Let do and let pass, the world goes on by itself!).
The wealth of France had been virtually depleted by Louis XIV and Louis XV in ruinous wars, and was further exhausted in aiding the American revolutionary soldiers, against the British. Given that the British economy of the day yielded an income distribution that stood in contrast to that which existed in France, Smith concluded that "with all its imperfections, [the Physiocratic school] is perhaps the nearest approximation to the truth that has yet been published upon the subject of political economy." The distinction between productive versus unproductive labour—the physiocratic classe steril—was a predominant issue in the development and understanding of what would become classical economic theory.
Later years
In 1766, Henry Scott's younger brother died in Paris, and Smith's tour as a tutor ended shortly thereafter. Smith returned home that year to Kirkcaldy, and he devoted much of the next decade to writing his magnum opus. There, he befriended Henry Moyes, a young blind man who showed precocious aptitude. Smith secured the patronage of David Hume and Thomas Reid in the young man's education. In May 1767, Smith was elected fellow of the Royal Society of London, and was elected a member of the Literary Club in 1775. The Wealth of Nations was published in 1776 and was an instant success, selling out its first edition in only six months.
In 1778, Smith was appointed to a post as commissioner of customs in Scotland and went to live with his mother (who died in 1784) in Panmure House in Edinburgh's Canongate. Five years later, as a member of the Philosophical Society of Edinburgh when it received its royal charter, he automatically became one of the founding members of the Royal Society of Edinburgh. From 1787 to 1789, he occupied the honorary position of Lord Rector of the University of Glasgow.
Death
Smith died in the northern wing of Panmure House in Edinburgh on 17 July 1790 after a painful illness. His body was buried in the Canongate Kirkyard. On his deathbed, Smith expressed disappointment that he had not achieved more.
Smith's literary executors were two friends from the Scottish academic world: the physicist and chemist Joseph Black and the pioneering geologist James Hutton. Smith left behind many notes and some unpublished material, but gave instructions to destroy anything that was not fit for publication. He mentioned an early unpublished History of Astronomy as probably suitable, and it duly appeared in 1795, along with other material such as Essays on Philosophical Subjects.
Smith's library went by his will to David Douglas, Lord Reston (son of his cousin Colonel Robert Douglas of Strathendry, Fife), who lived with Smith. It was eventually divided between his two surviving children, Cecilia Margaret (Mrs. Cunningham) and David Anne (Mrs. Bannerman). On the death in 1878 of her husband, the Reverend W. B. Cunningham of Prestonpans, Mrs. Cunningham sold some of the books. The remainder passed to her son, Professor Robert Oliver Cunningham of Queen's College, Belfast, who presented a part to the library of Queen's College. After his death, the remaining books were sold. On the death of Mrs. Bannerman in 1879, her portion of the library went intact to the New College (of the Free Church) in Edinburgh and the collection was transferred to the University of Edinburgh Main Library in 1972.
Personality and beliefs
Character
Not much is known about Smith's personal views beyond what can be deduced from his published articles. His personal papers were destroyed after his death, per his request. He never married, and seems to have maintained a close relationship with his mother, with whom he lived after his return from France and who died six years before him.
Smith was described by several of his contemporaries and biographers as comically absent-minded, with peculiar habits of speech and gait, and a smile of "inexpressible benignity". He was known to talk to himself, a habit that began during his childhood when he would smile in rapt conversation with invisible companions. He also had occasional spells of imaginary illness, and he is reported to have had books and papers placed in tall stacks in his study. According to one story, Smith took Charles Townshend on a tour of a tanning factory, and while discussing free trade, Smith walked into a huge tanning pit from which he needed help to escape. He is also said to have put bread and butter into a teapot, drunk the concoction, and declared it to be the worst cup of tea he had ever had. According to another account, Smith distractedly went out walking in his nightgown and ended up outside of town, before nearby church bells brought him back to reality.
James Boswell, who was a student of Smith's at Glasgow University, and later knew him at the Literary Club, says that Smith thought that speaking about his ideas in conversation might reduce the sale of his books, so his conversation was unimpressive. According to Boswell, he once told Sir Joshua Reynolds, that "he made it a rule when in company never to talk of what he understood".
Smith has been alternatively described as someone who "had a large nose, bulging eyes, a protruding lower lip, a nervous twitch, and a speech impediment" and one whose "countenance was manly and agreeable". Smith is said to have acknowledged his looks at one point, saying, "I am a beau in nothing but my books." Smith rarely sat for portraits, so almost all depictions of him created during his lifetime were drawn from memory. The best-known portraits of Smith are the profile by James Tassie and two etchings by John Kay. The line engravings produced for the covers of 19th-century reprints of The Wealth of Nations were based largely on Tassie's medallion.
Religious views
Considerable scholarly debate has occurred about the nature of Smith's religious views. His father had shown a strong interest in Christianity and belonged to the moderate wing of the Church of Scotland, and the fact he received the Snell Exhibition suggests that he may have gone to Oxford with the intention of pursuing a career in the Church of England.
Anglo-American economist Ronald Coase has challenged the view that Smith was a deist, based on the fact that Smith's writings never explicitly invoke God as an explanation of the harmonies of the natural or the human worlds. According to Coase, though Smith does sometimes refer to the "Great Architect of the Universe", later scholars such as Jacob Viner have "very much exaggerated the extent to which Adam Smith was committed to a belief in a personal God", a belief for which Coase finds little evidence in passages such as the one in the Wealth of Nations in which Smith writes that the curiosity of mankind about the "great phenomena of nature", such as "the generation, the life, growth, and dissolution of plants and animals", has led men to "enquire into their causes", and that "superstition first attempted to satisfy this curiosity, by referring all those wonderful appearances to the immediate agency of the gods. Philosophy afterwards endeavoured to account for them, from more familiar causes, or from such as mankind were better acquainted with than the agency of the gods". Some authors argue that Smith's social and economic philosophy is inherently theological and that his entire model of social order is logically dependent on the notion of God's action in nature. Brendan Long argues that Smith was a theist, whereas according to professor Gavin Kennedy, Smith was "in some sense" a Christian.
Smith was also a close friend of David Hume, who, despite debate about his religious views in modern scholarship, was commonly characterised in his own time as an atheist. The publication in 1777 of Smith's letter to William Strahan, in which he described Hume's courage in the face of death in spite of his irreligiosity, attracted considerable controversy.
Published works
The Theory of Moral Sentiments
In 1759, Smith published his first work, The Theory of Moral Sentiments, sold by co-publishers Andrew Millar of London and Alexander Kincaid of Edinburgh. Smith continued making extensive revisions to the book until his death. Although The Wealth of Nations is widely regarded as Smith's most influential work, Smith himself is believed to have considered The Theory of Moral Sentiments to be a superior work.
In the work, Smith critically examines the moral thinking of his time, and suggests that conscience arises from dynamic and interactive social relationships through which people seek "mutual sympathy of sentiments." His goal in writing the work was to explain the source of mankind's ability to form moral judgment, given that people begin life with no moral sentiments at all. Smith proposes a theory of sympathy, in which the act of observing others and seeing the judgments they form of both others and oneself makes people aware of themselves and how others perceive their behaviour. The feedback received by an individual from perceiving (or imagining) others' judgment creates an incentive to achieve "mutual sympathy of sentiments" with them and leads people to develop habits, and then principles, of behaviour, which come to constitute one's conscience.
Some scholars have perceived a conflict between The Theory of Moral Sentiments and The Wealth of Nations; the former emphasises sympathy for others, while the latter focuses on the role of self-interest. In recent years, however, some scholars of Smith's work have argued that no contradiction exists. They contend that in The Theory of Moral Sentiments, Smith develops a theory of psychology in which individuals seek the approval of the "impartial spectator" as a result of a natural desire to have outside observers sympathise with their sentiments. Rather than viewing The Theory of Moral Sentiments and The Wealth of Nations as presenting incompatible views of human nature, some Smith scholars regard the works as emphasising different aspects of human nature that vary depending on the situation. In the first part – The Theory of Moral Sentiments – he laid down the foundation of his vision of humanity and society. In the second – The Wealth of Nations – he elaborated on the virtue of prudence, which for him meant the relations between people in the private sphere of the economy. It was his plan to further elaborate on the virtue of justice in the third book. Otteson argues that both books are Newtonian in their methodology and deploy a similar "market model" for explaining the creation and development of large-scale human social orders, including morality, economics, as well as language. Ekelund and Hebert offer a differing view, observing that self-interest is present in both works and that "in the former, sympathy is the moral faculty that holds self-interest in check, whereas in the latter, competition is the economic faculty that restrains self-interest."
The Wealth of Nations
Disagreement exists between classical and neoclassical economists about the central message of Smith's most influential work: An Inquiry into the Nature and Causes of the Wealth of Nations (1776). Neoclassical economists emphasise Smith's invisible hand, a concept mentioned in the middle of his work – Book IV, Chapter II – and classical economists believe that Smith stated his programme for promoting the "wealth of nations" in the first sentences, which attributes the growth of wealth and prosperity to the division of labour. He elaborated on the virtue of prudence, which for him meant the relations between people in the private sphere of the economy. It was his plan to further elaborate on the virtue of justice in the third book.
Smith used the term "the invisible hand" in "History of Astronomy" referring to "the invisible hand of Jupiter", and once in each of his The Theory of Moral Sentiments (1759) and The Wealth of Nations (1776). This last statement about "an invisible hand" has been interpreted in numerous ways.
As every individual, therefore, endeavours as much as he can both to employ his capital in the support of domestic industry, and so to direct that industry that its produce may be of the greatest value; every individual necessarily labours to render the annual revenue of the society as great as he can. He generally, indeed, neither intends to promote the public interest, nor knows how much he is promoting it. By preferring the support of domestic to that of foreign industry, he intends only his own security; and by directing that industry in such a manner as its produce may be of the greatest value, he intends only his own gain, and he is in this, as in many other cases, led by an invisible hand to promote an end which was no part of his intention. Nor is it always the worse for the society that it was no part of it. By pursuing his own interest he frequently promotes that of the society more effectually than when he really intends to promote it. I have never known much good done by those who affected to trade for the public good. It is an affectation, indeed, not very common among merchants, and very few words need be employed in dissuading them from it.
Those who regard that statement as Smith's central message also quote frequently Smith's dictum:
It is not from the benevolence of the butcher, the brewer, or the baker, that we expect our dinner, but from their regard to their own interest. We address ourselves, not to their humanity but to their self-love, and never talk to them of our own necessities but of their advantages.However, in The Theory of Moral Sentiments he had a more sceptical approach to self-interest as driver of behaviour:How selfish soever man may be supposed, there are evidently some principles in his nature, which interest him in the fortune of others, and render their happiness necessary to him, though he derives nothing from it except the pleasure of seeing it.
In relation to Mandeville's contention that "Private Vices ... may be turned into Public Benefits", Smith's belief that when an individual pursues his self-interest under conditions of justice, he unintentionally promotes the good of society. Self-interested competition in the free market, he argued, would tend to benefit society as a whole by keeping prices low, while still building in an incentive for a wide variety of goods and services. Nevertheless, he was wary of businessmen and warned of their "conspiracy against the public or in some other contrivance to raise prices." Again and again, Smith warned of the collusive nature of business interests, which may form cabals or monopolies, fixing the highest price "which can be squeezed out of the buyers." Smith also warned that a business-dominated political system would allow a conspiracy of businesses and industry against consumers, with the former scheming to influence politics and legislation. Smith states that the interest of manufacturers and merchants "in any particular branch of trade or manufactures, is always in some respects different from, and even opposite to, that of the public ... The proposal of any new law or regulation of commerce which comes from this order, ought always to be listened to with great precaution, and ought never be adopted till after having been long and carefully examined, not only with the most scrupulous, but with the most suspicious attention." Thus Smith's chief worry seems to be when business is given special protections or privileges from government; by contrast, in the absence of such special political favours, he believed that business activities were generally beneficial to the whole society:
It is the great multiplication of the production of all the different arts, in consequence of the division of labour, which occasions, in a well-governed society, that universal opulence which extends itself to the lowest ranks of the people. Every workman has a great quantity of his own work to dispose of beyond what he himself has occasion for; and every other workman being exactly in the same situation, he is enabled to exchange a great quantity of his own goods for a great quantity, or, what comes to the same thing, for the price of a great quantity of theirs. He supplies them abundantly with what they have occasion for, and they accommodate him as amply with what he has occasion for, and a general plenty diffuses itself through all the different ranks of society. (The Wealth of Nations, I.i.10)
The neoclassical interest in Smith's statement about "an invisible hand" originates in the possibility of seeing it as a precursor of neoclassical economics and its concept of general equilibrium; Samuelson's "Economics" refers six times to Smith's "invisible hand". To emphasise this connection, Samuelson quotes Smith's "invisible hand" statement substituting "general interest" for "public interest". Samuelson concludes: "Smith was unable to prove the essence of his invisible-hand doctrine. Indeed, until the 1940s, no one knew how to prove, even to state properly, the kernel of truth in this proposition about perfectly competitive market."
Conversely, classical economists see in Smith's first sentences his programme to promote "The Wealth of Nations". Using the physiocratical concept of the economy as a circular process, to secure growth the inputs of Period 2 must exceed the inputs of Period 1. Therefore, those outputs of Period 1 which are not used or usable as inputs of Period 2 are regarded as unproductive labour, as they do not contribute to growth. This is what Smith had heard in France from, among others, François Quesnay, whose ideas Smith was so impressed by that he might have dedicated The Wealth of Nations to him had he not died beforehand. To this French insight that unproductive labour should be reduced to use labour more productively, Smith added his own proposal, that productive labour should be made even more productive by deepening the division of labour. Smith argued that deepening the division of labour under competition leads to greater productivity, which leads to lower prices and thus an increasing standard of living—"general plenty" and "universal opulence"—for all. Extended markets and increased production lead to the continuous reorganisation of production and the invention of new ways of producing, which in turn lead to further increased production, lower prices, and improved standards of living. Smith's central message is, therefore, that under dynamic competition, a growth machine secures "The Wealth of Nations". Smith's argument predicted Britain's evolution as the workshop of the world, underselling and outproducing all its competitors. The opening sentences of the "Wealth of Nations" summarise this policy:
The annual labour of every nation is the fund which originally supplies it with all the necessaries and conveniences of life which it annually consumes ... . [T]his produce ... bears a greater or smaller proportion to the number of those who are to consume it ... .[B]ut this proportion must in every nation be regulated by two different circumstances;
first, by the skill, dexterity, and judgment with which its labour is generally applied; and,
secondly, by the proportion between the number of those who are employed in useful labour, and that of those who are not so employed [emphasis added].
However, Smith added that the "abundance or scantiness of this supply too seems to depend more upon the former of those two circumstances than upon the latter."
Other works
Shortly before his death, Smith had nearly all his manuscripts destroyed. In his last years, he seemed to have been planning two major treatises, one on the theory and history of law and one on the sciences and arts. The posthumously published Essays on Philosophical Subjects, a history of astronomy down to Smith's own era, plus some thoughts on ancient physics and metaphysics, probably contain parts of what would have been the latter treatise. Lectures on Jurisprudence were notes taken from Smith's early lectures, plus an early draft of The Wealth of Nations, published as part of the 1976 Glasgow Edition of the works and correspondence of Smith. Other works, including some published posthumously, include Lectures on Justice, Police, Revenue, and Arms (1763) (first published in 1896); and Essays on Philosophical Subjects (1795).
Legacy
In economics and moral philosophy
The Wealth of Nations was a precursor to the modern academic discipline of economics. In this and other works, Smith expounded how rational self-interest and competition can lead to economic prosperity. Smith was controversial in his own day and his general approach and writing style were often satirised by Tory writers in the moralising tradition of Hogarth and Swift, as a discussion at the University of Winchester suggests. In 2005, The Wealth of Nations was named among the 100 Best Scottish Books of all time.
In light of the arguments put forward by Smith and other economic theorists in Britain, academic belief in mercantilism began to decline in Britain in the late 18th century. During the Industrial Revolution, Britain embraced free trade and Smith's laissez-faire economics, and via the British Empire, used its power to spread a broadly liberal economic model around the world, characterised by open markets, and relatively barrier-free domestic and international trade.
George Stigler attributes to Smith "the most important substantive proposition in all of economics". It is that, under competition, owners of resources (for example labour, land, and capital) will use them most profitably, resulting in an equal rate of return in equilibrium for all uses, adjusted for apparent differences arising from such factors as training, trust, hardship, and unemployment.
Paul Samuelson finds in Smith's pluralist use of supply and demand as applied to wages, rents, and profit a valid and valuable anticipation of the general equilibrium modelling of Walras a century later. Smith's allowance for wage increases in the short and intermediate term from capital accumulation and invention contrasted with Malthus, Ricardo, and Karl Marx in their propounding a rigid subsistence–wage theory of labour supply.
Joseph Schumpeter criticised Smith for a lack of technical rigour, yet he argued that this enabled Smith's writings to appeal to wider audiences: "His very limitation made for success. Had he been more brilliant, he would not have been taken so seriously. Had he dug more deeply, had he unearthed more recondite truth, had he used more difficult and ingenious methods, he would not have been understood. But he had no such ambitions; in fact he disliked whatever went beyond plain common sense. He never moved above the heads of even the dullest readers. He led them on gently, encouraging them by trivialities and homely observations, making them feel comfortable all along."
Classical economists presented competing theories to those of Smith, termed the "labour theory of value". Later Marxian economics descending from classical economics also use Smith's labour theories, in part. The first volume of Karl Marx's major work, Das Kapital, was published in German in 1867. In it, Marx focused on the labour theory of value and what he considered to be the exploitation of labour by capital. The labour theory of value held that the value of a thing was determined by the labour that went into its production. This contrasts with the modern contention of neoclassical economics, that the value of a thing is determined by what one is willing to give up to obtain the thing.
The body of theory later termed "neoclassical economics" or "marginalism" formed from about 1870 to 1910. The term "economics" was popularised by such neoclassical economists as Alfred Marshall as a concise synonym for "economic science" and a substitute for the earlier, broader term "political economy" used by Smith. This corresponded to the influence on the subject of mathematical methods used in the natural sciences. Neoclassical economics systematised supply and demand as joint determinants of price and quantity in market equilibrium, affecting both the allocation of output and the distribution of income. It dispensed with the labour theory of value of which Smith was most famously identified with in classical economics, in favour of a marginal utility theory of value on the demand side and a more general theory of costs on the supply side.
The bicentennial anniversary of the publication of The Wealth of Nations was celebrated in 1976, resulting in increased interest for The Theory of Moral Sentiments and his other works throughout academia. After 1976, Smith was more likely to be represented as the author of both The Wealth of Nations and The Theory of Moral Sentiments, and thereby as the founder of a moral philosophy and the science of economics. His homo economicus or "economic man" was also more often represented as a moral person. Additionally, economists David Levy and Sandra Peart in "The Secret History of the Dismal Science" point to his opposition to hierarchy and beliefs in inequality, including racial inequality, and provide additional support for those who point to Smith's opposition to slavery, colonialism, and empire. Emphasised also are Smith's statements of the need for high wages for the poor, and the efforts to keep wages low. In The "Vanity of the Philosopher: From Equality to Hierarchy in Postclassical Economics", Peart and Levy also cite Smith's view that a common street porter was not intellectually inferior to a philosopher, and point to the need for greater appreciation of the public views in discussions of science and other subjects now considered to be technical. They also cite Smith's opposition to the often expressed view that science is superior to common sense.
Smith also explained the relationship between growth of private property and civil government:
Men may live together in society with some tolerable degree of security, though there is no civil magistrate to protect them from the injustice of those passions. But avarice and ambition in the rich, in the poor the hatred of labour and the love of present ease and enjoyment, are the passions which prompt to invade property, passions much more steady in their operation, and much more universal in their influence. Wherever there is great property there is great inequality. For one very rich man there must be at least five hundred poor, and the affluence of the few supposes the indigence of the many. The affluence of the rich excites the indignation of the poor, who are often both driven by want, and prompted by envy, to invade his possessions. It is only under the shelter of the civil magistrate that the owner of that valuable property, which is acquired by the labour of many years, or perhaps of many successive generations, can sleep a single night in security. He is at all times surrounded by unknown enemies, whom, though he never provoked, he can never appease, and from whose injustice he can be protected only by the powerful arm of the civil magistrate continually held up to chastise it. The acquisition of valuable and extensive property, therefore, necessarily requires the establishment of civil government. Where there is no property, or at least none that exceeds the value of two or three days' labour, civil government is not so necessary. Civil government supposes a certain subordination. But as the necessity of civil government gradually grows up with the acquisition of valuable property, so the principal causes which naturally introduce subordination gradually grow up with the growth of that valuable property. (...) Men of inferior wealth combine to defend those of superior wealth in the possession of their property, in order that men of superior wealth may combine to defend them in the possession of theirs. All the inferior shepherds and herdsmen feel that the security of their own herds and flocks depends upon the security of those of the great shepherd or herdsman; that the maintenance of their lesser authority depends upon that of his greater authority, and that upon their subordination to him depends his power of keeping their inferiors in subordination to them. They constitute a sort of little nobility, who feel themselves interested to defend the property and to support the authority of their own little sovereign in order that he may be able to defend their property and to support their authority. Civil government, so far as it is instituted for the security of property, is in reality instituted for the defence of the rich against the poor, or of those who have some property against those who have none at all.
In British imperial debates
Smith opposed empire. He challenged ideas that colonies were key to British prosperity and power. He rejected that other cultures, such as China and India, were culturally and developmentally inferior to Europe. While he favoured "commercial society", he did not support radical social change and the imposition of commercial society on other societies. He proposed that colonies be given independence or that full political rights be extended to colonial subjects.
Smith's chapter on colonies, in turn, would help shape British imperial debates from the mid-19th century onward. The Wealth of Nations would become an ambiguous text regarding the imperial question. In his chapter on colonies, Smith pondered how to solve the crisis developing across the Atlantic among the empire's 13 American colonies. He offered two different proposals for easing tensions. The first proposal called for giving the colonies their independence, and by thus parting on a friendly basis, Britain would be able to develop and maintain a free-trade relationship with them, and possibly even an informal military alliance. Smith's second proposal called for a theoretical imperial federation that would bring the colonies and the metropole closer together through an imperial parliamentary system and imperial free trade.
Smith's most prominent disciple in 19th-century Britain, peace advocate Richard Cobden, preferred the first proposal. Cobden would lead the Anti-Corn Law League in overturning the Corn Laws in 1846, shifting Britain to a policy of free trade and empire "on the cheap" for decades to come. This hands-off approach toward the British Empire would become known as Cobdenism or the Manchester School. By the turn of the century, however, advocates of Smith's second proposal such as Joseph Shield Nicholson would become ever more vocal in opposing Cobdenism, calling instead for imperial federation. As Marc-William Palen notes: "On the one hand, Adam Smith's late nineteenth and early twentieth-century Cobdenite adherents used his theories to argue for gradual imperial devolution and empire 'on the cheap'. On the other, various proponents of imperial federation throughout the British World sought to use Smith's theories to overturn the predominant Cobdenite hands-off imperial approach and instead, with a firm grip, bring the empire closer than ever before." Smith's ideas thus played an important part in subsequent debates over the British Empire.
Portraits, monuments, and banknotes
Smith has been commemorated in the UK on banknotes printed by two different banks; his portrait has appeared since 1981 on the £50 notes issued by the Clydesdale Bank in Scotland, and in March 2007 Smith's image also appeared on the new series of £20 notes issued by the Bank of England, making him the first Scotsman to feature on an English banknote.
A large-scale memorial of Smith by Alexander Stoddart was unveiled on 4 July 2008 in Edinburgh. It is a -tall bronze sculpture and it stands above the Royal Mile outside St Giles' Cathedral in Parliament Square, near the Mercat cross. 20th-century sculptor Jim Sanborn (best known for the Kryptos sculpture at the United States Central Intelligence Agency) has created multiple pieces which feature Smith's work. At Central Connecticut State University is Circulating Capital, a tall cylinder which features an extract from The Wealth of Nations on the lower half, and on the upper half, some of the same text, but represented in binary code. At the University of North Carolina at Charlotte, outside the Belk College of Business Administration, is Adam Smith's Spinning Top. Another Smith sculpture is at Cleveland State University. He also appears as the narrator in the 2013 play The Low Road, centred on a proponent on laissez-faire economics in the late 18th century, but dealing obliquely with the financial crisis of 2007–2008 and the recession which followed; in the premiere production, he was portrayed by Bill Paterson.
A bust of Smith is in the Hall of Heroes of the National Wallace Monument in Stirling.
Five paving stones, displaying quotations from Smith's works, were unveiled in December 2023 in the High Street, Glasgow. The stones were commissioned by the University of Glasgow to mark the 300th anniversary of Smith's birth.
Panmure House
Adam Smith resided at Panmure House from 1778 to 1790. In 2008, the house was purchased by the Edinburgh Business School at Heriot-Watt University and funds were raised for its restoration. In 2018 it was formally opened as a study centre in Smith's honour.
As a symbol of free-market economics
Smith has been celebrated by advocates of free-market policies as the founder of free-market economics, a view reflected in the naming of bodies such as the Adam Smith Institute in London, multiple entities known as the "Adam Smith Society", including an historical Italian organisation, and the U.S.-based Adam Smith Society, and the Australian Adam Smith Club, and in terms such as the Adam Smith necktie.
Former US Federal Reserve Chairman Alan Greenspan argues that, while Smith did not coin the term laissez-faire, "it was left to Adam Smith to identify the more-general set of principles that brought conceptual clarity to the seeming chaos of market transactions." Greenspan continues that The Wealth of Nations was "one of the great achievements in human intellectual history." P.J. O'Rourke describes Smith as the "founder of free market economics."
Nobel laureate economist Milton Friedman believed in 1976, 200 years after the publishing of The Wealth of Nations, that the work of Adam Smith was, "...far more immediately relevant today than he was at the Centennial of The Wealth of Nations in 1876."
Other writers have argued that Smith's support for laissez-faire (which in French means leave alone) has been overstated. Herbert Stein wrote that the people who "wear an Adam Smith necktie" do it to "make a statement of their devotion to the idea of free markets and limited government", and that this misrepresents Smith's ideas. Stein writes that Smith "was not pure or doctrinaire about this idea. He viewed government intervention in the market with great skepticism...yet he was prepared to accept or propose qualifications to that policy in the specific cases where he judged that their net effect would be beneficial and would not undermine the basically free character of the system. He did not wear the Adam Smith necktie." In Stein's reading, The Wealth of Nations could justify the Food and Drug Administration, the Consumer Product Safety Commission, mandatory employer health benefits, environmentalism, and "discriminatory taxation to deter improper or luxurious behavior".
Similarly, Vivienne Brown stated in The Economic Journal that in the 20th-century United States, Reaganomics supporters, The Wall Street Journal, and other similar sources have spread among the general public a partial and misleading vision of Smith, portraying him as an "extreme dogmatic defender of laissez-faire capitalism and supply-side economics". In fact, The Wealth of Nations includes the following statement on the payment of taxes:
The subjects of every state ought to contribute towards the support of the government, as nearly as possible, in proportion to their respective abilities; that is, in proportion to the revenue which they respectively enjoy under the protection of the state.
Some commentators have argued that Smith's works show support for a progressive, not flat, income tax and that he specifically named taxes that he thought should be required by the state, among them luxury-goods taxes and tax on rent. Yet Smith argued for the "impossibility of taxing the people, in proportion to their economic revenue, by any capitation". Smith argued that taxes should principally go toward protecting "justice" and "certain publick institutions" that were necessary for the benefit of all of society, but that could not be provided by private enterprise.
Additionally, Smith outlined the proper expenses of the government in The Wealth of Nations, Book V, Ch. I. Included in his requirements of a government is to enforce contracts and provide justice system, grant patents and copy rights, provide public goods such as infrastructure, provide national defence, and regulate banking. The role of the government was to provide goods "of such a nature that the profit could never repay the expense to any individual" such as roads, bridges, canals, and harbours. He also encouraged invention and new ideas through his patent enforcement and support of infant industry monopolies. He supported partial public subsidies for elementary education, and he believed that competition among religious institutions would provide general benefit to the society. In such cases, however, Smith argued for local rather than centralised control: "Even those publick works which are of such a nature that they cannot afford any revenue for maintaining themselves ... are always better maintained by a local or provincial revenue, under the management of a local and provincial administration, than by the general revenue of the state" (Wealth of Nations, V.i.d.18). Finally, he outlined how the government should support the dignity of the monarch or chief magistrate, such that they are equal or above the public in fashion. He even states that monarchs should be provided for in a greater fashion than magistrates of a republic because "we naturally expect more splendor in the court of a king than in the mansion-house of a doge". In addition, he allowed that in some specific circumstances, retaliatory tariffs may be beneficial:
The recovery of a great foreign market will generally more than compensate the transitory inconvenience of paying dearer during a short time for some sorts of goods.
However, he added that in general, a retaliatory tariff "seems a bad method of compensating the injury done to certain classes of our people, to do another injury ourselves, not only to those classes, but to almost all the other classes of them".
Economic historians such as Jacob Viner regard Smith as a strong advocate of free markets and limited government (what Smith called "natural liberty"), but not as a dogmatic supporter of laissez-faire.
Economist Daniel Klein believes using the term "free-market economics" or "free-market economist" to identify the ideas of Smith is too general and slightly misleading. Klein offers six characteristics central to the identity of Smith's economic thought and argues that a new name is needed to give a more accurate depiction of the "Smithian" identity. Economist David Ricardo set straight some of the misunderstandings about Smith's thoughts on free market. Many continue to fall victim to the thinking that Smith was a free-market economist without exception, though he was not. Ricardo pointed out that Smith was in support of helping infant industries. Smith believed that the government should subsidise newly formed industry, but he did fear that when the infant industry grew into adulthood, it would be unwilling to surrender the government help. Smith also supported tariffs on imported goods to counteract an internal tax on the same good. Smith also fell to pressure in supporting some tariffs in support for national defence.
Some have also claimed, Emma Rothschild among them, that Smith would have supported a minimum wage, although no direct textual evidence supports the claim. Indeed, Smith wrote:
The price of labour, it must be observed, cannot be ascertained very accurately anywhere, different prices being often paid at the same place and for the same sort of labour, not only according to the different abilities of the workmen, but according to the easiness or hardness of the masters. Where wages are not regulated by law, all that we can pretend to determine is what are the most usual; and experience seems to show that law can never regulate them properly, though it has often pretended to do so. (The Wealth of Nations, Book 1, Chapter 8)
However, Smith also noted, to the contrary, the existence of an imbalanced, inequality of bargaining power:
A landlord, a farmer, a master manufacturer, a merchant, though they did not employ a single workman, could generally live a year or two upon the stocks which they have already acquired. Many workmen could not subsist a week, few could subsist a month, and scarce any a year without employment. In the long run, the workman may be as necessary to his master as his master is to him, but the necessity is not so immediate.
See also
Critique of political economy
Organizational capital
List of abolitionist forerunners
List of Fellows of the Royal Society of Arts
People on Scottish banknotes
Adam Smith's America
References
Informational notes
Citations
Bibliography
Helbroner, Robert L. The Essential Adam Smith.
Otteson, James R. (2002). Adam Smith's Marketplace of Life. Cambridge: Cambridge University Press.
Further reading
Hardwick, D. and Marsh, L. (2014). Propriety and Prosperity: New Studies on the Philosophy of Adam Smith. Palgrave Macmillan
Mullen, Roger, Smith, Craig, and Mochrie, Robbie (eds.) (2023), Adam Smith: The Kirkcaldy Papers, Adam Smith Global Foundation, Kirkcaldy,
Phillipson, Nicholas (2010). Adam Smith: An Enlightened Life, Yale University Press, , 352 pages; scholarly biography
Pichet, Éric (2004). Adam Smith, je connais !, French biography.
Vianello, F. (1999). "Social accounting in Adam Smith", in: Mongiovi, G. and Petri F. (eds.), Value, Distribution and capital. Essays in honour of Pierangelo Garegnani, London: Routledge, .
Wolloch, N. (2015). "Symposium on Jack Russell Weinstein's Adam Smith's Pluralism: Rationality, Education and the Moral Sentiments". Cosmos + Taxis
"Adam Smith and Empire: A New Talking Empire Podcast," Imperial & Global Forum, 12 March 2014.
External links
References to Adam Smith in historic European newspapers
at the Adam Smith Institute
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1825 | https://en.wikipedia.org/wiki/Hermann%20Kolbe | Hermann Kolbe | Adolph Wilhelm Hermann Kolbe (27 September 1818 – 25 November 1884) was a major contributor to the birth of modern organic chemistry. He was a professor at Marburg and Leipzig. Kolbe was the first to apply the term synthesis in a chemical context, and contributed to the philosophical demise of vitalism through synthesis of the organic substance acetic acid from carbon disulfide, and also contributed to the development of structural theory. This was done via modifications to the idea of "radicals" and accurate prediction of the existence of secondary and tertiary alcohols, and to the emerging array of organic reactions through his Kolbe electrolysis of carboxylate salts, the Kolbe-Schmitt reaction in the preparation of aspirin and the Kolbe nitrile synthesis. After studies with Wöhler and Bunsen, Kolbe was involved with the early internationalization of chemistry through work in London (with Frankland). He was elected to the Royal Swedish Academy of Sciences, and won the Royal Society of London's Davy Medal in the year of his death. Despite these accomplishments and his training important members of the next generation of chemists (including Zaitsev, Curtius, Beckmann, Graebe, Markovnikov, and others), Kolbe is best remembered for editing the Journal für Praktische Chemie for more than a decade, in which his vituperative essays on Kekulé's structure of benzene, van't Hoff's theory on the origin of chirality and Baeyer's reforms of nomenclature were personally critical and linguistically violent. Kolbe died of a heart attack in Leipzig at age 66, six years after the death of his wife, Charlotte. He was survived by four children.
Life
Kolbe was born in Elliehausen, near Göttingen, Kingdom of Hanover (Germany) as the eldest son of a Protestant pastor. At the age of 13, he entered the Göttingen Gymnasium, residing at the home of one of the professors. He obtained the leaving certificate (the Abitur) six years later. He had become passionate about the study of chemistry, matriculating at the University of Göttingen in the spring of 1838 in order to study with the famous chemist Friedrich Wöhler.
In 1842, he became an assistant to Robert Bunsen at the Philipps-Universität Marburg. He took his doctoral degree in 1843 at the same university. A new opportunity arose in 1845, when he became assistant to Lyon Playfair at the new Museum of Economic Geology in London and a close friend of Edward Frankland. From 1847, he was engaged in editing the Handwörterbuch der reinen und angewandten Chemie (Dictionary of Pure and Applied Chemistry) edited by Justus von Liebig, Wöhler, and Johann Christian Poggendorff, and he also wrote an important textbook. In 1851, Kolbe succeeded Bunsen as professor of chemistry at Marburg and, in 1865, he was called to the Universität Leipzig. In 1864, he was elected a foreign member of the Royal Swedish Academy of Sciences. He was elected as a member of the American Philosophical Society in 1874.
In 1853, he married Charlotte, the daughter of General-Major Wilhelm von Bardeleben. His wife died in 1876 after 23 years of happy marriage. They had four children.
Work in chemical research
As late as the 1840s, and despite Friedrich Wöhler's synthesis of urea in 1828, some chemists still believed in the doctrine of vitalism, according to which a special life-force was necessary to create "organic" (i.e., in its original meaning, biologically derived) compounds. Kolbe promoted the idea that organic compounds could be derived from substances clearly sourced from outside this "organic" context, directly or indirectly, by substitution processes. (Hence, while by modern definitions, he was converting one organic molecule to another, by the parlance of his era, he was converting "inorganic"—anorganisch—substances into "organic" ones only thought accessible through vital processes.) He validated his theory by converting carbon disulfide (CS2) to acetic acid () in several steps (1843–45). Kolbe also introduced a modified idea of structural radicals, so contributing to the development of structural theory. A dramatic success came when his theoretical prediction of the existence of secondary and tertiary alcohols was confirmed by the synthesis of the first of these classes of organic molecules. Kolbe was the first person to use the word synthesis in its present-day meaning, and contributed a number of new chemical reactions.
In particular, Kolbe developed procedures for the electrolysis of the salts of fatty and other carboxylic acids (Kolbe electrolysis) and prepared salicylic acid, a building block of aspirin in a process called Kolbe synthesis or Kolbe-Schmitt reaction. His method for the synthesis of nitriles is called the Kolbe nitrile synthesis, and with Edward Frankland he found that nitriles can be hydrolyzed to the corresponding acids.
In addition to his own bench research and scholarly and editorial work, Kolbe oversaw student research at Leipzig and especially at Marburg; students spending time under his tutelage included Peter Griess, Aleksandr Mikhailovich Zaitsev (known for Zaitsev's rule predicting the product composition of elimination reactions), Theodor Curtius (discoverer of diazo compounds, hydrazines, and the Curtius rearrangement), Ernst Otto Beckmann (discoverer of the Beckmann rearrangement), Carl Graebe (discoverer of alizarin), Oscar Loew, Constantin Fahlberg, Nikolai Menshutkin, Vladimir Markovnikov (first to describe carbocycles smaller and larger than cyclohexane, and known for Markovnikov's rule describing addition reactions to alkenes), Jacob Volhard, Ludwig Mond, Alexander Crum Brown (first to describe the double bond of ethylene), Maxwell Simpson, and Frederick Guthrie.
Work as journal editor
Besides his work for periodicals he wrote numerous books
Kolbe served for more than a decade as what, in modern terms, would be understood the senior editor of the Journal für Praktische Chemie (Journal of practical chemistry, from 1870 to 1884), Kolbe was sometimes so severely critical of the work of others, especially after about 1874, that some wondered whether he might have been suffering a mental illness. He was intolerant of what he regarded as loose speculation parading as theory, and sought through his writings to save his beloved science of chemistry from what he regarded as the scourge of modern structural theory.
His rejection of structural chemistry, especially the theories of the structure of benzene by August Kekulé, the theory of the asymmetric carbon atom by J.H. van't Hoff, and the reform of chemical nomenclature by Adolf von Baeyer, was expressed in his vituperative articles in the Journal für Praktische Chemie. Some translated quotes illustrate his manner of articulating the deep conflict between his interpretation of chemistry and that of the structural chemists: «...Baeyer is an excellent experimentor, but he is only an empiricist, lacking sense and capability, and his interpretations of his experiments show particular deficiency in his familiarity with the principles of true science...»The violence of his language worked to limit his posthumous reputation.
Publications
Sources
Notes and references
Further reading
Kurzes Lehrbuch der Chemie . 1.Anorganische Chemie . Vieweg, Braunschweig 2. verb. Aufl. 1884 Digital edition by the University and State Library Düsseldorf
Wiley online library: Advanced Synthesis & Catalysis, ultimate descendant of the Journal für Praktische Chemie, accessed 2 July 2014.
Journal für Praktische Chemie, the article on the original German journal and its descendants, German Wikipedia, accessed 2 July 2014.
External links
Translations English Translation of Kolbe's seminal 1860 German article in Annalen der Chemie und Pharmacie. English title: "On the syntheses of salicylic acid"; German title "Ueber Synthese der Salicylsäure".
19th-century German chemists
1818 births
1884 deaths
Foreign Members of the Royal Society
Members of the Royal Swedish Academy of Sciences
Academic staff of Leipzig University
University of Göttingen alumni
University of Marburg alumni
Academic staff of the University of Marburg
Scientists from Göttingen
People from the Kingdom of Hanover |
1826 | https://en.wikipedia.org/wiki/April%2018 | April 18 |
Events
Pre-1600
796 – King Æthelred I of Northumbria is murdered in Corbridge by a group led by his ealdormen, Ealdred and Wada. The patrician Osbald is crowned, but abdicates within 27 days.
1428 – Peace of Ferrara between Republic of Venice, Duchy of Milan, Republic of Florence and House of Gonzaga: ending of the second campaign of the Wars in Lombardy fought until the Treaty of Lodi in 1454, which will then guarantee the conditions for the development of the Italian Renaissance.
1506 – The cornerstone of the current St. Peter's Basilica is laid.
1518 – Bona Sforza is crowned as queen consort of Poland.
1521 – Trial of Martin Luther begins its second day during the assembly of the Diet of Worms. He refuses to recant his teachings despite the risk of excommunication.
1601–1900
1689 – Bostonians rise up in rebellion against Sir Edmund Andros.
1738 – Real Academia de la Historia ("Royal Academy of History") is founded in Madrid.
1775 – American Revolution: The British advancement by sea begins; Paul Revere and other riders warn the countryside of the troop movements.
1783 – Three-Fifths Compromise: The first instance of black slaves in the United States of America being counted as three fifths of persons (for the purpose of taxation), in a resolution of the Congress of the Confederation. This was later adopted in the 1787 Constitution.
1831 – The University of Alabama is founded in Tuscaloosa, Alabama.
1847 – American victory at the battle of Cerro Gordo opens the way for invasion of Mexico.
1857 – "The Spirits Book" by Allan Kardec is published, marking the birth of Spiritualism in France.
1864 – Battle of Dybbøl: A Prussian-Austrian army defeats Denmark and gains control of Schleswig. Denmark surrenders the province in the following peace settlement.
1897 – The Greco-Turkish War is declared between Greece and the Ottoman Empire.
1899 – The St. Andrew's Ambulance Association is granted a royal charter by Queen Victoria.
1901–present
1902 – The 7.5 Guatemala earthquake shakes Guatemala with a maximum Mercalli intensity of VIII (Severe), killing between 800 and 2,000.
1906 – The 7.9 earthquake and fire destroy much of San Francisco, California, killing more than 3,000 people, making one of the worst natural disasters in American history.
1909 – Joan of Arc is beatified in Rome.
1912 – The Cunard liner brings 705 survivors from the to New York City.
1915 – World War I: French pilot Roland Garros is shot down and glides to a landing on the German side of the lines.
1916 – World War I: During a mine warfare in high altitude on the Dolomites, the Italian troops conquer the Col di Lana held by the Austrian army.
1930 – A fire kills 118 people at a wooden church in the small Romanian town of Costești, most of them schoolchildren, after starting during Good Friday services.
1939 – Robert Menzies, who became Australia's longest-serving prime minister, is elected as leader of the United Australia Party after the death of Prime Minister Joseph Lyons.
1942 – World War II: The Doolittle Raid on Japan: Tokyo, Yokohama, Kobe and Nagoya are bombed.
1942 – Pierre Laval becomes Prime Minister of Vichy France.
1943 – World War II: Operation Vengeance, Admiral Isoroku Yamamoto is killed when his aircraft is shot down by U.S. fighters over Bougainville Island.
1945 – World War II: Over 1,000 bombers attack the small island of Heligoland, Germany.
1945 – Italian resistance movement: In Turin, despite the harsh repressive measures adopted by Nazi-fascists, a great pre-insurrectional strike begins.
1946 – The International Court of Justice holds its inaugural meeting in The Hague, Netherlands.
1946 – Jackie Robinson makes his regular season debut for the Montreal Royals of the International League, to make them the first integrated modern professional baseball team.
1947 – The Operation Big Bang, the largest non-nuclear man-made explosion to that time, destroys bunkers and military installations on the North Sea island of Heligoland, Germany.
1949 – The Republic of Ireland Act comes into force, declaring Éire to be a republic and severing Ireland "association" with the Commonwealth of Nations.
1954 – Gamal Abdel Nasser seizes power in Egypt.
1955 – Twenty-nine nations meet at Bandung, Indonesia, for the first Asian-African Conference.
1972 – East African Airways Flight 720 crashes during a rejected takeoff from Addis Ababa Bole International Airport in Addis Ababa, Ethiopia, killing 43.
1980 – The Republic of Zimbabwe (formerly Rhodesia) comes into being, with Canaan Banana as the country's first President. The Zimbabwean dollar replaces the Rhodesian dollar as the official currency.
1980 – The town of Elmore City, Oklahoma holds its first dance in the town’s history.
1988 – The United States launches Operation Praying Mantis against Iranian naval forces in the largest naval battle since World War II.
1988 – In Israel John Demjanjuk is sentenced to death for war crimes committed in World War II, although the verdict is later overturned.
2018 – King Mswati III of Swaziland announces that his country's name will change to Eswatini.
2018 – Anti-government protests start in Nicaragua.
2019 – A redacted version of the Mueller report is released to the United States Congress and the public.
Births
Pre-1600
359 – Gratian, Roman emperor (d. 383)
588 – K'an II, Mayan ruler (d. 658)
812 – Al-Wathiq, Abbasid caliph (d. 847)
1446 – Ippolita Maria Sforza, Italian noble (d. 1484)
1480 – Lucrezia Borgia, daughter of Pope Alexander VI (d. 1519)
1503 – Henry II of Navarre (d. 1555)
1534 – William Harrison, English clergyman (d. 1593)
1580 – Thomas Middleton, English Jacobean playwright and poet (d. 1627)
1590 – Ahmed I, Ottoman Emperor (d. 1617)
1601–1900
1605 – Giacomo Carissimi, Italian priest and composer (d. 1674)
1666 – Jean-Féry Rebel, French violinist and composer (d. 1747)
1740 – Sir Francis Baring, 1st Baronet, English banker and politician (d. 1810)
1759 – Jacques Widerkehr, French cellist and composer (d. 1823)
1771 – Karl Philipp, Prince of Schwarzenberg (d. 1820)
1772 – David Ricardo, British economist and politician (d. 1823)
1794 – William Debenham, English founder of Debenhams (d. 1863)
1813 – James McCune Smith, African-American physician, apothecary, abolitionist, and author (d. 1865)
1819 – Carlos Manuel de Céspedes, Cuban lawyer and activist (d. 1874)
1819 – Franz von Suppé, Austrian composer and conductor (d. 1895)
1838 – Paul-Émile Lecoq de Boisbaudran, French chemist and academic (d. 1912)
1854 – Ludwig Levy, German architect (d. 1907)
1857 – Clarence Darrow, American lawyer (d. 1938)
1858 – Dhondo Keshav Karve, Indian educator and activist, Bharat Ratna Awardee (d. 1962)
1858 – Alexander Shirvanzade, Armenian playwright and author (d. 1935)
1863 – Count Leopold Berchtold, Austrian-Hungarian politician and diplomat, Joint Foreign Minister of Austria-Hungary (d. 1942)
1863 – Linton Hope, English sailor and architect (d. 1920)
1863 – Siegfried Bettmann, founder of the Triumph Motorcycle Company and Mayor of Coventry (d. 1955)
1864 – Richard Harding Davis, American journalist and author (d. 1916)
1874 – Ivana Brlić-Mažuranić, Croatian author and poet (d. 1938)
1877 – Vicente Sotto, Filipino lawyer and politician (d. 1950)
1879 – Korneli Kekelidze, Georgian philologist and scholar (d. 1962)
1880 – Sam Crawford, American baseball player, coach, and umpire (d. 1968)
1882 – Isaac Babalola Akinyele, Nigerian ruler (d. 1964)
1882 – Leopold Stokowski, English conductor (d. 1977)
1883 – Aleksanteri Aava, Finnish poet (d. 1956)
1884 – Jaan Anvelt, Estonian educator and politician (d. 1937)
1889 – Jessie Street, Australian activist (d. 1970)
1892 – Eugene Houdry, French-American mechanical engineer and inventor (d. 1962)
1897 – Ardito Desio, Italian geologist and cartographer (d. 2001)
1898 – Patrick Hennessy, Irish soldier and businessman (d. 1981)
1900 – Bertha Isaacs, Bahamian teacher, tennis player, politician and women's rights activist (d. 1997)
1901–present
1901 – Al Lewis, American songwriter (d. 1967)
1901 – László Németh, Hungarian dentist, author, and playwright (d. 1975)
1902 – Waldemar Hammenhög, Swedish author (d. 1972)
1902 – Giuseppe Pella, Italian politician, 32nd Prime Minister of Italy (d. 1981)
1904 – Pigmeat Markham, African-American comedian, singer, and dancer (d. 1981)
1905 – Sydney Halter, Canadian lawyer and businessman (d. 1990)
1905 – George H. Hitchings, American physician and pharmacologist, Nobel Prize laureate (d. 1998)
1907 – Miklós Rózsa, Hungarian-American composer and conductor (d. 1995)
1911 – Maurice Goldhaber, Ukrainian-American physicist and academic (d. 2011)
1914 – Claire Martin, Canadian author (d. 2014)
1915 – Joy Davidman, Polish-Ukrainian American poet and author (d. 1960)
1916 – Carl Burgos, American illustrator (d. 1984)
1918 – Gabriel Axel, Danish-French actor, director, and producer (d. 2014)
1918 – André Bazin, French critic and theorist (d. 1958)
1918 – Shinobu Hashimoto, Japanese director, producer, and screenwriter (d. 2018)
1918 – Clifton Hillegass, American publisher, founded CliffsNotes (d. 2001)
1918 – Tony Mottola, American guitarist and composer (d. 2004)
1919 – Virginia O'Brien, American actress and singer (d. 2001)
1919 – Esther Afua Ocloo, Ghanaian entrepreneur and pioneer of microlending (d. 2002)
1920 – John F. Wiley, American football player and coach (d. 2013)
1921 – Jean Richard, French actor and singer (d. 2001)
1922 – Barbara Hale, American actress (d. 2017)
1924 – Clarence "Gatemouth" Brown, American singer-songwriter and guitarist (d. 2005)
1925 – Marcus Schmuck, Austrian mountaineer and author (d. 2005)
1926 – Doug Insole, English cricketer (d. 2017)
1927 – Samuel P. Huntington, American political scientist, author, and academic (d. 2008)
1927 – Tadeusz Mazowiecki, Polish journalist and politician, Prime Minister of Poland (d. 2013)
1928 – Karl Josef Becker, German cardinal and theologian (d. 2015)
1928 – Otto Piene, German sculptor and academic (d. 2014)
1929 – Peter Hordern, English soldier and politician (d. 2024)
1930 – Clive Revill, New Zealand actor and singer
1931 – Bill Miles, American director and producer (d. 2013)
1934 – James Drury, American actor (d. 2020)
1934 – George Shirley, African-American tenor and educator
1935 – Costas Ferris, Egyptian-Greek actor, director, producer, and screenwriter
1936 – Roger Graef, American-English criminologist, director, and producer (d. 2022)
1936 – Vladimir Hütt, Estonian physicist and philosopher (d. 1997)
1937 – Keiko Abe, Japanese marimba player and composer
1937 – Jan Kaplický, Czech architect, designed the Selfridges Building (d. 2009)
1939 – Glen Hardin, American pianist and arranger
1939 – Thomas J. Moyer, American lawyer and judge (d. 2010)
1940 – Joseph L. Goldstein, American biochemist and geneticist, Nobel Prize laureate
1940 – Mike Vickers, English guitarist, saxophonist, and songwriter
1941 – Michael D. Higgins, Irish sociologist and politician, 9th President of Ireland
1942 – Michael Beloff, English lawyer and academic
1942 – Robert Christgau, American journalist and critic
1942 – Jochen Rindt, German-Austrian racing driver (d. 1970)
1944 – Kathy Acker, American author and poet (d. 1997)
1944 – Philip Jackson, Scottish sculptor and photographer
1945 – Bernard Arcand, Canadian anthropologist and author (d. 2009)
1946 – Hayley Mills, English actress
1947 – Moses Blah, Liberian general and politician, 23rd President of Liberia (d. 2013)
1947 – Jerzy Stuhr, Polish actor, director, and screenwriter
1947 – James Woods, American actor and producer
1948 – Régis Wargnier, French director, producer, and screenwriter
1950 – Grigory Sokolov, Russian pianist and composer
1953 – Rick Moranis, Canadian-American actor, comedian, singer and screenwriter
1954 – Robert Greenberg, American pianist and composer
1956 – Eric Roberts, American actor
1958 – Gabi Delgado-López, Spanish-German singer, co-founder of D.A.F. (d. 2020)
1958 – Malcolm Marshall, Barbadian cricketer and coach (d. 1999)
1959 – Susan Faludi, American journalist, author and feminist
1960 – Yelena Zhupiyeva-Vyazova, Ukrainian runner
1961 – Jane Leeves, English actress and dancer
1961 – John Podhoretz, American journalist and author
1962 – Jeff Dunham, American ventriloquist and comedian
1963 – Eric McCormack, Canadian-American actor
1963 – Conan O'Brien, American television host, comedian, and podcaster
1964 – Niall Ferguson, Scottish historian and academic
1967 – Maria Bello, American actress
1969 – Keith DeCandido, American author
1970 – Saad Hariri, Saudi Arabian-Lebanese businessman and politician, 33rd Prime Minister of Lebanon
1970 – Willie Roaf, American football player
1971 – David Tennant, Scottish actor
1972 – Rosa Clemente, American journalist and activist
1972 – Eli Roth, American actor, director, producer, and screenwriter
1973 – Derrick Brooks, American football player
1973 – Haile Gebrselassie, Ethiopian runner
1974 – Edgar Wright, English filmmaker
1976 – Melissa Joan Hart, American actress
1979 – Kourtney Kardashian, American television personality
1981 – Audrey Tang, Taiwanese computer scientist and academic
1983 – Miguel Cabrera, Venezuelan baseball player
1984 – America Ferrera, American actress
1985 – Łukasz Fabiański, Polish footballer
1986 – Tina Bru, Norwegian politician
1988 – Vanessa Kirby, English actress
1989 – Jessica Jung, South Korean-American singer, songwriter, actress, author, fashion designer and businesswoman
1989 – Alia Shawkat, American actress
1990 – Wojciech Szczęsny, Polish footballer
1992 – Chloe Bennet, American actress
1993 – Mika Zibanejad, Swedish ice hockey player
1994 – Aminé, American singer-songwriter
1995 – Divock Origi, Belgian footballer
1996 – Ski Mask the Slump God, American rapper
2001 – PinkPantheress, English singer, songwriter, and record producer
Deaths
Pre-1600
727 – Agallianos Kontoskeles, Byzantine commander and rebel leader
850 – Perfectus, Spanish monk and martyr
909 – Dionysius II, Syriac Orthodox patriarch of Antioch
943 – Fujiwara no Atsutada, Japanese nobleman and poet (b. 906)
963 – Stephen Lekapenos, co-emperor of the Byzantine Empire
1161 – Theobald of Bec, French-English archbishop (b. 1090)
1176 – Galdino della Sala, Italian archdeacon and saint
1430 – John III, Count of Nassau-Siegen, German count
1552 – John Leland, English poet and historian (b. 1502)
1555 – Polydore Vergil, English historian (b. 1470)
1556 – Luigi Alamanni, Italian poet and politician (b. 1495)
1567 – Wilhelm von Grumbach, German adventurer (b. 1503)
1587 – John Foxe, English historian and author (b. 1516)
1601–1900
1636 – Julius Caesar, English judge and politician (b. 1557)
1650 – Simonds d'Ewes, English lawyer and politician (b. 1602)
1674 – John Graunt, English demographer and statistician (b. 1620)
1689 – George Jeffreys, 1st Baron Jeffreys, Welsh judge and politician, Lord Chancellor of Great Britain (b. 1648)
1732 – Louis Feuillée, French astronomer, geographer, and botanist (b. 1660)
1742 – Arvid Horn, Swedish general and politician (b. 1664)
1763 – Marie-Josephte Corriveau, Canadian murderer (b. 1733)
1794 – Charles Pratt, 1st Earl Camden, English lawyer, judge, and politician, Lord Chancellor of Great Britain (b. 1714)
1796 – Johan Wilcke, Swedish physicist and academic (b. 1732)
1802 – Erasmus Darwin, English physician and botanist (b. 1731)
1832 – Jeanne-Elisabeth Chaudet, French painter (b. 1761)
1859 – Tatya Tope, Indian general (b. 1814)
1864 – Juris Alunāns, Latvian philologist and linguist (b. 1832)
1873 – Justus von Liebig, German chemist and academic (b. 1803)
1890 – Paweł Bryliński, Polish sculptor (b. 1814)
1898 – Gustave Moreau, French painter and academic (b. 1826)
1901–present
1906 – Luis Martín, Spanish religious leader, 24th Superior-General of the Society of Jesus (b. 1846)
1912 – Martha Ripley, American physician (b. 1843)
1917 – Vladimir Serbsky, Russian psychiatrist and academic (b. 1858)
1923 – Savina Petrilli, Italian religious leader (b. 1851)
1936 – Milton Brown, American singer and bandleader (b. 1903)
1936 – Ottorino Respighi, Italian composer and conductor (b. 1879)
1938 – George Bryant, American archer (b. 1878)
1942 – Aleksander Mitt, Estonian speed skater (b. 1903)
1942 – Gertrude Vanderbilt Whitney, American heiress, sculptor and art collector, founded the Whitney Museum of American Art (b. 1875)
1943 – Isoroku Yamamoto, Japanese admiral (b. 1884)
1945 – John Ambrose Fleming, English physicist and engineer, invented the vacuum tube (b. 1849)
1945 – Ernie Pyle, American journalist and soldier (b. 1900)
1947 – Jozef Tiso, Slovak priest and politician, President of Slovakia (b. 1887)
1951 – Óscar Carmona, Portuguese field marshal and politician, 11th President of Portugal (b. 1869)
1955 – Albert Einstein, German-American physicist, engineer, and academic (b. 1879)
1958 – Maurice Gamelin, Belgian-French general (b. 1872)
1963 – Meyer Jacobstein, American academic and politician (b. 1880)
1964 – Ben Hecht, American director, producer, and screenwriter (b. 1894)
1965 – Guillermo González Camarena, Mexican engineer (b. 1917)
1974 – Marcel Pagnol, French author, playwright, and director (b. 1895)
1988 – Oktay Rıfat Horozcu, Turkish poet and playwright (b. 1914)
1995 – Arturo Frondizi, Argentinian lawyer and politician, 32nd President of Argentina (b. 1908)
2002 – Thor Heyerdahl, Norwegian ethnographer and explorer (b. 1914)
2004 – Kamisese Mara, Fijian politician, 2nd President of Fiji (b. 1920)
2008 – Germaine Tillion, French ethnologist and anthropologist (b. 1907)
2012 – Dick Clark, American television host and producer, founded Dick Clark Productions (b. 1929)
2012 – René Lépine, Canadian businessman and philanthropist (b. 1929)
2012 – Robert O. Ragland, American musician (b. 1931)
2012 – K. D. Wentworth, American author (b. 1951)
2013 – Goran Švob, Croatian philosopher and author (b. 1947)
2013 – Anne Williams, English activist (b. 1951)
2014 – Guru Dhanapal, Indian director and producer (b. 1959)
2014 – Sanford Jay Frank, American screenwriter and producer (b. 1954)
2014 – Brian Priestman, English conductor and academic (b. 1927)
2019 – Lyra McKee, Irish journalist (b. 1990)
2022 – Harrison Birtwistle, British composer (b. 1934)
2024 – Crandell Addington, American Hall of Fame poker player. (death announced on this date) (b. 1938)
2024 – Dickey Betts, American guitarist, singer, songwriter and composer (b. 1943)
2024 – Mandisa, American gospel singer (b. 1976)
Holidays and observances
Christian feast day:
Apollonius the Apologist
Corebus
Cyril VI of Constantinople (Eastern Orthodox Church)
Eleutherius and Antia
Galdino della Sala
Molaise of Leighlin
Perfectus
April 18 (Eastern Orthodox liturgics)
Army Day (Iran)
Coma Patients' Day (Poland)
Friend's Day (Brazil)
Independence Day (Zimbabwe)
International Day For Monuments and Sites
Invention Day (Japan)
Victory over the Teutonic Knights in the Battle of the Ice (Russia; Julian Calendar)
World Amateur Radio Day
References
External links
BBC: On This Day
Historical Events on April 18
Days of the year
April |
1832 | https://en.wikipedia.org/wiki/Allomorph | Allomorph | In linguistics, an allomorph is a variant phonetic form of a morpheme, or, a unit of meaning that varies in sound and spelling without changing the meaning. The term allomorph describes the realization of phonological variations for a specific morpheme. The different allomorphs that a morpheme can become are governed by morphophonemic rules. These phonological rules determine what phonetic form, or specific pronunciation, a morpheme will take based on the phonological or morphological context in which they appear.
In English
English has several morphemes that vary in sound but not in meaning, such as past tense morphemes, plural morphemes, and negative morphemes.
Past tense allomorphs
For example, an English past tense morpheme is -ed, which occurs in several allomorphs depending on its phonological environment by assimilating the voicing of the previous segment or the insertion of a schwa after an alveolar stop:
as or in verbs whose stem ends with the alveolar stops or , such as 'hunted' or 'banded'
as in verbs whose stem ends with voiceless phonemes other than , such as 'fished'
as in verbs whose stem ends with voiced phonemes other than , such as 'buzzed'
The "other than" restrictions above are typical for allomorphy. If the allomorphy conditions are ordered from most restrictive (in this case, after an alveolar stop) to least restrictive, the first matching case usually has precedence. Thus, the above conditions could be rewritten as follows:
as or when the stem ends with the alveolar stops or
as when the stem ends with voiceless phonemes
as elsewhere
The allomorph does not appear after stem-final although the latter is voiceless, which is then explained by appearing in that environment, together with the fact that the environments are ordered (that is, listed in order of priority). Likewise, the allomorph does not appear after stem-final because the earlier clause for the allomorph has priority. The allomorph does not appear after stem-final voiceless phoneme because the preceding clause for the comes first.
Irregular past tense forms, such as "broke" or "was/were," can be seen as still more specific cases since they are confined to certain lexical items, such as the verb "break," which take priority over the general cases listed above.
Plural allomorphs
The plural morpheme for regular nouns in English is typically realized by adding an -s or -es to the end of the noun. However, the plural morpheme actually has three different allomorphs: [-s], [-z], and [-əz]. The specific pronunciation that a plural morpheme takes on is determined by the following morphological rules:
Assume that the basic form of the plural morpheme, /-z/, is [-z] ("bags" /bægz/)
The morpheme /-z/ becomes [-əz] by inserting an [ə] before [-z] when a noun ends in a sibilant ("buses" /bʌsəz/)
Change the morpheme /-z/ to a voiceless [-s] when a noun ends in a voiceless sound ("caps" /kæps/)
Negative allomorphs
In English, the negative prefix in- has three allomorphs: [ɪn-], [ɪŋ-], and [ɪm-]. The phonetic form that the negative morpheme /ɪn-/ uses is determined by the following morphological rules:
the negative morpheme /ɪn-/ becomes [ɪn-] when preceding an alveolar consonant ("intolerant"/ɪn'tɔlərənt/)
the morpheme /ɪn-/ becomes [ɪŋ-] before a velar consonant ("incongruous" /ɪŋ'kɔŋgruəs/)
the morpheme /ɪn-/ becomes [ɪm-] before a bilabial consonant ("improper" /ɪm'prɔpər/)
In Sami languages
The Sami languages have a trochaic pattern of alternating stressed and unstressed syllables. The vowels and consonants that are allowed in an unstressed syllable differ from those that are allowed in a stressed syllable. Consequently, every suffix and inflectional ending has two forms, and the form that is used depends on the stress pattern of the word to which it is attached. For example, Northern Sami has the causative verb suffix - in which - is selected when it would be the third syllable (and the preceding verb has two syllables), and - is selected when it would be the third and the fourth syllables (and the preceding verb has three syllables):
has two syllables and so when suffixed, the result is .
has three syllables and so when suffixed, the result is .
The same applies to inflectional patterns in the Sami languages as well, which are divided into even stems and odd stems.
Stem allomorphy
Allomorphy can also exist in stems or roots, as in Classical Sanskrit:
There are three allomorphs of the stem, , , and , which are conditioned by the particular case-marking suffixes.
The form of the stem , found in the nominative singular and locative plural, is the etymological form of the morpheme. Pre-Indic palatalization of velars resulted in the variant form , which was initially phonologically conditioned. The conditioning can still be seen in the locative singular form, for which the is followed by the high front vowel .
However, the subsequent merging of and into made the alternation unpredictable on phonetic grounds in the genitive case (both singular and plural) as well as the nominative plural and the instrumental singular. Thus, allomorphy was no longer directly relatable to phonological processes.
Phonological conditioning also accounts for the form in the instrumental plural, in which the assimilates in voicing to the following .
History
The term was originally used to describe variations in chemical structure. It was first applied to language (in writing) in 1948, by Fatih Şat and Sibel Merve in Language XXIV.
See also
Null allomorph
Alternation (linguistics)
Allophone
Consonant mutation
Grassmann's law
Suppletion
References
Linguistic morphology
Morphemes
Linguistics terminology |
1834 | https://en.wikipedia.org/wiki/Allophone | Allophone | In phonology, an allophone (; from the Greek , , 'other' and , , 'voice, sound') is one of multiple possible spoken soundsor phonesused to pronounce a single phoneme in a particular language. For example, in English, the voiceless plosive (as in stop ) and the aspirated form (as in top ) are allophones for the phoneme , while these two are considered to be different phonemes in some languages such as Central Thai. Similarly, in Spanish, (as in dolor ) and (as in nada ) are allophones for the phoneme , while these two are considered to be different phonemes in English (as in the difference between dare and there).
The specific allophone selected in a given situation is often predictable from the phonetic context, with such allophones being called positional variants, but some allophones occur in free variation. Replacing a sound by another allophone of the same phoneme usually does not change the meaning of a word, but the result may sound non-native or even unintelligible.
Native speakers of a given language perceive one phoneme in the language as a single distinctive sound and are "both unaware of and even shocked by" the allophone variations that are used to pronounce single phonemes.
History of concept
The term "allophone" was coined by Benjamin Lee Whorf circa 1929. In doing so, he is thought to have placed a cornerstone in consolidating early phoneme theory. The term was popularized by George L. Trager and Bernard Bloch in a 1941 paper on English phonology and went on to become part of standard usage within the American structuralist tradition.
Complementary and free-variant allophones and assimilation
Whenever a user's speech is vocalized for a given phoneme, it is slightly different from other utterances, even for the same speaker. That has led to some debate over how real and how universal phonemes really are (see phoneme for details). Only some of the variation is significant, by being detectable or perceivable, to speakers.
There are two types of allophones, based on whether a phoneme must be pronounced using a specific allophone in a specific situation or whether the speaker has the unconscious freedom to choose the allophone that is used.
If a specific allophone from a set of allophones that correspond to a phoneme must be selected in a given context, and using a different allophone for a phoneme would cause confusion or make the speaker sound non-native, the allophones are said to be complementary. The allophones then complement each other, and one of them is not used in a situation in which the usage of another is standard. For complementary allophones, each allophone is used in a specific phonetic context and may be involved in a phonological process.
In other cases, the speaker can freely select from free-variant allophones on personal habit or preference, but free-variant allophones are still selected in the specific context, not the other way around.
Another example of an allophone is assimilation, in which a phoneme is to sound more like another phoneme. One example of assimilation is consonant voicing and devoicing, in which voiceless consonants are voiced before and after voiced consonants, and voiced consonants are devoiced before and after voiceless consonants.
Allotone
An allotone is a tonic allophone, such as the neutral tone in Standard Mandarin.
Examples
English
There are many allophonic processes in English: lack of plosion, nasal plosion, partial devoicing of sonorants, complete devoicing of sonorants, partial devoicing of obstruents, lengthening and shortening vowels, and retraction.
Aspiration: In English, a voiceless plosive is aspirated (has a strong explosion of breath) if it is at the beginning of the first or a stressed syllable in a word. For example, as in pin and as in spin are allophones for the phoneme because they cannot distinguish words (in fact, they occur in complementary distribution). English-speakers treat them as the same sound, but they are different: the first is aspirated and the second is unaspirated (plain). Many languages treat the two phones differently.
Nasal plosion: In English, a plosive () has nasal plosion if it is followed by a nasal, whether within a word or across a word boundary.
Partial devoicing of sonorants: In English, sonorants () are partially devoiced after a voiceless sound in the same syllable.
Complete devoicing of sonorants: In English, a sonorant is completely devoiced after an aspirated plosive ().
Partial devoicing of obstruents: In English, a voiced obstruent is partially devoiced next to a pause or next to a voiceless sound within a word or across a word boundary.
Retraction: In English, are retracted before .
Because the choice among allophones is seldom under conscious control, few people realize their existence. English-speakers may be unaware of differences between a number of (dialect-dependent) allophones of the phoneme :
post-aspirated as in top,
unaspirated as in stop.
glottalized (or rather substituted by the glottal stop) as in button, but many speakers preserve at least an unreleased coronal stop .
In addition, the following allophones of /t/ are found in (at least) some dialects of American(ised) English;
flapped as in American English water,
nasal(ized) flapped as in American English winter.
unreleased as in American English cat, but other dialects preserve the released , or substitute the glottal stop .
However, speakers may become aware of the differences iffor examplethey contrast the pronunciations of the following words:
Night rate: unreleased (without a word space between and )
Nitrate: aspirated or retracted
A flame that is held in front of the lips while those words are spoken flickers more for the aspirated nitrate than for the unaspirated night rate. The difference can also be felt by holding the hand in front of the lips. For a Mandarin-speaker, for whom and are separate phonemes, the English distinction is much more obvious than for an English-speaker, who has learned since childhood to ignore the distinction.
One may notice the (dialect-dependent) allophones of English such as the (palatal) alveolar "light" of leaf as opposed to the velar alveolar "dark" in feel found in the U.S. and Southern England. The difference is much more obvious to a Turkish-speaker, for whom and are separate phonemes, than to an English speaker, for whom they are allophones of a single phoneme.
These descriptions are more sequentially broken down in the next section.
Rules for English consonant allophones
Peter Ladefoged, a renowned phonetician, clearly explains the consonant allophones of English in a precise list of statements to illustrate the language behavior. Some of these rules apply to all the consonants of English; the first item on the list deals with consonant length, items 2 through 18 apply to only selected groups of consonants, and the last item deals with the quality of a consonant.
These descriptive rules are as follows:
Consonants are longer when they come at the end of a phrase. This can be easily tested by recording a speaker saying a sound like "bib", then comparing the forward and backward playback of the recording. One will find that the backward playback does not sound like the forward playback because the production of what is expected to be the same sound is not identical.
Voiceless stops are aspirated when they come at the beginning of a syllable, such as in words like "pip, test, kick" . We can compare this with voiceless stops that are not syllable initial like "stop" [stɑp]. The voiceless stop follows the (fricative) here.
Voiced obstruents, which include stops and fricatives, such as , that come at the end of an utterance like in "improve" or before a voiceless sound like in "add two") are only briefly voiced during the articulation.
Voiced stops and affricates in fact occur as voiceless at the beginning of a syllable unless immediately preceded by a voiced sound, in which the voiced sound carries over.
Approximants (in English, these include ) are partially voiceless when they occur after syllable-initial like in "play, twin, cue" .
Voiceless stops are not aspirated when following after a syllable initial fricative, such as in the words "spew, stew, skew."
Voiceless stops and affricates are longer than their voiced counterparts when situated at the end of a syllable. Try comparing "cap" to "cab" or "back" to "bag".
When a stop comes before another stop, the explosion of air only follows after the second stop, illustrated in words like "apt" and "rubbed" .
Many English accents produce a glottal stop in syllables that end with voiceless stops. Some examples include pronunciations of "tip, pit, kick" .
Some accents of English use a glottal stop in place of a when it comes before an alveolar nasal in the same word (as opposed to in the next word), such as in the word "beaten" .
Nasals become syllabic, or their own syllable, only when immediately following an obstruent (as opposed to just any consonant), such as in the words "leaden, chasm" . Take in comparison "kiln, film"; in most accents of English, the nasals are not syllabic.
The lateral , however, is syllabic at the end of the word when immediately following any consonant, like in "paddle, whistle" .
When considering as liquids, is included in this rule as well as present in the words "sabre, razor, hammer, tailor" .
Alveolar stops become voiced taps when they occur between two vowels, as long as the second vowel is unstressed. Take for instance mainly American English pronunciations like "fatty, data, daddy, many" .
When an alveolar nasal is followed by a stop, the is lost and a nasal tap occurs, causing "winter" to sound just like "winner" or "panting" to sound just like "panning". In this case, both alveolar stops and alveolar nasal plus stop sequences become voiced taps after two vowels when the second vowel is unstressed. This can vary among speakers, where the rule does not apply to certain words or when speaking at a slower pace.
All alveolar consonants assimilate to dentals when occurring before a dental. Take the words "eighth, tenth, wealth". This also applies across word boundaries, for example "at this" .
Alveolar stops are reduced or omitted when between two consonants. Some examples include "most people" (can be written either as or with the IPA, where the is inaudible, and "sand paper, grand master", where the is inaudible.
A consonant is shortened when it is before an identical consonant, such as in "big game" or "top post".
A homorganic voiceless stop may be inserted after a nasal before a voiceless fricative followed by an unstressed vowel in the same word. For example, a bilabial voiceless plosive can be detected in the word "something" even though it is orthographically not indicated. This is known as epenthesis. However, the following vowel must be unstressed.
Velar stops become more front when the following vowel sound in the same syllable becomes more front. Compare for instance "cap" vs. "key" and "gap" vs. "geese" .
The lateral is velarized at the end of a word when it comes after a vowel as well as before a consonant. Compare for example "life" vs. "file" or "feeling" vs. "feel" .
Other languages
There are many examples for allophones in languages other than English. Typically, languages with a small phoneme inventory allow for quite a lot of allophonic variation: examples are Hawaiian and Pirahã. Here are some examples (the links of language names go to the specific article or subsection on the phenomenon):
Consonant allophones
Final devoicing, particularly final-obstruent devoicing: Arapaho, English, Nahuatl, Catalan and many others
Voicing of initial consonant
Anticipatory assimilation
Aspiration changes: Algonquin
Frication between vowels: Dahalo
Lenition: Manx, Corsican
Voicing of clicks: Dahalo
Allophones for : Arapaho, Xavante
Allophones for : Xavante
Allophones for : Bengali
Allophones for : Xavante
Allophones for : Manam
Allophones for : Garhwali
and as allophones: a number of Arabic dialects
and as allophones: Some dialects of Hawaiian, and some of Mandarin (e.g. Southwestern and Lower Yangtze)
Allophones for
: Finnish, Spanish and many more.
wide range of variation in Japanese (as archiphoneme /N/)
Allophones for : Xavante
Allophones for : Bengali
Allophones for : Bengali, Taos
and as allophones: Hawaiian
Allophones for :
and : Hindustani, Hawaiian
fricative before unrounded vowels: O'odham
Allophones for : Bengali
Vowel allophones
and are allophones of and in closed final syllables in Malay and Portuguese, while and are allophones of and in Indonesian.
as allophones for short , and as allophones for short in various Arabic dialects (long , , , are separate phonemes in most Arabic dialects).
Polish
Russian
Allophones for , and : Nuxálk
Vowel/consonant allophones
Vowels become glides in diphthongs: Manam
Representing a phoneme with an allophone
Since phonemes are abstractions of speech sounds, not the sounds themselves, they have no direct phonetic transcription. When they are realized without much allophonic variation, a simple broad transcription is used. However, when there are complementary allophones of a phoneme, the allophony becomes significant and things then become more complicated. Often, if only one of the allophones is simple to transcribe, in the sense of not requiring diacritics, that representation is chosen for the phoneme.
However, there may be several such allophones, or the linguist may prefer greater precision than that allows. In such cases, a common convention is to use the "elsewhere condition" to decide the allophone that stands for the phoneme. The "elsewhere" allophone is the one that remains once the conditions for the others are described by phonological rules.
For example, English has both oral and nasal allophones of its vowels. The pattern is that vowels are nasal only before a nasal consonant in the same syllable; elsewhere, they are oral. Therefore, by the "elsewhere" convention, the oral allophones are considered basic, and nasal vowels in English are considered to be allophones of oral phonemes.
In other cases, an allophone may be chosen to represent its phoneme because it is more common in the languages of the world than the other allophones, because it reflects the historical origin of the phoneme, or because it gives a more balanced look to a chart of the phonemic inventory.
An alternative, which is commonly used for archiphonemes, is to use a capital letter, such as /N/ for [m], [n], [ŋ].
In rare cases, a linguist may represent phonemes with abstract symbols, such as dingbats, to avoid privileging any particular allophone.
See also
Allo-
Allophonic rule
Allomorph
Alternation (linguistics)
Diaphoneme
List of phonetics topics
References
External links
Phonemes and allophones
Phonetics
Phonology |
1835 | https://en.wikipedia.org/wiki/Affix | Affix | In linguistics, an affix is a morpheme that is attached to a word stem to form a new word or word form. The main two categories are derivational and inflectional affixes. The first ones, such as un-, -ation, anti-, pre- etc, introduce a semantic change to the word they are attached to. The latter ones introduce a syntactic change, such as singular into plural (e.g. -(e)s), or present simple tense into present continuous or past tense by adding -ing, -ed to an English word. All of them are bound morphemes by definition; prefixes and suffixes may be separable affixes.
Adfixes, infixes and their variations
Changing a word by adding a morpheme at its beginning is called prefixation, in the middle is called infixation, and at the end is called suffixation.
Prefix and suffix may be subsumed under the term adfix, in contrast to infix.
When marking text for interlinear glossing, as in the third column in the chart above, simple affixes such as prefixes and suffixes are separated from the stem with hyphens. Affixes which disrupt the stem, or which themselves are discontinuous, are often marked off with angle brackets. Reduplication is often shown with a tilde. Affixes which cannot be segmented are marked with a back slash.
Lexical affixes
Semantically speaking, lexical affixes or semantic affixes, when compared with free nouns, often have a more generic or general meaning, for example, one denoting "water in a general sense" may not have a noun equivalent because all the nouns denote more specific meanings such as "saltwater", "whitewater", etc (while in other cases the lexical suffixes have become grammaticalized to various degrees.) Although they behave as incorporated noun roots/stems within verbs and as elements of nouns, they never occur as freestanding nouns. Lexical affixes are relatively rare and are used in Wakashan, Salishan, and Chimakuan languages — the presence of these is an areal feature of the Pacific Northwest of North America - where they show little to no resemblance to free nouns with similar meanings. Compare the lexical suffixes and free nouns of Northern Straits Saanich written in the Saanich orthography and in Americanist notation:
Some linguists have claimed that these lexical suffixes provide only adverbial or adjectival notions to verbs. Other linguists disagree arguing that they may additionally be syntactic arguments just as free nouns are and, thus, equating lexical suffixes with incorporated nouns. Gerdts (2003) gives examples of lexical suffixes in the Halkomelem language (the word order here is verb–subject–object):
{| class="IPA wikitable"
|- style="line-height: 1.0em; font-size: 75%"
|
|
| style="background: #bbbbff" | VERB
| style="background: #ffebad" | SUBJ
| style="background: #ffbbbb" | OBJ
|-
| (1)
| niʔ
| šak’ʷ-ət-əs
| łə słeniʔ
| łə qeq
|-
|
| colspan="4" | "the woman washed the baby"
|- style="line-height: 1.0em; font-size: 75%"
| bgcolor=white colspan=5|
|- style="line-height: 1.0em; font-size: 75%"
|
|
| style="background: #bbbbff" | VERB+LEX.SUFF
| style="background: #ffebad" | SUBJ
|
|-
| (2)
| niʔ
| šk’ʷ-əyəł
| łə słeniʔ
|
|-
|
| colspan="4" | "the woman baby-washed"
|}
In sentence (1), the verb "wash" is šak’ʷətəs where šak’ʷ- is the root and -ət and -əs are inflectional suffixes. The subject "the woman" is łə słeniʔ and the object "the baby" is łə qeq. In this sentence, "the baby" is a free noun. (The niʔ here is an auxiliary, which can be ignored for explanatory purposes.)
In sentence (2), "baby" does not appear as a free noun. Instead it appears as the lexical suffix -əyəł which is affixed to the verb root šk’ʷ- (which has changed slightly in pronunciation, but this can also be ignored here). The lexical suffix is neither "the baby" (definite) nor "a baby" (indefinite); such referential changes are routine with incorporated nouns.
Orthographic affixes
In orthography, the terms for affixes may be used for the smaller elements of conjunct characters. For example, Maya glyphs are generally compounds of a main sign and smaller affixes joined at its margins. These are called prefixes, superfixes, postfixes, and subfixes according to their position to the left, on top, to the right, or at the bottom of the main glyph. A small glyph placed inside another is called an infix. Similar terminology is found with the conjunct consonants of the Indic alphabets. For example, the Tibetan alphabet utilizes prefix, suffix, superfix, and subfix consonant letters.
See also
Agglutination
Augmentative
Binary prefix
Clitic
Combining form
Concatenation
Diminutive
English prefixes
Family name affixes
Internet-related prefixes
Marker (linguistics)
Morphological derivation
Separable affix
SI prefix
Stemming - affix removal using computer software
Unpaired word
Word formation
References
Bibliography
Montler, Timothy. (1986). An outline of the morphology and phonology of Saanich, North Straits Salish. Occasional Papers in Linguistics (No. 4). Missoula, MT: University of Montana Linguistics Laboratory.
Montler, Timothy. (1991). Saanich, North Straits Salish classified word list. Canadian Ethnology service paper (No. 119); Mercury series. Hull, Quebec: Canadian Museum of Civilization.
External links
Comprehensive and searchable affix dictionary reference
Lexical units
Linguistics terminology |
1837 | https://en.wikipedia.org/wiki/Allegory | Allegory | As a literary device or artistic form, an allegory is a narrative or visual representation in which a character, place, or event can be interpreted to represent a meaning with moral or political significance. Authors have used allegory throughout history in all forms of art to illustrate or convey complex ideas and concepts in ways that are comprehensible or striking to its viewers, readers, or listeners.
Writers and speakers typically use allegories to convey (semi-) hidden or complex meanings through symbolic figures, actions, imagery, or events, which together create the moral, spiritual, or political meaning the author wishes to convey. Many allegories use personification of abstract concepts.
Etymology
First attested in English in 1382, the word allegory comes from Latin allegoria, the latinisation of the Greek ἀλληγορία (allegoría), "veiled language, figurative", which in turn comes from both ἄλλος (allos), "another, different" and ἀγορεύω (agoreuo), "to harangue, to speak in the assembly", which originates from ἀγορά (agora), "assembly".
Types
Northrop Frye discussed what he termed a "continuum of allegory", a spectrum that ranges from what he termed the "naive allegory" of the likes of The Faerie Queene, to the more private allegories of modern paradox literature.
In this perspective, the characters in a "naive" allegory are not fully three-dimensional, for each aspect of their individual personalities and of the events that befall them embodies some moral quality or other abstraction; the author has selected the allegory first, and the details merely flesh it out.
Classical allegory
The origins of allegory can be traced at least back to Homer in his "quasi-allegorical" use of personifications of, e.g., Terror (Deimos) and Fear (Phobos) at Il. 115 f. The title of "first allegorist", however, is usually awarded to whoever was the earliest to put forth allegorical interpretations of Homer. This approach leads to two possible answers: Theagenes of Rhegium (whom Porphyry calls the "first allegorist," Porph. Quaest. Hom. 1.240.14–241.12 Schrad.) or Pherecydes of Syros, both of whom are presumed to be active in the 6th century B.C.E., though Pherecydes is earlier and as he is often presumed to be the first writer of prose. The debate is complex, since it demands we observe the distinction between two often conflated uses of the Greek verb "allēgoreīn," which can mean both "to speak allegorically" and "to interpret allegorically."
In the case of "interpreting allegorically," Theagenes appears to be our earliest example. Presumably in response to proto-philosophical moral critiques of Homer (e.g., Xenophanes fr. 11 Diels-Kranz), Theagenes proposed symbolic interpretations whereby the Gods of the Iliad actually stood for physical elements. So, Hephestus represents Fire, for instance (for which see fr. A2 in Diels-Kranz). Some scholars, however, argue that Pherecydes cosmogonic writings anticipated Theagenes allegorical work, illustrated especially by his early placement of Time (Chronos) in his genealogy of the gods, which is thought to be a reinterpretation of the titan Kronos, from more traditional genealogies.
In classical literature two of the best-known allegories are the Cave in Plato's The Republic (Book VII) and the story of the stomach and its members in the speech of Menenius Agrippa (Livy ii. 32).
Among the best-known examples of allegory, Plato's Allegory of the Cave, forms a part of his larger work The Republic. In this allegory, Plato describes a group of people who have lived chained in a cave all of their lives, facing a blank wall (514a–b). The people watch shadows projected on the wall by things passing in front of a fire behind them and begin to ascribe forms to these shadows, using language to identify their world (514c–515a). According to the allegory, the shadows are as close as the prisoners get to viewing reality, until one of them finds his way into the outside world where he sees the actual objects that produced the shadows. He tries to tell the people in the cave of his discovery, but they do not believe him and vehemently resist his efforts to free them so they can see for themselves (516e–518a). This allegory is, on a basic level, about a philosopher who upon finding greater knowledge outside the cave of human understanding, seeks to share it as is his duty, and the foolishness of those who would ignore him because they think themselves educated enough.
In Late Antiquity Martianus Capella organized all the information a fifth-century upper-class male needed to know into an allegory of the wedding of Mercury and Philologia, with the seven liberal arts the young man needed to know as guests. Also, the Neoplatonic philosophy developed a type of allegorical reading of Homer and Plato.
Biblical allegory
Other early allegories are found in the Hebrew Bible, such as the extended metaphor in Psalm 80 of the Vine and its impressive spread and growth, representing Israel's conquest and peopling of the Promised Land. Also allegorical is Ezekiel 16 and 17, wherein the capture of that same vine by the mighty Eagle represents Israel's exile to Babylon.
Allegorical interpretation of the Bible was a common early Christian practice and continues. For example, the recently re-discovered Fourth Commentary on the Gospels by Fortunatianus of Aquileia has a comment by its English translator: "The principal characteristic of Fortunatianus' exegesis is a figurative approach, relying on a set of concepts associated with key terms in order to create an allegorical decoding of the text."
Medieval allegory
Allegory has an ability to freeze the temporality of a story, while infusing it with a spiritual context. Mediaeval thinking accepted allegory as having a reality underlying any rhetorical or fictional uses. The allegory was as true as the facts of surface appearances. Thus, the Papal Bull Unam Sanctam (1302) presents themes of the unity of Christendom with the pope as its head in which the allegorical details of the metaphors are adduced as facts on which is based a demonstration with the vocabulary of logic: "Therefore of this one and only Church there is one body and one head—not two heads as if it were a monster... If, then, the Greeks or others say that they were not committed to the care of Peter and his successors, they necessarily confess that they are not of the sheep of Christ." This text also demonstrates the frequent use of allegory in religious texts during the Mediaeval Period, following the tradition and example of the Bible.
In the late 15th century, the enigmatic Hypnerotomachia, with its elaborate woodcut illustrations, shows the influence of themed pageants and masques on contemporary allegorical representation, as humanist dialectic conveyed them.
The denial of medieval allegory as found in the 12th-century works of Hugh of St Victor and Edward Topsell's Historie of Foure-footed Beastes (London, 1607, 1653) and its replacement in the study of nature with methods of categorisation and mathematics by such figures as naturalist John Ray and the astronomer Galileo is thought to mark the beginnings of early modern science.
Modern allegory
Since meaningful stories are nearly always applicable to larger issues, allegories may be read into many stories which the author may not have recognized. This is allegoresis, or the act of reading a story as an allegory. Examples of allegory in popular culture that may or may not have been intended include the works of Bertolt Brecht, and even some works of science fiction and fantasy, such as The Chronicles of Narnia by C. S. Lewis.
The story of the apple falling onto Isaac Newton's head is another famous allegory. It simplified the idea of gravity by depicting a simple way it was supposedly discovered. It also made the scientific revelation well known by condensing the theory into a short tale.
Poetry and fiction
While allegoresis may make discovery of allegory in any work, not every resonant work of modern fiction is allegorical, and some are clearly not intended to be viewed this way. According to Henry Littlefield's 1964 article, L. Frank Baum's The Wonderful Wizard of Oz, may be readily understood as a plot-driven fantasy narrative in an extended fable with talking animals and broadly sketched characters, intended to discuss the politics of the time. Yet, George MacDonald emphasized in 1893 that "A fairy tale is not an allegory."
J. R. R. Tolkien's The Lord of the Rings is another example of a well-known work mistakenly perceived as allegorical, as the author himself once stated, "...I cordially dislike allegory in all its manifestations, and always have done so since I grew old and wary enough to detect its presence. I much prefer history – true or feigned – with its varied applicability to the thought and experience of readers. I think that many confuse applicability with allegory, but one resides in the freedom of the reader, and the other in the purposed domination of the author."
Tolkien specifically resented the suggestion that the book's One Ring, which gives overwhelming power to those possessing it, was intended as an allegory of nuclear weapons. He noted that, had that been his intention, the book would not have ended with the Ring being destroyed but rather with an arms race in which various powers would try to obtain such a Ring for themselves. Then Tolkien went on to outline an alternative plot for "Lord of The Rings", as it would have been written had such an allegory been intended, and which would have made the book into a dystopia. While all this does not mean Tolkien's works may not be treated as having allegorical themes, especially when reinterpreted through postmodern sensibilities, it at least suggests that none were conscious in his writings. This further reinforces the idea of forced allegoresis, as allegory is often a matter of interpretation and only sometimes of original artistic intention.
Like allegorical stories, allegorical poetry has two meanings – a literal meaning and a symbolic meaning.
Some unique specimens of allegory can be found in the following works:
Edmund Spenser – The Faerie Queene: The several knights in the poem actually stand for several virtues.
William Shakespeare – The Tempest: an allegory of the civilisation/barbarism binary as it pertains to colonialism
John Bunyan – The Pilgrim's Progress: The journey of the protagonists Christian and Evangelist symbolises the ascension of the soul from earth to Heaven.
Nathaniel Hawthorne – Young Goodman Brown: The Devil's Staff symbolises defiance of God. The characters' names, such as Goodman and Faith, ironically serve as paradox in the conclusion of the story.
Nathaniel Hawthorne – The Scarlet Letter: The letter represents self-reliance from America's Puritan and conformity.
George Orwell – Animal Farm: The pigs stand for political figures of the Russian Revolution.
László Krasznahorkai – The Melancholy of Resistance and the film Werckmeister Harmonies: It uses a circus to describe an occupying dysfunctional government.
Edgar Allan Poe – The Masque of the Red Death: The story can be read as an allegory for humans' inability to escape death.
Arthur Miller – The Crucible: The Salem witch trials are thought to be an allegory for McCarthyism and the blacklisting of Communists in the United States of America.
Shel Silverstein – The Giving Tree: The book has been described as an allegory about relationships; between parents and children, between romantic partners, or between humans and the environment.
Art
Some elaborate and successful specimens of allegory are to be found in the following works, arranged in approximate chronological order:
Ambrogio Lorenzetti – Allegoria del Buono e Cattivo Governo e loro Effetti in Città e Campagna ()
Sandro Botticelli – Primavera ()
Albrecht Dürer – Melencolia I (1514)
Bronzino – Venus, Cupid, Folly and Time ()
The English School's – "Allegory of Queen Elizabeth" ()
Artemisia Gentileschi – Allegory of Inclination (), An Allegory of Peace and the Arts under the English Crown (1638); Self-Portrait as the Allegory of Painting ()
The Feast of Herod with the Beheading of St John the Baptist by Bartholomeus Strobel is also an allegory of Europe in the time of the Thirty Years War, with portraits of many leading political and military figures.
Jan Vermeer – Allegory of Painting ()
Fernand Le Quesne – Allégorie de la publicité
Jean-Léon Gérôme – Truth Coming Out of Her Well (1896)
Graydon Parrish – The Cycle of Terror and Tragedy (2006)
Many statues of Lady Justice: "Such visual representations have raised the question why so many allegories in the history of art, pertaining occupations once reserved for men only, are of female sex."
Damien Hirst Verity (2012)
Gallery
See also
Allegorical interpretations of Plato
Allegorical interpretation of the Bible
Allegory in Renaissance literature
Allegorical sculpture
Cultural depictions of Philip II of Spain
Diwan (poetry)
Freemasonry ("a system of morality veiled in allegory and illustrated by symbols.")
Parable
Semiotics
Theagenes of Rhegium
References
Further reading
Frye, Northrop (1957) Anatomy of Criticism.
Fletcher, Angus (1964) Allegory: The Theory of a Symbolic Mode.
Foucault, Michel (1966) The Order of Things.
External links
Dictionary of the History of Ideas: Allegory in Literary history
Electronic Antiquity, Richard Levis, "Allegory and the Eclogues" Roman definitions of allegoria and interpreting Vergil's Eclogues.
What is an Allegory? Introduction to Allegory
Figures of speech
Narrative techniques
Poetic devices |
1839 | https://en.wikipedia.org/wiki/Allotropy | Allotropy | Allotropy or allotropism () is the property of some chemical elements to exist in two or more different forms, in the same physical state, known as allotropes of the elements. Allotropes are different structural modifications of an element: the atoms of the element are bonded together in different manners.
For example, the allotropes of carbon include diamond (the carbon atoms are bonded together to form a cubic lattice of tetrahedra), graphite (the carbon atoms are bonded together in sheets of a hexagonal lattice), graphene (single sheets of graphite), and fullerenes (the carbon atoms are bonded together in spherical, tubular, or ellipsoidal formations).
The term allotropy is used for elements only, not for compounds. The more general term, used for any compound, is polymorphism, although its use is usually restricted to solid materials such as crystals. Allotropy refers only to different forms of an element within the same physical phase (the state of matter, such as a solid, liquid or gas). The differences between these states of matter would not alone constitute examples of allotropy. Allotropes of chemical elements are frequently referred to as polymorphs or as phases of the element.
For some elements, allotropes have different molecular formulae or different crystalline structures, as well as a difference in physical phase; for example, two allotropes of oxygen (dioxygen, O2, and ozone, O3) can both exist in the solid, liquid and gaseous states. Other elements do not maintain distinct allotropes in different physical phases; for example, phosphorus has numerous solid allotropes, which all revert to the same P4 form when melted to the liquid state.
History
The concept of allotropy was originally proposed in 1840 by the Swedish scientist Baron Jöns Jakob Berzelius (1779–1848). The term is derived . After the acceptance of Avogadro's hypothesis in 1860, it was understood that elements could exist as polyatomic molecules, and two allotropes of oxygen were recognized as O2 and O3. In the early 20th century, it was recognized that other cases such as carbon were due to differences in crystal structure.
By 1912, Ostwald noted that the allotropy of elements is just a special case of the phenomenon of polymorphism known for compounds, and proposed that the terms allotrope and allotropy be abandoned and replaced by polymorph and polymorphism. Although many other chemists have repeated this advice, IUPAC and most chemistry texts still favour the usage of allotrope and allotropy for elements only.
Differences in properties of an element's allotropes
Allotropes are different structural forms of the same element and can exhibit quite different physical properties and chemical behaviours. The change between allotropic forms is triggered by the same forces that affect other structures, i.e., pressure, light, and temperature. Therefore, the stability of the particular allotropes depends on particular conditions. For instance, iron changes from a body-centered cubic structure (ferrite) to a face-centered cubic structure (austenite) above 906 °C, and tin undergoes a modification known as tin pest from a metallic form to a semimetallic form below 13.2 °C (55.8 °F). As an example of allotropes having different chemical behaviour, ozone (O3) is a much stronger oxidizing agent than dioxygen (O2).
List of allotropes
Typically, elements capable of variable coordination number and/or oxidation states tend to exhibit greater numbers of allotropic forms. Another contributing factor is the ability of an element to catenate.
Examples of allotropes include:
Non-metals
Metalloids
Metals
Among the metallic elements that occur in nature in significant quantities (56 up to U, without Tc and Pm), almost half (27) are allotropic at ambient pressure: Li, Be, Na, Ca, Ti, Mn, Fe, Co, Sr, Y, Zr, Sn, La, Ce, Pr, Nd, Sm, Gd, Tb, Dy, Yb, Hf, Tl, Th, Pa and U. Some phase transitions between allotropic forms of technologically relevant metals are those of Ti at 882 °C, Fe at 912 °C and 1394 °C, Co at 422 °C, Zr at 863 °C, Sn at 13 °C and U at 668 °C and 776 °C.
Most stable stable under standard conditions.
Structures stable below room temperature.
Structures stable above room temperature.
Structures stable above atmospheric pressure.
Lanthanides and actinides
Cerium, samarium, dysprosium and ytterbium have three allotropes.
Praseodymium, neodymium, gadolinium and terbium have two allotropes.
Plutonium has six distinct solid allotropes under "normal" pressures. Their densities vary within a ratio of some 4:3, which vastly complicates all kinds of work with the metal (particularly casting, machining, and storage). A seventh plutonium allotrope exists at very high pressures. The transuranium metals Np, Am, and Cm are also allotropic.
Promethium, americium, berkelium and californium have three allotropes each.
Nanoallotropes
In 2017, the concept of nanoallotropy was proposed. Nanoallotropes, or allotropes of nanomaterials, are nanoporous materials that have the same chemical composition (e.g., Au), but differ in their architecture at the nanoscale (that is, on a scale 10 to 100 times the dimensions of individual atoms). Such nanoallotropes may help create ultra-small electronic devices and find other industrial applications. The different nanoscale architectures translate into different properties, as was demonstrated for surface-enhanced Raman scattering performed on several different nanoallotropes of gold. A two-step method for generating nanoallotropes was also created.
See also
Isomer
Polymorphism (materials science)
Notes
References
External links
Allotropes – Chemistry Encyclopedia
Chemistry
Inorganic chemistry
Physical chemistry |
1841 | https://en.wikipedia.org/wiki/Economy%20of%20Alberta | Economy of Alberta | The economy of Alberta is the sum of all economic activity in Alberta, Canada's fourth largest province by population. Alberta's GDP in 2018 was CDN$338.2 billion.
Although Alberta has a presence in many industries such as agriculture, forestry, education, tourism, finance, and manufacturing, the politics and culture of the province have been closely tied to the production of fossil energy since the 1940s. Alberta—with an estimated 1.4 billion cubic metres of unconventional oil resource in the bituminous oil sands—leads Canada as an oil producer.
In 2018, Alberta's energy sector contributed over $71.5 billion to Canada's nominal gross domestic product. According to Statistics Canada, in May 2018, the oil and gas extraction industry reached its highest proportion of Canada's national GDP since 1985, exceeding 7% and "surpass[ing] banking and insurance" with extraction of non-conventional oil from the oilsands reaching an "impressive", all-time high in May 2018. With conventional oil extraction "climbed up to the highs from 2007", the demand for Canadian oil was strong in May.
From 1990 to 2003, Alberta's economy grew by 57% compared to 43% for all of Canada—the strongest economic growth of any region in Canada. In 2006 Alberta's per capita GDP was higher than all US states, and one of the highest figures in the world. In 2006, the deviation from the national average was the largest for any province in Canadian history. Alberta's per capita GDP in 2007 was by far the highest of any province in Canada at C$74,825 (approx. US$75,000). Alberta's per capita GDP in 2007 was 61% higher than the Canadian average of C$46,441 and more than twice that of all the Maritime provinces. From 2004 to 2014 Alberta's "exports of commodities rose 91%, reaching $121 billion in 2014" and 500,000 new jobs were created. In 2014, Alberta's real GDP by expenditure grew by 4.8%, the strongest growth rate among the provinces." In 2017, Alberta's real per capita GDP—the economic output per person—was $71,092, compared to the Canadian average of $47,417. In 2016, Alberta's A grade on its income per capita was based on the fact that it was almost "identical" to that of the "top peer country"—Ireland.
The energy industry provided 7.7% of all jobs in Alberta in 2013, and 140,300 jobs representing 6.1% of total employment of 2,286,900 in Alberta in 2017. The unemployment rate in Alberta peaked in November 2016 at 9.1%. Its lowest point in a ten-year period from July 2009 to July 2019, was in September 2013 at 4.3%. The unemployment rate in the spring of 2019 in Alberta was 6.7% with 21,000 jobs added in April. By July 2019, the seasonally adjusted unemployment rate had increased to 7.0%.
By August 2019, the employment number in Alberta was 2,344,000, following the loss of 14,000 full-time jobs in July, which represented the "largest decline" in Canada according to Statistics Canada.
Beginning in June 2014, the record high volume of worldwide oil inventories in storage—referred to as a global oil glut—caused crude oil prices to collapse at near ten-year low prices. By 2016 West Texas Intermediate (WTI)—the benchmark light, sweet crude oil—reached its lowest price in ten years—US$26.55. In 2012 the price of WTI had reached US$125 and in 2014 the price was $100. By February 2016 the price of Western Canadian Select WCS—the Alberta benchmark heavy crude oil—was US$14.10—the cheapest oil in the world. Alberta boom years from 2010 to 2014 ended with a "long and deep" recession that began in 2014, driven by low commodity pricing ended in 2017. By 2019—five years later—Alberta was still in recovery. Overall, there were approximately 35,000 jobs lost in mining, oil and gas alone. Since 2014, sectors that offered high-wage employment of $30 and above, saw about 100,000 jobs disappear—"construction (down more than 45,000 jobs), mining, oil and gas (down nearly 35,000), and professional services (down 18,000)," according to the economist, Trevor Tombe. There was a decrease in wages, in the number of jobs, and in the number of hours worked. The total loss of incomes from "workers, business, and government" amounted to about 20 percent or about CDN$75 billion less per year. Since 2011, prices have increased in Alberta by 18%. However, a typical worker in Alberta still earns more than a typical worker in all the other provinces and territories.
By March 2016, Alberta lost over 100,000 jobs in the oil patch. In spite of the surplus with the low price of WCS in 2015—99% of Canada's oil exports went to the United States and in 2015 Canada was still their largest exporter of total petroleum—3,789 thousand bpd in September—3,401 thousand bpd in October up from 3,026 thousand bpd in September 2014. By April 2019, two of the major oil companies, still had thousands of workers—Suncor had about 12,500 employees and Canadian Natural Resources had about 10,000 full-time employees.
Alberta has the "lowest taxes overall of any province or territory" in Canada, due in part to having high resource tax revenues. However, overall tax revenues from oil royalties and other non-renewable sources has fallen steeply along with the drop in global oil prices. For example, in 2013, oil tax revenues brought in 9.58 billion, or 21% of the total Provincial budget, whereas in 2018 it had fallen to just 5.43 billion, or 11% of the Provincial budget.
In the spring of 2020, Alberta's economy suffered from the economic fallout of both the COVID-19 pandemic and the 2020 Russia–Saudi Arabia oil price war."
Data
Current overview
According to ATB Financial's Vice President and Chief Economist—Todd Hirsch, who spoke during a April 2, 2020, webinar hosted by the Calgary Chamber of Commerce, the COVID-19 pandemic in Alberta and its "economic fallout will permanently reshape our economy." Hirsch said that he expects that the resulting contraction in Alberta's economy will be the "worst...Alberta has ever seen."
The global price of oil decreased dramatically because of the combination of COVID-19 pandemic and the 2020 Russia–Saudi Arabia oil price war. In March 2020, the United States benchmark crude oil EWest Texas Intermediate (WTI)—upon which Alberta's benchmark crude oil Western Canadian Select (WCS) price is based—dropped to an historical below of US$20 a barrel. The price of WCS bitumen-blend crude was US$3.82 per barrel by the end of March.
In 2018, the low price of heavy oil negatively impacted Alberta's economic growth.
In November 2018, the price of Western Canadian Select (WCS), the benchmark for Canadian heavy crude, hit its record low of less than US$14 a barrel, as a "surge of production met limited pipeline space causing bottlenecks." Previously, from 2008 through 2018, WCS had sold at an average discount of US$17 against West Texas Intermediate (WTI)—the U.S. crude oil benchmark, but by the fall of 2018, the differential between WCS and WTI reached a record of over US$50 per barrel. In response, then Premier Rachel Notley made a December 2 announcement of a mandatory cut of 8.7% in Alberta's oil production. By December 12, after the announcement of the government's "mandated oil output curtailment", the price of WCS rose c. 70% to c. US$41 a barrel with the WTI differential falling from US50 to c. US$11., according to the Financial Post. The WCS price rose to US$28.60 by January 2019, as the international price of oil had begun to recover from the December "sharp downturn" caused by the ongoing China–U.S. trade war In March 2019, the differential of WTI over WCS decreased to $US9.94 as the price of WTI dropped to US$58.15 a barrel, which is 7.5% lower than it was in March 2018, while the price of WCS increased to US$48.21 a barrel which is 35.7% higher than in March 2018. According to TD Economics' September 2019 report, the government's "mandated oil output curtailment", has resulted in a sustained rebound in WCS prices. However, investment and spending were low in the province. The loss of 14, 000 of the full-time jobs out of 2,344,000 in Alberta in July 2019, represented the "largest decline" in employment in Canada for that month, according to Statistics Canada.
In 1985, Alberta's energy industry accounted for 36.1% of the provinces $66.8 billion GDP. In 2006, the mining, oil and gas extraction industry accounted for 29.1% of GDP; by 2012 it was 23.3%; in 2013, it was 24.6% of Alberta's $331.9 billion GDP, and in 2016, the mining, oil and gas extraction industry accounted for about 27.9% of Alberta's GDP.
By comparison, "In 2017, the federal, provincial and territorial governments spent some $724 billion on programs and more than $58 billion on interest payments on their public debt, which, combined, amounted to about 36 percent of Canada’s gross domestic product (GDP). Their combined borrowing that year was $27 billion, and their net financial debt at year-end stood at around $1.2 trillion, about 54 percent of GDP."
In his July 2019 CBC News article, economist Trevor Tombe said that prior to the 2014 recession, Albertans had experienced boom years from 2010 to 2014, with workers earnings reaching exceptional highs. The recession, which "ended over two years ago" in 2017, was "long and deep". By 2019—five years later—the province was still in recovery. Overall, there were approximately 35,000 jobs lost in mining, oil and gas alone. By 2019, the slow recovery and low earnings growth have resulted in workers getting "fewer hours, fewer jobs and, in some cases, lower wages". Tombe said that from 2014 to 2016, Alberta earned CDN$75 billion less per year with the "total incomes of workers, business, and government combined [falling] by nearly 20 per cent". Tombes said that relative to Alberta's "growth path prior to the recession" Alberta's economy is "down $100 billion per year", compared to what was anticipated. Tombes said that the "boom years that ended in 2014 were the outliers" and the lower earnings in 2019 reflect a "natural adjustment that's moving Alberta to a more normal and balanced labour market." While earnings are lower, because of inflation, prices have increased in Alberta by 18% since 2011. "The $1,183 per week a typical worker earns today goes about as far as $1,000 did nearly a decade ago.", according to Tombe. In spite of the typical worker in Alberta earns $1,183 per week compared to Saskatchewan, where the typical worker earns $1,070 per week. The weekly income a typical worker in all the other Canadian provinces and territories is less than that.
Since 2014, sectors that offered high-wage employment of $30 and above, saw about 100,000 jobs disappear—"construction (down more than 45,000 jobs), mining, oil and gas (down nearly 35,000), and professional services (down 18,000)."
Alberta's deficit
Alberta's net debt was $27.5 billion by March 2019, which represents the end of the 2018-19 fiscal year (FY). By November 2018, Alberta's government expenditures were $55 billion while the revenue was about $48 billion, according to a report by the University of Calgary's School of Public Policy (SPP) economist, Trevor Tombe. Capital investment amounted to $4.3 billion. The provincial government employs more than "210,000 full-time equivalent workers across hundreds of departments, boards and other entities." Tombe, cited a $8.3 billion deficit in his November report, prior to the release in February 2019 of the corrected deficit figures, which was "$1.9 billion less in 2018-19 than originally expected", —$6.9-billion deficit instead of the original $8.8-billion".
Alberta's current deficit is "unusual for the province", says Tombe in 2018. During the financial crisis, Alberta's "net asset position equivalent to 15 per cent of GDP"−it "owned more financial assets than it owed in debt."
In 2009 Alberta had $31.7 billion in financial assets.
Alberta's credit rating
On December 3, 2019, Moody's downgraded Alberta's credit rating from Aa2 stable from Aa1 negative and "downgraded the long-term debt ratings of the Alberta Capital Finance Authority and the long-term issuer rating of ATB Financial to Aa2 from Aa1." The agency said that there is a "structural weakness in the provincial economy that remains concentrated and dependent on non-renewable resources ... and remains pressured by a lack of sufficient pipeline capacity to transport oil efficiently with no near-term expectation of a significant rebound in oil-related investments...Alberta's oil and gas sector is carbon-intensive and Alberta's greenhouse gas emissions are the highest among provinces. Alberta is also susceptible to natural disasters including wildfires and floods which could lead to significant mitigation costs by the province."
Alberta's real per capita GDP
In 2006 Alberta's per capita GDP was higher than all US states, and one of the highest figures in the world. In 2006, the deviation from the national average was the largest for any province in Canadian history. In 2007, Alberta's per capita GDP in 2007 was C$74,825 (approx. US$75,000)—by far the highest of any Canadian province—61% higher than the Canadian average of C$46,441 and more than twice that of all the Maritime provinces. In 2017, Alberta's real per capita GDP—the economic output per person—was $71,092, compared to the Canadian average of $47,417. Alberta's A grade on its income per capita was based on the fact that it was almost "identical" to that of the "top peer country" in 2016, Ireland.
In 2017, Alberta's real per capita GDP—the economic output per person—was $71,092 compared to the Canadian average output per person of $47, 417 and Prince Edward Island at $32,123 per person. Since at least 1997, Alberta's per capita GDP has been higher than that of any other province. In 2014, Alberta's reached its highest gap ever—$30,069—between its real capita GDP and the Canadian average.
According to the Conference Board of Canada, in 2016 Alberta earned an "A grade with income per capita almost identical to the top peer country, Ireland." In 2016 income per capita in Alberta was $59,259.
Alberta's GDP compared to other provinces
A table listing annual ""Gross domestic product (GDP) at basic prices, by industry, provinces and territories (x 1,000,000)." from 2014 through 2018 with value chained to 2012 dollars.
Source: Statistics Canada: GDP (totals),
Economic geography
Alberta has a small internal market, and it is relatively distant from major world markets, despite good transportation links to the rest of Canada and to the United States to the south. Alberta is located in the northwestern quadrant of North America, in a region of low population density called the Interior Plains. Alberta is landlocked, and separated by a series of mountain ranges from the nearest outlets to the Pacific Ocean, and by the Canadian Shield from ports on the Lakehead or Hudson Bay. From these ports to major populations centres and markets in Europe or Asia is several thousands of kilometers. The largest population clusters of North America (the Boston – Washington, San Francisco - San Diego, Chicago – Pittsburgh, and Quebec City – Windsor Corridors) are all thousands of kilometers away from Alberta. Partly for this reason, Alberta has never developed a large presence in the industries that have traditionally started industrialization in other places (notably the original Industrial Revolution in Great Britain) but which require large labour forces, and large internal markets or easy transportation to export markets, namely textiles, metallurgy, or transportation-related manufacturing (automotives, ships, or train cars).
Agriculture has been a key industry since the 1870s. The climate is dry, temperate, and continental, with extreme variations between seasons. Productive soils are found in most of the southern half of the province (excluding the mountains), and in certain parts of the north. Agriculture on a large scale is practiced further north in Alberta than anywhere else in North America, extending into the Peace River country above the 55th parallel north. Generally, however, northern Alberta (and areas along the Alberta Rockies) is forested land and logging is more important than agriculture there. Agriculture is divided into primarily field crops in the east, livestock in the west, and a mixture in between and in the parkland belt in the near north.
Conventional oil and gas fields are found throughout the province on an axis running from the northwest to the southeast. Oil sands are found in the northeast, especially around Fort McMurray (the Athabasca Oil Sands).
Because of its (relatively) economically isolated location, Alberta relies heavily on transportation links with the rest of the world. Alberta's historical development has been largely influenced by the development of new transportation infrastructure, (see "trends" below). Alberta is now served by two major transcontinental railways (CN and CP), by three major highway connections to the Pacific (the Trans-Canada via Kicking Horse Pass, the Yellowhead via Yellowhead Pass and the Crowsnest via Crowsnest Pass), and one to the United States (Interstate 15), as well as two international airports (Calgary and Edmonton). Also, Alberta is connected to the TransCanada pipeline system (natural gas) to Eastern Canada, the Northern Border Pipeline (gas), Alliance Pipeline (gas) and Enbridge Pipeline System (oil) to the Eastern United States, the Gas Transmission Northwest and Northwest Pipeline (gas) to the Western United States, and the McNeill HVDC Back-to-back station (electric power) to Saskatchewan.
Economic regions and cities
Since the days of early agricultural settlement, the majority of Alberta's population has been concentrated in the parkland belt (mixed forest-grassland), a boomerang-shaped strip of land extending along the North Saskatchewan River from Lloydminster to Edmonton and then along the Rocky Mountain foothills south to Calgary. This area is slightly more humid and treed than the drier prairie (grassland) region called Palliser's Triangle to its south, and large areas of the south (the "Special Areas") were depopulated during the droughts of the 1920s and 30s. The chernozem (black soil) of the parkland region is more agriculturally productive than the red and grey soils to the south. Urban development has also been most advanced in the parkland belt. Edmonton and Red Deer are parkland cities, while Calgary is on the parkland-prairie fringe. Lethbridge and Medicine Hat are prairie cities. Grande Prairie lies in the Peace River Country a parkland region (with isolated patches of prairie, hence the name) in the northwest isolated from the rest of the parkland by the forested Swan Hills. Fort McMurray is the only urbanized population centre in the boreal forest which covers much of the northern half of the province.
Calgary and Edmonton
The Calgary and Edmonton regions, by far the province's two largest metropolitan regions, account for the majority of the province's population. They are relatively close to each other by the standards of Western Canada and distant from other metropolitan regions such as Vancouver or Winnipeg. This has produced a history of political and economic rivalry and comparison but also economic integration that has created an urbanized corridor between the two cities.
The economic profile of the two regions is slightly different. Both cities are mature service economies built on a base of resource extraction in their hinterlands. However, Calgary is predominant in hosting the regional and national headquarters of oil and gas exploration and drilling companies. Edmonton skews much more towards governments, universities and hospitals as large employers, while Edmonton's suburban fringes (e.g. Fort Saskatchewan, Nisku, Strathcona County (Refinery Row), Leduc, Beaumont, Acheson) are home to most of the province's manufacturing (much of it related to oil and gas).
Calgary-Edmonton Corridor
The Calgary-Edmonton Corridor is the most urbanized region in the province and one of the densest in Canada. Measured from north to south, the region covers a distance of roughly . In 2001, the population of the Calgary-Edmonton Corridor was 2.15 million (72% of Alberta's population). It is also one of the fastest-growing regions in the country. A 2003 study by TD Bank Financial Group found the corridor was the only Canadian urban centre to amass a U.S. level of wealth while maintaining a Canadian-style quality of life, offering universal health care benefits. The study found GDP per capita in the corridor was 10% above average U.S. metropolitan areas and 40% above other Canadian cities at that time.
Calgary–Edmonton rivalry
Seeing Calgary and Edmonton as part of a single economic region as the TD study did in 2003 was novel. The more traditional view had been to see the two cities as economic rivals. For example, in the 1980 both cities claimed to be the "Oil Capital of Canada".
Background
Alberta has always been an export-oriented economy. In line with Harold Innis' "Staples Thesis", the economy has changed substantially as different export commodities have risen or fallen in importance. In sequence, the most important products have been: fur, wheat and beef, and oil and gas.
The development of transportation in Alberta has been crucial to its historical economic development. The North American fur trade relied on birch-bark canoes, York boats, and Red River carts on buffalo trails to move furs out of, and European trade goods into, the region. Immigration into the province was eased tremendously by the arrival of the Canadian Pacific Railway's transcontinental line in 1880s. Commercial farming became viable in the area once the grain trade had developed technologies to handle the bulk export of grain, especially hopper cars and grain elevators. Oil and gas exports have been possible because of increasing pipeline technology.
Prior to the 1950s, Alberta was a primarily agricultural economy, based on the export of wheat, beef, and a few other commodities. The health of economy was closely bound up with the price of wheat.
In 1947 a major oil field was discovered near Edmonton. It was not the first petroleum find in Alberta, but it was large enough to significantly alter the economy of the province (and coincided with growing American demand for energy). Since that time, Alberta's economic fortunes have largely tracked the price of oil, and increasingly natural gas prices. When oil prices spiked during the 1967 Oil Embargo, 1973 oil crisis, and 1979 energy crisis, Alberta's economy boomed. However, during the 1980s oil glut Alberta's economy suffered. Alberta boomed once again during the 2003-2008 oil price spike. In July 2008 the price of oil peaked and began to decline and Alberta's economy soon followed suit, with unemployment doubling within a year. By 2009 with natural gas prices at a long-term low, Alberta's economy was in poor health compared to before, although still relatively better than many other comparable jurisdictions. By 2012 natural gas prices were at a ten-year low, the Canadian dollar was high, and oil prices recovered until June 2014.
The spin-offs from petroleum allowed Alberta to develop many other industries. Oilpatch-related manufacturing is an obvious example, but financial services and government services have also benefited from oil money.
A comparison of the development of Alberta's less oil and gas-endowed neighbours, Saskatchewan and Manitoba, reveals the role petroleum has played. Alberta was once the smallest of the three Prairie Provinces by population in the early 20th century, but by 2009, Alberta's population was 3,632,483 or approximately three times as much as either Saskatchewan (1,023,810) or Manitoba (1,213,815).
Employment
Alberta's economy is a highly developed one in which most people work in services such as healthcare, government, or retail. Primary industries are also of great importance, however.
By March 2016 the unemployment rate in Alberta rose to 7.9%— its "highest level since April 1995 and the first time the province’s rate has surpassed the national average since December 1988." There were 21,200 fewer jobs than February 2015. The unemployment rate was expected to average 7.4% in 2016. The Canadian Association of Petroleum Producers (CAPP) claimed that Alberta lost 35,000 jobs in 2015–25,000 from the oil services sector and 10,000 from exploration and production. Full-time employment increased by 10,000 in February 2016 after falling 20,000 in both December 2015 and January 2016. The natural resources industry lost 7,400 jobs in February. "Year-over-year (y/y), the goods sector lost 56,000 jobs, while the services sector gained 34,800." In 2015 Alberta's population increased by 3,900. While Alberta had a reprieve in job loss in February 2016—up 1,400 jobs after losing jobs in October, November, December 2015 and January 2016—Ontario lost 11,200 jobs, Saskatchewan lost 7,800 jobs and New Brunswick lost 5,700 jobs.
The unemployment rate in spring 2019 in Alberta was 6.7% with 21,000 jobs added in April; in Calgary it was 7.4%, in Edmonton it was 6.9%, in Northern Alberta it was 11.2%, and in Southern Alberta it was 7.8%. By July 2019, the seasonally adjusted unemployment rate had increased to 7.0%, which represented an increase of 0.3% from the previous year. The unemployment rate in Alberta peaked in November 2016 at 9.1%. Its lowest point in a ten-year period from July 2009 to July 2019 was in September 2013 at 4.3%.
By August 2019, the employment number in Alberta was 2,344,000, following the loss of 14,000 full-time jobs in July, which represented that the "largest decline" in Canada according to Statistics Canada.
Employment by industry, Alberta – seasonally adjusted (000s)
Extraction industries
According to the Government of Alberta, the "mining and oil and gas extraction industry accounted for 6.1% of total employment in Alberta in 2017". By April 2019, there were about 145,100 people working directly with the oil and gas industry. In 2013, there were 171,200 people employed in the mining and oil and gas extraction industry.
In 2007 there were 146,900 people working in the mining and oil and gas extraction industry.
Oil and Gas Extraction industry = 69,900
Support Activities for Mining & Oil & Gas Extraction (primarily oil and gas exploration and drilling) = 71,700
Mining other than oil and gas (mainly coal and mineral mining & quarrying) = 5,100
Largest employers of Alberta
According to Alberta Venture magazine's list of the 50 largest employers in the province, the largest employers are:
Sectors
Oil and gas extraction industries
In 2018, Alberta's energy sector contributed over $71.5 billion to Canada's nominal gross domestic product. In 2006, it accounted for 29.1% of Alberta's GDP; by 2012 it was 23.3%; in 2013, it was 24.6%, and in 2016 it was 27.9%. According to Statistics Canada, in May 2018, the oil and gas extraction industry reached its highest proportion of Canada's national GDP since 1985, exceeding 7% and "surpass[ing] banking and insurance". with extraction of non-conventional oil from the oilsands reaching an "impressive", all-time high in May 2018. With conventional oil extraction "climbed up to the highs from 2007", the demand for Canadian oil was strong in May.
Alberta is the largest producer of conventional crude oil, synthetic crude, natural gas and gas products in the country. Alberta is the world's 2nd largest exporter of natural gas and the 4th largest producer. Two of the largest producers of petrochemicals in North America are located in central and north central Alberta. In both Red Deer and Edmonton, world class polyethylene and vinyl manufacturers produce products shipped all over the world, and Edmonton's oil refineries provide the raw materials for a large petrochemical industry to the east of Edmonton. Since the early 1940s, Alberta had supplied oil and gas to the rest of Canada and the United States. The Athabasca River region produces oil for internal and external use. The Athabasca Oil Sands contain the largest proven reserves of oil in the world outside Saudi Arabia.
The Athabasca Oil Sands (sometimes known as the Athabasca Tar sands) have estimated unconventional oil reserves approximately equal to the conventional oil reserves of the rest of the world, estimated to be . With the development of new extraction methods such as steam-assisted gravity drainage (SAGD), which was developed in Alberta, bitumen and synthetic crude oil can be produced at costs close to those of conventional crude. Many companies employ both conventional strip mining and non-conventional in situ methods to extract the bitumen from the oil sands. With current technology and at current prices, about of bitumen are recoverable. Fort McMurray, one of Canada's fastest growing cities, has grown enormously in recent years because of the large corporations which have taken on the task of oil production. As of late 2006 there were over $100 billion in oil sands projects under construction or in the planning stages in northeastern Alberta.
Another factor determining the viability of oil extraction from the oil sands was the price of oil. The oil price increases since 2003 made it more than profitable to extract this oil, which in the past would give little profit or even a loss.
Alberta's economy was negatively impacted by the 2015-2016 oil glut with a record high volume of worldwide oil inventories in storage, with global crude oil collapsing at near ten-year low prices. The United States doubled its 2008 production levels mainly due to substantial improvements in shale "fracking" technology, OPEC members consistently exceeded their production ceiling, and China experienced a marked slowdown in economic growth and crude oil imports.
Mining and Oil and Gas Extraction Industry (2017)
Data Source: Statistics Canada, Labour Force Survey, CANSIM Table 282–0008, 2017 "Employment share is obtained by dividing the number of employment in this industry by total employment in Alberta."
Natural gas
Natural gas has been found at several points, and in 1999, the production of natural gas liquids (ethane, propane, and butanes) totalled , valued at $2.27 billion. Alberta also provides 13% of all the natural gas used in the United States.
Notable gas reserves were discovered in the 1883 near Medicine Hat. The town of Medicine Hat began using gas for lighting the town, and supplying light and fuel for the people, and a number of industries using the gas for manufacturing.
One of North America's benchmarks is Alberta gas-trading price—the AECO "C" spot price.
In 2018, 69% of the marketable natural gas in Canada was produced in Alberta. Forty nine per cent of Alberta's natural gas production is consumed in Alberta. In Alberta, the average household uses of natural gas annually. Domestic demand for natural gas is divided across sectors, with the highest demand—83% coming from "industrial, electrical generation, transportation and other sectors," and 17 percent going towards residential and commercial sectors.
Of the provinces, Alberta is the largest consumer of natural gas at 3.9 billion cubic feet per day.
By August 2019, the Financial Post said that "AECO daily and monthly natural gas prices" were at the lowest they have been since 1992. Canada's largest natural gas producer, Canadian Natural Resources Ltd., announced in early August that it had "shut in gas production of 27,000 million cubic feet per day because of depressed prices. Previously natural gas pipeline drilled in the southern Alberta and shipped to markets in Eastern Canada. By 2019, the entire natural gas industry had was primarily operating in northwestern Alberta and northeastern B.C., which resulted in strained infrastructure. New systems will not be complete until 2021 or 2023. In September 25, 2017 Alberta's benchmark AECO natural gas prices fell into "negative territory – "meaning producers have had to pay customers to take their gas". It happened again in early October with the price per gigajoule dropping to -7 cents. TransCanada (now TC Energy Corp)—which "owns and operates Alberta's "largest natural gas gathering and transmission system, interrupted its pipeline service in the fall of 2017 to complete field maintenance on the Alberta system. In July 2018, RS Energy Group's energy analyst Samir Kayande, said that faced with a glut of natural gas across North America, the continental market price was $3 per gigajoule. Alberta is "awash" with natural gas but faces pipeline bottlenecks. CEOs of nine Alberta natural gas producers requested the Kenney government to mandate production cuts to deal with the crisis. On June 30, the AECO price of gas dropped to 11 cents per gigajoule, because of maintenance issues with the pipeline giant TC Energy Corp.
In 2003 Alberta produced of marketable natural gas. That year, 62% of Alberta's natural gas was shipped to the United States, 24% was used within Alberta, and 14% was used in the rest of Canada. In 2006, Alberta consumed of natural gas. The rest was exported across Canada and to the United States. Royalties to Alberta from natural gas and its byproducts are larger than royalties from crude oil and bitumen. In 2006, there were 13,473 successful natural gas wells drilled in Alberta: 12,029 conventional gas wells and 1,444 coalbed methane wells. There may be up to of coalbed methane in Alberta, although it is unknown how much of this gas might be recoverable. Alberta has one of the most extensive natural gas systems in the world as part of its energy infrastructure, with of energy related pipelines.
Coal
Coal has been mined in Alberta since the late 19th century. Over 1800 mines have operated in Alberta since then.
The coal industry was vital to the early development of several communities, especially those in the foothills and along deep river valleys where coal was close to the surface.
Alberta is still a major coal producer, every two weeks Alberta produces enough coal to fill the Sky Dome in Toronto.
Much of that coal is burned in Alberta for electricity generation. By 2008, Alberta used over 25 million tonnes of coal annually to generate electricity. However, Alberta is set to retire coal power by 2023, ahead of 2030 provincial deadline.
Alberta has vast coal resources and 70 per cent of Canada's coal reserves are located in Alberta. This amounts to 33.6 Gigatonnes.
Vast beds of coal are found extending for hundreds of miles, a short distance below the surface of the plains. The coal belongs to the Cretaceous beds, and while not so heavy as that of the Coal Measures in England is of excellent quality. In the valley of the Bow River, alongside the Canadian Pacific Railway, valuable beds of anthracite coal are still worked. The usual coal deposits of the area of bituminous or semi-bituminous coal. These are largely worked at Lethbridge in southern Alberta and Edmonton in the centre of the province. Many other parts of the province have pits for private use.
Electricity
, Alberta's generating capacity was 16,261 MW, and Alberta has about of transmission lines.
Alberta has 1491 megawatts of wind power capacity.
Production of electricity in Alberta in 2016 by source:
Alberta has added 9,000 MW of new supply since 1998.
Peak for power use in one day was set on July 9, 2015 – 10,520 MW.
Mineral mining
Building stones mined in Alberta include Rundle stone, and Paskapoo sandstone.
Diamonds were first found in Alberta in 1958, and many stones have been found since, although to date no large-scale mines have been developed.
Manufacturing
The Edmonton area, and in particular Nisku is a major centre for manufacturing oil and gas related equipment. As well Edmonton's Refinery Row is home to a petrochemical industry.
According to a 2016 Statistics Canada report Alberta's manufacturing sales year-over-year sales fell 13.2 per cent, with a loss of almost four per cent from December to January. Alberta's economy continued to shrink because of the collapse of the oil and gas sector. The petroleum and coal product manufacturing industry is now third— behind food and chemicals.
Biotechnology
Several companies and services in the biotech sector are clustered around the University of Alberta, for example ColdFX.
Food processing
Owing to the strength of agriculture, food processing was once a major part of the economies of Edmonton and Calgary, but this sector has increasingly moved to smaller centres such as Brooks, the home of XL Foods, responsible for one third of Canada's beef processing in 2011.
Transportation
Edmonton is a major distribution centre for northern communities, hence the nickname "Gateway to the North". Edmonton is one of CN Rail's most important hubs. Since 1996, Canadian Pacific Railway has its headquarters in downtown Calgary.
WestJet, Canada's second largest air carrier, is headquartered in Calgary, by Calgary International Airport, which serves as the airline's primary hub. Prior to its dissolution, Canadian Airlines was headquartered in Calgary by the airport. Prior to its dissolution, Air Canada subsidiary Zip was headquartered in Calgary.
Agriculture and forestry
Agriculture
In the past, cattle, horses, and sheep were reared in the southern prairie region on ranches or smaller holdings. Currently Alberta produces cattle valued at over $3.3 billion, as well as other livestock in lesser quantities. In this region irrigation is widely used. Wheat, accounting for almost half of the $2 billion agricultural economy, is supplemented by canola, barley, rye, sugar beets, and other mixed farming. In 2011, Alberta producers seeded an estimated total of to spring wheat, durum, barley, oats, mixed grains, triticale, canola and dry peas. Of the total seeded area, 94 per cent was harvested as grains and oilseeds and six per cent as greenfeed and silage. Saudi Arabia is a major export target especially for wheat and processed potato products. SA having decided to phase out their own forage and cereal production, Alberta expects this to be an opportunity to fill livestock feed demand in the kingdom.
Agriculture has a significant position in the province's economy. Over three million cattle are residents of the province at one time or another, and Albertan beef has a healthy worldwide market. Although beef could also be a major export to Saudi Arabia, as with wheat and potatoes above, market access is lacking at the moment. Nearly one half of all Canadian beef is produced in Alberta. Alberta is one of the prime producers of plains buffalo (bison) for the consumer market. Sheep for wool and lamb are also raised.
Wheat and canola are primary farm crops, with Alberta leading the provinces in spring wheat production, with other grains also prominent. Much of the farming is dryland farming, often with fallow seasons interspersed with cultivation. Continuous cropping (in which there is no fallow season) is gradually becoming a more common mode of production because of increased profits and a reduction of soil erosion. Across the province, the once common grain elevator is slowly being lost as rail lines are decreased and farmers now truck the grain to central points.
Clubroot (Plasmodiophora brassicae) is a costly disease of Brassicaceae here including canola. In several experiments by Peng et al., out of fungicides, biofungicides, inoculation with beneficial microbes, cultivar resistance, and crop rotation, only genetic resistance combined with more than two years rotation worked susceptible cultivars rotated with other crops did not produce enough improvement.
Alberta is the leading beekeeping province of Canada, with some beekeepers wintering hives indoors in specially designed barns in southern Alberta, then migrating north during the summer into the Peace River valley where the season is short but the working days are long for honeybees to produce honey from clover and fireweed. Hybrid canola also requires bee pollination, and some beekeepers service this need.
Forestry
The vast northern forest reserves of softwood allow Alberta to produce large quantities of lumber, oriented strand board (OSB) and plywood, and several plants in northern Alberta supply North America and the Pacific Rim nations with bleached wood pulp and newsprint.
In 1999, lumber products from Alberta were valued at $4.1 billion of which 72% were exported around the world. Since forests cover approximately 59% of the province's land area, the government allows about to be harvested annually from the forests on public lands.
Services
Despite the high profile of the extractive industries, Alberta has a mature economy and most people work in services. In 2014 there were 1,635.8 thousand people employed in the services-producing sector. Since then, the number has steadily increased to 1754.8 thousand jobs by August 2019, which is an increase of 16.7 thousand jobs from August 2018 This includes wholesale and retail trade; transportation and warehousing; finance, insurance, real estate, rental and leasing; professional, scientific and technical services; business, building and other support services; educational services; health care and social assistance; information, culture and recreation; accommodation and food services; other services (except public administration) and public administration.
Finance
The TSX Venture Exchange is headquartered in Calgary. The city has the second highest number of corporate head offices in Canada after Toronto, and the financial services industry in Calgary has developed to support them. All major banks including the Big Five maintain corporate offices in Calgary, along with smaller banks such as Equitable Group. Recently there has also been a number of fintech companies founded in Calgary such as the National Digital Asset Exchange and Neo Financial, founded by the Skip-the-Dishes team.
One of Canada's largest accounting firms, MNP LLP, is also headquartered in Calgary.
Edmonton hosts the headquarters of the only major Canadian banks west of Toronto: Canadian Western Bank, and ATB Financial, as well as the only province-wide credit union, Servus Credit Union.
Government
Despite Alberta's reputation as a "small government" province, many health care and education professionals are lured to Alberta from other provinces by the higher wages the Alberta government is able to offer because of oil revenues. In 2014 the median household income in Alberta was $100,000 with the average weekly wage at $1,163—23 per cent higher than the Canadian national average.
In their May 2018 report co-authored by C. D. Howe Institute's President and CEO, William B.P. Robson, evaluating "the budgets, estimates and public accounts" of 2017/18 fiscal year that were tabled by senior governments in the Canadian provinces and the federal government in terms of reporting financial information, appropriately, with transparency, and in a timely fashion, Alberta and New Brunswick ranked highest. The report also said that, prior to 2016, Alberta had scored poorly in comparison with other provinces, because of "confusing array of "operating," "saving" and "capital" accounts that were not Public Sector Accounting Standards (PSAS) consistent." but since 2016, Alberta has received A-plus grades. The report said that Alberta and New Brunswick in FY2017 provided "straightforward reconciliations of results with budget intentions, their auditors record no reservations, and their budgets and public accounts are timely."
Technology
Alberta has a burgeoning high tech sector, including prominent technology companies iStockPhoto, Shareworks, Benevity, and Attabotics in Calgary, and Bioware and AltaML in Edmonton. Growth in Calgary's technology sector, particularly at Benevity, fueled predictions of a modest economic recovery in February 2020.
See also
Economy of Canada
Economy of Lethbridge
Canadian Oil Patch, for the petroleum industry
History of the petroleum industry in Canada
Canada's Global Markets Action Plan
Free trade agreements of Canada
References
External links
CBC Digital Archives - Striking Oil in Alberta |
1842 | https://en.wikipedia.org/wiki/Augustin-Louis%20Cauchy | Augustin-Louis Cauchy | Baron Augustin-Louis Cauchy ( , , , , ; 21 August 1789 – 23 May 1857) was a French mathematician, engineer, and physicist. He was one of the first to rigorously state and prove the key theorems of calculus (thereby creating real analysis), pioneered the field complex analysis, and the study of permutation groups in abstract algebra. Cauchy also contributed to a number of topics in mathematical physics, notably continuum mechanics.
A profound mathematician, Cauchy had a great influence over his contemporaries and successors; Hans Freudenthal stated:
"More concepts and theorems have been named for Cauchy than for any other mathematician (in elasticity alone there are sixteen concepts and theorems named for Cauchy)."
Cauchy was a prolific worker; he wrote approximately eight hundred research articles and five complete textbooks on a variety of topics in the fields of mathematics and mathematical physics.
Biography
Youth and education
Cauchy was the son of Louis François Cauchy (1760–1848) and Marie-Madeleine Desestre. Cauchy had two brothers: Alexandre Laurent Cauchy (1792–1857), who became a president of a division of the court of appeal in 1847 and a judge of the court of cassation in 1849, and Eugene François Cauchy (1802–1877), a publicist who also wrote several mathematical works.
Cauchy married Aloise de Bure in 1818. She was a close relative of the publisher who published most of Cauchy's works. They had two daughters, Marie Françoise Alicia (1819) and Marie Mathilde (1823).
Cauchy's father was a highly ranked official in the Parisian police of the
Ancien Régime, but lost this position due to the French Revolution (14 July 1789), which broke out one month before Augustin-Louis was born. The Cauchy family survived the revolution and the following Reign of Terror during 1793–94 by escaping to Arcueil, where Cauchy received his first education, from his father. After the execution of Robespierre in 1794, it was safe for the family to return to Paris. There, Louis-François Cauchy found a bureaucratic job in 1800, and quickly advanced his career. When Napoleon came to power in 1799, Louis-François Cauchy was further promoted, and became Secretary-General of the Senate, working directly under Laplace (who is now better known for his work on mathematical physics). The mathematician Lagrange was also a friend of the Cauchy family.
On Lagrange's advice, Augustin-Louis was enrolled in the École Centrale du Panthéon, the best secondary school of Paris at that time, in the fall of 1802. Most of the curriculum consisted of classical languages; the ambitious Cauchy, being a brilliant student, won many prizes in Latin and the humanities. In spite of these successes, Cauchy chose an engineering career, and prepared himself for the entrance examination to the École Polytechnique.
In 1805, he placed second of 293 applicants on this exam and was admitted. One of the main purposes of this school was to give future civil and military engineers a high-level scientific and mathematical education. The school functioned under military discipline, which caused Cauchy some problems in adapting. Nevertheless, he completed the course in 1807, at age 18, and went on to the École des Ponts et Chaussées (School for Bridges and Roads). He graduated in civil engineering, with the highest honors.
Engineering days
After finishing school in 1810, Cauchy accepted a job as a junior engineer in Cherbourg, where Napoleon intended to build a naval base. Here Cauchy stayed for three years, and was assigned the Ourcq Canal project and the Saint-Cloud Bridge project, and worked at the Harbor of Cherbourg. Although he had an extremely busy managerial job, he still found time to prepare three mathematical manuscripts, which he submitted to the Première Classe (First Class) of the Institut de France. Cauchy's first two manuscripts (on polyhedra) were accepted; the third one (on directrices of conic sections) was rejected.
In September 1812, at 23 years old, Cauchy returned to Paris after becoming ill from overwork. Another reason for his return to the capital was that he was losing interest in his engineering job, being more and more attracted to the abstract beauty of mathematics; in Paris, he would have a much better chance to find a mathematics related position. When his health improved in 1813, Cauchy chose not to return to Cherbourg. Although he formally kept his engineering position, he was transferred from the payroll of the Ministry of the Marine to the Ministry of the Interior. The next three years Cauchy was mainly on unpaid sick leave; he spent his time fruitfully, working on mathematics (on the related topics of symmetric functions, the symmetric group and the theory of higher-order algebraic equations). He attempted admission to the First Class of the Institut de France but failed on three different occasions between 1813 and 1815. In 1815 Napoleon was defeated at Waterloo, and the newly installed king Louis XVIII took the restoration in hand. The Académie des Sciences was re-established in March 1816; Lazare Carnot and Gaspard Monge were removed from this Academy for political reasons, and the king appointed Cauchy to take the place of one of them. The reaction of Cauchy's peers was harsh; they considered the acceptance of his membership in the Academy an outrage, and Cauchy created many enemies in scientific circles.
Professor at École Polytechnique
In November 1815, Louis Poinsot, who was an associate professor at the École Polytechnique, asked to be exempted from his teaching duties for health reasons. Cauchy was by then a rising mathematical star. One of his great successes at that time was the proof of Fermat's polygonal number theorem. He quit his engineering job, and received a one-year contract for teaching mathematics to second-year students of the École Polytechnique. In 1816, this Bonapartist, non-religious school was reorganized, and several liberal professors were fired; Cauchy was promoted to full professor.
When Cauchy was 28 years old, he was still living with his parents. His father found it time for his son to marry; he found him a suitable bride, Aloïse de Bure, five years his junior. The de Bure family were printers and booksellers, and published most of Cauchy's works. Aloïse and Augustin were married on April 4, 1818, with great Roman Catholic ceremony, in the Church of Saint-Sulpice. In 1819 the couple's first daughter, Marie Françoise Alicia, was born, and in 1823 the second and last daughter, Marie Mathilde.
The conservative political climate that lasted until 1830 suited Cauchy perfectly. In 1824 Louis XVIII died, and was succeeded by his even more conservative brother Charles X. During these years Cauchy was highly productive, and published one important mathematical treatise after another. He received cross-appointments at the Collège de France, and the .
In exile
In July 1830, the July Revolution occurred in France. Charles X fled the country, and was succeeded by Louis-Philippe. Riots, in which uniformed students of the École Polytechnique took an active part, raged close to Cauchy's home in Paris.
These events marked a turning point in Cauchy's life, and a break in his mathematical productivity. Shaken by the fall of the government and moved by a deep hatred of the liberals who were taking power, Cauchy left France to go abroad, leaving his family behind. He spent a short time at Fribourg in Switzerland, where he had to decide whether he would swear a required oath of allegiance to the new regime. He refused to do this, and consequently lost all his positions in Paris, except his membership of the Academy, for which an oath was not required. In 1831 Cauchy went to the Italian city of Turin, and after some time there, he accepted an offer from the King of Sardinia (who ruled Turin and the surrounding Piedmont region) for a chair of theoretical physics, which was created especially for him. He taught in Turin during 1832–1833. In 1831, he was elected a foreign member of the Royal Swedish Academy of Sciences, and the following year a Foreign Honorary Member of the American Academy of Arts and Sciences.
In August 1833 Cauchy left Turin for Prague to become the science tutor of the thirteen-year-old Duke of Bordeaux, Henri d'Artois (1820–1883), the exiled Crown Prince and grandson of Charles X. As a professor of the École Polytechnique, Cauchy had been a notoriously bad lecturer, assuming levels of understanding that only a few of his best students could reach, and cramming his allotted time with too much material. Henri d'Artois had neither taste nor talent for either mathematics or science. Although Cauchy took his mission very seriously, he did this with great clumsiness, and with surprising lack of authority over Henri d'Artois. During his civil engineering days, Cauchy once had been briefly in charge of repairing a few of the Parisian sewers, and he made the mistake of mentioning this to his pupil; with great malice, Henri d'Artois went about saying Cauchy started his career in the sewers of Paris. Cauchy's role as tutor lasted until Henri d'Artois became eighteen years old, in September 1838. Cauchy did hardly any research during those five years, while Henri d'Artois acquired a lifelong dislike of mathematics. Cauchy was named a baron, a title by which Cauchy set great store.
In 1834, his wife and two daughters moved to Prague, and Cauchy was reunited with his family after four years in exile.
Last years
Cauchy returned to Paris and his position at the Academy of Sciences late in 1838. He could not regain his teaching positions, because he still refused to swear an oath of allegiance.
In August 1839 a vacancy appeared in the Bureau des Longitudes. This Bureau bore some resemblance to the Academy; for instance, it had the right to co-opt its members. Further, it was believed that members of the Bureau could "forget about" the oath of allegiance, although formally, unlike the Academicians, they were obliged to take it. The Bureau des Longitudes was an organization founded in 1795 to solve the problem of determining position at sea — mainly the longitudinal coordinate, since latitude is easily determined from the position of the sun. Since it was thought that position at sea was best determined by astronomical observations, the Bureau had developed into an organization resembling an academy of astronomical sciences.
In November 1839 Cauchy was elected to the Bureau, and discovered that the matter of the oath was not so easily dispensed with. Without his oath, the king refused to approve his election. For four years Cauchy was in the position of being elected but not approved; accordingly, he was not a formal member of the Bureau, did not receive payment, could not participate in meetings, and could not submit papers. Still Cauchy refused to take any oaths; however, he did feel loyal enough to direct his research to celestial mechanics. In 1840, he presented a dozen papers on this topic to the Academy. He described and illustrated the signed-digit representation of numbers, an innovation presented in England in 1727 by John Colson. The confounded membership of the Bureau lasted until the end of 1843, when Cauchy was replaced by Poinsot.
Throughout the nineteenth century the French educational system struggled over the separation of church and state. After losing control of the public education system, the Catholic Church sought to establish its own branch of education and found in Cauchy a staunch and illustrious ally. He lent his prestige and knowledge to the École Normale Écclésiastique, a school in Paris run by Jesuits, for training teachers for their colleges. He took part in the founding of the Institut Catholique. The purpose of this institute was to counter the effects of the absence of Catholic university education in France. These activities did not make Cauchy popular with his colleagues, who, on the whole, supported the Enlightenment ideals of the French Revolution. When a chair of mathematics became vacant at the Collège de France in 1843, Cauchy applied for it, but received just three of 45 votes.
In 1848 King Louis-Philippe fled to England. The oath of allegiance was abolished, and the road to an academic appointment was clear for Cauchy. On March 1, 1849, he was reinstated at the Faculté de Sciences, as a professor of mathematical astronomy. After political turmoil all through 1848, France chose to become a Republic, under the Presidency of Napoleon III of France. Early 1852 the President made himself Emperor of France, and took the name Napoleon III.
The idea came up in bureaucratic circles that it would be useful to again require a loyalty oath from all state functionaries, including university professors. This time a cabinet minister was able to convince the Emperor to exempt Cauchy from the oath. In 1853, Cauchy was elected an International Member of the American Philosophical Society. Cauchy remained a professor at the university until his death at the age of 67. He received the Last Rites and died of a bronchial condition at 4 a.m. on 23 May 1857.
His name is one of the 72 names inscribed on the Eiffel Tower.
Work
Early work
The genius of Cauchy was illustrated in his simple solution of the problem of Apollonius—describing a circle touching three given circles—which he discovered in 1805, his generalization of Euler's formula on polyhedra in 1811, and in several other elegant problems. More important is his memoir on wave propagation, which obtained the Grand Prix of the French Academy of Sciences in 1816. Cauchy's writings covered notable topics. In the theory of series he developed the notion of convergence and discovered many of the basic formulas for q-series. In the theory of numbers and complex quantities, he was the first to define complex numbers as pairs of real numbers. He also wrote on the theory of groups and substitutions, the theory of functions, differential equations and determinants.
Wave theory, mechanics, elasticity
In the theory of light he worked on Fresnel's wave theory and on the dispersion and polarization of light. He also contributed research in mechanics, substituting the notion of the continuity of geometrical displacements for the principle of the continuity of matter. He wrote on the equilibrium of rods and elastic membranes and on waves in elastic media. He introduced a 3 × 3 symmetric matrix of numbers that is now known as the Cauchy stress tensor. In elasticity, he originated the theory of stress, and his results are nearly as valuable as those of Siméon Poisson.
Number theory
Other significant contributions include being the first to prove the Fermat polygonal number theorem.
Complex functions
Cauchy is most famous for his single-handed development of complex function theory. The first pivotal theorem proved by Cauchy, now known as Cauchy's integral theorem, was the following:
where f(z) is a complex-valued function holomorphic on and within the non-self-intersecting closed curve C (contour) lying in the complex plane. The contour integral is taken along the contour C. The rudiments of this theorem can already be found in a paper that the 24-year-old Cauchy presented to the Académie des Sciences (then still called "First Class of the Institute") on August 11, 1814. In full form the theorem was given in 1825.
In 1826 Cauchy gave a formal definition of a residue of a function. This concept concerns functions that have poles—isolated singularities, i.e., points where a function goes to positive or negative infinity. If the complex-valued function f(z) can be expanded in the neighborhood of a singularity a as
where φ(z) is analytic (i.e., well-behaved without singularities), then f is said to have a pole of order n in the point a. If n = 1, the pole is called simple.
The coefficient B1 is called by Cauchy the residue of function f at a. If f is non-singular at a then the residue of f is zero at a. Clearly, the residue is in the case of a simple pole equal to
where we replaced B1 by the modern notation of the residue.
In 1831, while in Turin, Cauchy submitted two papers to the Academy of Sciences of Turin. In the first he proposed the formula now known as Cauchy's integral formula,
where f(z) is analytic on C and within the region bounded by the contour C and the complex number a is somewhere in this region. The contour integral is taken counter-clockwise. Clearly, the integrand has a simple pole at z = a. In the second paper he presented the residue theorem,
where the sum is over all the n poles of f(z) on and within the contour C. These results of Cauchy's still form the core of complex function theory as it is taught today to physicists and electrical engineers. For quite some time, contemporaries of Cauchy ignored his theory, believing it to be too complicated. Only in the 1840s the theory started to get response, with Pierre Alphonse Laurent being the first mathematician besides Cauchy to make a substantial contribution (his work on what are now known as Laurent series, published in 1843).
Cours d'Analyse
In his book Cours d'Analyse Cauchy stressed the importance of rigor in analysis. Rigor in this case meant the rejection of the principle of Generality of algebra (of earlier authors such as Euler and Lagrange) and its replacement by geometry and infinitesimals. Judith Grabiner wrote Cauchy was "the man who taught rigorous analysis to all of Europe". The book is frequently noted as being the first place that inequalities, and arguments were introduced into calculus. Here Cauchy defined continuity as follows: The function f(x) is continuous with respect to x between the given limits if, between these limits, an infinitely small increment in the variable always produces an infinitely small increment in the function itself.
M. Barany claims that the École mandated the inclusion of infinitesimal methods against Cauchy's better judgement. Gilain notes that when the portion of the curriculum devoted to Analyse Algébrique was reduced in 1825, Cauchy insisted on placing the topic of continuous functions (and therefore also infinitesimals) at the beginning of the Differential Calculus. Laugwitz (1989) and Benis-Sinaceur (1973) point out that Cauchy continued to use infinitesimals in his own research as late as 1853.
Cauchy gave an explicit definition of an infinitesimal in terms of a sequence tending to zero. There has been a vast body of literature written about Cauchy's notion of "infinitesimally small quantities", arguing that they lead from everything from the usual "epsilontic" definitions or to the notions of non-standard analysis. The consensus is that Cauchy omitted or left implicit the important ideas to make clear the precise meaning of the infinitely small quantities he used.
Taylor's theorem
He was the first to prove Taylor's theorem rigorously, establishing his well-known form of the remainder. He wrote a textbook (see the illustration) for his students at the École Polytechnique in which he developed the basic theorems of mathematical analysis as rigorously as possible. In this book he gave the necessary and sufficient condition for the existence of a limit in the form that is still taught. Also Cauchy's well-known test for absolute convergence stems from this book: Cauchy condensation test. In 1829 he defined for the first time a complex function of a complex variable in another textbook. In spite of these, Cauchy's own research papers often used intuitive, not rigorous, methods; thus one of his theorems was exposed to a "counter-example" by Abel, later fixed by the introduction of the notion of uniform continuity.
Argument principle, stability
In a paper published in 1855, two years before Cauchy's death, he discussed some theorems, one of which is similar to the "Principle of the argument" in many modern textbooks on complex analysis. In modern control theory textbooks, the Cauchy argument principle is quite frequently used to derive the Nyquist stability criterion, which can be used to predict the stability of negative feedback amplifier and negative feedback control systems. Thus Cauchy's work has a strong impact on both pure mathematics and practical engineering.
Published works
Cauchy was very productive, in number of papers second only to Leonhard Euler. It took almost a century to collect all his writings into 27 large volumes:
(Paris : Gauthier-Villars et fils, 1882–1974)
His greatest contributions to mathematical science are enveloped in the rigorous methods which he introduced; these are mainly embodied in his three great treatises:
Le Calcul infinitésimal (1823)
Leçons sur les applications de calcul infinitésimal; La géométrie (1826–1828)
His other works include:
Exercices d'analyse et de physique mathematique (Volume 1)
Exercices d'analyse et de physique mathematique (Volume 2)
Exercices d'analyse et de physique mathematique (Volume 3)
Exercices d'analyse et de physique mathematique (Volume 4) (Paris: Bachelier, 1840–1847)
Analyse algèbrique (Imprimerie Royale, 1821)
Nouveaux exercices de mathématiques (Paris : Gauthier-Villars, 1895)
Courses of mechanics (for the École Polytechnique)
Higher algebra (for the )
Mathematical physics (for the Collège de France).
Mémoire sur l'emploi des equations symboliques dans le calcul infinitésimal et dans le calcul aux différences finis CR Ac ad. Sci. Paris, t. XVII, 449–458 (1843) credited as originating the operational calculus.
Politics and religious beliefs
Augustin-Louis Cauchy grew up in the house of a staunch royalist. This made his father flee with the family to Arcueil during the French Revolution. Their life there during that time was apparently hard; Augustin-Louis's father, Louis François, spoke of living on rice, bread, and crackers during the period. A paragraph from an undated letter from Louis François to his mother in Rouen says:
In any event, he inherited his father's staunch royalism and hence refused to take oaths to any government after the overthrow of Charles X.
He was an equally staunch Catholic and a member of the Society of Saint Vincent de Paul. He also had links to the Society of Jesus and defended them at the Academy when it was politically unwise to do so. His zeal for his faith may have led to his caring for Charles Hermite during his illness and leading Hermite to become a faithful Catholic. It also inspired Cauchy to plead on behalf of the Irish during the Great Famine of Ireland.
His royalism and religious zeal made him contentious, which caused difficulties with his colleagues. He felt that he was mistreated for his beliefs, but his opponents felt he intentionally provoked people by berating them over religious matters or by defending the Jesuits after they had been suppressed. Niels Henrik Abel called him a "bigoted Catholic" and added he was "mad and there is nothing that can be done about him", but at the same time praised him as a mathematician. Cauchy's views were widely unpopular among mathematicians and when Guglielmo Libri Carucci dalla Sommaja was made chair in mathematics before him he, and many others, felt his views were the cause. When Libri was accused of stealing books he was replaced by Joseph Liouville rather than Cauchy, which caused a rift between Liouville and Cauchy. Another dispute with political overtones concerned Jean-Marie Constant Duhamel and a claim on inelastic shocks. Cauchy was later shown, by Jean-Victor Poncelet, to be wrong.
See also
List of topics named after Augustin-Louis Cauchy
Cauchy–Binet formula
Cauchy boundary condition
Cauchy's convergence test
Cauchy (crater)
Cauchy determinant
Cauchy distribution
Cauchy's equation
Cauchy–Euler equation
Cauchy's functional equation
Cauchy horizon
Cauchy formula for repeated integration
Cauchy–Frobenius lemma
Cauchy–Hadamard theorem
Cauchy–Kovalevskaya theorem
Cauchy momentum equation
Cauchy–Peano theorem
Cauchy principal value
Cauchy problem
Cauchy product
Cauchy's radical test
Cauchy–Rassias stability
Cauchy–Riemann equations
Cauchy–Schwarz inequality
Cauchy sequence
Cauchy surface
Cauchy's theorem (geometry)
Cauchy's theorem (group theory)
Maclaurin–Cauchy test
References
Notes
Citations
Sources
Further reading
Boyer, C.: The concepts of the calculus. Hafner Publishing Company, 1949.
.
External links
Augustin-Louis Cauchy – Œuvres complètes (in 2 series) Gallica-Math
Augustin-Louis Cauchy – Cauchy's Life by Robin Hartshorne
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1844 | https://en.wikipedia.org/wiki/Archimedes | Archimedes | Archimedes of Syracuse ( ; ) was an Ancient Greek mathematician, physicist, engineer, astronomer, and inventor from the ancient city of Syracuse in Sicily. Although few details of his life are known, he is regarded as one of the leading scientists in classical antiquity. Considered the greatest mathematician of ancient history, and one of the greatest of all time, Archimedes anticipated modern calculus and analysis by applying the concept of the infinitely small and the method of exhaustion to derive and rigorously prove a range of geometrical theorems. These include the area of a circle, the surface area and volume of a sphere, the area of an ellipse, the area under a parabola, the volume of a segment of a paraboloid of revolution, the volume of a segment of a hyperboloid of revolution, and the area of a spiral.
Archimedes' other mathematical achievements include deriving an approximation of pi, defining and investigating the Archimedean spiral, and devising a system using exponentiation for expressing very large numbers. He was also one of the first to apply mathematics to physical phenomena, working on statics and hydrostatics. Archimedes' achievements in this area include a proof of the law of the lever, the widespread use of the concept of center of gravity, and the enunciation of the law of buoyancy known as Archimedes' principle. He is also credited with designing innovative machines, such as his screw pump, compound pulleys, and defensive war machines to protect his native Syracuse from invasion.
Archimedes died during the siege of Syracuse, when he was killed by a Roman soldier despite orders that he should not be harmed. Cicero describes visiting Archimedes' tomb, which was surmounted by a sphere and a cylinder that Archimedes requested be placed there to represent his mathematical discoveries.
Unlike his inventions, Archimedes' mathematical writings were little known in antiquity. Mathematicians from Alexandria read and quoted him, but the first comprehensive compilation was not made until by Isidore of Miletus in Byzantine Constantinople, while commentaries on the works of Archimedes by Eutocius in the 6th century opened them to wider readership for the first time. The relatively few copies of Archimedes' written work that survived through the Middle Ages were an influential source of ideas for scientists during the Renaissance and again in the 17th century, while the discovery in 1906 of previously lost works by Archimedes in the Archimedes Palimpsest has provided new insights into how he obtained mathematical results.
Biography
Archimedes was born c. 287 BC in the seaport city of Syracuse, Sicily, at that time a self-governing colony in Magna Graecia. The date of birth is based on a statement by the Byzantine Greek scholar John Tzetzes that Archimedes lived for 75 years before his death in 212 BC. In the Sand-Reckoner, Archimedes gives his father's name as Phidias, an astronomer about whom nothing else is known. A biography of Archimedes was written by his friend Heracleides, but this work has been lost, leaving the details of his life obscure. It is unknown, for instance, whether he ever married or had children, or if he ever visited Alexandria, Egypt, during his youth. From his surviving written works, it is clear that he maintained collegial relations with scholars based there, including his friend Conon of Samos and the head librarian Eratosthenes of Cyrene.
The standard versions of Archimedes' life were written long after his death by Greek and Roman historians. The earliest reference to Archimedes occurs in The Histories by Polybius ( 200–118 BC), written about 70 years after his death. It sheds little light on Archimedes as a person, and focuses on the war machines that he is said to have built in order to defend the city from the Romans. Polybius remarks how, during the Second Punic War, Syracuse switched allegiances from Rome to Carthage, resulting in a military campaign under the command of Marcus Claudius Marcellus and Appius Claudius Pulcher, who besieged the city from 213 to 212 BC. He notes that the Romans underestimated Syracuse's defenses, and mentions several machines Archimedes designed, including improved catapults, crane-like machines that could be swung around in an arc, and other stone-throwers. Although the Romans ultimately captured the city, they suffered considerable losses due to Archimedes' inventiveness.
Cicero (106–43 BC) mentions Archimedes in some of his works. While serving as a quaestor in Sicily, Cicero found what was presumed to be Archimedes' tomb near the Agrigentine gate in Syracuse, in a neglected condition and overgrown with bushes. Cicero had the tomb cleaned up and was able to see the carving and read some of the verses that had been added as an inscription. The tomb carried a sculpture illustrating Archimedes' favorite mathematical proof, that the volume and surface area of the sphere are two-thirds that of an enclosing cylinder including its bases. He also mentions that Marcellus brought to Rome two planetariums Archimedes built. The Roman historian Livy (59 BC–17 AD) retells Polybius' story of the capture of Syracuse and Archimedes' role in it.
Plutarch (45–119 AD) wrote in his Parallel Lives that Archimedes was related to King Hiero II, the ruler of Syracuse. He also provides at least two accounts on how Archimedes died after the city was taken. According to the most popular account, Archimedes was contemplating a mathematical diagram when the city was captured. A Roman soldier commanded him to come and meet Marcellus, but he declined, saying that he had to finish working on the problem. This enraged the soldier, who killed Archimedes with his sword. Another story has Archimedes carrying mathematical instruments before being killed because a soldier thought they were valuable items. Marcellus was reportedly angered by Archimedes' death, as he considered him a valuable scientific asset (he called Archimedes "a geometrical Briareus") and had ordered that he should not be harmed.
The last words attributed to Archimedes are "Do not disturb my circles" (Latin, "Noli turbare circulos meos"; Katharevousa Greek, "μὴ μου τοὺς κύκλους τάραττε"), a reference to the mathematical drawing that he was supposedly studying when disturbed by the Roman soldier. There is no reliable evidence that Archimedes uttered these words and they do not appear in Plutarch's account. A similar quotation is found in the work of Valerius Maximus (fl. 30 AD), who wrote in Memorable Doings and Sayings, "" ("... but protecting the dust with his hands, said 'I beg of you, do not disturb this).
Discoveries and inventions
Archimedes' principle
The most widely known anecdote about Archimedes tells of how he invented a method for determining the volume of an object with an irregular shape. According to Vitruvius, a crown for a temple had been made for King Hiero II of Syracuse, who supplied the pure gold to be used. The crown was likely made in the shape of a votive wreath. Archimedes was asked to determine whether some silver had been substituted by the goldsmith without damaging the crown, so he could not melt it down into a regularly shaped body in order to calculate its density.
In this account, Archimedes noticed while taking a bath that the level of the water in the tub rose as he got in, and realized that this effect could be used to determine the golden crown's volume. Archimedes was so excited by this discovery that he took to the streets naked, having forgotten to dress, crying "Eureka!" (, heúrēka!, ). For practical purposes water is incompressible, so the submerged crown would displace an amount of water equal to its own volume. By dividing the mass of the crown by the volume of water displaced, its density could be obtained; if cheaper and less dense metals had been added, the density would be lower than that of gold. Archimedes found that this is what had happened, proving that silver had been mixed in.
The story of the golden crown does not appear anywhere in Archimedes' known works. The practicality of the method described has been called into question due to the extreme accuracy that would be required to measure water displacement. Archimedes may have instead sought a solution that applied the hydrostatics principle known as Archimedes' principle, found in his treatise On Floating Bodies: a body immersed in a fluid experiences a buoyant force equal to the weight of the fluid it displaces. Using this principle, it would have been possible to compare the density of the crown to that of pure gold by balancing it on a scale with a pure gold reference sample of the same weight, then immersing the apparatus in water. The difference in density between the two samples would cause the scale to tip accordingly. Galileo Galilei, who invented a hydrostatic balance in 1586 inspired by Archimedes' work, considered it "probable that this method is the same that Archimedes followed, since, besides being very accurate, it is based on demonstrations found by Archimedes himself."
Law of the lever
While Archimedes did not invent the lever, he gave a mathematical proof of the principle involved in his work On the Equilibrium of Planes. Earlier descriptions of the principle of the lever are found in a work by Euclid and in the Mechanical Problems, belonging to the Peripatetic school of the followers of Aristotle, the authorship of which has been attributed by some to Archytas.
There are several, often conflicting, reports regarding Archimedes' feats using the lever to lift very heavy objects. Plutarch describes how Archimedes designed block-and-tackle pulley systems, allowing sailors to use the principle of leverage to lift objects that would otherwise have been too heavy to move. According to Pappus of Alexandria, Archimedes' work on levers and his understanding of mechanical advantage caused him to remark: "Give me a place to stand on, and I will move the Earth" (). Olympiodorus later attributed the same boast to Archimedes' invention of the baroulkos, a kind of windlass, rather than the lever.
Archimedes' screw
A large part of Archimedes' work in engineering probably arose from fulfilling the needs of his home city of Syracuse. Athenaeus of Naucratis quotes a certain Moschion in a description on how King Hiero II commissioned the design of a huge ship, the Syracusia, which could be used for luxury travel, carrying supplies, and as a display of naval power. The Syracusia is said to have been the largest ship built in classical antiquity and, according to Moschion's account, it was launched by Archimedes. The ship presumably was capable of carrying 600 people and included garden decorations, a gymnasium, and a temple dedicated to the goddess Aphrodite among its facilities. The account also mentions that, in order to remove any potential water leaking through the hull, a device with a revolving screw-shaped blade inside a cylinder was designed by Archimedes.
Archimedes' screw was turned by hand, and could also be used to transfer water from a body of water into irrigation canals. The screw is still in use today for pumping liquids and granulated solids such as coal and grain. Described by Vitruvius, Archimedes' device may have been an improvement on a screw pump that was used to irrigate the Hanging Gardens of Babylon. The world's first seagoing steamship with a screw propeller was the SS Archimedes, which was launched in 1839 and named in honor of Archimedes and his work on the screw.
Archimedes' claw
Archimedes is said to have designed a claw as a weapon to defend the city of Syracuse. Also known as "", the claw consisted of a crane-like arm from which a large metal grappling hook was suspended. When the claw was dropped onto an attacking ship the arm would swing upwards, lifting the ship out of the water and possibly sinking it.
There have been modern experiments to test the feasibility of the claw, and in 2005 a television documentary entitled Superweapons of the Ancient World built a version of the claw and concluded that it was a workable device. Archimedes has also been credited with improving the power and accuracy of the catapult, and with inventing the odometer during the First Punic War. The odometer was described as a cart with a gear mechanism that dropped a ball into a container after each mile traveled.
Heat ray
Archimedes may have written a work on mirrors entitled Catoptrica, and later authors believed he might have used mirrors acting collectively as a parabolic reflector to burn ships attacking Syracuse. Lucian wrote, in the second century AD, that during the siege of Syracuse Archimedes destroyed enemy ships with fire. Almost four hundred years later, Anthemius of Tralles mentions, somewhat hesitantly, that Archimedes could have used burning-glasses as a weapon.
Often called the "", the purported mirror arrangement focused sunlight onto approaching ships, presumably causing them to catch fire. In the modern era, similar devices have been constructed and may be referred to as a heliostat or solar furnace.
Archimedes' alleged heat ray has been the subject of an ongoing debate about its credibility since the Renaissance. René Descartes rejected it as false, while modern researchers have attempted to recreate the effect using only the means that would have been available to Archimedes, mostly with negative results. It has been suggested that a large array of highly polished bronze or copper shields acting as mirrors could have been employed to focus sunlight onto a ship, but the overall effect would have been blinding, dazzling, or distracting the crew of the ship rather than fire.
Astronomical instruments
Archimedes discusses astronomical measurements of the Earth, Sun, and Moon, as well as Aristarchus' heliocentric model of the universe, in the Sand-Reckoner. Without the use of either trigonometry or a table of chords, Archimedes determines the Sun's apparent diameter by first describing the procedure and instrument used to make observations (a straight rod with pegs or grooves), applying correction factors to these measurements, and finally giving the result in the form of upper and lower bounds to account for observational error. Ptolemy, quoting Hipparchus, also references Archimedes' solstice observations in the Almagest. This would make Archimedes the first known Greek to have recorded multiple solstice dates and times in successive years.
Cicero's De re publica portrays a fictional conversation taking place in 129 BC. After the capture of Syracuse in the Second Punic War, Marcellus is said to have taken back to Rome two mechanisms which were constructed by Archimedes and which showed the motion of the Sun, Moon and five planets. Cicero also mentions similar mechanisms designed by Thales of Miletus and Eudoxus of Cnidus. The dialogue says that Marcellus kept one of the devices as his only personal loot from Syracuse, and donated the other to the Temple of Virtue in Rome. Marcellus' mechanism was demonstrated, according to Cicero, by Gaius Sulpicius Gallus to Lucius Furius Philus, who described it thus:
This is a description of a small planetarium. Pappus of Alexandria reports on a now lost treatise by Archimedes dealing with the construction of these mechanisms entitled On Sphere-Making. Modern research in this area has been focused on the Antikythera mechanism, another device built BC probably designed with a similar purpose. Constructing mechanisms of this kind would have required a sophisticated knowledge of differential gearing. This was once thought to have been beyond the range of the technology available in ancient times, but the discovery of the Antikythera mechanism in 1902 has confirmed that devices of this kind were known to the ancient Greeks.
Mathematics
While he is often regarded as a designer of mechanical devices, Archimedes also made contributions to the field of mathematics. Plutarch wrote that Archimedes "placed his whole affection and ambition in those purer speculations where there can be no reference to the vulgar needs of life", though some scholars believe this may be a mischaracterization.
Method of exhaustion
Archimedes was able to use indivisibles (a precursor to infinitesimals) in a way that is similar to modern integral calculus. Through proof by contradiction (reductio ad absurdum), he could give answers to problems to an arbitrary degree of accuracy, while specifying the limits within which the answer lay. This technique is known as the method of exhaustion, and he employed it to approximate the areas of figures and the value of π.
In Measurement of a Circle, he did this by drawing a larger regular hexagon outside a circle then a smaller regular hexagon inside the circle, and progressively doubling the number of sides of each regular polygon, calculating the length of a side of each polygon at each step. As the number of sides increases, it becomes a more accurate approximation of a circle. After four such steps, when the polygons had 96 sides each, he was able to determine that the value of π lay between 3 (approx. 3.1429) and 3 (approx. 3.1408), consistent with its actual value of approximately 3.1416. He also proved that the area of a circle was equal to π multiplied by the square of the radius of the circle ().
Archimedean property
In On the Sphere and Cylinder, Archimedes postulates that any magnitude when added to itself enough times will exceed any given magnitude. Today this is known as the Archimedean property of real numbers.
Archimedes gives the value of the square root of 3 as lying between (approximately 1.7320261) and (approximately 1.7320512) in Measurement of a Circle. The actual value is approximately 1.7320508, making this a very accurate estimate. He introduced this result without offering any explanation of how he had obtained it. This aspect of the work of Archimedes caused John Wallis to remark that he was: "as it were of set purpose to have covered up the traces of his investigation as if he had grudged posterity the secret of his method of inquiry while he wished to extort from them assent to his results." It is possible that he used an iterative procedure to calculate these values.
The infinite series
In Quadrature of the Parabola, Archimedes proved that the area enclosed by a parabola and a straight line is times the area of a corresponding inscribed triangle as shown in the figure at right. He expressed the solution to the problem as an infinite geometric series with the common ratio :
If the first term in this series is the area of the triangle, then the second is the sum of the areas of two triangles whose bases are the two smaller secant lines, and whose third vertex is where the line that is parallel to the parabola's axis and that passes through the midpoint of the base intersects the parabola, and so on. This proof uses a variation of the series which sums to .
Myriad of myriads
In The Sand Reckoner, Archimedes set out to calculate a number that was greater than the grains of sand needed to fill the universe. In doing so, he challenged the notion that the number of grains of sand was too large to be counted. He wrote:There are some, King Gelo, who think that the number of the sand is infinite in multitude; and I mean by the sand not only that which exists about Syracuse and the rest of Sicily but also that which is found in every region whether inhabited or uninhabited.To solve the problem, Archimedes devised a system of counting based on the myriad. The word itself derives from the Greek , for the number 10,000. He proposed a number system using powers of a myriad of myriads (100 million, i.e., 10,000 x 10,000) and concluded that the number of grains of sand required to fill the universe would be 8 vigintillion, or 8.
