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1624 | https://en.wikipedia.org/wiki/Andrew%20Johnson | Andrew Johnson | Andrew Johnson (December 29, 1808July 31, 1875) was the 17th president of the United States, serving from 1865 to 1869. He assumed the presidency as he was vice president at the time of the assassination of Abraham Lincoln. Johnson was a Democrat who ran with Lincoln on the National Union ticket, coming to office as the Civil War concluded. He favored quick restoration of the seceded states to the Union without protection for the former slaves. This led to conflict with the Republican-dominated Congress, culminating in his impeachment by the House of Representatives in 1868. He was acquitted in the Senate by one vote.
Johnson was born into poverty and never attended school. He was apprenticed as a tailor and worked in several frontier towns before settling in Greeneville, Tennessee. He served as alderman and mayor there before being elected to the Tennessee House of Representatives in 1835. After briefly serving in the Tennessee Senate, Johnson was elected to the House of Representatives in 1843, where he served five two-year terms. He became governor of Tennessee for four years, and was elected by the legislature to the Senate in 1857. In his congressional service, he sought passage of the Homestead Bill which was enacted soon after he left his Senate seat in 1862. Southern slave states seceded to form the Confederate States of America, including Tennessee, but Johnson remained firmly with the Union. He was the only sitting senator from a Confederate state who did not resign his seat upon learning of his state's secession. In 1862, Lincoln appointed him as Military Governor of Tennessee after most of it had been retaken. In 1864, Johnson was a logical choice as running mate for Lincoln, who wished to send a message of national unity in his re-election campaign; and became vice president after a victorious election in 1864.
Johnson implemented his own form of Presidential Reconstruction, a series of proclamations directing the seceded states to hold conventions and elections to reform their civil governments. Southern states returned many of their old leaders and passed Black Codes to deprive the freedmen of many civil liberties, but Congressional Republicans refused to seat legislators from those states and advanced legislation to overrule the Southern actions. Johnson vetoed their bills, and Congressional Republicans overrode him, setting a pattern for the remainder of his presidency. Johnson opposed the Fourteenth Amendment which gave citizenship to former slaves. In 1866, he went on an unprecedented national tour promoting his executive policies, seeking to break Republican opposition. As the conflict grew between the branches of government, Congress passed the Tenure of Office Act restricting Johnson's ability to fire Cabinet officials. He persisted in trying to dismiss Secretary of War Edwin Stanton, but ended up being impeached by the House of Representatives and narrowly avoided conviction in the Senate. He did not win the 1868 Democratic presidential nomination and left office the following year.
Johnson returned to Tennessee after his presidency and gained some vindication when he was elected to the Senate in 1875, making him the only former president to serve in the Senate. He died five months into his term. Johnson's strong opposition to federally guaranteed rights for black Americans is widely criticized; he is regarded by many historians as one of the worst presidents in American history.
Early life and career
Childhood
Andrew Johnson was born in Raleigh, North Carolina, on December 29, 1808, to Jacob Johnson (1778–1812) and Mary ("Polly") McDonough (1783–1856), a laundress. He was of English, Scots-Irish, and Irish ancestry. He had a brother William, four years his senior, and an older sister Elizabeth, who died in childhood. Johnson's birth in a two-room shack was a political asset in the mid-19th century, and he would frequently remind voters of his humble origins. Jacob Johnson was a poor man, as had been his father, William Johnson, but he became town constable of Raleigh before marrying and starting a family. Both Jacob and Mary were illiterate, and had worked as tavern servants, while Johnson never attended school and grew up in poverty. Jacob died of an apparent heart attack while ringing the town bell, shortly after rescuing three drowning men, when his son Andrew was three. Polly Johnson worked as a washerwoman and became the sole support of her family. Her occupation was then looked down on, as it often took her into other homes unaccompanied. Since Andrew did not resemble either of his siblings, there are rumors that he may have been fathered by another man. Polly Johnson eventually remarried to a man named Turner Doughtry, who was as poor as she was.
Johnson's mother apprenticed her son William to a tailor, James Selby. Andrew also became an apprentice in Selby's shop at age ten and was legally bound to serve until his 21st birthday. Johnson lived with his mother for part of his service, and one of Selby's employees taught him rudimentary literacy skills. His education was augmented by citizens who would come to Selby's shop to read to the tailors as they worked. Even before he became an apprentice, Johnson came to listen. The readings caused a lifelong love of learning, and one of his biographers, Annette Gordon-Reed, suggests that Johnson, later a gifted public speaker, learned the art as he threaded needles and cut cloth.
Johnson was not happy at James Selby's, and after about five years, both he and his brother ran away. Selby responded by placing a reward for their return: "Ten Dollars Reward. Ran away from the subscriber, two apprentice boys, legally bound, named William and Andrew Johnson ... [payment] to any person who will deliver said apprentices to me in Raleigh, or I will give the above reward for Andrew Johnson alone." The brothers went to Carthage, North Carolina, where Andrew Johnson worked as a tailor for several months. Fearing he would be arrested and returned to Raleigh, Johnson moved to Laurens, South Carolina. He found work quickly, met his first love, Mary Wood, and made her a quilt as a gift. However, she rejected his marriage proposal. He returned to Raleigh, hoping to buy out his apprenticeship, but could not come to terms with Selby. Unable to stay in Raleigh, where he risked being apprehended for abandoning Selby, he decided to move west.
Move to Tennessee
Johnson left North Carolina for Tennessee, traveling mostly on foot. After a brief period in Knoxville, he moved to Mooresville, Alabama. He then worked as a tailor in Columbia, Tennessee, but was called back to Raleigh by his mother and stepfather, who saw limited opportunities there and who wished to emigrate west. Johnson and his party traveled through the Blue Ridge Mountains to Greeneville, Tennessee. Andrew Johnson fell in love with the town at first sight, and when he became prosperous purchased the land where he had first camped and planted a tree in commemoration.
In Greeneville, Johnson established a successful tailoring business in the front of his home. In 1827, at the age of 18, he married 16-year-old Eliza McCardle, the daughter of a local shoemaker. The pair were married by Justice of the Peace Mordecai Lincoln, first cousin of Thomas Lincoln, whose son would become president. The Johnsons were married for almost 50 years and had five children: Martha (1828), Charles (1830), Mary (1832), Robert (1834), and Andrew Jr. (1852). Though she suffered from tuberculosis, Eliza supported her husband's endeavors. She taught him mathematics skills and tutored him to improve his writing. Shy and retiring by nature, Eliza Johnson usually remained in Greeneville during Johnson's political rise. She was not often seen during her husband's presidency; their daughter Martha usually served as official hostess.
Johnson's tailoring business prospered during the early years of the marriage, enabling him to hire help and giving him the funds to invest profitably in real estate. He later boasted of his talents as a tailor, "my work never ripped or gave way". He was a voracious reader. Books about famous orators aroused his interest in political dialogue, and he had private debates on the issues of the day with customers who held opposing views. He also took part in debates at Greeneville College.
Johnson's slaves
In 1843, Johnson purchased his first slave, Dolly, who was 14 years old at the time. Soon after, he purchased Dolly's half-brother Sam. Dolly had three children—Liz, Florence and William. In 1857, Andrew Johnson purchased Henry, who was 13 at the time and would later accompany the Johnson family to the White House. Sam Johnson and his wife Margaret had nine children. Sam became a commissioner of the Freedmen's Bureau and was known for being a proud man who negotiated the nature of his work with the Johnson family. Notably, he received some monetary compensation for his labors and negotiated with Andrew Johnson to receive a tract of land which Andrew Johnson gave him for free in 1867. Ultimately, Johnson owned at least ten slaves.
Andrew Johnson freed his slaves on August 8, 1863; they remained with him as paid servants. A year later, Johnson, as military governor of Tennessee, proclaimed the freedom of Tennessee's slaves. Sam and Margaret, Johnson's former slaves, lived in his tailor shop while he was president, without rent. As a sign of appreciation for proclaiming freedom, Andrew Johnson was given a watch by newly emancipated people in Tennessee inscribed with "…for his Untiring Energy in the Cause of Freedom".
Political rise
Tennessee politician
Johnson helped organize a mechanics' (working men's) ticket in the 1829 Greeneville municipal election. He was elected town alderman, along with his friends Blackston McDannel and Mordecai Lincoln. Following the 1831 Nat Turner slave rebellion, a state convention was called to pass a new constitution, including provisions to disenfranchise free people of color. The convention also wanted to reform real estate tax rates, and provide ways of funding improvements to Tennessee's infrastructure. The constitution was submitted for a public vote, and Johnson spoke widely for its adoption; the successful campaign provided him with statewide exposure. On January 4, 1834, his fellow aldermen elected him mayor of Greeneville.
In 1835, Johnson made a bid for election to the "floater" seat which Greene County shared with neighboring Washington County in the Tennessee House of Representatives. According to his biographer, Hans L. Trefousse, Johnson "demolished" the opposition in debate and won the election with almost a two to one margin. During his Greeneville days, Johnson joined the Tennessee Militia as a member of the 90th Regiment. He attained the rank of colonel, though while an enrolled member, Johnson was fined for an unknown offense. Afterwards, he was often addressed or referred to by his rank.
In his first term in the legislature, which met in the state capital of Nashville, Johnson did not consistently vote with either the Democratic or the newly formed Whig Party, though he revered President Andrew Jackson, a Democrat and fellow Tennessean. The major parties were still determining their core values and policy proposals, with the party system in a state of flux. The Whig Party had organized in opposition to Jackson, fearing the concentration of power in the Executive Branch of the government; Johnson differed from the Whigs as he opposed more than minimal government spending and spoke against aid for the railroads, while his constituents hoped for improvements in transportation. After Brookins Campbell and the Whigs defeated Johnson for reelection in 1837, Johnson would not lose another race for thirty years. In 1839, he sought to regain his seat, initially as a Whig, but when another candidate sought the Whig nomination, he ran as a Democrat and was elected. From that time he supported the Democratic party and built a powerful political machine in Greene County. Johnson became a strong advocate of the Democratic Party, noted for his oratory, and in an era when public speaking both informed the public and entertained it, people flocked to hear him.
In 1840, Johnson was selected as a presidential elector for Tennessee, giving him more statewide publicity. Although Democratic President Martin Van Buren was defeated by former Ohio senator William Henry Harrison, Johnson was instrumental in keeping Tennessee and Greene County in the Democratic column. He was elected to the Tennessee Senate in 1841, where he served a two-year term. He had achieved financial success in his tailoring business, but sold it to concentrate on politics. He had also acquired additional real estate, including a larger home and a farm (where his mother and stepfather took residence), and among his assets numbered eight or nine slaves.
United States Representative (1843–1853)
Having served in both houses of the state legislature, Johnson saw election to Congress as the next step in his political career. He engaged in a number of political maneuvers to gain Democratic support, including the displacement of the Whig postmaster in Greeneville, and defeated Jonesborough lawyer John A. Aiken by 5,495 votes to 4,892. In Washington, he joined a new Democratic majority in the House of Representatives. Johnson advocated for the interests of the poor, maintained an anti-abolitionist stance, argued for only limited spending by the government and opposed protective tariffs. With Eliza remaining in Greeneville, Congressman Johnson shunned social functions in favor of study in the Library of Congress. Although a fellow Tennessee Democrat, James K. Polk, was elected president in 1844, and Johnson had campaigned for him, the two men had difficult relations, and President Polk refused some of his patronage suggestions.
Johnson believed, as did many Southern Democrats, that the Constitution protected private property, including slaves, and thus prohibited the federal and state governments from abolishing slavery. He won a second term in 1845 against William G. Brownlow, presenting himself as the defender of the poor against the aristocracy. In his second term, Johnson supported the Polk administration's decision to fight the Mexican War, seen by some Northerners as an attempt to gain territory to expand slavery westward, and opposed the Wilmot Proviso, a proposal to ban slavery in any territory gained from Mexico. He introduced for the first time his Homestead Bill, to grant to people willing to settle the land and gain title to it. This issue was especially important to Johnson because of his own humble beginnings.
In the presidential election of 1848, the Democrats split over the slavery issue, and abolitionists formed the Free Soil Party, with former president Van Buren as their nominee. Johnson supported the Democratic candidate, former Michigan senator Lewis Cass. With the party split, Whig nominee General Zachary Taylor was easily victorious, and carried Tennessee. Johnson's relations with Polk remained poor; the President recorded of his final New Year's reception in 1849 that
Johnson, due to national interest in new railroad construction and in response to the need for better transportation in his own district, also supported government assistance for the East Tennessee and Virginia Railroad.
In his campaign for a fourth term, Johnson concentrated on three issues: slavery, homesteads and judicial elections. He defeated his opponent, Nathaniel G. Taylor, in August 1849, with a greater margin of victory than in previous campaigns. When the House convened in December, the party division caused by the Free Soil Party precluded the formation of the majority needed to elect a Speaker. Johnson proposed adoption of a rule allowing election of a Speaker by a plurality; some weeks later others took up a similar proposal, and Democrat Howell Cobb was elected.
Once the Speaker election had concluded and Congress was ready to conduct legislative business, the issue of slavery took center stage. Northerners sought to admit California, a free state, to the Union. Kentucky's Henry Clay introduced in the Senate a series of resolutions, the Compromise of 1850, to admit California and pass legislation sought by each side. Johnson voted for all the provisions except for the abolition of slavery in the nation's capital. He pressed resolutions for constitutional amendments to provide for popular election of senators (then elected by state legislatures) and of the president (chosen by the Electoral College), and limiting the tenure of federal judges to 12 years. These were all defeated.
A group of Democrats nominated Landon Carter Haynes to oppose Johnson as he sought a fifth term; the Whigs were so pleased with the internecine battle among the Democrats in the general election that they did not nominate a candidate of their own. The campaign included fierce debates: Johnson's main issue was the passage of the Homestead Bill; Haynes contended it would facilitate abolition. Johnson won the election by more than 1600 votes. Though he was not enamored of the party's presidential nominee in 1852, former New Hampshire senator Franklin Pierce, Johnson campaigned for him. Pierce was elected, but he failed to carry Tennessee. In 1852, Johnson managed to get the House to pass his Homestead Bill, but it failed in the Senate. The Whigs had gained control of the Tennessee legislature, and, under the leadership of Gustavus Henry, redrew the boundaries of Johnson's First District to make it a safe seat for their party. The Nashville Union termed this "Henry-mandering"; lamented Johnson, "I have no political future."
Governor of Tennessee (1853–1857)
If Johnson considered retiring from politics upon deciding not to seek reelection, he soon changed his mind. His political friends began to maneuver to get him the nomination for governor. The Democratic convention unanimously named him, though some party members were not happy at his selection. The Whigs had won the past two gubernatorial elections, and still controlled the legislature. That party nominated Henry, making the "Henry-mandering" of the First District an immediate issue. The two men debated in county seats the length of Tennessee before the meetings were called off two weeks before the August 1853 election due to illness in Henry's family. Johnson won the election by 63,413 votes to 61,163; some votes for him were cast in return for his promise to support Whig Nathaniel Taylor for his old seat in Congress.
Tennessee's governor had little power: Johnson could propose legislation but not veto it, and most appointments were made by the Whig-controlled legislature. Nevertheless, the office was a "bully pulpit" that allowed him to publicize himself and his political views. He succeeded in getting the appointments he wanted in return for his endorsement of John Bell, a Whig, for one of the state's U.S. Senate seats. In his first biennial speech, Johnson urged simplification of the state judicial system, abolition of the Bank of Tennessee, and establishment of an agency to provide uniformity in weights and measures; the last was passed. Johnson was critical of the Tennessee common school system and suggested funding be increased via taxes, either statewide or county by county—a mixture of the two was passed. Reforms carried out during Johnson's time as governor included the foundation of the State's public library (making books available to all) and its first public school system, and the initiation of regular state fairs to benefit craftsmen and farmers.
Although the Whig Party was on its final decline nationally, it remained strong in Tennessee, and the outlook for Democrats there in 1855 was poor. Feeling that reelection as governor was necessary to give him a chance at the higher offices he sought, Johnson agreed to make the run. Meredith P. Gentry received the Whig nomination. A series of more than a dozen vitriolic debates ensued. The issues in the campaign were slavery, the prohibition of alcohol, and the nativist positions of the Know Nothing Party. Johnson favored the first, but opposed the others. Gentry was more equivocal on the alcohol question, and had gained the support of the Know Nothings, a group Johnson portrayed as a secret society. Johnson was unexpectedly victorious, albeit with a narrower margin than in 1853.
When the presidential election of 1856 approached, Johnson hoped to be nominated; some Tennessee county conventions designated him a "favorite son". His position that the best interests of the Union were served by slavery in some areas made him a practical compromise candidate for president. He was never a major contender; the nomination fell to former Pennsylvania senator James Buchanan. Though he was not impressed by either, Johnson campaigned for Buchanan and his running mate, John C. Breckinridge, who were elected.
Johnson decided not to seek a third term as governor, with an eye towards election to the U.S. Senate. In 1857, while returning from Washington, his train derailed, causing serious damage to his right arm. This injury would trouble him in the years to come.
