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Stifel, Nicolaus & Company, Inc
CRD#2829609
in Saint Louis, MO
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About this Advisor
Keith Thompson is a financial advisor working in Saint Louis, Missouri, who has been in the financial industry for 26 years. Thompson works at Stifel, Nicolaus & Company, Inc. They have spent the entirety of their employment at Stifel, Nicolaus & Company, Inc. Thompson has Series 63 and Series 65 licenses, qualifying them as both a securities agent and an investment advisor representative, and is registered to operate in California, Missouri and Texas. Stifel, Nicolaus & Company, Inc is a business that has its headquarters in Saint Louis, Missouri. It has offices in 434 locations and a total of 6,384 employees. It controls $149 billion in assets under management among its 316,625 accounts, making it one of the biggest investment advisory firms in the nation by assets under management. The firm advises 1,274 charities and foundations. Of its 316,625 customer accounts, 27% are held by high-net-worth investors who have more than $1 million in investable assets. Stifel, Nicolaus & Company, Inc provides a diverse set of services, such as financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, pension consulting services, selection of other advisers and educational seminars. Fees for financial advice are based on the services. However, fees billed by Stifel, Nicolaus & Company, Inc most likely include some combination of asset-based, fixed and commission-based fees.
Series 63, Series 65
Financial planning services, Portfolio management for individuals and/or small businesses, Portfolio management for pooled investment vehicles, Portfolio management for businesses or institutional clients, Pension consulting services, Selection of other advisers, Educational seminars/workshops
Percentage of Assets, Fixed Fees, Commissions
8182 Maryland Ave. 1St Floor
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Stifel, Nicolaus & Company, Inc Brokerage Details
Total Assets Under Management
MO Average: $11,469,110,461
MO Average: 458
Total Number of Accounts
MO Average: 33,415
Average Account Size
MO Average: $343,232
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Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Pension consulting services
Selection of other advisers
Educational seminars/workshops
Keith Thompson Work History
Keith has 26 years of experience.
1996 - Present (27 years)
State Registrations
Keith is registered in the following states:
Keith Thompson has disclosures.
Please visit their SEC profile for more details.
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Financial Advisors at Stifel, Nicolaus & Company, Inc
Cydney Dunavan
James Fellhauer
Michael Landau
Aislinn Baker
Alfredo Serrano
Dale Ireland
The content in this profile was updated by SmartAsset on 04/01/2022 using publicly available data compiled from the SEC and FINRA. To report any data inconsistencies or errors, please contact profile-compliance@smartasset.com.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board's initial and ongoing certification requirements.
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