Writings
The works of Archimedes were written in Doric Greek, the dialect of ancient Syracuse. Many written works by Archimedes have not survived or are only extant in heavily edited fragments; at least seven of his treatises are known to have existed due to references made by other authors. Pappus of Alexandria mentions On Sphere-Making and another work on polyhedra, while Theon of Alexandria quotes a remark about refraction from the Catoptrica.
Archimedes made his work known through correspondence with the mathematicians in Alexandria. The writings of Archimedes were first collected by the Byzantine Greek architect Isidore of Miletus (), while commentaries on the works of Archimedes written by Eutocius in the sixth century AD helped to bring his work a wider audience. Archimedes' work was translated into Arabic by Thābit ibn Qurra (836–901 AD), and into Latin via Arabic by Gerard of Cremona (c. 1114–1187). Direct Greek to Latin translations were later done by William of Moerbeke (c. 1215–1286) and Iacobus Cremonensis (c. 1400–1453).
During the Renaissance, the Editio princeps (First Edition) was published in Basel in 1544 by Johann Herwagen with the works of Archimedes in Greek and Latin.
Surviving works
The following are ordered chronologically based on new terminological and historical criteria set by Knorr (1978) and Sato (1986).
Measurement of a Circle
This is a short work consisting of three propositions. It is written in the form of a correspondence with Dositheus of Pelusium, who was a student of Conon of Samos. In Proposition II, Archimedes gives an approximation of the value of pi (), showing that it is greater than (3.1408...) and less than (3.1428...).
The Sand Reckoner
In this treatise, also known as Psammites, Archimedes finds a number that is greater than the grains of sand needed to fill the universe. This book mentions the heliocentric theory of the solar system proposed by Aristarchus of Samos, as well as contemporary ideas about the size of the Earth and the distance between various celestial bodies. By using a system of numbers based on powers of the myriad, Archimedes concludes that the number of grains of sand required to fill the universe is 8 in modern notation. The introductory letter states that Archimedes' father was an astronomer named Phidias. The Sand Reckoner is the only surviving work in which Archimedes discusses his views on astronomy.
On the Equilibrium of Planes
There are two books to On the Equilibrium of Planes: the first contains seven postulates and fifteen propositions, while the second book contains ten propositions. In the first book, Archimedes proves the law of the lever, which states that:
Archimedes uses the principles derived to calculate the areas and centers of gravity of various geometric figures including triangles, parallelograms and parabolas.
Quadrature of the Parabola
In this work of 24 propositions addressed to Dositheus, Archimedes proves by two methods that the area enclosed by a parabola and a straight line is 4/3 the area of a triangle with equal base and height. He achieves this in one of his proofs by calculating the value of a geometric series that sums to infinity with the ratio 1/4.
On the Sphere and Cylinder
In this two-volume treatise addressed to Dositheus, Archimedes obtains the result of which he was most proud, namely the relationship between a sphere and a circumscribed cylinder of the same height and diameter. The volume is 3 for the sphere, and 23 for the cylinder. The surface area is 42 for the sphere, and 62 for the cylinder (including its two bases), where is the radius of the sphere and cylinder.
On Spirals
This work of 28 propositions is also addressed to Dositheus. The treatise defines what is now called the Archimedean spiral. It is the locus of points corresponding to the locations over time of a point moving away from a fixed point with a constant speed along a line which rotates with constant angular velocity. Equivalently, in modern polar coordinates (, ), it can be described by the equation with real numbers and .
This is an early example of a mechanical curve (a curve traced by a moving point) considered by a Greek mathematician.
On Conoids and Spheroids
This is a work in 32 propositions addressed to Dositheus. In this treatise Archimedes calculates the areas and volumes of sections of cones, spheres, and paraboloids.
On Floating Bodies
There are two books of On Floating Bodies. In the first book, Archimedes spells out the law of equilibrium of fluids and proves that water will adopt a spherical form around a center of gravity. This may have been an attempt at explaining the theory of contemporary Greek astronomers such as Eratosthenes that the Earth is round. The fluids described by Archimedes are not since he assumes the existence of a point towards which all things fall in order to derive the spherical shape. Archimedes' principle of buoyancy is given in this work, stated as follows:Any body wholly or partially immersed in fluid experiences an upthrust equal to, but opposite in direction to, the weight of the fluid displaced.
In the second part, he calculates the equilibrium positions of sections of paraboloids. This was probably an idealization of the shapes of ships' hulls. Some of his sections float with the base under water and the summit above water, similar to the way that icebergs float.
Ostomachion
Also known as Loculus of Archimedes or Archimedes' Box, this is a dissection puzzle similar to a Tangram, and the treatise describing it was found in more complete form in the Archimedes Palimpsest. Archimedes calculates the areas of the 14 pieces which can be assembled to form a square. Reviel Netz of Stanford University argued in 2003 that Archimedes was attempting to determine how many ways the pieces could be assembled into the shape of a square. Netz calculates that the pieces can be made into a square 17,152 ways. The number of arrangements is 536 when solutions that are equivalent by rotation and reflection are excluded. The puzzle represents an example of an early problem in combinatorics.
The origin of the puzzle's name is unclear, and it has been suggested that it is taken from the Ancient Greek word for "throat" or "gullet", stomachos (). Ausonius calls the puzzle , a Greek compound word formed from the roots of () and ().
The cattle problem
Gotthold Ephraim Lessing discovered this work in a Greek manuscript consisting of a 44-line poem in the Herzog August Library in Wolfenbüttel, Germany in 1773. It is addressed to Eratosthenes and the mathematicians in Alexandria. Archimedes challenges them to count the numbers of cattle in the Herd of the Sun by solving a number of simultaneous Diophantine equations. There is a more difficult version of the problem in which some of the answers are required to be square numbers. A. Amthor first solved this version of the problem in 1880, and the answer is a very large number, approximately 7.760271.
The Method of Mechanical Theorems
This treatise was thought lost until the discovery of the Archimedes Palimpsest in 1906. In this work Archimedes uses indivisibles, and shows how breaking up a figure into an infinite number of infinitely small parts can be used to determine its area or volume. He may have considered this method lacking in formal rigor, so he also used the method of exhaustion to derive the results. As with The Cattle Problem, The Method of Mechanical Theorems was written in the form of a letter to Eratosthenes in Alexandria.
Apocryphal works
Archimedes' Book of Lemmas or Liber Assumptorum is a treatise with 15 propositions on the nature of circles. The earliest known copy of the text is in Arabic. T. L. Heath and Marshall Clagett argued that it cannot have been written by Archimedes in its current form, since it quotes Archimedes, suggesting modification by another author. The Lemmas may be based on an earlier work by Archimedes that is now lost.
It has also been claimed that the formula for calculating the area of a triangle from the length of its sides was known to Archimedes, though its first appearance is in the work of Heron of Alexandria in the 1st century AD. Other questionable attributions to Archimedes' work include the Latin poem Carmen de ponderibus et mensuris (4th or 5th century), which describes the use of a hydrostatic balance, to solve the problem of the crown, and the 12th-century text Mappae clavicula, which contains instructions on how to perform assaying of metals by calculating their specific gravities.
Archimedes Palimpsest
The foremost document containing Archimedes' work is the Archimedes Palimpsest. In 1906, the Danish professor Johan Ludvig Heiberg visited Constantinople to examine a 174-page goatskin parchment of prayers, written in the 13th century, after reading a short transcription published seven years earlier by Papadopoulos-Kerameus. He confirmed that it was indeed a palimpsest, a document with text that had been written over an erased older work. Palimpsests were created by scraping the ink from existing works and reusing them, a common practice in the Middle Ages, as vellum was expensive. The older works in the palimpsest were identified by scholars as 10th-century copies of previously lost treatises by Archimedes. The parchment spent hundreds of years in a monastery library in Constantinople before being sold to a private collector in the 1920s. On 29 October 1998, it was sold at auction to an anonymous buyer for a total of $2.2 million.
The palimpsest holds seven treatises, including the only surviving copy of On Floating Bodies in the original Greek. It is the only known source of The Method of Mechanical Theorems, referred to by Suidas and thought to have been lost forever. Stomachion was also discovered in the palimpsest, with a more complete analysis of the puzzle than had been found in previous texts. The palimpsest was stored at the Walters Art Museum in Baltimore, Maryland, where it was subjected to a range of modern tests including the use of ultraviolet and light to read the overwritten text. It has since returned to its anonymous owner.
The treatises in the Archimedes Palimpsest include:
On the Equilibrium of Planes
On Spirals
Measurement of a Circle
On the Sphere and Cylinder
On Floating Bodies
The Method of Mechanical Theorems
Stomachion
Speeches by the 4th century BC politician Hypereides
A commentary on Aristotle's Categories
Other works
Legacy
Sometimes called the father of mathematics and mathematical physics, Archimedes had a wide influence on mathematics and science.
Mathematics and physics
Historians of science and mathematics almost universally agree that Archimedes was the finest mathematician from antiquity. Eric Temple Bell, for instance, wrote:
Likewise, Alfred North Whitehead and George F. Simmons said of Archimedes:
Reviel Netz, Suppes Professor in Greek Mathematics and Astronomy at Stanford University and an expert in Archimedes notes:
Leonardo da Vinci repeatedly expressed admiration for Archimedes, and attributed his invention Architonnerre to Archimedes. Galileo called him "superhuman" and "my master", while Huygens said, "I think Archimedes is comparable to no one", consciously emulating him in his early work. Leibniz said, "He who understands Archimedes and Apollonius will admire less the achievements of the foremost men of later times". Gauss's heroes were Archimedes and Newton, and Moritz Cantor, who studied under Gauss in the University of Göttingen, reported that he once remarked in conversation that "there had been only three epoch-making mathematicians: Archimedes, Newton, and Eisenstein".
The inventor Nikola Tesla praised him, saying:
Honors and commemorations
There is a crater on the Moon named Archimedes () in his honor, as well as a lunar mountain range, the Montes Archimedes ().
The Fields Medal for outstanding achievement in mathematics carries a portrait of Archimedes, along with a carving illustrating his proof on the sphere and the cylinder. The inscription around the head of Archimedes is a quote attributed to 1st century AD poet Manilius, which reads in Latin: Transire suum pectus mundoque potiri ("Rise above oneself and grasp the world").
Archimedes has appeared on postage stamps issued by East Germany (1973), Greece (1983), Italy (1983), Nicaragua (1971), San Marino (1982), and Spain (1963).
The exclamation of Eureka! attributed to Archimedes is the state motto of California. In this instance, the word refers to the discovery of gold near Sutter's Mill in 1848 which sparked the California Gold Rush.
See also
Concepts
Arbelos
Archimedean point
Archimedes' axiom
Archimedes number
Archimedes paradox
Archimedean solid
Archimedes' twin circles
Methods of computing square roots
Salinon
Steam cannon
Trammel of Archimedes
People
Diocles
Pseudo-Archimedes
Zhang Heng
References
Notes
Citations
Further reading
Boyer, Carl Benjamin. 1991. A History of Mathematics. New York: Wiley. .
Clagett, Marshall. 1964–1984. Archimedes in the Middle Ages 1–5. Madison, WI: University of Wisconsin Press.
Dijksterhuis, Eduard J. [1938] 1987. Archimedes, translated. Princeton: Princeton University Press. .
Gow, Mary. 2005. Archimedes: Mathematical Genius of the Ancient World. Enslow Publishing. .
Hasan, Heather. 2005. Archimedes: The Father of Mathematics. Rosen Central. .
Heath, Thomas L. 1897. Works of Archimedes. Dover Publications. . Complete works of Archimedes in English.
Netz, Reviel, and William Noel. 2007. The Archimedes Codex. Orion Publishing Group. .
Pickover, Clifford A. 2008. Archimedes to Hawking: Laws of Science and the Great Minds Behind Them. Oxford University Press. .
Simms, Dennis L. 1995. Archimedes the Engineer. Continuum International Publishing Group. .
Stein, Sherman. 1999. Archimedes: What Did He Do Besides Cry Eureka?. Mathematical Association of America. .
External links
Heiberg's Edition of Archimedes. Texts in Classical Greek, with some in English.
The Archimedes Palimpsest project at The Walters Art Museum in Baltimore, Maryland
Testing the Archimedes steam cannon
3rd-century BC Greek people
3rd-century BC writers
People from Syracuse, Sicily
Ancient Greek engineers
Ancient Greek inventors
Ancient Greek geometers
Ancient Greek physicists
Hellenistic-era philosophers
Doric Greek writers
Sicilian Greeks
Mathematicians from Sicily
Scientists from Sicily
Ancient Greek murder victims
Ancient Syracusans
Fluid dynamicists
Buoyancy
280s BC births
210s BC deaths
Year of birth uncertain
Year of death uncertain
3rd-century BC mathematicians
3rd-century BC Syracusans |
1847 | https://en.wikipedia.org/wiki/Archimedean%20solid | Archimedean solid | In geometry, an Archimedean solid is one of 13 convex polyhedra whose faces are regular polygons and whose vertices are all symmetric to each other. They were first enumerated by Archimedes. They belong to the class of convex uniform polyhedra, the convex polyhedra with regular faces and symmetric vertices, which is divided into the Archimedean solids, the five Platonic solids (each with only one type of polygon face), and the two infinite families of prisms and antiprisms. The pseudorhombicuboctahedron is an extra polyhedron with regular faces and congruent vertices, but it is not generally counted as an Archimedean solid because it is not vertex-transitive. An even larger class than the convex uniform polyhedra is the Johnson solids, whose regular polygonal faces do not need to meet in identical vertices.
In these polyhedra, the vertices are identical, in the sense that a global isometry of the entire solid takes any one vertex to any other. observed that a 14th polyhedron, the elongated square gyrobicupola (or pseudo-rhombicuboctahedron), meets a weaker definition of an Archimedean solid, in which "identical vertices" means
merely that the parts of the polyhedron near any two vertices look the same (they have the same shapes of faces meeting around each vertex in the same order and forming the same angles). Grünbaum pointed out a frequent error in which authors define Archimedean solids using some form of this local definition but omit the 14th polyhedron. If only 13 polyhedra are to be listed, the definition must use global symmetries of the polyhedron rather than local neighborhoods.
Prisms and antiprisms, whose symmetry groups are the dihedral groups, are generally not considered to be Archimedean solids, even though their faces are regular polygons and their symmetry groups act transitively on their vertices. Excluding these two infinite families, there are 13 Archimedean solids. All the Archimedean solids (but not the elongated square gyrobicupola) can be made via Wythoff constructions from the Platonic solids with tetrahedral, octahedral and icosahedral symmetry.
Origin of name
The Archimedean solids take their name from Archimedes, who discussed them in a now-lost work. Pappus refers to it, stating that Archimedes listed 13 polyhedra. During the Renaissance, artists and mathematicians valued pure forms with high symmetry, and by around 1620 Johannes Kepler had completed the rediscovery of the 13 polyhedra, as well as defining the prisms, antiprisms, and the non-convex solids known as Kepler-Poinsot polyhedra. (See for more information about the rediscovery of the Archimedean solids during the renaissance.)
Kepler may have also found the elongated square gyrobicupola (pseudorhombicuboctahedron): at least, he once stated that there were 14 Archimedean solids. However, his published enumeration only includes the 13 uniform polyhedra, and the first clear statement of the pseudorhombicuboctahedron's existence was made in 1905, by Duncan Sommerville.
Classification
There are 13 Archimedean solids (not counting the elongated square gyrobicupola; 15 if the mirror images of two enantiomorphs, the snub cube and snub dodecahedron, are counted separately).
Here the vertex configuration refers to the type of regular polygons that meet at any given vertex. For example, a vertex configuration of 4.6.8 means that a square, hexagon, and octagon meet at a vertex (with the order taken to be clockwise around the vertex).
Some definitions of semiregular polyhedron include one more figure, the elongated square gyrobicupola or "pseudo-rhombicuboctahedron".
Properties
The number of vertices is 720° divided by the vertex angle defect.
The cuboctahedron and icosidodecahedron are edge-uniform and are called quasi-regular.
The duals of the Archimedean solids are called the Catalan solids. Together with the bipyramids and trapezohedra, these are the face-uniform solids with regular vertices.
Chirality
The snub cube and snub dodecahedron are known as chiral, as they come in a left-handed form (Latin: levomorph or laevomorph) and right-handed form (Latin: dextromorph). When something comes in multiple forms which are each other's three-dimensional mirror image, these forms may be called enantiomorphs. (This nomenclature is also used for the forms of certain chemical compounds.)
Construction of Archimedean solids
The different Archimedean and Platonic solids can be related to each other using a handful of general constructions. Starting with a Platonic solid, truncation involves cutting away of corners. To preserve symmetry, the cut is in a plane perpendicular to the line joining a corner to the center of the polyhedron and is the same for all corners. Depending on how much is truncated (see table below), different Platonic and Archimedean (and other) solids can be created. If the truncation is exactly deep enough such that each pair of faces from adjacent vertices shares exactly one point, it is known as a rectification. An expansion, or cantellation, involves moving each face away from the center (by the same distance so as to preserve the symmetry of the Platonic solid) and taking the convex hull. Expansion with twisting also involves rotating the faces, thus splitting each rectangle corresponding to an edge into two triangles by one of the diagonals of the rectangle. The last construction we use here is truncation of both corners and edges. Ignoring scaling, expansion can also be viewed as the rectification of the rectification. Likewise, the cantitruncation can be viewed as the truncation of the rectification.
Note the duality between the cube and the octahedron, and between the dodecahedron and the icosahedron. Also, partially because the tetrahedron is self-dual, only one Archimedean solid that has at most tetrahedral symmetry. (All Platonic solids have at least tetrahedral symmetry, as tetrahedral symmetry is a symmetry operation of (i.e. is included in) octahedral and isohedral symmetries, which is demonstrated by the fact that an octahedron can be viewed as a rectified tetrahedron, and an icosahedron can be used as a snub tetrahedron.)
Stereographic projection
See also
Aperiodic tiling
Archimedean graph
Icosahedral twins
List of uniform polyhedra
Prince Rupert's cube#Generalizations
Quasicrystal
Regular polyhedron
Semiregular polyhedron
Toroidal polyhedron
Uniform polyhedron
Citations
Works cited
. Reprinted in .
.
General references
.
Chapter 2
(Section 3–9)
.
External links
Archimedean Solids by Eric W. Weisstein, Wolfram Demonstrations Project.
Paper models of Archimedean Solids and Catalan Solids
Free paper models(nets) of Archimedean solids
The Uniform Polyhedra by Dr. R. Mäder
Archimedean Solids at Visual Polyhedra by David I. McCooey
Virtual Reality Polyhedra, The Encyclopedia of Polyhedra by George W. Hart
Penultimate Modular Origami by James S. Plank
Interactive 3D polyhedra in Java
Solid Body Viewer is an interactive 3D polyhedron viewer which allows you to save the model in svg, stl or obj format.
Stella: Polyhedron Navigator: Software used to create many of the images on this page.
Paper Models of Archimedean (and other) Polyhedra |
1851 | https://en.wikipedia.org/wiki/Antiprism | Antiprism | In geometry, an antiprism or is a polyhedron composed of two parallel direct copies (not mirror images) of an polygon, connected by an alternating band of triangles. They are represented by the Conway notation .
Antiprisms are a subclass of prismatoids, and are a (degenerate) type of snub polyhedron.
Antiprisms are similar to prisms, except that the bases are twisted relatively to each other, and that the side faces (connecting the bases) are triangles, rather than quadrilaterals.
The dual polyhedron of an -gonal antiprism is an -gonal trapezohedron.
History
In his 1619 book Harmonices Mundi, Johannes Kepler observed the existence of the infinite family of antiprisms. This has conventionally been thought of as the first discovery of these shapes, but they may have been known earlier: an unsigned printing block for the net of a hexagonal antiprism has been attributed to Hieronymus Andreae, who died in 1556.
The German form of the word "antiprism" was used for these shapes in the 19th century; Karl Heinze credits its introduction to . Although the English "anti-prism" had been used earlier for an optical prism used to cancel the effects of a primary optimal element, the first use of "antiprism" in English in its geometric sense appears to be in the early 20th century in the works of H. S. M. Coxeter.
Special cases
Right antiprism
For an antiprism with regular -gon bases, one usually considers the case where these two copies are twisted by an angle of degrees.
The axis of a regular polygon is the line perpendicular to the polygon plane and lying in the polygon centre.
For an antiprism with congruent regular -gon bases, twisted by an angle of degrees, more regularity is obtained if the bases have the same axis: are coaxial; i.e. (for non-coplanar bases): if the line connecting the base centers is perpendicular to the base planes. Then the antiprism is called a right antiprism, and its side faces are isosceles triangles.
Uniform antiprism
A uniform -antiprism has two congruent regular -gons as base faces, and equilateral triangles as side faces.
Uniform antiprisms form an infinite class of vertex-transitive polyhedra, as do uniform prisms. For , we have the digonal antiprism (degenerate antiprism), which is visually identical to the regular tetrahedron; for , the regular octahedron as a triangular antiprism (non-degenerate antiprism).
The Schlegel diagrams of these semiregular antiprisms are as follows:
Cartesian coordinates
Cartesian coordinates for the vertices of a right -antiprism (i.e. with regular -gon bases and isosceles triangle side faces) are:
where ;
if the -antiprism is uniform (i.e. if the triangles are equilateral), then:
Volume and surface area
Let be the edge-length of a uniform -gonal antiprism; then the volume is:
and the surface area is:
Furthermore, the volume of a regular right -gonal antiprism with side length of its bases and height is given by:
Note that the volume of a right -gonal prism with the same and is:
which is smaller than that of an antiprism.
Symmetry
The symmetry group of a right -antiprism (i.e. with regular bases and isosceles side faces) is of order , except in the cases of:
: the regular tetrahedron, which has the larger symmetry group of order , which has three versions of as subgroups;
: the regular octahedron, which has the larger symmetry group of order , which has four versions of as subgroups.
The symmetry group contains inversion if and only if is odd.
The rotation group is of order , except in the cases of:
: the regular tetrahedron, which has the larger rotation group of order , which has three versions of as subgroups;
: the regular octahedron, which has the larger rotation group of order , which has four versions of as subgroups.
Note: The right -antiprisms have congruent regular -gon bases and congruent isosceles triangle side faces, thus have the same (dihedral) symmetry group as the uniform -antiprism, for .
Generalizations
In higher dimensions
Four-dimensional antiprisms can be defined as having two dual polyhedra as parallel opposite faces, so that each three-dimensional face between them comes from two dual parts of the polyhedra: a vertex and a dual polygon, or two dual edges. Every three-dimensional convex polyhedron is combinatorially equivalent to one of the two opposite faces of a four-dimensional antiprism, constructed from its canonical polyhedron and its polar dual. However, there exist four-dimensional polyhedra that cannot be combined with their duals to form five-dimensional antiprisms.
Self-crossing polyhedra
Uniform star antiprisms are named by their star polygon bases, and exist in prograde and in retrograde (crossed) solutions. Crossed forms have intersecting vertex figures, and are denoted by "inverted" fractions: instead of ; example: 5/3 instead of 5/2.
A right star antiprism has two congruent coaxial regular convex or star polygon base faces, and isosceles triangle side faces.
Any star antiprism with regular convex or star polygon bases can be made a right star antiprism (by translating and/or twisting one of its bases, if necessary).
In the retrograde forms, but not in the prograde forms, the triangles joining the convex or star bases intersect the axis of rotational symmetry. Thus:
Retrograde star antiprisms with regular convex polygon bases cannot have all equal edge lengths, and so cannot be uniform. "Exception": a retrograde star antiprism with equilateral triangle bases (vertex configuration: 3.3/2.3.3) can be uniform; but then, it has the appearance of an equilateral triangle: it is a degenerate star polyhedron.
Similarly, some retrograde star antiprisms with regular star polygon bases cannot have all equal edge lengths, and so cannot be uniform. Example: a retrograde star antiprism with regular star 7/5-gon bases (vertex configuration: 3.3.3.7/5) cannot be uniform.
Also, star antiprism compounds with regular star -gon bases can be constructed if and have common factors. Example: a star 10/4-antiprism is the compound of two star 5/2-antiprisms.
See also
Grand antiprism, a four-dimensional polytope
Skew polygon, a three-dimensional polygon whose convex hull is an antiprism
References
Further reading
Chapter 2: Archimedean polyhedra, prisms and antiprisms
External links
Nonconvex Prisms and Antiprisms
Paper models of prisms and antiprisms
Uniform polyhedra
Prismatoid polyhedra |
1853 | https://en.wikipedia.org/wiki/Natural%20history%20of%20Africa | Natural history of Africa | The natural history of Africa encompasses some of the well known megafauna of that continent.
Natural history is the study and description of organisms and natural objects, especially their origins, evolution, and interrelationships.
Flora
The vegetation of Africa follows very closely the distribution of heat and moisture. The northern and southern temperate zones have a flora distinct from that of the continent generally, which is tropical. In the countries bordering the Mediterranean, there are groves of orange and olive trees, evergreen oaks, cork trees and pines, intermixed with cypresses, myrtles, arbutus and fragrant tree-heaths.
South of the Atlas range, the conditions alter. The zones of minimum rainfall have a very scanty flora, consisting of plants adapted to resist the great dryness. Characteristic of the Sahara is the date palm, which flourishes where other vegetation can scarcely maintain existence, while in the semidesert regions the acacia, from which gum arabic is obtained, is abundant.
The more humid regions have a richer vegetation; dense forest where the rainfall is greatest and variations of temperature least, conditions found chiefly on the tropical coasts, and in the west African equatorial basin with its extension towards the upper Nile; and savanna interspersed with trees on the greater part of the plateaus, passing as the desert regions are approached into a scrub vegetation consisting of thorny acacias, etc. Forests also occur on the humid slopes of mountain ranges up to a certain elevation. In the coast regions, the typical tree is the mangrove, which flourishes wherever the soil is of a swamp character.
The dense forests of West Africa contain, in addition to a great variety of hardwoods, two palms, Elaeis guineensis (oil palm) and Raphia vinifera (bamboo palm), not found, generally speaking, in the savanna regions. Bombax or silk cotton trees attain gigantic proportions in the forests, which are the home of the India rubber-producing plants and of many valuable kinds of timber trees, such as odum (Chlorophora excelsa), ebony, mahogany (Khaya senegalensis), Oldfieldia (Oldfieldia africana) and camwood (Baphia nitida). The climbing plants in the tropical forests are exceedingly luxuriant and the undergrowth or "bush" is extremely dense.
In the savannas the most characteristic trees are the monkey-bread tree or baobab (Adansonia digitata), doum palm (Hyphaene) and euphorbias. The coffee plant grows wild in such widely separated places as Liberia and southern Ethiopia. The higher mountains have a special flora showing close agreement over wide intervals of space, as well as affinities with the mountain flora of the eastern Mediterranean, the Himalaya and Indo-China.
In the swamp regions of north-east Africa, papyrus and associated plants, including the soft-wooded ambach, flourished in immense quantities, and little else is found in the way of vegetation. South Africa is largely destitute of forest, save in the lower valleys and coast regions. Tropical flora disappears, and in the semi-desert plains the fleshy, leafless, contorted species of kapsias, mesembryanthemums, aloes and other succulent plants make their appearance. There are, too, valuable timber trees, such as the yellowwood (Podocarpus elongatus), stinkwood (Ocotea), sneezewood or Cape ebony (Pteroxylon utile) and ironwood. Extensive miniature woods of heaths are found in almost endless variety and covered throughout the greater part of the year with innumerable blossoms in which red is very prevalent. Of the grasses of Africa, alfa is very abundant in the plateaus of the Atlas range.
Fauna
The fauna again shows the effect of the characteristics of the vegetation. The open savannas are the home of large ungulates, especially antelopes, the giraffe (peculiar to Africa), zebra, buffalo, wild donkey and four species of rhinoceros; and of carnivores, such as the lion, leopard, hyena, etc. The okapi (a genus restricted to Africa) is found only in the dense forests of the Congo basin. Bears are confined to the Atlas region, wolves and foxes to North Africa. The elephant (though its range has become restricted through the attacks of hunters) is found both in the savannas and forest regions, the latter being otherwise poor in large game, though the special habitat of the chimpanzee and gorilla. Baboons and mandrills, with few exceptions, are peculiar to Africa. The single-humped camel, as a domestic animal, is especially characteristic of the northern deserts and steppes.
The rivers in the tropical zone abound with hippopotami and crocodiles, the former entirely confined to Africa. The vast herds of game, formerly so characteristic of many parts of Africa, have much diminished with the increase of intercourse with the interior. Game reserves have, however, been established in South Africa, Central Africa, East Africa, Somaliland, etc., while measures for the protection of wild animals were laid down in an international convention signed in May 1900.
The ornithology of northern Africa presents a close resemblance to that of southern Europe, scarcely a species being found which does not also occur in the other countries bordering the Mediterranean. Among the birds most characteristic of Africa are the ostrich and the secretarybird. The ostrich is widely dispersed, but is found chiefly in the desert and steppe regions. The secretarybird is common in the south. The weaver birds and their allies, including the long-tailed whydahs, are abundant, as are, among game-birds, the francolin and guineafowl. Many of the smaller birds, such as the sunbirds, bee-eaters, the parrots and kingfishers, as well as the larger plantain-eaters, are noted for the brilliance of their feathers.
Of reptiles, the lizard and chameleon are common, and there are a number of venomous snakes, though these are not so numerous as in other tropical countries.
The scorpion is abundant. Of insects, Africa has many thousand different kinds; of these the locust is the proverbial scourge of the continent, and the ravages of the termites are almost incredible. The spread of malaria by means of mosquitoes is common. The tsetse fly, whose bite is fatal to all domestic animals, is common in many districts of South and East Africa. It is found nowhere outside Africa.
See also
Ecology
References |
1854 | https://en.wikipedia.org/wiki/Geography%20of%20Africa | Geography of Africa | Africa is a continent comprising 63 political territories, representing the largest of the great southward projections from the main mass of Earth's surface. Within its regular outline, it comprises an area of , excluding adjacent islands. Its highest mountain is Kilimanjaro; its largest lake is Lake Victoria.
Separated from Europe by the Mediterranean Sea and from much of Asia by the Red Sea, Africa is joined to Asia at its northeast extremity by the Isthmus of Suez (which is transected by the Suez Canal), wide. For geopolitical purposes, the Sinai Peninsula of Egypt – east of the Suez Canal – is often considered part of Africa. From the most northerly point, Ras ben Sakka in Tunisia, at 37°21′ N, to the most southerly point, Cape Agulhas in South Africa, 34°51′15″ S, is a distance approximately of ; from Cap-Vert, 17°31′13″W, the westernmost point, to Ras Hafun in the Somali Puntland region, in the Horn of Africa, 51°27′52″ E, the most easterly projection, is a distance (also approximately) of .
The main structural lines of the continent show both the east-to-west direction characteristic, at least in the eastern hemisphere, of the more northern parts of the world, and the north-to-south direction seen in the southern peninsulas. Africa is thus mainly composed of two segments at right angles, the northern running from east to west, and the southern from north to south.
Main features
The average elevation of the continent approximates closely to above sea level, roughly near to the mean elevation of both North and South America, but considerably less than that of Asia, . In contrast with other continents, it is marked by the comparatively small area of either very high or very low ground, lands under occupying an unusually small part of the surface; while not only are the highest elevations inferior to those of Asia or South America, but the area of land over is also quite insignificant, being represented almost entirely by individual peaks and mountain ranges. Moderately elevated tablelands are thus the characteristic feature of the continent, though the surface of these is broken by higher peaks and ridges. (So prevalent are these isolated peaks and ridges that a specialised term—Inselberg-Landschaft, island mountain landscape—has been adopted in Germany to describe this kind of country, thought to be in great part the result of wind action.)
As a general rule, the higher tablelands lie to the east and south, while a progressive diminution in altitude towards the west and north is observable. Apart from the lowlands and the Atlas mountain range, the continent may be divided into two regions of higher and lower plateaus, the dividing line (somewhat concave to the northwest) running from the middle of the Red Sea to about 6 degrees south on the west coast.
Africa can be divided into a number of geographic zones:
The coastal plains—often fringed seawards by mangrove swamps—never stretching far from the coast, apart from the lower courses of streams. Recent alluvial flats are found chiefly in the delta of the more important rivers. Elsewhere, the coastal lowlands merely form the lowest steps of the system of terraces that constitutes the ascent to the inner plateaus.
The Atlas range—orthographically distinct from the rest of the continent, being unconnected with and separated from the south by a depressed and desert area (the Sahara).
Plateau region
There are many plateaus in Africa.
The high southern and eastern plateaus, rarely falling below , have a mean elevation of about . The South African plateau, as far as about 12° S, is bounded east, west and south by bands of high ground which fall steeply to the coasts. On this account South Africa has a general resemblance to an inverted saucer. Due south, the plateau rim is formed by three parallel steps with level ground between them. The largest of these level areas, the Great Karoo, is a dry, barren region, and a large tract of the plateau proper is of a still more arid character and is known as the Kalahari Desert.
The South African plateau is connected towards East African plateau, with probably a slightly greater average elevation, and marked by some distinct features. It is formed by a widening out of the eastern axis of high ground, which becomes subdivided into a number of zones running north and south and consisting in turn of ranges, tablelands and depressions. The most striking feature is the existence of two great lines of depression, due largely to the subsidence of whole segments of the Earth's crust, the lowest parts of which are occupied by vast lakes. Towards the south the two lines converge and give place to one great valley (occupied by Lake Nyasa), the southern part of which is less distinctly due to rifting and subsidence than the rest of the system.
Farther north the western hollow, known as the Albertine Rift, is occupied for more than half its length by water, forming the Great Lakes of Tanganyika, Kivu, Lake Edward and Lake Albert, the first-named over long and the longest freshwater lake in the world. Associated with these great valleys are a number of volcanic peaks, the greatest of which occur on a meridional line east of the eastern trough. The eastern branch of the East African Rift, contains much smaller lakes, many of them brackish and without outlet, the only one comparable to those of the western trough being Lake Turkana or Basso Norok.
A short distance east of this rift valley is Mount Kilimanjaro – with its two peaks Kibo and Mawenzi, the latter being , and the culminating point of the whole continent – and Mount Kenya, which is . Hardly less important is the Ruwenzori Range, over , which lies east of the western trough. Other volcanic peaks rise from the floor of the valleys, some of the Kirunga (Mfumbiro) group, north of Lake Kivu, being still partially active. This could cause most of the cities and states to be flooded with lava and ash.
The third division of the higher region of Africa is formed by the Ethiopian Highlands, a rugged mass of mountains forming the largest continuous area of its altitude in the whole continent, little of its surface falling below , while the summits reach heights of 4400 m to 4550 m. This block of country lies just west of the line of the great East African Trough, the northern continuation of which passes along its eastern escarpment as it runs up to join the Red Sea. There is, however, in the centre a circular basin occupied by Lake Tsana.
Both in the east and west of the continent the bordering highlands are continued as strips of plateau parallel to the coast, the Ethiopian mountains being continued northwards along the Red Sea coast by a series of ridges reaching in places a height of . In the west the zone of high land is broader but somewhat lower. The most mountainous districts lie inland from the head of the Gulf of Guinea (Adamawa, etc.), where heights of are reached. Exactly at the head of the gulf the great peak of the Cameroon, on a line of volcanic action continued by the islands to the south-west, has a height of , while Clarence Peak, in Fernando Po, the first of the line of islands, rises to over . Towards the extreme west the Futa Jallon highlands form an important diverging point of rivers, but beyond this, as far as the Atlas chain, the elevated rim of the continent is almost wanting.
Plains
Much of Africa is made up of plains of the pediplain and etchplain type often occurring as steps. The etchplains are commonly associated with laterite soil and inselbergs. Inselberg-dotted plains are common in Africa including Tanzania, the Anti-Atlas of Morocco, Namibia, and the interior of Angola. One of the most wideaspread plain is the African Surface, a composite etchplain occurring across much of the continent.
The area between the east and west coast highlands, which north of 17° N is mainly desert, is divided into separate basins by other bands of high ground, one of which runs nearly centrally through North Africa in a line corresponding roughly with the curved axis of the continent as a whole. The best marked of the basins so formed (the Congo Basin) occupies a circular area bisected by the equator, once probably the site of an inland sea.
Running along the south of desert is the plains region known as the Sahel.
The arid region, the Sahara — the largest hot desert in the world, covering — extends from the Atlantic to the Red Sea. Though generally of slight elevation, it contains mountain ranges with peaks rising to Bordered N.W. by the Atlas range, to the northeast a rocky plateau separates it from the Mediterranean; this plateau gives place at the extreme east to the delta of the Nile. That river (see below) pierces the desert without modifying its character. The Atlas range, the north-westerly part of the continent, between its seaward and landward heights encloses elevated steppes in places broad. From the inner slopes of the plateau numerous wadis take a direction towards the Sahara. The greater part of that now desert region is, indeed, furrowed by old water-channels.
Mountains
The mountains are an exception to Africa's general landscape. Geographers came up with the idea of "high Africa" and "low Africa" to help distinguish the difference in Geography; "high Africa" extending from Ethiopia down south to South Africa and the Cape of Good Hope while "low Africa" representing the plains of the rest of the continent. The following table gives the details of the chief mountains and ranges of the continent:
Rivers
From the outer margin of the African plateaus, a large number of streams run to the sea with comparatively short courses, while the larger rivers flow for long distances on the interior highlands, before breaking through the outer ranges. The main drainage of the continent is to the north and west, or towards the basin of the Atlantic Ocean.
To the main African rivers belong: Nile (the longest river of Africa), Congo (river with the highest water discharge on the continent) and the Niger, which flows half of its length through the arid areas. The largest lakes are the following: Lake Victoria (Lake Ukerewe), Lake Chad, in the centre of the continent, Lake Tanganyika, lying between the Democratic Republic of Congo, Burundi, Tanzania and Zambia. There is also the considerably large Lake Malawi stretching along the eastern border of Malawi. There are also numerous water dams throughout the continent: Kariba on the river of Zambezi, Asuan in Egypt on the river of Nile, and Akosombo, the continent's biggest dam on the Volta River in Ghana (Fobil 2003).
The high lake plateau of the African Great Lakes region contains the headwaters of both the Nile and the Congo.
The break-up of Gondwana in Late Cretaceous and Cenozoic times led to a major reorganization of the river courses of various large African rivers including the Congo, Niger, Nile, Orange, Limpopo and Zambezi rivers.
Flowing to the Mediterranean Sea
The upper Nile receives its chief supplies from the mountainous region adjoining the Central African trough in the neighborhood of the equator. From there, streams pour eastward into Lake Victoria, the largest lake in Africa (covering over 26,000 square m.), and to the west and north into Lake Edward and Lake Albert. To the latter of these, the effluents of the other two lakes add their waters. Issuing from there, the Nile flows northward, and between the latitudes of 7 and 10 degrees north it traverses a vast marshy level, where its course is liable to being blocked by floating vegetation. After receiving the Bahr-el-Ghazal from the west and the Sobat, Blue Nile and Atbara from the Ethiopian Highlands (the chief gathering ground of the flood-water), it separates the great desert with its fertile watershed, and enters the Mediterranean at a vast delta.
Flowing to the Atlantic Ocean
The most remote head-stream of the Congo is the Chambezi, which flows southwest into the marshy Lake Bangweulu. From this lake issues the Congo, known in its upper course by various names. Flowing first south, it afterwards turns north through Lake Mweru and descends to the forest-clad basin of west equatorial Africa. Traversing this in a majestic northward curve, and receiving vast supplies of water from many great tributaries, it finally turns southwest and cuts a way to the Atlantic Ocean through the western highlands. The area of the Congo basin is greater than that of any other river except the Amazon, while the African inland drainage area is greater than that of any continent but Asia, where the corresponding area is .
West of Lake Chad is the basin of the Niger, the third major river of Africa. With its principal source in the far west, it reverses the direction of flow exhibited by the Nile and Congo, and ultimately flows into the Atlantic — a fact that eluded European geographers for many centuries. An important branch, however — the Benue — flows from the southeast.
These four river basins occupy the greater part of the lower plateaus of North and West Africa — the remainder consists of arid regions watered only by intermittent streams that do not reach the sea.
Of the remaining rivers of the Atlantic basin, the Orange, in the extreme south, brings the drainage from the Drakensberg on the opposite side of the continent, while the Kunene, Kwanza, Ogowe and Sanaga drain the west coastal highlands of the southern limb; the Volta, Komoe, Bandama, Gambia and Senegal the highlands of the western limb. North of the Senegal, for over of coast, the arid region reaches to the Atlantic. Farther north are the streams, with comparatively short courses, reaching the Atlantic and Mediterranean from the Atlas mountains.
Flowing to the Indian Ocean
Of the rivers flowing to the Indian Ocean, the only one draining any large part of the interior plateaus is the Zambezi, whose western branches rise in the western coastal highlands. The main stream has its rise in 11°21′3″ S 24°22′ E, at an elevation of . It flows to the west and south for a considerable distance before turning eastward. All the largest tributaries, including the Shire, the outflow of Lake Nyasa, flow down the southern slopes of the band of high ground stretching across the continent from 10° to 12° S. In the southwest, the Zambezi system interlaces with that of the Taukhe (or Tioghe), from which it at times receives surplus water. The rest of the water of the Taukhe, known in its middle course as the Okavango, is lost in a system of swamps and saltpans that was formerly centred in Lake Ngami, now dried up.
Farther south, the Limpopo drains a portion of the interior plateau, but breaks through the bounding highlands on the side of the continent nearest its source. The Rovuma, Rufiji and Tana principally drain the outer slopes of the African Great Lakes highlands.
In the Horn region to the north, the Jubba and the Shebelle rivers begin in the Ethiopian Highlands. These rivers mainly flow southwards, with the Jubba emptying in the Indian Ocean. The Shebelle River reaches a point to the southwest. After that, it consists of swamps and dry reaches before finally disappearing in the desert terrain near the Jubba River. Another large stream, the Hawash, rising in the Ethiopian mountains, is lost in a saline depression near the Gulf of Aden.
Inland basins
Between the basins of the Atlantic and Indian Oceans, there is an area of inland drainage along the centre of the Ethiopian plateau, directed chiefly into the lakes in the Great Rift Valley. The largest river is the Omo, which, fed by the rains of the Ethiopian highlands, carries down a large body of water into Lake Turkana. The rivers of Africa are generally obstructed either by bars at their mouths, or by cataracts at no great distance upstream. But when these obstacles have been overcome, the rivers and lakes afford a vast network of navigable waters.
North of the Congo basin, and separated from it by a broad undulation of the surface, is the basin of Lake Chad — a flat-shored, shallow lake filled principally by the Chari coming from the southeast.
Lakes
The principal lakes of Africa are situated in the African Great Lakes plateau.
The lakes found within the Great Rift Valley have steep sides and are very deep.
This is the case with the two largest of the type, Tanganyika and Nyasa, the latter with depths of .
Others, however, are shallow, and hardly reach the steep sides of the valleys in the dry season.
Such are Lake Rukwa, in a subsidiary depression north of Nyasa, and Eiassi and Manyara in the system of the Great Rift Valley.
Lakes of the broad type are of moderate depth, the deepest sounding in Lake Victoria being under .
Besides the African Great Lakes, the principal lakes on the continent are: Lake Chad, in the northern inland watershed; Bangweulu and Mweru, traversed by the head-stream of the Congo; and Lake Mai-Ndombe and Ntomba (Mantumba), within the great bend of that river. All, except possibly Mweru, are more or less shallow, and Lake Chad appears to be drying up.
Divergent opinions have been held as to the mode of origin of the African Great Lakes, especially Tanganyika, which some geologists have considered to represent an old arm of the sea, dating from a time when the whole central Congo basin was under water; others holding that the lake water has accumulated in a depression caused by subsidence. The former view is based on the existence in the lake of organisms of a decidedly marine type. They include jellyfish, molluscs, prawns, crabs, etc.
Islands
With the exception of Madagascar, the African islands are small. Madagascar, with an area of , is, after Greenland, New Guinea and Borneo, the fourth largest island on the Earth. It lies in the Indian Ocean, off the southeast coast of the continent, from which it is separated by the deep Mozambique Channel, wide at its narrowest point. Madagascar in its general structure, as in flora and fauna, forms a connecting link between Africa and southern Asia. East of Madagascar are the small islands of Mauritius and Réunion. There are also islands in the Gulf of Guinea on which lies the Republic of São Tomé and Príncipe (islands of São Tomé and Príncipe). Part of the Republic of Equatorial Guinea is lying on the island of Bioko (with the capital Malabo and the town of Lubu) and the island of Annobón. Socotra lies E.N.E. of Cape Guardafui. Off the north-west coast are the Canary and Cape Verde archipelagoes. which, like some small islands in the Gulf of Guinea, are of volcanic origin. The South Atlantic Islands of Saint Helena and Ascension are classed as Africa but are situated on the Mid-Atlantic Ridge half way to South America.
Climatic conditions
Lying almost entirely within the tropics, and equally to north and south of the equator, Africa does not show excessive variations of temperature.
Great heat is experienced in the lower plains and desert regions of North Africa, removed by the great width of the continent from the influence of the ocean, and here, too, the contrast between day and night, and between summer and winter, is greatest. (The rarity of the air and the great radiation during the night cause the temperature in the Sahara to fall occasionally to freezing point.)
Farther south, the heat is to some extent modified by the moisture brought from the ocean, and by the greater elevation of a large part of the surface, especially in East Africa, where the range of temperature is wider than in the Congo basin or on the Guinea coast.
In the extreme north and south the climate is a warm temperate one, the northern countries being on the whole hotter and drier than those in the southern zone; the south of the continent being narrower than the north, the influence of the surrounding ocean is more felt.
The most important climatic differences are due to variations in the amount of rainfall. The wide heated plains of the Sahara, and in a lesser degree the corresponding zone of the Kalahari in the south, have an exceedingly scanty rainfall, the winds which blow over them from the ocean losing part of their moisture as they pass over the outer highlands, and becoming constantly drier owing to the heating effects of the burning soil of the interior; while the scarcity of mountain ranges in the more central parts likewise tends to prevent condensation. In the inter-tropical zone of summer precipitation, the rainfall is greatest when the sun is vertical or soon after. It is therefore greatest of all near the equator, where the sun is twice vertical, and less in the direction of both tropics.
The rainfall zones are, however, somewhat deflected from a due west-to-east direction, the drier northern conditions extending southwards along the east coast, and those of the south northwards along the west. Within the equatorial zone certain areas, especially on the shores of the Gulf of Guinea and in the upper Nile basin, have an intensified rainfall, but this rarely approaches that of the rainiest regions of the world. The rainiest district in all Africa is a strip of coastland west of Mount Cameroon, where there is a mean annual rainfall of about as compared with a mean of at Cherrapunji, in Meghalaya, India.
The two distinct rainy seasons of the equatorial zone, where the sun is vertical at half-yearly intervals, become gradually merged into one in the direction of the tropics, where the sun is overhead but once. Snow falls on all the higher mountain ranges, and on the highest the climate is thoroughly Alpine.
The countries bordering the Sahara are much exposed to a very dry wind, full of fine particles of sand, blowing from the desert towards the sea. Known in Egypt as the khamsin, on the Mediterranean as the sirocco, it is called on the Guinea coast the harmattan. This wind is not invariably hot; its great dryness causes so much evaporation that cold is not infrequently the result. Similar dry winds blow from the Kalahari Desert in the south. On the eastern coast the monsoons of the Indian Ocean are regularly felt, and on the southeast hurricanes are occasionally experienced.
Health
The climate of Africa lends itself to certain environmental diseases, the most serious of which are: malaria, sleeping sickness and yellow fever. Malaria is the most deadly environmental disease in Africa. It is transmitted by a genus of mosquito (anopheles mosquito) native to Africa, and can be contracted over and over again. There is not yet a vaccine for malaria, which makes it difficult to prevent the disease from spreading in Africa. Recently, the dissemination of mosquito netting has helped lower the rate of malaria.
Yellow fever is a disease also transmitted by mosquitoes native to Africa. Unlike malaria, it cannot be contracted more than once. Like chicken pox, it is a disease that tends to be severe the later in life a person contracts the disease.
Sleeping sickness, or African trypanosomiasis, is a disease that usually affects animals, but has been known to be fatal to some humans as well. It is transmitted by the tsetse fly and is found almost exclusively in Sub-Saharan Africa. This disease has had a significant impact on African development not because of its deadly nature, like Malaria, but because it has prevented Africans from pursuing agriculture (as the sleeping sickness would kill their livestock).
Extreme points
See also
List of national parks in Africa
Outline of Africa#Geography of Africa
The Horn of Africa
Notes
Further reading
External links
Geology of Africa
Africa |
1857 | https://en.wikipedia.org/wiki/Approval%20voting | Approval voting | Approval voting is an electoral system in which voters can select any number of candidates instead of selecting only one.
Description
Approval voting ballots show a list of all the candidates running and each voter indicates support for as many candidates as they see fit. Final tallies show how many votes each candidate received, and the winner is the candidate with the most support.
Effect on elections
Approval voting advocates Steven Brams and Dudley R. Herschbach predict that Approval should increase voter participation, prevent minor-party candidates from being spoilers, and reduce negative campaigning. One study showed that Approval would not have chosen the same two winners as plurality voting (Chirac and Le Pen) in the first round of the 2002 French presidential election; it instead would have chosen Chirac and Jospin as the top two candidates to proceed to the runoff.
In the actual election, Le Pen lost by an overwhelming margin in the runoff, 82.2% to 17.8%, a sign that the true top two candidates had not been found. In the approval voting survey primary, Chirac took first place with 36.7%, compared to Jospin at 32.9%. Le Pen, in that study, received 25.1% and so would not have made the cut to the second round. In the real primary election, the top three were Chirac, 19.9%, Le Pen, 16.9%, and Jospin, 16.2%. A study of various "evaluative voting" methods (Approval and score voting) during the 2012 French presidential election showed that "unifying" candidates tended to do better, and polarizing candidates did worse, as compared to under plurality voting.
A generalized version of the Burr dilemma applies to Approval when two candidates are appealing to the same subset of voters. Although Approval differs from the voting system used in the Burr dilemma, Approval can still leave candidates and voters with the generalized dilemma of whether to compete or cooperate. But, Approval satisfies the favorite betrayal criterion, which means that it is always safe for a voter to give their true favorite maximum support.
While in the modern era there have been relatively few competitive Approval elections where tactical voting is more likely, Brams argues that Approval usually elects Condorcet winners in practice.
Operational impacts
Simple to tally—Approval ballots can be counted by some existing machines designed for plurality elections, as ballots are cast, so that final tallies are immediately available after the election, with relatively few if any upgrades to equipment.
Just one round—Approval can remove the need for multiple rounds of voting, such as a primary or a run-off, simplifying the election process.
Avoids Overvotes—Approval voting does not have the notion of overvotes, where voting for one more than allowed will cancel the entire opportunity to vote. In plurality elections, overvotes have to be reviewed and resolved if possible while in approval voting, no time is wasted on this activity.
Usage
Current
The Latvian parliament uses approval voting within open list proportional representation.
In 2018, Fargo, North Dakota, passed a local ballot initiative adopting Approval for the city's local elections, and it was used to elect officials in June 2020, becoming the first United States city and jurisdiction to adopt Approval.
In November 2020, St. Louis, Missouri, passed Proposition D to authorize a variant of Approval (as unified primary) for municipal offices. In February 2024, Ben Baker introduced legislation to ban approval and ranked-choice voting state-wide. It passed in the House on Apr 15, 2024.
History
Robert J. Weber coined the term "Approval Voting" in 1971. It was more fully published in 1978 by political scientist Steven Brams and mathematician Peter Fishburn.
Historically, several voting methods that incorporate aspects of Approval have been used:
Approval was used for papal conclaves between 1294 and 1621, with an average of about forty cardinals engaging in repeated rounds of voting until one candidate was listed on at least two-thirds of ballots.
In the 13th through 18th centuries, the Republic of Venice elected the Doge of Venice using a multi-stage process that featured random selection and voting that allowed approval of multiple candidates and required a supermajority.
According to Steven J. Brams, Approval was used for unspecified elections in 19th century England.
The selection of the Secretary-General of the United Nations has involved "straw poll" rounds of approval polling to help discover and build a consensus before a formal vote is held in the Security Council. The United Nations Secretary-General selection, 2006 indicated that South Korean Foreign Minister Ban Ki-moon was the only candidate to be acceptable to all five permanent members of the Security Council, which led to the withdrawal of India's Shashi Tharoor, who had the highest overall approval rate.
Approval was used in Greek legislative elections from 1864 to 1923, when it was replaced with proportional representation.
Sequential proportional approval voting was used in Swedish elections in the early 20th century, prior to being replaced by party-list proportional representation.
Political organizations and jurisdictions
Approval has been used in privately administered nomination contests by the Independent Party of Oregon in 2011, 2012, 2014, and 2016. Oregon is a fusion voting state, and the party has cross-nominated legislators and statewide officeholders using this method; its 2016 presidential preference primary did not identify a potential nominee due to no candidate earning more than 32% support. The party switched to using STAR voting in 2020.
It is also used in internal elections by the American Solidarity Party; the Green Parties of Texas and Ohio; the Libertarian National Committee; the Libertarian parties of Texas, Colorado, Arizona, and New York; Alliance 90/The Greens in Germany; and the Czech and German Pirate Party.
In 2018, Fargo, North Dakota passed a ballot initiative adopting Approval for local elections, becoming the first U.S. city and jurisdiction to adopt Approval. (Previously in 2015, a Fargo city commissioner election had suffered from six-way vote-splitting, resulting in a candidate winning with an unconvincing 22% plurality of the vote.)
The first election was held June 9, 2020, selecting two city commissioners, from seven candidates on the ballot. Both winners received over 50% approval, with an average 2.3 approvals per ballot, and 62% of voters supported the change to Approval in a poll. A poll by opponents of Approval was conducted to test whether voters had in fact voted strategically according to the Burr dilemma. They found that 30% of voters who bullet voted did so for strategic reasons, while 57% did so because it was their sincere opinion. Fargo's second Approval election took place in June 2022, for mayor and city commission. The incumbent mayor was re-elected from a field of 7 candidates, with an estimated 65% approval, with voters expressing 1.6 approvals per ballot, and the two commissioners were elected from a field of 15 candidates, with 3.1 approvals per ballot.
In 2020, St. Louis, Missouri passed an initiative to adopt Approval followed by a top-two runoff (see Unified primary), thus becoming the second U.S. city to adopt Approval and the first to use a variant of it. The first such primary was held in March 2021, with voters expressing 1.1 to 1.6 approvals per ballot in races with more than two candidates.
Other organizations
The idea of approval was adopted by X. Hu and Lloyd Shapley in 2003 in studying authority distribution in organizations.
Approval has been adopted by several societies: the Society for Social Choice and Welfare (1992), Mathematical Association of America (1986), the American Mathematical Society, the Institute of Management Sciences (1987) (now the Institute for Operations Research and the Management Sciences), the American Statistical Association (1987), and the Institute of Electrical and Electronics Engineers (1987). The IEEE board in 2002 rescinded its decision to use Approval. IEEE Executive Director Daniel J. Senese stated that Approval was abandoned because "few of our members were using it and it was felt that it was no longer needed." (It is worth noting that most IEEE elections had only two candidates listed on the ballot.) Because none of these associations report results to their members and the public, it is difficult to evaluate Senese's claim and whether it is also true of other associations; Steven Brams' analysis of the 5-candidate 1987 Mathematical Association of America presidential election shows that 79% of voters cast a ballot for one candidate, 16% for 2 candidates, 5% for 3, and 1% for 4, with the winner earning the approval of 1,267 (32%) of 3,924 voters.
Approval also can be used in social scenarios as a fairer system compared to a first-past-the-post equivalent, being able to avoid a spoiler effect while still being very quick to calculate.
Strategic voting
Overview
Approval voting allows voters to select all the candidates whom they consider to be reasonable choices.
Strategic Approval differs from ranked voting (aka preferential voting) methods where voters might reverse the preference order of two options, which if done on a larger scale can cause an unpopular candidate to win. Strategic Approval, with more than two options, involves the voter changing their approval threshold. The voter decides which options to give the same rating, even if they were to have a preference order between them. This leaves a tactical concern any voter has for approving their second-favorite candidate, in the case that there are three or more candidates. Approving their second-favorite means the voter harms their favorite candidate's chance to win. Not approving their second-favorite means the voter helps the candidate they least desire to beat their second-favorite and perhaps win.
Approval allows for bullet voting and compromising, while it is immune to push-over and burying.
Bullet voting occurs when a voter approves only candidate "a" instead of both "a" and "b" for the reason that voting for "b" can cause "a" to lose. The voter would be satisfied with either "a" or "b" but has a moderate preference for "a". Were "b" to win, this hypothetical voter would still be satisfied. If supporters of both "a" and "b" do this, it could cause candidate "c" to win. This creates the "chicken dilemma", as supporters of "a" and "b" are playing chicken as to which will stop strategic voting first, before both of these candidates lose.
Compromising occurs when a voter approves an additional candidate who is otherwise considered unacceptable to the voter to prevent an even worse alternative from winning.
Sincere voting
Approval experts describe sincere votes as those "... that directly reflect the true preferences of a voter, i.e., that do not report preferences 'falsely. They also give a specific definition of a sincere approval vote in terms of the voter's ordinal preferences as being any vote that, if it votes for one candidate, it also votes for any more preferred candidate. This definition allows a sincere vote to treat strictly preferred candidates the same, ensuring that every voter has at least one sincere vote. The definition also allows a sincere vote to treat equally preferred candidates differently. When there are two or more candidates, every voter has at least three sincere approval votes to choose from. Two of those sincere approval votes do not distinguish between any of the candidates: vote for none of the candidates and vote for all of the candidates. When there are three or more candidates, every voter has more than one sincere approval vote that distinguishes between the candidates.
Examples
Based on the definition above, if there are four candidates, A, B, C, and D, and a voter has a strict preference order, preferring A to B to C to D, then the following are the voter's possible sincere approval votes:
vote for A, B, C, and D
vote for A, B, and C
vote for A and B
vote for A
vote for no candidates
If the voter instead equally prefers B and C, while A is still the most preferred candidate and D is the least preferred candidate, then all of the above votes are sincere and the following combination is also a sincere vote:
vote for A and C
The decision between the above ballots is equivalent to deciding an arbitrary "approval cutoff." All candidates preferred to the cutoff are approved, all candidates less preferred are not approved, and any candidates equal to the cutoff may be approved or not arbitrarily.
Sincere strategy with ordinal preferences
A sincere voter with multiple options for voting sincerely still has to choose which sincere vote to use. Voting strategy is a way to make that choice, in which case strategic Approval includes sincere voting, rather than being an alternative to it. This differs from other voting systems that typically have a unique sincere vote for a voter.
When there are three or more candidates, the winner of an Approval election can change, depending on which sincere votes are used. In some cases, Approval can sincerely elect any one of the candidates, including a Condorcet winner and a Condorcet loser, without the voter preferences changing. To the extent that electing a Condorcet winner and not electing a Condorcet loser is considered desirable outcomes for a voting system, Approval can be considered vulnerable to sincere, strategic voting. In one sense, conditions where this can happen are robust and are not isolated cases. On the other hand, the variety of possible outcomes has also been portrayed as a virtue of Approval, representing the flexibility and responsiveness of Approval, not just to voter ordinal preferences, but cardinal utilities as well.
Dichotomous preferences
Approval avoids the issue of multiple sincere votes in special cases when voters have dichotomous preferences. For a voter with dichotomous preferences, Approval is strategy-proof (also known as strategy-free). When all voters have dichotomous preferences and vote the sincere, strategy-proof vote, Approval is guaranteed to elect the Condorcet winner, if one exists. However, having dichotomous preferences when there are three or more candidates is not typical. It is an unlikely situation for all voters to have dichotomous preferences when there are more than a few voters.
Having dichotomous preferences means that a voter has bi-level preferences for the candidates. All of the candidates are divided into two groups such that the voter is indifferent between any two candidates in the same group and any candidate in the top-level group is preferred to any candidate in the bottom-level group. A voter that has strict preferences between three candidates—prefers A to B and B to C—does not have dichotomous preferences.
Being strategy-proof for a voter means that there is a unique way for the voter to vote that is a strategically best way to vote, regardless of how others vote. In Approval, the strategy-proof vote, if it exists, is a sincere vote.
Approval threshold
Another way to deal with multiple sincere votes is to augment the ordinal preference model with an approval or acceptance threshold. An approval threshold divides all of the candidates into two sets, those the voter approves of and those the voter does not approve of. A voter can approve of more than one candidate and still prefer one approved candidate to another approved candidate. Acceptance thresholds are similar. With such a threshold, a voter simply votes for every candidate that meets or exceeds the threshold.
With threshold voting, it is still possible to not elect the Condorcet winner and instead elect the Condorcet loser when they both exist. However, according to Steven Brams, this represents a strength rather than a weakness of Approval. Without providing specifics, he argues that the pragmatic judgements of voters about which candidates are acceptable should take precedence over the Condorcet criterion and other social choice criteria.
Strategy with cardinal utilities
Voting strategy under approval is guided by two competing features of Approval. On the one hand, Approval fails the later-no-harm criterion, so voting for a candidate can cause that candidate to win instead of a candidate more preferred by that voter. On the other hand, Approval satisfies the monotonicity criterion, so not voting for a candidate can never help that candidate win, but can cause that candidate to lose to a less preferred candidate. Either way, the voter can risk getting a less preferred election winner. A voter can balance the risk-benefit trade-offs by considering the voter's cardinal utilities, particularly via the von Neumann–Morgenstern utility theorem, and the probabilities of how others vote.
A rational voter model described by Myerson and Weber specifies an Approval strategy that votes for those candidates that have a positive prospective rating. This strategy is optimal in the sense that it maximizes the voter's expected utility, subject to the constraints of the model and provided the number of other voters is sufficiently large.
An optimal approval vote always votes for the most preferred candidate and not for the least preferred candidate. However, an optimal vote can require voting for a candidate and not voting for a more preferred candidate if there 4 candidates or more.
Other strategies are also available and coincide with the optimal strategy in special situations. For example:
Vote for the candidates that have above average utility. This strategy coincides with the optimal strategy if the voter thinks that all pairwise ties are equally likely
Vote for any candidate that is more preferred than the expected winner and also vote for the expected winner if the expected winner is more preferred than the expected runner-up. This strategy coincides with the optimal strategy if there are three or fewer candidates or if the pivot probability for a tie between the expected winner and expected runner-up is sufficiently large compared to the other pivot probabilities. This strategy, if used by all voters implies at equilibrium the election of the Condorcet winner whenever it exists.
Vote for the most preferred candidate only. This strategy coincides with the optimal strategy when there is only one candidate with a positive prospective rating.
Another strategy is to vote for the top half of the candidates, the candidates that have an above-median utility. When the voter thinks that others are balancing their votes randomly and evenly, the strategy maximizes the voter's power or efficacy, meaning that it maximizes the probability that the voter will make a difference in deciding which candidate wins.
Optimal strategic Approval fails to satisfy the Condorcet criterion and can elect a Condorcet loser. Strategic Approval can guarantee electing the Condorcet winner in some special circumstances. For example, if all voters are rational and cast a strategically optimal vote based on a common knowledge of how all the other voters vote except for small-probability, statistically independent errors in recording the votes, then the winner will be the Condorcet winner, if one exists.
Strategy examples
In the example election described here, assume that the voters in each faction share the following von Neumann–Morgenstern utilities, fitted to the interval between 0 and 100. The utilities are consistent with the rankings given earlier and reflect a strong preference each faction has for choosing its city, compared to weaker preferences for other factors such as the distance to the other cities.
Using these utilities, voters choose their optimal strategic votes based on what they think the various pivot probabilities are for pairwise ties. In each of the scenarios summarized below, all voters share a common set of pivot probabilities.
In the first scenario, voters all choose their votes based on the assumption that all pairwise ties are equally likely. As a result, they vote for any candidate with an above-average utility. Most voters vote for only their first choice. Only the Knoxville faction also votes for its second choice, Chattanooga. As a result, the winner is Memphis, the Condorcet loser, with Chattanooga coming in second place. In this scenario, the winner has minority approval (more voters disapproved than approved) and all the others had even less support, reflecting the position that no choice gave an above-average utility to a majority of voters.
In the second scenario, all of the voters expect that Memphis is the likely winner, that Chattanooga is the likely runner-up, and that the pivot probability for a Memphis-Chattanooga tie is much larger than the pivot probabilities of any other pair-wise ties. As a result, each voter votes for any candidate they prefer more than the leading candidate, and also vote for the leading candidate if they prefer that candidate more than the expected runner-up. Each remaining scenario follows a similar pattern of expectations and voting strategies.
In the second scenario, there is a three-way tie for first place. This happens because the expected winner, Memphis, was the Condorcet loser and was also ranked last by any voter that did not rank it first.
Only in the last scenario does the actual winner and runner-up match the expected winner and runner-up. As a result, this can be considered a stable strategic voting scenario. In the language of game theory, this is an "equilibrium." In this scenario, the winner is also the Condorcet winner.
Dichotomous cutoff
As this voting method is cardinal rather than ordinal, it is possible to model voters in a way that does not simplify to an ordinal method. Modelling voters with a 'dichotomous cutoff' assumes a voter has an immovable approval cutoff, while having meaningful cardinal preferences. This means that rather than voting for their top 3 candidates, or all candidates above the average approval (which may result in their vote changing if one candidate drops out, resulting in a system that does not satisfy IIA), they instead vote for all candidates above a certain approval 'cutoff' that they have decided. This cutoff does not change, regardless of which and how many candidates are running, so when all available alternatives are either above or below the cutoff, the voter votes for all or none of the candidates, despite preferring some over others. This could be imagined to reflect a case where many voters become disenfranchised and apathetic if they see no candidates they approve of. In a case such as this, many voters may have an internal cutoff, and would not simply vote for their top 3, or the above average candidates, although that is not to say that it is necessarily entirely immovable.
For example, in this scenario, voters are voting for candidates with approval above 50% (bold signifies that the voters voted for the candidate):
C wins with 65% of the voters' approval, beating B with 60%, D with 40% and A with 35%
If voters' threshold for receiving a vote is that the candidate has an above average approval, or they vote for their two most approved of candidates, this is not a dichotomous cutoff, as this can change if candidates drop out. On the other hand, if voters' threshold for receiving a vote is fixed (say 50%), this is a dichotomous cutoff, and satisfies IIA as shown below:
B now wins with 60%, beating C with 55% and D with 40%
With dichotomous cutoff, C still wins.
B now wins with 70%, beating C and A with 65%
With dichotomous cutoff, C still wins.
Compliance with voting system criteria
Most of the mathematical criteria by which voting systems are compared were formulated for voters with ordinal preferences. In this case, approval voting requires voters to make an additional decision of where to put their approval cutoff (see examples above). Depending on how this decision is made, Approval satisfies different sets of criteria.
There is no ultimate authority on which criteria should be considered, but the following are criteria that many voting theorists accept and consider desirable:
Unrestricted domain—A voter may have any preference ordering among the alternatives.
Non-dictatorship—There does not exist a single voter whose preference for the alternatives always determines the outcome regardless of other voters' preferences.
Pareto efficiency—If every voter prefers candidate A to all other candidates, then A must be elected. (from Arrow's impossibility theorem)
Majority criterion—If there exists a majority that ranks (or rates) a single candidate higher than all other candidates, does that candidate always win?
Monotonicity criterion—Is it impossible to cause a winning candidate to lose by ranking that candidate higher, or to cause a losing candidate to win by ranking that candidate lower?
Consistency criterion—If the electorate is divided in two and a choice wins in both parts, does it always win overall?
Participation criterion—Is voting honestly always better than not voting at all? (This is grouped with the distinct but similar Consistency Criterion in the table below.)
Condorcet criterion—If a candidate beats every other candidate in pairwise comparison, does that candidate always win? (This implies the majority criterion, above)
Condorcet loser criterion—If a candidate loses to every other candidate in pairwise comparison, does that candidate always lose?
Independence of irrelevant alternatives—Is the outcome the same after adding or removing non-winning candidates?
Independence of clones criterion—Is the outcome the same if candidates identical to existing candidates are added?
Reversal symmetry—If individual preferences of each voter are inverted, does the original winner never win?
Approval satisfies the mutual majority criterion and Smith criterion when voters' preferences are dichotomous; this is because the winner will be someone that the most voters prefer above all others, or that ties with other candidates but the group of tied candidates is preferred by more voters than any candidate not in the group.
See also
Some variants and generalizations of approval voting are:
Multiwinner approval voting — multiple candidates may be elected, instead of just one.
Fractional approval voting — the election outcome is a distribution - assigning a fraction to each candidate.
Score voting (also called range voting) — is simply approval voting where voters can give a wider range of scores than 0 or 1 (e.g. 0-5 or 0-7).
Combined approval voting — form of score voting with three levels that uses a scale of (-1, 0, +1) or (0, 1, 2).
D21 – Janeček method — limited to two approval and one negative vote per voter.
Notes
References
Sources
External links
Approval Voting Article by The Center for Election Science
Could Approval Voting Prevent Electoral Disaster? Video by Big Think
Approval Voting on Dichotomous Preferences Article by Marc Vorsatz.
Scoring Rules on Dichotomous Preferences Article by Marc Vorsatz.
The Arithmetic of Voting article by Guy Ottewell
Critical Strategies Under Approval Voting: Who Gets Ruled In And Ruled Out Article by Steven J. Brams and M. Remzi Sanver.
Quick and Easy Voting for Normal People YouTube video
Single-winner electoral systems
Cardinal electoral systems
Monotonic electoral systems
Approval voting
Rating systems |
1859 | https://en.wikipedia.org/wiki/Arizona%20State%20University | Arizona State University | Arizona State University (Arizona State or ASU) is a public research university in the Phoenix metropolitan area. Founded in 1885 as Territorial Normal School by the 13th Arizona Territorial Legislature, ASU is now one of the largest public universities by enrollment in the United States. It was one of about 180 "normal schools" founded in the late 19th century to train teachers for the rapidly growing public common schools. Some closed, but most steadily expanded their role and became state colleges in the early 20th century, then state universities in the late 20th century.
One of three universities governed by the Arizona Board of Regents, ASU is a member of the Association of American Universities and classified among "R1: Doctoral Universities – Very High Research Activity". ASU has nearly 145,000 students attending classes, with more than 62,000 students attending online, and 112,000 undergraduates and nearly 30,000 postgraduates across its five campuses and four regional learning centers throughout Arizona. ASU offers 350 degree options from its 17 colleges and more than 170 cross-discipline centers and institutes for undergraduates students, as well as more than 400 graduate degree and certificate programs.
The Arizona State Sun Devils compete in 26 varsity-level sports in the NCAA Division I Pac-12 Conference and is home to over 1,100 registered student organizations. Sun Devil teams have won 165 national championships, including 24 NCAA trophies. 179 Sun Devils have made Olympic teams, winning 60 Olympic medals: 25 gold, 12 silver, and 23 bronze.
ASU reported that its faculty of more than 5,000 scholars included 5 Nobel laureates, 10 MacArthur Fellows, 10 Pulitzer Prize winners, 10 National Academy of Engineering members, 23 National Academy of Sciences members, 26 American Academy of Arts and Sciences members, 41 Guggenheim fellows, 157 National Endowment for the Humanities fellows, and 281 Fulbright Program American Scholars.
History
1885–1929
Arizona State University was established as the Territorial Normal School at Tempe on March 12, 1885, when the 13th Arizona Territorial Legislature passed an act to create a normal school to train teachers for the Arizona Territory. The campus consisted of a single, four-room schoolhouse on a 20-acre plot largely donated by Tempe residents George and Martha Wilson. Classes began with 33 students on February 8, 1886. The curriculum evolved over the years and the name was changed several times; the institution was also known as Tempe Normal School of Arizona (1889–1903), Tempe Normal School (1903–1925), Tempe State Teachers College (1925–1929), Arizona State Teachers College (1929–1945), Arizona State College (1945–1958) and, by a 2–1 margin of the state's voters, Arizona State University in 1958.
In 1923, the school stopped offering high school courses and added a high school diploma to the admissions requirements. In 1925, the school became the Tempe State Teachers College and offered four-year Bachelor of Education degrees as well as two-year teaching certificates. In 1929, the 9th Arizona State Legislature authorized Bachelor of Arts in Education degrees as well, and the school was renamed the Arizona State Teachers College. Under the 30-year tenure of president Arthur John Matthews (1900–1930), the school was given all-college student status. The first dormitories built in the state were constructed under his supervision in 1902. Of the 18 buildings constructed while Matthews was president, six are still in use. Matthews envisioned an "evergreen campus", with many shrubs brought to the campus, and implemented the planting of 110 Mexican Fan Palms on what is now known as Palm Walk, a century-old landmark of the Tempe campus.
During the Great Depression, Ralph Waldo Swetman was hired to succeed President Matthews, coming to Arizona State Teachers College in 1930 from Humboldt State Teachers College where he had served as president. He served a three-year term, during which he focused on improving teacher-training programs. During his tenure, enrollment at the college doubled, topping the 1,000 mark for the first time. Matthews also conceived of a self-supported summer session at the school at Arizona State Teachers College, a first for the school.
1930–1989
In 1933, Grady Gammage, then president of Arizona State Teachers College at Flagstaff, became president of Arizona State Teachers College at Tempe, beginning a tenure that would last for nearly 28 years, second only to Swetman's 30 years at the college's helm. Like President Porter Eric Gasvoda before him, Gammage oversaw the construction of several buildings on the Tempe campus. He also guided the development of the university's graduate programs; the first Master of Arts in Education was awarded in 1938, the first Doctor of Education degree in 1954 and 10 non-teaching master's degrees were approved by the Arizona Board of Regents in 1956. During his presidency, the school's name was changed to Arizona State College in 1945, and finally to Arizona State University in 1958. At the time, two other names were considered: Tempe University and State University at Tempe. Among Gammage's greatest achievements in Tempe was the Frank Lloyd Wright-designed construction of what is Grady Gammage Memorial Auditorium/ASU Gammage. One of the university's hallmark buildings, ASU Gammage was completed in 1964, five years after the president's (and Wright's) death.
Gammage was succeeded by Harold D. Richardson, who had served the school earlier in a variety of roles beginning in 1939, including director of graduate studies, college registrar, dean of instruction, dean of the College of Education and academic vice president. Although filling the role of acting president of the university for just nine months (Dec. 1959 to Sept. 1960), Richardson laid the groundwork for the future recruitment and appointment of well-credentialed research science faculty.
By the 1960s, under G. Homer Durham, the university's 11th president, ASU began to expand its curriculum by establishing several new colleges and, in 1961, the Arizona Board of Regents authorized doctoral degree programs in six fields, including Doctor of Philosophy. By the end of his nine-year tenure, ASU had more than doubled enrollment, reporting 23,000 in 1969.
The next three presidents—Harry K. Newburn (1969–71), John W. Schwada (1971–81) and J. Russell Nelson (1981–89), including and Interim President Richard Peck (1989)—led the university to increased academic stature, the establishment of the ASU West Valley campus in 1984 and its subsequent construction in 1986, a focus on computer-assisted learning and research, and rising enrollment.
1990–present
Under the leadership of Lattie F. Coor, president from 1990 to 2002, ASU grew through the creation of the Polytechnic campus and extended education sites. Increased commitment to diversity, quality in undergraduate education, research, and economic development occurred over his 12-year tenure. Part of Coor's legacy to the university was a successful fundraising campaign: through private donations, more than $500 million was invested in areas that would significantly impact the future of ASU. Among the campaign's achievements were the naming and endowing of Barrett, The Honors College, and the Herberger Institute for Design and the Arts; the creation of many new endowed faculty positions; and hundreds of new scholarships and fellowships.
In 2002, Michael M. Crow became the university's 16th president. At his inauguration, he outlined his vision for transforming ASU into a "New American University"—one that would be open and inclusive, and set a goal for the university to meet Association of American Universities criteria and to become a member. Crow initiated the idea of transforming ASU into "One university in many places"—a single institution comprising several campuses, sharing students, faculty, staff and accreditation. Subsequent reorganizations combined academic departments, consolidated colleges and schools, and reduced staff and administration as the university expanded its West Valley and Polytechnic campuses. ASU's Downtown Phoenix campus was also expanded, with several colleges and schools relocating there. The university established learning centers throughout the state, including the ASU Colleges at Lake Havasu City and programs in Thatcher, Yuma, and Tucson. Students at these centers can choose from several ASU degree and certificate programs.
During Crow's tenure, and aided by hundreds of millions of dollars in donations, ASU began a years-long research facility capital building effort that led to the establishment of the Biodesign Institute at Arizona State University, the Julie Ann Wrigley Global Institute of Sustainability, and several large interdisciplinary research buildings. Along with the research facilities, the university faculty was expanded, including the addition of five Nobel Laureates. Since 2002, the university's research expenditures have tripled and more than 1.5 million square feet of space has been added to the university's research facilities.
The economic downturn that began in 2008 took a particularly hard toll on Arizona, resulting in large cuts to ASU's budget. In response to these cuts, ASU capped enrollment, closed some four dozen academic programs, combined academic departments, consolidated colleges and schools, and reduced university faculty, staff and administrators; with an economic recovery underway in 2011, however, the university continued its campaign to expand the West Valley and Polytechnic Campuses, and establish a low-cost, teaching-focused extension campus in Lake Havasu City. As of 2011, an article in Slate reported that, "the bottom line looks good", noting that:
On May 1, 2014, ASU was listed as one of fifty-five higher education institutions under investigation by the Office of Civil Rights "for possible violations of federal law over the handling of sexual violence and harassment complaints" by Barack Obama's White House Task Force To Protect Students from Sexual Assault. The publicly announced investigation followed two Title IX suits. In July 2014, a group of at least nine current and former students who alleged they were harassed or assaulted asked the federal investigation be expanded.
In August 2014 ASU president Michael Crow appointed a task force comprising faculty and staff, students, and members of the university police force to review the university's efforts to address sexual violence. Crow accepted the recommendations of the task force in November 2014.
In 2015, the Thunderbird School of Global Management became the fifth ASU campus, as the Thunderbird School of Global Management at ASU. Partnerships for education and research with Mayo Clinic established collaborative degree programs in health care and law, and shared administrator positions, laboratories and classes at the Mayo Clinic Arizona campus.
The Beus Center for Law and Society, the new home of ASU's Sandra Day O'Connor College of Law, opened in fall 2016 on the Downtown Phoenix campus, relocating faculty and students from the Tempe campus to the state capital.
Organization and administration
The Arizona Board of Regents governs Arizona State University as well as the state's other public universities; University of Arizona and Northern Arizona University. The Board of Regents is composed of 12 members including 11 who are voting members, and one non-voting member. Members of the board include the state governor and superintendent of public instruction acting as ex-officio members, eight volunteer Regents members with eight-year terms who are appointed by the governor, and two student regents, each with two-year terms, and each serving a one-year term as non-voting apprentices. ABOR provides policy guidance to the state universities of Arizona. ASU has four campuses in metropolitan Phoenix, Arizona, including the Tempe campus in Tempe; the West Valley campus in Glendale; the Downtown Phoenix campus; and the Polytechnic campus in Mesa. ASU also offers courses and degrees through ASU Online and at the ASU Colleges at Lake Havasu City in western Arizona, and offers regional learning programs in Thatcher, Yuma and Tucson.
The Arizona Board of Regents appoints and elects the president of the university, who is considered the institution's chief executive officer and the chief budget officer. The president executes measures enacted by the Board of Regents, controls the university's property, and acts as the university's official representative to the Board of Regents. The chief executive officer is assisted through the administration of the institution by the provost, vice presidents, deans, faculty, directors, department chairs, and other officers. The president also selects and appoints administrative officers and general counsels. The 16th ASU president is Michael M. Crow, who has served since July 1, 2002.
Campuses and locations
Academic programs are spread across four distinct campuses in the Phoenix Metropolitan Area; unlike most multi-campus institutions, however, ASU describes itself as "one university in many places", inferring there is "not a system with separate campuses, and not one main campus with branch campuses." The university considers each campus "distinctive" and academically focused on certain aspects of the overall university mission. The Tempe campus is the university's research and graduate school center. Undergraduate studies on the Tempe campus are research-based programs that prepare students for graduate school, professional school, or employment. The Polytechnic campus is designed with an emphasis on professional and technological programs for direct workforce preparation. The Polytechnic campus is the site of many of the university's simulators and laboratories dedicated for project-based learning. The West Valley campus is focused on interdisciplinary degrees and the liberal arts, while maintaining professional programs with a direct impact on the community and society. The Downtown Phoenix campus focuses on direct urban and public programs such as nursing, public policy, criminal justice, mass communication, and journalism. ASU recently relocated some nursing and health related programs to its new ASU-Mayo Medical School campus. Inter-campus shuttles and light rail allow students and faculty to easily travel between the campuses. In addition to the physical campuses, ASU's "virtual campus" at the university's SkySong Innovation Center, provides online and extended education.
The Arizona Board of Regents reports the ASU facilities inventory totals more than 23 million gross square feet.
Tempe campus
ASU's Tempe campus is in downtown Tempe, Arizona, about east of downtown Phoenix. The campus is considered urban, and is approximately in size. It is arranged around broad pedestrian malls and is completely encompassed by an arboretum. The Tempe campus is also the largest of ASU's campuses, with more than 70,000 students enrolled in at least one class on campus in fall 2017. The campus is considered to range from the streets Rural Road on the east to Mill Avenue on the west, and Apache Boulevard on the south to Rio Salado Parkway on the north.
The Tempe campus is ASU's original campus, and Old Main, the oldest building on campus, still stands. Today's university and the Tempe campus were founded as the Territorial Normal School when first constructed, and was originally a teachers college. There are many notable landmarks on campus, including Grady Gammage Memorial Auditorium, designed by Frank Lloyd Wright; Palm Walk, which is lined by 111 palm trees; Charles Trumbull Hayden Library; the University Club building; Margaret Gisolo Dance Theatre; Arizona State University Art Museum; and University Bridge. Furthermore, the Tempe campus is home to Barrett, The Honors College. In addition, the campus has an extensive public art collection; It was named "the single most impressive venue for contemporary art in Arizona" by Art in America magazine. Against the northwest edge of campus is the Mill Avenue district (part of downtown Tempe), which has a college atmosphere that attracts many students to its restaurants and bars. Students also have Tempe Marketplace, a shopping, dining and entertainment center with an outdoor setting near the northeast border of the campus. The Tempe campus is also home to all of the university's athletic facilities.
West Valley campus
Established in 1984 by the Arizona legislature, the West Valley campus sits on in a suburban area of northwest Phoenix. The West Valley campus lies about northwest of Downtown Phoenix, and about northwest of the Tempe campus. The West Valley campus is designated as a Phoenix Point of Pride and is nearly completely powered by a solar array. The campus serves more than 4,000 students enrolled in at least a single course and offers more than 100 degree programs from the New College of Interdisciplinary Arts and Sciences, the Mary Lou Fulton Teachers College, W. P. Carey School of Business, College of Public Service and Community Solutions, College of Health Solutions, and the College of Nursing and Health Innovation.
Polytechnic campus
Founded in 1996 as "ASU East", the ASU Polytechnic campus serves more than 4,800 students and is home to more than 130 bachelor's, master's and doctoral degrees in professional, technical science, humanities, social science and pre-health programs through the W. P. Carey School of Business/Morrison School of Management and Agribusiness, Mary Lou Fulton Teachers College, Ira A. Fulton Schools of Engineering, and College of Integrative Sciences and Arts. The campus — a desert arboretum — includes outdoor learning labs and spaces as well as leading-edge simulators and indoor lab spaces to support teaching and research in various fields of study. The campus is in southeast Mesa, Arizona, approximately southeast of the Tempe campus, and southeast of downtown Phoenix. The Polytechnic campus sits on the former Williams Air Force Base and is adjacent to the Phoenix-Mesa Gateway Airport and Chandler-Gilbert Community College (Williams campus).
Downtown Phoenix campus
The Downtown Phoenix campus was established in 2006 on the north side of Downtown Phoenix. The campus has an urban design, with several large modern academic buildings intermingled with commercial and retail office buildings. In addition to the new buildings, the campus included the adaptive reuse of several existing structures, including a 1930s era Post Office that is on the National Register of Historic Places. Serving 11,465 students, the campus houses the College of Health Solutions, College of Integrative Science and Arts, College of Nursing and Health Innovation, College of Public Service and Community Solutions, Mary Lou Fulton Teachers College, and Walter Cronkite School of Journalism and Mass Communication. In 2013, the campus added the Sun Devil Fitness Center in conjunction with the original YMCA building. ASU's Sandra Day O'Connor College of Law relocated from Tempe to the Downtown Phoenix campus in 2016.
ASU Colleges at Lake Havasu City
In response to demands for lower-cost public higher education in Arizona, ASU developed the small, undergraduate-only college in Lake Havasu City. ASU Colleges are teaching-focused and provide a selection of popular undergraduate majors. The Lake Havasu City campus offers undergraduate degrees at lower tuition rates than other Arizona research universities and a 15-to-1 student-to-faculty ratio.
ASU Online
ASU Online offers more than 150 undergraduate and graduate degree programs through an online platform. The degree programs delivered online hold the same accreditation as the university's traditional face-to-face programs. ASU Online is headquartered at ASU's SkySong campus in Scottsdale, Arizona. ASU Online was ranked in the Top 4 for Best Online Bachelor's Programs by U.S. News & World Report.
Online students are taught by the same faculty and receive the same diploma as on-campus students. ASU online programs allow students to learn in highly interactive environments through student collaboration and through technological personalized learning environments.
In April 2015, ASU Online announced a partnership with edX to form a one of a kind program called the Global Freshman Academy. The program is open to all potential students. The students do not need to submit a high school transcript or GPA to apply for the courses.
As of spring 2017, more than 25,000 students were enrolled through ASU Online. In June 2014, ASU Online and Starbucks announced a partnership called the Starbucks College Achievement Plan. The Starbucks College Achievement Plan offers all benefits-eligible employees full-tuition coverage when they enroll in any one of ASU Online's undergraduate degree programs.
Mayo Clinic School of Medicine, in collaboration with ASU
In 2016, Mayo Clinic and ASU formed a new platform for health care education and research: the Mayo Clinic and Arizona State University Alliance for Health Care. Beginning in 2017, Mayo Clinic School of Medicine students in Phoenix and Scottsdale are among the first to earn a certificate in the Science of Health Care Delivery, with the option to earn a master's degree in the Science of Health Care Delivery through ASU.
Thunderbird Campus
Thunderbird School of Global Management is one of the newest units of "Arizona State University Knowledge Enterprise." The flagship campus was in Glendale, Arizona, at Thunderbird Field No. 1, a former military airfield from which it derives its name, until 2018 when the Thunderbird School relocated to the Downtown area.
Barrett and O'Connor Center
Following a nearly 15-year presence in Washington, D.C., through more minor means, ASU opened the Barrett and O'Connor Center in 2018 to solidify the university's contacts with the capital city. The center houses ASU's D.C.-based academic programs, including the Washington Bureau of the Walter Cronkite School of Journalism and Mass Communication, the Sandra Day O'Connor College of Law Rule of Law and Governance program, the Capital Scholars program, and the McCain Institute's Next Generation Leaders program, among many others. In addition to hosting classes and internships on-site, special lectures and seminars taught from the Barrett & O'Connor Washington Center are connected to classrooms in Arizona through video-conferencing technology. The Barrett and O'Connor center is located at 1800 I St NW, Washington, DC 20006, close to the White House.
ASU California
ASU operates its "California Center" in Los Angeles at the Herald Examiner Building. The center offers undergraduate and graduate degree programs, executive education, workshops and seminars. In 2022, ASU acquired a small nonprofit college, Columbia College Hollywood, and renamed it California College of ASU. In 2023, ASU reached an agreement with the for-profit Fashion Institute of Design and Merchandising to take over some of its academic programs, creating ASU FIDM.
Academics
Admissions
As of August 2022, ASU had a systemwide enrolled student population (both in-person and online) of 140,759, a 4% increase over the systemwide total in 2021. Out of that total, approximately 79,000 students were enrolled in-person at one of the ASU campuses, an increase of 3.2% from 2021. Just over 61,000 students were enrolled in ASU Online courses and programs as of August 2022, an increase of roughly 7% in online student enrollment from the previous year.
According to the U.S. News & World Report, for the 2022–2023 academic year ASU admitted 88% of all freshman applicants and classified the school's admissions in the “selective” category. The average high school GPA of incoming first-year students for the 2022–23 academic year was 3.54.
Barrett, The Honors College is ranked among the top honors programs in the nation. Although there are no set minimum admissions criteria for Barrett College, the average GPA of Fall 2017 incoming freshmen was 3.78, with an average SAT score of 1380 and an average ACT score of 29. The Honors college has 7,236 students, with 719 National Merit Scholars.
ASU enrolls 10,268 international students, 14.3% of the total student population. The international student body represents more than 150 nations. The Institute of International Education ranked ASU as the top public university in the U.S. for hosting international students in 2016–2017.
In June 2022, Arizona State University was designated a Hispanic-serving institution (HSI) by the United States Department of Education in recognition of the fact that for the first time in the school's history, during the Fall Semester of 2021 Hispanic students comprised over 25% of the university's total undergraduate enrollment.
Academic programs
ASU offers over 350 majors to undergraduate students, and more than 100 graduate programs leading to numerous masters and doctoral degrees in the liberal arts and sciences, design and arts, engineering, journalism, education, business, law, nursing, public policy, technology, and sustainability. These programs are divided into 16 colleges and schools that are spread across ASU's six campuses. ASU also offers the 4+1 accelerated program, which allows students in their senior year to attain their master's degree the following year. The 4+1 accelerated program is not associated with all majors; for example, in the Mary Lou Fulton Teachers College the 4+1 accelerated program only works with Education Exploratory majors. ASU uses a plus-minus grading system with highest cumulative GPA awarded of 4.0 (at time of graduation). Arizona State University is accredited by the Higher Learning Commission. ASU is one of only four universities in the country to offer a certificate in veterans studies.
Rankings
The 2021 U.S. News & World Report ratings ranked ASU tied for 103rd among universities in the United States and tied for 146th globally. It was also tied for 46th among public universities in the United States, and was ranked 1st among "most innovative schools", tied for 16th in "best undergraduate teaching", 131st in "best value schools", and tied for 191st in "top performers on social mobility" among national universities in the U.S. The innovation ranking, new for 2016, was determined by a poll of top college officials nationwide asking them to name institutions "that are making the most innovative improvements in terms of curriculum, faculty, students, campus life, technology or facilities."
ASU is ranked 42nd–56th in the U.S. and 101st–150th in the world among the top 1000 universities in the 2020 Academic Ranking of World Universities, and 67th U.S./183rd world by the 2020–21 Center for World University Rankings. Money magazine ranked ASU 124th in the country out of 739 schools evaluated for its 2020 "Best Colleges for Your Money" edition. The Wall Street Journal ranks ASU 5th in the nation for producing the best-qualified graduates, determined by a nationwide poll of corporate recruiters.
ASU's Walter Cronkite School of Journalism and Mass Communication has been named one of America's top 10 journalism schools by national publications and organizations for more than a decade. The rankings include: College Magazine (10th), Quality Education and Jobs (6th), and International Student (1st).
For its efforts as a national leader in campus sustainability, ASU was named one of the top 6 "Cool Schools" by the Sierra Club in 2017, was named one of the Princeton Review's most sustainable schools in 2015 and earned an "A−" grade on the 2011 College Sustainability Green Report Card.
Research and Institutes
ASU is classified among "R1: Doctoral Universities – Very High Research Activity". The university spent $673 million in fiscal year 2020, ranking it 43rd nationally. ASU is a NASA designated national space-grant institute and a member of the Universities Research Association. In 2023, it became a member of the Association of American Universities, an elite organization of 71 research universities in the U.S. and Canada. The university is currently in the top 10 for NASA-funded research expenditures.
The university has raised more than $999 million in external funding, and more than 180 companies based on ASU innovations have been launched through the university's exclusive intellectual property management company, Skysong Innovations. The U.S. National Academy of Inventors and the Intellectual Property Owners Association rank ASU in the top 10 nationally and No. 11 globally for U.S. patents awarded to universities in 2020, along with MIT, Stanford and Harvard. ASU jumped to 10th place from 17th in 2017, according to the U.S. National Academy of Inventors and the Intellectual Property Owners Association. Since its inception, Skysong Innovations has fostered the launch of more than 180 companies based on ASU innovations, and attracted more than $999 million in venture funding, including $96 million in fiscal year 2016 alone. In 2013, the Sweden-based University Business Incubator (UBI) Index, named ASU as one of the top universities in the world for business incubation, ranking 17th. UBI reviewed 550 universities and associated business incubators from around the world using an assessment framework that takes more than 50 performance indicators into consideration. As an example, one of ASU's spin-offs (Heliae Development, LLC) raised more than $28 million in venture capital in 2013 alone. In June 2016, ASU received the Entrepreneurial University Award from the Deshpande Foundation, a philanthropic organization that supports social entrepreneurship and innovation.
The university's push to create various institutes has led to greater funding and an increase in the number of researchers in multiple fields. ASU Knowledge Enterprise (KE) advances research, innovation, strategic partnerships, entrepreneurship, economic development and international development. KE is led by Sally C. Morton. KE supports several interdisciplinary research institutes and initiatives. Other notable and famed institutes at ASU are The Institute of Human Origins, L. William Seidman Research Institute (W. P. Carey School of Business), Learning Sciences Institute, Herberger Research Institute, and the Hispanic Research Center. The Biodesign Institute for instance, conducts research on issues such as biomedical and health care outcomes as part of a collaboration with Mayo Clinic to diagnose and treat diseases. The institute has attracted more than $760 million in external funding, filed 860 invention disclosures, nearly 200 patents, and generated 35 spinout companies based on its research. In the early months of the COVID-19 pandemic, Biodesign developed a rapid, saliva-based testing option for the university community, and partnered with the Arizona Department of Health Services to make the saliva-based COVID test available to the public. In October 2021, Biodesign announced their millionth test. The institute also is heavily involved in sustainability research, primarily through reuse of CO2 via biological feedback and various biomasses (e.g. algae) to synthesize clean biofuels. Heliae is a Biodesign Institute spin-off and much of its business centers on algal-derived, high value products. Furthermore, the institute is heavily involved in security research including technology that can detect biological and chemical changes in the air and water. The university has received more than $30 million in funding from the Department of Defense for adapting this technology for use in detecting the presence of biological and chemical weapons. Research conducted at the Biodesign Institute by ASU professor Charles Arntzen made possible the production of Ebola antibodies in specially modified tobacco plants that researchers at Mapp Biopharmaceutical used to create the Ebola therapeutic ZMapp. The treatment is credited with saving the lives of two aid workers. For his work, Arntzen was named the No. 1 honoree among Fast Company's annual "100 Most Creative People in Business" 2015 awards.
World-renowned scholars have been integral to the successes of the institutes associated with the university. ASU students and researchers have been selected as Marshall, Truman, Rhodes, and Fulbright Scholars with the university ranking 1st overall in the U.S. for Fulbright Scholar awards to faculty and 5th overall for recipients of Fulbright U.S. Student awards in the 2015–2016 academic year. ASU faculty includes Nobel Laureates, Royal Society members, National Academy members, and members of the National Institutes of Health, to name a few. ASU Professor Donald Johanson, who discovered the 3.18 million year old fossil hominid Lucy (Australopithecus) in Ethiopia, established the Institute of Human Origins (IHO) in 1981. The institute was first established in Berkeley, California, and later moved to ASU in 1997. As one of the leading research organization in the United States devoted to the science of human origins, IHO pursues a transdisciplinary strategy for field and analytical paleoanthropological research. The Herberger Institute Research Center supports the scholarly inquiry, applied research and creative activity of more than 400 faculty and nearly 5,000 students. The renowned ASU Art Museum, Herberger Institute Community Programs, urban design, and other outreach and initiatives in the arts community round out the research and creative activities of the Herberger Institute. Among well known professors within the Herberger Institute is Johnny Saldaña of the School of Theatre and Film. Saldaña received the 1996 Distinguished Book Award and the prestigious Judith Kase Cooper Honorary Research Award, both from the American Alliance for Theatre Education (AATE). The Julie Ann Wrigley Global Institute of Sustainability is the center of ASU's initiatives focusing on practical solutions to environmental, economic, and social challenges. The institute has partnered with various cities, universities, and organizations from around the world to address issues affecting the global community.
ASU is also involved with NASA in the field of space exploration. To meet the needs of NASA programs, ASU built the LEED Gold Certified, 298,000-square-foot Interdisciplinary Science and Technology Building IV (ISTB 4) at a cost of $110 million in 2012. The building includes space for the School of Earth and Space Exploration (SESE) and includes labs and other facilities for the Ira A. Fulton Schools of Engineering. One of the main projects at ISTB 4 includes the OSIRIS-REx Thermal Emission Spectrometer (OTES). Although ASU built the spectrometers aboard the Martian rovers Spirit and Opportunity, OTES will be the first major scientific instrument completely designed and built at ASU for a NASA space mission. Phil Christensen, the principal investigator for the Mars Global Surveyor Thermal Emission Spectrometer (TES), is a Regents' Professor at ASU. He also serves as the principal investigator for the Mars Odyssey THEMIS instruments, as well as co-investigator for the Mars Exploration Rovers. ASU scientists are responsible for the Mini-TES instruments aboard the Mars Exploration Rovers. The Buseck Center for Meteorite Studies, which is home to rare Martian meteorites and exotic fragments from space, and the Mars Space Flight Facility are on ASU's Tempe campus. In 2017, Lindy Elkins-Tanton of ASU was selected by NASA to lead a deep space mission to Psyche, a metal asteroid believed to be a former planetary core. The $450 million project is the first NASA mission led by the university.
The Army Research Laboratory extended funding for the Arizona State University Flexible Display Center (FDC) in 2009 with a $50 million grant. The university has partnered with the Pentagon on such endeavors since 2004 with an initial $43.7 million grant. In 2012, researchers at the center created the world's largest flexible full-color organic light-emitting diode (OLED), which at the time was 7.4 inches. The following year, the FEDC staff broke their own world record, producing a 14.7-inch version of the display. The technology delivers high-performance while remaining cost-effective during the manufacturing process. Vibrant colors, high switching speeds for video and reduced power consumption are some of the features the center has integrated into the technology. In 2012, ASU eliminated the need for specialized equipment and processing, thereby reducing costs compared to competitive approaches.
Luminosity Lab
The Luminosity Lab is a student-led research and development think tank located on the Tempe campus of ASU. It was founded in 2016 by Dr. Mark Naufel. Fifteen students from multiple disciplines were selected for the initial team.
Notable projects
NASA
A team of students from the Luminosity Lab were finalists in NASA's 2020 BIG Idea Challenge, a national competition to build a probe to explore the darkened regions of the Moon.
A team of students from the Luminosity Lab were among 22 finalists in the Space Robotics Challenge, one of NASA's Centennial Challenges.
X-Prize
In summer 2020, Salesforce CEO Marc Beinhoff partnered with CNBC's Jim Cramer and the X-Prize Foundation, an international mask design competition with an overall prize purse of $1 million. A team of five students from the Luminosity Lab were the winners of the X-prize Next-gen Mask challenge, winning $500,000. The team received national and international press coverage and recognition as the result of being named the top mask of the competition.
Libraries
ASU's faculty and students are served by nine libraries across five campuses: Hayden Library, Noble Library, Music Library and Design and the Arts Library on the Tempe campus; Fletcher Library on the West campus; Downtown Phoenix campus library and Ross-Blakley Law Library at the Downtown Phoenix campus; Polytechnic campus library; and the Thunderbird Library at the Thunderbird campus.
, ASU's libraries held 4.5 million volumes. The Arizona State University library system is ranked the 34th largest research library in the United States and Canada, according to criteria established by the Association of Research Libraries that measures various aspects of quality and size of the collection. The university continues to grow its special collections, such as the recent addition of a privately held collection of manuscripts by poet Rubén Darío.
Hayden Library is on Cady Mall in the center of the Tempe campus and is currently under renovation. It opened in 1966 and is the largest library facility at ASU. An expansion in 1989 created the subterranean entrance underneath Hayden Lawn and is attached to the above-ground portion of the original library. There are two floors underneath Hayden Lawn with a landmark known as the "Beacon of Knowledge" rising from the center. The underground library lights the beacon at night.
The 2013 Capital Improvement Plan, approved by the Arizona Board of Regents, incorporates a $35 million repurposing and renovation project for Hayden Library. The open air moat area that serves as an outdoor study space will be enclosed to increase indoor space for the library. Along with increasing space and renovating the facility, the front entrance of Hayden Library was rebuilt.
Sustainability
, ASU was the top institution of higher education in the United States for solar generating capacity. Today, the university generates over 24 megawatts (MW) of electricity from on-campus solar arrays. This is an increase over the June 2012 total of 15.3 MW. ASU has 88 solar photovoltaic (PV) installations containing 81,424 solar panels across four campuses and the ASU Research Park. An additional 29 MWdc solar installation was dedicated at Red Rock, Pinal County, Arizona, in January 2017, bringing the university's solar generating capacity to 50 MWdc.
Additionally, six wind turbines installed on the roof of the Julie Ann Wrigley Global Institute of Sustainability building on the Tempe campus have operated since October 2008. Under normal conditions, the six turbines produce enough electricity to power approximately 36 computers.
In 2021, ASU researchers installed a passive radiative cooling film to local Tempe bus shelters to cool temperatures during the daytime by radiating heat to space with zero energy use. The film was produced by 3M and cooled shelter temperatures by 4 °C. It was one of the first applications of the cooling film in the country.
ASU's School of Sustainability was the first school in the United States to introduce degrees in the field of sustainability. ASU's School of Sustainability is part of the Wrigley Global Institute of Sustainability. The School was established in spring 2007 and began enrolling undergraduates in fall 2008. The school offers majors, minors, and a number of certificates in sustainability. ASU is also home to the Sustainability Consortium, which was founded by Jay Golden in 2009.
The School of Sustainability has been essential in establishing the university as "a leader in the academics of sustainable business". The university is widely considered to be one of the most ambitious and principled organizations for embedding sustainable practices into its operating model. The university has embraced several challenging sustainability goals. Among the numerous benchmarks outlined in the university's prospectus, is the creation of a large recycling and composting operation that will eliminate 30% and divert 90% of waste from landfills. This endeavor will be aided by educating students about the benefits of avoiding overconsumption that contributes to excessive waste. Sustainability courses have been expanded to attain this goal and many of the university's individual colleges and schools have integrated such material into their lectures and courses. Second, ASU is on track to reduce its rate of water consumption by 50%. The university's most aggressive benchmark is to be the first, large research university to achieve carbon neutrality as it pertains to its Scope 1, 2 and non-transportation Scope 3 greenhouse gas (GHG) emissions.
ASU's College of Integrative Sciences and Arts (CISA) offers degrees and certifications focused on sustainable horticulture, natural resource ecology, indoor farming, desert food production and wildlife management, through its College of Applied Sciences and Arts at ASU's Polytechnic campus. CISA's Burrowing Owl Conservation Project at the Polytechnic campus was noted as one of the distinctive features of ASU in The Sierra Club magazine's ranking of ASU as the top "cool school" for sustainability in 2021.
CISA faculty at the Polytechnic campus in disciplines such as applied biological sciences, and technical communication and user experience, are involved in research and community outreach to promote sustainable use of resources and preservation of species and habitat. Vertical farming, indoor farming and water conservation efforts are just a few of the sustainability initiatives being driven by CISA faculty.
Traditions
Maroon and gold
Gold is the oldest color associated with Arizona State University and dates back to 1896 when the school was named the Tempe Normal School. Maroon and white were later added to the color scheme in 1898. Gold signifies the "golden promise" of ASU. The promise includes every student receiving a valuable educational experience. Gold also signifies the sunshine Arizona is famous for; including the power of the sun and its influence on the climate and the economy. The first uniforms worn by athletes associated with the university were black and white when the "Normals" were the name of the athletic teams. The student section, known as The Inferno, wears gold on game days. Maroon signifies sacrifice and bravery while white represents the balance of negativity and positivity. As it is in the city of Tempe, Arizona, the school's colors adorn the neighboring buildings during big game days and festive events.
Mascot and Spirit Squad
Sparky the Sun Devil is the mascot of Arizona State University and was named by vote of the student body on November 8, 1946. Sparky often travels with the team across the country and has been at every football bowl game in which the university has participated. The university's mascot is not to be confused with the athletics department's logo, the Pitchfork or hand gesture used by those associated with the university. The new logo is used on various sport facilities, uniforms and athletics documents. Arizona State Teacher's College had a different mascot and the sports teams were known as the Owls and later, the Bulldogs. When the school was first established, the Tempe Normal School's teams were simply known as the Normals. Sparky is visible on the sidelines of every home game played in Sun Devil Stadium or other ASU athletic facilities. His routine at football games includes pushups after every touchdown scored by the Sun Devils. He is aided by Sparky's Crew, male yell leaders that must meet physical requirements to participate as members. The female members are known as the Spirit Squad and are categorized into a dance line and spirit line. They are the official squad that represents ASU. The spirit squad competes every year at the ESPN Universal Dance Association (UDA) College Nationals in the Jazz and Hip-Hop categories. They were chosen by the UDA to represent the US at the World Dance Championship 2013 in the Jazz category.
"A" Mountain
A letter has existed on the slope of the mountain since 1918. A "T" followed by an "N" were the first letters to grace the landmark. Tempe Butte, home to "A" Mountain, has had the "A" installed on the slope of its south face since 1938 and is visible from campus just to the south. The original "A" was destroyed by vandals in 1952 with pipe bombs and a new "A", constructed of reinforced concrete, was built in 1955. The vandals were never identified but many speculate the conspirators were students from the rival in-state university (University of Arizona). Many ancient Hohokam petroglyphs were destroyed by the bomb; nevertheless, many of these archeological sites around the mountain remain. There are many traditions surrounding "A" Mountain, including a revived "guarding of the 'A'" in which students camp on the mountainside before games with rival schools. "Whitewashing" of the "A" is a tradition in which incoming freshmen paint the letter white during orientation week and is repainted gold before the first football game of the season. Whitewashing dates back to the 1930s and it grows in popularity every year, with thousands of students going up to paint the "A" every year.
Lantern Walk and Homecoming
The Lantern Walk is one of the oldest traditions at ASU and dates back to 1917. It is considered one of ASU's "most cherished" traditions and is an occasion used to mark the work of those associated with ASU throughout history. Anyone associated with ASU is free to participate in the event, including students, alumni, faculty, employees, and friends. This differs slightly from the original tradition in which the seniors would carry lanterns up "A" Mountain followed by the freshman. The senior class president would describe ASU's traditions and the freshman would repeat an oath of allegiance to the university. It was described as a tradition of "good will between the classes" and a way of ensuring new students would continue the university's traditions with honor. In modern times, the participants walk through campus and follow a path up to "A" Mountain to "light up" Tempe. Keynote speakers, performances, and other events are used to mark the occasion. The night is culminated with a fireworks display. The Lantern Walk was held after the Spring Semester (June) but is now held the week before Homecoming, a tradition that dates to 1924 at ASU. It is held in the fall and in conjunction with a football game.
Victory Bell
In 2012, Arizona State University reintroduced the tradition of ringing a bell after each win for the football team. The ROTC cadets associated with the university transport the bell to various events and ring it after Sun Devil victories. The first Victory Bell, in various forms, was used in the 1930s but the tradition faded in the 1970s when the bell was removed from Memorial Union for renovations. The bell cracked and was no longer capable of ringing. That bell is on the southeast corner of Sun Devil Stadium, near the entrance to the student section. That bell, given to the university in the late 1960s, is painted gold and is a campus landmark.
Sun Devil Marching Band, Devil Walk and songs of the university
The Arizona State University Sun Devil Marching Band, created in 1915 and known as the "Pride of the Southwest", was the first of only two marching bands in the Pac-12 to receive the prestigious Sudler Trophy. The John Philip Sousa Foundation awarded the band the trophy in 1991. The Sun Devil Marching Band remains one of only 28 bands in the nation to have earned the designation. The band performs at every football game played in Sun Devil Stadium. In addition, the Sun Devil Marching Band has made appearances in the Fiesta Bowl, the Rose Bowl, the Holiday Bowl, and the Super Bowl XLII, in addition to many others. Smaller ensembles of band members perform at other sport venues including basketball games at Wells Fargo Arena and baseball games. The Devil Walk is held in Wells Fargo Arena by the football team and involves a more formal introduction of the players to the community; a new approach to the tradition added in 2012 with the arrival of head coach Todd Graham. It begins 2 hours and 15 minutes prior to the game and allows the players to establish rapport with the fans. The walk ends as the team passes the band and fans lined along the path to Sun Devil Stadium. The walk was discontinued when Graham was fired. However, in 2022, interim coach Shaun Aguano announced that the Sun Devil Walk is returning. The most recognizable songs played by the band are "Alma Mater" and ASU's fight songs titled "Maroon and Gold" and the "Al Davis Fight Song". "Alma Mater" was composed by former Music Professor and Director of Sun Devil Marching Band (then known as Bulldog Marching Band), Miles A. Dresskell, in 1937. "Maroon and Gold" was authored by former Director of Sun Devil Marching Band, Felix E. McKernan, in 1948. The "Al Davis Fight Song" (also known as "Go, Go Sun Devils" and "Arizona State University Fight Song") was composed by ASU alumnus Albert Oliver Davis in the 1940s without any lyrics. Recently lyrics were added to the song.
Curtain of Distraction
The Curtain of Distraction is a tradition that appears at every men's and women's basketball game. The tradition started in 2013 in order to get fans to the games. In the second half of basketball games, a portable "curtain" opens up in front of the opponents shooting a free throw and students pop out of the curtain to try and distract the opponent. Some of the skits include an Elvis impersonator, people rubbing mayonnaise on their chest, and people wearing unicorn heads. In 2016, former Olympian Michael Phelps came out of the curtain wearing a Speedo during a game against Oregon State. ESPN estimated that distraction may give ASU a one-to-three point advantage.
Student life
Extracurricular programs
Arizona State University has an active extracurricular involvement program. Located on the second floor of the Student Pavilion at the Tempe campus, Educational Outreach and Student Services (EOSS) provides opportunities for student involvement through clubs, sororities, fraternities, community service, leadership, student government, and co-curricular programming.
The oldest student organization on campus is Devils' Advocates, the volunteer campus tour guide organization, which was founded in 1966 as a way to more competitively recruit National Merit Scholars. There are over 1,100 ASU alumni who can call themselves Advos.
Changemaker Central is a student-run centralized resource hub for student involvement in social entrepreneurship, civic engagement, service-learning, and community service that catalyzes student-driven social change. Changemaker Central locations have opened on all campuses in fall 2011, providing flexible, creative workspaces for everyone in the ASU community. The project is entirely student run and advances ASU's institutional commitments to social embeddedness and entrepreneurship. The space allows students to meet, work and join new networks and collaborative enterprises while taking advantage of ASU's many resources and opportunities for engagement. Changemaker Central has signature programs, including Changemaker Challenge, that support students in their journey to become changemakers by creating communities of support around new solutions/ideas and increasing access to early stage seed funding. The Changemaker Challenge seeks undergraduate and graduate students from across the university who are dedicated to making a difference in our local and global communities through innovation. Students can win up to $10,000 to make their innovative project, prototype, venture or community partnership ideas happen.
In addition to Changemaker Central, the Greek community (Greek Life) at Arizona State University has been important in binding students to the university, and providing social outlets. ASU is also home to one of the nation's first and fastest growing gay fraternities, Sigma Phi Beta, founded in 2003; considered a sign of the growing university's commitment to supporting diversity and inclusion.
The second Eta chapter of Phrateres, a non-exclusive, non-profit social-service club, was installed here in 1958 and became inactive in the 1990s.
There are multiple councils for Greek Life, including the Interfraternity Council (IFC), Multicultural Greek Council (MGC), National Association of Latino Fraternal Organizations (NALFO), National Pan-Hellenic Council (NPHC), Panhellenic Association (PHA), and the Professional Fraternity Council (PFC).
Student media
The State Press is the university's independent, student-operated news publication. The State Press covers news and events on all four ASU campuses. Student editors and managers are solely responsible for the content of the State Press website. These publications are overseen by an independent board and guided by a professional adviser employed by the university.
The Downtown Devil is a student-run news publication website for the Downtown Phoenix Campus, produced by students at the Walter Cronkite School of Journalism and Mass Communication.
ASU has one student-run radio station, Blaze Radio. Blaze Radio is a completely student-run broadcast station owned and funded by the Cronkite School of Journalism. The station broadcasts using a 24-hour online stream on their official website. Blaze Radio plays music 24 hours a day and features daily student-hosted news, music, and sports specialty programs.
Student government
Associated Students of Arizona State University (ASASU) is the student government at Arizona State University. It is composed of the Undergraduate Student Government and the Graduate & Professional Student Association (GPSA). Each ASU campus has a specific USG; USG Tempe (Tempe), USGD (Downtown), USG Polytechnic (Polytechnic) and USG West (West). Members and officers of ASASU are elected annually by the student body.
The Residence Hall Association (RHA) of Arizona State University is the student government for every ASU student living on-campus. Each ASU campus has an RHA that operates independently. RHA's purpose is to improve the quality of residence hall life and provide a cohesive voice for the residents by addressing the concerns of the on-campus populations to university administrators and other campus organizations; providing cultural, diversity, educational, and social programming; establishing and working with individual community councils.
Athletics
Arizona State University's Division I athletic teams are called the Sun Devils, which is also the nickname used to refer to students and alumni of the university. They compete in the Pac-12 Conference in 20 varsity sports. Historically, the university has highly performed in men's, women's, and mixed archery; men's, women's, and mixed badminton; women's golf; women's swimming and diving; baseball; and football. Arizona State University's NCAA Division I-A program competes in 9 varsity sports for men and 11 for women. ASU's athletic director is Ray Anderson, former executive vice president of football operations for the National Football League. Anderson replaced Steve Patterson, who was appointed to the position in 2012, replacing Lisa Love, the former Senior Associate Athletic Director at the University of Southern California. Love was responsible for the hiring of coaches Herb Sendek, the men's basketball coach, and Dennis Erickson, the men's football coach. Erickson was fired in 2011 and replaced by Todd Graham. In December 2017, ASU announced that Herm Edwards would replace Graham as the head football coach. The rival to Arizona State University is University of Arizona.
ASU has won 24 national collegiate team championships in the following sports: baseball (5), men's golf (2), women's golf (8), men's gymnastics (1), softball (2), men's indoor track (1), women's indoor track (2), men's outdoor track (1), women's outdoor track (1), and wrestling (1).
In September 2009, criticism over the seven-figure salaries earned by various coaches at Arizona's public universities (including ASU) prompted the Arizona Board of Regents to re-evaluate the salary and benefit policy for athletic staff. With the 2011 expansion of the Pac-12 Conference, a new $3 billion contract for revenue sharing among all the schools in the conference was established. With the infusion of funds, the salary issue and various athletic department budgeting issues at ASU were addressed. The Pac-12's new media contract with ESPN allowed ASU to hire a new coach in 2012. A new salary and bonus package (maximum bonus of $2.05 million) was instituted and is one of the most lucrative in the conference. ASU also plans to expand its athletic facilities with a public-private investment strategy to create an amateur sports district that can accommodate the Pan American Games and operate as an Olympic Training Center. The athletic district will include a $300 million renovation of Sun Devil Stadium that will include new football facilities. The press box and football offices in Sun Devil Stadium were remodeled in 2012.
Arizona State Sun Devils football was founded in 1896 under coach Fred Irish. The team has played in the 2012 Fight Hunger Bowl, the 2011 Las Vegas bowl, the 2016 Cactus Bowl, and the 2007 Holiday Bowl. The Sun Devils played in the 1997 Rose Bowl and won the Rose Bowl in 1987. The team has appeared in the Fiesta Bowl in 1983, 1977, 1975, 1973, 1972, and 1971 winning 5 of 6. In 1970, and 1975, they were champions of the NCAA Division I FBS National Football Championship. The Sun Devils were Pac-12 Champions in 1986, 1996, and 2007. Altogether, the football team has 17 Conference Championships and has participated in a total of 29 bowl games as of the 2015–2016 season with a 14–14–1 record in those games.
ASU Sun Devils Hockey competed with NCAA Division 1 schools for the first time in 2012, largely due to the success of the program. In 2016, they began as a full-time Division I team.
Eight members of ASU's Women's Swimming and Diving Team were selected to the Pac-10 All-Academic Team on April 5, 2010. In addition, five member of ASU's Men's Swimming and Diving Team were selected to the Pac-10 All-Academic Team on April 6, 2010.
In April 2015, Bobby Hurley was hired as the men's basketball coach, replacing Herb Sendek. Previously, Hurley was the head coach at the University at Buffalo for the UB Bulls as well as an assistant coach at Rhode Island and Wagner University.
In 2015, Bob Bowman was hired as the head swim coach. Previously, Bowman trained Michael Phelps through his Olympic career.
As of Fall 2015, ASU students, including those enrolled in online courses, may avail of a free ticket to all ASU athletic events upon presentation of a valid student ID and reserving one online through their ASU and Ticketmaster account. Tickets may be limited or not available in the 2020–2021 and 2021–2022 school years due to the COVID-19 Pandemic.
Alumni
Arizona State University has produced more than 600,000 alumni worldwide. The Arizona State University Alumni Association is on the Tempe campus in Old Main.
Political figures
The university has produced many notable figures over its 125-year history, including influential U.S. senator Carl Hayden. Barbara Barrett, who served as U.S. Ambassador to Finland under President George W. Bush and served under President Donald Trump as the Secretary of the U.S. Air Force, attained her bachelor's, master's, and law degrees from ASU.
Other notable alumni include nine current or former U.S. Representatives, including Barry Goldwater Jr., Ed Pastor, and Matt Salmon. Arizona governors Doug Ducey and Jane Dee Hull attended ASU. Peterson Zah, who was the first Navajo president and the last chairman of the Navajo Nation, is also an alumnus of ASU.
Business leaders
Ira A. Fulton, philanthropist and founder of Fulton Homes and Kate Spade, namesake and cofounder of Kate Spade New York, attended ASU. Alumnus Kevin Warren is the COO of the Minnesota Vikings, and the highest ranking African-American executive working on the business side of an NFL team.
Athletes
Many world renowned athletes have attended the school, including Silver Star recipient Pat Tillman, who left his National Football League career to enlist in the United States Army in the aftermath of the September 11, 2001 terrorist attacks. World Golf Hall of Fame member Phil Mickelson, Baseball Hall of Fame member Reggie Jackson, Major League Baseball home run king Barry Bonds, National Basketball Association All-Star James Harden, and 2011 NFL Defensive Player of the Year Terrell Suggs are all alumni of ASU. ASU alumni enshrined in the Pro Football Hall of Fame include: Curley Culp, Mike Haynes, John Henry Johnson, Randall McDaniel, and Charley Taylor.
Other notable athletes that attended ASU are: Major League Baseball All-Stars Ian Kinsler, Dustin Pedroia, Sal Bando, and Paul Lo Duca; National Basketball Association All-Stars Lionel Hollins and Fat Lever, and NBA All-Star coach Byron Scott; National Football League Pro Bowl selections Jake Plummer and Danny White; 2021 U.S. Open champion golfer Jon Rahm and three-time Olympic gold medalist swimmers Melissa Belote and Jan Henne, and two-time Olympian and double-Olympic gold medalist Megan Jendrick.
Actors, artists, comedians, commentators, and writers
Celebrities who have attended ASU include: Jimmy Kimmel Live! host Jimmy Kimmel; Steve Allen, who was the original host of The Tonight Show; Academy Award-nominated actor Nick Nolte; 11-Time Grammy Award winning singer Linda Ronstadt; Saturday Night Live and Tommy Boy actor David Spade; Wonder Woman actress Lynda Carter; and Road to Perdition actor Tyler Hoechlin. Influential writers and novelists include: Allison DuBois, whose novels and work inspired the TV miniseries Medium; novelist Amanda Brown; and best-selling author and Doctor of Animal Science Temple Grandin.
Journalists and commentators include former Monday Night Football announcer, and Sunday Night Football announcer Al Michaels, and writer and cartoonist Jerry Dumas, who is best known for his Sam and Silo comic strip. Radio host Michael Reagan, the son of President Ronald Reagan and actress Jane Wyman, also briefly attended. Conservative author, commentator, and popular historian Larry Schweikart, known nationally for writing the New York Times bestseller A Patriot's History of the United States, attended ASU for his bachelor's and master's degrees.
Faculty
ASU faculty have included former CNN host Aaron Brown, Academic Claude Olney, meta-analysis developer Gene V. Glass, feminist and author Gloria Feldt, physicist Paul Davies, and Pulitzer Prize winner and The Ants coauthor Bert Hölldobler. David Kilcullen, a counterinsurgency theorist, is a professor of practice. Donald Johanson, who discovered the 3.18 million year old fossil hominid Lucy (Australopithecus) in Ethiopia, is also a professor, as well as George Poste, Chief Scientist for the Complex Adaptive Systems Initiative. Former US senator Jeff Flake was appointed as a distinguished dean fellow on December 2, 2020. Nobel laureate faculty include Leland Hartwell, and Edward C. Prescott. On June 12, 2012, Elinor Ostrom, ASU's third Nobel laureate, died at the age of 78.
ASU faculty's achievements include:
5 Nobel laureates
3 members of the Royal Society
24 National Academy members
7 Pulitzer Prize winners
5 Sloan Research Fellows
37 Guggenheim Fellows
250 Fulbright American Scholars
5 MacArthur Fellow
23 members of the American Academy of Arts and Sciences
9 members of the National Academy of Engineering
143 National Endowment for the Humanities fellows
65 American Association for the Advancement of Science Fellows
2 members of the Institute of Medicine
8 Presidential Early Career Awards for Scientists and Engineers
8 American Council of Learned Societies Fellows
34 IEEE Fellows
19 Alexander Von Humboldt Foundation Prize Winners
1 Recipient of the Rockefeller Fellowship
Presidential visits
Arizona State University has been visited by nine United States presidents. President Theodore Roosevelt was the first president to visit campus, speaking on the steps of Old Main on March 20, 1911, while in Arizona to dedicate the Roosevelt Dam. President Lyndon B. Johnson spoke at ASU's Grady Gammage Memorial Auditorium on January 29, 1972, at a memorial service for ASU alumnus Senator Carl T. Hayden. Future president Gerald R. Ford debated Senator Albert Gore, Sr. at Grady Gammage Memorial Auditorium on April 28, 1968, and Ford returned to the same building as a former president to give a lecture on February 24, 1984. President Jimmy Carter visited Arizona PBS at ASU's Walter Cronkite School of Journalism and Mass Communication on July 31, 2015, to promote a memoir. Future president Ronald Reagan gave a political speech at the school's Memorial Union in 1957, and returned to campus as a former president on March 20, 1989, delivering his first ever post-presidential speech at ASU's Wells Fargo Arena. President George H. W. Bush gave a lecture at Wells Fargo Arena on May 5, 1998.
President Bill Clinton became the first sitting president to visit ASU on October 31, 1996, speaking on the Grady Gammage Memorial Auditorium lawn. He returned to ASU in 2006, and in 2014, President Clinton, Hillary Clinton, and Chelsea Clinton came to campus to host the Clinton Global Initiative University. President George W. Bush became the second sitting president to visit the school's campus when he debated Senator John Kerry at the university's Grady Gammage Memorial Auditorium on October 13, 2004. President Barack Obama visited ASU as sitting president on May 13, 2009. President Obama delivered the commencement speech for the Spring 2009 Commencement Ceremony. President Obama had previously visited the school as a United States senator. President Richard Nixon did not visit ASU as president, but visited Phoenix as president on October 31, 1970, at an event that included a performance by the Arizona State University Band, which President Nixon acknowledged. As part of President Nixon's remarks, he stated that, "when I am in Arizona, Arizona State is number one."
See also
KAET (channel 8), a PBS member station owned by Arizona State University.
Notes
References
External links
1885 establishments in Arizona Territory
Arizona State Sun Devils
Universities and colleges established in 1885
Natural Science Collections Alliance members
Public universities and colleges in Arizona
Arizona State University
BSL3 laboratories in the United States
Universities and colleges accredited by the Higher Learning Commission |
1862 | https://en.wikipedia.org/wiki/April%2014 | April 14 |
Events
Pre-1600
43 BC – Legions loyal to the Roman Senate, commanded by Gaius Pansa, defeat the forces of Mark Antony in the Battle of Forum Gallorum.
69 – Vitellius, commanding Rhine-based armies, defeats Roman emperor Otho in the First Battle of Bedriacum to take power over Rome.
966 – Following his marriage to the Christian Doubravka of Bohemia, the pagan ruler of the Polans, Mieszko I, converts to Christianity, an event considered to be the founding of the Polish state.
972 – Otto II, Co-Emperor of the Holy Roman Empire, marries Byzantine princess Theophanu. She is crowned empress by Pope John XIII in Rome the same day.
1395 – Tokhtamysh–Timur war: At the Battle of the Terek River, Timur defeats the army of the Golden Horde, beginning the khanate's permanent military decline.
1471 – In England, the Yorkists under Edward IV defeat the Lancastrians under the Earl of Warwick at the Battle of Barnet; the Earl is killed and Edward resumes the throne.
1561 – A celestial phenomenon is reported over Nuremberg, described as an aerial battle.
1601–1900
1639 – Thirty Years' War: Forces of the Holy Roman Empire and Electorate of Saxony are defeated by the Swedes at the Battle of Chemnitz, ending the military effectiveness of the Saxon army for the rest of the war and allowing the Swedes to advance into Bohemia.
1775 – The Society for the Relief of Free Negroes Unlawfully Held in Bondage, the first abolition society in North America, is organized in Philadelphia by Benjamin Franklin and Benjamin Rush.
1793 – The French troops led by Léger-Félicité Sonthonax defeat the slaves settlers in the Siege of Port-au-Prince.
1816 – Bussa, a slave in British-ruled Barbados, leads a slave rebellion, for which he is remembered as the country's first national hero.
1849 – Hungary declares itself independent of Austria with Lajos Kossuth as its leader.
1858 – The 1858 Christiania fire severely destroys several city blocks near Stortorvet in Christiania, Norway, and about 1,000 people lose their homes.
1865 – U.S. President Abraham Lincoln is shot in Ford's Theatre by John Wilkes Booth; Lincoln dies the following day.
1865 – William H. Seward, the U.S. Secretary of State, and his family are attacked at home by Lewis Powell.
1881 – The Four Dead in Five Seconds Gunfight occurs in El Paso, Texas.
1890 – The Pan-American Union is founded by the First International Conference of American States in Washington, D.C.
1894 – The first ever commercial motion picture house opens in New York City, United States. It uses ten Kinetoscopes, devices for peep-show viewing of films.
1895 – The 1895 Ljubljana earthquake, both the most and last destructive earthquake in the area, occurs.
1900 – The world's fair Exposition Universelle opens in Paris.
1901–present
1906 – The first meeting of the Azusa Street Revival, which will launch Pentecostalism as a worldwide movement, is held in Los Angeles.
1908 – Hauser Dam, a steel dam on the Missouri River in Montana, fails, sending a surge of water high downstream.
1909 – Muslims in the Ottoman Empire begin a massacre of Armenians in Adana.
1912 – The British passenger liner hits an iceberg in the North Atlantic and begins to sink.
1928 – The Bremen, a German Junkers W 33 type aircraft, reaches Greenly Island, Canada, completing the first successful transatlantic aeroplane flight from east to west.
1929 – The inaugural Monaco Grand Prix takes place in the Principality of Monaco. William Grover-Williams wins driving a Bugatti Type 35.
1931 – The Second Spanish Republic is proclaimed and king Alfonso XIII goes to exile. Meanwhile, in Barcelona, Francesc Macià proclaims the Catalan Republic.
1935 – The Black Sunday dust storm, considered one of the worst storms of the Dust Bowl, sweeps across the Oklahoma and Texas panhandles and neighboring areas.
1940 – World War II: Royal Marines land in Namsos, Norway, preceding a larger force which will arrive two days later.
1941 – World War II: German and Italian forces attack Tobruk, Libya.
1944 – Bombay explosion: A massive explosion in Bombay harbor kills 300 and causes economic damage valued at 20 million pounds.
1945 – Razing of Friesoythe: The 4th Canadian (Armoured) Division deliberately destroys the German town of Friesoythe on the orders of Major General Christopher Vokes.
1958 – The Soviet satellite Sputnik 2 falls from orbit after a mission duration of 162 days. This was the first spacecraft to carry a living animal, a female dog named Laika, who likely lived only a few hours.
1967 – Gnassingbé Eyadéma overthrows Nicolas Grunitzky and installs himself as the new President of Togo, a title he will hold for the next 38 years.
1978 – Tbilisi demonstrations: Thousands of Georgians demonstrate against Soviet attempts to change the constitutional status of the Georgian language.
1979 – The Progressive Alliance of Liberia stages a protest, without a permit, against an increase in rice prices proposed by the government, with clashes between protestors and the police resulting in over 70 deaths and over 500 injuries.
1981 – STS-1: The first operational Space Shuttle, Columbia completes its first test flight.
1986 – The heaviest hailstones ever recorded, each weighing , fall on the Gopalganj district of Bangladesh, killing 92.
1988 – The strikes a mine in the Persian Gulf during Operation Earnest Will.
1988 – In a United Nations ceremony in Geneva, Switzerland, the Soviet Union signs an agreement pledging to withdraw its troops from Afghanistan.
1991 – The Republic of Georgia introduces the post of President following its declaration of independence from the Soviet Union.
1994 – In a friendly fire incident during Operation Provide Comfort in northern Iraq, two U.S. Air Force aircraft mistakenly shoot-down two U.S. Army helicopters, killing 26 people.
1997 – Pai Hsiao-yen, daughter of Taiwanese artiste Pai Bing-bing is kidnapped on her way to school, preceding her murder.
1999 – NATO mistakenly bombs a convoy of ethnic Albanian refugees. Yugoslav officials say 75 people were killed.
1999 – A severe hailstorm strikes Sydney, Australia causing A$2.3 billion in insured damages, the most costly natural disaster in Australian history.
2002 – Venezuelan president Hugo Chávez returns to office two days after being ousted and arrested by the country's military.
2003 – The Human Genome Project is completed with 99% of the human genome sequenced to an accuracy of 99.99%.
2003 – U.S. troops in Baghdad capture Abu Abbas, leader of the Palestinian group that killed an American on the hijacked cruise liner in 1985.
2005 – The Oregon Supreme Court nullifies marriage licenses issued to same-sex couples a year earlier by Multnomah County.
2006 – Twin blasts triggered by crude bombs during Asr prayer in the Jama Masjid mosque in Delhi injure 13 people.
2014 – Two bombs detonate at a bus station in Nyanya, Nigeria, killing at least 88 people and injuring hundreds. Boko Haram claims responsibility.
2014 – Boko Haram abducts 276 girls from a school in Chibok, Nigeria.
2016 – The foreshock of a major earthquake occurs in Kumamoto, Japan.
2022 – Russian invasion of Ukraine: The Russian warship Moskva sinks.
2023 – The Jupiter Icy Moons Explorer (JUICE) is launched by the European Space Agency.
2024 - Flooding in the Persian Gulf starts, killing 19 in Oman.
Births
Pre-1600
1126 – Averroes, Andalusian Arab physician and philosopher (d. 1198)
1204 – Henry I, king of Castile (d. 1217)
1331 – Jeanne-Marie de Maille, French Roman Catholic saint (d. 1414)
1527 – Abraham Ortelius, Flemish cartographer and geographer (d. 1598)
1572 – Adam Tanner, Austrian mathematician, philosopher, and academic (d. 1632)
1578 – Philip III of Spain (d. 1621)
1601–1900
1629 – Christiaan Huygens, Dutch mathematician, astronomer, and physicist (d. 1695)
1669 – Magnus Julius De la Gardie, Swedish general and politician (d. 1741)
1678 – Abraham Darby I, English iron master (d. 1717)
1709 – Charles Collé, French playwright and songwriter (d. 1783)
1714 – Adam Gib, Scottish minister and author (d. 1788)
1738 – William Cavendish-Bentinck, 3rd Duke of Portland, English politician, Prime Minister of the United Kingdom (d. 1809)
1769 – Barthélemy Catherine Joubert, French general (d. 1799)
1773 – Jean-Baptiste de Villèle, French politician, Prime Minister of France (d. 1854)
1788 – David G. Burnet, American politician, 2nd Vice-President of Texas (d. 1870)
1800 – John Appold, English engineer (d. 1865)
1812 – George Grey, Portuguese-New Zealand soldier, explorer, and politician, 11th Prime Minister of New Zealand (d. 1898)
1814 – Dimitri Kipiani, Georgian publicist and author (d. 1887)
1819 – Harriett Ellen Grannis Arey, American educator, author, editor, and publisher (d. 1901)
1827 – Augustus Pitt Rivers, English general, ethnologist, and archaeologist (d. 1900)
1852 – Alexander Greenlaw Hamilton, Australian biologist (d. 1941)
1854 – Martin Lipp, Estonian pastor and poet (d. 1923)
1857 – Princess Beatrice of the United Kingdom (d. 1944)
1865 – Alfred Hoare Powell, English architect, and designer and painter of pottery (d. 1960)
1866 – Anne Sullivan, American educator (d. 1936)
1868 – Peter Behrens, German architect, designed the AEG turbine factory (d. 1940)
1870 – Victor Borisov-Musatov, Russian painter and educator (d. 1905)
1870 – Syd Gregory, Australian cricketer and coach (d. 1929)
1872 – Abdullah Yusuf Ali, Indian-English scholar and translator (d. 1953)
1874 – Matti Lonkainen, Finnish politician (d. 1918)
1876 – Cecil Chubb, English barrister and one time owner of Stonehenge (d. 1934)
1881 – Husain Salaahuddin, Maldivian poet and scholar (d. 1948)
1882 – Moritz Schlick, German-Austrian physicist and philosopher (d. 1936)
1886 – Ernst Robert Curtius, German philologist and scholar (d. 1956)
1886 – Árpád Tóth, Hungarian poet and translator (d. 1928)
1889 – Arnold J. Toynbee, English historian and academic (d. 1975)
1891 – B. R. Ambedkar, Indian economist, jurist, and politician, 1st Indian Minister of Law and Justice (d. 1956)
1891 – Otto Lasanen, Finnish wrestler (d. 1958)
1892 – Juan Belmonte, Spanish bullfighter (d. 1962)
1892 – V. Gordon Childe, Australian archaeologist and philologist (d. 1957)
1892 – Claire Windsor, American actress (d. 1972)
1900 – Shivrampant Damle, Indian educationist (d. 1977)
1901–present
1902 – Sylvio Mantha, Canadian ice hockey player, coach, and referee (d. 1974)
1903 – Henry Corbin, French philosopher and academic (d. 1978)
1903 – Ruth Svedberg, Swedish discus thrower and triathlete (d. 2002)
1904 – John Gielgud, English actor, director, and producer (d. 2000)
1905 – Elizabeth Huckaby, American author and educator (d. 1999)
1905 – Georg Lammers, German sprinter (d. 1987)
1905 – Jean Pierre-Bloch, French author and activist (d. 1999)
1906 – Faisal of Saudi Arabia, Saudi Arabian king (d. 1975)
1907 – François Duvalier, Haitian physician and politician, 40th President of Haiti (d. 1971)
1912 – Robert Doisneau, French photographer and journalist (d. 1994)
1912 – Georg Siimenson, Estonian footballer (d. 1978)
1913 – Jean Fournet, French conductor (d. 2008)
1916 – Don Willesee, Australian telegraphist and politician, 29th Australian Minister for Foreign Affairs (d. 2003)
1917 – Valerie Hobson, English actress (d. 1998)
1917 – Marvin Miller, American baseball executive (d. 2012)
1918 – Mary Healy, American actress and singer (d. 2015)
1919 – Shamshad Begum, Pakistani-Indian singer (d. 2013)
1919 – K. Saraswathi Amma, Indian author and playwright (d. 1975)
1920 – Ivor Forbes Guest, English lawyer, historian, and author (d. 2018)
1921 – Thomas Schelling, American economist and academic, Nobel Prize laureate (d. 2016)
1922 – Audrey Long, American actress (d. 2014)
1923 – Roberto De Vicenzo, Argentinian golfer (d. 2017)
1924 – Shorty Rogers, American trumpet player and composer (d. 1994)
1924 – Joseph Ruskin, American actor and producer (d. 2013)
1924 – Mary Warnock, Baroness Warnock, English philosopher, and academic (d. 2019)
1925 – Abel Muzorewa, Zimbabwean minister and politician, 1st Prime Minister of Zimbabwe Rhodesia (d. 2010)
1925 – Rod Steiger, American soldier and actor (d. 2002)
1926 – Barbara Anderson, New Zealand author (d. 2013)
1926 – Frank Daniel, Czech director, producer, and screenwriter (d. 1996)
1926 – Gloria Jean, American actress and singer (d. 2018)
1926 – Liz Renay, American actress and author (d. 2007)
1927 – Alan MacDiarmid, New Zealand chemist and academic, Nobel Prize laureate (d. 2007)
1927 – Dany Robin, French actress and singer (d. 1995)
1929 – Gerry Anderson, English director, producer, and screenwriter (d. 2012)
1929 – Inez Andrews, African-American singer-songwriter (d. 2012)
1930 – Martin Adolf Bormann, German priest and theologian (d. 2013)
1930 – Arnold Burns, American lawyer and politician, 21st United States Deputy Attorney General (d. 2013)
1930 – René Desmaison, French mountaineer (d. 2007)
1930 – Bradford Dillman, American actor and author (d. 2018)
1931 – Geoffrey Dalton, English admiral (d. 2020)
1931 – Paul Masnick, Canadian ice hockey player (d. 2024)
1932 – Bill Bennett, Canadian lawyer and politician, 27th Premier of British Columbia (d. 2015)
1932 – Atef Ebeid, Egyptian academic and politician, 47th Prime Minister of Egypt (d. 2014)
1932 – Loretta Lynn, American singer-songwriter and musician (d. 2022)
1932 – Cameron Parker, Scottish businessman and politician, Lord Lieutenant of Renfrewshire
1933 – Paddy Hopkirk, Northern Irish racing driver (d. 2022)
1933 – Boris Strugatsky, Russian author (d. 2012)
1933 – Yuri Oganessian, Armenian-Russian nuclear physicist
1934 – Fredric Jameson, American philosopher and theorist
1935 – Susan Cunliffe-Lister, Baroness Masham of Ilton, English table tennis player, swimmer, and politician (d. 2023)
1935 – John Oliver, English bishop
1935 – Erich von Däniken, Swiss pseudohistorian and author
1936 – Arlene Martel, American actress and singer (d. 2014)
1936 – Bobby Nichols, American golfer
1936 – Frank Serpico, American-Italian soldier, police officer and lecturer
1937 – Efi Arazi, Israeli businessman, founded the Scailex Corporation (d. 2013)
1937 – Sepp Mayerl, Austrian mountaineer (d. 2012)
1938 – Mahmud Esad Coşan, Turkish author and academic (d. 2001)
1938 – Ralph Willis, Australian politician
1940 – Julie Christie, Indian-English actress and activist
1940 – David Hope, Baron Hope of Thornes, English archbishop and academic
1940 – Richard Thompson, English physician and academic
1941 – Pete Rose, American baseball player and manager
1942 – Valeriy Brumel, Soviet high jumper (d. 2003)
1942 – Valentin Lebedev, Russian engineer and astronaut
1942 – Björn Rosengren, Swedish politician, Swedish Minister of Enterprise and Innovation
1944 – John Sergeant, English journalist
1945 – Tuilaepa Aiono Sailele Malielegaoi, Samoan economist and politician, 8th Prime Minister of Samoa
1945 – Ritchie Blackmore, English guitarist and songwriter
1945 – Roger Frappier, Canadian producer, director and screenwriter
1946 – Mireille Guiliano, French-American author
1946 – Michael Sarris, Cypriot economist and politician, Cypriot Minister of Finance
1946 – Knut Kristiansen, Norwegian pianist and orchestra leader
1947 – Dominique Baudis, French journalist and politician (d. 2014)
1947 – Bob Massie, Australian cricketer
1948 – Berry Berenson, American model, actress, and photographer (d. 2001)
1948 – Anastasios Papaligouras, Greek lawyer and politician, Greek Minister of Justice
1949 – Dave Gibbons, English author and illustrator
1949 – DeAnne Julius, American-British economist and academic
1949 – Chris Langham, English actor and screenwriter
1949 – Chas Mortimer, English motorcycle racer
1949 – John Shea, American actor and director
1950 – Francis Collins, American physician and geneticist
1950 – Péter Esterházy, Hungarian author (d. 2016)
1951 – Milija Aleksic, English footballer (d. 2012)
1951 – José Eduardo González Navas, Spanish politician
1951 – Julian Lloyd Webber, English cellist, conductor, and educator
1951 – Elizabeth Symons, Baroness Symons of Vernham Dean, English politician
1952 – Kenny Aaronson, American bass player
1952 – Mickey O'Sullivan, Irish footballer and manager
1952 – David Urquhart, Scottish bishop
1954 – Katsuhiro Otomo, Japanese director, screenwriter, and illustrator
1956 – Boris Šprem, Croatian lawyer and politician, 8th President of Croatian Parliament (d. 2012)
1957 – Lothaire Bluteau, Canadian actor
1957 – Bobbi Brown, American make-up artist and author
1957 – Mikhail Pletnev, Russian pianist, composer, and conductor
1958 – Peter Capaldi, Scottish actor
1958 – Jim Smith, English musician
1959 – Steve Byrnes, American sportscaster and producer (d. 2015)
1959 – Marie-Thérèse Fortin, Canadian actress
1960 – Brad Garrett, American actor and comedian
1960 – Myoma Myint Kywe, Burmese historian and journalist (d. 2021)
1960 – Osamu Sato, Japanese graphic artist, programmer, and composer
1960 – Tina Rosenberg, American journalist and author
1960 – Pat Symcox, South African cricketer
1961 – Robert Carlyle, Scottish actor and director
1962 – Guillaume Leblanc, Canadian athlete
1964 – Brian Adams, American wrestler (d. 2007)
1964 – Jeff Andretti, American race car driver
1964 – Jim Grabb, American tennis player
1964 – Jeff Hopkins, Welsh international footballer and manager
1964 – Gina McKee, English actress
1965 – Tom Dey, American director and producer
1965 – Alexandre Jardin, French author
1965 – Craig McDermott, Australian cricketer and coach
1966 – André Boisclair, Canadian lawyer and politician
1966 – Jan Boklöv, Swedish ski jumper
1966 – David Justice, American baseball player and sportscaster
1966 – Greg Maddux, American baseball player, coach, and manager
1967 – Nicola Berti, Italian international footballer
1967 – Barrett Martin, American drummer, songwriter, and producer
1967 – Julia Zemiro, French-Australian actress, comedian, singer and writer
1968 – Anthony Michael Hall, American actor
1969 – Brad Ausmus, American baseball player and manager
1969 – Martyn LeNoble, Dutch-American bass player
1969 – Vebjørn Selbekk, Norwegian journalist
1970 – Shizuka Kudo, Japanese singer and actress
1971 – Miguel Calero, Colombian footballer and manager (d. 2012)
1971 – Carlos Pérez, Dominican-American baseball player
1971 – Gregg Zaun, American baseball player and sportscaster
1972 – Paul Devlin, English-Scottish footballer and manager
1972 – Roberto Mejía, Dominican baseball player
1972 – Dean Potter, American rock climber and BASE jumper (d. 2015)
1973 – Roberto Ayala, Argentinian footballer
1973 – Adrien Brody, American actor
1973 – Hidetaka Suehiro, Japanese video game director and writer
1973 – David Miller, American tenor
1974 – Da Brat, American rapper
1975 – Lita, American wrestler
1975 – Luciano Almeida, Brazilian footballer
1975 – Avner Dorman, Israeli-American composer and academic
1975 – Anderson Silva, Brazilian mixed martial artist and boxer
1976 – Christian Älvestam, Swedish singer-songwriter and guitarist
1976 – Georgina Chapman, English model, actress, and fashion designer, co-founded Marchesa
1976 – Anna DeForge, American basketball player
1976 – Kyle Farnsworth, American baseball player
1976 – Nadine Faustin-Parker, Haitian hurdler
1976 – Jason Wiemer, Canadian ice hockey player
1977 – Nate Fox, American basketball player (d. 2014)
1977 – Martin Kaalma, Estonian footballer
1977 – Sarah Michelle Gellar, American actress and producer
1977 – Rob McElhenney, American actor, producer, and screenwriter
1977 – Luke Priddis, Australian rugby league player
1978 – Roland Lessing, Estonian biathlete
1979 – Rebecca DiPietro, American wrestler and model
1979 – Marios Elia, Cypriot footballer
1979 – Ross Filipo, New Zealand rugby player
1979 – Noé Pamarot, French footballer
1979 – Kerem Tunçeri, Turkish basketball player
1980 – Win Butler, American-Canadian singer-songwriter and guitarist
1980 – Jeremy Smith, New Zealand rugby league player
1981 – Mustafa Güngör, German rugby player
1981 – Amy Leach, English director and producer
1982 – Uğur Boral, Turkish footballer
1982 – Larissa França, Brazilian volleyball player
1983 – Simona La Mantia, Italian triple jumper
1983 – James McFadden, Scottish footballer
1983 – William Obeng, Ghanaian-American football player
1983 – Nikoloz Tskitishvili, Georgian basketball player
1984 – Blake Costanzo, American football player
1984 – Charles Hamelin, Canadian speed skater
1984 – Harumafuji Kōhei, Mongolian sumo wrestler, the 70th Yokozuna
1984 – Tyler Thigpen, American football player
1986 – Matt Derbyshire, English footballer
1987 – Michael Baze, American jockey (d. 2011)
1987 – Erwin Hoffer, Austrian footballer
1987 – Wilson Kiprop, Kenyan runner
1988 – Eric Gryba, Canadian ice hockey player
1988 – Eliška Klučinová, Czech heptathlete
1988 – Brad Sinopoli, Canadian football player
1988 – Anthony Modeste, French footballer
1989 – Joe Haden, American football player
1995 – Baker Mayfield, American football player
1995 – Georgie Friedrichs, Australian rugby sevens player
1996 – Abigail Breslin, American actress
1997 – D. J. Moore, American football player
1999 – Chase Young, American football player
2000 – Patrick Surtain II, American football player
Deaths
Pre-1600
911 – Pope Sergius III, pope of the Roman Catholic Church
1070 – Gerard, Duke of Lorraine (b. c. 1030)
1099 – Conrad, Bishop of Utrecht (b. before 1040)
1132 – Mstislav I of Kiev (b. 1076)
1279 – Bolesław the Pious, Duke of Greater Poland (b. 1224)
1322 – Bartholomew de Badlesmere, 1st Baron Badlesmere, English soldier and politician, Lord Warden of the Cinque Ports (b. 1275)
1345 – Richard de Bury, English bishop and politician, Lord Chancellor of The United Kingdom (b. 1287)
1424 – Lucia Visconti, English countess (b. 1372)
1433 – Lidwina, Dutch saint (b. 1380)
1471 – Richard Neville, 16th Earl of Warwick, English nobleman, known as "the Kingmaker" (b. 1428)
1471 – John Neville, 1st Marquess of Montagu (b. 1431)
1480 – Thomas de Spens, Scottish statesman and prelate (b. c. 1415)
1488 – Girolamo Riario, Lord of Imola and Forli (b. 1443)
1574 – Louis of Nassau (b. 1538)
1578 – James Hepburn, 4th Earl of Bothwell, English husband of Mary, Queen of Scots (b. 1534)
1587 – Edward Manners, 3rd Earl of Rutland (b. 1548)
1599 – Henry Wallop, English politician (b. 1540)
1601–1900
1609 – Gasparo da Salò, Italian violin maker (b. 1540)
1649 – Tomás Treviño de Sobremonte, crypto-Jewish martyr
1662 – William Fiennes, 1st Viscount Saye and Sele, English politician (b. 1582)
1682 – Avvakum, Russian priest and saint (b. 1620)
1721 – Michel Chamillart, French politician, Controller-General of Finances (b. 1652)
1740 – Lady Catherine Jones, English philanthropist (b. 1672)
1759 – George Frideric Handel, German-English organist and composer (b. 1685)
1785 – William Whitehead, English poet and playwright (b. 1715)
1792 – Maximilian Hell, Slovak-Hungarian astronomer and priest (b. 1720)
1843 – Joseph Lanner, Austrian violinist and composer (b. 1801)
1864 – Charles Lot Church, American-Canadian politician (b. 1777)
1886 – Anna Louisa Geertruida Bosboom-Toussaint, Dutch novelist (b. 1812)
1888 – Emil Czyrniański, Polish chemist (b. 1824)
1901–present
1910 – Mikhail Vrubel, Russian painter and sculptor (b. 1856)
1911 – Addie Joss, American baseball player and journalist (b. 1880)
1911 – Henri Elzéar Taschereau, Canadian lawyer and jurist, 4th Chief Justice of Canada (b. 1836)
1912 – Henri Brisson, French politician, 50th Prime Minister of France (b. 1835)
1914 – Hubert Bland, English activist, co-founded the Fabian Society (b. 1855)
1916 – Gina Krog, Norwegian suffragist and women's rights activist (b. 1847)
1917 – L. L. Zamenhof, Polish physician and linguist, created Esperanto (b. 1859)
1919 – Auguste-Réal Angers, Canadian judge and politician, 6th Lieutenant Governor of Quebec (b. 1837)
1925 – John Singer Sargent, American painter (b. 1856)
1930 – Vladimir Mayakovsky, Georgian-Russian actor, playwright, and poet (b. 1893)
1931 – Richard Armstedt, German philologist, historian, and educator (b. 1851)
1935 – Emmy Noether, German-American mathematician and academic (b. 1882)
1938 – Gillis Grafström, Swedish figure skater and architect (b. 1893)
1943 – Yakov Dzhugashvili, Georgian-Russian lieutenant (b. 1907)
1950 – Ramana Maharshi, Indian guru and philosopher (b. 1879)
1951 – Al Christie, Canadian-American director, producer, and screenwriter (b. 1881)
1962 – M. Visvesvaraya, Indian engineer and scholar (b. 1860)
1963 – Rahul Sankrityayan, Indian monk and historian (b. 1893)
1964 – Tatyana Afanasyeva, Russian-Dutch mathematician and theorist (b. 1876)
1964 – Rachel Carson, American biologist and author (b. 1907)
1968 – Al Benton, American baseball player (b. 1911)
1969 – Matilde Muñoz Sampedro, Spanish actress (b. 1900)
1975 – Günter Dyhrenfurth, German-Swiss mountaineer, geologist, and explorer (b. 1886)
1975 – Fredric March, American actor (b. 1897)
1976 – José Revueltas, Mexican author and activist (b. 1914)
1978 – Joe Gordon, American baseball player and manager (b. 1915)
1978 – F. R. Leavis, English educator and critic (b. 1895)
1983 – Pete Farndon, English bassist (The Pretenders) (b. 1952)
1983 – Gianni Rodari, Italian journalist and author (b. 1920)
1983 – Ben Dunne, founder of Dunnes Stores (b. 1908)
1986 – Simone de Beauvoir, French novelist and philosopher (b. 1908)
1990 – Thurston Harris, American singer (b. 1931)
1990 – Olabisi Onabanjo, Nigerian politician, 3rd Governor of Ogun State (b. 1927)
1991 – Randolfo Pacciardi, centre-left Italian politician (b. 1899)
1992 – Irene Greenwood, Australian radio broadcaster and feminist and peace activist (b. 1898)
1994 – Salimuzzaman Siddiqui, Pakistani chemist and scholar (b. 1897)
1995 – Burl Ives, American actor, folk singer, and writer (b. 1909)
1999 – Ellen Corby, American actress and screenwriter (b. 1911)
1999 – Anthony Newley, English singer-songwriter and actor (b. 1931)
1999 – Bill Wendell, American television announcer (b. 1924)
2000 – Phil Katz, American computer programmer, co-created the zip file format (b. 1962)
2000 – August R. Lindt, Swiss lawyer and politician (b. 1905)
2000 – Wilf Mannion, English footballer (b. 1918)
2001 – Jim Baxter, Scottish footballer (b. 1939)
2001 – Hiroshi Teshigahara, Japanese director, producer, and screenwriter (b. 1927)
2003 – Jyrki Otila, Finnish politician (b. 1941)
2004 – Micheline Charest, English-Canadian television producer, co-founded the Cookie Jar Group (b. 1953)
2006 – Mahmut Bakalli, Kosovo politician (b. 1936)
2007 – June Callwood, Canadian journalist, author, and activist (b. 1924)
2007 – Don Ho, American singer and ukulele player (b. 1930)
2007 – René Rémond, French historian and economist (b. 1918)
2008 – Tommy Holmes, American baseball player and manager (b. 1917)
2008 – Ollie Johnston, American animator and voice actor (b. 1912)
2009 – Maurice Druon, French author (b. 1918)
2010 – Israr Ahmed, Pakistani theologian and scholar (b. 1932)
2010 – Alice Miller, Polish-French psychologist and author (b. 1923)
2010 – Peter Steele, American singer-songwriter and bass player (b. 1962)
2011 – Jean Gratton, Canadian Roman Catholic bishop (b. 1924)
2012 – Émile Bouchard, Canadian ice hockey player and coach (b. 1919)
2012 – Jonathan Frid, Canadian actor (b. 1924)
2012 – Piermario Morosini, Italian footballer (b. 1986)
2013 – Efi Arazi, Israeli businessman, founded the Scailex Corporation (b. 1937)
2013 – Colin Davis, English conductor and educator (b. 1927)
2013 – R. P. Goenka, Indian businessman, founded RPG Group (b. 1930)
2013 – George Jackson, American singer-songwriter (b. 1945)
2013 – Armando Villanueva, Peruvian politician, 121st Prime Minister of Peru (b. 1915)
2013 – Charlie Wilson, American politician (b. 1943)
2014 – Nina Cassian, Romanian poet and critic (b. 1924)
2014 – Crad Kilodney, American-Canadian author (b. 1948)
2014 – Wally Olins, English businessman and academic (b. 1930)
2014 – Mick Staton, American soldier and politician (b. 1940)
2015 – Klaus Bednarz, German journalist and author (b. 1942)
2015 – Mark Reeds, Canadian-American ice hockey player and coach (b. 1960)
2015 – Percy Sledge, American singer (b. 1940)
2015 – Roberto Tucci, Italian cardinal and theologian (b. 1921)
2019 – Bibi Andersson, Swedish actress (b.1935)
2020 – Carol D'Onofrio, American public health researcher (b. 1936)
2021 – Bernie Madoff, American mastermind of the world's largest Ponzi scheme (b. 1938)
2022 – Mike Bossy, Canadian ice hockey player and sportscaster (b. 1957)
2022 – Ilkka Kanerva, Finnish politician (b. 1948)
2022 – Orlando Julius, Nigerian saxophonist, singer (b. 1943)
2023 – Mark Sheehan, Irish guitarist (The Script) (b. 1976)
2024 – Ken Holtzman, American baseball player (b. 1945)
Holidays and observances
Ambedkar Jayanti (India)
Bengali New Year (Bangladesh)
Black Day (South Korea)
Cake and Cunnilingus Day
Christian feast day:
Anthony, John, and Eustathius
Bénézet
Henry Beard Delany (U.S. Episcopal Church)
Domnina of Terni
Lidwina
Peter González
Tiburtius, Valerian, and Maximus
April 14 (Eastern Orthodox liturgics)
Commemoration of Anfal Genocide Against the Kurds (Iraqi Kurdistan)
Day of Mologa (Yaroslavl Oblast, Russia)
Day of the Georgian language (Georgia)
Dhivehi Language Day (Maldives)
N'Ko Alphabet Day (Mande speakers)
Pan American Day (several countries in the Americas)
Takayama Spring Festival begins (Takayama, Gifu Prefecture, Japan)
Vaisakhi (Since 2011)
Youth Day (Angola)
World Quantum Day
References
Sources
External links
BBC: On This Day
Historical Events on April 14
Days of the year
April |
1864 | https://en.wikipedia.org/wiki/Astoria%2C%20Oregon | Astoria, Oregon | Astoria is a port city and the seat of Clatsop County, Oregon, United States. Founded in 1811, Astoria is the oldest city in the state and was the first permanent American settlement west of the Rocky Mountains. The county is the northwest corner of Oregon, and Astoria is located on the south shore of the Columbia River, where the river flows into the Pacific Ocean. The city is named for John Jacob Astor, an investor and entrepreneur from New York City, whose American Fur Company founded Fort Astoria at the site and established a monopoly in the fur trade in the early 19th century. Astoria was incorporated by the Oregon Legislative Assembly on October 20, 1856.
The city is served by the deepwater Port of Astoria. Transportation includes the Astoria Regional Airport. U.S. Route 30 and U.S. Route 101 are the main highways, and the Astoria–Megler Bridge connects to neighboring Washington across the river. The population was 10,181 at the 2020 census.
History
Prehistoric settlements
During archeological excavations in Astoria and Fort Clatsop in 2012, trading items from American settlers with Native Americans were found, including Austrian glass beads and falconry bells. The present area of Astoria belonged to a large, prehistoric Native American trade system of the Columbia Plateau.
19th century
The Lewis and Clark Expedition spent the winter of 1805–1806 at Fort Clatsop, a small log structure southwest of modern-day Astoria. The expedition had hoped a ship would come by that could take them back east, but instead, they endured a torturous winter of rain and cold. They later returned overland and by internal rivers, the way they had traveled west. Today, the fort has been recreated and is part of Lewis and Clark National Historical Park.
In 1811, British explorer David Thompson, the first person known to have navigated the entire length of the Columbia River, reached the partially constructed Fort Astoria near the mouth of the river. He arrived two months after the Pacific Fur Company's ship, the Tonquin. The fort constructed by the Tonquin party established Astoria as a U.S., rather than a British, settlement and became a vital post for American exploration of the continent. It was later used as an American claim in the Oregon boundary dispute with European nations.
The Pacific Fur Company, a subsidiary of John Jacob Astor's American Fur Company, was created to begin fur trading in the Oregon Country. During the War of 1812, in 1813, the company's officers sold its assets to their Canadian rivals, the North West Company, which renamed the site Fort George. The fur trade remained under British control until U.S. pioneers following the Oregon Trail began filtering into the town in the mid-1840s. The Treaty of 1818 established joint U.S. – British occupancy of the Oregon Country.
Washington Irving, a prominent American writer with a European reputation, was approached by John Jacob Astor to mythologize the three-year reign of his Pacific Fur Company. Astoria (1835), written while Irving was Astor's guest, promoted the importance of the region in the American psyche. In Irving's words, the fur traders were "Sinbads of the wilderness", and their venture was a staging point for the spread of American economic power into both the continental interior and outward in Pacific trade.
In 1846, the Oregon Treaty divided the mainland at the 49th parallel north, making Astoria officially part of the United States.
As the Oregon Territory grew and became increasingly more colonized by Americans, Astoria likewise grew as a port city near the mouth of the great river that provided the easiest access to the interior. The first U.S. post office west of the Rocky Mountains was established in Astoria in 1847 and official state incorporation in 1876.
Astoria attracted a host of immigrants beginning in the late 19th century: Nordic settlers, primarily Swedes, Swedish speaking Finns, and Chinese soon became larger parts of the population. The Nordic settlers mostly lived in Uniontown, near the present-day end of the Astoria–Megler Bridge, and took fishing jobs; the Chinese tended to do cannery work, and usually lived either downtown or in bunkhouses near the canneries. By the late 1800s, 22% of Astoria's population was Chinese. Astoria also had a significant population of Indians, especially Sikhs from Punjab; the Ghadar Party, a political movement among Indians on the West Coast of the U.S. and Canada to overthrow British rule in India, was officially founded on July 15, 1913, in Astoria.
20th and 21st centuries
In 1883, and again in 1922, downtown Astoria was devastated by fire, partly because the buildings were constructed mostly of wood, a readily available material. The buildings were entirely raised off the marshy ground on wooden pilings. Even after the first fire, the same building format was used. In the second fire, flames spread quickly again, and the collapsing streets took out the water system. Frantic citizens resorted to dynamite, blowing up entire buildings to create fire stops.
Astoria has served as a port of entry for over a century and remains the trading center for the lower Columbia basin. In the early 1900s, the Callendar Navigation Company was an important transportation and maritime concern based in the city. It has long since been eclipsed in importance by Portland, Oregon, and Seattle, Washington, as economic hubs on the coast of the Pacific Northwest. Astoria's economy centered on fishing, fish processing, and lumber. In 1945, about 30 canneries could be found along the Columbia River.
In the early 20th century, the North Pacific Brewing Company contributed substantially to the economic well-being of the town. Before 1902, the company was owned by John Kopp, who sold the firm to a group of five men, one of whom was Charles Robinson, who became the company's president in 1907. The main plant for the brewery was located on East Exchange Street.
As the Pacific salmon resource diminished, canneries were closed. In 1974, the Bumble Bee Seafoods corporation moved its headquarters out of Astoria and gradually reduced its presence until closing its last Astoria cannery in 1980. The lumber industry likewise declined in the late 20th century. Astoria Plywood Mill, the city's largest employer, closed in 1989. The Burlington Northern and Santa Fe Railway discontinued service to Astoria in 1996, as it did not provide a large enough market.
From 1921 to 1966, a ferry route across the Columbia River connected Astoria with Pacific County, Washington. In 1966, the Astoria–Megler Bridge was opened. The bridge completed U.S. Route 101 and linked Astoria with Washington on the opposite shore of the Columbia, replacing the ferry service.
Today, tourism, Astoria's growing art scene, and light manufacturing are the main economic activities of the city. Logging and fishing persist, but at a fraction of their former levels. Since 1982 it has been a port of call for cruise ships, after the city and port authority spent $10 million in pier improvements to accommodate these larger ships.
To avoid Mexican ports of call during the swine flu outbreak of 2009, many cruises were rerouted to include Astoria. The floating residential community MS The World visited Astoria in June 2009.
The town's seasonal sport fishing tourism has been active for several decades. Visitors attracted by heritage tourism and the historic elements of the city have supplanted fishing in the economy. Since the early 21st century, the microbrewery/brewpub scene and a weekly street market have helped popularize the area as a destination.
In addition to the replicated Fort Clatsop, another point of interest is the Astoria Column, a tower high, built atop Coxcomb Hill above the town. Its inner circular staircase allows visitors to climb to see a panoramic view of the town, the surrounding lands, and the Columbia flowing into the Pacific. The tower was built in 1926. Financing was provided by the Great Northern Railway, seeking to encourage tourists, and Vincent Astor, a great-grandson of John Jacob Astor, in commemoration of the city's role in the family's business history and the region's early history.
Since 1998, artistically inclined fishermen and women from Alaska and the Pacific Northwest have traveled to Astoria for the Fisher Poets Gathering, where poets and singers tell their tales to honor the fishing industry and lifestyle.
Another popular annual event is the Dark Arts Festival, which features music, art, dance, and demonstrations of craft such as blacksmithing and glassblowing, in combination with offerings of a large array of dark craft brews. Dark Arts Festival began as a small gathering at a community arts space. Now Fort George Brewery hosts the event, which draws hundreds of visitors and tour buses from Seattle.
Astoria is the western terminus of the TransAmerica Bicycle Trail, a coast-to-coast bicycle touring route created in 1976 by the Adventure Cycling Association.
Three United States Coast Guard cutters: the Steadfast, Alert, and Elm, are homeported in Astoria.
Geography
According to the United States Census Bureau, the city has a total area of , of which are covered by water.
Climate
Astoria lies within the Mediterranean climate zone (Köppen Csb), with cool winters and mild summers, although short heat waves can occur. Rainfall is most abundant in late fall and winter and is lightest in July and August, averaging about of rain each year. Snowfall is relatively rare, averaging under a year and frequently having none. Nevertheless, when conditions are ripe, significant snowfalls can occur.
Astoria's monthly average humidity is always over 80% throughout the year, with average monthly humidity reaching a high of 84% from November to March, with a low of 81% during May. The average relative humidity in Astoria is 89% in the morning and 73% in the afternoon.
Annually, an average of only 4.2 afternoons have temperatures reaching or higher, and readings are rare. Normally, only one or two nights per year occur when the temperature remains at or above . An average of 31 mornings have minimum temperatures at or below the freezing mark. The record high temperature was on July 1, 1942, and June 27, 2021. The record low temperature was on December 8, 1972, and on December 21, 1990. Even with such a cold record low, afternoons usually remain mild in winter. On average, the coldest daytime high is whereas the lowest daytime maximum on record is . Even during brief heat spikes, nights remain cool. The warmest overnight low is set as early in the year as in May during 2008. Nights close to that record are common with the normally warmest night of the year being at .
On average, 191 days have measurable precipitation. The wettest "water year", defined as October 1 through September 30 of the next year, was from 1915 to 1916 with and the driest from 2000 to 2001 with . The most rainfall in one month was in December 1933, and the most in 24 hours was on November 25, 1998. The most snowfall in one month was in January 1950, and the most snow in 24 hours was on December 11, 1922.
Demographics
2010 census
As of the 2010 census, 9,477 people, 4,288 households, and 2,274 families were residing in the city. The population density was . The 4,980 housing units had an average density of . The racial makeup of the city was 89.2% White, 0.6% African American, 1.1% Native American, 1.8% Asian, 0.1% Pacific Islander, 3.9% from other races, and 3.3% from two or more races. Hispanics or Latinos of any race were 9.8% of the population.
Of the 4,288 households, 24.6% had children under 18 living with them, 37.9% were married couples living together, 10.8% had a female householder with no husband present, 4.3% had a male householder with no wife present, and 47.0% were not families. About 38.8% of all households were made up of individuals, and 15.1% had someone living alone who was 65 or older. The average household size was 2.15, and the average family size was 2.86.
The median age in the city was 41.9 years; 20.3% of residents were under 18; 8.6% were between 18 and 24; 24.3% were from 25 to 44; 29.9% were from 45 to 64; and 17.1% were 65 or older. The gender makeup of the city was 48.4% male and 51.6% female.
2000 census
As of the 2000 census, 9,813 people, 4,235 households, and 2,469 families resided in the city. The population density was . The 4,858 housing units had an average density of . The racial makeup of the city was 91.08% White, 0.52% Black or African American, 1.14% Native American, 1.94% Asian, 0.19% Pacific Islander, 2.67% from other races, and 2.46% from two or more races. About 5.98% of the population were Hispanics or Latinos of any race.
By ethnicity, 14.2% were German, 11.4% Irish, 10.2% English, 8.3% United States or American, 6.1% Finnish, 5.6% Norwegian, and 5.4% Scottish according to the 2000 United States Census.
Of the 4,235 households, 28.8% had children under 18 living with them, 43.5% were married couples living together, 11.2% had a female householder with no husband present, and 41.7% were not families. About 35.4% of all households were made up of individuals, and 13.6% had someone living alone who was 65 or older. The average household size was 2.26, and the average family size was 2.93.
In the city the age distribution was 24.0% under 18, 9.1% from 18 to 24, 26.4% from 25 to 44, 24.5% from 45 to 64, and 15.9% were 65 or older. The median age was 38 years. For every 100 females, there were 92.3 males. For every 100 females 18 and over, there were 89.9 males.
The median income for a household in the city was $33,011, and for a family was $41,446. Males had a median income of $29,813 versus $22,121 for females. The per capita income for the city was $18,759. About 11.6% of families and 15.9% of the population were below the poverty line, including 22.0% of those under 18 and 9.6% of those 65 or over.
Arts and culture
Museums and other points of interest
Astoria Riverwalk with Astoria Riverfront Trolley, Uniontown Neighborhood, Columbia River Maritime Museum, Uppertown Firefighters Museum and Pier 39 Astoria
The Astoria Column (the highest point in Astoria) with nearby Cathedral Tree Trail
Heritage Museum, located in the Old City Hall
Fort Astoria, Fort George Brewery
Astor Building, Liberty Theater
Museum of Whimsy, Astoria Sunday Market, Garden of Surging Waves, Astoria City Hall
Oregon Film Museum, Flavel House
Astoria Regional Airport with CGAS Astoria
Fort Stevens, Clatsop Spit, Fort Clatsop and Youngs River Falls
Shanghaied in Astoria is a musical about Astoria's history that has been performed in Astoria every year since 1984.
Government
Astoria operates under a council–manager form of city government. Voters elect four councilors by ward and a mayor, who each serve four-year terms. The mayor and council appoint a city manager to conduct the ordinary business of the city. The current mayor is Sean Fitzpatrick, who took office in January 2023. His predecessor, Bruce Jones, served from 2019 to 2022.
Education
The Astoria School District has four primary and secondary schools, including Astoria High School. Clatsop Community College is the city's two-year college. The city also has a library and many parks with historical significance, plus the second oldest Job Corps facility (Tongue Point Job Corps) in the nation. Tongue Point Job Corps center is the only such location in the country which provides seamanship training.