United States Senator
Homestead Bill advocate
The victors in the 1857 state legislative campaign would, once they convened in October, elect a United States Senator. Former Whig governor William B. Campbell wrote to his uncle, "The great anxiety of the Whigs is to elect a majority in the legislature so as to defeat Andrew Johnson for senator. Should the Democrats have the majority, he will certainly be their choice, and there is no man living to whom the Americans and Whigs have as much antipathy as Johnson." The governor spoke widely in the campaign, and his party won the gubernatorial race and control of the legislature. Johnson's final address as governor gave him the chance to influence his electors, and he made proposals popular among Democrats. Two days later the legislature elected him to the Senate. The opposition was appalled, with the Richmond Whig newspaper referring to him as "the vilest radical and most unscrupulous demagogue in the Union".
Johnson gained high office due to his proven record as a man popular among the small farmers and self-employed tradesmen who made up much of Tennessee's electorate. He called them the "plebeians"; he was less popular among the planters and lawyers who led the state Democratic Party, but none could match him as a vote-getter. After his death, one Tennessee voter wrote of him, "Johnson was always the same to everyone ... the honors heaped upon him did not make him forget to be kind to the humblest citizen." Always seen in impeccably tailored clothing, he cut an impressive figure, and had the stamina to endure lengthy campaigns with daily travel over bad roads leading to another speech or debate. Mostly denied the party's machinery, he relied on a network of friends, advisers, and contacts. One friend, Hugh Douglas, stated in a letter to him, "you have been in the way of our would be great men for a long time. At heart many of us never wanted you to be Governor only none of the rest of us Could have been elected at the time and we only wanted to use you. Then we did not want you to go to the Senate but the people would send you."
The new senator took his seat when Congress convened in December 1857 (the term of his predecessor, James C. Jones, had expired in March). He came to Washington as usual without his wife and family; Eliza would visit Washington only once during Johnson's first time as senator, in 1860. Johnson immediately set about introducing the Homestead Bill in the Senate, but as most senators who supported it were Northern (many associated with the newly founded Republican Party), the matter became caught up in suspicions over the slavery issue. Southern senators felt that those who took advantage of the provisions of the Homestead Bill were more likely to be Northern non-slaveholders. The issue of slavery had been complicated by the Supreme Court's ruling earlier in the year in Dred Scott v. Sandford that slavery could not be prohibited in the territories. Johnson, a slaveholding senator from a Southern state, made a major speech in the Senate the following May in an attempt to convince his colleagues that the Homestead Bill and slavery were not incompatible. Nevertheless, Southern opposition was key to defeating the legislation, 30–22. In 1859, it failed on a procedural vote when Vice President Breckinridge broke a tie against the bill, and in 1860, a watered-down version passed both houses, only to be vetoed by Buchanan at the urging of Southerners. Johnson continued his opposition to spending, chairing a committee to control it.
He argued against funding to build infrastructure in Washington, D.C., stating that it was unfair to expect state citizens to pay for the city's streets, even if it was the seat of government. He opposed spending money for troops to put down the revolt by the Mormons in Utah Territory, arguing for temporary volunteers as the United States should not have a standing army.
Secession crisis
In October 1859, abolitionist John Brown and sympathizers raided the federal arsenal at Harpers Ferry, Virginia (today West Virginia). Tensions in Washington between pro- and anti-slavery forces increased greatly. Johnson gave a major speech in the Senate in December, decrying Northerners who would endanger the Union by seeking to outlaw slavery. The Tennessee senator stated that "all men are created equal" from the Declaration of Independence did not apply to African Americans, since the Constitution of Illinois contained that phrase—and that document barred voting by African Americans. Johnson, by this time, was a wealthy man who owned 14 slaves.
Johnson hoped that he would be a compromise candidate for the presidential nomination as the Democratic Party tore itself apart over the slavery question. Busy with the Homestead Bill during the 1860 Democratic National Convention in Charleston, South Carolina, he sent two of his sons and his chief political adviser to represent his interests in the backroom deal-making. The convention deadlocked, with no candidate able to gain the required two-thirds vote, but the sides were too far apart to consider Johnson as a compromise. The party split, with Northerners backing Illinois Senator Stephen Douglas while Southerners, including Johnson, supported Vice President Breckinridge for president. With former Tennessee senator John Bell running a fourth-party candidacy and further dividing the vote, the Republican Party elected its first president, former Illinois representative Abraham Lincoln. The election of Lincoln, known to be against the spread of slavery, was unacceptable to many in the South. Although secession from the Union had not been an issue in the campaign, talk of it began in the Southern states.
Johnson took to the Senate floor after the election, giving a speech well received in the North, "I will not give up this government ... No; I intend to stand by it ... and I invite every man who is a patriot to ... rally around the altar of our common country ... and swear by our God, and all that is sacred and holy, that the Constitution shall be saved, and the Union preserved." As Southern senators announced they would resign if their states seceded, he reminded Mississippi Senator Jefferson Davis that if Southerners would only hold to their seats, the Democrats would control the Senate, and could defend the South's interests against any infringement by Lincoln. Gordon-Reed points out that while Johnson's belief in an indissoluble Union was sincere, he had alienated Southern leaders, including Davis, who would soon be the president of the Confederate States of America, formed by the seceding states. If the Tennessean had backed the Confederacy, he would have had small influence in its government.
Johnson returned home when his state took up the issue of secession. His successor as governor, Isham G. Harris, and the legislature organized a referendum on whether to have a constitutional convention to authorize secession; when that failed, they put the question of leaving the Union to a popular vote. Despite threats on Johnson's life, and actual assaults, he campaigned against both questions, sometimes speaking with a gun on the lectern before him. Although Johnson's eastern region of Tennessee was largely against secession, the second referendum passed, and in June 1861, Tennessee joined the Confederacy. Believing he would be killed if he stayed, Johnson fled through the Cumberland Gap, where his party was in fact shot at. He left his wife and family in Greeneville.
As the only member from a seceded state to remain in the Senate and the most prominent Southern Unionist, Johnson had Lincoln's ear in the early months of the war. With most of Tennessee in Confederate hands, Johnson spent congressional recesses in Kentucky and Ohio, trying in vain to convince any Union commander who would listen to conduct an operation into East Tennessee.
Military Governor of Tennessee
Johnson's first tenure in the Senate came to a conclusion in March 1862 when Lincoln appointed him military governor of Tennessee. Much of the central and western portions of that seceded state had been recovered. Although some argued that civil government should simply resume once the Confederates were defeated in an area, Lincoln chose to use his power as commander in chief to appoint military governors over Union-controlled Southern regions. The Senate quickly confirmed Johnson's nomination along with the rank of brigadier general. In response, the Confederates confiscated his land and his slaves, and turned his home into a military hospital. Later in 1862, after his departure from the Senate and in the absence of most Southern legislators, the Homestead Bill was finally enacted. Along with legislation for land-grant colleges and for the transcontinental railroad, the Homestead Bill has been credited with opening the American West to settlement.
As military governor, Johnson sought to eliminate rebel influence in the state. He demanded loyalty oaths from public officials, and shut down all newspapers owned by Confederate sympathizers. Much of eastern Tennessee remained in Confederate hands, and the ebb and flow of war during 1862 sometimes brought Confederate control again close to Nashville. However, the Confederates allowed his wife and family to pass through the lines to join him. Johnson undertook the defense of Nashville as well as he could, though the city was continually harassed by cavalry raids led by General Nathan Bedford Forrest. Relief from Union regulars did not come until General William S. Rosecrans defeated the Confederates at Murfreesboro in early 1863. Much of eastern Tennessee was captured later that year.
When Lincoln issued the Emancipation Proclamation in January 1863, declaring freedom for all slaves in Confederate-held areas, he exempted Tennessee at Johnson's request. The proclamation increased the debate over what should become of the slaves after the war, as not all Unionists supported abolition. Johnson finally decided that slavery had to end. He wrote, "If the institution of slavery ... seeks to overthrow it [the Government], then the Government has a clear right to destroy it". He reluctantly supported efforts to enlist former slaves into the Union Army, feeling that African Americans should perform menial tasks to release white Americans to do the fighting. Nevertheless, he succeeded in recruiting 20,000 black soldiers to serve the Union.
Vice Presidency (1865)
In 1860, Lincoln's running mate had been Senator Hannibal Hamlin of Maine. Although Hamlin had served competently, was in good health, and was willing to run again, Johnson emerged as running mate for Lincoln's reelection bid in 1864.
Lincoln considered several War Democrats for the ticket in 1864, and sent an agent to sound out General Benjamin Butler as a possible running mate. In May 1864, the president dispatched General Daniel Sickles to Nashville on a fact-finding mission. Although Sickles denied that he was there either to investigate or interview the military governor, Johnson biographer Hans L. Trefousse believes that Sickles's trip was connected to Johnson's subsequent nomination for vice president. According to historian Albert Castel in his account of Johnson's presidency, Lincoln was impressed by Johnson's administration of Tennessee. Gordon-Reed points out that while the Lincoln-Hamlin ticket might have been considered geographically balanced in 1860, "having Johnson, the southern War Democrat, on the ticket sent the right message about the folly of secession and the continuing capacity for union within the country." Another factor was the desire of Secretary of State William Seward to frustrate the vice-presidential candidacy of fellow New Yorker and former senator Daniel S. Dickinson, a War Democrat, as Seward would probably have had to yield his place if another New Yorker became vice president. Johnson, once he was told by reporters the likely purpose of Sickles' visit, was active on his own behalf, delivering speeches and having his political friends work behind the scenes to boost his candidacy.
To sound a theme of unity in 1864, Lincoln ran under the banner of the National Union Party, rather than that of the Republicans. At the party's convention in Baltimore in June, Lincoln was easily nominated, although there had been some talk of replacing him with a Cabinet officer or one of the more successful generals. After the convention backed Lincoln, former Secretary of War Simon Cameron offered a resolution to nominate Hamlin, but it was defeated. Johnson was nominated for vice president by C.M. Allen of Indiana with an Iowa delegate as seconder. On the first ballot, Johnson led with 200 votes to 150 for Hamlin and 108 for Dickinson. On the second ballot, Kentucky switched to vote for Johnson, beginning a stampede. Johnson was named on the second ballot with 491 votes to Hamlin's 17 and eight for Dickinson; the nomination was made unanimous. Lincoln expressed pleasure at the result, "Andy Johnson, I think, is a good man." When word reached Nashville, a crowd assembled and the military governor obliged with a speech contending his selection as a Southerner meant that the rebel states had not actually left the Union.
Although it was unusual at the time for a national candidate to actively campaign, Johnson gave a number of speeches in Tennessee, Kentucky, Ohio, and Indiana. He also sought to boost his chances in Tennessee while reestablishing civil government by making the loyalty oath even more restrictive, in that voters would now have to swear that they opposed making a settlement with the Confederacy. The Democratic candidate for president, George McClellan, hoped to avoid additional bloodshed by negotiation, and so the stricter loyalty oath effectively disenfranchised his supporters. Lincoln declined to override Johnson, and their ticket took the state by 25,000 votes. Congress refused to count Tennessee's electoral votes, but Lincoln and Johnson did not need them, having won in most states that had voted, and easily secured the election.
Now Vice President-elect, Johnson was eager to complete the work of reestablishing civilian government in Tennessee, although the timetable for the election of a new governor did not allow it to take place until after Inauguration Day, March 4. He hoped to remain in Nashville to complete his task, but was told by Lincoln's advisers that he could not stay, but would be sworn in with Lincoln. In these months, Union troops finished the retaking of eastern Tennessee, including Greeneville. Just before his departure, the voters of Tennessee ratified a new constitution, which abolished slavery, on February 22, 1865. One of Johnson's final acts as military governor was to certify the results.
Johnson traveled to Washington to be sworn into office, although according to Gordon-Reed, "in light of what happened on March 4, 1865, it might have been better if Johnson had stayed in Nashville." Johnson may have been ill; Castel cited typhoid fever, though Gordon-Reed notes that there is no independent evidence for that diagnosis. On the evening of March 3, Johnson attended a party in his honor at which he drank heavily. Hung over the following morning at the Capitol, he asked Vice President Hamlin for some whiskey. Hamlin produced a bottle, and Johnson took two stiff drinks, stating "I need all the strength for the occasion I can have." In the Senate Chamber, Johnson delivered a rambling address as Lincoln, the Congress, and dignitaries looked on. Almost incoherent at times, he finally meandered to a halt, whereupon Hamlin hastily swore him in as vice president. Lincoln, who had watched sadly during the debacle, then went to his own swearing-in outside the Capitol, and delivered his acclaimed Second Inaugural Address.
In the weeks after the inauguration, Johnson only presided over the Senate briefly, and hid from public ridicule at the Maryland home of a friend, Francis Preston Blair. When he did return to Washington, it was with the intent of leaving for Tennessee to reestablish his family in Greeneville. Instead, he remained after word came that General Ulysses S. Grant had captured the Confederate capital of Richmond, Virginia, presaging the end of the war. Lincoln stated, in response to criticism of Johnson's behavior, that "I have known Andy Johnson for many years; he made a bad slip the other day, but you need not be scared; Andy ain't a drunkard."
Presidency (1865–1869)
Accession
On the afternoon of April 14, 1865, Lincoln and Johnson met for the first time since the inauguration. Trefousse states that Johnson wanted to "induce Lincoln not to be too lenient with traitors"; Gordon-Reed agrees.
That night, President Lincoln was shot and mortally wounded at Ford's Theatre by John Wilkes Booth, a Confederate sympathizer. The shooting of the President was part of a conspiracy to assassinate Lincoln, Johnson, and Seward the same night. Seward barely survived his wounds, while Johnson escaped attack as his would-be assassin, George Atzerodt, got drunk instead of killing the vice president. Leonard J. Farwell, a fellow boarder at the Kirkwood House, awoke Johnson with news of Lincoln's shooting. Johnson rushed to the President's deathbed, where he remained a short time, on his return promising, "They shall suffer for this. They shall suffer for this." Lincoln died at 7:22 am the next morning; Johnson's swearing-in occurred between 10 and 11 am with Chief Justice Salmon P. Chase presiding in the presence of most of the Cabinet. Johnson's demeanor was described by the newspapers as "solemn and dignified". Some Cabinet members had last seen Johnson, apparently drunk, at the inauguration. At noon, Johnson conducted his first Cabinet meeting in the Treasury Secretary's office, and asked all members to remain in their positions.
The events of the assassination resulted in speculation, then and subsequently, concerning Johnson and what the conspirators might have intended for him. In the vain hope of having his life spared after his capture, Atzerodt spoke much about the conspiracy, but did not say anything to indicate that the plotted assassination of Johnson was merely a ruse. Conspiracy theorists point to the fact that on the day of the assassination, Booth came to the Kirkwood House and left one of his cards with Johnson's private secretary, William A. Browning. The message on it was: "Don't wish to disturb you. Are you at home? J. Wilkes Booth."
Johnson presided with dignity over Lincoln's funeral ceremonies in Washington, before his predecessor's body was sent home to Springfield, Illinois, for interment. Shortly after Lincoln's death, Union General William T. Sherman reported he had, without consulting Washington, reached an armistice agreement with Confederate General Joseph E. Johnston for the surrender of Confederate forces in North Carolina in exchange for the existing state government remaining in power, with private property rights (slaves) to be respected. This did not even grant freedom to those in slavery. This was not acceptable to Johnson or the Cabinet, who sent word for Sherman to secure the surrender without making political deals, which he did. Further, Johnson placed a $100,000 bounty (equivalent to $ in ) on Confederate President Davis, then a fugitive, which gave Johnson the reputation of a man who would be tough on the South. More controversially, he permitted the execution of Mary Surratt for her part in Lincoln's assassination. Surratt was executed with three others, including Atzerodt, on July 7, 1865.
Reconstruction
Background
Upon taking office, Johnson faced the question of what to do with the former Confederacy. President Lincoln had authorized loyalist governments in Virginia, Arkansas, Louisiana, and Tennessee as the Union came to control large parts of those states and advocated a ten percent plan that would allow elections after ten percent of the voters in any state took an oath of future loyalty to the Union. Congress considered this too lenient; its own plan, requiring a majority of voters to take the loyalty oath, passed both houses in 1864, but Lincoln pocket vetoed it.
Johnson had three goals in Reconstruction. He sought a speedy restoration of the states, on the grounds that they had never truly left the Union, and thus should again be recognized once loyal citizens formed a government. To Johnson, African-American suffrage was a delay and a distraction; it had always been a state responsibility to decide who should vote. Second, political power in the Southern states should pass from the planter class to his beloved "plebeians". Johnson feared that the freedmen, many of whom were still economically bound to their former masters, might vote at their direction. Johnson's third priority was election in his own right in 1868, a feat no one who had succeeded a deceased president had managed to accomplish, attempting to secure a Democratic anti-Congressional Reconstruction coalition in the South.
The Republicans had formed a number of factions. The Radical Republicans sought voting and other civil rights for African Americans. They believed that the freedmen could be induced to vote Republican in gratitude for emancipation, and that black votes could keep the Republicans in power and Southern Democrats, including former rebels, out of influence. They believed that top Confederates should be punished. The Moderate Republicans sought to keep the Democrats out of power at a national level, and prevent former rebels from resuming power. They were not as enthusiastic about the idea of African-American suffrage as their Radical colleagues, either because of their own local political concerns, or because they believed that the freedman would be likely to cast his vote badly. Northern Democrats favored the unconditional restoration of the Southern states. They did not support African-American suffrage, which might threaten Democratic control in the South.