Media
The Astorian (formerly The Daily Astorian) is the main newspaper serving Astoria. It was established , in 1873, and has been in continuous publication since that time. The Coast River Business Journal is a monthly business magazine covering Astoria, Clatsop County, and the Northwest Oregon coast. It, along with The Astorian, is part of the EO Media Group (formerly the East Oregonian Publishing Company) family of Oregon and Washington newspapers. The local NPR station is KMUN 91.9, and KAST 1370 is a local news-talk radio station.
Filming location
The early 1960s television series Route 66 filmed the episode entitled "One Tiger to a Hill" in Astoria; it was broadcast on September 21, 1962.
In recent popular culture, Astoria is most famous for being the setting of the 1985 film The Goonies, which was filmed on location in the city. Other notable movies filmed in Astoria include Short Circuit, The Black Stallion, Kindergarten Cop, Free Willy, Free Willy 2: The Adventure Home, Teenage Mutant Ninja Turtles III, Benji the Hunted, Come See the Paradise, The Ring Two, Into the Wild, The Guardian and Green Room.
Notable people
In popular culture
Actor Clark Gable is claimed to have begun his career at the Astoria Theatre in 1922.
Leroy E. "Ed" Parsons, called the "Father of Cable Television", developed one of the first community antenna television stations (CATV) in the United States in Astoria starting in 1948.
The fourth album of the pop punk band The Ataris was titled So Long, Astoria as an allusion to The Goonies. A song of the same title is the album's first track. The album's back cover features news clippings from Astoria, including a picture of the port's water tower from a 2002 article on its demolition.
The pop punk band Marianas Trench has an album titled Astoria. The band states the album was inspired by 1980s fantasy and adventure films, and The Goonies in particular. That film inspired the title, as it was set in Astoria, the album's artwork, as well as the title of their accompanying US tour (Hey You Guys!!).
Two U.S. Navy cruisers were named USS Astoria: A New Orleans-class heavy cruiser (CA-34) and a Cleveland class light cruiser (CL-90). The former was lost in the Pacific Ocean in combat at the Battle of Savo Island in August 1942, during World War II, and the latter was scrapped in 1971 after being removed from active duty in 1949.
Sister cities
Astoria has one sister city, as designated by Sister Cities International:
Walldorf, Germany, which is the birthplace of Astoria's namesake, John Jacob Astor, who was born in Walldorf near Heidelberg on July 17, 1763. The sistercityship was founded on Astor's 200th birthday in 1963 in Walldorf by Walldorf's mayor Wilhelm Willinger and Astoria's mayor Harry Steinbock.
See also
The Clatsop tribe of Native Americans
Socialist Party of Oregon § The Finnish Socialists of Astoria
Western Workmen's Co-operative Publishing Company
Columbia Memorial Hospital
Astoria Regional Airport
National Register of Historic Places listings in Clatsop County, Oregon — 44 Astoria structures and districts listed (2020)
Notes
References
Further reading
Ebeling, Herbert C.: Johann Jakob Astor. Walldorf, Germany: Astor-Stiftung, 1998. .
Leedom, Karen L.: Astoria: An Oregon History. Astoria, Oregon: Rivertide Publishing, 2008. .
Elma MacGibbons reminiscences about her travels in the United States starting in 1898, which were mainly in Oregon and Washington. Includes chapter "Astoria and the Columbia River".
External links
Entry for Astoria in the Oregon Blue Book
Astoria-Warrenton Chamber of Commerce
Astoria Documentary produced by Oregon Public Broadcasting
1811 establishments in New Spain
Cities in Oregon
Populated places established in 1811
Oregon populated places on the Columbia River
Cities in Clatsop County, Oregon
Port cities in Oregon
Populated coastal places in Oregon |
1866 | https://en.wikipedia.org/wiki/Alarums%20and%20Excursions | Alarums and Excursions | Alarums and Excursions (A&E) is an amateur press association (APA) started in June 1975 by Lee Gold; publication continues to the present day. It was one of the first publications to focus solely on role-playing games.
History
In 1964, Bruce Pelz of the Los Angeles Science Fiction Society (LASFS) began a weekly amateur press association named APA-L. In 1974, with the publication of Dungeons & Dragons by TSR, Inc., articles and comments about the new roleplaying game began to fill the pages of APA-L, a development to which Pelz objected. Lee Gold took note of this and started a new APA, Alarums and Excursions (the title taken from an Elizabethan drama stage direction that moved soldiers across a stage), to focus entirely on roleplaying games, attracting such material away from APA-L. The first issue appeared in June 1975.
In addition to removing roleplaying games discussion out of APA-L, the initial aim of the publication was to prevent roleplaying games from becoming so divergent that people from different cities could not participate in games together.
The June 2017 issue of Alarums and Excursions was number 500, with a color cover drawn by Lee Moyer and printed by Rob Heinsoo.
Contents
Each issue is a collection of contributions from different authors, often featuring game design discussions, rules variants, write-ups of game sessions, reviews, and comments on others contributions.
Although game reports and social reactions are common parts of many A&E contributions, it has also, over the years, become a testing ground for new ideas on the development of the RPG as a genre and an art form. The idea that role-playing games are an art form took strong root in this zine, and left a lasting impression on many of the RPG professionals who contributed. The 1992 role-playing game Over the Edge was inspired by discussions in A&E.
Over the years, contributors have included:
Terry K. Amthor
Wilf K. Backhaus
Scott Bennie
Greg Costikyan
Doc Cross
John M. Ford
E. Gary Gygax
Andrew Gelman
David A. Hargrave
Rob Heinsoo
John Eric Holmes
Wes Ives
Robin Laws
Nicole Lindroos
Stephen R. Marsh
Phil McGregor
Dave Nalle
Mark Rein·Hagen
Ken Rolston
John T. Sapienza, Jr.
Lawrence M. Schoen
Edward E. Simbalist
Jonathan Tweet
Erick Wujcik
John Nephew
Spike Y Jones
Reception
In the February 1976 issue of Strategic Review (Issue 6), Gary Gygax complimented the new APA, calling it "an excellent source of ideas, inspirations and fun." Although Gygax felt some of the contributors were "woefully lacking in background", and the quality of printing varied dramatically from issue to issue, he concluded, "For all of its faults, it is far and away the best D&D 'zine, and well worth reading. See for yourself why it rates a Major Triumph."
In the June 1981 edition of Dragon (Issue #50), Dave Nalle reviewed Alarums and Excursions after its 63rd issue (November 1980), and although he found the writing style "a bit stuffy", with a "tendency for the writers to pat each other on the back", he still called it "the top APA publication... This is a very well run APA and features many of the leading thinkers in fantasy gaming."
Awards
To date, Alarums and Excursions has been a winner of the Charles Roberts/Origins Award four times:
"Best Amateur Adventure Gaming Magazine" in 1984
"Best Amateur Game Magazine" in 1999
"Best Amateur Game Periodical" in 2000 and 2001
"Academy of Adventure Gaming Arts & Design Hall of Fame" in 2022
References
External links
Alarums and Excursions page
Lee Gold's index of APA-L's pre-A&E D&D-related content
Fanzines
Magazines established in 1975
Organizations established in 1975
Origins Award winners
Role-playing game magazines
Science fiction organizations
Magazines published in Los Angeles |
1870 | https://en.wikipedia.org/wiki/Amalric | Amalric | Amalric or Amalaric (also Americ, Almerich, Emeric, Emerick and other variations) is a personal name derived from the tribal name Amal (referring to the Gothic Amali) and ric (Gothic reiks) meaning "ruler, prince".
Equivalents in different languages include:
French: Amaury (surname/given name), Amalric (surname), Amaurich (surname), Maury (surname)
German: Amalrich, Emmerich
Italian: Amerigo, Arrigo
Hungarian: Imre
Latin: Amalricus, Americus, Almericus, Emericus
Greek: Έμέρικοσ (Emérikos)
Polish: Amalaryk, Amalryk, Emeryk
Dutch: Emmerik, Amerik, Hamelink, Hamelryck
Portuguese: Amáuri, Américo
Spanish: Amauri, Américo
Serbo-Croatian: Emerik/Емерик
Arabic: عَمُورِي (ʻAmūrī)
Given name
Amalaric (502–531), King of the Visigoths from 526 to 531
Malaric (fl. 585), King of the Suevi
Amaury, Count of Valenciennes (fl.953-973)
Amalric of Nesle (fl. 1151–1180), Patriarch of Jerusalem from 1158 to 1180
Amalric I of Jerusalem (1136–1174), King of Jerusalem from 1162 to 1174
Amalric II of Jerusalem (fl. 1155–1205), King of Jerusalem from 1197 to 1205
Amalric of Bena (f. 1200–1204), French theologian
Arnaud Amalric (fl. 1196–1225), seventeenth abbot of Citeaux
Amaury de Montfort (disambiguation), several individuals including:
Amaury de Montfort (died 1241) (1195–1241), crusader
Amalric, Lord of Tyre (c. 1272 – 1310), Governor of Cyprus from 1306 to 1310
Amerigo Vespucci (1451–1512), Italian merchant, explorer, and navigator from the Republic of Florence, from whose name the term "America" is derived.
Surname
Arnaud Amalric (died 1225), Cistercian abbot
Catherine Amalric (born 1964), French politician
Mathieu Amalric (born 1965), French actor and director
Leonid Amalrik (1905–1997), Soviet animator
Andrei Amalrik (1938–1980), Soviet dissident
See also
Amaury (disambiguation), a French alternative spelling
Emery (name)
Masculine given names |
1871 | https://en.wikipedia.org/wiki/Amalric%20of%20Jerusalem | Amalric of Jerusalem | Amalric or Amaury I (; ; 113611 July 1174) was King of Jerusalem from 1163, and Count of Jaffa and Ascalon before his accession. He was the second son of Melisende and Fulk of Jerusalem, and succeeded his older brother Baldwin III. During his reign, Jerusalem became more closely allied with the Byzantine Empire, and the two states launched an unsuccessful invasion of Egypt. He was the father of three future rulers of Jerusalem, Sibylla, Baldwin IV, and Isabella I.
Older scholarship mistook the two names Amalric and Aimery as variant spellings of the same name, so these historians erroneously added numbers, making Amalric to be Amalric I (1163–74) and King Aimery (1197–1205) to be "Amalric II". Now scholars recognize that the two names were not the same and no longer add the number for either king. Confusion between the two names was common even among contemporaries.
Youth
Amalric was born in 1136 to King Fulk, the former count of Anjou married to the heiress of the kingdom, Queen Melisende. After the death of Fulk in a hunting accident in 1143, the throne passed jointly to Melisende and Amalric's older brother Baldwin III, who was still only 13 years old. Melisende did not step down when Baldwin came of age two years later, and by 1150 the two were becoming increasingly hostile towards each other. In 1152 Baldwin had himself crowned sole king, and civil war broke out, with Melisende retaining Jerusalem while Baldwin held territory further north. Amalric, who had been given the County of Jaffa as an apanage when he reached the age of majority in 1151, remained loyal to Melisende in Jerusalem, and when Baldwin invaded the south, Amalric was besieged in the Tower of David with his mother. Melisende was defeated in this struggle and Baldwin ruled alone thereafter. In 1153 Baldwin captured the Egyptian fortress of Ascalon, which was then added to Amalric's fief of Jaffa (see Battle of Ascalon).
Amalric married Agnes of Courtenay in 1157. Agnes, daughter of Joscelin II of Edessa, had lived in Jerusalem since the western regions of the former crusader County of Edessa were lost in 1150. Patriarch Fulcher objected to the marriage on grounds of consanguinity, as the two shared a great-great-grandfather, Guy I of Montlhéry, and it seems that they waited until Fulcher's death to marry. Agnes bore Amalric three children: Sibylla, the future Baldwin IV (both of whom would come to rule the kingdom in their own right), and Alix, who died in childhood.
Succession
Baldwin III died on 10 February 1163 and the kingdom passed to Amalric, although there was some opposition among the nobility to Agnes; they were willing to accept the marriage in 1157 when Baldwin III was still capable of siring an heir, but now the Haute Cour refused to endorse Amalric as king unless his marriage to Agnes was annulled. The hostility to Agnes, it must be admitted, may be exaggerated by the chronicler William of Tyre, whom she prevented from becoming Latin Patriarch of Jerusalem decades later, as well as from William's continuators like Ernoul, who hints at a slight on her moral character: "car telle n'est que roine doie iestre di si haute cite comme de Jherusalem" ("there should not be such a queen for so holy a city as Jerusalem"). Nevertheless, consanguinity was enough for the opposition. Amalric agreed and ascended the throne without a wife, although Agnes continued to hold the title Countess of Jaffa and Ascalon and received a pension from that fief's income. Agnes soon thereafter married Hugh of Ibelin, to whom she had been engaged before her marriage with Amalric. The church ruled that Amalric and Agnes' children were legitimate and preserved their place in the order of succession. Through her children Agnes would exert much influence in Jerusalem for almost 20 years.
Conflicts with the Muslim states
During Baldwin III's reign, the County of Edessa, the first crusader state established during the First Crusade, was conquered by Zengi, the Turkic emir of Aleppo. Zengi united Aleppo, Mosul, and other cities of northern Syria, and intended to impose his control on Damascus in the south. The Second Crusade in 1148 had failed to conquer Damascus, which soon fell to Zengi's son Nur ad-Din. Jerusalem also lost influence to Byzantium in northern Syria when the Empire imposed its suzerainty over the Principality of Antioch. Jerusalem thus turned its attention to Egypt, where the Fatimid dynasty was suffering from a series of young caliphs and civil wars. The crusaders had wanted to conquer Egypt since the days of Baldwin I, who died during an expedition there. The capture of Ascalon by Baldwin III made the conquest of Egypt more feasible.
Invasions of Egypt
Amalric led his first expedition into Egypt in 1163, claiming that the Fatimids had not paid the yearly tribute that had begun during the reign of Baldwin III. The vizier, Dirgham, had recently overthrown the vizier Shawar, and marched out to meet Amalric at Pelusium, but was defeated and forced to retreat to Bilbeis. The Egyptians then opened up the Nile dams and let the river flood, hoping to prevent Amalric from invading any further. Amalric returned home but Shawar fled to the court of Nur ad-Din, who sent his general Shirkuh to settle the dispute in 1164. In response Dirgham sought help from Amalric, but Shirkuh and Shawar arrived before Amalric could intervene and Dirgham was killed. Shawar, however, feared that Shirkuh would seize power for himself, and he too looked to Amalric for assistance. Amalric returned to Egypt in 1164 and besieged Shirkuh in Bilbeis until Shirkuh retreated to Damascus.
Amalric could not follow up on his success in Egypt because Nur ad-Din was active in Syria, having taken Bohemund III of Antioch and Raymond III of Tripoli prisoner at the Battle of Harim during Amalric's absence. Amalric rushed to take up the regency of Antioch and Tripoli and secured Bohemund's ransom in 1165 (Raymond remained in captivity until 1173). The year 1166 was relatively quiet, but Amalric sent envoys to the Byzantine Empire seeking an alliance and a Byzantine wife, and throughout the year had to deal with raids by Nur ad-Din, who captured Banias.
In 1167, Nur ad-Din sent Shirkuh back to Egypt and Amalric once again followed him, establishing a camp near Cairo; Shawar again allied with Amalric and a treaty was signed with the caliph al-Adid himself. Shirkuh encamped on the opposite side of the Nile. After an indecisive battle, Amalric retreated to Cairo and Shirkuh marched north to capture Alexandria; Amalric followed and besieged Shirkuh there, aided by a Pisan fleet from Jerusalem. Shirkuh negotiated for peace and Alexandria was handed over to Amalric. However, Amalric could not remain there indefinitely, and returned to Jerusalem after exacting an enormous tribute.
Byzantine alliance
After his return to Jerusalem in 1167, Amalric married Maria Comnena, a grandniece of Byzantine emperor Manuel I Comnenus. The negotiations had taken two years, mostly because Amalric insisted that Manuel return Antioch to Jerusalem. Once Amalric gave up on this point he was able to marry Maria in the Cathedral of Tyre on August 29, 1167. During this time the queen dowager, Baldwin III's widow Theodora, eloped with her cousin Andronicus to Damascus, and Acre, which had been in her possession, reverted into the royal domain of Jerusalem. It was also around this time that William of Tyre was promoted to archdeacon of Tyre, and was recruited by Amalric to write a history of the kingdom.
In 1168 Amalric and Manuel negotiated an alliance against Egypt, and William of Tyre was among the ambassadors sent to Constantinople to finalize the treaty. Although Amalric still had a peace treaty with Shawar, Shawar was accused of attempting to ally with Nur ad-Din, and Amalric invaded. The Knights Hospitaller eagerly supported this invasion, while the Knights Templar refused to have any part in it. In October, without waiting for any Byzantine assistance (and in fact without even waiting for the ambassadors to return), Amalric invaded and seized Bilbeis. The inhabitants were either massacred or enslaved. Amalric then marched to Cairo, where Shawar offered Amalric two million pieces of gold. Meanwhile, Nur ad-Din sent Shirkuh back to Egypt as well, and upon his arrival Amalric retreated.
Rise of Saladin
In January 1169 Shirkuh had Shawar assassinated. Shirkuh became vizier, although he himself died in March, and was succeeded by his nephew Saladin. Amalric became alarmed and sent Frederick de la Roche, Archbishop of Tyre, to seek help from the kings and nobles of Europe, but no assistance was forthcoming. Later that year however a Byzantine fleet arrived, and in October Amalric launched yet another invasion and besieged Damietta by sea and by land. The siege was long and famine broke out in the Christian camp; the Byzantines and crusaders blamed each other for the failure, and a truce was signed with Saladin. Amalric returned home.
Now Jerusalem was surrounded by hostile enemies. In 1170 Saladin invaded Jerusalem and took the city of Eilat, severing Jerusalem's connection with the Red Sea. Saladin, who was set up as Vizier of Egypt, was declared Sultan in 1171 upon the death of the last Fatimid caliph. Saladin's rise to Sultan was an unexpected reprieve for Jerusalem, as Nur ad-Din was now preoccupied with reining in his powerful vassal. Nevertheless, in 1171 Amalric visited Constantinople himself, leaving Jobert of Syria as regent, and envoys were sent to the kings of Europe for a second time, but again no help was received. Over the next few years the kingdom was threatened not only by Saladin and Nur ad-Din, but also by the Assassins. In one episode, the Knights Templar murdered some Assassin envoys, leading to further disputes between Amalric and the Templars.
Death
Nur ad-Din died in 1174, upon which Amalric immediately besieged Banias. On the way back after giving up the siege he fell ill from dysentery, which was ameliorated by doctors but turned into a fever in Jerusalem. William of Tyre explains that "after suffering intolerably from the fever for several days, he ordered physicians of the Greek, Syrian, and other nations noted for skill in diseases to be called and insisted that they give him some purgative remedy." Neither they nor Latin doctors could help, and he died on July 11, 1174.
Maria Comnena had borne Amalric two daughters: Isabella, who would eventually marry four husbands in turn and succeed as queen, was born in 1172; and a stillborn child some time later. On his deathbed Amalric bequeathed Nablus to Maria and Isabella, both of whom would retire there. The leprous child Baldwin IV succeeded his father and brought his mother Agnes of Courtenay (now married to her fourth husband) back to court.
Physical characteristics
William was a good friend of Amalric and described him in great detail. "He had a slight impediment in his speech, not serious enough to be considered as a defect but sufficient to render him incapable of ready eloquence. He was far better in counsel than in fluent or ornate speech." Like his brother Baldwin III, he was more of an academic than a warrior, who studied law and languages in his leisure time: "He was well skilled in the customary law by which the kingdom was governed – in fact, he was second to no one in this respect." He was probably responsible for an assize making all rear-vassals directly subject to the king and eligible to appear at the Haute Cour. Amalric had an enormous curiosity, and William was reportedly astonished to find Amalric questioning, during an illness, the resurrection of the body. He especially enjoyed reading and being read to, spending long hours listening to William read early drafts of his history. He did not enjoy games or spectacles, although he liked to hunt. He was trusting of his officials, perhaps too trusting, and it seems that there were many among the population who despised him, although he refused to take any action against those who insulted him publicly.
He was tall and fairly handsome; "he had sparkling eyes of medium size; his nose, like that of his brother, was becomingly aquiline; his hair was blond and grew back somewhat from his forehead. A comely and very full beard covered his cheeks and chin. He had a way of laughing immoderately so that his entire body shook." He did not overeat or drink to excess, but his corpulence grew in his later years, decreasing his interest in military operations; according to William, he "was excessively fat, with breasts like those of a woman hanging down to his waist."
Amalric was pious and attended mass every day, although he also "is said to have absconded himself without restraint to the sins of the flesh and to have seduced married women..." Despite his piety he taxed the clergy, which they naturally opposed.
As William says, "he was a man of wisdom and discretion, fully competent to hold the reins of government in the kingdom." He is considered the last of the early kings of Jerusalem. Within a few years, Emperor Manuel died as well, and Saladin remained the only strong leader in the east.
Sources
Bernard Hamilton, "Women in the Crusader States: The Queens of Jerusalem", in Medieval Women, edited by Derek Baker. Ecclesiastical History Society, 1978
William of Tyre, A History of Deeds Done Beyond the Sea, trans. E.A. Babcock and A.C. Krey. Columbia University Press, 1943
References
1136 births
1174 deaths
12th-century monarchs of Jerusalem
Counts of Jaffa and Ascalon
12th-century French nobility
Kings of Jerusalem
Deaths from dysentery
Crusader–Fatimid wars
Sons of kings
Sons of queens regnant |
1872 | https://en.wikipedia.org/wiki/Aimery%20of%20Cyprus | Aimery of Cyprus | Aimery of Lusignan (, , Amorí; before 11551 April 1205), erroneously referred to as Amalric or Amaury in earlier scholarship, was the first King of Cyprus, reigning from 1196 to his death. He also reigned as the King of Jerusalem from his marriage to Isabella I in 1197 to his death. He was a younger son of Hugh VIII of Lusignan, a nobleman in Poitou. After participating in a rebellion against Henry II of England in 1168, he went to the Holy Land and settled in the Kingdom of Jerusalem.
His marriage to Eschiva of Ibelin (whose father was an influential nobleman) strengthened his position in the kingdom. His younger brother, Guy, married Sibylla, the sister of and heir presumptive to Baldwin IV of Jerusalem. Baldwin made Aimery the constable of Jerusalem at around 1180. He was one of the commanders of the Christian army in the Battle of Hattin, which ended with decisive defeat at the hands of the army of Saladin, the Ayyubid sultan of Egypt and Syria, on 4 July 1187.
Aimery supported Guy even after he lost his claim to the Kingdom of Jerusalem according to most barons of the realm, because of the death of Sibylla and their two daughters. The new King of Jerusalem, Henry II of Champagne, arrested Aimery for a short period. After his release, he retired to Jaffa which was the fief of his elder brother, Geoffrey of Lusignan, who had left the Holy Land.
After Guy died in May 1194, his vassals in Cyprus elected Aimery as their lord. He accepted the suzerainty of the Holy Roman emperor, Henry VI. With the emperor's authorization, Aimery was crowned King of Cyprus in September 1197. He soon married Henry of Champagne's widow, Isabella I of Jerusalem. He and his wife were crowned King and Queen of Jerusalem in January 1198. He signed a truce with Al-Adil I, the Ayyubid sultan of Egypt, which secured the Christian possession of the coastline from Acre to Antioch. His rule was a period of peace and stability in both of his realms.
Early life
Aimery was born before 1155. He was the fifth son of Hugh VIII of Lusignan and his wife, Burgundia of Rancon. His family had been noted for generations of crusaders in their native Poitou. His great-grandfather, Hugh VI of Lusignan, died in the Battle of Ramla in 1102; Aimery's grandfather, Hugh VII of Lusignan, took part in the Second Crusade. Aimery's father also came to the Holy Land and died in a Muslim prison in the 1160s. Earlier scholarship erroneously referred to him as Amalric (or Amaury, its French form), but evidences from documentaries shows he was actually called Aimericus, which is a distinct name (although it was sometimes confused with Amalricus already in the Middle Ages). Runciman and other modern historians erroneously refer to him as Amalric II of Jerusalem, because they confused his name with that of Amalric "I" of Jerusalem.
Aimery joined a rebellion against Henry II of England (who also ruled Poitou) in 1168, according to Robert of Torigni's chronicle, but Henry crushed the rebellion. Aimery left for the Holy Land and settled in the Kingdom of Jerusalem. He was captured in a battle and held in captivity in Damascus. A popular tradition (which was first recorded by the 13th-century Philip of Novara and John of Ibelin) held, the King of Jerusalem, Amalric, ransomed him personally.
Ernoul (whose reliability is questioned) claimed Aimery was a lover of Amalric of Jerusalem's former wife, Agnes of Courtenay. Aimery married Eschiva of Ibelin, a daughter of Baldwin of Ibelin, who was one of the most powerful noblemen in the Kingdom of Jerusalem. Amalric of Jerusalem, who died on 11 July 1174, was succeeded by his thirteen-year-old son by Agnes of Courtenay, Baldwin IV who suffered from leprosy. Aimery became a member of the royal court with his father-in-law's support.
Aimery's youngest brother, Guy, married Baldwin IV's widowed sister, Sibylla, in April 1180. Ernoul wrote, it was Aimery who had spoken of his brother to her and her mother, Agnes of Courtenay, describing him as a handsome and charming young man. Aimery, continued Ernoul, hurried back to Poitou and persuaded Guy to come to the kingdom, although Sibylla had promised herself to Aimery's father-in-law. Another source, William of Tyre, did not mention that Aimery had played any role in the marriage of his brother and the King's sister. Consequently, many elements of Ernoul's report (especially Aimery's alleged journey to Poitou) were most probably invented.
Constable of Jerusalem
Aimery was first mentioned as Constable of Jerusalem on 24 February 1182. According to Steven Runciman and Malcolm Barber, he had already been granted the office shortly after his predecessor, Humphrey II of Toron, died in April 1179. Historian Bernard Hamilton writes that Aimery's appointment was the consequence of the growing influence of his brother and he was appointed only around 1181.
Saladin, the Ayyubid sultan of Egypt and Syria, launched a campaign against the Kingdom of Jerusalem on 29 September 1183. Aimery defeated the sultan's troops in a minor skirmish with the support of his father-in-law and his brother, Balian of Ibelin. After the victory, the crusaders' main army could advance as far as a spring near Saladin's camp, forcing him to retreat nine days later. During the campaign, it turned out that most barons of the realm were unwilling to cooperate with Aimery's brother, Guy, who was the designated heir to Baldwin IV. The ailing King dismissed Guy and made his five-year-old nephew (Guy's stepson), Baldwin V, his co-ruler on 20 November 1183.
In early 1185, Baldwin IV decreed that the Pope, the Holy Roman Emperor and the Kings of France and England were to be approached to choose between his sister, Sybilla, and their half-sister, Isabella, if Baldwin V died before reaching the age of majority. The leper King died in April or May 1185, his nephew in late summer of 1186. Ignoring Baldwin IV's decree, Sybilla was proclaimed queen by her supporters and she crowned her husband, Guy, king. Aimery was not listed among those who were present at the ceremony, but he obviously supported his brother and sister-in-law, according to Hamilton.
As Constable, Aimery organised the army of the Kingdom of Jerusalem into units before the Battle of Hattin, which ended with the decisive victory of Saladin on 4 July 1187. Along with most commanders of the Christian army, Aimery was captured in the battlefield. During the siege of Ascalon, Saladin promised the defenders that he would set free ten persons whom they named if they surrendered. Aimery and Guy were among those whom the defenders named before surrendering on 4 September, but Saladin postponed their release until the spring of 1188.
Most barons of the realm thought that Guy lost his claim to the Kingdom of Jerusalem when Sybilla and their two daughters died in late 1190, but Aimery remained loyal to his brother. Guy's opponents supported Conrad of Montferrat who married Sybilla's half-sister, Isabella in late November. An assembly of the noblemen of the realm unanimously declared Conrad the lawful king on 16 April 1192. Although Conrad was murdered twelve days later, his widow soon married Henry of Champagne, who was elected King of Jerusalem. To compensate Guy for the loss of Jerusalem, Richard I of England authorized him to purchase the island of Cyprus (that Richard had conquered in May 1191) from the Knights Templar. He was also to pay 40,000 bezants to Richard who donated the right to collect the sum from Guy to Henry of Champagne. Guy settled in Cyprus in early May.
Aimery remained in the Kingdom of Jerusalem, which was reduced to a narrow strip of land along the coast of the Mediterranean Sea from Jaffa to Tyre. Henry of Champagne ordered the expulsion of the merchants from Pisa from Acre in May, because he accused them of plotting with Guy of Lusignan. After Aimery intervened on behalf of the merchants, the King had him arrested. Aimery was only released at the demand of the grand masters of the Templars and the Hospitallers. He retired to Jaffa that Richard of England had granted to Aimery's eldest brother, Geoffrey of Lusignan.
Reign
Lord of Cyprus
Guy died in May 1194, and bequeathed Cyprus to his elder brother, Geoffrey. However Geoffrey had already returned to Poitou, thus Guy's vassals elected Aimery their new lord. Henry of Champagne demanded the right to be consulted about the succession in Cyprus, but the Cypriote noblemen ignored him. Around the same time, Henry of Champagne replaced Aimery with John of Ibelin as constable of Jerusalem.
Aimery realized that the treasury of Cyprus was almost empty, because his brother had granted most landed property in the island to his supporters, according to Ernoul. He summoned his vassals to an assembly. After emphasizing that each of them owned more land than he had, he persuaded them one by one "either by force, or by friendship, or by agreement" to surrender some their rents and lands.
Aimery dispatched an embassy to Pope Celestine III, asking him to set up Roman Catholic dioceses in Cyprus. He also sent his representative, Rainier of Gibelet, to the Holy Roman Emperor, Henry VI, proposing that he would acknowledge the emperor's suzerainty, if the emperor sent a royal crown to him. Aimery primarily wanted to secure the emperor's assistance against a potential Byzantine invasion of Cyprus, but he also wanted to strengthen his own legitimacy as king. Rainier of Gibelet swore loyalty to Henry VI on behalf of Aimery in Gelnhausen in October 1196. The emperor who had decided to lead a crusade to the Holy Land promised that he would personally crown Aimery king. He dispatched the archbishops of Brindisi and Trani to take a golden sceptre to Aimery as a symbol of his right to rule Cyprus.
King of Cyprus
Henry VI's two envoys landed in Cyprus in April or May 1196. Aimery may have adopted the title of king around that time, because Pope Celestin styled him as king already in a letter in December 1196. In the same month, the Pope set up a Roman Catholic archdiocese in Nicosia with three suffragan bishops in Famagusta, Limassol and Paphos. The Greek Orthodox bishops were not expelled, but their property and income was seized by the new Catholic prelates.
Henry VI's chancellor, Conrad, Bishop of Hildesheim, crowned Aimery king in Nicosia in September 1197. Aimery did homage to the chancellor. The noblemen who owned fiefs in both Cyprus and the Kingdom of Jerusalem wanted to bring about a reconciliation between Aimery and Henry of Champagne. One of them, Baldwin of Beisan, Constable of Cyprus, persuaded Henry of Champage to visit Cyprus in early 1197. The two kings made peace, agreeing that Aimery's three sons were to marry Henry's three daughters. Henry also renounced the debt that Aimery still owed to him for Cyprus and allowed Aimery to garrison his troops at Jaffa. Aimery sent Reynald Barlais to take possession of Jaffa. Aimery again used the title of Constable of Jerusalem in November 1197, which suggests that he had also recovered that office as a consequence of his treaty with Henry of Champagne.
King of two realms
Henry of Champagne fell from the window in his palace and died in Acre on 10 September 1197. The aristocratic-yet-impoverished Raoul of Saint Omer was one of the possible candidates to succeed him, but the grand masters of the military orders opposed him vehemently. A few days later, Al-Adil I, the Ayyubid sultan of Egypt, occupied Jaffa.
Conrad of Wittelsbach, Archbishop of Mainz, who arrived to Acre on 20 September, was the first to propose that the crown should be offered to Aimery. Since Aimery's first wife had died, he could marry the widowed Isabella I of Jerusalem, who was the queen. Although Aymar, Patriarch of Jerusalem, stated that the marriage would be uncanonical, Joscius, Archbishop of Tyre, started negotiations with Aimery who accepted the offer. The patriarch also withdrew his objections and crowned Aimery and Isabella king and queen in Tyre in January 1198.
The Cypriot Army fought for the Kingdom of Jerusalem during Aimery's rule, but otherwise he administered his two realms separately. Even before his coronation, Aimery united his forces with the German crusaders who were under the command of Duke Henry I of Brabant to launch a campaign against the Ayyubid troops. They forced Al-Adil to withdraw and captured Beirut on 21 October. He laid siege to Toron, but he had to lift the siege on 2 February, because the German crusaders decided to return to the Holy Roman Empire after learning that Emperor Henry VI had died.
Aimery was riding at Tyre when four German knights attacked him in March 1198. His retainers rescued him and captured the four knights. Aimery accused Raoul of Saint Omer of hiring the assailants and sentenced him to banishment without a trial by his peers. At Raoul's demand, the case was submitted to the High Court of Jerusalem which held that Aimery had unlawfully banished Raoul. Nevertheless, Raoul voluntarily left the kingdom and settled in Tripoli, because he knew that he had lost Aimery's goodwill.
Aimery signed a truce with Al-Adil on 1 July 1198, securing the possession of the coast from Acre as far as to Antioch for the crusaders for five years and eight months. The Byzantine emperor, Alexios III Angelos, did not abandon the idea of recovering Cyprus. He promised that he would help a new crusade if Pope Innocent III excommunicated Aimery to enable a Byzantine invasion in 1201, but Innocent refused him, stating that the Byzantines had lost their right to Cyprus when Richard I conquered the island in 1191.
Aimery kept the peace with the Muslims, even when Reynald II of Dampierre, who arrived at the head of 300 French crusaders, demanded that he launch a campaign against the Muslims in early 1202. After Aimery reminded him that more than 300 soldiers were needed to wage war against the Ayyubids, Reynald left the Kingdom of Jerusalem for the Principality of Antioch. An Egyptian emir seized a fortress near Sidon and made plundering raids against the neighboring territory. As Al-Adil failed to force the emir to respect the truce, Aimery's fleet seized 20 Egyptian ships and he invaded Al-Adil's realm. In retaliation, Al-Adil's son, Al-Mu'azzam Isa plundered the region of Acre. In May 1204, Aimery's fleet sacked a small town in the Nile Delta in Egypt. The envoys of Aimery and Al-Adil signed a new truce for six years in September 1204. Al-Adil ceded Jaffa and Ramleh to the Kingdom of Jerusalem and simplified the Christian pilgrims' visits in Jerusalem and Nazareth.
After eating an excess of white mullet, Aimery fell seriously ill. He died after a short illness on 1 April 1205. His six-year-old son, Hugh I, succeeded him in Cyprus; and his widow ruled the Kingdom of Jerusalem until her own death four days later.
Legacy
Historian Mary Nickerson Hardwicke described Aimery as a "self-assured, politically astute, sometimes hard, seldom sentimentally indulgent" ruler. His rule was a period of peace and consolidation. He initiated the revision of the laws of the Kingdom of Jerusalem to specify royal prerogatives. The lawyers of the Kingdom of Jerusalem held him in high esteem. One of them, John of Ibelin emphasized that Aimery had governed both Cyprus and Jerusalem "well and wisely" until his death.
Family
Aimery's first wife, Eschiva of Ibelin, was the elder daughter of Baldwin of Ibelin, Lord of Mirabel and Ramleh, and Richelda of Beisan. They had five children
Bourgogne, who married (1) Raymond VI of Toulouse in 1193 (div 1196 with no issue); (2) Walter of Montbéliard in 1204. Walter was the regent of Cyprus for her younger brother, Hugh I, from 1205 to 1210.
Helvis, who was the wife of Raymond-Roupen, who was Prince of Antioch from 1216 to 1219.
Guy, who died young
John, who died young
Hugh I, who married Alice of Champagne
Aimery's second wife, Isabella I of Jerusalem, was the only daughter of Amalric I of Jerusalem and Maria Komnene. They had three children
Sybilla, who was the second wife of Leo I, King of Armenia.
Melisende, who married Bohemond IV of Antioch.
Amalric, who died during childhood, 2 February 1205.
References
Sources
Further reading
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12th-century births
1205 deaths
12th-century monarchs of Jerusalem
13th-century monarchs of Jerusalem
Kings of Jerusalem
Kings of Cyprus
Jure uxoris kings
Burials at Saint Sophia Cathedral, Nicosia
French Roman Catholics
Christians of the Crusade of 1197 |
1873 | https://en.wikipedia.org/wiki/Anthemius%20of%20Tralles | Anthemius of Tralles | Anthemius of Tralles (, Medieval Greek: , Anthémios o Trallianós; – 533 558) was a Byzantine Greek from Tralles who worked as a geometer and architect in Constantinople, the capital of the Byzantine Empire. With Isidore of Miletus, he designed the Hagia Sophia for Justinian I.
Life
Anthemius was one of the five sons of Stephanus of Tralles, a physician. His brothers were Dioscorus, Alexander, Olympius, and Metrodorus. Dioscorus followed his father's profession in Tralles; Alexander did so in Rome and became one of the most celebrated medical men of his time; Olympius became a noted lawyer; and Metrodorus worked as a grammarian in Constantinople.
Anthemius was said to have annoyed his neighbor Zeno in two ways: first, by engineering a miniature earthquake by sending steam through leather tubes he had fixed among the joists and flooring of Zeno's parlor while he was entertaining friends and, second, by simulating thunder and lightning and flashing intolerable light into Zeno's eyes from a slightly hollowed mirror. In addition to his familiarity with steam, some dubious authorities credited Anthemius with a knowledge of gunpowder or other explosive compound.
Mathematics
Anthemius was a capable mathematician. In the course of his treatise On Burning Mirrors, he intended to facilitate the construction of surfaces to reflect light to a single point, he described the string construction of the ellipse and assumed a property of ellipses not found in Apollonius of Perga's Conics: the equality of the angles subtended at a focus by two tangents drawn from a point. His work also includes the first practical use of the directrix: having given the focus and a double ordinate, he used the focus and directrix to obtain any number of points on a parabola. This work was later known to Arab mathematicians such as Alhazen.
Eutocius's commentary on Apollonius's Conics was dedicated to Anthemius.
Architecture
As an architect, Anthemius is best known for his work designing the Hagia Sophia. He was commissioned with Isidore of Miletus by Justinian I shortly after the earlier church on the site burned down in 532 but died early on in the project. He is also said to have repaired the flood defenses at Daras.
Notes
References
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Attribution:
Further reading
Editions of Anthemius's "On Burning-Glasses":
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External links
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470s births
6th-century deaths
Byzantine architects
5th-century mathematicians
6th-century mathematicians
Greek Christians
People from Tralles
Justinian I
5th-century Byzantine people
5th-century Byzantine scientists
6th-century Byzantine scientists
6th-century Byzantine writers
6th-century architects
Hagia Sophia |
1874 | https://en.wikipedia.org/wiki/Absalon | Absalon | Absalon (21 March 1201) was a Danish statesman and prelate of the Catholic Church who served as the bishop of Roskilde from 1158 to 1192 and archbishop of Lund from 1178 until his death. He was the foremost politician and church father of Denmark in the second half of the 12th century, and was the closest advisor of King Valdemar I of Denmark. He was a key figure in the Danish policies of territorial expansion in the Baltic Sea, Europeanization in close relationship with the Holy See, and reform in the relation between the Church and the public. He combined the ideals of Gregorian Reform with loyal support of a strong monarchical power.
Absalon was born into the powerful Hvide clan, and owned great land possessions. He endowed several church institutions, most prominently his family's Sorø Abbey. He was granted lands by the crown, and built the first fortification of the city that evolved into modern-day Copenhagen. His titles were passed on to his nephews Anders Sunesen and Peder Sunesen. He died in 1201, and was interred at Sorø Abbey.
Early life
Absalon was born around 1128 near Sorø, Zealand. Due to his name being unusual in Denmark, it is speculated that he was baptized on the Danish "Absalon" name day, 30 October. He was the son of Asser Rig, a magnate of the Hvide clan from Fjenneslev on Zealand, and Inger Eriksdotter. He was also a kinsman of Archbishop Eskil of Lund. He grew up at the castle of his father, and was brought up alongside his older brother Esbern Snare and the young prince Valdemar, who later became King Valdemar I of Denmark. During the civil war following the death of Eric III of Denmark in 1146, Absalon travelled abroad to study theology in Paris, while Esbern fought for Valdemar's ascension to the throne. In Paris, he was influenced by the Gregorian Reform ideals of churchly independence from monarchical rule. He also befriended the canon William of Æbelholt at the Abbey of St Genevieve, whom he later made abbot of Eskilsø Abbey.
Absalon first appears in Saxo Grammaticus's contemporary chronicle Gesta Danorum at the end of the civil war, in the brokering of the peace agreement between Sweyn III and Valdemar at St. Alban's Priory in Odense. He was a guest at the subsequent Roskilde banquet given in 1157 by Sweyn for his rivals Canute V and Valdemar. Both Absalon and Valdemar narrowly escaped assassination by Sweyn on this occasion, and escaped to Jutland, whither Sweyn followed them. Absalon probably did not take part in the following battle of Grathe Heath in 1157, where Sweyn was defeated and slain. This led to Valdemar ascending to the Danish throne. On Good Friday 1158, bishop died, and Absalon was eventually elected bishop of Roskilde on Zealand with the help of Valdemar, as the king's reward for Hvide family support.
Bishop and advisor
Absalon was a close counsellor of Valdemar, and chief promoter of the Danish crusades against the Wends. During the Danish civil war, Denmark had been open to coastal raids by the Wends. It was Absalon's intention to clear the Baltic Sea of the Wendish pirates who inhabited its southern littoral zone, which was later called Pomerania. The pirates had raided the Danish coasts during the civil war of Sweyn III, Canute V, and Valdemar, to the point where at the accession of Valdemar one-third of Denmark lay wasted and depopulated. Absalon formed a guardian fleet, built coastal defenses, and led several campaigns against the Wends. He even advocated forgiving the earlier enemies of Valdemar, which helped stabilize Denmark internally.
Wendish campaigns
The first expedition against the Wends conducted by Absalon in person, set out in 1160. These expeditions were successful, but brought no lasting victories. What started out as mere retribution, eventually evolved into full-fledged campaigns of expansion with religious motives. In 1164 began twenty years of crusades against the Wends, sometimes with the help of German duke Henry the Lion, sometimes in opposition to him.
In 1168 the chief Wendish fortress at Arkona in Rügen, containing the sanctuary of their god Svantevit, was conquered. The Wends agreed to accept Danish suzerainty and the Christian religion at the same time. From Arkona, Absalon proceeded by sea to Charenza, in the midst of Rügen, the political capital of the Wends and an all but impregnable stronghold. But the unexpected fall of Arkona had terrified the garrison, which surrendered unconditionally at the first appearance of the Danish ships. Absalon, with only Bishop Sweyn of Aarhus and twelve "housecarls", thereupon disembarked, passed between a double row of Wendish warriors, 6000 strong, along the narrow path winding among the morasses, to the gates of the fortress, and, proceeding to the temple of the seven-headed god Rugievit, caused the idol to be hewn down, dragged forth and burnt. The whole population of Garz was then baptized, and Absalon laid the foundations of twelve churches in the isle of Rügen. Rügen was then subjected to Absalon's Bishopric of Roskilde.
The destruction of this chief sally-port of the Wendish pirates enabled Absalon to considerably reduce the Danish fleet. But he continued to keep a watchful eye over the Baltic, and in 1170 destroyed another pirate stronghold, farther eastward, at Dziwnów on the isle of Wolin. Absalon's last military exploit came in 1184, off Stralsund at Whitsun, when he soundly defeated a Pomeranian fleet that had attacked Denmark's vassal, Jaromar of Rügen.
Policies
Absalon's main political goal was to free Denmark from entanglements with the Holy Roman Empire. Absalon reformed the Danish church organisation to closer match Holy See praxis, and worked to keep Denmark a close ally of the Holy See. However, during the schism between Pope Alexander III and Antipope Victor IV, Absalon stayed loyal to Valdemar even as he joined the Holy Roman Emperor Frederick Barbarossa in supporting Victor IV. This caused a split within the Danish church, as it possibly forced Eskil of Lund into exile around 1161, despite Abaslon's attempts to keep the Danish church united. It was contrary to Absalon's advice and warnings that Valdemar I rendered fealty to the emperor Frederick Barbarossa at Dole in 1162. When Valdemar returned to Denmark, he was convinced to strengthen the Danevirke fortifications at the German border, with the support of Absalon.
Absalon built churches and monasteries, supporting international religious orders like the Cistercians and Augustinians, founding schools and doing his utmost to promote civilization and enlightenment. In 1162, Absalon transformed the Sorø Abbey of his family from Benedictine to Cistercian, granting it lands from his personal holdings. In 1167, Absalon was granted the land around the city of Havn (English: "Harbour"), and built there a castle for coastal defense against the Wends. Havn quickly expanded into one of Scandinavia's most important centers of trade, and eventually evolved into modern-day Copenhagen. It was also Absalon who held the first Danish Synod at Lund in 1167. He was interested in history and culture, and commissioned Saxo Grammaticus to write Gesta Danorum, a comprehensive chronicle of the history of the Danes. In 1171, Absalon issued the "Zealand church law" (), which reduced the number of Canonical Law offenses for which the church could fine the public, while instituting the tithe payment system. Violation of the law was specified as subject to a secular legal process.
Archbishop of Lund
Archbishop Eskil returned from exile in 1167. Eskil agreed on canonizing Valdemar's father Knud Lavard in 1170, with Absalon assisting him at the feast. When Eskil stepped down as Archbishop of Lund in 1177, he chose Absalon as his successor. Absalon initially resisted the new position, as he did not want to lose his power position on Zealand, but complied with Papal orders to do so in 1178. By a unique Papal dispensation, Absalon was allowed to simultaneously maintain his post as Bishop of Roskilde. As the Archbishop of Lund, Absalon utilized ombudsmen from Zealand, demanded unfree labour from the peasantry, and instituted tithes. He was a harsh and effective ruler, who cleared all Orthodox Christian liturgical remnants in favour of Papal standards. A rebellion in the Scanian peasantry forced him to flee to Zealand in 1180, but he returned and subdued the Scanians with the help of Valdemar.
Valdemar died in 1182 and was succeeded by his son, Canute VI, whom Absalon also served as counsellor. Under Canute VI, Absalon was the chief policymaker in Danish politics. Absalon kept his hostile attitude to the Holy Roman Empire. On the accession of Canute VI in 1182, an imperial ambassador arrived at Roskilde to get the new king to swear fealty to Frederick Barbarossa, but Absalon resolutely withstood him.
Death
When Absalon retired from military service in 1184 at the age of fifty-seven, he resigned the command of fleets and armies to younger men, like Duke Valdemar, the later king Valdemar II. He instead confined himself to the administration of the Danish empire. In 1192, Absalon made his nephew his successor as Bishop of Roskilde, while his other nephew Anders Sunesen was named the chancellor of Canute VI. Absalon died at Sorø Abbey on 21 March 1201, 73 years old, with his last will granting his personal holdings to the Abbey, apart from Fjenneslev which went to Esbern Snarre. He had already given Copenhagen to the Bishopric of Roskilde. Absalon was interred at Sorø Abbey, and was succeeded as Archbishop of Lund by Anders Sunesen.
Legacy
Saxo Grammaticus' Gesta Danorum was not finished until after the death of Absalon, but Absalon was one of the chief heroic figures of the chronicle, which was to be the main source of knowledge about early Danish history. Absalon left a legacy as the foremost politician and churchfather of Denmark in the 12th century. Absalon was equally great as churchman, statesman, and warrior. His policy of expansion was to give Denmark the dominion of the Baltic for three generations. That he enjoyed warfare there can be no doubt; yet he was not like the ordinary fighting bishops of the Middle Ages, whose sole indication of their religious role was to avoid the shedding of blood by using a mace in battle instead of a sword. Absalon never neglected his ecclesiastical duties.
In the 2000s, "Absalon" was adopted as the name for a class of Royal Danish Navy vessels, and the lead vessel of the class. HDMS Absalon (L16) and Esbern Snare (L17) were launched and commissioned by Denmark in 2004 and 2005.
References
Further reading
Saxo, Gesta Danorum, ed. Holder (Strassburg, 1886), books xvi.
Steenstrup, Danmarks Riges Historie. Oldtiden og den ældre Middelalder, pp. 570–735 (Copenhagen, 1897–1905).
Absalon's Testamentum, in Migne, Patrologia Latina 209,18.
External links
Roman Catholic archbishops of Lund
1120s births
1201 deaths
12th-century Roman Catholic archbishops in Denmark
Burials at Sorø Abbey
Royal Danish Navy
12th century in Skåne County
Year of birth uncertain |
1875 | https://en.wikipedia.org/wiki/Adhemar%20of%20Le%20Puy | Adhemar of Le Puy | Adhemar (also known as Adémar, Aimar, or Aelarz) de Monteil (died 1 August 1098) was one of the principal figures of the First Crusade and was bishop of Puy-en-Velay from before 1087. He was the chosen representative of Pope Urban II for the expedition to the Holy Land. Remembered for his martial prowess, he led knights and men into battle and fought beside them, particularly at the Battle of Dorylaeum and Siege of Antioch. Adhemar is said to have carried the Holy Lance in the Crusaders’ desperate breakout at Antioch on 28 June 1098, in which superior Islamic forces under the atabeg Kerbogha were routed, securing the city for the Crusaders. He died in 1098 due to illness.
Life
Born around 1045 into the family of the Counts of Valentinois and elected Bishop of Le Puy around 1080, he was an advocate of the Gregorian Reform. Among his supporters were the future Pope Urban II and Raymond of Saint-Gilles, Count of Toulouse and the richest, most powerful nobleman in France. He was also said to have gone on pilgrimage to Jerusalem around 1086. He was the brother of William Hugh of Monteil, who was also a Crusader in the First Crusade. Adhemar most likely met Pope Urban II, when he visited Puy in August 1095.
At the Council of Clermont in 1095, Adhemar showed great zeal for the crusade (there is evidence that Urban II had conferred with Adhemar before the council). Adhemar was named apostolic legate and appointed to lead the crusade by Pope Urban II on 27 November 1095. In part, Adhemar was selected to lead because he had already undertaken a pilgrimage to Jerusalem in 1086 and 1087. Following the announcement of the Crusade Adhemar spent the next year raising money and recruiting men. Departing on 15 August 1096, he accompanied Raymond of Toulouse and his army to the east. Whilst Raymond and the other leaders often quarrelled with each other over the leadership of the crusade, Adhemar was always recognized as the spiritual leader of the crusade and was widely respected by the majority of the Crusaders.
During the leg of the trip from Durazzo to Constantinople, in the Valley of Pelagonia, Adhemar was set upon by a group of Pecheneg mercenaries, when he had wandered too far from the majority of the Crusader forces. The Pechenegs beat and robbed Adhemar, but began to fight among themselves over his belongings; Adhemar was saved by Crusader forces who had noticed the disturbance. Once the army had reached Thessalonica, Adhemar decided to stay there for some time, due to sickness, whilst the Crusader forces moved onward. Adhemar eventually was able to rejoin the Crusaders.
Adhemar negotiated with Alexius I Comnenus at Constantinople, reestablished some discipline among the crusaders at Nicaea, fought a crucial role at the Battle of Dorylaeum and was largely responsible for sustaining morale during the siege of Antioch through various religious rites including fasting and special observances of holy days. One such time he did this, was after an earthquake during the siege of Antioch, he had the Crusaders fast for three days and had the priests and clergy perform mass and prayers. Adhemar also ordered the Crusaders to shave and wear a cross in an attempt to stop Crusaders from attacking one another by accident. After the capture of the city in June 1098 and the subsequent siege led by Kerbogha, Adhemar organized a procession through the streets and had the gates locked so that the Crusaders, many of whom had begun to panic, would be unable to leave the city. He was extremely skeptical of Peter Bartholomew's discovery in Antioch of the Holy Lance, especially because he knew such a relic already existed in Constantinople; however, he was willing to let the Crusader army believe it was real if it raised their morale. Adhemar was protected by a band of Crusaders led by Henry of Esch to preserve the (albeit suspect) relic. In June 1098 Adhemar fell prey to sickness and in the following months his condition would deteriorate.
When Kerbogha was defeated, Adhemar organized a council in an attempt to settle the leadership disputes, but died on 1 August 1098, probably of typhus. Adhemar was buried in Antioch within the Basilica of St Peter. The disputes among the higher nobles went unsolved and the march to Jerusalem was delayed for months. However, the lower-class soldiers continued to think of Adhemar as a leader. Following his death, Adhemar reportedly appeared in several visions of various Crusaders. One of the first was reported by Peter Bartholomew who stated that Adhemar appeared to him stating that, due to his skepticism of the Holy Lance, he had spent a few days in hell and was only rescued because a candle had been burned in his memory, he had given a gift to the Shrine where the Holy Lance was kept, and due to the prayers of Bohemond. At the siege of Jerusalem, Peter Desiderius claimed that to have received a vision from Adhemar himself. Peter also claimed that, in this vision, Adhemar had instructed him to have the Crusaders fast and lead a procession around the Walls of Jerusalem. This was done and Jerusalem was taken by the Crusaders in 1099. Later, Stephen of Valence also claimed to have had visions featuring Adhemar in which Adhemar spoke to Stephen of several relics. Adhemar told Stephen great reverence should be given to the cross Adhemar had taken with him on the crusade. He also told Stephen how the Holy Lance should be treated and told Stephen to give Stephen's ring to Count Raymond. He told Stephen that, through this ring, Count Raymond would be able to call upon the power of Mary.
References
Sources
Murray, Alan V., "The Army of Godfrey of Bouillon, 1096–1099: Structure and Dynamics of a Contingent on the First Crusade" (PDF), Revue belge de philologie et d'histoire, 1992
Runciman, Steven, A History of the Crusades, Volume I: The First Crusade and the Foundation of the Kingdom of Jerusalem, Cambridge University Press, Cambridge, 1951
Riley-Smith, The First Crusaders, 1095–1131, Cambridge University Press, Cambridge, 1997
Edgington, Susan, Albert of Aachen: Historia Ierosolimitana, History of the Journey to Jerusalem, Clarendon Press, 2007 (available on Google Books)
External links
Medieval Sourcebook: Speech by Urban II at Council of Clermont, 1095 (Five versions of the Speech)
Christians of the First Crusade
11th-century French Roman Catholic bishops
Bishops of Le Puy-en-Velay
1098 deaths
Year of birth unknown
1040s births
Holy Lance |
1878 | https://en.wikipedia.org/wiki/Alphonse%2C%20Count%20of%20Poitiers | Alphonse, Count of Poitiers | Alphonse (11 November 122021 August 1271) was the Count of Poitou from 1225 and Count of Toulouse (as such called Alphonse II) from 1249. As count of Toulouse, he also governed the Marquisate of Provence.
Birth and early life
Born at Poissy, Alphonse was a son of King Louis VIII of France and Blanche of Castile. He was a younger brother of King Louis IX of France and an older brother of Count Charles I of Anjou. In 1229, his mother, who was regent of France, forced the Treaty of Paris on Count Raymond VII of Toulouse after his rebellion. It stipulated that a brother of King Louis was to marry Joan, daughter of Raymond VII of Toulouse, and so in 1237 Alphonse married her. Since she was Raymond's only child, they became rulers of Toulouse at Raymond's death in 1249.
By the terms of his father's will Alphonse received an appanage of Poitou and Auvergne. To enforce this Louis IX won the battle of Taillebourg in the Saintonge War together with Alphonse against a revolt allied with King Henry III of England, who also participated in the battle.
Crusades
Alphonse took part in two crusades with his brother, Louis IX, in 1248 (the Seventh Crusade) and in 1270 (the Eighth Crusade). For the first of these, he raised a large sum and a substantial force, arriving in Damietta on 24 October 1249, after the town had already been captured. He sailed for home on 10 August 1250. His father-in-law had died while he was away, and he went directly to Toulouse to take possession. There was some resistance to his accession as count, which was suppressed with the help of his mother Blanche of Castile who was acting as regent in the absence of Louis IX.
Later life
In 1252, on the death of his mother, Blanche of Castile, Alphonse was joint regent with Charles of Anjou until the return of Louis IX. During that time he took a great part in the campaigns and negotiations which led to the Treaty of Paris in 1259, under which King Henry III of England recognized his loss of continental territory to France (including Normandy, Maine, Anjou, and Poitou) in exchange for France withdrawing its support for English rebels.
Aside from the crusades, Alphonse stayed primarily in Paris, governing his estates by officials, inspectors who reviewed the officials' work, and a constant stream of messages. His main work was on his own estates. There he repaired the effects of the Albigensian war and made a first attempt at administrative centralization, thus preparing the way for union with the crown. On 8 October 1268, Alphonse had all Jews throughout his lands arrested and their property confiscated.
When Louis IX formed the Eighth Crusade, Alphonse again raised a large sum of money and accompanied his brother. This time, however, he did not return to France, dying while on his way back, at Savona in Italy, on 21 August 1271.
Death and legacy
Alphonse's death without heirs raised some questions as to the succession to his lands. One possibility was that they should revert to the crown, another that they should be redistributed to his family. The latter was claimed by Charles of Anjou, but in 1283 Parlement decided that the County of Toulouse should revert to the crown, if there were no male heirs. Alphonse's wife Joan (who died four days after Alphonse) had attempted to dispose of her lands in a will to her nearest female relative Philippa de Lomagne. However, Joan was the only surviving child and heiress of Raymond VII, Count of Toulouse, Duke of Narbonne, and Marquis of Provence, so under Provençal and French law, the lands should have gone to her nearest male relative. Her will was invalidated by Parlement in 1274. One specific bequest in Alphonse's will, giving his wife's lands in the Comtat Venaissin to the Holy See, was allowed, and it became a Papal territory, a status which it retained until 1791.
See also
Abraham of Aragon
References
Citations
Sources
|-
|-
1220 births
1271 deaths
People from Poissy
Counts of Toulouse
Counts of Poitiers
Christians of the Seventh Crusade
Christians of the Eighth Crusade
13th-century peers of France
Children of Louis VIII of France
Prisoners and detainees of the Abbasid Caliphate
Sons of kings |
1879 | https://en.wikipedia.org/wiki/Alfonso%20Jordan | Alfonso Jordan | Alfonso Jordan, also spelled Alfons Jordan or Alphonse Jourdain (1103–1148), was the Count of Tripoli (1105–09), Count of Rouergue (1109–48) and Count of Toulouse, Margrave of Provence and Duke of Narbonne (1112–48).
Life
Alfonso was the son of Raymond IV of Toulouse by his third wife, Elvira of Castile. He was born in the castle of Mont Pèlerin in Tripoli while his father was on the First Crusade. He was given the name "Jourdain" after being baptised in the Jordan River.
Alfonso's father died when he was two years old and he remained under the guardianship of his cousin, William Jordan, Count of Cerdagne, until he was five. He was then taken to Europe, where his half-brother Bertrand had given him the county of Rouergue. Upon Bertrand's death in 1112, Alfonso succeeded to the county of Toulouse and marquisate of Provence.
In 1114, Duke William IX of Aquitaine, who claimed Toulouse by right of his wife Philippa, daughter of Count William IV, invaded the county and conquered it. Alfonso recovered a part in 1119, but he was not in full control until 1123. When at last successful, he was excommunicated by Pope Callixtus II for having damaged the abbey of Saint-Gilles and assaulting the monks.
Alfonso next had to fight for his rights in Provence against Count Raymond Berengar III of Barcelona. Not until September 1125 did their war end in "peace and concord" (pax et concordia). At this stage, Alfonso was master of the regions lying between the Pyrenees and the Alps, the Auvergne and the sea. His ascendancy was, according to one commentator, an unmixed good to the country, for during a period of fourteen years art and industry flourished.
In March 1126, Alfonso was at the court of Alfonso VII of León when he acceded to the throne. According to the Chronica Adefonsi imperatoris, Alfonso and Suero Vermúdez took the city of León from opposition magnates and handed it over to Alfonso VII. Among those who may have accompanied Alfonso on one of his many extended stays in Spain was the troubadour Marcabru.
By 1132, Alfonso was embroiled in a succession war over the county of Melgueil against Berenguer Ramon, Count of Provence. This brief conflict was resolved with Alfonso's defeat and Berenguer marrying Beatrice, heiress of Melgueil.
Alfonso seized the viscounty of Narbonne in 1134, and ruled it during the minority of the Viscountess Ermengarde, only restoring it to her in 1143.
In 1141 King Louis VII pressed the claim of Philippa on behalf of his wife, Eleanor of Aquitaine, even besieging Toulouse, but without result.
That same year Alfonso Jordan was again in Spain, making a pilgrimage to Saint James of Compostela, when he proposed a peace between the king of León and García VI of Navarre, which became the basis for subsequent negotiations.
In 1144, Alfonso again incurred the displeasure of the church by siding with the citizens of Montpellier against their lord.
In 1145, Bernard of Clairvaux addressed a letter to him full of concern about a heretic named Henry in the diocese of Toulouse. Bernard even went there to preach against the heresy, an early expression of Catharism. A second time he was excommunicated; but in 1146 he took the cross (i.e., vowed to go on crusade) at a meeting in Vézelay called by Louis VII. In August 1147, he embarked for the near east on the Second Crusade.
He lingered on the way in Italy and probably in Constantinople, where he may have met the Emperor Manuel I.
Alfonso finally arrived at Acre in 1148. He died at Caesarea, which was followed by accusations of poisoning, levelled against either Eleanor of Aquitaine, wife of Louis VII of France, or Melisende, the mother of King Baldwin III of Jerusalem, who may have wanted to eliminate him as a rival to her brother-in-law Raymond II.
Alfonso and Faydiva d'Uzès had:
Raymond, who succeeded him
Alphonse
Faydiva (died 1154), married to Count Humbert III of Savoy
Agnes (died 1187)
Laurentia, who married Count Bernard III of Comminges
He also had an illegitimate son, Bertrand.
Notes
Sources
156
1103 births
1148 deaths
People excommunicated by the Catholic Church
Counts of Tripoli
Counts of Toulouse
Dukes of Narbonne
Margraves of Provence
Occitan nobility
House of Rouergue
Christians of the Second Crusade |
1880 | https://en.wikipedia.org/wiki/Ambroise | Ambroise | Ambroise, sometimes Ambroise of Normandy, (flourished ) was a Norman poet and chronicler of the Third Crusade, author of a work called , which describes in rhyming Old French verse the adventures of as a crusader.
Life
The credit for detecting its value belongs to Gaston Paris, although his edition (1897) was partially anticipated by the editors of the , who published some selections in the twenty-seventh volume of their Scriptores (1885). Ambroise followed Richard I as a noncombatant, and not improbably as a court-minstrel. He speaks as an eyewitness of the king's doings at Messina, in Cyprus, at the siege of Acre, and in the abortive campaign which followed the capture of that city.
Commentary on his work
Ambroise is surprisingly accurate in his chronology; though he did not complete his work before 1195, it is evidently founded upon notes which he had taken in the course of his pilgrimage. He shows no greater political insight than we should expect from his position; but relates what he had seen and heard with a naïve vivacity which compels attention. He is by no means an impartial source: he is prejudiced against the Saracens, against the French, and against all the rivals or enemies of his master, including the Polein party which supported Conrad of Montferrat against Guy of Lusignan. He is rather to be treated as a biographer than as a historian of the Crusade in its broader aspects. Nonetheless he is an interesting primary source for the events of the years 1190–1192 in the Kingdom of Jerusalem.
Books 2–6 of the Itinerarium Regis Ricardi, a Latin prose narrative of the same events apparently compiled by Richard, a canon of Holy Trinity, London, are closely related to Ambroise's poem. They were formerly sometimes regarded as the first-hand narrative on which Ambroise based his work, but that can no longer be maintained.
History of the poem
The poem is known to us only through one Vatican manuscript, and long escaped the notice of historians.
Published edition
Ambroise, L´Estoire de la guerre sainte. Paris, 1897: http://gallica.bnf.fr/ark:/12148/bpt6k6517331f.r
Ambroise, Itinerarium regis Ricardi. London, 1920: https://archive.org/details/itinerariumregis00richuoft
Ambroise, The History of the Holy War, translated by Marianne Ailes, Boydell Press, 2003.
See also
Anglo-Norman literature
Norman language
Notes
12th-century deaths
Anglo-Norman literature
Medieval writers about the Crusades
Year of birth unknown
12th-century French poets
Christians of the Third Crusade |
1887 | https://en.wikipedia.org/wiki/Alexius | Alexius | Alexius is the Latinized form of the given name Alexios (, polytonic , "defender", cf. Alexander), especially common in the Byzantine Empire. The female form is Alexia () and its variants such as Alessia (the masculine form of which is Alessio) in Italian.
The name belongs to the most ancient attested Greek names (a-re-ke-se-u in the Linear B tablets KN Df 1229 and MY Fu 718).
Rulers
Alexios I Komnenos (1048–1118), Byzantine emperor
Alexios II Komnenos (1167–1183), Byzantine emperor
Alexios III, Byzantine emperor
Alexios IV, Byzantine emperor
Alexios V Doukas, Byzantine emperor
Alexios I of Trebizond, Emperor of Trebizond
Alexios II of Trebizond, Emperor of Trebizond
Alexios III of Trebizond, Emperor of Trebizond
Alexios IV of Trebizond, Emperor of Trebizond
Alexios V of Trebizond, Emperor of Trebizond
Alexius Mikhailovich (1629–1676), Tsar of Russia
Alexius Petrovich (1690–1718), Russian tsarevich
Religious figures
Alexius, Metropolitan of Moscow (1354–1378)
Patriarch Alexius I of Constantinople (1025–1043)
Alexius (c. 1425–1488), Russian archpriest who converted to Judaism
Patriarch Alexius I of Moscow and All Russia (r. 1945–1970)
Patriarch Alexius II of Moscow and All Russia (r. 1990–2008)
Alexius of Nicaea, metropolitan bishop
Saint Alexius of Rome, fifth-century eastern saint
Alexius, a monk and saint of Kiev - see Abraham and Onesimus of Kiev
Other
Alexios Apokaukos, Byzantine statesman
Alexios Aspietes, Byzantine governor
Alexios Branas, Byzantine general
Alexios Halebian, American tennis player
Alexius Meinong, Austrian philosopher
Alexios Mosele (Caesar), Byzantine heir-apparent
Alexios Palaiologos (despot), Byzantine heir-apparent
Alexios Philanthropenos, Byzantine general
Alexios Raoul (protovestiarios), Byzantine general
Alexios Strategopoulos, Byzantine general
Alexios Xiphias, Byzantine Catepan of Italy
Alexios (Assassin's Creed), a fictional character in Assassin's Creed: Odyssey
Alexius in other languages
English – Alexis, Aleck
German – Alexius, Alexis
Greek – Αλέξιος [Alexios], Αλέξης [Alexis]
French – Alexis
Italian – Alessio
Spanish – Alejo, Alexis
Portuguese – Aleixo
Latvian – Alexius, Aleksis, Aleksejs
Polnish – Aleksy
Czech – Aleš, Alexej
Slovak – Aleš
Estonian – Aleksei
Bulgarian – Алексей [Aleksej]
Serbian – Aleksa
Finnish – Aleksi, Aleksis
Macedonian – Aleksio
Georgian – ალექსი, [Aleksi ]
Belarusian – Аляксей [Aleksiej]
Russian – Алексей [Alexei, Alexey, Aleksei, Aleksey], Алексий [Alexiy], Алёша [Alyosha], Лёша [Lyosha]
Ukrainan – Олексій [Oleksii, Oleksiy], Олекса [Oleksa]
Hungarian –Elek
Given names of Greek language origin
Greek masculine given names
Masculine given names
Given names |
1893 | https://en.wikipedia.org/wiki/Albert%20Spalding | Albert Spalding | Albert Goodwill Spalding (September 2, 1849 – September 9, 1915) was an American pitcher, manager, and executive in the early years of professional baseball, and the co-founder of A.G. Spalding sporting goods company. He was born and raised in Byron, Illinois, yet graduated from Rockford Central High School in Rockford, Illinois. He played major league baseball between 1871 and 1878. Spalding set a trend when he started wearing a baseball glove.
After his retirement as a player, Spalding remained active with the Chicago White Stockings as president and part-owner. In the 1880s, he took players on the first world tour of baseball. With William Hulbert, Spalding organized the National League. He later called for the commission that investigated the origins of baseball and falsely credited Abner Doubleday with creating the game.
He was inducted into the Baseball Hall of Fame in 1939.
Baseball career
Player
Having played baseball throughout his youth, Spalding first played competitively with the Rockford Pioneers, a youth team, which he joined in 1865. After pitching his team to a 26–2 victory over a local men's amateur team (the Mercantiles), he was approached at the age of 15 by the Rockford Forest Citys, for whom he played for five years. Following the formation of baseball's first professional organization, the National Association of Professional Base Ball Players (which became known as the National Association, the Association, or NA) in 1871, Spalding joined the Boston Red Stockings (precursor club to the modern Atlanta Braves) and was highly successful; winning 206 games (and losing only 53) as a pitcher and batting .323 as a hitter.
William Hulbert, principal owner of the Chicago White Stockings, did not like the loose organization of the National Association and the gambling element that influenced it, so he decided to create a new organization, which he dubbed the National League of Baseball Clubs. To aid him in this venture, Hulbert enlisted the help of Spalding. Playing to the pitcher's desire to return to his Midwestern roots and challenging Spalding's integrity, Hulbert convinced Spalding to sign a contract to play for the White Stockings (now known as the Chicago Cubs) in 1876. Spalding then coaxed teammates Deacon White, Ross Barnes and Cal McVey, as well as Philadelphia Athletics players Cap Anson and Bob Addy, to sign with Chicago. This was all done under complete secrecy during the playing season because players were all free agents in those days and they did not want their current club and especially the fans to know they were leaving to play elsewhere the next year. News of the signings by the Boston and Philadelphia players leaked to the press before the season ended and all of them faced verbal abuse and physical threats from the fans of those cities.
He was "the premier pitcher of the 1870s", leading the league in victories for each of his six full seasons as a professional. During each of those years he was his team's only pitcher. In 1876, Spalding won 47 games as the prime pitcher for the White Stockings and led them to win the first-ever National League pennant by a wide margin.
In 1877, Spalding began to use a glove to protect his catching hand. People had used gloves previously, but they were not popular, and Spalding himself was skeptical of wearing one at first. However, once he began donning gloves, he influenced other players to do so.
Spalding retired from playing baseball in 1878 at the age of 27, although he continued as president and part owner of the White Stockings and a major influence on the National League. Spalding's .796 career winning percentage (from an era when teams played about once or twice a week) is the highest ever by a baseball pitcher, .058 ahead of Negro league star Dave Brown's .738. Spalding was the first pitcher to reach 200 wins.
Organizer and executive
In the months after signing for Chicago, Hulbert and Spalding organized the National League by enlisting the two major teams in the East and the four other top teams in what was then considered to be the West, also known as the jungle. Joining Chicago initially were the leading teams from Cincinnati, Louisville, and St. Louis. The owners of these western clubs accompanied Hulbert and Spalding to New York where they secretly met with owners from New York City, Philadelphia, Hartford, and Boston. Each signed the league's constitution, and the National League was officially born. "Spalding was thus involved in the transformation of baseball from a game of gentlemen athletes into a business and a professional sport." Although the National Association held on for a few more seasons, it was no longer recognized as the premier organization for professional baseball. Gradually, it faded out of existence and was replaced by myriad minor leagues and associations around the country.
In 1886, with Spalding as president of the franchise, the Chicago White Stockings (today's Chicago Cubs), began holding spring training in Hot Springs, Arkansas, which subsequently has been called the "birthplace" of spring training baseball. The location and the training concept was the brainchild of Spalding and his player/manager Cap Anson, who saw that the city and the natural springs created positives for their players. They first played in an area called the Hot Springs Baseball Grounds. Many other teams followed the concept and began training in Hot Springs and other locations.
In 1905, after Henry Chadwick wrote an article saying that baseball grew from the British sports of cricket and rounders, Spalding called for a commission to find out the real source of baseball. The commission called for citizens who knew anything about the founding of baseball to send in letters. After three years of searching, on December 30, 1907, Spalding received a letter that (erroneously) declared baseball to be the invention of Abner Doubleday. The commission was biased, as Spalding would not appoint anyone to the commission if they believed the sport was somewhat related to rounders or cricket. Just before the commission issued its findings, in a letter to sportswriter Tim Murnane, Spalding noted, "Our good old American game of baseball must have an American Dad." The project, later called the Mills Commission, concluded that "Base Ball had its origins in the United States" and "the first scheme for playing baseball, according to the best evidence available to date, was devised by Abner Doubleday at Cooperstown, N.Y., in 1839."
Receiving the archives of Henry Chadwick in 1908, Spalding combined these records with his own memories (and biases) to write America's National Game (published 1911) which, despite its flaws, was probably the first scholarly account of the history of baseball.
In 1912, Spalding wrote "Neither our wives, our sisters, our daughters, our sweethearts, may play Base Ball on the field... they may play Basket Ball, and achieve laurels; they may play Golf, and receive trophies, but Base Ball is too strenuous for womankind, except as she may take part in grandstands, with applause for the brilliant play, with waiving kerchief to the hero of the three-bagger."
Businessman
In 1876 while Spalding was playing and organizing the league, Spalding and his brother Walter began a sporting goods store in Chicago, which grew rapidly (14 stores by 1901) and expanded into a manufacturer and distributor of all kinds of sporting equipment. The company became "synonymous with sporting goods" and is still a going concern.
Spalding Athletic Library
Spalding, from 1892.
to 1941.
sold books under the name Spalding Athletic Library on many different sports.
Tour
In 1888–1889, Spalding took a group of major league players around the world to promote baseball and Spalding sporting goods. This was the first-ever world baseball tour. Playing across the western U.S., the tour made stops in Hawaii (although no game was played), New Zealand, Australia, Ceylon, Egypt, Italy, France, and England. The tour returned to grand receptions in New York, Philadelphia, and Chicago. The tour included future Hall of Famers Cap Anson and John Montgomery Ward.
The tour was also touted by Spalding as a launching point for baseball to reach the global stage. At a celebratory dinner in Manhattan, he celebrated the tour – perhaps prematurely – for establishing “our national game throughout the world.” Following Spalding's statements, Mark Twain proclaimed that the tour “carried the American name to the outermost parts of the earth, and covered it with glory every time.”
While Spalding and company gushed about their schlep around the world, waxing lyrical about baseball’s future as a global sport, in reality, the tour had very little impact on the sport’s hold overseas. Sports like soccer, rugby, and cricket had already been established in many other countries due to the presence of European imperialism so baseball had a difficult time gaining popularity in these regions. While baseball did reach a wider global audience, it was due to a larger scale diffusion of the sport rather than the efforts of one magnate, like Spalding envisioned.
While the players were on the tour, the National League instituted new rules regarding player pay that led to a revolt of players, led by Ward, who started the Players' League the following season (1890). The league lasted one year, partially due to the anti-competitive tactics of Spalding to limit its success. The tour and formation of the Player's League is depicted in the 2015 movie Deadball.
1900 Olympics
In 1900 Spalding was appointed by President McKinley as the USA's Commissioner at that year's Summer Olympic Games.
Other activities
Spalding had been a prominent member of the Theosophical Society under William Quan Judge. In 1900, Spalding moved to San Diego with his newly acquired second wife, Elizabeth and became a prominent member and supporter of the Theosophical community Lomaland, which was being developed on Point Loma by Katherine Tingley. He built an estate in the Sunset Cliffs area of Point Loma where he lived with Elizabeth for the rest of his life. The Spaldings raised race horses and collected Chinese fine furniture and art.
The Spaldings had an extensive library which included many volumes on Theosophy, art, and literature. In 1907–1909 he was the driving force behind the development of a paved road, known as the "Point Loma boulevard," from downtown San Diego to Point Loma and Ocean Beach; the road also provided good access to Lomaland. It later provided the basis for California State Route 209. He proposed the project, supervised it on behalf of the city, and paid a portion of the cost out of his own pocket. He joined with George Marston and other civic-minded businessmen to purchase the site of the original Presidio of San Diego, which they developed as a historic park and eventually donated to the city of San Diego. He ran unsuccessfully for the United States Senate in 1910 as a Republican, but lost to eventual winner John D. Works by a vote of 92–21 in the California legislature. He helped to organize the 1915 Panama–California Exposition, serving as second vice-president.
Death
He died of a stroke on September 9, 1915, in San Diego, one week after his 66th birthday. His ashes were scattered at his request.
Legacy
He was elected to the Baseball Hall of Fame by the Veterans Committee in 1939, as one of the first inductees from the 19th century at that summer's opening ceremonies. His plaque in the Hall of Fame reads "Albert Goodwill Spalding. Organizational genius of baseball's pioneer days. Star pitcher of Forest City Club in late 1860s, 4-year champion Bostons 1871–75 and manager-pitcher of champion Chicagos in National League's first year. Chicago president for 10 years. Organizer of baseball's first round-the-world tour in 1888."
His nephew, also named Albert Spalding, was a renowned violinist.
See also
List of Major League Baseball career wins leaders
List of Major League Baseball annual wins leaders
List of Major League Baseball annual ERA leaders
List of Major League Baseball player-managers
Major League Baseball titles leaders
References
Further reading
Bales, Jack (2019). Before They Were the Cubs: The Early Years of Chicago’s First Professional Baseball Team. Jefferson, NC: McFarland.
External links
Official webpage of Spalding's company
Baseball executives
Sports equipment makers
1849 births
1915 deaths
19th-century baseball players
American Theosophists
Baseball players from Rockford, Illinois
Boston Red Stockings players
Chicago White Stockings (original) managers
Chicago White Stockings players
Major League Baseball pitchers
Major League Baseball player-managers
National Baseball Hall of Fame inductees
National League wins champions
Point Loma, San Diego
People from Byron, Illinois
Rockford Forest Citys (NABBP) players
Chicago Cubs owners
American company founders
Presidents of the United States Olympic Committee
Baseball players from San Diego |
1896 | https://en.wikipedia.org/wiki/Acquire | Acquire | Acquire is a board game published by 3M in 1964 that involves multi-player mergers and acquisitions. It was one of the most popular games in the 3M Bookshelf games series published in the 1960s, and the only one still published in the United States.
Description
Acquire is a board game for 2–6 players in which players attempt to earn the most money by developing and merging hotel chains. When a chain in which a player owns stock is acquired by a larger chain, players earn money based on the size of the acquired chain. At the end of the game, all players liquidate their stock in order to determine which player has the most money. It is played with play money, stock certificates, and tiles representing hotels that are arranged on the board. The components of the game have varied over the years. In particular, the tiles have been made from wood, plastic, and cardboard in various editions of the game.
Set up
Before play begins, the players must decide whether the numbers of players' shares will be public or private information. Keeping this information private can greatly extend the game since players will be less certain of their status, and therefore less willing to end the game.
Each player receives play cash and a small random set of playing tiles and becomes the founder of a nascent hotel chain by drawing and placing a tile representing a hotel on the board. Tiles are ordered, and correspond to spaces on the board. Position of the starting tiles determines order of play.
Gameplay
Play consists of placing a tile on the board and optionally buying stock. The placed tile may found a new hotel chain, grow an existing one or merge two or more chains. Chains are sets of edge-wise adjacent tiles. Founders receive a share of stock in new chains. A chain can become "safe", immune to acquisition, by attaining a specified size. Following placement of a tile, the player may then buy a limited number of shares of stock in existing chains. Shares have a market value determined by the size and stature of the hotel chain. At the end of his or her turn, the player receives a new tile to replace the one played.
When mergers occur, the smaller chain becomes defunct, and its tiles are then part of the acquiring chain. The two largest shareholders in the acquired chain receive cash bonuses; players may sell their shares in the defunct chain, trade them in for shares of the acquiring chain, or keep them. Mergers between 3 or more chains are handled in order from larger to smaller.
Ending the game
A player during their turn may declare the game at an end if the largest chain exceeds a specified size (about 40% of the board), or all chains on the board are too large to be acquired. When the game ends, shareholder bonuses
are paid to the two largest shareholders of each chain, and players cash out their shares at market price (shares in any defunct chains are worthless). The player with the most money wins.
Publication history
When Sid Sackson was a child, he played a Milton Bradley gambling-themed board game titled Lotto. When he became a game designer, Sackson reworked the game into a wargame he called Lotto War. In 1962, Sackson and Alex Randolph were commissioned by 3M to start a new games division. When Sackson submitted Lotto War to 3M the following year, he retitled the game Vacation. 3M suggested changing the name to Acquire, and Sackson agreed. The game was test marketed in several U.S. cities in 1963, and production began in 1964 as a part of the 3M Bookshelf games series.
In 1976, the 3M game division was sold to Avalon Hill and Acquire became part of their bookcase game series. Four years later, Avalon Hill published the computer game Computer Acquire for the PET, Apple II and TRS-80.
In 1998, Avalon Hill became part of Hasbro. The new owners reissued a slightly revised version of Acquire in 2000, in which the hotel chains were replaced by fictitious corporations, though the actual gameplay was unchanged. Hasbro soon thereafter discontinued it. In the mid-2000s, the game was transferred to a Hasbro subsidiary, Wizards of the Coast (WotC). In 2008, WotC celebrated "50 years of Avalon Hill Games" with the release of a new edition of Acquire, although the game was not yet 50 years old. In 2016, the game was transferred back to the Hasbro games division and republished in 2016 under the Avalon label, with hotels chains reinstated.
Reception
In The Playboy Winner's Guide to Board Games, game designer Jon Freeman compared Cartel (A Gamut of Games) and Acquire, noting that both were "better games which focus on the joining of companies into conglomerates." Freeman thought Acquire had an edge over Cartel "in the quality of its components [...] Acquires higher price is unquestionably reflected in its packaging and presentation [and deserves] a place in your game library."Games Magazine included Acquire in their "Top 100 Games" in four consecutive years:
In 1980 the editors praised it as a "classic game of getting in on the ground floor" and "proof that you need money to make money", noting that "a delicate sense of timing is important, but greed and a lust for power also help."
In 1981, the editors noted that it "combines the flavors of Monopoly and the stock market" and cautioned that "Since the object is to acquire cash, careful timing of investments (and raids on competitors' chains!) is critical to winning".
In 1982, the editors commented that "Among family games, this is one of the most strategic."
In 1983, the editors commented "Adding to chains increases their value, but you must anticipate mergers, which occur when someone plays the right connecting tile at the right time."
In the December 1993 edition of Dragon (Issue 200), Allen Varney advised readers to ignore the hotel theme: "Supposedly a game of hotel acquisitions and mergers, this is actually a superb abstract game of strategy and capital." Varney called the game "An early masterpiece from [Sid] Sackson, game historian and one of the great designers of our time."
Awards
The game was short-listed for the first Spiel des Jahres board game awards in 1979.GAMES magazine inducted Acquire into their buyers' guide Hall of Fame. The magazine's stated criteria for the Hall of Fame encompasses "games that have met or exceeded the highest standards of quality and play value and have been continuously in production for at least 10 years; i.e., classics."Acquire was inducted into the Academy of Adventure Gaming Arts & Design's Hall of Fame, along with game designer Sid Sackson, in 2011. It is also one of the Mind Sports Olympiad games.
ReviewsJeux & Stratégie #1 (as "Trust")Jeux & Stratégie #6Jeux & Stratégie #51Games & Puzzles #11Games & Puzzles'' #69
References
External links
Acquire Wizards of the Coast page
Acquire Webnoir page
"The Origin of ACQUIRE" Acquisition Games page
3M bookshelf game series
Avalon Hill games
Board games introduced in 1964
Economic simulation board games
Multiplayer games
Sid Sackson games
Stock market in popular culture
Tile-laying board games |
1897 | https://en.wikipedia.org/wiki/Australian%20English | Australian English | Australian English (AusE, AusEng, AuE, AuEng, en-AU) is the set of varieties of the English language native to Australia. It is the country's common language and de facto national language; while Australia has no official language, English is the first language of the majority of the population, and has been entrenched as the de facto national language since British settlement, being the only language spoken in the home for 72% of Australians. It is also the main language used in compulsory education, as well as federal, state and territorial legislatures and courts.
Australian English began to diverge from British and Hiberno-English after the First Fleet established the Colony of New South Wales in 1788. Australian English arose from a dialectal melting pot created by the intermingling of early settlers who were from a variety of dialectal regions of Great Britain and Ireland, though its most significant influences were the dialects of Southeast England. By the 1820s, the native-born colonists' speech was recognisably distinct from speakers in Britain and Ireland.
Australian English differs from other varieties in its phonology, pronunciation, lexicon, idiom, grammar and spelling. Australian English is relatively consistent across the continent, although it encompasses numerous regional and sociocultural varieties. "General Australian" describes the de facto standard dialect, which is perceived to be free of pronounced regional or sociocultural markers and is often used in the media.
History
The earliest Australian English was spoken by the first generation of native-born colonists in the Colony of New South Wales from the end of the 18th century. These native-born children were exposed to a wide range of dialects from across the British Isles. Similar to early American English, the process of dialect levelling and koineisation which ensued produced a relatively homogeneous new variety of English which was easily understood by all. Peter Miller Cunningham's 1827 book Two Years in New South Wales described the distinctive accent and vocabulary that had developed among the native-born colonists.
The dialects of South East England, including most notably the traditional Cockney dialect of London, were particularly influential on the development of the new variety and constituted "the major input of the various sounds that went into constructing" Australian English. All the other regions of England were represented among the early colonists. A large proportion of early convicts and colonists were from Ireland, and spoke Irish as a sole or first language. They were joined by other non-native speakers of English from Scotland and Wales.
The first of the Australian gold rushes in the 1850s began a large wave of immigration, during which about two percent of the population of the United Kingdom emigrated to the colonies of New South Wales and Victoria. The Gold Rushes brought immigrants and linguistic influences from many parts of the world. An example was the introduction of vocabulary from American English, including some terms later considered to be typically Australian, such as bushwhacker and squatter. This American influence was continued with the popularity of American films from the early 20th century and the influx of American military personnel during World War II; seen in the enduring persistence of such universally-accepted terms as okay and guys.
The publication of Edward Ellis Morris's Austral English: A Dictionary Of Australasian Words, Phrases And Usages in 1898, which extensively catalogued Australian English vocabulary, started a wave of academic interest and codification during the 20th century which resulted in Australian English becoming established as an endonormative variety with its own internal norms and standards. This culminated in publications such as the 1981 first edition of the Macquarie Dictionary, a major English language dictionary based on Australian usage, and the 1988 first edition of The Australian National Dictionary, a historical dictionary documenting the history of Australian English vocabulary and idiom.
Phonology and pronunciation
The most obvious way in which Australian English is distinctive from other varieties of English is through its unique pronunciation. It shares most similarity with New Zealand English. Like most dialects of English, it is distinguished primarily by the phonetic quality of its vowels.
Vowels
The vowels of Australian English can be divided according to length. The long vowels, which include monophthongs and diphthongs, mostly correspond to the tense vowels used in analyses of Received Pronunciation (RP) as well as its centring diphthongs. The short vowels, consisting only of monophthongs, correspond to the RP lax vowels.
There exist pairs of long and short vowels with overlapping vowel quality giving Australian English phonemic length distinction, which is also present in some regional south-eastern dialects of the UK and eastern seaboard dialects in the US. An example of this feature is the distinction between ferry and fairy .
As with New Zealand English and General American English, the weak-vowel merger is complete in Australian English: unstressed is merged into (schwa), unless it is followed by a velar consonant. Examples of this feature are the following pairings, which are pronounced identically in Australian English: Rosa's and roses, as well as Lennon and Lenin. Other examples are the following pairs, which rhyme in Australian English: abbott with rabbit, and dig it with bigot.
Most varieties of Australian English exhibit only a partial trap-bath split. The words bath, grass and can't are always pronounced with the "long" of father. Throughout the majority of the country, the "flat" of man is the dominant pronunciation for the a vowel in the following words: dance, advance, plant, example and answer. The exception is the state of South Australia, where a more advanced trap-bath split is found, and where the dominant pronunciation of all the preceding words incorporates the "long" of father.
Consonants
There is little variation in the sets of consonants used in different English dialects but there are variations in how these consonants are used. Australian English is no exception.
Australian English is uniformly non-rhotic; that is, the sound does not appear at the end of a syllable or immediately before a consonant. As with many non-rhotic dialects, linking can occur when a word that has a final in the spelling comes before another word that starts with a vowel. An intrusive may similarly be inserted before a vowel in words that do not have in the spelling in certain environments, namely after the long vowel and after word final . This can be heard in "law-r-and order", where an intrusive R is voiced between the AW and the A.
As with North American English, Intervocalic alveolar flapping is a feature of Australian English: prevocalic and surface as the alveolar tap after sonorants other than as well as at the end of a word or morpheme before any vowel in the same breath group. Examples of this feature are that the following pairs are pronounced similarly or identically: latter and ladder, as well as rated and raided.
Yod-dropping generally occurs after , , , but not after , and . Accordingly, suit is pronounced as , lute as , Zeus as and enthusiasm as . Other cases of and , as well as and , have coalesced to , , and respectively for many speakers. is generally retained in other consonant clusters.
In common with most varieties of Scottish English and American English, the phoneme is pronounced by Australians as a "dark" (velarised) l () in almost all positions, unlike other dialects such as Received Pronunciation, Hiberno (Irish) English.
The wine–whine merger is complete in Australian English.
Pronunciation
Differences in stress, weak forms and standard pronunciation of isolated words occur between Australian English and other forms of English, which while noticeable do not impair intelligibility.
The affixes -ary, -ery, -ory, -bury, -berry and -mony (seen in words such as necessary, mulberry and matrimony) can be pronounced either with a full vowel () or a schwa (). Although some words like necessary are almost universally pronounced with the full vowel, older generations of Australians are relatively likely to pronounce these affixes with a schwa as is typical in British English. Meanwhile, younger generations are relatively likely to use a full vowel.
Words ending in unstressed -ile derived from Latin adjectives ending in -ilis are pronounced with a full vowel, so that fertile sounds like fur tile rather than rhyming with turtle .
In addition, miscellaneous pronunciation differences exist when compared with other varieties of English in relation to various isolated words, with some of those pronunciations being unique to Australian English. For example:
As with American English, the vowel in yoghurt and the prefix homo- (as in homosexual or homophobic) are pronounced with rather than ;
Vitamin, migraine and privacy are all pronounced with in the stressed syllable () rather than ;
Dynasty and patronise, by contrast, are usually subject to trisyllabic laxing () like in Britain, alongside US-derived ;
The prefix paedo- (as in paedophile) is pronounced rather than ;
In loanwords, the vowel spelled with is often nativized as the vowel (), as in American English, rather than the vowel (), as in British English. For example, pasta is pronounced , analogous to American English , rather than , as in British English.
Urinal is stressed on the first syllable and with the schwa for I: ;
Harass and harassment are pronounced with the stress on the second, rather than the first syllable;
The suffix -sia (as in Malaysia, Indonesia and Polynesia, but not Tunisia) is pronounced rather than ;
The word foyer is pronounced , rather than ;
Tomato, vase and data are pronounced with instead of : , with being uncommon but acceptable;
Zebra and leisure are pronounced and rather than and , both having disyllabic laxing;
Status varies between British-derived with the vowel and American-derived with the vowel;
Conversely, precedence, precedent and derivatives are mainly pronounced with the vowel in the stressed syllable, rather than : ;
Basil is pronounced , rather than ;
Conversely, cache is usually pronounced , rather than the more conventional ;
Buoy is pronounced as (as in boy) rather than ;
The E in congress and progress is not reduced: ;
Conversely, the unstressed O in silicon, phenomenon and python stands for a schwa: ;
In Amazon, Lebanon, marathon and pantheon, however, the unstressed O stands for the vowel, somewhat as with American English: ;
The colour name maroon is pronounced with the vowel: .
Variation
Relative to many other national dialect groupings, Australian English is relatively homogeneous across the country. Some relatively minor regional differences in pronunciation exist. A limited range of word choices is strongly regional in nature. Consequently, the geographical background of individuals may be inferred if they use words that are peculiar to particular Australian states or territories and, in some cases, even smaller regions. In addition, some Australians speak creole languages derived from Australian English, such as Australian Kriol, Torres Strait Creole and Norfuk.
Academic research has also identified notable sociocultural variation within Australian English, which is mostly evident in phonology.
Regional variation
Although Australian English is relatively homogeneous, there are some regional variations. The dialects of English spoken in the various states and territories of Australia differ slightly in vocabulary and phonology.
Most regional differences are in word usage. Swimming clothes are known as cossies or swimmers in New South Wales, togs in Queensland, and bathers in Victoria, Tasmania, Western Australia and South Australia. What Queensland calls a stroller is usually called a pram in Victoria, Western Australia, South Australia, New South Wales, and Tasmania.
Preference for some synonymous words also differ between states. Garbage (i.e., garbage bin, garbage truck) dominates over rubbish in New South Wales and Queensland, while rubbish is more popular in Victoria, Tasmania, Western Australia and South Australia.
Additionally, the word footy generally refers to the most popular football code in an area; that is, rugby league or rugby union depending on the local area, in most of New South Wales and Queensland, and Australian rules football elsewhere. In some pockets of Melbourne & Western Sydney 'football' and more rarely 'footy' will refer to Association football. Beer glasses are also named differently in different states. Distinctive grammatical patterns exist such as the use of the interrogative eh (also spelled ay or aye), which is particularly associated with Queensland. Secret Santa () and Kris Kringle are used in all states, with the former being more common in Queensland.
South Australia
The most pronounced variation in phonology is between South Australia and the other states and territories. The trap–bath split is more complete in South Australia, in contrast to the other states. Accordingly, words such as dance, advance, plant, example and answer are pronounced with (as in father) far more frequently in South Australia while the older (as in mad) is dominant elsewhere in Australia. L-vocalisation is also more common in South Australia than other states.
Centring diphthongs
In Western Australian and Queensland English, the vowels in near and square are typically realised as centring diphthongs (), whereas in the other states they may also be realised as monophthongs: .
Salary–celery merger
A feature common in Victorian English is salary–celery merger, whereby a Victorian pronunciation of Ellen may sound like Alan and Victoria's capital city Melbourne may sound like Malbourne to speakers from other states. There is also regional variation in before (as in school and pool).
Full-fool allophones
In some parts of Australia, notably Victoria, a fully backed allophone of , transcribed , is common before . As a result, the pairs full/fool and pull/pool differ phonetically only in vowel length for those speakers. The usual allophone for is further forward in Queensland and New South Wales than Victoria.
Sociocultural variation
The General Australian accent serves as the standard variety of English across the country. According to linguists, it emerged during the 19th century. General Australian is the dominant variety across the continent, and is particularly so in urban areas. The increasing dominance of General Australian reflects its prominence on radio and television since the latter half of the 20th century.
Recent generations have seen a comparatively smaller proportion of the population speaking with the Broad sociocultural variant, which differs from General Australian in its phonology. The Broad variant is found across the continent and is relatively more prominent in rural and outer-suburban areas.
A largely historical Cultivated sociocultural variant, which adopted features of British Received Pronunciation and which was commonplace in official media during the early 20th century, had become largely extinct by the onset of the 21st century.
Australian Aboriginal English is made up of a range of forms which developed differently in different parts of Australia, and are said to vary along a continuum, from forms close to Standard Australian English to more non-standard forms. There are distinctive features of accent, grammar, words and meanings, as well as language use.
Academics have noted the emergence of numerous ethnocultural dialects of Australian English that are spoken by people from some minority non-English speaking backgrounds. These ethnocultural varieties contain features of General Australian English as adopted by the children of immigrants blended with some non-English language features, such as Afro-Asiatic languages and languages of Asia. Samoan English is also influencing Australian English. Other ethnolects include those of Lebanese and Vietnamese Australians.
A high rising terminal in Australian English was noted and studied earlier than in other varieties of English. The feature is sometimes called Australian questioning intonation. Research published in 1986, regarding vernacular speech in Sydney, suggested that high rising terminal was initially spread by young people in the 1960s. It found that the high rising terminal was used more than twice as often by young people than older people, and is more common among women than men. In the United Kingdom, it has occasionally been considered one of the variety's stereotypical features, and its spread there is attributed to the popularity of Australian soap operas.
Vocabulary
Intrinsic traits
Australian English has many words and idioms which are unique to the dialect.
Commonly known
Internationally well-known examples of Australian terminology include outback, meaning a remote, sparsely populated area, the bush, meaning either a native forest or a country area in general, and g'day, a greeting. Dinkum, or fair dinkum means "true" or "is that true?", among other things, depending on context and inflection. The derivative dinky-di means "true" or devoted: a "dinky-di Aussie" is a "true Australian".
Historical references
Australian poetry, such as "The Man from Snowy River", as well as folk songs such as "Waltzing Matilda", contain many historical Australian words and phrases that are understood by Australians even though some are not in common usage today.
British English similarities and differences
Australian English, in common with British English, uses the word mate to mean friend, as well as the word bloody as a mild expletive or intensifier.
Several words used by Australians were at one time used in the UK but have since fallen out of usage or changed in meaning there. For example, creek in Australia, as in North America, means a stream or small river, whereas in the UK it is typically a watercourse in a marshy area; paddock in Australia means field, whereas in the UK it means a small enclosure for livestock; bush or scrub in Australia, as in North America, means a wooded area, whereas in England they are commonly used only in proper names (such as Shepherd's Bush and Wormwood Scrubs).
Aboriginal-derived words
Some elements of Aboriginal languages have been adopted by Australian English—mainly as names for places, flora and fauna (for example dingo) and local culture. Many such are localised, and do not form part of general Australian use, while others, such as kangaroo, boomerang, budgerigar, wallaby and so on have become international. Other examples are cooee and hard yakka. The former is used as a high-pitched call, for attracting attention, (pronounced ) which travels long distances. Cooee is also a notional distance: "if he's within cooee, we'll spot him". Hard yakka means "hard work" and is derived from yakka, from the Jagera/Yagara language once spoken in the Brisbane region.
The word bung, meaning "dead" was originally a Yagara which was used in the pidgin widely spoken across Australia.
Places
Many towns or suburbs of Australia have also been influenced or named after Aboriginal words. The best-known example is the capital, Canberra, named after a local Ngunnawal language word thought to mean "women's breasts" or "meeting place".
Figures of speech and abbreviations
Litotes, such as "not bad", "not much" and "you're not wrong", are also used.
Diminutives and hypocorisms are common and are often used to indicate familiarity. Some common examples are arvo (afternoon), barbie (barbecue), smoko (cigarette break), Aussie (Australian) and Straya (Australia). This may also be done with people's names to create nicknames (other English speaking countries create similar diminutives). For example, "Gazza" from Gary, or "Smitty" from John Smith. The use of the suffix -o originates in , which is both a postclitic and a suffix with much the same meaning as in Australian English.
In informal speech, incomplete comparisons are sometimes used, such as "sweet as" (as in "That car is sweet as."). "Full", "fully" or "heaps" may precede a word to act as an intensifier (as in "The waves at the beach were heaps good."). This was more common in regional Australia and South Australia but has been in common usage in urban Australia for decades. The suffix "-ly" is sometimes omitted in broader Australian English. For instance, "really good" can become "real good".
Measures
Australia's switch to the metric system in the 1970s changed most of the country's vocabulary of measurement from imperial to metric measures. Since the switch to metric, heights of individuals are listed in centimetres on official documents and distances by road on signs are listed in terms of kilometres and metres.
Comparison with other varieties
Where British and American English vocabulary differs, sometimes Australian English shares a usage with one of those varieties, as with petrol (AmE: gasoline) and mobile phone (AmE: cellular phone) which are shared with British English, or truck (BrE: lorry) and eggplant (BrE: aubergine) which are shared with American English.
In other circumstances, Australian English sometimes favours a usage which is different from both British and American English as with:
Differences exist between Australian English and other varieties of English, where different terms can be used for the same subject or the same term can be ascribed different meanings. Non-exhaustive examples of terminology associated with food, transport and clothing is used below to demonstrate the variations which exist between Australian English and other varieties:
Food – capsicum (BrE: (red/green) pepper; AmE: bell pepper); (potato) chips (refers both to BrE crisps and AmE French fries); chook (sanga) (BrE and AmE: chicken (sandwich)); coriander (shared with BrE. AmE: cilantro); entree (refers to AmE appetizer whereas AmE entree is referred to in AusE as main course); eggplant (shared with AmE. BrE: aubergine); fairy floss (BrE: candy floss; AmE: cotton candy); ice block or icy pole (BrE: ice lolly; AmE: popsicle); jelly (refers to AmE Jell-o whereas AmE jelly refers to AusE jam); lollies (BrE: sweets; AmE: candy); marinara (sauce) (refers to a tomato-based sauce in AmE and BrE but a seafood sauce in AusE); mince or minced meat (shared with BrE. AmE: ground meat); prawn (which in BrE refers to large crustaceans only, with small crustaceans referred to as shrimp. AmE universally: shrimp); snow pea (shared with AmE. BrE mangetout); pumpkin (AmE: squash, except for the large orange variety - AusE squash refers only to a small number of uncommon species; BrE: marrow); tomato sauce (also used in BrE. AmE: ketchup); zucchini (shared with AmE. BrE: courgette)
Transport – aeroplane (shared with BrE. AmE: airplane); bonnet (shared with BrE. AmE: hood); bumper (shared with BrE. AmE: fender); car park (shared with BrE. AmE: parking lot); convertible (shared with AmE. BrE: cabriolet); footpath (BrE: pavement; AmE: sidewalk); horse float (BrE: horsebox; AmE: horse trailer); indicator (shared with BrE. AmE: turn signal); peak hour (BrE and AmE: rush hour); petrol (shared with BrE. AmE: gasoline); railway (shared with BrE. AmE: railroad); sedan (car) (shared with AmE. BrE: saloon (car)); semitrailer (shared with AmE. BrE: artic or articulated lorry); station wagon (shared with AmE. BrE: estate car); truck (shared with AmE. BrE: lorry); ute (BrE and AmE: pickup truck); windscreen (shared with BrE. AmE: windshield)
Clothing – gumboots (BrE: Wellington boots or Wellies; AmE: rubber boots or galoshes); jumper (shared with BrE. AmE: sweater); nappy (shared with BrE. AmE: diaper); overalls (shared with AmE. BrE: dungarees); raincoat (shared with AmE. BrE: mackintosh or mac); runners or sneakers (footwear) (BrE: trainers. AmE: sneakers); sandshoe (BrE: pump or plimsoll. AmE: tennis shoe); singlet (BrE: vest. AmE: tank top or wifebeater); skivvy (BrE: polo neck; AmE: turtleneck); swimmers or togs or bathers (BrE: swimming costume. AmE: bathing suit or swimsuit); thongs (refers to BrE and AmE flip-flops (footwear). In BrE and AmE refers to g-string (underwear))
Terms with different meanings in Australian English
There also exist words which in Australian English are ascribed different meanings from those ascribed in other varieties of English, for instance:
Asian in Australian (and American) English commonly refers to people of East Asian ancestry, while in British English it commonly refers to people of South Asian ancestry
Biscuit in Australian (and British) English refers to AmE cookie and cracker, while in American English it refers to a leavened bread product
(potato) Chips refers both to British English crisps (which is not commonly used in Australian English) and to American English French fries (which is used alongside hot chips)
Football in Australian English most commonly refers to Australian rules football, rugby league or rugby union. In British English, football is most commonly used to refer to association football, while in North American English football is used to refer to gridiron
Pants in Australian (and American) English most commonly refers to British English trousers, but in British English refers to Australian English underpants
Nursery in Australian English generally refers to a plant nursery, whereas in British English and American English it also often refers to a child care or daycare for pre-school age children
Paddock in Australian English refers to an open field or meadow whereas in American and British English it refers to a small agricultural enclosure
Premier in Australian English refers specifically to the head of government of an Australian state, whereas in British English it is used interchangeably with Prime Minister
Public school in Australian (and American) English refers to a state school. Australian and American English use private school to mean a non-government or independent school, in contrast with British English which uses public school to refer to the same thing
Pudding in Australian (and American) English refers to a particular sweet dessert dish, while in British English it often refers to dessert (the food course) in general
Thongs in Australian English refer to British and American English flip-flop (footwear), whereas in both American and British English it refers to Australian English G-string (underwear) (in Australian English the singular "thong" can refer to one half of a pair of the footwear or to a G-string, so care must be taken as to context)
Vest in Australian (and American) English refers to a padded upper garment or British English waistcoat but in British English refers to Australian English singlet
Idioms taking different forms in Australian English
In addition to the large number of uniquely Australian idioms in common use, there are instances of idioms taking different forms in Australian English than in other varieties, for instance:
A drop in the ocean (shared with BrE usage) as opposed to AmE a drop in the bucket
A way to go (shared with BrE usage) as opposed to AmE a ways to go
Home away from home (shared with AmE usage) as opposed to BrE home from home
Take (something) with a grain of salt (shared with AmE usage) as opposed to UK take with a pinch of salt
Touch wood (shared with BrE usage) as opposed to AmE knock on wood
Wouldn't touch (something) with a ten-foot pole (shared with AmE usage) as opposed to BrE wouldn't touch with a barge pole
British and American English terms not commonly used in Australian English
There are extensive terms used in other varieties of English which are not widely used in Australian English. These terms usually do not result in Australian English speakers failing to comprehend speakers of other varieties of English, as Australian English speakers will often be familiar with such terms through exposure to media or may ascertain the meaning using context.
Non-exhaustive selections of British English and American English terms not commonly used in Australian English together with their definitions or Australian English equivalents are found in the collapsible table below:
British English terms not widely used in Australian English
Allotment (gardening): A community garden not connected to a dwelling
Artic or articulated lorry (vehicle): Australian English semi-trailer)
Aubergine (vegetable): Australian English eggplant
Bank holiday: Australian English public holiday
Barmy: Crazy, mad or insane.
Bedsit: Australian English studio (apartment)
Belisha beacon: A flashing light atop a pole used to mark a pedestrian crossing
Bin lorry: Australian English: rubbish truck or garbage truck
Bobby: A police officer, particularly one of lower rank
Cagoule: A lightweight raincoat or windsheeter
Candy floss (confectionery): Australian English fairy floss
Cash machine: Australian English automatic teller machine
Chav: Lower socio-economic person comparable to Australian English bogan
Child-minder: Australian English babysitter
Chivvy: To hurry (somebody) along. Australian English nag
Chrimbo: Abbreviation for Christmas comparable to Australian English Chrissy
Chuffed: To be proud (especially of oneself)
Cleg (insect): Australian English horsefly
Clingfilm: A plastic wrap used in food preparation. Australian English Glad wrap/cling wrap
Community payback: Australian English community service
Comprehensive school: Australian English state school or public school
Cooker: A kitchen appliance. Australian English stove and/or oven
Coppice: An area of cleared woodland
Council housing: Australian English public housing
Counterpane: A bed covering. Australian English bedspread
Courgette: A vegetable. Australian English zucchini
Creche: Australian English child care centre
(potato) Crisps: Australian English (potato) chips
Current account: Australian English transaction account
Dell: A small secluded hollow or valley
Do: Australian English party or social gathering
Doddle: An easy task
Doss (verb): To spend time idly
Drawing pin: Australian English thumb tack
Dungarees: Australian English overalls
Dustbin: Australian English garbage bin/rubbish bin
Dustcart: Australian English garbage truck/rubbish truck
Duvet: Australian English doona
Elastoplast or plaster: An adhesive used to cover small wounds. Australian English band-aid
Electrical lead: Australian English electrical cord
Estate car: Australian English station wagon
Fairy cake: Australian English cupcake
Father Christmas: Australian English Santa Claus
Fen: A low and frequently flooded area of land, similar to Australian English swamp
Free phone: Australian English toll-free
Gammon: Meat from the hind leg of pork. Australian English makes no distinction between gammon and ham
Git: A foolish person. Equivalent to idiot or moron
Goose pimples: Australian English goose bumps
Hacked off: To be irritated or upset, often with a person
Hairgrip: Australian English hairpin or bobbypin
Half-term: Australian English school holiday
Haulier: Australian English hauler
Heath: An area of dry grass or shrubs, similar to Australian English shrubland
Hoover (verb): Australian English to vacuum
Horsebox: Australian English horse float
Ice lolly: Australian English ice block or icy pole
Juicy bits: Small pieces of fruit residue found in fruit juice. Australian English pulp
Kip: To sleep
Kitchen roll: Australian English paper towel
Landslip: Australian English landslide
Lavatory: Australian English toilet (lavatory is used in Australian English for toilets on aeroplanes)
Lido: A public swimming pool
Lorry: Australian English truck
Loudhailer: Australian English megaphone
Mackintosh or mac: Australian English raincoat
Mangetout: Australian English snow pea
Marrow: Australian English squash
Minidish: A satellite dish for domestic (especially television) use
Moggie: A domestic short-haired cat
Moor: A low area prone to flooding, similar to Australian English swampland
Nettled: Irritated (especially with somebody)
Nosh: A meal or spread of food
Off-licence: Australian English bottle shop/Bottle-o
Pak choi: Australian English bok choy
Pavement: Australian English footpath
Pelican crossing: Australian English pedestrian crossing or zebra crossing
Peaky: Unwell or sickly
(red or green) Pepper (vegetable): Australian English capsicum
People carrier (vehicle): Australian English people mover
Pikey: An itinerant person. Similar to Australian English tramp
Pillar box: Australian English post box
Pillock: A mildly offensive term for a foolish or obnoxious person, similar to idiot or moron. Also refers to male genetalia
Plimsoll (footwear): Australian English sandshoe
Pneumatic drill: Australian English jackhammer
Polo neck (garment): Australian English skivvy
Poorly: Unwell or sick
Press-up (exercise): Australian English push-up
Pushchair: A wheeled cart for pushing a baby. Australian English: stroller or pram
Pusher: A wheeled cart for pushing a baby. Australian English: stroller or pram
Rodgering: A mildly offensive term for sexual intercourse, similar to Australian English rooting
Saloon (car): Australian English sedan
Scratchings (food): Solid material left after rendering animal (especially pork) fat. Australian English crackling)
Sellotape: Australian English sticky tape
Shan't: Australian English will not
Skive (verb): To play truant, particularly from an educational institution. Australian English to wag
Sleeping policeman: Australian English speed hump or speed bump
Snog (verb): To kiss passionately, equivalent to Australian English pash
Sod: A mildly offensive term for an unpleasant person
Spinney: A small area of trees and bushes
Strimmer: Australian English whipper snipper or line trimmer
Swan (verb): To move from one plact to another ostentatiously
Sweets: Australian English lollies
Tailback: A long queue of stationary or slow-moving traffic
Tangerine: Australian English mandarin
Tipp-Ex: Australian English white out or liquid paper
Trainers: Athletic footwear. Australian English runners or sneakers.
Turning (noun): Where one road branches from another. Australian English turn
Utility room: A room containing washing or other home appliances, similar to Australian English laundry
Value-added tax (VAT): Australian English goods and services tax (GST)
Wellington boots: Australian English gumboots
White spirit: Australian English turpentine
American English terms not widely used in Australian English
Acclimate: Australian English acclimatise
Airplane: Australian English aeroplane
Aluminum: Australian English aluminium
Baby carriage: Australian English stroller or pram
Bangs: A hair style. Australian English fringe
Baseboard (architecture): Australian English skirting board
Bayou: Australian English swamp/billabong
Bell pepper: Australian English capsicum
Bellhop: Australian English hotel porter
Beltway: Australian English ring road
Boondocks: An isolated, rural area. Australian English the sticks or Woop Woop or Beyond the black stump
Broil (cooking technique): Australian English grill
Bullhorn: Australian English megaphone
Burglarize: Australian English burgle
Busboy: A subclass of (restaurant) waiter
Candy: Australian English lollies
Cellular phone: Australian English mobile phone
Cilantro: Australian English coriander
Comforter: Australian English doona
Condominium: Australian English apartment
Counter-clockwise: Australian English anticlockwise
Coveralls: Australian English overalls
Crapshoot: A risky venture
Diaper: Australian English nappy
Downtown: Australian English central business district
Drapes: Australian English curtains
Drugstore: Australian English pharmacy or chemist
Drywall: Australian English plasterboard
Dumpster: Australian English skip bin
Fall (season): Australian English autumn
Fanny pack: Australian English bum bag
Faucet: Australian English tap
Flashlight: Australian English torch
Freshman: A first year student at a highschool or university
Frosting (cookery): Australian English icing
Gasoline: Australian English petrol
Gas pedal: Australian English accelerator
Gas Station: Australian English service station or petrol station
Glove compartment: Australian English glovebox
Golden raisin: Australian English sultana
Grifter: Australian English con artist
Ground beef: Australian English minced beef or mince
Hood (vehicle): Australian English bonnet
Hot tub: Australian English spa or spa bath
Jell-o: Australian English jelly
Ladybug: Australian English ladybird
Mail-man: Australian English postman or postie
Mass transit: Australian English public transport
Math: Australian English maths
Mineral spirits: Australian English turpentine
Nightstand: Australian English bedside table
Out-of-state: Australian English interstate
Pacifier: Australian English dummy
Parking lot: Australian English car park
Penitentiary: Australian English prison or jail
Period (punctuation): Australian English full stop
Play hooky (verb): To play truant from an educational institution. Equivalent to Australian English (to) wag
Popsicle: Australian English ice block or icy pole
Railroad: Australian English railway
Railroad ties: Australian English Railway sleepers
Rappel: Australian English abseil
Realtor: Australian English real estate agent
Root (sport): To enthusiastically support a sporting team. Equivalent to Australian English barrack
Row house: Australian English terrace house
Sales tax: Australian English goods and services tax (GST)
Saran wrap: Australian English plastic wrap or cling wrap
Scad: Australian English a large quantity
Scallion: Australian English spring onion
Sharpie (pen): Australian English permanent marker or texta or felt pen
Shopping cart: Australian English shopping trolley
Sidewalk: Australian English footpath
Silverware or flatware: Australian English cutlery
Soda pop: Australian English soft drink
Streetcar: Australian English tram
Sweater: Garment. Australian English jumper
Sweatpants: Australian English tracksuit pants/trackies
Tailpipe: Australian English exhaust pipe
Takeout: Australian English takeaway
Trash can: Australian English garbage bin or rubbish bin
Trunk (vehicle): Australian English boot
Turn signal: Australian English indicator
Turtleneck: Australian English skivvy
Upscale and downscale: Australian English upmarket and downmarket
Vacation: Australian English holiday
Windshield: Australian English windscreen
Grammar
The general rules of English Grammar which apply to Australian English are described at English grammar. Grammatical differences between varieties of English are minor relative to differences in phonology and vocabulary and do not generally affect intelligibility. Examples of grammatical differences between Australian English and other varieties include:
Collective nouns are generally singular in construction, e.g., the government was unable to decide as opposed to the government were unable to decide or the group was leaving as opposed to the group were leaving. This is in common with American English.
Australian English has an extreme distaste for the modal verbs shall (in non-legal contexts), shan't and ought (in place of will, won't and should respectively), which are encountered in British English. However, shall is found in the Australian Constitution, Acts of Parliament, and other formal or legal documents such as contracts.
Using should with the same meaning as would, e.g. I should like to see you, encountered in British English, is almost never encountered in Australian English.
River follows the name of the river in question, e.g., Brisbane River, rather than the British convention of coming before the name, e.g., River Thames. This is also the case in North American and New Zealand English. In South Australian English however, the reverse applies when referring to the following three rivers: Murray, Darling and Torrens. The Derwent in Tasmania also follows this convention.
While prepositions before days may be omitted in American English, i.e., She resigned Thursday, they are retained in Australian English: She resigned on Thursday. This is shared with British English.
The institutional nouns hospital and university do not take the definite article: She's in hospital, He's at university. This is in contrast to American English where the is required: In the hospital, At the university.
On the weekend is used in favour of the British at the weekend which is not encountered in Australian English.
Ranges of dates use to, i.e., Monday to Friday, rather than Monday through Friday. This is shared with British English and is in contrast to American English.
When speaking or writing out numbers, and is always inserted before the tens, i.e., one hundred and sixty-two rather than one hundred sixty-two. This is in contrast to American English, where the insertion of and is acceptable but nonetheless either casual or informal.
The preposition to in write to (e.g. "I'll write to you") is always retained, as opposed to American usage where it may be dropped.
Australian English does not share the British usage of read (v) to mean "study" (v). Therefore, it may be said that "He studies medicine" but not that "He reads medicine".
When referring to time, Australians will refer to 10:30 as half past ten and do not use the British half ten. Similarly, a quarter to ten is used for 9:45 rather than (a) quarter of ten, which is sometimes found in American English.
Australian English does not share the British English meaning of sat to include sitting or seated. Therefore, uses such as I've been sat here for an hour are not encountered in Australian English.
To have a shower or have a bath are the most common usages in Australian English, in contrast to American English which uses take a shower and take a bath.
The past participle of saw is sawn (e.g. sawn-off shotgun) in Australian English, in contrast to the American English sawed.
The verb visit is transitive in Australian English. Where the object is a person or people, American English also uses visit with, which is not found in Australian English.
An outdoor event which is cancelled due to inclement weather is rained out in Australian English. This is in contrast to British English where it is said to be rained off.
In informal speech, sentence-final but may be used, e.g. "I don't want to go but" in place of "But I don't want to go". This is also found in Scottish English.
In informal speech, the discourse markers yeah no (or yeah nah) and no yeah (or nah yeah) may be used to mean "no" and "yes" respectively.
Spelling and style
As in all English-speaking countries, there is no central authority that prescribes official usage with respect to matters of spelling, grammar, punctuation or style.
Spelling
There are several dictionaries of Australian English which adopt a descriptive approach. The Macquarie Dictionary and the Australian Oxford Dictionary are most commonly used by universities, governments and courts as the standard for Australian English spelling.
Australian spelling is significantly closer to British than American spelling, as it did not adopt the systematic reforms promulgated in Noah Webster's 1828 Dictionary. Notwithstanding, the Macquarie Dictionary often lists most American spellings as acceptable secondary variants.
The minor systematic differences which occur between Australian and American spelling are summarised below:
French-derived words which in American English end with or, such as color, honor, behavior and labor, are spelt with our in Australian English: colour, honour, behaviour and labour. Exceptions are the Australian Labor Party and some (especially South Australian) placenames which use Harbor, notably Victor Harbor.
Words which in American English end with ize, such as realize, recognize and apologize are spelt with ise in Australian English: realise, recognise and apologise. The British Oxford spelling, which uses the ize endings, remains a minority variant. The Macquarie Dictionary says that the -ise form as opposed to -ize sits at 3:1. The sole exception to this is capsize, which is used in all varieties.
Words which in American English end with yze, such as analyze, paralyze and catalyze are spelt with yse in Australian English: analyse, paralyse and catalyse.
French-derived words which in American English end with er, such as fiber, center and meter are spelt with re in Australian English: fibre, centre and metre (the unit of measurement only, not physical devices; so gasometer, voltmeter).
Words which end in American English end with log, such as catalog, dialog and monolog are usually spelt with logue in Australian English: catalogue, dialogue and monologue; however, the Macquarie Dictionary lists the log spelling as the preferred variant for analog.
A double-consonant l is retained in Australian English when adding suffixes to words ending in l where the consonant is unstressed, contrary to American English. Therefore, Australian English favours cancelled, counsellor, and travelling over American canceled, counselor and traveling.
Where American English uses a double-consonant ll in the words skillful, willful, enroll, distill, enthrall, fulfill and installment, Australian English uses a single consonant: skilful, wilful, enrol, distil, enthral, fulfil and instalment. However, the Macquarie Dictionary has noted a growing tendency to use the double consonant.
The American English defense and offense are spelt defence and offence in Australian English.
In contrast with American English, which uses practice and license for both nouns and verbs, practice and licence are nouns while practise and license are verbs in Australian English.
Words with ae and oe are often maintained in words such as oestrogen and paedophilia, in contrast to the American English practice of using e alone (as in estrogen and pedophilia). The Macquarie Dictionary has noted a shift within Australian English towards using e alone, and now lists some words such as encyclopedia, fetus, eon or hematite with the e spelling as the preferred variant and hence Australian English varies by word when it comes to these sets of words.
Minor systematic difference which occur between Australian and British spelling are as follows:
Words often ending in eable in British English end in able in Australian English. Therefore, Australian English favours livable over liveable, sizable over sizeable, movable over moveable, etc., although both variants are acceptable.
Words often ending in eing in British English end in ing in Australian English. Therefore, Australian English favours aging over ageing, or routing over routeing, etc., although both variants are acceptable.
Words often ending in mme in British English end in m in Australian English. Therefore, Australian English favours program over programme (in all contexts) and aerogram over aerogramme, although both variants are acceptable. Similar to Canada, New Zealand and the United States, (kilo)gram is the only spelling.
Other examples of individual words where the preferred spelling is listed by the Macquarie Dictionary as being different from current British spellings include analog as opposed to analogue, guerilla as opposed to guerrilla, verandah as opposed to veranda, burqa as opposed to burka, pastie (noun) as opposed to pasty, neuron as opposed to neurone, hicup as opposed to hicough, annex as opposed to annexe, raccoon as opposed to racoon etc. Unspaced forms such as onto, anytime, alright and anymore are also listed as being equally as acceptable as their spaced counterparts.
There is variation between and within varieties of English in the treatment of -t and -ed endings for past tense verbs. The Macquarie Dictionary does not favour either, but it suggests that leaped, leaned or learned (with -ed endings) are more common but spelt and burnt (with -t endings) are more common.
Different spellings have existed throughout Australia's history. What are today regarded as American spellings were popular in Australia throughout the late 19th and early 20th centuries, with the Victorian Department of Education endorsing them into the 1970s and The Age newspaper until the 1990s. This influence can be seen in the spelling of the Australian Labor Party and also in some place names such as Victor Harbor. The Concise Oxford English Dictionary has been credited with re-establishing the dominance of the British spellings in the 1920s and 1930s. For a short time during the late 20th century, Harry Lindgren's 1969 spelling reform proposal (Spelling Reform 1 or SR1) gained some support in Australia and was adopted by the Australian Teachers' Federation and minister Doug Everingham in personal correspondence.
Punctuation and style
Prominent general style guides for Australian English include the Cambridge Guide to Australian English Usage, the Australian Government Style Manual (formerly the Style Manual: For Authors, Editors and Printers), the Australian Handbook for Writers and Editors and the Complete Guide to English Usage for Australian Students.
Both single and double quotation marks are in use, with single quotation marks preferred for use in the first instance, with double quotation marks reserved for quotes of speech within speech. Logical (as opposed to typesetter's) punctuation is preferred for punctuation marks at the end of quotations. For instance, Sam said he 'wasn't happy when Jane told David to "go away. is used in preference to Sam said he "wasn't happy when Jane told David to 'go away.
The DD/MM/YYYY date format is followed and the 12-hour clock is generally used in everyday life (as opposed to service, police, and airline applications).
With the exception of screen sizes, metric units are used in everyday life, having supplanted imperial units upon the country's switch to the metric system in the 1970s, although imperial units persist in casual references to a person's height. Tyre and bolt sizes (for example) are defined in imperial units where appropriate for technical reasons.
In betting, decimal odds are used in preference to fractional odds, as used in the United Kingdom, or moneyline odds in the United States.
Keyboard layout
There are two major English language keyboard layouts, the United States layout and the United Kingdom layout. Keyboards and keyboard software for the Australian market universally uses the US keyboard layout, which lacks the pound (£), euro and negation symbols and uses a different layout for punctuation symbols from the UK keyboard layout.
See also
The Australian National Dictionary
Australian English vocabulary
New Zealand English
South African English
Zimbabwean English
Falkland Islands English
Diminutives in Australian English
International Phonetic Alphabet chart for English dialects
Strine
References
Citations
Works cited
Further reading
Mitchell, Alexander G. (1995). The Story of Australian English. Sydney: Dictionary Research Centre.
External links
Aussie English, The Illustrated Dictionary of Australian English
Australian National Dictionary Centre
free newsletter from the Australian National Dictionary Centre, which includes articles on Australian English
Australian Word Map at the ABC—documents regionalisms
R. Mannell, F. Cox and J. Harrington (2009), An Introduction to Phonetics and Phonology, Macquarie University
Aussie English for beginners—the origins, meanings and a quiz to test your knowledge at the National Museum of Australia.
Languages attested from the 18th century
Dialects of English
Sociolinguistics
Languages of the Cocos (Keeling) Islands
Oceanian dialects of English
Languages of Australia |
1908 | https://en.wikipedia.org/wiki/Abzyme | Abzyme | An abzyme (from antibody and enzyme), also called catmab (from catalytic monoclonal antibody), and most often called catalytic antibody or sometimes catab, is a monoclonal antibody with catalytic activity. Abzymes are usually raised in lab animals immunized against synthetic haptens, but some natural abzymes can be found in normal humans (anti-vasoactive intestinal peptide autoantibodies) and in patients with autoimmune diseases such as systemic lupus erythematosus, where they can bind to and hydrolyze DNA. To date abzymes display only weak, modest catalytic activity and have not proved to be of any practical use. They are, however, subjects of considerable academic interest. Studying them has yielded important insights into reaction mechanisms, enzyme structure and function, catalysis, and the immune system itself.
Enzymes function by lowering the activation energy of the transition state of a chemical reaction, thereby enabling the formation of an otherwise less-favorable molecular intermediate between the reactant(s) and the product(s). If an antibody is developed to bind to a molecule that is structurally and electronically similar to the transition state of a given chemical reaction, the developed antibody will bind to, and stabilize, the transition state, just like a natural enzyme, lowering the activation energy of the reaction, and thus catalyzing the reaction. By raising an antibody to bind to a stable transition-state analog, a new and unique type of enzyme is produced.
So far, all catalytic antibodies produced have displayed only modest, weak catalytic activity. The reasons for low catalytic activity for these molecules have been widely discussed. Possibilities indicate that factors beyond the binding site may play an important role, in particular through protein dynamics. Some abzymes have been engineered to use metal ions and other cofactors to improve their catalytic activity.
History
The possibility of catalyzing a reaction by means of an antibody which binds the transition state was first suggested by William P. Jencks in 1969. In 1994 Peter G. Schultz and Richard A. Lerner received the prestigious Wolf Prize in Chemistry for developing catalytic antibodies for many reactions and popularizing their study into a significant sub-field of enzymology.
Abzymes in healthy human breast milk
There are a broad range of abzymes in healthy human breast milk with DNAse, RNAse, and protease activity.
Potential HIV treatment
In a June 2008 issue of the journal Autoimmunity Review, researchers S. Planque, Sudhir Paul, Ph.D, and Yasuhiro Nishiyama, Ph.D of the University Of Texas Medical School at Houston announced that they have engineered an abzyme that degrades the superantigenic region of the gp120 CD4 binding site. This is the one part of the HIV virus outer coating that does not change, because it is the attachment point to T lymphocytes, the key cell in cell-mediated immunity. Once infected by HIV, patients produce antibodies to the more changeable parts of the viral coat. The antibodies are ineffective because of the virus' ability to change their coats rapidly. Because this protein gp120 is necessary for HIV to attach, it does not change across different strains and is a point of vulnerability across the entire range of the HIV variant population.
The abzyme does more than bind to the site: it catalytically destroys the site, rendering the virus inert, and then can attack other HIV viruses. A single abzyme molecule can destroy thousands of HIV viruses.
References
Monoclonal antibodies
Immune system
Enzymes |
1909 | https://en.wikipedia.org/wiki/Adaptive%20radiation | Adaptive radiation | In evolutionary biology, adaptive radiation is a process in which organisms diversify rapidly from an ancestral species into a multitude of new forms, particularly when a change in the environment makes new resources available, alters biotic interactions or opens new environmental niches. Starting with a single ancestor, this process results in the speciation and phenotypic adaptation of an array of species exhibiting different morphological and physiological traits. The prototypical example of adaptive radiation is finch speciation on the Galapagos ("Darwin's finches"), but examples are known from around the world.
Characteristics
Four features can be used to identify an adaptive radiation:
A common ancestry of component species: specifically a recent ancestry. Note that this is not the same as a monophyly in which all descendants of a common ancestor are included.
A phenotype-environment correlation: a significant association between environments and the morphological and physiological traits used to exploit those environments.
Trait utility: the performance or fitness advantages of trait values in their corresponding environments.
Rapid speciation: presence of one or more bursts in the emergence of new species around the time that ecological and phenotypic divergence is underway.
Conditions
Adaptive radiations are thought to be triggered by an ecological opportunity or a new adaptive zone. Sources of ecological opportunity can be the loss of antagonists (competitors or predators), the evolution of a key innovation or dispersal to a new environment. Any one of these ecological opportunities has the potential to result in an increase in population size and relaxed stabilizing (constraining) selection. As genetic diversity is positively correlated with population size the expanded population will have more genetic diversity compared to the ancestral population. With reduced stabilizing selection phenotypic diversity can also increase. In addition, intraspecific competition will increase, promoting divergent selection to use a wider range of resources. This ecological release provides the potential for ecological speciation and thus adaptive radiation.
Occupying a new environment might take place under the following conditions:
A new habitat has opened up: a volcano, for example, can create new ground in the middle of the ocean. This is the case in places like Hawaii and the Galapagos. For aquatic species, the formation of a large new lake habitat could serve the same purpose; the tectonic movement that formed the East African Rift, ultimately leading to the creation of the Rift Valley Lakes, is an example of this. An extinction event could effectively achieve this same result, opening up niches that were previously occupied by species that no longer exist.
This new habitat is relatively isolated. When a volcano erupts on the mainland and destroys an adjacent forest, it is likely that the terrestrial plant and animal species that used to live in the destroyed region will recolonize without evolving greatly. However, if a newly formed habitat is isolated, the species that colonize it will likely be somewhat random and uncommon arrivals.
The new habitat has a wide availability of niche space. The rare colonist can only adaptively radiate into as many forms as there are niches.
Relationship between mass-extinctions and mass adaptive radiations
A 2020 study found there to be no direct causal relationship between the proportionally most comparable mass radiations and extinctions in terms of "co-occurrence of species", substantially challenging the hypothesis of "creative mass extinctions".
Examples
Darwin's finches
Darwin's finches are an often-used textbook example of adaptive radiation. Today represented by approximately 15 species, Darwin's finches are Galapagos endemics famously adapted for a specialized feeding behavior (although one species, the Cocos finch (Pinaroloxias inornata), is not found in the Galapagos but on the island of Cocos south of Costa Rica). Darwin's finches are not actually finches in the true sense, but are members of the tanager family Thraupidae, and are derived from a single ancestor that arrived in the Galapagos from mainland South America perhaps just 3 million years ago. Excluding the Cocos finch, each species of Darwin's finch is generally widely distributed in the Galapagos and fills the same niche on each island. For the ground finches, this niche is a diet of seeds, and they have thick bills to facilitate the consumption of these hard materials. The ground finches are further specialized to eat seeds of a particular size: the large ground finch (Geospiza magnirostris) is the largest species of Darwin's finch and has the thickest beak for breaking open the toughest seeds, the small ground finch (Geospiza fuliginosa) has a smaller beak for eating smaller seeds, and the medium ground finch (Geospiza fortis) has a beak of intermediate size for optimal consumption of intermediately sized seeds (relative to G. magnirostris and G. fuliginosa). There is some overlap: for example, the most robust medium ground finches could have beaks larger than those of the smallest large ground finches. Because of this overlap, it can be difficult to tell the species apart by eye, though their songs differ. These three species often occur sympatrically, and during the rainy season in the Galapagos when food is plentiful, they specialize little and eat the same, easily accessible foods. It was not well-understood why their beaks were so adapted until Peter and Rosemary Grant studied their feeding behavior in the long dry season, and discovered that when food is scarce, the ground finches use their specialized beaks to eat the seeds that they are best suited to eat and thus avoid starvation.
The other finches in the Galapagos are similarly uniquely adapted for their particular niche. The cactus finches (Geospiza sp.) have somewhat longer beaks than the ground finches that serve the dual purpose of allowing them to feed on Opuntia cactus nectar and pollen while these plants are flowering, but on seeds during the rest of the year. The warbler-finches (Certhidea sp.) have short, pointed beaks for eating insects. The woodpecker finch (Camarhynchus pallidus) has a slender beak which it uses to pick at wood in search of insects; it also uses small sticks to reach insect prey inside the wood, making it one of the few animals that use tools.
The mechanism by which the finches initially diversified is still an area of active research. One proposition is that the finches were able to have a non-adaptive, allopatric speciation event on separate islands in the archipelago, such that when they reconverged on some islands, they were able to maintain reproductive isolation. Once they occurred in sympatry, niche specialization was favored so that the different species competed less directly for resources. This second, sympatric event was adaptive radiation.
Cichlids of the African Great Lakes
The haplochromine cichlid fishes in the Great Lakes of the East African Rift (particularly in Lake Tanganyika, Lake Malawi, and Lake Victoria) form the most speciose modern example of adaptive radiation. These lakes are believed to be home to about 2,000 different species of cichlid, spanning a wide range of ecological roles and morphological characteristics. Cichlids in these lakes fill nearly all of the roles typically filled by many fish families, including those of predators, scavengers, and herbivores, with varying dentitions and head shapes to match their dietary habits. In each case, the radiation events are only a few million years old, making the high level of speciation particularly remarkable. Several factors could be responsible for this diversity: the availability of a multitude of niches probably favored specialization, as few other fish taxa are present in the lakes (meaning that sympatric speciation was the most probable mechanism for initial specialization). Also, continual changes in the water level of the lakes during the Pleistocene (which often turned the largest lakes into several smaller ones) could have created the conditions for secondary allopatric speciation.
Tanganyika cichlids
Lake Tanganyika is the site from which nearly all the cichlid lineages of East Africa (including both riverine and lake species) originated. Thus, the species in the lake constitute a single adaptive radiation event but do not form a single monophyletic clade. Lake Tanganyika is also the least speciose of the three largest African Great Lakes, with only around 200 species of cichlid; however, these cichlids are more morphologically divergent and ecologically distinct than their counterparts in lakes Malawi and Victoria, an artifact of Lake Tanganyika's older cichlid fauna. Lake Tanganyika itself is believed to have formed 9–12 million years ago, putting a recent cap on the age of the lake's cichlid fauna. Many of Tanganyika's cichlids live very specialized lifestyles. The giant or emperor cichlid (Boulengerochromis microlepis) is a piscivore often ranked the largest of all cichlids (though it competes for this title with South America's Cichla temensis, the speckled peacock bass). It is thought that giant cichlids spawn only a single time, breeding in their third year and defending their young until they reach a large size, before dying of starvation some time thereafter. The three species of Altolamprologus are also piscivores, but with laterally compressed bodies and thick scales enabling them to chase prey into thin cracks in rocks without damaging their skin. Plecodus straeleni has evolved large, strangely curved teeth that are designed to scrape scales off of the sides of other fish, scales being its main source of food. Gnathochromis permaxillaris possesses a large mouth with a protruding upper lip, and feeds by opening this mouth downward onto the sandy lake bottom, sucking in small invertebrates. A number of Tanganyika's cichlids are shell-brooders, meaning that mating pairs lay and fertilize their eggs inside of empty shells on the lake bottom. Lamprologus callipterus is a unique egg-brooding species, with 15 cm-long males amassing collections of shells and guarding them in the hopes of attracting females (about 6 cm in length) to lay eggs in these shells. These dominant males must defend their territories from three types of rival: (1) other dominant males looking to steal shells; (2) younger, "sneaker" males looking to fertilize eggs in a dominant male's territory; and (3) tiny, 2–4 cm "parasitic dwarf" males that also attempt to rush in and fertilize eggs in the dominant male's territory. These parasitic dwarf males never grow to the size of dominant males, and the male offspring of dominant and parasitic dwarf males grow with 100% fidelity into the form of their fathers. A number of other highly specialized Tanganyika cichlids exist aside from these examples, including those adapted for life in open lake water up to 200m deep.
Malawi cichlids
The cichlids of Lake Malawi constitute a "species flock" of up to 1000 endemic species. Only seven cichlid species in Lake Malawi are not a part of the species flock: the Eastern happy (Astatotilapia calliptera), the sungwa (Serranochromis robustus), and five tilapia species (genera Oreochromis and Coptodon). All of the other cichlid species in the lake are descendants of a single original colonist species, which itself was descended from Tanganyikan ancestors. The common ancestor of Malawi's species flock is believed to have reached the lake 3.4 million years ago at the earliest, making Malawi cichlids' diversification into their present numbers particularly rapid. Malawi's cichlids span a similarly range of feeding behaviors to those of Tanganyika, but also show signs of a much more recent origin. For example, all members of the Malawi species flock are mouth-brooders, meaning the female keeps her eggs in her mouth until they hatch; in almost all species, the eggs are also fertilized in the female's mouth, and in a few species, the females continue to guard their fry in their mouth after they hatch. Males of most species display predominantly blue coloration when mating. However, a number of particularly divergent species are known from Malawi, including the piscivorous Nimbochromis livingtonii, which lies on its side in the substrate until small cichlids, perhaps drawn to its broken white patterning, come to inspect the predator - at which point they are swiftly eaten.
Victoria's cichlids
Lake Victoria's cichlids are also a species flock, once composed of some 500 or more species. The deliberate introduction of the Nile Perch (Lates niloticus) in the 1950s proved disastrous for Victoria cichlids, and the collective biomass of the Victoria cichlid species flock has decreased substantially and an unknown number of species have become extinct. However, the original range of morphological and behavioral diversity seen in the lake's cichlid fauna is still mostly present today, if endangered. These again include cichlids specialized for niches across the trophic spectrum, as in Tanganyika and Malawi, but again, there are standouts. Victoria is famously home to many piscivorous cichlid species, some of which feed by sucking the contents out of mouthbrooding females' mouths. Victoria's cichlids constitute a far younger radiation than even that of Lake Malawi, with estimates of the age of the flock ranging from 200,000 years to as little as 14,000.
Adaptive radiation in Hawaii
Hawaii has served as the site of a number of adaptive radiation events, owing to its isolation, recent origin, and large land area. The three most famous examples of these radiations are presented below, though insects like the Hawaiian drosophilid flies and Hyposmocoma moths have also undergone adaptive radiation.
Hawaiian honeycreepers
The Hawaiian honeycreepers form a large, highly morphologically diverse species group of birds that began radiating in the early days of the Hawaiian archipelago. While today only 17 species are known to persist in Hawaii (3 more may or may not be extinct), there were more than 50 species prior to Polynesian colonization of the archipelago (between 18 and 21 species have gone extinct since the discovery of the islands by westerners). The Hawaiian honeycreepers are known for their beaks, which are specialized to satisfy a wide range of dietary needs: for example, the beak of the ʻakiapōlāʻau (Hemignathus wilsoni) is characterized by a short, sharp lower mandible for scraping bark off of trees, and the much longer, curved upper mandible is used to probe the wood underneath for insects. Meanwhile, the ʻiʻiwi (Drepanis coccinea) has a very long curved beak for reaching nectar deep in Lobelia flowers. An entire clade of Hawaiian honeycreepers, the tribe Psittirostrini, is composed of thick-billed, mostly seed-eating birds, like the Laysan finch (Telespiza cantans). In at least some cases, similar morphologies and behaviors appear to have evolved convergently among the Hawaiian honeycreepers; for example, the short, pointed beaks of Loxops and Oreomystis evolved separately despite once forming the justification for lumping the two genera together. The Hawaiian honeycreepers are believed to have descended from a single common ancestor some 15 to 20 million years ago, though estimates range as low as 3.5 million years.
Hawaiian silverswords
Adaptive radiation is not a strictly vertebrate phenomenon, and examples are also known from among plants. The most famous example of adaptive radiation in plants is quite possibly the Hawaiian silverswords, named for alpine desert-dwelling Argyroxiphium species with long, silvery leaves that live for up to 20 years before growing a single flowering stalk and then dying. The Hawaiian silversword alliance consists of twenty-eight species of Hawaiian plants which, aside from the namesake silverswords, includes trees, shrubs, vines, cushion plants, and more. The silversword alliance is believed to have originated in Hawaii no more than 6 million years ago, making this one of Hawaii's youngest adaptive radiation events. This means that the silverswords evolved on Hawaii's modern high islands, and descended from a single common ancestor that arrived on Kauai from western North America. The closest modern relatives of the silverswords today are California tarweeds of the family Asteraceae.
Hawaiian lobelioids
Hawaii is also the site of a separate major floral adaptive radiation event: the Hawaiian lobelioids. The Hawaiian lobelioids are significantly more speciose than the silverswords, perhaps because they have been present in Hawaii for so much longer: they descended from a single common ancestor who arrived in the archipelago up to 15 million years ago. Today the Hawaiian lobelioids form a clade of over 125 species, including succulents, trees, shrubs, epiphytes, etc. Many species have been lost to extinction and many of the surviving species endangered.
Caribbean anoles
Anole lizards are distributed broadly in the New World, from the Southeastern US to South America. With over 400 species currently recognized, often placed in a single genus (Anolis), they constitute one of the largest radiation events among all lizards. Anole radiation on the mainland has largely been a process of speciation, and is not adaptive to any great degree, but anoles on each of the Greater Antilles (Cuba, Hispaniola, Puerto Rico, and Jamaica) have adaptively radiated in separate, convergent ways. On each of these islands, anoles have evolved with such a consistent set of morphological adaptations that each species can be assigned to one of six "ecomorphs": trunk–ground, trunk–crown, grass–bush, crown–giant, twig, and trunk. Take, for example, crown–giants from each of these islands: the Cuban Anolis luteogularis, Hispaniola's Anolis ricordii, Puerto Rico's Anolis cuvieri, and Jamaica's Anolis garmani (Cuba and Hispaniola are both home to more than one species of crown–giant). These anoles are all large, canopy-dwelling species with large heads and large lamellae (scales on the undersides of the fingers and toes that are important for traction in climbing), and yet none of these species are particularly closely related and appear to have evolved these similar traits independently. The same can be said of the other five ecomorphs across the Caribbean's four largest islands. Much like in the case of the cichlids of the three largest African Great Lakes, each of these islands is home to its own convergent Anolis adaptive radiation event.
Other examples
Presented above are the most well-documented examples of modern adaptive radiation, but other examples are known. Populations of three-spined sticklebacks have repeatedly diverged and evolved into distinct ecotypes. On Madagascar, birds of the family Vangidae are marked by very distinct beak shapes to suit their ecological roles. Madagascan mantellid frogs have radiated into forms that mirror other tropical frog faunas, with the brightly colored mantellas (Mantella) having evolved convergently with the Neotropical poison dart frogs of Dendrobatidae, while the arboreal Boophis species are the Madagascan equivalent of tree frogs and glass frogs. The pseudoxyrhophiine snakes of Madagascar have evolved into fossorial, arboreal, terrestrial, and semi-aquatic forms that converge with the colubroid faunas in the rest of the world. These Madagascan examples are significantly older than most of the other examples presented here: Madagascar's fauna has been evolving in isolation since the island split from India some 88 million years ago, and the Mantellidae originated around 50 mya. Older examples are known: the K-Pg extinction event, which caused the disappearance of the dinosaurs and most other reptilian megafauna 65 million years ago, is seen as having triggered a global adaptive radiation event that created the mammal diversity that exists today. Also the Cambrian Explosion, where vacant niches left by the extinction of Ediacaran biota during End-Ediacaran mass extinction were filled up by the emergence of new phyla.
See also
Cambrian explosion—the most notable evolutionary radiation event
Evolutionary radiation—a more general term to describe any radiation
List of adaptive radiated Hawaiian honeycreepers by form
List of adaptive radiated marsupials by form
Nonadaptive radiation
References
Further reading
Wilson, E. et al. Life on Earth, by Wilson, E.; Eisner, T.; Briggs, W.; Dickerson, R.; Metzenberg, R.; O'Brien, R.; Susman, M.; Boggs, W. (Sinauer Associates, Inc., Publishers, Stamford, Connecticut), c 1974. Chapters: The Multiplication of Species; Biogeography, pp 824–877. 40 Graphs, w species pictures, also Tables, Photos, etc. Includes Galápagos Islands, Hawaii, and Australia subcontinent, (plus St. Helena Island, etc.).
Leakey, Richard. The Origin of Humankind—on adaptive radiation in biology and human evolution, pp. 28–32, 1994, Orion Publishing.
Grant, P.R. 1999. The ecology and evolution of Darwin's Finches. Princeton University Press, Princeton, NJ.
Mayr, Ernst. 2001. What evolution is. Basic Books, New York, NY.
Gavrilets, S. and A. Vose. 2009. Dynamic patterns of adaptive radiation: evolution of mating preferences. In Butlin, R.K., J. Bridle, and D. Schluter (eds) Speciation and Patterns of Diversity, Cambridge University Press, page. 102–126.
Pinto, Gabriel, Luke Mahler, Luke J. Harmon, and Jonathan B. Losos. "Testing the Island Effect in Adaptive Radiation: Rates and Patterns of Morphological Diversification in Caribbean and Mainland Anolis Lizards." NCBI (2008): n. pag. Web. 28 Oct. 2014.
Schluter, Dolph. The ecology of adaptive radiation. Oxford University Press, 2000.
Speciation
Evolutionary biology terminology |
1910 | https://en.wikipedia.org/wiki/Agarose%20gel%20electrophoresis | Agarose gel electrophoresis | Agarose gel electrophoresis is a method of gel electrophoresis used in biochemistry, molecular biology, genetics, and clinical chemistry to separate a mixed population of macromolecules such as DNA or proteins in a matrix of agarose, one of the two main components of agar. The proteins may be separated by charge and/or size (isoelectric focusing agarose electrophoresis is essentially size independent), and the DNA and RNA fragments by length. Biomolecules are separated by applying an electric field to move the charged molecules through an agarose matrix, and the biomolecules are separated by size in the agarose gel matrix.
Agarose gel is easy to cast, has relatively fewer charged groups, and is particularly suitable for separating DNA of size range most often encountered in laboratories, which accounts for the popularity of its use. The separated DNA may be viewed with stain, most commonly under UV light, and the DNA fragments can be extracted from the gel with relative ease. Most agarose gels used are between 0.7–2% dissolved in a suitable electrophoresis buffer.
Properties of agarose gel
Agarose gel is a three-dimensional matrix formed of helical agarose molecules in supercoiled bundles that are aggregated into three-dimensional structures with channels and pores through which biomolecules can pass. The 3-D structure is held together with hydrogen bonds and can therefore be disrupted by heating back to a liquid state. The melting temperature is different from the gelling temperature, depending on the sources, agarose gel has a gelling temperature of 35–42 °C and a melting temperature of 85–95 °C. Low-melting and low-gelling agaroses made through chemical modifications are also available.
Agarose gel has large pore size and good gel strength, making it suitable as an anticonvection medium for the electrophoresis of DNA and large protein molecules. The pore size of a 1% gel has been estimated from 100 nm to 200–500 nm, and its gel strength allows gels as dilute as 0.15% to form a slab for gel electrophoresis. Low-concentration gels (0.1–0.2%) however are fragile and therefore hard to handle. Agarose gel has lower resolving power than polyacrylamide gel for DNA but has a greater range of separation, and is therefore used for DNA fragments of usually 50–20,000 bp in size. The limit of resolution for standard agarose gel electrophoresis is around 750 kb, but resolution of over 6 Mb is possible with pulsed field gel electrophoresis (PFGE). It can also be used to separate large proteins, and it is the preferred matrix for the gel electrophoresis of particles with effective radii larger than 5–10 nm. A 0.9% agarose gel has pores large enough for the entry of bacteriophage T4.
The agarose polymer contains charged groups, in particular pyruvate and sulphate. These negatively charged groups create a flow of water in the opposite direction to the movement of DNA in a process called electroendosmosis (EEO), and can therefore retard the movement of DNA and cause blurring of bands. Higher concentration gels would have higher electroendosmotic flow. Low EEO agarose is therefore generally preferred for use in agarose gel electrophoresis of nucleic acids, but high EEO agarose may be used for other purposes. The lower sulphate content of low EEO agarose, particularly low-melting point (LMP) agarose, is also beneficial in cases where the DNA extracted from gel is to be used for further manipulation as the presence of contaminating sulphates may affect some subsequent procedures, such as ligation and PCR. Zero EEO agaroses however are undesirable for some applications as they may be made by adding positively charged groups and such groups can affect subsequent enzyme reactions. Electroendosmosis is a reason agarose is used in preference to agar as the agaropectin component in agar contains a significant amount of negatively charged sulphate and carboxyl groups. The removal of agaropectin in agarose substantially reduces the EEO, as well as reducing the non-specific adsorption of biomolecules to the gel matrix. However, for some applications such as the electrophoresis of serum proteins, a high EEO may be desirable, and agaropectin may be added in the gel used.
Migration of nucleic acids in agarose gel
Factors affecting migration of nucleic acid in gel
A number of factors can affect the migration of nucleic acids: the dimension of the gel pores (gel concentration), size of DNA being electrophoresed, the voltage used, the ionic strength of the buffer, and the concentration of intercalating dye such as ethidium bromide if used during electrophoresis.
Smaller molecules travel faster than larger molecules in gel, and double-stranded DNA moves at a rate that is inversely proportional to the logarithm of the number of base pairs. This relationship however breaks down with very large DNA fragments, and separation of very large DNA fragments requires the use of pulsed field gel electrophoresis (PFGE), which applies alternating current from different directions and the large DNA fragments are separated as they reorient themselves with the changing field.
For standard agarose gel electrophoresis, larger molecules are resolved better using a low concentration gel while smaller molecules separate better at high concentration gel. Higher concentration gels, however, require longer run times (sometimes days).
The movement of the DNA may be affected by the conformation of the DNA molecule, for example, supercoiled DNA usually moves faster than relaxed DNA because it is tightly coiled and hence more compact. In a normal plasmid DNA preparation, multiple forms of DNA may be present. Gel electrophoresis of the plasmids would normally show the negatively supercoiled form as the main band, while nicked DNA (open circular form) and the relaxed closed circular form appears as minor bands. The rate at which the various forms move however can change using different electrophoresis conditions, and the mobility of larger circular DNA may be more strongly affected than linear DNA by the pore size of the gel.
Ethidium bromide which intercalates into circular DNA can change the charge, length, as well as the superhelicity of the DNA molecule, therefore its presence in gel during electrophoresis can affect its movement. For example, the positive charge of ethidium bromide can reduce the DNA movement by 15%. Agarose gel electrophoresis can be used to resolve circular DNA with different supercoiling topology.
DNA damage due to increased cross-linking will also reduce electrophoretic DNA migration in a dose-dependent way.
The rate of migration of the DNA is proportional to the voltage applied, i.e. the higher the voltage, the faster the DNA moves. The resolution of large DNA fragments however is lower at high voltage. The mobility of DNA may also change in an unsteady field – in a field that is periodically reversed, the mobility of DNA of a particular size may drop significantly at a particular cycling frequency. This phenomenon can result in band inversion in field inversion gel electrophoresis (FIGE), whereby larger DNA fragments move faster than smaller ones.
Migration anomalies
"Smiley" gels - this edge effect is caused when the voltage applied is too high for the gel concentration used.
Overloading of DNA - overloading of DNA slows down the migration of DNA fragments.
Contamination - presence of impurities, such as salts or proteins can affect the movement of the DNA.
Mechanism of migration and separation
The negative charge of its phosphate backbone moves the DNA towards the positively charged anode during electrophoresis. However, the migration of DNA molecules in solution, in the absence of a gel matrix, is independent of molecular weight during electrophoresis. The gel matrix is therefore responsible for the separation of DNA by size during electrophoresis, and a number of models exist to explain the mechanism of separation of biomolecules in gel matrix. A widely accepted one is the Ogston model which treats the polymer matrix as a sieve. A globular protein or a random coil DNA moves through the interconnected pores, and the movement of larger molecules is more likely to be impeded and slowed down by collisions with the gel matrix, and the molecules of different sizes can therefore be separated in this sieving process.
The Ogston model however breaks down for large molecules whereby the pores are significantly smaller than size of the molecule. For DNA molecules of size greater than 1 kb, a reptation model (or its variants) is most commonly used. This model assumes that the DNA can crawl in a "snake-like" fashion (hence "reptation") through the pores as an elongated molecule. A biased reptation model applies at higher electric field strength, whereby the leading end of the molecule become strongly biased in the forward direction and pulls the rest of the molecule along. Real-time fluorescence microscopy of stained molecules, however, showed more subtle dynamics during electrophoresis, with the DNA showing considerable elasticity as it alternately stretching in the direction of the applied field and then contracting into a ball, or becoming hooked into a U-shape when it gets caught on the polymer fibres.
General procedure
The details of an agarose gel electrophoresis experiment may vary depending on methods, but most follow a general procedure.
Casting of gel
The gel is prepared by dissolving the agarose powder in an appropriate buffer, such as TAE or TBE, to be used in electrophoresis. The agarose is dispersed in the buffer before heating it to near-boiling point, but avoid boiling. The melted agarose is allowed to cool sufficiently before pouring the solution into a cast as the cast may warp or crack if the agarose solution is too hot. A comb is placed in the cast to create wells for loading sample, and the gel should be completely set before use.
The concentration of gel affects the resolution of DNA separation. The agarose gel is composed of microscopic pores through which the molecules travel, and there is an inverse relationship between the pore size of the agarose gel and the concentration – pore size decreases as the density of agarose fibers increases. High gel concentration improves separation of smaller DNA molecules, while lowering gel concentration permits large DNA molecules to be separated. The process allows fragments ranging from 50 base pairs to several mega bases to be separated depending on the gel concentration used. The concentration is measured in weight of agarose over volume of buffer used (g/ml). For a standard agarose gel electrophoresis, a 0.8% gel gives good separation or resolution of large 5–10kb DNA fragments, while 2% gel gives good resolution for small 0.2–1kb fragments. 1% gels is often used for a standard electrophoresis. High percentage gels are often brittle and may not set evenly, while low percentage gels (0.1-0.2%) are fragile and not easy to handle. Low-melting-point (LMP) agarose gels are also more fragile than normal agarose gel. Low-melting point agarose may be used on its own or simultaneously with standard agarose for the separation and isolation of DNA. PFGE and FIGE are often done with high percentage agarose gels.
Loading of samples
Once the gel has set, the comb is removed, leaving wells where DNA samples can be loaded. Loading buffer is mixed with the DNA sample before the mixture is loaded into the wells. The loading buffer contains a dense compound, which may be glycerol, sucrose, or Ficoll, that raises the density of the sample so that the DNA sample may sink to the bottom of the well. If the DNA sample contains residual ethanol after its preparation, it may float out of the well. The loading buffer also includes colored dyes such as xylene cyanol and bromophenol blue used to monitor the progress of the electrophoresis. The DNA samples are loaded using a pipette.
Electrophoresis
Agarose gel electrophoresis is most commonly done horizontally in a subaquaeous mode whereby the slab gel is completely submerged in buffer during electrophoresis. It is also possible, but less common, to perform the electrophoresis vertically, as well as horizontally with the gel raised on agarose legs using an appropriate apparatus. The buffer used in the gel is the same as the running buffer in the electrophoresis tank, which is why electrophoresis in the subaquaeous mode is possible with agarose gel.
For optimal resolution of DNA greater than 2kb in size in standard gel electrophoresis, 5 to 8 V/cm is recommended (the distance in cm refers to the distance between electrodes, therefore this recommended voltage would be 5 to 8 multiplied by the distance between the electrodes in cm). Voltage may also be limited by the fact that it heats the gel and may cause the gel to melt if it is run at high voltage for a prolonged period, especially if the gel used is LMP agarose gel. Too high a voltage may also reduce resolution, as well as causing band streaking for large DNA molecules. Too low a voltage may lead to broadening of band for small DNA fragments due to dispersion and diffusion.
Since DNA is not visible in natural light, the progress of the electrophoresis is monitored using colored dyes. Xylene cyanol (light blue color) comigrates large DNA fragments, while Bromophenol blue (dark blue) comigrates with the smaller fragments. Less commonly used dyes include Cresol Red and Orange G which migrate ahead of bromophenol blue. A DNA marker is also run together for the estimation of the molecular weight of the DNA fragments. Note however that the size of a circular DNA like plasmids cannot be accurately gauged using standard markers unless it has been linearized by restriction digest, alternatively a supercoiled DNA marker may be used.
Staining and visualization
DNA as well as RNA are normally visualized by staining with ethidium bromide, which intercalates into the major grooves of the DNA and fluoresces under UV light. The intercalation depends on the concentration of DNA and thus, a band with high intensity will indicate a higher amount of DNA compared to a band of less intensity. The ethidium bromide may be added to the agarose solution before it gels, or the DNA gel may be stained later after electrophoresis. Destaining of the gel is not necessary but may produce better images. Other methods of staining are available; examples are MIDORI Green, SYBR Green, GelRed, methylene blue, brilliant cresyl blue, Nile blue sulphate, and crystal violet. SYBR Green, GelRed and other similar commercial products are sold as safer alternatives to ethidium bromide as it has been shown to be mutagenic in Ames test, although the carcinogenicity of ethidium bromide has not actually been established. SYBR Green requires the use of a blue-light transilluminator. DNA stained with crystal violet can be viewed under natural light without the use of a UV transilluminator which is an advantage, however it may not produce a strong band.
When stained with ethidium bromide, the gel is viewed with an ultraviolet (UV) transilluminator. The UV light excites the electrons within the aromatic ring of ethidium bromide, and once they return to the ground state, light is released, making the DNA and ethidium bromide complex fluoresce. Standard transilluminators use wavelengths of 302/312-nm (UV-B), however exposure of DNA to UV radiation for as little as 45 seconds can produce damage to DNA and affect subsequent procedures, for example reducing the efficiency of transformation, in vitro transcription, and PCR. Exposure of DNA to UV radiation therefore should be limited. Using a higher wavelength of 365 nm (UV-A range) causes less damage to the DNA but also produces much weaker fluorescence with ethidium bromide. Where multiple wavelengths can be selected in the transilluminator, shorter wavelength can be used to capture images, while longer wavelength should be used if it is necessary to work on the gel for any extended period of time.
The transilluminator apparatus may also contain image capture devices, such as a digital or polaroid camera, that allow an image of the gel to be taken or printed.
For gel electrophoresis of protein, the bands may be visualised with Coomassie or silver stains.
Downstream procedures
The separated DNA bands are often used for further procedures, and a DNA band may be cut out of the gel as a slice, dissolved and purified. Contaminants however may affect some downstream procedures such as PCR, and low melting point agarose may be preferred in some cases as it contains fewer of the sulphates that can affect some enzymatic reactions. The gels may also be used for blotting techniques.
Buffers
In general, the ideal buffer should have good conductivity, produce less heat and have a long life. There are a number of buffers used for agarose electrophoresis; common ones for nucleic acids include Tris/Acetate/EDTA (TAE) and Tris/Borate/EDTA (TBE). The buffers used contain EDTA to inactivate many nucleases which require divalent cation for their function. The borate in TBE buffer can be problematic as borate can polymerize, and/or interact with cis diols such as those found in RNA. TAE has the lowest buffering capacity, but it provides the best resolution for larger DNA. This means a lower voltage and more time, but a better product.
Many other buffers have been proposed, e.g. lithium borate (LB), iso electric histidine, pK matched goods buffers, etc.; in most cases the purported rationale is lower current (less heat) and or matched ion mobilities, which leads to longer buffer life. Tris-phosphate buffer has high buffering capacity but cannot be used if DNA extracted is to be used in phosphate sensitive reaction. LB is relatively new and is ineffective in resolving fragments larger than 5 kbp; However, with its low conductivity, a much higher voltage could be used (up to 35 V/cm), which means a shorter analysis time for routine electrophoresis. As low as one base pair size difference could be resolved in 3% agarose gel with an extremely low conductivity medium (1 mM lithium borate).
Other buffering system may be used in specific applications, for example, barbituric acid-sodium barbiturate or Tris-barbiturate buffers may be used for in agarose gel electrophoresis of proteins, for example in the detection of abnormal distribution of proteins.
Applications
Estimation of the size of DNA molecules following digestion with restriction enzymes, e.g., in restriction mapping of cloned DNA.
Estimation of the DNA concentration by comparing the intensity of the nucleic acid band with the corresponding band of the size marker.
Analysis of products of a polymerase chain reaction (PCR), e.g., in molecular genetic diagnosis or genetic fingerprinting
Separation of DNA fragments for extraction and purification.
Separation of restricted genomic DNA prior to Southern transfer, or of RNA prior to Northern transfer.
Separation of proteins, for example, screening of protein abnormalities in clinical chemistry.
Agarose gels are easily cast and handled compared to other matrices and nucleic acids are not chemically altered during electrophoresis. Samples are also easily recovered. After the experiment is finished, the resulting gel can be stored in a plastic bag in a refrigerator.
Electrophoresis is performed in buffer solutions to reduce pH changes due to the electric field, which is important because the charge of DNA and RNA depends on pH, but running for too long can exhaust the buffering capacity of the solution. Further, different preparations of genetic material may not migrate consistently with each other, for morphological or other reasons.
See also
Gel electrophoresis
Immunodiffusion, Immunoelectrophoresis
SDD-AGE
Northern blot
SDS-polyacrylamide gel electrophoresis
Southern blot
References
External links
How to run a DNA or RNA gel
Animation of gel analysis of DNA restriction fragments
Video and article of agarose gel electrophoresis
Step by step photos of running a gel and extracting DNA
Drinking straw electrophoresis!
A typical method from wikiversity
Building a gel electrophoresis chamber
Biological techniques and tools
Molecular biology
Electrophoresis
Polymerase chain reaction
Articles containing video clips |
1911 | https://en.wikipedia.org/wiki/Allele | Allele | An allele, or allelomorph, is a variant of the sequence of nucleotides at a particular location, or locus, on a DNA molecule.
Alleles can differ at a single position through single nucleotide polymorphisms (SNP), but they can also have insertions and deletions of up to several thousand base pairs.
Most alleles observed result in little or no change in the function of the gene product it codes for. However, sometimes different alleles can result in different observable phenotypic traits, such as different pigmentation. A notable example of this is Gregor Mendel's discovery that the white and purple flower colors in pea plants were the result of a single gene with two alleles.
Nearly all multicellular organisms have two sets of chromosomes at some point in their biological life cycle; that is, they are diploid. In this case, the chromosomes can be paired. Each chromosome in the pair contains the same genes in the same order, and place, along the length of the chromosome. For a given gene, if the two chromosomes contain the same allele, they, and the organism, are homozygous with respect to that gene. If the alleles are different, they, and the organism, are heterozygous with respect to that gene.
Popular definitions of 'allele' typically refer only to different alleles within genes. For example, the ABO blood grouping is controlled by the ABO gene, which has six common alleles (variants). In population genetics, nearly every living human's phenotype for the ABO gene is some combination of just these six alleles.
Etymology
The word "allele" is a short form of "allelomorph" ("other form", a word coined by British geneticists William Bateson and Edith Rebecca Saunders) in the 1900s, which was used in the early days of genetics to describe variant forms of a gene detected as different phenotypes. It derives from the Greek prefix ἀλληλο-, allelo-, meaning "mutual", "reciprocal", or "each other", which itself is related to the Greek adjective ἄλλος, allos (cognate with Latin alius), meaning "other".
Alleles that lead to dominant or recessive phenotypes
In many cases, genotypic interactions between the two alleles at a locus can be described as dominant or recessive, according to which of the two homozygous phenotypes the heterozygote most resembles. Where the heterozygote is indistinguishable from one of the homozygotes, the allele expressed is the one that leads to the "dominant" phenotype, and the other allele is said to be "recessive". The degree and pattern of dominance varies among loci. This type of interaction was first formally-described by Gregor Mendel. However, many traits defy this simple categorization and the phenotypes are modelled by co-dominance and polygenic inheritance.
The term "wild type" allele is sometimes used to describe an allele that is thought to contribute to the typical phenotypic character as seen in "wild" populations of organisms, such as fruit flies (Drosophila melanogaster). Such a "wild type" allele was historically regarded as leading to a dominant (overpowering – always expressed), common, and normal phenotype, in contrast to "mutant" alleles that lead to recessive, rare, and frequently deleterious phenotypes. It was formerly thought that most individuals were homozygous for the "wild type" allele at most gene loci, and that any alternative "mutant" allele was found in homozygous form in a small minority of "affected" individuals, often as genetic diseases, and more frequently in heterozygous form in "carriers" for the mutant allele. It is now appreciated that most or all gene loci are highly polymorphic, with multiple alleles, whose frequencies vary from population to population, and that a great deal of genetic variation is hidden in the form of alleles that do not produce obvious phenotypic differences. Wild type alleles are often denoted by a superscript plus sign (i.e., p for an allele p).
Multiple alleles
A population or species of organisms typically includes multiple alleles at each locus among various individuals. Allelic variation at a locus is measurable as the number of alleles (polymorphism) present, or the proportion of heterozygotes in the population. A null allele is a gene variant that lacks the gene's normal function because it either is not expressed, or the expressed protein is inactive.
For example, at the gene locus for the ABO blood type carbohydrate antigens in humans, classical genetics recognizes three alleles, IA, IB, and i, which determine compatibility of blood transfusions. Any individual has one of six possible genotypes (IAIA, IAi, IBIB, IBi, IAIB, and ii) which produce one of four possible phenotypes: "Type A" (produced by IAIA homozygous and IAi heterozygous genotypes), "Type B" (produced by IBIB homozygous and IBi heterozygous genotypes), "Type AB" produced by IAIB heterozygous genotype, and "Type O" produced by ii homozygous genotype. (It is now known that each of the A, B, and O alleles is actually a class of multiple alleles with different DNA sequences that produce proteins with identical properties: more than 70 alleles are known at the ABO locus. Hence an individual with "Type A" blood may be an AO heterozygote, an AA homozygote, or an AA heterozygote with two different "A" alleles.)
Genotype frequencies
The frequency of alleles in a diploid population can be used to predict the frequencies of the corresponding genotypes (see Hardy–Weinberg principle). For a simple model, with two alleles;
where p is the frequency of one allele and q is the frequency of the alternative allele, which necessarily sum to unity. Then, p2 is the fraction of the population homozygous for the first allele, 2pq is the fraction of heterozygotes, and q2 is the fraction homozygous for the alternative allele. If the first allele is dominant to the second then the fraction of the population that will show the dominant phenotype is p2 + 2pq, and the fraction with the recessive phenotype is q2.
With three alleles:
and
In the case of multiple alleles at a diploid locus, the number of possible genotypes (G) with a number of alleles (a) is given by the expression:
Allelic dominance in genetic disorders
A number of genetic disorders are caused when an individual inherits two recessive alleles for a single-gene trait. Recessive genetic disorders include albinism, cystic fibrosis, galactosemia, phenylketonuria (PKU), and Tay–Sachs disease. Other disorders are also due to recessive alleles, but because the gene locus is located on the X chromosome, so that males have only one copy (that is, they are hemizygous), they are more frequent in males than in females. Examples include red–green color blindness and fragile X syndrome.
Other disorders, such as Huntington's disease, occur when an individual inherits only one dominant allele.
Epialleles
While heritable traits are typically studied in terms of genetic alleles, epigenetic marks such as DNA methylation can be inherited at specific genomic regions in certain species, a process termed transgenerational epigenetic inheritance. The term epiallele is used to distinguish these heritable marks from traditional alleles, which are defined by nucleotide sequence. A specific class of epiallele, the metastable epialleles, has been discovered in mice and in humans which is characterized by stochastic (probabilistic) establishment of epigenetic state that can be mitotically inherited.
Idiomorph
The term "idiomorph", from Greek 'morphos' (form) and 'idio' (singular, unique), was introduced in 1990 in place of "allele" to denote sequences at the same locus in different strains that have no sequence similarity and probably do not share a common phylogenetic relationship. It is used mainly in the genetic research of mycology.
See also
References and notes
External links
ALFRED: The ALlele FREquency Database
Classical genetics
Genetic genealogy |
1912 | https://en.wikipedia.org/wiki/Ampicillin | Ampicillin | Ampicillin is an antibiotic belonging to the aminopenicillin class of the penicillin family. The drug is used to prevent and treat a number of bacterial infections, such as respiratory tract infections, urinary tract infections, meningitis, salmonellosis, and endocarditis. It may also be used to prevent group B streptococcal infection in newborns. It is used by mouth, by injection into a muscle, or intravenously.
Common side effects include rash, nausea, and diarrhea. It should not be used in people who are allergic to penicillin. Serious side effects may include Clostridium difficile colitis or anaphylaxis. While usable in those with kidney problems, the dose may need to be decreased. Its use during pregnancy and breastfeeding appears to be generally safe.
Ampicillin was discovered in 1958 and came into commercial use in 1961. It is on the World Health Organization's List of Essential Medicines. The World Health Organization classifies ampicillin as critically important for human medicine. It is available as a generic medication.