Presidential Reconstruction
Johnson was initially left to devise a Reconstruction policy without legislative intervention, as Congress was not due to meet again until December 1865. Radical Republicans told the President that the Southern states were economically in a state of chaos and urged him to use his leverage to insist on rights for freedmen as a condition of restoration to the Union. But Johnson, with the support of other officials including Seward, insisted that the franchise was a state, not a federal matter. The Cabinet was divided on the issue.
Johnson's first Reconstruction actions were two proclamations, with the unanimous backing of his Cabinet, on May 29. One recognized the Virginia government led by provisional Governor Francis Pierpont. The second provided amnesty for all ex-rebels except those holding property valued at $20,000 or more; it also appointed a temporary governor for North Carolina and authorized elections. Neither of these proclamations included provisions regarding black suffrage or freedmen's rights. The President ordered constitutional conventions in other former rebel states.
As Southern states began the process of forming governments, Johnson's policies received considerable public support in the North, which he took as unconditional backing for quick reinstatement of the South. While he received such support from the white South, he underestimated the determination of Northerners to ensure that the war had not been fought for nothing. It was important, in Northern public opinion, that the South acknowledge its defeat, that slavery be ended, and that the lot of African Americans be improved. Voting rights were less important—after all, only a handful of Northern states (mostly in New England) gave African-American men the right to vote on the same basis as whites, and in late 1865, Connecticut, Wisconsin, and Minnesota voted down African-American suffrage proposals by large margins. Northern public opinion tolerated Johnson's inaction on black suffrage as an experiment, to be allowed if it quickened Southern acceptance of defeat. Instead, white Southerners felt emboldened. A number of Southern states passed Black Codes, binding African-American laborers to farms on annual contracts they could not quit, and allowing law enforcement at whim to arrest them for vagrancy and rent out their labor. Most Southerners elected to Congress were former Confederates, with the most prominent being Georgia Senator-designate and former Confederate vice president Alexander Stephens. Congress assembled in early December 1865; Johnson's conciliatory annual message to them was well received. Nevertheless, Congress refused to seat the Southern legislators and established a committee to recommend appropriate Reconstruction legislation.
Northerners were outraged at the idea of unrepentant Confederate leaders, such as Stephens, rejoining the federal government at a time when emotional wounds from the war remained raw. They saw the Black Codes placing African Americans in a position barely above slavery. Republicans also feared that restoration of the Southern states would return the Democrats to power. In addition, according to David O. Stewart in his book on Johnson's impeachment, "the violence and poverty that oppressed the South would galvanize the opposition to Johnson".
Break with the Republicans: 1866
Congress was reluctant to confront the President, and initially only sought to fine-tune Johnson's policies towards the South. According to Trefousse, "If there was a time when Johnson could have come to an agreement with the moderates of the Republican Party, it was the period following the return of Congress". The President was unhappy about the provocative actions of the Southern states, and about the continued control by the antebellum elite there, but made no statement publicly, believing that Southerners had a right to act as they did, even if it was unwise to do so. By late January 1866, he was convinced that winning a showdown with the Radical Republicans was necessary to his political plans – both for the success of Reconstruction and for reelection in 1868. He would have preferred that the conflict arise over the legislative efforts to enfranchise African Americans in the District of Columbia, a proposal that had been defeated overwhelmingly in an all-white referendum. A bill to accomplish this passed the House of Representatives, but to Johnson's disappointment, stalled in the Senate before he could veto it.
Illinois Senator Lyman Trumbull, leader of the Moderate Republicans and Chairman of the Judiciary Committee, was anxious to reach an understanding with the President. He ushered through Congress a bill extending the Freedmen's Bureau beyond its scheduled abolition in 1867, and the first Civil Rights Bill, to grant citizenship to the freedmen. Trumbull met several times with Johnson and was convinced the President would sign the measures (Johnson rarely contradicted visitors, often fooling those who met with him into thinking he was in accord). In fact, the President opposed both bills as infringements on state sovereignty. Additionally, both of Trumbull's bills were unpopular among white Southerners, whom Johnson hoped to include in his new party. Johnson vetoed the Freedman's Bureau bill on February 18, 1866, to the delight of white Southerners and the puzzled anger of Republican legislators. He considered himself vindicated when a move to override his veto failed in the Senate the following day. Johnson believed that the Radicals would now be isolated and defeated and that the moderate Republicans would form behind him; he did not understand that Moderates also wanted to see African Americans treated fairly.
On February 22, 1866, Washington's Birthday, Johnson gave an impromptu speech to supporters who had marched to the White House and called for an address in honor of the first president. In his hour-long speech, he instead referred to himself over 200 times. More damagingly, he also spoke of "men ... still opposed to the Union" to whom he could not extend the hand of friendship he gave to the South. When called upon by the crowd to say who they were, Johnson named Pennsylvania Congressman Thaddeus Stevens, Massachusetts Senator Charles Sumner, and abolitionist Wendell Phillips, and accused them of plotting his assassination. Republicans viewed the address as a declaration of war, while one Democratic ally estimated Johnson's speech cost the party 200,000 votes in the 1866 congressional midterm elections.
Although strongly urged by moderates to sign the Civil Rights Act of 1866, Johnson broke decisively with them by vetoing it on March 27. In his veto message, he objected to the measure because it conferred citizenship on the freedmen at a time when 11 out of 36 states were unrepresented in the Congress, and that it discriminated in favor of African Americans and against whites. Within three weeks, Congress had overridden his veto, the first time that had been done on a major bill in American history. The veto, often seen as a key mistake of Johnson's presidency, convinced moderates there was no hope of working with him. Historian Eric Foner, in his volume on Reconstruction, views it as "the most disastrous miscalculation of his political career". According to Stewart, the veto was "for many his defining blunder, setting a tone of perpetual confrontation with Congress that prevailed for the rest of his presidency".
Congress also proposed the Fourteenth Amendment to the states. Written by Trumbull and others, it was sent for ratification by state legislatures in a process in which the president plays no part, though Johnson opposed it. The amendment was designed to put the key provisions of the Civil Rights Act into the Constitution, but also went further. The amendment extended citizenship to every person born in the United States (except Indians on reservations), penalized states that did not give the vote to freedmen, and most importantly, created new federal civil rights that could be protected by federal courts. It also guaranteed that the federal debt would be paid and forbade repayment of Confederate war debts. Further, it disqualified many former Confederates from office, although the disability could be removed — by Congress, not the president. Both houses passed the Freedmen's Bureau Act a second time, and again the President vetoed it; this time, the veto was overridden. By the summer of 1866, when Congress finally adjourned, Johnson's method of restoring states to the Union by executive fiat, without safeguards for the freedmen, was in deep trouble. His home state of Tennessee ratified the Fourteenth Amendment despite the President's opposition. When Tennessee did so, Congress immediately seated its proposed delegation, embarrassing Johnson.
Efforts to compromise failed, and a political war ensued between the united Republicans on one side, and on the other, Johnson and his Northern and Southern allies in the Democratic Party. He called a convention of the National Union Party. Republicans had returned to using their previous identifier; Johnson intended to use the discarded name to unite his supporters and gain election to a full term, in 1868. The battleground was the election of 1866; Southern states were not allowed to vote. Johnson campaigned vigorously, undertaking a public speaking tour, known as the "Swing Around the Circle". The trip, including speeches in Chicago, St. Louis, Indianapolis, and Columbus, proved politically disastrous, with the President making controversial comparisons between himself and Christ, and engaging in arguments with hecklers. These exchanges were attacked as beneath the dignity of the presidency. The Republicans won by a landslide, increasing their two-thirds majority in Congress, and made plans to control Reconstruction. Johnson blamed the Democrats for giving only lukewarm support to the National Union movement.
Radical Reconstruction
Even with the Republican victory in November 1866, Johnson considered himself in a strong position. The Fourteenth Amendment had been ratified by none of the Southern or border states except Tennessee, and had been rejected in Kentucky, Delaware, and Maryland. As the amendment required ratification by three-quarters of the states to become part of the Constitution, he believed the deadlock would be broken in his favor, leading to his election in 1868. Once it reconvened in December 1866, an energized Congress began passing legislation, often over a presidential veto; this included the District of Columbia voting bill. Congress admitted Nebraska to the Union over a veto, and the Republicans gained two senators and a state that promptly ratified the amendment. Johnson's veto of a bill for statehood for Colorado Territory was sustained; enough senators agreed that a district with a population of 30,000 was not yet worthy of statehood to win the day.
In January 1867, Congressman Stevens introduced legislation to dissolve the Southern state governments and reconstitute them into five military districts, under martial law. The states would begin again by holding constitutional conventions. African Americans could vote for or become delegates; former Confederates could not. In the legislative process, Congress added to the bill that restoration to the Union would follow the state's ratification of the Fourteenth Amendment, and completion of the process of adding it to the Constitution. Johnson and the Southerners attempted a compromise, whereby the South would agree to a modified version of the amendment without the disqualification of former Confederates, and for limited black suffrage. The Republicans insisted on the full language of the amendment, and the deal fell through. Although Johnson could have pocket vetoed the First Reconstruction Act as it was presented to him less than ten days before the end of the Thirty-Ninth Congress, he chose to veto it directly on March 2, 1867; Congress overruled him the same day. Also on March 2, Congress passed the Tenure of Office Act over the President's veto, in response to statements during the Swing Around the Circle that he planned to fire Cabinet secretaries who did not agree with him. This bill, requiring Senate approval for the firing of Cabinet members during the tenure of the president who appointed them and for one month afterwards, was immediately controversial, with some senators doubting that it was constitutional or that its terms applied to Johnson, whose key Cabinet officers were Lincoln holdovers.
Impeachment
Secretary of War Edwin Stanton was an able and hard-working man, but difficult to deal with. Johnson both admired and was exasperated by his War Secretary, who, in combination with General of the Army Grant, worked to undermine the president's Southern policy from within his own administration. Johnson considered firing Stanton, but respected him for his wartime service as secretary. Stanton, for his part, feared allowing Johnson to appoint his successor and refused to resign, despite his public disagreements with his president.
The new Congress met for a few weeks in March 1867, then adjourned, leaving the House Committee on the Judiciary behind, charged with reporting back to the full House whether there were grounds for Johnson to be impeached. This committee duly met, examined the President's bank accounts, and summoned members of the Cabinet to testify. When a federal court released former Confederate president Davis on bail on May 13 (he had been captured shortly after the war), the committee investigated whether the President had impeded the prosecution. It learned that Johnson was eager to have Davis tried. A bipartisan majority of the committee voted down impeachment charges; the committee adjourned on June 3.
Later in June, Johnson and Stanton battled over the question of whether the military officers placed in command of the South could override the civil authorities. The President had Attorney General Henry Stanbery issue an opinion backing his position that they could not. Johnson sought to pin down Stanton either as for, and thus endorsing Johnson's position, or against, showing himself to be opposed to his president and the rest of the Cabinet. Stanton evaded the point in meetings and written communications. When Congress reconvened in July, it passed a Reconstruction Act against Johnson's position, waited for his veto, overrode it, and went home. In addition to clarifying the powers of the generals, the legislation also deprived the President of control over the Army in the South. With Congress in recess until November, Johnson decided to fire Stanton and relieve one of the military commanders, General Philip Sheridan, who had dismissed the governor of Texas and installed a replacement with little popular support. Johnson was initially deterred by a strong objection from Grant, but on August 5, the President demanded Stanton's resignation; the secretary refused to quit with Congress out of session. Johnson then suspended him pending the next meeting of Congress as permitted under the Tenure of Office Act; Grant agreed to serve as temporary replacement while continuing to lead the Army.
Grant, under protest, followed Johnson's order transferring Sheridan and another of the district commanders, Daniel Sickles, who had angered Johnson by firmly following Congress's plan. The President also issued a proclamation pardoning most Confederates, exempting those who held office under the Confederacy, or who had served in federal office before the war but had breached their oaths. Although Republicans expressed anger with his actions, the 1867 elections generally went Democratic. No seats in Congress were directly elected in the polling, but the Democrats took control of the Ohio General Assembly, allowing them to defeat for reelection one of Johnson's strongest opponents, Senator Benjamin Wade. Voters in Ohio, Connecticut, and Minnesota turned down propositions to grant African Americans the vote.
The adverse results momentarily put a stop to Republican calls to impeach Johnson, who was elated by the elections. Nevertheless, once Congress met in November, the Judiciary Committee reversed itself and passed a resolution of impeachment against Johnson. After much debate about whether anything the President had done was a high crime or misdemeanor, the standard under the Constitution, the resolution was defeated by the House of Representatives on December 7, 1867, by a vote of 57 in favor to 108 opposed.
Johnson notified Congress of Stanton's suspension and Grant's interim appointment. In January 1868, the Senate disapproved of his action, and reinstated Stanton, contending the President had violated the Tenure of Office Act. Grant stepped aside over Johnson's objection, causing a complete break between them. Johnson then dismissed Stanton and appointed Lorenzo Thomas to replace him. Stanton refused to leave his office, and on February 24, 1868, the House impeached the President for intentionally violating the Tenure of Office Act, by a vote of 128 to 47. The House subsequently adopted eleven articles of impeachment, for the most part alleging that he had violated the Tenure of Office Act, and had questioned the legitimacy of Congress.
On March 5, 1868, the impeachment trial began in the Senate and lasted almost three months; Congressmen George S. Boutwell, Benjamin Butler and Thaddeus Stevens acted as managers for the House, or prosecutors, and William M. Evarts, Benjamin R. Curtis and former Attorney General Stanbery were Johnson's counsel; Chief Justice Chase served as presiding judge.
The defense relied on the provision of the Tenure of Office Act that made it applicable only to appointees of the current administration. Since Lincoln had appointed Stanton, the defense maintained Johnson had not violated the act, and also argued that the President had the right to test the constitutionality of an act of Congress. Johnson's counsel insisted that he make no appearance at the trial, nor publicly comment about the proceedings, and except for a pair of interviews in April, he complied.
Johnson maneuvered to gain an acquittal; for example, he pledged to Iowa Senator James W. Grimes that he would not interfere with Congress's Reconstruction efforts. Grimes reported to a group of Moderates, many of whom voted for acquittal, that he believed the President would keep his word. Johnson also promised to install the respected John Schofield as War Secretary. Kansas Senator Edmund G. Ross received assurances that the new, Radical-influenced constitutions ratified in South Carolina and Arkansas would be transmitted to the Congress without delay, an action which would give him and other senators political cover to vote for acquittal.
One reason senators were reluctant to remove the President was that his successor would have been Ohio Senator Wade, the president pro tempore of the Senate. Wade, a lame duck who left office in early 1869, was a Radical who supported such measures as women's suffrage, placing him beyond the pale politically in much of the nation. Additionally, a President Wade was seen as an obstacle to Grant's ambitions.
With the dealmaking, Johnson was confident of the result in advance of the verdict, and in the days leading up to the ballot, newspapers reported that Stevens and his Radicals had given up. On May 16, the Senate voted on the 11th article of impeachment, accusing Johnson of firing Stanton in violation of the Tenure of Office of Act once the Senate had overturned his suspension. Thirty-five senators voted "guilty" and 19 "not guilty", thus falling short by a single vote of the two-thirds majority required for conviction under the Constitution. Seven Republicans—Senators Grimes, Ross, Trumbull, William Pitt Fessenden, Joseph S. Fowler, John B. Henderson, and Peter G. Van Winkle—voted to acquit the President. With Stevens bitterly disappointed at the result, the Senate then adjourned for the Republican National Convention; Grant was nominated for president. The Senate returned on May 26 and voted on the second and third articles, with identical 35–19 results. Faced with those results, Johnson's opponents gave up and dismissed proceedings. Stanton "relinquished" his office on May 26, and the Senate subsequently confirmed Schofield. When Johnson renominated Stanbery to return to his position as Attorney General after his service as a defense manager, the Senate refused to confirm him.
Allegations were made at the time and again later that bribery dictated the outcome of the trial. Even when it was in progress, Representative Butler began an investigation, held contentious hearings, and issued a report, unendorsed by any other congressman. Butler focused on a New York–based "Astor House Group", supposedly led by political boss and editor Thurlow Weed. This organization was said to have raised large sums of money from whiskey interests through Cincinnati lawyer Charles Woolley to bribe senators to acquit Johnson. Butler went so far as to imprison Woolley in the Capitol building when he refused to answer questions, but failed to prove bribery.
Foreign policy
Soon after taking office as president, Johnson reached an accord with Secretary of State William H. Seward that there would be no change in foreign policy. In practice, this meant that Seward would continue to run things as he had under Lincoln. Seward and Lincoln had been rivals for the nomination in 1860; the victor hoped that Seward would succeed him as president in 1869. At the time of Johnson's accession, the French had intervened in Mexico, sending troops there. While many politicians had indulged in saber rattling over the Mexican matter, Seward preferred quiet diplomacy, warning the French through diplomatic channels that their presence in Mexico was unacceptable. Although the President preferred a more aggressive approach, Seward persuaded him to follow his lead. In April 1866, the French government informed Seward that its troops would be brought home in stages, to conclude by November 1867. On August 14, 1866, Johnson and his cabinet gave a reception for Queen Emma of Hawaii who was returning to Hawaii after her trip to Britain and Europe.
Seward was an expansionist, and sought opportunities to gain territory for the United States. After the loss of the Crimean War in the 1850s, the Russian government saw its North American colony (today Alaska) as a financial liability, and feared losing control to Britain whose troops would easily swoop in and annex the territory from neighboring Canada in any future conflict. Negotiations between Russia and the U.S. over the sale of Alaska were halted due to the outbreak of the Civil War, but after the U.S. victory in the war, talks resumed. Russia instructed its minister in Washington, Baron Eduard de Stoeckl, to negotiate a sale. De Stoeckl did so deftly, getting Seward to raise his offer from $5 million (coincidentally, the minimum that Russia had instructed de Stoeckl to accept) to $7 million, and then getting $200,000 added by raising various objections. This sum of $7.2 million is equivalent to $ in present-day terms. On March 30, 1867, de Stoeckl and Seward signed the treaty, working quickly as the Senate was about to adjourn. Johnson and Seward took the signed document to the President's Room in the Capitol, only to be told there was no time to deal with the matter before adjournment. The President summoned the Senate into session to meet on April 1; that body approved the treaty, 37–2. Emboldened by his success in Alaska, Seward sought acquisitions elsewhere. His only success was staking an American claim to uninhabited Wake Island in the Pacific, which would be officially claimed by the U.S. in 1898. He came close with the Danish West Indies as Denmark agreed to sell and the local population approved the transfer in a plebiscite, but the Senate never voted on the treaty and it expired.
Another treaty that fared badly was the Johnson-Clarendon convention, negotiated in settlement of the Alabama Claims, for damages to American shipping from British-built Confederate raiders. Negotiated by the United States Minister to Britain, former Maryland senator Reverdy Johnson, in late 1868, it was ignored by the Senate during the remainder of the President's term. The treaty was rejected after he left office, and the Grant administration later negotiated considerably better terms from Britain.
Administration and Cabinet
Judicial appointments
Johnson appointed nine Article III federal judges during his presidency, all to United States district courts; he did not appoint a justice to serve on the Supreme Court. In April 1866, he nominated Henry Stanbery to fill the vacancy left with the death of John Catron, but Congress eliminated the seat to prevent the appointment, and to ensure that he did not get to make any appointments eliminated the next vacancy as well, providing that the court would shrink by one justice when one next departed from office. Johnson appointed his Greeneville crony, Samuel Milligan, to the United States Court of Claims, where he served from 1868 until his death in 1874.
Reforms initiated
In June 1866, Johnson signed the Southern Homestead Act into law, believing that the legislation would assist poor whites. Around 28,000 land claims were successfully patented, although few former slaves benefitted from the law, fraud was rampant, and much of the best land was off-limits, reserved for grants to veterans or railroads. In June 1868, Johnson signed an eight-hour law passed by Congress that established an eight-hour workday for laborers and mechanics employed by the Federal Government. Although Johnson told members of a Workingmen's party delegation in Baltimore that he could not directly commit himself to an eight-hour day, he nevertheless told the same delegation that he greatly favoured the "shortest number of hours consistent with the interests of all". According to Richard F. Selcer, however, the good intentions behind the law were "immediately frustrated" as wages were cut by 20%.
Completion of term
Johnson sought nomination by the 1868 Democratic National Convention in New York in July 1868. He remained very popular among Southern whites, and boosted that popularity by issuing, just before the convention, a pardon ending the possibility of criminal proceedings against any Confederate not already indicted, meaning that only Davis and a few others still might face trial. On the first ballot, Johnson was second to former Ohio representative George H. Pendleton, who had been his Democratic opponent for vice president in 1864. Johnson's support was mostly from the South, and fell away as the ballots passed. On the 22nd ballot, former New York governor Horatio Seymour was nominated, and the President received only four votes, all from Tennessee.
The conflict with Congress continued. Johnson sent Congress proposals for amendments to limit the president to a single six-year term and make the president and the Senate directly elected, and for term limits for judges. Congress took no action on them. When the President was slow to officially report ratifications of the Fourteenth Amendment by the new Southern legislatures, Congress passed a bill, again over his veto, requiring him to do so within ten days of receipt. He still delayed as much as he could, but was required, in July 1868, to report the ratifications making the amendment part of the Constitution.
Seymour's operatives sought Johnson's support, but he long remained silent on the presidential campaign. It was not until October, with the vote already having taken place in some states, that he mentioned Seymour at all, and he never endorsed him. Nevertheless, Johnson regretted Grant's victory, in part because of their animus from the Stanton affair. In his annual message to Congress in December, Johnson urged the repeal of the Tenure of Office Act and told legislators that had they admitted their Southern colleagues in 1865, all would have been well. He celebrated his 60th birthday in late December with a party for several hundred children, though not including those of President-elect Grant, who did not allow his to go.
On Christmas Day 1868, Johnson issued a final amnesty, this one covering everyone, including Davis. He also issued, in his final months in office, pardons for crimes, including one for Dr. Samuel Mudd, controversially convicted of involvement in the Lincoln assassination (he had set Booth's broken leg) and imprisoned in Fort Jefferson on Florida's Dry Tortugas.
On March 3, the President hosted a large public reception at the White House on his final full day in office. Grant had made it known that he was unwilling to ride in the same carriage as Johnson, as was customary, and Johnson refused to go to the inauguration at all. Despite an effort by Seward to prompt a change of mind, he spent the morning of March 4 finishing last-minute business, and then shortly after noon rode from the White House to the home of a friend.
Post-presidency (1869–1875)
After leaving the presidency, Johnson remained for some weeks in Washington, then returned to Greeneville for the first time in eight years. He was honored with large public celebrations along the way, especially in Tennessee, where cities hostile to him during the war hung out welcome banners. He had arranged to purchase a large farm near Greeneville to live on after his presidency.
Some expected Johnson to run for Governor of Tennessee or for the Senate again, while others thought that he would become a railroad executive. Johnson found Greeneville boring, and his private life was embittered by the suicide of his son Robert in 1869. Seeking vindication for himself, and revenge against his political enemies, he launched a Senate bid soon after returning home. Tennessee had gone Republican, but court rulings restoring the vote to some whites and the violence of the Ku Klux Klan suppressing the African-American vote, leading to a Democratic victory in the legislative elections in August 1869. Johnson was seen as a likely victor in the Senate election, although hated by Radical Republicans, and by some Democrats because of his wartime activities. Although he was at one point within a single vote of victory in the legislature's balloting, the Republicans eventually elected Henry Cooper over Johnson, 54–51. In 1872, there was a special election for an at-large congressional seat for Tennessee; Johnson initially sought the Democratic nomination, but when he saw that it would go to former Confederate general Benjamin F. Cheatham, decided to run as an independent. The former president was defeated, finishing third, but the split in the Democratic Party defeated Cheatham in favor of an old Johnson Unionist ally, Horace Maynard.
In 1873, Johnson contracted cholera during an epidemic but recovered; that year he lost about $73,000 when the First National Bank of Washington went under, though he was eventually repaid much of the sum.
Return to the Senate
He began looking towards the next Senate election to take place in the legislature in early 1875. Johnson began to woo the farmers' Grange movement; with his Jeffersonian leanings, he easily gained their support. He spoke throughout the state in his final campaign tour. Few African Americans outside the large towns were now able to vote as Reconstruction faded in Tennessee, setting a pattern that would be repeated in the other Southern states; the white domination would last almost a century. In the Tennessee legislative elections in August, the Democrats elected 92 legislators to the Republicans' eight, and Johnson went to Nashville for the legislative session. When the balloting for the Senate seat began on January 20, 1875, he led with 30 votes, but did not have the required majority as three former Confederate generals, one former colonel, and a former Democratic congressman split the vote with him. Johnson's opponents tried to agree on a single candidate who might gain majority support and defeat him, but failed, and he was elected on January 26 on the 54th ballot, with a margin of a single vote. Nashville erupted in rejoicing; remarked Johnson, "Thank God for the vindication."
Johnson's comeback garnered national attention, with the St. Louis Republican calling it "the most magnificent personal triumph which the history of American politics can show". At his swearing-in in the Senate on March 5, 1875, he was greeted with flowers, and sworn in alongside Hamlin (his predecessor as vice president) by incumbent Vice President Henry Wilson (who as senator had voted for Johnson's ouster). Many Republicans ignored Senator Johnson, though some, such as Ohio's John Sherman (who had voted for conviction), shook his hand. Johnson remains the only former president to serve in the Senate. He spoke only once in the short session, on March 22 lambasting President Grant for his use of federal troops in support of Louisiana's Reconstruction government. The former president asked, "How far off is military despotism?" and concluded his speech, "may God bless this people and God save the Constitution".
Death
Johnson returned home after the special session concluded. In late July 1875, convinced some of his opponents were defaming him in the Ohio gubernatorial race, he decided to travel there to give speeches. He began the trip on July 28, and broke the journey at his daughter Mary's farm near Elizabethton, where his daughter Martha was also staying. That evening he suffered a stroke, but refused medical treatment until the next day, when he did not improve and two doctors were sent for from Elizabethton. He seemed to respond to their ministrations, but suffered another stroke on the evening of July 30, and died early the following morning at the age of 66. President Grant had the "painful duty" of announcing the death of the only surviving past president. Northern newspapers, in their obituaries, tended to focus on Johnson's loyalty during the war, while Southern ones paid tribute to his actions as president. Johnson's funeral was held on August 3 in Greeneville. He was buried with his body wrapped in an American flag and a copy of the U.S. Constitution placed under his head, according to his wishes. The burial ground was dedicated as the Andrew Johnson National Cemetery in 1906, and with his home and tailor's shop, is part of the Andrew Johnson National Historic Site.
Historical reputation and legacy
According to Castel, "historians [of Johnson's presidency] have tended to concentrate to the exclusion of practically everything else upon his role in that titanic event [Reconstruction]". Through the remainder of the 19th century, there were few historical evaluations of Johnson and his presidency. Memoirs from Northerners who had dealt with him, such as former vice president Henry Wilson and Maine Senator James G. Blaine, depicted him as an obstinate boor who tried to favor the South in Reconstruction, but who was frustrated by Congress. According to historian Howard K. Beale in his journal article about the historiography of Reconstruction, "Men of the postwar decades were more concerned with justifying their own position than they were with painstaking search for truth. Thus [Alabama congressman and historian] Hilary Herbert and his corroborators presented a Southern indictment of Northern policies, and Henry Wilson's history was a brief for the North."
The turn of the 20th century saw the first significant historical evaluations of Johnson. Leading the wave was Pulitzer Prize-winning historian James Ford Rhodes, who wrote of the former president:
Rhodes ascribed Johnson's faults to his personal weaknesses, and blamed him for the problems of the postbellum South. Other early 20th-century historians, such as John Burgess, future president Woodrow Wilson and William Dunning, all Southerners, concurred with Rhodes, believing Johnson flawed and politically inept, but concluding that he had tried to carry out Lincoln's plans for the South in good faith. Author and journalist Jay Tolson suggests that Wilson "depict[ed Reconstruction] as a vindictive program that hurt even repentant southerners while benefiting northern opportunists, the so-called Carpetbaggers, and cynical white southerners, or Scalawags, who exploited alliances with blacks for political gain".
Even as Rhodes and his school wrote, another group of historians was setting out on the full rehabilitation of Johnson, using for the first time primary sources such as his papers, provided by his daughter Martha before her death in 1901, and the diaries of Johnson's Navy Secretary, Gideon Welles, first published in 1911. The resulting volumes, such as David Miller DeWitt's The Impeachment and Trial of President Andrew Johnson (1903), presented him far more favorably than they did those who had sought to oust him. In James Schouler's 1913 History of the Reconstruction Period, the author accused Rhodes of being "quite unfair to Johnson", though agreeing that the former president had created many of his own problems through inept political moves. These works had an effect; although historians continued to view Johnson as having deep flaws which sabotaged his presidency, they saw his Reconstruction policies as fundamentally correct.
Castel writes:
Beale wondered in 1940, "is it not time that we studied the history of Reconstruction without first assuming, at least subconsciously, that carpetbaggers and Southern white Republicans were wicked, that Negroes were illiterate incompetents, and that the whole white South owes a debt of gratitude to the restorers of 'white supremacy'?" Despite these doubts, the favorable view of Johnson survived for a time. In 1942, Van Heflin portrayed the former president as a fighter for democracy in the Hollywood film Tennessee Johnson. In 1948, a poll of his colleagues by historian Arthur M. Schlesinger deemed Johnson among the average presidents; in 1956, one by Clinton L. Rossiter named him as one of the near-great Chief Executives. Foner notes that at the time of these surveys, "the Reconstruction era that followed the Civil War was regarded as a time of corruption and misgovernment caused by granting black men the right to vote".
Earlier historians, including Beale, believed that money drove events, and had seen Reconstruction as an economic struggle. They also accepted, for the most part, that reconciliation between North and South should have been the top priority of Reconstruction. In the 1950s, historians began to focus on the African-American experience as central to Reconstruction. They rejected completely any claim of black inferiority, which had marked many earlier historical works, and saw the developing civil rights movement as a second Reconstruction; some writers stated they hoped their work on the postbellum era would advance the cause of civil rights. These authors sympathized with the Radical Republicans for their desire to help the African American, and saw Johnson as callous towards the freedman. In a number of works from 1956 onwards by such historians as Fawn Brodie, the former president was depicted as a successful saboteur of efforts to better the freedman's lot. These volumes included major biographies of Stevens and Stanton. Reconstruction was increasingly seen as a noble effort to integrate the freed slaves into society.
In the early 21st century, Johnson is among those commonly mentioned as the worst presidents in U.S. history. According to historian Glenn W. Lafantasie, who believes Buchanan the worst president, "Johnson is a particular favorite for the bottom of the pile because of his impeachment ... his complete mishandling of Reconstruction policy ... his bristling personality, and his enormous sense of self-importance." Tolson suggests that "Johnson is now scorned for having resisted Radical Republican policies aimed at securing the rights and well-being of the newly emancipated African-Americans". Gordon-Reed notes that Johnson, along with his contemporaries Pierce and Buchanan, is generally listed among the five worst presidents, but states, "there have never been more difficult times in the life of this nation. The problems these men had to confront were enormous. It would have taken a succession of Lincolns to do them justice".
Trefousse considers Johnson's legacy to be "the maintenance of white supremacy. His boost to Southern conservatives by undermining Reconstruction was his legacy to the nation, one that would trouble the country for generations to come". Gordon-Reed states of Johnson:
See also
Efforts to impeach Andrew Johnson
Tennessee Johnson, a 1942 film about Andrew Johnson, depicting the events surrounding his impeachment
Notes
References
Citations
Sources
vol 5 1864–66 online and vol 6 1866–72 online
Primary sources
Further reading
Levine, Robert S. The Failed Promise: Reconstruction, Frederick Douglass, and the Impeachment of Andrew Johnson (2021) excerpt
External links
White House biography
Andrew Johnson National Historic Site
Andrew Johnson: A Resource Guide – Library of Congress
Essays on Andrew Johnson and shorter essays on each member of his cabinet and First Lady, from the Miller Center of Public Affairs
"Life Portrait of Andrew Johnson", from C-SPAN's American Presidents: Life Portraits, July 9, 1999
Text of a number of Johnson's speeches at the Miller Center of Public Affairs
Andrew Johnson Personal Manuscripts and Letters – Shapell Manuscript Foundation
Resolutions of Impeachment from the National Archives
Tennessee State Library and Archives/Tennessee Virtual Archive/Andrew Johnson Collection/Andrew Johnson Bicentennial, 1808–2008
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1814 | https://en.wikipedia.org/wiki/Adam%20Smith | Adam Smith | Adam Smith (baptized 1723 – 17 July 1790) was a Scottish economist and philosopher who was a pioneer of political economy and key figure during the Scottish Enlightenment. Also known as "The Father of Economics" or "The Father of Capitalism", he wrote two classic works, The Theory of Moral Sentiments (1759) and An Inquiry into the Nature and Causes of the Wealth of Nations (1776). The latter, often abbreviated as The Wealth of Nations, is considered his magnum opus and the first modern work of economics. In his work, Smith introduced his theory of absolute advantage.
Smith studied social philosophy at the University of Glasgow and at Balliol College, Oxford, where he was one of the first students to benefit from scholarships set up by fellow Scot John Snell. After graduating, he delivered a successful series of public lectures at the University of Edinburgh, leading him to collaborate with David Hume during the Scottish Enlightenment. Smith obtained a professorship at Glasgow, teaching moral philosophy and during this time, wrote and published The Theory of Moral Sentiments. In his later life, he took a tutoring position that allowed him to travel throughout Europe, where he met other intellectual leaders of his day.
Smith laid the foundations of classical free market economic theory. The Wealth of Nations was a precursor to the modern academic discipline of economics. In this and other works, he developed the concept of division of labour and expounded upon how rational self-interest and competition can lead to economic prosperity. Smith was controversial in his own day and his general approach and writing style were often satirised by writers such as Horace Walpole.
Biography
Early life
Smith was born in Kirkcaldy, in Fife, Scotland. His father, also Adam Smith, was a Scottish Writer to the Signet (senior solicitor), advocate and prosecutor (judge advocate) and also served as comptroller of the customs in Kirkcaldy. Smith's mother was born Margaret Douglas, daughter of the landed Robert Douglas of Strathendry, also in Fife; she married Smith's father in 1720. Two months before Smith was born, his father died, leaving his mother a widow. The date of Smith's baptism into the Church of Scotland at Kirkcaldy was 5 June 1723 and this has often been treated as if it were also his date of birth, which is unknown.