Medical uses
Diseases
Bacterial meningitis; an aminoglycoside can be added to increase efficacy against gram-negative meningitis bacteria
Endocarditis by enterococcal strains (off-label use); often given with an aminoglycoside
Gastrointestinal infections caused by contaminated water or food (for example, by Salmonella)
Genito-urinary tract infections
Healthcare-associated infections that are related to infections from using urinary catheters and that are unresponsive to other medications
Otitis media (middle ear infection)
Prophylaxis (i.e. to prevent infection) in those who previously had rheumatic heart disease or are undergoing dental procedures, vaginal hysterectomies, or C-sections. It is also used in pregnant woman who are carriers of group B streptococci to prevent early-onset neonatal infections.
Respiratory infections, including bronchitis, pharyngitis
Sinusitis
Sepsis
Whooping cough, to prevent and treat secondary infections
Ampicillin used to also be used to treat gonorrhea, but there are now too many strains resistant to penicillins.
Bacteria
Ampicillin is used to treat infections by many gram-positive and gram-negative bacteria. It was the first "broad spectrum" penicillin with activity against gram-positive bacteria, including Streptococcus pneumoniae, Streptococcus pyogenes, some isolates of Staphylococcus aureus (but not penicillin-resistant or methicillin-resistant strains), Trueperella, and some Enterococcus. It is one of the few antibiotics that works against multidrug resistant Enterococcus faecalis and E. faecium. Activity against gram-negative bacteria includes Neisseria meningitidis, some Haemophilus influenzae, and some of the Enterobacteriaceae (though most Enterobacteriaceae and Pseudomonas are resistant). Its spectrum of activity is enhanced by co-administration of sulbactam, a drug that inhibits beta lactamase, an enzyme produced by bacteria to inactivate ampicillin and related antibiotics. It is sometimes used in combination with other antibiotics that have different mechanisms of action, like vancomycin, linezolid, daptomycin, and tigecycline.
Available forms
Ampicillin can be administered by mouth, an intramuscular injection (shot) or by intravenous infusion. The oral form, available as capsules or oral suspensions, is not given as an initial treatment for severe infections, but rather as a follow-up to an IM or IV injection. For IV and IM injections, ampicillin is kept as a powder that must be reconstituted.
IV injections must be given slowly, as rapid IV injections can lead to convulsive seizures.
Specific populations
Ampicillin is one of the most used drugs in pregnancy, and has been found to be generally harmless both by the Food and Drug Administration in the U.S. (which classified it as category B) and the Therapeutic Goods Administration in Australia (which classified it as category A). It is the drug of choice for treating Listeria monocytogenes in pregnant women, either alone or combined with an aminoglycoside. Pregnancy increases the clearance of ampicillin by up to 50%, and a higher dose is thus needed to reach therapeutic levels.
Ampicillin crosses the placenta and remains in the amniotic fluid at 50–100% of the concentration in maternal plasma; this can lead to high concentrations of ampicillin in the newborn.
While lactating mothers secrete some ampicillin into their breast milk, the amount is minimal.
In newborns, ampicillin has a longer half-life and lower plasma protein binding. The clearance by the kidneys is lower, as kidney function has not fully developed.
Contraindications
Ampicillin is contraindicated in those with a hypersensitivity to penicillins, as they can cause fatal anaphylactic reactions. Hypersensitivity reactions can include frequent skin rashes and hives, exfoliative dermatitis, erythema multiforme, and a temporary decrease in both red and white blood cells.
Ampicillin is not recommended in people with concurrent mononucleosis, as over 40% of patients develop a skin rash.
Side effects
Ampicillin is comparatively less toxic than other antibiotics, and side effects are more likely in those who are sensitive to penicillins and those with a history of asthma or allergies. In very rare cases, it causes severe side effects such as angioedema, anaphylaxis, and C. difficile infection (that can range from mild diarrhea to serious pseudomembranous colitis). Some develop black "furry" tongue. Serious adverse effects also include seizures and serum sickness. The most common side effects, experienced by about 10% of users are diarrhea and rash. Less common side effects can be nausea, vomiting, itching, and blood dyscrasias. The gastrointestinal effects, such as hairy tongue, nausea, vomiting, diarrhea, and colitis, are more common with the oral form of penicillin. Other conditions may develop up several weeks after treatment.
Overdose
Ampicillin overdose can cause behavioral changes, confusion, blackouts, and convulsions, as well as neuromuscular hypersensitivity, electrolyte imbalance, and kidney failure.
Interactions
Ampicillin reacts with probenecid and methotrexate to decrease renal excretion. Large doses of ampicillin can increase the risk of bleeding with concurrent use of warfarin and other oral anticoagulants, possibly by inhibiting platelet aggregation. Ampicillin has been said to make oral contraceptives less effective, but this has been disputed. It can be made less effective by other antibiotic, such as chloramphenicol, erythromycin, cephalosporins, and tetracyclines. For example, tetracyclines inhibit protein synthesis in bacteria, reducing the target against which ampicillin acts. If given at the same time as aminoglycosides, it can bind to it and inactivate it. When administered separately, aminoglycosides and ampicillin can potentiate each other instead.
Ampicillin causes skin rashes more often when given with allopurinol.
Both the live cholera vaccine and live typhoid vaccine can be made ineffective if given with ampicillin. Ampicillin is normally used to treat cholera and typhoid fever, lowering the immunological response that the body has to mount.
Pharmacology
Mechanism of action
Ampicillin is in the penicillin group of beta-lactam antibiotics and is part of the aminopenicillin family. It is roughly equivalent to amoxicillin in terms of activity. Ampicillin is able to penetrate gram-positive and some gram-negative bacteria. It differs from penicillin G, or benzylpenicillin, only by the presence of an amino group. This amino group, present on both ampicillin and amoxicillin, helps these antibiotics pass through the pores of the outer membrane of gram-negative bacteria, such as Escherichia coli, Proteus mirabilis, Salmonella enterica, and Shigella.
Ampicillin acts as an irreversible inhibitor of the enzyme transpeptidase, which is needed by bacteria to make the cell wall. It inhibits the third and final stage of bacterial cell wall synthesis in binary fission, which ultimately leads to cell lysis; therefore, ampicillin is usually bacteriolytic.
Pharmacokinetics
Ampicillin is well-absorbed from the GI tract (though food reduces its absorption), and reaches peak concentrations in one to two hours. The bioavailability is around 62% for parenteral routes. Unlike other penicillins, which usually bind 60–90% to plasma proteins, ampicillin binds to only 15–20%.
Ampicillin is distributed through most tissues, though it is concentrated in the liver and kidneys. It can also be found in the cerebrospinal fluid when the meninges become inflamed (such as, for example, meningitis). Some ampicillin is metabolized by hydrolyzing the beta-lactam ring to penicilloic acid, though most of it is excreted unchanged. In the kidneys, it is filtered out mostly by tubular secretion; some also undergoes glomerular filtration, and the rest is excreted in the feces and bile.
Hetacillin and pivampicillin are ampicillin esters that have been developed to increase bioavailability.
History
Ampicillin has been used extensively to treat bacterial infections since 1961. Until the introduction of ampicillin by the British company Beecham, penicillin therapies had only been effective against gram-positive organisms such as staphylococci and streptococci. Ampicillin (originally branded as "Penbritin") also demonstrated activity against gram-negative organisms such as H. influenzae, coliforms, and Proteus spp.
Cost
Ampicillin is relatively inexpensive. In the United States, it is available as a generic medication.
Veterinary use
In veterinary medicine, ampicillin is used in cats, dogs, and farm animals to treat:
Anal gland infections
Cutaneous infections, such as abscesses, cellulitis, and pustular dermatitis
E. coli and Salmonella infections in cattle, sheep, and goats (oral form). Ampicillin use for this purpose had declined as bacterial resistance has increased.
Mastitis in sows
Mixed aerobic–anaerobic infections, such as from cat bites
Multidrug-resistant Enterococcus faecalis and E. faecium
Prophylactic use in poultry against Salmonella and sepsis from E. coli or Staphylococcus aureus
Respiratory tract infections, including tonsilitis, bovine respiratory disease, shipping fever, bronchopneumonia, and calf and bovine pneumonia
Urinary tract infections in dogs
Horses are generally not treated with oral ampicillin, as they have low bioavailability of beta-lactams.
The half-life in animals is around that same of that in humans (just over an hour). Oral absorption is less than 50% in cats and dogs, and less than 4% in horses.
See also
Amoxycillin (p-hydroxy metabolite of ampicillin)
Azlocillin and pirbenicillin (urea and amide made from ampicillin)
Pivampicillin (special pro-drug of ampicillin)
References
External links
Enantiopure drugs
Penicillins
Phenyl compounds
World Health Organization essential medicines
Wikipedia medicine articles ready to translate |
1913 | https://en.wikipedia.org/wiki/Annealing | Annealing | Annealing may refer to:
Annealing (biology), in genetics
Annealing (glass), heating a piece of glass to remove stress
Annealing (materials science), a heat treatment that alters the microstructure of a material
Quantum annealing, a method for solving combinatorial optimisation problems and ground states of glassy systems
Simulated annealing, a numerical optimization technique |
1914 | https://en.wikipedia.org/wiki/Antimicrobial%20resistance | Antimicrobial resistance | Antimicrobial resistance (AMR) occurs when microbes evolve mechanisms that protect them from the effects of antimicrobials (drugs used to treat infections). All classes of microbes can evolve resistance where the drugs are no longer effective. Fungi evolve antifungal resistance, viruses evolve antiviral resistance, protozoa evolve antiprotozoal resistance, and bacteria evolve antibiotic resistance. Together all of these come under the umbrella of antimicrobial resistance. Microbes resistant to multiple antimicrobials are called multidrug resistant (MDR) and are sometimes referred to as superbugs. Although antimicrobial resistance is a naturally occurring process, it is often the result of improper usage of the drugs and management of the infections.
Antibiotic resistance is a major subset of AMR, that applies specifically to bacteria that become resistant to antibiotics. Resistance in bacteria can arise naturally by genetic mutation, or by one species acquiring resistance from another. Resistance can appear spontaneously because of random mutations, but also arises through spreading of resistant genes through horizontal gene transfer. However, extended use of antibiotics appears to encourage selection for mutations which can render antibiotics ineffective. Antifungal resistance is a subset of AMR, that specifically applies to fungi that have become resistant to antifungals. Resistance to antifungals can arise naturally, for example by genetic mutation or through aneuploidy. Extended use of antifungals leads to development of antifungal resistance through various mechanisms.
Clinical conditions due to infections caused by microbes containing AMR cause millions of deaths each year. In 2019 there were around 1.27 million deaths globally caused by bacterial AMR. Infections caused by resistant microbes are more difficult to treat, requiring higher doses of antimicrobial drugs, more expensive antibiotics, or alternative medications which may prove more toxic. These approaches may also cost more.
The prevention of antibiotic misuse, which can lead to antibiotic resistance, includes taking antibiotics only when prescribed. Narrow-spectrum antibiotics are preferred over broad-spectrum antibiotics when possible, as effectively and accurately targeting specific organisms is less likely to cause resistance, as well as side effects. For people who take these medications at home, education about proper use is essential. Health care providers can minimize spread of resistant infections by use of proper sanitation and hygiene, including handwashing and disinfecting between patients, and should encourage the same of the patient, visitors, and family members.
Rising drug resistance is caused mainly by use of antimicrobials in humans and other animals, and spread of resistant strains between the two. Growing resistance has also been linked to releasing inadequately treated effluents from the pharmaceutical industry, especially in countries where bulk drugs are manufactured. Antibiotics increase selective pressure in bacterial populations, killing vulnerable bacteria; this increases the percentage of resistant bacteria which continue growing. Even at very low levels of antibiotic, resistant bacteria can have a growth advantage and grow faster than vulnerable bacteria. Similarly, the use of antifungals in agriculture increases selective pressure in fungal populations which triggers the emergence of antifungal resistance. As resistance to antimicrobials becomes more common there is greater need for alternative treatments. Calls for new antimicrobial therapies have been issued, but there is very little development of new drugs which would lead to an improved research process.
Antimicrobial resistance is increasing globally due to increased prescription and dispensing of antibiotic drugs in developing countries. Estimates are that 700,000 to several million deaths result per year and continues to pose a major public health threat worldwide. Each year in the United States, at least 2.8 million people become infected with bacteria that are resistant to antibiotics and at least 35,000 people die and US$55 billion is spent on increased health care costs and lost productivity. According to World Health Organization (WHO) estimates, 350 million deaths could be caused by AMR by 2050. By then, the yearly death toll will be 10 million, according to a United Nations report.
There are public calls for global collective action to address the threat that include proposals for international treaties on antimicrobial resistance. The burden of worldwide antibiotic resistance is not completely identified, but low-and middle- income countries with weaker healthcare systems are more affected, with mortality being the highest in sub-Saharan Africa. During the COVID-19 pandemic, priorities changed with action against antimicrobial resistance slowing due to scientists and governments focusing more on SARS-CoV-2 research. At the same time the threat of AMR has increased during the pandemic.
Definition
The WHO defines antimicrobial resistance as a microorganism's resistance to an antimicrobial drug that was once able to treat an infection by that microorganism. A person cannot become resistant to antibiotics. Resistance is a property of the microbe, not a person or other organism infected by a microbe. All types of microbes can develop drug resistance. Thus, there are antibiotic, antifungal, antiviral and antiparasitic resistance.
Antibiotic resistance is a subset of antimicrobial resistance. This more specific resistance is linked to bacteria and thus broken down into two further subsets, microbiological and clinical. Microbiological resistance is the most common and occurs from genes, mutated or inherited, that allow the bacteria to resist the mechanism to kill the microbe associated with certain antibiotics. Clinical resistance is shown through the failure of many therapeutic techniques where the bacteria that are normally susceptible to a treatment become resistant after surviving the outcome of the treatment. In both cases of acquired resistance, the bacteria can pass the genetic catalyst for resistance through horizontal gene transfer: conjugation, transduction, or transformation. This allows the resistance to spread across the same species of pathogen or even similar bacterial pathogens.
Overview
WHO report released April 2014 stated, "this serious threat is no longer a prediction for the future, it is happening right now in every region of the world and has the potential to affect anyone, of any age, in any country. Antibiotic resistance—when bacteria change so antibiotics no longer work in people who need them to treat infections—is now a major threat to public health."
Global deaths attributable to AMR numbered 1.27 million in 2019. That year, AMR may have contributed to 5 million deaths and one in five people who died due to AMR were children under five years old.
In 2018, WHO considered antibiotic resistance to be one of the biggest threats to global health, food security and development. Deaths attributable to AMR vary by area:
The European Centre for Disease Prevention and Control calculated that in 2015 there were 671,689 infections in the EU and European Economic Area caused by antibiotic-resistant bacteria, resulting in 33,110 deaths. Most were acquired in healthcare settings. In 2019 there were 133,000 deaths caused by AMR.
Causes
Antimicrobial resistance is mainly caused by the overuse/misuse of antimicrobials. This leads to microbes either evolving a defense against drugs used to treat them, or certain strains of microbes that have a natural resistance to antimicrobials becoming much more prevalent than the ones that are easily defeated with medication. While antimicrobial resistance does occur naturally over time, the use of antimicrobial agents in a variety of settings both within the healthcare industry and outside of has led to antimicrobial resistance becoming increasingly more prevalent.
Although many microbes develop resistance to antibiotics over time though natural mutation, overprescribing and inappropriate prescription of antibiotics have accelerated the problem. It is possible that as many as 1 in 3 prescriptions written for antibiotics are unnecessary. Every year, approximately 154 million prescriptions for antibiotics are written. Of these, up to 46 million are unnecessary or inappropriate for the condition that the patient has. Microbes may naturally develop resistance through genetic mutations that occur during cell division, and although random mutations are rare, many microbes reproduce frequently and rapidly, increasing the chances of members of the population acquiring a mutation that increases resistance. Many individuals stop taking antibiotics when they begin to feel better. When this occurs, it is possible that the microbes that are less susceptible to treatment still remain in the body. If these microbes are able to continue to reproduce, this can lead to an infection by bacteria that are less susceptible or even resistant to an antibiotic.
Natural occurrence
Antimicrobial resistance can evolve naturally due to continued exposure to antimicrobials. Natural selection means that organisms that are able to adapt to their environment, survive, and continue to produce offspring. As a result, the types of microorganisms that are able to survive over time with continued attack by certain antimicrobial agents will naturally become more prevalent in the environment, and those without this resistance will become obsolete.
Some contemporary antimicrobial resistances have also evolved naturally before the use of antimicrobials of human clinical uses. For instance, methicillin-resistance evolved as a pathogen of hedgehogs, possibly as a co-evolutionary adaptation of the pathogen to hedgehogs that are infected by a dermatophyte that naturally produces antibiotics. Also, many soil fungi and bacteria are natural competitors and the original antibiotic penicillin discovered by Alexander Fleming rapidly lost clinical effectiveness in treating humans and, furthermore, none of the other natural penicillins (F, K, N, X, O, U1 or U6) are currently in clinical use.
Antimicrobial resistance can be acquired from other microbes through swapping genes in a process termed horizontal gene transfer. This means that once a gene for resistance to an antibiotic appears in a microbial community, it can then spread to other microbes in the community, potentially moving from a non-disease causing microbe to a disease-causing microbe. This process is heavily driven by the natural selection processes that happen during antibiotic use or misuse.
Over time, most of the strains of bacteria and infections present will be the type resistant to the antimicrobial agent being used to treat them, making this agent now ineffective to defeat most microbes. With the increased use of antimicrobial agents, there is a speeding up of this natural process.
Self-medication
In 89% of countries, antibiotics can only be prescribed by a doctor and supplied by a pharmacy. Self-medication by consumers is defined as "the taking of medicines on one's own initiative or on another person's suggestion, who is not a certified medical professional", and it has been identified as one of the primary reasons for the evolution of antimicrobial resistance. Self-medication with antibiotics is an unsuitable way of using them but a common practice in resource-constrained countries. The practice exposes individuals to the risk of bacteria that have developed antimicrobial resistance. Many people resort to this out of necessity, when access to a physician is unavailable due to lockdowns and GP surgery closures, or when the patients have a limited amount of time or money to see a prescribing doctor. This increased access makes it extremely easy to obtain antimicrobials and an example is India, where in the state of Punjab 73% of the population resorted to treating their minor health issues and chronic illnesses through self-medication.
Self-medication is higher outside the hospital environment, and this is linked to higher use of antibiotics, with the majority of antibiotics being used in the community rather than hospitals. The prevalence of self-medication in low- and middle-income countries (LMICs) ranges from 8.1% to very high at 93%. Accessibility, affordability, and conditions of health facilities, as well as the health-seeking behavior, are factors that influence self-medication in low- and middle-income countries (LMICs). Two significant issues with self-medication are the lack of knowledge of the public on, firstly, the dangerous effects of certain antimicrobials (for example ciprofloxacin which can cause tendonitis, tendon rupture and aortic dissection) and, secondly, broad microbial resistance and when to seek medical care if the infection is not clearing. In order to determine the public's knowledge and preconceived notions on antibiotic resistance, a screening of 3,537 articles published in Europe, Asia, and North America was done. Of the 55,225 total people surveyed in the articles, 70% had heard of antibiotic resistance previously, but 88% of those people thought it referred to some type of physical change in the human body.
Clinical misuse
Clinical misuse by healthcare professionals is another contributor to increased antimicrobial resistance. Studies done in the US show that the indication for treatment of antibiotics, choice of the agent used, and the duration of therapy was incorrect in up to 50% of the cases studied. In 2010 and 2011 about a third of antibiotic prescriptions in outpatient settings in the United States were not necessary. Another study in an intensive care unit in a major hospital in France has shown that 30% to 60% of prescribed antibiotics were unnecessary. These inappropriate uses of antimicrobial agents promote the evolution of antimicrobial resistance by supporting the bacteria in developing genetic alterations that lead to resistance.
According to research conducted in the US that aimed to evaluate physicians' attitudes and knowledge on antimicrobial resistance in ambulatory settings, only 63% of those surveyed reported antibiotic resistance as a problem in their local practices, while 23% reported the aggressive prescription of antibiotics as necessary to avoid failing to provide adequate care. This demonstrates how a majority of doctors underestimate the impact that their own prescribing habits have on antimicrobial resistance as a whole. It also confirms that some physicians may be overly cautious and prescribe antibiotics for both medical or legal reasons, even when clinical indications for use of these medications are not always confirmed. This can lead to unnecessary antimicrobial use, a pattern which may have worsened during the COVID-19 pandemic.
Studies have shown that common misconceptions about the effectiveness and necessity of antibiotics to treat common mild illnesses contribute to their overuse.
Important to the conversation of antibiotic use is the veterinary medical system. Veterinary oversight is required by law for all medically important antibiotics. Veterinarians use the Pharmacokinetic/pharmacodynamic model (PK/PD) approach to ensuring that the correct dose of the drug is delivered to the correct place at the correct timing.
Pandemics, disinfectants and healthcare systems
Increased antibiotic use during the early waves of the COVID-19 pandemic may exacerbate this global health challenge. Moreover, pandemic burdens on some healthcare systems may contribute to antibiotic-resistant infections. On the other hand, "increased hand hygiene, decreased international travel, and decreased elective hospital procedures may have reduced AMR pathogen selection and spread in the short term" during the COVID-19 pandemic. The use of disinfectants such as alcohol-based hand sanitizers, and antiseptic hand wash may also have the potential to increase antimicrobial resistance. Extensive use of disinfectants can lead to mutations that induce antimicrobial resistance.
Environmental pollution
Untreated effluents from pharmaceutical manufacturing industries, hospitals and clinics, and inappropriate disposal of unused or expired medication can expose microbes in the environment to antibiotics and trigger the evolution of resistance.
Food production
Livestock
The antimicrobial resistance crisis also extends to the food industry, specifically with food producing animals. With an ever-increasing human population, there is constant pressure to intensify productivity in many agricultural sectors, including the production of meat as a source of protein. Antibiotics are fed to livestock to act as growth supplements, and a preventive measure to decrease the likelihood of infections.
Farmers typically use antibiotics in animal feed to improve growth rates and prevent infections. However, this is illogical as antibiotics are used to treat infections and not prevent infections. 80% of antibiotic use in the U.S. is for agricultural purposes and about 70% of these are medically important. Overusing antibiotics gives the bacteria time to adapt leaving higher doses or even stronger antibiotics needed to combat the infection. Though antibiotics for growth promotion were banned throughout the EU in 2006, 40 countries worldwide still use antibiotics to promote growth.
This can result in the transfer of resistant bacterial strains into the food that humans eat, causing potentially fatal transfer of disease. While the practice of using antibiotics as growth promoters does result in better yields and meat products, it is a major issue and needs to be decreased in order to prevent antimicrobial resistance. Though the evidence linking antimicrobial usage in livestock to antimicrobial resistance is limited, the World Health Organization Advisory Group on Integrated Surveillance of Antimicrobial Resistance strongly recommended the reduction of use of medically important antimicrobials in livestock. Additionally, the Advisory Group stated that such antimicrobials should be expressly prohibited for both growth promotion and disease prevention in food producing animals.
By mapping antimicrobial consumption in livestock globally, it was predicted that in 228 countries there would be a total 67% increase in consumption of antibiotics by livestock by 2030. In some countries such as Brazil, Russia, India, China, and South Africa it is predicted that a 99% increase will occur. Several countries have restricted the use of antibiotics in livestock, including Canada, China, Japan, and the US. These restrictions are sometimes associated with a reduction of the prevalence of antimicrobial resistance in humans.
In the United states the Veterinary Feed Directive went into practice in 2017 dictating that All medically important antibiotics to be used in feed or water for food animal species require a veterinary feed directive (VFD) or a prescription.
Pesticides
Most pesticides protect crops against insects and plants, but in some cases antimicrobial pesticides are used to protect against various microorganisms such as bacteria, viruses, fungi, algae, and protozoa. The overuse of many pesticides in an effort to have a higher yield of crops has resulted in many of these microbes evolving a tolerance against these antimicrobial agents. Currently there are over 4000 antimicrobial pesticides registered with the US Environmental Protection Agency (EPA) and sold to market, showing the widespread use of these agents. It is estimated that for every single meal a person consumes, 0.3 g of pesticides is used, as 90% of all pesticide use is in agriculture. A majority of these products are used to help defend against the spread of infectious diseases, and hopefully protect public health. But out of the large amount of pesticides used, it is also estimated that less than 0.1% of those antimicrobial agents, actually reach their targets. That leaves over 99% of all pesticides used available to contaminate other resources. In soil, air, and water these antimicrobial agents are able to spread, coming in contact with more microorganisms and leading to these microbes evolving mechanisms to tolerate and further resist pesticides. The use of antifungal azole pesticides that drive environmental azole resistance have been linked to azole resistance cases in the clinical setting. The same issues confront the novel antifungal classes (e.g. orotomides) which are again being used in both the clinic and agriculture.
Gene transfer from ancient microorganisms
Permafrost is a term used to refer to any ground that remained frozen for two years or more, with the oldest known examples continuously frozen for around 700,000 years. In the recent decades, permafrost has been rapidly thawing due to climate change. The cold preserves any organic matter inside the permafrost, and it is possible for microorganisms to resume their life functions once it thaws. While some common pathogens such as influenza, smallpox or the bacteria associated with pneumonia have failed to survive intentional attempts to revive them, more cold-adapted microorganisms such as anthrax, or several ancient plant and amoeba viruses, have successfully survived prolonged thaw.
Some scientists have argued that the inability of known causative agents of contagious diseases to survive being frozen and thawed makes this threat unlikely. Instead, there have been suggestions that when modern pathogenic bacteria interact with the ancient ones, they may, through horizontal gene transfer, pick up genetic sequences which are associated with antimicrobial resistance, exacerbating an already difficult issue. Antibiotics to which permafrost bacteria have displayed at least some resistance include chloramphenicol, streptomycin, kanamycin, gentamicin, tetracycline, spectinomycin and neomycin. However, other studies show that resistance levels in ancient bacteria to modern antibiotics remain lower than in the contemporary bacteria from the active layer of thawed ground above them, which may mean that this risk is "no greater" than from any other soil.
Prevention
There have been increasing public calls for global collective action to address the threat, including a proposal for an international treaty on antimicrobial resistance. Further detail and attention is still needed in order to recognize and measure trends in resistance on the international level; the idea of a global tracking system has been suggested but implementation has yet to occur. A system of this nature would provide insight to areas of high resistance as well as information necessary for evaluating programs, introducing interventions and other changes made to fight or reverse antibiotic resistance.
Duration of antimicrobials
Delaying or minimizing the use of antibiotics for certain conditions may help safely reduce their use. Antimicrobial treatment duration should be based on the infection and other health problems a person may have. For many infections once a person has improved there is little evidence that stopping treatment causes more resistance. Some, therefore, feel that stopping early may be reasonable in some cases. Other infections, however, do require long courses regardless of whether a person feels better.
Delaying antibiotics for ailments such as a sore throat and otitis media may have not different in the rate of complications compared with immediate antibiotics, for example. When treating respiratory tract infections, clinical judgement is required as to the appropriate treatment (delayed or immediate antibiotic use).
The study, "Shorter and Longer Antibiotic Durations for Respiratory Infections: To Fight Antimicrobial Resistance—A Retrospective Cross-Sectional Study in a Secondary Care Setting in the UK," highlights the urgency of reevaluating antibiotic treatment durations amidst the global challenge of antimicrobial resistance (AMR). It investigates the effectiveness of shorter versus longer antibiotic regimens for respiratory tract infections (RTIs) in a UK secondary care setting, emphasizing the need for evidence-based prescribing practices to optimize patient outcomes and combat AMR.
Monitoring and mapping
There are multiple national and international monitoring programs for drug-resistant threats, including methicillin-resistant Staphylococcus aureus (MRSA), vancomycin-resistant S. aureus (VRSA), extended spectrum beta-lactamase (ESBL) producing Enterobacterales, vancomycin-resistant Enterococcus (VRE), and multidrug-resistant Acinetobacter baumannii (MRAB).
ResistanceOpen is an online global map of antimicrobial resistance developed by HealthMap which displays aggregated data on antimicrobial resistance from publicly available and user submitted data. The website can display data for a radius from a location. Users may submit data from antibiograms for individual hospitals or laboratories. European data is from the EARS-Net (European Antimicrobial Resistance Surveillance Network), part of the ECDC. ResistanceMap is a website by the Center for Disease Dynamics, Economics & Policy and provides data on antimicrobial resistance on a global level.
By comparison there is a lack of national and international monitoring programs for antifungal resistance.
Limiting antimicrobial use in humans
Antimicrobial stewardship programmes appear useful in reducing rates of antimicrobial resistance. The antimicrobial stewardship program will also provide pharmacists with the knowledge to educate patients that antibiotics will not work for a virus for example.
Excessive antimicrobial use has become one of the top contributors to the evolution of antimicrobial resistance. Since the beginning of the antimicrobial era, antimicrobials have been used to treat a wide range of infectious diseases. Overuse of antimicrobials has become the primary cause of rising levels of antimicrobial resistance. The main problem is that doctors are willing to prescribe antimicrobials to ill-informed individuals who believe that antimicrobials can cure nearly all illnesses, including viral infections like the common cold. In an analysis of drug prescriptions, 36% of individuals with a cold or an upper respiratory infection (both usually viral in origin) were given prescriptions for antibiotics. These prescriptions accomplished nothing other than increasing the risk of further evolution of antibiotic resistant bacteria. Using antimicrobials without prescription is another driving force leading to the overuse of antibiotics to self-treat diseases like the common cold, cough, fever, and dysentery resulting in an epidemic of antibiotic resistance in countries like Bangladesh, risking its spread around the globe. Introducing strict antibiotic stewardship in the outpatient setting to reduce inappropriate prescribing of antibiotics may reduce the emerging bacterial resistance.
The WHO AWaRe (Access, Watch, Reserve) guidance and antibiotic book has been introduced to guide antibiotic choice for the 30 most common infections in adults and children to reduce inappropriate prescribing in primary care and hospitals. Narrow spectrum antibiotics are preferred due to their lower resistance potential and broad-spectrum antibiotics are only recommended for people with more severe symptoms. Some antibiotics are more likely to confer resistance, so are kept as reserve antibiotics in the AWaRe book.
Various diagnostic strategies have been employed to prevent the overuse of antifungal therapy in the clinic, proving a safe alternative to empirical antifungal therapy, and thus underpinning antifungal stewardship schemes.
At the hospital level
Antimicrobial stewardship teams in hospitals are encouraging optimal use of antimicrobials. The goals of antimicrobial stewardship are to help practitioners pick the right drug at the right dose and duration of therapy while preventing misuse and minimizing the development of resistance. Stewardship interventions may reduce the length of stay by an average of slightly over 1 day while not increasing the risk of death.
At the primary care level
Given the volume of care provided in primary care (general practice), recent strategies have focused on reducing unnecessary antimicrobial prescribing in this setting. Simple interventions, such as written information explaining when taking antibiotics is not necessary, for example in common infections of the upper respiratory tract, have been shown to reduce antibiotic prescribing. Various tools are also available to help professionals decide if prescribing antimicrobials is necessary.
Parental expectations, driven by the worry for their children's health, can influence how often children are prescribed antibiotics. Parents often rely on their clinician for advice and reassurance. However a lack of plain language information and not having adequate time for consultation negatively impacts this relationship. In effect parents often rely on past experiences in their expectations rather than reassurance from the clinician. Adequate time for consultation and plain language information can help parents make informed decisions and avoid unnecessary antibiotic use.
The prescriber should closely adhere to the five rights of drug administration: the right patient, the right drug, the right dose, the right route, and the right time. Microbiological samples should be taken for culture and sensitivity testing before treatment when indicated and treatment potentially changed based on the susceptibility report.
Health workers and pharmacists can help tackle antibiotic resistance by: enhancing infection prevention and control; only prescribing and dispensing antibiotics when they are truly needed; prescribing and dispensing the right antibiotic(s) to treat the illness.
At the individual level
People can help tackle resistance by using antibiotics only when infected with a bacterial infection and prescribed by a doctor; completing the full prescription even if the user is feeling better, never sharing antibiotics with others, or using leftover prescriptions. Taking antibiotics when not needed won't help the user, but instead give bacteria the option to adapt and leave the user with the side effects that come with the certain type of antibiotic. The CDC recommends that you follow these behaviors so that you avoid these negative side effects and keep the community safe from spreading drug-resistant bacteria. Practicing basic bacterial infection prevention courses, such as hygiene, also helps to prevent the spread of antibiotic-resistant bacteria.
Country examples
The Netherlands has the lowest rate of antibiotic prescribing in the OECD, at a rate of 11.4 defined daily doses (DDD) per 1,000 people per day in 2011. The defined daily dose (DDD) is a statistical measure of drug consumption, defined by the World Health Organization (WHO).
Germany and Sweden also have lower prescribing rates, with Sweden's rate having been declining since 2007.
Greece, France and Belgium have high prescribing rates for antibiotics of more than 28 DDD.
Water, sanitation, hygiene
Infectious disease control through improved water, sanitation and hygiene (WASH) infrastructure needs to be included in the antimicrobial resistance (AMR) agenda. The "Interagency Coordination Group on Antimicrobial Resistance" stated in 2018 that "the spread of pathogens through unsafe water results in a high burden of gastrointestinal disease, increasing even further the need for antibiotic treatment." This is particularly a problem in developing countries where the spread of infectious diseases caused by inadequate WASH standards is a major driver of antibiotic demand. Growing usage of antibiotics together with persistent infectious disease levels have led to a dangerous cycle in which reliance on antimicrobials increases while the efficacy of drugs diminishes. The proper use of infrastructure for water, sanitation and hygiene (WASH) can result in a 47–72 percent decrease of diarrhea cases treated with antibiotics depending on the type of intervention and its effectiveness. A reduction of the diarrhea disease burden through improved infrastructure would result in large decreases in the number of diarrhea cases treated with antibiotics. This was estimated as ranging from 5 million in Brazil to up to 590 million in India by the year 2030. The strong link between increased consumption and resistance indicates that this will directly mitigate the accelerating spread of AMR. Sanitation and water for all by 2030 is Goal Number 6 of the Sustainable Development Goals.
An increase in hand washing compliance by hospital staff results in decreased rates of resistant organisms.
Water supply and sanitation infrastructure in health facilities offer significant co-benefits for combatting AMR, and investment should be increased. There is much room for improvement: WHO and UNICEF estimated in 2015 that globally 38% of health facilities did not have a source of water, nearly 19% had no toilets and 35% had no water and soap or alcohol-based hand rub for handwashing.
Industrial wastewater treatment
Manufacturers of antimicrobials need to improve the treatment of their wastewater (by using industrial wastewater treatment processes) to reduce the release of residues into the environment.
Limiting antimicrobial use in animals and farming
It is established that the use of antibiotics in animal husbandry can give rise to AMR resistances in bacteria found in food animals to the antibiotics being administered (through injections or medicated feeds). For this reason only antimicrobials that are deemed "not-clinically relevant" are used in these practices.
Unlike resistance to antibacterials, antifungal resistance can be driven by arable farming, currently there is no regulation on the use of similar antifungal classes in agriculture and the clinic.
Recent studies have shown that the prophylactic use of "non-priority" or "non-clinically relevant" antimicrobials in feeds can potentially, under certain conditions, lead to co-selection of environmental AMR bacteria with resistance to medically important antibiotics. The possibility for co-selection of AMR resistances in the food chain pipeline may have far-reaching implications for human health.
Country examples
Europe
In 1997, European Union health ministers voted to ban avoparcin and four additional antibiotics used to promote animal growth in 1999. In 2006 a ban on the use of antibiotics in European feed, with the exception of two antibiotics in poultry feeds, became effective. In Scandinavia, there is evidence that the ban has led to a lower prevalence of antibiotic resistance in (nonhazardous) animal bacterial populations. As of 2004, several European countries established a decline of antimicrobial resistance in humans through limiting the use of antimicrobials in agriculture and food industries without jeopardizing animal health or economic cost.
United States
The United States Department of Agriculture (USDA) and the Food and Drug Administration (FDA) collect data on antibiotic use in humans and in a more limited fashion in animals. About 80% of antibiotic use in the U.S. is for agriculture purposes, and about 70% of these are medically important. This gives reason for concern about the antibiotic resistance crisis in the U.S. and more reason to monitor it. The FDA first determined in 1977 that there is evidence of emergence of antibiotic-resistant bacterial strains in livestock. The long-established practice of permitting OTC sales of antibiotics (including penicillin and other drugs) to lay animal owners for administration to their own animals nonetheless continued in all states.
In 2000, the FDA announced their intention to revoke approval of fluoroquinolone use in poultry production because of substantial evidence linking it to the emergence of fluoroquinolone-resistant Campylobacter infections in humans. Legal challenges from the food animal and pharmaceutical industries delayed the final decision to do so until 2006. Fluroquinolones have been banned from extra-label use in food animals in the USA since 2007. However, they remain widely used in companion and exotic animals.
Global action plans and awareness
The increasing interconnectedness of the world and the fact that new classes of antibiotics have not been developed and approved for more than 25 years highlight the extent to which antimicrobial resistance is a global health challenge. A global action plan to tackle the growing problem of resistance to antibiotics and other antimicrobial medicines was endorsed at the Sixty-eighth World Health Assembly in May 2015. One of the key objectives of the plan is to improve awareness and understanding of antimicrobial resistance through effective communication, education and training. This global action plan developed by the World Health Organization was created to combat the issue of antimicrobial resistance and was guided by the advice of countries and key stakeholders. The WHO's global action plan is composed of five key objectives that can be targeted through different means, and represents countries coming together to solve a major problem that can have future health consequences. These objectives are as follows:
improve awareness and understanding of antimicrobial resistance through effective communication, education and training.
strengthen the knowledge and evidence base through surveillance and research.
reduce the incidence of infection through effective sanitation, hygiene and infection prevention measures.
optimize the use of antimicrobial medicines in human and animal health.
develop the economic case for sustainable investment that takes account of the needs of all countries and to increase investment in new medicines, diagnostic tools, vaccines and other interventions.
Steps towards progress
React based in Sweden has produced informative material on AMR for the general public.
Videos are being produced for the general public to generate interest and awareness.
The Irish Department of Health published a National Action Plan on Antimicrobial Resistance in October 2017. The Strategy for the Control of Antimicrobial Resistance in Ireland (SARI), Iaunched in 2001 developed Guidelines for Antimicrobial Stewardship in Hospitals in Ireland in conjunction with the Health Protection Surveillance Centre, these were published in 2009. Following their publication a public information campaign 'Action on Antibiotics' was launched to highlight the need for a change in antibiotic prescribing. Despite this, antibiotic prescribing remains high with variance in adherence to guidelines.
The United Kingdom published a 20-year vision for antimicrobial resistance that sets out the goal of containing and controlling AMR by 2040. The vision is supplemented by a 5-year action plan running from 2019 to 2024, building on the previous action plan (2013-2018).
Antibiotic Awareness Week
The World Health Organization has promoted the first World Antibiotic Awareness Week running from 16 to 22 November 2015. The aim of the week is to increase global awareness of antibiotic resistance. It also wants to promote the correct usage of antibiotics across all fields in order to prevent further instances of antibiotic resistance.
World Antibiotic Awareness Week has been held every November since 2015. For 2017, the Food and Agriculture Organization of the United Nations (FAO), the World Health Organization (WHO) and the World Organisation for Animal Health (OIE) are together calling for responsible use of antibiotics in humans and animals to reduce the emergence of antibiotic resistance.
United Nations
In 2016 the Secretary-General of the United Nations convened the Interagency Coordination Group (IACG) on Antimicrobial Resistance. The IACG worked with international organizations and experts in human, animal, and plant health to create a plan to fight antimicrobial resistance. Their report released in April 2019 highlights the seriousness of antimicrobial resistance and the threat it poses to world health. It suggests five recommendations for member states to follow in order to tackle this increasing threat. The IACG recommendations are as follows:
Accelerate progress in countries
Innovate to secure the future
Collaborate for more effective action
Invest for a sustainable response
Strengthen accountability and global governance
Mechanisms and organisms
Bacteria
The five main mechanisms by which bacteria exhibit resistance to antibiotics are:
Drug inactivation or modification: for example, enzymatic deactivation of penicillin G in some penicillin-resistant bacteria through the production of β-lactamases. Drugs may also be chemically modified through the addition of functional groups by transferase enzymes; for example, acetylation, phosphorylation, or adenylation are common resistance mechanisms to aminoglycosides. Acetylation is the most widely used mechanism and can affect a number of drug classes.
Alteration of target- or binding site: for example, alteration of PBP—the binding target site of penicillins—in MRSA and other penicillin-resistant bacteria. Another protective mechanism found among bacterial species is ribosomal protection proteins. These proteins protect the bacterial cell from antibiotics that target the cell's ribosomes to inhibit protein synthesis. The mechanism involves the binding of the ribosomal protection proteins to the ribosomes of the bacterial cell, which in turn changes its conformational shape. This allows the ribosomes to continue synthesizing proteins essential to the cell while preventing antibiotics from binding to the ribosome to inhibit protein synthesis.
Alteration of metabolic pathway: for example, some sulfonamide-resistant bacteria do not require para-aminobenzoic acid (PABA), an important precursor for the synthesis of folic acid and nucleic acids in bacteria inhibited by sulfonamides, instead, like mammalian cells, they turn to using preformed folic acid.
Reduced drug accumulation: by decreasing drug permeability or increasing active efflux (pumping out) of the drugs across the cell surface These pumps within the cellular membrane of certain bacterial species are used to pump antibiotics out of the cell before they are able to do any damage. They are often activated by a specific substrate associated with an antibiotic, as in fluoroquinolone resistance.
Ribosome splitting and recycling: for example, drug-mediated stalling of the ribosome by lincomycin and erythromycin unstalled by a heat shock protein found in Listeria monocytogenes, which is a homologue of HflX from other bacteria. Liberation of the ribosome from the drug allows further translation and consequent resistance to the drug.
There are several different types of germs that have developed a resistance over time.
The six pathogens causing most deaths associated with resistance are Escherichia coli, Staphylococcus aureus, Klebsiella pneumoniae, Streptococcus pneumoniae, Acinetobacter baumannii, and Pseudomonas aeruginosa. They were responsible for 929,000 deaths attributable to resistance and 3.57 million deaths associated with resistance in 2019.
Penicillinase-producing Neisseria gonorrhoeae developed a resistance to penicillin in 1976. Another example is Azithromycin-resistant Neisseria gonorrhoeae, which developed a resistance to azithromycin in 2011.
In gram-negative bacteria, plasmid-mediated resistance genes produce proteins that can bind to DNA gyrase, protecting it from the action of quinolones. Finally, mutations at key sites in DNA gyrase or topoisomerase IV can decrease their binding affinity to quinolones, decreasing the drug's effectiveness.
Some bacteria are naturally resistant to certain antibiotics; for example, gram-negative bacteria are resistant to most β-lactam antibiotics due to the presence of β-lactamase. Antibiotic resistance can also be acquired as a result of either genetic mutation or horizontal gene transfer. Although mutations are rare, with spontaneous mutations in the pathogen genome occurring at a rate of about 1 in 105 to 1 in 108 per chromosomal replication, the fact that bacteria reproduce at a high rate allows for the effect to be significant. Given that lifespans and production of new generations can be on a timescale of mere hours, a new (de novo) mutation in a parent cell can quickly become an inherited mutation of widespread prevalence, resulting in the microevolution of a fully resistant colony. However, chromosomal mutations also confer a cost of fitness. For example, a ribosomal mutation may protect a bacterial cell by changing the binding site of an antibiotic but may result in slower growth rate. Moreover, some adaptive mutations can propagate not only through inheritance but also through horizontal gene transfer. The most common mechanism of horizontal gene transfer is the transferring of plasmids carrying antibiotic resistance genes between bacteria of the same or different species via conjugation. However, bacteria can also acquire resistance through transformation, as in Streptococcus pneumoniae uptaking of naked fragments of extracellular DNA that contain antibiotic resistance genes to streptomycin, through transduction, as in the bacteriophage-mediated transfer of tetracycline resistance genes between strains of S. pyogenes, or through gene transfer agents, which are particles produced by the host cell that resemble bacteriophage structures and are capable of transferring DNA.
Antibiotic resistance can be introduced artificially into a microorganism through laboratory protocols, sometimes used as a selectable marker to examine the mechanisms of gene transfer or to identify individuals that absorbed a piece of DNA that included the resistance gene and another gene of interest.
Recent findings show no necessity of large populations of bacteria for the appearance of antibiotic resistance. Small populations of Escherichia coli in an antibiotic gradient can become resistant. Any heterogeneous environment with respect to nutrient and antibiotic gradients may facilitate antibiotic resistance in small bacterial populations. Researchers hypothesize that the mechanism of resistance evolution is based on four SNP mutations in the genome of E. coli produced by the gradient of antibiotic.
In one study, which has implications for space microbiology, a non-pathogenic strain E. coli MG1655 was exposed to trace levels of the broad spectrum antibiotic chloramphenicol, under simulated microgravity (LSMMG, or Low Shear Modeled Microgravity) over 1000 generations. The adapted strain acquired resistance to not only chloramphenicol, but also cross-resistance to other antibiotics; this was in contrast to the observation on the same strain, which was adapted to over 1000 generations under LSMMG, but without any antibiotic exposure; the strain in this case did not acquire any such resistance. Thus, irrespective of where they are used, the use of an antibiotic would likely result in persistent resistance to that antibiotic, as well as cross-resistance to other antimicrobials.
In recent years, the emergence and spread of β-lactamases called carbapenemases has become a major health crisis. One such carbapenemase is New Delhi metallo-beta-lactamase 1 (NDM-1), an enzyme that makes bacteria resistant to a broad range of beta-lactam antibiotics. The most common bacteria that make this enzyme are gram-negative such as E. coli and Klebsiella pneumoniae, but the gene for NDM-1 can spread from one strain of bacteria to another by horizontal gene transfer.
Viruses
Specific antiviral drugs are used to treat some viral infections. These drugs prevent viruses from reproducing by inhibiting essential stages of the virus's replication cycle in infected cells. Antivirals are used to treat HIV, hepatitis B, hepatitis C, influenza, herpes viruses including varicella zoster virus, cytomegalovirus and Epstein–Barr virus. With each virus, some strains have become resistant to the administered drugs.
Antiviral drugs typically target key components of viral reproduction; for example, oseltamivir targets influenza neuraminidase, while guanosine analogs inhibit viral DNA polymerase. Resistance to antivirals is thus acquired through mutations in the genes that encode the protein targets of the drugs.
Resistance to HIV antivirals is problematic, and even multi-drug resistant strains have evolved. One source of resistance is that many current HIV drugs, including NRTIs and NNRTIs, target reverse transcriptase; however, HIV-1 reverse transcriptase is highly error prone and thus mutations conferring resistance arise rapidly. Resistant strains of the HIV virus emerge rapidly if only one antiviral drug is used. Using three or more drugs together, termed combination therapy, has helped to control this problem, but new drugs are needed because of the continuing emergence of drug-resistant HIV strains.
Fungi
Infections by fungi are a cause of high morbidity and mortality in immunocompromised persons, such as those with HIV/AIDS, tuberculosis or receiving chemotherapy. The fungi Candida, Cryptococcus neoformans and Aspergillus fumigatus cause most of these infections and antifungal resistance occurs in all of them. Multidrug resistance in fungi is increasing because of the widespread use of antifungal drugs to treat infections in immunocompromised individuals and the use of some agricultural antifungals. Antifungal resistant disease is associated with increased mortality.
Some fungi (e.g. Candida krusei and fluconazole) exhibit intrinsic resistance to certain antifungal drugs or classes, whereas some species develop antifungal resistance to external pressures. Antifungal resistance is a One Health concern, driven by multiple extrinsic factors, including extensive fungicidal use, overuse of clinical antifungals, environmental change and host factors.
In the USA fluconazole-resistant Candida species and azole resistance in Aspergillus fumigatus have been highlighted as a growing threat.
More than 20 species of Candida can cause candidiasis infection, the most common of which is Candida albicans. Candida yeasts normally inhabit the skin and mucous membranes without causing infection. However, overgrowth of Candida can lead to candidiasis. Some Candida species (e.g. Candida glabrata) are becoming resistant to first-line and second-line antifungal agents such as echinocandins and azoles.
The emergence of Candida auris as a potential human pathogen that sometimes exhibits multi-class antifungal drug resistance is concerning and has been associated with several outbreaks globally. The WHO has released a priority fungal pathogen list, including pathogens with antifungal resistance.
The identification of antifungal resistance is undermined by limited classical diagnosis of infection, where a culture is lacking, preventing susceptibility testing. National and international surveillance schemes for fungal disease and antifungal resistance are limited, hampering the understanding of the disease burden and associated resistance. The application of molecular testing to identify genetic markers associating with resistance may improve the identification of antifungal resistance, but the diversity of mutations associated with resistance is increasing across the fungal species causing infection. In addition, a number of resistance mechanisms depend on up-regulation of selected genes (for instance reflux pumps) rather than defined mutations that are amenable to molecular detection.
Due to the limited number of antifungals in clinical use and the increasing global incidence of antifungal resistance, using the existing antifungals in combination might be beneficial in some cases but further research is needed. Similarly, other approaches that might help to combat the emergence of antifungal resistance could rely on the development of host-directed therapies such as immunotherapy or vaccines.
Parasites
The protozoan parasites that cause the diseases malaria, trypanosomiasis, toxoplasmosis, cryptosporidiosis and leishmaniasis are important human pathogens.
Malarial parasites that are resistant to the drugs that are currently available to infections are common and this has led to increased efforts to develop new drugs. Resistance to recently developed drugs such as artemisinin has also been reported. The problem of drug resistance in malaria has driven efforts to develop vaccines.
Trypanosomes are parasitic protozoa that cause African trypanosomiasis and Chagas disease (American trypanosomiasis). There are no vaccines to prevent these infections so drugs such as pentamidine and suramin, benznidazole and nifurtimox are used to treat infections. These drugs are effective but infections caused by resistant parasites have been reported.
Leishmaniasis is caused by protozoa and is an important public health problem worldwide, especially in sub-tropical and tropical countries. Drug resistance has "become a major concern".
Global and genomic data
In 2022, genomic epidemiologists reported results from a global survey of antimicrobial resistance via genomic wastewater-based epidemiology, finding large regional variations, providing maps, and suggesting resistance genes are also passed on between microbial species that are not closely related. The WHO provides the Global Antimicrobial Resistance and Use Surveillance System (GLASS) reports which summarize annual (e.g. 2020's) data on international AMR, also including an interactive dashboard.
Epidemiology
United Kingdom
Public Health England reported that the total number of antibiotic resistant infections in England rose by 9% from 55,812 in 2017 to 60,788 in 2018, but antibiotic consumption had fallen by 9% from 20.0 to 18.2 defined daily doses per 1,000 inhabitants per day between 2014 and 2018.
United States
The Centers for Disease Control and Prevention reported that more than 2.8 million cases of antibiotic resistance have been reported. However, in 2019 overall deaths from antibiotic-resistant infections decreased by 18% and deaths in hospitals decreased by 30%.
The COVID pandemic caused a reversal of much of the progress made on attenuating the effects of antibiotic resistance, resulting in more antibiotic use, more resistant infections, and less data on preventive action. Hospital-onset infections and deaths both increased by 15% in 2020, and significantly higher rates of infections were reported for 4 out of 6 types of healthcare associated infections.
History
The 1950s to 1970s represented the golden age of antibiotic discovery, where countless new classes of antibiotics were discovered to treat previously incurable diseases such as tuberculosis and syphilis. However, since that time the discovery of new classes of antibiotics has been almost nonexistent, and represents a situation that is especially problematic considering the resiliency of bacteria shown over time and the continued misuse and overuse of antibiotics in treatment.
The phenomenon of antimicrobial resistance caused by overuse of antibiotics was predicted as early as 1945 by Alexander Fleming who said "The time may come when penicillin can be bought by anyone in the shops. Then there is the danger that the ignorant man may easily under-dose himself and by exposing his microbes to nonlethal quantities of the drug make them resistant." Without the creation of new and stronger antibiotics an era where common infections and minor injuries can kill, and where complex procedures such as surgery and chemotherapy become too risky, is a very real possibility. Antimicrobial resistance can lead to epidemics of enormous proportions if preventive actions are not taken. In this day and age current antimicrobial resistance leads to longer hospital stays, higher medical costs, and increased mortality.
Society and culture
Innovation policy
Since the mid-1980s pharmaceutical companies have invested in medications for cancer or chronic disease that have greater potential to make money and have "de-emphasized or dropped development of antibiotics". On 20 January 2016 at the World Economic Forum in Davos, Switzerland, more than "80 pharmaceutical and diagnostic companies" from around the world called for "transformational commercial models" at a global level to spur research and development on antibiotics and on the "enhanced use of diagnostic tests that can rapidly identify the infecting organism". A number of countries are considering or implementing delinked payment models for new antimicrobials whereby payment is based on value rather than volume of drug sales. This offers the opportunity to pay for valuable new drugs even if they are reserved for use in relatively rare drug resistant infections.
Legal frameworks
Some global health scholars have argued that a global, legal framework is needed to prevent and control antimicrobial resistance. For instance, binding global policies could be used to create antimicrobial use standards, regulate antibiotic marketing, and strengthen global surveillance systems. Ensuring compliance of involved parties is a challenge. Global antimicrobial resistance policies could take lessons from the environmental sector by adopting strategies that have made international environmental agreements successful in the past such as: sanctions for non-compliance, assistance for implementation, majority vote decision-making rules, an independent scientific panel, and specific commitments.
United States
For the United States 2016 budget, U.S. president Barack Obama proposed to nearly double the amount of federal funding to "combat and prevent" antibiotic resistance to more than $1.2 billion. Many international funding agencies like USAID, DFID, SIDA and Bill & Melinda Gates Foundation have pledged money for developing strategies to counter antimicrobial resistance.
On 27 March 2015, the White House released a comprehensive plan to address the increasing need for agencies to combat the rise of antibiotic-resistant bacteria. The Task Force for Combating Antibiotic-Resistant Bacteria developed The National Action Plan for Combating Antibiotic-Resistant Bacteria with the intent of providing a roadmap to guide the US in the antibiotic resistance challenge and with hopes of saving many lives. This plan outlines steps taken by the Federal government over the next five years needed in order to prevent and contain outbreaks of antibiotic-resistant infections; maintain the efficacy of antibiotics already on the market; and to help to develop future diagnostics, antibiotics, and vaccines.
The Action Plan was developed around five goals with focuses on strengthening health care, public health veterinary medicine, agriculture, food safety and research, and manufacturing. These goals, as listed by the White House, are as follows:
Slow the Emergence of Resistant Bacteria and Prevent the Spread of Resistant Infections
Strengthen National One-Health Surveillance Efforts to Combat Resistance
Advance Development and use of Rapid and Innovative Diagnostic Tests for Identification and Characterization of Resistant Bacteria
Accelerate Basic and Applied Research and Development for New Antibiotics, Other Therapeutics, and Vaccines
Improve International Collaboration and Capacities for Antibiotic Resistance Prevention, Surveillance, Control and Antibiotic Research and Development
The following are goals set to meet by 2020:
Establishment of antimicrobial programs within acute care hospital settings
Reduction of inappropriate antibiotic prescription and use by at least 50% in outpatient settings and 20% inpatient settings
Establishment of State Antibiotic Resistance (AR) Prevention Programs in all 50 states
Elimination of the use of medically important antibiotics for growth promotion in food-producing animals.
Policies
According to World Health Organization, policymakers can help tackle resistance by strengthening resistance-tracking and laboratory capacity and by regulating and promoting the appropriate use of medicines. Policymakers and industry can help tackle resistance by: fostering innovation and research and development of new tools; and promoting cooperation and information sharing among all stakeholders.
Policy evaluation
Measuring the costs and benefits of strategies to combat AMR is difficult and policies may only have effects in the distant future. In other infectious diseases this problem has been addressed by using mathematical models. More research is needed to understand how AMR develops and spreads so that mathematical modelling can be used to anticipate the likely effects of different policies.
Further research
Rapid testing and diagnostics
Distinguishing infections requiring antibiotics from self-limiting ones is clinically challenging. In order to guide appropriate use of antibiotics and prevent the evolution and spread of antimicrobial resistance, diagnostic tests that provide clinicians with timely, actionable results are needed.
Acute febrile illness is a common reason for seeking medical care worldwide and a major cause of morbidity and mortality. In areas with decreasing malaria incidence, many febrile patients are inappropriately treated for malaria, and in the absence of a simple diagnostic test to identify alternative causes of fever, clinicians presume that a non-malarial febrile illness is most likely a bacterial infection, leading to inappropriate use of antibiotics. Multiple studies have shown that the use of malaria rapid diagnostic tests without reliable tools to distinguish other fever causes has resulted in increased antibiotic use.
Antimicrobial susceptibility testing (AST) can facilitate a precision medicine approach to treatment by helping clinicians to prescribe more effective and targeted antimicrobial therapy. At the same time with traditional phenotypic AST it can take 12 to 48 hours to obtain a result due to the time taken for organisms to grow on/in culture media. Rapid testing, possible from molecular diagnostics innovations, is defined as "being feasible within an 8-h working shift". There are several commercial Food and Drug Administration-approved assays available which can detect AMR genes from a variety of specimen types. Progress has been slow due to a range of reasons including cost and regulation. Genotypic AMR characterisation methods are, however, being increasingly used in combination with machine learning algorithms in research to help better predict phenotypic AMR from organism genotype.
Optical techniques such as phase contrast microscopy in combination with single-cell analysis are another powerful method to monitor bacterial growth. In 2017, scientists from Sweden published a method that applies principles of microfluidics and cell tracking, to monitor bacterial response to antibiotics in less than 30 minutes overall manipulation time. Recently, this platform has been advanced by coupling microfluidic chip with optical tweezing in order to isolate bacteria with altered phenotype directly from the analytical matrix.
Rapid diagnostic methods have also been trialled as antimicrobial stewardship interventions to influence the healthcare drivers of AMR. Serum procalcitonin measurement has been shown to reduce mortality rate, antimicrobial consumption and antimicrobial-related side-effects in patients with respiratory infections, but impact on AMR has not yet been demonstrated. Similarly, point of care serum testing of the inflammatory biomarker C-reactive protein has been shown to influence antimicrobial prescribing rates in this patient cohort, but further research is required to demonstrate an effect on rates of AMR. Clinical investigation to rule out bacterial infections are often done for patients with pediatric acute respiratory infections. Currently it is unclear if rapid viral testing affects antibiotic use in children.
Vaccines
Microorganisms usually do not develop resistance to vaccines because vaccines reduce the spread of the infection and target the pathogen in multiple ways in the same host and possibly in different ways between different hosts. Furthermore, if the use of vaccines increases, there is evidence that antibiotic resistant strains of pathogens will decrease; the need for antibiotics will naturally decrease as vaccines prevent infection before it occurs. However, there are well documented cases of vaccine resistance, although these are usually much less of a problem than antimicrobial resistance.
While theoretically promising, antistaphylococcal vaccines have shown limited efficacy, because of immunological variation between Staphylococcus species, and the limited duration of effectiveness of the antibodies produced. Development and testing of more effective vaccines is underway.
Two registrational trials have evaluated vaccine candidates in active immunization strategies against S. aureus infection. In a phase II trial, a bivalent vaccine of capsular proteins 5 & 8 was tested in 1804 hemodialysis patients with a primary fistula or synthetic graft vascular access. After 40 weeks following vaccination a protective effect was seen against S. aureus bacteremia, but not at 54 weeks following vaccination. Based on these results, a second trial was conducted which failed to show efficacy.
Merck tested V710, a vaccine targeting IsdB, in a blinded randomized trial in patients undergoing median sternotomy. The trial was terminated after a higher rate of multiorgan system failure–related deaths was found in the V710 recipients. Vaccine recipients who developed S. aureus infection were five times more likely to die than control recipients who developed S. aureus infection.
Numerous investigators have suggested that a multiple-antigen vaccine would be more effective, but a lack of biomarkers defining human protective immunity keep these proposals in the logical, but strictly hypothetical arena.
Alternating therapy
Alternating therapy is a proposed method in which two or three antibiotics are taken in a rotation versus taking just one antibiotic such that bacteria resistant to one antibiotic are killed when the next antibiotic is taken. Studies have found that this method reduces the rate at which antibiotic resistant bacteria emerge in vitro relative to a single drug for the entire duration.
Studies have found that bacteria that evolve antibiotic resistance towards one group of antibiotic may become more sensitive to others. This phenomenon can be used to select against resistant bacteria using an approach termed collateral sensitivity cycling, which has recently been found to be relevant in developing treatment strategies for chronic infections caused by Pseudomonas aeruginosa. Despite its promise, large-scale clinical and experimental studies revealed limited evidence of susceptibility to antibiotic cycling across various pathogens.
Development of new drugs
Since the discovery of antibiotics, research and development (R&D) efforts have provided new drugs in time to treat bacteria that became resistant to older antibiotics, but in the 2000s there has been concern that development has slowed enough that seriously ill people may run out of treatment options. Another concern is that practitioners may become reluctant to perform routine surgeries because of the increased risk of harmful infection. Backup treatments can have serious side-effects; for example, antibiotics like aminoglycosides (such as amikacin, gentamicin, kanamycin, streptomycin, etc.) used for the treatment of drug-resistant tuberculosis and cystic fibrosis can cause respiratory disorders, deafness and kidney failure.
The potential crisis at hand is the result of a marked decrease in industry research and development. Poor financial investment in antibiotic research has exacerbated the situation. The pharmaceutical industry has little incentive to invest in antibiotics because of the high risk and because the potential financial returns are less likely to cover the cost of development than for other pharmaceuticals. In 2011, Pfizer, one of the last major pharmaceutical companies developing new antibiotics, shut down its primary research effort, citing poor shareholder returns relative to drugs for chronic illnesses. However, small and medium-sized pharmaceutical companies are still active in antibiotic drug research. In particular, apart from classical synthetic chemistry methodologies, researchers have developed a combinatorial synthetic biology platform on single cell level in a high-throughput screening manner to diversify novel lanthipeptides.
In the 5–10 years since 2010, there has been a significant change in the ways new antimicrobial agents are discovered and developed – principally via the formation of public-private funding initiatives. These include CARB-X, which focuses on nonclinical and early phase development of novel antibiotics, vaccines, rapid diagnostics; Novel Gram Negative Antibiotic (GNA-NOW), which is part of the EU's Innovative Medicines Initiative; and Replenishing and Enabling the Pipeline for Anti-infective Resistance Impact Fund (REPAIR). Later stage clinical development is supported by the AMR Action Fund, which in turn is supported by multiple investors with the aim of developing 2-4 new antimicrobial agents by 2030. The delivery of these trials is facilitated by national and international networks supported by the Clinical Research Network of the National Institute for Health and Care Research (NIHR), European Clinical Research Alliance in Infectious Diseases (ECRAID) and the recently formed ADVANCE-ID, which is a clinical research network based in Asia. The Global Antimicrobial Research and Development Partnership (GARDP) is generating new evidence for global AMR threats such as neonatal sepsis, treatment of serious bacterial infections and sexually transmitted infections as well as addressing global access to new and strategically important antibacterial drugs.
The discovery and development of new antimicrobial agents has been facilitated by regulatory advances, which have been principally led by the European Medicines Agency (EMA) and the Food and Drug Administration (FDA). These processes are increasingly aligned although important differences remain and drug developers must prepare separate documents. New development pathways have been developed to help with the approval of new antimicrobial agents that address unmet needs such as the Limited Population Pathway for Antibacterial and Antifungal Drugs (LPAD). These new pathways are required because of difficulties in conducting large definitive phase III clinical trials in a timely way.
Some of the economic impediments to the development of new antimicrobial agents have been addressed by innovative reimbursement schemes that delink payment of antimicrobials from volume-based sales. In the UK, a market entry reward scheme has been pioneered by the National Institute for Clinical Excellence (NICE) whereby an annual subscription fee is paid for use of strategically valuable antimicrobial agents – cefiderocol and ceftazidime-aviabactam are the first agents to be used in this manner and the scheme is potential blueprint for comparable programs in other countries.
The available classes of antifungal drugs are still limited but as of 2021 novel classes of antifungals are being developed and are undergoing various stages of clinical trials to assess performance.
Scientists have started using advanced computational approaches with supercomputers for the development of new antibiotic derivatives to deal with antimicrobial resistance.
Biomaterials
Using antibiotic-free alternatives in bone infection treatment may help decrease the use of antibiotics and thus antimicrobial resistance. The bone regeneration material bioactive glass S53P4 has shown to effectively inhibit the bacterial growth of up to 50 clinically relevant bacteria including MRSA and MRSE.
Nanomaterials
During the last decades, copper and silver nanomaterials have demonstrated appealing features for the development of a new family of antimicrobial agents.
Rediscovery of ancient treatments
Similar to the situation in malaria therapy, where successful treatments based on ancient recipes have been found, there has already been some success in finding and testing ancient drugs and other treatments that are effective against AMR bacteria.
Computational community surveillance
One of the key tools identified by the WHO and others for the fight against rising antimicrobial resistance is improved surveillance of the spread and movement of AMR genes through different communities and regions. Recent advances in high-throughput DNA sequencing as a result of the Human Genome Project have resulted in the ability to determine the individual microbial genes in a sample. Along with the availability of databases of known antimicrobial resistance genes, such as the Comprehensive Antimicrobial Resistance Database (CARD) and ResFinder, this allows the identification of all the antimicrobial resistance genes within the sample - the so-called "resistome". In doing so, a profile of these genes within a community or environment can be determined, providing insights into how antimicrobial resistance is spreading through a population and allowing for the identification of resistance that is of concern.
Phage therapy
Phage therapy is the therapeutic use of bacteriophages to treat pathogenic bacterial infections. Phage therapy has many potential applications in human medicine as well as dentistry, veterinary science, and agriculture.
Phage therapy relies on the use of naturally occurring bacteriophages to infect and lyse bacteria at the site of infection in a host. Due to current advances in genetics and biotechnology these bacteriophages can possibly be manufactured to treat specific infections. Phages can be bioengineered to target multidrug-resistant bacterial infections, and their use involves the added benefit of preventing the elimination of beneficial bacteria in the human body. Phages destroy bacterial cell walls and membrane through the use of lytic proteins which kill bacteria by making many holes from the inside out. Bacteriophages can even possess the ability to digest the biofilm that many bacteria develop that protect them from antibiotics in order to effectively infect and kill bacteria. Bioengineering can play a role in creating successful bacteriophages.
Understanding the mutual interactions and evolutions of bacterial and phage populations in the environment of a human or animal body is essential for rational phage therapy.
Bacteriophagics are used against antibiotic resistant bacteria in Georgia (George Eliava Institute) and in one institute in Wrocław, Poland. Bacteriophage cocktails are common drugs sold over the counter in pharmacies in eastern countries. In Belgium, four patients with severe musculoskeletal infections received bacteriophage therapy with concomitant antibiotics. After a single course of phage therapy, no recurrence of infection occurred and no severe side-effects related to the therapy were detected.
See also
References
Books
Journals
16-minute film about a post-antibiotic world. Review:
Further reading
External links
WHO fact sheet on antimicrobial resistance
Animation of Antibiotic Resistance
Bracing for Superbugs: Strengthening environmental action in the One Health response to antimicrobial resistance UNEP, 2023.
CDC Guideline "Management of Multidrug-Resistant Organisms in Healthcare Settings, 2006"
Evolutionary biology
Health disasters
Pharmaceuticals policy
Veterinary medicine
Global issues |
1915 | https://en.wikipedia.org/wiki/Antigen | Antigen | In immunology, an antigen (Ag) is a molecule, moiety, foreign particulate matter, or an allergen, such as pollen, that can bind to a specific antibody or T-cell receptor. The presence of antigens in the body may trigger an immune response.
Antigens can be proteins, peptides (amino acid chains), polysaccharides (chains of simple sugars), lipids, or nucleic acids. Antigens exist on normal cells, cancer cells, parasites, viruses, fungi, and bacteria.
Antigens are recognized by antigen receptors, including antibodies and T-cell receptors. Diverse antigen receptors are made by cells of the immune system so that each cell has a specificity for a single antigen. Upon exposure to an antigen, only the lymphocytes that recognize that antigen are activated and expanded, a process known as clonal selection. In most cases, antibodies are antigen-specific, meaning that an antibody can only react to and bind one specific antigen; in some instances, however, antibodies may cross-react to bind more than one antigen. The reaction between an antigen and an antibody is called the antigen-antibody reaction.
Antigen can originate either from within the body ("self-protein" or "self antigens") or from the external environment ("non-self"). The immune system identifies and attacks "non-self" external antigens. Antibodies usually do not react with self-antigens due to negative selection of T cells in the thymus and B cells in the bone marrow. The diseases in which antibodies react with self antigens and damage the body's own cells are called autoimmune diseases.
Vaccines are examples of antigens in an immunogenic form, which are intentionally administered to a recipient to induce the memory function of the adaptive immune system towards antigens of the pathogen invading that recipient. The vaccine for seasonal influenza is a common example.
Etymology
Paul Ehrlich coined the term antibody () in his side-chain theory at the end of the 19th century. In 1899, Ladislas Deutsch (László Detre) named the hypothetical substances halfway between bacterial constituents and antibodies "antigenic or immunogenic substances" (). He originally believed those substances to be precursors of antibodies, just as a zymogen is a precursor of an enzyme. But, by 1903, he understood that an antigen induces the production of immune bodies (antibodies) and wrote that the word antigen is a contraction of antisomatogen (). The Oxford English Dictionary indicates that the logical construction should be "anti(body)-gen".
The term originally referred to a substance that acts as an antibody generator.
Terminology
Epitope – the distinct surface features of an antigen, its antigenic determinant.Antigenic molecules, normally "large" biological polymers, usually present surface features that can act as points of interaction for specific antibodies. Any such feature constitutes an epitope. Most antigens have the potential to be bound by multiple antibodies, each of which is specific to one of the antigen's epitopes. Using the "lock and key" metaphor, the antigen can be seen as a string of keys (epitopes) each of which matches a different lock (antibody). Different antibody idiotypes, each have distinctly formed complementarity-determining regions.
Allergen – A substance capable of causing an allergic reaction. The (detrimental) reaction may result after exposure via ingestion, inhalation, injection, or contact with skin.
Superantigen – A class of antigens that cause non-specific activation of T-cells, resulting in polyclonal T-cell activation and massive cytokine release.
Tolerogen – A substance that invokes a specific immune non-responsiveness due to its molecular form. If its molecular form is changed, a tolerogen can become an immunogen.
Immunoglobulin-binding protein – Proteins such as protein A, protein G, and protein L that are capable of binding to antibodies at positions outside of the antigen-binding site. While antigens are the "target" of antibodies, immunoglobulin-binding proteins "attack" antibodies.
T-dependent antigen – Antigens that require the assistance of T cells to induce the formation of specific antibodies.
T-independent antigen – Antigens that stimulate B cells directly.
Immunodominant antigens – Antigens that dominate (over all others from a pathogen) in their ability to produce an immune response. T cell responses typically are directed against a relatively few immunodominant epitopes, although in some cases (e.g., infection with the malaria pathogen Plasmodium spp.) it is dispersed over a relatively large number of parasite antigens.
Antigen-presenting cells present antigens in the form of peptides on histocompatibility molecules. The T cells selectively recognize the antigens; depending on the antigen and the type of the histocompatibility molecule, different types of T cells will be activated. For T-cell receptor (TCR) recognition, the peptide must be processed into small fragments inside the cell and presented by a major histocompatibility complex (MHC). The antigen cannot elicit the immune response without the help of an immunologic adjuvant. Similarly, the adjuvant component of vaccines plays an essential role in the activation of the innate immune system.
An immunogen is an antigen substance (or adduct) that is able to trigger a humoral (innate) or cell-mediated immune response. It first initiates an innate immune response, which then causes the activation of the adaptive immune response. An antigen binds the highly variable immunoreceptor products (B-cell receptor or T-cell receptor) once these have been generated. Immunogens are those antigens, termed immunogenic, capable of inducing an immune response.
At the molecular level, an antigen can be characterized by its ability to bind to an antibody's paratopes. Different antibodies have the potential to discriminate among specific epitopes present on the antigen surface. A hapten is a small molecule that can only induce an immune response when attached to a larger carrier molecule, such as a protein. Antigens can be proteins, polysaccharides, lipids, nucleic acids or other biomolecules. This includes parts (coats, capsules, cell walls, flagella, fimbriae, and toxins) of bacteria, viruses, and other microorganisms. Non-microbial non-self antigens can include pollen, egg white, and proteins from transplanted tissues and organs or on the surface of transfused blood cells.
Sources
Antigens can be classified according to their source.
Exogenous antigens
Exogenous antigens are antigens that have entered the body from the outside, for example, by inhalation, ingestion or injection. The immune system's response to exogenous antigens is often subclinical. By endocytosis or phagocytosis, exogenous antigens are taken into the antigen-presenting cells (APCs) and processed into fragments. APCs then present the fragments to T helper cells (CD4+) by the use of class II histocompatibility molecules on their surface. Some T cells are specific for the peptide:MHC complex. They become activated and start to secrete cytokines, substances that activate cytotoxic T lymphocytes (CTL), antibody-secreting B cells, macrophages and other particles.
Some antigens start out as exogenous and later become endogenous (for example, intracellular viruses). Intracellular antigens can be returned to circulation upon the destruction of the infected cell.
Endogenous antigens
Endogenous antigens are generated within normal cells as a result of normal cell metabolism, or because of viral or intracellular bacterial infection. The fragments are then presented on the cell surface in the complex with MHC class I molecules. If activated cytotoxic CD8+ T cells recognize them, the T cells secrete various toxins that cause the lysis or apoptosis of the infected cell. In order to keep the cytotoxic cells from killing cells just for presenting self-proteins, the cytotoxic cells (self-reactive T cells) are deleted as a result of tolerance (negative selection). Endogenous antigens include xenogenic (heterologous), autologous and idiotypic or allogenic (homologous) antigens. Sometimes antigens are part of the host itself in an autoimmune disease.
Autoantigens
An autoantigen is usually a self-protein or protein complex (and sometimes DNA or RNA) that is recognized by the immune system of patients with a specific autoimmune disease. Under normal conditions, these self-proteins should not be the target of the immune system, but in autoimmune diseases, their associated T cells are not deleted and instead attack.
Neoantigens
Neoantigens are those that are entirely absent from the normal human genome. As compared with nonmutated self-proteins, neoantigens are of relevance to tumor control, as the quality of the T cell pool that is available for these antigens is not affected by central T cell tolerance. Technology to systematically analyze T cell reactivity against neoantigens became available only recently. Neoantigens can be directly detected and quantified.
Viral antigens
For virus-associated tumors, such as cervical cancer and a subset of head and neck cancers, epitopes derived from viral open reading frames contribute to the pool of neoantigens.
Tumor antigens
Tumor antigens are those antigens that are presented by MHC class I or MHC class II molecules on the surface of tumor cells. Antigens found only on such cells are called tumor-specific antigens (TSAs) and generally result from a tumor-specific mutation. More common are antigens that are presented by tumor cells and normal cells, called tumor-associated antigens (TAAs). Cytotoxic T lymphocytes that recognize these antigens may be able to destroy tumor cells.
Tumor antigens can appear on the surface of the tumor in the form of, for example, a mutated receptor, in which case they are recognized by B cells.
For human tumors without a viral etiology, novel peptides (neo-epitopes) are created by tumor-specific DNA alterations.
Process
A large fraction of human tumor mutations are effectively patient-specific. Therefore, neoantigens may also be based on individual tumor genomes. Deep-sequencing technologies can identify mutations within the protein-coding part of the genome (the exome) and predict potential neoantigens. In mice models, for all novel protein sequences, potential MHC-binding peptides were predicted. The resulting set of potential neoantigens was used to assess T cell reactivity. Exome–based analyses were exploited in a clinical setting, to assess reactivity in patients treated by either tumor-infiltrating lymphocyte (TIL) cell therapy or checkpoint blockade. Neoantigen identification was successful for multiple experimental model systems and human malignancies.
The false-negative rate of cancer exome sequencing is low—i.e.: the majority of neoantigens occur within exonic sequence with sufficient coverage. However, the vast majority of mutations within expressed genes do not produce neoantigens that are recognized by autologous T cells.
As of 2015 mass spectrometry resolution is insufficient to exclude many false positives from the pool of peptides that may be presented by MHC molecules. Instead, algorithms are used to identify the most likely candidates. These algorithms consider factors such as the likelihood of proteasomal processing, transport into the endoplasmic reticulum, affinity for the relevant MHC class I alleles and gene expression or protein translation levels.
The majority of human neoantigens identified in unbiased screens display a high predicted MHC binding affinity. Minor histocompatibility antigens, a conceptually similar antigen class are also correctly identified by MHC binding algorithms. Another potential filter examines whether the mutation is expected to improve MHC binding. The nature of the central TCR-exposed residues of MHC-bound peptides is associated with peptide immunogenicity.
Nativity
A native antigen is an antigen that is not yet processed by an APC to smaller parts. T cells cannot bind native antigens, but require that they be processed by APCs, whereas B cells can be activated by native ones.
Antigenic specificity
Antigenic specificity is the ability of the host cells to recognize an antigen specifically as a unique molecular entity and distinguish it from another with exquisite precision. Antigen specificity is due primarily to the side-chain conformations of the antigen. It is measurable and need not be linear or of a rate-limited step or equation. Both T cells and B cells are cellular components of adaptive immunity.
See also
References
Immune system
Biomolecules |
1919 | https://en.wikipedia.org/wiki/Antwerp%20%28disambiguation%29 | Antwerp (disambiguation) | Antwerp is the second largest city in Belgium and capital of the Antwerp province.
Antwerp may also refer to:
In Belgium
Antwerp (district)
Antwerp (province)
In the United States
Antwerp, Ohio
Antwerp Township, Michigan
Antwerp, New York
Antwerp (village), New York
In Australia
Antwerp, Victoria
Other
Port of Antwerp
Royal Antwerp FC, a football club
Antwerp (novel), by Roberto Bolaño
Antwerp, a poem by Ford Madox Ford
See also |
1920 | https://en.wikipedia.org/wiki/Aquila | Aquila | Aquila may refer to:
Arts, entertainment, and media
Aquila, a series of books by S.P. Somtow
Aquila, a 1997 book by Andrew Norriss
Aquila (children's magazine), a UK-based children's magazine
Aquila (journal), an ornithological journal
Aquila (TV series), a BBC TV production for children based on the Norriss book
Aquila Theatre, a theatre company of New York
Fictional entities
Aquila, a ship in the video game Star Ocean: The Last Hope
Aquila, a ship in the video game Assassin's Creed III
Aquila Yuna, a character in the anime Saint Seiya Omega
Aquila, a medieval city in the fantasy film Ladyhawke (1985)
People
Aquila (name), a given name or surname
Places
Aquila, Michoacán, a town in Mexico
Aquila, Switzerland, a former municipality
Aquila, Veracruz, a municipality in Mexico
L'Aquila, sometimes Aquila, the regional capital of Abruzzo in Italy
Province of L'Aquila, Italy
Transportation
Automotive
Aquila Italiana, Italian car manufacturer or brand
Aquila racing cars, a Danish firm
Hyosung GV250, a cruiser motorcycle nicknamed the "Aquila"
Aviation
Angus Aquila, a British aircraft
Bristol Aquila, an aircraft engine
Aquila, an air traffic management services company owned by NATS Holdings
Aquila A 210, a German lightweight aircraft
Aquila Airways, a British flying boat operator (1948–1958)
Facebook Aquila, Facebook's design for an atmospheric satellite, a high-flying drone circling a particular location
Lockheed MQM-105 Aquila, the U.S. Army's first battlefield reconnaissance drone
Global 4L Aquila, a quadcopter drone; see List of UAVs
Boats
Aquila 27, a French sailboat design
Ships
USS Aquila (AK-47), an Aquila-class U.S. Navy cargo ship
USS Aquila (PHM-4), a U.S. Navy hydrofoil
Italian aircraft carrier Aquila, a World War II Italian aircraft carrier
Other uses
Aquila (bird), a genus of birds including some eagles
Aquila (constellation), the astronomical constellation, the Eagle
Aquila (Roman), a Roman military standard
Aquila, Inc., a former electric and gas utility in Kansas City, Missouri, United States
Aquila Capital, an independent investment firm in Hamburg, Germany
See also
Aguila (disambiguation)
Aquila College of Ministries, former name of Hillsong College
Aquila Court Building of Omaha, Nebraska
Aquileia, an ancient Roman city in Italy
Aquilia (disambiguation)
Aquilinus (disambiguation)
Aquilla (disambiguation)
Balanus aquila, a species of barnacle
Dell'Aquila, a surname
Macroglossum aquila, a species of moth
Roman Catholic Archdiocese of L'Aquila, Italy |
1923 | https://en.wikipedia.org/wiki/Alessandro%20Volta | Alessandro Volta | Alessandro Giuseppe Antonio Anastasio Volta (, ; 18 February 1745 – 5 March 1827) was an Italian physicist and chemist who was a pioneer of electricity and power and is credited as the inventor of the electric battery and the discoverer of methane. He invented the voltaic pile in 1799, and reported the results of his experiments in 1800 in a two-part letter to the president of the Royal Society. With this invention Volta proved that electricity could be generated chemically and debunked the prevalent theory that electricity was generated solely by living beings. Volta's invention sparked a great amount of scientific excitement and led others to conduct similar experiments, which eventually led to the development of the field of electrochemistry.
Volta also drew admiration from Napoleon Bonaparte for his invention, and was invited to the Institute of France to demonstrate his invention to the members of the institute. Throughout his life, Volta enjoyed a certain amount of closeness with the emperor who conferred upon him numerous honours.
Volta held the chair of experimental physics at the University of Pavia for nearly 40 years and was widely idolised by his students. Despite his professional success, Volta was inclined towards domestic life and this was more apparent in his later years when he tended to live secluded from public life and more for the sake of his family. He died in 1827 from a series of illnesses which began in 1823. The SI unit of electric potential is named the volt in his honour.
Personal life
Volta was born in Como, a town in northern Italy, on 18 February 1745. His father, Filippo Volta, was of noble lineage. His mother, Donna Maddalena, came from the family of the Inzaghis. In 1794, Volta married an aristocratic lady also from Como, Teresa Peregrini, with whom he raised three sons: Zanino, Flaminio, and Luigi.
Career
In 1774, he became a professor of physics at the Royal School in Como. A year later, he improved and popularised the electrophorus, a device that produced static electricity. His promotion of it was so extensive that he is often credited with its invention, even though a machine operating on the same principle was described in 1762 by the Swedish experimenter Johan Wilcke. In 1777, he travelled through Switzerland, where he befriended H. B. de Saussure.
In the years between 1776 and 1778, Volta studied the chemistry of gases. He researched and discovered methane after reading a paper by Benjamin Franklin of the United States on "flammable air". In November 1776, he found methane in the marshes of Angera on Lake Maggiore, and by 1778 he managed to isolate it. He devised experiments such as the ignition of methane by an electric spark in a closed vessel.
Volta also studied what we now call electrical capacitance, developing separate means to study both electrical potential difference (V) and charge (Q), and discovering that for a given object, they are proportional. This is called Volta's Law of Capacitance, and for this work, the unit of electrical potential has been named the volt.
In 1779, he became a professor of experimental physics at the University of Pavia, a chair that he occupied for almost 40 years. Volta's lectures were so crowded with students that the subsequent emperor Joseph II ordered the construction (based on a project by Leopold Pollack) of a new "physical theatre", today the "Aula Volta". Furthermore, the emperor granted Volta substantial funding to equip the physics cabinet with instruments, purchased by Volta in England and France. At the University History Museum of the University of Pavia there are 150 of them, used by Alessandro Volta.
Volta and Galvani
Luigi Galvani, an Italian physicist, discovered something he named "animal electricity" when two different metals were connected in series with a frog's leg and to one another. Volta realised that the frog's leg served as both a conductor of electricity (what we would now call an electrolyte) and as a detector of electricity. He also understood that the frog's legs were irrelevant to the electric current, which was caused by the two differing metals. He replaced the frog's leg with brine-soaked paper and detected the flow of electricity by other means familiar to him from his previous studies. In this way, he discovered the electrochemical series, and the law that the electromotive force (emf) of a galvanic cell, consisting of a pair of metal electrodes separated by electrolyte, is the difference between their two electrode potentials (thus, two identical electrodes and a common electrolyte give zero net emf). This may be called Volta's Law of the electrochemical series.
In 1800, as the result of a professional disagreement over the galvanic response advocated by Galvani, Volta invented the voltaic pile, an early electric battery, which produced a steady electric current. Volta had determined that the most effective pair of dissimilar metals to produce electricity was zinc and copper. Initially, he experimented with individual cells in series, each cell being a wine goblet filled with brine into which the two dissimilar electrodes were dipped. The voltaic pile replaced the goblets with cardboard soaked in brine.
Early battery
In announcing his discovery of the voltaic pile, Volta paid tribute to the influences of William Nicholson, Tiberius Cavallo, and Abraham Bennet.
The battery made by Volta is credited as one of the first electrochemical cells. It consists of two electrodes: one made of zinc, the other of copper. The electrolyte is either sulfuric acid mixed with water or a form of saltwater brine. The electrolyte exists in the form and . Zinc metal, which is higher in the electrochemical series than both copper and hydrogen, is oxidized to zinc cations (Zn2+) and creates electrons that move to the copper electrode. The positively charged hydrogen ions (protons) capture electrons from the copper electrode, forming bubbles of hydrogen gas, H2. This makes the zinc rod the negative electrode and the copper rod the positive electrode. Thus, there are two terminals, and an electric current will flow if they are connected. The chemical reactions in this voltaic cell are as follows:
Zinc:
Sulfuric acid:
Copper metal does not react, but rather it functions as a catalyst for the hydrogen-gas formation and an electrode for the electric current. The sulfate anion () does not undergo any chemical reaction either, but migrates to the zinc anode to compensate for the charge of the zinc cations formed there. However, this cell also has some disadvantages. It is unsafe to handle, since sulfuric acid, even if diluted, can be hazardous. Also, the power of the cell diminishes over time because the hydrogen gas is not released. Instead, it accumulates on the surface of the copper electrode and forms a barrier between the metal and the electrolyte solution.
Last years and retirement
In 1809, Volta became an associated member of the Royal Institute of the Netherlands. In honour of his work, Volta was made a count by Napoleon Bonaparte in 1810.
Volta retired in 1819 to his estate in Camnago, a of Como, Italy, now named "Camnago Volta" in his honour. He died there on 5 March 1827, just after his 82nd birthday. Volta's remains were buried in Camnago Volta.
Legacy
Volta's legacy is celebrated by the Tempio Voltiano memorial located in the public gardens by the lake. There is also a museum that was built in his honour, which exhibits some of the equipment that Volta used to conduct experiments. Nearby stands the Villa Olmo, which houses the Voltian Foundation, an organization promoting scientific activities. Volta carried out his experimental studies and produced his first inventions near Como.
In the Old Campus of the University of Pavia, there is the classroom (Aula Volta) commissioned by Emperor Joseph II to Leopoldo Pollack in 1787 for the lectures of Alessandro Volta, while in the University History Museum there are many scientific instruments that belonged to Volta and his chair and his blackboard.
His image was depicted on the Italian Lire 10,000 note (1990–1997) along with a sketch of his voltaic pile.
In late 2017, Nvidia announced a new workstation-focused GPU microarchitecture called Volta.
The electric eel species Electrophorus voltai, described in 2019 and the strongest bioelectricity producer in nature, was named after Volta.
Religious beliefs
Volta was raised as a Catholic and for all of his life continued to maintain his belief. Because he was not ordained a clergyman as his family expected, he was sometimes accused of being irreligious and some people have speculated about his possible unbelief, stressing that "he did not join the Church", or that he virtually "ignored the church's call". Nevertheless, he cast out doubts in a declaration of faith in which he said:
I do not understand how anyone can doubt the sincerity and constancy of my attachment to the religion which I profess, the Roman, Catholic and Apostolic religion in which I was born and brought up, and of which I have always made confession, externally and internally. I have, indeed, and only too often, failed in the performance of those good works which are the mark of a Catholic Christian, and I have been guilty of many sins: but through the special mercy of God I have never, as far as I know, wavered in my faith... In this faith I recognise a pure gift of God, a supernatural grace; but I have not neglected those human means which confirm belief, and overthrow the doubts which at times arise. I studied attentively the grounds and basis of religion, the works of apologists and assailants, the reasons for and against, and I can say that the result of such study is to clothe religion with such a degree of probability, even for the merely natural reason, that every spirit unperverted by sin and passion, every naturally noble spirit must love and accept it. May this confession which has been asked from me and which I willingly give, written and subscribed by my own hand, with authority to show it to whomsoever you will, for I am not ashamed of the Gospel, may it produce some good fruit!
Publications
Lesser known collections
Briefe über thierische elektricität (1900) (Letters about thieric electricity, Available through Worldcat.org libraries, Leipzig, W. Engelmann, publisher)
Untersuchungen über den Galvanismus, 1796 bis 1800 (Studies on Galvanism, Available through Worldcat.org libraries)
Del modo di render sensibilissima la più debole elettricità sia naturale, sia artificiale (Of the method of rendering very sensible the weakest natural or artificial electricity By Alexander Volta, Professor Of Experimental Philosophy In Como, &c. Read at the Royal Society, 14 March 1782, Held in WorldCat libraries)
See also
Armstrong effect
Electrophorus
History of the battery
History of the internal combustion engine
Lemon battery
Mercury beating heart
Thermoelectric effect
Volta (lunar crater)
Volta Prize
References
External links
Volta and the "Pile"
Alessandro Volta
Count Alessandro Volta
Electrical units history.
Life of Alessandro Volta: Biography; Inventions; Facts
Alessandro Volta | Biography, Facts, Battery, & Invention | Britannica
1745 births
1827 deaths
People from Como
19th-century Italian physicists
Battery inventors
Enlightenment scientists
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History of neuroscience
18th-century Italian inventors
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Recipients of the Copley Medal
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1924 | https://en.wikipedia.org/wiki/Argo%20Navis | Argo Navis | Argo Navis (the Ship Argo), or simply Argo, is one of Ptolemy's 48 constellations, now a grouping of three IAU constellations. It is formerly a single large constellation in the southern sky. The genitive is "Argus Navis", abbreviated "Arg". Flamsteed and other early modern astronomers called it Navis (the Ship), genitive "Navis", abbreviated "Nav".
The constellation proved to be of unwieldy size, as it was 28% larger than the next largest constellation and had more than 160 easily visible stars. The 1755 catalogue of Nicolas Louis de Lacaille divided it into the three modern constellations that occupy much of the same area: Carina (the keel), Puppis (the poop deck or stern), and Vela (the sails).
Argo derived from the ship Argo in Greek mythology, sailed by Jason and the Argonauts to Colchis in search of the Golden Fleece. Some stars of Puppis and Vela can be seen from Mediterranean latitudes in winter and spring, the ship appearing to skim along the "river of the Milky Way." The precession of the equinoxes has caused the position of the stars from Earth's viewpoint to shift southward. Though most of the constellation was visible in Classical times, the constellation is now not easily visible from most of the northern hemisphere. All the stars of Argo Navis are easily visible from the tropics southward and pass near zenith from southern temperate latitudes. The brightest of these is Canopus (α Carinae), the second-brightest night-time star, now assigned to Carina.
History
Development of the Greek constellation
Argo Navis is known from Greek texts, which derived it from Egypt around 1000 BC. Plutarch attributed it to the Egyptian "Boat of Osiris." Some academics theorized a Sumerian origin related to the Epic of Gilgamesh, a hypothesis rejected for lack of evidence that Mesopotamian cultures considered these stars, or any portion of them, to form a boat.
Over time, Argo became identified exclusively with ancient Greek myth of Jason and the Argonauts. In Ptolemy's Almagest, Argo Navis occupies the portion of the Milky Way between Canis Major and Centaurus, with stars marking such details as the "little shield", the "steering-oar", the "mast-holder", and the "stern-ornament", which continued to be reflected in cartographic representations in celestial atlases into the nineteenth century (see below). The ship appeared to rotate about the pole sternwards, so nautically in reverse. Aratus, the Greek poet / historian living in the third century BCE, noted this backward progression writing, "Argo by the Great Dog's [Canis Major's] tail is drawn; for hers is not a usual course, but backward turned she comes ...".
The constituent modern constellations
In modern times, Argo Navis was considered unwieldy due to its enormous size (28% larger than Hydra, the largest modern constellation). In his 1763 star catalogue, Nicolas Louis de Lacaille explained that there were more than a hundred and sixty stars clearly visible to the naked eye in Navis, and so he used the set of lowercase and uppercase Latin letters three times on portions of the constellation referred to as "Argûs in carina" (Carina, the keel), "Argûs in puppi" (Puppis, the poop deck or stern), and "Argûs in velis" (Vela, the sails). Lacaille replaced Bayer's designations with new ones that followed stellar magnitudes more closely, but used only a single Greek-letter sequence and described the constellation for those stars as "Argûs". Similarly, faint unlettered stars were listed only as in "Argûs".
The final breakup and abolition of Argo Navis was proposed by Sir John Herschel in 1841 and again in 1844. Despite this, the constellation remained in use in parallel with its constituent parts into the 20th century. In 1922, along with the other constellations, it received a three-letter abbreviation: Arg. The breakup and relegation to a former constellation occurred in 1930 when the IAU defined the 88 modern constellations, formally instituting Carina, Puppis, and Vela, and declaring Argo obsolete. Lacaille's designations were kept in the offspring, so Carina has α, β, and ε; Vela has γ and δ; Puppis has ζ; and so on. As a result of this breakup, Argo Navis is the only one of Ptolemy's 48 constellations that is no longer officially recognized as a single constellation.
In addition, the constellation Pyxis (the mariner's compass) occupies an area near what in antiquity was considered part of Argo's mast. Some recent authors state that the compass was part of the ship, but magnetic compasses were unknown in ancient Greek times. Lacaille considered it a separate constellation representing a modern scientific instrument (like Microscopium and Telescopium), that he created for maps of the stars of the southern hemisphere. Pyxis was listed among his 14 new constellations. In 1844, John Herschel suggested formalizing the mast as a new constellation, Malus, to replace Lacaille's Pyxis, but the idea did not catch on. Similarly, an effort by Edmond Halley to detach the "cloud of mist" at the prow of Argo Navis to form a new constellation named Robur Carolinum (Charles' Oak) in honor of King Charles II, his patron, was unsuccessful.
Representations in other cultures
In Vedic period astronomy, which drew its zodiac signs and many constellations from the period of the Indo-Greek Kingdom, Indian observers saw the asterism as a boat.
The Māori had several names for the constellation, including Te Waka-o-Tamarereti (the canoe of Tamarereti), Te Kohi-a-Autahi (an expression meaning "cold of autumn settling down on land and water"), and Te Kohi.
See also
Asterism (astronomy)
List of stars in Argo Navis
Footnotes
References
External links
Starry Night Photography : Argo Navis Image
Ian Ridpath's Star Tales – Argo Navis
Warburg Institute Iconographic Database – Argo (Navis) (medieval and early modern images of Argo Navis)
Constellations listed by Ptolemy
Former constellations |
1926 | https://en.wikipedia.org/wiki/Antlia | Antlia | Antlia (; from Ancient Greek ἀντλία) is a constellation in the Southern Celestial Hemisphere. Its name means "pump" in Latin and Greek; it represents an air pump. Originally Antlia Pneumatica, the constellation was established by Nicolas-Louis de Lacaille in the 18th century. Its non-specific (single-word) name, already in limited use, was preferred by John Herschel then welcomed by the astronomic community which officially accepted this. North of stars forming some of the sails of the ship Argo Navis (the constellation Vela), Antlia is completely visible from latitudes south of 49 degrees north.
Antlia is a faint constellation; its brightest star is Alpha Antliae, an orange giant that is a suspected variable star, ranging between apparent magnitudes 4.22 and 4.29. S Antliae is an eclipsing binary star system, changing in brightness as one star passes in front of the other. Sharing a common envelope, the stars are so close they will one day merge to form a single star. Two star systems with known exoplanets, HD 93083 and WASP-66, lie within Antlia, as do NGC 2997, a spiral galaxy, and the Antlia Dwarf Galaxy.
History
The French astronomer Nicolas-Louis de Lacaille first described the constellation in French as la Machine Pneumatique (the Pneumatic Machine) in 1751–52, commemorating the air pump invented by the French physicist Denis Papin. De Lacaille had observed and catalogued almost 10,000 southern stars during a two-year stay at the Cape of Good Hope, devising fourteen new constellations in uncharted regions of the Southern Celestial Hemisphere not visible from Europe. He named all but one in honour of instruments that symbolised the Age of Enlightenment. Lacaille depicted Antlia as a single-cylinder vacuum pump used in Papin's initial experiments, while German astronomer Johann Bode chose the more advanced double-cylinder version. Lacaille Latinised the name to Antlia pneumatica on his 1763 chart. English astronomer John Herschel proposed shrinking the name to one word in 1844, noting that Lacaille himself had abbreviated his constellations thus on occasion. This was universally adopted. The International Astronomical Union adopted it as one of the 88 modern constellations in 1922.
Although visible to the Ancient Greeks, Antlia's stars were too faint to have been commonly recognised as a figurative object, or part of one, in ancient asterisms. The stars that now comprise Antlia are in a zone of the sky associated with the asterism/old constellation Argo Navis, the ship, the Argo, of the Argonauts, in its latter centuries. This, due to its immense size, was split into hull, poop deck and sails by Lacaille in 1763. Ridpath reports that due to their faintness, the stars of Antlia did not make up part of the classical depiction of Argo Navis.
In non-Western astronomy
Chinese astronomers were able to view what is modern Antlia from their latitudes, and incorporated its stars into two different constellations. Several stars in the southern part of Antlia were a portion of "Dong'ou", which represented an area in southern China. Furthermore, Epsilon, Eta, and Theta Antliae were incorporated into the celestial temple, which also contained stars from modern Pyxis.
Characteristics
Covering 238.9 square degrees and hence 0.579% of the sky, Antlia ranks 62nd of the 88 modern constellations by area. Its position in the Southern Celestial Hemisphere means that the whole constellation is visible to observers south of 49°N. Hydra the sea snake runs along the length of its northern border, while Pyxis the compass, Vela the sails, and Centaurus the centaur line it to the west, south and east respectively. The three-letter abbreviation for the constellation, as adopted by the International Astronomical Union, is "Ant". The official constellation boundaries, as set by Belgian astronomer Eugène Delporte in 1930, are defined by a polygon with an east side, south side and ten other sides (facing the two other cardinal compass points) (illustrated in infobox at top-right). In the equatorial coordinate system, the right ascension coordinates of these borders lie between and , while the declination coordinates are between −24.54° and −40.42°.
Features
Stars
Lacaille gave nine stars Bayer designations, labelling them Alpha through to Theta, combining two stars next to each other as Zeta. Gould later added a tenth, Iota Antliae. Beta and Gamma Antliae (now HR 4339 and HD 90156) ended up in the neighbouring constellation Hydra once the constellation boundaries were delineated in 1930. Within the constellation's borders, there are 42 stars brighter than or equal to apparent magnitude 6.5.
The constellation's two brightest stars—Alpha and Epsilon Antliae—shine with a reddish tinge. Alpha is an orange giant of spectral type K4III that is a suspected variable star, ranging between apparent magnitudes 4.22 and 4.29. It is located 320 ± 10 light-years away from Earth. Estimated to be shining with around 480 to 555 times the luminosity of the Sun, it is most likely an ageing star that is brightening and on its way to becoming a Mira variable star, having converted all its core fuel into carbon. Located 590 ± 30 light-years from Earth, Epsilon Antliae is an evolved orange giant star of spectral type K3 IIIa, that has swollen to have a diameter about 69 times that of the Sun, and a luminosity of around 1279 Suns. It is slightly variable. At the other end of Antlia, Iota Antliae is likewise an orange giant of spectral type K1 III. It is 202 ± 2 light-years distant.
Located near Alpha is Delta Antliae, a binary star, 450 ± 10 light-years distant from Earth. The primary is a blue-white main sequence star of spectral type B9.5V and magnitude 5.6, and the secondary is a yellow-white main sequence star of spectral type F9Ve and magnitude 9.6. Zeta Antliae is a wide optical double star. The brighter star—Zeta1 Antliae—is 410 ± 40 light-years distant and has a magnitude of 5.74, though it is a true binary star system composed of two white main sequence stars of magnitudes 6.20 and 7.01 that are separated by 8.042 arcseconds. The fainter star—Zeta2 Antliae—is 386 ± 5 light-years distant and of magnitude 5.9. Eta Antliae is another double composed of a yellow white star of spectral type F1V and magnitude 5.31, with a companion of magnitude 11.3. Theta Antliae is likewise double, most likely composed of an A-type main sequence star and a yellow giant. S Antliae is an eclipsing binary star system that varies in apparent magnitude from 6.27 to 6.83 over a period of 15.6 hours. The system is classed as a W Ursae Majoris variable—the primary is hotter than the secondary and the drop in magnitude is caused by the latter passing in front of the former. Calculating the properties of the component stars from the orbital period indicates that the primary star has a mass 1.94 times and a diameter 2.026 times that of the Sun, and the secondary has a mass 0.76 times and a diameter 1.322 times that of the Sun. The two stars have similar luminosity and spectral type as they have a common envelope and share stellar material. The system is thought to be around 5–6 billion years old. The two stars will eventually merge to form a single fast-spinning star.
T Antliae is a yellow-white supergiant of spectral type F6Iab and Classical Cepheid variable ranging between magnitude 8.88 and 9.82 over 5.9 days. U Antliae is a red C-type carbon star and is an irregular variable that ranges between magnitudes 5.27 and 6.04. At 910 ± 50 light-years distant, it is around 5819 times as luminous as the Sun. BF Antliae is a Delta Scuti variable that varies by 0.01 of a magnitude. HR 4049, also known as AG Antliae, is an unusual hot variable ageing star of spectral type B9.5Ib-II. It is undergoing intense loss of mass and is a unique variable that does not belong to any class of known variable star, ranging between magnitudes 5.29 and 5.83 with a period of 429 days. It is around 6000 light-years away from Earth. UX Antliae is an R Coronae Borealis variable with a baseline apparent magnitude of around 11.85, with irregular dimmings down to below magnitude 18.0. A luminous and remote star, it is a supergiant with a spectrum resembling that of a yellow-white F-type star but it has almost no hydrogen.
HD 93083 is an orange dwarf star of spectral type K3V that is smaller and cooler than the Sun. It has a planet that was discovered by the radial velocity method with the HARPS spectrograph in 2005. About as massive as Saturn, the planet orbits its star with a period of 143 days at a mean distance of 0.477 AU. WASP-66 is a sunlike star of spectral type F4V. A planet with 2.3 times the mass of Jupiter orbits it every 4 days, discovered by the transit method in 2012. DEN 1048-3956 is a brown dwarf of spectral type M8 located around 13 light-years distant from Earth. At magnitude 17 it is much too faint to be seen with the unaided eye. It has a surface temperature of about 2500 K. Two powerful flares lasting 4–5 minutes each were detected in 2002. 2MASS 0939-2448 is a system of two cool and faint brown dwarfs, probably with effective temperatures of about 500 and 700 K and masses of about 25 and 40 times that of Jupiter, though it is also possible that both objects have temperatures of 600 K and 30 Jupiter masses.
Deep-sky objects
Antlia contains many faint galaxies, the brightest of which is NGC 2997 at magnitude 10.6. It is a loosely wound face-on spiral galaxy of type Sc. Though nondescript in most amateur telescopes, it presents bright clusters of young stars and many dark dust lanes in photographs. Discovered in 1997, the Antlia Dwarf is a 14.8m dwarf spheroidal galaxy that belongs to the Local Group of galaxies. In 2018 the discovery was announced of a very low surface brightness galaxy near Epsilon Antliae, Antlia 2, which is a satellite galaxy of the Milky Way.
The Antlia Cluster, also known as Abell S0636, is a cluster of galaxies located in the Hydra–Centaurus Supercluster. It is the third nearest to the Local Group after the Virgo Cluster and the Fornax Cluster. The cluster's distance from earth is Located in the southeastern corner of the constellation, it boasts the giant elliptical galaxies NGC 3268 and NGC 3258 as the main members of a southern and northern subgroup respectively, and contains around 234 galaxies in total.
Antlia is home to the huge Antlia Supernova Remnant, one of the largest supernova remnants in the sky.
Notes
References
Citations
Sources
External links
The Deep Photographic Guide to the Constellations: Antlia
The clickable Antlia
Southern constellations
Constellations listed by Lacaille |
1927 | https://en.wikipedia.org/wiki/Ara%20%28constellation%29 | Ara (constellation) | Ara (Latin for "the Altar") is a southern constellation between Scorpius, Telescopium, Triangulum Australe, and Norma. It was (as ) one of the Greek bulk (namely 48) described by the 2nd-century astronomer Ptolemy, and it remains one of the 88 modern constellations designated by the International Astronomical Union.
The orange supergiant Beta Arae, to us its brightest star measured with near-constant apparent magnitude of 2.85, is marginally brighter than blue-white Alpha Arae. Seven star systems are known to host planets. Sunlike Mu Arae hosts four known planets. Gliese 676 is a (gravity-paired) binary red dwarf system with four known planets.
The Milky Way crosses the northwestern part of Ara. Within the constellation is Westerlund 1, a super star cluster that contains the red supergiant Westerlund 1-26, one of the largest stars known.
History
In ancient Greek mythology, Ara was identified as the altar where the gods first made offerings and formed an alliance before defeating the Titans. One of the southernmost constellations depicted by Ptolemy, it had been recorded by Aratus in 270 BC as lying close to the horizon, and the Almagest portrays stars as far south as Gamma Arae. Professor Bradley Schaefer proposes such Ancients must have been able to see as far south as Zeta Arae, for a pattern that looked like an altar.
In illustrations, Ara is usually depicted as compact classical altar with its smoke 'rising' southward. However, depictions often vary. In the early days of printing, a 1482 woodcut of Gaius Julius Hyginus's classic Poeticon Astronomicon depicts the altar as surrounded by demons. Johann Bayer in 1603 depicted Ara as an altar with burning incense. Hyginus depicted the same though his featured devils on either side of the flames. Willem Blaeu, a Dutch uranographer of the 16th and 17th centuries, drew Ara as an altar for sacrifices, with a burning animal offering unusually whose smoke rises northward, represented by Alpha Arae.
The Castle of Knowledge by Robert Record of 1556 lists the constellation stating that "Under the Scorpions tayle, standeth the Altar."; a decade later a translation of a fairly recent mainly astrological work by Marcellus Palingenius of 1565, by Barnabe Googe states "Here mayst thou both the Altar, and the myghty Cup beholde."
Equivalents
In Chinese astronomy, the stars of the constellation Ara lie within The Azure Dragon of the East (東方青龍, Dōng Fāng Qīng Lóng). Five stars of Ara formed Guī (龜), a tortoise, while another three formed Chǔ (杵), a pestle.
The Wardaman people of the Northern Territory in Australia saw the stars of Ara and the neighbouring constellation Pavo as flying foxes.
Characteristics
Covering 237.1 square degrees and hence 0.575% of the sky, Ara ranks 63rd of the 88 modern constellations by area. Its position in the Southern Celestial Hemisphere means that the whole constellation is visible to observers south of 22°N. Scorpius runs along the length of its northern border, while Norma and Triangulum Australe border it to the west, Apus to the south, and Pavo and Telescopium to the east respectively. The three-letter abbreviation for the constellation, as adopted by the International Astronomical Union, is "Ara". The official constellation boundaries, as set by Belgian astronomer Eugène Delporte in 1930, are defined by a polygon of twelve segments. In the equatorial coordinate system, the right ascension coordinates of these borders lie between and , while the declination coordinates are between −45.49° and −67.69°.
Features
Stars
Bayer gave eight stars Bayer designations, labelling them Alpha through to Theta, though he had never seen the constellation directly as it never rises above the horizon in Germany. After charting the southern constellations, French astronomer Nicolas-Louis de Lacaille recharted the stars of Ara from Alpha through to Sigma, including three pairs of stars next to each other as Epsilon, Kappa and Nu.
Ara contains part of the Milky Way to the south of Scorpius and thus has rich star fields. Within the constellation's borders, there are 71 stars brighter than or equal to apparent magnitude 6.5.
Just shading Alpha Arae, Beta Arae is the brightest star in the constellation. It is an orange-hued star of spectral type K3Ib-IIa that has been classified as a supergiant or bright giant, that is around 650 light-years from Earth. It is around 8.21 times as massive and 5,636 times as luminous as the Sun. At apparent magnitude 2.85, this difference in brightness between the two is undetectable by the unaided eye. Close to Beta Arae is Gamma Arae, a blue-hued supergiant of spectral type B1Ib. Of apparent magnitude 3.3, it is 1110 ± 60 light-years from Earth. It has been estimated to be between 12.5 and 25 times as massive as the Sun, and have around 120,000 times its luminosity.
Alpha Arae is a blue-white main sequence star of magnitude 2.95, that is 270 ± 20 light-years from Earth. This star is around 9.6 times as massive as the Sun, and has an average of 4.5 times its radius. It is 5,800 times as luminous as the Sun, its energy emitted from its outer envelope at an effective temperature of 18,044 K. A Be star, Alpha Arae is surrounded by a dense equatorial disk of material in Keplerian (rather than uniform) rotation. The star is losing mass by a polar stellar wind with a terminal velocity of approximately 1,000 km/s.
The third brightest star in Ara at magnitude 3.13 is Zeta Arae, an orange giant of spectral type K3III that is located 490 ± 10 light-years from Earth. Around 7–8 times as massive as the Sun, it has swollen to a diameter around 114 times that of the Sun and is 3800 times as luminous. Were it not dimmer by intervening interstellar dust, it would be significantly brighter at magnitude 2.11.
Delta Arae is a blue-white main sequence star of spectral type B8Vn and magnitude 3.6, 198 ± 4 light-years from Earth. It is around 3.56 times as massive as the Sun.
Epsilon1 Arae is an orange giant of apparent magnitude 4.1, 360 ± 10 light-years distant from Earth. It is around 74% more massive than the Sun. At an age of about 1.7 billion years, the outer envelope of the star has expanded to almost 34 times the Sun's radius.
Eta Arae is an orange giant of apparent magnitude 3.76, located 299 ± 5 light-years distant from Earth. Estimated to be around five billion years old, it has reached the giant star stage of its evolution. With 1.12 times the mass of the Sun, it has an outer envelope that has expanded to 40 times the Sun's radius. The star is now spinning so slowly that it takes more than eleven years to complete a single rotation.
GX 339-4 (V821 Arae) is a moderately strong variable galactic low-mass X-ray binary (LMXB) source and black-hole candidate that flares from time to time. From spectroscopic measurements, the mass of the black-hole was found to be at least of 5.8 solar masses.
Exoplanets have been discovered in seven star systems in the constellation. Mu Arae (Cervantes) is a sunlike star that hosts four planets. HD 152079 is a sunlike star with a jupiter-like planet with an orbital period of 2097 ± 930 days. HD 154672 is an ageing sunlike star with a Hot Jupiter. HD 154857 is a sunlike star with one confirmed and one suspected planet. HD 156411 is a star hotter and larger than the sun with a gas giant planet in orbit. Gliese 674 is a nearby red dwarf star with a planet. Gliese 676 is a binary star system composed of two red dwarves with four planets.
Deep-sky objects
The northwest corner of Ara is crossed by the galactic plane of the Milky Way and contains several open clusters (notably NGC 6200) and diffuse nebulae (including the bright cluster/nebula pair NGC 6188 and NGC 6193). The brightest of the globular clusters, sixth magnitude NGC 6397, lies at a distance of just , making it one of the closest globular clusters to the Solar System.
Ara also contains Westerlund 1, a super star cluster containing itself the possible red supergiant Westerlund 1-237 and the red supergiant Westerlund 1-26. The latter is one of the largest stars known with an estimate varying between and .
Although Ara lies close to the heart of the Milky Way, two spiral galaxies (NGC 6215 and NGC 6221) are visible near star Eta Arae.
Open clusters
NGC 6193 is an open cluster containing approximately 30 stars with an overall magnitude of 5.0 and a size of 0.25 square degrees, about half the size of the full Moon. It is approximately 4200 light-years from Earth. It has one bright member, a double star with a blue-white hued primary of magnitude 5.6 and a secondary of magnitude 6.9. NGC 6193 is surrounded by NGC 6188, a faint nebula only normally visible in long-exposure photographs.
NGC 6200
NGC 6204
NGC 6208
NGC 6250
NGC 6253
IC 4651
Globular clusters
NGC 6352
NGC 6362
NGC 6397 is a globular cluster with an overall magnitude of 6.0; it is visible to the naked eye under exceptionally dark skies and is normally visible in binoculars. It is a fairly close globular cluster, at a distance of 10,500 light-years.
Planetary Nebulae
The Stingray Nebula (Hen 3–1357), the youngest known planetary nebula as of 2010, formed in Ara; the light from its formation was first observable around 1987.
NGC 6326. A planetary nebula that might have a binary system at its center.
Notes
References
Bibliography
Online sources
External links
The Deep Photographic Guide to the Constellations: Ara
Warburg Institute Iconographic Database (medieval and early modern images of Ara)
Constellations
Southern constellations
Constellations listed by Ptolemy |
1928 | https://en.wikipedia.org/wiki/Auriga | Auriga | Auriga or AURIGA can refer to:
Auriga (constellation), a constellation
Auriga (slave), a Roman charioteer
HMS Auriga (P419), a British submarine launched in 1945
Auriga of Delphi, name of the statue Charioteer of Delphi
USM Auriga, a fictional spaceship in the film Alien Resurrection
Auriga, a fictional planet in the Endless franchise by Amplitude Studios
AURIGA, a gravitational wave detector in Italy
Auriga-1.2V (Аурига-1.2В), a Russian satellite communications system, and a component of the MK VTR-016 (МК ВТР-016) mobile video transmission system
, a number of steamships with this name; it is also the name of a diesel ship (MSC Orion-class container ship) |
1931 | https://en.wikipedia.org/wiki/Atmosphere%20%28disambiguation%29 | Atmosphere (disambiguation) | An atmosphere is a gas layer around a celestial body.
Atmosphere may also refer to:
Science
Atmosphere (unit), a unit of pressure
Atmosphere of Earth
Extraterrestrial atmospheres
Stellar atmosphere
Arts, entertainment, and media
Music
Groups
Atmosphere (music group), an American hip-hop duo from Minnesota
Atmosphere (Polish band)
Albums
Atmosphere (Atmosphere album) (1997)
Atmosphere (Eloy Fritsch album) (2003)
Atmosphere (Kaskade album) (2013), or the title song
Atmosphere (Sevenglory album) (2007)
Atmosphere, a 1969 album by Colours, produced by Dan Moore and Richard Delvy
Atmospheres (album) (2014)
Songs and orchestral pieces
"Atmosphere" (Drax Project song) (2023)
"Atmosphere" (Joy Division song) (1980)
"Atmosphere" (Kaskade song) (2013)
"Atmosphere" (Fisher and Kita Alexander song) (2023)
"Atmosphere" (1975), from Let's Take It to the Stage by Funkadelic
"Atmosphere" (2001), from Singularity by Joe Morris
"Atmosphere" (1984), by Russ Abbot
Atmosphères (1961), an orchestral piece by György Ligeti
Periodicals
Atmosphere (journal), an open access scientific journal
Atmosphere (magazine), the inflight magazine of Air Transat
Other uses in arts, entertainment, and media
Atmospheres (TV series)
Atmospheric theatre, a type of cinema architecture
Atmosphere, another term for a film extra
Atmosphere (literature), a literary term referring to the mood surrounding a story
Atmosphere (service), a video on-demand service that provides content in a business-to-business capacity
Other uses
Atmosphere (architecture and spatial design)
Atmosphere (Kolkata), a residential superstructure in India
Adobe Atmosphere, a computer graphics platform
Atmosphere Visual Effects, a Canadian company
See also
Atmosfear (disambiguation) |
1933 | https://en.wikipedia.org/wiki/Apus | Apus | Apus is a small constellation in the southern sky. It represents a bird-of-paradise, and its name means "without feet" in Greek because the bird-of-paradise was once wrongly believed to lack feet. First depicted on a celestial globe by Petrus Plancius in 1598, it was charted on a star atlas by Johann Bayer in his 1603 Uranometria. The French explorer and astronomer Nicolas Louis de Lacaille charted and gave the brighter stars their Bayer designations in 1756.
The five brightest stars are all reddish in hue. Shading the others at apparent magnitude 3.8 is Alpha Apodis, an orange giant that has around 48 times the diameter and 928 times the luminosity of the Sun. Marginally fainter is Gamma Apodis, another aging giant star. Delta Apodis is a double star, the two components of which are 103 arcseconds apart and visible with the naked eye. Two star systems have been found to have planets.
History
Apus was one of twelve constellations published by Petrus Plancius from the observations of Pieter Dirkszoon Keyser and Frederick de Houtman who had sailed on the first Dutch trading expedition, known as the Eerste Schipvaart, to the East Indies. It first appeared on a 35-cm (14 in) diameter celestial globe published in 1598 in Amsterdam by Plancius with Jodocus Hondius. De Houtman included it in his southern star catalogue in 1603 under the Dutch name De Paradijs Voghel, "The Bird of Paradise", and Plancius called the constellation Paradysvogel Apis Indica; the first word is Dutch for "bird of paradise". Apis (Latin for "bee") is assumed to have been a typographical error for avis ("bird").
After its introduction on Plancius's globe, the constellation's first known appearance in a celestial atlas was in German cartographer Johann Bayer's Uranometria of 1603. Bayer called it Apis Indica while fellow astronomers Johannes Kepler and his son-in-law Jakob Bartsch called it Apus or Avis Indica. The name Apus is derived from the Greek apous, meaning "without feet". This referred to the Western misconception that the bird-of-paradise had no feet, which arose because the only specimens available in the West had their feet and wings removed. Such specimens began to arrive in Europe in 1522, when the survivors of Ferdinand Magellan's expedition brought them home. The constellation later lost some of its tail when Nicolas-Louis de Lacaille used those stars to establish Octans in the 1750s.
Characteristics
Covering 206.3 square degrees and hence 0.5002% of the sky, Apus ranks 67th of the 88 modern constellations by area. Its position in the Southern Celestial Hemisphere means that the whole constellation is visible to observers south of 7°N. It is bordered by Ara, Triangulum Australe and Circinus to the north, Musca and Chamaeleon to the west, Octans to the south, and Pavo to the east. The three-letter abbreviation for the constellation, as adopted by the International Astronomical Union in 1922, is "Aps". The official constellation boundaries, as set by Belgian astronomer Eugène Delporte in 1930, are defined by a polygon of six segments (illustrated in infobox). In the equatorial coordinate system, the right ascension coordinates of these borders lie between and , while the declination coordinates are between −67.48° and −83.12°.
Features
Stars
Lacaille gave twelve stars Bayer designations, labelling them Alpha through to Kappa, including two stars next to each other as Delta and another two stars near each other as Kappa. Within the constellation's borders, there are 39 stars brighter than or equal to apparent magnitude 6.5. Beta, Gamma and Delta Apodis form a narrow triangle, with Alpha Apodis lying to the east. The five brightest stars are all red-tinged, which is unusual among constellations.
Alpha Apodis is an orange giant of spectral type K3III located 430 ± 20 light-years away from Earth, with an apparent magnitude of 3.8. It spent much of its life as a blue-white (B-type) main sequence star before expanding, cooling and brightening as it used up its core hydrogen. It has swollen to 48 times the Sun's diameter, and shines with a luminosity approximately 928 times that of the Sun, with a surface temperature of 4312 K. Beta Apodis is an orange giant 149 ± 2 light-years away, with a magnitude of 4.2. It is around 1.84 times as massive as the Sun, with a surface temperature of 4677 K. Gamma Apodis is a yellow giant of spectral type G8III located 150 ± 4 light-years away, with a magnitude of 3.87. It is approximately 63 times as luminous the Sun, with a surface temperature of 5279 K. Delta Apodis is a double star, the two components of which are 103 arcseconds apart and visible through binoculars. Delta1 is a red giant star of spectral type M4III located 630 ± 30 light-years away. It is a semiregular variable that varies from magnitude +4.66 to +4.87, with pulsations of multiple periods of 68.0, 94.9 and 101.7 days. Delta2 is an orange giant star of spectral type K3III, located 550 ± 10 light-years away, with a magnitude of 5.3. The separate components can be resolved with the naked eye.
The fifth-brightest star is Zeta Apodis at magnitude 4.8, a star that has swollen and cooled to become an orange giant of spectral type K1III, with a surface temperature of 4649 K and a luminosity 133 times that of the Sun. It is 300 ± 4 light-years distant. Near Zeta is Iota Apodis, a binary star system 1,040 ± 60 light-years distant, that is composed of two blue-white main sequence stars that orbit each other every 59.32 years. Of spectral types B9V and B9.5 V, they are both over three times as massive as the Sun.
Eta Apodis is a white main sequence star located 140.8 ± 0.9 light-years distant. Of apparent magnitude 4.89, it is 1.77 times as massive, 15.5 times as luminous as the Sun and has 2.13 times its radius. Aged 250 ± 200 million years old, this star is emitting an excess of 24 μm infrared radiation, which may be caused by a debris disk of dust orbiting at a distance of more than 31 astronomical units from it.
Theta Apodis is a cool red giant of spectral type M7 III located 350 ± 30 light-years distant. It shines with a luminosity approximately 3879 times that of the Sun and has a surface temperature of 3151 K. A semiregular variable, it varies by 0.56 magnitudes with a period of 119 days—or approximately 4 months. It is losing mass at the rate of times the mass of the Sun per year through its stellar wind. Dusty material ejected from this star is interacting with the surrounding interstellar medium, forming a bow shock as the star moves through the galaxy. NO Apodis is a red giant of spectral type M3III that varies between magnitudes 5.71 and 5.95. Located 780 ± 20 light-years distant, it shines with a luminosity estimated at 2059 times that of the Sun and has a surface temperature of 3568 K. S Apodis is a rare R Coronae Borealis variable, an extremely hydrogen-deficient supergiant thought to have arisen as the result of the merger of two white dwarfs; fewer than 100 have been discovered as of 2012. It has a baseline magnitude of 9.7. R Apodis is a star that was given a variable star designation, yet has turned out not to be variable. Of magnitude 5.3, it is another orange giant.
Two star systems have had exoplanets discovered by doppler spectroscopy, and the substellar companion of a third star system—the sunlike star HD 131664—has since been found to be a brown dwarf with a calculated mass of the companion to 23 times that of Jupiter (minimum of 18 and maximum of 49 Jovian masses). HD 134606 is a yellow sunlike star of spectral type G6IV that has begun expanding and cooling off the main sequence. Three planets orbit it with periods of 12, 59.5 and 459 days, successively larger as they are further away from the star. HD 137388 is another star—of spectral type K2IV—that is cooler than the Sun and has begun cooling off the main sequence. Around 47% as luminous and 88% as massive as the Sun, with 85% of its diameter, it is thought to be around 7.4 ± 3.9 billion years old. It has a planet that is 79 times as massive as the Earth and orbits its sun every 330 days at an average distance of 0.89 astronomical units (AU).
Deep-sky objects
The Milky Way covers much of the constellation's area. Of the deep-sky objects in Apus, there are two prominent globular clusters—NGC 6101 and IC 4499—and a large faint nebula that covers several degrees east of Beta and Gamma Apodis. NGC 6101 is a globular cluster of apparent magnitude 9.2 located around 50,000 light-years distant from Earth, which is around 160 light-years across. Around 13 billion years old, it contains a high concentration of massive bright stars known as blue stragglers, thought to be the result of two stars merging. IC 4499 is a loose globular cluster in the medium-far galactic halo; its apparent magnitude is 10.6.
The galaxies in the constellation are faint. IC 4633 is a very faint spiral galaxy surrounded by a vast amount of Milky Way line-of-sight integrated flux nebulae—large faint clouds thought to be lit by large numbers of stars.
See also
IAU-recognized constellations
Notes
References
External links
The Deep Photographic Guide to the Constellations: Apus
The clickable Apus
Southern constellations
Constellations listed by Petrus Plancius |
1935 | https://en.wikipedia.org/wiki/Attorney | Attorney | Attorney may refer to:
Lawyer
Attorney at law, in some jurisdictions
Attorney, one who has power of attorney
The Attorney, a 2013 South Korean film
See also
Attorney general, the principal legal officer of (or advisor to) a government
Attorney's fee, compensation for legal services
Attorney–client privilege
Clusia rosea, Scotch attorney, a tropical and sub-tropical flowering plant species |
1937 | https://en.wikipedia.org/wiki/Alexander%20Fleming | Alexander Fleming | Sir Alexander Fleming (6 August 1881 – 11 March 1955) was a Scottish physician and microbiologist, best known for discovering the world's first broadly effective antibiotic substance, which he named penicillin. His discovery in 1928 of what was later named benzylpenicillin (or penicillin G) from the mould Penicillium rubens has been described as the "single greatest victory ever achieved over disease". For this discovery, he shared the Nobel Prize in Physiology or Medicine in 1945 with Howard Florey and Ernst Boris Chain.
He also discovered the enzyme lysozyme from his nasal discharge in 1922, and along with it a bacterium he named Micrococcus lysodeikticus, later renamed Micrococcus luteus.
Fleming was knighted for his scientific achievements in 1944. In 1999, he was named in Time magazine's list of the 100 Most Important People of the 20th century. In 2002, he was chosen in the BBC's television poll for determining the 100 Greatest Britons, and in 2009, he was also voted third "greatest Scot" in an opinion poll conducted by STV, behind only Robert Burns and William Wallace.
Early life and education
Born on 6 August 1881 at Lochfield farm near Darvel, in Ayrshire, Scotland, Alexander Fleming was the third of four children of farmer Hugh Fleming (1816–1888) and Grace Stirling Morton (1848–1928), the daughter of a neighbouring farmer. Hugh Fleming had four surviving children from his first marriage. He was 59 at the time of his second marriage to Grace, and died when Alexander was seven.
Fleming went to Loudoun Moor School and Darvel School, and earned a two-year scholarship to Kilmarnock Academy before moving to London, where he attended the Royal Polytechnic Institution. After working in a shipping office for four years, the twenty-year-old Alexander Fleming inherited some money from an uncle, John Fleming. His elder brother, Tom, was already a physician and suggested to him that he should follow the same career, and so in 1903, the younger Alexander enrolled at St Mary's Hospital Medical School in Paddington (now part of Imperial College London); he qualified with an MBBS degree from the school with distinction in 1906.
Fleming, who was a private in the London Scottish Regiment of the Volunteer Force from 1900 to 1914, had been a member of the rifle club at the medical school. The captain of the club, wishing to retain Fleming in the team, suggested that he join the research department at St Mary's, where he became assistant bacteriologist to Sir Almroth Wright, a pioneer in vaccine therapy and immunology. In 1908, he gained a BSc degree with gold medal in Bacteriology, and became a lecturer at St Mary's until 1914.
Commissioned lieutenant in 1914 and promoted captain in 1917, Fleming served throughout World War I in the Royal Army Medical Corps, and was Mentioned in Dispatches. He and many of his colleagues worked in battlefield hospitals at the Western Front in France. In 1918 he returned to St Mary's Hospital, where he was elected Professor of Bacteriology of the University of London in 1928. In 1951 he was elected the Rector of the University of Edinburgh for a term of three years.
Scientific contributions
Antiseptics
During World War I, Fleming with Leonard Colebrook and Sir Almroth Wright joined the war efforts and practically moved the entire Inoculation Department of St Mary's to the British military hospital at Boulogne-sur-Mer. Serving as a temporary lieutenant of the Royal Army Medical Corps, he witnessed the death of many soldiers from sepsis resulting from infected wounds. Antiseptics, which were used at the time to treat infected wounds, he observed, often worsened the injuries. In an article published in the medical journal The Lancet in 1917, he described an ingenious experiment, which he was able to conduct as a result of his own glassblowing skills, in which he explained why antiseptics were killing more soldiers than infection itself during the war. Antiseptics worked well on the surface, but deep wounds tended to shelter anaerobic bacteria from the antiseptic agent, and antiseptics seemed to remove beneficial agents produced that protected the patients in these cases at least as well as they removed bacteria, and did nothing to remove the bacteria that were out of reach. Wright strongly supported Fleming's findings, but despite this, most army physicians over the course of the war continued to use antiseptics even in cases where this worsened the condition of the patients.
Discovery of lysozyme
At St Mary's Hospital, Fleming continued his investigations into bacteria culture and antibacterial substances. As his research scholar at the time V. D. Allison recalled, Fleming was not a tidy researcher and usually expected unusual bacterial growths in his culture plates. Fleming had teased Allison of his "excessive tidiness in the laboratory", and Allison rightly attributed such untidiness as the success of Fleming's experiments, and said, "[If] he had been as tidy as he thought I was, he would not have made his two great discoveries."
In late 1921, while he was maintaining agar plates for bacteria, he found that one of the plates was contaminated with bacteria from the air. When he added nasal mucus, he found that the mucus inhibited the bacterial growth. Surrounding the mucus area was a clear transparent circle (1 cm from the mucus), indicating the killing zone of bacteria, followed by a glassy and translucent ring beyond which was an opaque area indicating normal bacterial growth. In the next test, he used bacteria maintained in saline that formed a yellow suspension. Within two minutes of adding fresh mucus, the yellow saline turned completely clear. He extended his tests using tears, which were contributed by his co-workers. As Allison reminisced, saying, "For the next five or six weeks, our tears were the source of supply for this extraordinary phenomenon. Many were the lemons we used (after the failure of onions) to produce a flow of tears... The demand by us for tears was so great, that laboratory attendants were pressed into service, receiving threepence for each contribution."
His further tests with sputum, cartilage, blood, semen, ovarian cyst fluid, pus, and egg white showed that the bactericidal agent was present in all of these. He reported his discovery before the Medical Research Club in December and before the Royal Society the next year but failed to stir any interest, as Allison recollected:I was present at this [Medical Research Club] meeting as Fleming's guest. His paper describing his discovery was received with no questions asked and no discussion, which was most unusual and an indication that it was considered to be of no importance. The following year he read a paper on the subject before the Royal Society, Burlington House, Piccadilly and he and I gave a demonstration of our work. Again with one exception little comment or attention was paid to it.
Reporting in the 1 May 1922 issue of the Proceedings of the Royal Society B: Biological Sciences under the title "On a remarkable bacteriolytic element found in tissues and secretions", Fleming wrote:In this communication I wish to draw attention to a substance present in the tissues and secretions of the body, which is capable of rapidly dissolving certain bacteria. As this substance has properties akin to those of ferments I have called it a "Lysozyme", and shall refer to it by this name throughout the communication. The lysozyme was first noticed during some investigations made on a patient suffering from acute coryza.This was the first recorded discovery of lysozyme. With Allison, he published further studies on lysozyme in October issue of the British Journal of Experimental Pathology the same year. Although he was able to obtain larger amounts of lysozyme from egg whites, the enzyme was only effective against small counts of harmless bacteria, and therefore had little therapeutic potential. This indicates one of the major differences between pathogenic and harmless bacteria.
Described in the original publication, "a patient suffering from acute coryza" was later identified as Fleming himself. His research notebook dated 21 November 1921 showed a sketch of the culture plate with a small note: “Staphyloid coccus from A.F.'s nose." He also identified the bacterium present in the nasal mucus as Micrococcus Lysodeikticus, giving the species name (meaning "lysis indicator" for its susceptibility to lysozymal activity). The species was reassigned as Micrococcus luteus in 1972. The "Fleming strain" (NCTC2665) of this bacterium has become a model in different biological studies. The importance of lysozyme was not recognised, and Fleming was well aware of this, in his presidential address at the Royal Society of Medicine meeting on 18 October 1932, he said:I choose lysozyme as the subject for this address for two reasons, firstly because I have a fatherly interest in the name, and, secondly, because its importance in connection with natural immunity does not seem to be generally appreciated. In his Nobel lecture on 11 December 1945, he briefly mentioned lysozyme, saying, "Penicillin was not the first antibiotic I happened to discover." It was only towards the end of the 20th century that the true importance of Fleming's discovery in immunology was realised as lysozyme became the first antimicrobial protein discovered that constitute part of our innate immunity.
Discovery of penicillin
Experiment
By 1927, Fleming had been investigating the properties of staphylococci. He was already well known from his earlier work, and had developed a reputation as a brilliant researcher. In 1928, he studied the variation of Staphylococcus aureus grown under natural condition, after the work of Joseph Warwick Bigger, who discovered that the bacterium could grow into a variety of types (strains). On 3 September 1928, Fleming returned to his laboratory having spent a holiday with his family at Suffolk. Before leaving for his holiday, he inoculated staphylococci on culture plates and left them on a bench in a corner of his laboratory. On his return, Fleming noticed that one culture was contaminated with a fungus, and that the colonies of staphylococci immediately surrounding the fungus had been destroyed, whereas other staphylococci colonies farther away were normal, famously remarking "That's funny". Fleming showed the contaminated culture to his former assistant Merlin Pryce, who reminded him, "That's how you discovered lysozyme." He identified the mould as being from the genus Penicillium. He suspected it to be P. chrysogenum, but a colleague Charles J. La Touche identified it as P. rubrum. (It was later corrected as P. notatum and then officially accepted as P. chrysogenum; in 2011, it was resolved as P. rubens.)
The laboratory in which Fleming discovered and tested penicillin is preserved as the Alexander Fleming Laboratory Museum in St. Mary's Hospital, Paddington. The source of the fungal contaminant was established in 1966 as coming from La Touche's room, which was directly below Fleming's.
Fleming grew the mould in a pure culture and found that the culture broth contained an antibacterial substance. He investigated its anti-bacterial effect on many organisms, and noticed that it affected bacteria such as staphylococci and many other Gram-positive pathogens that cause scarlet fever, pneumonia, meningitis and diphtheria, but not typhoid fever or paratyphoid fever, which are caused by Gram-negative bacteria, for which he was seeking a cure at the time. It also affected Neisseria gonorrhoeae, which causes gonorrhoea, although this bacterium is Gram-negative. After some months of calling it "mould juice" or "the inhibitor", he gave the name penicillin on 7 March 1929 for the antibacterial substance present in the mould.
Reception and publication
Fleming presented his discovery on 13 February 1929 before the Medical Research Club. His talk on "A medium for the isolation of Pfeiffer's bacillus" did not receive any particular attention or comment. Henry Dale, the then Director of National Institute for Medical Research and chair of the meeting, much later reminisced that he did not even sense any striking point of importance in Fleming's speech. Fleming published his discovery in 1929 in the British Journal of Experimental Pathology, but little attention was paid to the article. His problem was the difficulty of producing penicillin in large amounts, and moreover, isolation of the main compound. Even with the help of Harold Raistrick and his team of biochemists at the London School of Hygiene and Tropical Medicine, chemical purification was futile. "As a result, penicillin languished largely forgotten in the 1930s", as Milton Wainwright described.
As late as in 1936, there was no appreciation for penicillin. When Fleming talked of its medical importance at the Second International Congress of Microbiology held in London, no one believed him. As Allison, his companion in both the Medical Research Club and international congress meeting, remarked the two occasions:[Fleming at the Medical Research Club meeting] suggested the possible value of penicillin for the treatment of infection in man. Again there was a total lack of interest and no discussion. Fleming was keenly disappointed, but worse was to follow. He read a paper on his work on penicillin at a meeting of the International Congress of Microbiology, attended by the foremost bacteriologists from all over the world. There was no support for his views on its possible future value for the prevention and treatment of human infections and discussion was minimal. Fleming bore these disappointments stoically, but they did not alter his views or deter him from continuing his investigation of penicillin.In 1941, the British Medical Journal reported that "[Penicillin] does not appear to have been considered as possibly useful from any other point of view."
Purification and stabilisation
In Oxford, Ernst Boris Chain and Edward Abraham were studying the molecular structure of the antibiotic. Abraham was the first to propose the correct structure of penicillin. Shortly after the team published its first results in 1940, Fleming telephoned Howard Florey, Chain's head of department, to say that he would be visiting within the next few days. When Chain heard that Fleming was coming, he remarked "Good God! I thought he was dead."
Norman Heatley suggested transferring the active ingredient of penicillin back into water by changing its acidity. This produced enough of the drug to begin testing on animals. There were many more people involved in the Oxford team, and at one point the entire Sir William Dunn School of Pathology was involved in its production. After the team had developed a method of purifying penicillin to an effective first stable form in 1940, several clinical trials ensued, and their amazing success inspired the team to develop methods for mass production and mass distribution in 1945.
Fleming was modest about his part in the development of penicillin, describing his fame as the "Fleming Myth" and he praised Florey and Chain for transforming the laboratory curiosity into a practical drug. Fleming was the first to discover the properties of the active substance, giving him the privilege of naming it: penicillin. He also kept, grew, and distributed the original mould for twelve years, and continued until 1940 to try to get help from any chemist who had enough skill to make penicillin. Sir Henry Harris summed up the process in 1998 as: "Without Fleming, no Chain; without Chain, no Florey; without Florey, no Heatley; without Heatley, no penicillin." The discovery of penicillin and its subsequent development as a prescription drug mark the start of modern antibiotics.
Medical use and mass production
In his first clinical trial, Fleming treated his research scholar Stuart Craddock who had developed severe infection of the nasal antrum (sinusitis). The treatment started on 9 January 1929 but without any effect. It probably was due to the fact that the infection was with influenza bacillus (Haemophilus influenzae), the bacterium which he had found unsusceptible to penicillin. Fleming gave some of his original penicillin samples to his colleague-surgeon Arthur Dickson Wright for clinical test in 1928. Although Wright reportedly said that it "seemed to work satisfactorily", there are no records of its specific use. Cecil George Paine, a pathologist at the Royal Infirmary in Sheffield and former student of Fleming, was the first to use penicillin successfully for medical treatment. He cured eye infections (conjunctivitis) of one adult and three infants (neonatal conjunctivitis) on 25 November 1930.
Fleming also successfully treated severe conjunctivitis in 1932. Keith Bernard Rogers, who had joined St Mary's as medical student in 1929, was captain of the London University rifle team and was about to participate in an inter-hospital rifle shooting competition when he developed conjunctivitis. Fleming applied his penicillin and cured Rogers before the competition. It is said that the "penicillin worked and the match was won." However, the report that "Keith was probably the first patient to be treated clinically with penicillin ointment" is no longer true as Paine's medical records showed up.
There is a popular assertion both in popular and scientific literature that Fleming largely abandoned penicillin work in the early 1930s. In his review of André Maurois's The Life of Sir Alexander Fleming, Discoverer of Penicillin, William L. Kissick went so far as to say that "Fleming had abandoned penicillin in 1932... Although the recipient of many honors and the author of much scientific work, Sir Alexander Fleming does not appear to be an ideal subject for a biography." This is false, as Fleming continued to pursue penicillin research. As late as in 1939, Fleming's notebook shows attempts to make better penicillin production using different media. In 1941, he published a method for assessment of penicillin effectiveness. As to the chemical isolation and purification, Howard Florey and Ernst Boris Chain at the Radcliffe Infirmary in Oxford took up the research to mass-produce it, which they achieved with support from World War II military projects under the British and US governments.
By mid-1942, the Oxford team produced the pure penicillin compound as yellow powder. In August 1942, Harry Lambert (an associate of Fleming's brother Robert) was admitted to St Mary's Hospital due to a life-threatening infection of the nervous system (streptococcal meningitis). Fleming treated him with sulphonamides, but Lambert's condition deteriorated. He tested the antibiotic susceptibility and found that his penicillin could kill the bacteria. He requested Florey for the isolated sample. Florey sent the incompletely purified sample, which Fleming immediately administered into Lambert's spinal canal. Lambert showed signs of improvement the very next day, and completely recovered within a week. Fleming published the clinical case in The Lancet in 1943.
Upon this medical breakthrough, Allison informed the British Ministry of Health of the importance of penicillin and the need for mass production. The War Cabinet was convinced of the usefulness upon which Sir Cecil Weir, Director General of Equipment, called for a meeting on the mode of action on 28 September 1942. The Penicillin Committee was created on 5 April 1943. The committee consisted of Weir as chairman, Fleming, Florey, Sir Percival Hartley, Allison and representatives from pharmaceutical companies as members. The main goals were to produce penicillin rapidly in large quantities with collaboration of American companies, and to supply the drug exclusively for Allied armed forces. By D-Day in 1944, enough penicillin had been produced to treat all the wounded of the Allied troops.
Antibiotic resistance
Fleming also discovered very early that bacteria developed antibiotic resistance whenever too little penicillin was used or when it was used for too short a period. Almroth Wright had predicted antibiotic resistance even before it was noticed during experiments. Fleming cautioned about the use of penicillin in his many speeches around the world. On 26 June 1945, he made the following cautionary statements: "the microbes are educated to resist penicillin and a host of penicillin-fast organisms is bred out ... In such cases the thoughtless person playing with penicillin is morally responsible for the death of the man who finally succumbs to infection with the penicillin-resistant organism. I hope this evil can be averted." He cautioned not to use penicillin unless there was a properly diagnosed reason for it to be used, and that if it were used, never to use too little, or for too short a period, since these are the circumstances under which bacterial resistance to antibiotics develops.
It had been experimentally shown in 1942 that S. aureus could develop penicillin resistance under prolonged exposure. Elaborating the possibility of penicillin resistance in clinical conditions in his Nobel Lecture, Fleming said:The time may come when penicillin can be bought by anyone in the shops. Then there is the danger that the ignorant man may easily underdose himself and by exposing his microbes to non-lethal quantities of the drug make them resistant.It was around that time that the first clinical case of penicillin resistance was reported.
Personal life
On 24 December 1915, Fleming married a trained nurse, Sarah Marion McElroy of Killala, County Mayo, Ireland. Their only child, Robert Fleming (1924–2015), became a general medical practitioner. After his first wife's death in 1949, Fleming married Amalia Koutsouri-Vourekas, a Greek colleague at St. Mary's, on 9 April 1953; she died in 1986.
Fleming came from a Presbyterian background, while his first wife Sarah was a (lapsed) Roman Catholic. It is said that he was not particularly religious, and their son Robert was later received into the Anglican church, while still reportedly inheriting his two parents' fairly irreligious disposition.
When Fleming learned of Robert D. Coghill and Andrew J. Moyer patenting the method of penicillin production in the United States in 1944, he was furious, and commented:I found penicillin and have given it free for the benefit of humanity. Why should it become a profit-making monopoly of manufacturers in another country?From 1921 until his death in 1955, Fleming owned a country home named "The Dhoon" in Barton Mills, Suffolk.
Death
On 11 March 1955, Fleming died at his home in London of a heart attack. His ashes are buried in St Paul's Cathedral.
Awards and legacy
Fleming's discovery of penicillin changed the world of modern medicine by introducing the age of useful antibiotics; penicillin has saved, and is still saving, millions of people around the world.
The laboratory at St Mary's Hospital where Fleming discovered penicillin is home to the Fleming Museum, a popular London attraction. His alma mater, St Mary's Hospital Medical School, merged with Imperial College London in 1988. The Sir Alexander Fleming Building on the South Kensington campus was opened in 1998, where his son Robert and his great-granddaughter Claire were presented to the Queen; it is now one of the main preclinical teaching sites of the Imperial College School of Medicine.
His other alma mater, the Royal Polytechnic Institution (now the University of Westminster) has named one of its student halls of residence Alexander Fleming House, which is near to Old Street.
Myths
The Fleming myth
By 1942, penicillin, produced as pure compound, was still in short supply and not available for clinical use. When Fleming used the first few samples prepared by the Oxford team to treat Harry Lambert who had streptococcal meningitis, the successful treatment was a major news, particularly popularised in The Times. Wright was surprised to discover that Fleming and the Oxford team were not mentioned, though Oxford was attributed as the source of the drug. Wright wrote to the editor of The Times, which eagerly interviewed Fleming, but Florey prohibited the Oxford team from seeking media coverage. As a consequence, only Fleming was widely publicised in the media, which led to the misconception that he was entirely responsible for the discovery and development of the drug. Fleming himself referred to this incident as "the Fleming myth."
The Churchills
The popular story of Winston Churchill's father paying for Fleming's education after Fleming's father saved young Winston from death is false. According to the biography, Penicillin Man: Alexander Fleming and the Antibiotic Revolution by Kevin Brown, Alexander Fleming, in a letter to his friend and colleague Andre Gratia, described this as "A wondrous fable." Nor did he save Winston Churchill himself during World War II. Churchill was saved by Lord Moran, using sulphonamides, since he had no experience with penicillin, when Churchill fell ill in Carthage in Tunisia in 1943. The Daily Telegraph and The Morning Post on 21 December 1943 wrote that he had been saved by penicillin. He was saved by the new sulphonamide drug sulphapyridine, known at the time under the research code M&B 693, discovered and produced by May & Baker Ltd, Dagenham, Essex – a subsidiary of the French group Rhône-Poulenc. In a subsequent radio broadcast, Churchill referred to the new drug as "This admirable M&B". It is highly probable that the correct information about the sulphonamide did not reach the newspapers because, since the original sulphonamide antibacterial, Prontosil, had been a discovery by the German laboratory Bayer, and as Britain was at war with Germany at the time, it was thought better to raise British morale by associating Churchill's cure with a British discovery, penicillin.
See also
Fleming Prize Lecture
People on Scottish banknotes
References
Further reading
The Life Of Sir Alexander Fleming, Jonathan Cape, 1959. Maurois, André.
Nobel Lectures, the Physiology or Medicine 1942–1962, Elsevier Publishing Company, Amsterdam, 1964
An Outline History of Medicine. London: Butterworths, 1985. Rhodes, Philip.
The Cambridge Illustrated History of Medicine. Cambridge, England: Cambridge University Press, 1996. Porter, Roy, ed.
Penicillin Man: Alexander Fleming and the Antibiotic Revolution, Stroud, Sutton, 2004. Brown, Kevin.
Alexander Fleming: The Man and the Myth, Oxford University Press, Oxford, 1984. Macfarlane, Gwyn
Fleming, Discoverer of Penicillin, Ludovici, Laurence J., 1952
The Penicillin Man: the Story of Sir Alexander Fleming, Lutterworth Press, 1957, Rowland, John.
External links
Alexander Fleming Obituary
including the Nobel Lecture, 11 December 1945 Penicillin
Some places and memories related to Alexander Fleming
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Physicians of St Mary's Hospital, London |
1938 | https://en.wikipedia.org/wiki/Andrew%20Carnegie | Andrew Carnegie | Andrew Carnegie ( , ; November 25, 1835August 11, 1919) was a Scottish-American industrialist and philanthropist. Carnegie led the expansion of the American steel industry in the late 19th century and became one of the richest Americans in history. He became a leading philanthropist in the United States, Great Britain, and the British Empire. During the last 18 years of his life, he gave away around $350 million (roughly $6.5 billion in 2023), almost 90 percent of his fortune, to charities, foundations and universities. His 1889 article proclaiming "The Gospel of Wealth" called on the rich to use their wealth to improve society, expressed support for progressive taxation and an estate tax, and stimulated a wave of philanthropy.
Carnegie was born in Dunfermline, Scotland, and immigrated to what is now Pittsburgh, Pennsylvania, United States with his parents in 1848 at the age of 12. Carnegie started work as a telegrapher, and by the 1860s had investments in railroads, railroad sleeping cars, bridges, and oil derricks. He accumulated further wealth as a bond salesman, raising money for American enterprise in Europe. He built Pittsburgh's Carnegie Steel Company, which he sold to J. P. Morgan in 1901 for $303,450,000 (equal to $ today); it formed the basis of the U.S. Steel Corporation. After selling Carnegie Steel, he surpassed John D. Rockefeller as the richest American of the time.
Carnegie devoted the remainder of his life to large-scale philanthropy, with special emphasis on building local libraries, world peace, education, and scientific research. He funded the Carnegie Hall in New York City, the Peace Palace in The Hague, founded the Carnegie Corporation of New York, Carnegie Endowment for International Peace, Carnegie Institution for Science, Carnegie Trust for the Universities of Scotland, Carnegie Hero Fund, Carnegie Mellon University, and the Carnegie Museums of Pittsburgh, among others.
Biography
Early life
Andrew Carnegie was born to Margaret Morrison Carnegie and William Carnegie in Dunfermline, Scotland, in a typical weaver's cottage with only one main room, consisting of half the ground floor, which was shared with the neighboring weaver's family. The main room served as a living room, dining room and bedroom. He was named after his paternal grandfather. In 1836, the family moved to a larger house in Edgar Street (opposite Reid's Park), following the demand for more heavy damask, from which his father benefited. He was educated at the Free School in Dunfermline, a gift to the town from the philanthropist Adam Rolland of Gask.
Carnegie's maternal uncle, Scottish political leader George Lauder Sr., deeply influenced him as a boy by introducing him to Robert Burns' writings and historical Scottish heroes such as Robert the Bruce, William Wallace, and Rob Roy. Lauder's son, also named George Lauder, grew up with Carnegie and became his business partner. When Carnegie was 12, his father had fallen on tough times as a handloom weaver. Making matters worse, the country was in starvation. His mother helped support the family by assisting her brother and by selling potted meats at her "sweetie shop", leaving her as the primary breadwinner. Struggling to make ends meet, the Carnegies then decided to borrow money from George Lauder, Sr. and move to Allegheny, Pennsylvania, in the United States in 1848 for the prospect of a better life. Carnegie's migration to America would be his second journey outside Dunfermline—the first being an outing to Edinburgh to see Queen Victoria.
In September 1848, Carnegie arrived with his family in Allegheny. Carnegie's father struggled to sell his product on his own. Eventually, the father and son both received job offers at the same Scottish-owned cotton mill, Anchor Cotton Mills. Carnegie's first job in 1848 was as a bobbin boy, changing spools of thread in a cotton mill 12 hours a day, 6 days a week in a Pittsburgh cotton factory. His starting wage was $1.20 per week ($ by inflation).
His father quit his position at the cotton mill soon after, returning to his loom and removing him as breadwinner once again. But Carnegie attracted the attention of John Hay, a Scottish manufacturer of bobbins, who offered him a job for $2.00 per week ($ by inflation). In his autobiography, Carnegie writes about the hardships he had to endure with this new job:
Telegraph
In 1849, Carnegie became a telegraph messenger boy in the Pittsburgh Office of the Ohio Telegraph Company, at $2.50 per week ($ by inflation) following the recommendation of his uncle. He was a hard worker and would memorize all of the locations of Pittsburgh's businesses and the faces of important men. He made many connections this way. He also paid close attention to his work and quickly learned to distinguish the different sounds the incoming telegraph signals produced. He developed the ability to translate signals by ear, without using the paper slip, and within a year was promoted to an operator. Carnegie's education and passion for reading were given a boost by Colonel James Anderson, who opened his personal library of 400 volumes to working boys each Saturday night. Carnegie was a consistent borrower and a "self-made man" in both his economic development and his intellectual and cultural development. He was so grateful to Colonel Anderson for the use of his library that he "resolved, if ever wealth came to me, [to see to it] that other poor boys might receive opportunities similar to those for which we were indebted to the nobleman". His capacity, his willingness for hard work, his perseverance and his alertness soon brought him opportunities.
Railroads
Starting in 1853, when Carnegie was around 18 years old, Thomas A. Scott of the Pennsylvania Railroad employed him as a secretary/telegraph operator at a salary of $4.00 per week ($ by inflation). Carnegie accepted the job with the railroad as he saw more prospects for career growth and experience there than with the telegraph company. At age 24, Scott asked Carnegie if he could handle being superintendent of the Western Division of the Pennsylvania Railroad. On December 1, 1859, Carnegie officially became superintendent of the Western Division. Carnegie then hired his sixteen-year-old brother Tom to be his personal secretary and telegraph operator. Not only did Carnegie hire his brother, but he also hired his cousin, Maria Hogan, who became the first female telegraph operator in the country. As superintendent, Carnegie made a salary of $1500 a year ($ by inflation). His employment by the Pennsylvania Railroad would be vital to his later success. The railroads were the first big businesses in America, and the Pennsylvania was one of the largest. Carnegie learned much about management and cost control during these years, and from Scott in particular.
Scott also helped him with his first investments. Many of these were part of the corruption indulged in by Scott and the president of the Pennsylvania Railroad, John Edgar Thomson, which consisted of inside trading in companies with which the railroad did business, or payoffs made by contracting parties "as part of a quid pro quo". In 1855, Scott made it possible for Carnegie to invest $500 in the Adams Express Company, which contracted with the Pennsylvania to carry its messengers. The money was secured by his mother's placing of a $600 mortgage on the family's $700 home, but the opportunity was available only because of Carnegie's close relationship with Scott. A few years later, he received a few shares in Theodore Tuttle Woodruff's sleeping car company as a reward for holding shares that Woodruff had given to Scott and Thomson, as a payoff. Reinvesting his returns in such inside investments in railroad-related industries (iron, bridges, and rails), Carnegie slowly accumulated capital, the basis for his later success. Throughout his later career, he made use of his close connections to Thomson and Scott, as he established businesses that supplied rails and bridges to the railroad, offering the two men stakes in his enterprises.
1860–1865: American Civil War
Before the American Civil War, Carnegie arranged a merger between Woodruff's company and that of George Pullman, the inventor of the sleeping car for first-class travel, which facilitated business travel at distances over . The investment proved a success and a source of profit for Woodruff and Carnegie. The young Carnegie continued to work for Pennsylvania's Tom Scott and introduced several improvements in the service.
In the spring of 1861, Carnegie was appointed by Scott, who was now Assistant Secretary of War in charge of military transportation, as Superintendent of the Military Railways and the Union Government's telegraph lines in the East. Carnegie helped open the rail lines into Washington D.C. that the rebels had cut; he rode the locomotive pulling the first brigade of Union troops to reach Washington D.C. Following the defeat of Union forces at Bull Run, he personally supervised the transportation of the defeated forces. Under his organization, the telegraph service rendered efficient service to the Union cause and significantly assisted in the eventual victory. Carnegie later joked that he was "the first casualty of the war" when he gained a scar on his cheek from freeing a trapped telegraph wire.
The defeat of the Confederacy required vast supplies of munitions, railroads and telegraph lines to deliver the goods. The war demonstrated how integral the industries were to Union success.
Keystone Bridge Company
In 1864, Carnegie was one of the early investors in the Columbia Oil Company in Venango County, Pennsylvania. In one year, the firm yielded over $1 million in cash dividends, and petroleum from oil wells on the property sold profitably. The demand for iron products, such as armor for gunboats, cannons, and shells, as well as a hundred other industrial products, made Pittsburgh a center of wartime production. Carnegie worked with others in establishing a steel rolling mill, and steel production and control of industry became the source of his fortune. Carnegie had some investments in the iron industry before the war.
After the war, Carnegie left the railroads to devote his energies to the ironworks trade. Carnegie worked to develop several ironworks, eventually forming the Keystone Bridge Works and the Union Ironworks, in Pittsburgh. Although he had left the Pennsylvania Railroad Company, he remained connected to its management, namely Thomas A. Scott and J. Edgar Thomson. He used his connection to the two men to acquire contracts for his Keystone Bridge Company and the rails produced by his ironworks. He also gave stock in his businesses to Scott and Thomson, and the Pennsylvania was his best customer. When he built his first steel plant, he made a point of naming it after Thomson. As well as having good business sense, Carnegie possessed charm and literary knowledge. He was invited to many important social functions, which Carnegie exploited to his advantage.
Carnegie, through Keystone, supplied the steel for and owned shares in the landmark Eads Bridge project across the Mississippi River at St. Louis, Missouri (completed 1874). This project was an important proof-of-concept for steel technology, which marked the opening of a new steel market.
Carnegie believed in using his fortune for others and doing more than making money. He wrote:
Industrialist
1875–1900: Steel empire
Carnegie made his fortune in the steel industry, controlling the most extensive integrated iron and steel operations ever owned by an individual in the United States. One of his two great innovations was in the cheap and efficient mass production of steel by adopting and adapting the Bessemer process, which allowed the high carbon content of pig iron to be burnt away in a controlled and rapid way during steel production. Steel prices dropped as a result, and Bessemer steel was rapidly adopted for rails; however, it was not suitable for buildings and bridges.
The second was in his vertical integration of all suppliers of raw materials. In 1883, Carnegie bought the rival Homestead Steel Works, which included an extensive plant served by tributary coal and iron fields, a railway, and a line of lake steamships. In the late 1880s, Carnegie Steel was the largest manufacturer of pig iron, steel rails, and coke in the world, with a capacity to produce approximately 2,000 tons of pig iron per day.
By 1889, the U.S. output of steel exceeded that of the UK, and Carnegie owned a large part of it. Carnegie's empire grew to include the J. Edgar Thomson Steel Works in Braddock (named for John Edgar Thomson, Carnegie's former boss and president of the Pennsylvania Railroad), the Pittsburgh Bessemer Steel Works, the Lucy Furnaces, the Union Iron Mills, the Union Mill (Wilson, Walker & County), the Keystone Bridge Works, the Hartman Steel Works, the Frick Coke Company, and the Scotia ore mines. Carnegie combined his assets and those of his associates in 1892 with the launching of the Carnegie Steel Company.
Carnegie's success was also due to his relationship with the railroad industries, which not only relied on steel for track, but were also making money from steel transport. The steel and railroad barons worked closely to negotiate prices instead of allowing free-market competition.
Besides Carnegie's market manipulation, United States trade tariffs were also working in favor of the steel industry. Carnegie spent energy and resources lobbying Congress for a continuation of favorable tariffs from which he earned millions of dollars a year. Carnegie tried to keep this information concealed, but legal documents released in 1900, during proceedings with the ex-chairman of Carnegie Steel, Henry Clay Frick, revealed how favorable the tariffs had been.
1901: U.S. Steel
In 1901, Carnegie was 65 years of age and considering retirement. He reformed his enterprises into conventional joint stock corporations as preparation for this. John Pierpont Morgan was a banker and America's most important financial deal maker. He had observed how efficiently Carnegie produced profits. He envisioned an integrated steel industry that would cut costs, lower prices to consumers, produce in greater quantities and raise wages to workers. To this end, he needed to buy out Carnegie and several other major producers and integrate them into one company, thereby eliminating duplication and waste. He concluded negotiations on March 2, 1901, and formed the United States Steel Corporation. It was the first corporation in the world with a market capitalization of over $1 billion.
The buyout, secretly negotiated by Charles M. Schwab (no relation to Charles R. Schwab), was the largest such industrial takeover in United States history to date. The holdings were incorporated in the United States Steel Corporation, a trust organized by Morgan, and Carnegie retired from business. His steel enterprises were bought out for $303,450,000.
Carnegie's share of this amounted to $225.64 million (in , $), which was paid to him in the form of 5%, 50-year gold bonds. The letter agreeing to sell his share was signed on February 26, 1901. On March 2, the circular formally filed the organization and capitalization (at $1.4 billion—4% of the U.S. gross domestic product at the time) of the United States Steel Corporation actually completed the contract. The bonds were to be delivered within two weeks to the Hudson Trust Company of Hoboken, New Jersey, in trust to Robert A. Franks, Carnegie's business secretary. There, a special vault was built to house the physical bulk of nearly $230 million worth of bonds.
Scholar and activist
1880–1900
Carnegie continued his business career; some of his literary intentions were fulfilled. He befriended the English poet Matthew Arnold, the English philosopher Herbert Spencer, and the American humorist Mark Twain, as well as being in correspondence and acquaintance with most of the U.S. Presidents, statesmen, and notable writers.
Carnegie constructed commodious swimming-baths for the people of his hometown in Dunfermline in 1879. In the following year, Carnegie gave £8,000 for the establishment of a Dunfermline Carnegie Library in Scotland. In 1884, he gave $50,000 to Bellevue Hospital Medical College (now part of New York University Medical Center) to create a histological laboratory, now called the Carnegie Laboratory.
In 1881, Carnegie took his family, including his 70-year-old mother, on a trip to the United Kingdom. They toured Scotland by coach and enjoyed several receptions en route. The highlight was a return to Dunfermline, where Carnegie's mother laid the foundation stone of a Carnegie Library which he funded. Carnegie's criticism of British society did not mean dislike; on the contrary, one of Carnegie's ambitions was to act as a catalyst for a close association between English-speaking peoples. To this end, in the early 1880s in partnership with Samuel Storey, he purchased numerous newspapers in Britain, all of which were to advocate the abolition of the monarchy and the establishment of "the British Republic". Carnegie's charm, aided by his wealth, afforded him many British friends, including Prime Minister William Ewart Gladstone.
In 1886, Carnegie's younger brother Thomas died at age 43. While owning steel works, Carnegie had purchased at low cost the most valuable of the iron ore fields around Lake Superior.
Following his tour of the UK, he wrote about his experiences in a book entitled An American Four-in-hand in Britain. In 1886, Carnegie wrote his most radical work to date, entitled Triumphant Democracy. Liberal in its use of statistics to make its arguments, the book argued his view that the American republican system of government was superior to the British monarchical system. It gave a highly favorable and idealized view of American progress and criticized the British royal family. The cover depicted an upended royal crown and a broken scepter. The book created considerable controversy in the UK. The book made many Americans appreciate their country's economic progress and sold over 40,000 copies, mostly in the U.S.
Although actively involved in running his many businesses, Carnegie had become a regular contributor to numerous magazines, most notably The Nineteenth Century, under the editorship of James Knowles, and the influential North American Review, led by the editor Lloyd Bryce. In 1889, Carnegie published "Wealth" in the June issue of the North American Review. After reading it, Gladstone requested its publication in Britain, where it appeared as "The Gospel of Wealth" in The Pall Mall Gazette. Carnegie argued that the life of a wealthy industrialist should comprise two parts. The first part was the gathering and the accumulation of wealth. The second part was for the subsequent distribution of this wealth to benevolent causes. Philanthropy was key to making life worthwhile.
Carnegie was a well-regarded writer. He published three books on travel.
Anti-imperialism
In the aftermath of the Spanish–American War, the United States seemed poised to annex Cuba, Guam, Puerto Rico and the Philippines. Carnegie strongly opposed the idea of American colonies. He opposed the annexation of the Philippines almost to the point of supporting William Jennings Bryan against McKinley in 1900. In 1898, Carnegie tried to arrange independence for the Philippines. As the conclusion of the Spanish–American War neared, the United States purchased the Philippines from Spain for $20 million. To counter what he perceived as American imperialism, Carnegie personally offered $20 million to the Philippines so that the Filipino people could purchase their independence from the United States. However, nothing came of the offer. In 1898 Carnegie joined the American Anti-Imperialist League, in opposition to the U.S. annexation of the Philippines. Its membership included former presidents of the United States Grover Cleveland and Benjamin Harrison and literary figures such as Mark Twain.
1901–1919: Philanthropist
Carnegie spent his last years as a philanthropist. From 1901 forward, public attention was turned from the shrewd business acumen which had enabled Carnegie to accumulate such a fortune, to the public-spirited way in which he devoted himself to using it on philanthropic projects. He had written about his views on social subjects and the responsibilities of great wealth in Triumphant Democracy (1886) and Gospel of Wealth (1889). Carnegie devoted the rest of his life to providing capital for purposes of public interest and social and educational advancement. He saved letters of appreciation from those he helped in a desk drawer labeled "Gratitude and Sweet Words."
He provided $25,000 a year to the movement for spelling reform. His organization, the Simplified Spelling Board, created the Handbook of Simplified Spelling, which was written wholly in reformed spelling.
3,000 public libraries
Among his many philanthropic efforts, the establishment of public libraries throughout the United States, Britain, Canada, New Zealand, and mostly other English-speaking countries was especially prominent. In this special driving interest of his, Carnegie was inspired by meetings with philanthropist Enoch Pratt (1808–1896). The Enoch Pratt Free Library (1886) of Baltimore, Maryland, impressed Carnegie deeply; he said, "Pratt was my guide and inspiration."
Carnegie turned over management of the library project by 1908 to his staff, led by James Bertram (1874–1934). The first Carnegie Library opened in 1883 in Dunfermline. His method was to provide funds to build and equip the library, but only on the condition that the local authority matched that by providing the land and a budget for operation and maintenance.
To secure local interest, in 1885, he gave $500,000 to Pittsburgh, Pennsylvania, for a public library; in 1886, he gave $250,000 to Allegheny City, Pennsylvania, for a music hall and library; and he gave $250,000 to Edinburgh for a free library. In total, Carnegie funded some 3,000 libraries, located in 47 U.S. states, and also in Canada, Britain, Ireland, Belgium, Serbia, France, Australia, New Zealand, South Africa, the West Indies, and Fiji. He also donated £50,000 to help set up the University of Birmingham in 1899.
As Van Slyck (1991) showed, during the last years of the 19th century, there was the increasing adoption of the idea that free libraries should be available to the American public. But the design of such libraries was the subject of prolonged and heated debate. On one hand, the library profession called for designs that supported efficiency in administration and operation; on the other, wealthy philanthropists favored buildings that reinforced the paternalistic metaphor and enhanced civic pride. Between 1886 and 1917, Carnegie reformed both library philanthropy and library design, encouraging a closer correspondence between the two.
Investing in education, science, pensions, civil heroism, music, and world peace
In 1900, Carnegie gave $2 million to start the Carnegie Institute of Technology (CIT) at Pittsburgh and the same amount in 1902 to create the Carnegie Institution at Washington, D.C., to encourage research and discovery. He later contributed more to these and other schools. CIT is now known as Carnegie Mellon University after it merged with the Mellon Institute of Industrial Research. Carnegie also served on the Boards of Cornell University and Stevens Institute of Technology.
In 1911, Carnegie became a sympathetic benefactor to George Ellery Hale, who was trying to build the Hooker Telescope at Mount Wilson, and donated an additional ten million dollars to the Carnegie Institution with the following suggestion to expedite the construction of the telescope: "I hope the work at Mount Wilson will be vigorously pushed, because I am so anxious to hear the expected results from it. I should like to be satisfied before I depart, that we are going to repay to the old land some part of the debt we owe them by revealing more clearly than ever to them the new heavens." The telescope saw first light on November 2, 1917, with Carnegie still alive.
In 1901, in Scotland, he gave $10 million to establish the Carnegie Trust for the Universities of Scotland. It was created by a deed that he signed on June 7, 1901, and it was incorporated by royal charter on August 21, 1902. The establishing gift of $10 million was then an unprecedented sum: at the time, total government assistance to all four Scottish universities was about £50,000 a year. The aim of the Trust was to improve and extend the opportunities for scientific research in the Scottish universities and to enable the deserving and qualified youth of Scotland to attend a university. He was subsequently elected Lord Rector of University of St. Andrews in December 1901, and formally installed as such in October 1902, serving until 1907. He also donated large sums of money to Dunfermline, the place of his birth. In addition to a library, Carnegie also bought the private estate which became Pittencrieff Park and opened it to all members of the public, establishing the Carnegie Dunfermline Trust to benefit the people of Dunfermline. A statue of Carnegie was later built between 1913 and 1914 in the park as a commemoration for his creation of the park.
Carnegie was a major patron of music. He was a founding financial backer of Jeannette Thurber's National Conservatory of Music of America in 1885. He built the music performing venue Carnegie Hall in New York City; it opened in 1891 and remained in his family until 1925. His interest in music led him to fund the construction of 7,000 pipe organs in churches and temples, with no apparent preference for any religious denomination or sect.
He gave a further $10 million in 1913 to endow the Carnegie United Kingdom Trust, a grant-making foundation. He transferred to the trust the charge of all his existing and future benefactions, other than university benefactions in the United Kingdom. He gave the trustees a wide discretion, and they inaugurated a policy of financing rural library schemes rather than erecting library buildings, and of assisting the musical education of the people rather than granting organs to churches.
In 1901, Carnegie also established large pension funds for his former employees at Homestead and, in 1905, for American college professors. The latter fund evolved into TIAA-CREF. One critical requirement was that church-related schools had to sever their religious connections to get his money.
Carnegie was a large benefactor of the Tuskegee Institute for Black American education under Booker T. Washington. He helped Washington create the National Negro Business League.
In 1904, he founded the Carnegie Hero Fund for the United States and Canada (a few years later also established in the United Kingdom, Switzerland, Norway, Sweden, France, Italy, the Netherlands, Belgium, Denmark, and Germany) for the recognition of deeds of heroism. Carnegie contributed $1.5 million in 1903 for the erection of the Peace Palace at The Hague; and he donated $150,000 for a Pan-American Palace in Washington as a home for the International Bureau of American Republics.
When it became obvious that Carnegie could not give away his entire fortune within his lifetime, he established the Carnegie Corporation of New York in 1911 "to promote the advancement and diffusion of knowledge and understanding" and continue his program of giving.
Carnegie was honored for his philanthropy and support of the arts by initiation as an honorary member of Phi Mu Alpha Sinfonia fraternity on October 14, 1917, at the New England Conservatory of Music in Boston, Massachusetts. The fraternity's mission reflects Carnegie's values by developing young men to share their talents to create harmony in the world.
By the standards of 19th-century tycoons, Carnegie was not a particularly ruthless man but a humanitarian with enough acquisitiveness to go in the ruthless pursuit of money. "Maybe with the giving away of his money," commented biographer Joseph Wall, "he would justify what he had done to get that money."
To some, Carnegie represents the idea of the American dream. He was an immigrant from Scotland who came to America and became successful. He is not only known for his successes but his huge amounts of philanthropic works, not only for charities but also to promote democracy and independence to colonized countries.
Death
Carnegie died on August 11, 1919, in Lenox, Massachusetts, at his Shadow Brook estate, of Bronchial Pneumonia. He had already given away $350,695,653 (approximately US$ in dollars) of his wealth. After his death, his last $30 million was given to foundations, charities, and to pensioners.
He was buried at Sleepy Hollow Cemetery in Sleepy Hollow, New York. The grave site is located on the Arcadia Hebron plot of land at the corner of Summit Avenue and Dingle Road. Carnegie is buried only a few yards away from union organizer Samuel Gompers, another important figure of industry in the Gilded Age.
Controversies
1889: Johnstown Flood
Carnegie was one of more than 50 members of the South Fork Fishing and Hunting Club, which has been blamed for the Johnstown Flood that killed 2,209 people in 1889.
At the suggestion of his friend Benjamin Ruff, Carnegie's partner Henry Clay Frick had formed the exclusive South Fork Fishing and Hunting Club high above Johnstown, Pennsylvania. The sixty-odd club members were the leading business tycoons of Western Pennsylvania and included among their number Frick's best friend, Andrew Mellon, his attorneys Philander Knox and James Hay Reed, as well as Frick's business partner, Carnegie. High above the city, near the small town of South Fork, the South Fork Dam was originally built between 1838 and 1853 by the Commonwealth of Pennsylvania as part of a canal system to be used as a reservoir for a canal basin in Johnstown. With the coming-of-age of railroads superseding canal barge transport, the lake was abandoned by the Commonwealth, sold to the Pennsylvania Railroad, and sold again to private interests, and eventually came to be owned by the South Fork Fishing and Hunting Club in 1881. Prior to the flood, speculators had purchased the abandoned reservoir, made less than well-engineered repairs to the old dam, raised the lake level, built cottages and a clubhouse, and created the South Fork Fishing and Hunting Club. Less than downstream from the dam sat the city of Johnstown.
The dam was high and long. Between 1881, when the club was opened, and 1889, the dam frequently sprang leaks and was patched, mostly with mud and straw. Additionally, a previous owner removed and sold for scrap the three cast iron discharge pipes that previously allowed a controlled release of water. There had been some speculation as to the dam's integrity, and concerns had been raised by the head of the Cambria Iron Works downstream in Johnstown. Such repair work, a reduction in height, and unusually high snowmelt and heavy spring rains combined to cause the dam to give way on May 31, 1889, resulting in twenty million tons of water sweeping down the valley as the Johnstown Flood. When word of the dam's failure was telegraphed to Pittsburgh, Frick and other members of the South Fork Fishing and Hunting Club gathered to form the Pittsburgh Relief Committee for assistance to the flood victims as well as determining never to speak publicly about the club or the flood. This strategy was a success, and Knox and Reed were able to fend off all lawsuits that would have placed blame upon the club's members.
Although Cambria Iron and Steel's facilities were heavily damaged by the flood, they returned to full production within a year. After the flood, Carnegie built Johnstown a new library to replace the one built by Cambria's chief legal counsel Cyrus Elder, which was destroyed in the flood. The Carnegie-donated library is now owned by the Johnstown Area Heritage Association and houses the Flood Museum.
1892: Homestead Strike
The Homestead Strike was a bloody labor confrontation lasting 143 days in 1892, one of the most serious in U.S. history. The conflict was centered on Carnegie Steel's main plant in Homestead, Pennsylvania, and grew out of a labor dispute between the Amalgamated Association of Iron and Steel Workers (AA) and the Carnegie Steel Company.
Carnegie left on a trip to Scotland before the unrest peaked. In doing so, Carnegie left mediation of the dispute in the hands of his associate and partner Henry Clay Frick. Frick was well known in industrial circles for maintaining staunch anti-union sentiment. With the collective bargaining agreement between the union and company expiring at the end of June, Frick and the leaders of the local AA union entered into negotiations in February. With the steel industry doing well and prices higher, the AA asked for a wage increase; the AA represented about 800 of the 3,800 workers at the plant. Frick immediately countered with an average 22% wage decrease that would affect nearly half the union's membership and remove a number of positions from the bargaining unit.
The union and company failed to come to an agreement, and management locked the union out. Workers considered the stoppage a "lockout" by management and not a "strike" by workers. As such, the workers would have been well within their rights to protest, and subsequent government action would have been a set of criminal procedures designed to crush what was seen as a pivotal demonstration of the growing labor rights movement, strongly opposed by management. Frick brought in thousands of strikebreakers to work the steel mills and Pinkerton agents to safeguard them.
On July 6, the arrival of a force of 300 Pinkerton agents from New York City and Chicago resulted in a fight in which 10 men — seven strikers and three Pinkertons — were killed and hundreds were injured. Pennsylvania Governor Robert Pattison ordered two brigades of the state militia to the strike site. Then allegedly in response to the fight between the striking workers and the Pinkertons, anarchist Alexander Berkman shot at Frick in an attempted assassination, wounding him. While not directly connected to the strike, Berkman was tied in for the assassination attempt. According to Berkman, "...with the elimination of Frick, responsibility for Homestead conditions would rest with Carnegie." Afterwards, the company successfully resumed operations with non-union immigrant employees in place of the Homestead plant workers, and Carnegie returned to the United States. However, Carnegie's reputation was permanently damaged by the Homestead events.
Theodore Roosevelt
According to David Nasaw, after 1898, when the United States entered a war with Spain, Carnegie increasingly devoted his energy to supporting pacifism. He strongly opposed the war and the subsequent imperialistic American takeover of the Philippines. When Theodore Roosevelt became president in 1901, Carnegie and Roosevelt were in frequent contact. They exchanged letters, communicated through mutual friends such as Secretary of State John Hay, and met in person. Carnegie hoped that Roosevelt would turn the Philippines free, not realizing he was more of an imperialist and believer in warrior virtues than President McKinley had been. He saluted Roosevelt for forcing Germany and Britain to arbitrate their conflict with Venezuela in 1903, and especially for becoming the mediator who negotiated an end to the war between Russia and Japan in 1907–1908. Roosevelt relied on Carnegie for financing his expedition to Africa in 1909. In return he asked the ex-president to mediate the growing conflict between the cousins who ruled Britain and Germany. Roosevelt started to do so but the scheme collapsed when king Edward VII suddenly died. Nasaw argues that Roosevelt systematically deceived and manipulated Carnegie and held the elderly man in contempt. Nasaw quotes a private letter Roosevelt wrote to Whitelaw Reid in 1905: [I have] tried hard to like Carnegie, but it is pretty difficult. There is no type of man for whom I feel a more contemptuous abhorrence than for the one who makes a God of mere money-making and at the same time is always yelling out that kind of utterly stupid condemnation of war which in almost every case springs from a combination of defective physical courage, of unmanly shrinking from pain and effort, and of hopelessly twisted ideals. All the suffering from Spanish war comes far short of the suffering, preventable and non-preventable, among the operators of the Carnegie steel works, and among the small investors, during the time that Carnegie was making his fortune…. It is as noxious folly to denounce war per se as it is to denounce business per se. Unrighteous war is a hideous evil; but I am not at all sure that it is worse evil than business unrighteousness.
Personal life
Family
Carnegie did not want to marry during his mother's lifetime, instead choosing to take care of her in her illness towards the end of her life. After she died in 1886, the 51-year-old Carnegie married Louise Whitfield, who was 21 years his junior. In 1897, the couple had their only child, Margaret, whom they named after Carnegie's mother.
Residences
Carnegie bought Skibo Castle in Scotland, and made his home partly there and partly in his New York mansion located at 2 East 91st Street at Fifth Avenue. The building was completed in late 1902, and he lived there until his death in 1919. His wife Louise continued to live there until her death in 1946. The building has been used since 1976 as the Cooper-Hewitt, Smithsonian Design Museum, part of the Smithsonian Institution. The surrounding neighborhood on Manhattan's Upper East Side has come to be called Carnegie Hill. The mansion was designated as a National Historic Landmark in 1966.
Philosophy
Politics
Carnegie gave "formal allegiance" to the Republican Party, though he was said to be "a violent opponent of some of the most sacred doctrines" of the party.
Andrew Carnegie Dictum
In his final days, Carnegie had pneumonia. Before his death on August 11, 1919, Carnegie had donated $350,695,654 for various causes. The "Andrew Carnegie Dictum" was:
To spend the first third of one's life getting all the education one can.
To spend the next third making all the money one can.
To spend the last third giving it all away for worthwhile causes.
Carnegie was involved in philanthropic causes, but he kept himself away from religious circles. He wanted to be identified by the world as a "positivist". He was highly influenced in public life by John Bright.
On wealth
As early as 1868, at age 33, he drafted a memo to himself. He wrote: "...The amassing of wealth is one of the worse species of idolatry. No idol more debasing than the worship of money." In order to avoid degrading himself, he wrote in the same memo he would retire at age 35 to pursue the practice of philanthropic giving, for "... the man who dies thus rich dies disgraced." However, he did not begin his philanthropic work in all earnest until 1881, at age 46, with the gift of a library to his hometown of Dunfermline, Scotland.
Carnegie wrote "The Gospel of Wealth", an article in which he stated his belief that the rich should use their wealth to help enrich society. In that article, Carnegie also expressed sympathy for the ideas of progressive taxation and an estate tax:
The following is taken from one of Carnegie's memos to himself:
Intellectual influences
Carnegie claimed to be a champion of evolutionary thought—particularly the work of Herbert Spencer, even declaring Spencer his teacher. Although Carnegie claimed to be a disciple of Spencer, many of his actions went against the ideas he espoused.
Spencerian evolution was for individual rights and against government interference. Furthermore, Spencerian evolution held that those unfit to sustain themselves must be allowed to perish. Spencer believed that just as there were many varieties of beetles, respectively modified to existence in a particular place in nature, so too had human society "spontaneously fallen into division of labour". Individuals who survived to this, the latest and highest stage of evolutionary progress would be "those in whom the power of self-preservation is the greatest—are the select of their generation." Moreover, Spencer perceived governmental authority as borrowed from the people to perform the transitory aims of establishing social cohesion, insurance of rights, and security. Spencerian 'survival of the fittest' firmly credits any provisions made to assist the weak, unskilled, poor and distressed to be an imprudent disservice to evolution. Spencer insisted people should resist for the benefit of collective humanity, as severe fate singles out the weak, debauched, and disabled.
Andrew Carnegie's political and economic focus during the late nineteenth and early twentieth century was the defense of laissez-faire economics. Carnegie emphatically resisted government intrusion in commerce, as well as government-sponsored charities. Carnegie believed the concentration of capital was essential for societal progress and should be encouraged. Carnegie was an ardent supporter of commercial "survival of the fittest" and sought to attain immunity from business challenges by dominating all phases of the steel manufacturing procedure. Carnegie's determination to lower costs included cutting labor expenses as well. In a notably Spencerian manner, Carnegie argued that unions impeded the natural reduction of prices by pushing up costs, which blocked evolutionary progress. Carnegie felt that unions represented the narrow interest of the few while his actions benefited the entire community.
On the surface, Andrew Carnegie appears to be a strict laissez-faire capitalist and follower of Herbert Spencer, often referring to himself as a disciple of Spencer. Conversely, Carnegie, a titan of industry, seems to embody all of the qualities of Spencerian survival of the fittest. The two men enjoyed a mutual respect for one another and maintained a correspondence until Spencer's death in 1903. There are, however, some major discrepancies between Spencer's capitalist evolutionary conceptions and Andrew Carnegie's capitalist practices.
Spencer wrote that in production the advantages of the superior individual are comparatively minor, and thus acceptable, yet the benefit that dominance provides those who control a large segment of production might be hazardous to competition. Spencer feared that an absence of "sympathetic self-restraint" of those with too much power could lead to the ruin of their competitors. He did not think free-market competition necessitated competitive warfare. Furthermore, Spencer argued that individuals with superior resources who deliberately used investment schemes to put competitors out of business were committing acts of "commercial murder". Carnegie built his wealth in the steel industry by maintaining an extensively integrated operating system. Carnegie also bought out some regional competitors, and merged with others, usually maintaining the majority shares in the companies. Over the course of twenty years, Carnegie's steel properties grew to include the Edgar Thomson Steel Works, the Lucy Furnace Works, the Union Iron Mills, the Homestead Works, the Keystone Bridge Works, the Hartman Steel Works, the Frick Coke Company, and the Scotia ore mines among many other industry-related assets.
Herbert Spencer absolutely was against government interference in business in the form of regulatory limitations, taxes, and tariffs as well. Spencer saw tariffs as a form of taxation that levied against the majority in service to "the benefit of a small minority of manufacturers and artisans".
Despite Carnegie's personal dedication to Herbert Spencer as a friend, his adherence to Spencer's political and economic ideas is more contentious. In particular, it appears Carnegie either misunderstood or intentionally misrepresented some of Spencer's principal arguments. Spencer remarked upon his first visit to Carnegie's steel mills in Pittsburgh, which Carnegie saw as the manifestation of Spencer's philosophy, "Six months' residence here would justify suicide."
On the subject of charity Andrew Carnegie's actions diverged in the most significant and complex manner from Herbert Spencer's philosophies. In his 1854 essay "Manners and Fashion", Spencer referred to public education as "Old schemes". He went on to declare that public schools and colleges fill the heads of students with inept, useless knowledge and exclude useful knowledge. Spencer stated that he trusted no organization of any kind, "political, religious, literary, philanthropic", and believed that as they expanded in influence so too did their regulations expand. In addition, Spencer thought that as all institutions grow they become ever more corrupted by the influence of power and money. The institution eventually loses its "original spirit, and sinks into a lifeless mechanism". Spencer insisted that all forms of philanthropy that uplift the poor and downtrodden were reckless and incompetent. Spencer thought any attempt to prevent "the really salutary sufferings" of the less fortunate "bequeath to posterity a continually increasing curse". Carnegie, a self-proclaimed devotee of Spencer, testified to Congress on February 5, 1915: "My business is to do as much good in the world as I can; I have retired from all other business."
Carnegie held that societal progress relied on individuals who maintained moral obligations to themselves and to society. Furthermore, he believed that charity supplied the means for those who wish to improve themselves to achieve their goals. Carnegie urged other wealthy people to contribute to society in the form of parks, works of art, libraries and other endeavors that improve the community and contribute to the "lasting good". Carnegie also held a strong opinion against inherited wealth. Carnegie believed that the sons of prosperous businesspersons were rarely as talented as their fathers. By leaving large sums of money to their children, wealthy business leaders were wasting resources that could be used to benefit society. Most notably, Carnegie believed that the future leaders of society would rise from the ranks of the poor. Carnegie strongly believed in this because he had risen from the bottom. He believed the poor possessed an advantage over the wealthy because they receive greater attention from their parents and are taught better work ethics.
Religion and worldview
Carnegie and his family belonged to the Presbyterian Church in the United States of America, also known informally as the Northern Presbyterian Church. In his early life Carnegie was skeptical of Calvinism, and religion as a whole, but reconciled with it later in his life. In his autobiography, Carnegie describes his family as moderate Presbyterian believers, writing that "there was not one orthodox Presbyterian" in his family; various members of his family having somewhat distanced themselves from Calvinism, some of them leaning more towards Swedenborgianism. While a child, his family led vigorous theological and political disputes. His mother avoided the topic of religion. His father left the Presbyterian church after a sermon on infant damnation, while, according to Carnegie, still remaining very religious on his own.
Witnessing sectarianism and strife in 19th century Scotland regarding religion and philosophy, Carnegie kept his distance from organized religion and theism. Carnegie instead preferred to see things through naturalistic and scientific terms stating, "Not only had I got rid of the theology and the supernatural, but I had found the truth of evolution."
Later in life, Carnegie's firm opposition to religion softened. For many years he was a member of Madison Avenue Presbyterian Church, pastored from 1905 to 1926 by Social Gospel exponent Henry Sloane Coffin, while his wife and daughter belonged to the Brick Presbyterian Church. He also prepared (but did not deliver) an address in which he professed a belief in "an Infinite and Eternal Energy from which all things proceed". Records exist of a short period of correspondence around 1912–1913 between Carnegie and 'Abdu'l-Bahá, the eldest son of Bahá'u'lláh, founder of the Baháʼí Faith. In these letters, one of which was published in The New York Times in full text, Carnegie is extolled as a "lover of the world of humanity and one of the founders of Universal Peace".
World peace
Influenced by his "favorite living hero in public life" John Bright, Carnegie started his efforts in pursuit of world peace at a young age, and supported causes that opposed military intervention. His motto, "All is well since all grows better", served not only as a good rationalization of his successful business career, but also his view of international relations.
Despite his efforts towards international peace, Carnegie faced many dilemmas on his quest. These dilemmas are often regarded as conflicts between his view on international relations and his other loyalties. Throughout the 1880s and 1890s, for example, Carnegie allowed his steel works to fill large orders of armor plate for the building of an enlarged and modernized United States Navy, but he opposed American overseas expansion.
Despite that, Carnegie served as a major donor for the newly established International Court of Arbitration's Peace Palace—brainchild of Russian tsar Nicholas II.
His largest and in the long run most influential peace organization was the Carnegie Endowment for International Peace, formed in 1910 with a $10 million endowment. In 1913, at the dedication of the Peace Palace in The Hague, Carnegie predicted that the end of the war was as certain to come, and come soon, as day follows night.
In 1914, on the eve of the First World War, Carnegie founded the Church Peace Union (CPU), a group of leaders in religion, academia, and politics. Through the CPU, Carnegie hoped to mobilize the world's churches, religious organizations, and other spiritual and moral resources to join in promoting moral leadership to put an end to war forever. For its inaugural international event, the CPU sponsored a conference to be held on August 1, 1914, on the shores of Lake Constance in southern Germany. As the delegates made their way to the conference by train, Germany was invading Belgium.
Despite its inauspicious beginning, the CPU thrived. Today its focus is on ethics, and it is known as the Carnegie Council for Ethics in International Affairs, an independent, nonpartisan, nonprofit organization, whose mission is to be the voice for ethics in international affairs.
The outbreak of the First World War was clearly a shock to Carnegie and his optimistic view on world peace. Although his promotion of anti-imperialism and world peace had all failed, and the Carnegie Endowment had not fulfilled his expectations, his beliefs and ideas on international relations had helped build the foundation of the League of Nations after his death, which took world peace to another level.
United States colonial expansion
On the matter of American colonial expansion, Carnegie had always thought it is an unwise gesture for the United States. He did not oppose the annexation of the Hawaiian islands or Puerto Rico, but he opposed the annexation of the Philippines. Carnegie believed that it involved a denial of the fundamental democratic principle, and he also urged William McKinley to withdraw American troops and allow the Filipinos to live with their independence. This act strongly impressed the other American anti-imperialists, who soon elected him vice-president of the Anti-Imperialist League.
After he sold his steel company in 1901, Carnegie was able to get fully involved in the peace cause, both financially and personally. He gave away much of his fortunes to various peacekeeping agencies in order to keep them growing. When a friend, the British writer William T. Stead, asked him to create a new organization for the goal of a peace and arbitration society, his reply was:
Carnegie believed that it is the effort and will of the people, that maintains the peace in international relations. Money is just a push for the act. If world peace depended solely on financial support, it would not seem a goal, but more like an act of pity.
Like Stead, he believed that the United States and the British Empire would merge into one nation, telling him "We are heading straight to the Re-United States". Carnegie believed that the combined country's power would maintain world peace and disarmament. The creation of the Carnegie Endowment for International Peace in 1910 was regarded as a milestone on the road to the ultimate goal of abolition of war. Beyond a gift of $10 million for peace promotion, Carnegie also encouraged the "scientific" investigation of the various causes of war, and the adoption of judicial methods that should eventually eliminate them. He believed that the Endowment exists to promote information on the nations' rights and responsibilities under existing international law and to encourage other conferences to codify this law.
Legacy and honors
In 1899 Andrew Carnegie was awarded American Library Association Honorary Membership.
Carnegie received the honorary Doctor of Laws (DLL) from the University of Glasgow in June 1901, and received the Freedom of the City of Glasgow "in recognition of his munificence" later the same year.
In July 1902 he received the Freedom of the city of St Andrews, "in testimony of his great zeal for the welfare of his fellow-men on both sides of the Atlantic", and in October 1902 the Freedom of the City of Perth "in testimony of his high personal worth and beneficial influence, and in recognition of widespread benefactions bestowed on this and other lands, and especially in gratitude for the endowment granted by him for the promotion of University education in Scotland." and the Freedom of the City of Dundee. Also in 1902, he was elected as a member to the American Philosophical Society.
He received an honorary Doctor of Laws (LLD) from the University of Aberdeen in 1906. In 1910, he received the Freedom of the City of Belfast and was made as well Commander of the National Order of the Legion of Honour by the French government. Carnegie was awarded as Knight Grand Cross of the Order of Orange-Nassau by Queen Wilhelmina of the Netherlands on August 25, 1913. Carnegie received July 1, 1914, an honorary doctorate from the University of Groningen the Netherlands.
The dinosaur Diplodocus carnegiei (Hatcher) was named for Carnegie after he sponsored the expedition that discovered its remains in the Morrison Formation (Jurassic) of Utah. Carnegie was so proud of "Dippy" that he had casts made of the bones and plaster replicas of the whole skeleton donated to several museums in Europe and South America. The original fossil skeleton is assembled and stands in the Hall of Dinosaurs at the Carnegie Museum of Natural History in Pittsburgh, Pennsylvania.
After the Spanish–American War, Carnegie offered to donate $20 million to the Philippines so they could buy their independence.
Carnegie, Pennsylvania, and Carnegie, Oklahoma, were named in his honor.
The Saguaro cactus's scientific name, Carnegiea gigantea, is named after him.
The Carnegie Medal for the best children's literature published in the UK was established in his name.
The Carnegie Faculty of Sport and Education, at Leeds Beckett University, UK, is named after him.
The concert halls in Dunfermline and New York are named after him.
At the height of his career, Carnegie was the second-richest person in the world, behind only John D. Rockefeller of Standard Oil.
Carnegie Mellon University in Pittsburgh was named after Carnegie, who founded the institution as the Carnegie Technical Schools.
Lauder College (named after his uncle George Lauder Sr.) in the Halbeath area of Dunfermline was renamed Carnegie College in 2007.
A street in Belgrade (Serbia), next to the Belgrade University Library which is one of the Carnegie libraries, is named in his honor.
An American high school, Carnegie Vanguard High School in Houston, Texas, is named after him
Carnegie was awarded the Freedom of the Burgh of Kilmarnock in Scotland in 1903, prior to laying the foundation stone of Loanhead Public School.
Benefactions
According to biographer Burton J. Hendrick:
His benefactions amounted to $350,000,000—for he gave away not only his annual income of something more than $12,500,000, but most of the principal as well. Of this sum, $62,000,000 was allotted to the British Empire and $288,000,000 to the United States, for Carnegie, in the main, confined his benefactions to the English-speaking nations. His largest gifts were $125,000,000 to the Carnegie Corporation of New York (this same body also became his residuary legatee), $60,000,000 to public library buildings, $20,000,000 to colleges (usually the smaller ones), $6,000,000 to church organs, $29,000,000 to the Carnegie Foundation for the Advancement of Teaching, $22,000,000 to the Carnegie Institute of Pittsburgh, $22,000,000 to the Carnegie Institution of Washington, $10,000,000 to Hero Funds, $10,000,000 to the Endowment for International Peace, $10,000,000 to the Scottish Universities Trust, $10,000,000 to the United Kingdom Trust, and $3,750,000 to the Dunfermline Trust.
Hendrick argues that:
These gifts fairly picture Carnegie's conception of the best ways to improve the status of the common man. They represent all his personal tastes—his love of books, art, music, and nature—and the reforms which he regarded as most essential to human progress—scientific research, education both literary and technical, and, above all, the abolition of war. The expenditure the public most associates with Carnegie's name is that for public libraries. Carnegie himself frequently said that his favorite benefaction was the Hero Fund—among other reasons, because "it came up my ain back"; but probably deep in his own mind his library gifts took precedence over all others in importance. There was only one genuine remedy, he believed, for the ills that beset the human race, and that was enlightenment. "Let there be light" was the motto that, in the early days, he insisted on placing in all his library buildings. As to the greatest endowment of all, the Carnegie Corporation, that was merely Andrew Carnegie in permanently organized form; it was established to carry on, after Carnegie's death, the work to which he had given personal attention in his own lifetime.
Research sources
Carnegie's personal papers are at the Library of Congress Manuscript Division.
The Carnegie Collections of the Columbia University Rare Book and Manuscript Library consist of the archives of the following organizations founded by Carnegie: The Carnegie Corporation of New York (CCNY); The Carnegie Endowment for International Peace (CEIP); the Carnegie Foundation for the Advancement of Teaching (CFAT);The Carnegie Council on Ethics and International Affairs (CCEIA). These collections deal primarily with Carnegie philanthropy and have very little personal material related to Carnegie. Carnegie Mellon University and the Carnegie Library of Pittsburgh jointly administer the Andrew Carnegie Collection of digitized archives on Carnegie's life.
Works
Carnegie was a frequent contributor to periodicals on labor issues.
Books
Our Coaching Trip, Brighton to Inverness (1882).
An American Four-in-hand in Britain (1883).
Round the World. New York: Charles Scribner's Sons (1884).
An American Four-in-Hand in Britain. New York: Charles Scribner's Sons (1886).
Triumphant Democracy, or, Fifty Years' March of the Republic. New York: Charles Scribner's Sons (1886).
The Gospel of Wealth (1889).
The Gospel of Wealth and Other Timely Essays. New York: The Century Co. (1901).
The Empire of Business (1902).
Audiobook via LibriVox.
The Secret of Business is the Management of Men (1903).
James Watt (Famous Scots Series). New York: Doubleday, Page and Co. (1905).
Problems of Today: Wealth–Labor–Socialism. New York: Doubleday, Page and Co. (1907).
Autobiography of Andrew Carnegie (posthumous). Boston: Houghton Mifflin (1920).
Audiobook via Librivox.
Articles
"Wealth." North American Review, vol. 148, no. 381 (Jun. 1889), pp. 653–64. Original version of The Gospel of Wealth.
"The Bugaboo of Trusts." North American Review, vol. 148, no. 377 (Feb. 1889).
Pamphlets
The Bugaboo of Trusts. Reprinted from North American Review, vol. 148, no. 377 (Feb. 1889).
Public speaking
Industrial Peace: Address at the Annual Dinner of the National Civic Federation, New York City, December 15, 1904. [n.c.]: National Civic Federation (1904).
Edwin M. Stanton: An Address by Andrew Carnegie on Stanton Memorial Day at Kenyon College. New York: Doubleday, Page and Co. (1906).
The Negro in America: An Address Delivered Before the Philosophical Institution of Edinburg, October 16, 1907. Inverness: R. Carruthers & Sons, Courier Office (1907).
Speech at the Annual Meeting of the Peace Society, at the Guildhall, London, EC, May 24, 1910. London: The Peace Society (1910).
A League of Peace: A Rectorial Address Delivered to the Students in the University of St. Andrews, October 17, 1905. New York: New York Peace Society (1911).
Collected works
Wall, Joseph Frazier, ed. The Andrew Carnegie Reader (1992).
See also
Carnegie (disambiguation)
Commemoration of the American Civil War on postage stamps
History of public library advocacy
List of Carnegie libraries in the United States
List of peace activists
List of richest Americans in history
List of colleges and universities named after people
Notes
References
Bibliography
Ernsberger, Jr., Richard "A Fool for Peace". American History, (Oct 2018), Vol. 53, Issue 4. interview with Nasaw.
Wall, Joseph Frazier (1989). Andrew Carnegie. . Along with Nasaw the most detailed scholarly biography.
Collections
Further reading
Bostaph, Samuel (2015). Andrew Carnegie: An Economic Biography. Lanham, MD: Lexington Books. . 125pp online review
Ernsberger, Richard Jr. (February 2015). "Robber Baron Turned Robin Hood". American History. 49#6 pp. 32–41, cover story.
Farrah, Margaret Ann. Andrew Carnegie: A Psychohistorical Sketch (PhD dissertation, Carnegie Mellon University; ProQuest Dissertations Publishing, 1982. 8209384).
Goldin, Milton (1997). "Andrew Carnegie and the Robber Baron Myth". In: Myth America: A Historical Anthology, Volume II. Gerster, Patrick, and Cords, Nicholas, eds. St. James, NY: Brandywine Press .
Harvey, Charles, et al. Andrew Carnegie and the foundations of contemporary entrepreneurial philanthropy. Business History (2011) 53#3 pp. 425–450.
Hendrick, Burton Jesse (1933). The Life of Andrew Carnegie (2 vol.). Vol. 2 online.
Josephson, Matthew (1938). The Robber Barons: The Great American Capitalists, 1861–1901. .
Krass, Peter (2002). Carnegie. Wiley. . Scholarly biography.
Lester, Robert M. (1941). Forty Years of Carnegie Giving: A Summary of the Benefactions of Andrew Carnegie and of the Work of the Philanthropic Trusts Which He Created. New York: Charles Scribner's Sons.
Livesay, Harold C. (1999). Andrew Carnegie and the Rise of Big Business, 2nd ed. . Short biography by a scholar.
McGormick, Blaine, and Burton W. Folsom Jr. "Survey of Business Historians on America's Greatest Entrepreneurs." Business History Review (2003), 77#4, pp. 703–716. Carnegie ranks #3 behind Ford and Rockefeller.
Patterson, David S. (1970). "Andrew Carnegie's Quest for World Peace." Proceedings of the American Philosophical Society 114#5 (1970): 371–383. .
Rees, Jonathan. (1997). "Homestead in Context: Andrew Carnegie and the Decline of the Amalgamated Association of Iron and Steel Workers." Pennsylvania History 64(4): 509–533. .
Skrabec, Quentin R. Jr. Henry Clay Frick: The life of the perfect capitalist (McFarland, 2010). online
Skrabec, Quentin R. Jr. The Carnegie Boys: The Lieutenants of Andrew Carnegie that Changed America (McFarland, 2012) online.
VanSlyck, Abigail A. (1991). "'The Utmost Amount of Effective Accommodation': Andrew Carnegie and the Reform of the American Library." Journal of the Society of Architectural Historians. 50(4): 359–383. .
Zimmerman, Jonathan. "Simplified Spelling and the Cult of Efficiency in the 'Progressiv' Era." Journal of the Gilded Age & Progressive Era (2010) 9#3 pp. 365–394.
External links
Documentary: "Andrew Carnegie: Rags to Riches, Power to Peace"
Carnegie Birthplace Museum website
Booknotes interview with Peter Krass on Carnegie, November 24, 2002.
Marguerite Martyn, "Andrew Carnegie on Prosperity, Income Tax, and the Blessings of Poverty," May 1, 1914, City Desk Publishing
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1939 | https://en.wikipedia.org/wiki/Approximant | Approximant | Approximants are speech sounds that involve the articulators approaching each other but not narrowly enough nor with enough articulatory precision to create turbulent airflow. Therefore, approximants fall between fricatives, which do produce a turbulent airstream, and vowels, which produce no turbulence. This class is composed of sounds like (as in rest) and semivowels like and (as in yes and west, respectively), as well as lateral approximants like (as in less).
Terminology
Before Peter Ladefoged coined the term approximant in the 1960s, the terms frictionless continuant and semivowel were used to refer to non-lateral approximants.
In phonology, approximant is also a distinctive feature that encompasses all sonorants except nasals, including vowels, taps, and trills.
Semivowels
Some approximants resemble vowels in acoustic and articulatory properties and the terms semivowel and glide are often used for these non-syllabic vowel-like segments. The correlation between semivowels and vowels is strong enough that cross-language differences between semivowels correspond with the differences between their related vowels.
Vowels and their corresponding semivowels alternate in many languages depending on the phonological environment, or for grammatical reasons, as is the case with Indo-European ablaut. Similarly, languages often avoid configurations where a semivowel precedes its corresponding vowel. A number of phoneticians distinguish between semivowels and approximants by their location in a syllable. Although he uses the terms interchangeably, remarks that, for example, the final glides of English par and buy differ from French par ('through') and baille ('tub') in that, in the latter pair, the approximants appear in the syllable coda, whereas, in the former, they appear in the syllable nucleus. This means that opaque (if not minimal) contrasts can occur in languages like Italian (with the i-like sound of piede 'foot', appearing in the nucleus: , and that of piano 'plan', appearing in the syllable onset: ) and Spanish (with a near minimal pair being abyecto 'abject' and abierto 'opened').
{|class="wikitable"
|-
|+Approximant-vowel correspondences
! Vowel
! Correspondingapproximant
! Place of articulation
! Example
|-
| || ** || Palatal || Spanish amplío ('I extend') vs. amplió ('he extended')
|-
| || || Labialized palatal || French aigu ('sharp') vs. aiguille ('needle')
|-
| || ** || Velar || Korean 음식 ('food') vs. 의사 ('doctor')
|-
| || || Labialized velar || Spanish continúo ('I continue') vs. continuó ('he/she/it continued') and ('you continued') used only in the formal treatment of 'usted'.
|-
| || || Pharyngeal ||
|-
| || || Postalveolar, retroflex ||North American English waiter vs. waitress
|}
Because of the articulatory complexities of the American English rhotic, there is some variation in its phonetic description. A transcription with the IPA character for an alveolar approximant () is common, though the sound is more postalveolar. Actual retroflexion may occur as well and both occur as variations of the same sound. However, makes a distinction between the vowels of American English (which he calls "rhotacized") and vowels with "retroflexion" such as those that appear in Badaga; , on the other hand, labels both as r-colored and notes that both have a lowered third formant.
Because the vowels are articulated with spread lips, spreading is implied for their approximant analogues, . However, these sounds generally have little or no lip-spreading. The fricative letters with a lowering diacritic, , may therefore be justified for a neutral articulation between spread and rounded .
In articulation and often diachronically, palatal approximants correspond to front vowels, velar approximants to back vowels, and labialized approximants to rounded vowels. In American English, the rhotic approximant corresponds to the rhotic vowel. This can create alternations (as shown in the above table).
In addition to alternations, glides can be inserted to the left or the right of their corresponding vowels when they occur next to a hiatus. For example, in Ukrainian, medial triggers the formation of an inserted that acts as a syllable onset so that when the affix is added to футбол ('football') to make футболіст 'football player', it is pronounced , but маоїст ('Maoist'), with the same affix, is pronounced with a glide. Dutch for many speakers has a similar process that extends to mid vowels:
bioscoop → ('cinema')
zee + en → ('seas')
fluor → ('fluorine')
reu + en → ('male dogs')
Rwanda → ('Rwanda')
Boaz → ('Boaz')
Similarly, vowels can be inserted next to their corresponding glide in certain phonetic environments. Sievers' law describes this behaviour for Germanic.
Non-high semivowels also occur. In colloquial Nepali speech, a process of glide-formation occurs, where one of two adjacent vowels becomes non-syllabic; the process includes mid vowels so that ('cause to wish') features a non-syllabic mid vowel. Spanish features a similar process and even nonsyllabic can occur so that ahorita ('right away') is pronounced . It is not often clear, however, whether such sequences involve a semivowel (a consonant) or a diphthong (a vowel), and in many cases, it may not be a meaningful distinction.
Although many languages have central vowels , which lie between back/velar and front/palatal , there are few cases of a corresponding approximant . One is in the Korean diphthong or though it is more frequently analyzed as velar (as in the table above), and Mapudungun may be another, with three high vowel sounds, , , and three corresponding consonants, , and , and a third one is often described as a non-labialized voiced velar fricative; some texts note a correspondence between this approximant and that is parallel to – and –. An example is liq (?) ('white').
It has been noted that the expected symbols for the approximant correlates of are or .
Approximants versus fricatives
In addition to less turbulence, approximants also differ from fricatives in the precision required to produce them. When emphasized, approximants may be slightly fricated (that is, the airstream may become slightly turbulent), which is reminiscent of fricatives. For example, the Spanish word ayuda ('help') features a palatal approximant that is pronounced as a fricative in emphatic speech. Spanish can be analyzed as having a meaningful distinction between fricative, approximant, and intermediate . However, such frication is generally slight and intermittent, unlike the strong turbulence of fricative consonants.
For places of articulation further back in the mouth, languages do not contrast voiced fricatives and approximants. Therefore, the IPA allows the symbols for the voiced fricatives to double for the approximants, with or without a lowering diacritic.
Occasionally, the glottal "fricatives" are called approximants, since typically has no more frication than voiceless approximants, but they are often phonations of the glottis without any accompanying manner or place of articulation.
Central approximants
Approximants with a dedicated IPA symbol are in bold.
bilabial approximant (usually transcribed )
labiodental approximant
linguolabial approximant (usually transcribed )
dental approximant (usually transcribed )
alveolar & post-alveolar approximant
retroflex approximant (a consonantal )
alveolo-palatal approximant or
palatal approximant (a consonantal )
velar approximant (a consonantal )
uvular approximant (usually transcribed )
pharyngeal approximant (a consonantal ; usually transcribed )
epiglottal approximant (usually transcribed )
breathy-voiced glottal approximant
creaky-voiced glottal approximant
Lateral approximants
In lateral approximants, the center of tongue makes solid contact with the roof of the mouth. However, the defining location is the side of the tongue, which only approaches the teeth, allowing free passage of air.
voiced alveolar lateral approximant
retroflex lateral approximant
alveolo-palatal lateral approximant or (usually transcribed )
voiced palatal lateral approximant
velar lateral approximant
uvular lateral approximant
Coarticulated approximants
Labialized retroflex approximant
labialized palatal approximant (a consonantal )
labialized velar approximant (a consonantal )
labialized uvular approximant
Voiceless approximants
Voiceless approximants are not recognized by all phoneticians as a discrete phonetic category. There are problems in distinguishing voiceless approximants from voiceless fricatives.
Phonetic characteristics
Fricative consonants are generally said to be the result of turbulent airflow at a place of articulation in the vocal tract. However, an audible voiceless sound may be made without this turbulent airflow: makes a distinction between "local friction" (as in or ) and "cavity friction" (as in voiceless vowels like and ). More recent research distinguishes between "turbulent" and "laminar" airflow in the vocal tract. It is not clear if it is possible to describe voiceless approximants categorically as having laminar airflow (or cavity friction in Pike's terms) as a way of distinguishing them from fricatives. write that "the airflow for voiced approximants remains laminar (smooth), and does not become turbulent. Voiceless approximants are rare in the languages of the world, but when they do occur the airflow is usually somewhat turbulent." Audible voiceless sounds may also be produced by means of turbulent airflow at the glottis, as in ; in such a case, it is possible to articulate an audible voiceless sound without the production of local friction at a supraglottal constriction. describes such sounds, but classes them as sonorants.
Distinctiveness
Voiceless approximants are rarely if ever distinguished phonemically from voiceless fricatives in the sound system of a language. discuss the issue and conclude "In practice, it is difficult to distinguish between a voiceless approximant and a voiceless fricative at the same place of articulation ... there is no evidence that any language in the world makes such a distinction crucial."
Disagreement over use of the term
Voiceless approximants are treated as a phonetic category by (among others) , , and . However, the term voiceless approximant is seen by some phoneticians as controversial. It has been pointed out that if approximant is defined as a speech sound that involves the articulators approaching each other but not narrowly enough to create turbulent airflow, then it is difficult to see how a voiceless approximant could be audible. As John C. Wells puts it in his blog, "voiceless approximants are by definition inaudible ... If there's no friction and no voicing, there's nothing to hear." A similar point is made in relation to frictionless continuants by : "There are no voiceless frictionless continuants because this would imply silence; the voiceless counterpart of the frictionless continuant is the voiceless fricative." argue that the increased airflow arising from voicelessness alone makes a voiceless continuant a fricative, even if lacking a greater constriction in the oral cavity than a voiced approximant.
argue that Burmese and Standard Tibetan have voiceless lateral approximants and Navajo and Zulu voiceless lateral fricatives , but also say that "in other cases it is difficult to decide whether a voiceless lateral should be described as an approximant or a fricative". compared voiceless laterals in Estonian Swedish, Icelandic, and Welsh and found that Welsh-speakers consistently used , that Icelandic-speakers consistently used , and that speakers of Estonian Swedish varied in their pronunciation. They conclude that there is "a range of variants within voiceless laterals, rather than a categorical split between lateral fricatives and voiceless approximant laterals".
Occurrence in Western American English
Voiceless lateral approximants can occur after voiceless stops as allophone of its voiced counterpart, especially after the voiceless velar plosive , in Western American English.
Nasalized approximants
Examples are:
nasal palatal approximant
nasal labialized velar approximant
voiceless nasal glottal approximant
In Portuguese, the nasal glides and historically became and in some words. In Edo, the nasalized allophones of the approximants and are nasal occlusives, and .
What are transcribed as nasal approximants may include non-syllabic elements of nasal vowels or diphthongs.
See also
Liquid consonant
List of phonetics topics
Semivowel
Notes
References
Manner of articulation |
1940 | https://en.wikipedia.org/wiki/Astronomer%20Royal | Astronomer Royal | Astronomer Royal is a senior post in the Royal Households of the United Kingdom. There are two officers, the senior being the astronomer royal dating from 22 June 1675; the junior is the astronomer royal for Scotland dating from 1834. The Astronomer Royal works to make observations to improve navigation, cartography, instrument design, and applications of geomagnetism. The position was created with the overall goal of discovering a way to determine longitude at sea when out of sight of land.
History
The post was created by King Charles II in 1675, at the same time as he founded the Royal Observatory, Greenwich. He appointed John Flamsteed, instructing him "."The first six Astronomer Royals dedicated themselves primarily to this task and focused on astronomical observations that would benefit navigation.
The astronomer royal was director of the Royal Observatory, Greenwich from the establishment of the post in 1675 until 1972. The astronomer royal became an honorary title in 1972 without executive responsibilities, and a separate post of director of the Royal Greenwich Observatory was created to manage the institution.
The origin of the title Astronomer Royal is unknown. Although John Flamsteed is widely considered the first Astronomer Royal, he was never appointed with the title and only referred to in the Warrant to Ordinance as "Our Astronomical Observer". Similar language was used to appoint all the Astronomers Royal until 1881 with William Christie's appointment. The term Astronomer Royal did not become commonly used until the late 18th Century while the Royal Warrants still used "Our Astronomical Observer". Other titles such as Royal Professor at Greenwich were also used in less formal documents during this time.
In 1703, Isaac Newton was elected President of the Royal Society and was upset with the lack of publications coming from the Greenwich Observatory under Flamsteed. This eventually led to Queen Anne's Warrant of 1710 where members of the Royal Society were appointed as the Board of Visitors to the Royal Observatory to oversee Flamsteed. The original Board of Visitors consisted entirely of associates and allies of Newton which enraged Flamesteed.
In 1765, the Board of Longitude decided that the Astronomer Royal's observations were the property of the Crown and must be printed and published each year. John Pond and subsequent Astronomers Royal elected to publish their findings quarterly instead.
Sir George Airy transformed the position from its original purpose of improving navigation to conducting more general astronomical and scientific research. With approval from the Board of Visitors in 1836, airy created a Magnetic and Meteorological Department in the Royal Observatory Greenwich. Following this, in 1873 he created the Solar Photography Department.
Astronomers Royal are responsible for many different discoveries and theories. They had several assistants who aided in their research at the Royal Observatory, Greenwich. The most important position was that of the computers or people that would perform all the mathematical computations behind the astronomers' observations. Many of these computers were women, but they were often left out of articles and books, thus leaving them out of most common historical sources.
Originally, the Astronomer Royal had one assistant but increased to six during John Pond's appointment as Astronomer Royal. The astronomer royal today receives a stipend of 100 GBP per year and is a member of the royal household, under the general authority of the Lord Chamberlain. After the separation of the two offices of Astronomer Royal and Director of the Royal Greenwich Observatory, the position of astronomer royal has been largely honorary, although the holder remains available to advise the Sovereign on astronomical and related scientific matters, and the office is of great prestige.
There was formerly a royal astronomer of Ireland who was also the Andrew's Professor of Astronomy at the University of Dublin. Both became vacant in 1921 with Irish Independence but a new Andrew's Professor of Astronomy was appointed in 1985.
Astronomers Royal
Notable discoveries and works of Astronomers Royal
John Flamsteed is responsible for a few important discoveries including proving his theory of annual stellar parallax and the discovery of Uranus, even though he thought it was a star. In 1694, he gathered evidence of the stellar parallax and became the first person to prove that the Earth rotates around the sun. However, his most significant contribution to the Royal Observatory and later to the Astronomers Royal was his high standard of work.
Six years after the death of Flamsteed, Historia Coelestis Britannica was published containing much of the data and theories he had spent his life working on both before and after his appointment as Astronomer Royal. It contains accurate tables of lunar motion, planetary motion, and detailed stellar catalog of 2935 stars. This publication made the Astronomer Royal and the Royal Observatory, Greenwich internationally renown for precise observation.
Edmund Halley, was determined to find a way to find longitude at sea without sight of land. Starting in 1725, Halley while serving as Astronomer Royal and a Commissioner on the Board of Longitude made very detailed and precise observations of the moon. From these observations he was able to show that longitude could be calculated using the moon in 1731. Although the error is his calculations was about 69 miles at the equator, it was more accurate than any other methods until the marine chronometer for finding longitude.
In 1833, John Pond published his catalog of 1113 different stars. The catalog contained more stars recorded to a much higher degree of accuracy than any other publication at the time and impressed many other astronomers across Europe.
Another notable Astronomer Royal was Sir George Biddell Airy. While still in college at Trinity College, Cambridge, he noticed he was having trouble reading with his left eye. Eventually, his condition would be classified as an astigmatism, but at the time, there was no cure that worked for everyone. After consulting with others who had the same condition, he specially crafted a lens to refract the light rays and correct the astigmatism. With experience working with lenses, he spent a significant amount of his time as the Astronomer Royal improving the measuring instruments in the Royal Observatory, Greenwich. Using these improved instruments, he meticulously double-checked measurements and discoveries made by past astronomers.
Frank Dyson, the ninth Astronomer Royal determined latitude variation caused by irregular movement of Earth's magnetic poles. He used a telescope floating in mercury and was able to detect when the poles of the earth wobbled any distance greater than one foot. During the 1919 eclipse, Dyson was crucial in designing the Eddington experiment with Arthur Stanley Edington to test Albert Einstein's Theory of Relativity. Starting months before the eclipse stars were photographed and carefully charted, and during the total eclipse the same stars would be photographed and charted. If Einstein's theory was correct then the light from the selected stars would be bent passing around the sun and show more deflection than Newtonian theory could account for. When the photographs from the eclipse were developed it became clear that Einstein's theory had accurately predicted the position of stars. This was one of the first experiments done to test general relativity.
In popular culture
The astronomer royal is mentioned in H. G. Wells' novel The War of the Worlds and in George Orwell's Down and Out in Paris and London. He also makes an appearance in the lyrics of Gilbert and Sullivan's The Pirates of Penzance and plays an important role in Fred Hoyle's novel The Black Cloud.
References
External links
Official website
Ceremonial officers in the United Kingdom
Lists of British people
Positions within the British Royal Household
Astronomer Royal
Royal Observatory, Greenwich |
1941 | https://en.wikipedia.org/wiki/Aeon | Aeon | The word aeon , also spelled eon (in American and Australian English), originally meant "life", "vital force" or "being", "generation" or "a period of time", though it tended to be translated as "age" in the sense of "ages", "forever", "timeless" or "for eternity". It is a Latin transliteration from the ancient Greek word (), from the archaic () meaning "century". In Greek, it literally refers to the timespan of one hundred years. A cognate Latin word or (cf. ) for "age" is present in words such as longevity and mediaeval.
Although the term aeon may be used in reference to a period of a billion years (especially in geology, cosmology and astronomy), its more common usage is for any long, indefinite period. Aeon can also refer to the four aeons on the geologic time scale that make up the Earth's history, the Hadean, Archean, Proterozoic, and the current aeon, Phanerozoic.
Astronomy and cosmology
In astronomy, an aeon is defined as a billion years (109 years, abbreviated AE).
Roger Penrose uses the word aeon to describe the period between successive and cyclic Big Bangs within the context of conformal cyclic cosmology.
Philosophy and mysticism
In Buddhism, an "aeon" or (Sanskrit: ) is often said to be 1,334,240,000 years, the life cycle of the world. Yet, these numbers are symbolic, not literal.
Christianity's idea of "eternal life" comes from the word for life, (), and a form of (), which could mean life in the next aeon, the Kingdom of God, or Heaven, just as much as immortality, as in .
According to Christian universalism, the Greek New Testament scriptures use the word () to mean a long period and the word () to mean "during a long period"; thus, there was a time before the aeons, and the aeonian period is finite. After each person's mortal life ends, they are judged worthy of aeonian life or aeonian punishment. That is, after the period of the aeons, all punishment will cease and death is overcome and then God becomes the all in each one (). This contrasts with the conventional Christian belief in eternal life and eternal punishment.
Occultists of the Thelema and Ordo Templi Orientis (English: "Order of the Temple of the East") traditions sometimes speak of a "magical Aeon" that may last for perhaps as little as 2,000 years.
Gnosticism
In many Gnostic systems, the various emanations of God, who is also known by such names as the One, the Monad, Aion teleos ("The Broadest Aeon", Greek: ), Bythos ("depth or profundity", Greek: ), Proarkhe ("before the beginning", Greek: ), ("the beginning", Greek: ), ("wisdom"), and ("the Anointed One"), are called Aeons. In the different systems these emanations are differently named, classified, and described, but the emanation theory itself is common to all forms of Gnosticism.
In the Basilidian Gnosis they are called sonships ( ; singular: ); according to Marcus, they are numbers and sounds; in Valentinianism they form male/female pairs called "" (Greek , from ).
See also
Aion (deity)
Kalpa (aeon)
Saeculum – comparable Latin concept
References
New Testament Greek words and phrases
Time
Units of time
Gnosticism |
1943 | https://en.wikipedia.org/wiki/Australian%20Democrats | Australian Democrats | The Australian Democrats is a centrist political party in Australia. Founded in 1977 from a merger of the Australia Party and the New Liberal Movement, both of which were descended from Liberal Party dissenting splinter groups, it was Australia's largest minor party from its formation in 1977 through to 2004 and frequently held the balance of power in the Senate during that time.
The Democrats' inaugural leader was Don Chipp, a former Liberal cabinet minister, who famously promised to "keep the bastards honest". At the 1977 federal election, the Democrats polled 11.1 percent of the Senate vote and secured two seats. The party would retain a presence in the Senate for the next 30 years, at its peak (between 1999 and 2002) holding nine out of 76 seats, though never securing a seat in the lower house. Due to the party's numbers in the Senate, both Liberal and Labor governments required the assistance of the Democrats to pass contentious legislation. Ideologically, the Democrats were usually regarded as centrists, occupying the political middle ground between the Liberal Party and the Labor Party.
Over three decades, the Australian Democrats achieved representation in the legislatures of the ACT, South Australia, New South Wales, Western Australia and Tasmania as well as Commonwealth Senate seats in all six states. However, at the 2004 and 2007 federal elections, all seven of its Senate seats were lost as the party's share of the vote collapsed. This was largely attributed to party leader Meg Lees' decision to pass the Howard government's goods and services tax, which led to several years of popular recriminations and party infighting that destroyed the Democrats' reputation as competent overseers of legislation. The last remaining Democrat State parliamentarian, David Winderlich, left the party and was defeated as an independent in 2010.
The party was formally deregistered in 2016 for not having the required 500 members. In 2018 the Democrats merged with CountryMinded, a small, also unregistered agrarian political party, and later that year the party's constitution was radically rewritten to establish "top-down" governance and de-emphasize the principle of participatory democracy. On 7 April 2019 the party regained registration with the Australian Electoral Commission.
As of 2022, the national president of the party is former senator and parliamentary leader Lyn Allison.
History
1977–1986: Foundation and Don Chipp's leadership
The Australian Democrats were formed on 9 May 1977 from an amalgamation of the Australia Party and the New Liberal Movement. The two groups found a common basis for a new political movement in the widespread discontent with the two major parties. Former Liberal minister Don Chipp agreed to lead the new party.
The party's broad aim was to achieve a balance of power in one or more parliaments and to exercise it responsibly in line with policies determined by membership.
The first Australian Democrat parliamentarian was Robin Millhouse, the sole New LM member of the South Australian House of Assembly, who joined the Democrats in 1977. Millhouse held his seat (Mitcham) at the 1977 and 1979 state elections. In 1982, Millhouse resigned to take up a senior judicial appointment, and Heather Southcott won the by-election for the Democrats, but lost the seat to the Liberals later that year at the 1982 state election. Mitcham was the only single-member lower-house seat anywhere in Australia to be won by the Democrats.
The first Democrat federal parliamentarian was Senator Janine Haines, who in 1977 was nominated by the South Australian Parliament to fill the casual vacancy caused by the resignation of Liberal Senator Steele Hall. Hall had been elected as a Liberal Movement senator, before rejoining the Liberal Party in 1976, and South Australian premier Don Dunstan nominated Haines on the basis that the Democrats was the successor party to the Liberal Movement.
At the 1977 election, the Australian Democrats secured two seats in the Senate with the election of Colin Mason (NSW) and Don Chipp (VIC), though Haines lost her seat in South Australia. At the 1980 election, this increased to five seats with the election of Michael Macklin (QLD) and John Siddons (VIC) and the return of Janine Haines (SA). Thereafter they frequently held enough seats to give them the balance of power in the upper chamber.
At a Melbourne media conference on 19 September 1980, in the midst of the 1980 election campaign, Chipp described his party's aim as to "keep the bastards honest"—the "bastards" being the major parties and/or politicians in general. This became a long-lived slogan for the Democrats.
1986–1990: Janine Haines' leadership
Don Chipp resigned from the Senate on 18 August 1986, being succeeded as party leader by Janine Haines and replaced as a senator for Victoria by Janet Powell.
At the 1987 election following a double dissolution, the reduced quota of 7.7% necessary to win a seat assisted the election of three new senators. Six-year terms were won by Paul McLean (NSW) and incumbents Janine Haines (South Australia) and Janet Powell (Victoria). In South Australia, a second senator, John Coulter, was elected for a three-year term, as were incumbent Michael Macklin (Queensland) and Jean Jenkins (Western Australia).
1990 saw the voluntary departure from the Senate of Janine Haines (a step with which not all Democrats agreed) and the failure of her strategic goal of winning the House of Representatives seat of Kingston. The casual vacancy was filled by Meg Lees several months before the election of Cheryl Kernot in place of retired deputy leader Michael Macklin. The ambitious Kernot immediately contested the party's national parliamentary deputy leadership. Being unemployed at the time, she requested and obtained party funds to pay for her travel to address members in all seven divisions. In the event, Victorian Janet Powell was elected as leader and John Coulter was chosen as deputy leader.
1990–1993: Janet Powell and John Coulter
Despite the loss of Haines and the WA Senate seat (through an inconsistent national preference agreement with the ALP), the 1990 federal election heralded something of a rebirth for the party, with a dramatic rise in primary vote. This was at the same time as an economic recession was building, and events such as the Gulf War in Kuwait were beginning to shepherd issues of globalisation and transnational trade on to national government agendas.
The Australian Democrats had a long-standing policy to oppose war and so opposed Australia's support of, and participation in, the Gulf War. Whereas the House of Representatives was able to avoid any debate about the war and Australia's participation, the Democrats took full advantage of the opportunity to move for a debate in the Senate.
Because of the party's pacifist-based opposition to the Gulf War, there was mass-media antipathy and negative publicity which some construed as poor media performance by Janet Powell, the party's standing having stalled at about 10%. Before 12 months of her leadership had passed, the South Australian and Queensland divisions were circulating the party's first-ever petition to criticise and oust the parliamentary leader. The explicit grounds related to Powell's alleged responsibility for poor AD ratings in Gallup and other media surveys of potential voting support. When this charge was deemed insufficient, interested party officers and senators reinforced it with negative media 'leaks' concerning her openly established relationship with Sid Spindler and exposure of administrative failings resulting in excessive overtime to a staff member. With National Executive blessing, the party room pre-empted the ballot by replacing the leader with deputy John Coulter. In the process, severe internal divisions were generated. One major collateral casualty was the party whip Paul McLean who resigned and quit the Senate in disgust at what he perceived as in-fighting between close friends. The casual NSW vacancy created by his resignation was filled by Karin Sowada. Powell duly left the party, along with many leading figures of the Victorian branch of the party, and unsuccessfully stood as an Independent candidate when her term expired. In later years, she campaigned for the Australian Greens.
1993–1997: Cheryl Kernot
The party's parliamentary influence was weakened in 1996 after the Howard government was elected, and a Labor senator, Mal Colston, resigned from the Labor Party. Since the Democrats now shared the parliamentary balance of power with two Independent senators, the Coalition government was able on occasion to pass legislation by negotiating with Colston and Brian Harradine.
In October 1997, party leader Cheryl Kernot resigned, announcing that she would be joining the Australian Labor Party. (Five years later it was revealed that she had been in a sexual relationship with Labor deputy leader Gareth Evans). Kernot resigned from the Senate and was replaced by Andrew Bartlett, while deputy Meg Lees became the new party leader.
1997–2004: Meg Lees, Natasha Stott Despoja and Andrew Bartlett
Under Lees' leadership, in the 1998 federal election, the Democrats' candidate John Schumann came within 2 per cent of taking Liberal Foreign Minister Alexander Downer's seat of Mayo in the Adelaide Hills under Australia's preferential voting system. The party's representation increased to nine senators, and they regained the balance of power, holding it until the Coalition gained a Senate majority at the 2004 election.
Internal conflict and leadership tensions from 2000 to 2002, blamed on the party's support for the Government's Goods and Services Tax, was damaging to the Democrats. Opposed by the Labor Party, the Australian Greens and independent Senator Harradine, the tax required Democrat support to pass. In an election fought on tax, the Democrats publicly stated that they liked neither the Liberal's nor the Labor's tax packages, but pledged to work with whichever party was elected to make theirs better. They campaigned with the slogan "No Goods and Services Tax on Food".
In 1999, after negotiations with Prime Minister Howard, Meg Lees, Andrew Murray and the party room senators agreed to support the A New Tax System legislation with exemptions from goods and services tax for most food and some medicines, as well as many environmental and social concessions. Five Australian Democrats senators voted in favour. However, two dissident senators on the party's left, Natasha Stott Despoja and Andrew Bartlett, voted against the GST.
The decision to pass the GST was opposed by the majority of the Democrats' members, and in 2001 a leadership spill saw Lees replaced as leader by Stott Despoja after a very public and bitter leadership battle. Despite criticism of Stott Despoja's youth and lack of experience, the 2001 election saw the Democrats receive similar media coverage to the previous election. Despite the internal divisions, the Australian Democrats' election result in 2001 was quite good. However, it was not enough to prevent the loss of Vicki Bourne's Senate seat in NSW.
The 2002 South Australian election was the last time an Australian Democrat would be elected to an Australian parliament. Sandra Kanck was re-elected to a second eight-year term from an upper house primary vote of 7.3 percent.
Resulting tensions between Stott Despoja and Lees led to Meg Lees leaving the party in 2002, becoming an independent and forming the Australian Progressive Alliance. Stott Despoja stood down from the leadership following a loss of confidence by her party room colleagues. It led to a protracted leadership battle in 2002, which eventually led to the election of Senator Andrew Bartlett as leader. While the public fighting stopped, the public support for the party remained at record lows.
On 6 December 2003, Bartlett stepped aside temporarily as leader of the party, after an incident in which he swore at Liberal Senator Jeannie Ferris on the floor of Parliament while intoxicated. The party issued a statement stating that deputy leader Lyn Allison would serve as the acting leader of the party. Bartlett apologised to the Democrats, Jeannie Ferris and the Australian public for his behaviour and assured all concerned that it would never happen again. On 29 January 2004, after seeking medical treatment, Bartlett returned to the Australian Democrats leadership, vowing to abstain from alcohol.
Decline
Following internal conflict over the goods and services tax and resultant leadership changes, a dramatic decline occurred in the Democrats' membership and voting support in all states. Simultaneously, an increase was recorded in support for the Australian Greens who, by 2004, were supplanting the Democrats as a substantial third party. The trend was noted that year by political scientists Dean Jaensch et al.
Support for the Australian Democrats fell significantly at the 2004 federal election in which they achieved only 2.4 per cent of the national vote. Nowhere was this more noticeable than in their key support base of suburban Adelaide in South Australia, where they received between 1 and 4 percent of the lower house vote; by comparison, they tallied between 7 and 31 per cent of the vote in 2001. No Democrat senators were elected, though four kept their seats due to being elected in 2001, thus their representation fell from eight senators to four. Three incumbent senators were defeated: Aden Ridgeway (NSW), Brian Greig (WA) and John Cherry (Qld). Following the loss, the customary post-election leadership ballot installed Allison as leader, with Bartlett as her deputy. From 1 July 2005 the Australian Democrats lost official parliamentary party status, being represented by only four senators while the governing Liberal-National Coalition gained a majority and potential control of the Senate—the first time this advantage had been enjoyed by any government since 1980.
On 28 August 2006, the founder of the Australian Democrats, Don Chipp, died. Former prime minister Bob Hawke said: "... there is a coincidental timing almost between the passing of Don Chipp and what I think is the death throes of the Democrats." In November 2006, the Australian Democrats fared very poorly in the Victorian state election, receiving a Legislative Council vote tally of only 0.83%, less than half of the party's result in 2002 (1.79 per cent).
The Democrats again had no success at the 2007 federal election, and lost all four of their remaining Senate seats. Two incumbent senators, Lyn Allison (Victoria) and Andrew Bartlett (Queensland), were defeated, their seats both reverting to major parties. Their two remaining colleagues, Andrew Murray (WA) and Natasha Stott Despoja (SA), retired. All four senators' terms expired on 30 June 2008—leaving the Australian Democrats with no federal representation for the first time since its founding in 1977. Later, in 2009, Jaensch suggested it was possible the Democrats could make a political comeback at the 2010 South Australian election, but this did not occur.
State/territory losses
The Tasmanian division of the party was deregistered for having insufficient members in January 2006.
At the 2006 South Australian election, the Australian Democrats were reduced to 1.7 per cent of the Legislative Council (upper house) vote. Their sole councillor up for re-election, Kate Reynolds, was defeated. In July 2006, Richard Pascoe, national and South Australian party president, resigned, citing slumping opinion polls and the poor result in the 2006 South Australian election as well as South Australian parliamentary leader Sandra Kanck's comments regarding the drug MDMA which he saw as damaging to the party.
In the New South Wales state election of March 2007, the Australian Democrats lost their last remaining NSW Upper House representative, Arthur Chesterfield-Evans. The party fared poorly, gaining only 1.8 per cent of the Legislative Council vote.
On 13 September 2007, the ACT Democrats (Australian Capital Territory Division of the party) was deregistered by the ACT Electoral Commissioner, being unable to demonstrate a minimum membership of 100 electors.
These losses left Sandra Kanck, in South Australia, as the party's only parliamentarian. She retired in 2009 and was replaced by David Winderlich, making him (as of 2020) the last Democrat to sit in any Australian parliament. The Democrats lost all representation when Winderlich resigned from the party in October 2009. He sat the remainder of his term as an independent, and lost his seat at the 2010 South Australian election.
Post-parliamentary decline
Following the loss of all Democrats MP's in both federal and state parliaments, the party continued to be riven by factionalism. In 2009 a dispute arose between two factions, the "Christian Centrists" loyal to former leader Meg Lees, and a faction comprising the party's more progressive members. The dispute arose when the Christian Centrist controlled national executive removed a website for party members from the internet, stating that its operation was a violation of the party constitution. In response, the progressive faction accused the national executive of being undemocratic and of acting contrary to the party constitution themselves. By 2012, this dispute had been superseded by another between members loyal to former Senator Brian Greig and members who were supporters of former South Australian MP Sandra Kanck. Brian Greig was elected the party's president, but resigned after less than a month due to frustration with the party's factionalism.
Deregistration
On 16 April 2015, the Australian Electoral Commission deregistered the Australian Democrats as a political party for failure to demonstrate the requisite 500 members to maintain registration. However, the party did run candidates and remain registered for a period of time thereafter in the New South Wales Democrats and Queensland Democrat divisions.
Renewed registration (2019–present)
In November 2018 there was a report that CountryMinded, a de-registered microparty, would merge with the Australian Democrats in a new bid to seek membership growth, electoral re-registration and financial support. In February 2019, application for registration was submitted to the AEC and was upheld on 7 April 2019, despite an objection from the Australian Democrats (Queensland Division).
The party unsuccessfully contested the lower-house seat of Adelaide and a total of six Senate seats (two in each state of New South Wales, Victoria and South Australia) at the 2019 federal election. At the 2022 federal election one lower-house seat (Eden-Monaro) and three Senate seats were contested without success, polling fewer than 0.7% of first-preference votes.
The party polled fewer than 1.4% of first preference votes in the 2024 Dunkley by-election.
Overview
The party was founded on principles of honesty, tolerance, compassion and direct democracy through postal ballots of all members, so that "there should be no hierarchical structure ... by which a carefully engineered elite could make decisions for the members." From the outset, members' participation was fiercely protected in national and divisional constitutions prescribing internal elections, regular meeting protocols, annual conferences—and monthly journals for open discussion and balloting. Dispute resolution procedures were established, with final recourse to a party ombudsman and membership ballot.
Policies determined by the unique participatory method promoted environmental awareness and sustainability, opposition to the primacy of economic rationalism (Australian neoliberalism), preventative approaches to human health and welfare, animal rights, rejection of nuclear technology and weapons.
The Australian Democrats were the first representatives of green politics at the federal level in Australia. They "were in the vanguard of environmentalism in Australia. From the early 1980s they were unequivocally opposed to the building of the Franklin Dam in Tasmania and they opposed the mining and export of uranium and the development of nuclear power plants in Australia." In particular, leader Don Chipp, and Tasmanian state Democrat Norm Sanders, played crucial legislative roles in protecting the Franklin Dam.
The party's centrist role made it subject to criticism from both the right and left of the political spectrum. In particular, Chipp's former conservative affiliation was frequently recalled by opponents on the left. This problem was to torment later leaders and strategists who, by 1991, were proclaiming "the electoral objective" as a higher priority than the rigorous participatory democracy espoused by the party's founders.
Because of their numbers on the cross benches during the Hawke and Keating governments, the Democrats were sometimes regarded as exercising a balance of power—which attracted electoral support from a significant sector of the electorate which had been alienated by both Labor and Coalition policies and practices.
Electoral results
Federal parliamentary leaders
Notes
Parliamentarians
Senators
State and territory members
Australian Capital Territory
1977–1986: Ivor Vivian, member of the House of Assembly
1977–1986: Gordon Walsh, member of the House of Assembly
2001–2004: Roslyn Dundas, member of the Legislative Assembly
New South Wales
1981–1998: Elisabeth Kirkby, member of the Legislative Council
1988–1996: Richard Jones, member of the Legislative Council
1998–2007: Arthur Chesterfield-Evans, member of the Legislative Council
South Australia
1977–1982: Robin Millhouse, member of the House of Assembly
1979–1985: Lance Milne, member of the Legislative Council
1982: Heather Southcott, member of the House of Assembly
1982–1993, 1997–2006: Ian Gilfillan, member of the Legislative Council
1985–2003: Mike Elliott, member of the Legislative Council
1993–2009: Sandra Kanck, member of the Legislative Council
2003–2006: Kate Reynolds, member of the Legislative Council
2009: David Winderlich, member of the Legislative Council
Tasmania
1980–1982: Norm Sanders, member of the House of Assembly
Western Australia
1997–2001: Helen Hodgson, member of the Legislative Council
1997–2001: Norm Kelly, member of the Legislative Council
See also
Social liberalism
Liberalism worldwide
List of liberal parties
Liberal democracy
Timeline of (small-l) liberal parties in Australia
Notes
References
Further reading
Bennett D, Discord in the Democrats PWHCE article, Melbourne 2002
Beyond Our Expectations—Proceedings of the Australian Democrats First National Conference, Canberra, 16–17 February 1980. [Papers by: Don Chipp, Sir Mark Oliphant, Prof. Stephen Boyden, Bob Whan, Julian Cribb, Colin Mason, John Siddons, A. McDonald]
Chipp D (ed. Larkin J) Chipp, Methuen Haynes, North Ryde NSW, 1987
Gauja A Evaluating the Success and Contribution of a Minor Party: the Case of the Australian Democrats Parliamentary Affairs (2010) 63(3): 486–503, 21 January 2010, at Oxford Journals. (Paid subscription, Athens or participating library membership required)
Paul A and Miller L The Third Team July 2007 A historical essay in 30 Years—Australian Democrats Melbourne 2007. (A 72-page anthology of historical and biographical monographs about the state and federal parliamentary experiences of the Democrats, for the party's 30th anniversary.)
Sugita H Challenging 'twopartism'—the contribution of the Australian Democrats to the Australian party system, PhD thesis, Flinders University of South Australia, July 1995
Warhurst J (ed.) Keeping the bastards honest Allen & Unwin Sydney 1997
Warhurst J, Don Chipp Was The Right Man In The Right Place At The Right Time Canberra Times 7 September 2006
1977 establishments in Australia
Centrist parties in Australia
Organisations based in Adelaide
Political parties established in 1977
Social liberal parties
Republican parties in Australia |
1947 | https://en.wikipedia.org/wiki/Aotus | Aotus | Aotus (the name is derived from the Ancient Greek words for "earless" in both cases: the monkey is missing external ears, and the pea is missing earlike bracteoles) may refer to:
Aotus (plant), one of the plant genera commonly known as golden peas in the family Fabaceae (bean family)
Aotus (monkey), the genus of night monkeys in the family Aotidae
AOTUS, the acronym for the Archivist of the United States |
1949 | https://en.wikipedia.org/wiki/Andreas%20Capellanus | Andreas Capellanus | Andreas Capellanus (Capellanus meaning "chaplain"), also known as Andrew the Chaplain, and occasionally by a French translation of his name, André le Chapelain, was the 12th-century author of a treatise commonly known as De amore ("About Love"), and often known in English, somewhat misleadingly, as The Art of Courtly Love, though its realistic, somewhat cynical tone suggests that it is in some measure an antidote to courtly love. Little is known of Andreas Capellanus's life, but he is presumed to have been a courtier of Marie de Champagne, and probably of French origin.
His work
De Amore was written at the request of Marie de Champagne, daughter of King Louis VII of France and of Eleanor of Aquitaine. In it, the author informs a young pupil, Walter, of the pitfalls of love. A dismissive allusion in the text to the "wealth of Hungary" has suggested the hypothesis that it was written after 1184, at the time when Bela III of Hungary had sent to the French court a statement of his income and had proposed marriage to Marie's half-sister Marguerite of France, but before 1186, when his proposal was accepted.
De Amore is made up of three books. The first book covers the etymology and definition of love and is written in the manner of an academic lecture. The second book consists of sample dialogues between members of different social classes; it outlines how the romantic process between the classes should work. This second work is largely considered to be an inferior to the first. Book three is made of stories from actual courts of love presided over by noble women.
John Jay Parry, the editor of one modern edition of De Amore, quotes critic Robert Bossuat as describing De Amore as "one of those capital works which reflect the thought of a great epoch, which explains the secret of a civilization". It may be viewed as didactic, mocking, or merely descriptive; in any event it preserves the attitudes and practices that were the foundation of a long and significant tradition in Western literature.
The social system of "courtly love", as gradually elaborated by the Provençal troubadours from the mid twelfth century, soon spread. One of the circles in which this poetry and its ethic were cultivated was the court of Eleanor of Aquitaine (herself the granddaughter of an early troubadour poet, William IX of Aquitaine). De Amore codifies the social and love life of Eleanor's court at Poitiers between 1170 and 1174, though it was evidently written at least ten years later and, apparently, at Troyes. It deals with several specific themes that were the subject of poetical debate among late twelfth century troubadours and trobairitz.
The meaning of De Amore has been debated over the centuries. In the years immediately following its release many people took Andreas' opinions concerning Courtly Love seriously. In more recent times, however, scholars have come to view the priest's work as satirical. Many scholars now agree that Andreas was commenting on the materialistic, superficial nature of medieval nobles. Andreas seems to have been warning young Walter, his protégé, about love in the Middle Ages.
See also
Martianus Capella
Quadrivium
Bibliography
Andreas Capellanus: The Art of Courtly Love, trans. John Jay Parry. New York: Columbia University Press, 1941. (Reprinted: New York: Norton, 1969.)
Andreas Capellanus: On Love, ed. and trans. P. G. Walsh. London: Duckworth, 1982.
References
Citations
General references
External links
Excerpts of De Amore in English
12th-century writers in Latin
12th-century births
French essayists
Date of death unknown
French male essayists
12th-century French writers |
1950 | https://en.wikipedia.org/wiki/American%20Civil%20Liberties%20Union | American Civil Liberties Union | The American Civil Liberties Union (ACLU) is an American nonprofit human rights organization founded in 1920. The organization strives "to defend and preserve the individual rights and liberties guaranteed to every person in this country by the Constitution and laws of the United States." The ACLU works through litigation and lobbying and has more than 1,800,000 members as of July 2018, with an annual budget over $300 million. ACLU affiliates are active in all 50 states, Washington, D.C., and Puerto Rico. The ACLU provides legal assistance in cases where it considers civil liberties at risk. Legal support from the ACLU can take the form of direct legal representation or preparation of amicus curiae briefs expressing legal arguments when another law firm is already providing representation.
In addition to representing persons and organizations in lawsuits, the ACLU lobbies for policy positions established by its board of directors. The ACLU's current positions include opposing the death penalty; supporting same-sex marriage and the right of LGBT people to adopt; supporting reproductive rights such as birth control and abortion rights; eliminating discrimination against women, minorities, and LGBT people; decarceration in the United States; protecting housing and employment rights of veterans; reforming sex offender registries and protecting housing and employment rights of convicted first-time offenders; supporting the rights of prisoners and opposing torture; and upholding the separation of church and state by opposing government preference for religion over non-religion or for particular faiths over others.
Legally, the ACLU consists of two separate but closely affiliated nonprofit organizations, namely the American Civil Liberties Union, a 501(c)(4) social welfare group; and the ACLU Foundation, a 501(c)(3) public charity. Both organizations engage in civil rights litigation, advocacy, and education, but only donations to the 501(c)(3) foundation are tax deductible, and only the 501(c)(4) group can engage in unlimited political lobbying. The two organizations share office space and employees.
Organization
Leadership
The ACLU is led by a president and an executive director, Deborah N. Archer and Anthony Romero, respectively, as of March 2024. The president acts as chair of the ACLU's board of directors, leads fundraising, and facilitates policy-setting. The executive director manages the day-to-day operations of the organization. The board of directors consists of 80 persons, including representatives from each state affiliate and at-large delegates. The organization has its headquarters in 125 Broad Street, a 40-story skyscraper located in Lower Manhattan, New York City.
The leadership of the ACLU does not always agree on policy decisions; differences of opinion within the ACLU leadership have sometimes grown into major debates. In 1937, an internal debate erupted over whether to defend Henry Ford's right to distribute anti-union literature. In 1939, a heated debate took place over whether to prohibit communists from serving in ACLU leadership roles. During the early 1950s and Cold War McCarthyism, the board was divided on whether to defend communists. In 1968, a schism formed over whether to represent Benjamin Spock's anti-war activism. In 1973, as the Watergate Scandal continued to unfold, leadership was initially divided over whether to call for President Nixon's impeachment and removal from office. In 2005, there was internal conflict about whether or not a gag rule should be imposed on ACLU employees to prevent the publication of internal disputes.
Funding
In the year ending March 31, 2014, the ACLU and the ACLU Foundation had a combined income from support and revenue of $100.4 million, originating from grants (50.0%), membership donations (25.4%), donated legal services (7.6%), bequests (16.2%), and revenue (0.9%). Membership dues are treated as donations; members choose the amount they pay annually, averaging approximately $50 per member. In the year ending March 31, 2014, the combined expenses of the ACLU and ACLU Foundation were $133.4 million, spent on programs (86.2%), management (7.4%), and fundraising (8.2%). (After factoring in other changes in net assets of +$30.9 million, from sources such as investment income, the organization had an overall decrease in net assets of $2.1 million.) Over the period from 2011 to 2014, the ACLU Foundation, on average, has accounted for roughly 70% of the combined budget, and the ACLU roughly 30%.
The ACLU solicits donations to its charitable foundation. The ACLU is accredited by the Better Business Bureau, and the Charity Navigator has ranked the ACLU with a four-star rating. The local affiliates solicit their own funding; however, some also receive funds from the national ACLU, with the distribution and amount of such assistance varying from state to state. At its discretion, the national organization provides subsidies to smaller affiliates that lack sufficient resources to be self-sustaining; for example, the Wyoming ACLU chapter received such subsidies until April 2015, when, as part of a round of layoffs at the national ACLU, the Wyoming office was closed.
In October 2004, the ACLU rejected $1.5 million from both the Ford Foundation and Rockefeller Foundation because the foundations had adopted language from the USA PATRIOT Act in their donation agreements, including a clause stipulating that none of the money would go to "underwriting terrorism or other unacceptable activities". The ACLU views this clause, both in federal law and in the donors' agreements, as a threat to civil liberties, saying it is overly broad and ambiguous.
Due to the nature of its legal work, the ACLU is often involved in litigation against governmental bodies, which are generally protected from adverse monetary judgments; a town, state, or federal agency may be required to change its laws or behave differently, but not to pay monetary damages except by an explicit statutory waiver. In some cases, the law permits plaintiffs who successfully sue government agencies to collect money damages or other monetary relief. In particular, the Civil Rights Attorney's Fees Award Act of 1976 leaves the government liable in some civil rights cases. Fee awards under this civil rights statute are considered "equitable relief" rather than damages, and government entities are not immune from equitable relief. Under laws such as this, the ACLU and its state affiliates sometimes share in monetary judgments against government agencies. In 2006, the Public Expressions of Religion Protection Act sought to prevent monetary judgments in the particular case of violations of church-state separation.
The ACLU has received court-awarded fees from opponents; for example, the Georgia affiliate was awarded $150,000 in fees after suing a county demanding the removal of a Ten Commandments display from its courthouse; a second Ten Commandments case in the state, in a different county, led to a $74,462 judgment. The State of Tennessee was required to pay $50,000, the State of Alabama $175,000, and the State of Kentucky $121,500, in similar Ten Commandments cases.
State affiliates
Most of the organization's workload is performed by its local affiliates. There is at least one affiliate organization in each state, as well as one in Washington, D.C., and in Puerto Rico. California has three affiliates. The affiliates operate autonomously from the national organization; each affiliate has its own staff, executive director, board of directors, and budget. Each affiliate consists of two non-profit corporations: a 501(c)(3) corporation–called the ACLU Foundation–that does not perform lobbying, and a 501(c)(4) corporation–called ACLU–which is entitled to lobby. Both organizations share staff and offices
ACLU affiliates are the basic unit of the ACLU's organization and engage in litigation, lobbying, and public education. For example, in 2020, the ACLU's New Jersey chapter argued 26 cases before the New Jersey Supreme Court, about one-third of the total cases heard in that court. They sent over 50,000 emails to officials or agencies and had 28 full-time staff.
Positions
The ACLU's official position statements included the following policies:
Affirmative action – The ACLU supports affirmative action.
Birth control and abortion – The ACLU supports the right to abortion, as established in the Roe v. Wade decision. The ACLU believes everyone should have affordable access to the full range of contraceptive options. The ACLU's Reproductive Freedom Project manages efforts related to reproductive rights.
Campaign funding – The ACLU believes the current system is badly flawed and supports a system based on public funding. The ACLU supports full transparency in identifying donors. However, the ACLU opposes attempts to control political spending. The ACLU supported the Supreme Court's decision in Citizens United v. FEC, which allowed corporations and unions more political speech rights.
Criminal law reform – The ACLU seeks an end to what it feels are excessively harsh sentences that "stand in the way of a just and equal society". The ACLU's Criminal Law Reform Project focuses on this issue.
Death penalty – The ACLU is opposed to the death penalty in all circumstances. The ACLU's Capital Punishment Project focuses on this issue.
Free speech – The ACLU supports free speech, including the right to express unpopular or controversial ideas, such as flag desecration, racist or sexist views, etc. However, a leaked ACLU memo from June 2018 said that speech that can "inflict serious harms" and "impede progress toward equality" may be a lower priority for the organization.
Gun rights – The national ACLU's position is that the Second Amendment protects a collective right to own guns rather than an individual right, despite the 2008 Supreme Court decision in District of Columbia v. Heller that the Second Amendment is a personal right. The national organization's position is based on the phrases "a well regulated Militia" and "the security of a free State". However, the ACLU opposes any effort to create a registry of gun owners and has worked with the National Rifle Association of America to prevent a registry from being created, and it has favored protecting the right to carry guns under the 4th Amendment.
HIV/AIDS – The policy of the ACLU is to "create a world in which discrimination based on HIV status has ended, people with HIV have control over their medical information and care, and where the government's HIV policy promotes public health and respect and compassion for people living with HIV and AIDS". The ACLU's AIDS Project manages this effort.
Human rights – The ACLU's Human Rights project advocates (primarily in an international context) for children's rights, disability rights, immigrant rights, gay rights, and other international obligations.
Immigrants' rights – The ACLU supports civil liberties for immigrants to the United States.
Lesbian, gay, bisexual and transgender rights – The ACLU supports equal rights for all lesbian, gay, bisexual, transgender, and queer people and works to eliminate discrimination. The ACLU supports equal employment, housing, civil marriage, and adoption rights for LGBT couples.
National security – The ACLU is opposed to compromising civil liberties in the name of national security. In this context, the ACLU has condemned government use of spying, indefinite detention without charge or trial, and government-sponsored torture. The ACLU's National Security Project leads this effort.
Prisoners' rights – The ACLU's National Prison Project believes that incarceration should only be used as a last resort and that prisons should focus on rehabilitation. The ACLU advocates that prisons treat prisoners according to the Constitution and domestic law.
Privacy and technology – The ACLU's Project on Speech, Privacy, and Technology promotes "responsible uses of technology that enhance privacy protection" and opposes uses "that undermine our freedoms and move us closer to a surveillance society". This includes expanding the right to privacy, increase individuals' control over personal information, and ensuring civil liberties are enhanced by technology.
Racial issues – The ACLU's Racial Justice Program combats racial discrimination in all aspects of society, including the educational system, the justice system, and the application of the death penalty. However, the ACLU opposes state censorship of the Confederate flag.
Religion – The ACLU supports the right of religious persons to practice their faiths without government interference. The ACLU believes the government should neither prefer religion over non-religion nor favor particular faiths over others. The ACLU is opposed to school-led prayer but protects students' right to pray in school. It opposes the use of religious beliefs to discriminate, such as refusing to provide abortion coverage or providing services to LGBT people.
Sex education – The ACLU opposes abstinence-only sex education curricula, and supports comprehensive sex education curricula that encourage effective contraceptive usage and sexually-transmitted disease prevention alongside waiting to have sex. The ACLU opposes segregation in sex education classes because it can lead to increased class size and perpetuate antiquated gender stereotypes.
Vaccination policy — The ACLU supports vaccine mandates for people using public facilities and businesses because there is no right to harm others by spreading infectious diseases. Hence, the ACLU states, mandates are "permissible in many settings where the unvaccinated pose a risk to others, including schools and universities, hospitals, restaurants and bars, workplaces and businesses open to the public". The organization supports a public health-based approach to pandemic management and is opposed to criminalizing or jailing people with infectious diseases. The ACLU is opposed to Vaccine passports.
Voting rights – The ACLU believes that impediments to voting should be eliminated, particularly if they disproportionately impact minority or poor citizens. The ACLU believes that misdemeanor convictions should not lead to a loss of voting rights. The ACLU's Voting Rights Project leads this effort.
Women's rights – The ACLU works to eliminate discrimination against women in all realms. The ACLU encourages the government to be proactive in stopping violence against women. These efforts are led by the ACLU's Women's Rights Project.
Support and opposition
A variety of persons and organizations support the ACLU. There were over 1,000,000 members in 2017, and the ACLU receives thousands of grants from hundreds of charitable foundations annually. Allies of the ACLU in legal actions have included the National Association for the Advancement of Colored People, the American Jewish Congress, People for the American Way, the National Rifle Association of America, the Electronic Frontier Foundation, Americans United for Separation of Church and State and the National Organization for Women.
The ACLU has been criticized by liberals such as when it excluded communists from its leadership ranks, when it defended Neo-Nazis, when it declined to defend Paul Robeson, or when it opposed the passage of the National Labor Relations Act. In 2014, an ACLU affiliate supported anti-Islam protesters and in 2018 the ACLU was criticized when it supported the NRA.
Conversely, it has been criticized by conservatives such as when it argued against official prayer in public schools or when it opposed the Patriot Act.
The ACLU has supported conservative figures such as Rush Limbaugh, George Wallace, Henry Ford and Oliver North as well as liberal figures such as Dick Gregory, Rockwell Kent and Benjamin Spock.
Major sources of criticism are legal cases in which the ACLU represents an individual or organization that promotes offensive or unpopular viewpoints, such as the Ku Klux Klan, neo-Nazis, the Nation of Islam, the North American Man/Boy Love Association, the Westboro Baptist Church or the Unite the Right rally. The ACLU's official policy is "... [we have] represented or defended individuals engaged in some truly offensive speech. We have defended the speech rights of communists, Nazis, Ku Klux Klan members, accused terrorists, pornographers, anti-LGBT activists, and flag burners. That's because the defense of freedom of speech is most necessary when the message is one most people find repulsive. Constitutional rights must apply to even the most unpopular groups if they're going to be preserved for everyone."
History
Early years
The ACLU developed from the National Civil Liberties Bureau (CLB), co-founded in 1917 during World War I by Crystal Eastman, an attorney activist, and Roger Nash Baldwin. The focus of the CLB was on freedom of speech, primarily anti-war speech, and on supporting conscientious objectors who did not want to serve in World War I. In 1918, Crystal Eastman resigned from the organization due to health issues. After assuming sole leadership of the CLB, Baldwin insisted that the organization be reorganized. He wanted to change its focus from litigation to direct action and public education.
The CLB directors concurred, and on January 19, 1920, they formed an organization under a new name, the American Civil Liberties Union. Although a handful of other organizations in the United States at that time focused on civil rights, such as the National Association for the Advancement of Colored People (NAACP) and Anti-Defamation League (ADL), the ACLU was the first that did not represent a particular group of persons or a single theme. Like the CLB, the NAACP pursued litigation to work on civil rights, including efforts to overturn the disfranchisement of African Americans in the South that had taken place since the turn of the century.
During the first decades of the ACLU, Baldwin continued as its leader. His charisma and energy attracted many supporters to the ACLU board and leadership ranks. The ACLU was directed by an executive committee and was not particularly democratic or egalitarian. New Yorkers dominated the ACLU's headquarters. Most ACLU funding came from philanthropies, such as the Garland Fund.
Free speech era
During the 1920s, the ACLU's primary focus was on freedom of speech in general and speech within the labor movement particularly. Because most of the ACLU's efforts were associated with the labor movement, the ACLU itself came under heavy attack from conservative groups, such as the American Legion, the National Civic Federation, and Industrial Defense Association and the Allied Patriotic Societies. ACLU leadership was divided on how to challenge civil rights violations. One faction, including Baldwin, Arthur Garfield Hays, and Norman Thomas, believed that direct, militant action was the best path. Another group, including Walter Nelles and Walter Pollak, felt that lawsuits taken to the Supreme Court were the best way to achieve change.
In addition to labor, the ACLU also led efforts in non-labor arenas, for example, promoting free speech in public schools. The ACLU was banned from speaking in New York public schools in 1921. The ACLU, working with the NAACP, also supported racial discrimination cases. The ACLU defended free speech regardless of espoused opinions. For example, the reactionary, anti-Catholic, anti-black Ku Klux Klan (KKK) was a frequent target of ACLU efforts, but the ACLU defended the KKK's right to hold meetings in 1923. There were some civil rights that the ACLU did not make an effort to defend in the 1920s, including censorship of the arts, government search and seizure issues, right to privacy, or wiretapping.
Government officials routinely hounded the Communist Party USA, leading it to be the primary client of the ACLU. At the same time, the Communists were very aggressive in their tactics, often engaging in illegal conduct such as denying their party membership under oath. This led to frequent conflicts between the Communists and ACLU. Communist leaders sometimes attacked the ACLU, particularly when the ACLU defended the free speech rights of conservatives, whereas Communists tried to disrupt speeches by critics of the USSR. This uneasy relationship between the two groups continued for decades.
Public schools
Five years after the ACLU was formed, the organization had virtually no success to show for its efforts. That changed in 1925, when the ACLU persuaded John T. Scopes to defy Tennessee's anti-evolution law in The State of Tennessee v. John Thomas Scopes. Clarence Darrow, a member of the ACLU National Committee, headed Scopes' legal team. The prosecution, led by William Jennings Bryan, contended that the Bible should be interpreted literally in teaching creationism in school. The ACLU lost the case, and Scopes was fined $100. The Tennessee Supreme Court later upheld the law. Still, it overturned the conviction on a technicality.
The Scopes trial was a phenomenal public relations success for the ACLU. The ACLU became well known across America, and the case led to the first endorsement of the ACLU by a major US newspaper. The ACLU continued to fight for the separation of church and state in schoolrooms, decade after decade, including the 1982 case McLean v. Arkansas and the 2005 case Kitzmiller v. Dover Area School District.
Baldwin was involved in a significant free speech victory of the 1920s after he was arrested for attempting to speak at a rally of striking mill workers in New Jersey. Although the decision was limited to the state of New Jersey, the appeals court's judgment in 1928 declared that constitutional guarantees of free speech must be given "liberal and comprehensive construction", and it marked a major turning point in the civil rights movement, signaling the shift of judicial opinion in favor of civil rights.
The most important ACLU case of the 1920s was Gitlow v. New York, in which Benjamin Gitlow was arrested for violating a state law against inciting anarchy and violence when he distributed literature promoting communism. Although the Supreme Court did not overturn Gitlow's conviction, it adopted the ACLU's stance (later termed the incorporation doctrine) that the First Amendment freedom of speech applied to state laws, as well as federal laws.
The Oregon Compulsory Education Act required almost all children in Oregon between eight and sixteen years of age to attend public school by 1926. Associate Director Roger Nash Baldwin, a personal friend of Luke E. Hart, the then–Supreme Advocate and future Supreme Knight of the Knights of Columbus, offered to join forces with the Knights to challenge the law. The Knights of Columbus pledged an immediate $10,000 to fight the law and any additional funds necessary to defeat it. The case became known as Pierce v. Society of Sisters, a United States Supreme Court decision that significantly expanded coverage of the Due Process Clause in the Fourteenth Amendment. In a unanimous decision, the court held that the act was unconstitutional and that parents, not the state, had the authority to educate children as they thought best. It upheld the religious freedom of parents to educate their children in religious schools.
Free speech expansion
Leaders of the ACLU were divided on the best tactics to use to promote civil liberties. Felix Frankfurter felt that legislation was the best long-term solution because the Supreme Court could not mandate liberal interpretations of the Bill of Rights. But Walter Pollak, Morris Ernst, and other leaders felt that Supreme Court decisions were the best path to guarantee civil liberties. A series of Supreme Court decisions in the 1920s foretold a changing national atmosphere; anti-radical emotions were diminishing, and there was a growing willingness to protect freedom of speech and assembly via court decisions.
Starting in 1926, the ACLU expanded its free speech activities to encompass censorship of art and literature. In that year, H. L. Mencken deliberately broke Boston law by distributing copies of his banned American Mercury magazine; the ACLU defended him and won an acquittal. The ACLU went on to win additional victories, including the landmark case United States v. One Book Called Ulysses in 1933, which reversed a ban by the Customs Department against the book Ulysses by James Joyce. The ACLU only achieved mixed results in the early years, and it was not until 1966 that the Supreme Court finally clarified the obscenity laws in the Roth v. United States and Memoirs v. Massachusetts cases.
The Comstock laws banned the distribution of sex education information based on the premise that it was obscene and led to promiscuous behavior. Mary Ware Dennett was fined $300 in 1928 for distributing a pamphlet containing sex education material. The ACLU, led by Morris Ernst, appealed her conviction and won a reversal, in which judge Learned Hand ruled that the pamphlet's primary purpose was to "promote understanding". The success prompted the ACLU to broaden their freedom of speech efforts beyond labor and political speech to encompass movies, press, radio, and literature. The ACLU formed the National Committee on Freedom from Censorship in 1931 to coordinate this effort. By the early 1930s, censorship in the United States was diminishing.
Two major victories in the 1930s cemented the ACLU's campaign to promote free speech. In Stromberg v. California, decided in 1931, the Supreme Court sided with the ACLU and affirmed the right of a communist party member to salute a communist flag. The result was the first time the Supreme Court used the Due Process Clause of the 14th amendment to subject states to the requirements of the First Amendment. In Near v. Minnesota, also decided in 1931, the Supreme Court ruled that states may not exercise prior restraint and prevent a newspaper from publishing, simply because the newspaper had a reputation for being scandalous.
1930s
The late 1930s saw the emergence of a new era of tolerance in the United States. National leaders hailed the Bill of Rights, particularly as it protected minorities, as the essence of democracy. The 1939 Supreme Court decision in Hague v. Committee for Industrial Organization affirmed the right of communists to promote their cause. Even conservative elements, such as the American Bar Association, began to campaign for civil liberties, which were long considered to be the domain of left-leaning organizations. By 1940, the ACLU had achieved many of the goals it set in the 1920s, and many of its policies were the law of the land.
In 1929, after the Scopes and Dennett victories, Baldwin perceived that there was vast, untapped support for civil liberties in the United States. Baldwin proposed an expansion program for the ACLU, focusing on police brutality, Native American rights, African American rights, censorship in the arts, and international civil liberties. The board of directors approved Baldwin's expansion plan, except for the international efforts.
The ACLU played a significant role in passing the 1932 Norris–La Guardia Act, a federal law that prohibited employers from preventing employees from joining unions and stopped the practice of outlawing strikes, marriages, and labor organizing activities with the use of injunctions. The ACLU also played a key role in initiating a nationwide effort to reduce misconduct (such as extracting false confessions) within police departments by publishing the report Lawlessness in Law Enforcement in 1931, under the auspices of Herbert Hoover's Wickersham Commission. In 1934, the ACLU lobbied for the passage of the Indian Reorganization Act, which restored some autonomy to Native American tribes, and established penalties for kidnapping Native American children.
Although the ACLU deferred to the NAACP for litigation promoting civil liberties for African Americans, the ACLU engaged in educational efforts and published Black Justice in 1931, a report which documented institutional racism throughout the South, including lack of voting rights, segregation, and discrimination in the justice system. Funded by the Garland Fund, the ACLU also participated in producing the influential Margold Report, which outlined a strategy to fight for civil rights for blacks. The ACLU planned to demonstrate that the "separate but equal" policies governing the Southern discrimination were illegal because blacks were never, in fact, treated equally.
In 1932twelve years after the ACLU was foundedit had achieved significant success; the Supreme Court had embraced the free speech principles espoused by the ACLU, and the general public was becoming more supportive of civil rights in general. But the Great Depression brought new assaults on civil liberties; the year 1930 saw a large increase in the number of free speech prosecutions, a doubling of the number of lynchings, and all meetings of unemployed persons were banned in Philadelphia. The Franklin D. Roosevelt administration proposed the New Deal to combat the depression. ACLU leaders were of mixed opinions about the New Deal since many felt that it represented an increase in government intervention into personal affairs and because the National Recovery Administration suspended antitrust legislation.
The economic policies of the New Deal leaders were often aligned with ACLU goals, but social goals were not. In particular, movies were subject to a barrage of local ordinances that banned screenings deemed immoral or obscene. Even public health films portraying pregnancy and birth were banned, as was Life magazine's April 11, 1938, issue, which included photos of the birth process. The ACLU fought these bans but did not prevail. The Catholic Church attained increasing political influence in the 1930s; it used its influence to promote the censorship of movies and to discourage the publication of birth control information. This conflict between the ACLU and the Catholic Church led to the resignation of the last Catholic priest from ACLU leadership in 1934; a Catholic priest would not be represented again until the 1970s.
The first decision that marked the Supreme Court's major shift in policy—no longer applying strict constitutional limits to government programs, and taking a more active role in protecting civil liberties—was De Jonge v. Oregon, in which a communist labor organizer was arrested for calling a meeting to discuss unionization. The ACLU attorney Osmond Fraenkel, working with International Labor Defense, defended De Jonge in 1937 and won a major victory when the Supreme Court ruled that "peaceable assembly for lawful discussion cannot be made a crime." The De Jonge case marked the start of an era lasting for a dozen years, during which Roosevelt appointees (led by Hugo Black, William O. Douglas, and Frank Murphy) established a body of civil liberties law. In 1938, Justice Harlan F. Stone wrote the famous "footnote four" in United States v. Carolene Products Co. in which he suggested that state laws which impede civil liberties wouldhenceforthrequire compelling justification.
Senator Robert F. Wagner proposed the National Labor Relations Act in 1935, which empowered workers to unionize. Ironically, after 15 years of fighting for workers' rights, the ACLU initially opposed the act (it later took no stand on the legislation) because some ACLU leaders feared the increased power the bill gave to the government. The newly formed National Labor Relations Board (NLRB) posed a dilemma for the ACLU because, in 1937, it issued an order to Henry Ford, prohibiting Ford from disseminating anti-union literature. Part of the ACLU leadership habitually took the side of labor, and that faction supported the NLRB's action. But part of the ACLU supported Ford's right to free speech. ACLU leader Arthur Garfield Hays proposed a compromise (supporting the auto workers union, yet also endorsing Ford's right to express personal opinions), but the schism highlighted a deeper divide that would become more prominent in the years to come.
The ACLU's support of the NLRB was a significant development for the ACLU because it marked the first time it accepted that a government agency could be responsible for upholding civil liberties. Until 1937, the ACLU felt that citizens and private organizations best upheld civil rights.
Some factions in the ACLU proposed new directions for the organization. In the late 1930s, some local affiliates proposed shifting their emphasis from civil liberties appellate actions to becoming a legal aid society centered on store front offices in low-income neighborhoods. The ACLU directors rejected that proposal. Other ACLU members wanted the ACLU to shift focus into the political arena and be more willing to compromise their ideals to strike deals with politicians. The ACLU leadership also rejected this initiative.
The ACLU's support of defendants with unpopular, sometimes extreme, viewpoints has produced many landmark court cases and established new civil liberties. One such defendant was the Jehovah's Witnesses, who were involved in a large number of Supreme Court cases. The most important cases involved statutes requiring flag salutes. The Jehovah's Witnesses felt that saluting a flag was contrary to their religious beliefs. Two children were convicted in 1938 of not saluting the flag. The ACLU supported their appeal to the Supreme Court, but the court affirmed the conviction in 1940. But three years later, in West Virginia State Board of Education v. Barnette, the Supreme court reversed itself.
Communism and totalitarianism
The rise of totalitarian regimes in Germany, Russia, and other countries that rejected freedom of speech and association greatly impacted the civil liberties movement in the US; anti-Communist sentiment rose, and civil liberties were curtailed.
The ACLU leadership was divided over whether or not to defend pro-Nazi speech in the United States; pro-labor elements within the ACLU were hostile towards Nazism and fascism and objected when the ACLU defended Nazis. The ACLU defended numerous pro-Nazi groups, defending their rights to free speech and free association. In the late 1930s, the ACLU allied itself with the Popular Front, a coalition of liberal organizations coordinated by the United States Communist Party. The ACLU benefited because affiliates from the Popular Front could often fight local civil rights battles much more effectively than the New York-based ACLU. The association with the Communist Party led to accusations that the ACLU was a "Communist front", particularly because Harry F. Ward was both chairman of the ACLU and chairman of the American League Against War and Fascism, a Communist organization.
The House Un-American Activities Committee (HUAC) was created in 1938 to uncover sedition and treason within the United States. When witnesses testified at its hearings, the ACLU was mentioned several times, leading the HUAC to mention the ACLU prominently in its 1939 report. This damaged the ACLU's reputation severely, even though the report said that it could not "definitely state whether or not" the ACLU was a Communist organization. While the ACLU rushed to defend its image against allegations of being a Communist front, it also protected witnesses harassed by the HUAC. The ACLU was one of the few organizations to protest (unsuccessfully) against the passage of the Smith Act in 1940, which would later be used to imprison many persons who supported Communism. The ACLU defended many persons who were prosecuted under the Smith Act, including labor leader Harry Bridges.
ACLU leadership was split on whether to purge its leadership of Communists. Norman Thomas, John Haynes Holmes, and Morris Ernst were anti-Communists who wanted to distance the ACLU from Communism; opposing them were Harry F. Ward, Corliss Lamont, and Elizabeth Gurley Flynn, who rejected any political test for ACLU leadership. A bitter struggle ensued throughout 1939, and the anti-Communists prevailed in February 1940 when the board voted to prohibit anyone who supported totalitarianism from ACLU leadership roles. Ward immediately resigned, andfollowing a contentious six-hour debateFlynn was voted off the ACLU's board. The 1940 resolution was considered by many to be a betrayal of its fundamental principles. The resolution was rescinded in 1968, and Flynn was posthumously reinstated to the ACLU in 1970.
World War II
The ACLU had a decidedly mixed civil liberties record during World War II. While there were far fewer sedition prosecutions than in World War I, this did not mean that President Roosevelt was more tolerant of dissent than Wilson had been. The primary explanation was that prosecutors, working under similar laws, had fewer plausible targets because almost everyone rallied to the war effort after the attack on Pearl Harbor.
Roosevelt put constant pressure on Attorney General Francis Biddle to take legal action against his prominent pre-war critics. Partly to appease the president, Biddle finally charged thirty lesser-known individuals for violating the Smith Act. Although many of the defendants did not know each other, and most lived in scattered locations in the U.S., they were all tried at once in Washington, D.C. in the Sedition Trial of 1944 Despite efforts by Roger N. Baldwin, Norman Thomas, Thurgood Marshall, and others in the leadership to get the ACLU to go on record condemning the trial (Baldwin called it "monstrous,") the board of directors overruled them.
The ACLU also had a mixed record on fighting wartime restrictions on the press. It was silent when the U.S. Post Office revoked the second class mailing privileges of Social Justice, the magazine of Father Charles E. Coughlin. On the other hand, it extended legal aid to the publishers of the Militant of the Socialist Workers Party and the Boise Valley Herald when their mailing rights were revoked. The ACLU was unable to prevent extensive extralegal harassment of the black press by the FBI and other agencies. The ACLU's shortcomings in defending civil liberties inspired the contemporary saying "born in World War I and died in World War II."
Two months after the Japanese attack on Pearl Harbor, Roosevelt authorized the creation of military "exclusion zones" with Executive Order 9066, paving the way for the detention of all West Coast Japanese Americans in inland camps. In addition to the non-citizen Issei (prohibited from naturalization as members of an "unassimilable" race), over two-thirds of those swept up were American-born citizens. Opinions within the organization became increasingly divided as the Army began the "evacuation" of the West Coast. The board decided not to challenge the eviction of Japanese American citizens; on June 22, instructions were sent to West Coast branches not to support cases that argued the government had no constitutional right to do so. The ACLU offices on the West Coast had been more directly involved in addressing the tide of anti-Japanese prejudice from the start, as they were geographically closer to the issue and were already working on cases challenging the exclusion by this time. The Seattle office, assisting in Gordon Hirabayashi's lawsuit, created an unaffiliated committee to continue the work the ACLU had started, while in Los Angeles, attorney A.L. Wirin continued to represent Ernest Kinzo Wakayama but without addressing the case's constitutional questions. Wirin would lose private clients because of his defense of Wakayama and other Japanese Americans; however, the San Francisco branch, led by Ernest Besig, refused to discontinue its support for Fred Korematsu, whose case had been taken on before the June 22 directive, and attorney Wayne Collins, with Besig's full support, centered his defense on the illegality of Korematsu's exclusion.
The West Coast offices had wanted a test case to take to court. However, they had a difficult time finding a Japanese American who was both willing to violate the internment orders and able to meet the ACLU's desired criteria of a sympathetic, Americanized plaintiff. Of the 120,000 Japanese Americans affected by the order, only 12 disobeyed, and Korematsu, Hirabayashi, and two others were the only resisters whose cases eventually made it to the Supreme Court. Hirabayashi v. United States came before the Court in May 1943, and the justices upheld the government's right to exclude Japanese Americans from the West Coast; although it had earlier forced its local office in L.A. to stop aiding Hirabayashi, the ACLU donated $1,000 to the case (over a third of the legal team's total budget) and submitted an amicus brief. Besig, dissatisfied with Osmond Fraenkel's tamer defense, filed an additional amicus brief that directly addressed Hirabayashi's constitutional rights. In the meantime, A.L. Wirin served as one of the attorneys in Yasui v. United States (decided the same day as the Hirabayashi case and with the same results). Still, he kept his arguments within the national office's parameters. The only case to receive a favorable ruling, ex parte Endo, was also aided by two amicus briefs from the ACLU, one from the more conservative Fraenkel and another from the more putative Wayne Collins.
Korematsu v. United States proved to be the most controversial of these cases, as Besig and Collins refused to bow to the national ACLU office's pressure to pursue the case without challenging the government's right to remove citizens from their homes. The ACLU board threatened to revoke the San Francisco branch's national affiliation. At the same time, Baldwin tried unsuccessfully to convince Collins to step down so he could replace him as lead attorney in the case. Eventually, Collins agreed to present the case alongside Charles Horsky; however, their arguments before the Supreme Court remained based on the unconstitutionality of the exclusion order Korematsu had disobeyed. The case was decided in December 1944, when the Court once again upheld the government's right to relocate Japanese Americans, although Korematsu's, Hirabayashi's and Yasui's convictions were later overturned in coram nobis proceedings in the 1980s. Legal scholar Peter Irons later asserted that the national office of the ACLU's decision not to challenge the constitutionality of Executive Order 9066 directly had "crippled the effective presentation of these appeals to the Supreme Court".
The national office of the ACLU was even more reluctant to defend anti-war protesters. A majority of the board passed a resolution in 1942 that declared the ACLU unwilling to defend anyone who interfered with the United States' war effort. Included in this group were the thousands of Nisei who renounced their US citizenship during the war but later regretted the decision and tried to revoke their applications for "repatriation". (A significant number of those slated to "go back" to Japan had never actually been to the country and were being deported rather than repatriated.) Ernest Besig had in 1944 visited the Tule Lake Segregation Center, where the majority of these "renunciants" were concentrated, and subsequently enlisted Wayne Collins' help to file a lawsuit on their behalf, arguing the renunciations had been given under duress. The national organization prohibited local branches from representing the renunciants, forcing Collins to pursue the case independently, although Besig and the Northern California office provided some support.
Cold War era
Anti-Communist sentiment gripped the United States during the Cold War beginning in 1946. Federal investigations caused many persons with Communist or left-leaning affiliations to lose jobs, become blocklisted, or be jailed. The ACLU was internally divided when it purged Communists from its leadership in 1940, and that ambivalence continued as it decided whether to defend alleged Communists during the late 1940s. Some ACLU leaders were anti-Communist and felt that the ACLU should not defend any victims. Some ACLU leaders felt that Communists were entitled to free speech protections and that the ACLU should defend them. Other ACLU leaders were uncertain about the threat posed by Communists and tried to establish a compromise between the two extremes. This ambivalent state of affairs would last until 1954, when the civil liberties faction prevailed, leading to most anti-Communist leaders' resignations.
In 1947, President Truman issued Executive Order 9835, which created the Federal Loyalty Program. This program authorized the Attorney General to create a list of organizations that were deemed to be subversive. Listed organizations were not notified that they were being considered for the list, nor did they have an opportunity to present counterarguments; nor did the government divulge any factual basis for inclusion in the list. Although ACLU leadership was divided on whether to challenge the Federal Loyalty Program, some challenges were successfully made.
Also in 1947, the House Un-American Activities Committee (HUAC) subpoenaed ten Hollywood directors and writers, the Hollywood Ten, intending to ask them to identify Communists, but the witnesses refused to testify. All were imprisoned for contempt of Congress. The ACLU supported several artists' appeals but lost on appeal. The Hollywood establishment panicked after the HUAC hearings and created a blacklist that prohibited anyone with leftist associations from working. The ACLU supported legal challenges to the blocklist, but those challenges failed. The ACLU was more successful with an education effort; the 1952 report The Judges and the Judged, prepared at the ACLU's direction in response to the blocklisting of actress Jean Muir, described the unfair and unethical actions behind the blocklisting process, and it helped gradually turn public opinion against McCarthyism.
The federal government took direct aim at the US Communist Party in 1948 when it indicted its top twelve leaders in the Foley Square trial. The case hinged on whether or not mere membership in a totalitarian political party was sufficient to conclude that members advocated the overthrow of the United States government. The ACLU chose not to represent any of the defendants, and they were all found guilty. In a change of heart, the ACLU supported the party leaders during their appeal process. The Supreme Court upheld the convictions in the Dennis v. United States decision by softening the free speech requirements from a "clear and present danger" test to a "grave and probable" test. The ACLU issued a public condemnation of the Dennis decision, and resolved to fight it. One reason for the Supreme Court's support of Cold War legislation was the 1949 deaths of Supreme Court justices Frank Murphy and Wiley Rutledge, leaving Hugo Black and William O. Douglas as the only remaining civil libertarians on the Court.
The Dennis decision paved the way for the prosecution of hundreds of other Communist party members. The ACLU supported many Communists during their appeals (although most of the initiative originated with local ACLU affiliates, not the national headquarters), but most convictions were upheld. The two California affiliates, in particular, felt the national ACLU headquarters was not supporting civil liberties strongly enough, and they initiated more cold war cases than the national headquarters did.
The ACLU challenged many loyalty oath requirements across the country, but the courts upheld most loyalty oath laws. The Supreme Court, until 1957, upheld nearly every law which restricted the liberties of Communists. The ACLU, even though it scaled back its defense of Communists during the Cold War, still came under heavy criticism as a "front" for Communism. Critics included the American Legion, Senator Joseph McCarthy, the HUAC, and the FBI. Several ACLU leaders were sympathetic to the FBI, and as a consequence, the ACLU rarely investigated any of the many complaints alleging abuse of power by the FBI during the Cold War.
In 1950, the ACLU board of directors asked executive director Baldwin to resign, feeling he lacked the organizational skills to lead the 9,000 (and growing) member organization. Baldwin objected, but a majority of the board elected to remove him from the position, and he was replaced by Patrick Murphy Malin. Under Malin's guidance, membership tripled to 30,000 by 1955the start of 24 years of continual growth leading to 275,000 members in 1974. Malin also presided over an expansion of local ACLU affiliates.
The ACLU, controlled by an elite of a few dozen New Yorkers, became more democratic in the 1950s. In 1951, the ACLU amended its bylaws to permit the local affiliates to participate directly in voting on ACLU policy decisions. A bi-annual conference, open to the entire membership, was instituted in the same year; in later decades, it became a pulpit for activist members, who suggested new directions for the ACLU, including abortion rights, death penalty, and rights of the poor.
McCarthy era
During the early 1950s, the ACLU continued to steer a moderate course through the Cold War. When singer Paul Robeson was denied a passport in 1950, even though he was not accused of any illegal acts, the ACLU chose not to defend him. The ACLU later reversed their stance and supported William Worthy and Rockwell Kent in their passport confiscation cases, which resulted in legal victories in the late 1950s.
In response to communist witch-hunts, many witnesses and employees chose to use the fifth amendment protection against self-incrimination to avoid divulging information about their political beliefs. Government agencies and private organizations, in response, established policies which inferred communist party membership for anyone who invoked the fifth amendment. The national ACLU was divided on whether to defend employees who had been fired merely for pleading the fifth amendment, but the New York affiliate successfully assisted teacher Harry Slochower in his Supreme Court case, which reversed his termination.
The fifth amendment issue became the catalyst for a watershed event in 1954, which finally resolved the ACLU's ambivalence by ousting the anti-communists from ACLU leadership. In 1953, the anti-communists, led by Norman Thomas and James Fly, proposed a set of resolutions that inferred guilt of persons that invoked the fifth amendment. These resolutions were the first that fell under the ACLU's new organizational rules permitting local affiliates to participate in the vote; the affiliates outvoted the national headquarters and rejected the anti-communist resolutions. Anti-communist leaders refused to accept the results of the vote and brought the issue up for discussion again at the 1954 bi-annual convention. ACLU member Frank Graham, president of the University of North Carolina, attacked the anti-communists with a counter-proposal, which stated that the ACLU "stand[s] against guilt by association, judgment by accusation, the invasion of privacy of personal opinions and beliefs, and the confusion of dissent with disloyalty". The anti-communists continued to battle Graham's proposal but were outnumbered by the affiliates. The anti-communists finally gave up and departed the board of directors in late 1954 and 1955, ending an eight-year ambivalence within the ACLU leadership ranks. After that, the ACLU proceeded with firmer resolve against Cold War anti-communist legislation. The period from the 1940 resolution (and the purge of Elizabeth Flynn) to the 1954 resignation of the anti-communist leaders is considered by many to be an era in which the ACLU abandoned its core principles.
McCarthyism declined in late 1954 after television journalist Edward R. Murrow and others publicly chastised McCarthy. The controversies over the Bill of Rights that the Cold War generated ushered in a new era in American Civil liberties. In 1954, in Brown v. Board of Education, the Supreme Court unanimously overturned state-sanctioned school segregation, and after that, a flood of civil rights victories dominated the legal landscape.
The Supreme Court handed the ACLU two key victories in 1957, in Watkins v. United States and Yates v. United States, both of which undermined the Smith Act and marked the beginning of the end of communist party membership inquiries. In 1965, the Supreme Court produced some decisions, including Lamont v. Postmaster General (in which the plaintiff was Corliss Lamont, a former ACLU board member), which upheld fifth amendment protections and brought an end to restrictions on political activity.
1960s
The decade from 1954 to 1964 was the most successful period in the ACLU's history. Membership rose from 30,000 to 80,000, and by 1965 it had affiliates in seventeen states. During the ACLU's bi-annual conference in Colorado in 1964, the Supreme Court issued rulings on eight cases involving the ACLU; the ACLU prevailed on seven of the eight. The ACLU played a role in Supreme Court decisions reducing censorship of literature and arts, protecting freedom of association, prohibiting racial segregation, excluding religion from public schools, and providing due process protection to criminal suspects. The ACLU's success arose from changing public attitudes; the American populace was more educated, tolerant, and willing to accept unorthodox behavior.
Legal battles concerning the separation of church and state originated in laws dating to 1938, which required religious instruction in school or provided state funding for religious schools. The Catholic church was a leading proponent of such laws, and the primary opponents (the "separationists") were the ACLU, Americans United for Separation of Church and State, and the American Jewish Congress. The ACLU led the challenge in the 1947 Everson v. Board of Education case, in which Justice Hugo Black wrote "[t]he First Amendment has erected a wall between church and state.... That wall must be kept high and impregnable." It was not clear that the Bill of Rights forbid state governments from supporting religious education, and strong legal arguments were made by religious proponents, arguing that the Supreme Court should not act as a "national school board", and that the Constitution did not govern social issues. However, the ACLU and other advocates of church/state separation persuaded the Court to declare such activities unconstitutional. Historian Samuel Walker writes that the ACLU's "greatest impact on American life" was its role in persuading the Supreme Court to "constitutionalize" so many public controversies.
In 1948, the ACLU prevailed in the McCollum v. Board of Education case, which challenged public school religious classes taught by clergy paid for by private funds. The ACLU also won cases challenging schools in New Mexico that were taught by clergy and had crucifixes hanging in the classrooms. In the 1960s, the ACLU, in response to member insistence, turned its attention to the in-class promotion of religion. In 1960, 42 percent of American schools included Bible reading. In 1962, the ACLU published a policy statement condemning in-school prayers, observation of religious holidays, and Bible reading. The Supreme Court concurred with the ACLU's position when it prohibited New York's in-school prayers in the 1962 Engel v. Vitale decision. Religious factions across the country rebelled against the anti-prayer decisions, leading them to propose the School Prayer Constitutional Amendment, which declared in-school prayer legal. The ACLU participated in a lobbying effort against the amendment, and the 1966 congressional vote failed to obtain the required two-thirds majority.
However, not all cases were victories; ACLU lost cases in 1949 and 1961 which challenged state laws requiring commercial businesses to close on Sunday, the Christian Sabbath. The Supreme Court has never overturned such laws, although some states subsequently revoked many of the laws under pressure from commercial interests.
Cities across America routinely banned movies because they were deemed to be "harmful", "offensive", or "immoral"censorship which was validated by the 1915 Mutual v. Ohio Supreme Court decision which held movies to be mere commerce, undeserving of first amendment protection. The film The Miracle was banned in New York in 1951 at the behest of the Catholic Church, but the ACLU supported the film's distributor in an appeal of the ban, and won a major victory in the 1952 decision Joseph Burstyn, Inc. v. Wilson. Further legal actions by the ACLU successfully defended films such as M and la Ronde, leading the eventual dismantling of movie censorship. Hollywood continued employing self-censorship with its own Production Code, but in 1956 the ACLU called on Hollywood to abolish the Code.
The ACLU lost an important press censorship case when, in 1957, the Supreme Court upheld the obscenity conviction of publisher Samuel Roth for distributing adult magazines. As late as 1953, books such as Tropic of Cancer and From Here to Eternity were still banned. But public standards rapidly became more liberal through the 1960s, and obscenity was notoriously difficult to define, so by 1971, obscenity prosecutions had halted.
Racial discrimination
Several civil liberties organizations worked together for progress on the civil rights movement, including the National Association for the Advancement of Colored People (NAACP), the ACLU, and the American Jewish Congress. The NAACP took primary responsibility for Supreme Court cases (often led by lead NAACP attorney Thurgood Marshall), with the ACLU focusing on police misconduct, and supporting the NAACP with amicus briefs. In 1954, the ACLU filed an amicus brief in the case of Brown v. Board of Education, which led to the ban on racial segregation in US public schools. Southern states instituted a McCarthyism-style witch-hunt against the NAACP, attempting to force it to disclose membership lists. The ACLU's fight against racism was not limited to segregation; in 1964, the ACLU provided key support to plaintiffs, primarily lower-income urban residents, in Reynolds v. Sims, which required states to establish the voting districts following the "one person, one vote" principle.
Police misconduct
The ACLU regularly tackled police misconduct issues, starting with the 1932 case Powell v. Alabama (right to an attorney), and including 1942's Betts v. Brady (right to an attorney), and 1951's Rochin v. California (involuntary stomach pumping). In the late 1940s, several ACLU local affiliates established permanent committees to address policing issues. During the 1950s and 1960s, the ACLU was responsible for substantially advancing the legal protections against police misconduct. In 1958, the Philadelphia affiliate was responsible for causing the City of Philadelphia to create the nation's first civilian police review board. In 1959, the Illinois affiliate published the first report in the nation, Secret Detention by the Chicago Police which documented unlawful detention by police.
Some of the most notable ACLU successes came in the 1960s when the ACLU prevailed in a string of cases limiting the power of police to gather evidence; in 1961's Mapp v. Ohio, the Supreme court required states to obtain a warrant before searching a person's home. The Gideon v. Wainwright decision in 1963 provided legal representation to indigents. In 1964, the ACLU persuaded the Court, in Escobedo v. Illinois, to permit suspects to have an attorney present during questioning. And, in 1966, Miranda v. Arizona federal decision required police to notify suspects of their constitutional rights, which was later extended to juveniles in the following year's in re Gault (1967) federal ruling. Although many law enforcement officials criticized the ACLU for expanding the rights of suspects, police officers also used the services of the ACLU. For example, when the ACLU represented New York City policemen in their lawsuit, which objected to searches of their workplace lockers. In the late 1960s, civilian review boards in New York City and Philadelphia were abolished, over the ACLU's objection.
Civil liberties revolution
The 1960s was a tumultuous era in the United States, and public interest in civil liberties underwent explosive growth. Civil liberties actions in the 1960s were often led by young people and often employed tactics such as sit ins and marches. Protests were often peaceful but sometimes employed militant tactics. The ACLU played a central role in all major civil liberties debates of the 1960s, including new fields such as gay rights, prisoner's rights, abortion, rights of the poor, and the death penalty. Membership in the ACLU increased from 52,000 at the beginning of the decade to 104,000 in 1970. In 1960, there were affiliates in seven states, and by 1974 there were affiliates in 46 states. During the 1960s, the ACLU underwent a major transformation in tactics; it shifted emphasis from legal appeals (generally involving amicus briefs submitted to the Supreme Court) to direct representation of defendants when they were initially arrested. At the same time, the ACLU transformed its style from "disengaged and elitist" to "emotionally engaged". The ACLU published a breakthrough document in 1963, titled How Americans Protest, which was borne of frustration with the slow progress in battling racism, and which endorsed aggressive, even militant protest techniques.
After four African-American college students staged a sit-in in a segregated North Carolina department store, the sit-in movement gained momentum across the United States. During 1960–61, the ACLU defended black students arrested for demonstrating in North Carolina, Florida, and Louisiana. The ACLU also provided legal help for the Freedom Rides in 1961, the integration of the University of Mississippi, the Birmingham campaign in 1963, and the 1964 Freedom Summer. The NAACP was responsible for managing most sit-in related cases that made it to the Supreme Court, winning nearly every decision. But it fell to the ACLU and other legal volunteer efforts to provide legal representation to hundreds of protestorswhite and blackwho were arrested while protesting in the South. The ACLU joined with other civil liberties groups to form the Lawyers Constitutional Defense Committee (LCDC), which provided legal representation to many protesters. The ACLU provided the majority of the funding for the LCDC.
In 1964, the ACLU opened up a major office in Atlanta, Georgia, dedicated to serving Southern issues. Much of the ACLU's progress in the South was due to Charles Morgan Jr., the charismatic leader of the Atlanta office. Morgan was responsible for desegregating juries (Whitus v. Georgia), desegregating prisons (Lee v. Washington), and reforming election laws. In 1966, the southern office successfully represented African-American congressman Julian Bond in Bond v. Floyd, after the Georgia House of Representatives refused to admit Bond into the legislature on the basis that he was an admitted pacifist opposed to the ongoing Vietnam War. Another widely publicized case defended by Morgan was that of Army doctor Howard Levy, who was convicted of refusing to train Green Berets. Despite raising the defense that the Green Berets were committing war crimes in Vietnam, Levy lost on appeal in Parker v. Levy, 417 US 733 (1974).
In 1969, the ACLU won a significant victory for free speech when it defended Dick Gregory after he was arrested for peacefully protesting against the mayor of Chicago. The court ruled in Gregory v. Chicago that a speaker cannot be arrested for disturbing the peace when hostility is initiated by someone in the audience, as that would amount to a "heckler's veto".
Vietnam War
The ACLU was at the center of several legal aspects of the Vietnam war: defending draft resisters, challenging the constitutionality of the war, the potential impeachment of Richard Nixon, and the use of national security concerns to preemptively censor newspapers.
David J. Miller was the first person prosecuted for burning his draft card. The New York affiliate of the ACLU appealed his 1965 conviction (367 F.2d 72: United States of America v. David J. Miller, 1966), but the Supreme Court refused to hear the appeal. Two years later, the Massachusetts affiliate took the card-burning case of David O'Brien to the Supreme Court, arguing that the act of burning was a form of symbolic speech, but the Supreme Court upheld the conviction in United States v. O'Brien, 391 US 367 (1968). Thirteen-year-old Junior High student Mary Tinker wore a black armband to school in 1965 to object to the war and was suspended from school. The ACLU appealed her case to the Supreme Court and won a victory in Tinker v. Des Moines Independent Community School District. This critical case established that the government may not establish "enclaves" such as schools or prisons where all rights are forfeited.
The ACLU defended Sydney Street, who was arrested for burning an American flag to protest the reported assassination of civil rights leader James Meredith. In the Street v. New York decision, the court agreed with the ACLU that encouraging the country to abandon one of its national symbols was a constitutionally protected form of expression. The ACLU successfully defended Paul Cohen, who was arrested for wearing a jacket with the words "fuck the draft" on its back while he walked through the Los Angeles courthouse. The Supreme Court, in Cohen v. California, held that the vulgarity of the wording was essential to convey the intensity of the message.
Non-war-related free speech rights were also advanced during the Vietnam war era; in 1969, the ACLU defended a Ku Klux Klan member who advocated long-term violence against the government, and the Supreme Court concurred with the ACLU's argument in the landmark decision Brandenburg v. Ohio, which held that only speech which advocated imminent violence could be outlawed.
A major crisis gripped the ACLU in 1968 when a debate erupted over whether to defend Benjamin Spock and the Boston Five against federal charges that they encouraged draftees to avoid the draft. The ACLU board was deeply split over whether to defend the activists; half the board harbored anti-war sentiments and felt that the ACLU should lend its resources to the cause of the Boston Five. The other half of the board believed that civil liberties were not at stake and the ACLU would be taking a political stance. Behind the debate was the longstanding ACLU tradition that it was politically impartial and provided legal advice without regard to the defendants' political views. The board finally agreed to a compromise solution that permitted the ACLU to defend the anti-war activists without endorsing the activist's political views. Some critics of the ACLU suggest that the ACLU became a partisan political organization following the Spock case. After the Kent State shootings in 1970, ACLU leaders took another step toward politics by passing a resolution condemning the Vietnam War. The resolution was based on various legal arguments, including civil liberties violations and claiming that the war was illegal.
Also in 1968, the ACLU held an internal symposium to discuss its dual roles: providing "direct" legal support (defense for accused in their initial trial, benefiting only the individual defendant) and appellate support (providing amicus briefs during the appeal process, to establish widespread legal precedent). Historically, the ACLU was known for its appellate work, which led to landmark Supreme Court decisions, but by 1968, 90% of the ACLU's legal activities involved direct representation. The symposium concluded that both roles were valid for the ACLU.
Watergate era
The ACLU supported The New York Times in its 1971 suit against the government, requesting permission to publish the Pentagon Papers. The court upheld the Times and ACLU in the New York Times Co. v. United States ruling, which held that the government could not preemptively prohibit the publication of classified information and had to wait until after it was published to take action.
On September 30, 1973, the ACLU became first national organization to publicly call for the impeachment and removal from office of President Richard Nixon. Six civil liberties violations were cited as grounds: "specific proved violations of the rights of political dissent; usurpation of Congressional war‐making powers; establishment of a personal secret police which committed crimes; attempted interference in the trial of Daniel Ellsberg; distortion of the system of justice and perversion of other Federal agencies". One month later, after the House of Representatives began an impeachment inquiry against him, the organization released a 56‐page handbook detailing "17 things citizens could do to bring about the impeachment of President Nixon". This resolution, when placed beside the earlier resolution opposing the Vietnam war, convinced many ACLU critics, particularly conservatives, that the organization had transformed into a liberal political organization.
Enclaves and new civil liberties
The decade from 1965 to 1975 saw an expansion of civil liberties. Administratively, the ACLU responded by appointing Aryeh Neier to take over from Pemberton as executive director in 1970. Neier embarked on an ambitious program to expand the ACLU; he created the ACLU Foundation to raise funds and created several new programs to focus the ACLU's legal efforts. By 1974, ACLU membership had reached 275,000.
During those years, the ACLU worked to expand legal rights in three directions: new rights for persons within government-run "enclaves", new rights for members of what it called "victim groups", and privacy rights for citizens in general. At the same time, the organization grew substantially. The ACLU helped develop the field of constitutional law that governs "enclaves", which are groups of persons that live in conditions under government control. Enclaves include mental hospital patients, military members, prisoners, and students (while at school). The term enclave originated with Supreme Court justice Abe Fortas's use of the phrase "schools may not be enclaves of totalitarianism" in the Tinker v. Des Moines decision.
The ACLU initiated the legal field of student's rights with the Tinker v. Des Moines case and expanded it with cases such as Goss v. Lopez, which required schools to provide students an opportunity to appeal suspensions.
As early as 1945, the ACLU had taken a stand to protect the rights of the mentally ill when it drafted a model statute governing mental commitments. In the 1960s, the ACLU opposed involuntary commitments unless it could be demonstrated that the person was a danger to himself or the community. In the landmark 1975 O'Connor v. Donaldson decision, the ACLU represented a non-violent mental health patient who had been confined against his will for 15 years and persuaded the Supreme Court to rule such involuntary confinements illegal. The ACLU has also defended the rights of mentally ill individuals who are not dangerous but create disturbances. The New York chapter of the ACLU defended Billie Boggs, a woman with mental illness who exposed herself and defecated and urinated in public.
Before 1960, prisoners had virtually no recourse to the court system because courts considered prisoners to have no civil rights. That changed in the late 1950s, when the ACLU began representing prisoners subject to police brutality or deprived of religious reading material. In 1968, the ACLU successfully sued to desegregate the Alabama prison system; in 1969, the New York affiliate adopted a project to represent prisoners in New York prisons. Private attorney Phil Hirschkop discovered degrading conditions in Virginia prisons following the Virginia State Penitentiary strike and won an important victory in 1971's Landman v. Royster which prohibited Virginia from treating prisoners in inhumane ways. In 1972, the ACLU consolidated several prison rights efforts across the nation and created the National Prison Project. The ACLU's efforts led to landmark cases such as Ruiz v. Estelle (requiring reform of the Texas prison system), and in 1996 US Congress enacted the Prison Litigation Reform Act (PLRA) which codified prisoners' rights.
Victim groups
During the 1960s and 1970s, the ACLU expanded its scope to include what it referred to as "victim groups", namely women, the poor, and homosexuals. Heeding the call of female members, the ACLU endorsed the Equal Rights Amendment in 1970 and created the Women's Rights Project in 1971. The Women's Rights Project dominated the legal field, handling more than twice as many cases as the National Organization for Women, including breakthrough cases such as Reed v. Reed, Frontiero v. Richardson, and Taylor v. Louisiana.
ACLU leader Harriet Pilpel raised the issue of the rights of homosexuals in 1964, and two years later, the ACLU formally endorsed gay rights. In 1972, ACLU cooperating attorneys in Oregon filed the first federal civil rights case involving a claim of unconstitutional discrimination against a gay or lesbian public school teacher. The US District Court held that a state statute that authorized school districts to fire teachers for "immorality" was unconstitutionally vague, and awarded monetary damages to the teacher. The court refused to reinstate the teacher, and the Ninth Circuit Court of Appeals affirmed that refusal by a 2-to-1 vote. In 1973, the ACLU created the Sexual Privacy Project (later the Gay and Lesbian Rights Project), which combated discrimination against homosexuals. This support continued into the 2000s. For example, after then-Senator Larry Craig was arrested for soliciting sex in a public restroom in 2007, the ACLU wrote an amicus brief for Craig, saying that sex between consenting adults in public places was protected under privacy rights.
The rights of the poor were another area that the ACLU expanded. In 1966 and again in 1968, activists within the ACLU encouraged the organization to adopt a policy overhauling the welfare system and guaranteeing low-income families a baseline income; but the ACLU board did not approve the proposals. However, the ACLU played a key role in the 1968 King v. Smith decision, where the Supreme Court ruled that welfare benefits for children could not be denied by a state simply because the mother cohabited with a boyfriend.
Reproductive Freedom Project
The ACLU founded the Reproductive Freedom Project in 1974 to defend individuals the government obstructs in cases involving access to abortions, birth control, or sexual education. According to its mission statement, the project works to provide access to reproductive health care for individuals. The project also opposes abstinence-only sex education, arguing that it promotes an unwillingness to use contraceptives.
In 1980, the Project filed Poe v. Lynchburg Training School & Hospital which attempted to overturn Buck v. Bell, the 1927 US Supreme Court decision which had allowed the Commonwealth of Virginia to legally sterilize persons it deemed to be mentally defective without their permission. Though the Court did not overturn Buck v.Bell, in 1985, the state agreed to provide counseling and medical treatment to the survivors among the 7,200 to 8,300 people sterilized between 1927 and 1979. In 1977, the ACLU took part in and litigated Walker v. Pierce, the federal circuit court case that led to federal regulations to prevent Medicaid patients from being sterilized without their knowledge or consent. In 1981–1990, the Project litigated Hodgson v. Minnesota, which resulted in the Supreme Court overturning a state law requiring both parents to be notified before a minor could legally have an abortion. In the 1990s, the Project provided legal assistance and resource kits to those who were being challenged for educating about sexuality and AIDS. In 1995, the Project filed an amicus brief in Curtis v. School Committee of Falmouth, which allowed for the distribution of condoms in a public school.
The Reproductive Freedom Project focuses on three ideas: (1) to "reverse the shortage of trained abortion providers throughout the country" (2) to "block state and federal welfare "reform" proposals that cut off benefits for children who are born to women already receiving welfare, unmarried women, or teenagers" and (3) to "stop the elimination of vital reproductive health services as a result of hospital mergers and health care networks". The Project proposes to achieve these goals through legal action and litigation.
Privacy
The right to privacy is not explicitly identified in the US Constitution, but the ACLU led the charge to establish such rights in the indecisive Poe v. Ullman (1961) case, which addressed a state statute outlawing contraception. The issue arose again in Griswold v. Connecticut (1965), and this time the Supreme Court adopted the ACLU's position and formally declared a right to privacy. The New York affiliate of the ACLU pushed to eliminate anti-abortion laws starting in 1964, a year before Griswold was decided; in 1967 the ACLU itself formally adopted the right to abortion as a policy. The ACLU led the defense in United States v. Vuitch (1971), which expanded the right of physicians to determine when abortions were necessary. These efforts culminated in one of the most controversial Supreme Court decisions, Roe v. Wade (1973), which legalized abortion throughout the United States. The ACLU successfully argued against state bans on interracial marriage, in the case of Loving v. Virginia (1967).
Related to privacy, the ACLU engaged in several battles to ensure that government records about individuals were kept private and to give individuals the right to review their records. The ACLU supported several measures, including the 1970 Fair Credit Reporting Act, which required credit agencies to divulge credit information to individuals; the 1973 Family Educational Rights and Privacy Act, which provided students the right to access their records; and the 1974 Privacy Act, which prevented the federal government from disclosing personal information without good cause.
Allegations of bias
In the early 1970s, conservatives and libertarians began to criticize the ACLU for being too political and too liberal. Legal scholar Joseph W. Bishop wrote that the ACLU's trend to partisanship started with its defense of Spock's anti-war protests. Critics also blamed the ACLU for encouraging the Supreme Court to embrace judicial activism. Critics claimed that the ACLU's support of controversial decisions like Roe v. Wade and Griswold v. Connecticut violated the intention of the authors of the Bill of Rights. The ACLU became an issue in the 1988 presidential campaign, when Republican candidate George H. W. Bush accused Democratic candidate Michael Dukakis (a member of the ACLU) of being a "card carrying member of the ACLU".
Skokie case
In 1977, the National Socialist Party of America, led by Frank Collin, applied to the town of Skokie, Illinois, for a permit to hold a demonstration in the town park. Skokie at the time had a majority population of Jews, totaling 40,000 of 70,000 citizens, some of whom were survivors of Nazi concentration camps. Skokie refused to grant the NSPA a permit and passed ordinances against hate speech and military wear, in addition to requiring an insurance bond. Skokie's Village Council ordered village attorney, Harvey Schwartz, to seek an injunction to stop the demonstration. The ACLU assisted Collin and appealed to federal court, eventually prevailing in NSPA v. Village of Skokie
The Skokie case was heavily publicized across America, partially because Jewish groups such as the Jewish Defense League and Anti Defamation League strenuously objected to the demonstration, leading many members of the ACLU to cancel their memberships. The Illinois affiliate of the ACLU lost about 25% of its membership and nearly one-third of its budget. The financial strain from the controversy led to layoffs at local chapters. After the membership crisis died down, the ACLU sent out a fund-raising appeal which explained their rationale for the Skokie case and raised over $500,000 ($ in dollars).
Reagan era
The inauguration of Ronald Reagan as president in 1981 ushered in an eight-year period of conservative leadership in the US government. Under Reagan's leadership, the government pushed a conservative social agenda.
The Arkansas 1981 creationism statute, which required schools to teach the biblical account of creation as a scientific alternative to evolution. The ACLU won the case in the McLean v. Arkansas decision.
In 1982, the ACLU became involved in a case involving the distribution of child pornography (New York v. Ferber). In an amicus brief, the ACLU argued that child pornography that violates the three prong obscenity test should be outlawed. However, the law was overly restrictive because it banned artistic displays and non-obscene material. The court did not adopt the ACLU's position.
During the 1988 presidential election, Vice President George H. W. Bush noted that his opponent Massachusetts Governor Michael Dukakis had described himself as a "card-carrying member of the ACLU" and used that as evidence that Dukakis was "a strong, passionate liberal" and "out of the mainstream". The phrase subsequently was used by the organization in an advertising campaign.
Free speech
In 1997, ruling unanimously in the case of Reno v. American Civil Liberties Union, the Supreme Court voided the anti-indecency provisions of the Communications Decency Act (the CDA), finding they violated the freedom of speech provisions of the First Amendment. In their decision, the Supreme Court held that the CDA's "use of the undefined terms 'indecent' and 'patently offensive' will provoke uncertainty among speakers about how the two standards relate to each other and just what they mean."
In 2000, Marvin Johnson, a legislative counsel for the ACLU, stated that proposed anti-spam legislation infringed on free speech by denying anonymity and by forcing spam to be labeled as such, "Standardized labeling is compelled speech." He also stated, "It's relatively simple to click and delete." The debate found the ACLU joining with the Direct Marketing Association and the Center for Democracy and Technology in 2000 in criticizing a bipartisan bill in the House of Representatives. As early as 1997, the ACLU had taken a strong position that nearly all spam legislation was improper, although it has supported "opt-out" requirements in some cases. The ACLU opposed the 2003 CAN-SPAM act suggesting that it could have a chilling effect on speech in cyberspace. It has been criticized for this position.
In 2006, the ACLU of Washington State joined with a pro-gun rights organization, the Second Amendment Foundation, and prevailed in a lawsuit against the North Central Regional Library District (NCRL) in Washington for its policy of refusing to disable restrictions upon an adult patron's request. Library patrons attempting to access pro-gun web sites were blocked, and the library refused to remove the blocks. In 2012, the ACLU sued the same library system for refusing to disable temporarily, at the request of an adult patron, Internet filters which blocked access to Google Images.
In 2006, the ACLU challenged a Missouri law prohibiting picketing outside veterans' funerals. The ACLU filed the suit in support of the Westboro Baptist Church and Shirley Phelps-Roper, who were threatened with arrest. The Westboro Baptist Church is well known for its picket signs that contain messages such as "God Hates Fags", "Thank God for Dead Soldiers", and "Thank God for 9/11". The ACLU issued a statement calling the legislation a "law that infringes on Shirley Phelps-Roper's rights to religious liberty and free speech." The ACLU prevailed in the lawsuit.
The ACLU argued in an amicus brief to the Supreme Court that a decision on the constitutionality of a Massachusetts law required the consideration of additional evidence because lower courts have undervalued the right to engage in sidewalk counseling. The law prohibited sidewalk counselors from approaching women outside abortion facilities and offering them alternatives to abortion but allowed escorts to speak with them and accompany them into the building. In overturning the law in McCullen v. Coakley, the Supreme Court unanimously ruled that it violated the counselors' freedom of speech and constituted viewpoint discrimination.
In 2009, the ACLU filed an amicus brief in Citizens United v. FEC, arguing that the Bipartisan Campaign Reform Act of 2002 violated the First Amendment right to free speech by curtailing political speech. This stance on the landmark Citizens United case caused considerable disagreement within the organization, resulting in a discussion about its future stance during a quarterly board meeting in 2010. On March 27, 2012, the ACLU reaffirmed its stance in support of the Supreme Court's Citizens United ruling, at the same time voicing support for expanded public financing of election campaigns and stating the organization would firmly oppose any future constitutional amendment limiting free speech.
In 2012, the ACLU filed suit on behalf of the Ku Klux Klan of Georgia, claiming that the KKK was unfairly rejected from the state's "Adopt-a-Highway" program. The ACLU prevailed in the lawsuit.
Move towards identity politics
Some have claimed the ACLU is reducing its support of unpopular free speech (specifically by declining to defend speech made by conservatives) in favor of identity politics, political correctness, and progressivism. Instead, critics contend that the organization has instead become a progressive advocacy organization intensely focused on identity politics.
One basis of these allegations was a 2017 statement the ACLU president made to a reporter after the death of a counter-protester during the 2017 Unite the Right rally in Virginia, where Romero told a reporter that the ACLU would no longer support legal cases of activists that wish to carry guns at their protests. Another basis for these claims was an internal ACLU memo dated June 2018, discussing factors to evaluate when deciding whether to take a case. The memo listed several factors to consider, including "the extent to which the speech may assist in advancing the goals of white supremacists or others whose views are contrary to our values."
Some analysts viewed this as a retreat from the ACLU's historically strong support of First Amendment rights, regardless of whether minorities were negatively impacted by the speech, citing the ACLU's past support for certain KKK and Nazi legal cases. The memo's authors stated that the memo did not define a change in official ACLU policy, but was intended as a guideline to assist ACLU affiliates in deciding which cases to take.
In 2021, the ACLU responded to the criticisms by denying that they are reducing their support for unpopular First Amendment causes and listing 27 cases from 2017 to 2021 where the ACLU supported a party holding an unpopular or repugnant viewpoint. The cases included one which challenged college restrictions on hate speech; a case defending a Catholic school's right to discriminate in hiring; and a case that defended antisemitic protesters who marched outside a synagogue.
In 2024, the National Labor Relations Board sued the ACLU in an unfair labor practice case after the ACLU fired an Asian attorney for criticizing her Black bosses. The ACLU contended that the employee's use of phrases like "the beatings will continue until morale improves" was racially coded and that it "caused serious harm to Black members of the A.C.L.U. community." According to Jeremy W. Peters of The New York Times, critics of the ACLU saw the firing as "a sign of how far the group has strayed from its core mission — defending free speech — and has instead aligned itself with a progressive politics that is intensely focused on identity."
LGBTQ issues
In 2000, the ACLU lost the Boy Scouts of America v. Dale case, which had asked the Supreme Court to require the Boy Scouts of America to drop their policy of prohibiting homosexuals from becoming Boy Scout leaders.
In March 2004, the ACLU, along with Lambda Legal and the National Center for Lesbian Rights, sued the state of California on behalf of six same-sex couples who were denied marriage licenses. That case, Woo v. Lockyer, was eventually consolidated into In re Marriage Cases, the California Supreme Court case which led to same-sex marriage being available in that state from June 16, 2008, until Proposition 8 was passed on November 4, 2008. The ACLU, Lambda Legal and the National Center for Lesbian Rights then challenged Proposition 8 and won.
In 2011, the ACLU started its Don't Filter Me project, countering LGBT-related Internet censorship in public schools in the United States.
On January 7, 2013, the ACLU settled with the federal government in Collins v. United States that provided for the payment of full separation pay to servicemembers discharged under "don't ask, don't tell" since November 10, 2004, who had previously been granted only half that.
In 2021, the ACLU filed a brief siding with a school district that had a policy of using preferred pronouns for transgender students. Some analysts felt this was a retreat from the ACLU's historical defense of the First Amendment because the ACLU was opposing the teachers who were disciplined for refusing to use the preferred pronouns.
Anti-terrorism issues
After the September 11 attacks, the federal government instituted a broad range of new measures to combat terrorism, including the passage of the Patriot Act. The ACLU challenged many of the measures, claiming that they violated rights regarding due process, privacy, illegal searches, and cruel and unusual punishment. An ACLU policy statement states:
During the ensuing debate regarding the proper balance of civil liberties and security, the membership of the ACLU increased by 20%, bringing the group's total enrollment to 330,000. The growth continued, and by August 2008 ACLU membership was greater than 500,000. It remained at that level through 2011.
The ACLU has been a vocal opponent of the Patriot Act of 2001, the PATRIOT 2 Act of 2003, and associated legislation made in response to the threat of domestic terrorism. In response to a requirement of the USA PATRIOT Act, the ACLU withdrew from the Combined Federal Campaign charity drive. The campaign required ACLU employees to be checked against a federal anti-terrorism watch list. The ACLU has stated that it would "reject $500,000 in contributions from private individuals rather than submit to a government 'blacklist' policy".
In 2004, the ACLU sued the federal government in American Civil Liberties Union v. Ashcroft on behalf of Nicholas Merrill, owner of an Internet service provider. Under the provisions of the Patriot Act, the government had issued national security letters to Merrill to compel him to provide private Internet access information from some of his customers. In addition, the government placed a gag order on Merrill, forbidding him from discussing the matter with anyone.
In January 2006, the ACLU filed a lawsuit, ACLU v. NSA, in a federal district court in Michigan, challenging government spying in the NSA warrantless surveillance controversy. On August 17, 2006, that court ruled that the warrantless wiretapping program was unconstitutional and ordered it ended immediately. However, the order was stayed pending an appeal. The Bush administration did suspend the program while the appeal was being heard. In February 2008, the US Supreme Court turned down an appeal from the ACLU to let it pursue a lawsuit against the program that began shortly after the September 11 terror attacks.
The ACLU and other organizations also filed separate lawsuits against telecommunications companies. The ACLU filed a lawsuit in Illinois (Terkel v. AT&T), which was dismissed because of the state secrets privilege and two others in California requesting injunctions against AT&T and Verizon. On August 10, 2006, the lawsuits against the telecommunications companies were transferred to a federal judge in San Francisco.
The ACLU represents a Muslim-American who was detained but never accused of a crime in Ashcroft v. al-Kidd, a civil suit against former Attorney General John Ashcroft. In January 2010, the American military released the names of 645 detainees held at the Bagram Theater Internment Facility in Afghanistan, modifying its long-held position against publicizing such information. This list was prompted by a Freedom of Information Act lawsuit filed in September 2009 by the ACLU, whose lawyers had also requested detailed information about conditions, rules, and regulations.
On August 10, 2020, in an opinion article for USA Today by Anthony D. Romero, the ACLU called for the dismantling of the United States Department of Homeland Security over the deployment of federal forces in July 2020 during the George Floyd protests. On August 26, 2020, the ACLU filed a lawsuit on behalf of seven protesters and three veterans following the protests in Portland, Oregon, which accused the Trump Administration of using excessive force and unlawful arrests with federal officers.
Trump administration
Following Donald Trump's election as president on November 8, 2016, the ACLU responded on Twitter by saying: "Should President-elect Donald Trump attempt to implement his unconstitutional campaign promises, we'll see him in court." On January 27, 2017, President Trump signed an executive order indefinitely barring "Syrian refugees from entering the United States, suspended all refugee admissions for 120 days and blocked citizens of seven Muslim-majority countries, refugees or otherwise, from entering the United States for 90 days: Iran, Iraq, Libya, Somalia, Sudan, Syria and Yemen". The ACLU responded by filing a lawsuit against the ban on behalf of Hameed Khalid Darweesh and Haider Sameer Abdulkhaleq Alshawi, who had been detained at JFK International Airport. On January 28, 2017, District Court Judge Ann Donnelly granted a temporary injunction against the immigration order, saying it was difficult to see any harm from allowing the newly arrived immigrants to remain in the country.
In response to Trump's order, the ACLU raised more than $24 million from more than 350,000 individual online donations in two days. This amounted to six times what the ACLU normally receives in online donations in a year. Celebrities donating included Chris Sacca (who offered to match other people's donations and ultimately gave $150,000), Rosie O'Donnell, Judd Apatow, Sia, John Legend, and Adele. The number of members of the ACLU doubled in the time from the election to end of January to 1 million.
Grants and contributions increased from US$106,628,381 reported by the 2016 year-end income statement to $274,104,575 by the 2017 year-end statement. The segment's primary revenue source came from individual contributions in response to the Trump presidency's infringements on civil liberties. The surge in donations more than doubled the total support and revenue of the non-profit organization year over year from 2016 to 2017. Besides filing more lawsuits than during previous presidential administrations, the ACLU has spent more money on advertisements and messaging as well, weighing in on elections and pressing political concerns. This increased public profile has drawn some accusations that the organization has become more politically partisan than in previous decades.
See also
American Civil Rights Union
British Columbia Civil Liberties Association
Canadian Civil Liberties Association
Foundation for Individual Rights and Expression (FIRE)
Institute for Justice
Liberty, a British equivalent
List of court cases involving the American Civil Liberties Union
National Emergency Civil Liberties Committee
New York Civil Liberties Union
Political freedom
Southern Poverty Law Center
Citations
General and cited references
Bodenhamer, David, and Ely, James, Editors (2008). The Bill of Rights in Modern America, second edition. Indiana University Press. .
Donohue, William (1985). The Politics of the American Civil Liberties Union. Transaction Books. .
Kaminer, Wendy (2009). Worst Instincts: Cowardice, Conformity, and the ACLU. Beacon Press. . A dissident member of the ACLU criticizes its post-9/11 actions as betraying the core principles of its founders.
Lamson, Peggy (1976). Roger Baldwin: Founder of the American Civil Liberties Union. Houghton Mifflin Company. .
Walker, Samuel (1990). In Defense of American Liberties: A History of the ACLU. Oxford University Press. .
Further reading
Klein Woody, and Baldwin, Roger Nash (2006). Liberties lost: the endangered legacy of the ACLU. Greenwood Publishing Group, 2006. A collection of essays by Baldwin, each accompanied by commentary from a modern analyst.
Krannawitter, Thomas L. and Palm, Daniel C. (2005). A Nation Under God?: The ACLU and religion in American politics. Rowman & Littlefield.
Sears, Alan, and Osten, Craig (2005). The ACLU vs America: Exposing the Agenda to Redefine Moral Values. B&H Publishing Group.
Smith, Frank LaGard (1996). ACLU: The Devil's Advocate: The Seduction of Civil Liberties in America. Marcon Publishers.
Archives
American Civil Liberties Union of Southern California records. 754 boxes. UCLA Library Special Collections.
American Civil Liberties Union of Washington. 1917–2019. 188.31 cubic feet (including 13 microfilm reels and 1 videocassette) plus 62 cartons and 2 rolled posters. Labor Archives of Washington. University of Washington Special Collections.
American Civil Liberties Union of Michigan: Detroit Branch Records 1952–1966. This collection documents the early years of the Detroit ACLU branch. The collection contains documents related to academic freedom; censorship; church and state; civil liberties; police brutality; HUAC; and legal assistance to prisoners. Walter P. Reuther Library, Detroit, Michigan.
American Civil Liberties Union of Oakland County, Michigan 1970–1984. This collection illustrates that the branch was formed to address Oakland County jail conditions, lie detector use, senior housing rights, and attempts to reinstate the death penalty. Walter P. Reuther Library, Detroit, Michigan.
Selected works sponsored or published by the ACLU
Annual Report – American Civil Liberties Union, American Civil Liberties Union, 1921.
Black Justice, ACLU, 1931.
How Americans Protest, American Civil Liberties Union, 1963.
Secret detention by the Chicago police: a report, American Civil Liberties Union, 1959.
Report on lawlessness in law enforcement, Wickersham Commission, Patterson Smith, 1931. This report was written by the ACLU but published under the auspices of the Wickersham Commission.
Miller, Merle, (1952), The Judges and the Judged, Doubleday.
ACLU organization records, 1947–1995. Princeton University Library, Mudd Manuscript Library.
The Dangers of Domestic Spying by Federal Law Enforcement, American Civil Liberties Union, 2002.
Engines of Liberty: The Power of Citizen Activists to Make Constitutional Law, David D. Cole, 2016
External links
American Civil Liberties Union Records, Princeton University. Document archive 1917–1950, including the history of the ACLU.
Debs Pamphlet Collection , Indiana State University Library. An array of annual ACLU reports in PDF.
List of 100 most important ACLU victories, New Hampshire Civil Liberties Union.
De-classified FBI records on the ACLU
1920 establishments in the United States
501(c)(4) nonprofit organizations
Civil liberties advocacy groups in the United States
Drug policy reform
Government watchdog groups in the United States
Immigration political advocacy groups in the United States
Legal advocacy organizations in the United States
LGBT political advocacy groups in the United States
Non-profit organizations based in New York City
Nonpartisan organizations in the United States
Organizations established in 1920
Privacy in the United States
Privacy organizations |
1960 | https://en.wikipedia.org/wiki/Andrea%20Alciato | Andrea Alciato | Andrea Alciato (8 May 149212 January 1550), commonly known as Alciati (Andreas Alciatus), was an Italian jurist and writer. He is regarded as the founder of the French school of legal humanists.
Biography
Alciati was born in Alzate Brianza, near Milan, and settled in France in the early 16th century. He displayed great literary skill in his exposition of the laws, and was one of the first to interpret the civil law by the history, languages and literature of antiquity, and to substitute original research for the servile interpretations of the glossators. He published many legal works, and some annotations on Tacitus and accumulated a sylloge of Roman inscriptions from Milan and its territories, as part of his preparation for his history of Milan, written in 1504–05.
Among his several appointments, Alciati taught Law at the University of Bourges between 1529 and 1535. It was Guillaume Budé who encouraged the call to Bourges at the time. Pierre Bayle, in his General Dictionary (article "Alciat"), relates that he greatly increased his salary there, by the "stratagem" of arranging to get a job offer from the University of Bologna and using it as a negotiation point .
Alciati is most famous for his Emblemata, published in dozens of editions from 1531 onward. This collection of short Latin verse texts and accompanying woodcuts created an entire European genre, the emblem book, which attained enormous popularity in continental Europe and Great Britain.
Alciati died at Pavia in 1550.
Works
Annotationes in tres libros Codicis (1515)
Emblematum libellus (1531)
Opera omnia (Basel 1546–49)
Rerum Patriae, seu Historiae Mediolanensis, Libri IV (Milan, 1625) a history of Milan, written in 1504–05.
De formula Romani Imperii (Basilae: Ioannem Oporinum, 1559, editio princeps)
Quotation
References
External links
Alciato at Glasgow – Reproductions of 22 editions of Alciato's emblems from 1531 to 1621
Description, Reproduction and translation Memorial University of Newfoundland
Emblemata Latin text, Antwerp 1577, full digital facsimile, CAMENA Project
1492 births
1550 deaths
16th-century Italian jurists
16th-century writers in Latin
16th-century Italian historians
Italian Renaissance humanists
People from the Province of Como |
1962 | https://en.wikipedia.org/wiki/Apparent%20magnitude | Apparent magnitude | Apparent magnitude () is a measure of the brightness of a star or other astronomical object to an observer on Earth. An object's apparent magnitude depends on its intrinsic luminosity, its distance, and any extinction of the object's light caused by interstellar dust along the line of sight to the observer.
The word magnitude in astronomy, unless stated otherwise, usually refers to a celestial object's apparent magnitude. The magnitude scale dates to before the ancient Roman astronomer Claudius Ptolemy, whose star catalog popularized the system by listing stars from 1st magnitude (brightest) to 6th magnitude (dimmest). The modern scale was mathematically defined in a way to closely match this historical system.
The scale is reverse logarithmic: the brighter an object is, the lower its magnitude number. A difference of 1.0 in magnitude corresponds to a brightness ratio of , or about 2.512. For example, a star of magnitude 2.0 is 2.512 times as bright as a star of magnitude 3.0, 6.31 times as bright as a star of magnitude 4.0, and 100 times as bright as one of magnitude 7.0.
The brightest astronomical objects have negative apparent magnitudes: for example, Venus at −4.2 or Sirius at −1.46. The faintest stars visible with the naked eye on the darkest night have apparent magnitudes of about +6.5, though this varies depending on a person's eyesight and with altitude and atmospheric conditions. The apparent magnitudes of known objects range from the Sun at −26.832 to objects in deep Hubble Space Telescope images of magnitude +31.5.
The measurement of apparent magnitude is called photometry. Photometric measurements are made in the ultraviolet, visible, or infrared wavelength bands using standard passband filters belonging to photometric systems such as the UBV system or the Strömgren uvbyβ system. Measurement in the V-band may be referred to as the apparent visual magnitude.
Absolute magnitude is a measure of the intrinsic luminosity of a celestial object, rather than its apparent brightness, and is expressed on the same reverse logarithmic scale. Absolute magnitude is defined as the apparent magnitude that a star or object would have if it were observed from a distance of . Therefore, it is of greater use in stellar astrophysics since it refers to a property of a star regardless of how close it is to Earth. But in observational astronomy and popular stargazing, unqualified references to "magnitude" are understood to mean apparent magnitude.
Amateur astronomers commonly express the darkness of the sky in terms of limiting magnitude, i.e. the apparent magnitude of the faintest star they can see with the naked eye. This can be useful as a way of monitoring the spread of light pollution.
Apparent magnitude is really a measure of illuminance, which can also be measured in photometric units such as lux.
History
The scale used to indicate magnitude originates in the Hellenistic practice of dividing stars visible to the naked eye into six magnitudes. The brightest stars in the night sky were said to be of first magnitude ( = 1), whereas the faintest were of sixth magnitude ( = 6), which is the limit of human visual perception (without the aid of a telescope). Each grade of magnitude was considered twice the brightness of the following grade (a logarithmic scale), although that ratio was subjective as no photodetectors existed. This rather crude scale for the brightness of stars was popularized by Ptolemy in his Almagest and is generally believed to have originated with Hipparchus. This cannot be proved or disproved because Hipparchus's original star catalogue is lost. The only preserved text by Hipparchus himself (a commentary to Aratus) clearly documents that he did not have a system to describe brightness with numbers: He always uses terms like "big" or "small", "bright" or "faint" or even descriptions such as "visible at full moon".
In 1856, Norman Robert Pogson formalized the system by defining a first magnitude star as a star that is 100 times as bright as a sixth-magnitude star, thereby establishing the logarithmic scale still in use today. This implies that a star of magnitude is about 2.512 times as bright as a star of magnitude . This figure, the fifth root of 100, became known as Pogson's Ratio. The zero point of Pogson's scale was originally defined by assigning Polaris a magnitude of exactly 2. Astronomers later discovered that Polaris is slightly variable, so they switched to Vega as the standard reference star, assigning the brightness of Vega as the definition of zero magnitude at any specified wavelength.
Apart from small corrections, the brightness of Vega still serves as the definition of zero magnitude for visible and near infrared wavelengths, where its spectral energy distribution (SED) closely approximates that of a black body for a temperature of . However, with the advent of infrared astronomy it was revealed that Vega's radiation includes an infrared excess presumably due to a circumstellar disk consisting of dust at warm temperatures (but much cooler than the star's surface). At shorter (e.g. visible) wavelengths, there is negligible emission from dust at these temperatures. However, in order to properly extend the magnitude scale further into the infrared, this peculiarity of Vega should not affect the definition of the magnitude scale. Therefore, the magnitude scale was extrapolated to all wavelengths on the basis of the black-body radiation curve for an ideal stellar surface at uncontaminated by circumstellar radiation. On this basis the spectral irradiance (usually expressed in janskys) for the zero magnitude point, as a function of wavelength, can be computed. Small deviations are specified between systems using measurement apparatuses developed independently so that data obtained by different astronomers can be properly compared, but of greater practical importance is the definition of magnitude not at a single wavelength but applying to the response of standard spectral filters used in photometry over various wavelength bands.
With the modern magnitude systems, brightness over a very wide range is specified according to the logarithmic definition detailed below, using this zero reference. In practice such apparent magnitudes do not exceed 30 (for detectable measurements). The brightness of Vega is exceeded by four stars in the night sky at visible wavelengths (and more at infrared wavelengths) as well as the bright planets Venus, Mars, and Jupiter, and these must be described by negative magnitudes. For example, Sirius, the brightest star of the celestial sphere, has a magnitude of −1.4 in the visible. Negative magnitudes for other very bright astronomical objects can be found in the table below.
Astronomers have developed other photometric zero point systems as alternatives to the Vega system. The most widely used is the AB magnitude system, in which photometric zero points are based on a hypothetical reference spectrum having constant flux per unit frequency interval, rather than using a stellar spectrum or blackbody curve as the reference. The AB magnitude zero point is defined such that an object's AB and Vega-based magnitudes will be approximately equal in the V filter band.
Measurement
Precision measurement of magnitude (photometry) requires calibration of the photographic or (usually) electronic detection apparatus. This generally involves contemporaneous observation, under identical conditions, of standard stars whose magnitude using that spectral filter is accurately known. Moreover, as the amount of light actually received by a telescope is reduced due to transmission through the Earth's atmosphere, the airmasses of the target and calibration stars must be taken into account. Typically one would observe a few different stars of known magnitude which are sufficiently similar. Calibrator stars close in the sky to the target are favoured (to avoid large differences in the atmospheric paths). If those stars have somewhat different zenith angles (altitudes) then a correction factor as a function of airmass can be derived and applied to the airmass at the target's position. Such calibration obtains the brightness as would be observed from above the atmosphere, where apparent magnitude is defined.
The apparent magnitude scale in astronomy reflects the received power of stars and not their amplitude. Newcomers should consider using the relative brightness measure in astrophotography to adjust exposure times between stars. Apparent magnitude also integrates over the entire object, regardless of its focus, and this needs to be taken into account when scaling exposure times for objects with significant apparent size, like the Sun, Moon and planets. For example, directly scaling the exposure time from the Moon to the Sun works because they are approximately the same size in the sky. However, scaling the exposure from the Moon to Saturn would result in an overexposure if the image of Saturn takes up a smaller area on your sensor than the Moon did (at the same magnification, or more generally, f/#).
Calculations
The dimmer an object appears, the higher the numerical value given to its magnitude, with a difference of 5 magnitudes corresponding to a brightness factor of exactly 100. Therefore, the magnitude , in the spectral band , would be given by
which is more commonly expressed in terms of common (base-10) logarithms as
where is the observed irradiance using spectral filter , and is the reference flux (zero-point) for that photometric filter. Since an increase of 5 magnitudes corresponds to a decrease in brightness by a factor of exactly 100, each magnitude increase implies a decrease in brightness by the factor (Pogson's ratio). Inverting the above formula, a magnitude difference implies a brightness factor of
Example: Sun and Moon
What is the ratio in brightness between the Sun and the full Moon?
The apparent magnitude of the Sun is −26.832 (brighter), and the mean magnitude of the full moon is −12.74 (dimmer).
Difference in magnitude:
Brightness factor:
The Sun appears to be approximately times as bright as the full Moon.
Magnitude addition
Sometimes one might wish to add brightness. For example, photometry on closely separated double stars may only be able to produce a measurement of their combined light output. To find the combined magnitude of that double star knowing only the magnitudes of the individual components, this can be done by adding the brightness (in linear units) corresponding to each magnitude.
Solving for yields
where is the resulting magnitude after adding the brightnesses referred to by and .
Apparent bolometric magnitude
While magnitude generally refers to a measurement in a particular filter band corresponding to some range of wavelengths, the apparent or absolute bolometric magnitude (mbol) is a measure of an object's apparent or absolute brightness integrated over all wavelengths of the electromagnetic spectrum (also known as the object's irradiance or power, respectively). The zero point of the apparent bolometric magnitude scale is based on the definition that an apparent bolometric magnitude of 0 mag is equivalent to a received irradiance of 2.518×10−8 watts per square metre (W·m−2).
Absolute magnitude
While apparent magnitude is a measure of the brightness of an object as seen by a particular observer, absolute magnitude is a measure of the intrinsic brightness of an object. Flux decreases with distance according to an inverse-square law, so the apparent magnitude of a star depends on both its absolute brightness and its distance (and any extinction). For example, a star at one distance will have the same apparent magnitude as a star four times as bright at twice that distance. In contrast, the intrinsic brightness of an astronomical object, does not depend on the distance of the observer or any extinction.
The absolute magnitude , of a star or astronomical object is defined as the apparent magnitude it would have as seen from a distance of . The absolute magnitude of the Sun is 4.83 in the V band (visual), 4.68 in the Gaia satellite's G band (green) and 5.48 in the B band (blue).
In the case of a planet or asteroid, the absolute magnitude rather means the apparent magnitude it would have if it were from both the observer and the Sun, and fully illuminated at maximum opposition (a configuration that is only theoretically achievable, with the observer situated on the surface of the Sun).
Standard reference values
The magnitude scale is a reverse logarithmic scale. A common misconception is that the logarithmic nature of the scale is because the human eye itself has a logarithmic response. In Pogson's time this was thought to be true (see Weber–Fechner law), but it is now believed that the response is a power law .
Magnitude is complicated by the fact that light is not monochromatic. The sensitivity of a light detector varies according to the wavelength of the light, and the way it varies depends on the type of light detector. For this reason, it is necessary to specify how the magnitude is measured for the value to be meaningful. For this purpose the UBV system is widely used, in which the magnitude is measured in three different wavelength bands: U (centred at about 350 nm, in the near ultraviolet), B (about 435 nm, in the blue region) and V (about 555 nm, in the middle of the human visual range in daylight). The V band was chosen for spectral purposes and gives magnitudes closely corresponding to those seen by the human eye. When an apparent magnitude is discussed without further qualification, the V magnitude is generally understood.
Because cooler stars, such as red giants and red dwarfs, emit little energy in the blue and UV regions of the spectrum, their power is often under-represented by the UBV scale. Indeed, some L and T class stars have an estimated magnitude of well over 100, because they emit extremely little visible light, but are strongest in infrared.
Measures of magnitude need cautious treatment and it is extremely important to measure like with like. On early 20th century and older orthochromatic (blue-sensitive) photographic film, the relative brightnesses of the blue supergiant Rigel and the red supergiant Betelgeuse irregular variable star (at maximum) are reversed compared to what human eyes perceive, because this archaic film is more sensitive to blue light than it is to red light. Magnitudes obtained from this method are known as photographic magnitudes, and are now considered obsolete.
For objects within the Milky Way with a given absolute magnitude, 5 is added to the apparent magnitude for every tenfold increase in the distance to the object. For objects at very great distances (far beyond the Milky Way), this relationship must be adjusted for redshifts and for non-Euclidean distance measures due to general relativity.
For planets and other Solar System bodies, the apparent magnitude is derived from its phase curve and the distances to the Sun and observer.
List of apparent magnitudes
Some of the listed magnitudes are approximate. Telescope sensitivity depends on observing time, optical bandpass, and interfering light from scattering and airglow.
See also
Apparent size
Distance modulus
List of nearest bright stars
List of nearest stars and brown dwarfs
Luminosity in astronomy
Surface brightness
References
External links
Observational astronomy
Logarithmic scales of measurement |
1963 | https://en.wikipedia.org/wiki/Absolute%20magnitude | Absolute magnitude | In astronomy, absolute magnitude () is a measure of the luminosity of a celestial object on an inverse logarithmic astronomical magnitude scale. An object's absolute magnitude is defined to be equal to the apparent magnitude that the object would have if it were viewed from a distance of exactly , without extinction (or dimming) of its light due to absorption by interstellar matter and cosmic dust. By hypothetically placing all objects at a standard reference distance from the observer, their luminosities can be directly compared among each other on a magnitude scale. For Solar System bodies that shine in reflected light, a different definition of absolute magnitude (H) is used, based on a standard reference distance of one astronomical unit.
Absolute magnitudes of stars generally range from approximately −10 to +20. The absolute magnitudes of galaxies can be much lower (brighter).
The more luminous an object, the smaller the numerical value of its absolute magnitude. A difference of 5 magnitudes between the absolute magnitudes of two objects corresponds to a ratio of 100 in their luminosities, and a difference of n magnitudes in absolute magnitude corresponds to a luminosity ratio of 100n/5. For example, a star of absolute magnitude MV = 3.0 would be 100 times as luminous as a star of absolute magnitude MV = 8.0 as measured in the V filter band. The Sun has absolute magnitude MV = +4.83. Highly luminous objects can have negative absolute magnitudes: for example, the Milky Way galaxy has an absolute B magnitude of about −20.8.
As with all astronomical magnitudes, the absolute magnitude can be specified for different wavelength ranges corresponding to specified filter bands or passbands; for stars a commonly quoted absolute magnitude is the absolute visual magnitude, which uses the visual (V) band of the spectrum (in the UBV photometric system). Absolute magnitudes are denoted by a capital M, with a subscript representing the filter band used for measurement, such as MV for absolute magnitude in the V band.
An object's absolute bolometric magnitude (Mbol) represents its total luminosity over all wavelengths, rather than in a single filter band, as expressed on a logarithmic magnitude scale. To convert from an absolute magnitude in a specific filter band to absolute bolometric magnitude, a bolometric correction (BC) is applied.
Stars and galaxies
In stellar and galactic astronomy, the standard distance is 10 parsecs (about 32.616 light-years, 308.57 petameters or 308.57 trillion kilometres). A star at 10 parsecs has a parallax of 0.1″ (100 milliarcseconds). Galaxies (and other extended objects) are much larger than 10 parsecs, their light is radiated over an extended patch of sky, and their overall brightness cannot be directly observed from relatively short distances, but the same convention is used. A galaxy's magnitude is defined by measuring all the light radiated over the entire object, treating that integrated brightness as the brightness of a single point-like or star-like source, and computing the magnitude of that point-like source as it would appear if observed at the standard 10 parsecs distance. Consequently, the absolute magnitude of any object equals the apparent magnitude it would have if it were 10 parsecs away.
Some stars visible to the naked eye have such a low absolute magnitude that they would appear bright enough to outshine the planets and cast shadows if they were at 10 parsecs from the Earth. Examples include Rigel (−7.0), Deneb (−7.2), Naos (−6.0), and Betelgeuse (−5.6). For comparison, Sirius has an absolute magnitude of only 1.4, which is still brighter than the Sun, whose absolute visual magnitude is 4.83. The Sun's absolute bolometric magnitude is set arbitrarily, usually at 4.75.