Although few events in Smith's early childhood are known, the Scottish journalist John Rae, Smith's biographer, recorded that Smith was abducted by Romani at the age of three and released when others went to rescue him. Smith was close to his mother, who probably encouraged him to pursue his scholarly ambitions. He attended the Burgh School of Kirkcaldy—characterised by Rae as "one of the best secondary schools of Scotland at that period"—from 1729 to 1737, he learned Latin, mathematics, history, and writing.
Formal education
Smith entered the University of Glasgow when he was 14 and studied moral philosophy under Francis Hutcheson. Here he developed his passion for liberty, reason, and free speech. In 1740, he was the graduate scholar presented to undertake postgraduate studies at Balliol College, Oxford, under the Snell Exhibition.
Smith considered the teaching at Glasgow to be far superior to that at Oxford, which he found intellectually stifling. In Book V, Chapter II of The Wealth of Nations, he wrote: "In the University of Oxford, the greater part of the public professors have, for these many years, given up altogether even the pretence of teaching."
Smith is also reported to have complained to friends that Oxford officials once discovered him reading a copy of David Hume's A Treatise of Human Nature, and they subsequently confiscated his book and punished him severely for reading it. According to William Robert Scott, "The Oxford of [Smith's] time gave little if any help towards what was to be his lifework." Nevertheless, he took the opportunity while at Oxford to teach himself several subjects by reading many books from the shelves of the large Bodleian Library. When Smith was not studying on his own, his time at Oxford was not a happy one, according to his letters. Near the end of his time there, he began suffering from shaking fits, probably the symptoms of a nervous breakdown. He left Oxford University in 1746, before his scholarship ended.
In Book V of The Wealth of Nations, Smith comments on the low quality of instruction and the meager intellectual activity at English universities, when compared to their Scottish counterparts. He attributes this both to the rich endowments of the colleges at Oxford and Cambridge, which made the income of professors independent of their ability to attract students, and to the fact that distinguished men of letters could make an even more comfortable living as ministers of the Church of England.
Smith's discontent at Oxford might be in part due to the absence of his beloved teacher in Glasgow, Francis Hutcheson, who was well regarded as one of the most prominent lecturers at the University of Glasgow in his day and earned the approbation of students, colleagues, and even ordinary residents with the fervor and earnestness of his orations (which he sometimes opened to the public). His lectures endeavoured not merely to teach philosophy, but also to make his students embody that philosophy in their lives, appropriately acquiring the epithet, the preacher of philosophy. Unlike Smith, Hutcheson was not a system builder; rather, his magnetic personality and method of lecturing so influenced his students and caused the greatest of those to reverentially refer to him as "the never to be forgotten Hutcheson"—a title that Smith in all his correspondence used to describe only two people, his good friend David Hume and influential mentor Francis Hutcheson.
Teaching career
Smith began delivering public lectures in 1748 at the University of Edinburgh, sponsored by the Philosophical Society of Edinburgh under the patronage of Lord Kames. His lecture topics included rhetoric and belles-lettres, and later the subject of "the progress of opulence". On this latter topic, he first expounded his economic philosophy of "the obvious and simple system of natural liberty". While Smith was not adept at public speaking, his lectures met with success.
In 1750, Smith met the philosopher David Hume, who was his senior by more than a decade. In their writings covering history, politics, philosophy, economics, and religion, Smith and Hume shared closer intellectual and personal bonds than with other important figures of the Scottish Enlightenment.
In 1751, Smith earned a professorship at Glasgow University teaching logic courses, and in 1752, he was elected a member of the Philosophical Society of Edinburgh, having been introduced to the society by Lord Kames. When the head of Moral Philosophy in Glasgow died the next year, Smith took over the position. He worked as an academic for the next 13 years, which he characterised as "by far the most useful and therefore by far the happiest and most honorable period [of his life]".
Smith published The Theory of Moral Sentiments in 1759, embodying some of his Glasgow lectures. This work was concerned with how human morality depends on sympathy between agent and spectator, or the individual and other members of society. Smith defined "mutual sympathy" as the basis of moral sentiments. He based his explanation, not on a special "moral sense" as the Third Lord Shaftesbury and Hutcheson had done, nor on utility as Hume did, but on mutual sympathy, a term best captured in modern parlance by the 20th-century concept of empathy, the capacity to recognise feelings that are being experienced by another being.
Following the publication of The Theory of Moral Sentiments, Smith became so popular that many wealthy students left their schools in other countries to enroll at Glasgow to learn under Smith. After the publication of The Theory of Moral Sentiments, Smith began to give more attention to jurisprudence and economics in his lectures and less to his theories of morals. For example, Smith lectured that the cause of increase in national wealth is labour, rather than the nation's quantity of gold or silver, which is the basis for mercantilism, the economic theory that dominated Western European economic policies at the time.
In 1762, the University of Glasgow conferred on Smith the title of Doctor of Laws (LL.D.). At the end of 1763, he obtained an offer from Charles Townshend—who had been introduced to Smith by David Hume—to tutor his stepson, Henry Scott, the young Duke of Buccleuch. Smith resigned from his professorship in 1764 to take the tutoring position. He subsequently attempted to return the fees he had collected from his students because he had resigned partway through the term, but his students refused.
Tutoring and travels
Smith's tutoring job entailed touring Europe with Scott, during which time he educated Scott on a variety of subjects, such as etiquette and manners. He was paid £300 per year (plus expenses) along with a £300 per year pension; roughly twice his former income as a teacher. Smith first travelled as a tutor to Toulouse, France, where he stayed for a year and a half. According to his own account, he found Toulouse to be somewhat boring, having written to Hume that he "had begun to write a book to pass away the time". After touring the south of France, the group moved to Geneva, where Smith met with the philosopher Voltaire.
From Geneva, the party moved to Paris. Here, Smith met Benjamin Franklin, and discovered the Physiocracy school founded by François Quesnay. Physiocrats were opposed to mercantilism, the dominating economic theory of the time, illustrated in their motto Laissez faire et laissez passer, le monde va de lui même! (Let do and let pass, the world goes on by itself!).
The wealth of France had been virtually depleted by Louis XIV and Louis XV in ruinous wars, and was further exhausted in aiding the American insurgents against the British. The excessive consumption of goods and services deemed to have no economic contribution was considered a source of unproductive labour, with France's agriculture the only economic sector maintaining the wealth of the nation. Given that the British economy of the day yielded an income distribution that stood in contrast to that which existed in France, Smith concluded that "with all its imperfections, [the Physiocratic school] is perhaps the nearest approximation to the truth that has yet been published upon the subject of political economy." The distinction between productive versus unproductive labour—the physiocratic classe steril—was a predominant issue in the development and understanding of what would become classical economic theory.
Later years
In 1766, Henry Scott's younger brother died in Paris, and Smith's tour as a tutor ended shortly thereafter. Smith returned home that year to Kirkcaldy, and he devoted much of the next decade to writing his magnum opus. There, he befriended Henry Moyes, a young blind man who showed precocious aptitude. Smith secured the patronage of David Hume and Thomas Reid in the young man's education. In May 1773, Smith was elected fellow of the Royal Society of London, and was elected a member of the Literary Club in 1775. The Wealth of Nations was published in 1776 and was an instant success, selling out its first edition in only six months.
In 1778, Smith was appointed to a post as commissioner of customs in Scotland and went to live with his mother (who died in 1784) in Panmure House in Edinburgh's Canongate. Five years later, as a member of the Philosophical Society of Edinburgh when it received its royal charter, he automatically became one of the founding members of the Royal Society of Edinburgh. From 1787 to 1789, he occupied the honorary position of Lord Rector of the University of Glasgow.
Death
Smith died in the northern wing of Panmure House in Edinburgh on 17 July 1790 after a painful illness. His body was buried in the Canongate Kirkyard. On his deathbed, Smith expressed disappointment that he had not achieved more.
Smith's literary executors were two friends from the Scottish academic world: the physicist and chemist Joseph Black and the pioneering geologist James Hutton. Smith left behind many notes and some unpublished material, but gave instructions to destroy anything that was not fit for publication. He mentioned an early unpublished History of Astronomy as probably suitable, and it duly appeared in 1795, along with other material such as Essays on Philosophical Subjects.
Smith's library went by his will to David Douglas, Lord Reston (son of his cousin Colonel Robert Douglas of Strathendry, Fife), who lived with Smith. It was eventually divided between his two surviving children, Cecilia Margaret (Mrs. Cunningham) and David Anne (Mrs. Bannerman). On the death in 1878 of her husband, the Reverend W. B. Cunningham of Prestonpans, Mrs. Cunningham sold some of the books. The remainder passed to her son, Professor Robert Oliver Cunningham of Queen's College, Belfast, who presented a part to the library of Queen's College. After his death, the remaining books were sold. On the death of Mrs. Bannerman in 1879, her portion of the library went intact to the New College (of the Free Church) in Edinburgh and the collection was transferred to the University of Edinburgh Main Library in 1972.
Personality and beliefs
Character
Not much is known about Smith's personal views beyond what can be deduced from his published articles. His personal papers were destroyed after his death at his request. He never married, and seems to have maintained a close relationship with his mother, with whom he lived after his return from France and who died six years before him.
Smith was described by several of his contemporaries and biographers as comically absent-minded, with peculiar habits of speech and gait, and a smile of "inexpressible benignity". He was known to talk to himself, a habit that began during his childhood when he would smile in rapt conversation with invisible companions. He also had occasional spells of imaginary illness, and he is reported to have had books and papers placed in tall stacks in his study. According to one story, Smith took Charles Townshend on a tour of a tanning factory, and while discussing free trade, Smith walked into a huge tanning pit from which he needed help to escape. He is also said to have put bread and butter into a teapot, drunk the concoction, and declared it to be the worst cup of tea he ever had. According to another account, Smith distractedly went out walking in his nightgown and ended up outside of town, before nearby church bells brought him back to reality.
James Boswell, who was a student of Smith's at Glasgow University, and later knew him at the Literary Club, says that Smith thought that speaking about his ideas in conversation might reduce the sale of his books, so his conversation was unimpressive. According to Boswell, he once told Sir Joshua Reynolds, that "he made it a rule when in company never to talk of what he understood".
Smith has been alternatively described as someone who "had a large nose, bulging eyes, a protruding lower lip, a nervous twitch, and a speech impediment" and one whose "countenance was manly and agreeable". Smith is said to have acknowledged his looks at one point, saying, "I am a beau in nothing but my books." Smith rarely sat for portraits, so almost all depictions of him created during his lifetime were drawn from memory. The best-known portraits of Smith are the profile by James Tassie and two etchings by John Kay. The line engravings produced for the covers of 19th-century reprints of The Wealth of Nations were based largely on Tassie's medallion.
Religious views
Considerable scholarly debate has occurred about the nature of Smith's religious views. Smith's father had shown a strong interest in Christianity and belonged to the moderate wing of the Church of Scotland. The fact that Adam Smith received the Snell Exhibition suggests that he may have gone to Oxford with the intention of pursuing a career in the Church of England.
Anglo-American economist Ronald Coase has challenged the view that Smith was a deist, based on the fact that Smith's writings never explicitly invoke God as an explanation of the harmonies of the natural or the human worlds. According to Coase, though Smith does sometimes refer to the "Great Architect of the Universe", later scholars such as Jacob Viner have "very much exaggerated the extent to which Adam Smith was committed to a belief in a personal God", a belief for which Coase finds little evidence in passages such as the one in the Wealth of Nations in which Smith writes that the curiosity of mankind about the "great phenomena of nature", such as "the generation, the life, growth, and dissolution of plants and animals", has led men to "enquire into their causes", and that "superstition first attempted to satisfy this curiosity, by referring all those wonderful appearances to the immediate agency of the gods. Philosophy afterwards endeavoured to account for them, from more familiar causes, or from such as mankind were better acquainted with than the agency of the gods".
Some other authors argue that Smith's social and economic philosophy is inherently theological and that his entire model of social order is logically dependent on the notion of God's action in nature.
Smith was also a close friend of David Hume, who was commonly characterised in his own time as an atheist. The publication in 1777 of Smith's letter to William Strahan, in which he described Hume's courage in the face of death in spite of his irreligiosity, attracted considerable controversy.
Published works
The Theory of Moral Sentiments
In 1759, Smith published his first work, The Theory of Moral Sentiments, sold by co-publishers Andrew Millar of London and Alexander Kincaid of Edinburgh. Smith continued making extensive revisions to the book until his death. Although The Wealth of Nations is widely regarded as Smith's most influential work, Smith himself is believed to have considered The Theory of Moral Sentiments to be a superior work.
In the work, Smith critically examines the moral thinking of his time, and suggests that conscience arises from dynamic and interactive social relationships through which people seek "mutual sympathy of sentiments." His goal in writing the work was to explain the source of mankind's ability to form moral judgment, given that people begin life with no moral sentiments at all. Smith proposes a theory of sympathy, in which the act of observing others and seeing the judgments they form of both others and oneself makes people aware of themselves and how others perceive their behaviour. The feedback we receive from perceiving (or imagining) others' judgment creates an incentive to achieve "mutual sympathy of sentiments" with them and leads people to develop habits, and then principles, of behaviour, which come to constitute one's conscience.
Some scholars have perceived a conflict between The Theory of Moral Sentiments and The Wealth of Nations; the former emphasises sympathy for others, while the latter focuses on the role of self-interest. In recent years, however, some scholars of Smith's work have argued that no contradiction exists. They claim that in The Theory of Moral Sentiments, Smith develops a theory of psychology in which individuals seek the approval of the "impartial spectator" as a result of a natural desire to have outside observers sympathise with their sentiments. Rather than viewing The Theory of Moral Sentiments and The Wealth of Nations as presenting incompatible views of human nature, some Smith scholars regard the works as emphasising different aspects of human nature that vary depending on the situation. Otteson argues that both books are Newtonian in their methodology and deploy a similar "market model" for explaining the creation and development of large-scale human social orders, including morality, economics, as well as language. Ekelund and Hebert offer a differing view, observing that self-interest is present in both works and that "in the former, sympathy is the moral faculty that holds self-interest in check, whereas in the latter, competition is the economic faculty that restrains self-interest."
The Wealth of Nations
Disagreement exists between classical and neoclassical economists about the central message of Smith's most influential work: An Inquiry into the Nature and Causes of the Wealth of Nations (1776). Neoclassical economists emphasise Smith's invisible hand, a concept mentioned in the middle of his work – Book IV, Chapter II – and classical economists believe that Smith stated his programme for promoting the "wealth of nations" in the first sentences, which attributes the growth of wealth and prosperity to the division of labour.
Smith used the term "the invisible hand" in "History of Astronomy" referring to "the invisible hand of Jupiter", and once in each of his The Theory of Moral Sentiments (1759) and The Wealth of Nations (1776). This last statement about "an invisible hand" has been interpreted in numerous ways.
As every individual, therefore, endeavours as much as he can both to employ his capital in the support of domestic industry, and so to direct that industry that its produce may be of the greatest value; every individual necessarily labours to render the annual revenue of the society as great as he can. He generally, indeed, neither intends to promote the public interest, nor knows how much he is promoting it. By preferring the support of domestic to that of foreign industry, he intends only his own security; and by directing that industry in such a manner as its produce may be of the greatest value, he intends only his own gain, and he is in this, as in many other cases, led by an invisible hand to promote an end which was no part of his intention. Nor is it always the worse for the society that it was no part of it. By pursuing his own interest he frequently promotes that of the society more effectually than when he really intends to promote it. I have never known much good done by those who affected to trade for the public good. It is an affectation, indeed, not very common among merchants, and very few words need be employed in dissuading them from it.
Those who regard that statement as Smith's central message also quote frequently Smith's dictum:
It is not from the benevolence of the butcher, the brewer, or the baker, that we expect our dinner, but from their regard to their own interest. We address ourselves, not to their humanity but to their self-love, and never talk to them of our own necessities but of their advantages.However, in The Theory of Moral Sentiments he had a more sceptical approach to self-interest as driver of behaviour:How selfish soever man may be supposed, there are evidently some principles in his nature, which interest him in the fortune of others, and render their happiness necessary to him, though he derives nothing from it except the pleasure of seeing it.