Absolute magnitudes of stars generally range from approximately −10 to +20. The absolute magnitudes of galaxies can be much lower (brighter). For example, the giant elliptical galaxy M87 has an absolute magnitude of −22 (i.e. as bright as about 60,000 stars of magnitude −10). Some active galactic nuclei (quasars like CTA-102) can reach absolute magnitudes in excess of −32, making them the most luminous persistent objects in the observable universe, although these objects can vary in brightness over astronomically short timescales. At the extreme end, the optical afterglow of the gamma ray burst GRB 080319B reached, according to one paper, an absolute r magnitude brighter than −38 for a few tens of seconds.
Apparent magnitude
The Greek astronomer Hipparchus established a numerical scale to describe the brightness of each star appearing in the sky. The brightest stars in the sky were assigned an apparent magnitude , and the dimmest stars visible to the naked eye are assigned . The difference between them corresponds to a factor of 100 in brightness. For objects within the immediate neighborhood of the Sun, the absolute magnitude and apparent magnitude from any distance (in parsecs, with 1 pc = 3.2616 light-years) are related by
where is the radiant flux measured at distance (in parsecs), the radiant flux measured at distance . Using the common logarithm, the equation can be written as
where it is assumed that extinction from gas and dust is negligible. Typical extinction rates within the Milky Way galaxy are 1 to 2 magnitudes per kiloparsec, when dark clouds are taken into account.
For objects at very large distances (outside the Milky Way) the luminosity distance (distance defined using luminosity measurements) must be used instead of , because the Euclidean approximation is invalid for distant objects. Instead, general relativity must be taken into account. Moreover, the cosmological redshift complicates the relationship between absolute and apparent magnitude, because the radiation observed was shifted into the red range of the spectrum. To compare the magnitudes of very distant objects with those of local objects, a K correction might have to be applied to the magnitudes of the distant objects.
The absolute magnitude can also be written in terms of the apparent magnitude and stellar parallax :
or using apparent magnitude and distance modulus :
Examples
Rigel has a visual magnitude of 0.12 and distance of about 860 light-years:
Vega has a parallax of 0.129″, and an apparent magnitude of 0.03:
The Black Eye Galaxy has a visual magnitude of 9.36 and a distance modulus of 31.06:
Bolometric magnitude
The absolute bolometric magnitude () takes into account electromagnetic radiation at all wavelengths. It includes those unobserved due to instrumental passband, the Earth's atmospheric absorption, and extinction by interstellar dust. It is defined based on the luminosity of the stars. In the case of stars with few observations, it must be computed assuming an effective temperature.
Classically, the difference in bolometric magnitude is related to the luminosity ratio according to:
which makes by inversion:
where
is the Sun's luminosity (bolometric luminosity)
is the star's luminosity (bolometric luminosity)
is the bolometric magnitude of the Sun
is the bolometric magnitude of the star.
In August 2015, the International Astronomical Union passed Resolution B2 defining the zero points of the absolute and apparent bolometric magnitude scales in SI units for power (watts) and irradiance (W/m2), respectively. Although bolometric magnitudes had been used by astronomers for many decades, there had been systematic differences in the absolute magnitude-luminosity scales presented in various astronomical references, and no international standardization. This led to systematic differences in bolometric corrections scales. Combined with incorrect assumed absolute bolometric magnitudes for the Sun, this could lead to systematic errors in estimated stellar luminosities (and other stellar properties, such as radii or ages, which rely on stellar luminosity to be calculated).
Resolution B2 defines an absolute bolometric magnitude scale where corresponds to luminosity , with the zero point luminosity set such that the Sun (with nominal luminosity ) corresponds to absolute bolometric magnitude . Placing a radiation source (e.g. star) at the standard distance of 10 parsecs, it follows that the zero point of the apparent bolometric magnitude scale corresponds to irradiance . Using the IAU 2015 scale, the nominal total solar irradiance ("solar constant") measured at 1 astronomical unit () corresponds to an apparent bolometric magnitude of the Sun of .
Following Resolution B2, the relation between a star's absolute bolometric magnitude and its luminosity is no longer directly tied to the Sun's (variable) luminosity:
where
is the star's luminosity (bolometric luminosity) in watts
is the zero point luminosity
is the bolometric magnitude of the star
The new IAU absolute magnitude scale permanently disconnects the scale from the variable Sun. However, on this SI power scale, the nominal solar luminosity corresponds closely to , a value that was commonly adopted by astronomers before the 2015 IAU resolution.
The luminosity of the star in watts can be calculated as a function of its absolute bolometric magnitude as:
using the variables as defined previously.
Solar System bodies ()
For planets and asteroids, a definition of absolute magnitude that is more meaningful for non-stellar objects is used. The absolute magnitude, commonly called , is defined as the apparent magnitude that the object would have if it were one astronomical unit (AU) from both the Sun and the observer, and in conditions of ideal solar opposition (an arrangement that is impossible in practice). Because Solar System bodies are illuminated by the Sun, their brightness varies as a function of illumination conditions, described by the phase angle. This relationship is referred to as the phase curve. The absolute magnitude is the brightness at phase angle zero, an arrangement known as opposition, from a distance of one AU.
Apparent magnitude
The absolute magnitude can be used to calculate the apparent magnitude of a body. For an object reflecting sunlight, and are connected by the relation
where is the phase angle, the angle between the body-Sun and body–observer lines. is the phase integral (the integration of reflected light; a number in the 0 to 1 range).
By the law of cosines, we have:
Distances:
is the distance between the body and the observer
is the distance between the body and the Sun
is the distance between the observer and the Sun
, a unit conversion factor, is the constant 1 AU, the average distance between the Earth and the Sun
Approximations for phase integral
The value of depends on the properties of the reflecting surface, in particular on its roughness. In practice, different approximations are used based on the known or assumed properties of the surface. The surfaces of terrestrial planets are generally more difficult to model than those of gaseous planets, the latter of which have smoother visible surfaces.
Planets as diffuse spheres
Planetary bodies can be approximated reasonably well as ideal diffuse reflecting spheres. Let be the phase angle in degrees, then
A full-phase diffuse sphere reflects two-thirds as much light as a diffuse flat disk of the same diameter. A quarter phase () has as much light as full phase ().
By contrast, a diffuse disk reflector model is simply , which isn't realistic, but it does represent the opposition surge for rough surfaces that reflect more uniform light back at low phase angles.
The definition of the geometric albedo , a measure for the reflectivity of planetary surfaces, is based on the diffuse disk reflector model. The absolute magnitude , diameter (in kilometers) and geometric albedo of a body are related by
or equivalently,
Example: The Moon's absolute magnitude can be calculated from its diameter and geometric albedo :
We have ,
At quarter phase, (according to the diffuse reflector model), this yields an apparent magnitude of The actual value is somewhat lower than that, This is not a good approximation, because the phase curve of the Moon is too complicated for the diffuse reflector model. A more accurate formula is given in the following section.
More advanced models
Because Solar System bodies are never perfect diffuse reflectors, astronomers use different models to predict apparent magnitudes based on known or assumed properties of the body. For planets, approximations for the correction term in the formula for have been derived empirically, to match observations at different phase angles. The approximations recommended by the Astronomical Almanac are (with in degrees):
Here is the effective inclination of Saturn's rings (their tilt relative to the observer), which as seen from Earth varies between 0° and 27° over the course of one Saturn orbit, and is a small correction term depending on Uranus' sub-Earth and sub-solar latitudes. is the Common Era year. Neptune's absolute magnitude is changing slowly due to seasonal effects as the planet moves along its 165-year orbit around the Sun, and the approximation above is only valid after the year 2000. For some circumstances, like for Venus, no observations are available, and the phase curve is unknown in those cases. The formula for the Moon is only applicable to the near side of the Moon, the portion that is visible from the Earth.
Example 1: On 1 January 2019, Venus was from the Sun, and from Earth, at a phase angle of (near quarter phase). Under full-phase conditions, Venus would have been visible at Accounting for the high phase angle, the correction term above yields an actual apparent magnitude of This is close to the value of predicted by the Jet Propulsion Laboratory.
Example 2: At first quarter phase, the approximation for the Moon gives With that, the apparent magnitude of the Moon is close to the expected value of about . At last quarter, the Moon is about 0.06 mag fainter than at first quarter, because that part of its surface has a lower albedo.
Earth's albedo varies by a factor of 6, from 0.12 in the cloud-free case to 0.76 in the case of altostratus cloud. The absolute magnitude in the table corresponds to an albedo of 0.434. Due to the variability of the weather, Earth's apparent magnitude cannot be predicted as accurately as that of most other planets.
Asteroids
If an object has an atmosphere, it reflects light more or less isotropically in all directions, and its brightness can be modelled as a diffuse reflector. Bodies with no atmosphere, like asteroids or moons, tend to reflect light more strongly to the direction of the incident light, and their brightness increases rapidly as the phase angle approaches . This rapid brightening near opposition is called the opposition effect. Its strength depends on the physical properties of the body's surface, and hence it differs from asteroid to asteroid.
In 1985, the IAU adopted the semi-empirical -system, based on two parameters and called absolute magnitude and slope, to model the opposition effect for the ephemerides published by the Minor Planet Center.
where
the phase integral is and
for or , , , and .
This relation is valid for phase angles , and works best when .
The slope parameter relates to the surge in brightness, typically , when the object is near opposition. It is known accurately only for a small number of asteroids, hence for most asteroids a value of is assumed. In rare cases, can be negative. An example is 101955 Bennu, with .
In 2012, the -system was officially replaced by an improved system with three parameters , and , which produces more satisfactory results if the opposition effect is very small or restricted to very small phase angles. However, as of 2022, this -system has not been adopted by either the Minor Planet Center nor Jet Propulsion Laboratory.
The apparent magnitude of asteroids varies as they rotate, on time scales of seconds to weeks depending on their rotation period, by up to or more. In addition, their absolute magnitude can vary with the viewing direction, depending on their axial tilt. In many cases, neither the rotation period nor the axial tilt are known, limiting the predictability. The models presented here do not capture those effects.
Cometary magnitudes
The brightness of comets is given separately as total magnitude (, the brightness integrated over the entire visible extend of the coma) and nuclear magnitude (, the brightness of the core region alone). Both are different scales than the magnitude scale used for planets and asteroids, and can not be used for a size comparison with an asteroid's absolute magnitude .
The activity of comets varies with their distance from the Sun. Their brightness can be approximated as
where are the total and nuclear apparent magnitudes of the comet, respectively, are its "absolute" total and nuclear magnitudes, and are the body-sun and body-observer distances, is the Astronomical Unit, and are the slope parameters characterising the comet's activity. For , this reduces to the formula for a purely reflecting body (showing no cometary activity).
For example, the lightcurve of comet C/2011 L4 (PANSTARRS) can be approximated by On the day of its perihelion passage, 10 March 2013, comet PANSTARRS was from the Sun and from Earth. The total apparent magnitude is predicted to have been at that time. The Minor Planet Center gives a value close to that, .
The absolute magnitude of any given comet can vary dramatically. It can change as the comet becomes more or less active over time or if it undergoes an outburst. This makes it difficult to use the absolute magnitude for a size estimate. When comet 289P/Blanpain was discovered in 1819, its absolute magnitude was estimated as . It was subsequently lost and was only rediscovered in 2003. At that time, its absolute magnitude had decreased to , and it was realised that the 1819 apparition coincided with an outburst. 289P/Blanpain reached naked eye brightness (5–8 mag) in 1819, even though it is the comet with the smallest nucleus that has ever been physically characterised, and usually doesn't become brighter than 18 mag.
For some comets that have been observed at heliocentric distances large enough to distinguish between light reflected from the coma, and light from the nucleus itself, an absolute magnitude analogous to that used for asteroids has been calculated, allowing to estimate the sizes of their nuclei.
Meteors
For a meteor, the standard distance for measurement of magnitudes is at an altitude of at the observer's zenith.
See also
Araucaria Project
Hertzsprung–Russell diagram – relates absolute magnitude or luminosity versus spectral color or surface temperature.
Jansky radio astronomer's preferred unit – linear in power/unit area
List of most luminous stars
Photographic magnitude
Surface brightness – the magnitude for extended objects
Zero point (photometry) – the typical calibration point for star flux
References
External links
Reference zero-magnitude fluxes
International Astronomical Union
Absolute Magnitude of a Star calculator
The Magnitude system
About stellar magnitudes
Obtain the magnitude of any star – SIMBAD
Converting magnitude of minor planets to diameter
Another table for converting asteroid magnitude to estimated diameter
Observational astronomy |
1965 | https://en.wikipedia.org/wiki/Apollo%201 | Apollo 1 | Apollo 1, initially designated AS-204, was planned to be the first crewed mission of the Apollo program, the American undertaking to land the first man on the Moon. It was planned to launch on February 21, 1967, as the first low Earth orbital test of the Apollo command and service module. The mission never flew; a cabin fire during a launch rehearsal test at Cape Kennedy Air Force Station Launch Complex 34 on January 27 killed all three crew members—Command Pilot Gus Grissom, Senior Pilot Ed White, and Pilot Roger B. Chaffee—and destroyed the command module (CM). The name Apollo 1, chosen by the crew, was made official by NASA in their honor after the fire.
Immediately after the fire, NASA convened an Accident Review Board to determine the cause of the fire, and both chambers of the United States Congress conducted their own committee inquiries to oversee NASA's investigation. The ignition source of the fire was determined to be electrical, and the fire spread rapidly due to combustible nylon material and the high-pressure pure oxygen cabin atmosphere. Rescue was prevented by the plug door hatch, which could not be opened against the internal pressure of the cabin. Because the rocket was unfueled, the test had not been considered hazardous, and emergency preparedness for it was poor.
During the Congressional investigation, Senator Walter Mondale publicly revealed a NASA internal document citing problems with prime Apollo contractor North American Aviation, which became known as the Phillips Report. This disclosure embarrassed NASA Administrator James E. Webb, who was unaware of the document's existence, and attracted controversy to the Apollo program. Despite congressional displeasure at NASA's lack of openness, both congressional committees ruled that the issues raised in the report had no bearing on the accident.
Crewed Apollo flights were suspended for twenty months while the command module's hazards were addressed. However, the development and uncrewed testing of the lunar module (LM) and Saturn V rocket continued. The Saturn IB launch vehicle for Apollo1, AS-204, was used for the first LM test flight, Apollo 5. The first successful crewed Apollo mission was flown by Apollo1's backup crew on Apollo 7 in October 1968.
Crew
First backup crew (April–December 1966)
Second backup crew (December 1966 – January 1967)
Apollo crewed test flight plans
AS-204 was to be the first crewed test flight of the Apollo command and service module (CSM) to Earth orbit, launched on a Saturn IB rocket. AS-204 was to test launch operations, ground tracking and control facilities and the performance of the Apollo-Saturn launch assembly and would have lasted up to two weeks, depending on how the spacecraft performed.
The CSM for this flight, number 012 built by North American Aviation (NAA), was a Block I version designed before the lunar orbit rendezvous landing strategy was chosen; therefore it lacked the capability of docking with the lunar module. This was incorporated into the Block II CSM design, along with lessons learned in Block I. Block II would be test-flown with the LM when the latter was ready.
Director of Flight Crew Operations Deke Slayton selected the first Apollo crew in January 1966, with Grissom as Command Pilot, White as Senior Pilot, and rookie Donn F. Eisele as Pilot. But Eisele dislocated his shoulder twice aboard the KC-135 weightlessness training aircraft, and had to undergo surgery on January 27. Slayton replaced him with Chaffee, and NASA announced the crew selection on March 21, 1966. James McDivitt, David Scott and Russell Schweickart were named as the backup crew.
On September 29, Walter Schirra, Eisele, and Walter Cunningham were named as the prime crew for a second Block I CSM flight, AS-205. NASA planned to follow this with an uncrewed test flight of the LM (AS-206), then the third crewed mission would be a dual flight designated AS-278 (or AS-207/208), in which AS-207 would launch the first crewed Block II CSM, which would then rendezvous and dock with the LM launched uncrewed on AS-208.
In March, NASA was studying the possibility of flying the first Apollo mission as a joint space rendezvous with the final Project Gemini mission, Gemini 12 in November 1966. But by May, delays in making Apollo ready for flight just by itself, and the extra time needed to incorporate compatibility with the Gemini, made that impractical. This became moot when slippage in readiness of the AS-204 spacecraft caused the last-quarter 1966 target date to be missed, and the mission was rescheduled for February 21, 1967.
Mission background
In October 1966, NASA announced the flight would carry a small television camera to broadcast live from the command module. The camera would also be used to allow flight controllers to monitor the spacecraft's instrument panel in flight. Television cameras were carried aboard all crewed Apollo missions.
Insignia
Grissom's crew received approval in June 1966 to design a mission patch with the name Apollo1 (though the approval was subsequently withdrawn pending a final decision on the mission designation, which was not resolved until after the fire). The design's center depicts a command and service module flying over the southeastern United States with Florida (the launch point) prominent. The Moon is seen in the distance, symbolic of the eventual program goal. A yellow border carries the mission and astronaut names with another border set with stars and stripes, trimmed in gold. The insignia was designed by the crew, with the artwork done by North American Aviation employee Allen Stevens.
Spacecraft and crew preparation
The Apollo command and service module was much bigger and far more complex than any previous crewed spacecraft. In October 1963, Joseph F. Shea was named Apollo Spacecraft Program Office (ASPO) manager, responsible for managing the design and construction of both the CSM and the LM.
In a spacecraft review meeting held with Shea on August 19, 1966 (a week before delivery), the crew expressed concern about the amount of flammable material (mainly nylon netting and Velcro) in the cabin, which both astronauts and technicians found convenient for holding tools and equipment in place. Although Shea gave the spacecraft a passing grade, after the meeting they gave him a crew portrait they had posed with heads bowed and hands clasped in prayer, with the inscription:
Shea gave his staff orders to tell North American to remove the flammables from the cabin, but did not supervise the issue personally.
North American shipped spacecraft CM-012 to Kennedy Space Center on August 26, 1966, under a conditional Certificate of Flight Worthiness: 113 significant incomplete planned engineering changes had to be completed at KSC. That was not all; an additional 623 engineering change orders were made and completed after delivery. Grissom became so frustrated with the inability of the training simulator engineers to keep up with the spacecraft changes that he took a lemon from a tree by his house and hung it on the simulator.
The command and service modules were mated in the KSC altitude chamber in September, and combined system testing was performed. Altitude testing was performed first uncrewed, then with both the prime and backup crews, from October 10 through December 30. During this testing, the environmental control unit in the command module was found to have a design flaw, and was sent back to the manufacturer for design changes and rework. The returned ECU then leaked water/glycol coolant, and had to be returned a second time. Also during this time, a propellant tank in another service module had ruptured during testing at NAA, prompting the removal from the KSC test chamber of the service module so it could be tested for signs of the tank problem. These tests were negative.
In December the second Block I flight AS-205 was canceled as unnecessary; Schirra, Eisele and Cunningham were reassigned as the backup crew for Apollo1. McDivitt's crew was now promoted to prime crew of the Block II/LM mission, re-designated AS-258 because the AS-205 launch vehicle would be used in place of AS-207. A third crewed mission was planned to launch the CSM and LM together on a SaturnV (AS-503) to an elliptical medium Earth orbit (MEO), to be crewed by Frank Borman, Michael Collins and William Anders. McDivitt, Scott and Schweickart had started their training for AS-258 in CM-101 at the NAA plant in Downey, California, when the Apollo1 accident occurred.
Once all outstanding CSM-012 hardware problems had been fixed, the reassembled spacecraft completed a successful altitude chamber test with Schirra's backup crew on December 30. According to the final report of the accident investigation board, "At the post-test debriefing the backup flight crew expressed their satisfaction with the condition and performance of the spacecraft." This would appear to contradict the account given in the 1994 book Lost Moon: The Perilous Voyage of Apollo13 by Jeffrey Kluger and astronaut James Lovell, that "When the trio climbed out of the ship,... Schirra made it clear that he was not pleased with what he had seen," and that he later warned Grissom and Shea that "there's nothing wrong with this ship that I can point to, but it just makes me uncomfortable. Something about it just doesn't ring right," and that Grissom should get out at the first sign of trouble.
After the successful altitude tests, the spacecraft was removed from the altitude chamber on January 3, 1967, and mated to its Saturn IB launch vehicle on pad 34 on January 6.
Grissom said in a February 1963 interview that NASA could not eliminate risk despite precautions:
"I suppose that someday we are going to have a failure. In every other business there are failures, and they are bound to happen sooner or later", he added. Grissom was asked about the fear of potential catastrophe in a December 1966 interview:
Accident
Plugs-out test
The launch simulation on January 27, 1967, on pad 34, was a "plugs-out" test to determine whether the spacecraft would operate nominally on (simulated) internal power while detached from all cables and umbilicals. Passing this test was essential to making the February 21 launch date. The test was considered non-hazardous because neither the launch vehicle nor the spacecraft was loaded with fuel or cryogenics and all pyrotechnic systems (explosive bolts) were disabled.
At 1:00 pm EST (1800 GMT) on January 27, first Grissom, then Chaffee, and White entered the command module fully pressure-suited, and were strapped into their seats and hooked up to the spacecraft's oxygen and communication systems. Grissom immediately noticed a strange odor in the air circulating through his suit which he compared to "sour buttermilk", and the simulated countdown was put on hold at 1:20 pm, while air samples were taken. No cause of the odor could be found, and the countdown was resumed at 2:42 pm. The accident investigation found this odor not to be related to the fire.
Three minutes after the count was resumed the hatch installation was started. The hatch consisted of three parts: a removable inner hatch which stayed inside the cabin; a hinged outer hatch which was part of the spacecraft's heat shield; and an outer hatch cover which was part of the boost protective cover enveloping the entire command module to protect it from aerodynamic heating during launch and from launch escape rocket exhaust in the event of a launch abort. The boost hatch cover was partially, but not fully, latched in place because the flexible boost protective cover was slightly distorted by some cabling run under it to provide the simulated internal power (the spacecraft's fuel cell reactants were not loaded for this test). After the hatches were sealed, the air in the cabin was replaced with pure oxygen at , higher than atmospheric pressure.
Movement by the astronauts was detected by the spacecraft's inertial measurement unit and the astronauts' biomedical sensors, and also indicated by increases in oxygen spacesuit flow, and sounds from Grissom's stuck-open microphone. The stuck microphone was part of a problem with the communications loop connecting the crew, the Operations and Checkout Building, and the Complex 34 blockhouse control room. The poor communications led Grissom to remark: "How are we going to get to the Moon if we can't talk between two or three buildings?"
The simulated countdown was put on hold again at 5:40 pm while attempts were made to troubleshoot the communications problem. All countdown functions up to the simulated internal power transfer had been successfully completed by 6:20 pm, and at 6:30 the count remained on hold at T minus 10 minutes.
The fire
The crew members were using the time to run through their checklist again, when a momentary increase in AC Bus2 voltage occurred. Nine seconds later (at 6:31:04.7), one of the astronauts (some listeners and laboratory analysis indicate Grissom) exclaimed "Hey!", "Fire!", or "Flame!"; this was followed by two seconds of scuffling sounds through Grissom's open microphone. This was immediately followed at 6:31:06.2 (23:31:06.2 GMT) by someone (believed by most listeners, and supported by laboratory analysis, to be Chaffee) saying, "[I've, or We've] got a fire in the cockpit." After 6.8 seconds of silence, a second, badly garbled transmission was heard by various listeners (who believed this transmission was made by Chaffee) as:
"They're fighting a bad fire—Let's get out... Open 'er up",
"We've got a bad fire—Let's get out... We're burning up", or
"I'm reporting a bad fire... I'm getting out..."
The transmission lasted 5.0 seconds and ended with a cry of pain.
Some blockhouse witnesses said that they saw White on the television monitors, reaching for the inner hatch release handle as flames in the cabin spread from left to right.
The heat of the fire fed by pure oxygen caused the pressure to rise to , which ruptured the command module's inner wall at 6:31:19 (23:31:19 GMT, initial phase of the fire). Flames and gases then rushed outside the command module through open access panels to two levels of the pad service structure. The intense heat, dense smoke, and ineffective gas masks designed for toxic fumes rather than smoke, hampered the ground crew's attempts to rescue the men. There were fears the command module had exploded, or soon would, and that the fire might ignite the solid fuel rocket in the launch escape tower above the command module, which would have likely killed nearby ground personnel, and possibly have destroyed the pad.
As the pressure was released by the cabin rupture, the rush of gases within the module caused flames to spread across the cabin, beginning the second phase. The third phase began when most of the oxygen was consumed and was replaced with atmospheric air, essentially quenching the fire, but causing high concentrations of carbon monoxide and heavy smoke to fill the cabin, and large amounts of soot to be deposited on surfaces as they cooled.
It took five minutes for the pad workers to open all three hatch layers, and they could not drop the inner hatch to the cabin floor as intended, so they pushed it out of the way to one side. Although the cabin lights remained on, they were unable to see the astronauts through the dense smoke. As the smoke cleared they found the bodies, but were not able to remove them. The fire had partly melted Grissom's and White's nylon space suits and the hoses connecting them to the life support system. Grissom had removed his restraints and was lying on the floor of the spacecraft. White's restraints were burned through, and he was found lying sideways just below the hatch. It was determined that he had tried to open the hatch per the emergency procedure, but was not able to do so against the internal pressure. Chaffee was found strapped into his right-hand seat, as procedure called for him to maintain communication until White opened the hatch. Because of the large strands of melted nylon fusing the astronauts to the cabin interior, removing the bodies took nearly 90 minutes. The bodies were only able to be removed after 7.5 hours from the time the incident took place, due to the gasses and toxins present which prevented medical personnel from entering initially.
Deke Slayton was possibly the first NASA official to examine the spacecraft's interior. His testimony contradicted the official report concerning the position of Grissom's body. Slayton said of Grissom and White's bodies, "it is very difficult for me to determine the exact relationships of these two bodies. They were sort of jumbled together, and I couldn't really tell which head even belonged to which body at that point. I guess the only thing that was real obvious is that both bodies were at the lower edge of the hatch. They were not in the seats. They were almost completely clear of the seat areas."
Investigation
As a result of the in-flight failure of the Gemini 8 mission on March 17, 1966, NASA Deputy Administrator Robert Seamans wrote and implemented Management Instruction 8621.1 on April 14, 1966, defining Mission Failure Investigation Policy And Procedures. This modified NASA's existing accident procedures, based on military aircraft accident investigation, by giving the Deputy Administrator the option of performing independent investigations of major failures, beyond those for which the various Program Office officials were normally responsible. It declared, "It is NASA policy to investigate and document the causes of all major mission failures which occur in the conduct of its space and aeronautical activities and to take appropriate corrective actions as a result of the findings and recommendations."
Immediately after thefire NASA Administrator James E. Webb asked President Lyndon B. Johnson to allow NASA to handle the investigation according to its established procedure, promising to be truthful in assessing blame, and to keep the appropriate leaders of Congress informed. Seamans then directed establishment of the Apollo 204 Review Board chaired by Langley Research Center director Floyd L. Thompson, which included astronaut Frank Borman, spacecraft designer Maxime Faget, and six others. On February 1, Cornell University professor Frank A. Long left the board, and was replaced by Robert W. Van Dolah of the U.S. Bureau of Mines. The next day North American's chief engineer for Apollo, George Jeffs, resigned as well.
Seamans ordered all Apollo1 hardware and software impounded, to be released only under control of the board. After thorough stereo photographic documentation of the CM-012 interior, the board ordered its disassembly using procedures tested by disassembling the identical CM-014 and conducted a thorough investigation of every part. The board also reviewed the astronauts' autopsy results and interviewed witnesses. Seamans sent Webb weekly status reports of the investigation's progress, and the board issued its final report on April 5, 1967.
Cause of death
According to the Board, Grissom suffered severe third-degree burns on over one-third of his body and his spacesuit was mostly destroyed. White suffered third-degree burns on almost half of his body and a quarter of his spacesuit had melted away. Chaffee suffered third-degree burns over almost a quarter of his body and a small portion of his spacesuit was damaged. The autopsy report determined that the primary cause of death for all three astronauts was cardiac arrest caused by high concentrations of carbon monoxide. Burns suffered by the crew were not believed to be major factors, and it was concluded that most of them had occurred postmortem. Asphyxiation occurred after the fire melted the astronauts' suits and oxygen tubes, exposing them to the lethal atmosphere of the cabin.
Major causes of accident
The review board identified several major factors which combined to cause the fire and the astronauts' deaths:
An ignition source most probably related to "vulnerable wiring carrying spacecraft power" and "vulnerable plumbing carrying a combustible and corrosive coolant"
A pure oxygen atmosphere at higher than atmospheric pressure
A cabin sealed with a hatch cover which could not be quickly removed at high pressure
An extensive distribution of combustible materials in the cabin
Inadequate emergency preparedness (rescue or medical assistance, and crew escape)
Ignition source
The review board determined that the electrical power momentarily failed at 23:30:55 GMT, and found evidence of several electric arcs in the interior equipment. They were unable to conclusively identify a single ignition source. They determined that the fire most likely started near the floor in the lower left section of the cabin, close to the Environmental Control Unit. It spread from the left wall of the cabin to the right, with the floor being affected only briefly.
The board noted that a silver-plated copper wire, running through an environmental control unit near the center couch, had become stripped of its Teflon insulation and abraded by repeated opening and closing of a small access door.
This weak point in the wiring also ran near a junction in an ethylene glycol/water cooling line that had been prone to leaks. Electrolysis of ethylene glycol solution with the silver anode of the wire was discovered at the Manned Spacecraft Center on May 29, 1967, to be a hazard capable of causing a violent exothermic reaction, igniting the ethylene glycol mixture in the Command Module's pure oxygen atmosphere. Experiments at the Illinois Institute of Technology confirmed the hazard existed for silver-plated wires, but not for copper-only or nickel-plated copper. In July, ASPO directed both North American and Grumman to ensure no silver or silver-coated electrical contacts existed in the vicinity of possible glycol spills in the Apollo spacecraft.
Pure oxygen atmosphere
The plugs-out test had been run to simulate the launch procedure, with the cabin pressurized with pure oxygen at the nominal launch level of , above standard sea level atmospheric pressure. This is more than five times the partial pressure of oxygen in the atmosphere, and provides an environment in which materials not normally considered flammable will be highly flammable and burst into flame.
The high-pressure oxygen atmosphere was similar to that which had been used successfully in the Mercury and Gemini programs. The pressure before launch was deliberately greater than ambient in order to drive out the nitrogen-containing air and replace it with pure oxygen, and also to seal the plug door hatch cover. During the launch, the pressure would have been gradually reduced to the in-flight level of , providing sufficient oxygen for the astronauts to breathe while reducing the fire risk. The Apollo1 crew had successfully tested this procedure with their spacecraft in the Operations and Checkout Building altitude (vacuum) chamber on October 18 and 19, 1966, and the backup crew of Schirra, Eisele and Cunningham had repeated it on December 30. The investigation board noted that, during these tests, the command module had been fully pressurized with pure oxygen four times, for a total of six hours and fifteen minutes, two and a half hours longer than it had been during the plugs-out test.
Flammable materials in the cabin
The review board cited "many types and classes of combustible material" close to ignition sources. The NASA crew systems department had installed of Velcro throughout the spacecraft, almost like carpeting. This Velcro was found to be flammable in a high-pressure 100% oxygen environment. Astronaut Buzz Aldrin states in his book Men From Earth that the flammable material had been removed per the crew's August 19 complaints and Joseph Shea's order, but was replaced before the August 26 delivery to Cape Kennedy.
Hatch design
The inner hatch cover used a plug door design, sealed by higher pressure inside the cabin than outside. The normal pressure level used for launch ( above ambient) created sufficient force to prevent removing the cover until the excess pressure was vented. Emergency procedure called for Grissom to open the cabin vent valve first, allowing White to remove the cover, but Grissom was prevented from doing this because the valve was located to the left, behind the initial wall of flames. Also, while the system could easily vent the normal pressure, its flow capacity was utterly incapable of handling the rapid increase to caused by the intense heat of the fire.
North American had originally suggested the hatch open outward and use explosive bolts to blow the hatch in case of emergency, as had been done in Project Mercury. NASA did not agree, arguing the hatch could accidentally open, as it had on Grissom's Liberty Bell 7 flight, so the Manned Spacecraft Center designers rejected the explosive design in favor of a mechanically operated one for the Gemini and Apollo programs. Before the fire, the Apollo astronauts had recommended changing the design to an outward-opening hatch, and this was already slated for inclusion in the Block II command module design. According to Donald K. Slayton's testimony before the House investigation of the accident, this was based on ease of exit for spacewalks and at the end of flight, rather than for emergency exit.
Emergency preparedness
The board noted that the test planners had failed to identify the test as hazardous; emergency equipment (such as gas masks) were inadequate to handle this type of fire; that fire, rescue, and medical teams were not in attendance; and that the spacecraft work and access areas contained many hindrances to emergency response such as steps, sliding doors, and sharp turns.
Choice of pure oxygen atmosphere
When designing the Mercury spacecraft, NASA had considered using a nitrogen/oxygen mixture to reduce the fire risk near launch, but rejected it based on a number of considerations. First, a pure oxygen atmosphere is comfortably breathable by humans at , greatly reducing the pressure load on the spacecraft in the vacuum of space. Second, nitrogen used with the in-flight pressure reduction carried the risk of decompression sickness (known as "the bends"). But the decision to eliminate the use of any gas but oxygen was criticized when a serious accident occurred on April 21, 1960, in which McDonnell Aircraft test pilot G. B. North passed out and was seriously injured when testing a Mercury cabin / spacesuit atmosphere system in a vacuum chamber. The problem was found to be nitrogen-rich (oxygen-poor) air leaking from the cabin into his spacesuit feed. North American Aviation had suggested using an oxygen/nitrogen mixture for Apollo, but NASA overruled this. The pure oxygen design was judged to be safer, less complicated, and lighter in weight. In his monograph Project Apollo: The Tough Decisions, Deputy Administrator Seamans wrote that NASA's worst mistake in engineering judgment was not running a fire test on the command module before the plugs-out test. In the first episode of the 2009 BBC documentary series NASA: Triumph and Tragedy, Jim McDivitt said that NASA had no idea how a 100% oxygen atmosphere would influence burning. Similar remarks by other astronauts were expressed in the 2007 documentary film In the Shadow of the Moon.
Other oxygen incidents
Several fires in high-oxygen test environments had occurred before the Apollo fire. In 1962, USAF Colonel B. Dean Smith was conducting a test of the Gemini space suit with a colleague in a pure oxygen chamber at Brooks Air Force Base in San Antonio, Texas, when a fire broke out, destroying the chamber. Smith and his partner narrowly escaped. On November 17, 1962, a fire broke out in a chamber at the Navy's Air Crew Equipment Laboratory during a pure oxygen test. The fire was started because a faulty ground wire arced onto nearby insulation. After attempts to extinguish the fire by smothering it, the crew escaped the chamber with minor burns across large parts of their bodies. On February 16, 1965, United States Navy Divers Fred Jackson and John Youmans were killed in a decompression chamber fire at the Experimental Diving Unit in Washington, D.C., shortly after additional oxygen was added to the chamber's atmospheric mix.
In addition to fires with personnel present, the Apollo Environmental Control System experienced several accidents from 1964 to 1966 due to various hardware malfunctions. Notable is the April 28, 1966, fire, as the subsequent investigation found that several new measures should be taken to avoid fires, including improved selection of materials and that ESC and Command Module circuits have a potential for arcing or short circuits.
Other oxygen fire occurrences are documented in reports archived in the National Air and Space Museum, such as:
Selection of Space Cabin Atmospheres. Part II: Fire and Blast Hazards in Space Cabins. (Emanuel M. Roth; Dept of Aeronautics Medicine and Bioastronautics, Lovelace Foundation for Medical Education and Research. c. 1964–1966)
"Fire Prevention in Manned Spacecraft and Test Chamber Oxygen Atmospheres". (Manned Spacecraft Center. NASA General Working Paper 10 063. October 10, 1966)
Incidents had also occurred in the Soviet space program, but due to the Soviet government's policy of secrecy, these were not disclosed until well after the Apollo1 fire. Cosmonaut Valentin Bondarenko died on March 23, 1961, from burns sustained in a fire while participating in a 15-day endurance experiment in a high-oxygen isolation chamber, less than three weeks before the first Vostok crewed space flight; this was disclosed on January 28, 1986.
During the Voskhod 2 mission in March 1965, cosmonauts Pavel Belyayev and Alexei Leonov could not completely seal the spacecraft hatch after Leonov's historic first walk in space. The spacecraft's environmental control system responded to the leaking air by adding more oxygen to the cabin, causing the concentration level to rise as high as 45%. The crew and ground controllers worried about the possibility of fire, remembering Bondarenko's death four years earlier.
On January 31, 1967, four days after the Apollo1 fire, United States Air Force airmen William F. Bartley Jr. and Richard G. Harmon were killed in a flash fire while tending laboratory rabbits in the Two Man Space Environment Simulator, a pure oxygen chamber at the School of Aerospace Medicine at Brooks Air Force Base. Like the Apollo1 fire, the School fire was caused by an electrical spark in a pure oxygen environment. The widows of the Apollo1 crew sent condolence letters to Bartley and Harmon's families.
Political fallout
Committees in both houses of the United States Congress with oversight of the space program soon launched investigations, including the Senate Committee on Aeronautical and Space Sciences, chaired by Senator Clinton P. Anderson. Seamans, Webb, Manned Space Flight Administrator Dr. George E. Mueller, and Apollo Program Director Maj Gen Samuel C. Phillips were called to testify before Anderson's committee.
In the February 27 hearing, Senator Walter F. Mondale asked Webb if he knew of a report of extraordinary problems with the performance of North American Aviation on the Apollo contract. Webb replied he did not, and deferred to his subordinates on the witness panel. Mueller and Phillips responded they too were unaware of any such "report".
However, in late 1965, just over a year before the accident, Phillips had headed a "tiger team" investigating the causes of inadequate quality, schedule delays, and cost overruns in both the Apollo CSM and the Saturn V second stage (for which North American was also prime contractor). He gave an oral presentation (with transparencies) of his team's findings to Mueller and Seamans, and also presented them in a memo to North American president John L. Atwood, to which Mueller appended his own strongly worded memo to Atwood.
During Mondale's 1967 questioning about what was to become known as the "Phillips Report", Seamans was afraid Mondale might actually have seen a hard copy of Phillips' presentation, and responded that contractors have occasionally been subjected to on-site progress reviews; perhaps this was what Mondale's information referred to. Mondale continued to refer to "the Report" despite Phillips' refusal to characterize it as such, and, angered by what he perceived as Webb's deception and concealment of important program problems from Congress, he questioned NASA's selection of North American as prime contractor. Seamans later wrote that Webb roundly chastised him in the cab ride leaving the hearing, for volunteering information which led to the disclosure of Phillips' memo.
On May 11, Webb issued a statement defending NASA's November 1961 selection of North American as the prime contractor for Apollo. This was followed on June9 by Seamans filing a seven-page memorandum documenting the selection process. Webb eventually provided a controlled copy of Phillips' memo to Congress. The Senate committee noted in its final report NASA's testimony that "the findings of the [Phillips] task force had no effect on the accident, did not lead to the accident, and were not related to the accident", but stated in its recommendations:
Freshman Senators Edward W. Brooke III and Charles H. Percy jointly wrote an Additional Views section appended to the committee report, chastising NASA more strongly than Anderson for not having disclosed the Phillips review to Congress. Mondale wrote his own, even more strongly worded Additional View, accusing NASA of "evasiveness,... lack of candor,... patronizing attitude toward Congress... refusal to respond fully and forthrightly to legitimate Congressional inquiries, and... solicitous concern for corporate sensitivities at a time of national tragedy".
The potential political threat to Apollo blew over, due in large part to the support of President Lyndon B. Johnson, who at the time still wielded a measure of influence with the Congress from his own Senatorial experience. He was a staunch supporter of NASA since its inception, had even recommended the Moon program to President John F. Kennedy in 1961, and was skilled at portraying it as part of Kennedy's legacy.
Relations between NASA and North American deteriorated over the assignment of blame. North American argued unsuccessfully it was not responsible for the fatal error in spacecraft atmosphere design. Finally, Webb contacted Atwood, and demanded either he or Chief Engineer Harrison A. Storms resign. Atwood elected to fire Storms.
On the NASA side, Joseph Shea resorted to barbiturates and alcohol in order to help him cope. NASA administrator James Webb became increasingly worried about Shea's mental state. Shea was asked to take an extended voluntary leave of absence, but Shea refused, threatening to resign rather than take leave. As a compromise, he agreed to meet with a psychiatrist and to abide by an independent assessment of his psychological fitness. This approach to remove Shea from his position was also unsuccessful. Finally, six months after the fire, Shea's superiors reassigned him to NASA headquarters in Washington, D.C. Shea felt that his new post was a "non-job," and left after only two months.
Program recovery
Gene Kranz called a meeting of his staff in Mission Control three days after the accident, delivering a speech which has subsequently become one of NASA's principles. Speaking of the errors and overall attitude surrounding the Apollo program before the accident, he said: "We were too 'gung-ho' about the schedule and we blocked out all of the problems we saw each day in our work. Every element of the program was in trouble and so were we." He reminded the team of the perils and mercilessness of their endeavor, and stated the new requirement that every member of every team in mission control be "tough and competent", requiring nothing less than perfection throughout NASA's programs. In 2003, following the Space Shuttle Columbia disaster, NASA administrator Sean O'Keefe quoted Kranz's speech, applying it to the Columbia crew.
Command module redesign
After the fire, the Apollo program was grounded for review and redesign. The command module was found to be extremely hazardous and, in some instances, carelessly assembled (for example, a misplaced wrench socket was found in the cabin).
It was decided that the remaining Block I spacecraft would be used only for uncrewed Saturn V test flights. All crewed missions would use the Block II spacecraft, to which many command module design changes were made:
The cabin atmosphere at launch was adjusted to 60% oxygen and 40% nitrogen at sea-level pressure: . During ascent the cabin rapidly vented down to , releasing approximately 2/3 of the gas originally present at launch. The vent then closed and the environmental control system maintained a nominal cabin pressure of as the spacecraft continued into vacuum. The cabin was then very slowly purged (vented to space and simultaneously replaced with 100% oxygen), so the nitrogen concentration gradually fell off to zero over the next day. Although the new cabin launch atmosphere was significantly safer than 100% oxygen, it still contained almost three times the amount of oxygen present in ordinary sea-level air (20.9% oxygen). This was necessary to ensure a sufficient partial pressure of oxygen when the astronauts removed their helmets after reaching orbit. (60% of five psi is three psi, compared to 60% of which is at launch, and 20.9% of which is in sea-level air.)
The environment within the astronauts' pressure suits was not changed. Because of the rapid drop in cabin (and suit) pressures during ascent, decompression sickness was likely unless the nitrogen had been purged from the astronauts' tissues before launch. They would still breathe pure oxygen, starting several hours before launch, until they removed their helmets on orbit. Avoiding the "bends" was considered worth the residual risk of an oxygen-accelerated fire within a suit.
Nylon used in the Block I suits was replaced in the Block II suits with Beta cloth, a non-flammable, highly melt-resistant fabric woven from fiberglass and coated with Teflon.
Block II had already been planned to use a completely redesigned hatch which opened outward, and could be opened in less than five seconds. Concerns of accidental opening were addressed by using a cartridge of pressurized nitrogen to drive the release mechanism in an emergency, instead of the explosive bolts used on Project Mercury.
Flammable materials in the cabin were replaced with self-extinguishing versions.
Plumbing and wiring were covered with protective insulation. Aluminum tubing was replaced with stainless steel tubing that used brazed joints when possible.
Thorough protocols were implemented for documenting spacecraft construction and maintenance.
New mission naming scheme
The astronauts' widows asked that Apollo 1 be reserved for the flight their husbands never made, and on April 24, 1967, Mueller, as Associate Administrator for Manned Space Flight, announced this change officially: AS-204 would be recorded as Apollo1, "first manned Apollo Saturn flight – failed on ground test". Even though three uncrewed Apollo missions (AS-201, AS-202, and AS-203) had previously occurred, only AS-201 and AS-202 carried spacecraft. Therefore, the next mission, the first uncrewed Saturn V test flight (AS-501) would be designated Apollo4, with all subsequent flights numbered sequentially in the order flown. The first three flights would not be renumbered, and the names Apollo2 and Apollo3 would officially go unused. Mueller considered AS-201 and AS-202, the first and second flights of the Apollo Block I CSM, as Apollo2 and3 respectively.
The crewed flight hiatus allowed work to catch up on the Saturn V and lunar module, which were encountering their own delays. Apollo4 flew in November 1967. Apollo1's (AS-204) Saturn IB rocket was taken down from Launch Complex 34, later reassembled at Launch complex 37B and used to launch Apollo5, an uncrewed Earth orbital test flight of the first lunar module, LM-1, in January 1968. A second uncrewed Saturn V AS-502 flew as Apollo6 in April 1968, and Grissom's backup crew of Wally Schirra, Don Eisele, and Walter Cunningham, finally flew the orbital test mission as Apollo7 (AS-205), in a Block II CSM in October 1968.
Memorials
Gus Grissom and Roger Chaffee were buried at Arlington National Cemetery. Ed White was buried at West Point Cemetery on the grounds of the United States Military Academy in West Point, New York. NASA officials attempted to pressure Pat White, Ed White's widow, into allowing her husband also to be buried at Arlington, against what she knew to be his wishes; their efforts were foiled by astronaut Frank Borman. The names of the Apollo 1 crew are among those of multiple astronauts who have died in the line of duty, listed on the Space Mirror Memorial at the Kennedy Space Center Visitor Complex in Merritt Island, Florida. President Jimmy Carter awarded the Congressional Space Medal of Honor posthumously to Grissom on October 1, 1978. President Bill Clinton awarded it to White and Chaffee on December 17, 1997.
An Apollo 1 mission patch was left on the Moon's surface after the first crewed lunar landing by Apollo11 crew members Neil Armstrong and Buzz Aldrin. The Apollo15 mission left on the surface of the Moon a tiny memorial statue, Fallen Astronaut, along with a plaque containing the names of the Apollo1 astronauts, among others including Soviet cosmonauts, who perished in the pursuit of human space flight.
Launch Complex 34
After the Apollo 1 fire, Launch Complex 34 was subsequently used only for the launch of Apollo7 and later dismantled down to the concrete launch pedestal, which remains at the site () along with a few other concrete and steel-reinforced structures. The pedestal bears two plaques commemorating the crew.
The "Ad Astra per aspera" plaque for "the crew of Apollo 1" is seen in the 1998 film Armageddon.
The "Dedicated to the living memory of the crew of the Apollo 1" plaque is quoted at the end of Wayne Hale's Requiem for the NASA Space Shuttle program. Each year the families of the Apollo1 crew are invited to the site for a memorial, and the Kennedy Space Center Visitor Complex includes the site during the tour of the historic Cape Canaveral launch sites.
In January 2005, three granite benches, built by a college classmate of one of the astronauts, were installed at the site on the southern edge of the launch pad. Each bears the name of one of the astronauts and his military service insignia.
Stars, landmarks on the Moon and Mars
Apollo astronauts frequently aligned their spacecraft inertial navigation platforms and determined their positions relative to the Earth and Moon by sighting sets of stars with optical instruments. As a practical joke, the Apollo1 crew named three of the stars in the Apollo catalog after themselves and introduced them into NASA documentation. Gamma Cassiopeiae became Navi – Ivan (Gus Grissom's middle name) spelled backwards. Iota Ursae Majoris became Dnoces – "Second" spelled backwards, for Edward H. White II. And Gamma Velorum became Regor – Roger (Chaffee) spelled backwards. These names quickly stuck after the Apollo1 accident and were regularly used by later Apollo crews.
Craters on the Moon and hills on Mars are named after the three Apollo1 astronauts.
Civic and other memorials
Three public schools in Huntsville, Alabama (home of George C. Marshall Space Flight Center and the U.S. Space & Rocket Center): Virgil I. Grissom High School, Ed White Middle School, and the Chaffee Elementary School.
Ed White II Elementary e-STEM (Elementary-Science, Technology, Engineering and Math) Magnet school in El Lago, Texas, near the Johnson Space Center. White lived in El Lago (next door to Neil Armstrong).
There are Grissom or Virgil I. Grissom middle schools in Mishawaka, Indiana, Sterling Heights, Michigan, and Tinley Park, Illinois.
Virgil Grissom Elementary School in Princeton, Iowa, and the Edward White Elementary School in Eldridge, Iowa, are both part of the North Scott Community School District also naming the other three elementary schools after astronauts Neil Armstrong, John Glenn, and Alan Shepard.
School #7 in Rochester, New York, is also known as the Virgil I. Grissom School.
In the early 1970s, three streets in Amherst, New York, were named for Chaffee, White and Grissom. By 1991, when no homes had been built on Grissom Drive, the area was repurposed as commercial property; the Grissom street sign was removed and the street renamed Classics V Drive for the banquet hall that occupied the land.
The THUMS Islands, four man-made oil drilling islands in the harbor off Long Beach, California, are named Grissom, White, Chaffee and Theodore Freeman.
The Roger B. Chaffee Planetarium is located at the Grand Rapids Public Museum.
Roger B. Chaffee Memorial Boulevard in Wyoming, Michigan, the largest suburb of Grand Rapids, Michigan, which is today an industrial park, but exists on the site of the former Grand Rapids Airport. A large portion of the north-south runway is used today as the roadway of the Roger B. Chaffee Memorial Boulevard.
Roger B. Chaffee Scholarship Fund in Grand Rapids, Michigan, each year in memory of Chaffee honors one student who intends to pursue a career in engineering or the sciences
Three adjacent parks in Fullerton, California, are each named for Grissom, Chaffee and White. The parks are located near a former Hughes Aircraft research and development facility. A Hughes subsidiary, Hughes Space and Communications Company, built components for the Apollo program.
Two buildings on the campus of Purdue University in West Lafayette, Indiana, are named for Grissom and Chaffee (both Purdue alumni). Grissom Hall houses the School of Industrial Engineering (and was home to the School of Aeronautics and Astronautics before it moved into the new Neil Armstrong Hall of Engineering). Chaffee Hall, constructed in 1965, is the administration complex of Maurice J. Zucrow Laboratories where combustion, propulsion, gas dynamics, and related fields are studied. The Chaffee Hall contains a 72-seat auditorium, offices, and administrative staff.
A tree for each astronaut was planted in NASA's Astronaut Memorial Grove at the Johnson Space Center in Houston, Texas, not far from the Saturn V building, along with trees for each astronaut from the Challenger and Columbia disasters. Tours of the space center pause briefly near the grove for a moment of silence, and the trees can be seen from nearby NASA Road 1.
In 1968, Bunker Hill Air Force Base near Peru, Indiana was renamed Grissom Air Force Base. The three-letter code for the VOR air navigation beacon at the base is GUS.
All three Apollo 1 astronauts are memorialized in Jacksonville, Florida: Edward H. White High School, Chaffee Road, and Grissom Drive.
Remains of CM-012
The Apollo 1 command module has never been on public display. After the accident, the spacecraft was removed and taken to Kennedy Space Center to facilitate the review board's disassembly in order to investigate the cause of the fire. When the investigation was complete, it was moved to the NASA Langley Research Center in Hampton, Virginia, and placed in a secured storage warehouse.
On February 17, 2007, the parts of CM-012 were moved approximately to a newer, environmentally controlled warehouse. Only a few weeks earlier, Gus Grissom's brother Lowell publicly suggested CM-012 be permanently entombed in the concrete remains of Launch Complex 34.
On January 27, 2017, the 50th anniversary of the fire, NASA put the hatch from Apollo1 on display at the Saturn V Rocket Center at Kennedy Space Center Visitors Complex. KSC's Visitor Complex also houses memorials that include parts of Challenger and Columbia, located in the Space Shuttle Atlantis exhibit. "This is way, way, way long overdue. But we're excited about it," said Scott Grissom, Gus Grissom's older son.
In popular culture
The accident and its aftermath are the subject of episode2, "Apollo One", of the 1998 HBO miniseries From the Earth to the Moon.
The mission and accident are covered in the 2015 ABC television series The Astronaut Wives Club, episodes8 "Rendezvous" and9 "Abort".
The incident is the subject of the Public Service Broadcasting track "Fire in the Cockpit" from their 2015 album The Race for Space.
The incident is featured in the 2018 movie First Man.
A short dramatization of the accident is featured at the beginning of the 1995 film Apollo 13.
The accident and a subsequent emphasis on safety within NASA are the subject of investigation in the first two episodes of the Apple TV+ series For All Mankind.
See also
List of spaceflight-related accidents and incidents
STS-1 – First Space Shuttle flight, three technicians asphyxiated on the launch pad after a countdown test
STS-51-L – Space Shuttle Challenger, America's first in-flight fatality
STS-107 – Space Shuttle Columbia, America's first return-flight fatality
Valentin Bondarenko – a Soviet cosmonaut-in-training, died in a high-oxygen fire in an experimental chamber
Soyuz 1 – First Soviet spaceflight death
Soyuz 11 – Loss of an entire Soviet spacecraft crew
References
Notes
Citations
Further reading
External links
Baron testimony at investigation before Olin Teague, 21. April 1967
Apollo 204 Review Board Final Report , NASA's final report on its investigation, April 5, 1967
Final report of the U.S. Senate investigation, January 30, 1968
Apollo Operations Handbook, Command and Service Module, Spacecraft 012 (The flight manual for CSM 012)
CBS News Special Report on Apollo 1 Disaster, January 27, 1967, C-SPAN
Apollo program missions
Fires in Florida
1967 fires in the United States
1967 in Florida
Spacecraft launched by Saturn rockets
Gus Grissom
Ed White (astronaut)
Saturn IB |
1966 | https://en.wikipedia.org/wiki/Apollo%2010 | Apollo 10 | Apollo 10 (May 18–26, 1969) was the fourth human spaceflight in the United States' Apollo program and the second to orbit the Moon. NASA, the mission's operator, described it as a "dress rehearsal" for the first Moon landing (Apollo 11, two months later). It was designated an "F"mission, intended to test all spacecraft components and procedures short of actual descent and landing.
After the spacecraft reached lunar orbit, astronaut John Young remained in the Command and Service Module (CSM) while astronauts Thomas Stafford and Gene Cernan flew the Apollo Lunar Module (LM) to within of the lunar surface, the point at which powered descent for landing would begin on a landing mission. After four orbits they rejoined Young in the CSM and, after the CSM completed its 31st orbit of the Moon, they returned safely to Earth.
While NASA had considered attempting the first crewed lunar landing on Apollo 10, mission planners ultimately decided that it would be prudent to have a practice flight to hone the procedures and techniques. The crew encountered some problems during the flight: pogo oscillations during the launch phase and a brief, uncontrolled tumble of the LM ascent stage in lunar orbit during its solo flight. However, the mission accomplished its major objectives. Stafford and Cernan observed and photographed Apollo 11's planned landing site in the Sea of Tranquility. Apollo 10 spent 61 hours and 37 minutes orbiting the Moon, for about eight hours of which Stafford and Cernan flew the LM apart from Young in the CSM, and about eight days total in space. Additionally, Apollo 10 set the record for the highest speed attained by a crewed vehicle: 39,897 km/h (11.08 km/s or 24,791 mph) on May 26, 1969, during the return from the Moon.
The mission's call signs were the names of the Peanuts characters Charlie Brown for the CSM and Snoopy for the LM, who became Apollo 10's semi-official mascots. Peanuts creator Charles Schulz also drew mission-related artwork for NASA.
Framework
Background
By 1967, NASA had devised a list of mission types, designated by letters, that needed to be flown before a landing attempt, which would be the "G" mission. The early uncrewed flights were considered "A" or "B" missions, while Apollo 7, the crewed-flight test of the Command and Service Module (CSM), was the "C" mission. The first crewed orbital test of the Lunar Module (LM) was accomplished on Apollo 9, the "D" mission. Apollo 8, flown to the Moon's orbit without an LM, was considered a "C-prime" mission, but its success gave NASA the confidence to skip the "E" mission, which would have tested the full Apollo spacecraft in medium or high Earth orbit. Apollo 10, the dress rehearsal for the lunar landing, was to be the "F" mission.
NASA considered skipping the "F" mission as well and attempting the first lunar landing on Apollo 10. Some with the agency advocated this, feeling it senseless to bring astronauts so close to the lunar surface, only to turn away. Although the lunar module intended for Apollo 10 was too heavy to perform the lunar mission, the one intended for Apollo 11 could be substituted by delaying Apollo 10 a month from its May 1969 planned launch. NASA official George Mueller favored a landing attempt on ; he was known for his aggressive approach to moving the Apollo program forward. However, Director of Flight Operations Christopher C. Kraft and others opposed this, feeling that new procedures would have to be developed for a rendezvous in lunar orbit and that NASA had incomplete information regarding the Moon's mass concentrations, which might throw off the spacecraft's trajectory. Lieutenant General Sam Phillips, the Apollo Program Manager, listened to the arguments on both sides and decided that having a dress rehearsal was crucial.
Crew and key Mission Control personnel
On November 13, 1968, NASA announced the crew members of Apollo 10. Thomas P. Stafford, the commander, was 38 years old at the time of the mission. A 1952 graduate of the Naval Academy, he was commissioned in the Air Force. Selected for the second group of astronauts in 1962, he flew as pilot of Gemini 6A (1965) and command pilot of Gemini 9A (1966). John Young, the command module pilot, was 38 years old and a commander in the Navy at the time of Apollo 10. A 1952 graduate of Georgia Tech who entered the Navy after graduation and became a test pilot in 1959, he was selected as a Group 2 astronaut alongside Stafford. He flew in Gemini 3 with Gus Grissom in 1965, becoming the first American not of the Mercury Seven to fly in space. Young thereafter commanded Gemini 10 (1966), flying with Michael Collins. Eugene Cernan, the lunar module pilot, was a commander in the Navy at the time of Apollo 10. A 1952 graduate of Purdue University, he entered the Navy after graduation. Selected for the third group of astronauts in 1963, Cernan flew with Stafford on Gemini 9A before his assignment to Apollo 10. With five prior flights among them, the Apollo 10 crew was the most experienced to reach space until the Space Shuttle era, and the first American space mission whose crew were all spaceflight veterans.
The backup crew for Apollo 10 was L. Gordon Cooper Jr as commander, Donn F. Eisele as command module pilot, and Edgar D. Mitchell as lunar module pilot. By the normal crew rotation in place during Apollo, Cooper, Eisele, and Mitchell would have flown on Apollo 13, but Cooper and Eisele never flew again. Deke Slayton, Director of Flight Crew Operations, felt that Cooper did not train as hard as he could have. Eisele was blackballed because of incidents during Apollo 7, which he had flown as CMP and which had seen conflict between the crew and ground controllers; he had also been involved in a messy divorce. Slayton only assigned the two as backups because he had few veteran astronauts available. Cooper and Eisele were replaced by Alan Shepard and Stuart Roosa respectively. Feeling they needed additional training time, George Mueller rejected the Apollo 13 crew. The crew was switched to Apollo 14, which saw Shepard and Mitchell walk on the Moon.
For projects Mercury and Gemini, a prime and a backup crew had been designated, but for Apollo, a third group of astronauts, known as the support crew, was also designated. Slayton created the support crews early in the Apollo program on the advice of McDivitt, who would lead Apollo 9. McDivitt believed that, with preparation going on in facilities across the U.S., meetings that needed a member of the flight crew would be missed. Support crew members were to assist as directed by the mission commander. Usually low in seniority, they assembled the mission's rules, flight plan, and checklists, and kept them updated. For Apollo 10, they were Joe Engle, James Irwin, and Charles Duke.
Flight directors were Gerry Griffin, Glynn Lunney, Milt Windler, and Pete Frank. Flight directors during Apollo had a one-sentence job description: "The flight director may take any actions necessary for crew safety and mission success." CAPCOMs were Duke, Engle, Jack Lousma, and Bruce McCandless II.
Call signs and mission insignia
The command module was given the call sign "Charlie Brown" and the lunar module the call sign "Snoopy". These were taken from the characters in the comic strip, Peanuts, Charlie Brown and Snoopy. These names were chosen by the astronauts with the approval of Charles Schulz, the strip's creator, who was uncertain it was a good idea, since Charlie Brown was always a failure. The choice of names was deemed undignified by some at NASA, as were the choices for Apollo 9's CM and LM ("Gumdrop" and "Spider"). Public relations chief Julian Scheer urged a change for the lunar landing mission. But for Apollo 10, according to Cernan, "The P.R.-types lost this one big-time, for everybody on the planet knew the klutzy kid and his adventuresome beagle, and the names were embraced in a public relations bonanza." Apollo 11's call signs were "Columbia" for the command module and "Eagle" for the lunar module.
Snoopy, Charlie Brown's dog, was chosen for the call sign of the lunar module since it was to "snoop" around the landing site, with Charlie Brown given to the command module as Snoopy's companion. Snoopy had been associated for some time with the space program, with workers who performed in an outstanding manner awarded silver "Snoopy pins", and Snoopy posters were seen at NASA facilities, with the cartoon dog having traded in his World War I aviator's headgear for a space helmet. Stafford stated that, given the pins, "the choice of Snoopy [as call sign] was a way of acknowledging the contributions of the hundreds of thousands of people who got us there". The use of the dog was also appropriate since, in the comic strip, Snoopy had journeyed to the Moon the year before, thus defeating, according to Schulz, "the Americans, the Russians, and that stupid cat next door".
The shield-shaped mission insignia shows a large, three-dimensional Roman numeral X sitting on the Moon's surface, in Stafford's words, "to show that we had left our mark". Although it did not land on the Moon, the prominence of the number represents the contributions the mission made to the Apollo program. A CSM circles the Moon as an LM ascent stage flies up from its low pass over the lunar surface with its engine firing. The Earth is visible in the background. On the mission patch, a wide, light blue border carries the word APOLLO at the top and the crew names around the bottom. The patch is trimmed in gold. The insignia was designed by Allen Stevens of Rockwell International.
Training and preparation
Apollo 10, the "F" mission or dress rehearsal for the lunar landing, had as its primary objectives to demonstrate crew, space vehicle and mission support facilities performance during a crewed mission to lunar orbit, and to evaluate the performance of the lunar module there. In addition, it was to attempt photography of Apollo Landing Site 2 (ALS-2) in the Sea of Tranquillity, the contemplated landing site for Apollo 11. According to Stafford, Our flight was to take the first lunar module to the moon. We would take the lunar module, go down to within about ten miles above the moon, nine miles above the mountains, radar map, photo map, pick out the first landing site, do the first rendezvous around the moon, pick out some future landing sites, and come home.
Apollo 10 was to adhere as closely as possible to the plans for Apollo 11, including its trajectory to and from lunar orbit, the timeline of mission events, and even the angle of the Sun at ALS-2. However, no landing was to be attempted. ALS-1, given that number because it was the furthest to the east of the candidate sites, and also located in the Sea of Tranquility, had been extensively photographed by Apollo 8 astronauts; at the suggestion of scientist-astronaut Harrison Schmitt, the launch of Apollo 10 had been postponed a day so ALS-2 could be photographed under proper conditions. ALS-2 was chosen as the lunar landing site since it was relatively smooth, of scientific interest, and ALS-1 was deemed too far to the east. Thus, when Apollo 10's launch date was announced on January 10, 1969, it was shifted from its placeholder date of May 1 to May 17, rather than to May 16. On March 17, 1969, the launch was slipped one day to May 18, to allow for a better view of ALS-3, to the west of ALS-2. Another deviation from the plans for Apollo 11 was that Apollo 10 was to spend an additional day in lunar orbit once the CSM and LM rendezvoused; this was to allow time for additional testing of the LM's systems, as well as for photography of possible future Apollo landing sites.
The Apollo 10 astronauts undertook five hours of formal training for each hour of the mission's eight-day duration. This was in addition to the normal mission preparations such as technical briefings, pilot meetings and study. They took part in the testing of the CSM at the Downey, California, facility of its manufacturer, North American Rockwell, and of the LM at Grumman in Bethpage, New York. They visited Cambridge, Massachusetts, for briefings on the Apollo Guidance Computer at the Massachusetts Institute of Technology Instrumentation Laboratory. They each spent more than 300 hours in simulators of the CM or LM at the Manned Spacecraft Center (MSC) in Houston and at Kennedy Space Center (KSC) in Florida. To train for the high-acceleration conditions they would experience in returning to Earth's atmosphere, they endured MSC's centrifuge.
Lunar landing capability
While Apollo 10 was meant to follow the procedures of a lunar landing mission to the point of powered descent, Apollo 10's LM was not capable of landing and returning to lunar orbit. The ascent stage was loaded with the amount of fuel and oxidizer it would have had remaining if it had lifted off from the surface and reached the altitude at which the Apollo 10 ascent stage fired; this was only about half the total amount required for lift off and rendezvous with the CSM. The mission-loaded LM weighed , compared to for the Apollo 11 LM which made the first landing. Additionally, the software necessary to guide the LM to a landing was not available at the time of Apollo 10.
Craig Nelson wrote in his book Rocket Men that NASA took special precaution to ensure Stafford and Cernan would not attempt to make the first landing. Nelson quoted Cernan as saying "A lot of people thought about the kind of people we were: 'Don't give those guys an opportunity to land, 'cause they might!' So the ascent module, the part we lifted off the lunar surface with, was short-fueled. The fuel tanks weren't full. So had we literally tried to land on the Moon, we couldn't have gotten off." Mueller, NASA's Associate Administrator for Manned Space Flight, stated, There had been some speculation about whether or not the crew might have landed, having gotten so close. They might have wanted to, but it was impossible for that lunar module to land. It was an early design that was too heavy for a lunar landing, or, to be more precise, too heavy to be able to complete the ascent back to the command module. It was a test module, for the dress rehearsal only, and that was the way it was used.
Equipment
The descent stage of the LM was delivered to KSC on October 11, 1968, and the ascent stage arrived five days later. They were mated on November 2. The Service Module (SM) and Command Module (CM) arrived on November 24 and were mated two days later. Portions of the Saturn V launch vehicle arrived during November and December 1968, and the complete launch vehicle was erected in the Vehicle Assembly Building (VAB) on December 30. After being tested in an altitude chamber, the CSM was placed atop the launch vehicle on February 6, 1969. The completed space vehicle was rolled out to Launch Complex 39B on March 11, 1969—the fact that it had been assembled in the VAB's High Bay 2 (the first time it had been used) required the crawler to exit the rear of the VAB before looping around the building and joining the main crawlerway, proceeding to the launch pad. This rollout, using Mobile Launch Platform-3 (MLP-3), happened eight days after the launch of Apollo 9, while that mission was still in orbit.
The launch vehicle for Apollo 10 was a Saturn V, designated AS-505, the fifth flight-ready Saturn V to be launched and the third to take astronauts to orbit. The Saturn V differed from that used on Apollo 9 in having a lower dry weight (without propellant) in its first two stages, with a significant reduction to the interstage joining them. Although the S-IVB third stage was slightly heavier, all three stages could carry a greater weight of propellant, and the S-II second stage generated more thrust than that of Apollo 9.
The Apollo spacecraft for the Apollo 10 mission was composed of Command Module 106 (CM-106), Service Module 106 (SM-106, together with the CM known as CSM-106), Lunar Module 4 (LM-4), a spacecraft-lunar module adapter (SLA), numbered as SLA-13A, and a launch escape system. The SLA was a mating structure joining the Instrument Unit on the S-IVB stage of the Saturn V launch vehicle and the CSM, and acted as a housing for the LM, while the Launch Escape System (LES) contained rockets to propel the CM to safety if there was an aborted launch. At about 76.99 metric tons, Apollo 10 would be the heaviest spacecraft to reach orbit to that point.
Mission highlights
Launch and outbound trip
Apollo 10 launched from KSC on May 18, 1969, at 12:49:00 EDT (16:49:00 UT), at the start of a 4.5-hour launch window. The launch window was timed to secure optimal lighting conditions at Apollo Landing Site 2 at the time of the LM's closest approach to the site days later. The launch followed a countdown that had begun at 21:00:00 EDT on May 16 (01:00:00 UT on May 17). Because preparations for Apollo 11 had already begun at Pad 39A, Apollo 10 launched from Pad 39B, becoming the only Apollo flight to launch from that pad and the only one to be controlled from its Firing Room 3.
Problems that arose during the countdown were dealt with during the built-in holds, and did not delay the mission. On the day before launch, Cernan had been stopped for speeding while returning from a final visit with his wife and child. Lacking identification and under orders to tell no one who he was, Cernan later attested in his autobiography that he had feared being arrested. Launch pad leader Gunther Wendt, who had pulled over nearby after recognizing Cernan, explained the situation to the police officer, who then released Cernan despite the officer's skepticism that Cernan was an astronaut.
The crew experienced a somewhat rough ride on the way to orbit due to pogo oscillations. About 12 minutes after liftoff, the spacecraft entered a low Earth orbit with a high point of and a low point of . All appeared to be normal during the systems review period in Earth orbit, and the crew restarted the S-IVB third stage to achieve trans-lunar injection (TLI) and send them towards the Moon. The vehicle shook again while executing the TLI burn, causing Cernan to be concerned that they might have to abort. However, the TLI burn was completed without incident. Young then performed the transposition, docking, and extraction maneuver, separating the CSM from the S-IVB stage, turning around, and docking its nose to the top of the lunar module (LM), before separating from the S-IVB. Apollo 10 was the first mission to carry a color television camera inside the spacecraft, and mission controllers in Houston watched as Young performed the maneuver. Soon thereafter, the large television audience was treated to color views of the Earth. One problem that was encountered was that the mylar cover of the CM's hatch had pulled loose, spilling quantities of fiberglass insulation into the tunnel, and then into both the CM and LM. The S-IVB was fired by ground command and sent into solar orbit with a period of 344.88 days.
The crew settled in for the voyage to the Moon. They had a light workload, and spent much of their time studying the flight plan or sleeping. They made five more television broadcasts back to Earth, and were informed that more than a billion people had watched some part of their activities. In June 1969, the crew would accept a special Emmy Award on behalf of the first four Apollo crews for their television broadcasts from space. One slight course correction was necessary; this occurred at 26:32:56.8 into the mission and lasted 7.1 seconds. This aligned Apollo 10 with the trajectory Apollo 11 was expected to take. One issue the crew encountered was bad-tasting food, as Stafford apparently used a double dose of chlorine in their drinking water, which had to be placed in their dehydrated food to reconstitute it.
Lunar orbit
Arrival and initial operations
At 75:55:54 into the mission, above the far side of the Moon, the CSM's service propulsion system (SPS) engine was fired for 356.1 seconds to slow the spacecraft into a lunar orbit of . This was followed, after two orbits of the Moon, with a 13.9-second firing of the SPS to circularize the orbit to at 80:25:08.1. Within the first couple of hours after the initial lunar orbit insertion burn and following the circularization burn, the crew turned to tracking planned landmarks on the surface below to record observations and take photographs. In addition to ALS-1, ALS-2, and ALS-3, the crew of Apollo 10 observed and photographed features on the near and far sides of the Moon, including the craters Coriolis, King, and Papaleksi. Shortly after the circularization burn, the crew partook in a scheduled half-hour color-television broadcast with descriptions and video transmissions of views of the lunar surface below.
About an hour after the second burn, the LM crew of Stafford and Cernan entered the LM to check out its systems. They were met with a blizzard of fiberglass particles from the earlier problem, which they cleaned up with a vacuum cleaner as best they could. Stafford had to help Cernan remove smaller bits from his hair and eyebrows. Stafford later commented that Cernan looked like he just came out of a chicken coop, and that the particles made them itch and got into the air conditioning system, and they were scraping it off the filter screens for the rest of the mission. This was merely an annoyance, but the particles may have gotten into the docking ring joining the two craft and caused it to misalign slightly. Mission Control determined that this was still within safe limits.
The flight of Snoopy
After Stafford and Cernan checked out Snoopy, they returned to Charlie Brown for a rest. Then they re-entered Snoopy and undocked it from the CSM at 98:29:20. Young, who remained in the CSM, became the first person to fly solo in lunar orbit. After undocking, Stafford and Cernan deployed the LM's landing gear and inspected the LM's systems. The CSM performed an 8.3-second burn with its RCS thrusters to separate itself from the LM by about 30 feet, after which Young visually inspected the LM from the CSM. The CSM performed another separation burn, this time separating the two spacecraft by about . The LM crew then performed the descent orbit insertion maneuver by firing their descent engine for 27.4 seconds at 99:46:01.6, and tested their craft's landing radar as they approached the altitude where the subsequent Apollo 11 mission would begin powered descent to land on the Moon. Previously, the LM's landing radar had only been tested under terrestrial conditions. While the LM executed these maneuvers, Young monitored the location and status of the LM from the CSM, standing by to rescue the LM crew if necessary. Cernan and Stafford surveyed ALS-2, coming within of the surface at a point 15 degrees to its east, then performed a phasing burn at 100:58:25.93, thrusting for just under 40 seconds to allow a second pass at ALS-2, when the craft came within of the Moon, its closest approach. Reporting on his observations of the site from the LM's low passes, Stafford indicated that ALS-2 seemed smoother than he had expected and described its appearance as similar to the desert surrounding Blythe, California; but he observed that Apollo 11 could face rougher terrain downrange if it approached off-target. Based upon Apollo 10's observations from relatively low altitude, NASA mission planners became comfortable enough with ALS-2 to confirm it as the target site for Apollo 11.
The next action was to prepare to separate the LM ascent stage from the descent stage, to jettison the descent stage, and fire the Ascent Propulsion System to return the ascent stage towards the CSM. As Stafford and Cernan prepared to do so, the LM began to gyrate out of control. Alarmed, Cernan exclaimed, "Son of a bitch!" into a hot mic being broadcast live, which, combined with other language used by the crew during the mission, generated some complaints back on Earth. Stafford discarded the descent stage about five seconds after the tumbling began and fought to regain control manually, suspecting that there might have been an "open thruster", or a thruster stuck firing. He did so in time to orient the spacecraft to rejoin Charlie Brown. The problem was traced to a switch controlling the mode of the abort guidance system; it was to be moved as part of the procedure, but both of the crew members switched it, thus returning it to the original position. Had they fired Snoopy in the wrong direction, they might have missed the rendezvous with Charlie Brown or crashed into the Moon. Once Stafford had regained control of the LM ascent stage, which took about eight seconds, the pair fired the ascent engine at the lowest point of the LM's orbit, mimicking the orbital insertion maneuver after launch from the lunar surface in a later landing mission. Snoopy coasted on that trajectory for about an hour before firing the engine once more to further fine-tune its approach to Charlie Brown.
Snoopy rendezvoused with and re-docked with Charlie Brown at 106:22:02, just under eight hours after undocking. The docking was telecast live in color from the CSM. Once Cernan and Stafford had re-entered Charlie Brown, Snoopy was sealed off and separated from Charlie Brown. The rest of the LM's ascent-stage engine fuel was burned to send it on a trajectory past the Moon and into a heliocentric orbit.
It was the only Apollo LM to meet this fate. The Apollo 11 ascent stage would be left in lunar orbit to crash, while post-Apollo 11 ascent stages were steered into the Moon to obtain readings from seismometers placed on the surface, with two exceptions: Apollo 13's ascent stage, which the crew used as a "life boat" to get safely back to Earth before releasing it to burn up in Earth's atmosphere, and Apollo 16's, which NASA lost control of after jettison.
Return to Earth
After ejecting the LM ascent stage, the crew slept and performed photography and observation of the lunar surface from orbit. Though the crew located 18 landmarks on the surface and took photographs of various surface features, crew fatigue necessitated the cancellation of two scheduled television broadcasts. Thereafter, the main Service Propulsion System engine of the CSM re-ignited for about 2.5 minutes to set Apollo 10 on a trajectory towards Earth, achieving such a trajectory at 137:39:13.7. As it departed lunar orbit, Apollo 10 had orbited the Moon 31 times over the span of about 61 hours and 37 minutes.
During their journey back to Earth, the crew performed some observational activities which included star-Earth horizon sightings for navigation. The crew also performed a scheduled test to gauge the reflectivity of the CSM's high-gain antenna and broadcast six television transmissions of varying durations to show views inside the spacecraft and of the Earth and Moon from the crew's vantage point. Cernan reported later that he and his crewmates became the first to "successfully shave in space" during the return trip, using a safety razor and thick shaving gel, as such items had been deemed a safety hazard and prohibited on earlier flights. The crew fired the engine of the CSM for the only mid-course-correction burn required during the return trip at 188:49:58, a few hours before separation of the CM from the SM. The burn lasted about 6.7 seconds.
As the spacecraft rapidly approached Earth on the final day of the mission, the Apollo 10 crew traveled faster than any humans before or since, relative to Earth: 39,897 km/h (11.08 km/s or 24,791 mph). This is because the return trajectory was designed to take only 42 hours rather than the normal 56. The Apollo 10 crew also traveled farther than any humans before or since from their (Houston) homes: (though the Apollo 13 crew was 200 km farther away from Earth as a whole). While most Apollo missions orbited the Moon at from the lunar surface, the distance between the Earth and Moon varies by about , between perigee and apogee, throughout each lunar month, and the Earth's rotation makes the distance to Houston vary by at most another each day. The Apollo 10 crew reached the farthest point in their orbit around the far side of the Moon at about the same time Earth's rotation put Houston nearly a full Earth diameter farther away.
At 191:33:26, the CM (which contained the crew) separated from the SM in preparation for reentry, which occurred about 15 minutes later at 191:48:54.5. Splashdown of the CM occurred about 15 minutes after reentry in the Pacific Ocean about east of American Samoa on May 26, 1969, at 16:52:23 UTC and mission elapsed time 192:03:23. The astronauts were recovered by . They spent about four hours aboard, during which they took a congratulatory phone call from President Richard Nixon. As they had not made contact with the lunar surface, Apollo 10's crew were not required to quarantine like the first landing crews would be. They were flown to Pago Pago International Airport in Tafuna for a greeting reception, before boarding a C-141 cargo plane to Ellington Air Force Base near Houston.
Aftermath
Orbital operations and the solo maneuvering of the LM in partial descent to the lunar surface paved the way for the successful Apollo 11 lunar landing by demonstrating the capabilities of the mission hardware and systems. The crew demonstrated that the checkout procedures of the LM and initial descent and rendezvous could be accomplished within the allotted time, that the communication systems of the LM were sufficient, that the rendezvous and landing radars of the LM were operational in lunar orbit, and that the two spacecraft could be adequately monitored by personnel on Earth. Additionally, the precision of lunar orbital navigation improved with Apollo 10 and, combined with data from Apollo 8, NASA expected that it had achieved a level of precision sufficient to execute the first crewed lunar landing. After about two weeks of Apollo 10 data analysis, a NASA flight readiness team cleared Apollo 11 to proceed with its scheduled July 1969 flight. On July 16, 1969, the next Saturn V to launch carried the astronauts of Apollo 11: Neil Armstrong, Buzz Aldrin, and Michael Collins. On July 20, Armstrong and Aldrin landed on the Moon, and four days later the three astronauts returned to Earth, fulfilling John F. Kennedy's challenge to Americans to land astronauts on the Moon and return them safely to Earth by the end of the 1960s.
In July 1969, Stafford replaced Alan Shepard as Chief Astronaut, and then became deputy director of Flight Crew Operations under Deke Slayton. In his memoirs, Stafford wrote that he could have put his name back in the flight rotation, but wanted managerial experience. In 1972, Stafford was promoted to brigadier general and assigned to command the American portion of the Apollo–Soyuz Test Project, which flew in July 1975. He commanded the Air Force Flight Test Center at Edwards Air Force Base in California, and retired in November 1979 as a lieutenant general. Young commanded the Apollo 16 lunar landing mission flown in April 1972. From 1974 to 1987, Young served as Chief Astronaut, commanding the STS-1 (1981) and STS-9 (1983) Space Shuttle missions in April 1981 and November 1983, respectively, and retired from NASA's Astronaut Corps in 2004. Gene Cernan commanded the final Apollo lunar mission, Apollo 17, flown in December 1972. Cernan retired from NASA and the Navy as a captain in 1976.
Hardware disposition
The Smithsonian has been accountable for the command module Charlie Brown since 1970. The spacecraft was on display in several countries until it was placed on loan to the London Science Museum in 1978. Charlie Brown'''s SM was jettisoned just before re-entry and burned up in the Earth's atmosphere, its remnants scattering in the Pacific Ocean.
After translunar injection, the Saturn V's S-IVB third stage was accelerated past Earth escape velocity to become space debris; , it remains in a heliocentric orbit.
The ascent stage of the Lunar Module Snoopy was jettisoned into a heliocentric orbit. Snoopys ascent stage orbit was not tracked after 1969, and its whereabouts were unknown. In 2011, a group of amateur astronomers in the UK started a project to search for it. In June 2019, the Royal Astronomical Society announced a possible rediscovery of Snoopy, determining that small Earth-crossing asteroid 2018 AV2 is likely to be the spacecraft with "98%" certainty. It is the only once-crewed spacecraft known to still be in outer space without a crew.
Snoopy's descent stage was jettisoned in lunar orbit; its current location is unknown, though it may have eventually crashed into the Moon as a result of orbital decay. Phil Stooke, a planetary scientist who studied the lunar crash sites of the LM's ascent stages, wrote that the descent stage "crashed at an unknown location", and another source stated that the descent stage "eventually impact(ed) within a few degrees of the equator on the near side". Richard Orloff and David M. Harland, in their sourcebook on Apollo, stated that "the descent stage was left in the low orbit, but perturbations by 'mascons' would have caused this to decay, sending the stage to crash onto the lunar surface".
Images
See also
List of artificial objects on the Moon
List of vehicle speed records
Notes
References
Bibliography
External links
"Apollo 10" at Encyclopedia Astronautica
NSSDC Master Catalog at NASA
Apollo 10 Flight JournalNASA reports The Apollo Spacecraft: A Chronology NASA, NASA SP-4009
"Apollo Program Summary Report" (PDF), NASA, JSC-09423, April 1975
"Table 2-38. Apollo 10 Characteristics" from NASA Historical Data Book: Volume III: Programs and Projects 1969–1978 by Linda Neuman Ezell, NASA History Series (1988)Multimedia' Apollo 10: "To Sort Out the Unknowns"'' Official NASA/JSC documentary film, JSC-519 (1969)
Apollo 10 16mm onboard film part 1, part 2 raw footage taken from Apollo 10 at the Internet Archive
Mission Transcripts: Apollo 10 at NASA's Lyndon B. Johnson Space Center
Images from Apollo 10 at NASA's Kennedy Space Center
Apollo launch and mission videos at ApolloTV.net
Spacecraft launched in 1969
1969 in the United States
Apollo 10
Crewed missions to the Moon
Peanuts (comic strip)
Spacecraft which reentered in 1969
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May 1969 events
Spacecraft launched by Saturn rockets
John Young (astronaut)
Gene Cernan
Thomas P. Stafford |
1967 | https://en.wikipedia.org/wiki/Apollo%2012 | Apollo 12 | Apollo 12 (November 14–24, 1969) was the sixth crewed flight in the United States Apollo program and the second to land on the Moon. It was launched on November 14, 1969, by NASA from the Kennedy Space Center, Florida. Commander Charles "Pete" Conrad and Lunar Module Pilot Alan L. Bean performed just over one day and seven hours of lunar surface activity while Command Module Pilot Richard F. Gordon remained in lunar orbit.
Apollo 12 would have attempted the first lunar landing had Apollo 11 failed, but after the success of Neil Armstrong's mission, Apollo 12 was postponed by two months, and other Apollo missions also put on a more relaxed schedule. More time was allotted for geologic training in preparation for Apollo 12 than for Apollo 11, Conrad and Bean making several geology field trips in preparation for their mission. Apollo 12's spacecraft and launch vehicle were almost identical to Apollo 11's. One addition was hammocks to allow Conrad and Bean to rest more comfortably on the Moon.
Shortly after being launched on a rainy day at Kennedy Space Center, Apollo 12 was twice struck by lightning, causing instrumentation problems but little damage. Switching to the auxiliary power supply resolved the data relay problem, saving the mission. The outward journey to the Moon otherwise saw few problems. On November 19, Conrad and Bean achieved a precise landing at their expected location within walking distance of the Surveyor 3 robotic probe, which had landed on April 20, 1967. In making a pinpoint landing, they showed that NASA could plan future missions in the expectation that astronauts could land close to sites of scientific interest. Conrad and Bean carried the Apollo Lunar Surface Experiments Package, a group of nuclear-powered scientific instruments, as well as the first color television camera taken by an Apollo mission to the lunar surface, but transmission was lost after Bean accidentally pointed the camera at the Sun and its sensor was burned out. On the second of two moonwalks, they visited Surveyor 3 and removed parts for return to Earth.
Lunar Module Intrepid lifted off from the Moon on November 20 and docked with the command module, which subsequently traveled back to Earth. The Apollo 12 mission ended on November 24 with a successful splashdown.
Crew and key Mission Control personnel
The commander of the all-Navy Apollo 12 crew was Charles "Pete" Conrad, who was 39 years old at the time of the mission. After receiving a bachelor's degree in aeronautical engineering from Princeton University in 1953, he became a naval aviator, and completed United States Naval Test Pilot School at Patuxent River Naval Air Station. He was selected in the second group of astronauts in 1962, and flew on Gemini 5 in 1965, and as command pilot of Gemini 11 in 1966. Command Module Pilot Richard "Dick" Gordon, 40 years old at the time of Apollo 12, also became a naval aviator in 1953, following graduation from the University of Washington with a degree in chemistry, and completed test pilot school at Patuxent River. Selected as a Group 3 astronaut in 1963, he flew with Conrad on Gemini 11.
The original Lunar Module pilot assigned to work with Conrad was Clifton C. Williams Jr., who was killed in October 1967 when the T-38 he was flying crashed near Tallahassee. When forming his crew, Conrad had wanted Alan L. Bean, a former student of his at the test pilot school, but had been told by Director of Flight Crew Operations Deke Slayton that Bean was unavailable due to an assignment to the Apollo Applications Program. After Williams's death, Conrad asked for Bean again, and this time Slayton yielded. Bean, 37 years old when the mission flew, had graduated from the University of Texas in 1955 with a degree in aeronautical engineering. Also a naval aviator, he was selected alongside Gordon in 1963, and first flew in space on Apollo 12. The three Apollo 12 crew members had backed up Apollo 9 earlier in 1969.
The Apollo 12 backup crew was David R. Scott as commander, Alfred M. Worden as Command Module pilot, and James B. Irwin as Lunar Module pilot. They became the crew of Apollo 15. For Apollo, a third crew of astronauts, known as the support crew, was designated in addition to the prime and backup crews used on projects Mercury and Gemini. Slayton created the support crews because James McDivitt, who would command Apollo 9, believed that, with preparation going on in facilities across the US, meetings that needed a member of the flight crew would be missed. Support crew members were to assist as directed by the mission commander. Usually low in seniority, they assembled the mission's rules, flight plan, and checklists, and kept them updated; For Apollo 12, they were Gerald P. Carr, Edward G. Gibson and Paul J. Weitz. Flight directors were Gerry Griffin, first shift, Pete Frank, second shift, Clifford E. Charlesworth, third shift, and Milton Windler, fourth shift. Flight directors during Apollo had a one-sentence job description, "The flight director may take any actions necessary for crew safety and mission success." Capsule communicators (CAPCOMs) were Scott, Worden, Irwin, Carr, Gibson, Weitz and Don Lind.
Preparation
Site selection
The landing site selection process for Apollo 12 was greatly informed by the site selection for Apollo 11. There were rigid standards for the possible Apollo 11 landing sites, in which scientific interest was not a major factor: they had to be close to the lunar equator and not on the periphery of the portion of the lunar surface visible from Earth; they had to be relatively flat and without major obstructions along the path the Lunar Module (LM) would fly to reach them, their suitability confirmed by photographs from Lunar Orbiter probes. Also desirable was the presence of another suitable site further west in case the mission was delayed, and the sun would have risen too high in the sky at the original site for desired lighting conditions. The need for three days to recycle if a launch had to be scrubbed meant that only three of the five suitable sites found were designated as potential landing sites for Apollo 11, of which the Apollo 11 landing site in the Sea of Tranquility was the easternmost. Since Apollo 12 was to attempt the first lunar landing if Apollo 11 failed, both sets of astronauts trained for the same sites.
With the success of Apollo 11, it was initially contemplated that Apollo 12 would land at the site next further west from the Sea of Tranquility, in Sinus Medii. However, NASA planning coordinator Jack Sevier and engineers at the Manned Spaceflight Center at Houston argued for a landing close enough to the crater in which the Surveyor 3 probe had landed in 1967 to allow the astronauts to cut parts from it for return to Earth. The site was otherwise suitable and had scientific interest. Given that Apollo 11 had landed several miles off-target, though, some NASA administrators feared Apollo 12 would land far enough away that the astronauts could not reach the probe, and the agency would be embarrassed. Nevertheless, the ability to perform pinpoint landings was essential if Apollo's exploration program was to be carried out, and on July 25, 1969, Apollo Program Manager Samuel Phillips designated what became known as Surveyor crater as the landing site, despite the unanimous opposition of members of two site selection boards.
Training and preparation
The Apollo 12 astronauts spent five hours in mission-specific training for every hour they expected to spend in flight on the mission, a total exceeding 1,000 hours per crew member. Conrad and Bean received more mission-specific training than Apollo 11's Neil Armstrong and Buzz Aldrin had. This was in addition to the 1,500 hours of training they received as backup crew members for Apollo 9. The Apollo 12 training included over 400 hours per crew member in simulators of the Command Module (CM) and of the LM. Some of the simulations were linked in real time to flight controllers in Mission Control. To practice landing on the Moon, Conrad flew the Lunar Landing Training Vehicle (LLTV), training in which continued to be authorized even though Armstrong had been forced to bail out of a similar vehicle in 1968, just before it crashed.
Soon after being assigned as Apollo 12 crew commander, Conrad met with NASA geologists and told them that the training for lunar surface activities would be conducted much as Apollo 11's, but there was to be no publicity or involvement by the media. Conrad felt he had been abused by the press during Gemini, and the sole Apollo 11 geology field trip had turned into a near-fiasco, with a large media contingent present, some getting in the way—the astronauts had trouble hearing each other due to a hovering press helicopter. After the successful return of Apollo 11 in July 1969, more time was allotted for geology, but the astronauts' focus was on getting time in the simulators without being pre-empted by the Apollo 11 crew. On the six Apollo 12 geology field trips, the astronauts would practice as if on the Moon, collecting samples and documenting them with photographs, while communicating with a CAPCOM and geologists who were out of sight in a nearby tent. Afterwards, the astronauts' performance in choosing samples and taking photographs would be critiqued. To the frustration of the astronauts, the scientists kept changing the photo documentation procedures; after the fourth or fifth such change, Conrad required that there be no more. After the return of Apollo 11, the Apollo 12 crew was able to view the lunar samples, and be briefed on them by scientists.
As Apollo 11 was targeted for an ellipse-shaped landing zone, rather than at a specific point, there was no planning for geology traverses, the designated tasks to be done at sites of the crew's choosing. For Apollo 12, before the mission, some of NASA's geology team met with the crew and Conrad suggested they lay out possible routes for him and Bean. The result was four traverses, based on four potential landing points for the LM. This was the start of geology traverse planning that on later missions became a considerable effort involving several organizations.
The stages of the lunar module, LM–6, were delivered to Kennedy Space Center (KSC) on March 24, 1969, and were mated to each other on April 28. Command module CM–108 and service module SM–108 were delivered to KSC on March 28, and were mated to each other on April 21. Following installation of gear and testing, the launch vehicle, with the spacecraft atop it, was rolled out to Launch Complex 39A on September 8, 1969. The training schedule was complete, as planned, by November 1, 1969; activities after that date were intended as refreshers. The crew members felt that the training, for the most part, was adequate preparation for the Moon mission.
Hardware
Launch vehicle
There were no significant changes to the Saturn V launch vehicle used on Apollo 12, SA–507, from that used on Apollo 11. There were another 17 instrumentation measurements in the Apollo 12 launch vehicle, bringing the number to 1,365. The entire vehicle, including the spacecraft, weighed at launch, an increase from Apollo 11's . Of this figure, the spacecraft weighed , up from on Apollo 11.
Third stage trajectory
After LM separation, the third stage of the Saturn V, the S-IVB, was intended to fly into solar orbit. The S-IVB auxiliary propulsion system was fired, with the intent that the Moon's gravity would slingshot the stage into solar orbit. Due to an error, the S-IVB flew past the Moon at too high an altitude to achieve Earth escape velocity. It remained in a semi-stable Earth orbit until it finally escaped Earth orbit in 1971, but briefly returned to Earth orbit 31 years later. It was discovered by amateur astronomer Bill Yeung who gave it the temporary designation J002E3 before it was determined to be an artificial object. Again in solar orbit as of 2021, it may again be captured by Earth's gravity, but not at least until the 2040s. The S-IVBs used on later lunar missions were deliberately crashed into the Moon to create seismic events that would register on the seismometers left on the Moon and provide data about the Moon's structure.
Spacecraft
The Apollo 12 spacecraft consisted of Command Module 108 and Service Module 108 (together Command and Service Modules 108, or CSM–108), Lunar Module 6 (LM–6), a Launch Escape System (LES), and Spacecraft-Lunar Module Adapter 15 (SLA–15). The LES contained three rocket motors to propel the CM to safety in the event of an abort shortly after launch, while the SLA housed the LM and provided a structural connection between the Saturn V and the LM. The SLA was identical to Apollo 11's, while the LES differed only in the installation of a more reliable motor igniter.
The CSM was given the call sign Yankee Clipper, while the LM had the call sign Intrepid. These sea-related names were selected by the all-Navy crew from several thousand proposed names submitted by employees of the prime contractors of the respective modules. George Glacken, a flight test engineer at North American Aviation, builder of the CSM, proposed Yankee Clipper as such ships had "majestically sailed the high seas with pride and prestige for a new America". Intrepid was from a suggestion by Robert Lambert, a planner at Grumman, builder of the LM, as evocative of "this nation's resolute determination for continued exploration of space, stressing our astronauts' fortitude and endurance of hardship".
The differences between the CSM and LM of Apollo 11, and those of Apollo 12, were few and minor. A hydrogen separator was added to the CSM to stop the gas from entering the potable water tank—Apollo 11 had had one, though mounted on the water dispenser in the CM's cabin. Gaseous hydrogen in the water had given the Apollo 11 crew severe flatulence. Other changes included the strengthening of the recovery loop attached following splashdown, meaning that the swimmers recovering the CM would not have to attach an auxiliary loop. LM changes included a structural modification so that scientific experiment packages could be carried for deployment on the lunar surface. Two hammocks were added for greater comfort of the astronauts while resting on the Moon, and a color television camera substituted for the black and white one used on the lunar surface during Apollo 11.
ALSEP
The Apollo Lunar Surface Experiments Package, or ALSEP, was a suite of scientific instruments designed to be emplaced on the lunar surface by the Apollo astronauts, and thereafter operate autonomously, sending data to Earth. Development of the ALSEP was part of NASA's response to some scientists who opposed the crewed lunar landing program (they felt that robotic craft could explore the Moon more cheaply) by demonstrating that some tasks, such as deployment of the ALSEP, required humans. In 1966, a contract to design and build the ALSEPs was awarded to the Bendix Corporation. Due to the limited time the Apollo 11 crew would have on the lunar surface, a smaller suite of experiments was flown, known as the Early Apollo Surface Experiment Package (EASEP). Apollo 12 was the first mission to carry an ALSEP; one would be flown on each of the subsequent lunar landing missions, though the components that were included would vary. Apollo 12's ALSEP was to be deployed at least away from the LM to protect the instruments from the debris that would be generated when the ascent stage of the LM took off to return the astronauts to lunar orbit.
Apollo 12's ALSEP included a Lunar Surface Magnetometer (LSM), to measure the magnetic field at the Moon's surface, a Lunar Atmosphere Detector (LAD, also known as the Cold Cathode Gauge Experiment), intended to measure the density and temperature of the thin lunar atmosphere and how it varies, a Lunar Ionosphere Detector (LID, also known as the Suprathermal Ion Detector Experiment, or SIDE), intended to study the charged particles in the lunar atmosphere, and the Solar Wind Spectrometer, to measure the strength and direction of the solar wind at the Moon's surface—the free-standing Solar Wind Composition Experiment, to measure what makes up the solar wind, would be deployed and then brought back to Earth by the astronauts. A Dust Detector was used to measure the accumulation of lunar dust on the equipment. Apollo 12's Passive Seismic Experiment (PSE), a seismometer, would measure moonquakes and other movements in the Moon's crust, and would be calibrated by the nearby planned impact of the ascent stage of Apollo 12's LM, an object of known mass and velocity hitting the Moon at a known location, and projected to be equivalent to the explosive force of one ton of TNT.
The ALSEP experiments left on the Moon by Apollo 12 were connected to a Central Station, which contained a transmitter, receiver, timer, data processor, and equipment for power distribution and control of the experiments. The equipment was powered by SNAP-27, a radioisotope thermoelectric generator (RTG) developed by the Atomic Energy Commission. Containing plutonium, the RTG flown on Apollo 12 was the first use of atomic energy on a crewed NASA spacecraft—some NASA and military satellites had previously used similar systems. The plutonium core was brought from Earth in a cask attached to an LM landing leg, a container designed to survive re-entry in the event of an aborted mission, something NASA considered unlikely. The cask would survive re-entry on Apollo 13, sinking in the Tonga Trench of the Pacific Ocean, apparently without radioactive leakage.
The Apollo 12 ALSEP experiments were activated from Earth on November 19, 1969. The LAD returned only a small amount of useful data due to the failure of its power supply soon after activation. The LSM was deactivated on June 14, 1974, as was the other LSM deployed on the Moon, from Apollo 15. All powered ALSEP experiments that remained active were deactivated on September 30, 1977, principally because of budgetary constraints.
Mission highlights
Launch
With President Richard Nixon in attendance, the first time a current U.S. president had witnessed a crewed space launch, as well as Vice President Spiro Agnew, Apollo 12 launched as planned at 11:22:00 on November 14, 1969 (16:22:00 UT) from Kennedy Space Center. This was at the start of a launch window of three hours and four minutes to reach the Moon with optimal lighting conditions at the planned landing point. There were completely overcast rainy skies, and the vehicle encountered winds of during ascent, the strongest of any Apollo mission. There was a NASA rule against launching into a cumulonimbus cloud; this had been waived and it was later determined that the launch vehicle never entered such a cloud. Had the mission been postponed, it could have been launched on November 16 with landing at a backup site where there would be no Surveyor, but since time pressure to achieve a lunar landing had been removed by Apollo 11's success, NASA might have waited until December for the next opportunity to go to the Surveyor crater.
Lightning struck the Saturn V 36.5 seconds after lift-off, triggered by the vehicle itself. The static discharge caused a voltage transient that knocked all three fuel cells offline, meaning the spacecraft was being powered entirely from its batteries, which could not supply enough current to meet demand. A second strike at 52 seconds knocked out the "8-ball" attitude indicator. The telemetry stream at Mission Control was garbled, but the Saturn V continued to fly normally; the strikes had not affected the Saturn V instrument unit guidance system, which functioned independently from the CSM. The astronauts unexpectedly had a board red with caution and warning lights, but could not tell exactly what was wrong.
The Electrical, Environmental and Consumables Manager (EECOM) in Mission Control, John Aaron, remembered the telemetry failure pattern from an earlier test when a power loss caused a malfunction in the CSM signal conditioning electronics (SCE), which converted raw signals from instrumentation to data that could be displayed on Mission Control's consoles, and knew how to fix it. Aaron made a call, "Flight, EECOM. Try SCE to Aux", to switch the SCE to a backup power supply. The switch was fairly obscure, and neither Flight Director Gerald Griffin, CAPCOM Gerald P. Carr, nor Conrad knew what it was; Bean, who as LMP was the spacecraft's engineer, knew where to find it and threw the switch, after which the telemetry came back online, revealing no significant malfunctions. Bean put the fuel cells back online, and the mission continued. Once in Earth parking orbit, the crew carefully checked out their spacecraft before re-igniting the S-IVB third stage for trans-lunar injection. The lightning strikes caused no serious permanent damage.
Initially, it was feared that the lightning strike could have damaged the explosive bolts that opened the Command Module's parachute compartment. The decision was made not to share this with the astronauts and to continue with the flight plan, since they would die if the parachutes failed to deploy, whether following an Earth-orbit abort or upon a return from the Moon, so nothing was to be gained by aborting. The parachutes deployed and functioned normally at the end of the mission.
Outward journey
After systems checks in Earth orbit, performed with great care because of the lightning strikes, the trans-lunar injection burn, made with the S-IVB, took place at 02:47:22.80 into the mission, setting Apollo 12 on course for the Moon. An hour and twenty minutes later, the CSM separated from the S-IVB, after which Gordon performed the transposition, docking, and extraction maneuver to dock with the LM and separate the combined craft from the S-IVB, which was then sent on an attempt to reach solar orbit. The stage fired its engines to leave the vicinity of the spacecraft, a change from Apollo 11, where the SM's Service Propulsion System (SPS) engine was used to distance it from the S-IVB.
As there were concerns the LM might have been damaged by the lightning strikes, Conrad and Bean entered it on the first day of flight to check its status, earlier than planned. They found no issues. At 30:52.44.36, the only necessary midcourse correction during the translunar coast was made, placing the craft on a hybrid, non-free-return trajectory. Previous crewed missions to lunar orbit had taken a free-return trajectory, allowing an easy return to Earth if the craft's engines did not fire to enter lunar orbit. Apollo 12 was the first crewed spacecraft to take a hybrid free-return trajectory, that would require another burn to return to Earth, but one that could be executed by the LM's Descent Propulsion System (DPS) if the SPS failed. The use of a hybrid trajectory allowed more flexibility in mission planning. It for example allowed Apollo 12 to launch in daylight and reach the planned landing spot on schedule. Use of a hybrid trajectory meant that Apollo 12 took 8 hours longer to go from trans-lunar injection to lunar orbit.
Lunar orbit and Moon landing
Apollo 12 entered a lunar orbit of with an SPS burn of 352.25 seconds at mission time 83:25:26.36. On the first lunar orbit, there was a television transmission that resulted in good-quality video of the lunar surface. On the third lunar orbit, there was another burn to circularize the craft's orbit to , and on the next revolution, preparations began for the lunar landing. The CSM and LM undocked at 107:54:02.3; a half hour later there was a burn by the CSM to separate them. The 14.4 second burn by some of the CSM's thrusters meant that the two craft would be apart when the LM began the burn to move to a lower orbit in preparation for landing on the Moon.
The LM's Descent Propulsion System began a 29-second burn at 109:23:39.9 to move the craft to the lower orbit, from which the 717-second powered descent to the lunar surface began at 110:20:38.1. Conrad had trained to expect a pattern of craters known as "the Snowman" to be visible when the craft underwent "pitchover", with the Surveyor crater in its center, but had feared he would see nothing recognizable. He was astonished to see the Snowman right where it should be, meaning they were directly on course. He took over manual control, planning to land the LM, as he had in simulations, in an area near the Surveyor crater that had been dubbed "Pete's Parking Lot", but found it rougher than expected. He had to maneuver, and landed the LM
at 110:32:36.2 (06:54:36 UT on November 19, 1969), just from the Surveyor probe. This achieved one objective of the mission, to perform a precision landing near the Surveyor craft.
The lunar coordinates of the landing site were 3.01239° S latitude, 23.42157° W longitude. The landing caused high velocity sandblasting of the Surveyor probe. It was later determined that the sandblasting removed more dust than it delivered onto the Surveyor, because the probe was covered by a thin layer that gave it a tan hue as observed by the astronauts, and every portion of the surface exposed to the direct sandblasting was lightened back toward the original white color through the removal of lunar dust.
Lunar surface activities
When Conrad, the shortest man of the initial groups of astronauts, stepped onto the lunar surface his first words were "Whoopie! Man, that may have been a small one for Neil, but that's a long one for me." This was not an off-the-cuff remark: Conrad had made a bet with reporter Oriana Fallaci he would say these words, after she had queried whether NASA had instructed Neil Armstrong what to say as he stepped onto the Moon. Conrad later said he was never able to collect the money.
To improve the quality of television pictures from the Moon, a color camera was carried on Apollo 12 (unlike the monochrome camera on Apollo 11). When Bean carried the camera to the place near the LM where it was to be set up, he inadvertently pointed it directly into the Sun, destroying the Secondary Electron Conduction (SEC) tube. Television coverage of this mission was thus terminated almost immediately.
After raising a U.S. flag on the Moon, Conrad and Bean devoted much of the remainder of the first EVA to deploying the Apollo Lunar Surface Experiments Package (ALSEP). There were minor difficulties with the deployment. Bean had trouble extracting the RTG's plutonium fuel element from its protective cask, and the astronauts had to resort to the use of a hammer to hit the cask and dislodge the fuel element. Some of the ALSEP packages proved hard to deploy, though the astronauts were successful in all cases. With the PSE able to detect their footprints as they headed back to the LM, the astronauts secured a core tube full of lunar material, and collected other samples. The first EVA lasted 3 hours, 56 minutes and 3 seconds.
Four possible geologic traverses had been planned, the variable being where the LM might set down. Conrad had landed it between two of these potential landing points, and during the first EVA and the rest break that followed, scientists in Houston combined two of the traverses into one that Conrad and Bean could follow from their landing point. The resultant traverse resembled a rough circle, and when the astronauts emerged from the LM some 13 hours after ending the first EVA, the first stop was Head crater, some from the LM. There, Bean noticed that Conrad's footprints showed lighter material underneath, indicating the presence of ejecta from Copernicus crater, to the north, something that scientists examining overhead photographs of the site had hoped to find. After the mission, samples from Head allowed geologists to date the impact that formed Copernicus—according to initial dating, some 810,000,000 years ago.
The astronauts proceeded to Bench crater and Sharp crater and past Halo crater before arriving at Surveyor crater, where the Surveyor 3 probe had landed. Fearing treacherous footing or that the probe might topple on them, they approached Surveyor cautiously, descending into the shallow crater some distance away and then following a contour to reach the craft, but found the footing solid and the probe stable. They collected several pieces of Surveyor, including the television camera, as well as taking rocks that had been studied by television. Conrad and Bean had procured an automatic timer for their Hasselblad cameras, and had brought it with them without telling Mission Control, hoping to take a selfie of the two of them with the probe, but when the time came to use it, could not locate it among the lunar samples they had already placed in their Hand Tool Carrier. Before returning to the LM's vicinity, Conrad and Bean went to Block crater, within Surveyor crater. The second EVA lasted 3 hours, 49 minutes, 15 seconds, during which they traveled . During the EVAs, Conrad and Bean went as far as from the LM, and collected of samples.
Lunar orbit solo activities
After the LM's departure, Gordon had little to say as Mission Control focused on the lunar landing. Once that was accomplished, Gordon sent his congratulations and, on the next orbit, was able to spot both the LM and the Surveyor on the ground and convey their locations to Houston. During the first EVA, Gordon prepared for a plane change maneuver, a burn to alter the CSM's orbit to compensate for the rotation of the Moon, though at times he had difficulty communicating with Houston since Conrad and Bean were using the same communications circuit. Once the two moonwalkers had returned to the LM, Gordon executed the burn, which ensured he would be in the proper position to rendezvous with the LM when it launched from the Moon.
While alone in orbit, Gordon performed the Lunar Multispectral Photography Experiment, using four Hasselblad cameras arranged in a ring and aimed through one of the CM's windows. With each camera having a different color filter, simultaneous photos would be taken by each, showing the appearance of lunar features at different points on the spectrum. Analysis of the images might reveal colors not visible to the naked eye or detectable with ordinary color film, and information could be obtained about the composition of sites that would not soon be visited by humans. Among the sites studied were contemplated landing points for future Apollo missions.
Return
LM Intrepid lifted off from the Moon at mission time 143:03:47.78, or 14:25:47 UT on November 20, 1969; after several maneuvers, CSM and LM docked three and a half hours later. At 147:59:31.6, the LM ascent stage was jettisoned, and shortly thereafter the CSM maneuvered away. Under control from Earth, the LM's remaining propellant was depleted in a burn that caused it to impact the Moon from the Apollo 12 landing point. The seismometer the astronauts had left on the lunar surface registered the resulting vibrations for more than an hour.
The crew stayed another day in lunar orbit taking photographs of the surface, including of candidate sites for future Apollo landings. A second plane change maneuver was made at 159:04:45.47, lasting 19.25 seconds.
The trans-Earth injection burn, to send the CSM Yankee Clipper towards home, was conducted at 172:27:16.81 and lasted 130.32 seconds. Two short midcourse correction burns were made en route. A final television broadcast was made, the astronauts answering questions submitted by the media. There was ample time for rest on the way back to Earth. One event was the photography of a solar eclipse that occurred when the Earth came between the spacecraft and the Sun; Bean described it as the most spectacular sight of the mission.
Splashdown
Yankee Clipper returned to Earth on November 24, 1969, at 20:58 UT (3:58pm Eastern Time, 10:58am HST), in the Pacific Ocean. The landing was hard, resulting in a camera becoming dislodged and striking Bean in the forehead. After recovery by , they entered the Mobile Quarantine Facility (MQF), while lunar samples and Surveyor parts were sent ahead by air to the Lunar Receiving Laboratory (LRL) in Houston. Once the Hornet docked in Hawaii, the MQF was offloaded and flown to Ellington Air Force Base near Houston on November 29, from where it was taken to the LRL, where the astronauts remained until released from quarantine on December 10.
Mission insignia
The Apollo 12 mission patch shows the crew's naval background; all three astronauts at the time of the mission were U.S. Navy commanders. It features a clipper ship arriving at the Moon, representing the CM Yankee Clipper. The ship trails fire, and flies the flag of the United States. The mission name APOLLO XII and the crew names are on a wide gold border, with a small blue trim. Blue and gold are traditional U.S. Navy colors. The patch has four stars on it – one each for the three astronauts who flew the mission and one for Clifton Williams, the original LMP on Conrad's crew who was killed in 1967 and would have flown the mission. The star was placed there at the suggestion of his replacement, Bean.
The insignia was designed by the crew with the aid of several employees of NASA contractors. The Apollo 12 landing area on the Moon is within the portion of the lunar surface shown on the insignia, based on a photograph of a globe of the Moon, taken by engineers. The clipper ship was based on photographs of such a ship obtained by Bean.
Aftermath and spacecraft location
After the mission, Conrad urged his crewmates to join him in the Skylab program, seeing in it the best chance of flying in space again. Bean did so—Conrad commanded Skylab 2, the first crewed mission to the space station, while Bean commanded Skylab 3. Gordon, though, still hoped to walk on the Moon and remained with the Apollo program, serving as backup commander of Apollo 15. He was the likely commander of Apollo 18, but that mission was canceled and he did not fly in space again.
The Apollo 12 command module Yankee Clipper, was displayed at the Paris Air Show and was then placed at NASA's Langley Research Center in Hampton, Virginia; ownership was transferred to the Smithsonian in July 1971. It is on display at the Virginia Air and Space Center in Hampton.
Mission Control had remotely fired the service module's thrusters after jettison, hoping to have it skip off the atmosphere and enter a high-apogee orbit, but the lack of tracking data confirming this caused it to conclude it most likely burned up in the atmosphere at the time of CM re-entry. The S-IVB is in a solar orbit that is sometimes affected by the Earth.
The ascent stage of LM Intrepid impacted the Moon November 20, 1969, at 22:17:17.7 UT (5:17pm EST). In 2009, the Lunar Reconnaissance Orbiter (LRO) photographed the Apollo 12 landing site, where the descent stage, ALSEP, Surveyor3 spacecraft, and astronaut footpaths remain. In 2011, the LRO returned to the landing site at a lower altitude to take higher resolution photographs.
See also
List of artificial objects on the Moon
List of spacewalks and moonwalks 1965–1999
References
Bibliography
External links
"Apollo 12" at Encyclopedia Astronautica
"Apollo 12" at NASA's National Space Science Data Center
Apollo 11, 12, and 14 Traverses, at the Lunar and Planetary Institute
"Apollo 12 Traverse Map" at the USGS Astrogeology Science Center
Lunar Orbiter 3 image 154 H2, used for planning the mission (landing site is left of center).
Lunar Orbiter 1 sequence of images 157, 158, and 159, showing the Apollo 12 landing site and vicinity
NASA reports
"Apollo 12 Preliminary Science Report" (PDF), NASA, NASA SP-235, 1970
"Analysis of Apollo 12 Lightning Incident", (PDF) February 1970
"Analysis of Surveyor 3 material and photographs returned by Apollo 12" (PDF) 1972
"Examination of Surveyor 3 surface sampler scoop"(PDF) 1971
"Table 2-40. Apollo 12 Characteristics" from NASA Historical Data Book: Volume III: Programs and Projects 1969–1978 by Linda Neuman Ezell, NASA History Series (1988)
The Apollo Spacecraft: A Chronology NASA, NASA SP-4009
"Apollo Program Summary Report" (PDF), NASA, JSC-09423, April 1975
Multimedia
"Apollo 12: Pinpoint For Science" on YouTube
"Apollo 12: The Bernie Scrivener Audio Tapes" – Apollo 12 audio recordings at the Apollo 12 Flight Journal
"Apollo 12: There and Back Again" – Image slideshow by Life magazine
"Apollo12: Comic Book" (50th Anniversary – November 20, 1969–2019)
"Apollo 12: Patch" – Image of Apollo 12 mission patch
Alan Bean
Pete Conrad
Richard F. Gordon Jr.
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1968 | https://en.wikipedia.org/wiki/Apollo%2014 | Apollo 14 | Apollo 14 (January 31February 9, 1971) was the eighth crewed mission in the United States Apollo program, the third to land on the Moon, and the first to land in the lunar highlands. It was the last of the "H missions", landings at specific sites of scientific interest on the Moon for two-day stays with two lunar extravehicular activities (EVAs or moonwalks).
The mission was originally scheduled for 1970, but was postponed because of the investigation following the failure of Apollo 13 to reach the Moon's surface, and the need for modifications to the spacecraft as a result. Commander Alan Shepard, Command Module Pilot Stuart Roosa, and Lunar Module Pilot Edgar Mitchell launched on their nine-day mission on Sunday, January 31, 1971, at 4:03:02 p.m. EST. En route to the lunar landing, the crew overcame malfunctions that might have resulted in a second consecutive aborted mission, and possibly, the premature end of the Apollo program.
Shepard and Mitchell made their lunar landing on February 5 in the Fra Mauro formation – originally the target of Apollo 13. During the two walks on the surface, they collected of Moon rocks and deployed several scientific experiments. To the dismay of some geologists, Shepard and Mitchell did not reach the rim of Cone crater as had been planned, though they came close. In Apollo 14's most famous event, Shepard hit two golf balls he had brought with him with a makeshift club.
While Shepard and Mitchell were on the surface, Roosa remained in lunar orbit aboard the Command and Service Module, performing scientific experiments and photographing the Moon, including the landing site of the future Apollo 16 mission. He took several hundred seeds on the mission, many of which were germinated on return, resulting in the so-called Moon trees, that were widely distributed in the following years. After liftoff from the lunar surface and a successful docking, the spacecraft was flown back to Earth where the three astronauts splashed down safely in the Pacific Ocean on February 9.
Astronauts and key Mission Control personnel
The mission commander of Apollo 14, Alan Shepard, one of the original Mercury Seven astronauts, became the first American to enter space with a suborbital flight on May 5, 1961. Thereafter, he was grounded by Ménière's disease, a disorder of the ear, and served as Chief Astronaut, the administrative head of the Astronaut Office. He had experimental surgery in 1968 which was successful and allowed his return to flight status. Shepard, at age 47, was the oldest U.S. astronaut to fly when he made his trip aboard Apollo 14, and he is the oldest person to walk on the Moon.
Apollo 14's Command Module Pilot (CMP), Stuart Roosa, aged 37 when the mission flew, had been a smoke jumper before joining the Air Force in 1953. He became a fighter pilot and then in 1965 successfully completed Aerospace Research Pilot School (ARPS) at Edwards Air Force Base in California prior to his selection as a Group 5 astronaut the following year. He served as a capsule communicator (CAPCOM) for Apollo 9. The Lunar Module Pilot (LMP), Edgar Mitchell, aged 40 at the time of Apollo 14, joined the Navy in 1952 and served as a fighter pilot, beginning in 1954. He was assigned to squadrons aboard aircraft carriers before returning to the United States to further his education while in the Navy, also completing the ARPS prior to his selection as a Group 5 astronaut. He served on the support crew for Apollo 9 and was the LMP of the backup crew for Apollo 10.
Shepard and his crew had originally been designated by Deke Slayton, Director of Flight Crew Operations and one of the Mercury Seven, as the crew for Apollo 13. NASA's management felt that Shepard needed more time for training given he had not flown in space since 1961, and chose him and his crew for Apollo 14 instead. The crew originally designated for Apollo 14, Jim Lovell as the commander, Ken Mattingly as CMP and Fred Haise as LMP, all of whom had backed up Apollo 11, was made the prime crew for Apollo 13 instead.
Mitchell's commander on the Apollo 10 backup crew had been another of the original seven, Gordon Cooper, who had tentatively been scheduled to command Apollo 13, but according to author Andrew Chaikin, his casual attitude toward training resulted in him being not selected. Also on that crew, but excluded from further flights, was Donn Eisele, likely because of problems aboard Apollo 7, which he had flown, and because he had been involved in a messy divorce.
Apollo 14's backup crew was Eugene A. Cernan as commander, Ronald E. Evans Jr. as CMP and Joe H. Engle as LMP. The backup crew, with Harrison Schmitt replacing Engle, would become the prime crew of Apollo 17. Schmitt flew instead of Engle because there was intense pressure on NASA to fly a scientist to the Moon (Schmitt was a geologist) and Apollo 17 was the last lunar flight. Engle, who had flown the X-15 to the edge of outer space, flew into space for NASA in 1981 on STS-2, the second Space Shuttle flight.
During projects Mercury and Gemini, each mission had a prime and a backup crew. Apollo 9 commander James McDivitt believed meetings that required a member of the flight crew were being missed, so for Apollo a third crew of astronauts was added, known as the support crew. Usually low in seniority, support crew members assembled the mission's rules, flight plan, and checklists, and kept them updated; for Apollo 14, they were Philip K. Chapman, Bruce McCandless II, William R. Pogue and C. Gordon Fullerton. CAPCOMs, the individuals in Mission Control responsible for communications with the astronauts were Evans, McCandless, Fullerton and Haise. A veteran of Apollo 13, which had aborted before reaching the Moon, Haise put his training for that mission to use, especially during the EVAs, since both missions were targeted at the same place on the Moon. Had Haise walked on the Moon, he would have been the first Group 5 astronaut to do so, an honor that went to Mitchell.
The flight directors during Apollo had a one-sentence job description, "The flight director may take any actions necessary for crew safety and mission success." For Apollo 14, they were: Pete Frank, Orange team; Glynn Lunney, Black team; Milt Windler, Maroon team and Gerry Griffin, Gold team.
Preparation and training
Prime and backup crews for both Apollo 13 and 14 were announced on August 6, 1969. Apollo 14 was scheduled for July 1970, but in January of that year, due to budget cuts that saw the cancellation of Apollo 20, NASA decided there would be two Apollo missions per year with 1970 to see Apollo 13 in April and Apollo 14 likely in October or November.
The investigation into the accident which caused an abort of Apollo 13 delayed Apollo 14. On May 7, 1970, NASA Administrator Thomas O. Paine announced that Apollo 14 would launch no earlier than December 3, and the landing would be close to the site targeted by Apollo 13. The Apollo 14 astronauts continued their training. On June 30, 1970, following the release of the accident report and a NASA review of what changes to the spacecraft would be necessary, NASA announced that the launch would slip to no earlier than January 31, 1971.
The crew of Apollo 14 trained together for 19 months after assignment to the mission, longer than any other Apollo crew to that point. In addition to the normal training workload, they had to supervise the changes to the command and service module (CSM) made as a result of the Apollo 13 investigation, much of which was delegated by Shepard to Roosa. Mitchell later stated, "We realized that if our mission failed—if we had to turn back—that was probably the end of the Apollo program. There was no way NASA could stand two failures in a row. We figured there was a heavy mantle on our shoulders to make sure we got it right."
Before the abort of the Apollo 13 mission, the plan was to have Apollo 14 land near Littrow crater, in Mare Serenitatis, where there are features that were thought to be volcanic. After Apollo 13 returned, it was decided that its landing site, near Cone crater in the Fra Mauro formation, was scientifically more important than Littrow. The Fra Mauro formation is composed of ejecta from the impact event that formed Mare Imbrium, and scientists hoped for samples that originated deep under the Moon's surface. Cone crater was the result of a young, deep impact, and large enough to have torn through whatever debris was deposited since the Imbrium Event, which geologists hoped to be able to date. Landing at Fra Mauro would also allow orbital photography of another candidate landing site, the Descartes Highlands, which became the landing site for Apollo 16. Although Littrow went unvisited, a nearby area, Taurus-Littrow, was the landing site for Apollo 17. Apollo 14's landing site was located slightly closer to Cone crater than the point designated for Apollo 13.
The change in landing site from Littrow to Fra Mauro affected the geological training for Apollo 14. Before the switch, the astronauts had been taken to volcanic sites on Earth; afterwards, they visited crater sites, such as the Ries Crater in West Germany and an artificial crater field created for astronaut training in Arizona's Verde Valley. The effectiveness of the training was limited by a lack of enthusiasm shown by Shepard, which set the tone for Mitchell. Harrison Schmitt suggested that the commander had other things on his mind, such as overcoming a ten-year absence from spaceflight and ensuring a successful mission after the near-disaster of Apollo 13.
Roosa undertook training for his period alone in lunar orbit, when he would make observations of the Moon and take photographs. He had been impressed by the training given to Apollo 13 prime crew CMP Mattingly by geologist Farouk El-Baz and got El-Baz to agree to undertake his training. The two men pored over lunar maps depicting the areas the CSM would pass over. When Shepard and Mitchell were on their geology field trips, Roosa would be overhead in an airplane taking photographs of the site and making observations. El-Baz had Roosa make observations while flying his T-38 jet at a speed and altitude simulating the speed at which the lunar surface would pass below the CSM.
Another issue that had marked Apollo 13 was the last-minute change of crew due to exposure to communicable disease. To prevent another such occurrence, for Apollo 14 NASA instituted what was called the Flight Crew Health Stabilization Program. Beginning 21 days before launch, the crew lived in quarters at the launch site, Florida's Kennedy Space Center (KSC), with their contacts limited to their spouses, the backup crew, mission technicians, and others directly involved in training. Those individuals were given physical examinations and immunizations, and crew movements were limited as much as possible at KSC and nearby areas.
The Command and Service Modules were delivered to KSC on November 19, 1969; the ascent stage of the LM arrived on November 21 with the descent stage three days later. Thereafter, checkout, testing and equipment installation proceeded. The launch vehicle stack, with the spacecraft on top, was rolled out from the Vehicle Assembly Building to Pad 39A on November 9, 1970.
Hardware
Spacecraft
The Apollo 14 spacecraft consisted of Command Module (CM) 110 and Service Module (SM) 110 (together CSM-110), called Kitty Hawk, and Lunar Module 8 (LM-8), called Antares. Roosa had chosen the CSM's call sign after the town in North Carolina where, in 1903, the Wright Brothers first flew their Wright Flyer airplane (also known as Kitty Hawk). Antares was named by Mitchell after the star in the constellation Scorpius that the astronauts in the LM would use to orient the craft for its lunar landing. Also considered part of the spacecraft were a Launch Escape System and a Spacecraft/Launch Vehicle Adapter, numbered SLA-17.
The changes to the Apollo spacecraft between Apollo 13 and 14 were more numerous than with earlier missions, not only because of the problems with Apollo 13, but because of the more extensive lunar activities planned for Apollo 14. The Apollo 13 accident had been caused by the explosive failure of an oxygen tank, after the insulation of the internal wiring had been damaged by heating of the tank contents pre-launch—that the oxygen had gotten hot enough to damage the insulation had not been realized, since the protective thermostatic switches had failed because they were, through an error, not designed to handle the voltage applied during ground testing. The explosion damaged the other tank or its tubing, causing its contents to leak away.
The changes in response included a redesign of the oxygen tanks, with the thermostats being upgraded to handle the proper voltage. A third tank was also added, placed in Bay1 of the SM, on the side opposite the other two, and was given a valve that could isolate it in an emergency, and allow it to feed the CM's environmental system only. The quantity probe in each tank was upgraded from aluminum to stainless steel.
Also in response to the Apollo 13 accident, the electrical wiring in Bay4 (where the explosion had happened) was sheathed in stainless steel. The fuel cell oxygen supply valves were redesigned to isolate the Teflon-coated wiring from the oxygen. The spacecraft and Mission Control monitoring systems were modified to give more immediate and visible warnings of anomalies. The Apollo 13 astronauts had suffered shortages of water and of power after the accident. Accordingly, an emergency supply of of water was stored in Apollo 14's CM, and an emergency battery, identical to those that powered the LM's descent stage, was placed in the SM. The LM was modified to make the transfer of power from LM to CM easier.
Other changes included the installation of anti-slosh baffles in the LM descent stage's propellant tanks. This would prevent the low fuel light from coming on prematurely, as had happened on Apollo 11 and 12. Structural changes were made to accommodate the equipment to be used on the lunar surface, including the Modular Equipment Transporter.
Launch vehicle
The Saturn V used for Apollo 14 was designated SA-509, and was similar to those used on Apollo 8 through 13. At , it was the heaviest vehicle yet flown by NASA, heavier than the launch vehicle for Apollo 13.
A number of changes were made to avoid pogo oscillations, that had caused an early shutdown of the center J-2 engine on Apollo 13's S-II second stage. These included a helium gas accumulator installed in the liquid oxygen (LOX) line of the center engine, a backup cutoff device for that engine, and a simplified 2-position propellant utilization valve on each of the five J-2 engines.
ALSEP and other lunar surface equipment
The Apollo Lunar Surface Experiments Package (ALSEP) array of scientific instruments carried by Apollo 14 consisted of the Passive Seismic Experiment (PSE), Active Seismic Experiment (ASE), Suprathermal Ion Detector Experiment (SIDE), Cold Cathode Ion Gauge Experiment (CCIG), and Charged Particle Lunar Environment Experiment (CPLEE). Two additional lunar surface experiments not part of the ALSEP were also flown, the Laser Ranging Retroreflector (LRRR or LR3), to be deployed in the ALSEP's vicinity, and the Lunar Portable Magnetometer (LPM), to be used by the astronauts during their second EVA. The PSE had been flown on Apollo 12 and 13, the ASE on Apollo 13, the SIDE on Apollo 12, the CCIG on Apollo 12 and 13, and the LRRR on Apollo 11. The LPM was new, but resembled equipment flown on Apollo 12. The ALSEP components flown on Apollo 13 were destroyed when its LM burned up in Earth's atmosphere.
Deployment of the ALSEP, and of the other instruments, each formed one of Apollo 14's mission objectives.
The PSE was a seismometer, similar to one left on the Moon by Apollo 12, and was to measure seismic activity in the Moon. The Apollo 14 instrument would be calibrated by the impact, after being jettisoned, of the LM's ascent stage, since an object of known mass and velocity would be impacting at a known location on the Moon. The Apollo 12 instrument would also be activated by the spent Apollo 14 S-IVB booster, which would impact the Moon after the mission entered lunar orbit. The two seismometers would, in combination with those left by later Apollo missions, constitute a network of such instruments at different locations on the Moon.
The ASE would also measure seismic waves. It consisted of two parts. In the first, one of the crew members would deploy three geophones at distances up to from the ALSEP's Central Station, and on his way back from the furthest, fire thumpers every . The second consisted of four mortars (with their launch tubes), of different properties and set to impact at different distances from the experiment. It was hoped that the waves generated from the impacts would provide data about seismic wave transmission in the Moon's regolith. The mortar shells were not to be fired until the astronauts had returned to Earth, and in the event were never fired for fear they would damage other experiments. A similar experiment was successfully deployed, and the mortars launched, on Apollo 16.
The LPM was to be carried during the second EVA and used to measure the Moon's magnetic field at various points.
The SIDE measured ions on the lunar surface, including from the solar wind. It was combined with the CCIG, which was to measure the lunar atmosphere and detect if it varied over time. The CPLEE measured the particle energies of protons and electrons generated by the Sun that reached the lunar surface. The LRRR acts as a passive target for laser beams, allowing the measurement of the Earth/Moon distance and how it changes over time. The LRRRs from Apollo 11, 14 and 15 are the only experiments left on the Moon by the Apollo astronauts that are still returning data.
Flown for the first time on Apollo 14 was the Buddy Secondary Life Support System (BSLSS), a set of flexible hoses that would enable Shepard and Mitchell to share cooling water should one of their Primary Life Support System (PLSS) backpacks fail. In such an emergency, the astronaut with the failed equipment would get oxygen from his Oxygen Purge System (OPS) backup cylinder, but the BSLSS would ensure he did not have to use oxygen for cooling, extending the life of the OPS. The OPSs used on Apollo 14 were modified from those used on previous missions in that the internal heaters were removed as unnecessary.
Water bags were also taken to the lunar surface, dubbed "Gunga Dins", for insertion in the astronauts' helmets, allowing them sips of water during the EVAs. These had been flown on Apollo 13, but Shepard and Mitchell were the first to use them on the Moon. Similarly, Shepard was the first on the lunar surface to wear a spacesuit with commander's stripes: red stripes on arms, legs, and on the helmet, though one had been worn by Lovell on Apollo 13. These were instituted because of the difficulty in telling one spacesuited astronaut from the other in photographs.
Modular Equipment Transporter
The Modular Equipment Transporter (MET) was a two-wheeled handcart, used only on Apollo 14, intended to allow the astronauts to take tools and equipment with them, and store lunar samples, without needing to carry them. On later Apollo program missions, the self-propelled Lunar Roving Vehicle (LRV) was flown instead.
The MET, when deployed for use on the lunar surface, was about long, wide and high. It had pressurized rubber tires wide and in diameter, containing nitrogen and inflated to about . The first use of tires on the Moon, these were developed by Goodyear and were dubbed their XLT (Experimental Lunar Tire) model. Fully loaded, the MET weighed about . Two legs combined with the wheels to provide four-point stability when at rest.
Mission highlights
Launch and flight to lunar orbit
Apollo 14 launched from Launch Complex 39-A at KSC at 4:03:02 pm (21:03:02 UTC), January 31, 1971. This followed a launch delay due to weather of 40 minutes and 2 seconds; the first such delay in the Apollo program. The original planned time, 3:23 pm, was at the very start of the launch window of just under four hours; had Apollo 14 not launched during it, it could not have departed until March. Apollo 12 had launched during poor weather and twice been struck by lightning, as a result of which the rules had been tightened. Among those present to watch the launch were U.S. Vice President Spiro T. Agnew and the Prince of Spain, the future King Juan Carlos I. The mission would take a faster trajectory to the Moon than planned, and thus make up the time in flight. Because it had, just over two days after launch, the mission timers would be put ahead by 40 minutes and 3 seconds so that later events would take place at the times scheduled in the flight plan.
After the vehicle reached orbit, the S-IVB third stage shut down, and the astronauts performed checks of the spacecraft before restarting the stage for translunar injection (TLI), the burn that placed the vehicle on course for the Moon. After TLI, the CSM separated from the S-IVB, and Roosa performed the transposition maneuver, turning it around in order to dock with the LM before the entire spacecraft separated from the stage. Roosa, who had practiced the maneuver many times, hoped to break the record for the least amount of propellant used in docking. But when he gently brought the modules together, the docking mechanism would not activate. He made several attempts over the next two hours, as mission controllers huddled and sent advice. If the LM could not be extracted from its place on the S-IVB, no lunar landing could take place, and with consecutive failures, the Apollo program might end. Mission Control proposed that they try it again with the docking probe retracted, hoping the contact would trigger the latches. This worked, and within an hour the joined spacecraft had separated from the S-IVB. The stage was set on a course to impact the Moon, which it did just over three days later, causing the Apollo 12 seismometer to register vibrations for over three hours.
The crew settled in for its voyage to Fra Mauro. At 60:30 Ground Elapsed Time, Shepard and Mitchell entered the LM to check its systems; while there they photographed a wastewater dump from the CSM, part of a particle contamination study in preparation for Skylab. Two midcourse corrections were performed on the translunar coast, with one burn lasting 10.19 seconds and one lasting 0.65 seconds.
Lunar orbit and descent
At 81:56:40.70 into the mission (February 4 at 1:59:43 am EST; 06:59:43 UTC), the Service Propulsion System engine in the SM was fired for 370.84 seconds to send the craft into a lunar orbit with apocynthion of and pericynthion of . A second burn, at 86:10:52 mission time, sent the spacecraft into an orbit of by . This was done in preparation for the release of the LM Antares. Apollo 14 was the first mission on which the CSM propelled the LM to the lower orbit—though Apollo 13 would have done so had the abort not already occurred. This was done to increase the amount of hover time available to the astronauts, a safety factor since Apollo 14 was to land in rough terrain.
After separating from the command module in lunar orbit, the LM Antares had two serious problems. First, the LM computer began getting an ABORT signal from a faulty switch. NASA believed the computer might be getting erroneous readings like this if a tiny ball of solder had shaken loose and was floating between the switch and the contact, closing the circuit. The immediate solution – tapping on the panel next to the switch – did work briefly, but the circuit soon closed again. If the problem recurred after the descent engine fired, the computer would think the signal was real and would initiate an auto-abort, causing the ascent stage to separate from the descent stage and climb back into orbit. NASA and the software teams at the Massachusetts Institute of Technology scrambled to find a solution. The software was hard-wired, preventing it from being updated from the ground. The fix made it appear to the system that an abort had already happened, and it would ignore incoming automated signals to abort. This would not prevent the astronauts from piloting the ship, though if an abort became necessary, they might have to initiate it manually. Mitchell entered the changes with minutes to go until planned ignition.
A second problem occurred during the powered descent, when the LM landing radar failed to lock automatically onto the Moon's surface, depriving the navigation computer of vital information on the vehicle's altitude and vertical descent speed. After the astronauts cycled the landing radar breaker, the unit successfully acquired a signal near . Mission rules required an abort if the landing radar was out at , though Shepard might have tried to land without it. With the landing radar, Shepard steered the LM to a landing which was the closest to the intended target of the six missions that landed on the Moon.
Lunar surface operations
Shepard stated, after stepping onto the lunar surface, "And it's been a long way, but we're here." The first EVA began at 9:42 am EST (14:42 UTC) on February 5, 1971, having been delayed by a problem with the communications system which set back the start of the first EVA to five hours after landing. The astronauts devoted much of the first EVA to equipment offloading, deployment of the ALSEP and the US flag, as well as setting up and loading the MET. These activities were televised back to Earth, though the picture tended to degenerate during the latter portion of the EVA. Mitchell deployed the ASE's geophone lines, unreeling and emplacing the two lines leading out from the ALSEP's Central Station. He then fired the thumper explosives, vibrations from which would give scientists back on Earth information about the depth and composition of the lunar regolith. Of the 21 thumpers, five failed to fire. On the way back to the LM, the astronauts collected and documented lunar samples, and took photographs of the area. The first EVA lasted 4 hours, 47 minutes, 50 seconds.
The astronauts had been surprised by the undulating ground, expecting flatter terrain in the area of the landing, and this became an issue on the second EVA, as they set out, MET in tow, for the rim of Cone crater. The craters that Shepard and Mitchell planned to use for navigational landmarks looked very different on the ground than on the maps they had, based on overhead shots taken from lunar orbit. Additionally, they consistently overestimated the distance they travelled. Mission Control and the CAPCOM, Fred Haise, could see nothing of this, as the television camera remained near the LM, but they worried as the clock ticked on the EVA, and monitored the heavy breathing and rapid heartbeats of the astronauts. They topped one ridge that they expected was the crater rim, only to view more such terrain beyond. Although Mitchell strongly suspected the rim was nearby, they had become physically exhausted from the effort. They were then instructed by Haise to sample where they were and then start moving back towards the LM. Later analysis using the pictures they took determined that they had come within about of the crater's rim. Images from the Lunar Reconnaissance Orbiter (LRO) show the tracks of the astronauts and the MET come to within 30 m of the rim. The difficulties faced by Shepard and Mitchell would emphasize the need for a means of transportation on the lunar surface with a navigation system, which was met by the Lunar Roving Vehicle, already planned to fly on Apollo 15.
Once the astronauts returned to the vicinity of the LM and were again within view of the television camera, Shepard performed a stunt he had been planning for years in the event he reached the Moon, and which is probably what Apollo 14 is best remembered for. Shepard brought along a Wilson six iron golf club head, which he had modified to attach to the handle of the contingency sample tool, and two golf balls. Shepard took several one-handed swings (due to the limited flexibility of the EVA suit) and exuberantly exclaimed that the second ball went "miles and miles and miles" in the low lunar gravity. Mitchell then threw a lunar scoop handle as if it were a javelin. The "javelin" and one of the golf balls wound up in a crater together, with Mitchell's projectile a bit further. In an interview with Ottawa Golf, Shepard stated the other landed near the ALSEP. The second EVA lasted 4 hours, 34 minutes, 41 seconds. Shepard brought back the club, gave it to the USGA Museum in New Jersey, and had a replica made which he gave to the National Air and Space Museum. In February 2021, to commemorate Apollo 14's 50th anniversary, imaging specialist Andy Saunders, who had previously worked to produce the clearest image of Neil Armstrong on the Moon, produced new, digitally enhanced images that were used to estimate the final resting places of the two balls that Shepard hit - the first landed approximately 24 yards from the "tee", while the second managed 40 yards.
Lunar samples
A total of of Moon rocks, or lunar samples, were brought back from Apollo 14. Most are breccias, which are rocks composed of fragments of other, older rocks. Breccias form when the heat and pressure of meteorite impacts fuse small rock fragments together. There were a few basalts that were collected in this mission in the form of clasts (fragments) in breccia. The Apollo 14 basalts are generally richer in aluminum and sometimes richer in potassium than other lunar basalts. Most lunar mare basalts collected during the Apollo program were formed from 3.0 to 3.8 billion years ago. The Apollo 14 basalts were formed 4.0 to 4.3 billion years ago, older than the volcanism known to have occurred at any of the mare locations reached during the Apollo program.
Some geologists were pleased enough with the close approach to Cone crater to send a case of scotch to the astronauts while they were in post-mission quarantine, though their enthusiasm was tempered by the fact that Shepard and Mitchell had documented few of the samples they brought back, making it hard and sometimes impossible to discern where they came from. Others were less happy; Don Wilhelms wrote in his book on the geological aspects of Apollo, "the golf game did not set well with most geologists in light of the results at Cone crater. The total haul from the rim-flank of Cone ... was 16 Hasselblad photographs (out of a mission total of 417), six rock-size samples heavier than 50 g, and a grand total of 10 kg of samples, 9 kg of which are in one rock (sample 14321 [i.e., Big Bertha]). That is to say, apart from 14321 we have less than 1 kg of rock—962 g to be exact—from what in my opinion is the most important single point reached by astronauts on the Moon." Geologist Lee Silver stated, "The Apollo 14 crews did not have the right attitude, did not learn enough about their mission, had the burden of not having the best possible preflight photography, and they weren't ready." In their sourcebook on Apollo, Richard W. Orloff and David M. Harland doubted that if Apollo 13 had reached the Moon, Lovell, and Haise, given a more distant landing point, could have got as close to Cone crater as Shepard and Mitchell did.
In January 2019 research showed that Big Bertha, which weighs , has characteristics that make it likely to be a terrestrial (Earth) meteorite. Granite and quartz, which are commonly found on Earth but very rarely found on the Moon, were confirmed to exist on Big Bertha. To find the sample's age, the research team from Curtin University looked at bits of the mineral zircon embedded in its structure. "By determining the age of zircon found in the sample, we were able to pinpoint the age of the host rock at about four billion years old, making it similar to the oldest rocks on Earth," researcher Alexander Nemchin said, adding that "the chemistry of the zircon in this sample is very different from that of every other zircon grain ever analyzed in lunar samples, and remarkably similar to that of zircons found on Earth." This would mean Big Bertha is both the first discovered terrestrial meteorite and the oldest known Earth rock.
Lunar orbit operations
Roosa spent almost two days alone aboard Kitty Hawk, performing the first intensive program of scientific observation from lunar orbit, much of which was intended to have been done by Apollo 13. After Antares separated and its crew began preparations to land, Roosa in Kitty Hawk performed an SPS burn to send the CSM to an orbit of approximately , and later a plane change maneuver to compensate for the rotation of the Moon.
Roosa took pictures from lunar orbit. The Lunar Topographic Camera, also known as the Hycon camera, was supposed to be used to image the surface, including the Descartes Highlands site being considered for Apollo 16, but it quickly developed a fault with the shutter that Roosa could not fix despite considerable help from Houston. Although about half of the photographic targets had to be scrubbed, Roosa was able to obtain photographs of Descartes with a Hasselblad camera and confirm that it was a suitable landing point. Roosa also used the Hasselblad to take photographs of the impact point of Apollo 13's S-IVB near Lansburg B crater. After the mission, troubleshooting found a tiny piece of aluminum contaminating the shutter control circuit, which caused the shutter to operate continuously.
Roosa was able to see sunlight glinting off Antares and view its lengthy shadow on the lunar surface on Orbit 17; on Orbit 29 he could see the sun reflecting off the ALSEP. He also took astronomical photographs, of the Gegenschein, and of the Lagrangian point of the Sun-Earth system that lies beyond the Earth (L), testing the theory that the Gegenschein is generated by reflections off particles at L. Performing the bistatic radar experiment, he also focused Kitty Hawk VHF and S-band transmitters at the Moon so that they would bounce off and be detected on Earth in an effort to learn more about the depth of the lunar regolith.
Return, splashdown and quarantine
Antares lifted off from the Moon at 1:48:42 pm EST (18:48:42 UTC) on February 6, 1971. Following the first direct (first orbit) rendezvous on a lunar landing mission, docking took place an hour and 47 minutes later. Despite concerns based on the docking problems early in the mission, the docking was successful on the first attempt, though the LM's Abort Guidance System, used for navigation, failed just before the two craft docked. After crew, equipment, and lunar samples were transferred to Kitty Hawk, the ascent stage was jettisoned, and impacted the Moon, setting off waves registered by the seismometers from Apollo 12 and 14.
A trans-earth injection burn took place on February 6 at 8:39:04 pm (February 7 at 01:39:04 UTC) taking 350.8 seconds, during Kitty Hawk 34th lunar revolution. During the trans-earth coast, two tests of the oxygen system were performed, one to ensure the system would operate properly with low densities of oxygen in the tanks, the second to operate the system at a high flow rate, as would be necessary for the in-flight EVAs scheduled for Apollo 15 and later. Additionally, a navigation exercise was done to simulate a return to Earth following a loss of communications. All were successful. During his rest periods on the voyage, Mitchell conducted ESP experiments without NASA's knowledge or sanction, attempting by prearrangement to send images of cards he had brought with him to four people on Earth. He stated after the mission that two of the four had gotten 51 out of 200 correct (the others were less successful), whereas random chance would have dictated 40.
On the final evening in space, the crew conducted a press conference, with the questions submitted to NASA in advance and read to the astronauts by the CAPCOM.
The command module Kitty Hawk splashed down in the South Pacific Ocean on February 9, 1971, at 21:05 [UTC], approximately south of American Samoa. After recovery by the ship USS New Orleans, the crew was flown to Pago Pago International Airport in Tafuna, then to Honolulu, then to Ellington Air Force Base near Houston in a plane containing a Mobile Quarantine Facility trailer before they continued their quarantine in the Lunar Receiving Laboratory. They remained there until their release from quarantine on February 27, 1971. The Apollo 14 astronauts were the last lunar explorers to be quarantined on their return from the Moon. They were the only Apollo crew to be quarantined both before and after the flight.
Roosa, who worked in forestry in his youth, took several hundred tree seeds on the flight. These were germinated after the return to Earth, and were widely distributed around the world as commemorative Moon trees. Some seedlings were given to state forestry associations in 1975 and 1976 to mark the United States Bicentennial.
Mission insignia
The mission insignia is an oval depicting the Earth and the Moon, and an astronaut pin drawn with a comet trail. The pin is leaving Earth and is approaching the Moon. A gold band around the edge includes the mission and astronaut names. The designer was Jean Beaulieu, who based it on a sketch by Shepard, who had been head of the Astronaut Office and meant the pin to symbolize that through him, the entire corps was in spirit flying to the Moon.
The backup crew spoofed the patch with its own version, with revised artwork showing a Wile E. Coyote cartoon character depicted as gray-bearded (for Shepard, who was 47 at the time of the mission and the oldest man on the Moon), pot-bellied (for Mitchell, who had a pudgy appearance) and red-furred (for Roosa's red hair), still on the way to the Moon, while Road Runner (for the backup crew) is already on the Moon, holding a U.S. flag and a flag labelled "1st Team". The flight name is replaced by "BEEP BEEP" and the backup crew's names are given. Several of these patches were hidden by the backup crew and found during the flight by the crew in notebooks and storage lockers in both the CSM Kitty Hawk and the LM Antares, and one patch was stored in the MET lunar handcart. One patch, attached to Shepard's PLSS, was worn on the lunar surface, and, mounted on a plaque, was presented by him to Cernan after the mission.
Spacecraft locations
The Apollo 14 command module Kitty Hawk is on display at the Apollo/Saturn V Center at the Kennedy Space Center Visitor Complex after being on display at the United States Astronaut Hall of Fame near Titusville, Florida, for several years. At the time of its transfer of ownership from NASA to the Smithsonian in July 1977, it was on display at the facilities of North American Rockwell (the company that had constructed it) in Downey, California. The SM reentered Earth's atmosphere and was destroyed, though there was no tracking or sightings of it.
The S-IVB booster impacted the Moon on February4 at . The ascent stage of lunar module Antares impacted the Moon on February7, 1971, at 00:45:25.7 UT (February 6, 7:45 pm EST), at . Antares descent stage and the mission's other equipment remain at Fra Mauro at .
Photographs taken in 2009 by the Lunar Reconnaissance Orbiter were released on July 17, and the Fra Mauro equipment was the most visible Apollo hardware at that time, owing to particularly good lighting conditions. In 2011, the LRO returned to the landing site at a lower altitude to take higher resolution photographs.
Gallery
See also
Google Moon
List of artificial objects on the Moon
List of spacewalks and moonwalks 1965–1999
References
Bibliography
External links
"Apollo 14" at Encyclopedia Astronautica
Apollo 11, 12, and 14 Traverses, at the Lunar and Planetary Institute
Apollo 14 Traverse Map – United States Geological Survey (USGS)
Apollo Mission Traverse Maps – Several maps showing routes of moonwalks
Apollo 14 Science Experiments at the Lunar and Planetary InstituteNASA reports The Apollo Spacecraft: A Chronology NASA, NASA SP-4009
"Table 2-42. Apollo 14 Characteristics" from NASA Historical Data Book: Volume III: Programs and Projects 1969–1978 by Linda Neuman Ezell, NASA History Series (1988)
"Masking the Abort Discrete" – by Paul Fjeld at the Apollo 14 Lunar Surface Journal. NASA. Detailed technical article describing the ABORT signal problem and its solution
"Apollo 14 Technical Air-to-Ground Voice Transcription" (PDF) Manned Spacecraft Center, NASA, February 1971Multimedia'
– slideshow by Life magazine
"The Apollo Astronauts" – Interview with the Apollo 14 astronauts, March 31, 1971, from the Commonwealth Club of California Records at the Hoover Institution Archives
"Apollo 14 Lunar Liftoff – Video" at Maniac World
, with Cone crater
1971 in spaceflight
1971 in the United States
Edgar Mitchell
Stuart Roosa
Alan Shepard
Apollo program missions
Articles containing video clips
Extravehicular activity
Crewed missions to the Moon
Sample return missions
Soft landings on the Moon
Spacecraft which reentered in 1971
Spacecraft launched in 1971
January 1971 events
February 1971 events
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1971 on the Moon |
1969 | https://en.wikipedia.org/wiki/Apollo%2015 | Apollo 15 | Apollo 15 (July 26August 7, 1971) was the ninth crewed mission in the United States' Apollo program and the fourth to land on the Moon. It was the first J mission, with a longer stay on the Moon and a greater focus on science than earlier landings. Apollo 15 saw the first use of the Lunar Roving Vehicle.
The mission began on July 26 and ended on August 7, with the lunar surface exploration taking place between July 30 and August 2. Commander David Scott and Lunar Module Pilot James Irwin landed near Hadley Rille and explored the local area using the rover, allowing them to travel further from the lunar module than had been possible on previous missions. They spent 18 hours on the Moon's surface on four extravehicular activities (EVA), and collected of surface material.
At the same time, Command Module Pilot Alfred Worden orbited the Moon, operating the sensors in the scientific instrument module (SIM) bay of the service module. This suite of instruments collected data on the Moon and its environment using a panoramic camera, a gamma-ray spectrometer, a mapping camera, a laser altimeter, a mass spectrometer, and a lunar subsatellite deployed at the end of the moonwalks. The lunar module returned safely to the command module and, at the end of Apollo 15's 74th lunar orbit, the engine was fired for the journey home. During the return trip, Worden performed the first spacewalk in deep space. The Apollo 15 mission splashed down safely on August7 despite the loss of one of its three parachutes.
The mission accomplished its goals but was marred by negative publicity the following year when it emerged that the crew had carried unauthorized postal covers to the lunar surface, some of which were sold by a West German stamp dealer. The members of the crew were reprimanded for poor judgment, and did not fly in space again. The mission also saw the collection of the Genesis Rock, thought to be part of the Moon's early crust, and Scott's use of a hammer and a feather to validate Galileo's theory that when there is no air resistance, objects fall at the same rate due to gravity regardless of their mass.
Background
In 1962, NASA contracted for the construction of fifteen Saturn V rockets to achieve the Apollo program's goal of a crewed landing on the Moon by 1970; at the time no one knew how many missions this would require. Since success was obtained in 1969 with the sixth SaturnV on Apollo 11, nine rockets remained available for a hoped-for total of ten landings. These plans included a heavier, extended version of the Apollo spacecraft to be used in the last five missions (Apollo 16 through 20). The revamped lunar module would be capable of up to a 75-hour stay, and would carry a Lunar Roving Vehicle to the Moon's surface. The service module would house a package of orbital experiments to gather data on the Moon. In the original plan Apollo 15 was to be the last of the non-extended missions to land in Censorinus crater. But in anticipation of budget cuts, NASA cancelled three landing missions by September 1970. Apollo 15 became the first of three extended missions, known as J missions, and the landing site was moved to Hadley Rille, originally planned for Apollo 19.
Crew and key Mission Control personnel
Crew
Scott was born in 1932 in San Antonio, Texas, and, after spending his freshman year at the University of Michigan on a swimming scholarship, transferred to the United States Military Academy, from which he graduated in 1954. Serving in the Air Force, Scott had received two advanced degrees from MIT in 1962 before being selected as one of the third group of astronauts the following year. He flew in Gemini 8 in 1966 alongside Neil Armstrong and as command module pilot of Apollo 9 in 1969. Worden was born in 1932 in Jackson, Michigan, and like his commander, had attended West Point (class of 1955) and served in the Air Force. Worden earned two master's degrees in engineering from Michigan in 1963. Irwin had been born in 1930 in Pittsburgh, and had attended the United States Naval Academy, graduating in 1951 and serving in the Air Force, receiving a master's degree from Michigan in 1957. Both Worden and Irwin were selected in the fifth group of astronauts (1966), and Apollo 15 would be their only spaceflight. All three future astronauts had attended Michigan, and two had taken degrees from there; it had been the first university to offer an aeronautical engineering program.
The backup crew was Richard F. Gordon Jr. as commander, Vance D. Brand as command module pilot and Harrison H. Schmitt as lunar module pilot. By the usual rotation of crews, the three would most likely have flown Apollo 18, which was canceled. Brand flew later on the Apollo–Soyuz Test Project and on STS-5, the first operational Space Shuttle mission. With NASA under intense pressure to send a professional scientist to the Moon, Schmitt, a geologist, was selected as LMP of Apollo 17 instead of Joe Engle.
Apollo 15's support crew consisted of astronauts Joseph P. Allen, Robert A. Parker and Karl G. Henize. All three were scientist-astronauts, selected in 1967, as the prime crew felt they needed more assistance with the science than with the piloting. None of the support crew would fly during the Apollo program, waiting until the Space Shuttle program to go into space.
Mission Control
The flight directors for Apollo 15 were as follows:
Gerry Griffin, Gold team
Milton Windler, Maroon team
Glynn Lunney, Black team
Gene Kranz, White team
During a mission the capsule communicators (CAPCOMs), always fellow astronauts, were the only people who normally would speak to the crew. For Apollo 15, the CAPCOMs were Allen, Brand, C. Gordon Fullerton, Gordon, Henize, Edgar D. Mitchell, Parker, Schmitt and Alan B. Shepard.
Planning and training
Schmitt and other scientist-astronauts advocated for a greater place for science on the early Apollo missions. They were often met with disinterest from other astronauts, or found science displaced by higher priorities. Schmitt realized that what was needed was an expert teacher who could fire the astronauts' enthusiasm, and contacted Caltech geologist Lee Silver, whom Schmitt introduced to Apollo 13's commander, Jim Lovell, and to its lunar module pilot, Fred Haise, then in training for their mission. Lovell and Haise were willing to go on a field expedition with Silver, and geology became a significant part of their training. Geologist Farouk El-Baz trained the prime crew's command module pilot, Ken Mattingly to inform his planned observations from lunar orbit. The crew's newly acquired skills mostly went unused, due to the explosion that damaged the Apollo 13 spacecraft, and caused an abort of the mission. Apollo 14's CMP, Stuart Roosa, was enthusiastic about geology, but the mission commander, Shepard, less so.
Already familiar with the spacecraft as the backup crew for Apollo 12, Scott, Worden and Irwin could devote more of their training time as prime crew for Apollo 15 to geology and sampling techniques. Scott was determined that his crew bring back the maximum amount of scientific data possible, and met with Silver in April 1970 to begin planning the geological training. Schmitt's assignment as Apollo 15's backup LMP made him an insider, and allowed him to spark competition between the prime and backup crews. The cancellation of two Apollo missions in September 1970 transformed Apollo 15 into a J mission, with a longer stay on the lunar surface, and the first Lunar Roving Vehicle (LRV). This change was welcomed by Scott, who according to David West Reynolds in his account of the Apollo program, was "something more than a hotshot pilot. Scott had the spirit of a true explorer", one determined to get the most from the J mission. The additional need for communications, including from planned experiments and the rover, required the near-rebuilding of the Honeysuckle Creek Tracking Station in Australia.
Geology field trips took place about once a month throughout the crew's 20 months of training. At first, Silver would take the commanders and LMPs from the prime and backup crews to geological sites in Arizona and New Mexico as if for a normal field geology lesson, but closer to launch, these trips became more realistic. Crews began to wear mock-ups of the backpacks they would carry while hiking near the Rio Grande Gorge, and communicate using walkie-talkies to a CAPCOM in a tent. The CAPCOM was accompanied by a geologist unfamiliar with the area who would rely on the astronauts' descriptions to interpret the findings, and familiarized the crew members with describing landscapes to people who could not see them. Considering himself a serious amateur, Scott came to enjoy field geology.
The decision to land at Hadley came in September 1970. The Site Selection Committee had narrowed the field down to two sites—Hadley Rille, a deep channel on the edge of Mare Imbrium close to the Apennine mountains or the crater Marius, near which were a group of low, possibly volcanic, domes. Although not ultimately his decision, the commander of a mission always held great sway. To David Scott the choice was clear, as Hadley "had more variety. There is a certain intangible quality which drives the spirit of exploration and I felt that Hadley had it. Besides it looked beautiful and usually when things look good they are good." The selection of Hadley was made although NASA lacked high resolution images of the landing site; none had been made as the site was considered too rough to risk one of the earlier Apollo missions. The proximity of the Apennine mountains to the Hadley site required a landing approach trajectory of 26 degrees, far steeper than the 15 degrees in earlier Apollo landings.
The expanded mission meant that Worden spent much of his time at North American Rockwell's facilities at Downey, California, where the command and service module (CSM) was being built. He undertook a different kind of geology training. Working with El-Baz, he studied maps and photographs of the craters he would pass over while orbiting alone in the CSM. As El-Baz listened and gave feedback, Worden learned how to describe lunar features in a way that would be useful to the scientists who would listen to his transmissions back on Earth. Worden found El-Baz to be an enjoyable and inspiring teacher. Worden usually accompanied his crewmates on their geology field trips, though he was often in an airplane overhead, describing features of the landscape as the plane simulated the speed at which the lunar landscape would pass below the CSM.
The demands of the training strained both Worden's and Irwin's marriages; each sought Scott's advice, fearing a divorce might endanger their places on the mission as not projecting the image NASA wanted for the astronauts. Scott consulted Director of Flight Crew Operations Deke Slayton, their boss, who stated what was important was that the astronauts do their jobs. Although the Irwins overcame their marital difficulties, the Wordens divorced before the mission.
Hardware
Spacecraft
Apollo 15 used command and service module CSM-112, which was given the call sign Endeavour, named after HMS Endeavour, and lunar module LM-10, call sign Falcon, named after the United States Air Force Academy mascot. Scott explained the choice of the name Endeavour on the grounds that its captain, James Cook had commanded the first purely scientific sea voyage, and Apollo 15 was the first lunar landing mission on which there was a heavy emphasis on science. Apollo 15 took with it a small piece of wood from Cook's ship, while Falcon carried two falcon feathers to the Moon in recognition of the crew's service in the Air Force. Also part of the spacecraft were a Launch Escape System and a Spacecraft-Lunar Module Adapter, numbered SLA-19.
Technicians at the Kennedy Space Center had some problems with the instruments in the service module's scientific instrument module (SIM) bay. Some instruments were late in arriving, and principal investigators or representatives of NASA contractors sought further testing or to make small changes. Mechanical problems came from the fact the instruments were designed to operate in space, but had to be tested on the surface of the Earth. As such, things like the 7.5 m (24 ft) booms for the mass and gamma ray spectrometers could be tested only using equipment that tried to mimic the space environment, and, in space, the mass spectrometer boom several times did not fully retract.
On the lunar module, the fuel and oxidizer tanks were enlarged on both the descent and ascent stages, and the engine bell on the descent stage was extended. Batteries and solar cells were added for increased electrical power. In all this increased the weight of the lunar module to , heavier than previous models.
If Apollo 15 had flown as an H mission, it would have been with CSM-111 and LM-9. That CSM was used by the Apollo–Soyuz Test Project in 1975, but the lunar module went unused and is now at the Kennedy Space Center Visitor Complex. Endeavour is on display at the National Museum of the United States Air Force at Wright-Patterson Air Force Base in Dayton, Ohio, following its transfer of ownership from NASA to the Smithsonian in December 1974.
Launch vehicle
The Saturn V that launched Apollo 15 was designated SA-510, the tenth flight-ready model of the rocket. As the payload of the rocket was greater, changes were made to the rocket and to its launch trajectory. It was launched in a more southerly direction (80–100 degrees azimuth) than previous missions, and the Earth parking orbit was lowered to . These two changes meant more could be launched. The propellant reserves were reduced and the number of retrorockets on the S-IC first stage (used to separate the spent first stage from the S-II second stage) reduced from eight to four. The four outboard engines of the S-IC would be burned longer and the center engine would also burn longer. Changes were also made to the S-II to dampen pogo oscillations.
Once all major systems were installed in the SaturnV, it was moved from the Vehicle Assembly Building to the launch site, Launch Complex 39A. During late June and early July 1971, the rocket and Launch Umbilical Tower (LUT) were struck by lightning at least four times. There was no damage to the vehicle, and only minor damage to ground support equipment.
Space suits
The Apollo 15 astronauts wore redesigned space suits. On all previous Apollo flights, including the non-lunar flights, the commander and lunar module pilot had worn suits with the life support, liquid cooling, and communications connections in two parallel rows of three. On Apollo 15, the new suits, dubbed the "A7LB", had the connectors situated in triangular pairs. This new arrangement, along with the relocation of the entry zipper (which went in an up-down motion on the old suits), to run diagonally from the right shoulder to the left hip, aided in suiting and unsuiting in the cramped confines of the spacecraft. It also allowed for a new waist joint, letting the astronauts bend completely over, and sit on the rover. Upgraded backpacks allowed for longer-duration moonwalks. As in all missions from and after Apollo 13, the commander's suit bore a red stripe on the helmet, arms and legs.
Worden wore a suit similar to those worn by the Apollo 14 astronauts, but modified to interface with Apollo 15's equipment. Gear needed only for lunar surface EVAs, such as the liquid cooling garment, was not included with Worden's suit, as the only EVA he was expected to do was one to retrieve film cartridges from the SIM bay on the flight home.
Lunar Roving Vehicle
A vehicle that could operate on the surface of the Moon had been considered by NASA since the early 1960s. An early version was called MOLAB, which had a closed cabin and would have massed about ; some scaled-down prototypes were tested in Arizona. As it became clear NASA would not soon establish a lunar base, such a large vehicle seemed unnecessary. Still, a rover would enhance the J missions, which were to concentrate on science, though its mass was limited to about and it was not then clear that so light a vehicle could be useful. NASA did not decide to proceed with a rover until May 1969, as Apollo 10, the dress rehearsal for the Moon landing, made its way home from lunar orbit. Boeing received the contract for three rovers on a cost-plus basis; overruns (especially in the navigation system) meant the three vehicles eventually cost a total of $40 million. These cost overruns gained considerable media attention at a time of greater public weariness with the space program, when NASA's budget was being cut.
The Lunar Roving Vehicle could be folded into a space 5 ft by 20 in (1.5 m by 0.5 m). Unloaded, it weighed 460 lb (209 kg) and when carrying two astronauts and their equipment, 1500 lb (700 kg). Each wheel was independently driven by a horsepower (200 W) electric motor. Although it could be driven by either astronaut, the commander always drove. Travelling at speeds up to 6to 8mph (10to 12km/h), it meant that for the first time the astronauts could travel far afield from their lander and still have enough time to do some scientific experiments. The Apollo 15 rover bore a plaque, reading: "Man's First Wheels on the Moon, Delivered by Falcon, July 30, 1971". During pre-launch testing, the LRV was given additional bracing, lest it collapse if someone sat on it under Earth conditions.
Particles and Fields Subsatellite
The Apollo 15 Particles and Fields Subsatellite (PFS-1) was a small satellite released into lunar orbit from the SIM bay just before the mission left orbit to return to Earth. Its main objectives were to study the plasma, particle, and magnetic field environment of the Moon and map the lunar gravity field. Specifically, it measured plasma and energetic particle intensities and vector magnetic fields, and facilitated tracking of the satellite velocity to high precision. A basic requirement was that the satellite acquire fields and particle data everywhere on the orbit around the Moon. As well as measuring magnetic fields, the satellite contained sensors to study the Moon's mass concentrations, or mascons. The satellite orbited the Moon and returned data from August 4, 1971, until January 1973, when, following multiple failures of the subsatellite's electronics, ground support was terminated. It is believed to have crashed into the Moon sometime thereafter.
Mission highlights
Launch and outbound trip
Apollo 15 was launched on July 26, 1971, at 9:34am EDT from the Kennedy Space Center at Merritt Island, Florida. The time of launch was at the very start of the two-hour, 37-minute launch window, which would allow Apollo 15 to arrive at the Moon with the proper lighting conditions at Hadley Rille; had the mission been postponed beyond another window on July 27, it could not have been rescheduled until late August. The astronauts had been awakened five and a quarter hours before launch by Slayton, and after breakfast and suiting up, had been taken to Pad 39A, launch site of all seven attempts at crewed lunar landing, and entered the spacecraft about three hours before launch. There were no unplanned delays in the countdown.
At 000:11:36 into the mission, the S-IVB engine shut down, leaving Apollo 15 in its planned parking orbit in low Earth orbit. The mission remained there for 2hours and 40 minutes, allowing the crew (and Houston, via telemetry) to check the spacecraft's systems. At 002:50.02.6 into the mission, the S-IVB was restarted for trans-lunar injection (TLI), placing the craft on a path to the Moon. Before TLI, the craft had completed 1.5 orbits around the Earth.
The command and service module (CSM) and the lunar module remained attached to the nearly-exhausted S-IVB booster. Once trans-lunar injection had been achieved, placing the spacecraft on a trajectory towards the Moon, explosive cords separated the CSM from the booster as Worden operated the CSM's thrusters to push it away. Worden then maneuvered the CSM to dock with the LM (mounted on the end of the S-IVB), and the combined craft was then separated from the S-IVB by explosives. After Apollo 15 separated from the booster, the S-IVB maneuvered away, and, as planned, impacted the Moon about an hour after the crewed spacecraft entered lunar orbit, though due to an error the impact was away from the intended target. The booster's impact was detected by the seismometers left on the Moon by Apollo 12 and Apollo 14, providing useful scientific data.
There was a malfunctioning light on the craft's service propulsion system (SPS); after considerable troubleshooting, the astronauts did a test burn of the system that also served as a midcourse correction. This occurred about 028:40:00 into the mission. Fearing that the light meant the SPS might unexpectedly fire, the astronauts avoided using the control bank with the faulty light, bringing it online only for major burns, and controlling it manually. After the mission returned, the malfunction proved to be caused by a tiny bit of wire trapped within the switch.
After purging and renewing the LM's atmosphere to eliminate any contamination, the astronauts entered the LM about 34 hours into the mission, needing to check the condition of its equipment and move in items that would be required on the Moon. Much of this work was televised back to Earth, the camera operated by Worden. The crew discovered a broken outer cover on the Range/Range Rate tapemeter. This was a concern not only because an important piece of equipment, providing information on distance and rate of approach, might not work properly, but because bits of the glass cover were floating around Falcon'''s interior. The tapemeter was supposed to be in a helium atmosphere, but due to the breakage, it was in the LM's oxygen atmosphere. Testing on the ground verified the tapemeter would still work properly, and the crew removed most of the glass using a vacuum cleaner and adhesive tape.
As yet, there had been only minor problems, but at about 61:15:00 mission time (the evening of July 28 in Houston), Scott discovered a leak in the water system while preparing to chlorinate the water supply. The crew could not tell where it was coming from, and the issue had the potential to become serious. The experts in Houston found a solution, which was successfully implemented by the crew. The water was mopped up with towels, which were then put out to dry in the tunnel between the command module (CM) and lunar module—Scott stated it looked like someone's laundry.
At 073:31:14 into the mission, a second midcourse correction, with less than a second of burn, was made. Although there were four opportunities to make midcourse corrections following TLI, only two were needed. Apollo 15 approached the Moon on July 29, and the lunar orbit insertion (LOI) burn had to be made using the SPS, on the far side of the Moon, out of radio contact with Earth. If no burn occurred, Apollo 15 would emerge from the lunar shadow and come back in radio contact faster than expected; the continued lack of communication allowed Mission Control to conclude that the burn had taken place. When contact resumed, Scott did not immediately give the particulars of the burn, but spoke admiringly of the beauty of the Moon, causing Alan Shepard, the Apollo 14 commander, who was awaiting a television interview, to grumble, "To hell with that shit, give us details of the burn." The 398.36-second burn took place at 078:31:46.7 into the mission at an altitude of above the Moon, and placed Apollo 15 in an elliptical lunar orbit of .
Lunar orbit and landing
On Apollo 11 and 12, the lunar module decoupled from the CSM and descended to a much lower orbit from which the lunar landing attempt commenced; to save fuel in an increasingly heavy lander, beginning with Apollo 14, the SPS in the service module made that burn, known as descent orbit insertion (DOI), with the lunar module still attached to the CSM. The initial orbit Apollo 15 was in had its apocynthion, or high point, over the landing site at Hadley; a burn at the opposite point in the orbit was performed, with the result that Hadley would now be under the craft's pericynthion, or low point. The DOI burn was performed at 082:39:49.09 and took 24.53 seconds; the result was an orbit with apocynthion of and pericynthion of . Overnight between July 29 and 30, as the crew rested, it became apparent to Mission Control that mass concentrations in the Moon were making Apollo 15's orbit increasingly elliptical—pericynthion was by the time the crew was awakened on July 30. This, and uncertainty as to the exact altitude of the landing site, made it desirable that the orbit be modified, or trimmed. Using the craft's RCS thrusters, this took place at 095:56:44.70, lasting 30.40 seconds, and raised the pericynthion to and the apocynthion to .
As well as preparing the lunar module for its descent, the crew continued observations of the Moon (including of the landing site at Hadley) and provided television footage of the surface. Then, Scott and Irwin entered the lunar module in preparation for the landing attempt. Undocking was planned for 100:13:56, over the far side of the Moon, but nothing happened when separation was attempted. After analyzing the problem, the crew and Houston decided the probe instrumentation umbilical was likely loose or disconnected; Worden went into the tunnel connecting the command and lunar modules and determined this was so, seating it more firmly. With the problem resolved, Falcon separated from Endeavour at 100:39:16.2, about 25 minutes late, at an altitude of . Worden in Endeavour executed a SPS burn at 101:38:58.98 to send Endeavour to an orbit of by in preparation for his scientific work.
Aboard Falcon, Scott and Irwin prepared for powered descent initiation (PDI), the burn that was to place them on the lunar surface, and, after Mission Control gave them permission, they initiated PDI at 104:30:09.4 at an altitude of , slightly higher than planned. During the first part of the descent, Falcon was aligned so the astronauts were on their backs and thus could not see the lunar surface below them, but after the craft made a pitchover maneuver, they were upright and could see the surface in front of them. Scott, who as commander performed the landing, was confronted with a landscape that did not at first seem to resemble what he had seen during simulations. Part of this was due to an error in the landing path of some , of which CAPCOM Ed Mitchell informed the crew prior to pitchover; part because the craters Scott had relied on in the simulator were difficult to make out under lunar conditions, and he initially could not see Hadley Rille. He concluded that they were likely to overshoot the planned landing site, and, once he could see the rille, started maneuvering the vehicle to move the computer's landing target back towards the planned spot, and looked for a relatively smooth place to land.
Below about , Scott could see nothing of the surface because of the quantities of lunar dust being displaced by Falcons exhaust. Falcon had a larger engine bell than previous LMs, in part to accommodate a heavier load, and the importance of shutting down the engine at initial contact rather than risk "blowback", the exhaust reflecting off the lunar surface and going back into the engine (possibly causing an explosion) had been impressed on the astronauts by mission planners. Thus, when Irwin called "Contact", indicating that one of the probes on the landing leg extensions had touched the surface, Scott immediately shut off the engine, letting the lander fall the remaining distance to the surface. Already moving downward at about per second, Falcon dropped from a height of . Scott's speed resulted in what was likely the hardest lunar landing of any of the crewed missions, at about per second, causing a startled Irwin to yell "Bam!" Scott had landed Falcon on the rim of a small crater he could not see, and the lander settled back at an angle of 6.9 degrees and to the left of 8.6 degrees. Irwin described it in his autobiography as the hardest landing he had ever been in, and he feared that the craft would keep tipping over, forcing an immediate abort.
Falcon landed at 104:42:29.3 (22:16:29 GMT on July 30), with approximately 103 seconds of fuel remaining, about from the planned landing site. After Irwin's exclamation, Scott reported, "Okay, Houston. The Falcon is on the Plain at Hadley." Once within the planned landing zone, the increased mobility provided by the Lunar Roving Vehicle made unnecessary any further maneuvering.
Lunar surface
Stand-up EVA and first EVA
With Falcon due to remain on the lunar surface for almost three days, Scott deemed it important to maintain the circadian rhythm they were used to, and as they had landed in the late afternoon, Houston time, the two astronauts were to sleep before going onto the surface. But the time schedule allowed Scott to open the lander's top hatch (usually used for docking) and spend a half hour looking at their surroundings, describing them, and taking photographs. Lee Silver had taught him the importance of going to a high place to survey a new field site, and the top hatch served that purpose. Deke Slayton and other managers were initially opposed due to the oxygen that would be lost, but Scott got his way. During the only stand-up extravehicular activity (EVA) ever performed through the LM's top hatch on the lunar surface, Scott was able to make plans for the following day's EVA. He offered Irwin a chance to look out as well, but this would have required rearranging the umbilicals connecting Irwin to Falcon'''s life support system, and he declined. After repressurizing the spacecraft, Scott and Irwin removed their space suits for sleep, becoming the first astronauts to doff their suits while on the Moon.
Throughout the sleep period Mission Control in Houston monitored a slow but steady oxygen loss. Scott and Irwin eventually were awakened an hour early, and the source of the problem was found to be an open valve on the urine transfer device. In post-mission debriefing, Scott recommended that future crews be woken at once under similar circumstances. After the problem was solved, the crew began preparation for the first Moon walk.
After donning their suits and depressurizing the cabin, Scott and Irwin began their first full EVA, becoming the seventh and eighth humans, respectively, to walk on the Moon. They began deploying the lunar rover, stored folded up in a compartment of Falcons descent stage, but this proved troublesome due to the slant of the lander. The experts in Houston suggested lifting the front end of the rover as the astronauts pulled it out, and this worked. Scott began a system checkout. One of the batteries gave a zero voltage reading, but this was only an instrumentation problem. A greater concern was that the front wheel steering would not work. However, the rear wheel steering was sufficient to maneuver the vehicle. Completing his checkout, Scott said "Okay. Out of detent; we're moving", maneuvering the rover away from Falcon in mid-sentence. These were the first words uttered by a human while driving a vehicle on the Moon. The rover carried a television camera, controlled remotely from Houston by NASA's Ed Fendell. The resolution was not high compared to the still photographs that would be taken, but the camera allowed the geologists on Earth to indirectly participate in Scott and Irwin's activities.
The rille was not visible from the landing site, but as Scott and Irwin drove over the rolling terrain, it came into view. They were able to see Elbow crater, and they began to drive in that direction. Reaching Elbow, a known location, allowed Mission Control to backtrack and get closer to pinpointing the location of the lander. The astronauts took samples there, and then drove to another crater on the flank of Mons Hadley Delta, where they took more. After concluding this stop, they returned to the lander to drop off their samples and prepare to set up the Apollo Lunar Surface Experiments Package (ALSEP), the scientific instruments that would remain when they left. Scott had difficulty drilling the holes required for the heat flow experiment, and the work was not completed when they had to return to the lander. The first EVA lasted 6hours and 32 minutes.
Second and third EVAs
The rover's front steering, inoperative during the first EVA, worked during the second and third ones. The target of the second EVA, on August 1, was the slope of Mons Hadley Delta, where the pair sampled boulders and craters along the Apennine Front. They spent an hour at Spur crater, during which the astronauts collected a sample dubbed the Genesis Rock. This rock, an anorthosite, is believed to be part of the early lunar crust—the hope of finding such a specimen had been one reason the Hadley area had been chosen. Once back at the landing site, Scott continued to try to drill holes for experiments at the ALSEP site, with which he had struggled the day before. After conducting soil-mechanics experiments and raising the U.S. flag, Scott and Irwin returned to the LM. EVA2 lasted 7hours and 12 minutes.
Although Scott had eventually been successful at drilling the holes, he and Irwin had been unable to retrieve a core sample, and this was an early order of business during EVA 3, their third and final moonwalk. Time that could have been devoted to geology ticked away as Scott and Irwin attempted to pull it out. Once it had been retrieved, more time passed as they attempted to break the core into pieces for transport to Earth. Hampered by an incorrectly mounted vise on the rover, they eventually gave up on this—the core would be transported home with one segment longer than planned. Scott wondered if the core was worth the amount of time and effort invested, and the CAPCOM, Joe Allen, assured him it was. The core proved one of the most important items brought back from the Moon, revealing much about its history, but the expended time meant the planned visit to a group of hills known as the North Complex had to be scrubbed. Instead, the crew again ventured to the edge of Hadley Rille, this time to the northwest of the immediate landing site.
Once the astronauts were beside the LM, Scott used a kit provided by the Postal Service to cancel a first day cover of two stamps being issued on August 2, the current date. Scott then performed an experiment in view of the television camera, using a falcon feather and hammer to demonstrate Galileo's theory that all objects in a given gravity field fall at the same rate, regardless of mass, in the absence of aerodynamic drag. He dropped the hammer and feather at the same time; because of the negligible lunar atmosphere, there was no drag on the feather, which hit the ground at the same time as the hammer. This was Joe Allen's idea (he also served as CAPCOM during it) and was part of an effort to find a memorable popular science experiment to do on the Moon along the lines of Shepard's hitting of golf balls. The feather was most likely from a female gyrfalcon (a type of falcon), a mascot at the United States Air Force Academy.
Scott then drove the rover to a position away from the LM, where the television camera could be used to observe the lunar liftoff. Near the rover, he left a small aluminum statuette called Fallen Astronaut, along with a plaque bearing the names of 14 known American astronauts and Soviet cosmonauts who had died in the furtherance of space exploration. The memorial was left while the television camera was turned away; he told Mission Control he was doing some cleanup activities around the rover. Scott disclosed the memorial in a post-flight news conference. He also placed a Bible on the control panel of the rover before leaving it for the last time to enter the LM.
The EVA lasted 4 hours, 49 minutes and 50 seconds. In total, the two astronauts spent 18 hours outside the LM and collected approximately of lunar samples.
Command module activities
After the departure of Falcon, Worden in Endeavour executed a burn to take the CSM to a higher orbit. While Falcon was on the Moon, the mission effectively split, Worden and the CSM being assigned their own CAPCOM and flight support team.
Worden got busy with the tasks that were to occupy him for much of the time he spent in space alone: photography and operating the instruments in the SIM bay. The door to the SIM bay had been explosively jettisoned during the translunar coast. Filling previously-unused space in the service module, the SIM bay contained a gamma-ray spectrometer, mounted on the end of a boom, an X-ray spectrometer and a laser altimeter, which failed part way through the mission. Two cameras, a stellar camera and a metric camera, together comprised the mapping camera, which was complemented by a panoramic camera, derived from spy technology. The altimeter and cameras permitted the exact time and location from which pictures were taken to be determined. Also present were an alpha particle spectrometer, which could be used to detect evidence of lunar volcanism, and a mass spectrometer, also on a boom in the hope it would be unaffected by contamination from the ship. The boom would prove troublesome, as Worden would not always be able to get it to retract.
Endeavour was slated to pass over the landing site at the moment of planned landing, but Worden could not see Falcon and did not spot it until a subsequent orbit. He also exercised to avoid muscle atrophy, and Houston kept him up to date on Scott and Irwin's activities on the lunar surface. The panoramic camera did not operate perfectly, but provided enough images that no special adjustment was made. Worden took many photographs through the command module's windows, often with shots taken at regular intervals. His task was complicated by the lack of a working mission timer in the Lower Equipment Bay of the command module, as its circuit breaker had popped en route to the Moon. Worden's observations and photographs would inform the decision to send Apollo 17 to Taurus-Littrow to search for evidence of volcanic activity. There was a communications blackout when the CSM passed over the far side of the Moon from Earth; Worden greeted each resumption of contact with the words, "Hello, Earth. Greetings from Endeavour", expressed in different languages. Worden and El-Baz had come up with the idea, and the geology instructor had aided the astronaut in accumulating translations.
Results from the SIM bay experiments would include the conclusion, from data gathered by the X-ray spectrometer, that there was greater fluorescent X-ray flux than anticipated, and that the lunar highlands were richer in aluminum than were the mares. Endeavour was in a more inclined orbit than previous crewed missions, and Worden saw features that were not known previously, supplementing photographs with thorough descriptions.
By the time Scott and Irwin were ready to take off from the lunar surface and return to Endeavour, the CSM's orbit had drifted due to the rotation of the Moon, and a plane change burn was required to ensure that the CSM's orbit would be in the same plane as that of the LM once it took off from the Moon. Worden accomplished the 18-second burn with the SPS.
Return to Earth
Falcon lifted off the Moon at 17:11:22 GMT on August2 after 66 hours and 55 minutes on the lunar surface. Docking with the CSM took place just under two hours later. After the astronauts transferred samples and other items from the LM to the CSM, the LM was sealed off, jettisoned, and intentionally crashed into the lunar surface, an impact registered by the seismometers left by Apollo 12, 14 and 15. The jettison proved difficult because of problems getting airtight seals, requiring a delay in discarding the LM. After the jettison, Slayton came on the loop to recommend the astronauts take sleeping pills, or at least that Scott and Irwin do so. Scott as mission commander refused to allow it, feeling there was no need. During the EVAs, the doctors had noticed irregularities in both Scott's and Irwin's heartbeats, but the crew were not informed during the flight. Irwin had heart problems after retiring as an astronaut and died in 1991 of a heart attack; Scott felt that he as commander should have been informed of the biomedical readings. NASA doctors at the time theorized the heart readings were due to potassium deficiency, due to their hard work on the surface and inadequate resupply through liquids.
The crew spent the next two days working on orbital science experiments, including more observations of the Moon from orbit and releasing the subsatellite. Endeavour departed lunar orbit with another burn of the SPS engine of 2minutes 21 seconds at 21:22:45 GMT on August4. The next day, during the return to Earth, Worden performed a 39-minute EVA to retrieve film cassettes from the service module's scientific instrument module (SIM) bay, with assistance from Irwin who remained at the command module's hatch. At approximately 171,000 nautical miles (197,000 mi; 317,000 km) from Earth, it was the first "deep space" EVA in history, performed at great distance from any planetary body. As of , it remains one of only three such EVAs, all performed during Apollo's J missions under similar circumstances. Later that day, the crew set a record for the longest Apollo flight to that point.
On approach to Earth on August7, the service module was jettisoned, and the command module reentered the Earth's atmosphere. Although one of the three parachutes on the CM failed after deploying, likely due to damage as the spacecraft vented fuel, only two were required for a safe landing (one extra for redundancy). Upon landing in the North Pacific Ocean, the CM and crew were recovered and taken aboard the recovery ship, , after a mission lasting 12 days, 7hours, 11 minutes and 53 seconds.
Assessment
The mission objectives for Apollo 15 were to "perform selenological inspection, survey, and sampling of materials and surface features in a pre-selected area of the Hadley–Apennine region. Emplace and activate surface experiments. Evaluate the capability of the Apollo equipment to provide extended lunar surface stay time, increased extravehicular operations, and surface mobility. [and] Conduct inflight experiments and photographic tasks from lunar orbit." It achieved all those objectives. The mission also completed a long list of other tasks, including experiments. One of the photographic objectives, to obtain images of the gegenschein from lunar orbit, was not completed, as the camera was not pointed at the proper spot in the sky. According to the conclusions in the Apollo 15 Mission Report, the journey "was the fourth lunar landing and resulted in the collection of a wealth of scientific information. The Apollo system, in addition to providing a means of transportation, excelled as an operational scientific facility."
Apollo 15 saw an increase in public interest in the Apollo program, in part due to fascination with the LRV, as well as the attractiveness of the Hadley Rille site and the increased television coverage.
According to David Woods in the Apollo Lunar Flight Journal,
Controversies
Despite the successful mission, the careers of the crew were tarnished by a deal they had made before the flight to carry postal covers to the Moon in exchange for about $7,000 each, which they planned to set aside for their children. Walter Eiermann, who had many professional and social contacts with NASA employees and the astronaut corps, served as intermediary between the astronauts and a West German stamp dealer, Hermann Sieger, and Scott carried about 400 covers onto the spacecraft; they were subsequently transferred into Falcon and remained inside the lander during the astronauts' activities on the surface of the Moon. After the return to Earth, 100 of the covers were given to Eiermann, who passed them on to Sieger, receiving a commission. No permission had been received from Slayton to carry the covers, as required.
The 100 covers were put on sale to Sieger's customers in late 1971 at a price of about $1,500 each. After receiving the agreed payments, the astronauts returned them, and accepted no compensation. In April 1972, Slayton learned that unauthorized covers had been carried, and removed the three as the backup crew for Apollo 17. The matter became public in June 1972 and the three astronauts were reprimanded for poor judgment; none ever flew in space again. During the investigation, the astronauts had surrendered those covers still in their possession; after Worden filed suit, they were returned in 1983, something Slate magazine deemed an exoneration.
Another controversy surrounding the Fallen Astronaut statuette that Scott had left on the Moon, arose later. Before the mission, Scott had made a verbal agreement with Belgian artist Paul Van Hoeydonck to sculpt the statuette. Scott's intent, in keeping with NASA's strict policy against commercial exploitation of the US government's space program, was for a simple memorial with a minimum of publicity, keeping the artist anonymous, no commercial replicas being made except for a single copy for public exhibit at the National Air and Space Museum commissioned after the sculpture's public disclosure during the post-flight press conference. Van Hoeydonck claims to have had a different understanding of the agreement, by which he would have received recognition as the creator of a tribute to human space exploration, with rights to sell replicas to the public. Under pressure from NASA, Van Hoeydonck canceled a plan to publicly sell 950 signed copies.
During the congressional hearings into the postal covers and Fallen Astronaut matters, two Bulova timepieces taken on the mission by Scott were also matters of controversy. Before the mission, Scott had been introduced to Bulova's representative, General James McCormack by Apollo 8 commander Frank Borman. Bulova had been seeking to have its timepieces taken on Apollo missions, but after evaluation, NASA had selected Omega watches instead. Scott brought the Bulova timepieces on the mission, without disclosing them to Slayton. During Scott's second EVA, the crystal on his NASA standard issue Omega Speedmaster watch popped off, and, during the third EVA, he used a Bulova watch. The Bulova Chronograph Model #88510/01 that Scott wore on the lunar surface was a prototype, given to him by the Bulova Company, and it is the only privately owned watch to have been worn while walking on the lunar surface. There are images of him wearing this watch, when he saluted the American flag on the Moon, with the Hadley Delta expanse in the background. In 2015, the watch sold for $1.625 million, which makes it one of the most expensive astronaut-owned artifact ever sold at auction and one of the most expensive watches sold at auction.
Mission insignia
The Apollo 15 mission patch carries Air Force motifs, a nod to the crew's service there, just as the Apollo 12 all-Navy crew's patch had featured a sailing ship. The circular patch features stylized red, white and blue birds flying over Hadley Rille. Immediately behind the birds, a line of craters forms the Roman numeral XV. The Roman numerals were hidden in emphasized outlines of some craters after NASA insisted that the mission number be displayed in Arabic numerals. The artwork is circled in red, with a white band giving the mission and crew names and a blue border. Scott contacted fashion designer Emilio Pucci to design the patch, who came up with the basic idea of the three-bird motif on a square patch.
The crew changed the shape to round and the colors from blues and greens to a patriotic red, white and blue. Worden stated that each bird also represented an astronaut, white being his own color (and as Command Module Pilot, uppermost), Scott being the blue bird and Irwin the red. The colors matched Chevrolet Corvettes leased by the astronauts at KSC; a Florida car dealer had, since the time of Project Mercury, been leasing Chevrolets to astronauts for $1 and later selling them to the public. The astronauts were photographed with the cars and the training LRV for the June 11, 1971, edition of Life magazine.
Visibility from space
The halo area of the Apollo 15 landing site, created by the LM's exhaust plume, was observed by a camera aboard the Japanese lunar orbiter SELENE and confirmed by comparative analysis of photographs in May 2008. This corresponds well to photographs taken from the Apollo 15 command module showing a change in surface reflectivity due to the plume, and was the first visible trace of crewed landings on the Moon seen from space since the close of the Apollo program.
Gallery
Still images
Multimedia
See also
List of artificial objects on the Moon
List of spacewalks and moonwalks 1965–1999
Notes
References
Apollo Lunar Flight Journal
Apollo Lunar Surface Journal
Bibliography
External links
Apollo 15 Preliminary Science Report (1972) by the Manned Spacecraft Center
Apollo 15 Traverses, 41B4S4(25), Lunar Photomap at Lunar and Planetary Institute
1975 summary report by NASA
1972 NASA press releases at collectSPACE
Moonport: A History of Apollo Launch Facilities and Operations, a 1978 book published by NASA
Part 1 and part 2 of Apollo 15: In the Mountains of the Moon, a NASA documentary film on the Apollo 15 mission, at the Internet Archive
2011 podcast interview with AstrotalkUK
2016 interview with Worden at Medium
James Irwin
David Scott
Alfred Worden
Articles containing video clips
Apollo program missions
Extravehicular activity
Lunar rovers
Crewed missions to the Moon
Sample return missions
Soft landings on the Moon
Spacecraft which reentered in 1971
Spacecraft launched in 1971
July 1971 events
August 1971 events
Spacecraft launched by Saturn rockets
1971 on the Moon |
1970 | https://en.wikipedia.org/wiki/Apollo%2016 | Apollo 16 | Apollo 16 (April 1627, 1972) was the tenth crewed mission in the United States Apollo space program, administered by NASA, and the fifth and penultimate to land on the Moon. It was the second of Apollo's "J missions", with an extended stay on the lunar surface, a focus on science, and the use of the Lunar Roving Vehicle (LRV). The landing and exploration were in the Descartes Highlands, a site chosen because some scientists expected it to be an area formed by volcanic action, though this proved not to be the case.
The mission was crewed by Commander John Young, Lunar Module Pilot Charles Duke and Command Module Pilot Ken Mattingly. Launched from the Kennedy Space Center in Florida on April 16, 1972, Apollo 16 experienced a number of minor glitches en route to the Moon. These culminated with a problem with the spacecraft's main engine that resulted in a six-hour delay in the Moon landing as NASA managers contemplated having the astronauts abort the mission and return to Earth, before deciding the problem could be overcome. Although they permitted the lunar landing, NASA had the astronauts return from the mission one day earlier than planned.
After flying the lunar module to the Moon's surface on April 21, Young and Duke spent 71 hours—just under three days—on the lunar surface, during which they conducted three extravehicular activities or moonwalks, totaling 20 hours and 14 minutes. The pair drove the lunar rover, the second used on the Moon, for . On the surface, Young and Duke collected of lunar samples for return to Earth, including Big Muley, the largest Moon rock collected during the Apollo missions. During this time Mattingly orbited the Moon in the command and service module (CSM), taking photos and operating scientific instruments. Mattingly, in the command module, spent 126 hours and 64 revolutions in lunar orbit. After Young and Duke rejoined Mattingly in lunar orbit, the crew released a subsatellite from the service module (SM). During the return trip to Earth, Mattingly performed a one-hour spacewalk to retrieve several film cassettes from the exterior of the service module. Apollo 16 returned safely to Earth on April 27, 1972.
Crew and key Mission Control personnel
John Young, the mission commander, was 41 years old and a captain in the Navy at the time of Apollo 16. Becoming an astronaut in 1962 as part of the second group to be selected by NASA, he flew in Gemini 3 with Gus Grissom in 1965, becoming the first American not of the Mercury Seven to fly in space. He thereafter flew in Gemini 10 (1966) with Michael Collins and as command module pilot of Apollo 10 (1969). With Apollo 16, he became the second American, after Jim Lovell, to fly in space four times.
Thomas Kenneth "Ken" Mattingly, the command module pilot, was 36 years old and a lieutenant commander in the Navy at the time of Apollo 16. Mattingly had been selected in NASA's fifth group of astronauts in 1966. He was a member of the support crew for Apollo 8 and Apollo 9. Mattingly then undertook parallel training with Apollo 11's backup CMP, William Anders, who had announced his resignation from NASA effective at the end of July 1969 and would thus be unavailable if the first lunar landing mission was postponed. Had Anders left NASA before Apollo 11 flew, Mattingly would have taken his place on the backup crew.
Mattingly had originally been assigned to the prime crew of Apollo 13, but was exposed to rubella through Charles Duke, at that time with Young on Apollo 13's backup crew; Duke had caught it from one of his children. Mattingly never contracted the illness, but three days before launch was removed from the crew and replaced by his backup, Jack Swigert. Duke, also a Group 5 astronaut and a space rookie, had served on the support crew of Apollo 10 and was a capsule communicator (CAPCOM) for Apollo 11. A lieutenant colonel in the Air Force, Duke was 36 years old at the time of Apollo 16, which made him the youngest of the twelve astronauts who walked on the Moon during Apollo as of the time of the mission. All three men were announced as the prime crew of Apollo 16 on March 3, 1971.
Apollo 16's backup crew consisted of Fred W. Haise Jr. (commander, who had flown on Apollo 13), Stuart A. Roosa (CMP, who had flown on Apollo 14) and Edgar D. Mitchell (LMP, also Apollo 14). Although not officially announced, Director of Flight Crew Operations Deke Slayton, the astronauts' supervisor, had originally planned to have a backup crew of Haise as commander, William R. Pogue (CMP) and Gerald P. Carr (LMP), who were targeted for the prime crew assignment on Apollo 19. However, after the cancellations of Apollos 18 and 19 were announced in September 1970, it made more sense to use astronauts who had already flown lunar missions as backups, rather than training others on what would likely be a dead-end assignment. Subsequently, Roosa and Mitchell were assigned to the backup crew, while Pogue and Carr were reassigned to the Skylab program where they flew on Skylab 4.
For projects Mercury and Gemini, a prime and a backup crew had been designated, but for Apollo, a third group of astronauts, known as the support crew, was also designated. Slayton created the support crews early in the Apollo Program on the advice of Apollo crew commander James McDivitt, who would lead Apollo 9. McDivitt believed that, with preparation going on in facilities across the U.S., meetings that needed a member of the flight crew would be missed. Support crew members were to assist as directed by the mission commander. Usually low in seniority, they assembled the mission's rules, flight plan, and checklists, and kept them updated. For Apollo 16, they were: Anthony W. England, Karl G. Henize, Henry W. Hartsfield Jr., Robert F. Overmyer and Donald H. Peterson.
Flight directors were Pete Frank and Philip Shaffer, first shift, Gene Kranz and Donald R. Puddy, second shift, and Gerry Griffin, Neil B. Hutchinson and Charles R. Lewis, third shift. Flight directors during Apollo had a one-sentence job description: "The flight director may take any actions necessary for crew safety and mission success." CAPCOMs were Haise, Roosa, Mitchell, James B. Irwin, England, Peterson, Hartsfield, and C. Gordon Fullerton.
Mission insignia and call signs
The insignia of Apollo 16 is dominated by a rendering of an American eagle and a red, white and blue shield, representing the people of the United States, over a gray background representing the lunar surface. Overlaying the shield is a gold NASA vector, orbiting the Moon. On its gold-outlined blue border, there are 16 stars, representing the mission number, and the names of the crew members: Young, Mattingly, Duke. The insignia was designed from ideas originally submitted by the crew of the mission, by Barbara Matelski of the graphics shop at the Manned Spacecraft Center in Houston.
Young and Duke chose "Orion" for the lunar module's call sign, while Mattingly chose "Casper" for the command and service module. According to Duke, he and Young chose "Orion" for the LM because they wanted something connected with the stars. Orion is one of the brightest constellations as seen from Earth, and one visible to the astronauts throughout their journey. Duke also stated, "it is a prominent constellation and easy to pronounce and transmit to Mission Control". Mattingly said he chose "Casper", evoking Casper the Friendly Ghost, because "there are enough serious things in this flight, so I picked a non-serious name."
Planning and training
Landing site selection
Apollo 16 was the second of Apollo's J missions, featuring the use of the Lunar Roving Vehicle, increased scientific capability, and three-day lunar surface stays. As Apollo 16 was the penultimate mission in the Apollo program and there was no major new hardware or procedures to test on the lunar surface, the last two missions (the other being Apollo 17) presented opportunities for astronauts to clear up some of the uncertainties in understanding the Moon's characteristics. Scientists sought information on the Moon's early history, which might be obtained from its ancient surface features, the lunar highlands. Previous Apollo expeditions, including Apollo 14 and Apollo 15, had obtained samples of pre-mare lunar material, likely thrown from the highlands by meteorite impacts. These were dated from before lava began to upwell from the Moon's interior and flood the low areas and basins. Nevertheless, no Apollo mission had actually visited the lunar highlands.
Apollo 14 had visited and sampled a ridge of material ejected by the impact that created the Mare Imbrium impact basin. Likewise, Apollo 15 had also sampled material in the region of Imbrium, visiting the basin's edge. Because the Apollo 14 and Apollo 15 landing sites were closely associated with the Imbrium basin, there was still the chance that different geologic processes were prevalent in areas of the lunar highlands far from Mare Imbrium. Scientist Dan Milton, studying photographs of the highlands from Lunar Orbiter photographs, saw an area in the Descartes region of the Moon with unusually high albedo that he theorized might be due to volcanic rock; his theory quickly gained wide support. Several members of the scientific community noted that the central lunar highlands resembled regions on Earth that were created by volcanism processes and hypothesized the same might be true on the Moon. They hoped scientific output from the Apollo 16 mission would provide an answer. Some scientists advocated for a landing near the large crater, Tycho, but its distance from the lunar equator and the fact that the lunar module would have to approach over very rough terrain ruled it out.
The Ad Hoc Apollo Site Evaluation Committee met in April and May 1971 to decide the Apollo 16 and 17 landing sites; it was chaired by Noel Hinners of Bellcomm. There was consensus the final landing sites should be in the lunar highlands, and among the sites considered for Apollo 16 were the Descartes Highlands region west of Mare Nectaris and the crater Alphonsus. The considerable distance between the Descartes site and previous Apollo landing sites would also be beneficial for the network of seismometers, deployed on each landing mission beginning with Apollo 12.
At Alphonsus, three scientific objectives were determined to be of primary interest and paramount importance: the possibility of old, pre-Imbrium impact material from within the crater's wall, the composition of the crater's interior and the possibility of past volcanic activity on the floor of the crater at several smaller "dark halo" craters. Geologists feared, however, that samples obtained from the crater might have been contaminated by the Imbrium impact, thus preventing Apollo 16 from obtaining samples of pre-Imbrium material. There also remained the distinct possibility that this objective would have already been satisfied by the Apollo 14 and Apollo 15 missions, as the Apollo 14 samples had not yet been completely analyzed and samples from Apollo 15 had not yet been obtained.
On June 3, 1971, the site selection committee decided to target the Apollo 16 mission for the Descartes site. Following the decision, the Alphonsus site was considered the most likely candidate for Apollo 17, but was eventually rejected. With the assistance of orbital photography obtained on the Apollo 14 mission, the Descartes site was determined to be safe enough for a crewed landing. The specific landing site was between two young impact craters, North Ray and South Ray craters – in diameter, respectively – which provided "natural drill holes" which penetrated through the lunar regolith at the site, thus leaving exposed bedrock that could be sampled by the crew.
After the selection, mission planners made the Descartes and Cayley formations, two geologic units of the lunar highlands, the primary sampling interest of the mission. It was these formations that the scientific community widely suspected were formed by lunar volcanism, but this hypothesis was proven incorrect by the composition of lunar samples from the mission.
Training
In addition to the usual Apollo spacecraft training, Young and Duke, along with backup commander Fred Haise, underwent an extensive geological training program that included several field trips to introduce them to concepts and techniques they would use in analyzing features and collecting samples on the lunar surface. During these trips, they visited and provided scientific descriptions of geologic features they were likely to encounter. The backup LMP, Mitchell, was unavailable during the early part of the training, occupied with tasks relating to Apollo 14, but by September 1971 had joined the geology field trips. Before that, Tony England (a member of the support crew and the lunar EVA CAPCOM) or one of the geologist trainers would train alongside Haise on geology field trips.
Since Descartes was believed to be volcanic, a good deal of this training was geared towards volcanic rocks and features, but field trips were made to sites featuring other sorts of rock. As Young later commented, the non-volcanic training proved more useful, given that Descartes did not prove to be volcanic. In July 1971, they visited Sudbury, Ontario, Canada, for geology training exercises, the first time U.S. astronauts trained in Canada. The Apollo 14 landing crew had visited a site in West Germany; geologist Don Wilhelms related that unspecified incidents there had caused Slayton to rule out further European training trips. Geologists chose Sudbury because of a wide crater created about 1.8 billion years ago by a large meteorite. The Sudbury Basin shows evidence of shatter cone geology, familiarizing the Apollo crew with geologic evidence of a meteorite impact. During the training exercises the astronauts did not wear space suits, but carried radio equipment to converse with each other and England, practicing procedures they would use on the lunar surface. By the end of the training, the field trips had become major exercises, involving up to eight astronauts and dozens of support personnel, attracting coverage from the media. For the exercise at the Nevada Test Site, where the massive craters left by nuclear explosions simulated the large craters to be found on the Moon, all participants had to have security clearance and a listed next-of-kin, and an overflight by CMP Mattingly required special permission.
In addition to the field geology training, Young and Duke also trained to use their EVA space suits, adapt to the reduced lunar gravity, collect samples, and drive the Lunar Roving Vehicle. The fact that they had been backups for Apollo 13, planned to be a landing mission, meant that they could spend about 40 percent of their time training for their surface operations. They also received survival training and prepared for technical aspects of the mission. The astronauts spent much time studying the lunar samples brought back by earlier missions, learning about the instruments to be carried on the mission, and hearing what the principal investigators in charge of those instruments expected to learn from Apollo 16. This training helped Young and Duke, while on the Moon, quickly realize that the expected volcanic rocks were not there, even though the geologists in Mission Control initially did not believe them. Much of the training—according to Young, 350 hours—was conducted with the crew wearing space suits, something that Young deemed vital, allowing the astronauts to know the limitations of the equipment in doing their assigned tasks. Mattingly also received training in recognizing geological features from orbit by flying over the field areas in an airplane, and trained to operate the Scientific Instrument Module from lunar orbit.
Equipment
Launch vehicle
The launch vehicle which took Apollo 16 to the Moon was a Saturn V, designated as AS-511. This was the eleventh Saturn V to be flown and the ninth used on crewed missions. Apollo 16's Saturn V was almost identical to Apollo 15's. One change that was made was the restoration of four retrorockets to the S-IC first stage, meaning there would be a total of eight, as on Apollo 14 and earlier. The retrorockets were used to minimize the risk of collision between the jettisoned first stage and the Saturn V. These four retrorockets had been omitted from Apollo 15's Saturn V to save weight, but analysis of Apollo 15's flight showed that the S-IC came closer than expected after jettison, and it was feared that if there were only four rockets and one failed, there might be a collision.
ALSEP and other surface equipment
As on all lunar landing missions after Apollo 11, an Apollo Lunar Surface Experiments Package (ALSEP) was flown on Apollo 16. This was a suite of nuclear-powered experiments designed to keep functioning after the astronauts who set them up returned to Earth. Apollo 16's ALSEP consisted of a Passive Seismic Experiment (PSE, a seismometer), an Active Seismic Experiment (ASE), a Lunar Heat Flow Experiment (HFE), and a Lunar Surface Magnetometer (LSM). The ALSEP was powered by a SNAP-27 radioisotope thermoelectric generator, developed by the Atomic Energy Commission.
The PSE added to the network of seismometers left by Apollo 12, 14 and 15. NASA intended to calibrate the Apollo 16 PSE by crashing the LM's ascent stage near it after the astronauts were done with it, an object of known mass and velocity impacting at a known location. However, NASA lost control of the ascent stage after jettison, and this did not occur. The ASE, designed to return data about the Moon's geologic structure, consisted of two groups of explosives: one, a line of "thumpers" were to be deployed attached to three geophones. The thumpers would be exploded during the ALSEP deployment. A second group was four mortars of different sizes, to be set off remotely once the astronauts had returned to Earth. Apollo 14 had also carried an ASE, though its mortars were never set off for fear of affecting other experiments.
The HFE involved the drilling of two holes into the lunar surface and emplacement of thermometers which would measure how much heat was flowing from the lunar interior. This was the third attempt to emplace a HFE: the first flew on Apollo 13 and never reached the lunar surface, while on Apollo 15, problems with the drill meant the probes did not go as deep as planned. The Apollo 16 attempt would fail after Duke had successfully emplaced the first probe; Young, unable to see his feet in the bulky spacesuit, pulled out and severed the cable after it wrapped around his leg. NASA managers vetoed a repair attempt due to the amount of time it would take. A HFE flew, and was successfully deployed, on Apollo 17.
The LSM was designed to measure the strength of the Moon's magnetic field, which is only a small fraction of Earth's. Additional data would be returned by the use of the Lunar Portable Magnetometer (LPM), to be carried on the lunar rover and activated at several geology stops. Scientists also hoped to learn from an Apollo 12 sample, to be briefly returned to the Moon on Apollo 16, from which "soft" magnetism had been removed, to see if it had been restored on its journey. Measurements after the mission found that "soft" magnetism had returned to the sample, although at a lower intensity than before.
A Far Ultraviolet Camera/Spectrograph (UVC) was flown, the first astronomical observations taken from the Moon, seeking data on hydrogen sources in space without the masking effect of the Earth's corona. The instrument was placed in the LM's shadow and pointed at nebulae, other astronomical objects, the Earth itself, and any suspected volcanic vents seen on the lunar surface. The film was returned to Earth. When asked to summarize the results for a general audience, Dr. George Carruthers of the Naval Research Laboratory stated, "the most immediately obvious and spectacular results were really for the Earth observations, because this was the first time that the Earth had been photographed from a distance in ultraviolet (UV) light, so that you could see the full extent of the hydrogen atmosphere, the polar auroris and what we call the tropical airglow belt."
Four panels mounted on the LM's descent stage comprised the Cosmic Ray Detector, designed to record cosmic ray and solar wind particles. Three of the panels were left uncovered during the voyage to the Moon, with the fourth uncovered by the crew early in the EVA. The panels would be bagged for return to Earth. The free-standing Solar Wind Composition Experiment flew on Apollo 16, as it had on each of the lunar landings, for deployment on the lunar surface and return to Earth. Platinum foil was added to the aluminum of the previous experiments, to minimize contamination.
Particles and Fields Subsatellite PFS-2
The Apollo 16 Particles and Fields Subsatellite (PFS-2) was a small satellite released into lunar orbit from the service module. Its principal objective was to measure charged particles and magnetic fields all around the Moon as the Moon orbited Earth, similar to its sister spacecraft, PFS-1, released eight months earlier by Apollo 15. The two probes were intended to have similar orbits, ranging from above the lunar surface.
Like the Apollo 15 subsatellite, PFS-2 was expected to have a lifetime of at least a year before its orbit decayed and it crashed onto the lunar surface. The decision to bring Apollo 16 home early after there were difficulties with the main engine meant that the spacecraft did not go to the orbit which had been planned for PFS-2. Instead, it was ejected into a lower-than-planned orbit and crashed into the Moon a month later on May 29, 1972, after circling the Moon 424 times. This brief lifetime was because lunar mascons were near to its orbital ground track and helped pull PFS-2 into the Moon.
Mission events
Elements of the spacecraft and launch vehicle began arriving at Kennedy Space Center in July 1970, and all had arrived by September 1971. Apollo 16 was originally scheduled to launch on March 17, 1972. One of the bladders for the CM's reaction control system burst during testing. This issue, in combination with concerns that one of the explosive cords that would jettison the LM from the CSM after the astronauts returned from the lunar surface would not work properly, and a problem with Duke's spacesuit, made it desirable to slip the launch to the next launch window. Thus, Apollo 16 was postponed to April 16. The launch vehicle stack, which had been rolled out from the Vehicle Assembly Building on December 13, 1971, was returned thereto on January 27, 1972. It was rolled out again to Launch Complex 39A on February 9.
The official mission countdown began on Monday, April 10, 1972, at 8:30 am, six days before the launch. At this point the SaturnV rocket's three stages were powered up, and drinking water was pumped into the spacecraft. As the countdown began, the crew of Apollo 16 was participating in final training exercises in anticipation of a launch on April 16. The astronauts underwent their final preflight physical examination on April 11. The only holds in the countdown were the ones pre-planned in the schedule, and the weather was fair as the time for launch approached.
Launch and outward journey
The Apollo 16 mission launched from the Kennedy Space Center in Florida at 12:54 pm EST on April 16, 1972. The launch was nominal; the crew experienced vibration similar to that on previous missions. The first and second stages of the SaturnV (the S-IC and S-II) performed nominally; the spacecraft entered orbit around Earth just under 12 minutes after lift-off.
After reaching orbit, the crew spent time adapting to the zero-gravity environment and preparing the spacecraft for trans-lunar injection (TLI), the burn of the third-stage rocket that would propel them to the Moon. In Earth orbit, the crew faced minor technical issues, including a potential problem with the environmental control system and the S-IVB third stage's attitude control system, but eventually resolved or compensated for them as they prepared to depart towards the Moon.
After two orbits, the rocket's third stage reignited for just over five minutes, propelling the craft towards the Moon at about . Six minutes after the burn of the S-IVB, the command and service modules (CSM), containing the crew, separated from the rocket and traveled away from it before turning around and retrieving the lunar module from inside the expended rocket stage. The maneuver, performed by Mattingly and known as transposition, docking, and extraction, went smoothly.
Following transposition and docking, the crew noticed the exterior surface of the lunar module was giving off particles from a spot where the LM's skin appeared torn or shredded; at one point, Duke estimated they were seeing about five to ten particles per second. Young and Duke entered the lunar module through the docking tunnel connecting it with the command module to inspect its systems, at which time they did not spot any major issues.
Once on course towards the Moon, the crew put the spacecraft into a rotisserie "barbecue" mode in which the craft rotated along its long axis three times per hour to ensure even heat distribution about the spacecraft from the Sun. After further preparing the craft for the voyage, the crew began the first sleep period of the mission just under 15 hours after launch.
By the time Mission Control issued the wake-up call to the crew for flight day two, the spacecraft was about away from the Earth, traveling at about . As it was not due to arrive in lunar orbit until flight day four, flight days two and three were largely preparatory, consisting of spacecraft maintenance and scientific research. On day two, the crew performed an electrophoresis experiment, also performed on Apollo 14, in which they attempted to demonstrate that electrophoretic separation in their near-weightless environment could be used to produce substances of greater purity than would be possible on Earth. Using two different sizes of polystyrene particles, one size colored red and one blue, separation of the two types via electrophoresis was achieved, though electro-osmosis in the experiment equipment prevented the clear separation of two particle bands.
The remainder of day two included a two-second mid-course correction burn performed by the CSM's service propulsion system (SPS) engine to tweak the spacecraft's trajectory. Later in the day, the astronauts entered the lunar module for the second time to further inspect the landing craft's systems. The crew reported they had observed additional paint peeling from a portion of the LM's outer aluminum skin. Despite this, the crew discovered that the spacecraft's systems were performing nominally. Following the LM inspection, the crew reviewed checklists and procedures for the following days in anticipation of their arrival and the Lunar Orbit Insertion (LOI) burn. Command Module Pilot Mattingly reported "gimbal lock", meaning that the system to keep track of the craft's attitude was no longer accurate. Mattingly had to realign the guidance system using the Sun and Moon. At the end of day two, Apollo 16 was about away from Earth.
When the astronauts were awakened for flight day three, the spacecraft was about away from the Earth. The velocity of the craft steadily decreased, as it had not yet reached the lunar sphere of gravitational influence. The early part of day three was largely housekeeping, spacecraft maintenance and exchanging status reports with Mission Control in Houston. The crew performed the Apollo light flash experiment, or ALFMED, to investigate "light flashes" that were seen by Apollo lunar astronauts when the spacecraft was dark, regardless of whether their eyes were open. This was thought to be caused by the penetration of the eye by cosmic ray particles. During the second half of the day, Young and Duke again entered the lunar module to power it up and check its systems, and perform housekeeping tasks in preparation for the lunar landing. The systems were found to be functioning as expected. Following this, the crew donned their space suits and rehearsed procedures that would be used on landing day. Just before the end of flight day three at 59 hours, 19 minutes, 45 seconds after liftoff, while from the Earth and from the Moon, the spacecraft's velocity began increasing as it accelerated towards the Moon after entering the lunar sphere of influence.
After waking up on flight day four, the crew began preparations for the LOI maneuver that would brake them into orbit. At an altitude of the scientific instrument module (SIM) bay cover was jettisoned. At just over 74 hours into the mission, the spacecraft passed behind the Moon, temporarily losing contact with Mission Control. While over the far side, the SPS burned for 6minutes and 15 seconds, braking the spacecraft into an orbit with a low point (pericynthion) of 58.3 and a high point (apocynthion) of 170.4 nautical miles (108.0 and 315.6 km, respectively). After entering lunar orbit, the crew began preparations for the Descent Orbit Insertion (DOI) maneuver to further modify the spacecraft's orbital trajectory. The maneuver was successful, decreasing the craft's pericynthion to . The remainder of flight day four was spent making observations and preparing for activation of the lunar module, undocking, and landing the following day.
Lunar surface
The crew continued preparing for lunar module activation and undocking shortly after waking up to begin flight day five. The boom that extended the mass spectrometer in the SIM bay was stuck, semi-deployed. It was decided that Young and Duke would visually inspect the boom after undocking the LM from the CSM. They entered the LM for activation and checkout of the spacecraft's systems. Despite entering the LM 40 minutes ahead of schedule, they completed preparations only 10 minutes early due to numerous delays in the process. With the preparations finished, they undocked 96 hours, 13 minutes, 31 seconds into the mission.
For the rest of the two crafts' passes over the near side of the Moon, Mattingly prepared to shift Casper to a higher, near-circular orbit, while Young and Duke prepared Orion for the descent to the lunar surface. At this point, during tests of the CSM's steerable rocket engine in preparation for the burn to modify the craft's orbit, Mattingly detected oscillations in the SPS engine's backup gimbal system. According to mission rules, under such circumstances, Orion was to re-dock with Casper, in case Mission Control decided to abort the landing and use the lunar module's engines for the return trip to Earth. Instead, the two craft kept station, maintaining positions close to each other. After several hours of analysis, mission controllers determined that the malfunction could be worked around, and Young and Duke could proceed with the landing.
Powered descent to the lunar surface began about six hours behind schedule. Because of the delay, Young and Duke began their descent to the surface at an altitude higher than that of any previous mission, at . After descending to an altitude of about , Young was able to view the landing site in its entirety. Throttle-down of the LM's landing engine occurred on time, and the spacecraft tilted forward to its landing orientation at an altitude of . The LM landed north and west of the planned landing site at 104 hours, 29 minutes, and 35 seconds into the mission, at 2:23:35 UTC on April 21 (8:23:35 pm on April 20 in Houston). The availability of the Lunar Roving Vehicle rendered their distance from the targeted point trivial.
After landing, Young and Duke began powering down some of the LM's systems to conserve battery power. Upon completing their initial procedures, the pair configured Orion for their three-day stay on the lunar surface, removed their space suits and took initial geological observations of the immediate landing site. They then settled down for their first meal on the surface. After eating, they configured the cabin for sleep. The landing delay caused by the malfunction in the CSM's main engine necessitated significant modifications to the mission schedule. Apollo 16 would spend one less day in lunar orbit after surface exploration had been completed to afford the crew ample margins in the event of further problems. In order to improve Young's and Duke's sleep schedule, the third and final moonwalk of the mission was trimmed from seven hours to five.
First moonwalk
After waking up on April 21, Young and Duke ate breakfast and began preparations for the first extravehicular activity (EVA), or moonwalk. After the pair donned and pressurized their space suits and depressurized the lunar module cabin, Young climbed out onto the "porch" of the LM, a small platform above the ladder. Duke handed Young a jettison bag full of trash to dispose of on the surface. Young then lowered the equipment transfer bag (ETB), containing equipment for use during the EVA, to the surface. Young descended the ladder and, upon setting foot on the lunar surface, became the ninth human to walk on the Moon. Upon stepping onto the surface, Young expressed his sentiments about being there: "There you are: Mysterious and unknown Descartes. Highland plains. Apollo 16 is gonna change your image. I'm sure glad they got ol' Brer Rabbit, here, back in the briar patch where he belongs." Duke soon descended the ladder and joined Young on the surface, becoming the tenth person to walk on the Moon. Duke was then aged 36; no younger human has ever walked on the lunar surface. Duke expressed his excitement, stating to CAPCOM Anthony England: "Fantastic! Oh, that first foot on the lunar surface is super, Tony!" The pair's first task of the moonwalk was to offload the Lunar Roving Vehicle, the Far Ultraviolet Camera/Spectrograph, and other equipment. This was done without problems. On first driving the lunar rover, Young discovered that the rear steering was not working. He alerted Mission Control to the problem before setting up the television camera, after which Duke erected the United States flag. During lunar surface operations, Commander Young always drove the rover, while Lunar Module Pilot Duke assisted with navigation; this was a division of responsibilities used consistently throughout Apollo's J missions.
The day's next task was to deploy the ALSEP; while they were parking the lunar rover, on which the TV camera was mounted, to observe the deployment, the rear steering began functioning. After ALSEP deployment, they collected samples in the vicinity. About four hours after the beginning of EVA-1, they mounted the lunar rover and drove to the first geologic stop, Plum Crater, a crater on the rim of Flag Crater, about across. There, at a distance of from the LM, they sampled material in the vicinity, which scientists believed had penetrated through the upper regolith layer to the underlying Cayley Formation. It was there that Duke retrieved, at the request of Mission Control, the largest rock returned by an Apollo mission, a breccia nicknamed Big Muley after mission geology principal investigator William R. Muehlberger. The next stop of the day was Buster Crater, a small crater located north of the larger Spook Crater, about from the LM. There, Duke took pictures of Stone Mountain and South Ray Crater, while Young deployed the LPM. By this point, scientists were beginning to reconsider their pre-mission hypothesis that Descartes had been the setting of ancient volcanic activity, as the two astronauts had yet to find any volcanic material. Following their stop at Buster, Young did a "Grand Prix" demonstration drive of the lunar rover, which Duke filmed with a 16 mm movie camera. This had been attempted on Apollo 15, but the camera had malfunctioned. After completing more tasks at the ALSEP, they returned to the LM to close out the moonwalk. They reentered the LM 7hours, 6minutes, and 56 seconds after the start of the EVA. Once inside, they pressurized the LM cabin, went through a half-hour debriefing with scientists in Mission Control, and configured the cabin for the sleep period.
Second moonwalk
Waking up three and a half minutes earlier than planned, they discussed the day's timeline of events with Houston. The second lunar excursion's primary objective was to visit Stone Mountain to climb up the slope of about 20 degrees to reach a cluster of five craters known as "Cinco craters". They drove there in the LRV, traveling from the LM. At above the valley floor, the pair were at the highest elevation above the LM of any Apollo mission. They marveled at the view (including South Ray) from the side of Stone Mountain, which Duke described as "spectacular", then gathered samples in the vicinity. After spending 54 minutes on the slope, they climbed aboard the lunar rover en route to the day's second stop, dubbed Station 5, a crater across. There, they hoped to find Descartes material that had not been contaminated by ejecta from South Ray Crater, a large crater south of the landing site. The samples they collected there, despite still uncertain origin, are according to geologist Wilhelms, "a reasonable bet to be Descartes".
The next stop, Station 6, was a blocky crater, where the astronauts believed they could sample the Cayley Formation as evidenced by the firmer soil found there. Bypassing station seven to save time, they arrived at Station 8 on the lower flank of Stone Mountain, where they sampled material on a ray from South Ray crater for about an hour. There, they collected black and white breccias and smaller, crystalline rocks rich in plagioclase. At Station 9, an area known as the "Vacant Lot", which was believed to be free of ejecta from South Ray, they spent about 40 minutes gathering samples. Twenty-five minutes after departing the Vacant Lot, they arrived at the final stop of the day, halfway between the ALSEP site and the LM. There, they dug a double core and conducted several penetrometer tests along a line stretching east of the ALSEP. At the request of Young and Duke, the moonwalk was extended by ten minutes. After returning to the LM to wrap up the second lunar excursion, they climbed back inside the landing craft's cabin, sealing and pressurizing the interior after 7hours, 23 minutes, and 26 seconds of EVA time, breaking a record that had been set on Apollo 15. After eating a meal and proceeding with a debriefing on the day's activities with Mission Control, they reconfigured the LM cabin and prepared for the sleep period.
Third moonwalk
Flight day seven was their third and final day on the lunar surface, returning to orbit to rejoin Mattingly in the CSM following the day's moonwalk. During the third and final lunar excursion, they were to explore North Ray crater, the largest of any of the craters any Apollo expedition had visited. After exiting Orion, the pair drove to North Ray crater. The drive was smoother than that of the previous day, as the craters were shallower and boulders were less abundant north of the immediate landing site. After passing Palmetto crater, boulders gradually became larger and more abundant as they approached North Ray in the lunar rover. Upon arriving at the rim of North Ray crater, they were away from the LM. After their arrival, the duo took photographs of the wide and deep crater. They visited a large boulder, taller than a four-story building, which became known as 'House Rock'. Samples obtained from this boulder delivered the final blow to the pre-mission volcanic hypothesis, proving it incorrect. House Rock had numerous bullet hole-like marks where micrometeoroids from space had impacted the rock.
About 1hour and 22 minutes after arriving at the North Ray crater, they departed for Station 13, a large boulder field about from North Ray. On the way, they set a lunar speed record, traveling at an estimated downhill. They arrived at a high boulder, which they called "Shadow Rock". Here, they sampled permanently shadowed soil. During this time, Mattingly was preparing the CSM in anticipation of their return approximately six hours later. After three hours and six minutes, they returned to the LM, where they completed several experiments and unloaded the rover. A short distance from the LM, Duke placed a photograph of his family and an Air Force commemorative medallion on the surface. Young drove the rover to a point about east of the LM, known as the 'VIP site,' so its television camera, controlled remotely by Mission Control, could observe Apollo 16's liftoff from the Moon. They then reentered the LM after a 5-hour and 40-minute final excursion. After pressurizing the LM cabin, the crew began preparing to return to lunar orbit.
Solo activities
After Orion was cleared for the landing attempt, Casper maneuvered away, and Mattingly performed a burn that took his spacecraft to an orbit of in preparation for his scientific work. The SM carried a suite of scientific instruments in its SIM bay, similar to those carried on Apollo 15. Mattingly had compiled a busy schedule operating the various SIM bay instruments, one that became even busier once Houston decided to bring Apollo 16 home a day early, as the flight directors sought to make up for lost time.
His work was hampered by various malfunctions: when the Panoramic Camera was turned on, it appeared to take so much power from one of the CSM's electrical systems, that it initiated the spacecraft Master Alarm. It was immediately shut off, though later analysis indicated that the drain might have been from the spacecraft's heaters, which came on at the same time. Its work was also hampered by the delay in the beginning of Casper'''s orbital scientific work and the early return to Earth, and by a malfunction resulting in the overexposure of many of the photographs. Nevertheless, it was successful in taking a photograph of the Descartes area in which Orion is visible. The Mass Spectrometer boom did not fully retract following its initial extension, as had happened on Apollo 15, though it retracted far enough to allow the SPS engine to be fired safely when Casper maneuvered away from Orion before the LM began its Moon landing attempt. Although the Mass Spectrometer was able to operate effectively, it stuck near its fully deployed position prior to the burn that preceded rendezvous, and had to be jettisoned. Scientists had hoped to supplement the lunar data gained with more on the trans-earth coast, but Apollo 15 data could be used instead. The Mapping Camera also did not function perfectly; later analysis found it to have problems with its glare shield. The changes to the flight plan meant that some areas of the lunar surface that were supposed to be photographed could not be; also, a number of images were overexposed. The Laser Altimeter, designed to accurately measure the spacecraft altitude, slowly lost accuracy due to reduced power, and finally failed just before it was due to be used for the last time.
Return to Earth
Eight minutes before the planned departure from the lunar surface, CAPCOM James Irwin notified Young and Duke from Mission Control that they were go for liftoff. Two minutes before launch, they activated the "Master Arm" switch and then the "Abort Stage" button, causing small explosive charges to sever the ascent stage from the descent stage, with cables connecting the two severed by a guillotine-like mechanism. At the pre-programmed moment, there was liftoff and the ascent stage blasted away from the Moon, as the camera aboard the LRV followed the first moments of the flight. Six minutes after liftoff, at a speed of about , Young and Duke reached lunar orbit. Young and Duke successfully rendezvoused and re-docked with Mattingly in the CSM. To minimize the transfer of lunar dust from the LM cabin into the CSM, Young and Duke cleaned the cabin before opening the hatch separating the two spacecraft. After opening the hatch and reuniting with Mattingly, the crew transferred the samples Young and Duke had collected on the surface into the CSM for transfer to Earth. After transfers were completed, the crew would sleep before jettisoning the empty lunar module ascent stage the next day, when it was to be crashed intentionally into the lunar surface in order to calibrate the seismometer Young and Duke had left on the surface.
The next day, after final checks were completed, the expended LM ascent stage was jettisoned. Likely because of a failure by the crew to activate a certain switch in the LM before sealing it off, it tumbled after separation. NASA could not control it, and it did not execute the rocket burn necessary for the craft's intentional de-orbit. The ascent stage eventually crashed into the lunar surface nearly a year after the mission. The crew's next task, after jettisoning the lunar module ascent stage, was to release a subsatellite into lunar orbit from the CSM's scientific instrument bay. The burn to alter the CSM's orbit to that desired for the subsatellite had been cancelled; as a result, the subsatellite lasted just over a month in orbit, far less than its anticipated one year. Just under five hours after the subsatellite release, on the CSM's 65th orbit around the Moon, its service propulsion system main engine was reignited to propel the craft on a trajectory that would return it to Earth. The SPS engine performed the burn flawlessly despite the malfunction that had delayed their landing several days previously.
During the return to Earth, Mattingly performed an 83-minute EVA to retrieve film cassettes from the cameras in the SIM bay, with assistance from Duke who remained at the command module's hatch. At approximately from Earth, it was the second "deep space" EVA in history, performed at great distance from any planetary body. , it remains one of only three such EVAs, all performed during Apollo's J-missions under similar circumstances. During the EVA, Mattingly set up a biological experiment, the Microbial Ecology Evaluation Device (MEED), an experiment unique to Apollo 16, to evaluate the response of microbes to the space environment. The crew carried out various housekeeping and maintenance tasks aboard the spacecraft and ate a meal before concluding the day.
The penultimate day of the flight was largely spent performing experiments, aside from a twenty-minute press conference during the second half of the day. During the press conference, the astronauts answered questions pertaining to several technical and non-technical aspects of the mission prepared and listed by priority at the Manned Spacecraft Center in Houston by journalists covering the flight. In addition to numerous housekeeping tasks, the astronauts prepared the spacecraft for its atmospheric reentry the next day. At the end of the crew's final full day in space, the spacecraft was approximately from Earth and closing at a rate of about .
When the wake-up call was issued to the crew for their final day in space by CAPCOM England, the CSM was about from Earth, traveling just over . Just over three hours before splashdown in the Pacific Ocean, the crew performed a final course correction burn, using the spacecraft's thrusters to change their velocity by . Approximately ten minutes before reentry into Earth's atmosphere, the cone-shaped command module containing the three crewmembers separated from the service module, which would burn up during reentry. At 265 hours and 37 minutes into the mission, at a velocity of about , Apollo 16 began atmospheric reentry. At its maximum, the temperature of the heat shield was between . After successful parachute deployment and less than 14 minutes after reentry began, the command module splashed down in the Pacific Ocean southeast of the island of Kiritimati 265 hours, 51 minutes, 5seconds after liftoff. The spacecraft and its crew was retrieved by the aircraft carrier . The astronauts were safely aboard the Ticonderoga 37 minutes after splashdown.
Scientific results and aftermath
Scientific analysis of the rocks brought back to Earth confirmed that the Cayley Formation was not volcanic in nature. There was less certainty regarding the Descartes Formation, as it was not clear which if any of the rocks came from there. There was no evidence that showed that Stone Mountain was volcanic. One reason why Descartes had been selected was that it was visually different from previous Apollo landing sites, but rocks from there proved to be closely related to those from the Fra Mauro Formation, Apollo 14's landing site. Geologists realized that they had been so certain that Cayley was volcanic, they had not been open to dissenting views, and that they had been over-reliant on analogues from Earth, a flawed model because the Moon does not share much of the Earth's geologic history. They concluded that there are few if any volcanic mountains on the Moon. These conclusions were informed by observations from Mattingly, the first CMP to use binoculars in his observations, who had seen that from the perspective of lunar orbit, there was nothing distinctive about the Descartes Formation—it fit right in with the Mare Imbrium structure. Other results gained from Apollo 16 included the discovery of two new auroral belts around Earth.
After the mission, Young and Duke served as backups for Apollo 17, and Duke retired from NASA in December 1975. Young and Mattingly both flew the Space Shuttle: Young, who served as Chief Astronaut from 1974 to 1987, commanded the first Space Shuttle mission, STS-1 in 1981, as well as STS-9 in 1983, on the latter mission becoming the first person to journey into space six times. He retired from NASA in 2004. Mattingly also twice commanded Shuttle missions, STS-4 (1982) and STS-51-C (1985), before retiring from NASA in 1985.
Locations of spacecraft and other equipment
The Ticonderoga delivered the Apollo 16 command module to the North Island Naval Air Station, near San Diego, California, on Friday, May 5, 1972. On Monday, May 8, ground service equipment being used to empty the residual toxic reaction control system fuel in the command module tanks exploded in a Naval Air Station hangar. Forty-six people were sent to the hospital for 24 to 48 hours' observation, most suffering from inhalation of toxic fumes. Most seriously injured was a technician who suffered a fractured kneecap when a cart overturned on him. A hole was blown in the hangar roof 250 feet above; about 40 windows in the hangar were shattered. The command module suffered a three-inch gash in one panel.
The Apollo 16 command module Casper'' is on display at the U.S. Space & Rocket Center in Huntsville, Alabama, following a transfer of ownership from NASA to the Smithsonian in November 1973. The lunar module ascent stage separated from the CSM on April 24, 1972, but NASA lost control of it. It orbited the Moon for about a year. Its impact site remains unknown, though research published in 2023 suggests an impact date of May 29, 1972 (the same as for the subsattelite) and an impact location of 9.99° N, 104.26° E.
The S-IVB was deliberately crashed into the Moon. However, due to a communication failure before impact the exact location was unknown until January 2016, when it was discovered within Mare Insularum by the Lunar Reconnaissance Orbiter, approximately southwest of Copernicus Crater.
Duke left two items on the Moon, both of which he photographed while there. One is a plastic-encased photo portrait of his family. The reverse of the photo is signed by Duke's family and bears this message: "This is the family of Astronaut Duke from Planet Earth. Landed on the Moon, April 1972." The other item was a commemorative medal issued by the United States Air Force, which was celebrating its 25th anniversary in 1972. He took two medals, leaving one on the Moon and donating the other to the National Museum of the United States Air Force at Wright-Patterson Air Force Base in Ohio.
In 2006, shortly after Hurricane Ernesto affected Bath, North Carolina, eleven-year-old Kevin Schanze discovered a piece of metal debris on the ground near his beach home. Schanze and a friend discovered a "stamp" on the flat metal sheet, which upon further inspection turned out to be a faded copy of the Apollo 16 mission insignia. NASA later confirmed the object to be a piece of the first stage of the SaturnV that had launched Apollo 16 into space. In July 2011, after returning the piece of debris at NASA's request, 16-year-old Schanze was given an all-access tour of the Kennedy Space Center and VIP seating for the launch of STS-135, the final mission of the Space Shuttle program.
See also
List of artificial objects on the Moon
List of spacewalks and moonwalks 1965–1999
References
Bibliography
External links
Apollo 16 Traverses, Lunar Photomap 78D2S2(25)
On the Moon with Apollo 16: A guidebook to the Descartes Region by Gene Simmons, NASA, EP-95, 1972
Apollo 16: "Nothing so hidden..." (Part 1) – NASA film on the Apollo 16 mission at the Internet Archive
Apollo 16: "Nothing so hidden..." (Part 2) – NASA film on the Apollo 16 mission at the Internet Archive
Apollo Lunar Surface VR Panoramas – QTVR panoramas at moonpans.com
Apollo 16 Science Experiments at the Lunar and Planetary Institute
Audio recording of Apollo 16 landing as recorded at the Honeysuckle Creek Tracking Station
Interview with the Apollo 16 Astronauts (28 June 1972) from the Commonwealth Club of California Records at the Hoover Institution Archives
"Apollo 16: Driving on the Moon" – Apollo 16 film footage of lunar rover at the Astronomy Picture of the Day, 29 January 2013
Astronaut's Eye View of Apollo 16 Site, from LROC
Apollo program missions
Crewed missions to the Moon
Charles Duke
Ken Mattingly
John Young (astronaut)
1972 on the Moon
1972 in the United States
April 1972 events
Extravehicular activity
Lunar rovers
Sample return missions
Soft landings on the Moon
Spacecraft launched in 1972
Spacecraft which reentered in 1972
Spacecraft launched by Saturn rockets |
1975 | https://en.wikipedia.org/wiki/Alan%20Ayckbourn | Alan Ayckbourn | Sir Alan Ayckbourn (born 12 April 1939) is a prolific British playwright and director. He has written and produced as of 2024, 90 full-length plays in Scarborough and London and was, between 1972 and 2009, the artistic director of the Stephen Joseph Theatre in Scarborough, where all but four of his plays have received their first performance. More than 40 have subsequently been produced in the West End, at the Royal National Theatre or by the Royal Shakespeare Company since his first hit Relatively Speaking opened at the Duke of York's Theatre in 1967.
Major successes include Absurd Person Singular (1975), The Norman Conquests trilogy (1973), Bedroom Farce (1975), Just Between Ourselves (1976), A Chorus of Disapproval (1984), Woman in Mind (1985), A Small Family Business (1987), Man of the Moment (1988), House & Garden (1999) and Private Fears in Public Places (2004). His plays have won numerous awards, including seven London Evening Standard Awards. They have been translated into over 35 languages and are performed on stage and television throughout the world. Ten of his plays have been staged on Broadway, attracting two Tony nominations, and one Tony award.
Life
Childhood
Ayckbourn was born in Hampstead, London. His mother, Irene Worley ("Lolly") (1906–1998), was a writer of short stories who published under the name "Mary James". His father, Horace Ayckbourn (1904–1965), was an orchestral violinist and was the lead violinist at the London Symphony Orchestra. His parents, who separated shortly after World War II, never married, and Ayckbourn's mother divorced her first husband to marry again in 1948.
Ayckbourn wrote his first play at Wisborough Lodge (a preparatory school in the village of Wisborough Green) when he was about 10. While he was at prep school as a boarder, his mother wrote to tell him she was marrying Cecil Pye, a bank manager. His new family consisted of his mother, his stepfather and Christopher, his stepfather's son by an earlier marriage. This relationship too, reportedly ran into difficulties early on.
Ayckbourn attended Haileybury and Imperial Service College, in the village of Hertford Heath and, while there, he toured Europe and America with the school's Shakespeare company.
Adult life
After leaving school at 17, Ayckbourn took several temporary jobs in various places before starting a temporary position at the Scarborough Library Theatre, where he was introduced to the artistic director, Stephen Joseph. It is said that Joseph became both a mentor and father figure for Ayckbourn until his untimely death in 1967, and Ayckbourn has consistently spoken highly of him.
Ayckbourn's career was briefly interrupted when he was called up for National Service. He was swiftly discharged, officially on medical grounds, but it is suggested that a doctor who noticed his reluctance to join the Armed Forces deliberately failed the medical as a favour. Although Ayckbourn continued to move wherever his career took him, he settled in Scarborough, eventually buying Longwestgate House, which had previously been owned by his mentor, Joseph.
In 1957, Ayckbourn married Christine Roland, another member of the Library Theatre company. Ayckbourn's first two plays were, in fact, written jointly with her under the pseudonym of "Roland Allen". They had two sons, Steven and Philip. However, the marriage had difficulties, which eventually led to their separation in 1971. Ayckbourn said that his relationship with Roland became easy once they agreed their marriage was over. About this time, he shared a home with Heather Stoney, an actress he had first met ten years earlier. Like his mother, neither he nor Roland sought an immediate divorce and it was not until thirty years later, in 1997, that they were formally divorced and Ayckbourn married Stoney. One side effect of the timing is that, when Ayckbourn was awarded a knighthood a few months before the divorce, both his first and second wives were entitled to take the title of Lady Ayckbourn.
In February 2006, he suffered a stroke in Scarborough, and stated: "I hope to be back on my feet, or should I say my left leg, as soon as possible, but I know it is going to take some time. In the meantime I am in excellent hands and so is the Stephen Joseph Theatre." He left hospital after eight weeks and returned to directing after six months. The following year, Ayckbourn announced he would step down as artistic director of the Stephen Joseph Theatre. He continues, however, to write and direct his own work at the theatre.
Influence on plays
Since the time Ayckbourn's plays became established in the West End, interviewers have raised the question of whether his work is autobiographical. There is no clear answer to this question. There has been only one biography, written by Paul Allen, which primarily covers his career in the theatre. Ayckbourn has frequently said he sees aspects of himself in all of his characters. In Bedroom Farce (1975), for example, he admitted to being, in some respects, all four of the men in the play. It has been suggested that, after Ayckbourn himself, the person who is used most often in his plays is his mother, particularly as Susan in Woman in Mind (1985).
What is less clear is the extent to which events in Ayckbourn's life have influenced his writing. It is true that the theme of marriages in difficulty was heavily present throughout his plays in the early seventies, at about the time his own marriage was coming to an end. However, by that time, he had also witnessed the failure of his parents' relationships and those of some of his friends. Which relationships, if any, he drew on for his plays, is unclear. In Paul Allen's biography, Ayckbourn is briefly compared with Dafydd and Guy in A Chorus of Disapproval (1984). Both characters feel themselves to be in trouble and there was speculation that Ayckbourn himself might have felt the same way. At the time, he had reportedly become seriously involved with another actress, which threatened his relationship with Stoney. It is unclear whether this had any effect on the writing; Paul Allen's view is that Ayckbourn did not use his personal experiences to write his plays.
It is possible that Ayckbourn wrote plays with himself and his own situation in mind but, as Ayckbourn is portrayed as a guarded and private man, it is hard to imagine him exposing his own life in his plays to any great degree. In the biography, Paul Allen writes, with regard to a suggestion in Cosmopolitan that Ayckbourn's plays were becoming autobiographical: "If we take that to mean that his plays tell his own life story, he still hasn't started."
Career
Early career and acting
On leaving school, Ayckbourn's theatrical career began immediately, when his French master introduced him to Sir Donald Wolfit. Ayckbourn joined Wolfit on tour to the Edinburgh Festival Fringe as an acting assistant stage manager (a role that involved both acting and stage management) for three weeks. His first experiences on the professional stage were various roles in The Strong are Lonely by Fritz Hochwälder. In the following year, Ayckbourn appeared in six other plays at the Connaught Theatre, Worthing and the Thorndike theatre, Leatherhead.
In 1957, Ayckbourn was employed by the director Stephen Joseph at the Library Theatre, Scarborough, the predecessor to the modern Stephen Joseph Theatre. Again, his role was initially as acting stage manager. This employment led to Ayckbourn's first professional script commission, in 1958. When he complained about the quality of a script he was performing, Joseph challenged him to write a better one. The result was The Square Cat, written under the pseudonym Roland Allen and first performed in 1959. In this play, Ayckbourn himself played the character of Jerry Watiss.
In 1962, after thirty-four appearances in plays at the Library Theatre, including four of his own, Ayckbourn moved to Stoke-on-Trent to help set up the Victoria Theatre (now the New Vic), where he appeared in a further eighteen plays. His final appearance in one of his own plays was as the Crimson Gollywog in the disastrous children's play Christmas v Mastermind. He left the Stoke company in 1964, officially to commit his time to the London production of Mr. Whatnot, but reportedly because was having trouble working with the artistic director, Peter Cheeseman. By now, his career as a writer was coming to fruition and his acting career was sidelined.
His final role on stage was as Jerry in Two for the Seesaw by William Gibson, at the Civic Theatre in Rotherham. He was left stranded on stage because Heather Stoney (his future wife) was unable to re-appear due to her props not being ready for use. This led to his conclusion that acting was more trouble than it was worth. The assistant stage manager on the production, Bill Kenwright, would go on to become one of the UK's most successful producers.
Writing
Ayckbourn's earliest plays were written and produced at a time when the Scarborough Library theatre, like most regional theatres, regularly commissioned work from their own actors to keep costs down. Another actor whose work was being commissioned was David Campton). Ayckbourn's first play, The Square Cat, was sufficiently popular locally to secure further commissions, although neither this nor the following three plays had much impact beyond Scarborough. After his transfer to Victoria Theatre in Stoke-on-Trent, Christmas v Mastermind, flopped; this play is now universally regarded as Ayckbourn's greatest disaster.
Ayckbourn's fortunes revived in 1963 with Mr. Whatnot, which also premiered at the Victoria Theatre. This was the first play that Ayckbourn was sufficiently happy with to allow performances today, and the first play to receive a West End performance. However, the West End production flopped, in part due to misguided casting. After this, Ayckbourn experimented by collaborating with comedians, first writing a monologue for Tommy Cooper, and later with Ronnie Barker, who played Lord Slingsby-Craddock in the London production of Mr Whatnot in 1964, on the scripts for LWT's Hark at Barker. Ayckbourn used the pseudonym Peter Caulfield because he was under exclusive contract to the BBC at the time.
In 1965, back at the Scarborough Library Theatre, Meet my Father was produced, and later retitled Relatively Speaking. This time, the play was a massive success, both in Scarborough and in the West End, earning Ayckbourn a congratulatory telegram from Noël Coward. This was not quite the end of Ayckbourn's hit-and-miss record. His next play, The Sparrow ran for only three weeks at Scarborough but the following play, How the Other Half Loves, secured his runaway success as a playwright.
The height of Ayckbourn's commercial success came with plays such as Absurd Person Singular (1975), The Norman Conquests trilogy (1973), Bedroom Farce (1975) and Just Between Ourselves (1976). These plays focused heavily on marriage in the British middle classes. The only failure during this period was a 1975 musical with Andrew Lloyd Webber, Jeeves; even this did little to dent Ayckbourn's career.
From the 1980s, Ayckbourn moved away from the recurring theme of marriage to explore other contemporary issues. One example was Woman in Mind, a play performed entirely from the perspective of a woman going through a nervous breakdown. He also experimented with unconventional ways of writing plays: Intimate Exchanges, for example, has one beginning and sixteen possible endings, and in House & Garden, two plays take place simultaneously on two separate stages. He also diversified into children's theatre, such as Mr A's Amazing Maze Plays and musical plays, such as By Jeeves (a more successful rewrite of the original Jeeves).
With a résumé of over seventy plays, of which more than forty have played at the National Theatre or in the West End, Alan Ayckbourn is one of England's most successful living playwrights. Despite his success, honours and awards (which include a prestigious Laurence Olivier Award), Alan Ayckbourn remains a relatively anonymous figure, dedicated to regional theatre. Throughout his writing career, all but four of his plays premiered at the Stephen Joseph Theatre in Scarborough in its three different locations.
Ayckbourn received the CBE in 1987 and was knighted in the 1997 New Year Honours. It is frequently claimed (but not proved) that Alan Ayckbourn is the most performed living English playwright, and the second most performed of all time, after Shakespeare.
Although Ayckbourn's plays no longer dominate the theatrical scene on the scale of his earlier works, he continues to write. Among major success has been Private Fears in Public Places, which had a hugely successful Off-Broadway run at 59E59 Theaters and, in 2006, was made into a film, Cœurs, directed by Alain Resnais. After Ayckbourn suffered a stroke, there was uncertainty as to whether he could continue to write. The play that premiered immediately after his stroke, If I Were You, had been written before his illness; the first play written afterwards, Life and Beth, premiered in the summer of 2008. Ayckbourn continues to write for the Stephen Joseph Theatre on the invitation of his successor as artistic director, Chris Monks. The first new play under this arrangement, My Wonderful Day, was performed in October 2009.
Ayckbourn continues to experiment with theatrical form. The play Roundelay opened in September 2014; before each performance, members of the audience are invited to extract five coloured ping pong balls from a bag, leaving the order in which each of the five acts is played left to chance, and allowing 120 possible permutations. In Arrivals and Departures (2013), the first half of the play is told from the point of view of one character, only for the second half to dramatise the same events from the point of view of another.
Many of Ayckbourn's plays, including Private Fears in Public Places, Intimate Exchanges, My Wonderful Day and Neighbourhood Watch, have had their New York premiere at 59E59 Theaters as part of the annual Brits Off Broadway Festival.
In 2019, Ayckbourn had published his first novel, The Divide, which had previously been showcased during a reading at the Stephen Joseph Theatre.
As a consequence of the Covid lockdown, Ayckbourn's 2020 play, Anno Domino, was recorded as a radio production, with Ayckbourn and his wife Heather playing all the roles. Similarly, Ayckbourn's Covid-period 2021 play, The Girl Next Door, was streamed online and made available behind a paywall on the Stephen Joseph Theatre's website.
In 2022, the first Ayckbourn play in around 60 years premiered in a venue other than Scarborough: All Lies at the Old Laundry in Bowness-on-Windermere.
Directing
Although Ayckbourn is best known as a writer, it is said that he only spends 10% of his time writing plays. Most of the remaining time is spent directing.
Ayckbourn began directing at the Scarborough Library Theatre in 1961, with a production of Gaslight by Patrick Hamilton. During that year and the next, he directed five other plays in Scarborough and, after transferring to the Victoria Theatre, in 1963 directed a further six plays. Between 1964 and 1967, much of his time was taken up by various productions of his early successes, Mr. Whatnot and Relatively Speaking and he directed only one play, The Sparrow, which he wrote and which was later withdrawn. In 1968, he resumed directing plays regularly, mostly at Scarborough. At this time he also worked as a radio drama producer for the BBC, based in Leeds.
At first, his directing career was kept separate from his writing career. It was not until 1963 that Ayckbourn directed a play of his own (a revival of Standing Room Only) and 1967 before he directed a premiere of his own (The Sparrow). The London premieres remained in the hands of other directors for longer; the first of his own plays to be directed by him in London was Bedroom Farce, in 1977.
After the death of Stephen Joseph in 1967, the Director of Productions was appointed on an annual basis. Ayckbourn was offered the position in 1969 and 1970, succeeding Rodney Wood, but he handed the position over to Caroline Smith in 1971, having spent most that year in the US with How the Other Half Loves. He became Director of Productions again in 1972 and, on 12 November of that year, he was made the permanent artistic director of the theatre.
In mid-1986, Ayckbourn accepted an invitation to work as a visiting director for two years at the National Theatre in London, to form his own company, and perform a play in each of the three auditoria, provided at least one was a new play of his own. He used a stock company that included performers such as Michael Gambon, Polly Adams and Simon Cadell. The three plays became four: Tons of Money by Will Evans and Valentine, with adaptations by Ayckbourn (Lyttelton); Arthur Miller's A View From the Bridge (Cottesloe); his own play A Small Family Business (Olivier) and John Ford's 'Tis Pity She's a Whore (Olivier again). During this time, Ayckbourn shared his role of artistic director of the Stephen Joseph Theatre with Robin Herford and returned in 1987 to direct the premiere of Henceforward....
He announced in 1999 that he would step back from directing the work of other playwrights, to concentrate on his own plays, the last one being Rob Shearman's Knights in Plastic Armour in 1999; he made one exception in 2002, when he directed the world premiere of Tim Firth's The Safari Party.
In 2002, following a dispute over the Duchess Theatre's handling of Damsels in Distress, Ayckbourn sharply criticised both this and the West End's treatment of theatre in general and, in particular, their casting of celebrities. Although he did not explicitly say he would boycott the West End, he did not return to direct in there again until 2009, with a revival of Woman in Mind. He did, however, allow other West End producers to revive Absurd Person Singular in 2007 and The Norman Conquests in 2008.
Ayckbourn suffered a stroke in February 2006 and returned to work in September; the premiere of his 70th play If I Were You at the Stephen Joseph Theatre came the following month.
He announced in June 2007 that he would retire as artistic director of the Stephen Joseph Theatre after the 2008 season. His successor, Chris Monks, took over at the start of the 2009–2010 season but Ayckbourn remained to direct premieres and revivals of his work at the theatre, beginning with How the Other Half Loves in June 2009.
In March 2010, he directed an in-the-round revival of his play Taking Steps at the Orange Tree Theatre, winning universal press acclaim.
In July 2014, Ayckbourn directed a musical adaptation of The Boy Who Fell into A Book, with musical adaptation and lyrics by Paul James and music by Eric Angus and Cathy Shostak. The show ran in The Stephen Joseph Theatre and received critical acclaim.
Honours and awards
1973: Evening Standard Award, Best Comedy, for Absurd Person Singular
1974: Evening Standard Award, Best Play, for The Norman Conquests
1977: Evening Standard Award, Best Play, for Just Between Ourselves
1981: Honorary Doctor of Letters degree (Litt.D.) from University of Hull
1985: Evening Standard Award, Best Comedy, for A Chorus of Disapproval
1985: Laurence Olivier Award, Best Comedy, for A Chorus of Disapproval
1986: Freedom of the Borough of Scarborough.
1987: Evening Standard Award, Best Play, for A Small Family Business
1987: Plays and Players Award
1987: Honorary Doctor of Letters degree (Litt.D.) from Keele University
1987: Honorary Doctor of Letters degree (Litt.D.) from University of Leeds
1987: Commander of the Order of the British Empire (CBE)
1989: Evening Standard Award, Best Comedy, for Henceforward...
1990: Evening Standard Award, Best Comedy, for Man of the Moment
1997: Knight Bachelor
1998: Honorary Doctor of the University degree (D.Univ.) from Open University
2008: Induction into the American Theater Hall of Fame
2009: Laurence Olivier Special Award
2009: The Critics' Circle annual award for Distinguished Service to the Arts
2011: Honorary Doctor of Letters degree (Litt.D.) from York St. John University
Ayckbourn also sits on the Council of the Society of Authors. He is also a longtime patron of Next Stage Theatre Company, an amateur theatre company based in Bath.
Works
Full-length plays
One-act plays
Alan Ayckbourn has written eight one-act plays. Five of them (Mother Figure, Drinking Companion, Between Mouthfuls, Gosforth's Fete and Widows Might) were written for Confusions, first performed in 1974.
The other three one-act plays are:
Countdown, first performed in 1962, most well known as part of Mixed Doubles, a set of short one-act plays and monologues contributed by nine different authors.
Ernie's Incredible Illucinations, written in 1969 for a collection of short plays and intended for performance by schools.
A Cut in the Rates, performed at the Stephen Joseph Theatre in 1984, and filmed for a BBC documentary.
Books
Ayckbourn, Alan (2019) The Divide. UK: PS Publishing. ISBN 978-1-786364-47-0.
Film adaptations of Ayckbourn plays
Plays adapted as films include:
A Chorus of Disapproval (play) filmed as A Chorus of Disapproval (1988 film), directed by Michael Winner;
Intimate Exchanges (play) filmed as Smoking/No Smoking (1993 film), directed by Alain Resnais;
The Revengers' Comedies (play) filmed as The Revengers' Comedies (also known as Sweet Revenge), directed by Malcolm Mowbray;
Private Fears in Public Places (play) filmed as Cœurs (2006 film) directed by Alain Resnais.
Life of Riley (play) filmed as Life of Riley (2014 film) directed by Alain Resnais.
Notes
References
External links
Archival material at
1939 births
Living people
English dramatists and playwrights
Knights Bachelor
Commanders of the Order of the British Empire
People educated at Haileybury and Imperial Service College
Laurence Olivier Award winners
Writers from Scarborough, North Yorkshire
People from Hampstead
Writers from the London Borough of Camden
Fellows of St Catherine's College, Oxford
Fellows of the Royal Society of Literature
20th-century British dramatists and playwrights
21st-century British dramatists and playwrights
English male dramatists and playwrights
Special Tony Award recipients |
1985 | https://en.wikipedia.org/wiki/Absorption | Absorption | Absorption may refer to:
Chemistry and biology
Absorption (biology), digestion
Absorption (small intestine)
Absorption (chemistry), diffusion of particles of gas or liquid into liquid or solid materials
Absorption (skin), a route by which substances enter the body through the skin
Absorption (pharmacology), absorption of drugs into the body
Physics and chemical engineering
Absorption (acoustics), absorption of sound waves by a material
Absorption (electromagnetic radiation), absorption of light or other electromagnetic radiation by a material
Absorption air conditioning, a type of solar air conditioning
Absorption refrigerator, a refrigerator that runs on surplus heat rather than electricity
Dielectric absorption, the inability of a charged capacitor to completely discharge when briefly discharged
Mathematics and economics
Absorption (economics), the total demand of an economy for goods and services both from within and without
Absorption (logic), one of the rules of inference
Absorption costing, or total absorption costing, a method for appraising or valuing a firm's total inventory by including all the manufacturing costs incurred to produce those goods
Absorbing element, in mathematics, an element that does not change when it is combined in a binary operation with some other element
Absorption law, in mathematics, an identity linking a pair of binary operations
See also
Adsorption, the formation of a gas or liquid film on a solid surface
CO2 scrubber, device which absorbs carbon dioxide from circulated gas
Digestion, the uptake of substances by the gastrointestinal tract
Absorption (psychology), a state of becoming absorbed by mental imagery or fantasy
Flow (psychology), a state of total mental "absorption" |
1986 | https://en.wikipedia.org/wiki/Actinophryid | Actinophryid | The actinophryids are an order of heliozoa, a polyphyletic array of stramenopiles, having a close relationship with pedinellids and Ciliophrys. They are common in fresh water and occasionally found in marine and soil habitats. Actinophryids are unicellular and roughly spherical in shape, with many axopodia that radiate outward from the cell body. Axopodia are a type of pseudopodia that are supported by hundreds of microtubules arranged in interlocking spirals and forming a needle-like internal structure or axoneme. Small granules, extrusomes, that lie under the membrane of the body and axopodia capture flagellates, ciliates and small metazoa that make contact with the arms.
Description
Actinophryids are largely aquatic protozoa with a spherical cell body and many needle-like axopodia. They resemble the shape of a sun due to this structure, which is the inspiration for their common name: heliozoa, or "sun-animalcules". Their bodies, without arms, range in size from a few tens of micrometers to slightly under a millimeter across.
The outer region of cell body is often vacuolated. The endoplasm of actinophryids is less vacuolated than the outer layer, and a sharp boundary layer may be seen by light microscopy. The organisms can be either mononucleate, with a single, well defined nucleus in the center of the cell body, or multinucleate, with 10 or more nuclei located under the outer vacuolated layer of cytoplasm. The cytoplasm of actinophryids is often granular, similar to that of Amoeba.
Actinophryid cells may fuse when feeding, creating larger aggregated organisms. Fine granules that occur just under the cell membrane are used up when food vacuoles form to enclose prey. Actinophryids may also form cysts when food is not readily available. A layer of siliceous plates is deposited under the cell membrane during the encystment process.
Contractile vacuoles are common in these organisms, which are presumed to use them to maintain body volume by expelling fluids to compensate for the entry of water by osmosis. Contractile vacuoles are visible as clear bulges from the surface of the cell body that slowly fill then rapidly deflate, expelling their contents into the environment.
Axopodia
The most distinctive characteristic of the actinophryids is their axopodia. These axopodia consist of a central, rigid rod which is coated in a thin layer of ectoplasm. In Actinophrys the axonemes end on the surface of the central nucleus, and in the multicellular Actinosphaerium they end at or near nuclei. The axonemes are composed of microtubules arranged in a double spiral pattern characteristic of the order. Due to their long, parallel construction, these microtubules demonstrate strong birefringence.
These axopodia are used for prey capture, in movement, cell fusion and perhaps division. They are stiff but may flex especially near their tips, and are highly dynamic, undergoing frequent construction and destruction. When used to collect prey items, two methods of capture have been noted, termed axopodial flow and rapid axopodial contraction. Axopodial flow involves the slow movement of a prey item along the surface of the axopod as the ectoplasm itself moves, while rapid axopodial contraction involves the collapse of the axoneme's microtubule structure. This behavior has been documented in many species, including Actinosphaerium nucleofilum, Actinophrys sol, and Raphidiophrys contractilis. The rapid axopodial contraction occurs at high speed, often in excess of 5mm/s or tens of body lengths per second.
The axopodial contractions have been shown to be highly sensitive to environmental factors such as temperature and pressure as well as chemical signals like Ca2+ and colchicine.
Reproduction
Reproduction in actinophryids generally takes place via fission, where one parent cell divides into two or more daughter cells. For multinucleate heliozoa, this process is plasmotomic as the nuclei are not duplicated prior to division. It has been observed that reproduction appears to be a response to food scarcity, with an increased number of divisions following the removal of food and larger organisms during times of food excess.
Actinophryids also undergo autogamy during times of food scarcity. This is better described as genetic reorganization than reproduction, as the number of individuals produced is the same as the initial number. Nonetheless, it serves as a way to increase genetic diversity within an individual which may improve the likelihood of expressing favorable genetic traits.
Plastogamy has also been extensively documented in actinophryids, especially in multinucleate ones. Actinosphaerium were observed to combine freely without the combination of nuclei, and this process sometimes resulted in more or less individuals than originally combined. This process is not caused merely by contact between two individuals but can be caused by damage to the cell body.
Cyst function and formation
Under unfavourable conditions, some species will form a cyst. This is often the product of autogamy, in which case the cysts produced are zygotes. Cells undergoing this process withdraw their axopodia, adhere to the substrate, and take on an opaque and grayish appearance. This cyst then divides until only uninucleate cells remain. The cyst wall is thickly layered 7–8 times and includes gelatinous layers, layers of silica plates, and iron.
Taxonomy
Originally placed in Heliozoa (Sarcodina), the actinophryids are now understood to be part of the stramenopiles. They are unrelated to centrohelid and desmothoracid heliozoa with which they had been previously classified.
There are several genera included within this classification. Actinophrys are smaller and have a single, central nucleus. Most have a cell body 40–50 micrometer in diameter with axopods around 100 μm in length, though this varies significantly. Actinosphaerium are several times larger, from 200 to 1000 μm in diameter, with many nuclei and are found exclusively in fresh water. A third genus, Camptonema, has a debated status. It has been observed once and was treated as a junior subjective synonym of Actinosphaerium by Mikrjukov & Patterson in 2001, but as a valid genus by Cavalier-Smith & Scoble (2013). Heliorapha is a further debated taxon, it being a new generic vehicle for the species azurina that was initially assigned to the genus Ciliophrys.
Classification
According to the latest review of actinophryid classifications, they are organized into two suborders, three families and three genera.
Order Actinophryida Hartmann 1913 [Actinophrydia Kühn 1926; Actinophrydea Hartmann 1913]
Suborder Actinosphaerina
Family Actinosphaeriidae
Actinosphaerium Ritter von Stein 1857 [Echinosphaerium Hovasse 1965] — 4 species.
Actinosphaerium eichhornii
Actinosphaerium nucleofilum
Actinosphaerium akamae
Actinosphaerium arachnoideum
Suborder Actinophryina
Family Actinophryidae Dujardin 1841
Actinophrys Ehrenberg 1830 [Trichoda Müller 1773 nomen oblitum; Peritricha Bory de St.Vincent 1824 nomen dubium non Stein 1859] — 4 species.
Actinophrys sol
Actinophrys pontica
Actinophrys salsuginosa
Actinophrys tauryanini
Family Helioraphidae
Heliorapha — 1 species.
Heliorapha azurina
Gallery
References
Amoeboids |
1988 | https://en.wikipedia.org/wiki/Abel%20Tasman | Abel Tasman | Abel Janszoon Tasman (; 160310 October 1659) was a Dutch seafarer and explorer, best known for his voyages of 1642 and 1644 in the service of the Dutch East India Company (VOC).
Born in 1603 in Lutjegast, Netherlands, Tasman started his career as a merchant seaman and became a skilled navigator. In 1633, he joined the VOC and sailed to Batavia, now Jakarta, Indonesia. He participated in several voyages, including one to Japan. In 1642, Tasman was appointed by the VOC to lead an expedition to explore the uncharted regions of the Southern Pacific Ocean. His mission was to discover new trade routes and to establish trade relations with the native inhabitants. After leaving Batavia, Tasman sailed westward to Mauritius, then south to the Roaring Forties, then eastward, and reached the coast of Tasmania, which he named Van Diemen's Land after his patron. He then sailed north east, and discovered the west coast of New Zealand, which he named Staten Landt, but later renamed Nieuw Zeeland after the Dutch province of Zeeland.
Despite his achievements, Tasman's expedition was not entirely successful. The encounter with the Māori people on the South Island of New Zealand resulted in a violent confrontation, which left four of Tasman's men dead. He returned to Batavia without having made any significant contact with the native inhabitants or establishing any trade relations. Nonetheless, Tasman's expedition paved the way for further exploration and colonization of Australia and New Zealand by the British. Tasman continued to serve the Dutch East India Company until his death in 1659, leaving behind a legacy as one of the greatest explorers of his time.
Origins and early life
Abel Tasman was born around 1603 in Lutjegast, a small village in the province of Groningen, in the north of the Netherlands. The oldest available source mentioning him is dated 27 December 1631 when, as a seafarer living in Amsterdam, the 28-year-old became engaged to marry 21-year-old Jannetje Tjaers, of Palmstraat in the Jordaan district of the city.
Relocation to the Dutch East Indies
Employed by the Dutch East India Company (VOC), Tasman sailed from Texel (Netherlands) to Batavia, now Jakarta, in 1633 taking the southern Brouwer Route. While based in Batavia, Tasman took part in a voyage to Seram Island (in what is now the Maluku Province in Indonesia) because the locals had sold spices to other European nationalities than the Dutch. He had a narrow escape from death when in an incautious landing several of his companions were killed by the inhabitants of the island.
By August 1637, Tasman was back in Amsterdam, and the following year he signed on for another ten years and took his wife with him to Batavia. On 25 March 1638 he tried to sell his property in the Jordaan, but the purchase was cancelled.
He was second-in-command of a 1639 expedition of exploration into the north Pacific under Matthijs Quast. The fleet included the ships Engel and Gracht and reached Fort Zeelandia (Dutch Formosa) and Deshima (an artificial island off Nagasaki, Japan).
First major voyage
In August 1642, the Council of the Indies, consisting of Antonie van Diemen, Cornelis van der Lijn, Joan Maetsuycker, Justus Schouten, Salomon Sweers, Cornelis Witsen, and Pieter Boreel in Batavia dispatched Tasman and Franchoijs Jacobszoon Visscher on a voyage of exploration to little-charted areas east of the Cape of Good Hope, west of Staten Land (near the Cape Horn of South America) and south of the Solomon Islands.
One of the objectives was to obtain knowledge of "all the totally unknown" Provinces of Beach. This was a purported yet non-existent landmass said to have plentiful gold, which had appeared on European maps since the 15th century, as a result of an error in some editions of Marco Polo's works.
The expedition was to use two small ships, Heemskerck and Zeehaen.
Mauritius
In accordance with Visscher's directions, Tasman sailed from Batavia on 14 August 1642 and arrived at Mauritius on 5 September 1642, according to the captain's journal. The reason for this was the crew could be fed well on the island; there was plenty of fresh water and timber to repair the ships. Tasman got the assistance of the governor Adriaan van der Stel.
Because of the prevailing winds, Mauritius was chosen as a turning point. After a four-week stay on the island, both ships left on 8 October using the Roaring Forties to sail east as fast as possible. (No one had gone as far as Pieter Nuyts in 1626/27.) On 7 November, snow and hail influenced the ship's council to alter course to a more north-easterly direction, with the intention of having the Solomon Islands as their destination.
Tasmania
On 24 November 1642, Tasman reached and sighted the west coast of Tasmania, north of Macquarie Harbour. He named his discovery Van Diemen's Land, after Antonio van Diemen, Governor-General of the Dutch East Indies.
Proceeding south, Tasman skirted the southern end of Tasmania and turned north-east. He then tried to work his two ships into Adventure Bay on the east coast of South Bruny Island, but he was blown out to sea by a storm. This area he named Storm Bay. Two days later, on 1 December, Tasman anchored to the north of Cape Frederick Hendrick just north of the Forestier Peninsula. On 2 December, two ship's boats under the command of the Pilot, Major Visscher, rowed through the Marion Narrows into Blackman Bay, and then west to the outflow of Boomer Creek where they gathered some edible "greens". Tasman named the bay, Frederick Hendrik Bay, which included the present North Bay, Marion Bay and what is now Blackman Bay. (Tasman's original naming, Frederick Henrick Bay, was mistakenly transferred to its present location by Marion Dufresne in 1772). The next day, an attempt was made to land in North Bay. However, because the sea was too rough, a ship's carpenter swam through the surf and planted the Dutch flag. Tasman then claimed formal possession of the land on 3 December 1642.
For two more days, he continued to follow the east coast northward to see how far it went. When the land veered to the north-west at Eddystone Point, he tried to follow the coast line but his ships were suddenly hit by the Roaring Forties howling through Bass Strait. Tasman was on a mission to find the Southern Continent not more islands, so he abruptly turned away to the east and continued his continent-hunting.
New Zealand
Tasman had intended to proceed in a northerly direction but as the wind was unfavourable he steered east. The expedition endured a rough voyage and in one of his diary entries Tasman claimed that his compass was the only thing that had kept him alive.
On 13 December 1642 they sighted land on the north-west coast of the South Island of New Zealand, becoming the first Europeans to sight New Zealand. Tasman named it Staten Landt "in honour of the States General" (Dutch parliament). He wrote, "it is possible that this land joins to the Staten Landt but it is uncertain", referring to Isla de los Estados, a landmass of the same name at the southern tip of South America, encountered by the Dutch navigator Jacob Le Maire in 1616. However, in 1643 Brouwer's expedition to Valdivia found out that Staaten Landt was separated by sea from the hypothetical Southern Land. Tasman continued: "We believe that this is the mainland coast of the unknown Southland." Tasman thought he had found the western side of the long-imagined Terra Australis that stretched across the Pacific to near the southern tip of South America.
After sailing north then east for five days, the expedition anchored about from the coast off what is now Golden Bay. A group of Māori paddled out in a waka (canoe) and attacked some sailors who were rowing between the two Dutch vessels. Four sailors were clubbed to death with patu. As Tasman sailed out of the bay he observed 22 waka near the shore, of which "eleven swarming with people came off towards us". The waka approached the Zeehaen which fired and hit a man in the largest waka holding a small white flag. Canister shot also hit the side of a waka. Archaeologist Ian Barber suggests that local Maori were trying to secure a cultivation field under ritual protection (tapu) where they believed the Dutch were attempting to land. As the month of this contact, December was at the mid-point of the locally important sweetpotato/kūmara (Ipomoea batatas) growing season. Tasman named the area "Murderers' Bay".
The expedition then sailed north, sighting Cook Strait, which separates the North and South Islands of New Zealand, and which it mistook for a bight and named "Zeehaen's Bight". Two names that the expedition gave to landmarks in the far north of New Zealand still endure: Cape Maria van Diemen and Three Kings Islands. (Kaap Pieter Boreels was renamed Cape Egmont by Captain James Cook 125 years later.)
Return voyage
En route back to Batavia, Tasman came across the Tongan archipelago on 20 January 1643. While passing the Fiji Islands Tasman's ships came close to being wrecked on the dangerous reefs of the north-eastern part of the Fiji group. He charted the eastern tip of Vanua Levu and Cikobia-i-Lau before making his way back into the open sea.
The expedition turned north-west towards New Guinea and arrived back in Batavia on 15 June 1643.
Second major voyage
Tasman left Batavia on 30 January 1644 on his second voyage with three ships (Limmen, Zeemeeuw and the tender Braek). He followed the south coast of New Guinea eastwards in an attempt to find a passage to the eastern side of New Holland. However, he missed the Torres Strait between New Guinea and Australia, probably due to the numerous reefs and islands obscuring potential routes, and continued his voyage by following the shore of the Gulf of Carpentaria westwards along the north Australian coast. He mapped the north coast of Australia, making observations on New Holland and its people. He arrived back in Batavia in August 1644.
From the point of view of the Dutch East India Company, Tasman's explorations were a disappointment: he had neither found a promising area for trade nor a useful new shipping route. Although Tasman was received courteously on his return, the company was upset that Tasman had not fully explored the lands he found, and decided that a more "persistent explorer" should be chosen for any future expeditions. For over a century, until the era of James Cook, Tasmania and New Zealand were not visited by Europeans; mainland Australia was visited, but usually only by accident.
Later life
On 2 November 1644, Abel Tasman was appointed a member of the Council of Justice in Batavia. He went to Sumatra in 1646, and in August 1647 to Siam (now Thailand) with letters from the company to the King. In May 1648, he was in charge of an expedition sent to Manila to try to intercept and loot the Spanish silver ships coming from America, but he had no success and returned to Batavia in January 1649. In November 1649, he was charged and found guilty of having in the previous year hanged one of his men without trial, was suspended from his office of commander, fined, and made to pay compensation to the relatives of the sailor. On 5 January 1651, he was formally reinstated in his rank and spent his remaining years at Batavia. He was in good circumstances, being one of the larger landowners in the town. He died at Batavia on 10 October 1659 and was survived by his second wife and a daughter by his first wife. His property was divided between his wife and his daughter. In his will (dating from 1657), he left 25 guilders to the poor of his village, Lutjegast.
Although Tasman's pilot, Frans Visscher, published Memoir concerning the discovery of the South land in 1642, Tasman's detailed journal was not published until 1898. Nevertheless, some of his charts and maps were in general circulation and used by subsequent explorers. The journal signed by Abel Tasman of the 1642 voyage is held in the Dutch National Archives at The Hague.
Legacy
Tasman's ten-month voyage in 1642–43 had significant consequences. By circumnavigating Australia (albeit at a distance) Tasman proved that the small fifth continent was not joined to any larger sixth continent, such as the long-imagined Southern Continent. Further, Tasman's suggestion that New Zealand was the western side of that Southern Continent was seized upon by many European cartographers who, for the next century, depicted New Zealand as the west coast of a Terra Australis rising gradually from the waters around Tierra del Fuego. This theory was eventually disproved when Captain Cook circumnavigated New Zealand in 1769.
Multiple places have been named after Tasman, including:
The Australian island and state of Tasmania, renamed after him, formerly Van Diemen's land. It includes features such as:
The Tasman Peninsula.
The Tasman Bridge.
The Tasman Highway.
The Tasman Sea.
In New Zealand:
The Tasman Glacier.
Tasman Lake.
The Tasman River.
Mount Tasman.
The Abel Tasman National Park.
Tasman Bay.
The Tasman District.
Abel Tasman Monument.
Also named after Tasman are:
Tasman Pulp and Paper company, a large pulp and paper producer in Kawerau, New Zealand.
Abel Tasman Drive, in Tākaka.
The former passenger/vehicle ferry Abel Tasman.
The Able Tasmans – an indie band from Auckland, New Zealand.
Tasman, a layout engine for Internet Explorer.
6594 Tasman (1987 MM1), a main-belt asteroid.
Tasman Drive in San Jose, California, and its Tasman light rail station, named after the Tasman Sea.
Tasman Road in Claremont, Cape Town, South Africa.
HMNZS Tasman, shore-based training establishment of the Royal New Zealand Navy.
HMAS Tasman is a Hunter-class frigate that is expected to enter service with the Royal Australian Navy in the late 2020s.
His portrait has been on four New Zealand postage stamp issues, on a 1992 5 NZD coin, and on 1963, 1966 and 1985 Australian postage stamps.
In the Netherlands, many streets are named after him. In Lutjegast, the village where he was born, there is a museum dedicated to his life and travels.
Tasman's life was dramatised for radio in Early in the Morning (1946) a play by Ruth Park.
Tasman map
Held within the collection of the State Library of New South Wales is the Tasman map, thought to have been drawn by Isaac Gilsemans, or completed under the supervision of Franz Jacobszoon Visscher. The map is also known as the Bonaparte map, as it was once owned by Prince Roland Bonaparte, the great-nephew of Napoleon. The map was completed sometime after 1644 and is based on the original charts drawn during Tasman's first and second voyages. As none of the journals or logs composed during Tasman's second voyage have survived, the Bonaparte map remains as an important contemporary artefact of Tasman's voyage to the northern coast of the Australian continent.
The Tasman map reveals the extent of understanding the Dutch had of the Australian continent at the time. The map includes the western and southern coasts of Australia, accidentally encountered by Dutch voyagers as they journeyed by way of the Cape of Good Hope to the VOC headquarters in Batavia. In addition, the map shows the tracks of Tasman's two voyages. Of his second voyage, the map shows the Banda Islands, the southern coast of New Guinea and much of the northern coast of Australia. However, the land areas adjacent to the Torres Strait are shown unexamined; this is despite Tasman having been given orders by VOC Council at Batavia to explore the possibility of a channel between New Guinea and the Australian continent.
There is debate as to the origin of the map. It is widely believed that the map was produced in Batavia; however, it has also been argued that the map was produced in Amsterdam. The authorship of the map has also been debated: while the map is commonly attributed to Tasman, it is now thought to have been the result of a collaboration, probably involving Franchoijs Visscher and Isaack Gilsemans, who took part in both of Tasman's voyages. Whether the map was produced in 1644 is also subject to debate, as a VOC company report in December 1644 suggested that at that time no maps showing Tasman's voyages were yet complete.
In 1943, a mosaic version of the map, composed of coloured brass and marble, was inlaid into the vestibule floor of the Mitchell Library in Sydney. The work was commissioned by the Principal Librarian William Ifould, and completed by the Melocco Brothers of Annandale, who also worked on ANZAC War Memorial in Hyde Park and the crypt at St Mary's Cathedral, Sydney.
See also
Dieppe maps
Willem Janszoon
Janszoon voyage of 1605–06
Theory of Portuguese discovery of Australia
References
Sources
Edward Duyker (ed.) The Discovery of Tasmania: Journal Extracts from the Expeditions of Abel Janszoon Tasman and Marc-Joseph Marion Dufresne 1642 & 1772, St David's Park Publishing/Tasmanian Government Printing Office, Hobart, 1992, pp. 106, .
External links
17th-century Dutch explorers
1603 births
1659 deaths
Dutch explorers of the Pacific
European exploration of Australia
Explorers of Australia
Explorers of New Zealand
Explorers of Tasmania
Maritime exploration of Australia
Maritime history of the Dutch East India Company
People from Grootegast
Sailors on ships of the Dutch East India Company
Tasman Sea
Early modern Netherlandish cartography |
1991 | https://en.wikipedia.org/wiki/Angula | Angula | Angula may refer to:
Aṅgula, a measure equal to a finger's breadth
Eel, a biological order of fish
Nahas Angula, former Prime Minister of Namibia
Helmut Angula
See also
Angul (disambiguation) |
1997 | https://en.wikipedia.org/wiki/Algebraic%20geometry | Algebraic geometry | Algebraic geometry is a branch of mathematics which uses abstract algebraic techniques, mainly from commutative algebra, to solve geometrical problems. Classically, it studies zeros of multivariate polynomials; the modern approach generalizes this in a few different aspects.
The fundamental objects of study in algebraic geometry are algebraic varieties, which are geometric manifestations of solutions of systems of polynomial equations. Examples of the most studied classes of algebraic varieties are lines, circles, parabolas, ellipses, hyperbolas, cubic curves like elliptic curves, and quartic curves like lemniscates and Cassini ovals. These are plane algebraic curves. A point of the plane lies on an algebraic curve if its coordinates satisfy a given polynomial equation. Basic questions involve the study of points of special interest like singular points, inflection points and points at infinity. More advanced questions involve the topology of the curve and the relationship between curves defined by different equations.
Algebraic geometry occupies a central place in modern mathematics and has multiple conceptual connections with such diverse fields as complex analysis, topology and number theory. As a study of systems of polynomial equations in several variables, the subject of algebraic geometry begins with finding specific solutions via equation solving, and then proceeds to understand the intrinsic properties of the totality of solutions of a system of equations. This understanding requires both conceptual theory and computational technique.
In the 20th century, algebraic geometry split into several subareas.
The mainstream of algebraic geometry is devoted to the study of the complex points of the algebraic varieties and more generally to the points with coordinates in an algebraically closed field.
Real algebraic geometry is the study of the real algebraic varieties.
Diophantine geometry and, more generally, arithmetic geometry is the study of algebraic varieties over fields that are not algebraically closed and, specifically, over fields of interest in algebraic number theory, such as the field of rational numbers, number fields, finite fields, function fields, and p-adic fields.
A large part of singularity theory is devoted to the singularities of algebraic varieties.
Computational algebraic geometry is an area that has emerged at the intersection of algebraic geometry and computer algebra, with the rise of computers. It consists mainly of algorithm design and software development for the study of properties of explicitly given algebraic varieties.
Much of the development of the mainstream of algebraic geometry in the 20th century occurred within an abstract algebraic framework, with increasing emphasis being placed on "intrinsic" properties of algebraic varieties not dependent on any particular way of embedding the variety in an ambient coordinate space; this parallels developments in topology, differential and complex geometry. One key achievement of this abstract algebraic geometry is Grothendieck's scheme theory which allows one to use sheaf theory to study algebraic varieties in a way which is very similar to its use in the study of differential and analytic manifolds. This is obtained by extending the notion of point: In classical algebraic geometry, a point of an affine variety may be identified, through Hilbert's Nullstellensatz, with a maximal ideal of the coordinate ring, while the points of the corresponding affine scheme are all prime ideals of this ring. This means that a point of such a scheme may be either a usual point or a subvariety. This approach also enables a unification of the language and the tools of classical algebraic geometry, mainly concerned with complex points, and of algebraic number theory. Wiles' proof of the longstanding conjecture called Fermat's Last Theorem is an example of the power of this approach.
Basic notions
Zeros of simultaneous polynomials
In classical algebraic geometry, the main objects of interest are the vanishing sets of collections of polynomials, meaning the set of all points that simultaneously satisfy one or more polynomial equations. For instance, the two-dimensional sphere of radius 1 in three-dimensional Euclidean space R3 could be defined as the set of all points (x,y,z) with
A "slanted" circle in R3 can be defined as the set of all points (x,y,z) which satisfy the two polynomial equations
Affine varieties
First we start with a field k. In classical algebraic geometry, this field was always the complex numbers C, but many of the same results are true if we assume only that k is algebraically closed. We consider the affine space of dimension n over k, denoted An(k) (or more simply An, when k is clear from the context). When one fixes a coordinate system, one may identify An(k) with kn. The purpose of not working with kn is to emphasize that one "forgets" the vector space structure that kn carries.
A function f : An → A1 is said to be polynomial (or regular) if it can be written as a polynomial, that is, if there is a polynomial p in k[x1,...,xn] such that f(M) = p(t1,...,tn) for every point M with coordinates (t1,...,tn) in An. The property of a function to be polynomial (or regular) does not depend on the choice of a coordinate system in An.
When a coordinate system is chosen, the regular functions on the affine n-space may be identified with the ring of polynomial functions in n variables over k. Therefore, the set of the regular functions on An is a ring, which is denoted k[An].
We say that a polynomial vanishes at a point if evaluating it at that point gives zero. Let S be a set of polynomials in k[An]. The vanishing set of S (or vanishing locus or zero set) is the set V(S) of all points in An where every polynomial in S vanishes. Symbolically,
A subset of An which is V(S), for some S, is called an algebraic set. The V stands for variety (a specific type of algebraic set to be defined below).
Given a subset U of An, can one recover the set of polynomials which generate it? If U is any subset of An, define I(U) to be the set of all polynomials whose vanishing set contains U. The I stands for ideal: if two polynomials f and g both vanish on U, then f+g vanishes on U, and if h is any polynomial, then hf vanishes on U, so I(U) is always an ideal of the polynomial ring k[An].
Two natural questions to ask are:
Given a subset U of An, when is U = V(I(U))?
Given a set S of polynomials, when is S = I(V(S))?
The answer to the first question is provided by introducing the Zariski topology, a topology on An whose closed sets are the algebraic sets, and which directly reflects the algebraic structure of k[An]. Then U = V(I(U)) if and only if U is an algebraic set or equivalently a Zariski-closed set. The answer to the second question is given by Hilbert's Nullstellensatz. In one of its forms, it says that I(V(S)) is the radical of the ideal generated by S. In more abstract language, there is a Galois connection, giving rise to two closure operators; they can be identified, and naturally play a basic role in the theory; the example is elaborated at Galois connection.
For various reasons we may not always want to work with the entire ideal corresponding to an algebraic set U. Hilbert's basis theorem implies that ideals in k[An] are always finitely generated.
An algebraic set is called irreducible if it cannot be written as the union of two smaller algebraic sets. Any algebraic set is a finite union of irreducible algebraic sets and this decomposition is unique. Thus its elements are called the irreducible components of the algebraic set. An irreducible algebraic set is also called a variety. It turns out that an algebraic set is a variety if and only if it may be defined as the vanishing set of a prime ideal of the polynomial ring.
Some authors do not make a clear distinction between algebraic sets and varieties and use irreducible variety to make the distinction when needed.
Regular functions
Just as continuous functions are the natural maps on topological spaces and smooth functions are the natural maps on differentiable manifolds, there is a natural class of functions on an algebraic set, called regular functions or polynomial functions. A regular function on an algebraic set V contained in An is the restriction to V of a regular function on An. For an algebraic set defined on the field of the complex numbers, the regular functions are smooth and even analytic.
It may seem unnaturally restrictive to require that a regular function always extend to the ambient space, but it is very similar to the situation in a normal topological space, where the Tietze extension theorem guarantees that a continuous function on a closed subset always extends to the ambient topological space.
Just as with the regular functions on affine space, the regular functions on V form a ring, which we denote by k[V]. This ring is called the coordinate ring of V.
Since regular functions on V come from regular functions on An, there is a relationship between the coordinate rings. Specifically, if a regular function on V is the restriction of two functions f and g in k[An], then f − g is a polynomial function which is null on V and thus belongs to I(V). Thus k[V] may be identified with k[An]/I(V).
Morphism of affine varieties
Using regular functions from an affine variety to A1, we can define regular maps from one affine variety to another. First we will define a regular map from a variety into affine space: Let V be a variety contained in An. Choose m regular functions on V, and call them f1, ..., fm. We define a regular map f from V to Am by letting . In other words, each fi determines one coordinate of the range of f.
If V′ is a variety contained in Am, we say that f is a regular map from V to V′ if the range of f is contained in V′.
The definition of the regular maps apply also to algebraic sets.
The regular maps are also called morphisms, as they make the collection of all affine algebraic sets into a category, where the objects are the affine algebraic sets and the morphisms are the regular maps. The affine varieties is a subcategory of the category of the algebraic sets.
Given a regular map g from V to V′ and a regular function f of k[V′], then . The map is a ring homomorphism from k[V′] to k[V]. Conversely, every ring homomorphism from k[V′] to k[V] defines a regular map from V to V′. This defines an equivalence of categories between the category of algebraic sets and the opposite category of the finitely generated reduced k-algebras. This equivalence is one of the starting points of scheme theory.
Rational function and birational equivalence
In contrast to the preceding sections, this section concerns only varieties and not algebraic sets. On the other hand, the definitions extend naturally to projective varieties (next section), as an affine variety and its projective completion have the same field of functions.
If V is an affine variety, its coordinate ring is an integral domain and has thus a field of fractions which is denoted k(V) and called the field of the rational functions on V or, shortly, the function field of V. Its elements are the restrictions to V of the rational functions over the affine space containing V. The domain of a rational function f is not V but the complement of the subvariety (a hypersurface) where the denominator of f vanishes.
As with regular maps, one may define a rational map from a variety V to a variety V'. As with the regular maps, the rational maps from V to V' may be identified to the field homomorphisms from k(V') to k(V).
Two affine varieties are birationally equivalent if there are two rational functions between them which are inverse one to the other in the regions where both are defined. Equivalently, they are birationally equivalent if their function fields are isomorphic.
An affine variety is a rational variety if it is birationally equivalent to an affine space. This means that the variety admits a rational parameterization, that is a parametrization with rational functions. For example, the circle of equation is a rational curve, as it has the parametric equation
which may also be viewed as a rational map from the line to the circle.
The problem of resolution of singularities is to know if every algebraic variety is birationally equivalent to a variety whose projective completion is nonsingular (see also smooth completion). It was solved in the affirmative in characteristic 0 by Heisuke Hironaka in 1964 and is yet unsolved in finite characteristic.
Projective variety
Just as the formulas for the roots of second, third, and fourth degree polynomials suggest extending real numbers to the more algebraically complete setting of the complex numbers, many properties of algebraic varieties suggest extending affine space to a more geometrically complete projective space. Whereas the complex numbers are obtained by adding the number i, a root of the polynomial , projective space is obtained by adding in appropriate points "at infinity", points where parallel lines may meet.
To see how this might come about, consider the variety . If we draw it, we get a parabola. As x goes to positive infinity, the slope of the line from the origin to the point (x, x2) also goes to positive infinity. As x goes to negative infinity, the slope of the same line goes to negative infinity.
Compare this to the variety V(y − x3). This is a cubic curve. As x goes to positive infinity, the slope of the line from the origin to the point (x, x3) goes to positive infinity just as before. But unlike before, as x goes to negative infinity, the slope of the same line goes to positive infinity as well; the exact opposite of the parabola. So the behavior "at infinity" of V(y − x3) is different from the behavior "at infinity" of V(y − x2).
The consideration of the projective completion of the two curves, which is their prolongation "at infinity" in the projective plane, allows us to quantify this difference: the point at infinity of the parabola is a regular point, whose tangent is the line at infinity, while the point at infinity of the cubic curve is a cusp. Also, both curves are rational, as they are parameterized by x, and the Riemann-Roch theorem implies that the cubic curve must have a singularity, which must be at infinity, as all its points in the affine space are regular.
Thus many of the properties of algebraic varieties, including birational equivalence and all the topological properties, depend on the behavior "at infinity" and so it is natural to study the varieties in projective space. Furthermore, the introduction of projective techniques made many theorems in algebraic geometry simpler and sharper: For example, Bézout's theorem on the number of intersection points between two varieties can be stated in its sharpest form only in projective space. For these reasons, projective space plays a fundamental role in algebraic geometry.
Nowadays, the projective space Pn of dimension n is usually defined as the set of the lines passing through a point, considered as the origin, in the affine space of dimension , or equivalently to the set of the vector lines in a vector space of dimension . When a coordinate system has been chosen in the space of dimension , all the points of a line have the same set of coordinates, up to the multiplication by an element of k. This defines the homogeneous coordinates of a point of Pn as a sequence of elements of the base field k, defined up to the multiplication by a nonzero element of k (the same for the whole sequence).
A polynomial in variables vanishes at all points of a line passing through the origin if and only if it is homogeneous. In this case, one says that the polynomial vanishes at the corresponding point of Pn. This allows us to define a projective algebraic set in Pn as the set , where a finite set of homogeneous polynomials vanishes. Like for affine algebraic sets, there is a bijection between the projective algebraic sets and the reduced homogeneous ideals which define them. The projective varieties are the projective algebraic sets whose defining ideal is prime. In other words, a projective variety is a projective algebraic set, whose homogeneous coordinate ring is an integral domain, the projective coordinates ring being defined as the quotient of the graded ring or the polynomials in variables by the homogeneous (reduced) ideal defining the variety. Every projective algebraic set may be uniquely decomposed into a finite union of projective varieties.
The only regular functions which may be defined properly on a projective variety are the constant functions. Thus this notion is not used in projective situations. On the other hand, the field of the rational functions or function field is a useful notion, which, similarly to the affine case, is defined as the set of the quotients of two homogeneous elements of the same degree in the homogeneous coordinate ring.
Real algebraic geometry
Real algebraic geometry is the study of real algebraic varieties.
The fact that the field of the real numbers is an ordered field cannot be ignored in such a study. For example, the curve of equation is a circle if , but has no real points if . Real algebraic geometry also investigates, more broadly, semi-algebraic sets, which are the solutions of systems of polynomial inequalities. For example, neither branch of the hyperbola of equation is a real algebraic variety. However, the branch in the first quadrant is a semi-algebraic set defined by and .
One open problem in real algebraic geometry is the following part of Hilbert's sixteenth problem: Decide which respective positions are possible for the ovals of a nonsingular plane curve of degree 8.
Computational algebraic geometry
One may date the origin of computational algebraic geometry to meeting EUROSAM'79 (International Symposium on Symbolic and Algebraic Manipulation) held at Marseille, France, in June 1979. At this meeting,
Dennis S. Arnon showed that George E. Collins's Cylindrical algebraic decomposition (CAD) allows the computation of the topology of semi-algebraic sets,
Bruno Buchberger presented Gröbner bases and his algorithm to compute them,
Daniel Lazard presented a new algorithm for solving systems of homogeneous polynomial equations with a computational complexity which is essentially polynomial in the expected number of solutions and thus simply exponential in the number of the unknowns. This algorithm is strongly related with Macaulay's multivariate resultant.
Since then, most results in this area are related to one or several of these items either by using or improving one of these algorithms, or by finding algorithms whose complexity is simply exponential in the number of the variables.
A body of mathematical theory complementary to symbolic methods called numerical algebraic geometry has been developed over the last several decades. The main computational method is homotopy continuation. This supports, for example, a model of floating point computation for solving problems of algebraic geometry.
Gröbner basis
A Gröbner basis is a system of generators of a polynomial ideal whose computation allows the deduction of many properties of the affine algebraic variety defined by the ideal.
Given an ideal I defining an algebraic set V:
V is empty (over an algebraically closed extension of the basis field), if and only if the Gröbner basis for any monomial ordering is reduced to {1}.
By means of the Hilbert series one may compute the dimension and the degree of V from any Gröbner basis of I for a monomial ordering refining the total degree.
If the dimension of V is 0, one may compute the points (finite in number) of V from any Gröbner basis of I (see Systems of polynomial equations).
A Gröbner basis computation allows one to remove from V all irreducible components which are contained in a given hypersurface.
A Gröbner basis computation allows one to compute the Zariski closure of the image of V by the projection on the k first coordinates, and the subset of the image where the projection is not proper.
More generally Gröbner basis computations allow one to compute the Zariski closure of the image and the critical points of a rational function of V into another affine variety.
Gröbner basis computations do not allow one to compute directly the primary decomposition of I nor the prime ideals defining the irreducible components of V, but most algorithms for this involve Gröbner basis computation. The algorithms which are not based on Gröbner bases use regular chains but may need Gröbner bases in some exceptional situations.
Gröbner bases are deemed to be difficult to compute. In fact they may contain, in the worst case, polynomials whose degree is doubly exponential in the number of variables and a number of polynomials which is also doubly exponential. However, this is only a worst case complexity, and the complexity bound of Lazard's algorithm of 1979 may frequently apply. Faugère F5 algorithm realizes this complexity, as it may be viewed as an improvement of Lazard's 1979 algorithm. It follows that the best implementations allow one to compute almost routinely with algebraic sets of degree more than 100. This means that, presently, the difficulty of computing a Gröbner basis is strongly related to the intrinsic difficulty of the problem.
Cylindrical algebraic decomposition (CAD)
CAD is an algorithm which was introduced in 1973 by G. Collins to implement with an acceptable complexity the Tarski–Seidenberg theorem on quantifier elimination over the real numbers.
This theorem concerns the formulas of the first-order logic whose atomic formulas are polynomial equalities or inequalities between polynomials with real coefficients. These formulas are thus the formulas which may be constructed from the atomic formulas by the logical operators and (∧), or (∨), not (¬), for all (∀) and exists (∃). Tarski's theorem asserts that, from such a formula, one may compute an equivalent formula without quantifier (∀, ∃).
The complexity of CAD is doubly exponential in the number of variables. This means that CAD allows, in theory, to solve every problem of real algebraic geometry which may be expressed by such a formula, that is almost every problem concerning explicitly given varieties and semi-algebraic sets.
While Gröbner basis computation has doubly exponential complexity only in rare cases, CAD has almost always this high complexity. This implies that, unless if most polynomials appearing in the input are linear, it may not solve problems with more than four variables.
Since 1973, most of the research on this subject is devoted either to improving CAD or finding alternative algorithms in special cases of general interest.
As an example of the state of art, there are efficient algorithms to find at least a point in every connected component of a semi-algebraic set, and thus to test if a semi-algebraic set is empty. On the other hand, CAD is yet, in practice, the best algorithm to count the number of connected components.
Asymptotic complexity vs. practical efficiency
The basic general algorithms of computational geometry have a double exponential worst case complexity. More precisely, if d is the maximal degree of the input polynomials and n the number of variables, their complexity is at most for some constant c, and, for some inputs, the complexity is at least for another constant c′.
During the last 20 years of the 20th century, various algorithms have been introduced to solve specific subproblems with a better complexity. Most of these algorithms have a complexity .
Among these algorithms which solve a sub problem of the problems solved by Gröbner bases, one may cite testing if an affine variety is empty and solving nonhomogeneous polynomial systems which have a finite number of solutions. Such algorithms are rarely implemented because, on most entries Faugère's F4 and F5 algorithms have a better practical efficiency and probably a similar or better complexity (probably because the evaluation of the complexity of Gröbner basis algorithms on a particular class of entries is a difficult task which has been done only in a few special cases).
The main algorithms of real algebraic geometry which solve a problem solved by CAD are related to the topology of semi-algebraic sets. One may cite counting the number of connected components, testing if two points are in the same components or computing a Whitney stratification of a real algebraic set. They have a complexity of
, but the constant involved by O notation is so high that using them to solve any nontrivial problem effectively solved by CAD, is impossible even if one could use all the existing computing power in the world. Therefore, these algorithms have never been implemented and this is an active research area to search for algorithms with have together a good asymptotic complexity and a good practical efficiency.
Abstract modern viewpoint
The modern approaches to algebraic geometry redefine and effectively extend the range of basic objects in various levels of generality to schemes, formal schemes, ind-schemes, algebraic spaces, algebraic stacks and so on. The need for this arises already from the useful ideas within theory of varieties, e.g. the formal functions of Zariski can be accommodated by introducing nilpotent elements in structure rings; considering spaces of loops and arcs, constructing quotients by group actions and developing formal grounds for natural intersection theory and deformation theory lead to some of the further extensions.
Most remarkably, in the late 1950s, algebraic varieties were subsumed into Alexander Grothendieck's concept of a scheme. Their local objects are affine schemes or prime spectra which are locally ringed spaces which form a category which is antiequivalent to the category of commutative unital rings, extending the duality between the category of affine algebraic varieties over a field k, and the category of finitely generated reduced k-algebras. The gluing is along Zariski topology; one can glue within the category of locally ringed spaces, but also, using the Yoneda embedding, within the more abstract category of presheaves of sets over the category of affine schemes. The Zariski topology in the set theoretic sense is then replaced by a Grothendieck topology. Grothendieck introduced Grothendieck topologies having in mind more exotic but geometrically finer and more sensitive examples than the crude Zariski topology, namely the étale topology, and the two flat Grothendieck topologies: fppf and fpqc; nowadays some other examples became prominent including Nisnevich topology. Sheaves can be furthermore generalized to stacks in the sense of Grothendieck, usually with some additional representability conditions leading to Artin stacks and, even finer, Deligne–Mumford stacks, both often called algebraic stacks.
Sometimes other algebraic sites replace the category of affine schemes. For example, Nikolai Durov has introduced commutative algebraic monads as a generalization of local objects in a generalized algebraic geometry. Versions of a tropical geometry, of an absolute geometry over a field of one element and an algebraic analogue of Arakelov's geometry were realized in this setup.
Another formal generalization is possible to universal algebraic geometry in which every variety of algebras has its own algebraic geometry. The term variety of algebras should not be confused with algebraic variety.
The language of schemes, stacks and generalizations has proved to be a valuable way of dealing with geometric concepts and became cornerstones of modern algebraic geometry.
Algebraic stacks can be further generalized and for many practical questions like deformation theory and intersection theory, this is often the most natural approach. One can extend the Grothendieck site of affine schemes to a higher categorical site of derived affine schemes, by replacing the commutative rings with an infinity category of differential graded commutative algebras, or of simplicial commutative rings or a similar category with an appropriate variant of a Grothendieck topology. One can also replace presheaves of sets by presheaves of simplicial sets (or of infinity groupoids). Then, in presence of an appropriate homotopic machinery one can develop a notion of derived stack as such a presheaf on the infinity category of derived affine schemes, which is satisfying certain infinite categorical version of a sheaf axiom (and to be algebraic, inductively a sequence of representability conditions). Quillen model categories, Segal categories and quasicategories are some of the most often used tools to formalize this yielding the derived algebraic geometry, introduced by the school of Carlos Simpson, including Andre Hirschowitz, Bertrand Toën, Gabrielle Vezzosi, Michel Vaquié and others; and developed further by Jacob Lurie, Bertrand Toën, and Gabriele Vezzosi. Another (noncommutative) version of derived algebraic geometry, using A-infinity categories has been developed from the early 1990s by Maxim Kontsevich and followers.
History
Before the 16th century
Some of the roots of algebraic geometry date back to the work of the Hellenistic Greeks from the 5th century BC. The Delian problem, for instance, was to construct a length x so that the cube of side x contained the same volume as the rectangular box a2b for given sides a and b. Menaechmus () considered the problem geometrically by intersecting the pair of plane conics ay = x2 and xy = ab. In the 3rd century BC, Archimedes and Apollonius systematically studied additional problems on conic sections using coordinates. Apollonius in the Conics further developed a method that is so similar to analytic geometry that his work is sometimes thought to have anticipated the work of Descartes by some 1800 years. His application of reference lines, a diameter and a tangent is essentially no different from our modern use of a coordinate frame, where the distances measured along the diameter from the point of tangency are the abscissas, and the segments parallel to the tangent and intercepted between the axis and the curve are the ordinates. He further developed relations between the abscissas and the corresponding coordinates using geometric methods like using parabolas and curves. Medieval mathematicians, including Omar Khayyam, Leonardo of Pisa, Gersonides and Nicole Oresme in the Medieval Period , solved certain cubic and quadratic equations by purely algebraic means and then interpreted the results geometrically. The Persian mathematician Omar Khayyám (born 1048 AD) believed that there was a relationship between arithmetic, algebra and geometry. This was criticized by Jeffrey Oaks, who claims that the study of curves by means of equations originated with Descartes in the seventeenth century.
Renaissance
Such techniques of applying geometrical constructions to algebraic problems were also adopted by a number of Renaissance mathematicians such as Gerolamo Cardano and Niccolò Fontana "Tartaglia" on their studies of the cubic equation. The geometrical approach to construction problems, rather than the algebraic one, was favored by most 16th and 17th century mathematicians, notably Blaise Pascal who argued against the use of algebraic and analytical methods in geometry. The French mathematicians Franciscus Vieta and later René Descartes and Pierre de Fermat revolutionized the conventional way of thinking about construction problems through the introduction of coordinate geometry. They were interested primarily in the properties of algebraic curves, such as those defined by Diophantine equations (in the case of Fermat), and the algebraic reformulation of the classical Greek works on conics and cubics (in the case of Descartes).
During the same period, Blaise Pascal and Gérard Desargues approached geometry from a different perspective, developing the synthetic notions of projective geometry. Pascal and Desargues also studied curves, but from the purely geometrical point of view: the analog of the Greek ruler and compass construction. Ultimately, the analytic geometry of Descartes and Fermat won out, for it supplied the 18th century mathematicians with concrete quantitative tools needed to study physical problems using the new calculus of Newton and Leibniz. However, by the end of the 18th century, most of the algebraic character of coordinate geometry was subsumed by the calculus of infinitesimals of Lagrange and Euler.
19th and early 20th century
It took the simultaneous 19th century developments of non-Euclidean geometry and Abelian integrals in order to bring the old algebraic ideas back into the geometrical fold. The first of these new developments was seized up by Edmond Laguerre and Arthur Cayley, who attempted to ascertain the generalized metric properties of projective space. Cayley introduced the idea of homogeneous polynomial forms, and more specifically quadratic forms, on projective space. Subsequently, Felix Klein studied projective geometry (along with other types of geometry) from the viewpoint that the geometry on a space is encoded in a certain class of transformations on the space. By the end of the 19th century, projective geometers were studying more general kinds of transformations on figures in projective space. Rather than the projective linear transformations which were normally regarded as giving the fundamental Kleinian geometry on projective space, they concerned themselves also with the higher degree birational transformations. This weaker notion of congruence would later lead members of the 20th century Italian school of algebraic geometry to classify algebraic surfaces up to birational isomorphism.
The second early 19th century development, that of Abelian integrals, would lead Bernhard Riemann to the development of Riemann surfaces.
In the same period began the algebraization of the algebraic geometry through commutative algebra. The prominent results in this direction are Hilbert's basis theorem and Hilbert's Nullstellensatz, which are the basis of the connection between algebraic geometry and commutative algebra, and Macaulay's multivariate resultant, which is the basis of elimination theory. Probably because of the size of the computation which is implied by multivariate resultants, elimination theory was forgotten during the middle of the 20th century until it was renewed by singularity theory and computational algebraic geometry.
20th century
B. L. van der Waerden, Oscar Zariski and André Weil developed a foundation for algebraic geometry based on contemporary commutative algebra, including valuation theory and the theory of ideals. One of the goals was to give a rigorous framework for proving the results of the Italian school of algebraic geometry. In particular, this school used systematically the notion of generic point without any precise definition, which was first given by these authors during the 1930s.
In the 1950s and 1960s, Jean-Pierre Serre and Alexander Grothendieck recast the foundations making use of sheaf theory. Later, from about 1960, and largely led by Grothendieck, the idea of schemes was worked out, in conjunction with a very refined apparatus of homological techniques. After a decade of rapid development the field stabilized in the 1970s, and new applications were made, both to number theory and to more classical geometric questions on algebraic varieties, singularities, moduli, and formal moduli.
An important class of varieties, not easily understood directly from their defining equations, are the abelian varieties, which are the projective varieties whose points form an abelian group. The prototypical examples are the elliptic curves, which have a rich theory. They were instrumental in the proof of Fermat's Last Theorem and are also used in elliptic-curve cryptography.
In parallel with the abstract trend of the algebraic geometry, which is concerned with general statements about varieties, methods for effective computation with concretely-given varieties have also been developed, which lead to the new area of computational algebraic geometry. One of the founding methods of this area is the theory of Gröbner bases, introduced by Bruno Buchberger in 1965. Another founding method, more specially devoted to real algebraic geometry, is the cylindrical algebraic decomposition, introduced by George E. Collins in 1973.
See also: derived algebraic geometry.
Analytic geometry
An analytic variety is defined locally as the set of common solutions of several equations involving analytic functions. It is analogous to the included concept of real or complex algebraic variety. Any complex manifold is an analytic variety. Since analytic varieties may have singular points, not all analytic varieties are manifolds.
Modern analytic geometry is essentially equivalent to real and complex algebraic geometry, as has been shown by Jean-Pierre Serre in his paper GAGA, the name of which is French for Algebraic geometry and analytic geometry. Nevertheless, the two fields remain distinct, as the methods of proof are quite different and algebraic geometry includes also geometry in finite characteristic.
Applications
Algebraic geometry now finds applications in statistics, control theory, robotics, error-correcting codes, phylogenetics and geometric modelling. There are also connections to string theory, game theory, graph matchings, solitons and integer programming.
See also
Glossary of classical algebraic geometry
Important publications in algebraic geometry
List of algebraic surfaces
Noncommutative algebraic geometry
Notes
References
Sources
Further reading
Some classic textbooks that predate schemes
Modern textbooks that do not use the language of schemes
Textbooks in computational algebraic geometry
Textbooks and references for schemes
External links
Foundations of Algebraic Geometry by Ravi Vakil, 808 pp.
Algebraic geometry entry on PlanetMath
English translation of the van der Waerden textbook
The Stacks Project, an open source textbook and reference work on algebraic stacks and algebraic geometry |
2003 | https://en.wikipedia.org/wiki/Argument%20from%20morality | Argument from morality | The argument from morality is an argument for the existence of God. Arguments from morality tend to be based on moral normativity or moral order. Arguments from moral normativity observe some aspect of morality and argue that God is the best or only explanation for this, concluding that God must exist. Arguments from moral order are based on the asserted need for moral order to exist in the universe. They claim that, for this moral order to exist, God must exist to support it. The argument from morality is noteworthy in that one cannot evaluate the soundness of the argument without attending to almost every important philosophical issue in meta-ethics.
German philosopher Immanuel Kant devised an argument from morality based on practical reason. Kant argued that the goal of humanity is to achieve perfect happiness and virtue (the summum bonum) and believed that an afterlife must be assumed to exist in order for this to be possible, and that God must be assumed to exist to provide this. Rather than aiming to prove the existence of God, however, Kant was simply attempting to demonstrate that all moral thought requires the assumption that God exists, and therefore that we are entitled to make such an assumption only as a regulative principle rather than a constitutive principle (meaning that such a principle can guide our actions, but it does not provide knowledge). In his book Mere Christianity, C. S. Lewis argued that "conscience reveals to us a moral law whose source cannot be found in the natural world, thus pointing to a supernatural Lawgiver." Lewis argued that accepting the validity of human reason as a given must include accepting the validity of practical reason, which could not be valid without reference to a higher cosmic moral order which could not exist without a God to create and/or establish it. A related argument is from conscience; John Henry Newman argued that the conscience supports the claim that objective moral truths exist because it drives people to act morally even when it is not in their own interest. Newman argued that, because the conscience suggests the existence of objective moral truths, God must exist to give authority to these truths.
Contemporary defenders of the argument from morality are Graham Ward, Alister McGrath and William Lane Craig.
General form
All variations of the argument from morality begin with an observation about moral thought or experiences and conclude with the existence of God. Some of these arguments propose moral facts which they claim evident through human experience, arguing that God is the best explanation for these. Other versions describe some end which humans should strive to attain that is only possible if God exists.
Many arguments from morality are based on moral normativity, which suggests that objective moral truths exist and require God's existence to give them authority. Often, they consider that morality seems to be binding – obligations are seen to convey more than just a preference, but imply that the obligation will stand, regardless of other factors or interests. For morality to be binding, God must exist. In its most general form, the argument from moral normativity is:
A human experience of morality is observed.
God is the best or only explanation for this moral experience.
Therefore, God exists.
Some arguments from moral order suggest that morality is based on rationality and that this can only be the case if there is a moral order in the universe. The arguments propose that only the existence of God as orthodoxly conceived could support the existence of moral order in the universe, so God must exist. Alternative arguments from moral order have proposed that we have an obligation to attain the perfect good of both happiness and moral virtue. They attest that whatever we are obliged to do must be possible, and achieving the perfect good of both happiness and moral virtue is only possible if a natural moral order exists. A natural moral order requires the existence of God as orthodoxly conceived, so God must exist.
Variations
Practical reason
In his Critique of Pure Reason, German philosopher Immanuel Kant stated that no successful argument for God's existence arises from reason alone. In his Critique of Practical Reason he went on to argue that, despite the failure of these arguments, morality requires that God's existence is assumed, owing to practical reason. Rather than proving the existence of God, Kant was attempting to demonstrate that all moral thought requires the assumption that God exists. Kant argued that humans are obliged to bring about the summum bonum: the two central aims of moral virtue and happiness, where happiness arises out of virtue. As ought implies can, Kant argued, it must be possible for the summum bonum to be achieved. He accepted that it is not within the power of humans to bring the summum bonum about, because we cannot ensure that virtue always leads to happiness, so there must be a higher power who has the power to create an afterlife where virtue can be rewarded by happiness.
Philosopher G. H. R. Parkinson notes a common objection to Kant's argument: that what ought to be done does not necessarily entail that it is possible. He also argues that alternative conceptions of morality exist which do not rely on the assumptions that Kant makes – he cites utilitarianism as an example which does not require the summum bonum. Nicholas Everitt argues that much moral guidance is unattainable, such as the Biblical command to be Christ-like. He proposes that Kant's first two premises only entail that we must try to achieve the perfect good, not that it is actually attainable.
Argument from objective moral truths
Both theists and non-theists have accepted that the existence of objective moral truths might entail the existence of God. Atheist philosopher J. L. Mackie accepted that, if objective moral truths existed, they would warrant a supernatural explanation. Scottish philosopher W. R. Sorley presented the following argument:
If morality is objective and absolute, God must exist.
Morality is objective and absolute.
Therefore, God must exist.
Many critics have challenged the second premise of this argument, by offering a biological and sociological account of the development of human morality which suggests that it is neither objective nor absolute. This account, supported by biologist E. O. Wilson and philosopher Michael Ruse, proposes that the human experience of morality is a by-product of natural selection, a theory philosopher Mark D. Linville calls evolutionary naturalism. According to the theory, the human experience of moral obligations was the result of evolutionary pressures, which attached a sense of morality to human psychology because it was useful for moral development; this entails that moral values do not exist independently of the human mind. Morality might be better understood as an evolutionary imperative in order to propagate genes and ultimately reproduce. No human society today advocates immorality, such as theft or murder, because it would undoubtedly lead to the end of that particular society and any chance for future survival of offspring. Scottish empiricist David Hume made a similar argument, that belief in objective moral truths is unwarranted and to discuss them is meaningless.
Because evolutionary naturalism proposes an empirical account of morality, it does not require morality to exist objectively; Linville considers the view that this will lead to moral scepticism or antirealism. C. S. Lewis argued that, if evolutionary naturalism is accepted, human morality cannot be described as absolute and objective because moral statements cannot be right or wrong. Despite this, Lewis argued, those who accept evolutionary naturalism still act as if objective moral truths exist, leading Lewis to reject naturalism as incoherent. As an alternative ethical theory, Lewis offered a form of divine command theory which equated God with goodness and treated goodness as an essential part of reality, thus asserting God's existence.
J. C. A. Gaskin challenges the first premise of the argument from moral objectivity, arguing that it must be shown why absolute and objective morality entails that morality is commanded by God, rather than simply a human invention. It could be the consent of humanity that gives it moral force, for example. American philosopher Michael Martin argues that it is not necessarily true that objective moral truths must entail the existence of God, suggesting that there could be alternative explanations: he argues that naturalism may be an acceptable explanation and, even if a supernatural explanation is necessary, it does not have to be God (polytheism is a viable alternative). Martin also argues that a non-objective account of ethics might be acceptable and challenges the view that a subjective account of morality would lead to moral anarchy.
William Lane Craig has argued for this form of the moral argument.
Argument for conscience
Related to the argument from morality is the argument from conscience, associated with eighteenth-century bishop Joseph Butler and nineteenth-century cardinal John Henry Newman. Newman proposed that the conscience, as well as giving moral guidance, provides evidence of objective moral truths which must be supported by the divine. He argued that emotivism is an inadequate explanation of the human experience of morality because people avoid acting immorally, even when it might be in their interests. Newman proposed that, to explain the conscience, God must exist.
British philosopher John Locke argued that moral rules cannot be established from conscience because the differences in people's consciences would lead to contradictions. Locke also noted that the conscience is influenced by "education, company, and customs of the country", a criticism mounted by J. L. Mackie, who argued that the conscience should be seen as an "introjection" of other people into an agent's mind. Michael Martin challenges the argument from conscience with a naturalistic account of conscience, arguing that naturalism provides an adequate explanation for the conscience without the need for God's existence. He uses the example of the internalization by humans of social pressures, which leads to the fear of going against these norms. Even if a supernatural cause is required, he argues, it could be something other than God; this would mean that the phenomenon of the conscience is no more supportive of monotheism than polytheism.
C. S. Lewis argues for the existence of God in a similar way in his book Mere Christianity, but he does not directly refer to it as the argument from morality.
Notes and references
Bibliography
External links
"Kant's 'Appropriation' of Lampe's God", Harvard Theological Review 85:1 (January 1992), pp. 85–108; revised and reprinted as Chapter IV in Stephen Palmquist, Kant's Critical Religion (Ashgate, 2000).
Morality, argument from
Morality |
2004 | https://en.wikipedia.org/wiki/ASL%20%28disambiguation%29 | ASL (disambiguation) | ASL is a common initialism for American Sign Language, the sign language of the United States and Canada (not be confused with Auslan, also called ASL or Asilulu language which has the ISO code ASL), and may also refer to:
Culture
Sport
American Soccer League (disambiguation)
Australia's Surfing Life, surf magazine
African Super League, a future CAF club competition
Axpo Super League, former name of the Swiss Super League
Other uses
A Static Lullaby, American post-hardcore band
Advanced Squad Leader, a tactical board wargame
A shorted version of the following slang terms:
age/sex/location, internet slang
As hell, slang popular amongst members of Generation Z
Average shot length, in film editing
AfreecaTV StarCraft League, a video game tournament series
Science and technology
Aviation
Aeronautical Syndicate Ltd, British aeroplane manufacturer.
Air Serbia, ICAO airline code
ASL Airlines Ireland, cargo airline
Biology and medicine
American Society of Lymphology, former name of the Lymphology Association of North America
Argininosuccinate lyase, an enzyme
Arterial spin labelling, a perfusion MRI technique
Computing
ACPI Source Language, for ACPI tables
Adobe Source Libraries, open-source GUI software libraries
Advanced Simulation Library, open-source hardware-accelerated multiphysics simulation software
AMPL Solver Library, an open-source automatic differentiation library
Apache Software License, an open-source license for software
Application Services Library, a process model for the maintenance of software applications
Arithmetic shift left, an operation implementing an arithmetic shift
Other uses
Above sea level, an altitude measurement
Association for Symbolic Logic, of specialists in mathematical logic and philosophical logic
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Society
Education
The American School in London
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Other uses
Anti-Saloon League, an organization of temperance movements that lobbied for prohibition in the United States.
Advanced stop line, a road marking at junctions
Artists' Suffrage League, UK
Autobacs Sportscar Laboratory, of Autobacs Seven, Japan
Ansar al-Sharia in Libya, a Salafist Islamist militia group
Animelo Summer Live, a Japanese music festival |
2007 | https://en.wikipedia.org/wiki/Archery | Archery | Archery is the sport, practice, or skill of using a bow to shoot arrows. The word comes from the Latin arcus, meaning bow. Historically, archery has been used for hunting and combat. In modern times, it is mainly a competitive sport and recreational activity. A person who practices archery is typically called an archer, bowman, or toxophilite.
History
Origins and ancient archery
The oldest known evidence of the bow and arrow comes from South African sites such as Sibudu Cave, where the remains of bone and stone arrowheads have been found dating approximately 72,000 to 60,000 years ago.
Based on indirect evidence, the bow also seems to have appeared or reappeared later in Eurasia, near the transition from the Upper Paleolithic to the Mesolithic. The earliest definite remains of bow and arrow from Europe are possible fragments from Germany found at Mannheim-Vogelstang dated 17,500 to 18,000 years ago, and at Stellmoor dated 11,000 years ago. Azilian points found in Grotte du Bichon, Switzerland, alongside the remains of both a bear and a hunter, with flint fragments found in the bear's third vertebra, suggest the use of arrows at 13,500 years ago. Other signs of its use in Europe come from the in the north of Hamburg, Germany and dates from the late Paleolithic, about 10,000–9000 BC. The arrows were made of pine and consisted of a main shaft and a fore shaft with a flint point. There are no definite earlier bows; previous pointed shafts are known, but may have been launched by spear-throwers rather than bows. The oldest bows known so far comes from the Holmegård swamp in Denmark.
At the site of Nataruk in Turkana County, Kenya, obsidian bladelets found embedded in a skull and within the thoracic cavity of another skeleton, suggest the use of stone-tipped arrows as weapons about 10,000 years ago.
Bows eventually replaced the spear-thrower as the predominant means for launching shafted projectiles, on every continent except Australasia, though spear-throwers persisted alongside the bow in parts of the Americas, notably Mexico and among the Inuit.
Bows and arrows have been present in Egyptian and neighbouring Nubian culture since its respective predynastic and Pre-Kerma origins. In the Levant, artifacts that could be arrow-shaft straighteners are known from the Natufian culture, (c. 10,800–8,300 BC) onwards. The Khiamian and PPN A shouldered Khiam-points may well be arrowheads.
Classical civilizations, notably the Assyrians, Greeks, Armenians, Persians, Parthians, Romans, Indians, Koreans, Chinese, and Japanese fielded large numbers of archers in their armies. Akkadians were the first to use composite bows in war according to the victory stele of Naram-Sin of Akkad. Egyptians referred to Nubia as "Ta-Seti," or "The Land of the Bow," since the Nubians were known to be expert archers, and by the 16th Century BC Egyptians were using the composite bow in warfare. The Bronze Age Aegean Cultures were able to deploy a number of state-owned specialized bow makers for warfare and hunting purposes already from the 15th century BC. The Welsh longbow proved its worth for the first time in Continental warfare at the Battle of Crécy. In the Americas archery was widespread at European contact.
Archery was highly developed in Asia. The Sanskrit term for archery, dhanurvidya, came to refer to martial arts in general. In East Asia, Goguryeo, one of the Three Kingdoms of Korea was well known for its regiments of exceptionally skilled archers.
Medieval archery
The medieval shortbow was technically identical with the classical era bows, having a range of approximately . It was the primary ranged weapon of the battlefield through the early medieval period. Around the tenth century the crossbow was introduced in Europe. Crossbows generally had a longer range, greater accuracy and more penetration than the shortbow, but suffered from a much slower rate of fire. Crossbows were used in the early Crusades, with models having a range of and being able to penetrate armour or kill a horse.
During the late medieval period the English army famously relied on massed archers armed with the longbow. The French army relied more on the crossbow. Like their predecessors archers were more likely to be peasants or yeomen than men-at-arms. The longbow had a range of up to . However its lack of accuracy at long ranges made it a mass weapon rather than an individual one. Significant victories attributable to the longbow, such as the Battle of Crecy and Battle of Agincourt resulted in the English longbow becoming part of military lore.
Mounted archery
Tribesmen of Central Asia (after the domestication of the horse) and American Plains Indians (after gaining access to horses by Europeans) became extremely adept at archery on horseback. Lightly armoured, but highly mobile archers were excellently suited to warfare in the Central Asian steppes, and they formed a large part of armies that repeatedly conquered large areas of Eurasia. Shorter bows are more suited to use on horseback, and the composite bow enabled mounted archers to use powerful weapons. Seljuk Turks used mounted archers against the European First Crusade, especially at the Battle of Dorylaeum (1097). Their tactic was to shoot at the enemy infantry, and use their superior mobility to prevent the enemy from closing with them. Empires throughout the Eurasian landmass often strongly associated their respective "barbarian" counterparts with the usage of the bow and arrow, to the point where powerful states like the Han dynasty referred to their neighbours, the Xiong-nu, as "Those Who Draw the Bow". For example, Xiong-nu mounted bowmen made them more than a match for the Han military, and their threat was at least partially responsible for Chinese expansion into the Ordos region, to create a stronger, more powerful buffer zone against them. It is possible that "barbarian" peoples were responsible for introducing archery or certain types of bows to their "civilized" counterpartsthe Xiong-nu and the Han being one example. Similarly, short bows seem to have been introduced to Japan by northeast Asian groups.
Decline of archery
The development of firearms rendered the bow and arrow obsolete in warfare, although efforts were sometimes made to preserve archery practice. In England and Wales, for example, the government tried to enforce practice with the longbow until the end of the 16th century. This was because it was recognized that the bow had been instrumental to military success during the Hundred Years' War. Despite the high social status, ongoing utility, and widespread pleasure of archery in Armenia, China, Egypt, England and Wales, the Americas, India, Japan, Korea, Turkey and elsewhere, almost every culture that gained access to even early firearms used them widely, to the neglect of archery. Early firearms were inferior in rate-of-fire, and were very sensitive to wet weather. However, they had longer effective range and were tactically superior in the common situation of soldiers shooting at each other from behind obstructions. They also required significantly less training to use properly, in particular penetrating steel armor without any need to develop special musculature. Armies equipped with guns could thus provide superior firepower, and highly trained archers became obsolete on the battlefield. However, the bow and arrow is still an effective weapon, and archers have seen military action in the 21st century. Traditional archery remains in use for sport, and for hunting in many areas.
18th century revival as a sport
Early recreational archery societies included the Finsbury Archers and the Ancient Society of Kilwinning Archers. The latter's annual Papingo event was first recorded in 1483. (In this event, archers shoot vertically from the base of an abbey tower to dislodge a wood pigeon placed approximately above.) The Royal Company of Archers was formed in 1676 and is one of the oldest sporting bodies in the world. Archery remained a small and scattered pastime, however, until the late 18th century when it experienced a fashionable revival among the aristocracy. Sir Ashton Lever, an antiquarian and collector, formed the Toxophilite Society in London in 1781, with the patronage of George, the Prince of Wales.
Archery societies were set up across the country, each with its own strict entry criteria and outlandish costumes. Recreational archery soon became extravagant social and ceremonial events for the nobility, complete with flags, music and 21-gun salutes for the competitors. The clubs were "the drawing rooms of the great country houses placed outside" and thus came to play an important role in the social networks of the local upper class. As well as its emphasis on display and status, the sport was notable for its popularity with females. Young women could not only compete in the contests but retain and show off their sexuality while doing so. Thus, archery came to act as a forum for introductions, flirtation and romance. It was often consciously styled in the manner of a Medieval tournament with titles and laurel wreaths being presented as a reward to the victor. General meetings were held from 1789, in which local lodges convened together to standardise the rules and ceremonies. Archery was also co-opted as a distinctively British tradition, dating back to the lore of Robin Hood and it served as a patriotic form of entertainment at a time of political tension in Europe. The societies were also elitist, and the new middle class bourgeoisie were excluded from the clubs due to their lack of social status.
After the Napoleonic Wars, the sport became increasingly popular among all classes, and it was framed as a nostalgic reimagining of the preindustrial rural Britain. Particularly influential was Sir Walter Scott's 1819 novel, Ivanhoe that depicted the heroic character Lockseley winning an archery tournament.
A modern sport
The 1840s saw the second attempts at turning the recreation into a modern sport. The first Grand National Archery Society meeting was held in York in 1844 and over the next decade the extravagant and festive practices of the past were gradually whittled away and the rules were standardized as the 'York Round' - a series of shoots at , , and . Horace A. Ford helped to improve archery standards and pioneered new archery techniques. He won the Grand National 11 times in a row and published a highly influential guide to the sport in 1856.
Towards the end of the 19th century, the sport experienced declining participation as alternative sports such as croquet and tennis became more popular among the middle class. By 1889, just 50 archery clubs were left in Britain, but it was still included as a sport at the 1900 Paris Olympics.
The National Archery Association of the United States was organized in 1879, in part by Maurice Thompson (the author of the seminal text “The Witchery of Archery”) and his brother Will Thompson. Maurice was president in its inaugural year and Will was president in 1882, 1903, and 1904. The 1910 President was Frank E Canfield. Today it is known as USA Archery and is recognized by United States Olympic & Paralympic Committee.
In the United States, primitive archery was revived in the early 20th century. The last of the Yahi Indian tribe, a native known as Ishi, came out of hiding in California in 1911. His doctor, Saxton Pope, learned many of Ishi's traditional archery skills, and popularized them.
From the 1920s, professional engineers took an interest in archery, previously the exclusive field of traditional craft experts. They led the commercial development of new forms of bow including the modern recurve and compound bow. These modern forms are now dominant in modern Western archery; traditional bows are in a minority. Archery returned to the Olympics in 1972. In the 1980s, the skills of traditional archery were revived by American enthusiasts, and combined with the new scientific understanding. Much of this expertise is available in the Traditional Bowyer's Bibles (see Further reading). Modern game archery owes much of its success to Fred Bear, an American bow hunter and bow manufacturer.
In 2021, five people were killed and three injured by an archer in Norway in the Kongsberg attack.
Mythology
Deities and heroes in several mythologies are described as archers, including the Greek Artemis and Apollo, the Roman Diana and Cupid, the Germanic Agilaz, continuing in legends like those of Wilhelm Tell, Palnetoke, or Robin Hood. Armenian Hayk and Babylonian Marduk, Indian Karna (also known as Radheya/son of Radha), Abhimanyu, Eklavya, Arjuna, Bhishma, Drona, Rama, and Shiva were known for their shooting skills. The famous archery competition of hitting the eye of a rotating fish while watching its reflection in the water bowl was one of the many archery skills depicted in the Mahabharata.
Persian Arash was a famous archer. Earlier Greek representations of Heracles normally depict him as an archer. Archery, and the bow, play an important part in the epic poem the Odyssey, when Odysseus returns home in disguise and then bests the suitors in an archery competition after hinting at his identity by stringing and drawing his great bow that only he can draw, a similar motif is present in the Turkic Iranian heroic archeheroic poem Alpamysh.
The () were worshipped on the Greek island of Delos as attendants of Artemis, presiding over aspects of archery; (), represented distancing, (), trajectory, and (), aim.
Yi the archer and his apprentice Feng Meng appear in several early Chinese myths, and the historical character of Zhou Tong features in many fictional forms. Jumong, the first Taewang of the Goguryeo kingdom of the Three Kingdoms of Korea, is claimed by legend to have been a near-godlike archer. Archery features in the story of Oguz Khagan. Similarly, archery and the bow feature heavily into historical Korean identity.
In West African Yoruba belief, Osoosi is one of several deities of the hunt who are identified with bow and arrow iconography and other insignia associated with archery.
Equipment
Types of bows
While there is great variety in the construction details of bows (both historical and modern), all bows consist of a string attached to elastic limbs that store mechanical energy imparted by the user drawing the string. Bows may be broadly split into two categories: those drawn by pulling the string directly and those that use a mechanism to pull the string.
Directly drawn bows may be further divided based upon differences in the method of limb construction, notable examples being self bows, laminated bows and composite bows. Bows can also be classified by the bow shape of the limbs when unstrung; in contrast to traditional European straight bows, a recurve bow and some types of longbow have tips that curve away from the archer when the bow is unstrung. The cross-section of the limb also varies; the classic longbow is a tall bow with narrow limbs that are D-shaped in cross section, and the flatbow has flat wide limbs that are approximately rectangular in cross-section. Cable-backed bows use cords as the back of the bow; the draw weight of the bow can be adjusted by changing the tension of the cable. They were widespread among Inuit who lacked easy access to good bow wood. One variety of cable-backed bow is the Penobscot bow or Wabenaki bow, invented by Frank Loring (Chief Big Thunder) about 1900. It consists of a small bow attached by cables on the back of a larger main bow.
In different cultures, the arrows are released from either the left or right side of the bow, and this affects the hand grip and position of the bow. In Arab archery, Turkish archery, and Japanese archery. The arrows are released from the right hand side of the bow, and this affects construction of the bow. In western archery, the arrow is usually released from the left hand side of the bow for a right-handed archer.
Compound bows are designed to reduce the force required to hold the string at full draw, hence allowing the archer more time to aim with less muscular stress. Most compound designs use cams or elliptical wheels on the ends of the limbs to achieve this. A typical let-off is anywhere from 65% to 80%. For example, a bow with 80% let-off only requires to hold at full draw. Up to 99% let-off is possible. The compound bow was invented by Holless Wilbur Allen in the 1960s (a US patent was filed in 1966 and granted in 1969) and it has become the most widely used type of bow for all forms of archery in North America.
Mechanically drawn bows typically have a stock or other mounting, such as the crossbow. Crossbows typically have shorter draw lengths compared to compound bows. Because of this, heavier draw weights are required to achieve the same energy transfer to the arrow. These mechanically drawn bows also have devices to hold the tension when the bow is fully drawn. They are not limited by the strength of a single archer and larger varieties have been used as siege engines.
Types of arrows and fletchings
The most common form of arrow consists of a shaft, with an arrowhead at the front end, and fletchings and a nock at the other end. Arrows across time and history have normally been carried in a container known as a quiver, which can take many different forms. Shafts of arrows are typically composed of solid wood, bamboo, fiberglass, aluminium alloy, carbon fiber, or composite materials. Wooden arrows are prone to warping. Fiberglass arrows are brittle, but can be produced to uniform specifications easily. Aluminium shafts were a very popular high-performance choice in the latter half of the 20th century, due to their straightness, lighter weight, and subsequently higher speed and flatter trajectories. Carbon fiber arrows became popular in the 1990s because they are very light, flying even faster and flatter than aluminium arrows. Today, the most popular arrows at tournaments and Olympic events are made of composite materials.
The arrowhead is the primary functional component of the arrow. Some arrows may simply use a sharpened tip of the solid shaft, but separate arrowheads are far more common, usually made from metal, stone, or other hard materials. The most commonly used forms are target points, field points, and broadheads, although there are also other types, such as bodkin, judo, and blunt heads.
Fletching is traditionally made from bird feathers, but solid plastic vanes and thin sheet-like spin vanes are used. They are attached near the nock (rear) end of the arrow with thin double sided tape, glue, or, traditionally, sinew. The most common configuration in all cultures is three fletches, though as many as six have been used. Two makes the arrow unstable in flight. When the arrow is three-fletched, the fletches are equally spaced around the shaft, with one placed such that it is perpendicular to the bow when nocked on the string, though variations are seen with modern equipment, especially when using the modern spin vanes. This fletch is called the "index fletch" or "cock feather" (also known as "the odd vane out" or "the nocking vane"), and the others are sometimes called the "hen feathers". Commonly, the cock feather is of a different color. However, if archers are using fletching made of feather or similar material, they may use same color vanes, as different dyes can give varying stiffness to vanes, resulting in less precision. When an arrow is four-fletched, two opposing fletches are often cock feathers, and occasionally the fletches are not evenly spaced.
The fletching may be either parabolic cut (short feathers in a smooth parabolic curve) or shield cut (generally shaped like half of a narrow shield), and is often attached at an angle, known as helical fletching, to introduce a stabilizing spin to the arrow while in flight. Whether helical or straight fletched, when natural fletching (bird feathers) is used it is critical that all feathers come from the same side of the bird. Oversized fletchings can be used to accentuate drag and thus limit the range of the arrow significantly; these arrows are called flu-flus. Misplacement of fletchings can change the arrow's flight path dramatically.
Bowstring
Dacron and other modern materials offer high strength for their weight and are used on most modern bows. Linen and other traditional materials are still used on traditional bows. Several modern methods of making a bowstring exist, such as the 'endless loop' and 'Flemish twist'. Almost any fiber can be made into a bowstring. The author of Arab Archery suggests the hide of a young, emaciated camel. Njál's saga describes the refusal of a wife, Hallgerður, to cut her hair to make an emergency bowstring for her husband, Gunnar Hámundarson, who is then killed.
Protective equipment
Most modern archers wear a bracer (also known as an arm-guard) to protect the inside of the bow arm from being hit by the string and prevent clothing from catching the bowstring. The bracer does not brace the arm; the word comes from the armoury term "brassard", meaning an armoured sleeve or badge. The Navajo people have developed highly ornamented bracers as non-functional items of adornment. Some archers (nearly all female archers) wear protection on their chests, called chestguards or plastrons. The myth of the Amazons was that they had one breast removed to solve this problem. Roger Ascham mentions one archer, presumably with an unusual shooting style, who wore a leather guard for his face.
The drawing digits are normally protected by a leather tab, glove, or thumb ring. A simple tab of leather is commonly used, as is a skeleton glove. Medieval Europeans probably used a complete leather glove.
Eurasiatic archers who used the thumb or Mongolian draw protected their thumbs, usually with leather according to the author of Arab Archery, but also with special rings of various hard materials. Many surviving Turkish and Chinese examples are works of considerable art. Some are so highly ornamented that the users could not have used them to loose an arrow. Possibly these were items of personal adornment, and hence value, remaining extant whilst leather had virtually no intrinsic value and would also deteriorate with time. In traditional Japanese archery a special glove is used that has a ridge to assist in drawing the string.
Release aids
A release aid is a mechanical device designed to give a crisp and precise loose of arrows from a compound bow. In the most commonly used, the string is released by a finger-operated trigger mechanism, held in the archer's hand or attached to their wrist. In another type, known as a back-tension release, the string is automatically released when drawn to a pre-determined tension.
Stabilizers
Stabilizers are mounted at various points on the bow. Common with competitive archery equipment are special brackets that allow multiple stabilizers to be mounted at various angles to fine tune the bow's balance.
Stabilizers aid in aiming by improving the balance of the bow. Sights, quivers, rests, and design of the riser (the central, non-bending part of the bow) make one side of the bow heavier. One purpose of stabilizers are to offset these forces. A reflex riser design will cause the top limb to lean towards the shooter. In this case a heavier front stabilizer is desired to offset this action. A deflex riser design has the opposite effect and a lighter front stabilizer may be used.
Stabilizers can reduce noise and vibration. These energies are absorbed by viscoelastic polymers, gels, powders, and other materials used to build stabilizers.
Stabilizers improve the forgiveness and accuracy by increasing the moment of inertia of the bow to resist movement during the shooting process. Lightweight carbon stabilizers with weighted ends are desirable because they improve the moment of inertia while minimizing the weight added.
Shooting technique and form
The standard convention on teaching archery is to hold the bow depending upon eye dominance. (One exception is in modern kyūdō where all archers are trained to hold the bow in the left hand.) Therefore, if one is right-eye dominant, they would hold the bow in the left hand and draw the string with the right hand. However, not everyone agrees with this line of thought. A smoother, and more fluid release of the string will produce the most consistently repeatable shots, and therefore may provide greater accuracy of the arrow flight. Some believe that the hand with the greatest dexterity should therefore be the hand that draws and releases the string. Either eye can be used for aiming, and the less dominant eye can be trained over time to become more effective for use. To assist with this, an eye patch can be temporarily worn over the dominant eye.
The hand that holds the bow is referred to as the bow hand and its arm the bow arm. The opposite hand is called the drawing hand or string hand. Terms such as bow shoulder or string elbow follow the same convention.
If shooting according to eye dominance, right-eye-dominant archers shooting conventionally hold the bow with their left hand. If shooting according to hand dexterity, the archer draws the string with the hand that possesses the greatest dexterity, regardless of eye dominance.
Modern form
To shoot an arrow, an archer first assumes the correct stance. The body should be at or nearly perpendicular to the target and the shooting line, with the feet placed shoulder-width apart. As an archer progresses from beginner to a more advanced level other stances such as the "open stance" or the "closed stance" may be used, although many choose to stick with a "neutral stance". Each archer has a particular preference, but mostly this term indicates that the leg furthest from the shooting line is a half to a whole foot-length from the other foot, on the ground.
To load, the bow is pointed toward the ground, tipped slightly clockwise of vertical (for a right handed shooter) and the shaft of the arrow is placed on the arrow rest or shelf. The back of the arrow is attached to the bowstring with the nock (a small locking groove located at the proximal end of the arrow). This step is called "nocking the arrow". Typical arrows with three vanes should be oriented such that a single vane, the "cock feather", is pointing away from the bow, to improve the clearance of the arrow as it passes the arrow rest.
A compound bow is fitted with a special type of arrow rest, known as a launcher, and the arrow is usually loaded with the cock feather/vane pointed either up, or down, depending upon the type of launcher being used.
The bowstring and arrow are held with three fingers, or with a mechanical arrow release. Most commonly, for finger shooters, the index finger is placed above the arrow and the next two fingers below, although several other techniques have their adherents around the world, involving three fingers below the arrow, or an arrow pinching technique. Instinctive shooting is a technique eschewing sights and is often preferred by traditional archers (shooters of longbows and recurves). In either the split finger or three finger under case, the string is usually placed in the first or second joint, or else on the pads of the fingers. When using a mechanical release aid, the release is hooked onto the D-loop.
Another type of string hold, used on traditional bows, is the type favoured by the Mongol warriors, known as the "thumb release", style. This involves using the thumb to draw the string, with the fingers curling around the thumb to add some support. To release the string, the fingers are opened out and the thumb relaxes to allow the string to slide off the thumb. When using this type of release, the arrow should rest on the same side of the bow as the drawing hand i.e. Left hand draw = arrow on left side of bow.
The archer then raises the bow and draws the string, with varying alignments for vertical versus slightly canted bow positions. This is often one fluid motion for shooters of recurves and longbows, which tend to vary from archer to archer. Compound shooters often experience a slight jerk during the drawback, at around the last , where the draw weight is at its maximum—before relaxing into a comfortable stable full draw position. The archer draws the string hand towards the face, where it should rest lightly at a fixed anchor point. This point is consistent from shot to shot, and is usually at the corner of the mouth, on the chin, to the cheek, or to the ear, depending on preferred shooting style. The archer holds the bow arm outwards, toward the target. The elbow of this arm should be rotated so that the inner elbow is perpendicular to the ground, though archers with hyper extendable elbows tend to angle the inner elbow toward the ground, as exemplified by the Korean archer Jang Yong-Ho. This keeps the forearm out of the way of the bowstring.
In modern form, the archer stands erect, forming a "T". The archer's lower trapezius muscles are used to pull the arrow to the anchor point. Some modern recurve bows are equipped with a mechanical device, called a clicker, which produces a clicking sound when the archer reaches the correct draw length. , traditional English Longbow shooters step "into the bow", exerting force with both the bow arm and the string hand arm simultaneously, especially when using bows having draw weights from to over . Heavily stacked traditional bows (recurves, long bows, and the like) are released immediately upon reaching full draw at maximum weight, whereas compound bows reach their maximum weight around the last , dropping holding weight significantly at full draw. Compound bows are often held at full draw for a short time to achieve maximum accuracy.
The arrow is typically released by relaxing the fingers of the drawing hand (see bow draw), or triggering the mechanical release aid. Usually the release aims to keep the drawing arm rigid, the bow hand relaxed, and the arrow is moved back using the back muscles, as opposed to using just arm motions. An archer should also pay attention to the recoil or follow through of his or her body, as it may indicate problems with form (technique) that affect accuracy.
Aiming methods
There are two main forms of aiming in archery: using a mechanical or fixed sight, or barebow.
Mechanical sights can be affixed to the bow to aid in aiming. They can be as simple as a pin, or may use optics with magnification. Modern compound bows usually also have a peep sight (rear sight) built into the string, which aids in a consistent anchor point, but this is not allowed for other bow types under World Archery. Modern compound bows automatically limit the draw length to give a consistent arrow velocity, while traditional bows allow great variation in draw length. Some bows use mechanical methods to make the draw length consistent. Barebow archers often use a sight picture, which includes the target, the bow, the hand, the arrow shaft and the arrow tip, as seen at the same time by the archer. With a fixed "anchor point" (where the string is brought to, or close to, the face), and a fully extended bow arm, successive shots taken with the sight picture in the same position fall on the same point. This lets the archer adjust aim with successive shots to achieve accuracy.
Modern archery equipment usually includes sights. Instinctive aiming is used by many archers who use traditional bows. The two most common forms of a non-mechanical release are split-finger and three-under. Split-finger aiming requires the archer to place the index finger above the nocked arrow, while the middle and ring fingers are both placed below. Three-under aiming places the index, middle, and ring fingers under the nocked arrow. This technique allows the archer to better look down the arrow since the back of the arrow is closer to the dominant eye, and is commonly called "gun barreling" (referring to common aiming techniques used with firearms).