Smith's statement about the benefits of "an invisible hand" may be meant to answer Mandeville's contention that "Private Vices ... may be turned into Public Benefits". It shows Smith's belief that when an individual pursues his self-interest under conditions of justice, he unintentionally promotes the good of society. Self-interested competition in the free market, he argued, would tend to benefit society as a whole by keeping prices low, while still building in an incentive for a wide variety of goods and services. Nevertheless, he was wary of businessmen and warned of their "conspiracy against the public or in some other contrivance to raise prices". Again and again, Smith warned of the collusive nature of business interests, which may form cabals or monopolies, fixing the highest price "which can be squeezed out of the buyers". Smith also warned that a business-dominated political system would allow a conspiracy of businesses and industry against consumers, with the former scheming to influence politics and legislation. Smith states that the interest of manufacturers and merchants "in any particular branch of trade or manufactures, is always in some respects different from, and even opposite to, that of the public ... The proposal of any new law or regulation of commerce which comes from this order, ought always to be listened to with great precaution, and ought never be adopted till after having been long and carefully examined, not only with the most scrupulous, but with the most suspicious attention." Thus Smith's chief worry seems to be when business is given special protections or privileges from government; by contrast, in the absence of such special political favours, he believed that business activities were generally beneficial to the whole society:
It is the great multiplication of the production of all the different arts, in consequence of the division of labour, which occasions, in a well-governed society, that universal opulence which extends itself to the lowest ranks of the people. Every workman has a great quantity of his own work to dispose of beyond what he himself has occasion for; and every other workman being exactly in the same situation, he is enabled to exchange a great quantity of his own goods for a great quantity, or, what comes to the same thing, for the price of a great quantity of theirs. He supplies them abundantly with what they have occasion for, and they accommodate him as amply with what he has occasion for, and a general plenty diffuses itself through all the different ranks of society. (The Wealth of Nations, I.i.10)
The neoclassical interest in Smith's statement about "an invisible hand" originates in the possibility of seeing it as a precursor of neoclassical economics and its concept of general equilibrium; Samuelson's "Economics" refers six times to Smith's "invisible hand". To emphasise this connection, Samuelson quotes Smith's "invisible hand" statement substituting "general interest" for "public interest". Samuelson concludes: "Smith was unable to prove the essence of his invisible-hand doctrine. Indeed, until the 1940s, no one knew how to prove, even to state properly, the kernel of truth in this proposition about perfectly competitive market."
Very differently, classical economists see in Smith's first sentences his programme to promote "The Wealth of Nations". Using the physiocratical concept of the economy as a circular process, to secure growth the inputs of Period 2 must exceed the inputs of Period 1. Therefore, those outputs of Period 1 which are not used or usable as inputs of Period 2 are regarded as unproductive labour, as they do not contribute to growth. This is what Smith had heard in France from, among others, François Quesnay, whose ideas Smith was so impressed by that he might have dedicated The Wealth of Nations to him had he not died beforehand. To this French insight that unproductive labour should be reduced to use labour more productively, Smith added his own proposal, that productive labour should be made even more productive by deepening the division of labour. Smith argued that deepening the division of labour under competition leads to greater productivity, which leads to lower prices and thus an increasing standard of living—"general plenty" and "universal opulence"—for all. Extended markets and increased production lead to the continuous reorganisation of production and the invention of new ways of producing, which in turn lead to further increased production, lower prices, and improved standards of living. Smith's central message is, therefore, that under dynamic competition, a growth machine secures "The Wealth of Nations". Smith's argument predicted Britain's evolution as the workshop of the world, underselling and outproducing all its competitors. The opening sentences of the "Wealth of Nations" summarise this policy:
The annual labour of every nation is the fund which originally supplies it with all the necessaries and conveniences of life which it annually consumes ... . [T]his produce ... bears a greater or smaller proportion to the number of those who are to consume it ... .[B]ut this proportion must in every nation be regulated by two different circumstances;
first, by the skill, dexterity, and judgment with which its labour is generally applied; and,
secondly, by the proportion between the number of those who are employed in useful labour, and that of those who are not so employed [emphasis added].
However, Smith added that the "abundance or scantiness of this supply too seems to depend more upon the former of those two circumstances than upon the latter."
Other works
Shortly before his death, Smith had nearly all his manuscripts destroyed. In his last years, he seemed to have been planning two major treatises, one on the theory and history of law and one on the sciences and arts. The posthumously published Essays on Philosophical Subjects, a history of astronomy down to Smith's own era, plus some thoughts on ancient physics and metaphysics, probably contain parts of what would have been the latter treatise. Lectures on Jurisprudence were notes taken from Smith's early lectures, plus an early draft of The Wealth of Nations, published as part of the 1976 Glasgow Edition of the works and correspondence of Smith. Other works, including some published posthumously, include Lectures on Justice, Police, Revenue, and Arms (1763) (first published in 1896); and Essays on Philosophical Subjects (1795).
Legacy
In economics and moral philosophy
The Wealth of Nations was a precursor to the modern academic discipline of economics. In this and other works, Smith expounded how rational self-interest and competition can lead to economic prosperity. Smith was controversial in his own day and his general approach and writing style were often satirised by Tory writers in the moralising tradition of Hogarth and Swift, as a discussion at the University of Winchester suggests. In 2005, The Wealth of Nations was named among the 100 Best Scottish Books of all time.
In light of the arguments put forward by Smith and other economic theorists in Britain, academic belief in mercantilism began to decline in Britain in the late 18th century. During the Industrial Revolution, Britain embraced free trade and Smith's laissez-faire economics, and via the British Empire, used its power to spread a broadly liberal economic model around the world, characterised by open markets, and relatively barrier-free domestic and international trade.
George Stigler attributes to Smith "the most important substantive proposition in all of economics". It is that, under competition, owners of resources (for example labour, land, and capital) will use them most profitably, resulting in an equal rate of return in equilibrium for all uses, adjusted for apparent differences arising from such factors as training, trust, hardship, and unemployment.
Paul Samuelson finds in Smith's pluralist use of supply and demand as applied to wages, rents, and profit a valid and valuable anticipation of the general equilibrium modelling of Walras a century later. Smith's allowance for wage increases in the short and intermediate term from capital accumulation and invention contrasted with Malthus, Ricardo, and Karl Marx in their propounding a rigid subsistence–wage theory of labour supply.
Joseph Schumpeter criticised Smith for a lack of technical rigour, yet he argued that this enabled Smith's writings to appeal to wider audiences: "His very limitation made for success. Had he been more brilliant, he would not have been taken so seriously. Had he dug more deeply, had he unearthed more recondite truth, had he used more difficult and ingenious methods, he would not have been understood. But he had no such ambitions; in fact he disliked whatever went beyond plain common sense. He never moved above the heads of even the dullest readers. He led them on gently, encouraging them by trivialities and homely observations, making them feel comfortable all along."
Classical economists presented competing theories of those of Smith, termed the "labour theory of value". Later Marxian economics descending from classical economics also use Smith's labour theories, in part. The first volume of Karl Marx's major work, Das Kapital, was published in German in 1867. In it, Marx focused on the labour theory of value and what he considered to be the exploitation of labour by capital. The labour theory of value held that the value of a thing was determined by the labour that went into its production. This contrasts with the modern contention of neoclassical economics, that the value of a thing is determined by what one is willing to give up to obtain the thing.
The body of theory later termed "neoclassical economics" or "marginalism" formed from about 1870 to 1910. The term "economics" was popularised by such neoclassical economists as Alfred Marshall as a concise synonym for "economic science" and a substitute for the earlier, broader term "political economy" used by Smith. This corresponded to the influence on the subject of mathematical methods used in the natural sciences. Neoclassical economics systematised supply and demand as joint determinants of price and quantity in market equilibrium, affecting both the allocation of output and the distribution of income. It dispensed with the labour theory of value of which Smith was most famously identified with in classical economics, in favour of a marginal utility theory of value on the demand side and a more general theory of costs on the supply side.
The bicentennial anniversary of the publication of The Wealth of Nations was celebrated in 1976, resulting in increased interest for The Theory of Moral Sentiments and his other works throughout academia. After 1976, Smith was more likely to be represented as the author of both The Wealth of Nations and The Theory of Moral Sentiments, and thereby as the founder of a moral philosophy and the science of economics. His homo economicus or "economic man" was also more often represented as a moral person. Additionally, economists David Levy and Sandra Peart in "The Secret History of the Dismal Science" point to his opposition to hierarchy and beliefs in inequality, including racial inequality, and provide additional support for those who point to Smith's opposition to slavery, colonialism, and empire. They show the caricatures of Smith drawn by the opponents of views on hierarchy and inequality in this online article. Emphasised also are Smith's statements of the need for high wages for the poor, and the efforts to keep wages low. In The "Vanity of the Philosopher: From Equality to Hierarchy in Postclassical Economics", Peart and Levy also cite Smith's view that a common street porter was not intellectually inferior to a philosopher, and point to the need for greater appreciation of the public views in discussions of science and other subjects now considered to be technical. They also cite Smith's opposition to the often expressed view that science is superior to common sense.
Smith also explained the relationship between growth of private property and civil government:
Men may live together in society with some tolerable degree of security, though there is no civil magistrate to protect them from the injustice of those passions. But avarice and ambition in the rich, in the poor the hatred of labour and the love of present ease and enjoyment, are the passions which prompt to invade property, passions much more steady in their operation, and much more universal in their influence. Wherever there is great property there is great inequality. For one very rich man there must be at least five hundred poor, and the affluence of the few supposes the indigence of the many. The affluence of the rich excites the indignation of the poor, who are often both driven by want, and prompted by envy, to invade his possessions. It is only under the shelter of the civil magistrate that the owner of that valuable property, which is acquired by the labour of many years, or perhaps of many successive generations, can sleep a single night in security. He is at all times surrounded by unknown enemies, whom, though he never provoked, he can never appease, and from whose injustice he can be protected only by the powerful arm of the civil magistrate continually held up to chastise it. The acquisition of valuable and extensive property, therefore, necessarily requires the establishment of civil government. Where there is no property, or at least none that exceeds the value of two or three days' labour, civil government is not so necessary. Civil government supposes a certain subordination. But as the necessity of civil government gradually grows up with the acquisition of valuable property, so the principal causes which naturally introduce subordination gradually grow up with the growth of that valuable property. (...) Men of inferior wealth combine to defend those of superior wealth in the possession of their property, in order that men of superior wealth may combine to defend them in the possession of theirs. All the inferior shepherds and herdsmen feel that the security of their own herds and flocks depends upon the security of those of the great shepherd or herdsman; that the maintenance of their lesser authority depends upon that of his greater authority, and that upon their subordination to him depends his power of keeping their inferiors in subordination to them. They constitute a sort of little nobility, who feel themselves interested to defend the property and to support the authority of their own little sovereign in order that he may be able to defend their property and to support their authority. Civil government, so far as it is instituted for the security of property, is in reality instituted for the defence of the rich against the poor, or of those who have some property against those who have none at all.
In British imperial debates
Smith's chapter on colonies, in turn, would help shape British imperial debates from the mid-19th century onward. The Wealth of Nations would become an ambiguous text regarding the imperial question. In his chapter on colonies, Smith pondered how to solve the crisis developing across the Atlantic among the empire's 13 American colonies. He offered two different proposals for easing tensions. The first proposal called for giving the colonies their independence, and by thus parting on a friendly basis, Britain would be able to develop and maintain a free-trade relationship with them, and possibly even an informal military alliance. Smith's second proposal called for a theoretical imperial federation that would bring the colonies and the metropole closer together through an imperial parliamentary system and imperial free trade.
Smith's most prominent disciple in 19th-century Britain, peace advocate Richard Cobden, preferred the first proposal. Cobden would lead the Anti-Corn Law League in overturning the Corn Laws in 1846, shifting Britain to a policy of free trade and empire "on the cheap" for decades to come. This hands-off approach toward the British Empire would become known as Cobdenism or the Manchester School. By the turn of the century, however, advocates of Smith's second proposal such as Joseph Shield Nicholson would become ever more vocal in opposing Cobdenism, calling instead for imperial federation. As Marc-William Palen notes: "On the one hand, Adam Smith's late nineteenth and early twentieth-century Cobdenite adherents used his theories to argue for gradual imperial devolution and empire 'on the cheap'. On the other, various proponents of imperial federation throughout the British World sought to use Smith's theories to overturn the predominant Cobdenite hands-off imperial approach and instead, with a firm grip, bring the empire closer than ever before." Smith's ideas thus played an important part in subsequent debates over the British Empire.
Portraits, monuments, and banknotes
Smith has been commemorated in the UK on banknotes printed by two different banks; his portrait has appeared since 1981 on the £50 notes issued by the Clydesdale Bank in Scotland, and in March 2007 Smith's image also appeared on the new series of £20 notes issued by the Bank of England, making him the first Scotsman to feature on an English banknote.
A large-scale memorial of Smith by Alexander Stoddart was unveiled on 4 July 2008 in Edinburgh. It is a -tall bronze sculpture and it stands above the Royal Mile outside St Giles' Cathedral in Parliament Square, near the Mercat cross. 20th-century sculptor Jim Sanborn (best known for the Kryptos sculpture at the United States Central Intelligence Agency) has created multiple pieces which feature Smith's work. At Central Connecticut State University is Circulating Capital, a tall cylinder which features an extract from The Wealth of Nations on the lower half, and on the upper half, some of the same text, but represented in binary code. At the University of North Carolina at Charlotte, outside the Belk College of Business Administration, is Adam Smith's Spinning Top. Another Smith sculpture is at Cleveland State University. He also appears as the narrator in the 2013 play The Low Road, centred on a proponent on laissez-faire economics in the late 18th century, but dealing obliquely with the financial crisis of 2007–2008 and the recession which followed; in the premiere production, he was portrayed by Bill Paterson.
A bust of Smith is in the Hall of Heroes of the National Wallace Monument in Stirling.
Residence
Adam Smith resided at Panmure House from 1778 to 1790. This residence has now been purchased by the Edinburgh Business School at Heriot-Watt University and fundraising has begun to restore it. Part of the Northern end of the original building appears to have been demolished in the 19th century to make way for an iron foundry.
As a symbol of free-market economics
Smith has been celebrated by advocates of free-market policies as the founder of free-market economics, a view reflected in the naming of bodies such as the Adam Smith Institute in London, multiple entities known as the "Adam Smith Society", including an historical Italian organization, and the U.S.-based Adam Smith Society, and the Australian Adam Smith Club, and in terms such as the Adam Smith necktie.
Former US Federal Reserve Chairman Alan Greenspan argues that, while Smith did not coin the term laissez-faire, "it was left to Adam Smith to identify the more-general set of principles that brought conceptual clarity to the seeming chaos of market transactions". Greenspan continues that The Wealth of Nations was "one of the great achievements in human intellectual history". P.J. O'Rourke describes Smith as the "founder of free market economics".
Other writers have argued that Smith's support for laissez-faire (which in French means leave alone) has been overstated. Herbert Stein wrote that the people who "wear an Adam Smith necktie" do it to "make a statement of their devotion to the idea of free markets and limited government", and that this misrepresents Smith's ideas. Stein writes that Smith "was not pure or doctrinaire about this idea. He viewed government intervention in the market with great skepticism...yet he was prepared to accept or propose qualifications to that policy in the specific cases where he judged that their net effect would be beneficial and would not undermine the basically free character of the system. He did not wear the Adam Smith necktie." In Stein's reading, The Wealth of Nations could justify the Food and Drug Administration, the Consumer Product Safety Commission, mandatory employer health benefits, environmentalism, and "discriminatory taxation to deter improper or luxurious behavior".
Similarly, Vivienne Brown stated in The Economic Journal that in the 20th-century United States, Reaganomics supporters, The Wall Street Journal, and other similar sources have spread among the general public a partial and misleading vision of Smith, portraying him as an "extreme dogmatic defender of laissez-faire capitalism and supply-side economics". In fact, The Wealth of Nations includes the following statement on the payment of taxes:
The subjects of every state ought to contribute towards the support of the government, as nearly as possible, in proportion to their respective abilities; that is, in proportion to the revenue which they respectively enjoy under the protection of the state.
Some commentators have argued that Smith's works show support for a progressive, not flat, income tax and that he specifically named taxes that he thought should be required by the state, among them luxury-goods taxes and tax on rent. Yet Smith argued for the "impossibility of taxing the people, in proportion to their economic revenue, by any capitation". Smith argued that taxes should principally go toward protecting "justice" and "certain publick institutions" that were necessary for the benefit of all of society, but that could not be provided by private enterprise.
Additionally, Smith outlined the proper expenses of the government in The Wealth of Nations, Book V, Ch. I. Included in his requirements of a government is to enforce contracts and provide justice system, grant patents and copy rights, provide public goods such as infrastructure, provide national defence, and regulate banking. The role of the government was to provide goods "of such a nature that the profit could never repay the expense to any individual" such as roads, bridges, canals, and harbours. He also encouraged invention and new ideas through his patent enforcement and support of infant industry monopolies. He supported partial public subsidies for elementary education, and he believed that competition among religious institutions would provide general benefit to the society. In such cases, however, Smith argued for local rather than centralised control: "Even those publick works which are of such a nature that they cannot afford any revenue for maintaining themselves ... are always better maintained by a local or provincial revenue, under the management of a local and provincial administration, than by the general revenue of the state" (Wealth of Nations, V.i.d.18). Finally, he outlined how the government should support the dignity of the monarch or chief magistrate, such that they are equal or above the public in fashion. He even states that monarchs should be provided for in a greater fashion than magistrates of a republic because "we naturally expect more splendor in the court of a king than in the mansion-house of a doge". In addition, he allowed that in some specific circumstances, retaliatory tariffs may be beneficial:
The recovery of a great foreign market will generally more than compensate the transitory inconvenience of paying dearer during a short time for some sorts of goods.
However, he added that in general, a retaliatory tariff "seems a bad method of compensating the injury done to certain classes of our people, to do another injury ourselves, not only to those classes, but to almost all the other classes of them".
Economic historians such as Jacob Viner regard Smith as a strong advocate of free markets and limited government (what Smith called "natural liberty"), but not as a dogmatic supporter of laissez-faire.