When using short bows or shooting from horseback, it is difficult to use the sight picture. The archer may look at the target, but without including the weapon in the field of accurate view. Aiming then involves hand-eye coordination—which includes proprioception and motor-muscle memory, similar to that used when throwing a ball. With sufficient practice, such archers can normally achieve good practical accuracy for hunting or for war. Aiming without a sight picture may allow more rapid shooting, not however increasing accuracy.
Instinctive shooting
Instinctive shooting is a style of shooting that includes the barebow aiming method that relies heavily upon the subconscious mind, proprioception, and motor/muscle memory to make aiming adjustments; the term used to refer to a general category of archers who did not use a mechanical or fixed sight. In other words, it is shooting "by feel."
Gap shooting
Gap shooting is an aiming method used by instinctive shooters. It involves consciously focusing on the tip of the arrow while maintaining awareness of the target. The archer must adjust the arrow's trajectory by gauging the distance between the arrow tip and the target, ensuring accurate shots.
Physics
When a projectile is thrown by hand, the speed of the projectile is determined by the kinetic energy imparted by the thrower's muscles performing work. However, the energy must be imparted over a limited distance (determined by arm length) and therefore (because the projectile is accelerating) over a limited time, so the limiting factor is not work but rather power, which determines how much energy can be added in the limited time available. Power generated by muscles, however, is limited by force–velocity relationship, and even at the optimal contraction speed for power production, total work by the muscle is less than half of what it would be if the muscle contracted over the same distance at slow speeds, resulting in less than 1/4 the projectile launch velocity possible without the limitations of the force–velocity relationship.
When a bow is used, the muscles are able to perform work much more slowly, resulting in greater force and greater work done. This work is stored in the bow as elastic potential energy, and when the bowstring is released, this stored energy is imparted to the arrow much more quickly than can be delivered by the muscles, resulting in much higher velocity and, hence, greater distance. This same process is employed by frogs, which use elastic tendons to increase jumping distance. In archery, some energy dissipates through elastic hysteresis, reducing the overall amount released when the bow is shot. Of the remaining energy, some is dampened both by the limbs of the bow and the bowstring. Depending on the arrow's elasticity, some of the energy is also absorbed by compressing the arrow, primarily because the release of the bowstring is rarely in line with the arrow shaft, causing it to flex out to one side. This is because the bowstring accelerates faster than the archer's fingers can open, and consequently some sideways motion is imparted to the string, and hence arrow nock, as the power and speed of the bow pulls the string off the opening fingers.
Even with a release aid mechanism some of this effect is usually experienced, since the string always accelerates faster than the retaining part of the mechanism. This makes the arrow oscillate in flight—its center flexing to one side and then the other repeatedly, gradually reducing as the arrow's flight proceeds. This is clearly visible in high-speed photography of arrows at discharge. A direct effect of these energy transfers can clearly be seen when dry firing. Dry firing refers to releasing the bowstring without a nocked arrow. Because there is no arrow to receive the stored potential energy, almost all the energy stays in the bow. Some have suggested that dry firing may cause physical damage to the bow, such as cracks and fractures—and because most bows are not specifically made to handle the high amounts of energy dry firing produces, should never be done.
Modern arrows are made to a specified 'spine', or stiffness rating, to maintain matched flexing and hence accuracy of aim. This flexing can be a desirable feature, since, when the spine of the shaft is matched to the acceleration of the bow(string), the arrow bends or flexes around the bow and any arrow-rest, and consequently the arrow, and fletchings, have an un-impeded flight. This feature is known as the archer's paradox. It maintains accuracy, for if part of the arrow struck a glancing blow on discharge, some inconsistency would be present, and the excellent accuracy of modern equipment would not be achieved.
The accurate flight of an arrow depends on its fletchings. The arrow's manufacturer (a "fletcher") can arrange fletching to cause the arrow to rotate along its axis. This improves accuracy by evening pressure buildups that would otherwise cause the arrow to "plane" on the air in a random direction after shooting. Even with a carefully made arrow, the slightest imperfection or air movement causes some unbalanced turbulence in air flow. Consequently, rotation creates an equalization of such turbulence, which, overall, maintains the intended direction of flight i.e. accuracy. This rotation is not to be confused with the rapid gyroscopic rotation of a rifle bullet. Fletching that is not arranged to induce rotation still improves accuracy by causing a restoring drag any time the arrow tilts from its intended direction of travel.
The innovative aspect of the invention of the bow and arrow was the amount of power delivered to an extremely small area by the arrow. The huge ratio of length vs. cross sectional area, coupled with velocity, made the arrow more powerful than any other hand held weapon until firearms were invented. Arrows can spread or concentrate force, depending on the application. Practice arrows, for instance, have a blunt tip that spreads the force over a wider area to reduce the risk of injury or limit penetration. Arrows designed to pierce armor in the Middle Ages used a very narrow and sharp tip ("bodkinhead") to concentrate the force. Arrows used for hunting used a narrow tip ("broadhead") that widens further, to facilitate both penetration and a large wound.
Hunting
Using archery to take game animals is known as "bow hunting". Bow hunting differs markedly from hunting with firearms, as distance between hunter and prey must be much shorter to ensure a humane kill. The skills and practices of bow hunting therefore emphasize very close approach to the prey, whether by still hunting, stalking, or waiting in a blind or tree stand. In many countries, including much of the United States, bow hunting for large and small game is legal. Bow hunters generally enjoy longer seasons than are allowed with other forms of hunting such as black powder, shotgun, or rifle. Usually, compound bows are used for large game hunting due to the relatively short time it takes to master them as opposed to the longbow or recurve bow. These compound bows may feature fiber optic sights, stabilizers, and other accessories designed to increase accuracy at longer distances. Using a bow and arrow to take fish is known as "bow fishing".
Modern competitive archery
Competitive archery involves shooting arrows at a target for accuracy from a set distance or distances. This is the most popular form of competitive archery worldwide and is called target archery. A form particularly popular in Europe and America is field archery, shot at targets generally set at various distances in a wooded setting. Competitive archery in the United States is governed by USA Archery and National Field Archery Association (NFAA), which also certifies instructors.
Para-archery is an adaptation of archery for athletes with a disability, governed by the World Archery Federation (WA), and is one of the sports in the Summer Paralympic Games. There are also several other lesser-known and historical forms of archery, as well as archery novelty games and flight archery, where the aim is to shoot the greatest distance.
See also
Arash
Arab archery
Archery Association of India
3D archery
Bow draw
Bowfishing
Bowhunting
Clout archery
Field archery
Gungdo
Kyūdō
Kyūjutsu
Modern competitive archery
Mounted archery
Run archery
Sagittarii
Target archery
Turkish archery
List of archery terms
List of notable archers
Crossbow
References
Further reading
Enea Bianchi, “Philosophies of Archery”, , in Popular Inquiry, vol.2, 2021, 22-37.
Ford, Horace (1887) The Theory and Practice of Archery London: Longmans, Green
Elmer, Robert P. (Robert Potter) (1917) American Archery; a Vade Mecum of the Art of Shooting with the Long Bow Columbus, OH: National Archery Association of the United States
Hansard, George Agar (1841) The Book of Archery: being the complete history and practice of the art, ancient and modern ... London: H. G. Bohn
Hargrove, Ely (1792) Anecdotes of Archery; from the earliest ages to the year 1791. Including an account of the most famous archers of ancient and modern times; with some curious particulars in the life of Robert Fitz-Ooth Earl of Huntington, vulgarly called Robin Hood .... York: printed for E. Hargrove, bookseller, Knaresbro' (later editions: York, 1845 and facsimile reprint, London: Tabard Press, 1970)
Heath, E. G. & Chiara, Vilma (1977) Brazilian Indian Archery: a preliminary ethno-toxological study of the archery of the Brazilian Indians. Manchester: Simon Archery Foundation
Johnes, Martin. Archery, romance and elite culture in England and Wales, c.1780–1840, 89, 193–208.
Klopsteg, Paul (1963) A Chapter in the Evolution of Archery in America Washington, DC: Smithsonian Institution
Lake, Fred & Wright, Hal (1974) A Bibliography of Archery: an indexed catalogue of 5,000 articles, books, films, manuscripts, periodicals and theses on the use of the bow for hunting, war, and recreation, from the earliest times to the present day. Manchester: Simon Archery Foundation
Morse, Edward (1922) Additional notes on arrow release Salem, Massachusetts: Peabody Museum
Pope, Saxton (1925) Hunting with the Bow and Arrow New York: G. P. Putnam's Sons
Pope, Saxton (1918) Yahi Archery Berkeley: University of California Press
Thompson, Maurice (1878) The Witchery of Archery: a Complete Manual of Archery New York: Scribner & Sons
FITA-Style Archery Targets Bow and Arrow Targets
The Traditional Bowyer's Bible. [Azle, TX]: Bois d'Arc Press; New York, N.Y.: Distributed by Lyons & Burford
The Traditional Bowyer's Bible; Volume 1. 1992.
The Traditional Bowyer's Bible; Volume 2. 1992.
The Traditional Bowyer's Bible; Volume 3. 1994. ;
The Traditional Bowyer's Bible; Volume 4. The Lyons Press, 2008.
External links
Sportsue at Archery Topic
Paralympic archery at IPC web site
USA Archery is the National Governing Body
Competition
Hunting methods
Precision sports
Summer Olympic sports
Warfare of the Middle Ages |
2014 | https://en.wikipedia.org/wiki/Atomic%20semantics | Atomic semantics | Atomic semantics is a type of guarantee provided by a data register shared by several processors in a parallel machine or in a network of computers working together.
Atomic semantics are very strong. An atomic register provides strong guarantees even when there is concurrency and failures.
A read/write register R stores a value and is accessed by two basic operations: read and write(v). A read returns the value stored in R and write(v) changes the value stored in R to v.
A register is called atomic if it satisfies the two following properties:
1) Each invocation op of a read or write operation:
•Must appear as if it were executed at a single point τ(op) in time.
•τ (op) works as follow:
τb(op) ≤ τ (op) ≤ τe(op): where τb(op) and τe(op) indicate the time when the operation op begins and ends.
•If op1 ≠ op2, then τ (op1)≠τ (op2)
2) Each read operation returns the value written by the last write operation before the read, in the sequence where all operations are ordered by their τ values.
Atomic/Linearizable register:
Termination: when a node is correct, sooner or later each read and write operation will complete.
Safety Property (Linearization points for read and write and failed operations):
Read operation:It appears as if happened at all nodes at some times between the invocation and response time.
Write operation: Similar to read operation, it appears as if happened at all nodes at some times between the invocation and response time.
Failed operation(The atomic term comes from this notion):It appears as if it is completed at every single node or it never happened at any node.
Example : We know that an atomic register is one that is linearizable to a sequential safe register.
The following picture shows where we should put the linearization point for each operation:
An atomic register could be defined for a variable with a single writer but multi- readers (SWMR), single-writer/single-reader (SWSR), or multi-writer/multi-reader (MWMR). Here is an example of a multi-reader multi-writer atomic register which is accessed by three processes (P1, P2, P3). Note that R. read() → v means that the corresponding read operation returns v, which is the value of the register. Therefore, the following execution of the register R could satisfies the definition of the atomic registers:
R.write(1), R.read()→1, R.write(3), R.write(2), R.read()→2, R.read()→2.
See also
Regular semantics
Safe semantics
References
Atomic semantics are defined formally in Lamport's "On Interprocess Communication" Distributed Computing 1, 2 (1986), 77–101. (Also appeared as SRC Research Report 8).
Concurrency control |
2015 | https://en.wikipedia.org/wiki/Antarctic%20Circumpolar%20Current | Antarctic Circumpolar Current | Antarctic Circumpolar Current (ACC) is an ocean current that flows clockwise (as seen from the South Pole) from west to east around Antarctica. An alternative name for the ACC is the West Wind Drift. The ACC is the dominant circulation feature of the Southern Ocean and has a mean transport estimated at 100–150 Sverdrups (Sv, million m3/s), or possibly even higher, making it the largest ocean current. The current is circumpolar due to the lack of any landmass connecting with Antarctica and this keeps warm ocean waters away from Antarctica, enabling that continent to maintain its huge ice sheet.
Associated with the Circumpolar Current is the Antarctic Convergence, where the cold Antarctic waters meet the warmer waters of the subantarctic, creating a zone of upwelling nutrients. These nurture high levels of phytoplankton with associated copepods and krill, and resultant food chains supporting fish, whales, seals, penguins, albatrosses, and a wealth of other species.
The ACC has been known to sailors for centuries; it greatly speeds up any travel from west to east, but makes sailing extremely difficult from east to west, although this is mostly due to the prevailing westerly winds. Jack London's story "Make Westing" and the circumstances preceding the mutiny on the Bounty poignantly illustrate the difficulty it caused for mariners seeking to round Cape Horn westbound on the clipper ship route from New York to California. The eastbound clipper route, which is the fastest sailing route around the world, follows the ACC around three continental capes – Cape Agulhas (Africa), South East Cape (Australia), and Cape Horn (South America).
The current creates the Ross and Weddell gyres.
Structure
The ACC connects the Atlantic, Pacific, and Indian Oceans, and serves as a principal pathway of exchange among them. The current is strongly constrained by landform and bathymetric features. To trace it starting arbitrarily at South America, it flows through the Drake Passage between South America and the Antarctic Peninsula and then is split by the Scotia Arc to the east, with a shallow warm branch flowing to the north in the Falkland Current and a deeper branch passing through the Arc more to the east before also turning to the north. Passing through the Indian Ocean, the current first retroflects the Agulhas Current to form the Agulhas Return Current before it is split by the Kerguelen Plateau, and then moving northward again. Deflection is also seen as it passes over the mid-ocean ridge in the Southeast Pacific.
Fronts
The current is accompanied by three fronts: the Subantarctic front (SAF), the Polar front (PF), and the Southern ACC front (SACC). Furthermore, the waters of the Southern Ocean are separated from the warmer and saltier subtropical waters by the subtropical front (STF).
The northern boundary of the ACC is defined by the northern edge of the SAF, this being the most northerly water to pass through Drake Passage and therefore be circumpolar. Much of the ACC transport is carried in this front, which is defined as the latitude at which a subsurface salinity minimum or a thick layer of unstratified Subantarctic mode water first appears, allowed by temperature dominating density stratification. Still further south lies the PF, which is marked by a transition to very cold, relatively fresh, Antarctic Surface Water at the surface. Here a temperature minimum is allowed by salinity dominating density stratification, due to the lower temperatures. Farther south still is the SACC, which is determined as the southernmost extent of Circumpolar Deep Water (temperature of about 2 °C at 400 m). This water mass flows along the shelfbreak of the western Antarctic Peninsula and thus marks the most southerly water flowing through Drake Passage and therefore circumpolar. The bulk of the transport is carried in the middle two fronts.
The total transport of the ACC at Drake Passage is estimated to be around 135 Sv, or about 135 times the transport of all the world's rivers combined. There is a relatively small addition of flow in the Indian Ocean, with the transport south of Tasmania reaching around 147 Sv, at which point the current is probably the largest on the planet.
Dynamics
The circumpolar current is driven by the strong westerly winds in the latitudes of the Southern Ocean.
In latitudes where there are continents, winds blowing on light surface water can simply pile up light water against these continents. But in the Southern Ocean, the momentum imparted to the surface waters cannot be offset in this way. There are different theories on how the Circumpolar Current balances the momentum imparted by the winds. The increasing eastward momentum imparted by the winds causes water parcels to drift outward from the axis of the Earth's rotation (in other words, northward) as a result of the Coriolis force. This northward Ekman transport is balanced by a southward, pressure-driven flow below the depths of the major ridge systems. Some theories connect these flows directly, implying that there is significant upwelling of dense deep waters within the Southern Ocean, transformation of these waters into light surface waters, and a transformation of waters in the opposite direction to the north. Such theories link the magnitude of the Circumpolar Current with the global thermohaline circulation, particularly the properties of the North Atlantic.
Alternatively, ocean eddies, the oceanic equivalent of atmospheric storms, or the large-scale meanders of the Circumpolar Current may directly transport momentum downward in the water column. This is because such flows can produce a net southward flow in the troughs and a net northward flow over the ridges without requiring any transformation of density. In practice both the thermohaline and the eddy/meander mechanisms are likely to be important.
The current flows at a rate of about over the Macquarie Ridge south of New Zealand. The ACC varies with time. Evidence of this is the Antarctic Circumpolar Wave, a periodic oscillation that affects the climate of much of the southern hemisphere. There is also the Antarctic oscillation, which involves changes in the location and strength of Antarctic winds. Trends in the Antarctic Oscillation have been hypothesized to account for an increase in the transport of the Circumpolar Current over the past two decades.
Formation
Published estimates of the onset of the Antarctic Circumpolar Current vary, but it is commonly considered to have started at the Eocene/Oligocene boundary. The isolation of Antarctica and formation of the ACC occurred with the openings of the Tasmanian Passage and the Drake Passage. The Tasmanian Seaway separates East Antarctica and Australia, and is reported to have opened to water circulation 33.5 million years ago (Ma). The timing of the opening of the Drake Passage, between South America and the Antarctic Peninsula, is more disputed; tectonic and sediment evidence show that it could have been open as early as pre-34 Ma, estimates of the opening of the Drake passage are between 20 and 40 Ma. The isolation of Antarctica by the current is credited by many researchers with causing the glaciation of Antarctica and global cooling in the Eocene epoch. Oceanic models have shown that the opening of these two passages limited polar heat convergence and caused a cooling of sea surface temperatures by several degrees; other models have shown that CO2 levels also played a significant role in the glaciation of Antarctica.
Phytoplankton
Antarctic sea ice cycles seasonally, in February–March the amount of sea ice is lowest, and in August–September the sea ice is at its greatest extent. Ice levels have been monitored by satellite since 1973. Upwelling of deep water under the sea ice brings substantial amounts of nutrients. As the ice melts, the melt water provides stability and the critical depth is well below the mixing depth, which allows for a positive net primary production. As the sea ice recedes epontic algae dominate the first phase of the bloom, and a strong bloom dominate by diatoms follows the ice melt south.
Another phytoplankton bloom occurs more to the north near the Antarctic convergence, here nutrients are present from thermohaline circulation. Phytoplankton blooms are dominated by diatoms and grazed by copepods in the open ocean, and by krill closer to the continent. Diatom production continues through the summer, and populations of krill are sustained, bringing large numbers of cetaceans, cephalopods, seals, birds, and fish to the area.
Phytoplankton blooms are believed to be limited by irradiance in the austral (southern hemisphere) spring, and by biologically available iron in the summer. Much of the biology in the area occurs along the major fronts of the current, the Subtropical, Subantarctic, and the Antarctic Polar fronts, these are areas associated with well defined temperature changes. Size and distribution of phytoplankton are also related to fronts. Microphytoplankton (>20 μm) are found at fronts and at sea ice boundaries, while nanophytoplankton (<20 μm) are found between fronts.
Studies of phytoplankton stocks in the southern sea have shown that the Antarctic Circumpolar Current is dominated by diatoms, while the Weddell Sea has abundant coccolithophorids and silicoflagellates. Surveys of the SW Indian Ocean have shown phytoplankton group variation based on their location relative to the Polar Front, with diatoms dominating South of the front, and dinoflagellates and flagellates in higher populations North of the front.
Some research has been conducted on Antarctic phytoplankton as a carbon sink. Areas of open water left from ice melt are good areas for phytoplankton blooms. The phytoplankton takes carbon from the atmosphere during photosynthesis. As the blooms die and sink, the carbon can be stored in sediments for thousands of years. This natural carbon sink is estimated to remove 3.5 million tonnes from the ocean each year. 3.5 million tonnes of carbon taken from the ocean and atmosphere is equivalent to 12.8 million tonnes of carbon dioxide.
Studies
An expedition in May 2008 by 19 scientists studied the geology and biology of eight Macquarie Ridge sea mounts, as well as the Antarctic Circumpolar Current to investigate the effects of climate change of the Southern Ocean. The circumpolar current merges the waters of the Atlantic, Indian, and Pacific Oceans and carries up to 150 times the volume of water flowing in all of the world's rivers. The study found that any damage on the cold-water corals nourished by the current will have a long-lasting effect. After studying the circumpolar current it is clear that it strongly influences regional and global climate as well as underwater biodiversity. The subject has been characterized recently as "the spectral peak of the global extra-tropical circulation at ≈ 10^4 kilometers".
The current helps preserve wooden shipwrecks by preventing wood-boring "ship worms" from reaching targets such as Ernest Shackleton's ship, the Endurance.
References
Notes
Sources
Currents of the Southern Ocean
Geography of the Southern Ocean
Climate of Chile
Subantarctic |
2019 | https://en.wikipedia.org/wiki/Andr%C3%A9%20Weil | André Weil | André Weil (; ; 6 May 1906 – 6 August 1998) was a French mathematician, known for his foundational work in number theory and algebraic geometry. He was one of the most influential mathematicians of the twentieth century. His influence is due
both to his original contributions to a remarkably broad
spectrum of mathematical theories, and to the mark
he left on mathematical practice and style, through
some of his own works as well as through the Bourbaki group, of which he was one of the principal
founders.
Life
André Weil was born in Paris to agnostic Alsatian Jewish parents who fled the annexation of Alsace-Lorraine by the German Empire after the Franco-Prussian War in 1870–71. Simone Weil, who would later become a famous philosopher, was Weil's younger sister and only sibling. He studied in Paris, Rome and Göttingen and received his doctorate in 1928. While in Germany, Weil befriended Carl Ludwig Siegel. Starting in 1930, he spent two academic years at Aligarh Muslim University in India. Aside from mathematics, Weil held lifelong interests in classical Greek and Latin literature, in Hinduism and Sanskrit literature: he had taught himself Sanskrit in 1920. After teaching for one year at Aix-Marseille University, he taught for six years at University of Strasbourg. He married Éveline de Possel (née Éveline Gillet) in 1937.
Weil was in Finland when World War II broke out; he had been traveling in Scandinavia since April 1939. His wife Éveline returned to France without him. Weil was arrested in Finland at the outbreak of the Winter War on suspicion of spying; however, accounts of his life having been in danger were shown to be exaggerated. Weil returned to France via Sweden and the United Kingdom, and was detained at Le Havre in January 1940. He was charged with failure to report for duty, and was imprisoned in Le Havre and then Rouen. It was in the military prison in Bonne-Nouvelle, a district of Rouen, from February to May, that Weil completed the work that made his reputation. He was tried on 3 May 1940. Sentenced to five years, he requested to be attached to a military unit instead, and was given the chance to join a regiment in Cherbourg. After the fall of France in June 1940, he met up with his family in Marseille, where he arrived by sea. He then went to Clermont-Ferrand, where he managed to join his wife Éveline, who had been living in German-occupied France.
In January 1941, Weil and his family sailed from Marseille to New York. He spent the remainder of the war in the United States, where he was supported by the Rockefeller Foundation and the Guggenheim Foundation. For two years, he taught undergraduate mathematics at Lehigh University, where he was unappreciated, overworked and poorly paid, although he did not have to worry about being drafted, unlike his American students. He quit the job at Lehigh and moved to Brazil, where he taught at the Universidade de São Paulo from 1945 to 1947, working with Oscar Zariski. Weil and his wife had two daughters, Sylvie (born in 1942) and Nicolette (born in 1946).
He then returned to the United States and taught at the University of Chicago from 1947 to 1958, before moving to the Institute for Advanced Study, where he would spend the remainder of his career. He was a Plenary Speaker at the ICM in 1950 in Cambridge, Massachusetts, in 1954 in Amsterdam, and in 1978 in Helsinki. Weil was elected Foreign Member of the Royal Society in 1966. In 1979, he shared the second Wolf Prize in Mathematics with Jean Leray.
Work
Weil made substantial contributions in a number of areas, the most important being his discovery of profound connections between algebraic geometry and number theory. This began in his doctoral work leading to the Mordell–Weil theorem (1928, and shortly applied in Siegel's theorem on integral points). Mordell's theorem had an ad hoc proof; Weil began the separation of the infinite descent argument into two types of structural approach, by means of height functions for sizing rational points, and by means of Galois cohomology, which would not be categorized as such for another two decades. Both aspects of Weil's work have steadily developed into substantial theories.
Among his major accomplishments were the 1940s proof of the Riemann hypothesis for zeta-functions of curves over finite fields, and his subsequent laying of proper foundations for algebraic geometry to support that result (from 1942 to 1946, most intensively). The so-called Weil conjectures were hugely influential from around 1950; these statements were later proved by Bernard Dwork, Alexander Grothendieck, Michael Artin, and finally by Pierre Deligne, who completed the most difficult step in 1973.
Weil introduced the adele ring in the late 1930s, following Claude Chevalley's lead with the ideles, and gave a proof of the Riemann–Roch theorem with them (a version appeared in his Basic Number Theory in 1967). His 'matrix divisor' (vector bundle avant la lettre) Riemann–Roch theorem from 1938 was a very early anticipation of later ideas such as moduli spaces of bundles. The Weil conjecture on Tamagawa numbers proved resistant for many years. Eventually the adelic approach became basic in automorphic representation theory. He picked up another credited Weil conjecture, around 1967, which later under pressure from Serge Lang (resp. of Serre) became known as the Taniyama–Shimura conjecture (resp. Taniyama–Weil conjecture) based on a roughly formulated question of Taniyama at the 1955 Nikkō conference. His attitude towards conjectures was that one should not dignify a guess as a conjecture lightly, and in the Taniyama case, the evidence was only there after extensive computational work carried out from the late 1960s.
Other significant results were on Pontryagin duality and differential geometry. He introduced the concept of a uniform space in general topology, as a by-product of his collaboration with Nicolas Bourbaki (of which he was a Founding Father). His work on sheaf theory hardly appears in his published papers, but correspondence with Henri Cartan in the late 1940s, and reprinted in his collected papers, proved most influential. He also chose the symbol ∅, derived from the letter Ø in the Norwegian alphabet (which he alone among the Bourbaki group was familiar with), to represent the empty set.
Weil also made a well-known contribution in Riemannian geometry in his very first paper in 1926, when he showed that the classical isoperimetric inequality holds on non-positively curved surfaces. This established the 2-dimensional case of what later became known as the Cartan–Hadamard conjecture.
He discovered that the so-called Weil representation, previously introduced in quantum mechanics by Irving Segal and David Shale, gave a contemporary framework for understanding the classical theory of quadratic forms. This was also a beginning of a substantial development by others, connecting representation theory and theta functions.
Weil was a member of both the National Academy of Sciences and the American Philosophical Society.
As expositor
Weil's ideas made an important contribution to the writings and seminars of Bourbaki, before and after World War II. He also wrote several books on the history of number theory.
Beliefs
Hindu thought had great influence on Weil. He was an agnostic, and he respected religions.
Legacy
Asteroid 289085 Andreweil, discovered by astronomers at the Saint-Sulpice Observatory in 2004, was named in his memory. The official was published by the Minor Planet Center on 14 February 2014 ().
Books
Mathematical works:
Arithmétique et géométrie sur les variétés algébriques (1935)
Sur les espaces à structure uniforme et sur la topologie générale (1937)
L'intégration dans les groupes topologiques et ses applications (1940)
Sur les courbes algébriques et les variétés qui s'en déduisent (1948)
Variétés abéliennes et courbes algébriques (1948)
Introduction à l'étude des variétés kählériennes (1958)
Discontinuous subgroups of classical groups (1958) Chicago lecture notes
Dirichlet Series and Automorphic Forms, Lezioni Fermiane (1971) Lecture Notes in Mathematics, vol. 189
Essais historiques sur la théorie des nombres (1975)
Elliptic Functions According to Eisenstein and Kronecker (1976)
Number Theory for Beginners (1979) with Maxwell Rosenlicht
Adeles and Algebraic Groups (1982)
Number Theory: An Approach Through History From Hammurapi to Legendre (1984)
Collected papers:
Œuvres Scientifiques, Collected Works, three volumes (1979)
Autobiography:
French: Souvenirs d'Apprentissage (1991) . Review in English by J. E. Cremona.
English translation: The Apprenticeship of a Mathematician (1992), Review by Veeravalli S. Varadarajan; Review by Saunders Mac Lane
Memoir by his daughter:
At Home with André and Simone Weil by Sylvie Weil, translated by Benjamin Ivry; , Northwestern University Press, 2010.
See also
List of things named after André Weil
Trench
References
External links
André Weil, by A. Borel, Bull. AMS 46 (2009), 661–666.
André Weil: memorial articles in the Notices of the AMS by Armand Borel, Pierre Cartier, Komaravolu Chandrasekharan, Shiing-Shen Chern, and Shokichi Iyanaga
Image of Weil
A 1940 Letter of André Weil on Analogy in Mathematics
Artless innocents and ivory-tower sophisticates: Some personalities on the Indian mathematical scene – M. S. Raghunathan
La vie et l'oeuvre d'André Weil, by J-P. Serre, L'Ens. Math. 45 (1999),5–16.
Correspondance entre Henri Cartan et André Weil (1928–1991), par Michèle Audin, Doc. Math. 6, Soc. Math. France, 2011.
1906 births
1998 deaths
20th-century French mathematicians
Jewish French scientists
French historians of mathematics
Jewish agnostics
French agnostics
French people of Jewish descent
Institute for Advanced Study faculty
Academic staff of Aligarh Muslim University
Arithmetic geometers
École Normale Supérieure alumni
Nicolas Bourbaki
Members of the French Academy of Sciences
Kyoto laureates in Basic Sciences
Wolf Prize in Mathematics laureates
Aligarh Muslim University alumni
Academic staff of the University of São Paulo
Foreign Members of the Royal Society
Foreign associates of the National Academy of Sciences
Scientists from Paris
Lycée Saint-Louis alumni
20th-century French historians
Members of the American Philosophical Society
French expatriates in Brazil
French expatriates in the United States |
2020 | https://en.wikipedia.org/wiki/Achaeans%20%28Homer%29 | Achaeans (Homer) | The Achaeans or Akhaians (; , "the Achaeans" or "of Achaea") is one of the names in Homer which is used to refer to the Greeks collectively.
The term "Achaean" is believed to be related to the Hittite term Ahhiyawa and the Egyptian term Ekwesh which appear in texts from the Late Bronze Age and are believed to refer to the Mycenaean civilization or some part of it.
In the historical period, the term fell into disuse as a general term for Greek people, and was generally reserved for inhabitants of the region of Achaea, a region in the north-central part of the Peloponnese. The city-states of this region later formed a confederation known as the Achaean League, which was influential during the 3rd and 2nd centuries BC.
Etymology
According to Margalit Finkelberg the name Ἀχαιοί (earlier Ἀχαιϝοί) is possibly derived, via an intermediate form *Ἀχαϝyοί, from a hypothetical older Greek form reflected in the Hittite form Aḫḫiyawā; the latter is attested in the Hittite archives, e.g. in the Tawagalawa letter. However, Robert S. P. Beekes doubted its validity and suggested a Pre-Greek *Akaywa-.
Homeric versus later use
In Homer, the term Achaeans is one of the primary terms used to refer to the Greeks as a whole. It is used 598 times in the Iliad, often accompanied by the epithet "long-haired". Other common names used in Homer are Danaans (; Danaoi; used 138 times in the Iliad) and Argives (; ; used 182 times in the Iliad) while Panhellenes ( Panhellenes, "All of the Greeks") and Hellenes (; Hellenes) both appear only once; All of the aforementioned terms were used synonymously to denote a common Greek identity. In some English translations of the Iliad, the Achaeans are simply called the Greeks throughout.
Later, by the Archaic and Classical periods, the term "Achaeans" referred to inhabitants of the much smaller region of Achaea. Herodotus identified the Achaeans of the northern Peloponnese as descendants of the earlier, Homeric Achaeans. According to Pausanias, writing in the 2nd century AD, the term "Achaean" was originally given to those Greeks inhabiting the Argolis and Laconia.
Pausanias and Herodotus both recount the legend that the Achaeans were forced from their homelands by the Dorians, during the legendary Dorian invasion of the Peloponnese. They then moved into the region later called Achaea.
A scholarly consensus has not yet been reached on the origin of the historic Achaeans relative to the Homeric Achaeans and is still hotly debated. Former emphasis on presumed race, such as John A. Scott's article about the blond locks of the Achaeans as compared to the dark locks of "Mediterranean" Poseidon, on the basis of hints in Homer, has been rejected by some. The contrasting belief that "Achaeans", as understood through Homer, is "a name without a country", an ethnos created in the Epic tradition, has modern supporters among those who conclude that "Achaeans" were redefined in the 5th century BC, as contemporary speakers of Aeolic Greek.
Karl Beloch suggested there was no Dorian invasion, but rather that the Peloponnesian Dorians were the Achaeans. Eduard Meyer, disagreeing with Beloch, instead put forth the suggestion that the real-life Achaeans were mainland pre-Dorian Greeks. His conclusion is based on his research on the similarity between the languages of the Achaeans and pre-historic Arcadians. William Prentice disagreed with both, noting archeological evidence suggests the Achaeans instead migrated from "southern Asia Minor to Greece, probably settling first in lower Thessaly" probably prior to 2000 BC.
Hittite documents
Some Hittite texts mention a nation to the west called Ahhiyawa ( Aḫḫiyawa). In the earliest reference to this land, a letter outlining the treaty violations of the Hittite vassal Madduwatta, it is called Ahhiya. Another important example is the Tawagalawa Letter written by an unnamed Hittite king (most probably Hattusili III) of the empire period (14th–13th century BC) to the king of Ahhiyawa, treating him as an equal and implying Miletus (Millawanda) was under his control. It also refers to an earlier "Wilusa episode" involving hostility on the part of Ahhiyawa. Ahhiya(wa) has been identified with the Achaeans of the Trojan War and the city of Wilusa with the legendary city of Troy (note the similarity with early Greek Wilion, later Ilion, the name of the acropolis of Troy).
Emil Forrer, a Swiss Hittitologist who worked on the Boghazköy tablets in Berlin, said the Achaeans of pre-Homeric Greece were directly associated with the term "Land of Ahhiyawa" mentioned in the Hittite texts. His conclusions at the time were challenged by other Hittitologists (i.e. Johannes Friedrich in 1927 and Albrecht Götze in 1930), as well as by Ferdinand Sommer, who published his (The Ahhiyawa Documents) in 1932. The exact relationship of the term Ahhiyawa to the Achaeans beyond a similarity in pronunciation was hotly debated by scholars, even following the discovery that Mycenaean Linear B is an early form of Greek; the earlier debate was summed up in 1984 by Hans G. Güterbock of the Oriental Institute. More recent research based on new readings and interpretations of the Hittite texts, as well as of the material evidence for Mycenaean contacts with the Anatolian mainland, came to the conclusion that Ahhiyawa referred to the Mycenaean world, or at least to a part of it.
Scholarship up to 2011 was reviewed by Gary M. Beckman et al. In this review, the increasing acceptance of the Ahhiyawa-Mycenaeans hypothesis was noted. As to the exact location of Ahhiyawa:
In fact, the authors state that "there is now little doubt that Ahhiyawa was a reference by the Hittites to some or all of the Bronze Age Mycenaean world", and that Forrer was "largely correct after all".
Egyptian sources
It has been proposed that Ekwesh of the Egyptian records may relate to Achaea (compared to Hittite Ahhiyawa), whereas Denyen and Tanaju may relate to Classical Greek Danaoi. The earliest textual reference to the Mycenaean world is in the Annals of Thutmosis III (ca. 1479–1425 BC), which refers to messengers from the king of the Tanaju, circa 1437 BC, offering greeting gifts to the Egyptian king, in order to initiate diplomatic relations, when the latter campaigned in Syria. Tanaju is also listed in an inscription at the Mortuary Temple of Amenhotep III. The latter ruled Egypt in circa 1382–1344 BC. Moreover, a list of the cities and regions of the Tanaju is also mentioned in this inscription; among the cities listed are Mycenae, Nauplion, Kythera, Messenia and the Thebaid (region of Thebes).
During the 5th year of Pharaoh Merneptah, a confederation of Libyan and northern peoples is supposed to have attacked the western delta. Included amongst the ethnic names of the repulsed invaders is the Ekwesh or Eqwesh, whom some have seen as Achaeans, although Egyptian texts specifically mention these Ekwesh to be circumcised. Homer mentions an Achaean attack upon the delta, and Menelaus speaks of the same in Book IV of the Odyssey to Telemachus when he recounts his own return home from the Trojan War. Some ancient Greek authors also say that Helen had spent the time of the Trojan War in Egypt, and not at Troy, and that after Troy the Greeks went there to recover her.
Greek mythology
In Greek mythology, the perceived cultural divisions among the Hellenes were represented as legendary lines of descent that identified kinship groups, with each line being derived from an eponymous ancestor. Each of the Greek ethne were said to be named in honor of their respective ancestors: Achaeus of the Achaeans, Danaus of the Danaans, Cadmus of the Cadmeans (the Thebans), Hellen of the Hellenes (not to be confused with Helen of Troy), Aeolus of the Aeolians, Ion of the Ionians, and Dorus of the Dorians.
Cadmus from Phoenicia, Danaus from Egypt, and Pelops from Anatolia each gained a foothold in mainland Greece and were assimilated and Hellenized. Hellen, Graikos, Magnes, and Macedon were sons of Deucalion and Pyrrha, the only people who survived the Great Flood; the ethne were said to have originally been named Graikoi after the elder son but later renamed Hellenes after Hellen who was proved to be the strongest. Sons of Hellen and the nymph Orseis were Dorus, Xuthos, and Aeolus. Sons of Xuthos and Kreousa, daughter of Erechthea, were Ion and Achaeus.
According to Hyginus, 22 Achaeans killed 362 Trojans during their ten years at Troy.
Genealogy of the Argives
See also
Achaea (modern province)
Achaea (Roman province)
Achaean League
Aegean civilization
Denyen
Historicity of the Iliad
Homer
Mycenaean Greece
Mycenaean language
Military of Mycenaean Greece
Troy
References
Citations
Sources
External links
Mycenaean Greece
Ancient tribes in Greece
Sea Peoples
Ancient tribes in Crete
Denyen |
2021 | https://en.wikipedia.org/wiki/Atle%20Selberg | Atle Selberg | Atle Selberg (14 June 1917 – 6 August 2007) was a Norwegian mathematician known for his work in analytic number theory and the theory of automorphic forms, and in particular for bringing them into relation with spectral theory. He was awarded the Fields Medal in 1950 and an honorary Abel Prize in 2002.
Early years
Selberg was born in Langesund, Norway, the son of teacher Anna Kristina Selberg and mathematician Ole Michael Ludvigsen Selberg. Two of his three brothers, Sigmund and Henrik, were also mathematicians. His other brother, Arne, was a professor of engineering.
While he was still at school he was influenced by the work of Srinivasa Ramanujan and he found an exact analytical formula for the partition function as suggested by the works of Ramanujan; however, this result was first published by Hans Rademacher.
He studied at the University of Oslo and completed his PhD in 1943.
World War II
During World War II, Selberg worked in isolation due to the German occupation of Norway. After the war, his accomplishments became known, including a proof that a positive proportion of the zeros of the Riemann zeta function lie on the line .
During the war, he fought against the German invasion of Norway, and was imprisoned several times.
Post-war in Norway
After the war, he turned to sieve theory, a previously neglected topic which Selberg's work brought into prominence. In a 1947 paper he introduced the Selberg sieve, a method well adapted in particular to providing auxiliary upper bounds, and which contributed to Chen's theorem, among other important results.
In 1948 Selberg submitted two papers in Annals of Mathematics in which he proved by elementary means the theorems for primes in arithmetic progression and the density of primes. This challenged the widely held view of his time that certain theorems are only obtainable with the advanced methods of complex analysis. Both results were based on his work on the asymptotic formula
where
for primes . He established this result by elementary means in March 1948, and by July of that year, Selberg and Paul Erdős each obtained elementary proofs of the prime number theorem, both using the asymptotic formula above as a starting point. Circumstances leading up to the proofs, as well as publication disagreements, led to a bitter dispute between the two mathematicians.
For his fundamental accomplishments during the 1940s, Selberg received the 1950 Fields Medal.
Institute for Advanced Study
Selberg moved to the United States and worked as an associate professor at Syracuse University and later settled at the Institute for Advanced Study in Princeton, New Jersey in the 1950s, where he remained until his death. During the 1950s he worked on introducing spectral theory into number theory, culminating in his development of the Selberg trace formula, the most famous and influential of his results. In its simplest form, this establishes a duality between the lengths of closed geodesics on a compact Riemann surface and the eigenvalues of the Laplacian, which is analogous to the duality between the prime numbers and the zeros of the zeta function.
He generally worked alone. His only coauthor was Sarvadaman Chowla.
Selberg was awarded the 1986 Wolf Prize in Mathematics. He was also awarded an honorary Abel Prize in 2002, its founding year, before the awarding of the regular prizes began.
Selberg received many distinctions for his work, in addition to the Fields Medal, the Wolf Prize and the Gunnerus Medal. He was elected to the Norwegian Academy of Science and Letters, the Royal Danish Academy of Sciences and Letters and the American Academy of Arts and Sciences.
In 1972, he was awarded an honorary degree, doctor philos. honoris causa, at the Norwegian Institute of Technology, later part of Norwegian University of Science and Technology.
His first wife, Hedvig, died in 1995. With her, Selberg had two children: Ingrid Selberg (married to playwright Mustapha Matura) and Lars Selberg. In 2003 Atle Selberg married Betty Frances ("Mickey") Compton (born in 1929).
He died at home in Princeton, New Jersey on 6 August 2007 of heart failure. Upon his death he was survived by his widow, daughter, son, and four grandchildren.
Selected publications
Selberg's collected works were published in two volumes. The first volume contains 41 articles, and the second volume contains three additional articles, in addition to Selberg's lectures on sieves.
Description at M.I.T. Press Bookstore
Description at M.I.T. Press Bookstore
References
Further reading
Albers, Donald J. and Alexanderson, Gerald L. (2011), Fascinating Mathematical People: interviews and memoirs, "Atle Selberg", pp 254–73, Princeton University Press, .
Interview with Selberg
External links
Atle Selberg archive webpage
Obituary at Institute for Advanced Study
Obituary in The Times
Atle Selbergs private archive exists at NTNU University Library
1917 births
2007 deaths
20th-century American mathematicians
21st-century American mathematicians
Fields Medalists
Institute for Advanced Study faculty
Members of the Royal Danish Academy of Sciences and Letters
Members of the Norwegian Academy of Science and Letters
Norwegian emigrants to the United States
Norwegian mathematicians
Number theorists
People from Bamble
University of Oslo alumni
Wolf Prize in Mathematics laureates
Members of the Royal Swedish Academy of Sciences |
2023 | https://en.wikipedia.org/wiki/Aeschylus | Aeschylus | Aeschylus (, ; ; /524 – /455 BC) was an ancient Greek tragedian often described as the father of tragedy. Academic knowledge of the genre begins with his work, and understanding of earlier Greek tragedy is largely based on inferences made from reading his surviving plays. According to Aristotle, he expanded the number of characters in the theatre and allowed conflict among them. Formerly, characters interacted only with the chorus.
Only seven of Aeschylus's estimated 70 to 90 plays have survived. There is a long-standing debate regarding the authorship of one of them, Prometheus Bound, with some scholars arguing that it may be the work of his son Euphorion. Fragments from other plays have survived in quotations, and more continue to be discovered on Egyptian papyri. These fragments often give further insights into Aeschylus' work. He was likely the first dramatist to present plays as a trilogy. His Oresteia is the only extant ancient example. At least one of his plays was influenced by the Persians' second invasion of Greece (480–479 BC). This work, The Persians, is one of very few classical Greek tragedies concerned with contemporary events, and the only one extant. The significance of the war with Persia was so great to Aeschylus and the Greeks that his epitaph commemorates his participation in the Greek victory at Marathon while making no mention of his success as a playwright.
Life
Aeschylus was born around 525 BC in Eleusis, a small town about northwest of Athens, in the fertile valleys of western Attica. Some scholars argue that the date of Aeschylus's birth may be based on counting back 40 years from his first victory in the Great Dionysia. His family was wealthy and well established. His father, Euphorion, was said to be a member of the Eupatridae, the ancient nobility of Attica, but this might be a fiction invented by the ancients to account for the grandeur of Aeschylus' plays.
As a youth, Aeschylus worked at a vineyard until, according to the 2nd-century AD geographer Pausanias, the god Dionysus visited him in his sleep and commanded him to turn his attention to the nascent art of tragedy. As soon as he woke, he began to write a tragedy, and his first performance took place in 499 BC, when he was 26 years old. He won his first victory at the Dionysia in 484 BC.
In 510 BC, when Aeschylus was 15 years old, Cleomenes I expelled the sons of Peisistratus from Athens, and Cleisthenes came to power. Cleisthenes' reforms included a system of registration that emphasized the importance of the deme over family tradition. In the last decade of the 6th century, Aeschylus and his family were living in the deme of Eleusis.
The Persian Wars played a large role in Aeschylus' life and career. In 490 BC, he and his brother Cynegeirus fought to defend Athens against the invading army of Darius I of Persia at the Battle of Marathon. The Athenians emerged triumphant, and the victory was celebrated across the city-states of Greece. Cynegeirus was killed while trying to prevent a Persian ship retreating from the shore, for which his countrymen extolled him as a hero.
In 480 BC, Aeschylus was called into military service again, together with his younger brother Ameinias, against Xerxes I's invading forces at the Battle of Salamis. Aeschylus also fought at the Battle of Plataea in 479 BC. Ion of Chios was a witness for Aeschylus' war record and his contribution in Salamis. Salamis holds a prominent place in The Persians, his oldest surviving play, which was performed in 472 BC and won first prize at the Dionysia.
Aeschylus was one of many Greeks who were initiated into the Eleusinian Mysteries, an ancient cult of Demeter based in his home town of Eleusis. According to Aristotle, Aeschylus was accused of asebeia (impiety) for revealing some of the cult's secrets on stage.
Other sources claim that an angry mob tried to kill Aeschylus on the spot but he fled the scene. Heracleides of Pontus asserts that the audience tried to stone Aeschylus. Aeschylus took refuge at the altar in the orchestra of the Theater of Dionysus. He pleaded ignorance at his trial. He was acquitted, with the jury sympathetic to the military service of him and his brothers during the Persian Wars. According to the 2nd-century AD author Aelian, Aeschylus' younger brother Ameinias helped to acquit Aeschylus by showing the jury the stump of the hand he had lost at Salamis, where he was voted bravest warrior. The truth is that the award for bravery at Salamis went not to Aeschylus' brother but to Ameinias of Pallene.
Aeschylus travelled to Sicily once or twice in the 470s BC, having been invited by Hiero I, tyrant of Syracuse, a major Greek city on the eastern side of the island. He produced The Women of Aetna during one of these trips (in honor of the city founded by Hieron), and restaged his Persians. By 473 BC, after the death of Phrynichus, one of his chief rivals, Aeschylus was the yearly favorite in the Dionysia, winning first prize in nearly every competition. In 472 BC, Aeschylus staged the production that included the Persians, with Pericles serving as choregos.
Personal life
Aeschylus married and had two sons, Euphorion and Euaeon, both of whom became tragic poets. Euphorion won first prize in 431 BC in competition against both Sophocles and Euripides. A nephew of Aeschylus, Philocles (his sister's son), was also a tragic poet, and won first prize in the competition against Sophocles' Oedipus Rex. Aeschylus had at least two brothers, Cynegeirus and Ameinias.
Death
In 458 BC, Aeschylus returned to Sicily for the last time, visiting the city of Gela, where he died in 456 or 455 BC. Valerius Maximus wrote that he was killed outside the city by a tortoise dropped by an eagle which had mistaken his head for a rock suitable for shattering the shell, and killed him. Pliny, in his Naturalis Historiæ, adds that Aeschylus had been staying outdoors to avoid a prophecy that he would be killed by a falling object, but this story may be legendary and due to a misunderstanding of the iconography on Aeschylus' tomb. Aeschylus' work was so respected by the Athenians that after his death his tragedies were the only ones allowed to be restaged in subsequent competitions. His sons Euphorion and Euæon and his nephew Philocles also became playwrights.
The inscription on Aeschylus' gravestone makes no mention of his theatrical renown, commemorating only his military achievements:
Works
The seeds of Greek drama were sown in religious festivals for the gods, chiefly Dionysus, the god of wine. During Aeschylus' lifetime, dramatic competitions became part of the City Dionysia, held in spring. The festival opened with a procession which was followed by a competition of boys singing dithyrambs, and all culminated in a pair of dramatic competitions. The first competition Aeschylus would have participated in involved three playwrights each presenting three tragedies and one satyr play. A second competition involving five comedic playwrights followed, and the winners of both competitions were chosen by a panel of judges.
Aeschylus entered many of these competitions, and various ancient sources attribute between seventy and ninety plays to him. Only seven tragedies attributed to him have survived intact: The Persians, Seven Against Thebes, The Suppliants, the trilogy known as The Oresteia (the three tragedies Agamemnon, The Libation Bearers and The Eumenides), and Prometheus Bound (whose authorship is disputed). With the exception of this last play – the success of which is uncertain – all of Aeschylus's extant tragedies are known to have won first prize at the City Dionysia.
The Alexandrian Life of Aeschylus claims that he won the first prize at the City Dionysia thirteen times. This compares favorably with Sophocles' reported eighteen victories (with a substantially larger catalogue, an estimated 120 plays), and dwarfs the five victories of Euripides, who is thought to have written roughly 90 plays.
Trilogies
One hallmark of Aeschylean dramaturgy appears to have been his tendency to write connected trilogies in which each play serves as a chapter in a continuous dramatic narrative. The Oresteia is the only extant example of this type of connected trilogy, but there is evidence that Aeschylus often wrote such trilogies. The satyr plays that followed his tragic trilogies also drew from myth.
The satyr play Proteus, which followed the Oresteia, treated the story of Menelaus' detour in Egypt on his way home from the Trojan War. It is assumed, based on the evidence provided by a catalogue of Aeschylean play titles, scholia, and play fragments recorded by later authors, that three other extant plays of his were components of connected trilogies: Seven Against Thebes was the final play in an Oedipus trilogy, and The Suppliants and Prometheus Bound were each the first play in a Danaid trilogy and Prometheus trilogy, respectively. Scholars have also suggested several completely lost trilogies, based on known play titles. A number of these treated myths about the Trojan War. One, collectively called the Achilleis, comprised Myrmidons, Nereids and Phrygians (alternately, The Ransoming of Hector).
Another trilogy apparently recounted the entrance of the Trojan ally Memnon into the war, and his death at the hands of Achilles (Memnon and The Weighing of Souls being two components of the trilogy). The Award of the Arms, The Phrygian Women, and The Salaminian Women suggest a trilogy about the madness and subsequent suicide of the Greek hero Ajax. Aeschylus seems to have written about Odysseus' return to Ithaca after the war (including his killing of his wife Penelope's suitors and its consequences) in a trilogy consisting of The Soul-raisers, Penelope, and The Bone-gatherers. Other suggested trilogies touched on the myth of Jason and the Argonauts (Argô, Lemnian Women, Hypsipylê), the life of Perseus (The Net-draggers, Polydektês, Phorkides), the birth and exploits of Dionysus (Semele, Bacchae, Pentheus), and the aftermath of the war portrayed in Seven Against Thebes (Eleusinians, Argives (or Argive Women), Sons of the Seven).
Surviving plays
The Persians (472 BC)
The Persians (Persai) is the earliest of Aeschylus' extant plays. It was performed in 472 BC. It was based on Aeschylus' own experiences, specifically the Battle of Salamis. It is unique among surviving Greek tragedies in that it describes a recent historical event. The Persians focuses on the popular Greek theme of hubris and blames Persia's loss on the pride of its king.
It opens with the arrival of a messenger in Susa, the Persian capital, bearing news of the catastrophic Persian defeat at Salamis, to Atossa, the mother of the Persian King Xerxes. Atossa then travels to the tomb of Darius, her husband, where his ghost appears, to explain the cause of the defeat. It is, he says, the result of Xerxes' hubris in building a bridge across the Hellespont, an action which angered the gods. Xerxes appears at the end of the play, not realizing the cause of his defeat, and the play closes to lamentations by Xerxes and the chorus.
Seven Against Thebes (467 BC)
Seven against Thebes (Hepta epi Thebas) was performed in 467 BC. It has the contrasting theme of the interference of the gods in human affairs. Another theme, with which Aeschylus' would continually involve himself, makes its first known appearance in this play, namely that the polis was a key development of human civilization.
The play tells the story of Eteocles and Polynices, the sons of the shamed king of Thebes, Oedipus. Eteocles and Polynices agree to share and alternate the throne of the city. After the first year, Eteocles refuses to step down. Polynices therefore undertakes war. The pair kill each other in single combat, and the original ending of the play consisted of lamentations for the dead brothers. But a new ending was added to the play some fifty years later: Antigone and Ismene mourn their dead brothers, a messenger enters announcing an edict prohibiting the burial of Polynices, and Antigone declares her intention to defy this edict. The play was the third in a connected Oedipus trilogy. The first two plays were Laius and Oedipus. The concluding satyr play was The Sphinx.
The Suppliants (463 BC)
Aeschylus continued his emphasis on the polis with The Suppliants (Hiketides) in 463 BC. The play gives tribute to the democratic undercurrents which were running through Athens and preceding the establishment of a democratic government in 461. The Danaids (50 daughters of Danaus, founder of Argos) flee a forced marriage to their cousins in Egypt. They turn to King Pelasgus of Argos for protection, but Pelasgus refuses until the people of Argos weigh in on the decision (a distinctly democratic move on the part of the king). The people decide that the Danaids deserve protection and are allowed within the walls of Argos despite Egyptian protests.
A Danaid trilogy had long been assumed because of The Suppliants''' cliffhanger ending. This was confirmed by the 1952 publication of Oxyrhynchus Papyrus 2256 fr. 3. The constituent plays are generally agreed to be The Suppliants and The Egyptians and The Danaids. A plausible reconstruction of the trilogy's last two-thirds runs thus: In The Egyptians, the Argive-Egyptian war threatened in the first play has transpired. King Pelasgus was killed during the war, and Danaus rules Argos. Danaus negotiates a settlement with Aegyptus, a condition of which requires his 50 daughters to marry the 50 sons of Aegyptus. Danaus secretly informs his daughters of an oracle which predicts that one of his sons-in-law would kill him. He orders the Danaids to murder their husbands therefore on their wedding night. His daughters agree. The Danaids would open the day after the wedding.
It is revealed that 49 of the 50 Danaids killed their husbands. Hypermnestra did not kill her husband, Lynceus, and helped him escape. Danaus is angered by his daughter's disobedience and orders her imprisonment and possibly execution. In the trilogy's climax and dénouement, Lynceus reveals himself to Danaus and kills him, thus fulfilling the oracle. He and Hypermnestra will establish a ruling dynasty in Argos. The other 49 Danaids are absolved of their murders, and married off to unspecified Argive men. The satyr play following this trilogy was titled Amymone, after one of the Danaids.
The Oresteia (458 BC)
Besides a few missing lines, the Oresteia of 458 BC is the only complete trilogy of Greek plays by any playwright still extant (of Proteus, the satyr play which followed, only fragments are known). Agamemnon and The Libation Bearers (Choephoroi) and The Eumenides together tell the violent story of the family of Agamemnon, king of Argos.
Agamemnon
Aeschylus begins in Greece, describing the return of King Agamemnon from his victory in the Trojan War, from the perspective of the townspeople (the Chorus) and his wife, Clytemnestra. Dark foreshadowings build to the death of the king at the hands of his wife, who was angry that their daughter Iphigenia was killed so that the gods would restore the winds and allow the Greek fleet to sail to Troy. Clytemnestra was also unhappy that Agamemnon kept the Trojan prophetess Cassandra as his concubine. Cassandra foretells the murder of Agamemnon and of herself to the assembled townsfolk, who are horrified. She then enters the palace knowing that she cannot avoid her fate. The ending of the play includes a prediction of the return of Orestes, son of Agamemnon, who will seek to avenge his father.
The Libation BearersThe Libation Bearers opens with Orestes' arrival at Agamemnon's tomb, from exile in Phocis. Electra meets Orestes there. They plan revenge against Clytemnestra and her lover, Aegisthus. Clytemnestra's account of a nightmare in which she gives birth to a snake is recounted by the chorus. This leads her to order her daughter, Electra, to pour libations on Agamemnon's tomb (with the assistance of libation bearers) in hope of making amends. Orestes enters the palace pretending to bear news of his own death. Clytemnestra calls in Aegisthus to learn the news. Orestes kills them both. Orestes is then beset by the Furies, who avenge the murders of kin in Greek mythology.
The Eumenides
The third play addresses the question of Orestes' guilt. The Furies drive Orestes from Argos and into the wilderness. He makes his way to the temple of Apollo and begs Apollo to drive the Furies away. Apollo had encouraged Orestes to kill Clytemnestra, so he bears some of the guilt for the murder. Apollo sends Orestes to the temple of Athena with Hermes as a guide.
The Furies track him down, and Athena steps in and declares that a trial is necessary. Apollo argues Orestes' case, and after the judges (including Athena) deliver a tie vote, Athena announces that Orestes is acquitted. She renames the Furies The Eumenides (The Good-spirited, or Kindly Ones), and extols the importance of reason in the development of laws. As in The Suppliants, the ideals of a democratic Athens are praised.
Prometheus Bound (date disputed)Prometheus Bound is attributed to Aeschylus by ancient authorities. Since the late 19th century, however, scholars have increasingly doubted this ascription, largely on stylistic grounds. Its production date is also in dispute, with theories ranging from the 480s BC to as late as the 410s.
The play consists mostly of static dialogue. The Titan Prometheus is bound to a rock throughout, which is his punishment from the Olympian Zeus for providing fire to humans. The god Hephaestus and the Titan Oceanus and the chorus of Oceanids all express sympathy for Prometheus' plight. Prometheus is met by Io, a fellow victim of Zeus' cruelty. He prophesies her future travels, revealing that one of her descendants will free Prometheus. The play closes with Zeus sending Prometheus into the abyss because Prometheus will not tell him of a potential marriage which could prove Zeus' downfall.Prometheus Bound seems to have been the first play in a trilogy, the Prometheia. In the second play, Prometheus Unbound, Heracles frees Prometheus from his chains and kills the eagle that had been sent daily to eat Prometheus' perpetually regenerating liver, then believed the source of feeling. We learn that Zeus has released the other Titans which he imprisoned at the conclusion of the Titanomachy, perhaps foreshadowing his eventual reconciliation with Prometheus.
In the trilogy's conclusion, Prometheus the Fire-Bringer, it seems that the Titan finally warns Zeus not to sleep with the sea nymph Thetis, for she is fated to beget a son greater than the father. Not wishing to be overthrown, Zeus marries Thetis off to the mortal Peleus. The product of that union is Achilles, Greek hero of the Trojan War. After reconciling with Prometheus, Zeus probably inaugurates a festival in his honor at Athens.
Lost plays
Of Aeschylus' other plays, only titles and assorted fragments are known. There are enough fragments (along with comments made by later authors and scholiasts) to produce rough synopses for some plays.
Myrmidons
This play was based on books 9 and 16 of the Iliad. Achilles sits in silent indignation over his humiliation at Agamemnon's hands for most of the play. Envoys from the Greek army attempt to reconcile Achilles to Agamemnon, but he yields only to Patroclus, who then battles the Trojans in Achilles' armour. The bravery and death of Patroclus are reported in a messenger's speech, which is followed by mourning.
Nereids
This play was based on books 18 and 19 and 22 of the Iliad. It follows the Daughters of Nereus, the sea god, who lament Patroclus' death. A messenger tells how Achilles (perhaps reconciled to Agamemnon and the Greeks) slew Hector.
Phrygians, or Hector's Ransom
After a brief discussion with Hermes, Achilles sits in silent mourning over Patroclus. Hermes then brings in King Priam of Troy, who wins over Achilles and ransoms his son's body in a spectacular coup de théâtre. A scale is brought on stage and Hector's body is placed in one scale and gold in the other. The dynamic dancing of the chorus of Trojans when they enter with Priam is reported by Aristophanes.
Niobe
The children of Niobe, the heroine, have been slain by Apollo and Artemis because Niobe had gloated that she had more children than their mother, Leto. Niobe sits in silent mourning on stage during most of the play. In the Republic, Plato quotes the line "God plants a fault in mortals when he wills to destroy a house utterly."
These are the remaining 71 plays ascribed to Aeschylus which are known:AlcmeneAmymoneThe Archer-WomenThe Argivian WomenThe Argo, also titled The RowersAtalantaAthamasAttendants of the Bridal ChamberAward of the ArmsThe BacchaeThe BassaraeThe Bone-GatherersThe CabeiroiCallistoThe Carians, also titled EuropaCercyonChildren of HerculesCirceThe Cretan WomenCycnusThe DanaidsDaughters of HeliosDaughters of PhorcysThe DescendantsThe EdoniansThe EgyptiansThe EscortsGlaucus of PontusGlaucus of PotniaeHypsipyleIphigeniaIxionLaiusThe Lemnian WomenThe LionLycurgusMemnonThe Men of EleusisThe MessengersThe MyrmidonsThe MysiansNemeaThe Net-DraggersThe Nurses of DionysusOrethyiaPalamedesPenelopePentheusPerrhaibidesPhiloctetesPhineusThe Phrygian WomenPolydectesThe PriestessesPrometheus the Fire-BearerPrometheus the Fire-KindlerPrometheus UnboundProteusSemele, also titled The Water-BearersSisyphus the RunawaySisyphus the Stone-RollerThe Spectators, also titled Athletes of the Isthmian GamesThe SphinxThe Spirit-RaisersTelephusThe Thracian WomenWeighing of SoulsWomen of Aetna (two versions)Women of SalamisXantriaeThe YouthsInfluence
Influence on Greek drama and culture
The theatre was just beginning to evolve when Aeschylus started writing for it. Earlier playwrights such as Thespis had already expanded the cast to include an actor who was able to interact with the chorus. Aeschylus added a second actor, allowing for greater dramatic variety, while the chorus played a less important role. He is sometimes credited with introducing skenographia, or scene-decoration, though Aristotle gives this distinction to Sophocles. Aeschylus is also said to have made the costumes more elaborate and dramatic, and made his actors wear platform boots (cothurni) to make them more visible to the audience. According to a later account of Aeschylus' life, the chorus of Furies in the first performance of the Eumenides were so frightening when they entered that children fainted and patriarchs urinated and pregnant women went into labour.
Aeschylus wrote his plays in verse. No violence is performed onstage. The plays have a remoteness from daily life in Athens, relating stories about the gods, or being set, like The Persians, far away. Aeschylus' work has a strong moral and religious emphasis. The Oresteia trilogy concentrated on humans' position in the cosmos relative to the gods and divine law and divine punishment.
Aeschylus' popularity is evident in the praise that the comic playwright Aristophanes gives him in The Frogs, produced some 50 years after Aeschylus' death. Aeschylus appears as a character in the play and claims, at line 1022, that his Seven against Thebes "made everyone watching it to love being warlike". He claims, at lines 1026–7, that with The Persians he "taught the Athenians to desire always to defeat their enemies." Aeschylus goes on to say, at lines 1039ff., that his plays inspired the Athenians to be brave and virtuous.
Influence outside Greek culture
Aeschylus' works were influential beyond his own time. Hugh Lloyd-Jones draws attention to Richard Wagner's reverence of Aeschylus. Michael Ewans argues in his Wagner and Aeschylus. The Ring and the Oresteia (London: Faber. 1982) that the influence was so great as to merit a direct character by character comparison between Wagner's Ring and Aeschylus's Oresteia. But a critic of that book, while not denying that Wagner read and respected Aeschylus, has described the arguments as unreasonable and forced.
J.T. Sheppard argues in the second half of his Aeschylus and Sophocles: Their Work and Influence that Aeschylus and Sophocles have played a major part in the formation of dramatic literature from the Renaissance to the present, specifically in French and Elizabethan drama. He also claims that their influence went beyond just drama and applies to literature in general, citing Milton and the Romantics.
Eugene O'Neill's Mourning Becomes Electra (1931), a trilogy of three plays set in America after the Civil War, is modeled after the Oresteia. Before writing his acclaimed trilogy, O'Neill had been developing a play about Aeschylus, and he noted that Aeschylus "so changed the system of the tragic stage that he has more claim than anyone else to be regarded as the founder (Father) of Tragedy."
During his presidential campaign in 1968, Senator Robert F. Kennedy quoted the Edith Hamilton translation of Aeschylus on the night of the assassination of Martin Luther King Jr. Kennedy was notified of King's murder before a campaign stop in Indianapolis, Indiana, and was warned not to attend the event due to fears of rioting from the mostly African-American crowd. Kennedy insisted on attending and delivered an impromptu speech that delivered news of King's death. Acknowledging the audience's emotions, Kennedy referred to his own grief at the murder of Martin Luther King and, quoting a passage from the play Agamemnon (in translation), said: "My favorite poet was Aeschylus. And he once wrote: 'Even in our sleep, pain which cannot forget falls drop by drop upon the heart, until in our own despair, against our will, comes wisdom through the awful grace of God.' What we need in the United States is not division; what we need in the United States is not hatred; what we need in the United States is not violence and lawlessness; but is love and wisdom, and compassion toward one another, and a feeling of justice toward those who still suffer within our country, whether they be white or whether they be black ... Let us dedicate ourselves to what the Greeks wrote so many years ago: to tame the savageness of man and make gentle the life of this world." The quotation from Aeschylus was later inscribed on a memorial at the gravesite of Robert Kennedy following his own assassination.
Editions
Ulrich von Wilamowitz-Moellendorff, Aeschyli Tragoediae. Editio maior, Berlin 1914.
Gilbert Murray, Aeschyli Septem Quae Supersunt Tragoediae. Editio Altera, Oxford 1955.
Denys Page, Aeschyli Septem Quae Supersunt Tragoediae, Oxford 1972.
Martin L. West, Aeschyli Tragoediae cum incerti poetae Prometheo, 2nd ed., Stuttgart/Leipzig 1998.
The first translation of the seven plays into English was by Robert Potter in 1779, using blank verse for the iambic trimeters and rhymed verse for the choruses, a convention adopted by most translators for the next century.
Anna Swanwick produced a verse translation in English of all seven surviving plays as The Dramas of Aeschylus in 1886 full text
Stefan Radt (ed.), Tragicorum Graecorum Fragmenta. Vol. III: Aeschylus (Göttingen, Vandenhoeck & Ruprecht, 2009) (Tragicorum Graecorum Fragmenta, 3).
Alan H. Sommerstein (ed.), Aeschylus, Volume II, Oresteia: Agamemnon. Libation-bearers. Eumenides. 146 (Cambridge, Massachusetts/London: Loeb Classical Library, 2009); Volume III, Fragments. 505 (Cambridge, Massachusetts/London: Loeb Classical Library, 2008).
See also
2876 Aeschylus, an asteroid named for him
Ancient Greek literature
Ancient Greek mythology
Ancient Greek religion
Battle of Marathon
Classical Greece
Dionysia
Music of ancient Greece
Theatre of ancient Greece
"Live by the sword, die by the sword"
Notes
Citations
References
Bierl, A. Die Orestie des Aischylos auf der modernen Bühne: Theoretische Konzeptionen und ihre szenische Realizierung (Stuttgart: Metzler, 1997)
Cairns, D., V. Liapis, Dionysalexandros: Essays on Aeschylus and His Fellow Tragedians in Honour of Alexander F. Garvie (Swansea: The Classical Press of Wales, 2006)
Deforge, B. Une vie avec Eschyle. Vérité des mythes (Paris, Les Belles Lettres, 2010)
Lefkowitz, Mary (1981). The Lives of the Greek Poets. University of North Carolina Press
— (2002). Greek Drama and Dramatists. London: Routledge Press.
Summers, David (2007). Vision, Reflection, and Desire in Western Painting. University of North Carolina Press
Thomson, George (1973) Aeschylus and Athens: A Study in the Social Origin of Drama. London: Lawrence and Wishart (4th edition)
Vellacott, Philip, (1961). Prometheus Bound and Other Plays: Prometheus Bound, Seven Against Thebes, and The Persians. New York: Penguin Classics.
Zeitlin, Froma (1982). Under the sign of the shield: semiotics and Aeschylus' Seven against Thebes. Lanham, Md.: Lexington Books, 2nd ed. 2009 (Greek studies: interdisciplinary approaches)
Zetlin, Froma (1996). "The dynamics of misogyny: myth and mythmaking in Aeschylus's Oresteia", in Froma Zeitlin, Playing the Other: Gender and Society in Classical Greek Literature. Chicago: University of Chicago Press. pp. 87–119.
Zeitlin, Froma (1996). "The politics of Eros in the Danaid trilogy of Aeschylus", in Froma Zeitlin, Playing the Other: Gender and Society in Classical Greek Literature''. Chicago: University of Chicago Press. pp. 123–171.
External links
Selected Poems of Aeschylus
Aeschylus-related materials at the Perseus Digital Library
Complete syntax diagrams at Alpheios
Online English Translations of Aeschylus
Photo of a fragment of The Net-pullers
"Aeschylus, I: Persians" from the Loeb Classical Library, Harvard University Press
"Aeschylus, II: The Oresteia" from the Loeb Classical Library, Harvard University Press
"Aeschylus, III: Fragments" from the Loeb Classical Library, Harvard University Press
5th-century BC Greek people
5th-century BC writers
520s BC births
450s BC deaths
Year of birth uncertain
Year of death uncertain
Ancient Greek dramatists and playwrights
Tragic poets
Ancient Greeks accused of sacrilege
Greek people of the Greco-Persian Wars
Battle of Marathon
Accidental deaths in Italy
Deaths due to animal attacks
Bird attacks |
2025 | https://en.wikipedia.org/wiki/Crandall%20University | Crandall University | Crandall University is a Baptist Christian liberal arts university located in Moncton, New Brunswick, Canada. It is affiliated with the Canadian Baptists of Atlantic Canada (Canadian Baptist Ministries).
History
Crandall University was founded in 1949 under the name United Baptist Bible Training School (UBBTS), and served as both a secondary school and a Bible school by the Canadian Baptists of Atlantic Canada. Over two decades, the focus of the school gradually shifted toward post-secondary programs. In 1968, UBBTS became a Bible and junior Christian liberal arts college, and in 1970 the name was changed to Atlantic Baptist College (ABC). A sustained campaign to expand the school's faculty and improve the level of education resulted in ABC being able to grant full Bachelor of Arts degrees in 1983. Its campus at this time was located along the Salisbury Road, west of Moncton's central business district.
The institution moved to a new campus built on the Gorge Road, north of the central business district, in 1996. The name was changed to Atlantic Baptist University (ABU), a reflection of expanded student enrolment and academic accreditation. In 2003, the ABU sports teams adopted the name The Blue Tide. The institution was the first, and thus far only, English-language university in Moncton. The Atlantic Baptist University Act was passed by the Legislative Assembly of New Brunswick in 2008.
On August 21, 2009, it was announced that the institution had changed its name to Crandall University in honour of Rev. Joseph Crandall, a pioneering Baptist minister in the maritime region. In conjunction with the university name change, Crandall Athletics took on a new identity as "The Crandall Chargers."
Academics
, Crandall offers 16 undergraduate programs, 3 graduate programs, and a variety of certificate programs. Through its partnership with Acadia Divinity College, students can also enrol in the Bachelor of Theology program concurrent with a Crandall degree. Crandall has a 13:1 student-to-faculty ratio.
Controversy
In 2012, Crandall University came under public scrutiny for receiving municipal funds for having a scripturally based hiring policy consistent with its denomination's tradition, that is, forbidding the hiring of non-celibate LGBTQ people. This has been characterized by the press as an anti-gay hiring policy. That same year, the Crandall Student Association publicly broke with the university's administration over the policy, with the student president at the time telling the CBC, "The Christian faith does say do not judge others. And the Christian faith is all about love. So I feel that this policy – to me – doesn't seem like it's following those specific guidelines." In 2013, a year after the controversy erupted, the university opted to not apply for $150,000 in public funding that it had received annually. The university president also issued an apology, stating: "We wish to apologize for anything that Crandall University might possibly have communicated in the past that may have seemed unloving or disrespectful in any way toward any individual or groups."
Affiliations
Crandall is an affiliate member of the Association of the Registrars of the Universities and Colleges of Canada (ARUCC); a full member of the ARUCC regional association, the Atlantic Association of Registrars and Admissions Officers (AARAO); an active member of Christian Higher Education Canada (CHEC); and an active member of the New Brunswick Association of Private Colleges and Universities. However, Crandall faculty are not members of the Canadian Association of University Teachers (CAUT). In their report, the CAUT found that "while the university has a statement on academic freedom, it is significantly inconsistent with that of the CAUT and the majority of universities across the western world, and assurances that free enquiry is still possible within its constraints are unconvincing." They therefore recommended that Crandall University "be placed on the list of institutions 'found to have imposed a requirement of a commitment to a particular ideology or statement of faith as a condition of employment.'"
The university is affiliated with the Canadian Baptists of Atlantic Canada (Canadian Baptist Ministries). It is a member of the Council for Christian Colleges and Universities.
Library and archives
Crandall University houses the Baptist Heritage Center whose 300 artifacts preserve the material history of Atlantic Baptists, the Convention of Atlantic Baptist Churches, and its predecessor organizations. The collection and archives includes objects used in worship services, furniture, musical instruments, church building architecture pictures and printed material.
Athletics
Crandall University is represented in the Atlantic Collegiate Athletic Association (ACAA) by 8 varsity teams. The Chargers teams include men's and women's soccer, basketball, volleyball, and cross country. The Chargers also offer a boxing club program that competes internationally.
The Chargers have won six ACAA banners: women's soccer in 2003–04, men's cross country in 2021–22, and both men's and women's cross country in 2022–23 and 2023-24.
Notable alumni
David Alward – former Premier of New Brunswick
Ken LeBlanc – entrepreneur
Ralph Richardson – first chancellor of the university
Cathy Rogers – politician
See also
List of schools in Moncton
Higher education in New Brunswick
List of universities and colleges in New Brunswick
References
External links
Crandall University homepage
Crandall Athletics homepage
Education in Moncton
Universities in New Brunswick
1949 establishments in New Brunswick
Universities and colleges established in 1949
Baptist universities and colleges
Baptist Christianity in Canada
Council for Christian Colleges and Universities
Christian universities and colleges in Canada
Private universities and colleges in Canada |
2028 | https://en.wikipedia.org/wiki/Ambient | Ambient | Ambient or Ambiance or Ambience may refer to:
Arts and entertainment
Ambiancé, an unreleased experimental film
Ambient (novel), a novel by Jack Womack
Music and sound
Ambience (sound recording), also known as atmospheres or backgrounds
Ambient music, a genre of music that puts an emphasis on tone and atmosphere
Ambient (album), by Moby
Ambience (album), by the Lambrettas
Virgin Ambient series, a series of 24 albums released on the UK Virgin Records label between 1993 and 1997
Ambient 1–4, a set of four albums by Brian Eno, released by Obscure Records between 1978 and 1982
Stingray Ambiance, the channel "Ambiance" on the Singray music service
Other
Ambient (computation), a process calculus
Ambient (desktop environment), a MUI-based desktop environment for MorphOS
Mark Ambient (1860–1937), pen name of Harold Harley, English dramatist
, a cruise ship
Ambient Technologies, semiconductor company specialising in modem ICs, spun off from Cirrus Logic in 1999 and purchased by Intel in 2000
See also
Ambient lighting (disambiguation) |
2032 | https://en.wikipedia.org/wiki/Acting | Acting | Acting is an activity in which a story is told by means of its enactment by an actor who adopts a character—in theatre, television, film, radio, or any other medium that makes use of the mimetic mode.
Acting involves a broad range of skills, including a well-developed imagination, emotional facility, physical expressivity, vocal projection, clarity of speech, and the ability to interpret drama. Acting also demands an ability to employ dialects, accents, improvisation, observation and emulation, mime, and stage combat. Many actors train at length in specialist programs or colleges to develop these skills. The vast majority of professional actors have gone through extensive training. Actors and actresses will often have many instructors and teachers for a full range of training involving singing, scene-work, audition techniques, and acting for camera.
Most early sources in the West that examine the art of acting (, hypokrisis) discuss it as part of rhetoric.
History
One of the first known actors was an ancient Greek called Thespis of Icaria in Athens. Writing two centuries after the event, Aristotle in his Poetics () suggests that Thespis stepped out of the dithyrambic chorus and addressed it as a separate character. Before Thespis, the chorus narrated (for example, "Dionysus did this, Dionysus said"). When Thespis stepped out from the chorus, he spoke as if he were the character (for example, "I am Dionysus, I did this"). To distinguish between these different modes of storytelling—enactment and narration—Aristotle uses the terms "mimesis" (via enactment) and "diegesis" (via narration). From Thespis' name derives the word "thespian".
Training
Conservatories and drama schools typically offer two- to four-year training on all aspects of acting. Universities mostly offer three- to four-year programs, in which a student is often able to choose to focus on acting, whilst continuing to learn about other aspects of theatre. Schools vary in their approach, but in North America the most popular method taught derives from the 'system' of Konstantin Stanislavski, which was developed and popularised in America as method acting by Lee Strasberg, Stella Adler, Sanford Meisner, and others.
Other approaches may include a more physically based orientation, such as that promoted by theatre practitioners as diverse as Anne Bogart, Jacques Lecoq, Jerzy Grotowski, or Vsevolod Meyerhold. Classes may also include psychotechnique, mask work, physical theatre, improvisation, and acting for camera.
Regardless of a school's approach, students should expect intensive training in textual interpretation, voice, and movement. Applications to drama programmes and conservatories usually involve extensive auditions. Anybody over the age of 18 can usually apply. Training may also start at a very young age. Acting classes and professional schools targeted at under-18s are widespread. These classes introduce young actors to different aspects of acting and theatre, including scene study.
Increased training and exposure to public speaking allows people to maintain a calmer and more relaxed physiology. Measuring a public speaker's heart rate is perhaps one of the easiest ways to assess changes in stress, as heart rate increases with anxiety. As actors increase their performances, heart rate and other signs of stress may decrease. This is very important in training actors, as adaptive strategies gained from increased exposure to public speaking can regulate implicit and explicit anxiety. By attending an institution that specializes in acting, the increased opportunity to act will lead to a more relaxed physiology and a decrease in stress and its effects on the body. These effects can range from hormonal to cognitive health that can impact quality of life and performance.
Improvisation
Some classical forms of acting involve a substantial element of improvised performance. Most notable is its use by the troupes of the commedia dell'arte, a form of masked comedy that originated in Italy.
Improvisation as an approach to acting formed an important part of the Russian theatre practitioner Konstantin Stanislavski's 'system' of actor training, which he developed from the 1910s onwards. Late in 1910, the playwright Maxim Gorky invited Stanislavski to join him in Capri, where they discussed training and Stanislavski's emerging "grammar" of acting. Inspired by a popular theatre performance in Naples that utilised the techniques of the commedia dell'arte, Gorky suggested that they form a company, modelled on the medieval strolling players, in which a playwright and group of young actors would devise new plays together by means of improvisation. Stanislavski would develop this use of improvisation in his work with his First Studio of the Moscow Art Theatre. Stanislavski's use was extended further in the approaches to acting developed by his students, Michael Chekhov and Maria Knebel.
In the United Kingdom, the use of improvisation was pioneered by Joan Littlewood from the 1930s onwards and, later, by Keith Johnstone and Clive Barker. In the United States, it was promoted by Viola Spolin, after working with Neva Boyd at a Hull House in Chicago, Illinois (Spolin was Boyd's student from 1924 to 1927). Like the British practitioners, Spolin felt that playing games was a useful means of training actors and helped to improve an actor's performance. With improvisation, she argued, people may find expressive freedom, since they do not know how an improvised situation will turn out. Improvisation demands an open mind in order to maintain spontaneity, rather than pre-planning a response. A character is created by the actor, often without reference to a dramatic text, and a drama is developed out of the spontaneous interactions with other actors. This approach to creating new drama has been developed most substantially by the British filmmaker Mike Leigh, in films such as Secrets & Lies (1996), Vera Drake (2004), Another Year (2010), and Mr. Turner (2014).
Improvisation is also used to cover up if an actor or actress makes a mistake.
Physiological effects
Acting in front of an audience many times can cause "stage fright", a form of stress in which someone becomes anxious in front of an audience. This is common among actors, especially new actors, and can cause symptoms such as increased heart rate, increased blood pressure, and sweating.
In a 2017 study on American university students, actors of various experience levels all showed similarly elevated heart rates throughout their performances; this agrees with previous studies on professional and amateur actors' heart rates. While all actors experienced stress, causing elevated heart rate, the more experienced actors displayed less heart rate variability than the less experienced actors in the same play. The more experienced actors experienced less stress while performing, and therefore had a smaller degree of variability than the less experienced, more stressed actors. The more experienced an actor is, the more stable their heart rate will be while performing, but will still experience elevated heart rates.
Semiotics
The semiotics of acting involves a study of the ways in which aspects of a performance come to operate for its audience as signs. This process largely involves the production of meaning, whereby elements of an actor's performance acquire significance, both within the broader context of the dramatic action and in the relations each establishes with the real world.
Following the ideas proposed by the Surrealist theorist Antonin Artaud, however, it may also be possible to understand communication with an audience that occurs 'beneath' significance and meaning (which the semiotician Félix Guattari described as a process involving the transmission of "a-signifying signs"). In his The Theatre and its Double (1938), Artaud compared this interaction to the way in which a snake charmer communicates with a snake, a process which he identified as "mimesis"—the same term that Aristotle in his Poetics () used to describe the mode in which drama communicates its story, by virtue of its embodiment by the actor enacting it, as distinct from "diegesis", or the way in which a narrator may describe it. These "vibrations" passing from the actor to the audience may not necessarily precipitate into significant elements as such (that is, consciously perceived "meanings"), but rather may operate by means of the circulation of "affects".
The approach to acting adopted by other theatre practitioners involve varying degrees of concern with the semiotics of acting. Konstantin Stanislavski, for example, addresses the ways in which an actor, building on what he calls the "experiencing" of a role, should also shape and adjust a performance in order to support the overall significance of the drama—a process that he calls establishing the "perspective of the role". The semiotics of acting plays a far more central role in Bertolt Brecht's epic theatre, in which an actor is concerned to bring out clearly the socio historical significance of behaviour and action by means of specific performance choices—a process that he describes as establishing the "not/but" element in a performed physical "gestus" within context of the play's overall "Fabel". Eugenio Barba argues that actors ought not to concern themselves with the significance of their performance behaviour; this aspect is the responsibility, he claims, of the director, who weaves the signifying elements of an actor's performance into the director's dramaturgical "montage".
The theatre semiotician Patrice Pavis, alluding to the contrast between Stanislavski's 'system' and Brecht's demonstrating performer—and, beyond that, to Denis Diderot's foundational essay on the art of acting, Paradox of the Actor (–78)—argues that:
Elements of a semiotics of acting include the actor's gestures, facial expressions, intonation and other vocal qualities, rhythm, and the ways in which these aspects of an individual performance relate to the drama and the theatrical event (or film, television programme, or radio broadcast, each of which involves different semiotic systems) considered as a whole. A semiotics of acting recognises that all forms of acting involve conventions and codes by means of which performance behaviour acquires significance—including those approaches, such as Stanislvaski's or the closely related method acting developed in the United States, that offer themselves as "a natural kind of acting that can do without conventions and be received as self-evident and universal." Pavis goes on to argue that:
The conventions that govern acting in general are related to structured forms of play, which involve, in each specific experience, "rules of the game." This aspect was first explored by Johan Huizinga (in Homo Ludens, 1938) and Roger Caillois (in Man, Play and Games, 1958). Caillois, for example, distinguishes four aspects of play relevant to acting: mimesis (simulation), agon (conflict or competition), alea (chance), and ilinx (vertigo, or "vertiginous psychological situations" involving the spectator's identification or catharsis). This connection with play as an activity was first proposed by Aristotle in his Poetics, in which he defines the desire to imitate in play as an essential part of being human and our first means of learning as children:
This connection with play also informed the words used in English (as was the analogous case in many other European languages) for drama: the word "play" or "game" (translating the Anglo-Saxon plèga or Latin ludus) was the standard term used until William Shakespeare's time for a dramatic entertainment—just as its creator was a "play-maker" rather than a "dramatist", the person acting was known as a "player", and, when in the Elizabethan era specific buildings for acting were built, they were known as "play-houses" rather than "theatres."
Resumes and auditions
Actors and actresses need to make a resume when applying for roles. The acting resume is very different from a normal resume; it is generally shorter, with lists instead of paragraphs, and it should have a head shot on the back. Sometimes, a resume also contains a short 30-second to 1-minute reel displaying the actor's abilities, so that the casting director can see previous performances, if any. An actor's resume should list projects they have acted in before, such as plays, movies, or shows, as well as special skills and their contact information.
Auditioning is the act of performing either a monologue or sides (lines for one character) as sent by the casting director. Auditioning entails showing the actor's skills to present themselves as a different person; it may be as brief as two minutes. For theater auditions it can be longer than two minutes, or they may perform more than one monologue, as each casting director can have different requirements for actors. Actors should go to auditions dressed for the part, to make it easier for the casting director to visualize them as the character. For television or film they will have to undergo more than one audition. Oftentimes actors are called into another audition at the last minute, and are sent the sides either that morning or the night before. Auditioning can be a stressful part of acting, especially if one has not been trained to audition.
Rehearsal
Rehearsal is a process in which actors prepare and practice a performance, exploring the vicissitudes of conflict between characters, testing specific actions in the scene, and finding means to convey a particular sense. Some actors continue to rehearse a scene throughout the run of a show in order to keep the scene fresh in their minds and exciting for the audience.
Audience
A critical audience with evaluative spectators is known to induce stress on actors during performance, (see Bode & Brutten). Being in front of an audience sharing a story will makes the actors intensely vulnerable. Shockingly, an actor will typically rate the quality of their performance higher than their spectators. Heart rates are generally always higher during a performance with an audience when compared to rehearsal, however what's interesting is that this audience also seems to induce a higher quality of performance. Simply put, while public performances cause extremely high stress levels in actors (more so amateur ones), the stress actually improves the performance, supporting the idea of "positive stress in challenging situations"
Heart rate
Depending on what an actor is doing, his or her heart rate will vary. This is the body's way of responding to stress. Prior to a show one will see an increase in heart rate due to anxiety. While performing an actor has an increased sense of exposure which will increase performance anxiety and the associated physiological arousal, such as heart rate. Heart rates increases more during shows compared to rehearsals because of the increased pressure, which is due to the fact that a performance has a potentially greater impact on an actors career. After the show a decrease in the heart rate due to the conclusion of the stress inducing activity can be seen. Often the heart rate will return to normal after the show or performance is done; however, during the applause after the performance there is a rapid spike in heart rate. This can be seen not only in actors but also with public speaking and musicians.
Stress
There is a correlation between heart-rate and stress when actors' are performing in front of an audience. Actors claim that having an audience has no change in their stress level, but as soon as they come on stage their heart-rate rises quickly. A 2017 study done in an American University looking at actors' stress by measuring heart-rate showed individual heart-rates rose right before the performance began for those actors opening. There are many factors that can add to an actors' stress. For example, length of monologues, experience level, and actions done on stage including moving the set. Throughout the performance heart-rate rises the most before an actor is speaking. The stress and thus heart-rate of the actor then drops significantly at the end of a monologue, big action scene, or performance.
See also
Biomechanics
Meisner technique
Method acting
Presentational and representational acting
Stanislavski's system
Viewpoints
Lists of actors
Diving (association football)
Flop (basketball)
References
Sources
Boleslavsky, Richard. 1933 Acting: the First Six Lessons. New York: Theatre Arts, 1987. .
Benedetti, Jean. 1999. Stanislavski: His Life and Art. Revised edition. Original edition published in 1988. London: Methuen. .
Brustein, Robert. 2005. Letters to a Young Actor New York: Basic Books. .
Csapo, Eric, and William J. Slater. 1994. The Context of Ancient Drama. Ann Arbor: University of Michigan Press. .
Elam, Keir. 1980. The Semiotics of Theatre and Drama. New Accents Ser. London and New York: Methuen. .
Hagen, Uta and Haskel Frankel. 1973. Respect for Acting. New York: Macmillan. .
Halliwell, Stephen, ed. and trans. 1995. Aristotle Poetics. Loeb Classical Library ser. Aristotle vol. 23. Cambridge, MA: Harvard University Press. .
Hodge, Alison, ed. 2000. Twentieth Century Actor Training. London and New York: Routledge. .
Magarshack, David. 1950. Stanislavsky: A Life. London and Boston: Faber, 1986. .
Meisner, Sanford, and Dennis Longwell. 1987. Sanford Meisner on Acting. New York: Vintage. .
Pavis, Patrice. 1998. Dictionary of the Theatre: Terms, Concepts, and Analysis. Trans. Christine Shantz. Toronto and Buffalo: University of Toronto Press. .
Stanislavski, Konstantin. 1938. An Actor's Work: A Student's Diary. Trans. and ed. Jean Benedetti. London and New York: Routledge, 2008. .
Stanislavski, Konstantin. 1957. An Actor's Work on a Role. Trans. and ed. Jean Benedetti. London and New York: Routledge, 2010. .
Wickham, Glynne. 1959. Early English Stages: 1300—1660. Vol. 1. London: Routledge.
Wickham, Glynne. 1969. Shakespeare's Dramatic Heritage: Collected Studies in Mediaeval, Tudor and Shakespearean Drama. London: Routledge. .
Wickham, Glynne. 1981. Early English Stages: 1300—1660. Vol. 3. London: Routledge. .
Zarrilli, Phillip B., ed. 2002. Acting (Re)Considered: A Theoretical and Practical Guide. Worlds of Performance Ser. 2nd edition. London and New York: Routledge. .
External links
Collection: "History of Acting: Gestural Acting and Realism" from the University of Michigan Museum of Art
Role-playing |
2037 | https://en.wikipedia.org/wiki/Delian%20League | Delian League | The Delian League was a confederacy of Greek city-states, numbering between 150 and 330, founded in 478 BC under the leadership (hegemony) of Athens, whose purpose was to continue fighting the Persian Empire after the Greek victory in the Battle of Plataea at the end of the Second Persian invasion of Greece. The League functioned as a dual –offensive and defensive– alliance (symmachia) of autonomous states, similar to its rival association, the Peloponnesian League. The League's modern name derives from its official meeting place, the island of Delos, where congresses were held within the sanctuary of the Temple of Apollo; contemporary authors referred to the organization simply as "the Athenians and their Allies".
While Sparta excelled as Greece's greatest power on land, Athens turned to the seas becoming the dominant naval power of the Greek world. Following Sparta's withdrawal from the conflict with Persia, Athens took the lead of the Hellenic alliance accompanied by several states around the Aegean and the Anatolian coast. The Delian League was formed as an anti-Persian defensive association of equal city-states seeking protection under Athens, as the latter wished to extend its support towards the Ionian Greek colonies of Anatolia. By the mid-fifth century BC, the alliance had developed into a naval imperial power, called the Athenian Empire, where Athens established complete dominion and the allies became increasingly less autonomous. The alliance held an assembly of representatives in order to shape its policy, while the members swore an oath of loyalty to the coalition. The Delian League successfully accomplished its principal strategic goal by decisively expelling the remaining Persian forces from the Aegean. As a result, Persia would cease to pose a major threat to Greece for the following fifty years.
From its inception, Athens became the League's biggest source of military power, while more and more allies preferred to pay the dues in cash. Athens began to use the League's funds for its own purposes, like the reinforcement of its naval supremacy, which led to conflicts between the city and its less powerful allies, at times culminating in rebelions, like that of Thasos in 465 BC. The League's treasury initially stood in Delos until, in a symbolic gesture, Pericles moved it to Athens in 454 BC. By 431 BC, the threat that the League presented to Spartan hegemony combined with Athens's heavy-handed control of the Delian League prompted the outbreak of the Peloponnesian War; the League was dissolved upon the war's conclusion in 404 BC under the direction of Lysander, the Spartan commander. Witnessing Sparta's growing hegemony in the first half of the 4th century BC, Athens went on to partly revive the alliance, this time called the Second Athenian League, reestablishing its naval dominance in the eastern Mediterranean.
Background
The Greco-Persian Wars had their roots in the conquest of the Greek cities of Asia Minor, and particularly Ionia, by the Achaemenid Persian Empire of Cyrus the Great shortly after 550 BC. The Persians found the Ionians difficult to rule, eventually settling for sponsoring a tyrant in each Ionian city. While Greek states had in the past often been ruled by tyrants, this form of government was on the decline. By 500 BC, Ionia appears to have been ripe for rebellion against these Persian clients. The simmering tension finally broke into open revolt due to the actions of the tyrant of Miletus, Aristagoras. Attempting to save himself after a disastrous Persian-sponsored expedition in 499 BC, Aristagoras chose to declare Miletus a democracy. This triggered similar revolutions across Ionia, extending to Doris and Aeolis, beginning the Ionian Revolt.
The Greek states of Athens and Eretria allowed themselves to be drawn into this conflict by Aristagoras, and during their only campaigning season (498 BC) they contributed to the capture and burning of the Persian regional capital of Sardis. After this, the Ionian revolt carried on (without further outside aid) for a further five years, until it was finally completely crushed by the Persians. However, in a decision of great historic significance, the Persian king Darius the Great decided that, despite having subdued the revolt, there remained the unfinished business of exacting punishment on Athens and Eretria for supporting the revolt. The Ionian revolt had severely threatened the stability of Darius's empire, and the states of mainland Greece would continue to threaten that stability unless dealt with. Darius thus began to contemplate the complete conquest of Greece, beginning with the destruction of Athens and Eretria.
In the next two decades, there would be two Persian invasions of Greece, occasioning, thanks to Greek historians, some of the most famous battles in history. During the first invasion, Thrace, Macedon and the Aegean Islands were added to the Persian Empire, and Eretria was duly destroyed. However, the invasion ended in 490 BC with the decisive Athenian victory at the Battle of Marathon. After this invasion, Darius died, and responsibility for the war passed to his son Xerxes I.
Xerxes then personally led a second Persian invasion of Greece in 480 BC, taking an enormous (although oft-exaggerated) army and navy to Greece. Those Greeks who chose to resist (the 'Allies') were defeated in the twin simultaneous battles of Thermopylae on land and Artemisium at sea. All of Greece except the Peloponnesus thus having fallen into Persian hands, the Persians then seeking to destroy the Allied navy once and for all, suffered a decisive defeat at the Battle of Salamis. The following year, 479 BC, the Allies assembled the largest Greek army yet seen and defeated the Persian invasion force at the Battle of Plataea, ending the invasion and the threat to Greece.
The Allied fleet defeated the remnants of the Persian fleet in the Battle of Mycale near the island of Samos—on the same day as Plataea, according to tradition. This action marks the end of the Persian invasion, and the beginning of the next phase in the Greco-Persian wars, the Greek counterattack. After Mycale, the Greek cities of Asia Minor again revolted, with the Persians now powerless to stop them. The Allied fleet then sailed to the Thracian Chersonese, still held by the Persians, and besieged and captured the town of Sestos. The following year, 478 BC, the Allies sent a force to capture the city of Byzantion (modern day Istanbul). The siege was successful, but the behaviour of the Spartan general Pausanias alienated many of the Allies, and resulted in Pausanias's recall.
Formation
After Byzantion, Sparta was eager to end its involvement in the war. The Spartans greatly feared the rise of the Athenians as a challenge to their power. Additionally, the Spartans were of the view that, with the liberation of mainland Greece, and the Greek cities of Asia Minor, the war's purpose had already been achieved. There was also perhaps a feeling that establishing long-term security for the Asian Greeks would prove impossible. In the aftermath of Mycale, the Spartan king Leotychidas had proposed transplanting all the Greeks from Asia Minor to Europe as the only method of permanently freeing them from Persian dominion.
Xanthippus, the Athenian commander at Mycale, had furiously rejected this; the Ionian cities had been Athenian colonies, and the Athenians, if no one else, would protect the Ionians. This marked the point at which the leadership of the Greek alliance effectively passed to the Athenians. With the Spartan withdrawal after Byzantion, the leadership of the Athenians became explicit.
The loose alliance of city states which had fought against Xerxes's invasion had been dominated by Sparta and the Peloponnesian league. With the withdrawal of these states, a congress was called on the holy island of Delos to institute a new alliance to continue the fight against the Persians; hence the modern designation "Delian League". According to Thucydides, the official aim of the League was to "avenge the wrongs they suffered by ravaging the territory of the king."
In reality, this goal was divided into three main efforts—to prepare for future invasion, to seek revenge against Persia, and to organize a means of dividing spoils of war. The members were given a choice of either offering armed forces or paying a tax to the joint treasury; most states chose the tax. League members swore to have the same friends and enemies, and dropped ingots of iron into the sea to symbolize the permanence of their alliance. The Athenian politician Aristides would spend the rest of his life occupied in the affairs of the alliance, dying (according to Plutarch) a few years later in Pontus, whilst determining what the tax of new members was to be.
Members
The Delian League, also known as the Athenian Empire, was a collection of Greek city-states largely based around the Aegean Sea which operated under the hegemony of Athens. This alliance initially served the purpose of coordinating a united Greek front against a perceived looming Persian threat against the Ionian city-states which bordered it. The members of the Delian League were made to swear an oath of loyalty to the league and contributed mostly monetarily but in some instances donated ships or other forces. It was also the case that many democratic members of the League owed their freedom from oligarchic or tyrannical rule to Athens. Because of this, Athens gained an overwhelming advantage in the voting system conducted by relying on the support of democratic city-states Athens had helped into being. By 454 Athens moved the treasury of the Delian League from the Island of Delos to the Parthenon in Athens. Benefitting greatly from the influx of cash coming out of the 150-330 members, Athens used the money to reinforce its own naval supremacy and used the remaining funds to embellish the city with art and architecture. In order to maintain the new synoecism, Athens began using its greatly expanded military to enforce membership in the League. City-states who wished to leave the alliance were punished by Athens with force such as Mytilene and Melos. No longer considered her allies, Athens eventually began to refer to the members of the Delian League as "all the cities Athens rules." Athens also extended its authority over members of the League through judicial decisions. Synoecism under the Athenian Empire was enforced by resolving matters of and between states in Athens by courts composed of Athenian citizens and enforcing those decisions through the Athenian military.
Composition and expansion
In the first ten years of the league's existence, Cimon/Kimon forced Karystos in Euboea to join the league, conquered the island of Skyros and sent Athenian colonists there.
Over time, especially with the suppression of rebellions, Athens exercised hegemony over the rest of the league. Thucydides describes how Athens's control over the League grew:
Of all the causes of defection, that connected with arrears of tribute and vessels, and with failure of service, was the chief; for the Athenians were very severe and exacting, and made themselves offensive by applying the screw of necessity to men who were not used to and in fact not disposed for any continuous labor. In some other respects the Athenians were not the old popular rulers they had been at first; and if they had more than their fair share of service, it was correspondingly easy for them to reduce any that tried to leave the confederacy. The Athenians also arranged for the other members of the league to pay its share of the expense in money instead of in ships and men, and for this the subject city-states had themselves to blame, their wish to get out of giving service making most leave their homes. Thus while Athens was increasing her navy with the funds they contributed, a revolt always found itself without enough resources or experienced leaders for war.
Rebellion
Naxos
The first member of the league to attempt to secede was the island of Naxos in c. 471 BC. After being defeated, Naxos is believed (based on similar, later revolts) to have been forced to tear down its walls along with losing its fleet and vote in the League.
Thasos
In 465 BC, Athens founded the colony of Amphipolis on the Strymon river. Thasos, a member of the League, saw her interests in the mines of Mt. Pangaion threatened and defected from the League to Persia. She called to Sparta for assistance but was denied, as Sparta was facing the largest helot revolt in its history.
After more than two years of siege, Thasos surrendered to the Athenian leader Aristides and was forced back into the league. As a result, the fortification walls of Thasos were torn down, and they had to pay yearly tribute and fines. Additionally, their land, naval ships, and the mines of Thasos were confiscated by Athens. The siege of Thasos marks the transformation of the Delian league from an alliance into, in the words of Thucydides, a hegemony.
Policies of the League
In 461 BC, Cimon was ostracized and was succeeded in his influence by democrats such as Ephialtes and Pericles. This signaled a complete change in Athenian foreign policy, neglecting the alliance with the Spartans and instead allying with her enemies, Argos and Thessaly. Megara deserted the Spartan-led Peloponnesian League and allied herself with Athens, allowing construction of a double line of walls across the Isthmus of Corinth and protecting Athens from attack from that quarter. Roughly a decade earlier, due to encouragement from influential speaker Themistocles, the Athenians had also constructed the Long Walls connecting their city to the Piraeus, its port, making it effectively invulnerable to attack by land.
In 454 BC, the Athenian general Pericles moved the Delian League's treasury from Delos to Athens, allegedly to keep it safe from Persia. However, Plutarch indicates that many of Pericles's rivals viewed the transfer to Athens as usurping monetary resources to fund elaborate building projects. Athens also switched from accepting ships, men and weapons as dues from league members, to only accepting money.
The new treasury established in Athens was used for many purposes, not all relating to the defence of members of the league. It was from tribute paid to the league that Pericles set to building the Parthenon on the Acropolis, replacing an older temple, as well as many other non-defense related expenditures. The Delian League was turning from an alliance into an empire.
Wars against Persia
War with the Persians continued. In 460 BC, Egypt revolted under local leaders the Hellenes called Inaros and Amyrtaeus, who requested aid from Athens. Pericles led 250 ships, intended to attack Cyprus, to their aid because it would further damage Persia. After four years, however, the Egyptian rebellion was defeated by the Achaemenid general Megabyzus, who captured the greater part of the Athenian forces. In fact, according to Isocrates, the Athenians and their allies lost some 20,000 men in the expedition, while modern estimates place the figure at 50,000 men and 250 ships including reinforcements. The remainder escaped to Cyrene and thence returned home.
This was the Athenians' main (public) reason for moving the treasury of the League from Delos to Athens, further consolidating their control over the League. The Persians followed up their victory by sending a fleet to re-establish their control over Cyprus, and 200 ships were sent out to counter them under Cimon, who returned from ostracism in 451 BC. He died during the blockade of Citium, though the fleet won a double victory by land and sea over the Persians off Salamis, Cyprus.
This battle was the last major one fought against the Persians. Many writers report that a peace treaty, known as the Peace of Callias, was formalized in 450 BC, but some writers believe that the treaty was a myth created later to inflate the stature of Athens. However, an understanding was definitely reached, enabling the Athenians to focus their attention on events in Greece proper.
Wars in Greece
Soon, war with the Peloponnesians broke out. In 458 BC, the Athenians blockaded the island of Aegina, and simultaneously defended Megara from the Corinthians by sending out an army composed of those too young or old for regular military service. The following year, Sparta sent an army into Boeotia, reviving the power of Thebes in order to help hold the Athenians in check. Their return was blocked, and they resolved to march on Athens, where the Long Walls were not yet completed, winning a victory at the Battle of Tanagra. All this accomplished, however, was to allow them to return home via the Megarid. Two months later, the Athenians under Myronides invaded Boeotia, and winning the Battle of Oenophyta gained control of the whole country except Thebes.
Reverses followed peace with Persia in 449 BC. The Battle of Coronea, in 447 BC, led to the abandonment of Boeotia. Euboea and Megara revolted, and while the former was restored to its status as a tributary ally, the latter was a permanent loss. The Delian and Peloponnesian Leagues signed a peace treaty, which was set to endure for thirty years. It only lasted until 431 BC, when the Peloponnesian War broke out.
Those who revolted unsuccessfully during the war saw the example made of the Mytilenians, the principal people on Lesbos. After an unsuccessful revolt, the Athenians ordered the death of the entire male population. After some thought, they rescinded this order, and only put to death the leading 1000 ringleaders of the revolt, and redistributed the land of the entire island to Athenian shareholders, who were sent out to reside on Lesbos.
This type of treatment was not reserved solely for those who revolted. Thucydides documents the example of Melos, a small island, neutral in the war, though founded by Spartans. The Melians were offered a choice to join the Athenians, or be conquered. Choosing to resist, their town was besieged and conquered; the males were put to death and the women sold into slavery (see Melian dialogue).
Athenian Empire (454–404 BC)
By 454 BC, the Delian League could be fairly characterised as an Athenian Empire; a key event of 454 BC was the moving of the treasury of the Delian League from Delos to Athens. This is often seen as a key marker of the transition from alliance to empire, but while it is significant, it is important to view the period as a whole when considering the development of Athenian imperialism, and not to focus on a single event as being the main contributor to it. At the start of the Peloponnesian War, only Chios and Lesbos were left to contribute ships, and these states were by now far too weak to secede without support. Lesbos tried to revolt first, and failed completely. Chios, the most powerful of the original members of the Delian League save Athens, was the last to revolt, and in the aftermath of the Syracusan Expedition enjoyed success for several years, inspiring all of Ionia to revolt. Athens was nonetheless eventually able to suppress these revolts.
To further strengthen Athens's grip on its empire, Pericles in 450 BC began a policy of establishing kleruchiai—quasi-colonies that remained tied to Athens and which served as garrisons to maintain control of the League's vast territory. Furthermore, Pericles employed a number of offices to maintain Athens' empire: proxenoi, who fostered good relations between Athens and League members; episkopoi and archontes, who oversaw the collection of tribute; and hellenotamiai, who received the tribute on Athens' behalf.
Athens's empire was not very stable and after 27 years of war, the Spartans, aided by the Persians and Athenian internal strife, were able to defeat it. However, it did not remain defeated for long. The Second Athenian League, a maritime self-defense league, was founded in 377 BC and was led by Athens. The Athenians would never recover the full extent of their power, and their enemies were now far stronger and more varied.
See also
Second Athenian League
Athenian democracy
Chalcis Decree
Hellenic civilization
Pentecontaetia
Zone (colony)
References
Sources
Further reading
External links
Military history of ancient Greece
League
5th-century BC military alliances
5th-century BC establishments
5th-century BC disestablishments
Greek city-state federations
Former confederations |
2038 | https://en.wikipedia.org/wiki/August%20Horch | August Horch | August Horch (12 October 1868 – 3 February 1951) was a German engineer and automobile pioneer, the founder of the manufacturing giant that eventually became Audi.
Beginnings
Horch was born in Winningen, Rhenish Prussia. His initial trade was as a blacksmith, and then was educated at (Mittweida Technical College). After receiving a degree in engineering, he worked in shipbuilding. Horch worked for Karl Benz from 1896, before founding A. Horch & Co. in November 1899, in Ehrenfeld, Cologne, Germany.
Manufacturing
The first Horch automobile was built in 1901. The company moved to Reichenbach in 1902 and Zwickau in 1904. Horch left the company in 1909 after a dispute, and set up in competition in Zwickau. His new firm was initially called Horch Automobil-Werke GmbH, but following a legal dispute over the Horch name, he decided to make another automobile company. (The court decided that Horch was a registered trademark on behalf of August's former partners and August was not entitled to use it any more). Consequently, Horch named his new company Audi Automobilwerke GmbH in 1910, Audi being the Latinization of Horch.
Post Audi
Horch left Audi in 1920 and went to Berlin and took various jobs. He published his autobiography, I Built Cars () in 1937. He also served on the board of Auto Union, the successor to Audi Automobilwerke GmbH he founded. Horch remained an honorary executive at Auto Union during and after its reincorporation in Ingolstadt, Bavaria in the late 1940s until his death in 1951, ultimately not living to see the later resurrection of his Audi brand a decade later under the ownership of Volkswagen.
He was an honorary citizen of Zwickau and had a street named for his Audi cars in both Zwickau and his birthplace Winningen. He was made an honorary professor at Braunschweig University of Technology. There is an August Horchstrasse (August Horch Street) at Audi's main manufacturing plant in Ingolstadt.
References
External links
1868 births
1951 deaths
People from Mayen-Koblenz
People from the Rhine Province
Audi people
German automotive pioneers
German industrialists
Auto Union
Engineers from Rhineland-Palatinate
Horch
German founders of automobile manufacturers |
2039 | https://en.wikipedia.org/wiki/Avionics | Avionics | Avionics (a blend of aviation and electronics) are the electronic systems used on aircraft. Avionic systems include communications, navigation, the display and management of multiple systems, and the hundreds of systems that are fitted to aircraft to perform individual functions. These can be as simple as a searchlight for a police helicopter or as complicated as the tactical system for an airborne early warning platform.
History
The term "avionics" was coined in 1949 by Philip J. Klass, senior editor at Aviation Week & Space Technology magazine as a portmanteau of "aviation electronics".
Radio communication was first used in aircraft just prior to World War I. The first airborne radios were in zeppelins, but the military sparked development of light radio sets that could be carried by heavier-than-air craft, so that aerial reconnaissance biplanes could report their observations immediately in case they were shot down. The first experimental radio transmission from an airplane was conducted by the U.S. Navy in August 1910. The first aircraft radios transmitted by radiotelegraphy, so they required two-seat aircraft with a second crewman to tap on a telegraph key to spell out messages by Morse code. During World War I, AM voice two way radio sets were made possible in 1917 by the development of the triode vacuum tube, which were simple enough that the pilot in a single seat aircraft could use it while flying.
Radar, the central technology used today in aircraft navigation and air traffic control, was developed by several nations, mainly in secret, as an air defense system in the 1930s during the runup to World War II. Many modern avionics have their origins in World War II wartime developments. For example, autopilot systems that are commonplace today began as specialized systems to help bomber planes fly steadily enough to hit precision targets from high altitudes. Britain's 1940 decision to share its radar technology with its U.S. ally, particularly the magnetron vacuum tube, in the famous Tizard Mission, significantly shortened the war. Modern avionics is a substantial portion of military aircraft spending. Aircraft like the F-15E and the now retired F-14 have roughly 20 percent of their budget spent on avionics. Most modern helicopters now have budget splits of 60/40 in favour of avionics.
The civilian market has also seen a growth in cost of avionics. Flight control systems (fly-by-wire) and new navigation needs brought on by tighter airspaces, have pushed up development costs. The major change has been the recent boom in consumer flying. As more people begin to use planes as their primary method of transportation, more elaborate methods of controlling aircraft safely in these high restrictive airspaces have been invented.
Modern avionics
Avionics plays a heavy role in modernization initiatives like the Federal Aviation Administration's (FAA) Next Generation Air Transportation System project in the United States and the Single European Sky ATM Research (SESAR) initiative in Europe. The Joint Planning and Development Office put forth a roadmap for avionics in six areas:
Published Routes and Procedures – Improved navigation and routing
Negotiated Trajectories – Adding data communications to create preferred routes dynamically
Delegated Separation – Enhanced situational awareness in the air and on the ground
LowVisibility/CeilingApproach/Departure – Allowing operations with weather constraints with less ground infrastructure
Surface Operations – To increase safety in approach and departure
ATM Efficiencies – Improving the air traffic management (ATM) process
Market
The Aircraft Electronics Association reports $1.73 billion avionics sales for the first three quarters of 2017 in business and general aviation, a 4.1% yearly improvement: 73.5% came from North America, forward-fit represented 42.3% while 57.7% were retrofits as the U.S. deadline of January 1, 2020 for mandatory ADS-B out approach.
Aircraft avionics
The cockpit or, in larger aircraft, under the cockpit of an aircraft or in a movable nosecone, is a typical location for avionic bay equipment, including control, monitoring, communication, navigation, weather, and anti-collision systems. The majority of aircraft power their avionics using 14- or 28‑volt DC electrical systems; however, larger, more sophisticated aircraft (such as airliners or military combat aircraft) have AC systems operating at 115 volts 400 Hz, AC. There are several major vendors of flight avionics, including The Boeing Company, Panasonic Avionics Corporation, Honeywell (which now owns Bendix/King), Universal Avionics Systems Corporation, Rockwell Collins (now Collins Aerospace), Thales Group, GE Aviation Systems, Garmin, Raytheon, Parker Hannifin, UTC Aerospace Systems (now Collins Aerospace), Selex ES (now Leonardo), Shadin Avionics, and Avidyne Corporation.
International standards for avionics equipment are prepared by the Airlines Electronic Engineering Committee (AEEC) and published by ARINC.
Communications
Communications connect the flight deck to the ground and the flight deck to the passengers. On‑board communications are provided by public-address systems and aircraft intercoms.
The VHF aviation communication system works on the airband of 118.000 MHz to 136.975 MHz. Each channel is spaced from the adjacent ones by 8.33 kHz in Europe, 25 kHz elsewhere. VHF is also used for line of sight communication such as aircraft-to-aircraft and aircraft-to-ATC. Amplitude modulation (AM) is used, and the conversation is performed in simplex mode. Aircraft communication can also take place using HF (especially for trans-oceanic flights) or satellite communication.
Navigation
Air navigation is the determination of position and direction on or above the surface of the Earth. Avionics can use satellite navigation systems (such as GPS and WAAS), inertial navigation system (INS), ground-based radio navigation systems (such as VOR or LORAN), or any combination thereof. Some navigation systems such as GPS calculate the position automatically and display it to the flight crew on moving map displays. Older ground-based Navigation systems such as VOR or LORAN requires a pilot or navigator to plot the intersection of signals on a paper map to determine an aircraft's location; modern systems calculate the position automatically and display it to the flight crew on moving map displays.
Monitoring
The first hints of glass cockpits emerged in the 1970s when flight-worthy cathode ray tube (CRT) screens began to replace electromechanical displays, gauges and instruments. A "glass" cockpit refers to the use of computer monitors instead of gauges and other analog displays. Aircraft were getting progressively more displays, dials and information dashboards that eventually competed for space and pilot attention. In the 1970s, the average aircraft had more than 100 cockpit instruments and controls.
Glass cockpits started to come into being with the Gulfstream G‑IV private jet in 1985. One of the key challenges in glass cockpits is to balance how much control is automated and how much the pilot should do manually. Generally they try to automate flight operations while keeping the pilot constantly informed.
Aircraft flight-control system
Aircraft have means of automatically controlling flight. Autopilot was first invented by Lawrence Sperry during World War I to fly bomber planes steady enough to hit accurate targets from 25,000 feet. When it was first adopted by the U.S. military, a Honeywell engineer sat in the back seat with bolt cutters to disconnect the autopilot in case of emergency. Nowadays most commercial planes are equipped with aircraft flight control systems in order to reduce pilot error and workload at landing or takeoff.
The first simple commercial auto-pilots were used to control heading and altitude and had limited authority on things like thrust and flight control surfaces. In helicopters, auto-stabilization was used in a similar way. The first systems were electromechanical. The advent of fly-by-wire and electro-actuated flight surfaces (rather than the traditional hydraulic) has increased safety. As with displays and instruments, critical devices that were electro-mechanical had a finite life. With safety critical systems, the software is very strictly tested.
Fuel Systems
Fuel Quantity Indication System (FQIS) monitors the amount of fuel aboard. Using various sensors, such as capacitance tubes, temperature sensors, densitometers & level sensors, the FQIS computer calculates the mass of fuel remaining on board.
Fuel Control and Monitoring System (FCMS) reports fuel remaining on board in a similar manner, but, by controlling pumps & valves, also manages fuel transfers around various tanks.
Refuelling control to upload to a certain total mass of fuel and distribute it automatically.
Transfers during flight to the tanks that feed the engines. E.G. from fuselage to wing tanks
Centre of gravity control transfers from the tail (trim) tanks forward to the wings as fuel is expended
Maintaining fuel in the wing tips (to alleviate wing bending due to lift in flight) & transferring to the main tanks after landing
Controlling fuel jettison during an emergency to reduce the aircraft weight.
Collision-avoidance systems
To supplement air traffic control, most large transport aircraft and many smaller ones use a traffic alert and collision avoidance system (TCAS), which can detect the location of nearby aircraft, and provide instructions for avoiding a midair collision. Smaller aircraft may use simpler traffic alerting systems such as TPAS, which are passive (they do not actively interrogate the transponders of other aircraft) and do not provide advisories for conflict resolution.
To help avoid controlled flight into terrain (CFIT), aircraft use systems such as ground-proximity warning systems (GPWS), which use radar altimeters as a key element. One of the major weaknesses of GPWS is the lack of "look-ahead" information, because it only provides altitude above terrain "look-down". In order to overcome this weakness, modern aircraft use a terrain awareness warning system (TAWS).
Flight recorders
Commercial aircraft cockpit data recorders, commonly known as "black boxes", store flight information and audio from the cockpit. They are often recovered from an aircraft after a crash to determine control settings and other parameters during the incident.
Weather systems
Weather systems such as weather radar (typically Arinc 708 on commercial aircraft) and lightning detectors are important for aircraft flying at night or in instrument meteorological conditions, where it is not possible for pilots to see the weather ahead. Heavy precipitation (as sensed by radar) or severe turbulence (as sensed by lightning activity) are both indications of strong convective activity and severe turbulence, and weather systems allow pilots to deviate around these areas.
Lightning detectors like the Stormscope or Strikefinder have become inexpensive enough that they are practical for light aircraft. In addition to radar and lightning detection, observations and extended radar pictures (such as NEXRAD) are now available through satellite data connections, allowing pilots to see weather conditions far beyond the range of their own in-flight systems. Modern displays allow weather information to be integrated with moving maps, terrain, and traffic onto a single screen, greatly simplifying navigation.
Modern weather systems also include wind shear and turbulence detection and terrain and traffic warning systems. In‑plane weather avionics are especially popular in Africa, India, and other countries where air-travel is a growing market, but ground support is not as well developed.
Aircraft management systems
There has been a progression towards centralized control of the multiple complex systems fitted to aircraft, including engine monitoring and management. Health and usage monitoring systems (HUMS) are integrated with aircraft management computers to give maintainers early warnings of parts that will need replacement.
The integrated modular avionics concept proposes an integrated architecture with application software portable across an assembly of common hardware modules. It has been used in fourth generation jet fighters and the latest generation of airliners.
Mission or tactical avionics
Military aircraft have been designed either to deliver a weapon or to be the eyes and ears of other weapon systems. The vast array of sensors available to the military is used for whatever tactical means required. As with aircraft management, the bigger sensor platforms (like the E‑3D, JSTARS, ASTOR, Nimrod MRA4, Merlin HM Mk 1) have mission-management computers.
Police and EMS aircraft also carry sophisticated tactical sensors.
Military communications
While aircraft communications provide the backbone for safe flight, the tactical systems are designed to withstand the rigors of the battle field. UHF, VHF Tactical (30–88 MHz) and SatCom systems combined with ECCM methods, and cryptography secure the communications. Data links such as Link 11, 16, 22 and BOWMAN, JTRS and even TETRA provide the means of transmitting data (such as images, targeting information etc.).
Radar
Airborne radar was one of the first tactical sensors. The benefit of altitude providing range has meant a significant focus on airborne radar technologies. Radars include airborne early warning (AEW), anti-submarine warfare (ASW), and even weather radar (Arinc 708) and ground tracking/proximity radar.
The military uses radar in fast jets to help pilots fly at low levels. While the civil market has had weather radar for a while, there are strict rules about using it to navigate the aircraft.
Sonar
Dipping sonar fitted to a range of military helicopters allows the helicopter to protect shipping assets from submarines or surface threats. Maritime support aircraft can drop active and passive sonar devices (sonobuoys) and these are also used to determine the location of enemy submarines.
Electro-optics
Electro-optic systems include devices such as the head-up display (HUD), forward looking infrared (FLIR), infrared search and track and other passive infrared devices (Passive infrared sensor). These are all used to provide imagery and information to the flight crew. This imagery is used for everything from search and rescue to navigational aids and target acquisition.
ESM/DAS
Electronic support measures and defensive aids systems are used extensively to gather information about threats or possible threats. They can be used to launch devices (in some cases automatically) to counter direct threats against the aircraft. They are also used to determine the state of a threat and identify it.
Aircraft networks
The avionics systems in military, commercial and advanced models of civilian aircraft are interconnected using an avionics databus. Common avionics databus protocols, with their primary application, include:
Aircraft Data Network (ADN): Ethernet derivative for Commercial Aircraft
Avionics Full-Duplex Switched Ethernet (AFDX): Specific implementation of ARINC 664 (ADN) for Commercial Aircraft
ARINC 429: Generic Medium-Speed Data Sharing for Private and Commercial Aircraft
ARINC 664: See ADN above
ARINC 629: Commercial Aircraft (Boeing 777)
ARINC 708: Weather Radar for Commercial Aircraft
ARINC 717: Flight Data Recorder for Commercial Aircraft
ARINC 825: CAN bus for commercial aircraft (for example Boeing 787 and Airbus A350)
Commercial Standard Digital Bus
IEEE 1394b: Military Aircraft
MIL-STD-1553: Military Aircraft
MIL-STD-1760: Military Aircraft
TTP – Time-Triggered Protocol: Boeing 787, Airbus A380, Fly-By-Wire Actuation Platforms from Parker Aerospace
See also
Astrionics, similar, for spacecraft
Acronyms and abbreviations in avionics
Avionics software
Emergency locator beacon
Emergency position-indicating radiobeacon station
Integrated modular avionics
Notes
Further reading
Avionics: Development and Implementation by Cary R. Spitzer (Hardcover – December 15, 2006)
Principles of Avionics, 4th Edition by Albert Helfrick, Len Buckwalter, and Avionics Communications Inc. (Paperback – July 1, 2007)
Avionics Training: Systems, Installation, and Troubleshooting by Len Buckwalter (Paperback – June 30, 2005)
Avionics Made Simple, by Mouhamed Abdulla, Ph.D.; Jaroslav V. Svoboda, Ph.D. and Luis Rodrigues, Ph.D. (Coursepack – Dec. 2005 - ).
External links
Avionics in Commercial Aircraft
Aircraft Electronics Association (AEA)
Pilot's Guide to Avionics
The Avionic Systems Standardisation Committee
Space Shuttle Avionics
Aviation Today Avionics magazine
RAES Avionics homepage
Aircraft instruments
Spacecraft components
Electronic engineering |
2041 | https://en.wikipedia.org/wiki/Ares | Ares | Ares (; , Árēs ) is the Greek god of war and courage. He is one of the Twelve Olympians, and the son of Zeus and Hera. The Greeks were ambivalent towards him. He embodies the physical valor necessary for success in war but can also personify sheer brutality and bloodlust, in contrast to his sister Athena, whose martial functions include military strategy and generalship. An association with Ares endows places, objects, and other deities with a savage, dangerous, or militarized quality.
Although Ares' name shows his origins as Mycenaean, his reputation for savagery was thought by some to reflect his likely origins as a Thracian deity. Some cities in Greece and several in Asia Minor held annual festivals to bind and detain him as their protector. In parts of Asia Minor, he was an oracular deity. Still further away from Greece, the Scythians were said to ritually kill one in a hundred prisoners of war as an offering to their equivalent of Ares. The later belief that ancient Spartans had offered human sacrifice to Ares may owe more to mythical prehistory, misunderstandings, and reputation than to reality.
Though there are many literary allusions to Ares' love affairs and children, he has a limited role in Greek mythology. When he does appear, he is often humiliated. In the Trojan War, Aphrodite, protector of Troy, persuades Ares to take the Trojans' side. The Trojans lose, while Ares' sister Athena helps the Greeks to victory. Most famously, when the craftsman-god Hephaestus discovers his wife Aphrodite is having an affair with Ares, he traps the lovers in a net and exposes them to the ridicule of the other gods.
Ares' nearest counterpart in Roman religion is Mars, who was given a more important and dignified place in ancient Roman religion as ancestral protector of the Roman people and state. During the Hellenization of Latin literature, the myths of Ares were reinterpreted by Roman writers under the name of Mars, and in later Western art and literature, the mythology of the two figures became virtually indistinguishable.
Names
The etymology of the name Ares is traditionally connected with the Greek word (arē), the Ionic form of the Doric (ara), "bane, ruin, curse, imprecation". Walter Burkert notes that "Ares is apparently an ancient abstract noun meaning throng of battle, war." R. S. P. Beekes has suggested a Pre-Greek origin of the name. The earliest attested form of the name is the Mycenaean Greek , a-re, written in the Linear B syllabic script.
The adjectival epithet, Areios ("warlike") was frequently appended to the names of other gods when they took on a warrior aspect or became involved in warfare: Zeus Areios, Athena Areia, even Aphrodite Areia ("Aphrodite within Ares" or "feminine Ares"), who was warlike, fully armoured and armed, partnered with Athena in Sparta, and represented at Kythira's temple to Aphrodite Urania.
In the Iliad, the word ares is used as a common noun synonymous with "battle."
In the Classical period, Ares is given the epithet Enyalios, which seems to appear on the Mycenaean KN V 52 tablet as , e-nu-wa-ri-jo. Enyalios was sometimes identified with Ares and sometimes differentiated from him as another war god with separate cult, even in the same town; Burkert describes them as "doubles almost".
Cult
In mainland Greece and the Peloponnese, only a few places are known to have had a formal temple and cult of Ares. Pausanias (2nd century AD) notes an altar to Ares at Olympia, and the moving of a Temple of Ares to the Athenian agora during the reign of Augustus, essentially rededicating it (2 AD) as a Roman temple to the Augustan Mars Ultor. The Areopagus ("mount of Ares"), a natural rock outcrop in Athens, some distance from the Acropolis, was supposedly where Ares was tried and acquitted by the gods for his revenge-killing of Poseidon's son, Halirrhothius, who had raped Ares' daughter Alcippe. Its name was used for the court that met there, mostly to investigate and try potential cases of treason.
Numismatist M. Jessop Price states that Ares "typified the traditional Spartan character", but had no important cult in Sparta; and he never occurs on Spartan coins. Pausanias gives two examples of his cult, both of them conjointly with or "within" a warlike Aphrodite, on the Spartan acropolis. Gonzalez observes, in his 2005 survey of Ares' cults in Asia Minor, that cults to Ares on the Greek mainland may have been more common than some sources assert. Wars between Greek states were endemic; war and warriors provided Ares's tribute, and fed his insatiable appetite for battle.
Ares' attributes are instruments of war: a helmet, shield, and sword or spear. Libanius "makes the apple sacred to Ares", but "offers no further comment", nor connections to any aetiological myth. Apples are one of Aphrodites' sacred or symbolic fruits. Littlewood follows Artemidorus claim that to dream of sour apples presages conflict, and lists Ares alongside Eris and the mythological "Apples of Discord".
Chained statues
Gods were immortal but could be bound and restrained, both in mythic narrative and in cult practice. There was an archaic Spartan statue of Ares in chains in the temple of Enyalios (sometimes regarded as the son of Ares, sometimes as Ares himself), which Pausanias claimed meant that the spirit of war and victory was to be kept in the city. The Spartans are known to have ritually bound the images of other deities, including Aphrodite and Artemis (cf Ares and Aphrodite bound by Hephaestus), and in other places there were chained statues of Artemis and Dionysos.
Statues of Ares in chains are described in the instructions given by an oracle of the late Hellenistic era to various cities of Pamphylia (in Anatolia) including Syedra, Lycia and Cilicia, places almost perpetually under threat from pirates. Each was told to set up a statue of "bloody, man-slaying Ares" and provide it with an annual festival in which it was ritually bound with iron fetters ("by Dike and Hermes") as if a supplicant for justice, put on trial and offered sacrifice. The oracle promises that "thus will he become a peaceful deity for you, once he has driven the enemy horde far from your country, and he will give rise to prosperity much prayed for." This Ares karpodotes ("giver of Fruits") is well attested in Lycia and Pisidia.
Sacrifices
Like most Greek deities, Ares was given animal sacrifice; in Sparta, after battle, he was given an ox for a victory by stratagem, or a rooster for victory through onslaught. The usual recipient of sacrifice before battle was Athena. Reports of historic human sacrifice to Ares in an obscure rite known as the Hekatomphonia represent a very long-standing error, repeated through several centuries and well into the modern era. The hekatomphonia was an animal sacrifice to Zeus; it could be offered by any warrior who had personally slain one hundred of the enemy. Pausanias reports that in Sparta, each company of youths sacrificed a puppy to Enyalios before engaging in a hand-to-hand "fight without rules" at the Phoebaeum. The chthonic night-time sacrifice of a dog to Enyalios became assimilated to the cult of Ares. Porphyry claims, without detail, that Apollodorus of Athens (circa second century BC) says the Spartans made human sacrifices to Ares, but this may be a reference to mythic pre-history.
Thrace and Scythia
A Thracian god identified by Herodotus ( – ) as Ares, through interpretatio Graeca, was one of three otherwise unnamed deities that Thracian commoners were said to worship. Herodotus recognises and names the other two as "Dionysus" and "Artemis", and claims that the Thracian aristocracy exclusively worshiped "Hermes". In Herodotus' Histories, the Scythians worship an indigenous form of Greek Ares, who is otherwise unnamed, but ranked beneath Tabiti (whom Herodotus claims as a form of Hestia), Api and Papaios in Scythia's divine hierarchy. His cult object was an iron sword. The "Scythian Ares" was offered blood-sacrifices (or ritual killings) of cattle, horses and "one in every hundred human war-captives", whose blood was used to douse the sword. Statues, and complex platform-altars made of heaped brushwood were devoted to him. This sword-cult, or one very similar, is said to have persisted among the Alans. Some have posited that the "Sword of Mars" in later European history alludes to the Huns having adopted Ares.
Asia Minor
In some parts of Asia Minor, Ares was a prominent oracular deity, something not found in any Hellennic cult to Ares or Roman cult to Mars. Ares was linked in some regions or polities with a local god or cultic hero, and recognised as a higher, more prestigious deity than in mainland Greece. His cults in southern Asia Minor are attested from the 5th century BC and well into the later Roman Imperial era, at 29 different sites, and on over 70 local coin issues. He is sometimes represented on coinage of the region by the "Helmet of Ares" or carrying a spear and a shield, or as a fully armed warrior, sometimes accompanied by a female deity. In what is now western Turkey, the Hellenistic city of Metropolis built a monumental temple to Ares as the city's protector, not before the 3rd century BC. It is now lost, but the names of some of its priests and priestesses survive, along with the temple's likely depictions on coins of the province.
Crete
A sanctuary of Aphrodite was established at Sta Lenika, on Crete, between the cities of Lato and Olus, possibly during the Geometric period. It was rebuilt in the late 2nd century BC as a double-sanctuary to Ares and Aphrodite. Inscriptions record disputes over the ownership of the sanctuary. The names of Ares and Aphrodite appear as witness to sworn oaths, and there is a Victory thanks-offering to Aphrodite, whom Millington believes had capacity as a "warrior-protector acting in the realm of Ares". There were cultic links between the Sta Lenika sanctuary, Knossos and other Cretan states, and perhaps with Argos on the mainland. While the Greek literary and artistic record from both the Archaic and Classical eras connects Ares and Aphrodite as complementary companions and ideal though adulterous lovers, their cult pairing and Aphrodite as warrior-protector is localised to Crete.
Aksum
In Africa, Maḥrem, the principal god of the kings of Aksum prior to the 4th century AD, was invoked as Ares in Greek inscriptions. The anonymous king who commissioned the Monumentum Adulitanum in the late 2nd or early 3rd century refers to "my greatest god, Ares, who also begat me, through whom I brought under my sway [various peoples]". The monumental throne celebrating the king's conquests was itself dedicated to Ares. In the early 4th century, the last pagan king of Aksum, Ezana, referred to "the one who brought me forth, the invincible Ares".
Characterisation
Ares was one of the Twelve Olympians in the archaic tradition represented by the Iliad and Odyssey. In Greek literature, Ares often represents the physical or violent and untamed aspect of war and is the personification of sheer brutality and bloodlust ("overwhelming, insatiable in battle, destructive, and man-slaughtering", as Burkert puts it), in contrast to his sister, the armored Athena, whose functions as a goddess of intelligence include military strategy and generalship. An association with Ares endows places and objects with a savage, dangerous, or militarized quality; but when Ares does appear in myths, he typically faces humiliation.
In the Iliad, Zeus expresses a recurring Greek revulsion toward the god when Ares returns wounded and complaining from the battlefield at Troy:
This ambivalence is expressed also in the Greeks' association of Ares with the Thracians, whom they regarded as a barbarous and warlike people. Thrace was considered to be Ares's birthplace and his refuge after the affair with Aphrodite was exposed to the general mockery of the other gods.
A late-6th-century BC funerary inscription from Attica emphasizes the consequences of coming under Ares's sway:
Hymns
Homeric Hymn 8 to Ares (trans. Evelyn-White) (Greek epic 7th to 4th centuries BC)
Ares, exceeding in strength, chariot-rider, golden-helmed, doughty in heart, shield-bearer, Saviour of cities, harnessed in bronze, strong of arm, unwearying, mighty with the spear, O defence of Olympus, father of warlike Victory, ally of Themis, stern governor of the rebellious, leader of righteous men, sceptred King of manliness, who whirl your fiery sphere among the planets in their sevenfold courses through the aether wherein your blazing steeds ever bear you above the third firmament of heaven; hear me, helper of men, giver of dauntless youth! Shed down a kindly ray from above upon my life, and strength of war, that I may be able to drive away bitter cowardice from my head and crush down the deceitful impulses of my soul. Restrain also the keen fury of my heart which provokes me to tread the ways of blood-curdling strife. Rather, O blessed one, give you me boldness to abide within the harmless laws of peace, avoiding strife and hatred and the violent fiends of death.
Orphic Hymn 65 to Ares (trans. Taylor) (Greek hymns 3rd century BCE to 2nd century CE)
To Ares, Fumigation from Frankincense. Magnanimous, unconquered, boisterous Ares, in darts rejoicing, and in bloody wars; fierce and untamed, whose mighty power can make the strongest walls from their foundations shake: mortal-destroying king, defiled with gore, pleased with war's dreadful and tumultuous roar. Thee human blood, and swords, and spears delight, and the dire ruin of mad savage fight. Stay furious contests, and avenging strife, whose works with woe embitter human life; to lovely Kyrpis [Aphrodite] and to Lyaios [Dionysos] yield, for arms exchange the labours of the field; encourage peace, to gentle works inclined, and give abundance, with benignant mind.
Mythology
Birth
He is one of the Twelve Olympians, and the son of Zeus and Hera.
Argonautica
In the Argonautica, the Golden Fleece hangs in a grove sacred to Ares, until its theft by Jason. The Birds of Ares (Ornithes Areioi) drop feather darts in defense of the Amazons' shrine to Ares, as father of their queen, on a coastal island in the Black Sea.
Founding of Thebes
Ares plays a central role in the founding myth of Thebes, as the progenitor of the water-dragon slain by Cadmus. The dragon's teeth were sown into the ground as if a crop and sprang up as the fully armored autochthonic Spartoi. Cadmus placed himself in the god's service for eight years to atone for killing the dragon. To further propitiate Ares, Cadmus married Harmonia, a daughter of Ares's union with Aphrodite. In this way, Cadmus harmonized all strife and founded the city of Thebes. In reality, Thebes came to dominate Boeotia's great and fertile plain, which in both history and myth was a battleground for competing polities. According to Plutarch, the plain was anciently described as "The dancing-floor of Ares".
Aphrodite
In Homer's Odyssey, in the tale sung by the bard in the hall of Alcinous, the Sun-god Helios once spied Ares and Aphrodite having sex secretly in the hall of Hephaestus, her husband. Helios reported the incident to Hephaestus. Contriving to catch the illicit couple in the act, Hephaestus fashioned a finely-knitted and nearly invisible net with which to snare them. At the appropriate time, this net was sprung, and trapped Ares and Aphrodite locked in very private embrace.
But Hephaestus was not satisfied with his revenge, so he invited the Olympian gods and goddesses to view the unfortunate pair. For the sake of modesty, the goddesses demurred, but the male gods went to witness the sight. Some commented on the beauty of Aphrodite, others remarked that they would eagerly trade places with Ares, but all who were present mocked the two. Once the couple was released, the embarrassed Ares returned to his homeland, Thrace, and Aphrodite went to Paphos.
In a much later interpolated detail, Ares put the young soldier Alectryon, who was Ares companion in drinking and even love-making, by his door to warn them of Helios's arrival as Helios would tell Hephaestus of Aphrodite's infidelity if the two were discovered, but Alectryon fell asleep on guard duty. Helios discovered the two and alerted Hephaestus. The furious Ares turned the sleepy Alectryon into a rooster which now always announces the arrival of the sun in the morning, as a way of apologizing to Ares.
The Chorus of Aeschylus' Suppliants (written 463 BC) refers to Ares as Aphrodite's "mortal-destroying bedfellow". In the Illiad, Ares helps the Trojans because of his affection for their divine protector, Aphrodite; she thus redirects his innate destructive savagery to her own purposes.
Giants
In one archaic myth, related only in the Iliad by the goddess Dione to her daughter Aphrodite, two chthonic giants, the Aloadae, named Otus and Ephialtes, bound Ares in chains and imprisoned him in a bronze urn, where he remained for thirteen months, a lunar year. "And that would have been the end of Ares and his appetite for war, if the beautiful Eriboea, the young giants' stepmother, had not told Hermes what they had done," she related. In this, [Burkert] suspects "a festival of licence which is unleashed in the thirteenth month." Ares was held screaming and howling in the urn until Hermes rescued him, and Artemis tricked the Aloadae into slaying each other. In Nonnus's Dionysiaca, in the war between Cronus and Zeus, Ares killed an unnamed giant son of Echidna who was allied with Cronus, and described as spitting "horrible poison" and having "snaky" feet.
In the 2nd century AD Metamorphoses of Antoninus Liberalis, when the monstrous Typhon attacked Olympus the gods transformed into animals and fled to Egypt; Ares changed into a fish, the Lepidotus (sacred to the Egyptian war-god Anhur). Liberalis's koine Greek text is a "completely inartistic" epitome of Nicander's now lost Heteroeumena (2nd century BC).
Iliad
In Homer's Iliad, Ares has no fixed allegiance. He promises Athena and Hera that he will fight for the Achaeans but Aphrodite persuades him to side with the Trojans. During the war, Diomedes fights Hector and sees Ares fighting on the Trojans' side. Diomedes calls for his soldiers to withdraw. Zeus grants Athena permission to drive Ares from the battlefield. Encouraged by Hera and Athena, Diomedes thrusts with his spear at Ares. Athena drives the spear home, and all sides tremble at Ares's cries. Ares flees to Mount Olympus, forcing the Trojans to fall back. Ares overhears that his son Ascalaphus has been killed and wants to change sides again, rejoining the Achaeans for vengeance, disregarding Zeus's order that no Olympian should join the battle. Athena stops him. Later, when Zeus allows the gods to fight in the war again, Ares attacks Athena to avenge his previous injury. Athena overpowers him by striking him with a boulder.
Attendants
Deimos ("Terror" or "Dread") and Phobos ("Fear") are Ares' companions in war, and according to Hesiod, are also his children by Aphrodite. Eris, the goddess of discord, or Enyo, the goddess of war, bloodshed, and violence, was considered the sister and companion of the violent Ares. In at least one tradition, Enyalius, rather than another name for Ares, was his son by Enyo.
Ares may also be accompanied by Kydoimos, the daemon of the din of battle; the Makhai ("Battles"); the "Hysminai" ("Acts of manslaughter"); Polemos, a minor spirit of war, or only an epithet of Ares, since it has no specific dominion; and Polemos's daughter, Alala, the goddess or personification of the Greek war-cry, whose name Ares uses as his own war-cry. Ares's sister Hebe ("Youth") also draws baths for him.
According to Pausanias, local inhabitants of Therapne, Sparta, recognized Thero, "feral, savage," as a nurse of Ares.
Offspring and affairs
Though Ares plays a relatively limited role in Greek mythology as represented in literary narratives, his numerous love affairs and abundant offspring are often alluded to.
The union of Ares and Aphrodite created the gods Eros, Anteros, Phobos, Deimos, and Harmonia. Other versions include Alcippe as one of his daughters.
Cycnus (Κύκνος) of Macedonia was a son of Ares who tried to build a temple to his father with the skulls and bones of guests and travellers. Heracles fought him and, in one account, killed him. In another account, Ares fought his son's killer but Zeus parted the combatants with a thunderbolt.
Ares had a romantic liaison with Eos, the goddess of the dawn. Aphrodite discovered them, and in anger she cursed Eos with insatiable lust for men.
By a woman named Teirene he had a daughter named Thrassa, who in turn had a daughter named Polyphonte. Polyphonte was cursed by Aphrodite to love and mate with a bear, producing two sons, Agrius and Oreius, who were hubristic toward the gods and had a habit of eating their guests. Zeus sent Hermes to punish them, and he chose to chop off their hands and feet. Since Polyphonte was descended from him, Ares stopped Hermes, and the two brothers came into an agreement to turn Polyphonte's family into birds instead. Oreius became an eagle owl, Agrius a vulture, and Polyphonte a strix, possibly a small owl, certainly a portent of war; Polyphonte's servant prayed not to become a bird of evil omen and Ares and Hermes fulfilled her wish by choosing the woodpecker for her, a good omen for hunters.
List of offspring and their mothers
Sometimes poets and dramatists recounted ancient traditions, which varied, and sometimes they invented new details; later scholiasts might draw on either or simply guess. Thus while Phobos and Deimos were regularly described as offspring of Ares, others listed here such as Meleager, Sinope and Solymus were sometimes said to be children of Ares and sometimes given other fathers.
The following is a list of Ares' offspring, by various mothers. Beside each offspring, the earliest source to record the parentage is given, along with the century to which the source dates.
Mars
The nearest counterpart of Ares among the Roman gods is Mars, a son of Jupiter and Juno, pre-eminent among the Roman army's military gods but originally an agricultural deity. As a father of Romulus, Rome's legendary founder, Mars was given an important and dignified place in ancient Roman religion, as a guardian deity of the entire Roman state and its people. Under the influence of Greek culture, Mars was identified with Ares, but the character and dignity of the two deities differed fundamentally. Mars was represented as a means to secure peace, and he was a father (pater) of the Roman people. In one tradition, he fathered Romulus and Remus through his rape of Rhea Silvia. In another, his lover, the goddess Venus, gave birth to Aeneas, the Trojan prince and refugee who "founded" Rome several generations before Romulus.
In the Hellenization of Latin literature, the myths of Ares were reinterpreted by Roman writers under the name of Mars. Greek writers under Roman rule also recorded cult practices and beliefs pertaining to Mars under the name of Ares. Thus in the classical tradition of later Western art and literature, the mythology of the two figures later became virtually indistinguishable.
Renaissance and later depictions
In Renaissance and Neoclassical works of art, Ares's symbols are a spear and helmet, his animal is a dog, and his bird is the vulture. In literary works of these eras, Ares is replaced by the Roman Mars, a romantic emblem of manly valor rather than the cruel and blood-thirsty god of Greek mythology.
In popular culture
Genealogy
See also
Family tree of the Greek gods
Footnotes
Notes
References
Antoninus Liberalis, The Metamorphoses of Antoninus Liberalis: A Translation with a Commentary, edited and translated by Francis Celoria, Routledge, 1992. . Online version at ToposText.
Apollodorus, Apollodorus: The Library, with an English Translation by Sir James George Frazer, F.B.A., F.R.S. in 2 Volumes. Cambridge, Massachusetts: Harvard University Press; London: William Heinemann Ltd., 1921. . Online version at the Perseus Digital Library.
Burkert, Walter, Greek Religion, Harvard University Press, 1985. . Internet Archive.
Etymologicum Magnum, Friderici Sylburgii (ed.), Leipzig: J.A.G. Weigel, 1816. Internet Archive.
Gantz, Timothy, Early Greek Myth: A Guide to Literary and Artistic Sources, Johns Hopkins University Press, 1996, Two volumes: (Vol. 1), (Vol. 2).
Grimal, Pierre, The Dictionary of Classical Mythology, Wiley-Blackwell, 1996. . Internet Archive.
Hansen, William, Handbook of Classical Mythology, ABC-CLIO, 2004. . Internet Archive.
Hard, Robin, The Routledge Handbook of Greek Mythology: Based on H.J. Rose's "Handbook of Greek Mythology", Psychology Press, 2004. . Google Books.
Hesiod, Theogony, in The Homeric Hymns and Homerica with an English Translation by Hugh G. Evelyn-White, Cambridge, Massachusetts, Harvard University Press; London, William Heinemann Ltd. 1914. Online version at the Perseus Digital Library. Internet Archive.
Homer, The Iliad with an English Translation by A.T. Murray, Ph.D. in two volumes. Cambridge, Massachusetts, Harvard University Press; London, William Heinemann, Ltd. 1924. Online version at the Perseus Digital Library.
Homer, The Odyssey with an English Translation by A.T. Murray, Ph.D. in two volumes. Cambridge, Massachusetts, Harvard University Press; London, William Heinemann, Ltd. 1919. Online version at the Perseus Digital Library.
Homeric Hymn 8 to Ares, in The Homeric Hymns and Homerica with an English Translation by Hugh G. Evelyn-White, Cambridge, Massachusetts, Harvard University Press; London, William Heinemann Ltd. 1914. Online version at the Perseus Digital Library.
Hyginus, Gaius Julius, De Astronomica, in The Myths of Hyginus, edited and translated by Mary A. Grant, Lawrence: University of Kansas Press, 1960. Online version at ToposText.
Hyginus, Gaius Julius, Fabulae, in The Myths of Hyginus, edited and translated by Mary A. Grant, Lawrence: University of Kansas Press, 1960. Online version at ToposText.
Nonnus, Dionysiaca, Volume II: Books 16–35, translated by W. H. D. Rouse, Loeb Classical Library No. 345, Cambridge, Massachusetts, Harvard University Press, 1940. Online version at Harvard University Press. . Internet Archive (1940).
Oxford Classical Dictionary, revised third edition, Simon Hornblower and Antony Spawforth (editors), Oxford University Press, 2003. . Internet Archive.
Pausanias, Pausanias Description of Greece with an English Translation by W.H.S. Jones, Litt.D., and H.A. Ormerod, M.A., in 4 Volumes. Cambridge, Massachusetts, Harvard University Press; London, William Heinemann Ltd. 1918. Online version at the Perseus Digital Library.
Peck, Harry Thurston, Harpers Dictionary of Classical Antiquities, New York, Harper and Brothers, 1898. Online version at the Perseus Digital Library.
Pseudo-Plutarch, De fluviis, in Plutarch's morals, Volume V, edited and translated by William Watson Goodwin, Boston: Little, Brown & Co., 1874. Online version at the Perseus Digital Library.
Smith, William, Dictionary of Greek and Roman Biography and Mythology, London (1873). Online version at the Perseus Digital Library.
Stephanus of Byzantium, Stephani Byzantii Ethnica: Volumen I Alpha - Gamma, edited by Margarethe Billerbeck, in collaboration with Jan Felix Gaertner, Beatrice Wyss and Christian Zubler, De Gruyter, 2006. . Online version at De Gruyter. Google Books.
Tripp, Edward, Crowell's Handbook of Classical Mythology, Thomas Y. Crowell Co; First edition (June 1970). . Internet Archive.
Characters in the Odyssey
Children of Hera
Children of Zeus
Consorts of Aphrodite
Consorts of Eos
Deeds of Poseidon
Deities in the Iliad
Dog gods
Greek mythology of Thrace
Greek war deities
Martian deities
Planetary gods
Metamorphoses characters
Twelve Olympians
War gods |
2052 | https://en.wikipedia.org/wiki/Array%20%28data%20structure%29 | Array (data structure) | In computer science, an array is a data structure consisting of a collection of elements (values or variables), of same memory size, each identified by at least one array index or key. An array is stored such that the position of each element can be computed from its index tuple by a mathematical formula. The simplest type of data structure is a linear array, also called one-dimensional array.
For example, an array of ten 32-bit (4-byte) integer variables, with indices 0 through 9, may be stored as ten words at memory addresses 2000, 2004, 2008, ..., 2036, (in hexadecimal: 0x7D0, 0x7D4, 0x7D8, ..., 0x7F4) so that the element with index i has the address 2000 + (i × 4).
The memory address of the first element of an array is called first address, foundation address, or base address.
Because the mathematical concept of a matrix can be represented as a two-dimensional grid, two-dimensional arrays are also sometimes called "matrices". In some cases the term "vector" is used in computing to refer to an array, although tuples rather than vectors are the more mathematically correct equivalent. Tables are often implemented in the form of arrays, especially lookup tables; the word "table" is sometimes used as a synonym of array.
Arrays are among the oldest and most important data structures, and are used by almost every program. They are also used to implement many other data structures, such as lists and strings. They effectively exploit the addressing logic of computers. In most modern computers and many external storage devices, the memory is a one-dimensional array of words, whose indices are their addresses. Processors, especially vector processors, are often optimized for array operations.
Arrays are useful mostly because the element indices can be computed at run time. Among other things, this feature allows a single iterative statement to process arbitrarily many elements of an array. For that reason, the elements of an array data structure are required to have the same size and should use the same data representation. The set of valid index tuples and the addresses of the elements (and hence the element addressing formula) are usually, but not always, fixed while the array is in use.
The term "array" may also refer to an array data type, a kind of data type provided by most high-level programming languages that consists of a collection of values or variables that can be selected by one or more indices computed at run-time. Array types are often implemented by array structures; however, in some languages they may be implemented by hash tables, linked lists, search trees, or other data structures.
The term is also used, especially in the description of algorithms, to mean associative array or "abstract array", a theoretical computer science model (an abstract data type or ADT) intended to capture the essential properties of arrays.
History
The first digital computers used machine-language programming to set up and access array structures for data tables, vector and matrix computations, and for many other purposes. John von Neumann wrote the first array-sorting program (merge sort) in 1945, during the building of the first stored-program computer. Array indexing was originally done by self-modifying code, and later using index registers and indirect addressing. Some mainframes designed in the 1960s, such as the Burroughs B5000 and its successors, used memory segmentation to perform index-bounds checking in hardware.
Assembly languages generally have no special support for arrays, other than what the machine itself provides. The earliest high-level programming languages, including FORTRAN (1957), Lisp (1958), COBOL (1960), and ALGOL 60 (1960), had support for multi-dimensional arrays, and so has C (1972). In C++ (1983), class templates exist for multi-dimensional arrays whose dimension is fixed at runtime as well as for runtime-flexible arrays.
Applications
Arrays are used to implement mathematical vectors and matrices, as well as other kinds of rectangular tables. Many databases, small and large, consist of (or include) one-dimensional arrays whose elements are records.
Arrays are used to implement other data structures, such as lists, heaps, hash tables, deques, queues, stacks, strings, and VLists. Array-based implementations of other data structures are frequently simple and space-efficient (implicit data structures), requiring little space overhead, but may have poor space complexity, particularly when modified, compared to tree-based data structures (compare a sorted array to a search tree).
One or more large arrays are sometimes used to emulate in-program dynamic memory allocation, particularly memory pool allocation. Historically, this has sometimes been the only way to allocate "dynamic memory" portably.
Arrays can be used to determine partial or complete control flow in programs, as a compact alternative to (otherwise repetitive) multiple IF statements. They are known in this context as control tables and are used in conjunction with a purpose built interpreter whose control flow is altered according to values contained in the array. The array may contain subroutine pointers (or relative subroutine numbers that can be acted upon by SWITCH statements) that direct the path of the execution.
Element identifier and addressing formulas
When data objects are stored in an array, individual objects are selected by an index that is usually a non-negative scalar integer. Indexes are also called subscripts. An index maps the array value to a stored object.
There are three ways in which the elements of an array can be indexed:
0 (zero-based indexing) The first element of the array is indexed by subscript of 0.
1 (one-based indexing) The first element of the array is indexed by subscript of 1.
n (n-based indexing) The base index of an array can be freely chosen. Usually programming languages allowing n-based indexing also allow negative index values and other scalar data types like enumerations, or characters may be used as an array index.
Using zero based indexing is the design choice of many influential programming languages, including C, Java and Lisp. This leads to simpler implementation where the subscript refers to an offset from the starting position of an array, so the first element has an offset of zero.
Arrays can have multiple dimensions, thus it is not uncommon to access an array using multiple indices. For example, a two-dimensional array A with three rows and four columns might provide access to the element at the 2nd row and 4th column by the expression A[1][3] in the case of a zero-based indexing system. Thus two indices are used for a two-dimensional array, three for a three-dimensional array, and n for an n-dimensional array.
The number of indices needed to specify an element is called the dimension, dimensionality, or rank of the array.
In standard arrays, each index is restricted to a certain range of consecutive integers (or consecutive values of some enumerated type), and the address of an element is computed by a "linear" formula on the indices.
One-dimensional arrays
A one-dimensional array (or single dimension array) is a type of linear array. Accessing its elements involves a single subscript which can either represent a row or column index.
As an example consider the C declaration int anArrayName[10]; which declares a one-dimensional array of ten integers. Here, the array can store ten elements of type int . This array has indices starting from zero through nine. For example, the expressions anArrayName[0] and anArrayName[9] are the first and last elements respectively.
For a vector with linear addressing, the element with index i is located at the address , where B is a fixed base address and c a fixed constant, sometimes called the address increment or stride.
If the valid element indices begin at 0, the constant B is simply the address of the first element of the array. For this reason, the C programming language specifies that array indices always begin at 0; and many programmers will call that element "zeroth" rather than "first".
However, one can choose the index of the first element by an appropriate choice of the base address B. For example, if the array has five elements, indexed 1 through 5, and the base address B is replaced by , then the indices of those same elements will be 31 to 35. If the numbering does not start at 0, the constant B may not be the address of any element.
Multidimensional arrays
For a multidimensional array, the element with indices i,j would have address B + c · i + d · j, where the coefficients c and d are the row and column address increments, respectively.
More generally, in a k-dimensional array, the address of an element with indices i1, i2, ..., ik is
B + c1 · i1 + c2 · i2 + … + ck · ik.
For example: int a[2][3];
This means that array a has 2 rows and 3 columns, and the array is of integer type. Here we can store 6 elements they will be stored linearly but starting from first row linear then continuing with second row. The above array will be stored as a11, a12, a13, a21, a22, a23.
This formula requires only k multiplications and k additions, for any array that can fit in memory. Moreover, if any coefficient is a fixed power of 2, the multiplication can be replaced by bit shifting.
The coefficients ck must be chosen so that every valid index tuple maps to the address of a distinct element.
If the minimum legal value for every index is 0, then B is the address of the element whose indices are all zero. As in the one-dimensional case, the element indices may be changed by changing the base address B. Thus, if a two-dimensional array has rows and columns indexed from 1 to 10 and 1 to 20, respectively, then replacing B by will cause them to be renumbered from 0 through 9 and 4 through 23, respectively. Taking advantage of this feature, some languages (like FORTRAN 77) specify that array indices begin at 1, as in mathematical tradition while other languages (like Fortran 90, Pascal and Algol) let the user choose the minimum value for each index.
Dope vectors
The addressing formula is completely defined by the dimension d, the base address B, and the increments c1, c2, ..., ck. It is often useful to pack these parameters into a record called the array's descriptor or stride vector or dope vector. The size of each element, and the minimum and maximum values allowed for each index may also be included in the dope vector. The dope vector is a complete handle for the array, and is a convenient way to pass arrays as arguments to procedures. Many useful array slicing operations (such as selecting a sub-array, swapping indices, or reversing the direction of the indices) can be performed very efficiently by manipulating the dope vector.
Compact layouts
Often the coefficients are chosen so that the elements occupy a contiguous area of memory. However, that is not necessary. Even if arrays are always created with contiguous elements, some array slicing operations may create non-contiguous sub-arrays from them.
There are two systematic compact layouts for a two-dimensional array. For example, consider the matrix
In the row-major order layout (adopted by C for statically declared arrays), the elements in each row are stored in consecutive positions and all of the elements of a row have a lower address than any of the elements of a consecutive row:
{| class="wikitable"
|-
| 1 || 2 || 3 || 4 || 5 || 6 || 7 || 8 || 9
|}
In column-major order (traditionally used by Fortran), the elements in each column are consecutive in memory and all of the elements of a column have a lower address than any of the elements of a consecutive column:
{| class="wikitable"
|-
| 1 || 4 || 7 || 2 || 5 || 8 || 3 || 6 || 9
|}
For arrays with three or more indices, "row major order" puts in consecutive positions any two elements whose index tuples differ only by one in the last index. "Column major order" is analogous with respect to the first index.
In systems which use processor cache or virtual memory, scanning an array is much faster if successive elements are stored in consecutive positions in memory, rather than sparsely scattered. This is known as spatial locality, which is a type of locality of reference. Many algorithms that use multidimensional arrays will scan them in a predictable order. A programmer (or a sophisticated compiler) may use this information to choose between row- or column-major layout for each array. For example, when computing the product A·B of two matrices, it would be best to have A stored in row-major order, and B in column-major order.
Resizing
Static arrays have a size that is fixed when they are created and consequently do not allow elements to be inserted or removed. However, by allocating a new array and copying the contents of the old array to it, it is possible to effectively implement a dynamic version of an array; see dynamic array. If this operation is done infrequently, insertions at the end of the array require only amortized constant time.
Some array data structures do not reallocate storage, but do store a count of the number of elements of the array in use, called the count or size. This effectively makes the array a dynamic array with a fixed maximum size or capacity; Pascal strings are examples of this.
Non-linear formulas
More complicated (non-linear) formulas are occasionally used. For a compact two-dimensional triangular array, for instance, the addressing formula is a polynomial of degree 2.
Efficiency
Both store and select take (deterministic worst case) constant time. Arrays take linear (O(n)) space in the number of elements n that they hold.
In an array with element size k and on a machine with a cache line size of B bytes, iterating through an array of n elements requires the minimum of ceiling(nk/B) cache misses, because its elements occupy contiguous memory locations. This is roughly a factor of B/k better than the number of cache misses needed to access n elements at random memory locations. As a consequence, sequential iteration over an array is noticeably faster in practice than iteration over many other data structures, a property called locality of reference (this does not mean however, that using a perfect hash or trivial hash within the same (local) array, will not be even faster - and achievable in constant time). Libraries provide low-level optimized facilities for copying ranges of memory (such as memcpy) which can be used to move contiguous blocks of array elements significantly faster than can be achieved through individual element access. The speedup of such optimized routines varies by array element size, architecture, and implementation.
Memory-wise, arrays are compact data structures with no per-element overhead. There may be a per-array overhead (e.g., to store index bounds) but this is language-dependent. It can also happen that elements stored in an array require less memory than the same elements stored in individual variables, because several array elements can be stored in a single word; such arrays are often called packed arrays. An extreme (but commonly used) case is the bit array, where every bit represents a single element. A single octet can thus hold up to 256 different combinations of up to 8 different conditions, in the most compact form.
Array accesses with statically predictable access patterns are a major source of data parallelism.
Comparison with other data structures
Dynamic arrays or growable arrays are similar to arrays but add the ability to insert and delete elements; adding and deleting at the end is particularly efficient. However, they reserve linear (Θ(n)) additional storage, whereas arrays do not reserve additional storage.
Associative arrays provide a mechanism for array-like functionality without huge storage overheads when the index values are sparse. For example, an array that contains values only at indexes 1 and 2 billion may benefit from using such a structure. Specialized associative arrays with integer keys include Patricia tries, Judy arrays, and van Emde Boas trees.
Balanced trees require O(log n) time for indexed access, but also permit inserting or deleting elements in O(log n) time, whereas growable arrays require linear (Θ(n)) time to insert or delete elements at an arbitrary position.
Linked lists allow constant time removal and insertion in the middle but take linear time for indexed access. Their memory use is typically worse than arrays, but is still linear.
An Iliffe vector is an alternative to a multidimensional array structure. It uses a one-dimensional array of references to arrays of one dimension less. For two dimensions, in particular, this alternative structure would be a vector of pointers to vectors, one for each row(pointer on c or c++). Thus an element in row i and column j of an array A would be accessed by double indexing (A[i][j] in typical notation). This alternative structure allows jagged arrays, where each row may have a different size—or, in general, where the valid range of each index depends on the values of all preceding indices. It also saves one multiplication (by the column address increment) replacing it by a bit shift (to index the vector of row pointers) and one extra memory access (fetching the row address), which may be worthwhile in some architectures.
Dimension
The dimension of an array is the number of indices needed to select an element. Thus, if the array is seen as a function on a set of possible index combinations, it is the dimension of the space of which its domain is a discrete subset. Thus a one-dimensional array is a list of data, a two-dimensional array is a rectangle of data, a three-dimensional array a block of data, etc.
This should not be confused with the dimension of the set of all matrices with a given domain, that is, the number of elements in the array. For example, an array with 5 rows and 4 columns is two-dimensional, but such matrices form a 20-dimensional space. Similarly, a three-dimensional vector can be represented by a one-dimensional array of size three.
See also
Dynamic array
Parallel array
Variable-length array
Bit array
Array slicing
Offset (computer science)
Row- and column-major order
Stride of an array
References
External links |
2061 | https://en.wikipedia.org/wiki/Automatic%20number%20announcement%20circuit | Automatic number announcement circuit | An automatic number announcement circuit (ANAC) is a component of a central office of a telephone company that provides a service to installation and service technicians to determine the telephone number of a telephone line. The facility has a telephone number that may be called to listen to an automatic announcement that includes the caller's telephone number. The ANAC facility is useful primarily during the installation of landline telephones to quickly identify one of multiple wire pairs in a bundle or at a termination point.
Operation
By connecting a test telephone set, a technician calls the local telephone number of the automatic number announcement service. This call is connected to equipment at the central office that uses automatic equipment to announce the telephone number of the line calling in. The main purpose of this system is to allow telephone company technicians to identify the telephone line they are connected to.
Automatic number announcement systems are based on automatic number identification. They are intended for use by phone company technicians, the ANAC system bypasses customer features, such as unlisted numbers, caller ID blocking, and outgoing call blocking. Installers of multi-line business services where outgoing calls from all lines display the company's main number on call display can use ANAC to identify a specific line in the system, even if CID displays every line as "line one".
Most ANAC systems are provider-specific in each wire center, while others are regional or state-/province- or area-code-wide. No official lists of ANAC numbers are published, as telephone companies guard against abuse that would interfere with availability for installers.
Exchange prefixes for testing
The North American Numbering Plan reserves the exchange (central office) prefixes 958 and 959 for plant testing purposes. Code 959 with three or four additional digits is dedicated for access to office test lines in local exchange carrier and interoffice carrier central offices. The specifications define several test features for line conditions, such as quiet line and busy line, and test tones transmitted to callers. Telephone numbers are assigned for ring back to test the ringer when installing telephone sets, milliwatt tone (a number simply answers with a continuous test tone) and a loop around (which connects a call to another inbound call to the same or another test number).
ANAC services are typically installed in the 958 range, which is intended for communications between central offices. In some area codes, multiple additional prefixes may be reserved for test purposes. Many area codes reserved 999; 320 was also formerly reserved in Bell Canada territory.
Other carrier-specific North American test numbers include 555-XXXX numbers (such as 555-0311 on Rogers Communications in Canada) or vertical service codes, such as *99 on Cablevision/Optimum Voice in the United States. MCI Inc. (United States) provides ANI information by dialing 800-444-4444.
Telephone numbers
Plant testing telephone numbers are carrier-specific, there is no comprehensive list of telephone numbers for ANAC services. In some communities, test numbers change relatively often. In others, a major incumbent carrier might assign a single number which provides test functions on its network across an entire numbering plan area, throughout an entire province or state, or system-wide.
Some telecommunication carriers maintain toll-free numbers for ANAC facilities. Some national toll-free numbers provide automatic number identification by speaking the telephone number of the caller, but these are not intended for use in identifying the customer's own phone number. They are used for the agent in a call center to confirm the telephone a customer is calling from, so that the customer's account information can be displayed as a "screen pop" for the next available customer service representative.
See also
Plant test number
Ringback number
References
Telephone numbers
Telephony signals |
2063 | https://en.wikipedia.org/wiki/Aristide%20Maillol | Aristide Maillol | Aristide Joseph Bonaventure Maillol (; December 8, 1861 – September 27, 1944) was a French sculptor, painter, and printmaker.
Biography
Maillol was born in Banyuls-sur-Mer, Roussillon. He decided at an early age to become a painter, and moved to Paris in 1881 to study art. After several applications and several years of living in poverty, his enrollment in the École des Beaux-Arts was accepted in 1885, and he studied there under Jean-Léon Gérôme and Alexandre Cabanel. His early paintings show the influence of his contemporaries Pierre Puvis de Chavannes and Paul Gauguin.
Gauguin encouraged his growing interest in decorative art, an interest that led Maillol to take up tapestry design. In 1893 Maillol opened a tapestry workshop in Banyuls, producing works whose high technical and aesthetic quality gained him recognition for renewing this art form in France. He began making small terracotta sculptures in 1895, and within a few years his concentration on sculpture led to the abandonment of his work in tapestry.
In July 1896, Maillol married Clotilde Narcis, one of his employees at his tapestry workshop. Their only son, Lucian, was born that October.
Maillol's first major sculpture, A Seated Woman, was modeled after his wife. The first version (in the Museum of Modern Art, New York) was completed in 1902, and renamed La Méditerranée. Maillol, believing that "art does not lie in the copying of nature", produced a second, less naturalistic version in 1905. In 1902, the art dealer Ambroise Vollard provided Maillol with his first exhibition.
The subject of nearly all of Maillol's mature work is the female body, treated with a classical emphasis on stable forms. The figurative style of his large bronzes is perceived as an important precursor to the greater simplifications of Henry Moore, and his serene classicism set a standard for European (and American) figure sculpture until the end of World War II.
Josep Pla said of Maillol, "These archaic ideas, Greek, were the great novelty Maillol brought into the tendency of modern sculpture. What you need to love from the ancients is not the antiquity, it is the sense of permanent, renewed novelty, that is due to the nature and reason."
His important public commissions include a 1912 commission for a monument to Cézanne, as well as numerous war memorials commissioned after World War I.
Maillol served as a juror with Florence Meyer Blumenthal in awarding the Prix Blumenthal (1919–1954) a grant awarded to painters, sculptors, decorators, engravers, writers, and musicians.
He made a series of woodcut illustrations for an edition of Vergil's Eclogues published by Harry Graf Kessler in 1926–27. He also illustrated Daphnis and Chloe by Longus (1937) and Chansons pour elle by Paul Verlaine (1939).
He died in Banyuls at the age of eighty-three, in an automobile accident. While driving home during a thunderstorm, the car in which he was a passenger skidded off the road and rolled over. A large collection of Maillol's work is maintained at the Musée Maillol in Paris, which was established by Dina Vierny, Maillol's model and platonic companion during the last 10 years of his life. His home a few kilometers outside Banyuls, also the site of his final resting place, has been turned into a museum, the Musée Maillol Banyuls-sur-Mer, where a number of his works and sketches are displayed.
Three of his bronzes grace the grand staircase of the Metropolitan Opera House in New York City: Summer (1910–11), Venus Without Arms (1920), and Kneeling Woman: Monument to Debussy (1950–55). The third, the artist's only reference to music, is a copy of an original created for the French city of Saint-Germain-en-Laye, Claude Debussy's birthplace.
Nazi-looted art
During the German occupation of France, dozens of artworks by Maillol were seized by the Nazi looting organization known as the E.R.R. or Reichsleiter Rosenberg Taskforce. The Database of Art Objects at the Jeu de Paume lists thirty artworks by Maillol. The German Lost Art Foundation database lists 33 entries for Maillol. The German Historical Museum's database for artworks recovered by the Allies at the Munich Central Collecting Point has 13 items related to Maillol. Maillol's sculpture "Head of Flora" was found in the stash of Cornelius Gurlitt, son of Hitler's art dealer Hildebrand Gurlitt together with lithographs, drawings and paintings.
A photograph from May 24, 1946 shows "Six men, members of the Monuments, Fine Arts & Archives section of the military, prepare Aristide Maillol's sculpture Baigneuse à la draperie, looted during World War II for transport to France. Sculpture is labeled with sign: Wiesbaden, no. 31."
Jewish art collectors whose artworks by Maillol were looted by Nazis include Hugo Simon, Alfred Flechtheim and many others.
Works
Mme Henry Clemens van de Velde (c. 1899)
The Mediterranean (1902-05)
Action in Chains (1905)
Flora, Nude (1910)
L'Été sans bras (1911)
Bathing Woman with Raised Arms (1921)
Nymph (1930)
The Mountain (1937)
L'Air (1938)
The River (1938–43)
Harmonie (1944)
References
Sources
Solomon R. Guggenheim Museum, "Aristide Maillol, 1861-1944", New York, Solomon R. Guggenheim Foundation, 1975.
Frèches-Thory, Claire, & Perucchi-Petry, Ursula, ed.: Die Nabis: Propheten der Moderne, Kunsthaus Zürich & Grand Palais, Paris & Prestel, Munich 1993 (German), (French)
Further reading
Lorquin, Bertrand (1995). Maillol. Skira. .
Rewald, John (1951). The Woodcuts of Aristide Maillol. New York: Pantheon Books.
External links
Masters of 20th Century Figure Sculpture
Maillol Museum
Aristide Maillol in Cultural Plunder by the Einsatzstab Reichsleiter Rosenberg: Database of Art Objects at the Jeu de Paume
1861 births
1944 deaths
People from Pyrénées-Orientales
French modern sculptors
French male painters
French male sculptors
Nabis (art)
Artists from Occitania (administrative region)
Painters from Catalonia
Sculptors from Catalonia
19th-century French painters
20th-century French painters
20th-century French male artists
19th-century French sculptors
20th-century French sculptors
19th-century French male artists
École des Beaux-Arts alumni
Prix Blumenthal
Road incident deaths in France |