Economist Daniel Klein believes using the term "free-market economics" or "free-market economist" to identify the ideas of Smith is too general and slightly misleading. Klein offers six characteristics central to the identity of Smith's economic thought and argues that a new name is needed to give a more accurate depiction of the "Smithian" identity. Economist David Ricardo set straight some of the misunderstandings about Smith's thoughts on free market. Most people still fall victim to the thinking that Smith was a free-market economist without exception, though he was not. Ricardo pointed out that Smith was in support of helping infant industries. Smith believed that the government should subsidise newly formed industry, but he did fear that when the infant industry grew into adulthood, it would be unwilling to surrender the government help. Smith also supported tariffs on imported goods to counteract an internal tax on the same good. Smith also fell to pressure in supporting some tariffs in support for national defence.
Some have also claimed, Emma Rothschild among them, that Smith would have supported a minimum wage, although no direct textual evidence supports the claim. Indeed, Smith wrote:
The price of labour, it must be observed, cannot be ascertained very accurately anywhere, different prices being often paid at the same place and for the same sort of labour, not only according to the different abilities of the workmen, but according to the easiness or hardness of the masters. Where wages are not regulated by law, all that we can pretend to determine is what are the most usual; and experience seems to show that law can never regulate them properly, though it has often pretended to do so. (The Wealth of Nations, Book 1, Chapter 8)
However, Smith also noted, to the contrary, the existence of an imbalanced, inequality of bargaining power:
A landlord, a farmer, a master manufacturer, a merchant, though they did not employ a single workman, could generally live a year or two upon the stocks which they have already acquired. Many workmen could not subsist a week, few could subsist a month, and scarce any a year without employment. In the long run, the workman may be as necessary to his master as his master is to him, but the necessity is not so immediate.
Criticism
Nobel Prize-winning economist Joseph E. Stiglitz says, on the topic of one of Smith's better-known ideas: "one of the reasons that the invisible hand may be invisible is that it is simply not there."
See also
Critique of political economy
Organizational capital
List of abolitionist forerunners
List of Fellows of the Royal Society of Arts
People on Scottish banknotes
References
Informational notes
Citations
Bibliography
Helbroner, Robert L. The Essential Adam Smith.
Otteson, James R. (2002). Adam Smith's Marketplace of Life. Cambridge: Cambridge University Press.
Further reading
Hardwick, D. and Marsh, L. (2014). Propriety and Prosperity: New Studies on the Philosophy of Adam Smith. Palgrave Macmillan
Phillipson, Nicholas (2010). Adam Smith: An Enlightened Life, Yale University Press, , 352 pages; scholarly biography
McLean, Iain (2004). Adam Smith, Radical and Egalitarian: An Interpretation for the 21st Century Edinburgh University Press
Pichet, Éric (2004). Adam Smith, je connais !, French biography.
Vianello, F. (1999). "Social accounting in Adam Smith", in: Mongiovi, G. and Petri F. (eds.), Value, Distribution and capital. Essays in honour of Pierangelo Garegnani, London: Routledge, .
Wolloch, N. (2015). "Symposium on Jack Russell Weinstein's Adam Smith's Pluralism: Rationality, Education and the Moral Sentiments". Cosmos + Taxis
"Adam Smith and Empire: A New Talking Empire Podcast," Imperial & Global Forum, 12 March 2014.
External links
References to Adam Smith in historic European newspapers
at the Adam Smith Institute
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1790 deaths
18th-century Scottish writers
18th-century economists
18th-century British philosophers
Academics of the University of Glasgow
Age of Enlightenment
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Critics of work and the work ethic |
6533 | https://en.wikipedia.org/wiki/Charles%20Williams%20%28British%20writer%29 | Charles Williams (British writer) | Charles Walter Stansby Williams (20 September 1886 – 15 May 1945) was a British poet, novelist, playwright, theologian, literary critic, and member of the Inklings, an informal literary discussion group associated with C. S. Lewis and J. R. R. Tolkien at the University of Oxford.
Early life and education
Charles Williams was born in London in 1886, the only son of (Richard) Walter Stansby Williams (1848–1929) and Mary (née Wall). His father Walter was a journalist and foreign business correspondent for an importing firm, writing in French and German, who was a 'regular and valued' contributor of verse, stories and articles to many popular magazines. His mother Mary, the sister of the ecclesiologist and historian J. Charles Wall), was a former milliner (hatmaker), of Islington. He had one sister, Edith, born in 1889. The Williams family lived in 'shabby-genteel' circumstances, owing to Walter's increasing blindness and the decline of the firm by which he was employed, in Holloway. In 1894 the family moved to St Albans in Hertfordshire, where Williams lived until his marriage in 1917.
Educated at St Albans School, Williams was awarded a scholarship to University College London, but he left school in 1904 without attempting to gain a degree due to an inability to pay tuition fees.
Williams began work in 1904 in a Methodist bookroom. He was hired by the Oxford University Press (OUP) as a proofreading assistant in 1908 and quickly climbed to the position of editor. He continued to work at the OUP in various positions of increasing responsibility until his death in 1945. One of his greatest editorial achievements was the publication of the first major English-language edition of the works of Søren Kierkegaard. His work was part of the literature event in the art competition at the 1924 Summer Olympics.
Although chiefly remembered as a novelist, Williams also published poetry, works of literary criticism, theology, drama, history, biography, and a voluminous number of book reviews. Some of his best known novels are War in Heaven (1930), Descent into Hell (1937), and All Hallows' Eve (1945). T. S. Eliot, who wrote an introduction for the last of these, described Williams's novels as "supernatural thrillers" because they explore the sacramental intersection of the physical with the spiritual while also examining the ways in which power, even spiritual power, can corrupt as well as sanctify.
All of Williams's fantasies, unlike those of J. R. R. Tolkien and most of those of C. S. Lewis, are set in the contemporary world. Williams has been described by Colin Manlove as one of the three main writers of "Christian fantasy" in the twentieth century (the other two being C.S. Lewis and T. F. Powys). More recent writers of fantasy novels with contemporary settings, notably Tim Powers, cite Williams as a model and inspiration.
W. H. Auden, one of Williams's greatest admirers, reportedly re-read Williams's extraordinary and highly unconventional history of the church, The Descent of the Dove (1939), every year. Williams's study of Dante entitled The Figure of Beatrice (1944) was very highly regarded at its time of publication and continues to be consulted by Dante scholars today. His work inspired Dorothy L. Sayers to undertake her translation of The Divine Comedy. Williams, however, regarded his most important work to be his extremely dense and complex Arthurian poetry, of which two books were published, Taliessin through Logres (1938) and The Region of the Summer Stars (1944), and more remained unfinished at his death. Some of Williams's essays were collected and published posthumously in Image of the City and Other Essays (1958), edited by Anne Ridler.
Williams gathered many followers and disciples during his lifetime. He was, for a period, a member of the Salvator Mundi Temple of the Fellowship of the Rosy Cross. He met fellow Anglican Evelyn Underhill (who was affiliated with a similar group, the Order of the Golden Dawn) in 1937 and would later write the introduction to her published Letters in 1943.
When World War II broke out in 1939, Oxford University Press moved its offices from London to Oxford. Williams was reluctant to leave his beloved city, and his wife Florence refused to go. From the nearly 700 letters he wrote his wife during the war years, a generous selection has been published — "primarily… love letters," the editor calls them.
But the move to Oxford did allow him to participate regularly in Lewis's literary society known as the Inklings. In this setting Williams was able to read (and improve) his final published novel, All Hallows' Eve, as well as to hear J. R. R. Tolkien read aloud to the group some of his early drafts of The Lord of the Rings. In addition to meeting in Lewis's rooms at Oxford, they also regularly met at The Eagle and Child pub in Oxford (better known by its nickname "The Bird and Baby"). During this time Williams also gave lectures at Oxford on John Milton, William Wordsworth, and other authors, and received an honorary M.A. degree.
Williams is buried in Holywell Cemetery in Oxford. His headstone bears the word "poet" followed by the words "Under the Mercy", a phrase often used by Williams himself.
Personal life
In 1917 Williams married his first sweetheart, Florence Conway, following a long courtship during which he presented her with a sonnet sequence that would later become his first published book of poetry, The Silver Stair. Their son Michael was born in 1922.
Williams was an unswerving and devoted member of the Church of England, reputedly with a tolerance of the scepticism of others and a firm belief in the necessity of a "doubting Thomas" in any apostolic body.
Although Williams attracted the attention and admiration of some of the most notable writers of his day, including T. S. Eliot and W. H. Auden, his greatest admirer was probably C. S. Lewis, whose novel That Hideous Strength (1945) has been regarded as partially inspired by his acquaintance with both the man and his novels and poems. Williams came to know Lewis after reading Lewis's then-recently published study The Allegory of Love; he was so impressed he jotted down a letter of congratulation and dropped it in the mail. Coincidentally, Lewis had just finished reading Williams's novel The Place of the Lion and had written a similar note of congratulation. The letters crossed in the mail and led to an enduring and fruitful friendship.
Theology
Williams developed the concept of co-inherence and gave rare consideration to the theology of romantic love. Falling in love for Williams was a form of mystical envisioning in which one saw the beloved as he or she was seen through the eyes of God. Co-inherence was a term used in Patristic theology to describe the relationship between the human and divine natures of Jesus Christ and the relationship between the persons of the blessed Trinity. Williams extended the term to include the ideal relationship between the individual parts of God's creation, including human beings. It is our mutual indwelling: Christ in us and we in Christ, interdependent. It is also the web of interrelationships, social and economic and ecological, by which the social fabric and the natural world function. But especially for Williams, co-inherence is a way of talking about the Body of Christ and the communion of saints. For Williams, salvation was not a solitary affair: "The thread of the love of God was strong enough to save you and all the others, but not strong enough to save you alone." He proposed an order, the Companions of the Co-inherence, who would practice substitution and exchange, living in love-in-God, truly bearing one another's burdens, being willing to sacrifice and to forgive, living from and for one another in Christ. According to Gunnar Urang, co-inherence is the focus of all Williams's novels.
Works
Fiction
1930: War in Heaven (London: Victor Gollancz) – The Holy Grail surfaces in an obscure country parish and becomes variously a sacramental object to protect or a vessel of power to exploit.
1930: Many Dimensions (London: Victor Gollancz) – An evil antiquarian illegally purchases the fabled Stone of Suleiman (Williams uses this Muslim form rather than the more familiar King Solomon) from its Islamic guardian and returns to England to discover not only that the Stone can multiply itself infinitely without diminishing the original, but that it also allows its possessor to transcend the barriers of space and time.
"Et in Sempiternum Pereant," a short story first published in The London Mercury, December 1935, in which Lord Arglay (protagonist in Many Dimensions) has his life put at risk encountering a ghost on the path to damnation.
1931: The Place of the Lion (London: Mundanus) – Platonic archetypes begin to appear around an English country town, wreaking havoc and drawing to the surface the spiritual strengths and flaws of individual characters.
1932: The Greater Trumps (London: Victor Gollancz) – The original Tarot deck is used to unlock enormous metaphysical powers by allowing the possessors to see across space and time, create matter, and raise powerful natural storms.
1933: Shadows of Ecstasy (London: Victor Gollancz) – A humanistic adept has discovered that by focusing his energies inward he can extend his life almost indefinitely. He undertakes an experiment using African lore to die and resurrect his own body thereby assuring his immortality. His followers begin a revolutionary movement to supplant European civilisation. The first of Williams's novels to be written, though not the first published.
1937: Descent into Hell (London: Faber & Faber) – Generally thought to be Williams's best novel, Descent deals with various forms of selfishness, and how the cycle of sin brings about the necessity for redemptive acts. In it, an academic becomes so far removed from the world that he fetishises a woman to the extent that his perversion takes the form of a succubus. Other characters include a doppelgänger, the ghost of a suicidal Victorian labourer, and a playwright modelled in some ways on the author. Illustrates Williams's belief in the replacement of sin and substitutional love.
1945: All Hallows' Eve (London: Faber & Faber) – Follows the fortunes of two women after death and their interactions with those they knew before, contrasting the results of action based either on selfishness or an accepting love.
1970–72: The Noises That Weren’t There. Unfinished. First three chapters published in Mythlore 6 (Autumn 1970), 7 (Winter 1971) and 8 (Winter 1972).
Plays
c. 1912: The Chapel of the Thorn (edited by Sørina Higgins; Berkeley: Apocryphile Press, 2014)
1930: A Myth of Shakespeare (London: Oxford University Press)
1930: A Myth of Francis Bacon (Published in the Charles Williams Society Newsletter, 11, 12, and 14)
1929–31: Three Plays (London: Oxford University Press)
The Rite of the Passion (1929)
The Chaste Wanton (1930)
The Witch (1931)
1963: Collected Plays by Charles Williams (edited by John Heath-Stubbs; London: Oxford University Press)
Thomas Cranmer of Canterbury (1936). Canterbury Festival play, following T. S. Eliot's Murder in the Cathedral in the preceding (inaugural) year.
Seed of Adam (1937)
Judgement at Chelmsford (1939)
The Death of Good Fortune (1939)
The House by the Stable (1939)
Terror of Light (1940)
Grab and Grace (1941)
The Three Temptations (1942)
House of the Octopus (1945)
2000: The Masques of Amen House (edited by David Bratman. Mythopoeic Press).
The Masque of the Manuscript (1927)
The Masque of Perusal (1929)
The Masque of the Termination of Copyright (1930)
Poetry
1912: The Silver Stair (London: Herbert and Daniel)
1917: Poems of Conformity (London: Oxford University Press)
1920: Divorce (London: Oxford University Press)
1924: Windows of Night (London: Oxford University Press)
1930: Heroes and Kings (London: Sylvan Press)
1954: Taliessin through Logres (1938) and The Region of the Summer Stars (1944) (London: Oxford University Press)
1991: Charles Williams, ed. David Llewellyn Dodds (Woodbridge and Cambridge, UK: Boydell & Brewer: Arthurian Poets series). Part II, Uncollected and unpublished poems (pp. 149–281).
Theology
1938: He Came Down from Heaven (London: Heinemann).
1939: The Descent of the Dove: A Short History of the Holy Spirit in the Church (London: Longmans, Green)
1941: Witchcraft (London: Faber & Faber)
1942: The Forgiveness of Sins (London: G. Bles)
1958: The Image of the City and Other Essays (edited by Anne Ridler; London: Oxford University Press). Parts II through V
1990: Outlines of Romantic Theology (Grand Rapids, Mich.: Eerdmans)
Literary criticism
1930: Poetry at Present (Oxford: Clarendon Press).
1932: The English Poetic Mind (Oxford: Clarendon Press).
1933: Reason and Beauty in the Poetic Mind (Oxford: Clarendon Press)
1940: Introduction to Milton (based on a lecture at Oxford University), in The English Poems of John Milton (Oxford University Press)
1941: Religion and Love in Dante: The Theology of Romantic Love (Dacre Press, Westminster).
1943: The Figure of Beatrice (London: Faber & Faber)
1948: The Figure of Arthur (unfinished), in Arthurian Torso, ed. C. S. Lewis (London: Oxford University Press)
1958: The Image of the City and Other Essays (edited by Anne Ridler; London: Oxford University Press). Parts I and VI
2003: The Detective Fiction Reviews of Charles Williams (edited by Jared C. Lobdell; McFarland)
2017: The Celian Moment and Other Essays (edited by Stephen Barber; Oxford: The Greystones Press)
Biography
1933: Bacon (London: Arthur Barker)
1933: A Short Life of Shakespeare (Oxford: Clarendon Press). Abridgment of the 2-volume work by Sir Edmund Chambers
1934: James I (London: Arthur Barker)
1935: Rochester (London: Arthur Barker)
1936: Queen Elizabeth (London: Duckworth)
1937: Henry VII (London: Arthur Barker)
1937: Stories of Great Names (London: Oxford University Press). Alexander, Julius Caesar, Charlemagne, Joan of Arc, Shakespeare, Voltaire, John Wesley
1946: Flecker of Dean Close (London: Canterbury Press)
Other works
1931: Introduction, Poems of Gerard Manley Hopkins (Ed. Robert Bridges; 2nd ed.; London: Oxford University Press; )
1936: The Story of the Aeneid (London: Oxford University Press; )
1939: The Passion of Christ (Oxford University Press, New York, London )
1940: Introduction, Søren Kierkegaard's The Present Age (trans. Dru and Lowrie; Oxford University Press; )
1943: Introduction, The Letters of Evelyn Underhill (Longmans, Green and Co.)
1958: The New Christian Year (Oxford University Press )
1986: "Et in Sempiternum Pereant" (a short story) in The Oxford Book of English Ghost Stories (London: Oxford University Press)
1989: Letters to Lalage: The Letters of Charles Williams to Lois Lang-Sims (Kent State University Press)
2002: To Michal from Serge: Letters from Charles Williams to His Wife, Florence, 1939–1945 (edited by Roma King Jr.; Kent State University Press)
Sources
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.
.
.
.
.
.
.
.
Hillegas, Mark R., ed. (1969), Shadows of Imagination: The Fantasies of C. S. Lewis, J. R. R. Tolkien, and Charles Williams, Carbondale and Edwardsville: Southern Illinois University Press.
.
.
.
.
King, Roma A., Jr. (1990), The Pattern in the Web: The Mythical Poetry of Charles Williams. Kent, O., and London: Kent State University Press.
Lewis, C. S. (1948), "Williams and the Arthuriad," in Arthurian Torso, ed. C. S. Lewis, London: Oxford University Press, pp. 93–200.
Moorman, Charles (1960), Arthurian Triptych: Mythic Materials in Charles Williams, C. S. Lewis, and T. S. Eliot, Berkeley and Los Angeles: University of California Press.
Moorman, Charles (1966), The Precincts of Felicity: The Augustinian City of the Oxford Christians. Gainesville: University of Florida Press.
Roukema, Aren (2018), Esotericism and Narrative: The Occult Fiction of Charles Williams. Brill
.
features Charles Williams, C.S. Lewis, and J.R.R. Tolkien as the main characters.
.
.
.
Wendling, Susan (2006), "Charles Williams: Priest of the Co-inherence", in INKLINGS Forever, Vol. V, a collection of essays presented at the Fifth Frances White Ewbank Colloquium on C.S. Lewis and Friends, presented at Taylor University.
References
External links
The Charles Williams Society
The Marion E. Wade Center
Public Domain books by Charles Williams at Project Gutenburg Australia
An Introduction to Charles Williams
1886 births
1945 deaths
Alumni of University College London
Writers of modern Arthurian fiction
Christian writers
Protestant mystics
English fantasy writers
20th-century English theologians
20th-century Christian mystics
Inklings
Mythopoeic writers
Oxford University Press people
People from St Albans
People educated at St Albans School, Hertfordshire
Taliesin
British male poets
English male short story writers
English short story writers
English male novelists
20th-century English poets
20th-century English novelists
English Christian theologians
20th-century British short story writers
Christian novelists
Burials at Holywell Cemetery
Olympic competitors in art competitions |
7612 | https://en.wikipedia.org/wiki/Christopher%20Alexander | Christopher Alexander | Christopher Wolfgang Alexander (born 4 October 1936 in Vienna, Austria) is a widely influential British-American architect and design theorist, and currently emeritus professor at the University of California, Berkeley. His theories about the nature of human-centered design have affected fields beyond architecture, including urban design, software, sociology and others. Alexander has designed and personally built over 100 buildings, both as an architect and a general contractor.
In software, Alexander is regarded as the father of the pattern language movement. The first wiki—the technology behind Wikipedia—led directly from Alexander's work, according to its creator, Ward Cunningham. Alexander's work has also influenced the development of agile software development.
In architecture, Alexander's work is used by a number of different contemporary architectural communities of practice, including the New Urbanist movement, to help people to reclaim control over their own built environment. However, Alexander is controversial among some mainstream architects and critics, in part because his work is often harshly critical of much of contemporary architectural theory and practice.
Alexander is known for many books on the design and building process, including Notes on the Synthesis of Form, A City is Not a Tree (first published as a paper and re-published in book form in 2015), The Timeless Way of Building, A New Theory of Urban Design, and The Oregon Experiment. More recently he published the four-volume The Nature of Order: An Essay on the Art of Building and the Nature of the Universe, about his newer theories of "morphogenetic" processes, and The Battle for the Life and Beauty of the Earth, about the implementation of his theories in a large building project in Japan. All his works are developed or accumulated from his previous works, so his works should be read as a whole rather than fragmented pieces. His life's work or the best of his works is The Nature of Order on which he spent about 30 years, and the very first version of The Nature of Order was done in 1981, one year before a famous debate with Peter Eisenman at Harvard.
Alexander is perhaps best known for his 1977 book A Pattern Language, a perennial seller some four decades after publication. Reasoning that users are more sensitive to their needs than any architect could be, he produced and validated (in collaboration with his students Sara Ishikawa, Murray Silverstein, Max Jacobson, Ingrid King, and Shlomo Angel) a "pattern language" to empower anyone to design and build at any scale.
Personal life
As a young child Alexander emigrated in fall 1938 with his parents from Austria to England, when his parents were forced to flee the Nazi regime. He spent much of his childhood in Chichester and Oxford, England, where he began his education in the sciences. He moved from England to the United States in 1958 to study at Harvard University and Massachusetts Institute of Technology. He moved to Berkeley, California in 1963 to accept an appointment as Professor of Architecture, a position he would hold for almost 40 years. In 2002, after his retirement, Alexander moved to Arundel, England, where he continues to write, teach and build. Alexander is married to Margaret Moore Alexander, and he has two daughters, Sophie and Lily, by his former wife Pamela. Alexander holds both British and American citizenship.
Education
Alexander attended Oundle School, England. In 1954, he was awarded the top open scholarship to Trinity College, Cambridge University in chemistry and physics, and went on to read mathematics. He earned a Bachelor's degree in Architecture and a Master's degree in Mathematics. He took his doctorate at Harvard (the first PhD in Architecture ever awarded at Harvard University), and was elected fellow at Harvard. During the same period he worked at MIT in transportation theory and computer science, and worked at Harvard in cognition and cognitive studies.
Honors
Alexander was elected to the Society of Fellows, Harvard University 1961–64; awarded the First Medal for Research by the American Institute of Architects, 1972; elected member of the Swedish Royal Academy, 1980; winner of the Best Building in Japan award, 1985; winner of the ACSA (Association of Collegiate Schools of Architecture) Distinguished Professor Award, 1986 and 1987; invited to present the Louis Kahn Memorial Lecture, 1992; awarded the Seaside Prize, 1994; elected a Fellow of the American Academy of Arts and Sciences, 1996; one of the two inaugural recipients of the Athena Award, given by the Congress for the New Urbanism (CNU), 2006;. awarded (in absentia) the Vincent Scully Prize by the National Building Museum, 2009; awarded the lifetime achievement award by the Urban Design Group, 2011; winner of the Global Award for Sustainable Architecture, 2014. 1994 Seaside Prize recipient
Career
Author
The Timeless Way of Building (1979) described the perfection of use to which buildings could aspire:
A Pattern Language: Towns, Buildings, Construction (1977) described a practical architectural system in a form that a theoretical mathematician or computer scientist might call a generative grammar.
The work originated from an observation that many medieval cities are attractive and harmonious. The authors said that this occurs because they were built to local regulations that required specific features, but freed the architect to adapt them to particular situations.
The book provides rules and pictures, and leaves decisions to be taken from the precise environment of the project. It describes exact methods for constructing practical, safe and attractive designs at every scale, from entire regions, through cities, neighborhoods, gardens, buildings, rooms, built-in furniture, and fixtures down to the level of doorknobs.
A notable value is that the architectural system consists only of classic patterns tested in the real world and reviewed by multiple architects for beauty and practicality.
The book includes all needed surveying and structural calculations, and a novel simplified building system that copes with regional shortages of wood and steel, uses easily stored inexpensive materials, and produces long-lasting classic buildings with small amounts of materials, design and labor. It first has users prototype a structure on-site in temporary materials. Once accepted, these are finished by filling them with very-low-density concrete. It uses vaulted construction to build as high as three stories, permitting very high densities.
This book's method was adopted by the University of Oregon, as described in The Oregon Experiment (1975), and remains the official planning instrument. It has also been adopted in part by some cities as a building code.
The idea of a pattern language appears to apply to any complex engineering task, and has been applied to some of them. It has been especially influential in software engineering where patterns have been used to document collective knowledge in the field.
A New Theory of Urban Design (1987) coincided with a renewal of interest in urbanism among architects, but stood apart from most other expressions of this by assuming a distinctly anti-masterplanning stance. An account of a design studio conducted with Berkeley students on a site in San Francisco, it shows how convincing urban networks can be generated by requiring individual actors to respect only local rules, in relation to neighbours. A vastly undervalued part of the Alexander canon, A New Theory is important in understanding the generative processes which give rise to the shanty towns latterly championed by Stewart Brand, Robert Neuwirth, and the Prince of Wales. There have been critical reconstructions of Alexander's design studio based on the theories put forward in A New Theory of Urban Design.
The Nature of Order: An Essay on the Art of Building and the Nature of the Universe (2003–04), which includes The Phenomenon of Life, The Process of Creating Life, A Vision of a Living World and The Luminous Ground, is Alexander's most comprehensive and elaborate work. In it, he puts forth a new theory about the nature of space and describes how this theory influences thinking about architecture, building, planning, and the way in which we view the world in general. The mostly static patterns from A Pattern Language have been amended by more dynamic sequences, which describe how to work towards patterns (which can roughly be seen as the end result of sequences). Sequences, like patterns, promise to be tools of wider scope than building (just as his theory of space goes beyond architecture).
The online publication Katarxis 3 (September 2004) includes several essays by Christopher Alexander, as well as the legendary debate between Alexander and Peter Eisenman from 1982.
Alexander's latest book, The Battle for the Life and Beauty of the Earth: A Struggle Between Two World-Systems (2012), is the story of the largest project he and his colleagues had ever tackled, the construction of a new High School/College campus in Japan. He also uses the project to connect with themes in his four-volume series. He contrasts his approach, (System A) with the construction processes endemic in the US and Japanese economies (System B). As Alexander describes it, System A is focused on enhancing the life/spirit of spaces within given constraints (land, budget, client needs, etc.) (drawings are sketches - decisions on placing buildings, materials used, finish and such are made in the field as construction proceeds, with adjustments as needed to meet overall budget); System B ignores, and tends to diminish or destroy that quality because there is an inherent flaw: System A is a generally a product of a different Economic System than we live in now. When the architect is only responsible for concept and casual field drawings (which the builder uses to build structures at the lowest possible [competitive] cost), the builder finds that System A can not produce acceptable results at the lowest market cost. Except for a culture where land and material costs are low or first world clients who are sensitive, patient and wealthy. In most cases, the economically motivated builder must use a hybrid system. In the best case, System AB, the builder uses the processes of System A to differentiate, improve and inform his work. Or there are no economic considerations and the builder is the architect and is building for himself. In the last few chapters he describes "centers" as a way of thinking about the connections among spaces, and about what brings more wholeness and life to a space.
Works of architecture
Among Alexander's most notable built works are the Eishin Campus near Tokyo (the building process of which is outlined in his 2012 book The Battle for the Life and Beauty of the Earth); the West Dean Visitors Centre in West Sussex, England; the Julian Street Inn (a homeless shelter) in San Jose, California (both described in Nature of Order); the Sala House and the Martinez House (experimental houses in Albany and Martinez, California made of lightweight concrete); the low-cost housing in Mexicali, Mexico (described in The Production of Houses); and several private houses (described and illustrated in The Nature of Order). Alexander's built work is characterized by a special quality (which he used to call "the quality without a name", but named "wholeness" in Nature of Order) that relates to human beings and induces feelings of belonging to the place and structure. This quality is found in the most loved traditional and historic buildings and urban spaces, and is precisely what Alexander has tried to capture with his sophisticated mathematical design theories. Paradoxically, achieving this connective human quality has also moved his buildings away from the abstract imageability valued in contemporary architecture, and this is one reason why his buildings are under-appreciated at present.
His former student and colleague Michael Mehaffy wrote an introductory essay on Alexander's built work in the online publication Katarxis 3, which includes a gallery of Alexander's major built projects through September 2004.
Teaching
In addition to his lengthy teaching career as a Professor at UC Berkeley (during which a number of international students began to appreciate and apply his methods), Alexander was a key faculty member at both The Prince of Wales's Summer Schools in Civil Architecture (1990–1994) and The Prince's Foundation for the Built Environment. He also initiated the process which led to the international Building Beauty post-graduate school for architecture, which launched in Sorrento, Italy for the 2017–18 academic year.
Influence
Architecture
Alexander's work has widely influenced architects; among those who acknowledge his influence are Sarah Susanka, Andres Duany, and Witold Rybczynski. Robert Campbell, the Pulitzer Prize-winning architecture critic for the Boston Globe, stated that Alexander "has had an enormous critical influence on my life and work, and I think that's true of a whole generation of people."
Architecture critic Peter Buchanan, in an essay for The Architectural Reviews 2012 campaign The Big Rethink, argues that Alexander's work as reflected in A Pattern Language is "thoroughly subversive and forward looking rather than regressive, as so many misunderstand it to be." He continues:
Many urban development projects continue to incorporate Alexander's ideas. For example, in the UK the developers Living Villages have been highly influenced by Alexander's work and used A Pattern Language as the basis for the design of The Wintles in Bishops Castle, Shropshire. Sarah Susanka's "Not So Big House" movement adapts and popularizes Alexander's patterns and outlook.
Computer science
Alexander's Notes on the Synthesis of Form was said to be required reading for researchers in computer science throughout the 1960s. It had an influence in the 1960s and 1970s on programming language design, modular programming, object-oriented programming, software engineering and other design methodologies. Alexander's mathematical concepts and orientation were similar to Edsger Dijkstra's influential A Discipline of Programming.
The greatest influence of A Pattern Language in computer science is the design patterns movement. Alexander's philosophy of incremental, organic, coherent design also influenced the extreme programming movement. The Wiki was invented to allow the Hillside Group to work on programming design patterns. More recently the "deep geometrical structures" as discussed in The Nature of Order have been cited as having importance for object-oriented programming, particularly in C++.
Will Wright wrote that Alexander's work was influential in the origin of the SimCity computer games, and in his later game Spore.
Alexander has often led his own software research, such as the 1996 Gatemaker project with Greg Bryant.
Alexander discovered and conceived a recursive structure, so called wholeness, which is defined mathematically, exists in space and matter physically, and reflects in our minds and cognition psychologically. He had his idea of wholeness back to early 1980s when he finished his very first version of The Nature of Order. In fact, his idea of wholeness or degree of wholeness relying a recursive structure of centers resemble in spirit to Google's PageRank.
Religion
The fourth volume of The Nature of Order approaches religious questions from a scientific and philosophical rather than mystical direction. In it, Alexander describes deep ties between the nature of matter, human perception of the universe, and the geometries people construct in buildings, cities, and artifacts. He suggests a crucial link between traditional practices and beliefs, and recent scientific advances. Despite his leanings toward Deism, and his naturalistic and anthropological approach to religion, Alexander maintains that he is a practicing member of the Catholic Church, believing it to embody a great deal of accumulated human truth within its rituals.
Design science
The life's work of Alexander is dedicated to turn design from unselfconscious behavior to selfconscious behavior, so called design science. In his very first book Notes on the Synthesis of Forms, he has set what he wanted to do. He was inspired by traditional buildings, and tried to derive some 253 patterns for architectural design. Later on, he further distills 15 geometric properties to characterize living structure in The Nature of Order. The design principles are differentiation and adaptation.
Complex networks
In his classic A City is Not a Tree, he already had some primary ideas of complex networks, although he used semilattice rather than complex networks. In his first book Notes on the synthesis of forms on page 65, he illustrated something that is in fact community or community structure in complex networks, a recent topic emerged around 2004: community structure.
Published works
Alexander's published works include:
Community and Privacy, with Serge Chermayeff (1963)
Notes on the Synthesis of Form (1964)
A City is Not a Tree (1965)
The Atoms of Environmental Structure (1967)
A Pattern Language which Generates Multi-service Centers, with Ishikawa and Silverstein (1968)
Houses Generated by Patterns (1969)
The Grass Roots Housing Process (1973)
The Center for Environmental Structure Series, made up of
The Oregon Experiment (1975)
A Pattern Language, with Ishikawa and Silverstein (1977)
The Timeless Way of Building (1979)
The Linz Cafe (1981)
The Production of Houses, with Davis, Martinez, and Corner (1985)
A New Theory of Urban Design, with Neis, Anninou, and King (1987)
Foreshadowing of 21st Century Art: The Color and Geometry of Very Early Turkish Carpets (1993)
The Mary Rose Museum, with Black and Tsutsui (1995)
The Nature of Order Book 1: The Phenomenon of Life (2002)
The Nature of Order Book 2: The Process of Creating Life (2002)
The Nature of Order Book 3: A Vision of a Living World (2005)
The Nature of Order Book 4: The Luminous Ground (2004)
The Battle for the Life and Beauty of the Earth: A Struggle between Two World-Systems, with HansJoachim Neis and Maggie More Alexander (2012)
Unpublished:
Sustainability and Morphogenesis (working title)
See also
Pattern gardening
References
Further reading
Grabow, Stephen: Christopher Alexander: The Search for a New Paradigm in Architecture, Routledge & Kegan Paul, London and Boston, 1983.
Leitner, Helmut: Pattern Theory: Introduction and Perspectives on the Tracks of Christopher Alexander, Graz, 2015, .
Mehaffy, Michael: Cities Alive: Jane Jacobs, Christopher Alexander, and the Roots of the New Urban Renaissance, Sustasis Press, 2017, .
External links
Official website for Alexander's Pattern Language
Official website of Christopher Alexander, on his 4-volume book The Nature of Order
"Some Notes on Christopher Alexander", by Nikos Salingaros
Introduction to Christopher Alexander
Radio interview with Christopher Alexander by NPR's Jennifer Ludden
National Building Museum interviews Michael Mehaffy on the occasion of Christopher Alexander receiving the 2009 Scully Prize
20th-century American architects
Austrian architects
Austrian emigrants to the United Kingdom
British emigrants to the United States
1936 births
Living people
Alumni of Trinity College, Cambridge
Harvard Fellows
Harvard Graduate School of Design alumni
UC Berkeley College of Environmental Design faculty
People educated at Oundle School
Architectural theoreticians
Design researchers
Urban theorists
Artists from Vienna
Fellows of the American Academy of Arts and Sciences
New Classical architects
21st-century American architects |
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